Allianz AGIC Income & Growth Fund
Allianz AGIC Mid-Cap Growth Fund
Allianz AGIC Opportunity Fund
Allianz AGIC Systematic Growth Fund
Allianz AGIC Target Fund
Allianz NFJ All-Cap Value Fund
Allianz NFJ Dividend Value Fund
Allianz NFJ Mid-Cap Value Fund
Allianz NFJ Renaissance Fund
Allianz NFJ Small-Cap Value Fund
Allianz RCM Large-Cap Growth Fund
Allianz RCM Mid-Cap Fund
Allianz RCM Strategic Growth Fund
President’s Letter | 2-3 | |||
Fund Summaries | 4-33 | |||
Important Information About the Funds | 34-35 | |||
Benchmark Descriptions | 36-37 | |||
Schedules of Investments | 38-57 | |||
Statements of Assets and Liabilities | 58-61 | |||
Statements of Operations | 62-64 | |||
Statements of Changes in Net Assets | 66-69 | |||
Financial Highlights | 70-99 | |||
Notes to Financial Statements | 100-123 | |||
Report of Independent Registered Public Accounting Firm | 124 | |||
Federal Income Tax Information | 125 | |||
Privacy Policy | 126 | |||
Trustees of Allianz Funds | 127-128 | |||
Fund Officers of Allianz Funds | 129 |
President
Dear Shareholders:
President
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (2/24/84) | |||||||||||||
Allianz AGIC Growth Fund Class A | 31.75 | % | 6.22 | % | 2.30 | % | 10.62 | % | ||||||||
Allianz AGIC Growth Fund Class A (adjusted) | 24.51 | % | 5.02 | % | 1.72 | % | 10.39 | % | ||||||||
Allianz AGIC Growth Fund Class B | 30.84 | % | 5.43 | % | 1.76 | % | 10.41 | % | ||||||||
Allianz AGIC Growth Fund Class B (adjusted) | 25.84 | % | 5.11 | % | 1.76 | % | 10.41 | % | ||||||||
Allianz AGIC Growth Fund Class C | 30.72 | % | 5.43 | % | 1.53 | % | 9.79 | % | ||||||||
Allianz AGIC Growth Fund Class C (adjusted) | 29.72 | % | 5.43 | % | 1.53 | % | 9.79 | % | ||||||||
Allianz AGIC Growth Fund Class D | 31.75 | % | 6.23 | % | 2.30 | % | 10.61 | % | ||||||||
Allianz AGIC Growth Fund Class R | 31.40 | % | 5.95 | % | 2.01 | % | 10.26 | % | ||||||||
Allianz AGIC Growth Fund Class P | 32.06 | % | 6.53 | % | 2.59 | % | 10.93 | % | ||||||||
Allianz AGIC Growth Fund Institutional Class | 32.19 | % | 6.63 | % | 2.69 | % | 11.04 | % | ||||||||
Allianz AGIC Growth Fund Administrative Class | 31.90 | % | 6.37 | % | 2.43 | % | 10.75 | % | ||||||||
Russell 1000 Growth Index | 35.01 | % | 5.33 | % | 2.24 | % | 10.18 | % | ||||||||
Lipper Large-Cap Growth Funds Average | 32.68 | % | 4.05 | % | 1.88 | % | 9.60 | % |
† | The Fund began operations on 2/24/84. Benchmark and Lipper performance comparisons began on 2/29/84. |
(Unaudited)
Computers & Peripherals | 9.0 | % | ||
Oil, Gas & Consumable Fuels | 7.6 | % | ||
Software | 5.9 | % | ||
Media | 5.3 | % | ||
Biotechnology | 4.4 | % | ||
Communications Equipment | 4.4 | % | ||
Health Care Providers & Services | 4.2 | % | ||
Energy Equipment & Services | 4.1 | % | ||
Other | 53.9 | % | ||
Cash & Equivalents — Net | 1.2 | % |
Shareholder Expense Example | Actual Performance | |||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,071.10 | $ | 1,067.10 | $ | 1,067.10 | $ | 1,071.40 | $ | 1,069.60 | $ | 1,072.20 | $ | 1,072.50 | $ | 1,071.90 | ||||||||||||||||
Expenses Paid During Period | $ | 5.96 | $ | 9.79 | $ | 9.79 | $ | 5.96 | $ | 7.24 | $ | 4.73 | $ | 4.16 | $ | 5.45 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,019.04 | $ | 1,015.32 | $ | 1,015.32 | $ | 1,019.04 | $ | 1,017.80 | $ | 1,020.23 | $ | 1,020.78 | $ | 1,019.54 | ||||||||||||||||
Expenses Paid During Period | $ | 5.81 | $ | 9.54 | $ | 9.54 | $ | 5.81 | $ | 7.05 | $ | 4.61 | $ | 4.06 | $ | 5.31 |
(Unaudited)
Fund Inception† | ||||||||
1 Year | (2/28/07) | |||||||
Allianz AGIC Income & Growth Fund Class A | 24.66 | % | 6.27 | % | ||||
Allianz AGIC Income & Growth Fund Class A (adjusted) | 17.80 | % | 4.90 | % | ||||
Allianz AGIC Income & Growth Fund Class C | 23.77 | % | 5.48 | % | ||||
Allianz AGIC Income & Growth Fund Class C (adjusted) | 22.77 | % | 5.48 | % | ||||
Allianz AGIC Income & Growth Fund Class D | 24.59 | % | 6.26 | % | ||||
Allianz AGIC Income & Growth Fund Class R | 24.40 | % | 6.04 | % | ||||
Allianz AGIC Income & Growth Fund Class P | 25.06 | % | 6.58 | % | ||||
Allianz AGIC Income & Growth Fund Institutional Class | 25.15 | % | 6.68 | % | ||||
Barclays Capital U.S. Aggregate Index | 3.90 | % | 5.97 | % | ||||
S&P 500 Index | 30.69 | % | 0.69 | % | ||||
Lipper Flexible Portfolio Funds Average | 19.57 | % | 2.93 | % |
† | The Fund began operations on 2/28/07. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 2/28/07. |
(Unaudited)
Oil & Gas | 6.2 | % | ||
Technology | 5.1 | % | ||
Telecommunications | 4.8 | % | ||
Commercial Services | 4.3 | % | ||
Oil, Gas & Consumable Fuels | 3.8 | % | ||
Aerospace & Defense | 3.5 | % | ||
Pharmaceuticals | 3.3 | % | ||
Multi-Media | 3.2 | % | ||
Other | 62.5 | % | ||
Cash & Equivalents — Net (including options written) | 3.3 | % |
Shareholder Expense Example | Actual Performance | ||||||||||||||||||||||||
Institutional | |||||||||||||||||||||||||
Class A | Class C | Class D | Class R | Class P | Class | ||||||||||||||||||||
Beginning Account Value* | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | |||||||||||||
Ending Account Value (6/30/11) | $ | 1,039.90 | $ | 1,036.30 | $ | 1,039.90 | $ | 1,038.60 | $ | 1,041.80 | $ | 1,041.80 | |||||||||||||
Expenses Paid During Period | $ | 6.63 | $ | 10.40 | $ | 6.63 | $ | 5.31 | $ | 5.37 | $ | 4.86 |
Hypothetical Performance | ||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||
Class A | Class C | Class D | Class R | Class P | Institutional Class | |||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.30 | $ | 1,014.58 | $ | 1,018.30 | $ | 1,011.50 | $ | 1,019.54 | $ | 1,020.03 | ||||||||||||
Expenses Paid During Period | $ | 6.56 | $ | 10.29 | $ | 6.56 | $ | 5.24 | $ | 5.31 | $ | 4.81 |
* | Class R commenced operations on February 28, 2011. The Actual Performance expense example for Class R is based on the period since inception; the Actual Performance expense example for Class A, Class C, Class D, Class P, and Institutional Class and the Hypothetical Performance expense example for each class is based on the period beginning January 1, 2011. |
(Unaudited)
Fund Inception† | ||||||||||||
1 Year | 5 Years | (2/27/04) | ||||||||||
Allianz AGIC Mid-Cap Growth Fund Class A | 33.03 | % | 5.03 | % | 6.88 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Class A (adjusted) | 25.71 | % | 3.85 | % | 6.06 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Class C | 32.04 | % | 4.30 | % | 6.12 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Class C (adjusted) | 31.04 | % | 4.30 | % | 6.12 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Class D | 32.83 | % | 5.02 | % | 6.87 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Class P | 33.30 | % | 5.31 | % | 7.17 | % | ||||||
Allianz AGIC Mid-Cap Growth Fund Institutional Class | 33.43 | % | 5.40 | % | 7.27 | % | ||||||
Russell Midcap Growth Index | 43.25 | % | 6.28 | % | 7.62 | % | ||||||
Lipper Mid-Cap Core Funds Average | 35.83 | % | 4.71 | % | 6.49 | % |
† | The Fund began operations on 2/27/04. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 2/28/04. |
(Unaudited)
Machinery | 10.0 | % | ||
Semiconductors & Semiconductor Equipment | 8.5 | % | ||
Chemicals | 7.4 | % | ||
Multiline Retail | 6.7 | % | ||
Oil, Gas & Consumable Fuels | 6.1 | % | ||
Helath Care Providers & Services | 5.9 | % | ||
Software | 5.7 | % | ||
Specialty Retail | 4.5 | % | ||
Other | 43.4 | % | ||
Cash & Equivalents — Net | 1.8 | % |
Shareholder Expense Example | Actual Performance | |||||||||||||||||||
Class A | Class C | Class D | Class P | Institutional Class | ||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||
Ending Account Value (6/30/11) | $ | 1,073.50 | $ | 1,068.80 | $ | 1,072.40 | $ | 1,074.30 | $ | 1,074.20 | ||||||||||
Expenses Paid During Period | $ | 6.84 | $ | 10.67 | $ | 6.83 | $ | 5.55 | $ | 5.04 |
Hypothetical Performance | ||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||
Institutional | ||||||||||||||||||||
Class A | Class C | Class D | Class P | Class | ||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||
Ending Account Value (6/30/11) | $ | 1,018.20 | $ | 1,014.48 | $ | 1,018.20 | $ | 1,019.44 | $ | 1,019.93 | ||||||||||
Expenses Paid During Period | $ | 6.66 | $ | 10.39 | $ | 6.66 | $ | 5.41 | $ | 4.91 |
(Unaudited)
1 Year | 5 Years | 10 Years | Fund Inception† (2/24/84) | |||||||||||||
Allianz AGIC Opportunity Fund Class A | 33.86 | % | 5.86 | % | 5.92 | % | 12.27 | % | ||||||||
Allianz AGIC Opportunity Fund Class A (adjusted) | 26.50 | % | 4.67 | % | 5.32 | % | 12.04 | % | ||||||||
Allianz AGIC Opportunity Fund Class B | 32.78 | % | 5.06 | % | 5.36 | % | 12.06 | % | ||||||||
Allianz AGIC Opportunity Fund Class B (adjusted) | 27.78 | % | 4.73 | % | 5.36 | % | 12.06 | % | ||||||||
Allianz AGIC Opportunity Fund Class C | 32.87 | % | 5.07 | % | 5.13 | % | 11.45 | % | ||||||||
Allianz AGIC Opportunity Fund Class C (adjusted) | 31.87 | % | 5.07 | % | 5.13 | % | 11.45 | % | ||||||||
Allianz AGIC Opportunity Fund Class D | 33.89 | % | 5.87 | % | 5.93 | % | 12.30 | % | ||||||||
Allianz AGIC Opportunity Fund Class R | 33.44 | % | 5.62 | % | 5.69 | % | 12.01 | % | ||||||||
Allianz AGIC Opportunity Fund Class P | 34.09 | % | 6.15 | % | 6.22 | % | 12.57 | % | ||||||||
Allianz AGIC Opportunity Fund Institutional Class | 34.25 | % | 6.26 | % | 6.33 | % | 12.68 | % | ||||||||
Allianz AGIC Opportunity Fund Administrative Class | 33.97 | % | 6.00 | % | 6.07 | % | 12.42 | % | ||||||||
Russell 2000 Growth Index | 43.50 | % | 5.79 | % | 4.63 | % | 7.48 | % | ||||||||
Lipper Small-Cap Growth Funds Average | 43.77 | % | 5.28 | % | 4.78 | % | 10.11 | % |
† | The Fund began operations on 2/24/84. Benchmark and Lipper performance comparisons began on 2/29/84. |
(Unaudited)
Oil, Gas & Consumable Fuels | 12.8 | % | ||
Health Care Equipment & Supplies | 9.3 | % | ||
Internet Software & Services | 7.9 | % | ||
Software | 7.1 | % | ||
Metals & Mining | 6.3 | % | ||
Semiconductors & Semiconductor Equipment | 4.5 | % | ||
Aerospace & Defense | 4.0 | % | ||
Communications Equipment | 4.0 | % | ||
Other | 44.1 | % | ||
Cash & Equivalents — Net | 0.0 | % |
Shareholder Expense Example | Actual Performance | |||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,098.30 | $ | 1,093.70 | $ | 1,094.20 | $ | 1,097.70 | $ | 1,096.80 | $ | 1,099.20 | $ | 1,099.60 | $ | 1,098.43 | ||||||||||||||||
Expenses Paid During Period | $ | 6.82 | $ | 10.69 | $ | 10.70 | $ | 6.81 | $ | 8.11 | $ | 5.52 | $ | 5.00 | $ | 6.30 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | Institutional | Administrative | ||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.30 | $ | 1,014.58 | $ | 1,014.58 | $ | 1,018.30 | $ | 1,017.06 | $ | 1,019.54 | $ | 1,020.03 | $ | 1,018.79 | ||||||||||||||||
Expenses Paid During Period | $ | 6.56 | $ | 10.29 | $ | 10.29 | $ | 6.56 | $ | 7.80 | $ | 5.31 | $ | 4.81 | $ | 6.06 |
(Unaudited)
Fund Inception† | ||||||||||||
1 Year | 5 Years | (7/19/02) | ||||||||||
Allianz AGIC Systematic Growth Fund Class A | 30.27 | % | 3.28 | % | 6.06 | % | ||||||
Allianz AGIC Systematic Growth Fund Class A (adjusted) | 23.11 | % | 2.12 | % | 5.39 | % | ||||||
Allianz AGIC Systematic Growth Fund Class B | 29.37 | % | 2.51 | % | 5.34 | % | ||||||
Allianz AGIC Systematic Growth Fund Class B (adjusted) | 24.37 | % | 2.15 | % | 5.34 | % | ||||||
Allianz AGIC Systematic Growth Fund Class C | 29.34 | % | 2.53 | % | 5.27 | % | ||||||
Allianz AGIC Systematic Growth Fund Class C (adjusted) | 28.34 | % | 2.53 | % | 5.27 | % | ||||||
Allianz AGIC Systematic Growth Fund Class D | 30.31 | % | 3.28 | % | 6.05 | % | ||||||
Allianz AGIC Systematic Growth Fund Class P | 30.62 | % | 3.58 | % | 6.37 | % | ||||||
Allianz AGIC Systematic Growth Fund Institutional Class | 30.86 | % | 3.69 | % | 6.48 | % | ||||||
Allianz AGIC Systematic Growth Fund Administrative Class | 30.55 | % | 3.44 | % | 6.22 | % | ||||||
Russell 1000 Growth Index | 35.01 | % | 5.33 | % | 7.75 | % | ||||||
Lipper Large-Cap Growth Funds Average | 32.68 | % | 4.05 | % | 6.10 | % |
† | The Fund began operations on 7/19/02. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 7/31/02. |
(Unaudited)
Oil, Gas & Consumable Fuels | 12.2 | % | ||
Software | 9.3 | % | ||
Machinery | 5.7 | % | ||
Pharmaceuticals | 5.7 | % | ||
Hotels, Restaurants & Leisure | 5.0 | % | ||
Computers & Peripherals | 4.6 | % | ||
Semiconductors & Semiconductor Equipment | 4.4 | % | ||
Health Care Equipment & Supplies | 3.9 | % | ||
Other | 49.8 | % | ||
Cash & Equivalents — Net | (0.6 | )% |
Shareholder Expense Example | Actual Performance | |||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,063.90 | $ | 1,059.70 | $ | 1,059.70 | $ | 1,063.90 | $ | 1,065.20 | $ | 1,065.80 | $ | 1,064.70 | ||||||||||||||
Expenses Paid During Period | $ | 6.04 | $ | 9.86 | $ | 9.86 | $ | 6.04 | $ | 4.71 | $ | 4.20 | $ | 5.53 |
Hypothetical Performance | ||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.94 | $ | 1,015.22 | $ | 1,015.22 | $ | 1,018.94 | $ | 1,020.23 | $ | 1,020.73 | $ | 1,019.44 | ||||||||||||||
Expenses Paid During Period | $ | 5.91 | $ | 9.64 | $ | 9.64 | $ | 5.91 | $ | 4.61 | $ | 4.11 | $ | 5.41 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (12/17/92) | |||||||||||||
Allianz AGIC Target Fund Class A | 40.99 | % | 5.59 | % | 2.97 | % | 10.05 | % | ||||||||
Allianz AGIC Target Fund Class A (adjusted) | 33.24 | % | 4.40 | % | 2.38 | % | 9.71 | % | ||||||||
Allianz AGIC Target Fund Class B | 39.84 | % | 4.80 | % | 2.43 | % | 9.74 | % | ||||||||
Allianz AGIC Target Fund Class B (adjusted) | 34.84 | % | 4.49 | % | 2.43 | % | 9.74 | % | ||||||||
Allianz AGIC Target Fund Class C | 39.96 | % | 4.80 | % | 2.20 | % | 9.26 | % | ||||||||
Allianz AGIC Target Fund Class C (adjusted) | 38.96 | % | 4.80 | % | 2.20 | % | 9.26 | % | ||||||||
Allianz AGIC Target Fund Class D | 40.89 | % | 5.59 | % | 2.97 | % | 10.05 | % | ||||||||
Allianz AGIC Target Fund Class P | 41.25 | % | 5.87 | % | 3.26 | % | 10.36 | % | ||||||||
Allianz AGIC Target Fund Institutional Class | 41.44 | % | 5.99 | % | 3.37 | % | 10.47 | % | ||||||||
Allianz AGIC Target Fund Administrative Class | 41.06 | % | 5.72 | % | 3.12 | % | 10.26 | % | ||||||||
Russell Midcap Growth Index | 43.25 | % | 6.28 | % | 5.52 | % | 9.00 | % | ||||||||
Lipper Multi-Cap Growth Funds Average | 35.37 | % | 4.92 | % | 3.20 | % | 8.53 | % |
† | The Fund began operations on 12/17/92. Benchmark and Lipper performance comparisons began on 12/31/92. |
(Unaudited)
Oil, Gas & Consumable Fuels | 7.3 | % | ||
Software | 6.6 | % | ||
Textiles, Apparel & Luxury Goods | 6.0 | % | ||
Semiconductors & Semiconductor Equipment | 5.0 | % | ||
Chemicals | 4.9 | % | ||
Media | 4.0 | % | ||
Pharmaceuticals | 4.0 | % | ||
Health Care Providers & Services | 3.8 | % | ||
Other | 56.2 | % | ||
Cash & Equivalents — Net | 2.2 | % |
Actual Performance | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,080.10 | $ | 1,075.80 | $ | 1,076.50 | $ | 1,079.60 | $ | 1,081.20 | $ | 1,082.00 | $ | 1,080.60 | ||||||||||||||
Expenses Paid During Period | $ | 6.24 | $ | 10.09 | $ | 10.09 | $ | 6.24 | $ | 4.95 | $ | 4.44 | $ | 5.73 |
Hypothetical Performance | ||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.79 | $ | 1,015.08 | $ | 1,015.08 | $ | 1,018.79 | $ | 1,020.03 | $ | 1,020.53 | $ | 1,019.29 | ||||||||||||||
Expenses Paid During Period | $ | 6.06 | $ | 9.79 | $ | 9.79 | $ | 6.06 | $ | 4.81 | $ | 4.31 | $ | 5.56 |
(Unaudited)
Fund Inception† | ||||||||||||
1 Year | 5 Years | (7/19/02) | ||||||||||
Allianz NFJ All-Cap Value Fund Class A | 36.26 | % | 0.17 | % | 8.17 | % | ||||||
Allianz NFJ All-Cap Value Fund Class A (adjusted) | 28.77 | % | -0.96 | % | 7.49 | % | ||||||
Allianz NFJ All-Cap Value Fund Class B | 35.34 | % | -0.56 | % | 7.45 | % | ||||||
Allianz NFJ All-Cap Value Fund Class B (adjusted) | 30.34 | % | -0.82 | % | 7.45 | % | ||||||
Allianz NFJ All-Cap Value Fund Class C | 35.18 | % | -0.60 | % | 7.34 | % | ||||||
Allianz NFJ All-Cap Value Fund Class C (adjusted) | 34.18 | % | -0.60 | % | 7.34 | % | ||||||
Allianz NFJ All-Cap Value Fund Class D | 36.35 | % | 0.18 | % | 8.17 | % | ||||||
Allianz NFJ All-Cap Value Fund Class P | 36.63 | % | 0.45 | % | 8.49 | % | ||||||
Allianz NFJ All-Cap Value Fund Institutional Class | 36.74 | % | 0.56 | % | 8.61 | % | ||||||
Allianz NFJ All-Cap Value Fund Administrative Class | 36.32 | % | 0.30 | % | 8.33 | % | ||||||
Russell 3000 Value Index | 29.13 | % | 1.23 | % | 7.64 | % | ||||||
Lipper Multi-Cap Value Funds Average | 30.38 | % | 1.69 | % | 7.00 | % |
† | The Fund began operations on 7/19/02. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 7/31/02. |
(Unaudited)
Oil, Gas & Consumable Fuels | 13.8 | % | ||
Pharmaceuticals | 8.1 | % | ||
Insurance | 7.6 | % | ||
Health Care Providers & Services | 5.5 | % | ||
Gas Utilities | 5.1 | % | ||
Metals & Mining | 4.6 | % | ||
Commercial Services & Supplies | 4.4 | % | ||
Diversified Financial Services | 4.0 | % | ||
Other | 45.9 | % | ||
Cash & Equivalents — Net | 1.0 | % |
Actual Performance | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,098.40 | $ | 1,095.00 | $ | 1,094.30 | $ | 1,099.10 | $ | 1,099.30 | $ | 1,100.70 | $ | 1,098.10 | ||||||||||||||
Expenses Paid During Period | $ | 6.87 | $ | 10.75 | $ | 10.75 | $ | 6.87 | $ | 5.57 | $ | 4.95 | $ | 6.40 |
Hypothetical Performance | ||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.25 | $ | 1,014.53 | $ | 1,014.53 | $ | 1,018.25 | $ | 1,019.49 | $ | 1,020.08 | $ | 1,018.70 | ||||||||||||||
Expenses Paid During Period | $ | 6.61 | $ | 10.34 | $ | 10.34 | $ | 6.61 | $ | 5.36 | $ | 4.76 | $ | 6.16 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (5/8/00) | |||||||||||||
Allianz NFJ Dividend Value Fund Class A | 31.56 | % | 0.74 | % | 5.44 | % | 7.01 | % | ||||||||
Allianz NFJ Dividend Value Fund Class A (adjusted) | 24.32 | % | -0.39 | % | 4.85 | % | 6.47 | % | ||||||||
Allianz NFJ Dividend Value Fund Class B | 30.55 | % | -0.03 | % | 4.89 | % | 6.51 | % | ||||||||
Allianz NFJ Dividend Value Fund Class B (adjusted) | 25.55 | % | -0.35 | % | 4.89 | % | 6.51 | % | ||||||||
Allianz NFJ Dividend Value Fund Class C | 30.43 | % | -0.02 | % | 4.65 | % | 6.21 | % | ||||||||
Allianz NFJ Dividend Value Fund Class C (adjusted) | 29.43 | % | -0.02 | % | 4.65 | % | 6.21 | % | ||||||||
Allianz NFJ Dividend Value Fund Class D | 31.53 | % | 0.74 | % | 5.44 | % | 7.00 | % | ||||||||
Allianz NFJ Dividend Value Fund Class R | 31.09 | % | 0.48 | % | 5.18 | % | 6.74 | % | ||||||||
Allianz NFJ Dividend Value Fund Class P | 31.81 | % | 1.00 | % | 5.78 | % | 7.36 | % | ||||||||
Allianz NFJ Dividend Value Fund Institutional Class | 31.89 | % | 1.10 | % | 5.88 | % | 7.46 | % | ||||||||
Allianz NFJ Dividend Value Fund Administrative Class | 31.67 | % | 0.86 | % | 5.61 | % | 7.19 | % | ||||||||
Russell 1000 Value Index | 28.94 | % | 1.15 | % | 3.99 | % | 4.21 | % | ||||||||
Lipper Equity Income Funds Average | 29.79 | % | 3.47 | % | 4.46 | % | 4.73 | % |
† | The Fund began operations on 5/8/00. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 4/30/00. |
(Unaudited)
Oil, Gas & Consumable Fuels | 16.6 | % | ||
Pharmaceuticals | 10.3 | % | ||
Insurance | 5.1 | % | ||
Commercial Banks | 4.0 | % | ||
Commercial Services & Supplies | 4.0 | % | ||
Semiconductors & Semiconductor Equipment | 3.8 | % | ||
Aerospace & Defense | 3.8 | % | ||
Diversified Telecommunication Services | 3.6 | % | ||
Other | 44.4 | % | ||
Cash & Equivalents — Net | 4.4 | % |
Actual Performance | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class R | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,072.60 | $ | 1,069.40 | $ | 1,068.30 | $ | 1,072.70 | $ | 1,074.50 | $ | 1,071.60 | $ | 1,074.10 | $ | 1,073.30 | ||||||||||||||||
Expenses Paid During Period | $ | 5.45 | $ | 9.29 | $ | 9.28 | $ | 5.45 | $ | 4.17 | $ | 6.73 | $ | 3.65 | $ | 4.94 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class P | Class R | Class | Class | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,019.54 | $ | 1,015.82 | $ | 1,015.82 | $ | 1,019.54 | $ | 1,020.78 | $ | 1,018.30 | $ | 1,021.27 | $ | 1,020.03 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Expenses Paid During Period | $ | 5.31 | $ | 9.05 | $ | 9.05 | $ | 5.31 | $ | 4.06 | $ | 6.56 | $ | 3.56 | $ | 4.81 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (5/8/00) | |||||||||||||
Allianz NFJ Large-Cap Value Fund Class A | 28.69 | % | -1.11 | % | 4.49 | % | 5.66 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class A (adjusted) | 21.61 | % | -2.23 | % | 3.90 | % | 5.13 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class B | 27.81 | % | -1.86 | % | 3.86 | % | 5.10 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class B (adjusted) | 22.81 | % | -2.22 | % | 3.86 | % | 5.10 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class C | 27.74 | % | -1.86 | % | 3.71 | % | 4.88 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class C (adjusted) | 26.74 | % | -1.86 | % | 3.71 | % | 4.88 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class D | 28.72 | % | -1.11 | % | 4.49 | % | 5.66 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class R | 28.41 | % | -1.36 | % | 4.28 | % | 5.45 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Class P | 29.03 | % | -0.81 | % | 4.84 | % | 6.03 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Institutional Class | 29.18 | % | -0.74 | % | 4.94 | % | 6.12 | % | ||||||||
Allianz NFJ Large-Cap Value Fund Administrative Class | 28.88 | % | -1.01 | % | 4.67 | % | 5.86 | % | ||||||||
Russell Top 200 Value Index | 26.52 | % | 0.01 | % | 2.14 | % | 2.07 | % | ||||||||
Lipper Large-Cap Value Funds Average | 28.33 | % | 1.08 | % | 3.10 | % | 3.58 | % |
† | The Fund began operations on 5/8/00. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 4/30/00. |
(Unaudited)
Oil, Gas & Consumable Fuels | 14.3 | % | ||
Pharmaceuticals | 12.6 | % | ||
Insurance | 9.9 | % | ||
Diversified Telecommunication Services | 6.7 | % | ||
Food & Staples Retailing | 4.1 | % | ||
Electric Utilities | 3.9 | % | ||
Capital Markets | 3.4 | % | ||
Media | 3.2 | % | ||
Other | 40.6 | % | ||
Cash & Equivalents — Net | 1.3 | % |
Actual Performance | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,065.70 | $ | 1,061.90 | $ | 1,061.90 | $ | 1,065.30 | $ | 1,064.80 | $ | 1,066.90 | $ | 1,067.50 | $ | 1,066.70 | ||||||||||||||||
Expenses Paid During Period | $ | 5.69 | $ | 9.51 | $ | 9.51 | $ | 5.68 | $ | 6.96 | $ | 4.41 | $ | 3.90 | $ | 5.18 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,019.29 | $ | 1,015.57 | $ | 1,015.57 | $ | 1,019.29 | $ | 1,018.05 | $ | 1,020.53 | $ | 1,021.03 | $ | 1,019.79 | ||||||||||||||||
Expenses Paid During Period | $ | 5.56 | $ | 9.30 | $ | 9.30 | $ | 5.56 | $ | 6.80 | $ | 4.31 | $ | 3.81 | $ | 5.06 |
(Unaudited)
Fund Inception† | ||||||||
1 Year | (8/21/06) | |||||||
Allianz NFJ Mid-Cap Value Fund Class A | 28.69 | % | 1.97 | % | ||||
Allianz NFJ Mid-Cap Value Fund Class A (adjusted) | 21.64 | % | 0.80 | % | ||||
Allianz NFJ Mid-Cap Value Fund Class C | 27.56 | % | 1.19 | % | ||||
Allianz NFJ Mid-Cap Value Fund Class C (adjusted) | 26.56 | % | 1.19 | % | ||||
Allianz NFJ Mid-Cap Value Fund Class D | 28.67 | % | 1.99 | % | ||||
Allianz NFJ Mid-Cap Value Fund Class P | 28.99 | % | 2.25 | % | ||||
Allianz NFJ Mid-Cap Value Fund Institutional Class | 29.16 | % | 2.35 | % | ||||
Russell Midcap Value Index | 34.28 | % | 3.95 | % | ||||
Lipper Mid-Cap Value Funds Average | 33.55 | % | 3.63 | % |
† | The Fund began operations on 8/21/06. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 8/31/06. |
(Unaudited)
Insurance | 7.4 | % | ||
Oil, Gas & Consumable Fuels | 7.1 | % | ||
Real Estate Investment Trust | 6.4 | % | ||
Health Care Providers & Services | 6.3 | % | ||
Food Products | 5.2 | % | ||
Gas Utilities | 5.2 | % | ||
Multi-Utilities | 5.0 | % | ||
Metals & Mining | 4.6 | % | ||
Other | 52.1 | % | ||
Cash & Equivalents — Net | 0.7 | % |
Actual Performance | ||||||||||||||||||||
Institutional | ||||||||||||||||||||
Class A | Class C | Class D | Class P | Class | ||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||
Ending Account Value (6/30/11) | $ | 1,065.00 | $ | 1,060.70 | $ | 1,065.70 | $ | 1,066.70 | $ | 1,067.00 | ||||||||||
Expenses Paid During Period | $ | 6.45 | $ | 10.27 | $ | 6.45 | $ | 5.18 | $ | 4.66 |
Hypothetical Performance | ||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||
Institutional | ||||||||||||||||||||
Class A | Class C | Class D | Class P | Class | ||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||
Ending Account Value (6/30/11) | $ | 1,018.55 | $ | 1,014.83 | $ | 1,018.55 | $ | 1,019.79 | $ | 1,020.28 | ||||||||||
Expenses Paid During Period | $ | 6.31 | $ | 10.04 | $ | 6.31 | $ | 5.06 | $ | 4.56 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (4/18/88) | |||||||||||||
Allianz NFJ Renaissance Class A | 33.15 | % | 4.07 | % | 6.17 | % | 11.39 | % | ||||||||
Allianz NFJ Renaissance Class A (adjusted) | 25.83 | % | 2.90 | % | 5.57 | % | 11.12 | % | ||||||||
Allianz NFJ Renaissance Class B | 32.19 | % | 3.29 | % | 5.62 | % | 11.14 | % | ||||||||
Allianz NFJ Renaissance Class B (adjusted) | 27.19 | % | 3.01 | % | 5.62 | % | 11.14 | % | ||||||||
Allianz NFJ Renaissance Class C | 32.19 | % | 3.29 | % | 5.38 | % | 10.56 | % | ||||||||
Allianz NFJ Renaissance Class C (adjusted) | 31.19 | % | 3.29 | % | 5.38 | % | 10.56 | % | ||||||||
Allianz NFJ Renaissance Class D | 33.15 | % | 4.08 | % | 6.17 | % | 11.40 | % | ||||||||
Allianz NFJ Renaissance Class R | 32.82 | % | 3.82 | % | 5.87 | % | 11.03 | % | ||||||||
Allianz NFJ Renaissance Class P | 33.43 | % | 4.36 | % | 6.47 | % | 11.68 | % | ||||||||
Allianz NFJ Renaissance Institutional Class | 33.61 | % | 4.47 | % | 6.58 | % | 11.79 | % | ||||||||
Allianz NFJ Renaissance Administrative Class | 33.28 | % | 4.20 | % | 6.36 | % | 11.55 | % | ||||||||
Russell Midcap Value Index | 34.28 | % | 4.01 | % | 8.42 | % | 11.87 | % | ||||||||
Lipper Multi-Cap Core Funds Average | 30.90 | % | 2.97 | % | 3.79 | % | 9.70 | % |
† | The Fund began operations on 4/18/88. Benchmark and Lipper performance comparisons began on 4/30/88. |
(Unaudited)
Oil, Gas & Consumable Fuels | 9.8 | % | ||
Metals & Mining | 9.3 | % | ||
Insurance | 6.1 | % | ||
Health Care Providers & Services | 4.5 | % | ||
Chemicals | 4.1 | % | ||
Multi-Utilities | 3.8 | % | ||
Beverages | 3.1 | % | ||
Machinery | 3.1 | % | ||
Other | 52.5 | % | ||
Cash & Equivalents — Net | 3.7 | % |
Actual Performance | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value* | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,077.20 | $ | 1,073.90 | $ | 1,073.50 | $ | 1,077.90 | $ | 1,076.60 | $ | 1,078.10 | $ | 1,079.00 | $ | 1,078.20 | ||||||||||||||||
Expenses Paid During Period | $ | 6.49 | $ | 10.39 | $ | 10.39 | $ | 6.49 | $ | 7.83 | $ | 3.47 | $ | 4.74 | $ | 6.03 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.55 | $ | 1,014.78 | $ | 1,014.78 | $ | 1,018.55 | $ | 1,017.26 | $ | 1,019.84 | $ | 1,020.23 | $ | 1,018.99 | ||||||||||||||||
Expenses Paid During Period | $ | 6.31 | $ | 10.09 | $ | 10.09 | $ | 6.31 | $ | 7.60 | $ | 5.01 | $ | 4.61 | $ | 5.86 |
* | Class P commenced operations on February 28, 2011. The Actual Performance expense example for Class P is based on the period since inception; the Actual Performance expense example for Class A, Class B , Class C , Class D, Class R, Institutional Class, and Administrative Class and the Hypothetical Performance expense example for each class is based on the period beginning January 1, 2011. |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (10/1/91) | |||||||||||||
Allianz NFJ Small-Cap Value Fund Class A | 32.33 | % | 7.16 | % | 11.10 | % | 12.29 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class A (adjusted) | 25.05 | % | 5.96 | % | 10.47 | % | 11.97 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class B | 31.36 | % | 6.36 | % | 10.51 | % | 11.99 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class B (adjusted) | 26.36 | % | 6.05 | % | 10.51 | % | 11.99 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class C | 31.36 | % | 6.36 | % | 10.27 | % | 11.46 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class C (adjusted) | 30.36 | % | 6.36 | % | 10.27 | % | 11.46 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class D | 32.33 | % | 7.16 | % | 11.10 | % | 12.30 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class R | 32.05 | % | 6.90 | % | 10.81 | % | 11.95 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Class P | 32.64 | % | 7.46 | % | 11.44 | % | 12.63 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Institutional Class | 32.88 | % | 7.59 | % | 11.56 | % | 12.75 | % | ||||||||
Allianz NFJ Small-Cap Value Fund Administrative Class | 32.54 | % | 7.33 | % | 11.16 | % | 12.41 | % | ||||||||
Russell 2000 Value Index | 31.35 | % | 2.24 | % | 7.53 | % | 11.52 | % | ||||||||
Lipper Small-Cap Core Funds Average | 36.29 | % | 4.00 | % | 7.15 | % | 10.77 | % |
† | The Fund began operations on 10/1/91. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 9/30/91. |
(Unaudited)
Oil, Gas & Consumable Fuels | 15.7 | % | ||
Metals & Mining | 5.9 | % | ||
Chemicals | 5.9 | % | ||
Machinery | 5.0 | % | ||
Health Care Equipment & Supplies | 4.9 | % | ||
Gas Utilities | 4.3 | % | ||
Real Estate Investment Trust | 3.9 | % | ||
Commercial Banks | 3.9 | % | ||
Other | 45.1 | % | ||
Cash & Equivalents — Net | 5.4 | % |
Actual Performance | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,074.60 | $ | 1,070.50 | $ | 1,070.50 | $ | 1,074.90 | $ | 1,073.50 | $ | 1,076.20 | $ | 1,077.00 | $ | 1,075.80 | ||||||||||||||||
Expenses Paid During Period | $ | 6.02 | $ | 9.86 | $ | 9.86 | $ | 6.02 | $ | 7.30 | $ | 4.74 | $ | 3.97 | $ | 5.25 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,018.99 | $ | 1,015.27 | $ | 1,015.27 | $ | 1,018.99 | $ | 1,017.75 | $ | 1,020.23 | $ | 1,020.98 | $ | 1,019.74 | ||||||||||||||||
Expenses Paid During Period | $ | 5.86 | $ | 9.59 | $ | 9.59 | $ | 5.86 | $ | 7.10 | $ | 4.61 | $ | 3.86 | $ | 5.11 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (12/31/96) | |||||||||||||
Allianz RCM Large-Cap Growth Fund Class A | 28.78 | % | 3.79 | % | 1.57 | % | 6.31 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class A (adjusted) | 21.70 | % | 2.62 | % | 0.99 | % | 5.89 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class B | 27.79 | % | 3.02 | % | 0.96 | % | 5.87 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class B (adjusted) | 22.79 | % | 2.67 | % | 0.96 | % | 5.87 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class C | 27.84 | % | 3.02 | % | 0.81 | % | 5.52 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class C (adjusted) | 26.84 | % | 3.02 | % | 0.81 | % | 5.52 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class D | 28.76 | % | 3.79 | % | 1.61 | % | 6.40 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class R | 28.37 | % | 3.53 | % | 1.31 | % | 6.04 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Class P | 29.06 | % | 4.11 | % | 1.89 | % | 6.65 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Institutional Class | 29.30 | % | 4.20 | % | 1.99 | % | 6.76 | % | ||||||||
Allianz RCM Large-Cap Growth Fund Administrative Class | 28.92 | % | 3.95 | % | 1.75 | % | 6.50 | % | ||||||||
Russell 1000 Growth Index | 35.01 | % | 5.33 | % | 2.24 | % | 4.90 | % | ||||||||
Lipper Large-Cap Growth Funds Average | 32.68 | % | 4.05 | % | 1.88 | % | 5.25 | % |
† | The Fund began operations on 12/31/96. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 12/31/96. |
(Unaudited)
Computers & Peripherals | 10.3 | % | ||
Energy Equipment & Services | 7.5 | % | ||
Machinery | 7.2 | % | ||
Hotels, Restaurants & Leisure | 5.4 | % | ||
Health Care Providers & Services | 5.3 | % | ||
Oil, Gas & Consumable Fuels | 4.9 | % | ||
Software | 4.6 | % | ||
Metals & Mining | 4.6 | % | ||
Other | 48.7 | % | ||
Cash & Equivalents — Net | 1.5 | % |
Actual Performance | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,034.10 | $ | 1,029.80 | $ | 1,029.70 | $ | 1,034.10 | $ | 1,031.90 | $ | 1,035.80 | $ | 1,036.40 | $ | 1,034.60 | ||||||||||||||||
Expenses Paid During Period | $ | 5.60 | $ | 9.36 | $ | 9.36 | $ | 5.60 | $ | 6.75 | $ | 4.34 | $ | 3.84 | $ | 5.10 |
Hypothetical Performance | ||||||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class P | Class | Class | |||||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||||
Ending Account Value (6/30/11) | $ | 1,019.29 | $ | 1,015.57 | $ | 1,015.57 | $ | 1,019.29 | $ | 1,018.15 | $ | 1,020.53 | $ | 1,021.03 | $ | 1,019.79 | ||||||||||||||||
Expenses Paid During Period | $ | 5.56 | $ | 9.30 | $ | 9.30 | $ | 5.56 | $ | 6.71 | $ | 4.31 | $ | 3.81 | $ | 5.06 |
(Unaudited)
Fund Inception† | ||||||||||||||||
1 Year | 5 Years | 10 Years | (11/6/79) | |||||||||||||
Allianz RCM Mid-Cap Fund Class A | 39.17 | % | 7.16 | % | 3.89 | % | 13.49 | % | ||||||||
Allianz RCM Mid-Cap Fund Class A (adjusted) | 31.51 | % | 5.95 | % | 3.30 | % | 13.29 | % | ||||||||
Allianz RCM Mid-Cap Fund Class B | 38.12 | % | 6.38 | % | 3.42 | % | 13.29 | % | ||||||||
Allianz RCM Mid-Cap Fund Class B (adjusted) | 33.12 | % | 6.06 | % | 3.42 | % | 13.29 | % | ||||||||
Allianz RCM Mid-Cap Fund Class C | 37.84 | % | 6.33 | % | 3.19 | % | 12.71 | % | ||||||||
Allianz RCM Mid-Cap Fund Class C (adjusted) | 36.84 | % | 6.33 | % | 3.19 | % | 12.71 | % | ||||||||
Allianz RCM Mid-Cap Fund Class D | 39.38 | % | 7.21 | % | 4.09 | % | 13.74 | % | ||||||||
Allianz RCM Mid-Cap Fund Class R | 38.98 | % | 6.97 | % | 3.82 | % | 13.31 | % | ||||||||
Allianz RCM Mid-Cap Fund Institutional Class | 39.90 | % | 7.61 | % | 4.50 | % | 14.09 | % | ||||||||
Allianz RCM Mid-Cap Fund Administrative Class | 39.11 | % | 7.32 | % | 4.16 | % | 13.78 | % | ||||||||
Russell Midcap Index | 38.47 | % | 5.30 | % | 7.59 | % | 13.40 | % | ||||||||
Russell Midcap Growth Index | 43.25 | % | 6.28 | % | 5.52 | % | 12.41 | % | ||||||||
Lipper Multi-Cap Growth Funds Average | 35.37 | % | 4.92 | % | 3.20 | % | 11.04 | % |
† | The Fund began operations on 11/6/79. Benchmark and Lipper performance comparisons began on 10/31/79. |
(Unaudited)
Semiconductors & Semiconductor Equipment | 7.5 | % | ||
Software | 5.8 | % | ||
Machinery | 5.6 | % | ||
Oil, Gas & Consumable Fuels | 5.1 | % | ||
Electrical Equipment | 4.6 | % | ||
Energy Equipment & Services | 4.5 | % | ||
Media | 4.4 | % | ||
Health Care Equipment & Supplies | 4.3 | % | ||
Other | 55.9 | % | ||
Cash & Equivalents — Net | 2.3 | % |
Actual Performance | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,071.90 | $ | 1,065.70 | $ | 1,066.20 | $ | 1,070.70 | $ | 1,068.20 | $ | 1,073.80 | $ | 1,069.80 | ||||||||||||||
Expenses Paid During Period | $ | 5.81 | $ | 9.63 | $ | 9.63 | $ | 5.80 | $ | 7.08 | $ | 4.01 | $ | 5.29 |
Hypothetical Performance | ||||||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||||||
Class A | Class B | Class C | Class D | Class R | Class | Class | ||||||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||||
Ending Account Value (6/30/11) | $ | 1,019.19 | $ | 1,015.47 | $ | 1,015.47 | $ | 1,019.19 | $ | 1,017.95 | $ | 1,020.93 | $ | 1,019.69 | ||||||||||||||
Expenses Paid During Period | $ | 5.66 | $ | 9.39 | $ | 9.39 | $ | 5.66 | $ | 6.90 | $ | 3.91 | $ | 5.16 |
(Unaudited)
Fund Inception† | ||||||||||||
1 Year | 5 Years | (3/31/06) | ||||||||||
Allianz RCM Strategic Growth Fund Class A | 31.92 | % | 6.05 | % | 3.76 | % | ||||||
Allianz RCM Strategic Growth Fund Class A (adjusted) | 24.66 | % | 4.86 | % | 2.65 | % | ||||||
Allianz RCM Strategic Growth Fund Class C | 30.87 | % | 5.27 | % | 2.98 | % | ||||||
Allianz RCM Strategic Growth Fund Class C (adjusted) | 29.87 | % | 5.27 | % | 2.98 | % | ||||||
Allianz RCM Strategic Growth Fund Class D | 31.87 | % | 6.05 | % | 3.74 | % | ||||||
Allianz RCM Strategic Growth Fund Class P | 32.21 | % | 6.34 | % | 4.03 | % | ||||||
Allianz RCM Strategic Growth Fund Institutional Class | 32.43 | % | 6.46 | % | 4.15 | % | ||||||
Allianz RCM Strategic Growth Fund Administrative Class | 32.02 | % | 6.20 | % | 3.89 | % | ||||||
Russell 3000 Growth Index | 35.68 | % | 5.36 | % | 4.24 | % | ||||||
Lipper Multi-Cap Growth Funds Average | 35.37 | % | 4.92 | % | 3.57 | % |
† | The Fund began operations on 3/31/06. Benchmark comparisons began on the fund inception date. Lipper comparisons began on 3/31/06. |
(Unaudited)
Semiconductors & Semiconductor Equipment | 9.6 | % | ||
Computers & Peripherals | 6.7 | % | ||
Software | 6.1 | % | ||
Health Care Providers & Services | 5.6 | % | ||
Energy Equipment & Services | 4.5 | % | ||
Specialty Retail | 4.5 | % | ||
Oil, Gas & Consumable Fuels | 4.5 | % | ||
Electrical Equipment | 4.3 | % | ||
Other | 53.6 | % | ||
Cash & Equivalents — Net (including options purchased & options written) | 0.6 | % |
Actual Performance | ||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||
Class A | Class C | Class D | Class P | Class | Class | |||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||
Ending Account Value (6/30/11) | $ | 1,033.90 | $ | 1,029.70 | $ | 1,033.30 | $ | 1,035.10 | $ | 1,036.20 | $ | 1,034.30 | ||||||||||||
Expenses Paid During Period | $ | 7.87 | $ | 11.63 | $ | 7.86 | $ | 6.61 | $ | 6.11 | $ | 7.36 |
Hypothetical Performance | ||||||||||||||||||||||||
(5% return before expenses) | ||||||||||||||||||||||||
Institutional | Administrative | |||||||||||||||||||||||
Class A | Class C | Class D | Class P | Class | Class | |||||||||||||||||||
Beginning Account Value (1/1/11) | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | $ | 1,000.00 | ||||||||||||
Ending Account Value (6/30/11) | $ | 1,017.06 | $ | 1,013.34 | $ | 1,017.06 | $ | 1,018.30 | $ | 1,018.79 | $ | 1,017.55 | ||||||||||||
Expenses Paid During Period | $ | 7.80 | $ | 11.53 | $ | 7.80 | $ | 6.56 | $ | 6.06 | $ | 7.30 |
Index | Description | |
BofA Merrill Lynch All Convertibles Index | The BofA Merrill Lynch All Convertibles Index is a widely used, unmanaged index that measures the performance of U.S. dollar-denominated convertible securities not currently in bankruptcy with a total market value greater than $50 million at issuance. | |
BofA Merrill Lynch High Yield Master II Index | The BofA Merrill Lynch High Yield Master II Index is an unmanaged index consisting of U.S. dollar denominated bonds that are issued in countries having a BBB3 or higher debt rating with at least one year remaining till maturity. All bonds must have a credit rating below investment grade but not in default. | |
Barclays Capital U.S. Aggregate Index | The Barclays Capital U.S. Aggregate Index is composed of securities from the Barclays Capital Government/Credit Bond Index, Mortgage-Backed Securities Index, and Asset-Backed Securities Index. It is generally considered to be representative of the domestic, investment-grade, fixed-rate, taxable bond market. | |
Russell 1000 Index | The Russell 1000 Index is an unmanaged index that consists of the 1,000 largest companies in the Russell 3000 Index and represents approximately 90% of the total market capitalization of the Russell 3000 Index. It is highly correlated with the S&P 500 Index. | |
Russell 1000 Growth Index | The Russell 1000 Growth Index measures the performance of those Russell 1000 companies with higher price-to-book ratios and higher forecasted growth values. | |
Russell 1000 Value Index | The Russell 1000 Value Index measures the performance of those Russell 1000 companies with lower price-to-book ratios and lower forecasted growth values. | |
Russell 2000 Index | The Russell 2000 Index is an unmanaged index that consists of the 2,000 smallest companies in the Russell 3000 Index and represents approximately 10% of the total market capitalization of the Russell 3000. It is generally considered representative of the small-cap market. | |
Russell 2000 Growth Index | The Russell 2000 Growth Index is an unmanaged index composed of those Russell 2000 companies with higher price-to-book ratios and higher forecasted growth values. | |
Russell 2000 Value Index | The Russell 2000 Value Index measures the performance of those Russell 2000 companies with lower price-to-book ratios and lower forecasted growth values. | |
Russell 3000 Growth Index | The Russell 3000 Growth Index is an unmanaged index composed of those Russell 3000 companies with higher price-to-book ratios and higher forecasted growth values. | |
Russell 3000 Value Index | The Russell 3000 Value Index is an unmanaged index that measures the performance of companies in the Russell 1000 and Russell 2000 Indexes that are considered to have less than average growth orientation. | |
Russell Midcap Index | The Russell Midcap Index is an unmanaged index that represents the smallest, by market capitalization, 800 companies in the Russell 1000 Index. | |
Russell Midcap Growth Index | Russell Midcap Growth Index is an unmanaged index that measures the performance of those Russell Midcap companies with higher price-to-book ratios and higher forecasted growth values. The stocks are also members of the Russell 1000 Growth Index. | |
36 Allianz Funds |
Index | Description | |
Russell Midcap Value Index | The Russell Midcap Value Index is an unmanaged index that measures the performance of medium capitalization companies in the Russell 1000 Index with lower price-to-book ratios and lower forecasted growth values. The stocks are also members of the Russell 1000 Value Index. | |
Russell Top 200 Value Index | The Russell Top 200 Value Index measures the performance of those Russell Top 200 companies with lower price-to-book ratios and lower forecasted growth values. The stocks are also members of the Russell 1000 Value index. | |
S&P 500 Index | The Standard & Poor’s 500 Index is an unmanaged market index that is generally representative of the U.S. stock market. |
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—98.8% | ||||||||
Aerospace & Defense—2.5% | ||||||||
Precision Castparts Corp. | 97,530 | $ | 16,058 | |||||
Air Freight & Logistics—2.3% | ||||||||
FedEx Corp. | 156,179 | 14,813 | ||||||
Automobiles—1.7% | ||||||||
Ford Motor Co. (a) | 786,800 | 10,850 | ||||||
Beverages—2.8% | ||||||||
Coca-Cola Co. | 273,150 | 18,380 | ||||||
Biotechnology—4.4% | ||||||||
Celgene Corp. (a) | 240,620 | 14,514 | ||||||
Gilead Sciences, Inc. (a) | 341,990 | 14,162 | ||||||
28,676 | ||||||||
Capital Markets—1.8% | ||||||||
Blackstone Group L.P. | 712,300 | 11,796 | ||||||
Chemicals—3.0% | ||||||||
Monsanto Co. | 102,188 | 7,413 | ||||||
Potash Corp. of Saskatchewan, Inc. | 218,600 | 12,458 | ||||||
19,871 | ||||||||
Communications Equipment—4.4% | ||||||||
Juniper Networks, Inc. (a) | 265,000 | 8,347 | ||||||
QUALCOMM, Inc. | 355,640 | 20,197 | ||||||
28,544 | ||||||||
Computers & Peripherals—9.0% | ||||||||
Apple, Inc. (a) | 95,280 | 31,983 | ||||||
EMC Corp. (a) | 609,294 | 16,786 | ||||||
NetApp, Inc. (a) | 193,700 | 10,223 | ||||||
58,992 | ||||||||
Diversified Financial Services—2.2% | ||||||||
JPMorgan Chase & Co. | 346,920 | 14,203 | ||||||
Energy Equipment & Services—4.1% | ||||||||
Baker Hughes, Inc. | 210,877 | 15,301 | ||||||
Weatherford International Ltd. (a) | 617,202 | 11,573 | ||||||
26,874 | ||||||||
Financial Services—2.7% | ||||||||
Visa, Inc., Class A | 207,300 | 17,467 | ||||||
Food Products—1.7% | ||||||||
Mead Johnson Nutrition Co., Class A | 168,000 | 11,348 | ||||||
Health Care Equipment & Supplies—2.1% | ||||||||
Intuitive Surgical, Inc. (a) | 36,336 | 13,521 | ||||||
Health Care Providers & Services—4.2% | ||||||||
Express Scripts, Inc. (a) | 250,880 | 13,542 | ||||||
HCA Holdings, Inc. (a) | 431,200 | 14,230 | ||||||
27,772 | ||||||||
Hotels, Restaurants & Leisure—2.1% | ||||||||
Starbucks Corp. | 343,100 | 13,549 | ||||||
Insurance—1.5% | ||||||||
MetLife, Inc. | 224,200 | 9,836 | ||||||
Internet & Catalog Retail—2.3% | ||||||||
Amazon.com, Inc. (a) | 73,849 | 15,101 | ||||||
Internet Software & Services—3.0% | ||||||||
Baidu, Inc. ADR (a) | 73,230 | 10,262 | ||||||
Google, Inc., Class A (a) | 19,060 | 9,651 | ||||||
19,913 | ||||||||
IT Services—2.2% | ||||||||
Cognizant Technology Solutions Corp., Class A (a) | 196,595 | 14,418 | ||||||
Machinery—3.5% | ||||||||
Deere & Co. | 134,270 | 11,071 | ||||||
Eaton Corp. | 223,460 | 11,497 | ||||||
22,568 | ||||||||
Media—5.3% | ||||||||
DIRECTV, Class A (a) | 342,500 | 17,406 | ||||||
Walt Disney Co. | 434,600 | 16,967 | ||||||
34,373 | ||||||||
Metals & Mining—1.3% | ||||||||
Freeport-McMoRan Copper & Gold, Inc. | 163,000 | 8,623 | ||||||
Multiline Retail—2.0% | ||||||||
Macy’s, Inc. | 437,990 | 12,807 | ||||||
Oil, Gas & Consumable Fuels—7.6% | ||||||||
EOG Resources, Inc. | 100,200 | 10,476 | ||||||
Exxon Mobil Corp. | 254,993 | 20,752 | ||||||
PetroHawk Energy Corp. (a) | 759,842 | 18,745 | ||||||
49,973 | ||||||||
Personal Products—2.0% | ||||||||
Estee Lauder Cos., Inc., Class A | 122,300 | 12,865 | ||||||
Pharmaceuticals—2.2% | ||||||||
Johnson & Johnson | 220,490 | 14,667 | ||||||
Road & Rail—2.6% | ||||||||
Union Pacific Corp. | 165,443 | 17,272 | ||||||
Semiconductors & Semiconductor Equipment—1.7% | ||||||||
ARM Holdings PLC ADR | 391,700 | 11,136 | ||||||
Software—5.9% | ||||||||
Citrix Systems, Inc. (a) | 206,343 | 16,508 | ||||||
Oracle Corp. | 511,100 | 16,820 | ||||||
VMware, Inc., Class A (a) | 52,500 | 5,262 | ||||||
38,590 | ||||||||
Textiles, Apparel & Luxury Goods—1.6% | ||||||||
Polo Ralph Lauren Corp. | 77,390 | 10,263 | ||||||
Tobacco—1.6% | ||||||||
Lorillard, Inc. | 95,000 | 10,343 | ||||||
Wireless Telecommunication Services—1.5% | ||||||||
America Movil SAB De C.V. ADR, Ser. L | 187,499 | 10,102 | ||||||
Total Common Stock (cost—$519,617) | 645,564 | |||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—1.5% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $9,938; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $10,140 including accrued interest (cost—$9,938) | $ | 9,938 | $ | 9,938 | ||||
Total Investments (cost—$529,555)—100.3% | 655,502 | |||||||
Liabilities in excess of other assets—(0.3)% | (1,692 | ) | ||||||
Net Assets—100.0% | $ | 653,810 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. | |
Glossary: | ||
ADR—American Depositary Receipt |
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—32.4% | ||||||||
Aerospace & Defense—1.4% | ||||||||
L-3 Communications Holdings, Inc. (f) | 71,000 | $ | 6,209 | |||||
Textron, Inc. | 205,200 | 4,845 | ||||||
11,054 | ||||||||
Auto Components—0.8% | ||||||||
Johnson Controls, Inc. (f) | 153,400 | 6,391 | ||||||
Automobiles—0.7% | ||||||||
Ford Motor Co. (g) | 361,100 | 4,980 | ||||||
Beverages—2.1% | ||||||||
Coca-Cola Co. | 92,400 | 6,217 | ||||||
Molson Coors Brewing Co., Class B | 80,300 | 3,593 | ||||||
PepsiCo, Inc. | 85,000 | 5,986 | ||||||
15,796 | ||||||||
Biotechnology—0.8% | ||||||||
Gilead Sciences, Inc. (f)(g) | 152,000 | 6,294 | ||||||
Chemicals—0.8% | ||||||||
Monsanto Co. (f) | 89,200 | 6,471 | ||||||
Communications Equipment—1.5% | ||||||||
Harris Corp. (f) | 108,800 | 4,902 | ||||||
QUALCOMM, Inc. | 112,600 | 6,395 | ||||||
11,297 | ||||||||
Computers & Peripherals—1.7% | ||||||||
Apple, Inc. (f)(g) | 18,600 | 6,244 | ||||||
EMC Corp. (f)(g) | 231,000 | 6,364 | ||||||
12,608 | ||||||||
Construction & Engineering—0.6% | ||||||||
Fluor Corp. | 75,900 | 4,908 | ||||||
Diversified Telecommunication Services—0.8% | ||||||||
Verizon Communications, Inc. | 169,000 | 6,292 | ||||||
Electronic Equipment, Instruments & Components—0.7% | ||||||||
Amphenol Corp., Class A | 103,400 | 5,582 | ||||||
Energy Equipment & Services—2.4% | ||||||||
Diamond Offshore Drilling, Inc. | 75,700 | 5,330 | ||||||
National-Oilwell Varco, Inc. | 84,400 | 6,601 | ||||||
Schlumberger Ltd. (f) | 73,300 | 6,333 | ||||||
18,264 | ||||||||
Food Products—0.3% | ||||||||
Archer-Daniels-Midland Co. | 85,928 | 2,591 | ||||||
Health Care Equipment & Supplies—0.8% | ||||||||
Baxter International, Inc. (f) | 105,900 | 6,321 | ||||||
Health Care Providers & Services—1.5% | ||||||||
McKesson Corp. (f) | 71,500 | 5,981 | ||||||
Medco Health Solutions, Inc. (g) | 92,400 | 5,222 | ||||||
11,203 | ||||||||
Hotels, Restaurants & Leisure—0.8% | ||||||||
McDonald’s Corp. (f) | 74,900 | 6,315 | ||||||
Household Products—0.7% | ||||||||
Procter & Gamble Co. | 88,300 | 5,613 | ||||||
Industrial Conglomerates—0.7% | ||||||||
General Electric Co. | 265,322 | 5,004 | ||||||
Insurance—0.8% | ||||||||
Prudential Financial, Inc. | 99,900 | 6,353 | ||||||
Internet & Catalog Retail—0.9% | ||||||||
Amazon.com, Inc. (f)(g) | 31,700 | 6,482 | ||||||
Internet Software & Services—0.6% | ||||||||
Google, Inc., Class A (g) | 9,000 | 4,557 | ||||||
IT Services—0.8% | ||||||||
International Business Machines Corp. (f) | 37,100 | 6,364 | ||||||
Machinery—2.3% | ||||||||
AGCO Corp. (g) | 119,300 | 5,889 | ||||||
Deere & Co. (f) | 66,300 | 5,466 | ||||||
Joy Global, Inc. (f) | 67,700 | 6,448 | ||||||
17,803 | ||||||||
Metals & Mining—0.8% | ||||||||
Freeport-McMoRan Copper & Gold, Inc. (f) | 120,700 | 6,385 | ||||||
Multiline Retail—0.5% | ||||||||
Target Corp. | 81,000 | 3,800 | ||||||
Oil, Gas & Consumable Fuels—2.5% | ||||||||
Occidental Petroleum Corp. | 58,500 | 6,086 | ||||||
Peabody Energy Corp. (f) | 107,100 | 6,309 | ||||||
Valero Energy Corp. (f) | 249,800 | 6,388 | ||||||
18,783 | ||||||||
Pharmaceuticals—0.9% | ||||||||
Bristol-Myers Squibb Co. | 208,500 | 6,038 | ||||||
Merck & Co., Inc. | 9,437 | 333 | ||||||
Teva Pharmaceutical Industries Ltd. ADR | 9,158 | 442 | ||||||
6,813 | ||||||||
Semiconductors & Semiconductor Equipment—1.6% | ||||||||
Intel Corp. (f) | 265,000 | 5,872 | ||||||
Texas Instruments, Inc. | 181,500 | 5,959 | ||||||
11,831 | ||||||||
Software—1.6% | ||||||||
Microsoft Corp. | 215,900 | 5,613 | ||||||
Oracle Corp. (f) | 192,800 | 6,345 | ||||||
11,958 | ||||||||
Total Common Stock (cost—$263,783) | 248,113 | |||||||
CORPORATE BONDS & NOTES—31.9% |
Credit | ||||||||||||
Rating | Principal | |||||||||||
(Moody’s/ | Amount | Value | ||||||||||
S&P)* | (000s) | (000s) | ||||||||||
Aerospace & Defense—1.5% | ||||||||||||
BE Aerospace, Inc., 8.50%, 7/1/18 | Ba3/BB | $ | 2,000 | 2,188 | ||||||||
Huntington Ingalls Industries, Inc. (a)(b), 7.125%, 3/15/21 | Ba3/B+ | 2,750 | 2,860 | |||||||||
TransDigm, Inc. (a)(b), 7.75%, 12/15/18 | B3/B- | 2,600 | 2,743 | |||||||||
Triumph Group, Inc., 8.00%, 11/15/17 | B1/B+ | 2,875 | 3,040 | |||||||||
10,831 | ||||||||||||
Apparel & Textiles—0.2% | ||||||||||||
Quiksilver, Inc., 6.875%, 4/15/15 | Caa1/CCC+ | $ | 1,750 | 1,711 | ||||||||
Automotive—2.3% | ||||||||||||
American Axle & Manufacturing, Inc., 7.875%, 3/1/17 | B2/B | 3,275 | 3,291 | |||||||||
Chrysler Group LLC (a)(b), 8.25%, 6/15/21 | B2/B | 3,285 | 3,236 | |||||||||
Commercial Vehicle Group, Inc. (a)(b), 7.875%, 4/15/19 | B2/B- | 2,790 | 2,804 | |||||||||
Cooper-Standard Automotive, Inc., 8.50%, 5/1/18 | B2/B+ | 2,040 | 2,163 | |||||||||
Jaguar Land Rover PLC (a)(b), 7.75%, 5/15/18 | B1/B+ | 1,515 | 1,530 | |||||||||
Navistar International Corp., 8.25%, 11/1/21 | B1/BB- | 2,925 | 3,144 | |||||||||
Titan International, Inc. (a)(b), 7.875%, 10/1/17 | B1/B+ | 1,115 | 1,171 | |||||||||
17,339 | ||||||||||||
Building & Construction—0.8% | ||||||||||||
Beazer Homes USA, Inc. (a)(b), 9.125%, 5/15/19 | Caa2/CCC | 1,510 | 1,306 | |||||||||
Dycom Investments, Inc. (a)(b), 7.125%, 1/15/21 | Ba3/BB- | 2,080 | 2,132 | |||||||||
Standard Pacific Corp., 8.375%, 5/15/18 | B3/B | 2,580 | 2,570 | |||||||||
6,008 | ||||||||||||
Building Products—0.0% | ||||||||||||
Louisiana-Pacific Corp., 13.00%, 3/15/17 | Ba3/BBB- | 228 | 235 | |||||||||
Chemicals—0.5% | ||||||||||||
Huntsman International LLC, 8.625%, 3/15/20 | B3/B- | 1,085 | 1,188 | |||||||||
Momentive Performance Materials, Inc., 11.50%, 12/1/16 | Caa2/CCC | 2,335 | 2,499 | |||||||||
3,687 | ||||||||||||
Commercial Services—3.5% | ||||||||||||
ACE Cash Express, Inc. (a)(b), 11.00%, 2/1/19 | B3/B | 2,750 | 2,771 | |||||||||
Avis Budget Car Rental LLC, 7.75%, 5/15/16 | B2/B | 2,865 | 2,929 | |||||||||
Cardtronics, Inc., 8.25%, 9/1/18 | B3/BB- | 2,600 | 2,785 | |||||||||
CDRT Merger Sub, Inc. (a)(b), 8.125%, 6/1/19 | Caa1/B- | 2,310 | 2,316 | |||||||||
Deluxe Corp. (a)(b), 7.00%, 3/15/19 | Ba2/BB- | 1,465 | 1,458 | |||||||||
Hertz Corp. (a)(b), 6.75%, 4/15/19 | B2/B- | 1,480 | 1,473 | |||||||||
Interactive Data Corp. (a)(b), 10.25%, 8/1/18 | Caa1/B- | 960 | 1,049 | |||||||||
National Money Mart Co., 10.375%, 12/15/16 | B2/B+ | 3,000 | 3,308 | |||||||||
PHH Corp., 9.25%, 3/1/16 | Ba2/BB+ | 2,020 | 2,219 | |||||||||
RR Donnelley & Sons Co., 7.25%, 5/15/18 | Ba1/BB+ | 1,445 | 1,445 | |||||||||
RSC Equipment Rental, Inc., 8.25%, 2/1/21 | Caa1/B- | 3,000 | 3,000 | |||||||||
United Rentals North America, Inc., 8.375%, 9/15/20 | Caa1/CCC+ | 2,165 | 2,203 | |||||||||
26,956 | ||||||||||||
Credit | ||||||||||||
Rating | Principal | |||||||||||
(Moody’s/ | Amount | Value | ||||||||||
S&P)* | (000s) | (000s) | ||||||||||
Communications—0.1% | ||||||||||||
Affinion Group, Inc., 11.50%, 10/15/15 | Caa1/B- | $ | 715 | $ | 742 | |||||||
Construction & Engineering—0.3% | ||||||||||||
MasTec, Inc., 7.625%, 2/1/17 | B1/B+ | 2,300 | 2,352 | |||||||||
Consumer Products—0.5% | ||||||||||||
Jarden Corp., 7.50%, 5/1/17 | B2/B | 550 | 574 | |||||||||
Revlon Consumer Products Corp., 9.75%, 11/15/15 | B2/B | 2,905 | 3,137 | |||||||||
3,711 | ||||||||||||
Diversified Manufacturing—0.4% | ||||||||||||
Harland Clarke Holdings Corp., 9.50%, 5/15/15 | Caa1/B- | 400 | 368 | |||||||||
Park-Ohio Industries, Inc. (a)(b), 8.125%, 4/1/21 | B3/CCC+ | 2,250 | 2,261 | |||||||||
Polypore International, Inc., 7.50%, 11/15/17 | B3/B- | 625 | 664 | |||||||||
3,293 | ||||||||||||
Electrical Equipment—0.3% | ||||||||||||
WireCo WorldGroup (a)(b), 9.75%, 5/15/17 | B2/B | 1,945 | 2,062 | |||||||||
Electronics—0.9% | ||||||||||||
General Cable Corp., 7.125%, 4/1/17 | Ba3/B+ | 410 | 421 | |||||||||
Kemet Corp., 10.50%, 5/1/18 | B1/B+ | 3,000 | 3,330 | |||||||||
NXP BV (a)(b), 9.75%, 8/1/18 | B3/B- | 2,870 | 3,229 | |||||||||
6,980 | ||||||||||||
Financial Services—1.9% | ||||||||||||
CB Richard Ellis Services, Inc., 11.625%, 6/15/17 | Ba2/B+ | 300 | 349 | |||||||||
CIT Group, Inc. (a)(b), 7.00%, 5/2/16 | B2/NR | 3,000 | 2,996 | |||||||||
Community Choice Financial, Inc. (a)(b), 10.75%, 5/1/19 | B3/B- | 2,785 | 2,841 | |||||||||
International Lease Finance Corp., 8.25%, 12/15/20 | B1/BBB- | 1,855 | 2,008 | |||||||||
SLM Corp., 8.45%, 6/15/18 | Ba1/BBB- | 2,820 | 3,098 | |||||||||
Springleaf Finance Corp., 6.90%, 12/15/17 | B3/B | 3,300 | 3,044 | |||||||||
14,336 | ||||||||||||
Healthcare & Hospitals—0.4% | ||||||||||||
Hanger Orthopedic Group, Inc., 7.125%, 11/15/18 | NR/B | 1,880 | 1,951 | |||||||||
HCA, Inc., 9.25%, 11/15/16 | B2/BB- | 700 | 746 | |||||||||
2,697 | ||||||||||||
Hotels/Gaming—1.0% | ||||||||||||
Caesars Entertainment Operating Co., Inc., 11.25%, 6/1/17 | B3/B | 880 | 976 | |||||||||
12.75%, 4/15/18 | Caa3/CCC | 3,110 | 3,118 | |||||||||
MGM Resorts International, 11.375%, 3/1/18 | Caa1/CCC+ | 3,000 | 3,382 | |||||||||
7,476 | ||||||||||||
Household Products—0.1% | ||||||||||||
Libbey Glass, Inc., 10.00%, 2/15/15 | B2/B | 828 | 903 | |||||||||
Internet Software & Services—0.7% | ||||||||||||
Earthlink, Inc. (a)(b), 8.875%, 5/15/19 | B2/B- | 3,000 | 2,738 | |||||||||
Equinix, Inc., 8.125%, 3/1/18 | Ba2/BB- | 2,545 | 2,784 | |||||||||
5,522 | ||||||||||||
Leisure— 0.5% | ||||||||||||
NCL Corp. Ltd., 9.50%, 11/15/18 (a)(b) | Caa1/B+ | 3,165 | 3,387 | |||||||||
11.75%, 11/15/16 | B2/BB | 535 | 619 | |||||||||
4,006 | ||||||||||||
Materials & Processing—0.5% | ||||||||||||
Taseko Mines Ltd., 7.75%, 4/15/19 | B3/B | 2,165 | 2,192 | |||||||||
Thompson Creek Metals Co., Inc. (a)(b), 7.375%, 6/1/18 | B3/B | 1,780 | 1,753 | |||||||||
3,945 | ||||||||||||
Multi-Media—2.1% | ||||||||||||
Cablevision Systems Corp., 8.625%, 9/15/17 | B1/B+ | 3,020 | 3,288 | |||||||||
Cambium Learning Group, Inc. (a)(b), 9.75%, 2/15/17 | B2/B | 2,750 | 2,736 | |||||||||
CCO Holdings LLC, 6.50%, 4/30/21 | B1/BB- | 2,890 | 2,865 | |||||||||
Clear Channel Worldwide Holdings, Inc., 9.25%, 12/15/17 | B2/B | 2,950 | 3,223 | |||||||||
Mediacom Broadband LLC, 8.50%, 10/15/15 | B3/B- | 3,300 | 3,399 | |||||||||
Sirius XM Radio, Inc. (a)(b), 8.75%, 4/1/15 | B2/BB- | 750 | 830 | |||||||||
16,341 | ||||||||||||
Oil & Gas—3.4% | ||||||||||||
Allis-Chalmers Energy, Inc., 9.00%, 1/15/14 | Caa1/B- | 1,000 | 1,024 | |||||||||
Basic Energy Services, Inc. (a)(b), 7.75%, 2/15/19 | B3/B- | 1,570 | 1,582 | |||||||||
BreitBurn Energy Partners L.P., 8.625%, 10/15/20 | B3/B | 2,975 | 3,153 | |||||||||
Carrizo Oil & Gas, Inc., 8.625%, 10/15/18 | NR/B- | 2,715 | 2,837 | |||||||||
Concho Resources, Inc., 7.00%, 1/15/21 | B3/BB | 3,170 | 3,289 | |||||||||
Energy XXI Gulf Coast, Inc. (a)(b), 9.25%, 12/15/17 | Caa1/B | 2,570 | 2,743 | |||||||||
EV Energy Partners L.P. (a)(b), 8.00%, 4/15/19 | B3/B- | 2,280 | 2,300 | |||||||||
PetroHawk Energy Corp., 7.25%, 8/15/18 | B3/B+ | 2,385 | 2,460 | |||||||||
Pioneer Drilling Co., 9.875%, 3/15/18 | NR/B | 2,125 | 2,284 | |||||||||
United Refining Co., 10.50%, 2/28/18 | B3/B | 3,095 | 3,103 | |||||||||
Venoco, Inc. (c), 8.875%, 2/15/19 | Caa1/B | 1,375 | 1,382 | |||||||||
26,157 | ||||||||||||
Oil, Gas & Consumable Fuels—0.3% | ||||||||||||
Patriot Coal Corp., 8.25%, 4/30/18 | B3/B+ | 2,335 | 2,428 | |||||||||
Paper/Paper Products—0.3% | ||||||||||||
Verso Paper Holdings LLC (a)(b), 8.75%, 2/1/19 | B2/B | 2,620 | 2,345 | |||||||||
Pharmaceuticals—0.2% | ||||||||||||
Endo Pharmaceuticals Holdings, Inc. (a)(b), 7.00%, 12/15/20 | Ba3/BB- | 1,750 | 1,807 | |||||||||
Printing/Publishing—0.4% | ||||||||||||
Cenveo Corp. (a)(b), 10.50%, 8/15/16 | Caa1/CCC+ | 2,865 | 2,829 | |||||||||
Retail—1.6% | ||||||||||||
Brown Shoe Co., Inc. (a)(b), 7.125%, 5/15/19 | B3/B+ | 2,550 | 2,448 | |||||||||
DineEquity, Inc. (a)(b), 9.50%, 10/30/18 | B3/CCC+ | 2,965 | 3,232 | |||||||||
Inergy L.P. (a)(b), 6.875%, 8/1/21 | Ba3/B+ | 1,045 | 1,046 | |||||||||
Neiman Marcus Group, Inc., 10.375%, 10/15/15 | Caa1/B- | 2,830 | 2,986 | |||||||||
Rite Aid Corp., 8.625%, 3/1/15 | Caa3/CCC | 3,010 | 2,829 | |||||||||
12,541 | ||||||||||||
Technology—1.3% | ||||||||||||
Advanced Micro Devices, Inc., 8.125%, 12/15/17 | Ba3/B+ | 3,000 | 3,150 | |||||||||
First Data Corp., 9.875%, 9/24/15 | Caa1/B- | 2,595 | 2,679 | |||||||||
Freescale Semiconductor, Inc., 8.875%, 12/15/14 | Caa2/CCC+ | 1,505 | 1,576 | |||||||||
10.125%, 3/15/18 (a)(b) | B1/B | 1,900 | 2,119 | |||||||||
10.75%, 8/1/20 (a)(b) | Caa2/CCC+ | 500 | 568 | |||||||||
10,092 | ||||||||||||
Telecommunications—3.2% | ||||||||||||
Cincinnati Bell, Inc., 8.75%, 3/15/18 | B3/CCC+ | 3,310 | 3,161 | |||||||||
Crown Castle International Corp., 9.00%, 1/15/15 | B1/B- | 2,750 | 2,998 | |||||||||
EH Holding Corp. (a)(b), 7.625%, 6/15/21 | B3/B- | 1,205 | 1,235 | |||||||||
Intelsat Jackson Holdings S.A. (a)(b), 7.25%, 4/1/19 | B3/B | 2,180 | 2,169 | |||||||||
ITC Deltacom, Inc., 10.50%, 4/1/16 | B1/B- | 2,665 | 2,798 | |||||||||
MetroPCS Wireless, Inc., 6.625%, 11/15/20 | B2/B | 3,135 | 3,112 | |||||||||
Nextel Communications, Inc., 7.375%, 8/1/15 | Ba3/BB- | 550 | 553 | |||||||||
NII Capital Corp., 8.875%, 12/15/19 | B2/B+ | 2,680 | 2,971 | |||||||||
West Corp., 11.00%, 10/15/16 | Caa1/B- | 3,250 | 3,461 | |||||||||
Windstream Corp., 8.625%, 8/1/16 | Ba3/B+ | 1,500 | 1,569 | |||||||||
24,027 | ||||||||||||
Transportation—1.5% | ||||||||||||
Aircastle Ltd., 9.75%, 8/1/18 | Ba3/BB+ | 2,250 | 2,492 | |||||||||
Quality Distribution LLC (a)(b), 9.875%, 11/1/18 | B3/B- | 3,060 | 3,133 | |||||||||
Swift Services Holdings, Inc., 10.00%, 11/15/18 | Caa1/B- | 3,000 | 3,191 | |||||||||
Western Express, Inc. (a)(b), 12.50%, 4/15/15 | Caa1/CCC+ | 3,000 | 2,850 | |||||||||
11,666 | ||||||||||||
Credit | ||||||||||||
Rating | Principal | |||||||||||
(Moody’s/ | Amount | Value | ||||||||||
S&P)* | (000s) | (000s) | ||||||||||
Utilities—1.0% | ||||||||||||
Edison Mission Energy, 7.00%, 5/15/17 | Caa1/B- | $ | 3,250 | $ | 2,649 | |||||||
Texas Competitive Electric Holdings Co. LLC (a)(b), 11.50%, 10/1/20 | B2/CCC | 2,500 | 2,469 | |||||||||
15.00%, 4/1/21 | Caa3/CC | 2,750 | 2,268 | |||||||||
7,386 | ||||||||||||
Wholesale—0.2% | ||||||||||||
WESCO Distribution, Inc., 7.50%, 10/15/17 | B1/B | 1,295 | 1,321 | |||||||||
Total Corporate Bonds & Notes (cost—$241,389) | 243,732 | |||||||||||
CONVERTIBLE BONDS—26.1% | ||||||||||||
Aerospace & Defense—0.5% | ||||||||||||
Triumph Group, Inc., 2.625%, 10/1/26 | NR/NR | 2,075 | 3,813 | |||||||||
Apparel & Textiles—0.4% | ||||||||||||
Iconix Brand Group, Inc. (a)(b), 2.50%, 6/1/16 | NR/NR | 2,920 | 3,084 | |||||||||
Automobiles—0.4% | ||||||||||||
Ford Motor Co., 4.25%, 11/15/16 | Ba3/B+ | 190 | 326 | |||||||||
Navistar International Corp., 3.00%, 10/15/14 | NR/B | 2,160 | 2,838 | |||||||||
3,164 | ||||||||||||
Biotechnology—0.9% | ||||||||||||
Cubist Pharmaceuticals, Inc., 2.50%, 11/1/17 | NR/NR | 2,235 | 3,123 | |||||||||
Illumina, Inc. (a)(b), 0.25%, 3/15/16 | NR/NR | 3,190 | 3,449 | |||||||||
6,572 | ||||||||||||
Commercial Services—0.8% | ||||||||||||
Alliance Data Systems Corp., 1.75%, 8/1/13 | NR/NR | 2,285 | 2,911 | |||||||||
Dollar Financial Corp., 3.00%, 4/1/28 | NR/NR | 2,600 | 3,331 | |||||||||
6,242 | ||||||||||||
Communications—2.4% | ||||||||||||
Earthlink, Inc. (i), 3.25%, 11/15/26 | NR/B- | 815 | 846 | |||||||||
Equinix, Inc., 4.75%, 6/15/16 | NR/B- | 1,600 | 2,268 | |||||||||
Interpublic Group of Cos., Inc., 4.75%, 3/15/23 | Baa3/BB+ | 2,390 | 3,035 | |||||||||
Level 3 Communications, Inc., 15.00%, 1/15/13 | NR/CCC | 1,230 | 2,011 | |||||||||
Priceline.com, Inc. (a)(b), 1.25%, 3/15/15 | NR/BBB- | 1,575 | 2,802 | |||||||||
Symantec Corp., Ser. B, 1.00%, 6/15/13 | NR/BBB | 2,485 | 3,032 | |||||||||
VeriSign, Inc., 3.25%, 8/15/37 | NR/NR | 2,125 | 2,462 | |||||||||
WebMD Health Corp. (a)(b), 2.50%, 1/31/18 | NR/NR | 1,765 | 1,714 | |||||||||
18,170 | ||||||||||||
Construction & Engineering—0.5% | ||||||||||||
MasTec, Inc., 4.00%, 6/15/14 | NR/NR | 2,475 | 3,542 | |||||||||
Consumer Products—0.2% | ||||||||||||
Jakks Pacific, Inc. (a)(b), 4.50%, 11/1/14 | NR/NR | 1,250 | 1,688 | |||||||||
Consumer Services—0.4% | ||||||||||||
Hertz Global Holdings, Inc., 5.25%, 6/1/14 | NR/B- | 1,485 | 3,033 | |||||||||
Containers & Packaging—0.4% | ||||||||||||
Owens-Brockway Glass Container, Inc. (a)(b), 3.00%, 6/1/15 | Ba3/BB | 2,880 | 2,851 | |||||||||
Distributors—0.4% | ||||||||||||
WESCO International, Inc., 6.00%, 9/15/29 | NR/B | 1,350 | 2,815 | |||||||||
Diversified Manufacturing—0.4% | ||||||||||||
Actuant Corp., 2.672%, 11/15/23 | NR/B+ | 2,150 | 2,956 | |||||||||
Electrical Equipment—0.7% | ||||||||||||
EnerSys, 3.375%, 6/1/38 | B1/BB | 2,725 | 3,069 | |||||||||
General Cable Corp., 0.875%, 11/15/13 | Ba3/B+ | 2,000 | 2,170 | |||||||||
5,239 | ||||||||||||
Healthcare—2.4% | ||||||||||||
Alere, Inc., 3.00%, 5/15/16 | NR/B- | 2,975 | 3,254 | |||||||||
Hologic, Inc., 2.00%, 12/15/37 | NR/BB+ | 2,175 | 2,496 | |||||||||
Kinetic Concepts, Inc. (a)(b), 3.25%, 4/15/15 | NR/BB- | 2,710 | 3,472 | |||||||||
LifePoint Hospitals, Inc., 3.50%, 5/15/14 | NR/B | 2,855 | 3,069 | |||||||||
Molina Healthcare, Inc., 3.75%, 10/1/14 | NR/NR | 2,590 | 2,998 | |||||||||
NuVasive, Inc., 2.75%, 7/1/17 | NR/NR | 2,850 | 2,896 | |||||||||
18,185 | ||||||||||||
Hotels/Gaming—0.6% | ||||||||||||
Gaylord Entertainment Co. (a)(b), 3.75%, 10/1/14 | NR/NR | 1,000 | 1,275 | |||||||||
MGM Resorts International, 4.25%, 4/15/15 | Caa1/CCC+ | 3,220 | 3,494 | |||||||||
4,769 | ||||||||||||
Insurance—0.6% | ||||||||||||
American Equity Investment Life Holding Co. (a)(b), 3.50%, 9/15/15 | NR/NR | 2,800 | 3,311 | |||||||||
MGIC Investment Corp., 5.00%, 5/1/17 | NR/CCC+ | 1,655 | 1,483 | |||||||||
4,794 | ||||||||||||
Machinery—0.1% | ||||||||||||
Roper Industries, Inc. (i), zero coupon, 1/15/34 | Baa3/BB+ | 795 | 825 | |||||||||
Materials & Processing—1.1% | ||||||||||||
Alcoa, Inc., 5.25%, 3/15/14 | Baa3/BBB- | 975 | 2,478 | |||||||||
Allegheny Technologies, Inc., 4.25%, 6/1/14 | NR/BBB- | 1,745 | 2,897 | |||||||||
Steel Dynamics, Inc., 5.125%, 6/15/14 | NR/BB+ | 2,750 | 3,293 | |||||||||
8,668 | ||||||||||||
Metals & Mining—0.4% | ||||||||||||
RTI International Metals, Inc., 3.00%, 12/1/15 | NR/NR | 2,480 | 3,199 | |||||||||
Multi-Media—1.1% | ||||||||||||
Liberty Media LLC, 3.125%, 3/30/23 | B1/BB- | 2,350 | 2,817 | |||||||||
3.50%, 1/15/31 | B1/BB- | 4,705 | 2,564 | |||||||||
XM Satellite Radio, Inc. (a)(b), 7.00%, 12/1/14 | NR/BB- | 2,245 | 3,312 | |||||||||
8,693 | ||||||||||||
Oil & Gas—2.2% | ||||||||||||
Cameron International Corp., 2.50%, 6/15/26 | Baa1/BBB+ | 1,600 | 2,298 | |||||||||
Chesapeake Energy Corp., 2.50%, 5/15/37 | Ba3/BB+ | 3,125 | 3,305 | |||||||||
Newpark Resources, Inc., 4.00%, 10/1/17 | NR/CCC+ | 1,885 | 2,208 | |||||||||
Oil States International, Inc., 2.375%, 7/1/25 | NR/BB | 1,300 | 3,271 | |||||||||
Pioneer Natural Resources Co., 2.875%, 1/15/38 | NR/BB+ | 1,675 | 2,600 | |||||||||
Western Refining, Inc., 5.75%, 6/15/14 | NR/CCC+ | 1,785 | 3,269 | |||||||||
16,951 | ||||||||||||
Oil, Gas & Consumable Fuels—0.5% | ||||||||||||
Alpha Natural Resources, Inc., 2.375%, 4/15/15 | NR/B+ | 2,980 | 3,502 | |||||||||
Pharmaceuticals—1.9% | ||||||||||||
Akorn, Inc. (a)(b), 3.50%, 6/1/16 | NR/NR | 1,855 | 1,999 | |||||||||
BioMarin Pharmaceutical, Inc., 1.875%, 4/23/17 | NR/B | 2,275 | 3,290 | |||||||||
Endo Pharmaceuticals Holdings, Inc., 1.75%, 4/15/15 | NR/NR | 2,270 | 3,317 | |||||||||
Valeant Pharmaceuticals International, Inc. (a)(b), 5.375%, 8/1/14 | NR/NR | 755 | 2,780 | |||||||||
Viropharma, Inc., 2.00%, 3/15/17 | NR/NR | 2,435 | 2,946 | |||||||||
14,332 | ||||||||||||
Real Estate Investment Trust—1.1% | ||||||||||||
Boston Properties L.P., 3.75%, 5/15/36 | NR/A- | 2,360 | 2,791 | |||||||||
Developers Diversified Realty Corp., 1.75%, 11/15/40 | NR/NR | 2,350 | 2,464 | |||||||||
Host Hotels & Resorts L.P. (a)(b), 2.50%, 10/15/29 | NR/BB+ | 2,225 | 3,029 | |||||||||
8,284 | ||||||||||||
Retail—0.4% | ||||||||||||
Saks, Inc., 2.00%, 3/15/24 | B2/BB- | 3,150 | 3,300 | |||||||||
Technology—3.4% | ||||||||||||
Cadence Design Systems, Inc. (d), 2.625%, 6/1/15 | NR/NR | 1,600 | 2,440 | |||||||||
Concur Technologies, Inc. (a)(b), 2.50%, 4/15/15 | NR/NR | 2,620 | 3,026 | |||||||||
Micron Technology, Inc., 1.875%, 6/1/27 | NR/NR | 2,735 | 2,783 | |||||||||
NetApp, Inc., 1.75%, 6/1/13 | NR/NR | 2,025 | 3,460 | |||||||||
Nuance Communications, Inc., 2.75%, 8/15/27 | NR/BB- | 2,375 | 3,123 | |||||||||
ON Semiconductor Corp., 2.625%, 12/15/26 | NR/BB | 2,700 | 3,284 |
Credit | ||||||||||||
Rating | Principal | |||||||||||
(Moody’s/ | Amount | Value | ||||||||||
S&P)* | (000s) | (000s) | ||||||||||
RightNow Technologies, Inc. (a)(b), 2.50%, 11/15/30 | NR/NR | $ | 2,050 | $ | 2,539 | |||||||
Salesforce.com, Inc., 0.75%, 1/15/15 | NR/NR | 1,475 | 2,679 | |||||||||
SanDisk Corp., 1.50%, 8/15/17 | NR/BB- | 2,250 | 2,391 | |||||||||
25,725 | ||||||||||||
Telecommunications—1.6% | ||||||||||||
Anixter International, Inc., 1.00%, 2/15/13 | NR/B+ | 2,615 | 3,115 | |||||||||
Ciena Corp., 0.875%, 6/15/17 | NR/B | 2,815 | 2,396 | |||||||||
Ixia (a)(b), 3.00%, 12/15/15 | NR/NR | 2,595 | 2,647 | |||||||||
JDS Uniphase Corp., 1.00%, 5/15/26 | NR/NR | 2,795 | 2,869 | |||||||||
Time Warner Telecom, Inc., 2.375%, 4/1/26 | B3/B- | 1,125 | 1,385 | |||||||||
12,412 | ||||||||||||
Transportation—0.3% | ||||||||||||
Greenbrier Cos., Inc. (a)(b), 3.50%, 4/1/18 | NR/NR | 2,875 | 2,616 | |||||||||
Total Convertible Bonds (cost—$196,101) | 199,424 | |||||||||||
CONVERTIBLE PREFERRED STOCK—4.0% | ||||||||||||
Shares | ||||||||||||
Auto Components—0.3% | ||||||||||||
Goodyear Tire & Rubber Co., 5.875%, 3/31/14 | NR/NR | 44,385 | 2,469 | |||||||||
Automobiles—0.3% | ||||||||||||
General Motors Co., Ser. B, 4.75%, 12/1/13 | NR/NR | 56,200 | 2,739 | |||||||||
Diversified Financial Services—1.2% | ||||||||||||
2010 Swift Mandatory Common Exchange Security Trust, (a)(b), 6.00%, 12/13/31 | NR/NR | 204,710 | 2,750 | |||||||||
AMG Capital Trust I, 5.10%, 4/15/36 | NR/BB | 68,920 | 3,323 | |||||||||
Citigroup, Inc., 7.50%, 12/15/12 | NR/NR | 26,500 | 3,184 | |||||||||
9,257 | ||||||||||||
Electric Utilities—0.1% | ||||||||||||
NextEra Energy, Inc., 8.375%, 6/1/12 | NR/NR | 8,800 | 456 | |||||||||
Financial Services—0.4% | ||||||||||||
Fifth Third Bancorp, Ser. G (e), 8.50%, 6/30/13 | Ba1/BB | 19,720 | 2,774 | |||||||||
Household Durables—0.1% | ||||||||||||
Newell Financial Trust I (h), 5.25%, 12/1/27 (Newell Rubbermaid, Inc.) | WR/BB | 19,700 | 931 | |||||||||
Insurance—0.5% | ||||||||||||
Assured Guaranty Ltd., 8.50%, 6/1/12 | NR/NR | 6,300 | 424 | |||||||||
MetLife, Inc., 5.00%, 9/11/13 | NR/BBB- | 41,550 | 3,425 | |||||||||
3,849 | ||||||||||||
Credit | ||||||||||||
Rating | ||||||||||||
(Moody’s/ | Value | |||||||||||
S&P)* | Shares | (000s) | ||||||||||
IT Services—0.1% | ||||||||||||
Unisys Corp., Ser. A, 6.25%, 3/1/14 | NR/NR | 11,270 | $ | 875 | ||||||||
Machinery—0.4% | ||||||||||||
Stanley Black & Decker, Inc., 4.75%, 11/17/15 | Baa3/BBB+ | 25,900 | 3,151 | |||||||||
Oil & Gas—0.1% | ||||||||||||
Chesapeake Energy Corp. (e), 5.00%, 8/15/11 | NR/B+ | 5,100 | 496 | |||||||||
Oil, Gas & Consumable Fuels—0.5% | ||||||||||||
Apache Corp., Ser. D, 6.00%, 8/1/13 | NR/NR | 55,000 | 3,626 | |||||||||
Total Convertible Preferred Stock (cost—$31,473) | 30,623 | |||||||||||
SHORT-TERM INVESTMENTS—5.5% | ||||||||||||
Principal | ||||||||||||
Amount | ||||||||||||
(000s | ) | |||||||||||
Convertible Bonds—2.3% | ||||||||||||
Auto Components—0.4% | ||||||||||||
BorgWarner, Inc., 3.50% due 4/15/12 | NR/BBB | $ | 1,340 | 3,316 | ||||||||
Biotechnology—0.3% | ||||||||||||
United Therapeutics Corp., 0.50% due 10/15/11 | NR/NR | 1,475 | 2,168 | |||||||||
Healthcare—0.4% | ||||||||||||
AMERIGROUP Corp., 2.00% due 5/15/12 | NR/BB+ | 1,950 | 3,249 | |||||||||
Oil & Gas—0.5% | ||||||||||||
Core Laboratories L.P., 0.25% due 10/31/11 | NR/NR | 1,445 | 3,528 | |||||||||
Pharmaceuticals—0.3% | ||||||||||||
Mylan, Inc., 1.25% due 3/15/12 | NR/BB | 1,700 | 1,900 | |||||||||
Technology—0.4% | ||||||||||||
VeriFone Systems, Inc., 1.375% due 6/15/12 | NR/B | 2,620 | 3,069 | |||||||||
Total Convertible Bonds (cost—$15,755) | 17,230 | |||||||||||
Repurchase Agreements—3.2% | ||||||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $24,515; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $25,010 including accrued interest (cost—$24,515) | 24,515 | 24,515 | ||||||||||
Total Short-Term Investments (cost—$40,270) | 41,745 | |||||||||||
Total Investments, before options written (cost—$773,016)—99.9% | 763,637 | |||||||||||
Value | ||||||||
Contracts | (000s) | |||||||
OPTIONS WRITTEN (g)—(0.1)% | ||||||||
Call Options—(0.1)% | ||||||||
Amazon.com, Inc. (CBOE), strike price $210, expires 7/16/11 | 220 | $ | (45 | ) | ||||
Apple, Inc. (CBOE), strike price $345, expires 7/16/11 | 110 | (19 | ) | |||||
Baxter International, Inc. (CBOE), strike price $60, expires 7/16/11 | 740 | (42 | ) | |||||
Deere & Co. (CBOE), strike price $87.50, expires 7/16/11 | 50 | (1 | ) | |||||
EMC Corp. (CBOE), strike price $29, expires 7/16/11 | 1,560 | (19 | ) | |||||
Freeport-McMoRan Copper & Gold, Inc. (CBOE), strike price $52.50, expires 7/16/11 | 80 | (12 | ) | |||||
Gilead Sciences, Inc. (CBOE), strike price $43, expires 7/16/11 | 835 | (12 | ) | |||||
Intel Corp. (CBOE), strike price $22, expires 7/16/11 | 1,355 | (58 | ) | |||||
International Business Machines Corp. (CBOE), strike price $175, expires 7/16/11 | 245 | (12 | ) | |||||
Johnson Controls, Inc. (CBOE), strike price $43, expires 7/16/11 | 1,075 | (22 | ) | |||||
Joy Global, Inc. (CBOE), strike price $92.50, expires 7/16/11 | 65 | (27 | ) | |||||
L-3 Communications Holdings, Inc. (CBOE), strike price $90, expires 7/16/11 | 400 | (20 | ) | |||||
McDonald’s Corp. (CBOE), strike price $85, expires 7/16/11 | 525 | (24 | ) | |||||
McKesson Corp. (CBOE), strike price $85, expires 7/16/11 | 500 | (20 | ) | |||||
Monsanto Co. (CBOE), strike price $75, expires 7/16/11 | 130 | (4 | ) | |||||
National Oilwell Varco, Inc. (CBOE), strike price $80, expires 7/16/11 | 110 | (11 | ) | |||||
Oracle Corp. (CBOE), strike price $34, expires 7/16/11 | 100 | (1 | ) | |||||
Peabody Energy Corp. (CBOE), strike price $62.50, expires 7/16/11 | 70 | (2 | ) | |||||
QUALCOMM, Inc. (CBOE), strike price $57.50, expires 7/16/11 | 180 | (10 | ) | |||||
Schlumberger Ltd. (CBOE), strike price $90, expires 7/16/11 | 125 | (6 | ) | |||||
Valero Energy Corp. (CBOE), strike price $27, expires 7/16/11 | 210 | (5 | ) | |||||
Total Options Written (premiums received—$345) | (372 | ) | ||||||
Value | ||||
(000s) | ||||
Total Investments, net of options written (cost—$772,671)—99.8% | $ | 763,265 | ||
Other assets less other liabilities—0.2% | 1,436 | |||
Net Assets—100.0% | $ | 764,701 | ||
Notes to Schedule of Investments (amounts in thousands): | ||
* | Unaudited. | |
(a) | Private Placement—Restricted as to resale and may not have a readily available market. Securities with an aggregate value of $137,169, representing 17.9% of net assets. | |
(b) | 144A—Exempt from registration under Rule 144A of the Securities Act of 1933. These securities may be resold in transactions exempt from registration, typically only to qualified institutional buyers. Unless otherwise indicated, these securities are not considered to be illiquid. | |
(c) | Delayed-delivery. To be delivered after June 30, 2011. | |
(d) | Fair-Valued—Securities with an aggregate value of $2,440, representing 0.3% of net assets. See Note 1(a) and Note 1(b) in the Notes to Financial Statements. | |
(e) | Perpetual maturity. Maturity date shown is the first call date. | |
(f) | All or partial amount segregated for the benefit of the counterparty as collateral for options written. | |
(g) | Non-income producing. | |
(h) | Securities exchangeable or convertible into securities of an entity different than the issuer. Such entity is identified in the parenthetical. | |
(i) | Step Bond—Coupon is a fixed rate for an initial period then resets at a specific date and rate. |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—98.2% | ||||||||
Auto Components—1.5% | ||||||||
Autoliv, Inc. | 900 | $ | 70 | |||||
Tenneco, Inc. (a) | 900 | 40 | ||||||
110 | ||||||||
Biotechnology—0.6% | ||||||||
InterMune, Inc. (a) | 600 | 22 | ||||||
Pharmasset, Inc. (a) | 200 | 22 | ||||||
44 | ||||||||
Chemicals—7.4% | ||||||||
CF Industries Holdings, Inc. | 700 | 99 | ||||||
Ecolab, Inc. | 2,200 | 124 | ||||||
International Flavors & Fragrances, Inc. | 2,200 | 141 | ||||||
Kronos Worldwide, Inc. | 4,600 | 145 | ||||||
PPG Industries, Inc. | 500 | 46 | ||||||
555 | ||||||||
Commercial Banks—1.4% | ||||||||
SunTrust Banks, Inc. | 4,000 | 103 | ||||||
Commercial Services & Supplies—1.2% | ||||||||
Avery Dennison Corp. | 2,400 | 93 | ||||||
Communications Equipment—1.6% | ||||||||
F5 Networks, Inc. (a) | 400 | 44 | ||||||
Polycom, Inc. (a) | 800 | 51 | ||||||
Riverbed Technology, Inc. (a) | 700 | 28 | ||||||
123 | ||||||||
Computers & Peripherals—1.3% | ||||||||
NetApp, Inc. (a) | 1,200 | 64 | ||||||
SanDisk Corp. (a) | 800 | 33 | ||||||
97 | ||||||||
Construction & Engineering—3.4% | ||||||||
Chicago Bridge & Iron Co. NV | 2,900 | 113 | ||||||
KBR, Inc. | 3,800 | 143 | ||||||
256 | ||||||||
Consumer Finance—0.2% | ||||||||
Discover Financial Services | 600 | 16 | ||||||
Distributors—0.2% | ||||||||
Genuine Parts Co. | 300 | 16 | ||||||
Diversified Consumer Services—0.7% | ||||||||
Weight Watchers International, Inc. | 700 | 53 | ||||||
Electrical Equipment—1.7% | ||||||||
Thomas & Betts Corp. (a) | 2,400 | 129 | ||||||
Energy Equipment & Services—3.9% | ||||||||
Helmerich & Payne, Inc. | 1,100 | 73 | ||||||
Oceaneering International, Inc. | 800 | 32 | ||||||
Patterson-UTI Energy, Inc. | 1,200 | 38 | ||||||
SEACOR Holdings, Inc. | 900 | 90 | ||||||
Weatherford International Ltd. (a) | 3,300 | 62 | ||||||
295 | ||||||||
Food & Staples Retailing—0.6% | ||||||||
Whole Foods Market, Inc. | 700 | 44 | ||||||
Food Products—1.5% | ||||||||
Mead Johnson Nutrition Co., Class A | 1,700 | 115 | ||||||
Health Care Equipment & Supplies—3.1% | ||||||||
Cooper Cos., Inc. | 1,500 | 119 | ||||||
Edwards Lifesciences Corp. (a) | 300 | 26 | ||||||
Gen-Probe, Inc. (a) | 1,300 | 90 | ||||||
235 | ||||||||
Health Care Providers & Services—5.9% | ||||||||
Aetna, Inc. | 800 | 35 | ||||||
AMERIGROUP Corp. (a) | 1,700 | 120 | ||||||
AmerisourceBergen Corp. | 2,800 | 116 | ||||||
Humana, Inc. | 1,700 | 137 | ||||||
Patterson Cos., Inc. | 1,100 | 36 | ||||||
444 | ||||||||
Health Care Technology—0.7% | ||||||||
SXC Health Solutions Corp. (a) | 900 | 53 | ||||||
Household Durables—0.7% | ||||||||
Tempur-Pedic International, Inc. (a) | 800 | 54 | ||||||
Insurance—0.5% | ||||||||
Symetra Financial Corp. | 2,900 | 39 | ||||||
Internet & Catalog Retail—4.1% | ||||||||
NetFlix, Inc. (a) | 400 | 105 | ||||||
Priceline.com, Inc. (a) | 400 | 205 | ||||||
310 | ||||||||
IT Services—2.0% | ||||||||
Amdocs Ltd. (a) | 3,300 | 100 | ||||||
Computer Sciences Corp. | 800 | 30 | ||||||
Syntel, Inc. | 300 | 18 | ||||||
148 | ||||||||
Life Sciences Tools & Services—1.7% | ||||||||
PerkinElmer, Inc. | 3,000 | 81 | ||||||
Waters Corp. (a) | 500 | 48 | ||||||
129 | ||||||||
Machinery—10.0% | ||||||||
Dover Corp. | 2,500 | 169 | ||||||
Joy Global, Inc. | 1,200 | 114 | ||||||
Pall Corp. | 2,700 | 152 | ||||||
Parker Hannifin Corp. | 1,400 | 126 | ||||||
Toro Co. | 1,600 | 97 | ||||||
WABCO Holdings, Inc. (a) | 1,300 | 90 | ||||||
748 | ||||||||
Media—3.6% | ||||||||
CBS Corp., Class B | 5,400 | 154 | ||||||
Interpublic Group of Cos., Inc. | 3,500 | 44 | ||||||
Liberty Media Corp.—Capital, Ser. A (a) | 800 | 68 | ||||||
266 | ||||||||
Multiline Retail—6.7% | ||||||||
Dillard’s, Inc., Class A | 1,300 | 68 | ||||||
Dollar Tree, Inc. (a) | 2,650 | 176 | ||||||
Kohl’s Corp. | 2,200 | 110 | ||||||
Macy’s, Inc. | 5,100 | 149 | ||||||
503 | ||||||||
Oil, Gas & Consumable Fuels—6.1% | ||||||||
Alliance Holdings GP L.P. | 2,000 | 100 | ||||||
Concho Resources, Inc. (a) | 500 | 46 | ||||||
Murphy Oil Corp. | 1,800 | 118 | ||||||
Natural Resource Partners L.P. | 1,100 | 36 | ||||||
Plains All American Pipeline L.P. | 900 | 58 | ||||||
SandRidge Energy, Inc. (a) | 2,700 | 29 | ||||||
Whiting Petroleum Corp. (a) | 1,200 | 68 | ||||||
455 | ||||||||
Paper & Forest Products—0.9% | ||||||||
Domtar Corp. | 700 | 66 | ||||||
Pharmaceuticals—2.0% | ||||||||
Endo Pharmaceuticals Holdings, Inc. (a) | 2,200 | 88 | ||||||
Warner Chilcott PLC, Class A | 2,600 | 63 | ||||||
151 | ||||||||
Value | ||||||||
Shares | (000s) | |||||||
Professional Services—0.3% | ||||||||
Verisk Analytics, Inc., Class A (a) | 600 | $ | 21 | |||||
Real Estate Management & Development—1.8% | ||||||||
Jones Lang LaSalle, Inc. | 1,400 | 132 | ||||||
Semiconductors & Semiconductor Equipment—8.5% | ||||||||
Altera Corp. | 3,400 | 158 | ||||||
Atmel Corp. (a) | 4,300 | 61 | ||||||
Fairchild Semiconductor | ||||||||
International, Inc. (a) | 6,000 | 100 | ||||||
Lam Research Corp. (a) | 3,300 | 146 | ||||||
Marvell Technology Group Ltd. (a) | 2,100 | 31 | ||||||
Maxim Integrated Products, Inc. | 4,700 | 120 | ||||||
NVIDIA Corp. (a) | 1,500 | 24 | ||||||
640 | ||||||||
Software—5.7% | ||||||||
BMC Software, Inc. (a) | 1,300 | 71 | ||||||
CA, Inc. | 7,400 | 169 | ||||||
Citrix Systems, Inc. (a) | 800 | 64 | ||||||
Intuit, Inc. (a) | 1,300 | 67 | ||||||
Salesforce.com, Inc. (a) | 400 | 60 | ||||||
431 | ||||||||
Specialty Retail—4.5% | ||||||||
Abercrombie & Fitch Co., Class A | 1,000 | 67 | ||||||
Bed Bath & Beyond, Inc. (a) | 800 | 47 | ||||||
Dick’s Sporting Goods, Inc. (a) | 1,100 | 42 | ||||||
Limited Brands, Inc. | 900 | 35 | ||||||
O’Reilly Automotive, Inc. (a) | 2,200 | 144 | ||||||
335 | ||||||||
Textiles, Apparel & Luxury Goods—0.6% | ||||||||
Lululemon Athletica, Inc. (a) | 400 | 45 | ||||||
Trading Companies & Distributors—0.6% | ||||||||
W.W. Grainger, Inc. | 300 | 46 | ||||||
Wireless Telecommunication Services—1.0% | ||||||||
MetroPCS Communications, Inc. (a) | 4,400 | 76 | ||||||
Total Common Stock (cost—$6,356) | 7,376 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—1.8% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $135; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $140 including accrued interest (cost—$135) | $ | 135 | 135 | |||||
Total Investments (cost—$6,491)—100.0% | 7,511 | |||||||
Liabilities in excess of other assets—(0.0)% | (2 | ) | ||||||
Net Assets—100.0% | $ | 7,509 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—100.0% | ||||||||
Aerospace & Defense—4.0% | ||||||||
AerCap Holdings NV (a) | 727,541 | $ | 9,465 | |||||
Hexcel Corp. (a) | 134,500 | 2,944 | ||||||
12,409 | ||||||||
Airlines—1.5% | ||||||||
Copa Holdings S.A., Class A | 67,727 | 4,520 | ||||||
Auto Components—1.1% | ||||||||
Stoneridge, Inc. (a) | 228,205 | 3,364 | ||||||
Automobiles—1.2% | ||||||||
Tesla Motors, Inc. (a) | 125,200 | 3,647 | ||||||
Biotechnology—3.6% | ||||||||
Cubist Pharmaceuticals, Inc. (a) | 135,366 | 4,872 | ||||||
Emergent Biosolutions, Inc. (a) | 166,775 | 3,760 | ||||||
Myriad Genetics, Inc. (a) | 103,425 | 2,349 | ||||||
10,981 | ||||||||
Capital Markets—2.7% | ||||||||
Financial Engines, Inc. (a) | 102,400 | 2,654 | ||||||
Greenhill & Co., Inc. | 57,100 | 3,073 | ||||||
WisdomTree Investments, Inc. (a) | 390,800 | 2,478 | ||||||
8,205 | ||||||||
Commercial Services & Supplies—3.1% | ||||||||
Innerworkings, Inc. (a) | 599,743 | 5,002 | ||||||
Mobile Mini, Inc. (a) | 216,536 | 4,588 | ||||||
9,590 | ||||||||
Communications Equipment—4.0% | ||||||||
Ciena Corp. (a) | 266,700 | 4,902 | ||||||
Sycamore Networks, Inc. | 325,900 | 7,248 | ||||||
12,150 | ||||||||
Diversified Consumer Services—1.5% | ||||||||
American Public Education, Inc. (a) | 102,564 | 4,565 | ||||||
Diversified Financial Services—1.6% | ||||||||
Encore Capital Group, Inc. (a) | 86,248 | 2,650 | ||||||
MarketAxess Holdings, Inc. | 90,225 | 2,261 | ||||||
4,911 | ||||||||
Electrical Equipment—2.1% | ||||||||
Polypore International, Inc. (a) | 93,375 | 6,335 | ||||||
Energy Equipment & Services—0.2% | ||||||||
Tesco Corp. (a) | 36,300 | 705 | ||||||
Health Care Equipment & Supplies—9.3% | ||||||||
Abaxis, Inc. (a) | 112,989 | 3,079 | ||||||
Align Technology, Inc. (a) | 244,072 | 5,565 | ||||||
Insulet Corp. (a) | 118,525 | 2,628 | ||||||
MAKO Surgical Corp. (a) | 104,025 | 3,093 | ||||||
Masimo Corp. | 117,516 | 3,488 | ||||||
NuVasive, Inc. (a) | 209,995 | 6,904 | ||||||
Zoll Medical Corp. (a) | 64,391 | 3,648 | ||||||
28,405 | ||||||||
Health Care Technology—0.9% | ||||||||
ePocrates, Inc. (a) | 152,700 | 2,816 | ||||||
Hotels, Restaurants & Leisure—3.1% | ||||||||
Life Time Fitness, Inc. (a) | 201,651 | 8,048 | ||||||
Texas Roadhouse, Inc. | 85,175 | 1,493 | ||||||
9,541 | ||||||||
Internet & Catalog Retail—2.2% | ||||||||
Shutterfly, Inc. (a) | 117,300 | 6,735 | ||||||
Internet Software & Services—7.9% | ||||||||
Ancestry.com, Inc. (a) | 138,125 | 5,717 | ||||||
Constant Contact, Inc. (a) | 315,800 | 8,015 | ||||||
Responsys, Inc. (a) | 154,784 | 2,744 | ||||||
Velti PLC (a) | 156,350 | 2,644 | ||||||
VistaPrint NV (a) | 109,257 | 5,228 | ||||||
24,348 | ||||||||
IT Services—2.0% | ||||||||
Ciber, Inc. (a) | 588,350 | 3,265 | ||||||
Syntel, Inc. | 47,554 | 2,812 | ||||||
6,077 | ||||||||
Machinery—2.6% | ||||||||
Dynamic Materials Corp. | 185,175 | 4,152 | ||||||
Wabash National Corp. (a) | 422,225 | 3,956 | ||||||
8,108 | ||||||||
Media—1.0% | ||||||||
ReachLocal, Inc. (a) | 155,135 | 3,231 | ||||||
Metals & Mining—6.3% | ||||||||
Globe Specialty Metals, Inc. | 314,975 | 7,062 | ||||||
Haynes International, Inc. | 46,296 | 2,867 | ||||||
Horsehead Holding Corp. (a) | 479,059 | 6,381 | ||||||
Silver Standard Resources, Inc. (a) | 112,475 | 3,002 | ||||||
19,312 | ||||||||
Oil, Gas & Consumable Fuels—12.8% | ||||||||
Carrizo Oil & Gas, Inc. (a) | 120,425 | 5,028 | ||||||
Comstock Resources, Inc. (a) | 367,472 | 10,579 | ||||||
Goodrich Petroleum Corp. (a) | 372,630 | 6,860 | ||||||
PetroHawk Energy Corp. (a) | 406,209 | 10,021 | ||||||
Quicksilver Resources, Inc. (a) | 457,166 | 6,748 | ||||||
39,236 | ||||||||
Pharmaceuticals—3.4% | ||||||||
Durect Corp. (a) | 947,049 | 1,923 | ||||||
POZEN, Inc. (a) | 217,219 | 912 | ||||||
Questcor Pharmaceuticals, Inc. (a) | 121,825 | 2,936 | ||||||
Salix Pharmaceuticals Ltd. (a) | 117,700 | 4,688 | ||||||
10,459 | ||||||||
Professional Services—0.9% | ||||||||
Huron Consulting Group, Inc. (a) | 91,100 | 2,752 | ||||||
Road & Rail—2.7% | ||||||||
Celadon Group, Inc. (a) | 218,015 | 3,044 | ||||||
Knight Transportation, Inc. | 153,400 | 2,606 | ||||||
Vitran Corp., Inc. (a) | 202,918 | 2,577 | ||||||
8,227 | ||||||||
Semiconductors & Semiconductor Equipment—4.5% | ||||||||
Inphi Corp. (a) | 260,140 | 4,527 | ||||||
Netlogic Microsystems, Inc. (a) | 226,878 | 9,170 | ||||||
13,697 | ||||||||
Software—7.1% | ||||||||
BroadSoft, Inc. (a) | 238,450 | 9,092 | ||||||
Commvault Systems, Inc. (a) | 56,699 | 2,520 | ||||||
RealD, Inc. (a) | 114,700 | 2,683 | ||||||
Rosetta Stone, Inc. (a) | 241,613 | 3,900 | ||||||
Taleo Corp., Class A (a) | 95,100 | 3,521 | ||||||
21,716 | ||||||||
Specialty Retail—1.8% | ||||||||
Cabela’s, Inc. (a) | 204,950 | 5,564 | ||||||
Value | ||||||||
Shares | (000s) | |||||||
Textiles, Apparel & Luxury Goods—1.6% | ||||||||
CROCS, Inc. (a) | 96,500 | $ | 2,485 | |||||
Steven Madden Ltd. (a) | 65,337 | 2,451 | ||||||
4,936 | ||||||||
Trading Companies & Distributors—2.1% | ||||||||
CAI International, Inc. (a) | 144,380 | 2,983 | ||||||
United Rentals, Inc. (a) | 139,525 | 3,544 | ||||||
6,527 | ||||||||
Transportation Infrastructure—1.2% | ||||||||
Scorpio Tankers, Inc. (a) | 354,723 | 3,544 | ||||||
Total Common Stock (cost—$252,913) | 306,613 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—0.1% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $268; collateralized by Federal Home Loan Bank, 0.33%, due 7/16/12, valued at $275 including accrued interest (cost—$268) | $ | 268 | 268 | |||||
Total Investments (cost—$253,181)—100.1% | 306,881 | |||||||
Liabilities in excess of other assets—(0.1)% | (152 | ) | ||||||
Net Assets—100.0% | $ | 306,729 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—100.6% | ||||||||
Aerospace & Defense—0.8% | ||||||||
United Technologies Corp. | 2,100 | $ | 186 | |||||
Automobiles—0.5% | ||||||||
Ford Motor Co. (a) | 7,900 | 109 | ||||||
Beverages—1.1% | ||||||||
Coca-Cola Co. | 3,800 | 256 | ||||||
Biotechnology—1.6% | ||||||||
Amgen, Inc. (a) | 6,500 | 379 | ||||||
Chemicals—0.5% | ||||||||
CF Industries Holdings, Inc. | 900 | 127 | ||||||
Commercial Banks—1.7% | ||||||||
SunTrust Banks, Inc. | 4,300 | 111 | ||||||
Wells Fargo & Co. | 10,700 | 300 | ||||||
411 | ||||||||
Communications Equipment—2.6% | ||||||||
F5 Networks, Inc. (a) | 1,500 | 165 | ||||||
Juniper Networks, Inc. (a) | 2,600 | 82 | ||||||
QUALCOMM, Inc. | 6,600 | 375 | ||||||
622 | ||||||||
Computers & Peripherals—4.6% | ||||||||
Apple, Inc. (a) | 2,900 | 974 | ||||||
EMC Corp. (a) | 4,400 | 121 | ||||||
1,095 | ||||||||
Construction & Engineering—1.0% | ||||||||
KBR, Inc. | 6,000 | 226 | ||||||
Containers & Packaging—0.6% | ||||||||
Ball Corp. | 3,400 | 131 | ||||||
Diversified Financial Services—1.1% | ||||||||
JPMorgan Chase & Co. | 6,600 | 270 | ||||||
Diversified Telecommunication Services—1.4% | ||||||||
Verizon Communications, Inc. | 8,800 | 328 | ||||||
Electric Utilities—1.1% | ||||||||
American Electric Power Co., Inc. | 6,800 | 256 | ||||||
Energy Equipment & Services—3.6% | ||||||||
Baker Hughes, Inc. | 4,800 | 348 | ||||||
National-Oilwell Varco, Inc. | 6,400 | 501 | ||||||
849 | ||||||||
Food Products—2.2% | ||||||||
Corn Products International, Inc. | 5,800 | 321 | ||||||
Mead Johnson Nutrition Co., Class A | 2,900 | 196 | ||||||
517 | ||||||||
Health Care Equipment & Supplies—3.9% | ||||||||
Baxter International, Inc. | 2,100 | 125 | ||||||
Cooper Cos., Inc. | 4,800 | 380 | ||||||
Edwards Lifesciences Corp. (a) | 4,700 | 410 | ||||||
915 | ||||||||
Health Care Providers & Services—3.2% | ||||||||
Express Scripts, Inc. (a) | 2,100 | 113 | ||||||
Humana, Inc. | 4,500 | 362 | ||||||
UnitedHealth Group, Inc. | 5,400 | 279 | ||||||
754 | ||||||||
Hotels, Restaurants & Leisure—5.0% | ||||||||
Chipotle Mexican Grill, Inc., Class A (a) | 1,700 | 524 | ||||||
McDonald’s Corp. | 7,800 | 658 | ||||||
1,182 | ||||||||
Household Durables—0.6% | ||||||||
Tempur-Pedic International, Inc. (a) | 2,000 | 136 | ||||||
Industrial Conglomerates—2.7% | ||||||||
3M Co. | 2,300 | 218 | ||||||
General Electric Co. | 22,500 | 424 | ||||||
642 | ||||||||
Insurance—1.2% | ||||||||
Prudential Financial, Inc. | 1,800 | 115 | ||||||
Symetra Financial Corp. | 12,900 | 173 | ||||||
288 | ||||||||
Internet & Catalog Retail—2.4% | ||||||||
NetFlix, Inc. (a) | 800 | 210 | ||||||
Priceline.com, Inc. (a) | 700 | 358 | ||||||
568 | ||||||||
Internet Software & Services—1.3% | ||||||||
Google, Inc., Class A (a) | 600 | 304 | ||||||
IT Services—3.4% | ||||||||
Cognizant Technology Solutions Corp., Class A (a) | 2,400 | 176 | ||||||
International Business Machines Corp. | 3,700 | 635 | ||||||
811 | ||||||||
Machinery—5.7% | ||||||||
Caterpillar, Inc. | 5,900 | 628 | ||||||
Cummins, Inc. | 3,200 | 331 | ||||||
Deere & Co. | 1,900 | 157 | ||||||
Timken Co. | 4,700 | 237 | ||||||
1,353 | ||||||||
Media—1.5% | ||||||||
CBS Corp., Class B | 7,700 | 219 | ||||||
News Corp., Class A | 8,000 | 142 | ||||||
361 | ||||||||
Metals & Mining—1.0% | ||||||||
Freeport-McMoRan Copper & Gold, Inc. | 4,400 | 233 | ||||||
Multiline Retail—3.2% | ||||||||
Dollar Tree, Inc. (a) | 3,300 | 220 | ||||||
Kohl’s Corp. | 5,200 | 260 | ||||||
Target Corp. | 6,100 | 286 | ||||||
766 | ||||||||
Oil, Gas & Consumable Fuels—12.2% | ||||||||
Chevron Corp. | 3,900 | 401 | ||||||
Concho Resources, Inc. (a) | 3,900 | 358 | ||||||
ConocoPhillips | 6,600 | 496 | ||||||
Exxon Mobil Corp. | 14,300 | 1,164 | ||||||
HollyFrontier Corp. | 4,700 | 326 | ||||||
Whiting Petroleum Corp. (a) | 2,500 | 143 | ||||||
2,888 | ||||||||
Pharmaceuticals—5.7% | ||||||||
Abbott Laboratories | 2,900 | 153 | ||||||
Eli Lilly & Co. | 6,600 | 248 | ||||||
Endo Pharmaceuticals Holdings, Inc. (a) | 3,000 | 120 | ||||||
Pfizer, Inc. | 22,000 | 453 | ||||||
Watson Pharmaceuticals, Inc. (a) | 5,500 | 378 | ||||||
1,352 | ||||||||
Professional Services—1.6% | ||||||||
Verisk Analytics, Inc., Class A (a) | 10,800 | 374 | ||||||
Road & Rail—2.4% | ||||||||
CSX Corp. | 14,100 | 370 | ||||||
Union Pacific Corp. | 1,800 | 188 | ||||||
558 | ||||||||
Value | ||||||||
Shares | (000s) | |||||||
Semiconductors & Semiconductor Equipment—4.4% | ||||||||
Altera Corp. | 8,900 | $ | 412 | |||||
Atmel Corp. (a) | 7,400 | 104 | ||||||
Cypress Semiconductor Corp. (a) | 5,900 | 125 | ||||||
NVIDIA Corp. (a) | 5,200 | 83 | ||||||
Skyworks Solutions, Inc. (a) | 5,400 | 124 | ||||||
Texas Instruments, Inc. | 6,100 | 200 | ||||||
1,048 | ||||||||
Software—9.3% | ||||||||
Citrix Systems, Inc. (a) | 1,600 | 128 | ||||||
Microsoft Corp. | 26,200 | 681 | ||||||
Oracle Corp. | 21,900 | 721 | ||||||
Salesforce.com, Inc. (a) | 1,000 | 149 | ||||||
Symantec Corp. (a) | 9,100 | 179 | ||||||
VMware, Inc., Class A (a) | 3,400 | 341 | ||||||
2,199 | ||||||||
Specialty Retail—3.1% | ||||||||
Autozone, Inc. (a) | 1,200 | 354 | ||||||
Dick’s Sporting Goods, Inc. (a) | 3,000 | 115 | ||||||
O’Reilly Automotive, Inc. (a) | 4,100 | 269 | ||||||
738 | ||||||||
Tobacco—0.6% | ||||||||
Philip Morris International, Inc. | 2,300 | 153 | ||||||
Wireless Telecommunication Services—1.8% | ||||||||
MetroPCS Communications, Inc. (a) | 24,300 | 418 | ||||||
Total Investments (cost—$20,241)—100.6% | 23,803 | |||||||
Liabilities in excess of other assets—(0.6)% | (137 | ) | ||||||
Net Assets—100.0% | $ | 23,666 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—97.8% | ||||||||
Aerospace & Defense—2.5% | ||||||||
AerCap Holdings NV (a) | 211,800 | $ | 2,755 | |||||
Precision Castparts Corp. | 35,770 | 5,890 | ||||||
8,645 | ||||||||
Automobiles—0.5% | ||||||||
Tesla Motors, Inc. (a) | 60,400 | 1,759 | ||||||
Biotechnology—2.6% | ||||||||
BioMarin Pharmaceutical, Inc. (a) | 149,800 | 4,076 | ||||||
United Therapeutics Corp. (a) | 86,500 | 4,766 | ||||||
8,842 | ||||||||
Capital Markets—3.5% | ||||||||
Affiliated Managers Group, Inc. (a) | 59,200 | 6,006 | ||||||
KKR & Co. L.P. | 362,400 | 5,914 | ||||||
11,920 | ||||||||
Chemicals—4.9% | ||||||||
Albemarle Corp. | 50,200 | 3,474 | ||||||
Ashland, Inc. | 94,100 | 6,081 | ||||||
CF Industries Holdings, Inc. | 51,600 | 7,310 | ||||||
16,865 | ||||||||
Communications Equipment—3.4% | ||||||||
Acme Packet, Inc. (a) | 55,000 | 3,857 | ||||||
Aruba Networks, Inc. (a) | 122,700 | 3,626 | ||||||
F5 Networks, Inc. (a) | 38,400 | 4,234 | ||||||
11,717 | ||||||||
Computers & Peripherals—1.6% | ||||||||
NetApp, Inc. (a) | 103,000 | 5,436 | ||||||
Construction & Engineering—2.2% | ||||||||
KBR, Inc. | 197,200 | 7,432 | ||||||
Containers & Packaging—1.0% | ||||||||
Crown Holdings, Inc. (a) | 87,200 | 3,385 | ||||||
Electrical Equipment—3.4% | ||||||||
Polypore International, Inc. (a) | 68,000 | 4,613 | ||||||
Rockwell Automation, Inc. | 82,400 | 7,149 | ||||||
11,762 | ||||||||
Energy Equipment & Services—1.7% | ||||||||
Weatherford International Ltd. (a) | 315,000 | 5,906 | ||||||
Food Products—3.1% | ||||||||
Green Mountain Coffee Roasters, Inc. (a) | 49,200 | 4,392 | ||||||
Mead Johnson Nutrition Co., Class A | 90,000 | 6,079 | ||||||
10,471 | ||||||||
Health Care Equipment & Supplies—3.5% | ||||||||
Intuitive Surgical, Inc. (a) | 18,226 | 6,782 | ||||||
Kinetic Concepts, Inc. (a) | 90,900 | 5,239 | ||||||
12,021 | ||||||||
Health Care Providers & Services—3.8% | ||||||||
AmerisourceBergen Corp. | 139,600 | 5,780 | ||||||
WellCare Health Plans, Inc. (a) | 140,600 | 7,228 | ||||||
13,008 | ||||||||
Hotels, Restaurants & Leisure—1.4% | ||||||||
Panera Bread Co., Class A (a) | 37,100 | 4,662 | ||||||
Household Products—1.7% | ||||||||
Church & Dwight Co., Inc. | 143,400 | 5,813 | ||||||
Insurance—1.6% | ||||||||
XL Group PLC | 250,200 | 5,499 | ||||||
Internet & Catalog Retail—1.7% | ||||||||
Priceline.com, Inc. (a) | 11,700 | 5,990 | ||||||
Internet Software & Services—1.0% | ||||||||
MercadoLibre, Inc. | 42,700 | 3,388 | ||||||
IT Services—3.5% | ||||||||
Cognizant Technology Solutions Corp., Class A (a) | 113,400 | 8,317 | ||||||
VeriFone Systems, Inc. (a) | 81,200 | 3,601 | ||||||
11,918 | ||||||||
Life Sciences Tools & Services—2.5% | ||||||||
Agilent Technologies, Inc. (a) | 167,800 | 8,576 | ||||||
Machinery—2.8% | ||||||||
Cummins, Inc. | 46,700 | 4,833 | ||||||
Joy Global, Inc. | 50,000 | 4,762 | ||||||
9,595 | ||||||||
Media—4.0% | ||||||||
Focus Media Holding Ltd. ADR (a) | 111,200 | 3,458 | ||||||
Scripps Networks Interactive, Inc., Class A | 103,500 | 5,059 | ||||||
Viacom, Inc., Class B | 100,000 | 5,100 | ||||||
13,617 | ||||||||
Multiline Retail—1.4% | ||||||||
Macy’s, Inc. | 165,800 | 4,848 | ||||||
Oil, Gas & Consumable Fuels—7.3% | ||||||||
Brigham Exploration Co. (a) | 103,000 | 3,083 | ||||||
PetroHawk Energy Corp. (a) | 408,700 | 10,083 | ||||||
Pioneer Natural Resources Co. | 58,600 | 5,249 | ||||||
SandRidge Energy, Inc. (a) | 630,600 | 6,722 | ||||||
25,137 | ||||||||
Pharmaceuticals—4.0% | ||||||||
Hospira, Inc. (a) | 119,500 | 6,771 | ||||||
Mylan, Inc. (a) | 276,800 | 6,829 | ||||||
13,600 | ||||||||
Professional Services—1.0% | ||||||||
Robert Half International, Inc. | 127,000 | 3,433 | ||||||
Road & Rail—1.7% | ||||||||
Kansas City Southern (a) | 101,000 | 5,992 | ||||||
Semiconductors & Semiconductor Equipment—5.0% | ||||||||
Altera Corp. | 118,700 | 5,502 | ||||||
ARM Holdings PLC ADR | 186,500 | 5,302 | ||||||
KLA-Tencor Corp. | 78,600 | 3,182 | ||||||
NXP Semiconductor NV (a) | 122,000 | 3,261 | ||||||
17,247 | ||||||||
Software—6.6% | ||||||||
BMC Software, Inc. (a) | 143,900 | 7,871 | ||||||
BroadSoft, Inc. (a) | 82,300 | 3,138 | ||||||
Citrix Systems, Inc. (a) | 103,900 | 8,312 | ||||||
Rovi Corp. (a) | 59,200 | 3,396 | ||||||
22,717 | ||||||||
Specialty Retail—3.1% | ||||||||
Dick’s Sporting Goods, Inc. (a) | 137,500 | 5,287 | ||||||
Ulta Salon Cosmetics & Fragrance, Inc. (a) | 83,400 | 5,386 | ||||||
10,673 | ||||||||
Textiles, Apparel & Luxury Goods—6.0% | ||||||||
CROCS, Inc. (a) | 211,400 | 5,444 | ||||||
Deckers Outdoor Corp. (a) | 69,900 | 6,161 |
Value | ||||||||
Shares | (000s) | |||||||
Polo Ralph Lauren Corp. | 33,600 | $ | 4,456 | |||||
Vera Bradley, Inc. (a) | 114,700 | 4,381 | ||||||
20,442 | ||||||||
Tobacco—1.0% | ||||||||
Lorillard, Inc. | 33,100 | 3,604 | ||||||
Trading Companies & Distributors—1.0% | ||||||||
United Rentals, Inc. (a) | 139,700 | 3,548 | ||||||
Wireless Telecommunication Services—1.8% | ||||||||
NII Holdings, Inc. (a) | 141,832 | 6,011 | ||||||
Total Common Stock (cost—$257,506) | 335,479 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—2.4% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $8,137; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $8,300 including accrued interest (cost—$8,137) | $ | 8,137 | 8,137 | |||||
Total Investments (cost—$265,643)—100.2% | 343,616 | |||||||
Liabilities in excess of other assets—(0.2)% | (748 | ) | ||||||
Net Assets—100.0% | $ | 342,868 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. | |
Glossary: | ||
ADR—American Depositary Receipt |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—99.0% | ||||||||
Aerospace & Defense—2.7% | ||||||||
Northrop Grumman Corp. | 9,100 | $ | 631 | |||||
Capital Markets—2.4% | ||||||||
Federated Investors, Inc., Class B | 23,600 | 562 | ||||||
Commercial Services & Supplies—4.4% | ||||||||
Avery Dennison Corp. | 14,700 | 568 | ||||||
RR Donnelley & Sons Co. | 24,000 | 471 | ||||||
1,039 | ||||||||
Consumer Finance—1.8% | ||||||||
Cash America International, Inc. | 7,200 | 417 | ||||||
Diversified Financial Services—4.0% | ||||||||
Bank of America Corp. | 15,200 | 167 | ||||||
JPMorgan Chase & Co. | 13,100 | 536 | ||||||
NYSE Euronext | 7,300 | 250 | ||||||
953 | ||||||||
Diversified Telecommunication Services—2.5% | ||||||||
AT&T, Inc. | 18,900 | 594 | ||||||
Electric Utilities—1.3% | ||||||||
Edison International | 8,300 | 322 | ||||||
Energy Equipment & Services—2.2% | ||||||||
Tidewater, Inc. | 9,900 | 533 | ||||||
Food & Staples Retailing—1.3% | ||||||||
SUPERVALU, Inc. | 32,200 | 303 | ||||||
Food Products—2.8% | ||||||||
Corn Products International, Inc. | 11,900 | 658 | ||||||
Gas Utilities—5.1% | ||||||||
Atmos Energy Corp. | 18,500 | 615 | ||||||
UGI Corp. | 19,000 | 606 | ||||||
1,221 | ||||||||
Health Care Equipment & Supplies—2.5% | ||||||||
Medtronic, Inc. | 15,400 | 593 | ||||||
Health Care Providers & Services—5.5% | ||||||||
CIGNA Corp. | 13,700 | 704 | ||||||
Quest Diagnostics, Inc. | 10,200 | 603 | ||||||
1,307 | ||||||||
Household Products—2.6% | ||||||||
Kimberly-Clark Corp. | 9,300 | 619 | ||||||
Insurance—7.6% | ||||||||
Allstate Corp. | 19,300 | 589 | ||||||
Reinsurance Group of America, Inc. | 10,000 | 609 | ||||||
Unum Group | 23,600 | 601 | ||||||
1,799 | ||||||||
Media—2.8% | ||||||||
CBS Corp., Class B | 23,400 | 667 | ||||||
Metals & Mining—4.6% | ||||||||
Reliance Steel & Aluminum Co. | 10,700 | 531 | ||||||
Yamana Gold, Inc. | 48,000 | 558 | ||||||
1,089 | ||||||||
Multiline Retail—1.2% | ||||||||
Kohl’s Corp. | 5,600 | 280 | ||||||
Multi-Utilities—2.8% | ||||||||
Nisource, Inc. | 32,500 | 658 | ||||||
Office Electronics—2.5% | ||||||||
Xerox Corp. | 57,000 | 593 | ||||||
Oil, Gas & Consumable Fuels—13.8% | ||||||||
Apache Corp. | 4,300 | 531 | ||||||
Chesapeake Energy Corp. | 17,000 | 505 | ||||||
Chevron Corp. | 5,600 | 576 | ||||||
ConocoPhillips | 7,500 | 564 | ||||||
Energy Coal Resources, Inc. (a)(b)(c) | 26,000 | — | ||||||
Royal Dutch Shell PLC ADR, Class A | 7,900 | 562 | ||||||
Total S.A. ADR | 9,500 | 549 | ||||||
3,287 | ||||||||
Paper & Forest Products—1.3% | ||||||||
International Paper Co. | 10,000 | 298 | ||||||
Pharmaceuticals—8.1% | ||||||||
GlaxoSmithKline PLC ADR | 15,500 | 665 | ||||||
Pfizer, Inc. | 30,700 | 632 | ||||||
Sanofi ADR | 15,700 | 631 | ||||||
1,928 | ||||||||
Real Estate Investment Trust—4.0% | ||||||||
Annaly Capital Management, Inc. | 16,600 | 299 | ||||||
Hospitality Properties Trust | 26,700 | 648 | ||||||
947 | ||||||||
Semiconductors & Semiconductor Equipment—2.8% | ||||||||
Xilinx, Inc. | 18,500 | 675 | ||||||
Software—3.9% | ||||||||
CA, Inc. | 13,700 | 313 | ||||||
Microsoft Corp. | 23,900 | 621 | ||||||
934 | ||||||||
Specialty Retail—1.2% | ||||||||
Limited Brands, Inc. | 7,300 | 281 | ||||||
Textiles, Apparel & Luxury Goods—1.3% | ||||||||
V.F. Corp. | 2,800 | 304 | ||||||
Total Common Stock (cost—$22,046) | 23,492 | |||||||
PREFERRED STOCK—0.0% | ||||||||
Oil, Gas & Consumable Fuels—0.0% | ||||||||
Energy Coal Resources, Inc., Class A (a)(b)(c) (cost—$97) | 4,560 | — | ||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—1.1% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $267; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $275 including accrued interest (cost—$267) | $ | 267 | 267 | |||||
Total Investments (cost—$22,410)—100.1% | 23,759 | |||||||
Liabilities in excess of other assets—(0.1)% | (26 | ) | ||||||
Net Assets—100.0% | $ | 23,733 | ||||||
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—95.6% | ||||||||
Aerospace & Defense—3.8% | ||||||||
Lockheed Martin Corp. | 1,927,700 | $ | 156,086 | |||||
Northrop Grumman Corp. | 2,200,000 | 152,570 | ||||||
308,656 | ||||||||
Beverages—1.9% | ||||||||
PepsiCo, Inc. | 2,162,400 | 152,298 | ||||||
Capital Markets—1.9% | ||||||||
Ameriprise Financial, Inc. | 2,593,000 | 149,564 | ||||||
Commercial Banks—4.0% | ||||||||
PNC Financial Services Group, Inc. | 2,522,700 | 150,378 | ||||||
Wells Fargo & Co. | 6,147,300 | 172,493 | ||||||
322,871 | ||||||||
Commercial Services & Supplies—4.0% | ||||||||
Pitney Bowes, Inc. | 6,693,000 | 153,872 | ||||||
RR Donnelley & Sons Co. | 8,602,707 | 168,699 | ||||||
322,571 | ||||||||
Communications Equipment—1.9% | ||||||||
Harris Corp. | 3,395,100 | 152,983 | ||||||
Diversified Financial Services—2.1% | ||||||||
JPMorgan Chase & Co. | 4,175,400 | 170,941 | ||||||
Diversified Telecommunication Services—3.6% | ||||||||
AT&T, Inc. | 4,934,800 | 155,002 | ||||||
CenturyLink, Inc. | 3,425,000 | 138,473 | ||||||
293,475 | ||||||||
Electric Utilities—1.6% | ||||||||
Edison International | 3,269,600 | 126,697 | ||||||
Energy Equipment & Services—2.0% | ||||||||
Diamond Offshore Drilling, Inc. | 2,289,800 | 161,225 | ||||||
Food Products—2.0% | ||||||||
Kraft Foods, Inc., Class A | 4,541,200 | 159,986 | ||||||
Health Care Equipment & Supplies—1.9% | ||||||||
Medtronic, Inc. | 4,000,000 | 154,120 | ||||||
Household Products—2.2% | ||||||||
Kimberly-Clark Corp. | 2,660,900 | 177,110 | ||||||
Industrial Conglomerates—1.6% | ||||||||
General Electric Co. | 7,000,000 | 132,020 | ||||||
Insurance—5.1% | ||||||||
Allstate Corp. | 4,300,000 | 131,279 | ||||||
MetLife, Inc. | 3,139,000 | 137,708 | ||||||
Travelers Cos., Inc. | 2,500,000 | 145,950 | ||||||
414,937 | ||||||||
IT Services—1.9% | ||||||||
International Business Machines Corp. | 903,000 | 154,910 | ||||||
Media—1.9% | ||||||||
Time Warner, Inc. | 4,181,700 | 152,088 | ||||||
Metals & Mining—2.0% | ||||||||
Freeport-McMoRan Copper & Gold, Inc. | 2,997,000 | 158,541 | ||||||
Multi-Utilities—2.1% | ||||||||
Ameren Corp. | 5,771,400 | 166,447 | ||||||
Office Electronics—2.1% | ||||||||
Xerox Corp. | 16,584,700 | 172,647 | ||||||
Oil, Gas & Consumable Fuels—16.6% | ||||||||
Chesapeake Energy Corp. | 5,230,100 | 155,282 | ||||||
Chevron Corp. | 1,651,900 | 169,881 | ||||||
ConocoPhillips | 4,540,400 | 341,393 | ||||||
Marathon Oil Corp. | 3,007,600 | 158,440 | ||||||
Royal Dutch Shell PLC ADR, Class��A | 2,368,500 | 168,472 | ||||||
Total S.A. ADR | 5,928,100 | 342,881 | ||||||
1,336,349 | ||||||||
Paper & Forest Products—2.1% | ||||||||
International Paper Co. | 5,723,600 | 170,678 | ||||||
Pharmaceuticals—10.3% | ||||||||
Eli Lilly & Co. | 4,420,400 | 165,898 | ||||||
GlaxoSmithKline PLC ADR | 3,420,100 | 146,722 | ||||||
Johnson & Johnson | 2,412,500 | 160,479 | ||||||
Pfizer, Inc. | 7,858,100 | 161,877 | ||||||
Sanofi ADR | 4,934,700 | 198,227 | ||||||
833,203 | ||||||||
Real Estate Investment Trust—3.0% | ||||||||
Annaly Capital Management, Inc. | 13,562,500 | 244,667 | ||||||
Semiconductors & Semiconductor Equipment—3.8% | ||||||||
Intel Corp. | 14,000,700 | 310,256 | ||||||
Software—2.4% | ||||||||
Microsoft Corp. | 7,284,600 | 189,400 | ||||||
Textiles, Apparel & Luxury Goods—1.9% | ||||||||
V.F. Corp. | 1,374,500 | 149,216 | ||||||
Thrifts & Mortgage Finance—2.5% | ||||||||
Hudson City Bancorp, Inc. | 13,077,000 | 107,100 | ||||||
New York Community Bancorp, Inc. | 6,363,300 | 95,386 | ||||||
202,486 | ||||||||
Tobacco—3.4% | ||||||||
Altria Group, Inc. | 5,230,100 | 138,127 | ||||||
Reynolds American, Inc. | 3,756,300 | 139,171 | ||||||
277,298 | ||||||||
Total Common Stock (cost—$7,179,848) | 7,717,640 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—4.3% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $349,767; collateralized by Federal Home Loan Bank, 0.25%—0.33%, due 6/29/12—7/16/12, valued at $356,765 including accrued interest (cost—$349,767) | $ | 349,767 | 349,767 | |||||
Total Investments (cost—$7,529,615)—99.9% | 8,067,407 | |||||||
Other assets less liabilities—0.1% | 6,911 | |||||||
Net Assets—100.0% | $ | 8,074,318 | ||||||
Glossary: | ||
ADR— | American Depositary Receipt |
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—98.7% | ||||||||
Aerospace & Defense—3.1% | ||||||||
Northrop Grumman Corp. | 564,600 | $ | 39,155 | |||||
Air Freight & Logistics—1.0% | ||||||||
FedEx Corp. | 134,600 | 12,767 | ||||||
Beverages—1.9% | ||||||||
Molson Coors Brewing Co., Class B | 524,300 | 23,457 | ||||||
Capital Markets—3.4% | ||||||||
Goldman Sachs Group, Inc. | 152,900 | 20,350 | ||||||
Morgan Stanley | 379,500 | 8,732 | ||||||
State Street Corp. | 300,600 | 13,554 | ||||||
42,636 | ||||||||
Chemicals—1.3% | ||||||||
PPG Industries, Inc. | 179,000 | 16,251 | ||||||
Commercial Banks—2.7% | ||||||||
PNC Financial Services Group, Inc. | 202,800 | 12,089 | ||||||
Wells Fargo & Co. | 799,600 | 22,437 | ||||||
34,526 | ||||||||
Diversified Financial Services—2.5% | ||||||||
Bank of America Corp. | 726,700 | 7,964 | ||||||
JPMorgan Chase & Co. | 562,600 | 23,033 | ||||||
30,997 | ||||||||
Diversified Telecommunication Services—6.7% | ||||||||
AT&T, Inc. | 1,206,700 | 37,903 | ||||||
CenturyLink, Inc. | 576,400 | 23,304 | ||||||
Verizon Communications, Inc. | 612,900 | 22,818 | ||||||
84,025 | ||||||||
Electric Utilities—3.9% | ||||||||
American Electric Power Co., Inc. | 633,800 | 23,882 | ||||||
Edison International | 667,600 | 25,869 | ||||||
49,751 | ||||||||
Energy Equipment & Services-1.9% | ||||||||
Diamond Offshore Drilling, Inc. | 336,100 | 23,665 | ||||||
Food & Staples Retailing—4.1% | ||||||||
CVS Caremark Corp. | 736,800 | 27,689 | ||||||
Safeway, Inc. | 1,053,100 | 24,611 | ||||||
52,300 | ||||||||
Food Products—1.2% | ||||||||
ConAgra Foods, Inc. | 569,700 | 14,704 | ||||||
Health Care Equipment & Supplies—0.9% | ||||||||
Medtronic, Inc. | 283,100 | 10,908 | ||||||
Health Care Providers & Services—2.3% | ||||||||
CIGNA Corp. | 564,600 | 29,037 | ||||||
Hotels, Restaurants & Leisure—1.1% | ||||||||
McDonald’s Corp. | 167,000 | 14,081 | ||||||
Household Products—1.8% | ||||||||
Kimberly-Clark Corp. | 350,400 | 23,323 | ||||||
Industrial Conglomerates—2.0% | ||||||||
General Electric Co. | 1,370,500 | 25,848 | ||||||
Insurance—9.9% | ||||||||
Allstate Corp. | 716,900 | 21,887 | ||||||
Loews Corp. | 310,300 | 13,061 | ||||||
Marsh & McLennan Cos., Inc. | 456,400 | 14,235 | ||||||
MetLife, Inc. | 567,100 | 24,879 | ||||||
Prudential Financial, Inc. | 404,300 | 25,709 | ||||||
Travelers Cos., Inc. | 435,600 | 25,430 | ||||||
125,201 | ||||||||
IT Services—2.3% | ||||||||
International Business Machines Corp. | 168,000 | 28,820 | ||||||
Machinery—1.0% | ||||||||
Parker Hannifin Corp. | 145,800 | 13,084 | ||||||
Media—3.2% | ||||||||
CBS Corp., Class B | 570,700 | 16,259 | ||||||
Time Warner, Inc. | 678,333 | 24,671 | ||||||
40,930 | ||||||||
Metals & Mining—2.1% | ||||||||
Freeport-McMoRan Copper & Gold, Inc. | 489,400 | 25,889 | ||||||
Multi-Utilities—1.1% | ||||||||
Dominion Resources, Inc. | 275,000 | 13,274 | ||||||
Office Electronics—1.7% | ||||||||
Xerox Corp. | 2,020,800 | 21,037 | ||||||
Oil, Gas & Consumable Fuels—14.3% | ||||||||
Apache Corp. | 178,200 | 21,988 | ||||||
Chesapeake Energy Corp. | 749,800 | 22,262 | ||||||
Chevron Corp. | 485,600 | 49,939 | ||||||
ConocoPhillips | 486,200 | 36,557 | ||||||
Marathon Oil Corp. | 494,600 | 26,056 | ||||||
Peabody Energy Corp. | 194,700 | 11,470 | ||||||
Valero Energy Corp. | 483,200 | 12,355 | ||||||
180,627 | ||||||||
Pharmaceuticals—12.6% | ||||||||
Abbott Laboratories | 494,100 | 26,000 | ||||||
Eli Lilly & Co. | 1,050,800 | 39,437 | ||||||
Johnson & Johnson | 393,600 | 26,182 | ||||||
Merck & Co., Inc. | 703,600 | 24,830 | ||||||
Pfizer, Inc. | 2,027,400 | 41,764 | ||||||
158,213 | ||||||||
Real Estate Investment Trust—2.7% | ||||||||
Annaly Capital Management, Inc. | 1,889,600 | 34,088 | ||||||
Semiconductors & Semiconductor Equipment—1.0% | ||||||||
Intel Corp. | 597,800 | 13,247 | ||||||
Software—3.2% | ||||||||
Microsoft Corp. | 1,533,700 | 39,876 | ||||||
Specialty Retail—0.8% | ||||||||
Gap, Inc. | 523,200 | 9,470 | ||||||
Tobacco—1.0% | ||||||||
Altria Group, Inc. | 484,500 | 12,796 | ||||||
Total Common Stock (cost—$1,087,905) | 1,243,983 | |||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—1.2% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $15,171; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $15,475 including accrued interest (cost—$15,171) | $ | 15,171 | $ | 15,171 | ||||
Total Investments (cost—$1,103,076)—99.9% | 1,259,154 | |||||||
Other assets less liabilities—0.1% | 1,335 | |||||||
Net Assets—100.0% | $ | 1,260,489 | ||||||
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—99.3% | ||||||||
Aerospace & Defense—2.6% | ||||||||
L-3 Communications Holdings, Inc. | 3,800 | $ | 332 | |||||
Auto Components—2.6% | ||||||||
Lear Corp. | 6,200 | 332 | ||||||
Capital Markets—2.3% | ||||||||
Federated Investors, Inc., Class B | 11,900 | 284 | ||||||
Commercial Banks—2.4% | ||||||||
Cullen/Frost Bankers, Inc. | 5,400 | 307 | ||||||
Commercial Services & Supplies—2.4% | ||||||||
Avery Dennison Corp. | 7,900 | 305 | ||||||
Containers & Packaging—2.7% | ||||||||
Sonoco Products Co. | 9,400 | 334 | ||||||
Diversified Financial Services—1.1% | ||||||||
NYSE Euronext | 4,000 | 137 | ||||||
Diversified Telecommunication Services—2.3% | ||||||||
CenturyLink, Inc. | 7,200 | 291 | ||||||
Electric Utilities—2.5% | ||||||||
Edison International | 8,000 | 310 | ||||||
Electronic Equipment, Instruments & Components—2.4% | ||||||||
Jabil Circuit, Inc. | 15,200 | 307 | ||||||
Energy Equipment & Services—2.4% | ||||||||
Tidewater, Inc. | 5,500 | 296 | ||||||
Food & Staples Retailing—1.3% | ||||||||
Kroger Co. | 6,500 | 161 | ||||||
Food Products—5.2% | ||||||||
ConAgra Foods, Inc. | 12,900 | 333 | ||||||
Corn Products International, Inc. | 5,700 | 315 | ||||||
648 | ||||||||
Gas Utilities—5.2% | ||||||||
AGL Resources, Inc. | 8,000 | 326 | ||||||
Atmos Energy Corp. | 9,700 | 322 | ||||||
648 | ||||||||
Health Care Equipment & Supplies—2.6% | ||||||||
C.R. Bard, Inc. | 2,900 | 319 | ||||||
Health Care Providers & Services—6.3% | ||||||||
CIGNA Corp. | 3,700 | 190 | ||||||
McKesson Corp. | 3,500 | 293 | ||||||
Quest Diagnostics, Inc. | 5,100 | 302 | ||||||
785 | ||||||||
Insurance—7.4% | ||||||||
Mercury General Corp. | 7,400 | 292 | ||||||
Reinsurance Group of America, Inc. | 5,100 | 310 | ||||||
Unum Group | 12,500 | 319 | ||||||
921 | ||||||||
�� | ||||||||
Leisure Equipment & Products—2.7% | ||||||||
Mattel, Inc. | 12,200 | 335 | ||||||
Metals & Mining—4.6% | ||||||||
Reliance Steel & Aluminum Co. | 5,700 | 283 | ||||||
Yamana Gold, Inc. | 24,800 | 289 | ||||||
572 | ||||||||
Multiline Retail—2.4% | ||||||||
Kohl’s Corp. | 5,900 | 295 | ||||||
Multi-Utilities—5.0% | ||||||||
Nisource, Inc. | 15,500 | 314 | ||||||
SCANA Corp. | 7,900 | 311 | ||||||
625 | ||||||||
Office Electronics—2.5% | ||||||||
Xerox Corp. | 29,500 | 307 | ||||||
Oil, Gas & Consumable Fuels—7.1% | ||||||||
Chesapeake Energy Corp. | 9,900 | 294 | ||||||
Murphy Oil Corp. | 4,400 | 289 | ||||||
Nexen, Inc. | 13,400 | 301 | ||||||
884 | ||||||||
Paper & Forest Products—2.5% | ||||||||
International Paper Co. | 10,600 | 316 | ||||||
Real Estate Investment Trust—6.4% | ||||||||
Annaly Capital Management, Inc. | 9,600 | 173 | ||||||
Duke Realty Corp. | 21,800 | 306 | ||||||
Hospitality Properties Trust | 13,200 | 320 | ||||||
799 | ||||||||
Semiconductors & Semiconductor Equipment—2.8% | ||||||||
KLA-Tencor Corp. | 3,700 | 150 | ||||||
Xilinx, Inc. | 5,500 | 200 | ||||||
350 | ||||||||
Software—2.6% | ||||||||
CA, Inc. | 14,000 | 320 | ||||||
Specialty Retail—3.4% | ||||||||
Gap, Inc. | 15,400 | 279 | ||||||
Limited Brands, Inc. | 3,900 | 150 | ||||||
429 | ||||||||
Textiles, Apparel & Luxury Goods—1.3% | ||||||||
V.F. Corp. | 1,500 | 163 | ||||||
Tobacco—2.3% | ||||||||
Reynolds American, Inc. | 7,700 | 285 | ||||||
Total Common Stock (cost—$11,032) | 12,397 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—0.9% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $121; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $125 including accrued interest (cost—$121) | $ | 121 | 121 | |||||
Total Investments (cost—$11,153)—100.2% | 12,518 | |||||||
Liabilities in excess of other assets—(0.2)% | (31 | ) | ||||||
Net Assets—100.0% | $ | 12,487 | ||||||
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—95.4% | ||||||||
Aerospace & Defense—3.0% | ||||||||
Elbit Systems Ltd. | 140,900 | $ | 6,730 | |||||
ITT Corp. | 156,100 | 9,199 | ||||||
L-3 Communications Holdings, Inc. | 103,800 | 9,077 | ||||||
25,006 | ||||||||
Airlines—0.8% | ||||||||
Cathay Pacific Airways Ltd. ADR | 606,200 | 7,080 | ||||||
Auto Components—1.1% | ||||||||
Magna International, Inc. | 164,700 | 8,900 | ||||||
Beverages—3.1% | ||||||||
Coca-Cola Enterprises, Inc. | 307,000 | 8,958 | ||||||
Dr. Pepper Snapple Group, Inc. | 203,900 | 8,550 | ||||||
Molson Coors Brewing Co., Class B | 193,400 | 8,653 | ||||||
26,161 | ||||||||
Capital Markets—3.0% | ||||||||
Ameriprise Financial, Inc. | 169,500 | 9,777 | ||||||
Federated Investors, Inc., Class B | 308,400 | 7,352 | ||||||
Raymond James Financial, Inc. | 256,700 | 8,253 | ||||||
25,382 | ||||||||
Chemicals—4.1% | ||||||||
Agrium, Inc. | 99,200 | 8,706 | ||||||
CF Industries Holdings, Inc. | 59,226 | 8,390 | ||||||
Eastman Chemical Co. | 84,400 | 8,615 | ||||||
FMC Corp. | 97,600 | 8,396 | ||||||
34,107 | ||||||||
Commercial Banks—1.0% | ||||||||
Banco de Chile ADR | 97,095 | 8,384 | ||||||
Commercial Services & Supplies—0.9% | ||||||||
Pitney Bowes, Inc. | 328,000 | 7,541 | ||||||
Communications Equipment—0.9% | ||||||||
Harris Corp. | 175,000 | 7,886 | ||||||
Construction & Engineering—1.0% | ||||||||
KBR, Inc. | 225,900 | 8,514 | ||||||
Consumer Finance—1.1% | ||||||||
Discover Financial Services | 343,900 | 9,199 | ||||||
Containers & Packaging—2.1% | ||||||||
Ball Corp. | 223,200 | 8,584 | ||||||
Rexam PLC ADR | 280,100 | 8,823 | ||||||
17,407 | ||||||||
Diversified Financial Services—0.9% | ||||||||
NYSE Euronext | 226,500 | 7,762 | ||||||
Electric Utilities—2.1% | ||||||||
American Electric Power Co., Inc. | 211,500 | 7,969 | ||||||
CPFL Energia S.A. ADR | 113,000 | 9,820 | ||||||
Edison International | 5,400 | 209 | ||||||
17,998 | ||||||||
Electronic Equipment, Instruments & Components—2.0% | ||||||||
Jabil Circuit, Inc. | 368,500 | 7,444 | ||||||
TE Connectivity, Ltd. | 245,300 | 9,017 | ||||||
16,461 | ||||||||
Energy Equipment & Services—3.0% | ||||||||
Diamond Offshore Drilling, Inc. | 115,000 | 8,097 | ||||||
Ensco PLC ADR | 155,700 | 8,299 | ||||||
RPC, Inc. | 349,400 | 8,574 | ||||||
24,970 | ||||||||
Value | ||||||||
Shares | (000s) | |||||||
Food & Staples Retailing—1.0% | ||||||||
Delhaize Group S.A. ADR | 106,500 | $ | 8,026 | |||||
Food Products—2.9% | ||||||||
Campbell Soup Co. | 212,300 | 7,335 | ||||||
ConAgra Foods, Inc. | 346,200 | 8,935 | ||||||
Tyson Foods, Inc., Class A | 420,500 | 8,166 | ||||||
24,436 | ||||||||
Health Care Equipment & Supplies—2.1% | ||||||||
C.R. Bard, Inc. | 86,200 | 9,470 | ||||||
Smith & Nephew PLC ADR | 152,600 | 8,265 | ||||||
17,735 | ||||||||
Health Care Providers & Services—4.5% | ||||||||
AmerisourceBergen Corp. | 232,100 | 9,609 | ||||||
CIGNA Corp. | 179,300 | 9,221 | ||||||
McKesson Corp. | 109,600 | 9,168 | ||||||
Quest Diagnostics, Inc. | 159,400 | 9,421 | ||||||
37,419 | ||||||||
Hotels, Restaurants & Leisure—1.0% | ||||||||
Darden Restaurants, Inc. | 168,100 | 8,365 | ||||||
Household Durables—1.9% | ||||||||
Garmin Ltd. | 261,000 | 8,621 | ||||||
Whirlpool Corp. | 92,800 | 7,546 | ||||||
16,167 | ||||||||
Household Products—1.1% | ||||||||
Clorox Co. | 131,300 | 8,855 | ||||||
Independent Power Producers & Energy Traders—0.9% | ||||||||
Huaneng Power International, Inc. ADR | 347,600 | 7,411 | ||||||
Industrial Conglomerates—1.0% | ||||||||
Seaboard Corp. | 3,588 | 8,676 | ||||||
Insurance—6.1% | ||||||||
AON Corp. | 159,700 | 8,193 | ||||||
HCC Insurance Holdings, Inc. | 272,000 | 8,568 | ||||||
Loews Corp. | 217,300 | 9,146 | ||||||
Reinsurance Group of America, Inc. | 133,900 | 8,149 | ||||||
Unum Group | 328,200 | 8,363 | ||||||
Willis Group Holdings PLC | 213,900 | 8,793 | ||||||
51,212 | ||||||||
Leisure Equipment & Products—1.0% | ||||||||
Mattel, Inc. | 311,700 | 8,569 | ||||||
Machinery—3.1% | ||||||||
Flowserve Corp. | 70,900 | 7,791 | ||||||
Joy Global, Inc. | 93,300 | 8,886 | ||||||
Parker Hannifin Corp. | 100,000 | 8,974 | ||||||
25,651 | ||||||||
Media—3.0% | ||||||||
McGraw-Hill Cos., Inc. | 202,900 | 8,504 | ||||||
Omnicom Group, Inc. | 169,900 | 8,182 | ||||||
Pearson PLC ADR | 435,600 | 8,281 | ||||||
24,967 | ||||||||
Metals & Mining—9.3% | ||||||||
Agnico-Eagle Mines Ltd. | 131,279 | 8,288 | ||||||
Cliffs Natural Resources, Inc. | 99,400 | 9,189 | ||||||
Compass Minerals International, Inc. | 94,400 | 8,125 | ||||||
Franco-Nevada Corp. | 257,267 | 9,603 | ||||||
Gold Resource Corp. | 342,300 | 8,534 | ||||||
HudBay Minerals, Inc. | 562,207 | 8,394 | ||||||
Inmet Mining Corp. | 126,867 | 9,129 | ||||||
Pan American Silver Corp. | 260,300 | 8,041 | ||||||
Yamana Gold, Inc. | 748,000 | 8,699 | ||||||
78,002 | ||||||||
Multi-Utilities—3.8% | ||||||||
Alliant Energy Corp. | 209,000 | 8,498 | ||||||
Ameren Corp. | 266,100 | 7,674 | ||||||
CMS Energy Corp. | 420,500 | 8,280 | ||||||
Sempra Energy | 141,400 | 7,477 | ||||||
31,929 | ||||||||
Oil, Gas & Consumable Fuels—9.8% | ||||||||
Alliance Resource Partners L.P. | 116,800 | 9,046 | ||||||
Cimarex Energy Co. | 79,300 | 7,131 | ||||||
El Paso Corp. | 424,300 | 8,571 | ||||||
El Paso Pipeline Partners L.P. | 180,900 | 6,286 | ||||||
Energen Corp. | 143,000 | 8,079 | ||||||
EXCO Resources, Inc. | 417,000 | 7,360 | ||||||
Linn Energy LLC, UNIT | 238,100 | 9,303 | ||||||
Murphy Oil Corp. | 152,100 | 9,987 | ||||||
Nexen, Inc. | 378,000 | 8,505 | ||||||
Valero Energy Corp. | 319,700 | 8,175 | ||||||
82,443 | ||||||||
Paper & Forest Products—1.0% | ||||||||
International Paper Co. | 283,600 | 8,457 | ||||||
Real Estate Investment Trust—0.9% | ||||||||
Liberty Property Trust | 239,300 | 7,796 | ||||||
Road & Rail—2.0% | ||||||||
Canadian Pacific Railway Ltd. | 136,700 | 8,519 | ||||||
CSX Corp. | 316,200 | 8,291 | ||||||
16,810 | ||||||||
Semiconductors & Semiconductor Equipment—2.0% | ||||||||
KLA-Tencor Corp. | 204,900 | 8,294 | ||||||
Linear Technology Corp. | 260,300 | 8,595 | ||||||
16,889 | ||||||||
Software—0.9% | ||||||||
CA, Inc. | 321,700 | 7,348 | ||||||
Specialty Retail—1.8% | ||||||||
Gap, Inc. | 376,600 | 6,817 | ||||||
TJX Cos., Inc. | 165,700 | 8,704 | ||||||
15,521 | ||||||||
Textiles, Apparel & Luxury Goods—1.1% | ||||||||
V.F. Corp. | 87,400 | 9,488 | ||||||
Tobacco—2.1% | ||||||||
Lorillard, Inc. | 75,000 | 8,165 | ||||||
Reynolds American, Inc. | 260,400 | 9,648 | ||||||
17,813 | ||||||||
Wireless Telecommunication Services—1.0% | ||||||||
SK Telecom Co., Ltd. ADR | 433,600 | 8,108 | ||||||
Total Common Stock (cost—$652,144) | 800,851 | |||||||
MUTUAL FUNDS—0.9% | ||||||||
Central Fund of Canada Ltd., Class A (cost—$8,076) | 357,600 | 7,284 | ||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—2.6% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $21,418; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $21,850 including accrued interest (cost—$21,418) | $ | 21,418 | $ | 21,418 | ||||
Total Investments (cost—$681,638)—98.9% | 829,553 | |||||||
Other assets less liabilities—1.1% | 9,585 | |||||||
Net Assets—100.0% | $ | 839,138 | ||||||
Glossary: |
ADR—American Depositary Receipt |
UNIT—More than one class of securities traded together. |
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—93.4% | ||||||||
Aerospace & Defense—3.5% | ||||||||
Alliant Techsystems, Inc. | 1,225,400 | $ | 87,408 | |||||
Cubic Corp. | 399,000 | 20,345 | ||||||
Curtiss-Wright Corp. | 1,803,800 | 58,389 | ||||||
Elbit Systems Ltd. | 233,700 | 11,161 | ||||||
Triumph Group, Inc. | 964,800 | 96,075 | ||||||
273,378 | ||||||||
Airlines—0.4% | ||||||||
Skywest, Inc. | 2,081,700 | 31,350 | ||||||
Auto Components—0.8% | ||||||||
Cooper Tire & Rubber Co. (a) | 3,148,400 | 62,307 | ||||||
Beverages—0.7% | ||||||||
Cia Cervecerias Unidas S.A. ADR | 470,700 | 27,672 | ||||||
Embotelladora Andina S.A. ADR, Class B | 890,500 | 25,691 | ||||||
53,363 | ||||||||
Capital Markets—1.7% | ||||||||
Federated Investors, Inc., Class B | 2,819,500 | 67,217 | ||||||
Raymond James Financial, Inc. | 2,109,100 | 67,807 | ||||||
135,024 | ||||||||
Chemicals—5.9% | ||||||||
A. Schulman, Inc. | 1,012,900 | 25,515 | ||||||
Cabot Corp. | 2,034,700 | 81,124 | ||||||
Innophos Holdings, Inc. | 970,700 | 47,370 | ||||||
International Flavors & Fragrances, Inc. | 1,451,100 | 93,219 | ||||||
Methanex Corp. | 1,959,600 | 61,492 | ||||||
NewMarket Corp. | 283,400 | 48,379 | ||||||
Quaker Chemical Corp. | 423,714 | 18,224 | ||||||
Sensient Technologies Corp. | 2,031,400 | 75,304 | ||||||
Stepan Co. | 200,059 | 14,184 | ||||||
464,811 | ||||||||
Commercial Banks—3.9% | ||||||||
Bank of Hawaii Corp. | 1,612,400 | 75,009 | ||||||
Cullen/Frost Bankers, Inc. | 1,384,400 | 78,703 | ||||||
Prosperity Bancshares, Inc. | 1,559,500 | 68,337 | ||||||
Trustmark Corp. (a) | 3,523,000 | 82,474 | ||||||
304,523 | ||||||||
Commercial Services & Supplies—1.2% | ||||||||
Brink’s Co. | 2,127,200 | 63,454 | ||||||
Ennis, Inc. | 303,300 | 5,278 | ||||||
Unifirst Corp. | 401,600 | 22,566 | ||||||
91,298 | ||||||||
Computers & Peripherals—0.9% | ||||||||
Diebold, Inc. | 2,189,000 | 67,881 | ||||||
Construction & Engineering—1.3% | ||||||||
Great Lakes Dredge & Dock Corp. | 2,262,000 | 12,622 | ||||||
KBR, Inc. | 2,484,900 | 93,656 | ||||||
106,278 | ||||||||
Consumer Finance—1.4% | ||||||||
Advance America Cash Advance | ||||||||
Centers, Inc. | 2,413,800 | 16,631 | ||||||
Cash America International, Inc. (a) | 1,694,100 | 98,038 | ||||||
114,669 | ||||||||
Containers & Packaging—3.3% | ||||||||
Bemis Co., Inc. | 2,608,900 | 88,129 | ||||||
Rock-Tenn Co., Class A | 1,355,800 | 89,944 | ||||||
Sonoco Products Co. | 2,322,300 | 82,534 | ||||||
260,607 | ||||||||
Diversified Consumer Services—0.4% | ||||||||
Hillenbrand, Inc. | 1,317,500 | 31,159 | ||||||
Electric Utilities—2.3% | ||||||||
Cleco Corp. | 2,195,400 | 76,510 | ||||||
Great Plains Energy, Inc. | 1,865,300 | 38,668 | ||||||
Westar Energy, Inc. | 2,521,500 | 67,853 | ||||||
183,031 | ||||||||
Electrical Equipment—0.9% | ||||||||
AZZ, Inc. | 60,500 | 2,771 | ||||||
Belden, Inc. | 1,897,300 | 66,140 | ||||||
68,911 | ||||||||
Electronic Equipment, Instruments & Components—1.4% | ||||||||
AVX Corp. | 1,379,200 | 21,019 | ||||||
Jabil Circuit, Inc. | 4,296,700 | 86,793 | ||||||
107,812 | ||||||||
Energy Equipment & Services—1.1% | ||||||||
Tidewater, Inc. | 1,580,700 | 85,057 | ||||||
Food & Staples Retailing—2.8% | ||||||||
Andersons, Inc. (a) | 981,812 | 41,481 | ||||||
Casey’s General Stores, Inc. (a) | 1,977,900 | 87,028 | ||||||
Ruddick Corp. | 1,755,600 | 76,439 | ||||||
Weis Markets, Inc. | 295,800 | 12,048 | ||||||
216,996 | ||||||||
Food Products—2.1% | ||||||||
Cal-Maine Foods, Inc. (a) | 1,159,900 | 37,070 | ||||||
Corn Products International, Inc. | 2,015,600 | 111,422 | ||||||
Fresh Del Monte Produce, Inc. | 650,300 | 17,344 | ||||||
165,836 | ||||||||
Gas Utilities—4.3% | ||||||||
AGL Resources, Inc. | 1,680,600 | 68,417 | ||||||
Amerigas Partners L.P. | 353,000 | 15,896 | ||||||
Atmos Energy Corp. | 2,141,500 | 71,205 | ||||||
Southwest Gas Corp. | 1,275,100 | 49,232 | ||||||
Suburban Propane Partners L.P. | 739,700 | 38,671 | ||||||
UGI Corp. | 2,465,000 | 78,609 | ||||||
WGL Holdings, Inc. | 397,477 | 15,299 | ||||||
337,329 | ||||||||
Health Care Equipment & Supplies—4.9% | ||||||||
Cooper Cos., Inc. | 1,484,800 | 117,655 | ||||||
Invacare Corp. | 1,357,000 | 45,039 | ||||||
STERIS Corp. | 2,273,600 | 79,530 | ||||||
Teleflex, Inc. | 1,406,400 | 85,875 | ||||||
West Pharmaceutical Services, Inc. | 1,370,100 | 59,956 | ||||||
388,055 | ||||||||
Health Care Providers & Services—1.3% | ||||||||
Ensign Group, Inc. | 644,100 | 19,574 | ||||||
Owens & Minor, Inc. | 2,335,800 | 80,562 | ||||||
100,136 | ||||||||
Hotels, Restaurants & Leisure—0.9% | ||||||||
Bob Evans Farms, Inc. | 866,800 | 30,312 | ||||||
Dover Downs Gaming & Entertainment, Inc. | 660,600 | 2,114 | ||||||
International Speedway Corp., Class A | 1,358,100 | 38,584 | ||||||
71,010 | ||||||||
Household Products—0.2% | ||||||||
WD-40 Co. | 341,500 | 13,332 | ||||||
Industrial Conglomerates—0.1% | ||||||||
Standex International Corp. | 224,648 | 6,890 | ||||||
Insurance—3.2% | ||||||||
American Equity Investment Life Holding Co. | 1,613,300 | 20,505 | ||||||
American Financial Group, Inc. | 2,367,000 | 84,478 | ||||||
Delphi Financial Group, Inc., Class A | 2,334,300 | 68,185 | ||||||
Infinity Property & Casualty Corp. | 370,500 | 20,252 | ||||||
Montpelier Re Holdings Ltd. | 684,278 | 12,317 | ||||||
RLI Corp. | 730,300 | 45,220 | ||||||
250,957 | ||||||||
Leisure Equipment & Products—0.3% | ||||||||
Sturm Ruger & Co., Inc. (a) | 1,023,300 | 22,461 | ||||||
Life Sciences Tools & Services—1.0% | ||||||||
PerkinElmer, Inc. | 3,080,472 | 82,896 | ||||||
Machinery—5.0% | ||||||||
Albany International Corp., Class A | 412,745 | 10,892 | ||||||
Barnes Group, Inc. | 2,242,400 | 55,634 | ||||||
Crane Co. | 1,932,200 | 95,470 | ||||||
Harsco Corp. | 1,803,900 | 58,807 | ||||||
Kennametal, Inc. | 2,003,900 | 84,585 | ||||||
Valmont Industries, Inc. | 917,400 | 88,428 | ||||||
393,816 | ||||||||
Media—2.0% | ||||||||
Cinemark Holdings, Inc. | 3,700,300 | 76,633 | ||||||
Meredith Corp. (a) | 2,554,800 | 79,531 | ||||||
156,164 | ||||||||
Metals & Mining—5.9% | ||||||||
AMCOL International Corp. | 580,200 | 22,140 | ||||||
Compass Minerals International, Inc. | 1,025,100 | 88,230 | ||||||
Gold Resource Corp. | 2,320,806 | 57,858 | ||||||
HudBay Minerals, Inc. | 5,672,407 | 84,694 | ||||||
IAMGOLD Corp. | 4,600,300 | 86,302 | ||||||
Royal Gold, Inc. | 1,850,255 | 108,370 | ||||||
Steel Dynamics, Inc. | 1,094,800 | 17,790 | ||||||
465,384 | ||||||||
Multi-Utilities—2.4% | ||||||||
Avista Corp. | 1,683,300 | 43,244 | ||||||
OGE Energy Corp. | 1,670,700 | 84,070 | ||||||
Vectren Corp. | 2,216,100 | 61,740 | ||||||
189,054 | ||||||||
Oil, Gas & Consumable Fuels—15.7% | ||||||||
Alliance Resource Partners L.P. | 505,500 | 39,151 | ||||||
Berry Petroleum Co., Class A | 2,211,400 | 117,492 | ||||||
Buckeye Partners L.P. | 1,005,100 | 64,889 | ||||||
Cimarex Energy Co. | 1,031,000 | 92,707 | ||||||
El Paso Pipeline Partners L.P. | 1,171,100 | 40,696 | ||||||
Energen Corp. | 1,471,400 | 83,134 | ||||||
EXCO Resources, Inc. | 4,475,400 | 78,991 | ||||||
HollyFrontier Corp. | 1,701,100 | 118,056 | ||||||
Knightsbridge Tankers Ltd. | 429,000 | 9,451 | ||||||
Linn Energy LLC, UNIT | 2,781,900 | 108,689 | ||||||
Magellan Midstream Partners L.P. | 1,450,900 | 86,662 | ||||||
Ship Finance International Ltd. | 1,762,800 | 31,766 | ||||||
Southern Union Co. | 2,883,900 | 115,789 |
Value | ||||||||
Shares | (000s) | |||||||
Sunoco Logistics Partners L.P. | 461,300 | $ | 39,741 | |||||
TC Pipelines L.P. | 427,200 | 20,407 | ||||||
Transmontaigne Partners L.P. | 413,800 | 14,446 | ||||||
W&T Offshore, Inc. | 2,751,500 | 71,869 | ||||||
World Fuel Services Corp. | 2,745,100 | 98,631 | ||||||
1,232,567 | ||||||||
Paper & Forest Products—0.1% | ||||||||
Neenah Paper, Inc. | 484,800 | 10,317 | ||||||
Real Estate Investment Trust—3.9% | ||||||||
CommonWealth | 1,179,250 | 30,472 | ||||||
CreXus Investment Corp. | 837,800 | 9,308 | ||||||
Equity One, Inc. | 1,867,600 | 34,812 | ||||||
Franklin Street Properties Corp. | 2,866,000 | 37,000 | ||||||
Healthcare Realty Trust, Inc. | 2,314,300 | 47,744 | ||||||
Omega Healthcare Investors, Inc. | 3,446,800 | 72,417 | ||||||
PS Business Parks, Inc. | 741,400 | 40,851 | ||||||
Sovran Self Storage, Inc. | 890,900 | 36,527 | ||||||
309,131 | ||||||||
Semiconductors & Semiconductor Equipment—0.4% | ||||||||
Himax Technologies, Inc. ADR | 2,163,100 | 4,759 | ||||||
Micrel, Inc. | 2,812,200 | 29,753 | ||||||
34,512 | ||||||||
Specialty Retail—3.4% | ||||||||
Aaron’s, Inc. | 3,124,200 | 88,290 | ||||||
Buckle, Inc. (a) | 2,378,200 | 101,549 | ||||||
Group 1 Automotive, Inc. (a) | 1,940,100 | 79,893 | ||||||
269,732 | ||||||||
Textiles, Apparel & Luxury Goods—1.3% | ||||||||
Jones Group, Inc. | 889,566 | 9,652 | ||||||
Wolverine World Wide, Inc. | 2,211,700 | 92,338 | ||||||
101,990 | ||||||||
Tobacco—0.7% | ||||||||
Universal Corp. (a) | 1,538,800 | 57,967 | ||||||
Wireless Telecommunication Services— 0.4% | ||||||||
Cellcom Israel Ltd. | 538,000 | 14,913 | ||||||
Partner Communications Co., Ltd. ADR | 964,100 | 14,385 | ||||||
29,298 | ||||||||
Total Common Stock (cost—$5,328,697) | 7,347,289 | |||||||
MUTUAL FUNDS—1.2% | ||||||||
Central Fund of Canada Ltd., Class A (cost—$57,860) | 4,761,300 | 96,987 | ||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—5.3% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $414,807; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $423,105 including accrued interest (cost—$414,807) | $ | 414,807 | $ | 414,807 | ||||
Total Investments (cost—$5,801,364)—99.9% | 7,859,083 | |||||||
Other assets less liabilities—0.1% | 11,644 | |||||||
Net Assets—100.0% | $ | 7,870,727 | ||||||
Notes to Schedule of Investments: | ||
(a) | Affiliated Security. | |
Glossary: | ||
ADR—American Depositary Receipt | ||
UNIT—More than one class of securities traded together. |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—98.5% | ||||||||
Aerospace & Defense—3.8% | ||||||||
Precision Castparts Corp. | 55,255 | $ | 9,098 | |||||
United Technologies Corp. | 98,165 | 8,688 | ||||||
17,786 | ||||||||
Auto Components—1.7% | ||||||||
BorgWarner, Inc. (a) | 32,885 | 2,657 | ||||||
Lear Corp. | 99,341 | 5,313 | ||||||
7,970 | ||||||||
Beverages—3.0% | ||||||||
Coca-Cola Co. | 139,255 | 9,371 | ||||||
PepsiCo, Inc. | 65,105 | 4,585 | ||||||
13,956 | ||||||||
Chemicals—1.7% | ||||||||
Potash Corp. of Saskatchewan, Inc. | 141,430 | 8,060 | ||||||
Commercial Banks—1.0% | ||||||||
Wells Fargo & Co. | 159,320 | 4,471 | ||||||
Communications Equipment—2.0% | ||||||||
QUALCOMM, Inc. | 166,571 | 9,460 | ||||||
Computers & Peripherals—10.3% | ||||||||
Apple, Inc. (a) | 88,400 | 29,673 | ||||||
EMC Corp. (a) | 383,449 | 10,564 | ||||||
NetApp, Inc. (a) | 147,625 | 7,792 | ||||||
48,029 | ||||||||
Consumer Finance—0.7% | ||||||||
American Express Co. | 64,568 | 3,338 | ||||||
Diversified Financial Services—1.0% | ||||||||
JPMorgan Chase & Co. | 107,800 | 4,413 | ||||||
Electrical Equipment—2.8% | ||||||||
Cooper Industries PLC | 91,125 | 5,437 | ||||||
Rockwell Automation, Inc. | 87,745 | 7,613 | ||||||
13,050 | ||||||||
Energy Equipment & Services—7.5% | ||||||||
Cameron International Corp. (a) | 171,175 | 8,608 | ||||||
National-Oilwell Varco, Inc. | 121,480 | 9,501 | ||||||
Schlumberger Ltd. | 193,857 | 16,749 | ||||||
34,858 | ||||||||
Financial Services—1.5% | ||||||||
Visa, Inc., Class A | 82,230 | 6,929 | ||||||
Food & Staples Retailing—2.7% | ||||||||
Costco Wholesale Corp. | 66,420 | 5,396 | ||||||
Walgreen Co. | 168,560 | 7,157 | ||||||
12,553 | ||||||||
Health Care Providers & Services—5.3% | ||||||||
Cardinal Health, Inc. | 227,920 | 10,352 | ||||||
Express Scripts, Inc. (a) | 78,500 | 4,238 | ||||||
Henry Schein, Inc. (a) | 53,127 | 3,803 | ||||||
UnitedHealth Group, Inc. | 120,170 | 6,198 | ||||||
24,591 | ||||||||
Hotels, Restaurants & Leisure—5.4% | ||||||||
McDonald’s Corp. | 121,995 | 10,287 | ||||||
Starbucks Corp. | 169,085 | 6,677 | ||||||
Starwood Hotels & Resorts Worldwide, Inc. | 146,975 | 8,236 | ||||||
25,200 | ||||||||
Household Products—1.0% | ||||||||
Procter & Gamble Co. | 71,720 | 4,559 | ||||||
Value | ||||||||
Shares | (000s) | |||||||
Insurance—1.0% | ||||||||
Aflac, Inc. | 98,925 | $ | 4,618 | |||||
Internet & Catalog Retail—3.6% | ||||||||
Amazon.com, Inc. (a) | 34,985 | 7,154 | ||||||
NetFlix, Inc. (a) | 36,525 | 9,595 | ||||||
16,749 | ||||||||
Internet Software & Services—4.2% | ||||||||
Akamai Technologies, Inc. (a) | 137,500 | 4,327 | ||||||
Google, Inc., Class A (a) | 30,350 | 15,369 | ||||||
19,696 | ||||||||
IT Services—2.1% | ||||||||
Accenture PLC, Class A | 164,170 | 9,919 | ||||||
Leisure Equipment & Products—1.3% | ||||||||
Hasbro, Inc. | 137,300 | 6,032 | ||||||
Machinery—7.2% | ||||||||
Deere & Co. | 112,675 | 9,290 | ||||||
Eaton Corp. | 155,735 | 8,013 | ||||||
Flowserve Corp. | 69,700 | 7,659 | ||||||
Joy Global, Inc. | 88,849 | 8,462 | ||||||
33,424 | ||||||||
Media—3.5% | ||||||||
CBS Corp., Class B | 238,045 | 6,782 | ||||||
Time Warner, Inc. | 129,415 | 4,707 | ||||||
Walt Disney Co. | 125,995 | 4,919 | ||||||
16,408 | ||||||||
Metals & Mining—4.6% | ||||||||
Allegheny Technologies, Inc. | 122,270 | 7,761 | ||||||
Freeport-McMoRan Copper & Gold, Inc. | 159,875 | 8,457 | ||||||
Vale S.A. ADR | 164,045 | 5,241 | ||||||
21,459 | ||||||||
Oil, Gas & Consumable Fuels—4.9% | ||||||||
Occidental Petroleum Corp. | 92,215 | 9,594 | ||||||
Peabody Energy Corp. | 129,200 | 7,611 | ||||||
Suncor Energy, Inc. | 140,780 | 5,505 | ||||||
22,710 | ||||||||
Pharmaceuticals—3.3% | ||||||||
Allergan, Inc. | 98,990 | 8,241 | ||||||
Watson Pharmaceuticals, Inc. (a) | 102,725 | 7,060 | ||||||
15,301 | ||||||||
Road & Rail—2.0% | ||||||||
Union Pacific Corp. | 88,855 | 9,276 | ||||||
Semiconductors & Semiconductor Equipment—3.8% | ||||||||
Intel Corp. | 434,645 | 9,632 | ||||||
Microchip Technology, Inc. | 214,415 | 8,128 | ||||||
17,760 | ||||||||
Software—4.6% | ||||||||
Oracle Corp. | 419,510 | 13,806 | ||||||
Salesforce.com, Inc. (a) | 51,733 | 7,707 | ||||||
21,513 | ||||||||
Textiles, Apparel & Luxury Goods—1.0% | ||||||||
Nike, Inc., Class B | 53,665 | 4,829 | ||||||
Total Common Stock (cost—$367,012) | 458,917 | |||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—1.2% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $5,410; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $5,520 including accrued interest (cost—$5,410) | $ | 5,410 | $ | 5,410 | ||||
Total Investments (cost—$372,422)—99.7% | 464,327 | |||||||
Other assets less liabilities—0.3% | 1,549 | |||||||
Net Assets—100.0% | $ | 465,876 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. | |
Glossary: | ||
ADR—American Depositary Receipt |
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—97.7% | ||||||||
Aerospace & Defense—1.5% | ||||||||
Goodrich Corp. | 12,555 | $ | 1,199 | |||||
Auto Components—3.2% | ||||||||
BorgWarner, Inc. (a) | 18,175 | 1,468 | ||||||
Lear Corp. | 21,910 | 1,172 | ||||||
2,640 | ||||||||
Beverages—1.0% | ||||||||
Coca-Cola Enterprises, Inc. | 29,325 | 856 | ||||||
Biotechnology—2.8% | ||||||||
Dendreon Corp. (a) | 24,695 | 974 | ||||||
Human Genome Sciences, Inc. (a) | 17,535 | 430 | ||||||
Pharmasset, Inc. (a) | 8,060 | 904 | ||||||
2,308 | ||||||||
Capital Markets—1.8% | ||||||||
Invesco Ltd. | 10,575 | 247 | ||||||
Lazard Ltd., Class A | 28,995 | 1,076 | ||||||
T. Rowe Price Group, Inc. | 2,500 | 151 | ||||||
1,474 | ||||||||
Chemicals—2.7% | ||||||||
Celanese Corp., Ser. A | 6,230 | 332 | ||||||
International Flavors & Fragrances, Inc. | 10,090 | 648 | ||||||
LyondellBasell Industries NV, Class A | 31,215 | 1,203 | ||||||
2,183 | ||||||||
Commercial Banks—2.2% | ||||||||
Fifth Third Bancorp | 44,400 | 566 | ||||||
Zions Bancorporation | 50,085 | 1,203 | ||||||
1,769 | ||||||||
Commercial Services & Supplies—0.5% | ||||||||
Republic Services, Inc. | 14,371 | 443 | ||||||
Communications Equipment—3.9% | ||||||||
Brocade Communications Systems, Inc. (a) | 220,295 | 1,423 | ||||||
F5 Networks, Inc. (a) | 7,600 | 838 | ||||||
Finisar Corp. (a) | 35,380 | 638 | ||||||
Riverbed Technology, Inc. (a) | 7,100 | 281 | ||||||
3,180 | ||||||||
Computers & Peripherals—1.4% | ||||||||
NetApp, Inc. (a) | 21,670 | 1,144 | ||||||
Construction & Engineering—0.9% | ||||||||
KBR, Inc. | 20,575 | 775 | ||||||
Containers & Packaging—1.1% | ||||||||
Owens-Illinois, Inc. (a) | 35,945 | 928 | ||||||
Diversified Consumer Services—0.6% | ||||||||
DeVry, Inc. | 7,700 | 455 | ||||||
Electrical Equipment—4.6% | ||||||||
AMETEK, Inc. | 33,214 | 1,491 | ||||||
Cooper Industries PLC | 9,025 | 538 | ||||||
Rockwell Automation, Inc. | 15,270 | 1,325 | ||||||
Roper Industries, Inc. | 4,965 | 414 | ||||||
3,768 | ||||||||
Energy Equipment & Services—4.5% | ||||||||
Cameron International Corp. (a) | 32,885 | 1,654 | ||||||
Rowan Cos., Inc. (a) | 31,600 | 1,226 | ||||||
Weatherford International Ltd. (a) | 41,955 | 787 | ||||||
3,667 | ||||||||
Value | ||||||||
Shares | (000s) | |||||||
Food & Staples Retailing—1.5% | ||||||||
Fresh Market, Inc. (a) | 17,565 | $ | 679 | |||||
Whole Foods Market, Inc. | 8,655 | 549 | ||||||
1,228 | ||||||||
Food Products—0.9% | ||||||||
Hershey Co. | 13,465 | 765 | ||||||
Health Care Equipment & Supplies—4.3% | ||||||||
Cooper Cos., Inc. | 17,515 | 1,388 | ||||||
Edwards Lifesciences Corp. (a) | 6,535 | 570 | ||||||
Intuitive Surgical, Inc. (a) | 965 | 359 | ||||||
NuVasive, Inc. (a) | 6,930 | 228 | ||||||
Sirona Dental Systems, Inc. (a) | 18,765 | 996 | ||||||
3,541 | ||||||||
Health Care Providers & Services—1.8% | ||||||||
Centene Corp. (a) | 28,315 | 1,006 | ||||||
DaVita, Inc. (a) | 5,785 | 501 | ||||||
1,507 | ||||||||
Health Care Technology—1.3% | ||||||||
Cerner Corp. (a) | 12,840 | 785 | ||||||
SXC Health Solutions Corp. (a) | 5,300 | 312 | ||||||
1,097 | ||||||||
Hotels, Restaurants & Leisure—2.9% | ||||||||
Chipotle Mexican Grill, Inc., Class A (a) | 3,765 | 1,160 | ||||||
Starwood Hotels & Resorts Worldwide, Inc. | 21,765 | 1,220 | ||||||
2,380 | ||||||||
Insurance—0.5% | ||||||||
Arch Capital Group Ltd. (a) | 13,275 | 424 | ||||||
Internet & Catalog Retail—2.1% | ||||||||
NetFlix, Inc. (a) | 6,505 | 1,709 | ||||||
Internet Software & Services—1.9% | ||||||||
Akamai Technologies, Inc. (a) | 30,115 | 948 | ||||||
LinkedIn Corp. (a) | 6,430 | 579 | ||||||
1,527 | ||||||||
Leisure Equipment & Products—1.5% | ||||||||
Hasbro, Inc. | 27,290 | 1,199 | ||||||
Life Sciences Tools & Services—2.2% | ||||||||
Agilent Technologies, Inc. (a) | 28,790 | 1,472 | ||||||
Illumina, Inc. (a) | 4,315 | 324 | ||||||
1,796 | ||||||||
Machinery—5.6% | ||||||||
Flowserve Corp. | 5,920 | 651 | ||||||
Gardner Denver, Inc. | 12,925 | 1,086 | ||||||
Joy Global, Inc. | 11,910 | 1,134 | ||||||
Kennametal, Inc. | 8,150 | 344 | ||||||
Manitowoc Co., Inc. | 22,465 | 378 | ||||||
Navistar International Corp. (a) | 17,155 | 969 | ||||||
4,562 | ||||||||
Media—4.4% | ||||||||
CBS Corp., Class B | 56,820 | 1,619 | ||||||
Interpublic Group of Cos., Inc. | 73,100 | 913 | ||||||
McGraw-Hill Cos., Inc. | 17,465 | 732 | ||||||
Scripps Networks Interactive, Inc., Class A | 6,665 | 326 | ||||||
3,590 | ||||||||
Metals & Mining—2.9% | ||||||||
Carpenter Technology Corp. | 18,095 | 1,044 | ||||||
Cliffs Natural Resources, Inc. | 14,000 | 1,294 | ||||||
2,338 | ||||||||
Multiline Retail—1.7% | ||||||||
Dollar Tree, Inc. (a) | 21,159 | 1,410 | ||||||
Oil, Gas & Consumable Fuels—5.1% | ||||||||
Arch Coal, Inc. | 34,460 | 919 | ||||||
Brigham Exploration Co. (a) | 36,800 | 1,101 | ||||||
Peabody Energy Corp. | 11,065 | 652 | ||||||
PetroHawk Energy Corp. (a) | 27,225 | 672 | ||||||
Pioneer Natural Resources Co. | 8,790 | 787 | ||||||
4,131 | ||||||||
Pharmaceuticals—3.8% | ||||||||
Hospira, Inc. (a) | 16,320 | 925 | ||||||
Shire PLC ADR | 8,650 | 815 | ||||||
Watson Pharmaceuticals, Inc. (a) | 19,680 | 1,352 | ||||||
3,092 | ||||||||
Road & Rail—1.5% | ||||||||
J.B. Hunt Transport Services, Inc. | 25,665 | 1,209 | ||||||
Semiconductors & Semiconductor Equipment—7.5% | ||||||||
Analog Devices, Inc. | 18,505 | 724 | ||||||
Atmel Corp. (a) | 25,915 | 365 | ||||||
Avago Technologies Ltd. | 29,345 | 1,115 | ||||||
Cymer, Inc. (a) | 10,090 | 499 | ||||||
Marvell Technology Group Ltd. (a) | 68,580 | 1,013 | ||||||
Microchip Technology, Inc. | 12,310 | 467 | ||||||
NVIDIA Corp. (a) | 20,810 | 332 | ||||||
ON Semiconductor Corp. (a) | 96,165 | 1,007 | ||||||
Xilinx, Inc. | 16,735 | 610 | ||||||
6,132 | ||||||||
Software—5.8% | ||||||||
Informatica Corp. (a) | 6,205 | 363 | ||||||
Red Hat, Inc. (a) | 24,610 | 1,130 | ||||||
Salesforce.com, Inc. (a) | 9,010 | 1,342 | ||||||
Solera Holdings, Inc. | 13,950 | 825 | ||||||
TIBCO Software, Inc. (a) | 36,160 | 1,049 | ||||||
4,709 | ||||||||
Specialty Retail—2.9% | ||||||||
Dick’s Sporting Goods, Inc. (a) | 36,680 | 1,410 | ||||||
O’Reilly Automotive, Inc. (a) | 4,785 | 314 | ||||||
Tractor Supply Co. | 9,480 | 634 | ||||||
2,358 | ||||||||
Textiles, Apparel & Luxury Goods—2.6% | ||||||||
Coach, Inc. | 10,030 | 641 | ||||||
Deckers Outdoor Corp. (a) | 7,275 | 641 | ||||||
Vera Bradley, Inc. (a) | 22,680 | 867 | ||||||
2,149 | ||||||||
Wireless Telecommunication Services—0.3% | ||||||||
Sprint Nextel Corp., Ser. 1 (a) | 51,190 | 276 | ||||||
Total Common Stock (cost—$66,943) | 79,918 | |||||||
Principal | ||||||||
Amount | Value | |||||||
(000s) | (000s) | |||||||
Repurchase Agreements—2.7% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $2,190; collateralized by Federal Home Loan Bank, 0.25% due 6/29/12, valued at $2,235 including accrued interest (cost—$2,190) | $ | 2,190 | $ | 2,190 | ||||
Total Investments (cost—$69,133)—100.4% | 82,108 | |||||||
Liabilities in excess of other assets—(0.4)% | (302 | ) | ||||||
Net Assets—100.0% | $ | 81,806 | ||||||
Notes to Schedule of Investments: | ||
(a) | Non-income producing. | |
Glossary: | ||
ADR—American Depositary Reciept |
June 30, 2011
Value | ||||||||
Shares | (000s) | |||||||
COMMON STOCK—99.4% | ||||||||
Aerospace & Defense—1.5% | ||||||||
Goodrich Corp. | 510 | $ | 49 | |||||
Precision Castparts Corp. (a) | 600 | 99 | ||||||
148 | ||||||||
Air Freight & Logistics—1.8% | ||||||||
FedEx Corp. (a) | 1,870 | 177 | ||||||
Auto Components—0.6% | ||||||||
Lear Corp. (a) | 1,190 | 64 | ||||||
Automobiles—0.5% | ||||||||
Ford Motor Co. (a)(b) | 3,835 | 53 | ||||||
Biotechnology—3.2% | ||||||||
Amgen, Inc. (a)(b) | 960 | 56 | ||||||
Dendreon Corp. (a)(b) | 4,000 | 158 | ||||||
Seattle Genetics, Inc. (a)(b) | 4,840 | 99 | ||||||
313 | ||||||||
Chemicals—2.5% | ||||||||
Air Products & Chemicals, Inc. (a) | 639 | 61 | ||||||
LyondellBasell Industries NV, Class A (a) | 4,895 | 189 | ||||||
250 | ||||||||
Commercial Banks—3.2% | ||||||||
Fifth Third Bancorp (a) | 24,600 | 314 | ||||||
Communications Equipment—1.1% | ||||||||
ADTRAN, Inc. | 880 | 34 | ||||||
F5 Networks, Inc. (a)(b) | 320 | 35 | ||||||
RADWARE Ltd. (b) | 1,090 | 38 | ||||||
107 | ||||||||
Computers & Peripherals—6.7% | ||||||||
Apple, Inc. (a)(b) | 1,005 | 337 | ||||||
EMC Corp. (a)(b) | 9,125 | 252 | ||||||
Hewlett-Packard Co. (a) | 390 | 14 | ||||||
NetApp, Inc. (a)(b) | 1,117 | 59 | ||||||
662 | ||||||||
Construction & Engineering—2.3% | ||||||||
Fluor Corp. (a) | 1,070 | 69 | ||||||
Quanta Services, Inc. (a)(b) | 7,759 | 157 | ||||||
226 | ||||||||
Consumer Finance—3.0% | ||||||||
American Express Co. | 645 | 33 | ||||||
Discover Financial Services (a) | 9,945 | 266 | ||||||
299 | ||||||||
Diversified Financial Services—0.7% | ||||||||
Bank of America Corp. (a) | 6,540 | 72 | ||||||
Diversified Telecommunication Services—0.8% | ||||||||
AT&T, Inc. (a) | 2,480 | 78 | ||||||
Electrical Equipment—4.3% | ||||||||
AMETEK, Inc. (a) | 4,657 | 209 | ||||||
Cooper Industries PLC (a) | 2,350 | 140 | ||||||
Rockwell Automation, Inc. (a) | 905 | 79 | ||||||
428 | ||||||||
Electronic Equipment, Instruments & Components—0.5% | ||||||||
Itron, Inc. (a)(b) | 1,080 | 52 | ||||||
Energy Equipment & Services—4.5% | ||||||||
National-Oilwell Varco, Inc. (a) | 1,600 | 125 | ||||||
Schlumberger Ltd. (a) | 3,168 | 274 | ||||||
Weatherford International Ltd. (a)(b) | 2,695 | 50 | ||||||
449 | ||||||||
Health Care Equipment & Supplies—0.5% | ||||||||
Edwards Lifesciences Corp. (b) | 555 | 49 | ||||||
Health Care Providers & Services—5.6% | ||||||||
Aetna, Inc. (a) | 1,800 | 79 | ||||||
Cardinal Health, Inc. (a) | 2,255 | 103 | ||||||
Community Health Systems, Inc. (b) | 1,340 | 34 | ||||||
DaVita, Inc. (b) | 510 | 44 | ||||||
Express Scripts, Inc. (a)(b) | 2,704 | 146 | ||||||
HCA Holdings, Inc. (a)(b) | 2,050 | 68 | ||||||
McKesson Corp. (a) | 919 | 77 | ||||||
551 | ||||||||
Hotels, Restaurants & Leisure—3.6% | ||||||||
Las Vegas Sands Corp. (a)(b) | 770 | 32 | ||||||
McDonald’s Corp. (a) | 2,677 | 226 | ||||||
Starwood Hotels & Resorts Worldwide, Inc. (a) | 1,720 | 96 | ||||||
354 | ||||||||
Insurance—1.6% | ||||||||
Arch Capital Group Ltd. (a)(b) | 1,995 | 64 | ||||||
MetLife, Inc. (a) | 2,180 | 95 | ||||||
159 | ||||||||
Internet & Catalog Retail—2.9% | ||||||||
Amazon.com, Inc. (a)(b) | 855 | 175 | ||||||
NetFlix, Inc. (a)(b) | 415 | 109 | ||||||
284 | ||||||||
Internet Software & Services—3.9% | ||||||||
Akamai Technologies, Inc. (a)(b) | 1,590 | 50 | ||||||
Google, Inc., Class A (a)(b) | 658 | 333 | ||||||
383 | ||||||||
IT Services—0.5% | ||||||||
Accenture PLC, Class A (a) | 750 | 45 | ||||||
Leisure Equipment & Products—1.7% | ||||||||
Hasbro, Inc. (a) | 1,515 | 66 | ||||||
Mattel, Inc. (a) | 3,635 | 100 | ||||||
166 | ||||||||
Life Sciences Tools & Services—0.7% | ||||||||
Thermo Fisher Scientific, Inc. (a)(b) | 1,053 | 68 | ||||||
Machinery—0.3% | ||||||||
Deere & Co. | 370 | 30 | ||||||
Media—2.5% | ||||||||
CBS Corp., Class B (a) | 6,000 | 171 | ||||||
Walt Disney Co. (a) | 1,925 | 75 | ||||||
246 | ||||||||
Metals & Mining—3.8% | ||||||||
Allegheny Technologies, Inc. (a) | 4,590 | 291 | ||||||
Freeport-McMoRan Copper & Gold, Inc. (a) | 1,615 | 86 | ||||||
377 | ||||||||
Oil, Gas & Consumable Fuels—4.5% | ||||||||
Arch Coal, Inc. (a) | 2,035 | 54 | ||||||
Concho Resources, Inc. (a)(b) | 795 | 73 | ||||||
Exxon Mobil Corp. (a) | 1,320 | 107 | ||||||
Southwestern Energy Co. (a)(b) | 4,911 | 211 | ||||||
445 | ||||||||
Paper & Forest Products—1.0% | ||||||||
International Paper Co. (a) | 3,240 | 97 | ||||||
Pharmaceuticals—2.9% | ||||||||
Allergan, Inc. (a) | 1,877 | 156 | ||||||
Pfizer, Inc. (a) | 2,025 | 42 | ||||||
Watson Pharmaceuticals, Inc. (a)(b) | 1,265 | 87 | ||||||
285 | ||||||||
Road & Rail—2.9% | ||||||||
Hertz Global Holdings, Inc. (a)(b) | 18,200 | 289 | ||||||
Semiconductors & Semiconductor Equipment—9.6% | ||||||||
Analog Devices, Inc. (a) | 1,815 | 71 | ||||||
Avago Technologies Ltd. (a) | 3,215 | 122 | ||||||
Broadcom Corp., Class A (a)(b) | 2,845 | 96 | ||||||
Intel Corp. (a) | 10,750 | 238 | ||||||
Marvell Technology Group Ltd. (a)(b) | 1,890 | 28 | ||||||
Microchip Technology, Inc. (a) | 6,051 | 229 | ||||||
Micron Technology, Inc. (a)(b) | 10,900 | 82 | ||||||
Texas Instruments, Inc. (a) | 2,388 | 78 | ||||||
944 | ||||||||
Software—6.1% | ||||||||
Citrix Systems, Inc. (a)(b) | 435 | 35 | ||||||
Microsoft Corp. (a) | 2,635 | 68 | ||||||
Oracle Corp. (a) | 8,135 | 268 | ||||||
Rovi Corp. (a)(b) | 1,505 | 86 | ||||||
Salesforce.com, Inc. (a)(b) | 985 | 147 | ||||||
604 | ||||||||
Specialty Retail—4.5% | ||||||||
Bed Bath & Beyond, Inc. (a)(b) | 1,058 | 62 | ||||||
Guess?, Inc. (a) | 4,005 | 168 | ||||||
Lowe’s Cos., Inc. (a) | 2,643 | 62 | ||||||
Ross Stores, Inc. (a) | 1,110 | 89 | ||||||
Tractor Supply Co. (a) | 790 | 53 | ||||||
Urban Outfitters, Inc. (a)(b) | 500 | 14 | ||||||
448 | ||||||||
Wireless Telecommunication Services—3.1% | ||||||||
American Tower Corp., Class A (a)(b) | 1,895 | 99 | ||||||
Crown Castle International Corp. (a)(b) | 2,205 | 90 | ||||||
Sprint Nextel Corp., Ser. 1 (a)(b) | 21,710 | 117 | ||||||
306 | ||||||||
Total Common Stock (cost—$7,978) | 9,822 | |||||||
Principal | ||||||||
Amount | ||||||||
(000s) | ||||||||
Repurchase Agreements—3.0% | ||||||||
State Street Bank & Trust Co., dated 6/30/11, 0.01%, due 7/1/11, proceeds $295; collateralized by Federal Home Loan Bank, 0.25%, due 6/29/12, valued at $305 including accrued interest (cost—$295) | $ | 295 | 295 | |||||
June 30, 2011
Value | ||||||||
Contracts | (000s) | |||||||
OPTIONS PURCHASED (b)—1.2% | ||||||||
Call Options—1.2% | ||||||||
Accenture PLC (CBOE), strike price $52.50, expires 1/21/12 | 42 | $ | 39 | |||||
ADTRAN, Inc. (CBOE), strike price $44, expires 11/19/11 | 29 | 4 | ||||||
Citigroup, Inc. (CBOE), strike price $50, expires 1/21/12 | 30 | 3 | ||||||
Citrix Systems, Inc. (CBOE), strike price $75, expires 1/21/12 | 11 | 13 | ||||||
Flowserve Corp. (CBOE), strike price $120, expires 1/21/12 | 15 | 10 | ||||||
Marvell Technology Group Ltd. (CBOE), strike price $20, expires 1/21/12 | 36 | 1 | ||||||
Panera Bread Co. (CBOE), strike price $125, expires 1/21/12 | 22 | 28 | ||||||
Procter & Gamble Co. (CBOE), strike price $65, expires 1/21/12 | 36 | 6 | ||||||
Vale S.A. ADR (CBOE), strike price $35, expires 1/21/12 | 76 | 10 | ||||||
Yahoo!, Inc. (CBOE), strike price $17.50, expires 1/19/13 | 40 | 6 | ||||||
Total Options Purchased (cost—$150) | 120 | |||||||
Total Investments, before options written (cost—$8,423)—103.6% | 10,237 | |||||||
OPTIONS WRITTEN (b)—(5.6)% | ||||||||
Call Options—(4.2)% | ||||||||
Accenture PLC (CBOE), strike price $62.50, expires 1/21/12 | 42 | (13 | ) | |||||
Allegheny Technologies, Inc. (CBOE), strike price $40, expires 1/21/12 | 39 | (99 | ) | |||||
CBS Corp. (CBOE), strike price $29, expires 1/21/12 | 30 | (8 | ) | |||||
Dendreon Corp. (CBOE), strike price $25, expires 8/20/11 | 20 | (29 | ) | |||||
strike price $30, expires 8/20/11 | 20 | (20 | ) | |||||
Fifth Third Bancorp (CBOE), strike price $10, expires 1/21/12 | 128 | (39 | ) | |||||
strike price $12.50, expires 1/21/12 | 73 | (9 | ) | |||||
Flowserve Corp. (CBOE), strike price $145, expires 1/21/12 | 15 | (2 | ) | |||||
Hertz Global Holdings, Inc. (CBOE), strike price $10, expires 1/21/12 | 182 | (113 | ) | |||||
International Paper Co. (CBOE), strike price $20, expires 1/21/12 | 28 | (28 | ) | |||||
Marvell Technology Group Ltd. (CBOE), strike price $25, expires 1/21/12 | 36 | — | (c) | |||||
Micron Technology, Inc. (CBOE), strike price $7.50, expires 1/21/12 | 109 | (11 | ) | |||||
National Oilwell Varco, Inc. (CBOE), strike price $90, expires 8/20/11 | 16 | (1 | ) | |||||
Panera Bread Co. (CBOE), strike price $145, expires 1/21/12 | 22 | (9 | ) | |||||
Procter & Gamble Co. (CBOE), strike price $72.50, expires 1/21/12 | 36 | (1 | ) | |||||
Quanta Services, Inc. (CBOE), strike price $20, expires 1/21/12 | 49 | (10 | ) | |||||
Sprint Nextel Corp. (CBOE), strike price $4, expires 1/21/12 | 196 | (30 | ) | |||||
Vale S.A. ADR (CBOE), strike price $45, expires 1/21/12 | 76 | — | (c) | |||||
(422 | ) | |||||||
Put Options—(1.4)% | ||||||||
Accenture PLC (CBOE), strike price $45, expires 1/21/12 | 42 | (2 | ) | |||||
ADTRAN, Inc. (CBOE), strike price $38, expires 11/19/11 | 47 | (14 | ) | |||||
American Express Co. (CBOE), strike price $40, expires 1/21/12 | 48 | (5 | ) | |||||
Bank of America Corp. (CBOE), strike price $12, expires 8/20/11 | 107 | (14 | ) | |||||
strike price $12.50, expires 1/21/12 | 18 | (4 | ) | |||||
Cisco Systems, Inc. (CBOE), strike price $20, expires 1/21/12 | 63 | (29 | ) | |||||
Citigroup, Inc. (CBOE), strike price $35, expires 1/21/12 | 30 | (4 | ) | |||||
Citrix Systems, Inc. (CBOE), strike price $55, expires 1/21/12 | 11 | (2 | ) | |||||
Flowserve Corp. (CBOE), strike price $95, expires 1/21/12 | 15 | (8 | ) | |||||
Intel Corp. (CBOE), strike price $19, expires 7/16/11 | 40 | — | (c) | |||||
Marvell Technology Group Ltd. (CBOE), strike price $17.50, expires 1/21/12 | 36 | (12 | ) | |||||
National Oilwell Varco, Inc. (CBOE), strike price $60, expires 8/20/11 | 20 | (1 | ) | |||||
Panera Bread Co. (CBOE), strike price $110, expires 1/21/12 | 22 | (12 | ) | |||||
Procter & Gamble Co. (CBOE), strike price $55, expires 1/21/12 | 36 | (4 | ) | |||||
Vale S.A. ADR (CBOE), strike price $30, expires 1/21/12 | 76 | (15 | ) | |||||
Weatherford International Ltd. (CBOE), strike price $15, expires 1/21/12 | 58 | (4 | ) | |||||
Yahoo!, Inc. (CBOE), strike price $12.50, expires 1/19/13 | 40 | (5 | ) | |||||
(135 | ) | |||||||
Total Options Written (premiums received—$561) | (557 | ) | ||||||
Total Investments, net of options written (cost—$7,862)—98.0% | $ | 9,680 | ||||||
Other assets less other liabilities—2.0% | 201 | |||||||
Net Assets—100.0% | $ | 9,881 | ||||||
Notes to Schedule of Investments: | ||
(a) | All or partial amount segregated for the benefit of the counterparty as collateral for options written. | |
(b) | Non-income producing. | |
(c) | Amount less than $500. |
CBOE—Chicago Board Options Exchange
AGIC | AGIC | |||||||||||||||
AGIC | Income & | Mid-Cap | AGIC | |||||||||||||
Amounts in thousands, except per share amounts | Growth | Growth | Growth | Opportunity | ||||||||||||
Assets: | ||||||||||||||||
Investments, at value | $ | 655,502 | $ | 763,637 | $ | 7,511 | $ | 306,881 | ||||||||
Cash | — | 112 | 1 | — | ||||||||||||
Receivable for investments sold | — | 5,330 | — | 3,804 | ||||||||||||
Receivable for Fund shares sold | 167 | 5,907 | — | 179 | ||||||||||||
Dividends and interest receivable (net of foreign taxes) | 388 | 6,071 | 5 | 11 | ||||||||||||
Investments in Affiliated Funds — Trustee Deferred Compensation Plan (see Note 4) | 59 | 9 | 2 | 25 | ||||||||||||
Security litigation receivable | — | — | — | — | ||||||||||||
Total Assets | 656,116 | 781,066 | 7,519 | 310,900 | ||||||||||||
Liabilities: | ||||||||||||||||
Payable for investments purchased | — | 13,497 | — | 3,638 | ||||||||||||
Options written, at value | — | 372 | — | — | ||||||||||||
Payable for Fund shares redeemed | 1,525 | 1,573 | — | 178 | ||||||||||||
Investment Advisory fees payable | 263 | 394 | 4 | 160 | ||||||||||||
Administration fees payable | 207 | 238 | 2 | 87 | ||||||||||||
Distribution fees payable | 130 | 158 | 1 | 50 | ||||||||||||
Servicing fees payable | 122 | 124 | 1 | 33 | ||||||||||||
Trustees Deferred Compensation Plan Payable (see Note 4) | 59 | 9 | 2 | 25 | ||||||||||||
Total Liabilities | 2,306 | 16,365 | 10 | 4,171 | ||||||||||||
Net Assets | $ | 653,810 | $ | 764,701 | $ | 7,509 | $ | 306,729 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in-capital | $ | 598,004 | $ | 754,723 | $ | 7,526 | $ | 257,748 | ||||||||
Undistributed (dividends in excess of) net investment income | (61 | ) | 6,068 | (1 | ) | (27 | ) | |||||||||
Accumulated net realized gain (loss) | (70,080 | ) | 13,316 | (1,036 | ) | (4,692 | ) | |||||||||
Net unrealized appreciation (depreciation) of investments, options written and foreign currency transactions | 125,947 | (9,406 | ) | 1,020 | 53,700 | |||||||||||
Net Assets | $ | 653,810 | $ | 764,701 | $ | 7,509 | $ | 306,729 | ||||||||
Net Assets: | ||||||||||||||||
Class A | $ | 372,361 | $ | 320,215 | $ | 2,392 | $ | 77,183 | ||||||||
Class B | 6,860 | — | — | 3,345 | ||||||||||||
Class C | 200,471 | 265,737 | 1,170 | 79,572 | ||||||||||||
Class D | 8,858 | 37,456 | 143 | 2,758 | ||||||||||||
Class R | 19,733 | 10 | — | 199 | ||||||||||||
Class P | 8,875 | 81,471 | 12 | 2,672 | ||||||||||||
Institutional Class | 28,030 | 59,812 | 3,792 | 138,162 | ||||||||||||
Administrative Class | 8,622 | — | — | 2,838 | ||||||||||||
Shares Issued and Outstanding: | ||||||||||||||||
Class A | 12,175 | 25,231 | 182 | 2,607 | ||||||||||||
Class B | 276 | — | — | 154 | ||||||||||||
Class C | 8,079 | 21,403 | 91 | 3,666 | ||||||||||||
Class D | 328 | 2,942 | 11 | 123 | ||||||||||||
Class R | 764 | 1 | — | 9 | ||||||||||||
Class P | 348 | 6,381 | 1 | 119 | ||||||||||||
Institutional Class | 982 | 4,674 | 284 | 5,465 | ||||||||||||
Administrative Class | 313 | — | — | 115 | ||||||||||||
Net Asset Value and Redemption Price Per Share Outstanding*: | ||||||||||||||||
Class A | $ | 30.58 | $ | 12.69 | $ | 13.15 | $ | 29.61 | ||||||||
Class B | 24.82 | — | — | 21.71 | ||||||||||||
Class C | 24.81 | 12.42 | 12.90 | 21.71 | ||||||||||||
Class D | 27.01 | 12.73 | 13.19 | 22.48 | ||||||||||||
Class R | 25.82 | 12.78 | — | 21.87 | ||||||||||||
Class P | 25.54 | 12.77 | 13.30 | 22.38 | ||||||||||||
Institutional Class | 28.54 | 12.80 | 13.32 | 25.28 | ||||||||||||
Administrative Class | 27.58 | — | — | 24.57 | ||||||||||||
Cost of Investments | $ | 529,555 | $ | 773,016 | $ | 6,491 | $ | 253,181 | ||||||||
Premiums Received for Options Written | — | 345 | — | — | ||||||||||||
* | Net asset value and redemption price per share may not recalculate exactly based on the rounding of certain numbers to the thousands. |
58 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
AGIC | NFJ | NFJ | NFJ | NFJ | ||||||||||||||||||
Systematic | AGIC | All-Cap | Dividend | Large-Cap | Mid-Cap | |||||||||||||||||
Growth | Target | Value | Value | Value | Value | |||||||||||||||||
$ | 23,803 | $ | 343,616 | $ | 23,759 | $ | 8,067,407 | $ | 1,259,154 | $ | 12,518 | |||||||||||
88 | — | 1 | — | — | 1 | |||||||||||||||||
1 | — | — | 5,970 | — | 16 | |||||||||||||||||
5 | 58 | 23 | 14,414 | 1,144 | 11 | |||||||||||||||||
14 | 95 | 55 | 21,985 | 2,930 | 27 | |||||||||||||||||
3 | 50 | 3 | 788 | 104 | 1 | |||||||||||||||||
— | — | — | — | 103 | — | |||||||||||||||||
23,914 | 343,819 | 23,841 | 8,110,564 | 1,263,435 | 12,574 | |||||||||||||||||
— | — | 54 | 3,196 | — | 60 | |||||||||||||||||
— | — | — | — | — | — | |||||||||||||||||
222 | 442 | 22 | 26,076 | 1,684 | 12 | |||||||||||||||||
10 | 150 | 12 | 2,919 | 458 | 6 | |||||||||||||||||
7 | 109 | 8 | 1,996 | 386 | 4 | |||||||||||||||||
3 | 133 | 5 | 590 | 101 | 2 | |||||||||||||||||
3 | 67 | 4 | 681 | 213 | 2 | |||||||||||||||||
3 | 50 | 3 | 788 | 104 | 1 | |||||||||||||||||
248 | 951 | 108 | 36,246 | 2,946 | 87 | |||||||||||||||||
$ | 23,666 | $ | 342,868 | $ | 23,733 | $ | 8,074,318 | $ | 1,260,489 | $ | 12,487 | |||||||||||
$ | 24,413 | $ | 333,837 | $ | 36,248 | $ | 10,067,248 | $ | 1,768,814 | $ | 15,509 | |||||||||||
54 | (50 | ) | 180 | 8,042 | 1,040 | 9 | ||||||||||||||||
(4,363 | ) | (68,892 | ) | (14,040 | ) | (2,538,773 | ) | (665,443 | ) | (4,388 | ) | |||||||||||
3,562 | 77,973 | 1,345 | 537,801 | 156,078 | 1,357 | |||||||||||||||||
$ | 23,666 | $ | 342,868 | $ | 23,733 | $ | 8,074,318 | $ | 1,260,489 | $ | 12,487 | |||||||||||
$ | 7,838 | $ | 112,459 | $ | 12,477 | $ | 1,744,973 | $ | 208,662 | $ | 8,345 | |||||||||||
1,655 | 4,250 | 1,249 | 60,863 | 30,370 | — | |||||||||||||||||
3,408 | 217,082 | 6,397 | 489,609 | 125,271 | 3,097 | |||||||||||||||||
605 | 739 | 2,339 | 842,689 | 682,474 | 216 | |||||||||||||||||
— | — | — | 239,509 | 11,483 | — | |||||||||||||||||
58 | 1,869 | 1,231 | 1,173,849 | 8,437 | 582 | |||||||||||||||||
10,085 | 6,403 | 20 | 2,390,240 | 174,202 | 247 | |||||||||||||||||
17 | 66 | 20 | 1,132,586 | 19,590 | — | |||||||||||||||||
547 | 5,638 | 1,118 | 145,349 | 14,250 | 620 | |||||||||||||||||
123 | 270 | 115 | 5,027 | 2,073 | — | |||||||||||||||||
253 | 13,778 | 599 | 40,622 | 8,572 | 230 | |||||||||||||||||
42 | 37 | 207 | 70,044 | 46,733 | 16 | |||||||||||||||||
— | — | — | 20,006 | 781 | — | |||||||||||||||||
4 | 93 | 108 | 97,106 | 568 | 43 | |||||||||||||||||
685 | 305 | 2 | 197,685 | 11,866 | 18 | |||||||||||||||||
1 | 3 | 2 | 93,325 | 1,332 | — | |||||||||||||||||
$ | 14.32 | $ | 19.95 | $ | 11.16 | $ | 12.01 | $ | 14.64 | $ | 13.47 | |||||||||||
13.48 | 15.76 | 10.83 | 12.11 | 14.65 | — | |||||||||||||||||
13.49 | 15.76 | 10.68 | 12.05 | 14.61 | 13.47 | |||||||||||||||||
14.32 | 19.95 | 11.31 | 12.03 | 14.60 | 13.43 | |||||||||||||||||
— | — | — | 11.97 | 14.71 | — | |||||||||||||||||
14.70 | 20.10 | 11.40 | 12.09 | 14.86 | 13.45 | |||||||||||||||||
14.73 | 20.99 | 11.91 | 12.09 | 14.68 | 13.49 | |||||||||||||||||
14.49 | 20.51 | 11.53 | 12.14 | 14.71 | — | |||||||||||||||||
$ | 20,241 | $ | 265,643 | $ | 22,410 | $ | 7,529,615 | $ | 1,103,076 | $ | 11,153 | |||||||||||
— | — | — | — | — | — | |||||||||||||||||
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 59
NFJ | RCM | RCM | |||||||||||||||||||
NFJ | Small-Cap | Large-Cap | RCM | Strategic | |||||||||||||||||
Amounts in thousands, except per share amounts | Renaissance | Value | Growth | Mid-Cap | Growth | ||||||||||||||||
Assets: | |||||||||||||||||||||
Investments, at value | $ | 829,553 | $ | 7,109,284 | $ | 464,327 | $ | 82,108 | $ | 10,237 | |||||||||||
Investments in Affiliates, at value | — | 749,799 | — | — | — | ||||||||||||||||
Cash | — | 1 | — | 1 | — | ||||||||||||||||
Foreign currency, at value | 6 | — | — | — | — | ||||||||||||||||
Receivable for investments sold | 10,207 | 60,412 | 2,913 | 911 | 407 | ||||||||||||||||
Receivable for Fund shares sold | 293 | 5,833 | 7,126 | 15 | 4 | ||||||||||||||||
Dividends and interest receivable (net of foreign taxes) | 1,228 | 6,358 | 406 | 29 | 6 | ||||||||||||||||
Dividends and interest receivable from Affiliates | — | 107 | — | — | — | ||||||||||||||||
Tax reclaims receivable | 32 | — | 25 | — | 1 | ||||||||||||||||
Investments in Affiliated Funds — Trustee Deferred Compensation Plan (see Note 4) | 138 | 531 | 47 | 7 | 1 | ||||||||||||||||
Security litigations receivable | 2,141 | — | — | — | — | ||||||||||||||||
Total Assets | 843,598 | 7,932,325 | 474,844 | 83,071 | 10,656 | ||||||||||||||||
Liabilities: | |||||||||||||||||||||
Payable for investments purchased | 1,990 | 21,611 | 1,299 | 1,158 | 203 | ||||||||||||||||
Payable for investments in Affiliates purchased | — | 1,518 | — | — | — | ||||||||||||||||
Options written, at value | — | — | — | — | 557 | ||||||||||||||||
Payable for Fund shares redeemed | 1,309 | 31,408 | 7,297 | 39 | — | ||||||||||||||||
Investment Advisory fees payable | 410 | 3,557 | 167 | 30 | 8 | ||||||||||||||||
Administration fees payable | 271 | 1,685 | 120 | 21 | 3 | ||||||||||||||||
Distribution fees payable | 178 | 621 | 15 | 6 | 1 | ||||||||||||||||
Servicing fees payable | 164 | 667 | 23 | 4 | 2 | ||||||||||||||||
Trustees Deferred Compensation Plan Payable (see Note 4) | 138 | 531 | 47 | 7 | 1 | ||||||||||||||||
Total Liabilities | 4,460 | 61,598 | 8,968 | 1,265 | 775 | ||||||||||||||||
Net Assets | $ | 839,138 | $ | 7,870,727 | $ | 465,876 | $ | 81,806 | $ | 9,881 | |||||||||||
Net Assets Consist of: | |||||||||||||||||||||
Paid-in-capital | $ | 989,083 | $ | 5,726,016 | $ | 396,089 | $ | 73,517 | $ | 7,790 | |||||||||||
Undistributed (dividends in excess of) net investment income | 5,542 | 74,954 | 478 | (10 | ) | 1 | |||||||||||||||
Accumulated net realized gain (loss) | (303,090 | ) | 26,088 | (22,596 | ) | (4,676 | ) | 272 | |||||||||||||
Net unrealized appreciation of investments, options written, securities sold short and foreign currency transactions | 147,603 | 2,043,669 | 91,905 | 12,975 | 1,818 | ||||||||||||||||
Net Assets | $ | 839,138 | $ | 7,870,727 | $ | 465,876 | $ | 81,806 | $ | 9,881 | |||||||||||
60 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
NFJ | RCM | RCM | ||||||||||||||||||
NFJ | Small-Cap | Large-Cap | RCM | Strategic | ||||||||||||||||
Amounts in thousands, except per share amounts | Renaissance | Value | Growth | Mid-Cap | Growth | |||||||||||||||
Net Assets: | ||||||||||||||||||||
Class A | $ | 467,858 | $ | 2,560,148 | $ | 63,840 | $ | 11,498 | $ | 4,961 | ||||||||||
Class B | 53,608 | 38,545 | 3,114 | 2,344 | — | |||||||||||||||
Class C | 232,335 | 410,818 | 9,801 | 5,942 | 1,681 | |||||||||||||||
Class D | 38,286 | 150,210 | 35,106 | 1,807 | 583 | |||||||||||||||
Class R | 15,530 | 175,290 | 374 | 1,832 | — | |||||||||||||||
Class P | 75 | 82,009 | 2,692 | — | 230 | |||||||||||||||
Institutional Class | 24,763 | 2,876,467 | 313,932 | 55,460 | 2,210 | |||||||||||||||
Administrative Class | 6,683 | 1,577,240 | 37,017 | 2,923 | 216 | |||||||||||||||
Shares Issued and Outstanding: | ||||||||||||||||||||
Class A | 26,384 | 83,468 | 4,579 | 3,509 | 280 | |||||||||||||||
Class B | 3,448 | 1,302 | 237 | 762 | — | |||||||||||||||
Class C | 15,296 | 14,009 | 743 | 1,939 | 99 | |||||||||||||||
Class D | 2,144 | 4,781 | 2,519 | 543 | 33 | |||||||||||||||
Class R | 986 | 5,583 | 27 | 557 | — | |||||||||||||||
Class P | 5 | 2,558 | 190 | — | 13 | |||||||||||||||
Institutional Class | 1,323 | 89,418 | 22,069 | 15,903 | 123 | |||||||||||||||
Administrative Class | 367 | 51,464 | 2,634 | 867 | 12 | |||||||||||||||
Net Asset Value and Redemption Price Per Share Outstanding*: | ||||||||||||||||||||
Class A | $ | 17.73 | $ | 30.67 | $ | 13.94 | $ | 3.28 | $ | 17.69 | ||||||||||
Class B | 15.55 | 29.60 | 13.15 | 3.08 | — | |||||||||||||||
Class C | 15.19 | 29.32 | 13.18 | 3.06 | 16.99 | |||||||||||||||
Class D | 17.86 | 31.42 | 13.94 | 3.33 | 17.67 | |||||||||||||||
Class R | 15.75 | 31.40 | 13.89 | 3.29 | — | |||||||||||||||
Class P | 15.23 | 32.06 | 14.17 | — | 17.97 | |||||||||||||||
Institutional Class | 18.72 | 32.17 | 14.23 | 3.49 | 18.04 | |||||||||||||||
Administrative Class | 18.19 | 30.65 | 14.05 | 3.37 | 17.81 | |||||||||||||||
Cost of Investments | $ | 681,638 | $ | 5,176,325 | $ | 372,422 | $ | 69,133 | $ | 8,423 | ||||||||||
Cost of Investments in Affiliates | — | 625,039 | — | — | — | |||||||||||||||
Cost of Foreign Currency | 6 | — | — | — | — | |||||||||||||||
Premiums Received for Options Written | — | — | — | — | 561 | |||||||||||||||
* | Net asset value and redemption price per share may not recalculate exactly based on the rounding of certain numbers to the thousands. |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 61
AGIC | AGIC | |||||||||||||||
AGIC | Income & | Mid-Cap | AGIC | |||||||||||||
Amounts in thousands | Growth | Growth | Growth | Opportunity | ||||||||||||
Investment Income: | ||||||||||||||||
Interest | $ | 1 | $ | 14,284 | $ | — | $ | — | ||||||||
Dividends, net of foreign withholding taxes (see Note 1(h)) | 6,515 | 3,970 | 102 | 722 | ||||||||||||
Miscellaneous income | — | 123 | — | — | ||||||||||||
Total Income | 6,516 | 18,377 | 102 | 722 | ||||||||||||
Expenses: | ||||||||||||||||
Investment advisory fees | 3,322 | 2,829 | 46 | 1,941 | ||||||||||||
Administration fees | 2,610 | 1,698 | 24 | 1,056 | ||||||||||||
Distribution fees — Class B | 73 | — | — | 31 | ||||||||||||
Distribution fees — Class C | 1,487 | 1,050 | 6 | 568 | ||||||||||||
Distribution fees — Class R | 45 | — | — | — | ||||||||||||
Servicing fees — Class A | 932 | 476 | 4 | 191 | ||||||||||||
Servicing fees — Class B | 24 | — | — | 10 | ||||||||||||
Servicing fees — Class C | 496 | 350 | 2 | 190 | ||||||||||||
Servicing fees — Class D | 24 | 45 | 1 | 4 | ||||||||||||
Servicing fees — Class R | 45 | — | — | — | ||||||||||||
Distribution and/or servicing fees — Administrative Class | 25 | — | — | 7 | ||||||||||||
Trustees’ fees | 67 | 42 | 1 | 30 | ||||||||||||
Interest expense | 15 | — | 1 | 5 | ||||||||||||
Tax expense | — | * | 1 | 1 | — | * | ||||||||||
Miscellaneous expense | — | — | — | * | — | |||||||||||
Total Expenses | 9,165 | 6,491 | 86 | 4,033 | ||||||||||||
Net Investment Income (Loss) | (2,649 | ) | 11,886 | 16 | (3,311 | ) | ||||||||||
Realized and Change in Unrealized Gain (Loss): | ||||||||||||||||
Net realized gain on: | ||||||||||||||||
Investments | 63,074 | 41,144 | 862 | 40,773 | ||||||||||||
Options written | — | 339 | — | — | ||||||||||||
Foreign currency transactions | — | 4 | — | — | ||||||||||||
Net change in unrealized appreciation/depreciation of: | ||||||||||||||||
Investments | 120,591 | 5,121 | 1,062 | 46,259 | ||||||||||||
Options written | — | (52 | ) | — | — | |||||||||||
Net Realized and Change in Unrealized Gain | 183,665 | 46,556 | 1,924 | 87,032 | ||||||||||||
Net Increase in Net Assets Resulting from Investment Operations | $ | 181,016 | $ | 58,442 | $ | 1,940 | $ | 83,721 | ||||||||
* | A zero balance may reflect actual amounts rounding to less than one thousand. |
62 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
AGIC | NFJ | NFJ | NFJ | NFJ | ||||||||||||||||||
Systematic | AGIC | All-Cap | Dividend | Large-Cap | Mid-Cap | |||||||||||||||||
Growth | Target | Value | Value | Value | Value | |||||||||||||||||
$ | — | $ | 1 | $ | — | $ | 28 | $ | 2 | $ | — | |||||||||||
656 | 1,549 | 719 | 281,457 | 38,520 | 403 | |||||||||||||||||
2 | — | — | 2 | — | — | |||||||||||||||||
658 | 1,550 | 719 | 281,487 | 38,522 | 403 | |||||||||||||||||
169 | 1,836 | 142 | 32,890 | 5,461 | 73 | |||||||||||||||||
114 | 1,329 | 87 | 22,595 | 4,604 | 49 | |||||||||||||||||
15 | 40 | 10 | 546 | 296 | — | |||||||||||||||||
25 | 1,575 | 43 | 3,629 | 949 | 23 | |||||||||||||||||
— | — | — | 559 | 28 | — | |||||||||||||||||
18 | 275 | 28 | 4,309 | 560 | 20 | |||||||||||||||||
5 | 13 | 4 | 182 | 99 | — | |||||||||||||||||
8 | 525 | 14 | 1,210 | 316 | 8 | |||||||||||||||||
2 | 2 | 5 | 1,707 | 1,518 | 1 | |||||||||||||||||
— | — | — | 559 | 28 | — | |||||||||||||||||
— | — | — | 2,689 | 39 | — | |||||||||||||||||
3 | 34 | 2 | 735 | 120 | 1 | |||||||||||||||||
1 | 1 | 3 | — | 2 | 1 | |||||||||||||||||
2 | — | * | — | * | — | * | 17 | 1 | ||||||||||||||
— | — | — | — | — | — | |||||||||||||||||
362 | 5,630 | 338 | 71,610 | 14,037 | 177 | |||||||||||||||||
296 | (4,080 | ) | 381 | 209,877 | 24,485 | 226 | ||||||||||||||||
7,181 | 58,322 | 2,592 | 135,287 | 33,496 | 1,225 | |||||||||||||||||
— | — | — | — | — | — | |||||||||||||||||
— | — | — | — | — | — | |||||||||||||||||
2,625 | 54,273 | 3,129 | 1,542,657 | 239,317 | 1,498 | |||||||||||||||||
— | — | — | — | — | — | |||||||||||||||||
9,806 | 112,595 | 5,721 | 1,677,944 | 272,813 | 2,723 | |||||||||||||||||
$ | 10,102 | $ | 108,515 | $ | 6,102 | $ | 1,887,821 | $ | 297,298 | $ | 2,949 | |||||||||||
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 63
NFJ | RCM | RCM | ||||||||||||||||||
NFJ | Small-Cap | Large-Cap | RCM | Strategic | ||||||||||||||||
Amounts in thousands | Renaissance | Value | Growth | Mid-Cap | Growth | |||||||||||||||
Investment Income: | ||||||||||||||||||||
Interest | $ | 2 | $ | 38 | $ | 1 | $ | — | $ | 1 | ||||||||||
Dividends, net of foreign withholding taxes (see Note 1(h)) | 21,062 | 148,875 | 4,919 | 481 | 106 | |||||||||||||||
Dividends from investments in Affiliates | — | 18,585 | — | — | — | |||||||||||||||
Miscellaneous income | 2 | 8 | — | — | — | |||||||||||||||
Total Income | 21,066 | 167,506 | 4,920 | 481 | 107 | |||||||||||||||
Expenses: | ||||||||||||||||||||
Investment advisory fees | 4,989 | 40,954 | 1,984 | 332 | 111 | |||||||||||||||
Administration fees | 3,298 | 21,592 | 1,438 | 231 | 41 | |||||||||||||||
Distribution fees — Class B | �� | 480 | 455 | 30 | 17 | — | ||||||||||||||
Distribution fees — Class C | 1,738 | 3,100 | 70 | 34 | 12 | |||||||||||||||
Distribution fees — Class R | 38 | 407 | 7 | 4 | — | |||||||||||||||
Servicing fees — Class A | 1,185 | 5,987 | 148 | 23 | 12 | |||||||||||||||
Servicing fees — Class B | 160 | 152 | 10 | 6 | — | |||||||||||||||
Servicing fees — Class C | 579 | 1,033 | 23 | 12 | 4 | |||||||||||||||
Servicing fees — Class D | 48 | 366 | 90 | 4 | 2 | |||||||||||||||
Servicing fees — Class R | 38 | 407 | 8 | 4 | — | |||||||||||||||
Distribution and/or servicing fees — Administrative Class | 21 | 3,479 | 102 | 5 | 1 | |||||||||||||||
Trustees’ fees | 84 | 720 | 44 | 7 | 1 | |||||||||||||||
Interest expense | 30 | — | 1 | — | — | |||||||||||||||
Tax expense | — | * | 45 | — | — | * | 1 | |||||||||||||
Total Expenses | 12,688 | 78,697 | 3,955 | 679 | 185 | |||||||||||||||
Less: Investment Advisory/Administration fees waived | — | (1,992 | ) | — | — | (8 | ) | |||||||||||||
Net Expenses | 12,688 | 76,705 | 3,955 | 679 | 177 | |||||||||||||||
Net Investment Income (Loss) | 8,378 | 90,801 | 965 | (198 | ) | (70 | ) | |||||||||||||
Realized and Change in Unrealized Gain (Loss): | ||||||||||||||||||||
Net realized gain (loss) on: | ||||||||||||||||||||
Investments | 136,182 | 549,231 | 24,256 | 12,224 | 927 | |||||||||||||||
Investments in Affiliates | — | 42,735 | — | — | — | |||||||||||||||
Options written | — | — | 2,208 | — | 405 | |||||||||||||||
Securities sold short | — | — | — | — | (8 | ) | ||||||||||||||
Foreign currency transactions | (41 | ) | 20 | — | — | — | ||||||||||||||
Payments from Affiliates (see Note 10) | — | — | — | 2 | — | |||||||||||||||
Net change in unrealized appreciation/depreciation of: | ||||||||||||||||||||
Investments | 86,445 | 1,126,340 | 78,913 | 9,517 | 1,542 | |||||||||||||||
Investments in Affiliates | — | 138,239 | — | — | — | |||||||||||||||
Options written | — | — | 5 | — | 42 | |||||||||||||||
Securities sold short | — | — | — | — | (18 | ) | ||||||||||||||
Foreign currency transactions | 1 | — | — | — | — | |||||||||||||||
Net Realized and Change in Unrealized Gain | 222,587 | 1,856,565 | 105,382 | 21,743 | 2,890 | |||||||||||||||
Net Increase in Net Assets Resulting from Investment Operations | $ | 230,965 | $ | 1,947,366 | $ | 106,347 | $ | 21,545 | $ | 2,820 | ||||||||||
* | A zero balance may reflect actual amounts rounding to less than one thousand. |
64 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 65
AGIC Growth | AGIC Income & Growth | AGIC Mid-Cap Growth | ||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||
Amounts in thousands | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | ||||||||||||||||||
Increase (Decrease) in Net Assets from: | ||||||||||||||||||||||||
Investment Operations: | ||||||||||||||||||||||||
Net investment income (loss) | $ | (2,649 | ) | $ | (452 | ) | $ | 11,886 | $ | 3,380 | $ | 16 | $ | 22 | ||||||||||
Net realized gain on investments, options written and foreign currency transactions | 63,074 | 56,310 | 41,487 | 8,429 | 862 | 961 | ||||||||||||||||||
Net change in unrealized appreciation/depreciation of investments, options written and foreign currency transactions | 120,591 | (22,636 | ) | 5,069 | (7,961 | ) | 1,062 | (201 | ) | |||||||||||||||
Net increase resulting from investment operations | 181,016 | 33,222 | 58,442 | 3,848 | 1,940 | 782 | ||||||||||||||||||
Dividends and Distributions to Shareholders from: | ||||||||||||||||||||||||
Net investment income | ||||||||||||||||||||||||
Class A | — | (146 | ) | (3,405 | ) | (1,126 | ) | (8 | ) | (3 | ) | |||||||||||||
Class B | — | — | ** | — | — | — | — | |||||||||||||||||
Class C | — | — | ** | (2,036 | ) | (510 | ) | — | ** | — | ** | |||||||||||||
Class D | — | (28 | ) | (280 | ) | (88 | ) | — | ** | (2 | ) | |||||||||||||
Class R | — | (14 | ) | — | — | — | — | |||||||||||||||||
Class P | — | (13 | ) | (776 | ) | (111 | ) | — | ** | — | ** | |||||||||||||
Institutional Class | — | (99 | ) | (922 | ) | (1,200 | ) | (26 | ) | (21 | ) | |||||||||||||
Administrative Class | — | (12 | ) | — | — | — | — | |||||||||||||||||
Net realized capital gains | ||||||||||||||||||||||||
Class A | — | — | (13,020 | ) | (2,141 | ) | — | — | ||||||||||||||||
Class C | — | — | (9,933 | ) | (1,111 | ) | — | — | ||||||||||||||||
Class D | — | — | (1,285 | ) | (159 | ) | — | — | ||||||||||||||||
Class P | — | — | (2,984 | ) | (199 | ) | — | — | ||||||||||||||||
Institutional Class | — | — | (2,783 | ) | (1,648 | ) | — | — | ||||||||||||||||
Total Dividends and Distributions to Shareholders | — | (312 | ) | (37,424 | ) | (8,293 | ) | (34 | ) | (26 | ) | |||||||||||||
Fund Share Transactions: | ||||||||||||||||||||||||
Net proceeds from the sale of shares | 83,216 | 285,885 | 695,786 | 183,323 | 2,715 | 3,114 | ||||||||||||||||||
Issued in reorganization | — | — | — | — | — | — | ||||||||||||||||||
Issued in reinvestment of dividends and distributions | — | 279 | 27,214 | 6,604 | 32 | 26 | ||||||||||||||||||
Cost of shares redeemed | (240,786 | ) | (142,659 | ) | (140,836 | ) | (71,013 | ) | (3,315 | ) | (1,690 | ) | ||||||||||||
Net increase (decrease) from Fund share transactions | (157,570 | ) | 143,505 | 582,164 | 118,914 | (568 | ) | 1,450 | ||||||||||||||||
Fund Redemption Fees | — | — | ** | — | — | — | — | |||||||||||||||||
Total Increase (Decrease) in Net Assets | 23,446 | 176,415 | 603,182 | 114,469 | 1,338 | 2,206 | ||||||||||||||||||
Net Assets: | ||||||||||||||||||||||||
Beginning of year | 630,364 | 453,949 | 161,519 | 47,050 | 6,171 | 3,965 | ||||||||||||||||||
End of year* | $ | 653,810 | $ | 630,364 | $ | 764,701 | $ | 161,519 | $ | 7,509 | $ | 6,171 | ||||||||||||
* Including undistributed (dividends in excess of) net investment income of: | $ | (61 | ) | $ | (41 | ) | $ | 6,068 | $ | 526 | $ | (1 | ) | $ | 16 |
** | A zero balance may reflect actual amounts rounding to less than one thousand. |
66 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
AGIC Opportunity | AGIC Systematic Growth | AGIC Target | NFJ All-Cap Value | NFJ Dividend Value | ||||||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | |||||||||||||||||||||||||||||
$ | (3,311 | ) | $ | (2,546 | ) | $ | 296 | $ | 177 | $ | (4,080 | ) | $ | (3,808 | ) | $ | 381 | $ | 395 | $ | 209,877 | $ | 231,236 | |||||||||||||||
40,773 | 40,479 | 7,181 | 2,756 | 58,322 | 58,816 | 2,592 | 491 | 135,287 | 157,185 | |||||||||||||||||||||||||||||
46,259 | (6,119 | ) | 2,625 | 586 | 54,273 | 5,101 | 3,129 | 3,153 | 1,542,657 | 496,465 | ||||||||||||||||||||||||||||
83,721 | 31,814 | 10,102 | 3,519 | 108,515 | 60,109 | 6,102 | 4,039 | 1,887,821 | 884,886 | |||||||||||||||||||||||||||||
— | — | (43 | ) | (32 | ) | — | — | (262 | ) | (175 | ) | (48,080 | ) | (62,260 | ) | |||||||||||||||||||||||
— | — | — | ** | — | ** | — | — | (22 | ) | (35 | ) | (1,361 | ) | (2,067 | ) | |||||||||||||||||||||||
— | — | — | ** | — | ** | — | — | (98 | ) | (97 | ) | (9,768 | ) | (11,066 | ) | |||||||||||||||||||||||
— | — | (4 | ) | (3 | ) | — | — | (53 | ) | (58 | ) | (19,918 | ) | (23,441 | ) | |||||||||||||||||||||||
— | — | — | — | — | — | — | — | (5,708 | ) | (6,734 | ) | |||||||||||||||||||||||||||
— | — | — | ** | — | ** | — | — | (27 | ) | (21 | ) | (28,199 | ) | (9,763 | ) | |||||||||||||||||||||||
— | — | (283 | ) | (186 | ) | — | — | — | (79 | ) | (69,449 | ) | (78,989 | ) | ||||||||||||||||||||||||
— | — | — | ** | — | ** | — | — | (1 | ) | — | ** | (30,756 | ) | (38,390 | ) | |||||||||||||||||||||||
— | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | — | — | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | (330 | ) | (221 | ) | — | — | (463 | ) | (465 | ) | (213,239 | ) | (232,710 | ) | |||||||||||||||||||||||
64,650 | 113,591 | 6,718 | 11,470 | 21,750 | 14,663 | 15,767 | 6,145 | 2,724,597 | 1,870,041 | |||||||||||||||||||||||||||||
— | — | — | 1,037 | — | — | — | — | — | — | |||||||||||||||||||||||||||||
— | — | 319 | 216 | — | — | 379 | 386 | 174,548 | 208,302 | |||||||||||||||||||||||||||||
(109,340 | ) | (75,020 | ) | (32,359 | ) | (9,134 | ) | (79,411 | ) | (65,594 | ) | (15,228 | ) | (9,428 | ) | (2,248,812 | ) | (3,083,364 | ) | |||||||||||||||||||
(44,690 | ) | 38,571 | (25,322 | ) | 3,589 | (57,661 | ) | (50,931 | ) | 918 | (2,897 | ) | 650,333 | (1,005,021 | ) | |||||||||||||||||||||||
— | — | ** | — | — | — | — | — | — | — | 1 | ||||||||||||||||||||||||||||
39,031 | 70,385 | (15,550 | ) | 6,887 | 50,854 | 9,178 | 6,557 | 677 | 2,324,915 | (352,844 | ) | |||||||||||||||||||||||||||
267,698 | 197,313 | 39,216 | 32,329 | 292,014 | 282,836 | 17,176 | 16,499 | 5,749,403 | 6,102,247 | |||||||||||||||||||||||||||||
$ | 306,729 | $ | 267,698 | $ | 23,666 | $ | 39,216 | $ | 342,868 | $ | 292,014 | $ | 23,733 | $ | 17,176 | $ | 8,074,318 | $ | 5,749,403 | |||||||||||||||||||
$ | (27 | ) | $ | (17 | ) | $ | 54 | $ | 86 | $ | (50 | ) | $ | (36 | ) | $ | 180 | $ | 260 | $ | 8,042 | $ | 11,898 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 67
NFJ Large-Cap Value | NFJ Mid-Cap Value | NFJ Renaissance | ||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||
Amounts in thousands | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | ||||||||||||||||||
Increase (Decrease) in Net Assets from: | ||||||||||||||||||||||||
Investment Operations: | ||||||||||||||||||||||||
Net investment income (loss) | $ | 24,485 | $ | 26,601 | $ | 226 | $ | 223 | $ | 8,378 | $ | 13,214 | ||||||||||||
Net realized gain (loss) on investments, options written, securities sold short and foreign currency transactions | 33,496 | (70,029 | ) | 1,225 | 160 | 136,141 | 55,227 | |||||||||||||||||
Net realized gain on investments in Affiliates | — | — | — | — | — | — | ||||||||||||||||||
Payments from Affiliates (see Note 10) | — | — | — | — | — | — | ||||||||||||||||||
Net change in unrealized appreciation/depreciation of investments, options written, securities sold short and foreign currency transactions | 239,317 | 189,391 | 1,498 | 1,640 | 86,446 | 87,277 | ||||||||||||||||||
Net change in unrealized appreciation/depreciation of investments in Affiliates | — | — | — | — | — | — | ||||||||||||||||||
Net increase resulting from investment operations | 297,298 | 145,963 | 2,949 | 2,023 | 230,965 | 155,718 | ||||||||||||||||||
Dividends to Shareholders from: | ||||||||||||||||||||||||
Net investment income | ||||||||||||||||||||||||
Class A | (4,655 | ) | (5,407 | ) | (177 | ) | (148 | ) | (6,978 | ) | (5,281 | ) | ||||||||||||
Class B | (444 | ) | (675 | ) | — | — | (94 | ) | (1,459 | ) | ||||||||||||||
Class C | (1,655 | ) | (1,455 | ) | (43 | ) | (34 | ) | (1,800 | ) | (2,454 | ) | ||||||||||||
Class D | (13,187 | ) | (11,539 | ) | (7 | ) | (5 | ) | (208 | ) | (136 | ) | ||||||||||||
Class R | (205 | ) | (196 | ) | — | — | (180 | ) | (225 | ) | ||||||||||||||
Class P | (198 | ) | (298 | ) | (13 | ) | (12 | ) | — | — | ||||||||||||||
Institutional Class | (4,380 | ) | (6,137 | ) | (5 | ) | (10 | ) | (163 | ) | (265 | ) | ||||||||||||
Administrative Class | (337 | ) | (413 | ) | — | — | (108 | ) | (193 | ) | ||||||||||||||
Total Dividends to Shareholders | (25,061 | ) | (26,120 | ) | (245 | ) | (209 | ) | (9,531 | ) | (10,013 | ) | ||||||||||||
Fund Share Transactions: | ||||||||||||||||||||||||
Net proceeds from the sale of shares | 256,404 | 459,978 | 4,236 | 7,017 | 215,006 | 122,330 | ||||||||||||||||||
Issued in reinvestment of dividends | 23,403 | 23,850 | 206 | 169 | 8,162 | 8,548 | ||||||||||||||||||
Cost of shares redeemed | (382,936 | ) | (540,101 | ) | (4,879 | ) | (5,783 | ) | (328,061 | ) | (280,117 | ) | ||||||||||||
Net increase (decrease) from Fund share transactions | (103,129 | ) | (56,273 | ) | (437 | ) | 1,403 | (104,893 | ) | (149,239 | ) | |||||||||||||
Fund Redemption Fees | — | — | ** | — | — | — | — | ** | ||||||||||||||||
Total Increase (Decrease) in Net Assets | 169,108 | 63,570 | 2,267 | 3,217 | 116,541 | (3,534 | ) | |||||||||||||||||
Net Assets: | ||||||||||||||||||||||||
Beginning of year | 1,091,381 | 1,027,811 | 10,220 | 7,003 | 722,597 | 726,131 | ||||||||||||||||||
End of year* | $ | 1,260,489 | $ | 1,091,381 | $ | 12,487 | $ | 10,220 | $ | 839,138 | $ | 722,597 | ||||||||||||
* Including undistributed (dividends in excess of) net investment income of: | $ | 1,040 | $ | 1,758 | $ | 9 | $ | 21 | $ | 5,542 | $ | 6,340 |
** | A zero balance may reflect actual amounts rounding to less than one thousand. |
68 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
NFJ Small-Cap Value | RCM Large-Cap Growth | RCM Mid-Cap | RCM Strategic Growth | |||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||
June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | June 30, 2011 | June 30, 2010 | |||||||||||||||||||||||
$ | 90,801 | $ | 124,837 | $ | 965 | $ | 1,028 | $ | (198 | ) | $ | (123 | ) | $ | (70 | ) | $ | (76 | ) | |||||||||||
549,251 | 172,222 | 26,464 | (1,281 | ) | 12,224 | 8,348 | 1,324 | 454 | ||||||||||||||||||||||
42,735 | 5,103 | — | — | — | — | — | — | |||||||||||||||||||||||
— | — | — | 24 | 2 | — | — | — | ** | ||||||||||||||||||||||
1,126,340 | 983,916 | 78,918 | 26,482 | 9,517 | 756 | 1,566 | (3 | ) | ||||||||||||||||||||||
138,239 | (7,047 | ) | — | — | — | — | — | — | ||||||||||||||||||||||
1,947,366 | 1,279,031 | 106,347 | 26,253 | 21,545 | 8,981 | 2,820 | 375 | |||||||||||||||||||||||
(36,127 | ) | (37,851 | ) | (30 | ) | (157 | ) | (13 | ) | — | ** | — | — | |||||||||||||||||
(162 | ) | (1,312 | ) | — | ** | (1 | ) | — | ** | — | ** | — | — | |||||||||||||||||
(3,408 | ) | (5,352 | ) | — | ** | (1 | ) | — | ** | — | ** | — | — | |||||||||||||||||
(2,036 | ) | (3,547 | ) | (13 | ) | (87 | ) | (1 | ) | (2 | ) | — | — | |||||||||||||||||
(2,026 | ) | (1,239 | ) | — | ** | (2 | ) | (2 | ) | — | ** | — | — | |||||||||||||||||
(883 | ) | (1,444 | ) | (10 | ) | (16 | ) | — | — | — | — | |||||||||||||||||||
(44,654 | ) | (43,914 | ) | (888 | ) | (1,726 | ) | (110 | ) | (57 | ) | — | — | |||||||||||||||||
(22,642 | ) | (21,319 | ) | (82 | ) | (110 | ) | (7 | ) | — | ** | — | — | |||||||||||||||||
(111,938 | ) | (115,978 | ) | (1,023 | ) | (2,100 | ) | (133 | ) | (59 | ) | — | — | |||||||||||||||||
1,746,873 | 1,566,951 | 114,105 | 125,350 | 23,464 | 20,322 | 4,702 | 8,021 | |||||||||||||||||||||||
99,942 | 101,040 | 1,002 | 2,072 | 121 | 56 | — | — | |||||||||||||||||||||||
(1,797,597 | ) | (2,046,074 | ) | (136,581 | ) | (102,995 | ) | (15,921 | ) | (18,290 | ) | (6,887 | ) | (4,527 | ) | |||||||||||||||
49,218 | (378,083 | ) | (21,474 | ) | 24,427 | 7,664 | 2,088 | (2,185 | ) | 3,494 | ||||||||||||||||||||
— | 1 | — | — | ** | — | — | — | — | ||||||||||||||||||||||
1,884,646 | 784,971 | 83,850 | 48,580 | 29,076 | 11,010 | 635 | 3,869 | |||||||||||||||||||||||
5,986,081 | 5,201,110 | 382,026 | 333,446 | 52,730 | 41,720 | 9,246 | 5,377 | |||||||||||||||||||||||
$ | 7,870,727 | $ | 5,986,081 | $ | 465,876 | $ | 382,026 | $ | 81,806 | $ | 52,730 | $ | 9,881 | $ | 9,246 | |||||||||||||||
$ | 74,954 | $ | 82,597 | $ | 478 | $ | 536 | $ | (10 | ) | $ | 124 | $ | 1 | $ | 1 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 69
Net | Net Realized | Dividends | ||||||||||||||||||
Asset Value | and Change in | Total from | from Net | |||||||||||||||||
Beginning | Net Investment | Unrealized Gain | Investment | Investment | ||||||||||||||||
For a Share Outstanding for the Period ended: | of Period | Income (Loss) (a) | (Loss) (a) | Operations | Income | |||||||||||||||
AGIC Growth: | ||||||||||||||||||||
Class A | ||||||||||||||||||||
6/30/2011 | $ | 23.21 | $ | (0.05 | ) | $ | 7.42 | $ | 7.37 | $ | — | |||||||||
6/30/2010 | 21.15 | 0.03 | 2.05 | 2.08 | (0.02 | ) | ||||||||||||||
6/30/2009 | 27.97 | 0.03 | (6.85 | ) | (6.82 | ) | — | |||||||||||||
6/30/2008 | 28.22 | (0.04 | ) | (0.21 | ) | (0.25 | ) | — | ||||||||||||
6/30/2007 | 22.63 | (0.04 | ) | 5.63 | 5.59 | — | ||||||||||||||
Class B | ||||||||||||||||||||
6/30/2011 | $ | 18.97 | $ | (0.20 | ) | $ | 6.05 | $ | 5.85 | $ | — | |||||||||
6/30/2010 | 17.41 | (0.11 | ) | 1.67 | 1.56 | — | (b) | |||||||||||||
6/30/2009 | 23.20 | (0.11 | ) | (5.68 | ) | (5.79 | ) | — | ||||||||||||
6/30/2008 | 23.58 | (0.22 | ) | (0.16 | ) | (0.38 | ) | — | ||||||||||||
6/30/2007 | 19.05 | (0.19 | ) | 4.72 | 4.53 | — | ||||||||||||||
Class C | ||||||||||||||||||||
6/30/2011 | $ | 18.98 | $ | (0.21 | ) | $ | 6.04 | $ | 5.83 | $ | — | |||||||||
6/30/2010 | 17.41 | (0.11 | ) | 1.68 | 1.57 | — | (b) | |||||||||||||
6/30/2009 | 23.20 | (0.11 | ) | (5.68 | ) | (5.79 | ) | — | ||||||||||||
6/30/2008 | 23.58 | (0.22 | ) | (0.16 | ) | (0.38 | ) | — | ||||||||||||
6/30/2007 | 19.05 | (0.19 | ) | 4.72 | 4.53 | — | ||||||||||||||
Class D | ||||||||||||||||||||
6/30/2011 | $ | 20.50 | $ | (0.05 | ) | $ | 6.56 | $ | 6.51 | $ | — | |||||||||
6/30/2010 | 18.69 | 0.04 | 1.80 | 1.84 | (0.03 | ) | ||||||||||||||
6/30/2009 | 24.72 | 0.04 | (6.07 | ) | (6.03 | ) | — | |||||||||||||
6/30/2008 | 24.94 | (0.05 | ) | (0.17 | ) | (0.22 | ) | — | ||||||||||||
6/30/2007 | 20.00 | (0.01 | ) | 4.95 | 4.94 | — | ||||||||||||||
Class R | ||||||||||||||||||||
6/30/2011 | $ | 19.65 | $ | (0.10 | ) | $ | 6.27 | $ | 6.17 | $ | — | |||||||||
6/30/2010 | 17.95 | (0.02 | ) | 1.74 | 1.72 | (0.02 | ) | |||||||||||||
6/30/2009 | 23.81 | (0.01 | ) | (5.85 | ) | (5.86 | ) | — | ||||||||||||
6/30/2008 | 24.08 | (0.10 | ) | (0.17 | ) | (0.27 | ) | — | ||||||||||||
6/30/2007 | 19.36 | (0.09 | ) | 4.81 | 4.72 | — | ||||||||||||||
Class P | ||||||||||||||||||||
6/30/2011 | $ | 19.34 | $ | 0.01 | $ | 6.19 | $ | 6.20 | $ | — | ||||||||||
6/30/2010 | 17.59 | 0.09 | 1.70 | 1.79 | (0.04 | ) | ||||||||||||||
7/7/2008† - 6/30/2009 | 22.72 | 0.10 | (5.23 | ) | (5.13 | ) | — | |||||||||||||
Institutional Class | ||||||||||||||||||||
6/30/2011 | $ | 21.59 | $ | 0.05 | $ | 6.90 | $ | 6.95 | $ | — | ||||||||||
6/30/2010 | 19.62 | 0.12 | 1.89 | 2.01 | (0.04 | ) | ||||||||||||||
6/30/2009 | 25.84 | 0.11 | (6.33 | ) | (6.22 | ) | — | |||||||||||||
6/30/2008 | 25.97 | 0.08 | (0.21 | ) | (0.13 | ) | — | |||||||||||||
6/30/2007 | 20.74 | 0.06 | 5.17 | 5.23 | — | |||||||||||||||
Administrative Class | ||||||||||||||||||||
6/30/2011 | $ | 20.91 | $ | (0.01 | ) | $ | 6.68 | $ | 6.67 | $ | — | |||||||||
6/30/2010 | 19.04 | 0.06 | 1.84 | 1.90 | (0.03 | ) | ||||||||||||||
6/30/2009 | 25.14 | 0.09 | (6.19 | ) | (6.10 | ) | — | |||||||||||||
6/30/2008 | 25.33 | — | (b) | (0.19 | ) | (0.19 | ) | — | ||||||||||||
6/30/2007 | 20.28 | — | (b) | 5.05 | 5.05 | — |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Payments from Affiliates increased the end of year net asset value per share and total return by less than $0.01 and 0.01%, respectively. | |
(e) | Capital contribution from Affiliate increased the end of year net asset value by $0.09 per share and the total return by 0.32%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $21.06 and (24.70)%, respectively. | |
(f) | Capital contribution from Affiliate increased the end of year net asset value by $0.07 per share and the total return by 0.30%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $17.34 and (25.26)%, respectively. | |
(g) | Capital contribution from Affiliate increased the end of year net asset value by $0.07 per share and the total return by 0.29%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $18.62 and (24.68)%, respectively. |
70 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses | Income (Loss) | ||||||||||||||||||||||
Redemption | Value End of | End of Period | to Average | to Average | Portfolio | |||||||||||||||||||||
Fees (a)(m) | Period | Total Return (n) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | — | $ | 30.58 | 31.75 | % | $ | 372,361 | 1.16 | % | (0.18 | )% | 92 | % | |||||||||||||
— | (c) | 23.21 | 9.81 | 352,728 | 1.16 | 0.14 | 111 | |||||||||||||||||||
— | (c) | 21.15 | (e) | (24.38 | )(e) | 177,764 | 1.17 | 0.14 | 143 | |||||||||||||||||
— | (c) | 27.97 | (0.89 | ) | 229,549 | 1.16 | (0.13 | ) | 116 | |||||||||||||||||
— | (c) | 28.22 | (d) | 24.70 | (d) | 107,105 | 1.16 | (0.15 | ) | 79 | ||||||||||||||||
$ | — | $ | 24.82 | 30.84 | % | $ | 6,860 | 1.91 | % | (0.91 | )% | 92 | % | |||||||||||||
— | (c) | 18.97 | 8.96 | 12,385 | 1.91 | (0.56 | ) | 111 | ||||||||||||||||||
— | (c) | 17.41 | (f) | (24.96 | )(f) | 15,507 | 1.92 | (0.63 | ) | 143 | ||||||||||||||||
— | (c) | 23.20 | (1.61 | ) | 24,803 | 1.91 | (0.92 | ) | 116 | |||||||||||||||||
— | (c) | 23.58 | (d) | 23.78 | (d) | 25,740 | 1.91 | (0.91 | ) | 79 | ||||||||||||||||
$ | — | $ | 24.81 | 30.72 | % | $ | 200,471 | 1.91 | % | (0.93 | )% | 92 | % | |||||||||||||
— | (c) | 18.98 | 9.02 | 179,160 | 1.91 | (0.56 | ) | 111 | ||||||||||||||||||
— | (c) | 17.41 | (f) | (24.96 | )(f) | 182,278 | 1.92 | (0.62 | ) | 143 | ||||||||||||||||
— | (c) | 23.20 | (1.61 | ) | 277,937 | 1.91 | (0.93 | ) | 116 | |||||||||||||||||
— | (c) | 23.58 | (d) | 23.78 | (d) | 425,999 | 1.91 | (0.91 | ) | 79 | ||||||||||||||||
$ | — | $ | 27.01 | 31.76 | % | $ | 8,858 | 1.16 | % | (0.19 | )% | 92 | % | |||||||||||||
— | (c) | 20.50 | 9.83 | 8,704 | 1.16 | 0.19 | 111 | |||||||||||||||||||
— | (c) | 18.69 | (g) | (24.39 | )(g) | 11,562 | 1.16 | 0.23 | 143 | |||||||||||||||||
— | (c) | 24.72 | (0.88 | ) | 3,293 | 1.16 | (0.18 | ) | 116 | |||||||||||||||||
— | 24.94 | (d) | 24.76 | (d) | 9,104 | 1.16 | (0.03 | ) | 79 | |||||||||||||||||
$ | — | $ | 25.82 | 31.40 | % | $ | 19,733 | 1.41 | % | (0.44 | )% | 92 | % | |||||||||||||
— | (c) | 19.65 | 9.59 | 14,637 | 1.41 | (0.08 | ) | 111 | ||||||||||||||||||
— | (c) | 17.95 | (h) | (24.61 | )(h) | 9,830 | 1.40 | (0.06 | ) | 143 | ||||||||||||||||
— | (c) | 23.81 | (1.12 | ) | 2,061 | 1.41 | (0.41 | ) | 116 | |||||||||||||||||
— | (c) | 24.08 | (d) | 24.38 | (d) | 1,663 | 1.41 | (0.39 | ) | 79 | ||||||||||||||||
$ | — | $ | 25.54 | 32.06 | % | $ | 8,875 | 0.91 | % | 0.05 | % | 92 | % | |||||||||||||
— | (c) | 19.34 | 10.15 | 6,715 | 0.89 | 0.45 | 111 | |||||||||||||||||||
— | (c) | 17.59 | (i) | (22.58 | )(i) | 5,945 | 0.85 | * | 0.63 | * | 143 | |||||||||||||||
$ | — | $ | 28.54 | 32.19 | % | $ | 28,030 | 0.81 | % | 0.20 | % | 92 | % | |||||||||||||
— | (c) | 21.59 | 10.22 | 45,456 | 0.80 | 0.55 | 111 | |||||||||||||||||||
— | (c) | 19.62 | (j) | (24.10 | )(j) | 43,143 | 0.76 | 0.58 | 143 | |||||||||||||||||
— | (c) | 25.84 | (0.46 | ) | 22,420 | 0.76 | 0.32 | 116 | ||||||||||||||||||
— | (c) | 25.97 | (d) | 25.22 | (d) | 7,355 | 0.76 | 0.25 | 79 | |||||||||||||||||
$ | — | $ | 27.58 | 31.90 | % | $ | 8,622 | 1.06 | % | (0.05 | )% | 92 | % | |||||||||||||
— | (c) | 20.91 | 9.95 | 10,579 | 1.05 | 0.29 | 111 | |||||||||||||||||||
— | (c) | 19.04 | (k) | (24.26 | )(k) | 7,920 | 1.01 | 0.50 | 143 | |||||||||||||||||
— | (c) | 25.14 | (0.75 | ) | 65 | 1.01 | (0.02 | ) | 116 | |||||||||||||||||
— | (c) | 25.33 | (d) | 24.90 | (d) | 86 | 1.01 | — | (l) | 79 |
(h) | Capital contribution from Affiliate increased the end of year net asset value by $0.07 per share and the total return by 0.30%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $17.88 and (24.91)%, respectively. | |
(i) | Capital contribution from Affiliate increased the end of period net asset value by $0.07 per share and the total return by 0.31%. If the Affiliate had not made these payments, end of period net asset value and total return would have been $17.52 and (22.89)%, respectively. | |
(j) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.31%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.54 and (24.41)%, respectively. | |
(k) | Capital contribution from Affiliate increased the end of year net asset value by $0.07 per share and the total return by 0.28%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $18.97 and (24.54)%, respectively. | |
(l) | Less than (0.005)%. | |
(m) | Redemption fees were eliminated effective May 1, 2009. | |
(n) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 71
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | and Change in | Total from | from Net | from Net | Total | |||||||||||||||||||||||
For a Share Outstanding for the | Beginning | Net Investment | Unrealized | Investment | Investment | Realized Capital | Dividends and | |||||||||||||||||||||
Period ended: | of Period | Income (a) | Gain (Loss) (a) | Operations | Income | Gains | Distributions | |||||||||||||||||||||
AGIC Income & Growth: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.10 | $ | 0.37 | $ | 2.29 | $ | 2.66 | $ | (0.28 | ) | $ | (0.79 | ) | $ | (1.07 | ) | |||||||||||
6/30/2010 | 10.22 | 0.44 | 1.48 | 1.92 | (0.40 | ) | (0.64 | ) | (1.04 | ) | ||||||||||||||||||
6/30/2009 | 13.87 | 0.50 | (2.71 | ) | (2.21 | ) | (0.88 | ) | (0.56 | ) | (1.44 | ) | ||||||||||||||||
6/30/2008 | 15.54 | 0.74 | (1.08 | ) | (0.34 | ) | (0.65 | ) | (0.68 | ) | (1.33 | ) | ||||||||||||||||
2/28/2007† - 6/30/2007 | 15.00 | 0.28 | 0.51 | 0.79 | (0.22 | ) | (0.03 | ) | (0.25 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.93 | $ | 0.27 | $ | 2.26 | $ | 2.53 | $ | (0.25 | ) | $ | (0.79 | ) | $ | (1.04 | ) | |||||||||||
6/30/2010 | 10.14 | 0.35 | 1.48 | 1.83 | (0.40 | ) | (0.64 | ) | (1.04 | ) | ||||||||||||||||||
6/30/2009 | 13.82 | 0.43 | (2.73 | ) | (2.30 | ) | (0.82 | ) | (0.56 | ) | (1.38 | ) | ||||||||||||||||
6/30/2008 | 15.51 | 0.63 | (1.09 | ) | (0.46 | ) | (0.55 | ) | (0.68 | ) | (1.23 | ) | ||||||||||||||||
2/28/2007† - 6/30/2007 | 15.00 | 0.27 | 0.48 | 0.75 | (0.21 | ) | (0.03 | ) | (0.24 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.13 | $ | 0.37 | $ | 2.31 | $ | 2.68 | $ | (0.29 | ) | $ | (0.79 | ) | $ | (1.08 | ) | |||||||||||
6/30/2010 | 10.27 | 0.44 | 1.49 | 1.93 | (0.43 | ) | (0.64 | ) | (1.07 | ) | ||||||||||||||||||
6/30/2009 | 13.95 | 0.47 | (2.71 | ) | (2.24 | ) | (0.88 | ) | (0.56 | ) | (1.44 | ) | ||||||||||||||||
6/30/2008 | 15.55 | 0.72 | (1.06 | ) | (0.34 | ) | (0.58 | ) | (0.68 | ) | (1.26 | ) | ||||||||||||||||
2/28/2007† - 6/30/2007 | 15.00 | 0.23 | 0.55 | 0.78 | (0.20 | ) | (0.03 | ) | (0.23 | ) | ||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
2/28/2011† - 6/30/2011 | $ | 13.24 | $ | 0.10 | $ | (0.22 | ) | $ | (0.12 | ) | $ | (0.02 | ) | $ | (0.32 | ) | $ | (0.34 | ) | |||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.14 | $ | 0.40 | $ | 2.32 | $ | 2.72 | $ | (0.30 | ) | $ | (0.79 | ) | $ | (1.09 | ) | |||||||||||
6/30/2010 | 10.27 | 0.47 | 1.49 | 1.96 | (0.45 | ) | (0.64 | ) | (1.09 | ) | ||||||||||||||||||
7/7/2008† - 6/30/2009 | 13.73 | 0.58 | (2.58 | ) | (2.00 | ) | (0.90 | ) | (0.56 | ) | (1.46 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.16 | $ | 0.42 | $ | 2.31 | $ | 2.73 | $ | (0.30 | ) | $ | (0.79 | ) | $ | (1.09 | ) | |||||||||||
6/30/2010 | 10.27 | 0.48 | 1.49 | 1.97 | (0.44 | ) | (0.64 | ) | (1.08 | ) | ||||||||||||||||||
6/30/2009 | 13.93 | 0.58 | (2.77 | ) | (2.19 | ) | (0.91 | ) | (0.56 | ) | (1.47 | ) | ||||||||||||||||
6/30/2008 | 15.57 | 0.79 | (1.08 | ) | (0.29 | ) | (0.67 | ) | (0.68 | ) | (1.35 | ) | ||||||||||||||||
2/28/2007† - 6/30/2007 | 15.00 | 0.25 | 0.56 | 0.81 | (0.21 | ) | (0.03 | ) | (0.24 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | If the Investment Manager did not reimburse expenses, the ratio of expenses to average net assets would have been 3.20%. | |
(d) | If the Investment Manager did not reimburse expenses, the ratio of expenses to average net assets would have been 2.40%. | |
(e) | Redemption fees were eliminated effective May 1, 2009. | |
(f) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
72 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses | Income | ||||||||||||||||||||||
Redemption | Value End of | End of Period | to Average | to Average | Portfolio | |||||||||||||||||||||
Fees (a)(e) | Period | Total Return (f) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | — | $ | 12.69 | 24.66 | % | $ | 320,215 | 1.31 | % | 2.91 | % | 192 | % | |||||||||||||
— | 11.10 | 18.87 | 79,686 | 1.32 | 3.75 | 186 | ||||||||||||||||||||
— | (b) | 10.22 | (14.38 | ) | 13,246 | 1.30 | 4.99 | 159 | ||||||||||||||||||
— | 13.87 | (2.46 | ) | 1,176 | 1.31 | 4.97 | 152 | |||||||||||||||||||
— | 15.54 | 5.19 | 246 | 1.33 | * | 5.40 | * | 127 | ||||||||||||||||||
$ | — | $ | 12.42 | 23.77 | % | $ | 265,737 | 2.06 | % | 2.14 | % | 192 | % | |||||||||||||
— | 10.93 | 17.90 | 40,389 | 2.06 | 3.01 | 186 | ||||||||||||||||||||
— | (b) | 10.14 | (14.97 | ) | 4,416 | 2.05 | 4.47 | 159 | ||||||||||||||||||
— | 13.82 | (3.21 | ) | 808 | 2.06 | 4.25 | 152 | |||||||||||||||||||
— | 15.51 | 4.94 | 195 | 2.06 | * | 5.27 | * | 127 | ||||||||||||||||||
$ | — | $ | 12.73 | 24.59 | % | $ | 37,456 | 1.31 | % | 2.87 | % | 192 | % | |||||||||||||
— | 11.13 | 18.84 | 4,103 | 1.32 | 3.76 | 186 | ||||||||||||||||||||
— | (b) | 10.27 | (14.36 | ) | 491 | 1.28 | 4.56 | 159 | ||||||||||||||||||
— | 13.95 | 2.35 | 11 | 1.31 | 4.79 | 152 | ||||||||||||||||||||
— | (b) | 15.55 | 5.08 | 15 | 1.31 | *(c) | 4.52 | * | 127 | |||||||||||||||||
$ | — | $ | 12.78 | (0.84 | )% | $ | 10 | 1.56 | %* | 2.28 | %* | 192 | % | |||||||||||||
$ | — | $ | 12.77 | 25.06 | % | $ | 81,471 | 1.06 | % | 3.16 | % | 192 | % | |||||||||||||
— | 11.14 | 19.11 | 12,979 | 1.07 | 4.01 | 186 | ||||||||||||||||||||
— | 10.27 | (12.86 | ) | 44 | 1.01 | * | 5.73 | * | 159 | |||||||||||||||||
$ | — | $ | 12.80 | 25.15 | % | $ | 59,812 | 0.96 | % | 3.30 | % | 192 | % | |||||||||||||
— | 11.16 | 19.26 | 24,362 | 0.96 | 4.13 | 186 | ||||||||||||||||||||
— | (b) | 10.27 | (14.03 | ) | 28,853 | 0.92 | 5.68 | 159 | ||||||||||||||||||
— | 13.93 | (2.03 | ) | 20,626 | 0.92 | 5.22 | 152 | |||||||||||||||||||
— | 15.57 | 5.29 | 21,080 | 0.91 | *(d) | 4.94 | * | 127 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 73
Net Realized | Dividends | Distributions | ||||||||||||||||||||||
Net Asset Value | and Change in | Total from | from Net | from Net | ||||||||||||||||||||
For a Share Outstanding for the Period | Beginning | Net Investment | Unrealized Gain | Investment | Investment | Realized Capital | ||||||||||||||||||
ended: | of Period | Income (Loss) (a) | (Loss) (a) | Operations | Income | Gains | ||||||||||||||||||
AGIC Mid-Cap Growth: | ||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||
6/30/2011 | $ | 9.93 | $ | 0.01 | $ | 3.27 | $ | 3.28 | $ | (0.06 | ) | $ | — | |||||||||||
6/30/2010 | 8.33 | 0.02 | 1.63 | 1.65 | (0.05 | ) | — | |||||||||||||||||
6/30/2009 | 11.87 | 0.01 | (3.55 | ) | (3.54 | ) | — | — | (b) | |||||||||||||||
7/30/2007† - 6/30/2008 | 12.55 | (0.03 | ) | (0.41 | ) | (0.44 | ) | — | (0.24 | ) | ||||||||||||||
Class C | ||||||||||||||||||||||||
6/30/2011 | $ | 9.77 | $ | (0.09 | ) | $ | 3.22 | $ | 3.13 | $ | — | (b) | $ | — | ||||||||||
6/30/2010 | 8.21 | (0.05 | ) | 1.61 | 1.56 | — | (b) | — | ||||||||||||||||
6/30/2009 | 11.79 | (0.05 | ) | (3.53 | ) | (3.58 | ) | — | — | (b) | ||||||||||||||
7/30/2007† - 6/30/2008 | 12.55 | (0.12 | ) | (0.40 | ) | (0.52 | ) | — | (0.24 | ) | ||||||||||||||
Class D | ||||||||||||||||||||||||
6/30/2011 | $ | 9.93 | $ | (0.02 | ) | $ | 3.28 | $ | 3.26 | $ | — | (b) | $ | — | ||||||||||
6/30/2010 | 8.33 | 0.03 | 1.63 | 1.66 | (0.06 | ) | — | |||||||||||||||||
6/30/2009 | 11.87 | 0.02 | (3.56 | ) | (3.54 | ) | — | — | (b) | |||||||||||||||
7/30/2007† - 6/30/2008 | 12.55 | (0.04 | ) | (0.40 | ) | (0.44 | ) | — | (0.24 | ) | ||||||||||||||
Class P | ||||||||||||||||||||||||
6/30/2011 | $ | 10.03 | $ | 0.05 | $ | 3.29 | $ | 3.34 | $ | (0.07 | ) | $ | — | |||||||||||
6/30/2010 | 8.38 | 0.04 | 1.65 | 1.69 | (0.04 | ) | — | |||||||||||||||||
7/7/2008† - 6/30/2009 | 11.33 | 0.02 | (2.97 | ) | (2.95 | ) | — | — | (b) | |||||||||||||||
Institutional Class | ||||||||||||||||||||||||
6/30/2011 | $ | 10.04 | $ | 0.06 | $ | 3.29 | $ | 3.35 | $ | (0.07 | ) | $ | — | |||||||||||
6/30/2010 | 8.39 | 0.05 | 1.65 | 1.70 | (0.05 | ) | — | |||||||||||||||||
6/30/2009 | 11.91 | 0.02 | (3.54 | ) | (3.52 | ) | — | — | (b) | |||||||||||||||
7/30/2007† - 6/30/2008 | 14.37 | 0.01 | (2.23 | ) | (2.22 | ) | — | (0.24 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
74 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Total | Net Asset | Net Assets | Expenses | Income (Loss) | ||||||||||||||||||||||
Dividends and | Value End of | End of Period | to Average | to Average | Portfolio | |||||||||||||||||||||
Distributions | Period | Total Return (c) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | (0.06 | ) | $ | 13.15 | 33.03 | % | $ | 2,392 | 1.34 | % | 0.05 | % | 162 | % | ||||||||||||
(0.05 | ) | 9.93 | 19.77 | 1,015 | 1.32 | 0.20 | 153 | |||||||||||||||||||
— | (b) | 8.33 | (29.81 | ) | 237 | 1.36 | 0.12 | 127 | ||||||||||||||||||
(0.24 | ) | 11.87 | (3.62 | ) | 104 | 1.37 | * | (0.27 | )* | 215 | ||||||||||||||||
$ | — | (b) | $ | 12.90 | 32.04 | % | $ | 1,170 | 2.09 | % | (0.71 | )% | 162 | % | ||||||||||||
— | (b) | 9.77 | 19.00 | 516 | 2.07 | (0.50 | ) | 153 | ||||||||||||||||||
— | (b) | 8.21 | (30.35 | ) | 174 | 2.10 | (0.65 | ) | 127 | |||||||||||||||||
(0.24 | ) | 11.79 | (4.27 | ) | 10 | 2.10 | * | (1.08 | )* | 215 | ||||||||||||||||
$ | — | (b) | $ | 13.19 | 32.83 | % | $ | 143 | 1.34 | % | (0.14 | )% | 162 | % | ||||||||||||
(0.06 | ) | 9.93 | 19.87 | 333 | 1.32 | 0.25 | 153 | |||||||||||||||||||
— | (b) | 8.33 | (29.81 | ) | 38 | 1.34 | 0.24 | 127 | ||||||||||||||||||
(0.24 | ) | 11.87 | (3.62 | ) | 14 | 1.35 | * | (0.32 | )* | 215 | ||||||||||||||||
$ | (0.07 | ) | $ | 13.30 | 33.30 | % | $ | 12 | 1.08 | % | 0.39 | % | 162 | % | ||||||||||||
(0.04 | ) | 10.03 | 20.20 | 9 | 1.06 | 0.39 | 153 | |||||||||||||||||||
— | (b) | 8.38 | (26.03 | ) | 7 | 1.08 | * | 0.29 | * | 127 | ||||||||||||||||
$ | (0.07 | ) | $ | 13.32 | 33.43 | % | $ | 3,792 | 0.99 | % | 0.53 | % | 162 | % | ||||||||||||
(0.05 | ) | 10.04 | 20.23 | 4,298 | 0.97 | 0.48 | 153 | |||||||||||||||||||
— | (b) | 8.39 | (29.54 | ) | 3,509 | 0.98 | 0.26 | 127 | ||||||||||||||||||
(0.24 | ) | 11.91 | (5.94 | ) | 17,094 | 1.09 | * | 0.05 | * | 215 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 75
Net Realized | Distributions | |||||||||||||||||||
Net Asset Value | Net | and Change in | Total from | from Net | ||||||||||||||||
Beginning | Investment | Unrealized Gain | Investment | Realized | ||||||||||||||||
For a Share Outstanding for the Period ended: | of Period | Loss (a) | (Loss) (a) | Operations | Capital Gains | |||||||||||||||
AGIC Opportunity: | ||||||||||||||||||||
Class A | ||||||||||||||||||||
6/30/2011 | $ | 22.12 | $ | (0.28 | ) | $ | 7.77 | $ | 7.49 | $ | — | |||||||||
6/30/2010 | 18.85 | (0.20 | ) | 3.47 | 3.27 | — | ||||||||||||||
6/30/2009 | 22.81 | (0.10 | ) | (3.86 | ) | (3.96 | ) | — | ||||||||||||
6/30/2008 | 31.20 | (0.15 | ) | (4.99 | ) | (5.14 | ) | (3.25 | ) | |||||||||||
6/30/2007 | 25.47 | (0.28 | ) | 6.55 | 6.27 | (0.54 | ) | |||||||||||||
Class B | ||||||||||||||||||||
6/30/2011 | $ | 16.35 | $ | (0.35 | ) | $ | 5.71 | $ | 5.36 | $ | — | |||||||||
6/30/2010 | 14.04 | (0.27 | ) | 2.58 | 2.31 | — | ||||||||||||||
6/30/2009 | 17.11 | (0.17 | ) | (2.90 | ) | (3.07 | ) | — | ||||||||||||
6/30/2008 | 24.42 | (0.27 | ) | (3.79 | ) | (4.06 | ) | (3.25 | ) | |||||||||||
6/30/2007 | 20.19 | (0.38 | ) | 5.15 | 4.77 | (0.54 | ) | |||||||||||||
Class C | ||||||||||||||||||||
6/30/2011 | $ | 16.34 | $ | (0.36 | ) | $ | 5.73 | $ | 5.37 | $ | — | |||||||||
6/30/2010 | 14.03 | (0.28 | ) | 2.59 | 2.31 | — | ||||||||||||||
6/30/2009 | 17.10 | (0.17 | ) | (2.90 | ) | (3.07 | ) | — | ||||||||||||
6/30/2008 | 24.42 | (0.27 | ) | (3.80 | ) | (4.07 | ) | (3.25 | ) | |||||||||||
6/30/2007 | 20.18 | (0.38 | ) | 5.16 | 4.78 | (0.54 | ) | |||||||||||||
Class D | ||||||||||||||||||||
6/30/2011 | $ | 16.79 | $ | (0.22 | ) | $ | 5.91 | $ | 5.69 | $ | — | |||||||||
6/30/2010 | 14.32 | (0.15 | ) | 2.62 | 2.47 | — | ||||||||||||||
6/30/2009 | 17.31 | (0.10 | ) | (2.89 | ) | (2.99 | ) | — | ||||||||||||
6/30/2008 | 24.49 | (0.06 | ) | (3.87 | ) | (3.93 | ) | (3.25 | ) | |||||||||||
1/12/2007† - 6/30/2007 | 22.36 | (0.10 | ) | 2.23 | 2.13 | — | ||||||||||||||
Class R | ||||||||||||||||||||
6/30/2011 | $ | 16.39 | $ | (0.24 | ) | $ | 5.72 | $ | 5.48 | $ | — | |||||||||
11/02/2009† - 6/30/2010 | 14.80 | (0.14 | ) | 1.73 | 1.59 | — | ||||||||||||||
Class P | ||||||||||||||||||||
6/30/2011 | $ | 16.69 | $ | (0.17 | ) | $ | 5.86 | $ | 5.69 | $ | — | |||||||||
6/30/2010 | 14.18 | (0.11 | ) | 2.62 | 2.51 | — | ||||||||||||||
7/7/2008† - 6/30/2009 | 16.43 | (0.07 | ) | (2.18 | ) | (2.25 | ) | — | ||||||||||||
Institutional Class | ||||||||||||||||||||
6/30/2011 | $ | 18.83 | $ | (0.16 | ) | $ | 6.61 | $ | 6.45 | $ | — | |||||||||
6/30/2010 | 15.99 | (0.11 | ) | 2.95 | 2.84 | — | ||||||||||||||
6/30/2009 | 19.26 | (0.03 | ) | (3.24 | ) | (3.27 | ) | — | ||||||||||||
6/30/2008 | 26.78 | (0.04 | ) | (4.23 | ) | (4.27 | ) | (3.25 | ) | |||||||||||
6/30/2007 | 21.84 | (0.14 | ) | 5.62 | 5.48 | (0.54 | ) | |||||||||||||
Administrative Class | ||||||||||||||||||||
6/30/2011 | $ | 18.34 | $ | (0.21 | ) | $ | 6.44 | $ | 6.23 | $ | — | |||||||||
6/30/2010 | 15.61 | (0.15 | ) | 2.88 | 2.73 | — | ||||||||||||||
6/30/2009 | 18.85 | (0.06 | ) | (3.18 | ) | (3.24 | ) | — | ||||||||||||
6/30/2008 | 26.34 | (0.09 | ) | (4.15 | ) | (4.24 | ) | (3.25 | ) | |||||||||||
6/30/2007 | 21.55 | (0.19 | ) | 5.52 | 5.33 | (0.54 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | Capital contribution from Affiliate increased the end of year net asset value by $0.38 per share and the total return by 1.67%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $18.47 and (18.99)%, respectively. | |
(d) | Capital contribution from Affiliate increased the end of year net asset value by $0.29 per share and the total return by 1.70%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $13.75 and (19.59)%, respectively. | |
(e) | Capital contribution from Affiliate increased the end of year net asset value by $0.28 per share and the total return by 1.64%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $13.75 and (19.59)%, respectively. | |
(f) | Capital contribution from Affiliate increased the end of year net asset value by $0.28 per share and the total return by 1.61%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $14.04 and (18.84)%, respectively. |
76 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of | Ratio of | |||||||||||||||||||||||||||||
Expenses to | Expenses to | Ratio of Net | ||||||||||||||||||||||||||||
Average Net | Average Net | Investment | ||||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Assets with | Assets without | Loss | |||||||||||||||||||||||||
Redemption | Value End of | End of Period | Fee Waiver/ | Fee Waiver/ | to Average | Portfolio | ||||||||||||||||||||||||
Fees (a)(j) | Period | Total Return (k) | (000s) | Reimbursement | Reimbursement | Net Assets | Turnover Rate | |||||||||||||||||||||||
$ | — | $ | 29.61 | 33.86 | % | $ | 77,183 | 1.31 | % | 1.31 | % | (1.08 | )% | 112 | % | |||||||||||||||
— | (b) | 22.12 | 17.35 | 74,413 | 1.31 | 1.31 | (0.90 | ) | 129 | |||||||||||||||||||||
— | (b) | 18.85 | (c) | (17.32 | )(c) | 57,700 | 1.31 | 1.32 | (0.57 | ) | 199 | |||||||||||||||||||
— | (b) | 22.81 | (18.02 | ) | 74,282 | 1.31 | 1.31 | (0.57 | ) | 199 | ||||||||||||||||||||
— | (b) | 31.20 | 24.85 | 69,160 | 1.32 | 1.32 | (1.00 | ) | 148 | |||||||||||||||||||||
$ | — | $ | 21.71 | 32.78 | % | $ | 3,345 | 2.06 | % | 2.06 | % | (1.82 | )% | 112 | % | |||||||||||||||
— | (b) | 16.35 | 16.45 | 4,842 | 2.06 | 2.06 | (1.66 | ) | 129 | |||||||||||||||||||||
— | (b) | 14.04 | (d) | (17.89 | )(d) | 5,097 | 2.06 | 2.07 | (1.31 | ) | 199 | |||||||||||||||||||
— | (b) | 17.11 | (18.65 | ) | 8,960 | 2.06 | 2.06 | (1.32 | ) | 199 | ||||||||||||||||||||
— | (b) | 24.42 | 23.91 | 17,107 | 2.07 | 2.07 | (1.76 | ) | 148 | |||||||||||||||||||||
$ | — | $ | 21.71 | 32.86 | % | $ | 79,572 | 2.06 | % | 2.06 | % | (1.82 | )% | 112 | % | |||||||||||||||
— | (b) | 16.34 | 16.46 | 67,482 | 2.06 | 2.06 | (1.66 | ) | 129 | |||||||||||||||||||||
— | (b) | 14.03 | (e) | (17.95 | )(e) | 61,152 | 2.06 | 2.07 | (1.32 | ) | 199 | |||||||||||||||||||
— | (b) | 17.10 | (18.64 | ) | 83,843 | 2.06 | 2.06 | (1.32 | ) | 199 | ||||||||||||||||||||
— | (b) | 24.42 | 23.97 | 147,960 | 2.07 | 2.07 | (1.75 | ) | 148 | |||||||||||||||||||||
$ | — | $ | 22.48 | 33.89 | % | $ | 2,758 | 1.31 | % | 1.31 | % | (1.06 | )% | 112 | % | |||||||||||||||
— | (b) | 16.79 | 17.25 | 998 | 1.31 | 1.31 | (0.89 | ) | 129 | |||||||||||||||||||||
— | (b) | 14.32 | (f) | (17.23 | )(f) | 562 | 1.30 | 1.31 | (0.78 | ) | 199 | |||||||||||||||||||
— | (b) | 17.31 | (18.02 | ) | 53 | 1.31 | 1.31 | (0.30 | ) | 199 | ||||||||||||||||||||
— | (b) | 24.49 | 24.84 | 13 | 1.32 | * | 1.32 | * | (0.92 | )* | 148 | |||||||||||||||||||
$ | — | $ | 21.87 | 33.44 | % | $ | 199 | 1.56 | % | 1.56 | % | (1.16 | )% | 112 | % | |||||||||||||||
— | 16.39 | 10.74 | 20 | 1.56 | * | 1.56 | * | (1.21 | )* | 129 | ||||||||||||||||||||
$ | — | $ | 22.38 | 34.09 | % | $ | 2,672 | 1.06 | % | 1.06 | % | (0.83 | )% | 112 | % | |||||||||||||||
— | (b) | 16.69 | 17.70 | 2,627 | 1.05 | 1.05 | (0.63 | ) | 129 | |||||||||||||||||||||
— | (b) | 14.18 | (g) | (13.69 | )(g) | 876 | 0.99 | * | 1.00 | * | (0.53 | )* | 199 | |||||||||||||||||
$ | — | $ | 25.28 | 34.25 | % | $ | 138,162 | 0.96 | % | 0.96 | % | (0.72 | )% | 112 | % | |||||||||||||||
— | (b) | 18.83 | 17.76 | 115,280 | 0.95 | 0.95 | (0.56 | ) | 129 | |||||||||||||||||||||
— | (b) | 15.99 | (h) | (16.94 | )(h) | 71,702 | 0.91 | 0.92 | (0.18 | ) | 199 | |||||||||||||||||||
— | (b) | 19.26 | (17.73 | ) | 79,635 | 0.91 | 0.91 | (0.20 | ) | 199 | ||||||||||||||||||||
— | (b) | 26.78 | 25.37 | 26,598 | 0.92 | 0.92 | (0.62 | ) | 148 | |||||||||||||||||||||
$ | — | $ | 24.57 | 33.97 | % | $ | 2,838 | 1.21 | % | 1.21 | % | (0.97 | )% | 112 | % | |||||||||||||||
— | (b) | 18.34 | 17.49 | 2,036 | 1.21 | 1.21 | (0.77 | ) | 129 | |||||||||||||||||||||
— | (b) | 15.61 | (i) | (17.19 | )(i) | 224 | 1.16 | 1.17 | (0.45 | ) | 199 | |||||||||||||||||||
— | (b) | 18.85 | (17.88 | ) | 168 | 1.16 | 1.16 | (0.40 | ) | 199 | ||||||||||||||||||||
— | (b) | 26.34 | 25.01 | 130 | 1.17 | 1.17 | (0.90 | ) | 148 |
(g) | Capital contribution from Affiliate increased the end of period net asset value by $0.29 per share and the total return by 1.77%. If the Affiliate had not made these payments, end of period net asset value and total return would have been $13.89 and (15.46)%, respectively. | |
(h) | Capital contribution from Affiliate increased the end of year net asset value by $0.32 per share and the total return by 1.66%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $15.67 and (18.60)%, respectively. | |
(i) | Capital contribution from Affiliate increased the end of year net asset value by $0.31 per share and the total return by 1.64%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $15.30 and (18.83)%, respectively. | |
(j) | Redemption fees were eliminated effective May 1, 2009. | |
(k) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 77
Net | Net Realized | Dividends | Distributions | |||||||||||||||||||||||||
Net Asset Value | Investment | and Change in | Total from | from Net | from Net | Total | ||||||||||||||||||||||
Beginning | Income | Unrealized Gain | Investment | Investment | Realized | Dividends and | ||||||||||||||||||||||
For a Share Outstanding for the Period ended: | of Period | (Loss) (a) | (Loss) (a) | Operations | Income | Capital Gains | Distributions | |||||||||||||||||||||
AGIC Systematic Growth: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.06 | $ | 0.08 | $ | 3.26 | $ | 3.34 | $ | (0.08 | ) | $ | — | $ | (0.08 | ) | ||||||||||||
6/30/2010 | 10.02 | 0.04 | 1.05 | 1.09 | (0.05 | ) | — | (0.05 | ) | |||||||||||||||||||
6/30/2009 | 14.09 | 0.07 | (4.13 | ) | (4.06 | ) | (0.01 | ) | — | (b) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 15.20 | — | (c) | (0.78 | ) | (0.78 | ) | — | (0.33 | ) | (0.33 | ) | ||||||||||||||||
6/30/2007 | 12.89 | 0.02 | 2.63 | 2.65 | — | (0.34 | ) | (0.34 | ) | |||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.42 | $ | (0.01 | ) | $ | 3.07 | $ | 3.06 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 9.48 | (0.04 | ) | 0.98 | 0.94 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 13.41 | (0.01 | ) | (3.92 | ) | (3.93 | ) | — | (b) | — | (b) | — | (b) | |||||||||||||||
6/30/2008 | 14.59 | (0.10 | ) | (0.75 | ) | (0.85 | ) | — | (0.33 | ) | (0.33 | ) | ||||||||||||||||
6/30/2007 | 12.47 | (0.09 | ) | 2.55 | 2.46 | — | (0.34 | ) | (0.34 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.43 | $ | (0.01 | ) | $ | 3.07 | $ | 3.06 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 9.48 | (0.04 | ) | 0.99 | 0.95 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 13.41 | (0.01 | ) | (3.92 | ) | (3.93 | ) | — | (b) | — | (b) | — | (b) | |||||||||||||||
6/30/2008 | 14.58 | (0.11 | ) | (0.73 | ) | (0.84 | ) | — | (0.33 | ) | (0.33 | ) | ||||||||||||||||
6/30/2007 | 12.47 | (0.10 | ) | 2.55 | 2.45 | — | (0.34 | ) | (0.34 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.06 | $ | 0.09 | $ | 3.26 | $ | 3.35 | $ | (0.09 | ) | $ | — | $ | (0.09 | ) | ||||||||||||
6/30/2010 | 10.02 | 0.04 | 1.06 | 1.10 | (0.06 | ) | — | (0.06 | ) | |||||||||||||||||||
6/30/2009 | 14.07 | 0.07 | (4.12 | ) | (4.05 | ) | — | (b) | — | (b) | — | (b) | ||||||||||||||||
6/30/2008 | 15.18 | — | (c) | (0.78 | ) | (0.78 | ) | — | (0.33 | ) | (0.33 | ) | ||||||||||||||||
6/30/2007 | 12.88 | 0.02 | 2.62 | 2.64 | — | (0.34 | ) | (0.34 | ) | |||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.35 | $ | 0.12 | $ | 3.35 | $ | 3.47 | $ | (0.12 | ) | $ | — | $ | (0.12 | ) | ||||||||||||
6/30/2010 | 10.28 | 0.07 | 1.09 | 1.16 | (0.09 | ) | — | (0.09 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 14.23 | 0.11 | (4.01 | ) | (3.90 | ) | (0.05 | ) | — | (b) | (0.05 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.36 | $ | 0.16 | $ | 3.34 | $ | 3.50 | $ | (0.13 | ) | $ | — | $ | (0.13 | ) | ||||||||||||
6/30/2010 | 10.29 | 0.08 | 1.08 | 1.16 | (0.09 | ) | — | (0.09 | ) | |||||||||||||||||||
6/30/2009 | 14.47 | 0.11 | (4.24 | ) | (4.13 | ) | (0.05 | ) | — | (b) | (0.05 | ) | ||||||||||||||||
6/30/2008 | 15.54 | 0.07 | (0.81 | ) | (0.74 | ) | — | (0.33 | ) | (0.33 | ) | |||||||||||||||||
6/30/2007 | 13.12 | 0.07 | 2.69 | 2.76 | — | (0.34 | ) | (0.34 | ) | |||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.18 | $ | 0.10 | $ | 3.31 | $ | 3.41 | $ | (0.10 | ) | $ | — | $ | (0.10 | ) | ||||||||||||
6/30/2010 | 10.13 | 0.05 | 1.07 | 1.12 | (0.07 | ) | — | (0.07 | ) | |||||||||||||||||||
6/30/2009 | 14.24 | 0.08 | (4.17 | ) | (4.09 | ) | (0.02 | ) | — | (b) | (0.02 | ) | ||||||||||||||||
6/30/2008 | 15.33 | 0.03 | (0.79 | ) | (0.76 | ) | — | (0.33 | ) | (0.33 | ) | |||||||||||||||||
6/30/2007 | 12.98 | 0.04 | 2.65 | 2.69 | — | (0.34 | ) | (0.34 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Redemption fees were eliminated effective May 1, 2009. | |
(e) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
78 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses to | Income (Loss) | ||||||||||||||||||||||
Redemption | Value End of | End of Period | Average | to Average | Portfolio | |||||||||||||||||||||
Fees (a)(d) | Period | Total Return (e) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | — | $ | 14.32 | 30.27 | % | $ | 7,838 | 1.17 | % | 0.62 | % | 138 | % | |||||||||||||
— | 11.06 | 10.85 | 6,156 | 1.17 | 0.35 | 135 | ||||||||||||||||||||
— | (c) | 10.02 | (28.78 | ) | 6,453 | 1.18 | 0.64 | 138 | ||||||||||||||||||
— | (c) | 14.09 | (5.41 | ) | 9,115 | 1.17 | 0.03 | 105 | ||||||||||||||||||
— | (c) | 15.20 | 20.79 | 9,411 | 1.17 | 0.12 | 168 | |||||||||||||||||||
$ | — | $ | 13.48 | 29.37 | % | $ | 1,655 | 1.92 | % | (0.06 | )% | 138 | % | |||||||||||||
— | 10.42 | 9.92 | 2,395 | 1.92 | (0.40 | ) | 135 | |||||||||||||||||||
— | (c) | 9.48 | (29.30 | ) | 3,481 | 1.93 | (0.12 | ) | 138 | |||||||||||||||||
— | (c) | 13.41 | (6.12 | ) | 7,634 | 1.92 | (0.71 | ) | 105 | |||||||||||||||||
— | (c) | 14.59 | 19.96 | 6,483 | 1.93 | (0.65 | ) | 168 | ||||||||||||||||||
$ | — | $ | 13.49 | 29.34 | % | $ | 3,408 | 1.92 | % | (0.11 | )% | 138 | % | |||||||||||||
— | 10.43 | 10.02 | 3,131 | 1.92 | (0.41 | ) | 135 | |||||||||||||||||||
— | (c) | 9.48 | (29.30 | ) | 3,257 | 1.93 | (0.12 | ) | 138 | |||||||||||||||||
— | (c) | 13.41 | (6.05 | ) | 6,161 | 1.92 | (0.73 | ) | 105 | |||||||||||||||||
— | (c) | 14.58 | 19.88 | 6,923 | 1.93 | (0.69 | ) | 168 | ||||||||||||||||||
$ | — | $ | 14.32 | 30.31 | % | $ | 605 | 1.17 | % | 0.65 | % | 138 | % | |||||||||||||
— | 11.06 | 10.90 | 537 | 1.17 | 0.35 | 135 | ||||||||||||||||||||
— | (c) | 10.02 | (28.78 | ) | 507 | 1.18 | 0.64 | 138 | ||||||||||||||||||
— | (c) | 14.07 | (5.41 | ) | 910 | 1.17 | 0.03 | 105 | ||||||||||||||||||
— | (c) | 15.18 | 20.73 | 1,019 | 1.17 | 0.12 | 168 | |||||||||||||||||||
$ | — | $ | 14.70 | 30.62 | % | $ | 58 | 0.92 | % | 0.89 | % | 138 | % | |||||||||||||
— | 11.35 | 11.19 | 36 | 0.90 | 0.58 | 135 | ||||||||||||||||||||
— | (c) | 10.28 | (27.37 | ) | 24 | 0.88 | * | 1.01 | * | 138 | ||||||||||||||||
$ | — | $ | 14.73 | 30.86 | % | $ | 10,085 | 0.82 | % | 1.22 | % | 138 | % | |||||||||||||
— | 11.36 | 11.22 | 26,948 | 0.80 | 0.70 | 135 | ||||||||||||||||||||
— | (c) | 10.29 | (28.50 | ) | 18,595 | 0.78 | 1.04 | 138 | ||||||||||||||||||
— | (c) | 14.47 | (5.02 | ) | 696 | 0.77 | 0.43 | 105 | ||||||||||||||||||
— | (c) | 15.54 | 21.27 | 688 | 0.78 | 0.51 | 168 | |||||||||||||||||||
$ | — | $ | 14.49 | 30.55 | % | $ | 17 | 1.07 | % | 0.74 | % | 138 | % | |||||||||||||
— | 11.18 | 10.97 | 13 | 1.05 | 0.46 | 135 | ||||||||||||||||||||
— | (c) | 10.13 | (28.68 | ) | 12 | 1.03 | 0.79 | 138 | ||||||||||||||||||
— | (c) | 14.24 | (5.23 | ) | 17 | 1.01 | 0.18 | 105 | ||||||||||||||||||
— | (c) | 15.33 | 20.96 | 18 | 1.03 | 0.26 | 168 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 79
Net Realized | Distributions | |||||||||||||||||||
Net Asset Value | and Change in | Total from | from Net | |||||||||||||||||
Beginning | Net Investment | Unrealized Gain | Investment | Realized Capital | ||||||||||||||||
For a Share Outstanding for the Period ended: | of Period | Loss (a) | (Loss) (a) | Operations | Gains | |||||||||||||||
AGIC Target: | ||||||||||||||||||||
Class A | ||||||||||||||||||||
6/30/2011 | $ | 14.15 | $ | (0.13 | ) | $ | 5.93 | $ | 5.80 | $ | — | |||||||||
6/30/2010 | 11.66 | (0.10 | ) | 2.59 | 2.49 | — | ||||||||||||||
6/30/2009 | 23.01 | (0.08 | ) | (9.61 | ) | (9.69 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 24.98 | (0.14 | ) | 0.55 | 0.41 | (2.38 | ) | |||||||||||||
6/30/2007 | 19.71 | (0.12 | ) | 5.39 | 5.27 | — | ||||||||||||||
Class B | ||||||||||||||||||||
6/30/2011 | $ | 11.27 | $ | (0.21 | ) | $ | 4.70 | $ | 4.49 | $ | — | |||||||||
6/30/2010 | 9.35 | (0.17 | ) | 2.09 | 1.92 | — | ||||||||||||||
6/30/2009 | 19.28 | (0.16 | ) | (8.11 | ) | (8.27 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 21.44 | (0.28 | ) | 0.50 | 0.22 | (2.38 | ) | |||||||||||||
6/30/2007 | 17.04 | (0.24 | ) | 4.64 | 4.40 | — | ||||||||||||||
Class C | ||||||||||||||||||||
6/30/2011 | $ | 11.26 | $ | (0.21 | ) | $ | 4.71 | $ | 4.50 | $ | — | |||||||||
6/30/2010 | 9.35 | (0.17 | ) | 2.08 | 1.91 | — | ||||||||||||||
6/30/2009 | 19.28 | (0.15 | ) | (8.12 | ) | (8.27 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 21.44 | (0.27 | ) | 0.49 | 0.22 | (2.38 | ) | |||||||||||||
6/30/2007 | 17.04 | (0.24 | ) | 4.64 | 4.40 | — | ||||||||||||||
Class D | ||||||||||||||||||||
6/30/2011 | $ | 14.16 | $ | (0.13 | ) | $ | 5.92 | $ | 5.79 | $ | — | |||||||||
6/30/2010 | 11.66 | (0.10 | ) | 2.60 | 2.50 | — | ||||||||||||||
6/30/2009 | 23.02 | (0.09 | ) | (9.61 | ) | (9.70 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 24.98 | (0.13 | ) | 0.55 | 0.42 | (2.38 | ) | |||||||||||||
6/30/2007 | 19.71 | (0.12 | ) | 5.39 | 5.27 | — | ||||||||||||||
Class P | ||||||||||||||||||||
6/30/2011 | $ | 14.23 | $ | (0.09 | ) | $ | 5.96 | $ | 5.87 | $ | — | |||||||||
6/30/2010 | 11.69 | (0.06 | ) | 2.60 | 2.54 | — | ||||||||||||||
7/7/2008† - 6/30/2009 | 21.92 | (0.03 | ) | (8.54 | ) | (8.57 | ) | (1.66 | ) | |||||||||||
Institutional Class | ||||||||||||||||||||
6/30/2011 | $ | 14.84 | $ | (0.07 | ) | $ | 6.22 | $ | 6.15 | $ | — | |||||||||
6/30/2010 | 12.18 | �� | (0.05 | ) | 2.71 | 2.66 | — | |||||||||||||
6/30/2009 | 23.80 | (0.03 | ) | (9.93 | ) | (9.96 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 25.66 | (0.04 | ) | 0.56 | 0.52 | (2.38 | ) | |||||||||||||
6/30/2007 | 20.17 | (0.03 | ) | 5.52 | 5.49 | — | ||||||||||||||
Administrative Class | ||||||||||||||||||||
6/30/2011 | $ | 14.54 | $ | (0.12 | ) | $ | 6.09 | $ | 5.97 | $ | — | |||||||||
6/30/2010 | 11.97 | (0.09 | ) | 2.66 | 2.57 | — | ||||||||||||||
6/30/2009 | 23.50 | (0.06 | ) | (9.81 | ) | (9.87 | ) | (1.66 | ) | |||||||||||
6/30/2008 | 25.42 | (0.11 | ) | 0.57 | 0.46 | (2.38 | ) | |||||||||||||
6/30/2007 | 20.02 | (0.09 | ) | 5.49 | 5.40 | — |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | Capital contribution from Affiliate increased the end of year net asset value by $0.20 per share and the total return by 1.03%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $11.46 and (41.27)%, respectively. | |
(d) | Capital contribution from Affiliate increased the end of year net asset value by $0.17 per share and the total return by 1.08%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $9.18 and (41.79)%, respectively. | |
(e) | Capital contribution from Affiliate increased the end of year net asset value by $0.17 per share and the total return by 1.08%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $9.18 and (41.76)%, respectively. | |
(f) | Capital contribution from Affiliate increased the end of year net asset value by $0.21 per share and the total return by 1.08%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $11.45 and (41.35)%, respectively. |
80 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of | Ratio of | |||||||||||||||||||||||||||||
Expenses to | Expenses to | Ratio of Net | ||||||||||||||||||||||||||||
Average Net | Average Net | Investment | ||||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Assets with | Assets without | Loss | |||||||||||||||||||||||||
Redemption | Value End | End of Period | Fee Waiver/ | Fee Waiver/ | to Average | Portfolio | ||||||||||||||||||||||||
Fees (a)(j) | of Period | Total Return (k) | (000s) | Reimbursement | Reimbursement | Net Assets | Turnover Rate | |||||||||||||||||||||||
$ | — | $ | 19.95 | 40.99 | % | $ | 112,459 | 1.21 | % | 1.21 | % | (0.75 | )% | 97 | % | |||||||||||||||
— | 14.15 | 21.35 | 97,184 | 1.21 | 1.21 | (0.69 | ) | 121 | ||||||||||||||||||||||
— | (b) | 11.66 | (c) | (40.24 | )(c) | 93,101 | 1.21 | 1.22 | (0.62 | ) | 130 | |||||||||||||||||||
— | (b) | 23.01 | 1.27 | 182,525 | 1.21 | 1.21 | (0.57 | ) | 122 | |||||||||||||||||||||
— | (b) | 24.98 | 26.74 | 175,023 | 1.21 | 1.21 | (0.55 | ) | 114 | |||||||||||||||||||||
$ | — | $ | 15.76 | 39.84 | % | $ | 4,250 | 1.96 | % | 1.96 | % | (1.51 | )% | 97 | % | |||||||||||||||
— | 11.27 | 20.53 | 5,884 | 1.96 | 1.96 | (1.43 | ) | 121 | ||||||||||||||||||||||
— | (b) | 9.35 | (d) | (40.71 | )(d) | 7,993 | 1.97 | 1.97 | (1.40 | ) | 130 | |||||||||||||||||||
— | (b) | 19.28 | 0.55 | 25,133 | 1.96 | 1.96 | (1.36 | ) | 122 | |||||||||||||||||||||
— | (b) | 21.44 | 25.82 | 50,506 | 1.96 | 1.96 | (1.31 | ) | 114 | |||||||||||||||||||||
$ | — | $ | 15.76 | 39.96 | % | $ | 217,082 | 1.96 | % | 1.96 | % | (1.49 | )% | 97 | % | |||||||||||||||
— | 11.26 | 20.43 | 182,245 | 1.96 | 1.96 | (1.44 | ) | 121 | ||||||||||||||||||||||
— | (b) | 9.35 | (e) | (40.68 | )(e) | 175,813 | 1.97 | 1.97 | (1.38 | ) | 130 | |||||||||||||||||||
— | (b) | 19.28 | 0.50 | 373,169 | 1.96 | 1.96 | (1.33 | ) | 122 | |||||||||||||||||||||
— | (b) | 21.44 | 25.82 | 432,836 | 1.96 | 1.96 | (1.30 | ) | 114 | |||||||||||||||||||||
$ | — | $ | 19.95 | 40.89 | % | $ | 739 | 1.21 | % | 1.21 | % | (0.74 | )% | 97 | % | |||||||||||||||
— | 14.16 | 21.44 | 531 | 1.21 | 1.21 | (0.67 | ) | 121 | ||||||||||||||||||||||
— | (b) | 11.66 | (f) | (40.27 | )(f) | 568 | 1.22 | 1.22 | (0.64 | ) | 130 | |||||||||||||||||||
— | (b) | 23.02 | 1.32 | 1,398 | 1.21 | 1.21 | (0.53 | ) | 122 | |||||||||||||||||||||
— | (b) | 24.98 | 26.74 | 1,064 | 1.21 | 1.21 | (0.56 | ) | 114 | |||||||||||||||||||||
$ | — | $ | 20.10 | 41.25 | % | $ | 1,869 | 0.96 | % | 0.96 | % | (0.50 | )% | 97 | % | |||||||||||||||
— | 14.23 | 21.73 | 1,597 | 0.95 | 0.95 | (0.44 | ) | 121 | ||||||||||||||||||||||
— | (b) | 11.69 | (g) | (37.12 | )(g) | 1,127 | 0.89 | * | 0.90 | * | (0.24 | )* | 130 | |||||||||||||||||
$ | — | $ | 20.99 | 41.44 | % | $ | 6,403 | 0.86 | % | 0.86 | % | (0.39 | )% | 97 | % | |||||||||||||||
— | 14.84 | 21.84 | 4,535 | 0.85 | 0.85 | (0.33 | ) | 121 | ||||||||||||||||||||||
— | (b) | 12.18 | (h) | (40.02 | )(h) | 4,122 | 0.81 | 0.82 | (0.24 | ) | 130 | |||||||||||||||||||
— | (b) | 23.80 | 1.73 | 11,980 | 0.81 | 0.81 | (0.16 | ) | 122 | |||||||||||||||||||||
— | (b) | 25.66 | 27.23 | 9,857 | 0.81 | 0.81 | (0.14 | ) | 114 | |||||||||||||||||||||
$ | — | $ | 20.51 | 41.06 | % | $ | 66 | 1.11 | % | 1.11 | % | (0.63 | )% | 97 | % | |||||||||||||||
— | 14.54 | 21.47 | 38 | 1.10 | 1.10 | (0.58 | ) | 121 | ||||||||||||||||||||||
— | (b) | 11.97 | (i) | (40.16 | )(i) | 112 | 1.06 | 1.07 | (0.45 | ) | 130 | |||||||||||||||||||
— | (b) | 23.50 | 1.46 | 132 | 1.06 | 1.06 | (0.44 | ) | 122 | |||||||||||||||||||||
— | (b) | 25.42 | 26.97 | 193 | 1.06 | 1.06 | (0.41 | ) | 114 |
(g) | Capital contribution from Affiliate increased the end of period net asset value by $0.17 per share and the total return by 0.91%. If the Affiliate had not made these payments, end of period net asset value and total return would have been $11.52 and (38.03)%, respectively. | |
(h) | Capital contribution from Affiliate increased the end of year net asset value by $0.21 per share and the total return by 1.03%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $11.97 and (41.05)%, respectively. | |
(i) | Capital contribution from Affiliate increased the end of year net asset value by $0.20 per share and the total return by 1.00%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $11.77 and (41.16)%, respectively. | |
(j) | Redemption fees were eliminated effective May 1, 2009. | |
(k) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 81
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | and Change in | Total from | from Net | from Net | Total | |||||||||||||||||||||||
For a Share Outstanding for | Beginning | Net Investment | Unrealized | Investment | Investment | Realized Capital | Dividends and | |||||||||||||||||||||
the Period ended: | of Period | Income (a) | Gain (Loss) (a) | Operations | Income | Gains | Distributions | |||||||||||||||||||||
NFJ All-Cap Value: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.40 | $ | 0.20 | $ | 2.82 | $ | 3.02 | $ | (0.26 | ) | $ | — | $ | (0.26 | ) | ||||||||||||
6/30/2010 | 6.97 | 0.19 | 1.46 | 1.65 | (0.22 | ) | — | (0.22 | ) | |||||||||||||||||||
6/30/2009 | 11.35 | 0.25 | (4.20 | ) | (3.95 | ) | (0.43 | ) | — | (0.43 | ) | |||||||||||||||||
6/30/2008 | 20.03 | 0.34 | (4.19 | ) | (3.85 | ) | (0.31 | ) | (4.52 | ) | (4.83 | ) | ||||||||||||||||
6/30/2007 | 17.36 | 0.26 | 2.97 | 3.23 | (0.16 | ) | (0.40 | ) | (0.56 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.13 | $ | 0.12 | $ | 2.74 | $ | 2.86 | $ | (0.16 | ) | $ | — | $ | (0.16 | ) | ||||||||||||
6/30/2010 | 6.75 | 0.12 | 1.42 | 1.54 | (0.16 | ) | — | (0.16 | ) | |||||||||||||||||||
6/30/2009 | 10.93 | 0.20 | (4.05 | ) | (3.85 | ) | (0.33 | ) | — | (0.33 | ) | |||||||||||||||||
6/30/2008 | 19.45 | 0.21 | (4.06 | ) | (3.85 | ) | (0.15 | ) | (4.52 | ) | (4.67 | ) | ||||||||||||||||
6/30/2007 | 16.90 | 0.11 | 2.89 | 3.00 | (0.05 | ) | (0.40 | ) | (0.45 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.05 | $ | 0.12 | $ | 2.69 | $ | 2.81 | $ | (0.18 | ) | $ | — | $ | (0.18 | ) | ||||||||||||
6/30/2010 | 6.69 | 0.12 | 1.40 | 1.52 | (0.16 | ) | — | (0.16 | ) | |||||||||||||||||||
6/30/2009 | 10.91 | 0.19 | (4.04 | ) | (3.85 | ) | (0.37 | ) | — | (0.37 | ) | |||||||||||||||||
6/30/2008 | 19.45 | 0.22 | (4.05 | ) | (3.83 | ) | (0.19 | ) | (4.52 | ) | (4.71 | ) | ||||||||||||||||
6/30/2007 | 16.90 | 0.11 | 2.89 | 3.00 | (0.05 | ) | (0.40 | ) | (0.45 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.50 | $ | 0.20 | $ | 2.86 | $ | 3.06 | $ | (0.25 | ) | $ | — | $ | (0.25 | ) | ||||||||||||
6/30/2010 | 7.05 | 0.19 | 1.48 | 1.67 | (0.22 | ) | — | (0.22 | ) | |||||||||||||||||||
6/30/2009 | 11.44 | 0.26 | (4.23 | ) | (3.97 | ) | (0.42 | ) | — | (0.42 | ) | |||||||||||||||||
6/30/2008 | 20.06 | 0.33 | (4.20 | ) | (3.87 | ) | (0.23 | ) | (4.52 | ) | (4.75 | ) | ||||||||||||||||
6/30/2007 | 17.41 | 0.25 | 2.98 | 3.23 | (0.18 | ) | (0.40 | ) | (0.58 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.57 | $ | 0.23 | $ | 2.88 | $ | 3.11 | $ | (0.28 | ) | $ | — | $ | (0.28 | ) | ||||||||||||
6/30/2010 | 7.12 | 0.21 | 1.49 | 1.70 | (0.25 | ) | — | (0.25 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 11.23 | 0.40 | (4.02 | ) | (3.62 | ) | (0.49 | ) | — | (0.49 | ) | |||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.71 | $ | 0.21 | $ | 2.99 | $ | 3.20 | $ | — | (b) | $ | — | $ | — | (b) | ||||||||||||
6/30/2010 | 7.22 | 0.22 | 1.52 | 1.74 | (0.25 | ) | — | (0.25 | ) | |||||||||||||||||||
6/30/2009 | 11.62 | 0.30 | (4.30 | ) | (4.00 | ) | (0.40 | ) | — | (0.40 | ) | |||||||||||||||||
6/30/2008 | 20.32 | 0.42 | (4.29 | ) | (3.87 | ) | (0.31 | ) | (4.52 | ) | (4.83 | ) | ||||||||||||||||
6/30/2007 | 17.61 | 0.32 | 3.02 | 3.34 | (0.23 | ) | (0.40 | ) | (0.63 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 8.67 | $ | 0.22 | $ | 2.90 | $ | 3.12 | $ | (0.26 | ) | $ | — | $ | (0.26 | ) | ||||||||||||
6/30/2010 | 7.19 | 0.21 | 1.50 | 1.71 | (0.23 | ) | — | (0.23 | ) | |||||||||||||||||||
6/30/2009 | 11.67 | 0.28 | (4.32 | ) | (4.04 | ) | (0.44 | ) | — | (0.44 | ) | |||||||||||||||||
6/30/2008 | 20.21 | 0.41 | (4.31 | ) | (3.90 | ) | (0.12 | ) | (4.52 | ) | (4.64 | ) | ||||||||||||||||
6/30/2007 | 17.52 | 0.28 | 3.00 | 3.28 | (0.19 | ) | (0.40 | ) | (0.59 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Redemption fees were eliminated effective May 1, 2009. | |
(e) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
82 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses to | Income | ||||||||||||||||||||||
Redemption | Value End | End of Period | Average | to Average | Portfolio | |||||||||||||||||||||
Fees (a)(d) | of Period | Total Return (e) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | — | $ | 11.16 | 36.26 | % | $ | 12,477 | 1.32 | % | 1.99 | % | 68 | % | |||||||||||||
— | 8.40 | 23.50 | 7,819 | 1.32 | 2.21 | 17 | ||||||||||||||||||||
— | (c) | 6.97 | (34.71 | ) | 5,612 | 1.33 | 3.27 | 71 | ||||||||||||||||||
— | (c) | 11.35 | (22.71 | ) | 9,301 | 1.31 | 2.31 | 47 | ||||||||||||||||||
— | (c) | 20.03 | 18.76 | 8,636 | 1.33 | 1.36 | 122 | |||||||||||||||||||
$ | — | $ | 10.83 | 35.34 | % | $ | 1,249 | 2.07 | % | 1.23 | % | 68 | % | |||||||||||||
— | 8.13 | 22.65 | 1,300 | 2.07 | 1.39 | 17 | ||||||||||||||||||||
— | (c) | 6.75 | (35.18 | ) | 1,682 | 2.08 | 2.54 | 71 | ||||||||||||||||||
— | (c) | 10.93 | (23.35 | ) | 3,483 | 2.06 | 1.45 | 47 | ||||||||||||||||||
— | (c) | 19.45 | 17.89 | 6,174 | 2.08 | 0.60 | 122 | |||||||||||||||||||
$ | — | $ | 10.68 | 35.18 | % | $ | 6,397 | 2.07 | % | 1.20 | % | 68 | % | |||||||||||||
— | 8.05 | 22.64 | 4,559 | 2.07 | 1.41 | 17 | ||||||||||||||||||||
— | (c) | 6.69 | (35.26 | ) | 4,366 | 2.08 | 2.57 | 71 | ||||||||||||||||||
— | (c) | 10.91 | (23.27 | ) | 6,571 | 2.06 | 1.51 | 47 | ||||||||||||||||||
— | (c) | 19.45 | 17.86 | 8,359 | 2.08 | 0.61 | 122 | |||||||||||||||||||
$ | — | $ | 11.31 | 36.35 | % | $ | 2,339 | 1.32 | % | 1.99 | % | 68 | % | |||||||||||||
— | 8.50 | 23.55 | 1,772 | 1.32 | 2.15 | 17 | ||||||||||||||||||||
— | (c) | 7.05 | (34.71 | ) | 1,794 | 1.33 | 3.26 | 71 | ||||||||||||||||||
— | (c) | 11.44 | (22.71 | ) | 3,722 | 1.31 | 2.13 | 47 | ||||||||||||||||||
— | (c) | 20.06 | 18.69 | 9,566 | 1.33 | 1.33 | 122 | |||||||||||||||||||
$ | — | $ | 11.40 | 36.63 | % | $ | 1,231 | 1.07 | % | 2.20 | % | 68 | % | |||||||||||||
— | 8.57 | 23.71 | 724 | 1.05 | 2.41 | 17 | ||||||||||||||||||||
— | (c) | 7.12 | (32.14 | ) | 711 | 0.99 | * | 5.56 | * | 71 | ||||||||||||||||
$ | — | $ | 11.91 | 36.74 | % | $ | 20 | 0.97 | % | 2.22 | % | 68 | % | |||||||||||||
— | 8.71 | 23.93 | 987 | 0.95 | 2.48 | 17 | ||||||||||||||||||||
— | (c) | 7.22 | (34.36 | ) | 2,322 | 0.93 | 3.38 | 71 | ||||||||||||||||||
— | (c) | 11.62 | (22.41 | ) | 10,486 | 0.91 | 2.73 | 47 | ||||||||||||||||||
— | (c) | 20.32 | 19.14 | 11,196 | 0.92 | 1.69 | 122 | |||||||||||||||||||
$ | — | $ | 11.53 | 36.32 | % | $ | 20 | 1.22 | % | 2.08 | % | 68 | % | |||||||||||||
— | 8.67 | 23.65 | 15 | 1.20 | 2.31 | 17 | ||||||||||||||||||||
— | (c) | 7.19 | (34.53 | ) | 12 | 1.18 | 3.47 | 71 | ||||||||||||||||||
— | (c) | 11.67 | (22.60 | ) | 18 | 1.16 | 2.37 | 47 | ||||||||||||||||||
— | (c) | 20.21 | 18.86 | 24 | 1.18 | 1.50 | 122 |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 83
Distributions | ||||||||||||||||||||||||||||
�� | Net Realized | Dividends | from Net | |||||||||||||||||||||||||
Net Asset Value | Net | and Change in | Total from | from Net | Realized | Total | ||||||||||||||||||||||
For a Share Outstanding for the Period | Beginning | Investment | Unrealized Gain | Investment | Investment | Capital | Dividends and | |||||||||||||||||||||
ended: | of Period | Income (a) | (Loss) (a) | Operations | Income | Gains | Distributions | |||||||||||||||||||||
NFJ Dividend Value: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.39 | $ | 0.31 | $ | 2.63 | $ | 2.94 | $ | (0.32 | ) | $ | — | $ | (0.32 | ) | ||||||||||||
6/30/2010 | 8.59 | 0.35 | 0.80 | 1.15 | (0.35 | ) | — | (0.35 | ) | |||||||||||||||||||
6/30/2009 | 14.62 | 0.40 | (5.42 | ) | (5.02 | ) | (0.38 | ) | (0.63 | ) | (1.01 | ) | ||||||||||||||||
6/30/2008 | 18.33 | 0.41 | (2.80 | ) | (2.39 | ) | (0.41 | ) | (0.91 | ) | (1.32 | ) | ||||||||||||||||
6/30/2007 | 15.35 | 0.39 | 3.21 | 3.60 | (0.33 | ) | (0.29 | ) | (0.62 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.46 | $ | 0.22 | $ | 2.65 | $ | 2.87 | $ | (0.22 | ) | $ | — | $ | (0.22 | ) | ||||||||||||
6/30/2010 | 8.59 | 0.27 | 0.80 | 1.07 | (0.20 | ) | — | (0.20 | ) | |||||||||||||||||||
6/30/2009 | 14.61 | 0.32 | (5.41 | ) | (5.09 | ) | (0.30 | ) | (0.63 | ) | (0.93 | ) | ||||||||||||||||
6/30/2008 | 18.25 | 0.28 | (2.79 | ) | (2.51 | ) | (0.22 | ) | (0.91 | ) | (1.13 | ) | ||||||||||||||||
6/30/2007 | 15.25 | 0.25 | 3.20 | 3.45 | (0.16 | ) | (0.29 | ) | (0.45 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.43 | $ | 0.23 | $ | 2.62 | $ | 2.85 | $ | (0.23 | ) | $ | — | $ | (0.23 | ) | ||||||||||||
6/30/2010 | 8.57 | 0.27 | 0.80 | 1.07 | (0.21 | ) | — | (0.21 | ) | |||||||||||||||||||
6/30/2009 | 14.58 | 0.32 | (5.40 | ) | (5.08 | ) | (0.30 | ) | (0.63 | ) | (0.93 | ) | ||||||||||||||||
6/30/2008 | 18.21 | 0.28 | (2.78 | ) | (2.50 | ) | (0.22 | ) | (0.91 | ) | (1.13 | ) | ||||||||||||||||
6/30/2007 | 15.23 | 0.26 | 3.18 | 3.44 | (0.17 | ) | (0.29 | ) | (0.46 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.41 | $ | 0.32 | $ | 2.62 | $ | 2.94 | $ | (0.32 | ) | $ | — | $ | (0.32 | ) | ||||||||||||
6/30/2010 | 8.61 | 0.34 | 0.82 | 1.16 | (0.36 | ) | — | (0.36 | ) | |||||||||||||||||||
6/30/2009 | 14.66 | 0.40 | (5.43 | ) | (5.03 | ) | (0.39 | ) | (0.63 | ) | (1.02 | ) | ||||||||||||||||
6/30/2008 | 18.34 | 0.40 | (2.79 | ) | (2.39 | ) | (0.38 | ) | (0.91 | ) | (1.29 | ) | ||||||||||||||||
6/30/2007 | 15.38 | 0.39 | 3.21 | 3.60 | (0.35 | ) | (0.29 | ) | (0.64 | ) | ||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.37 | $ | 0.28 | $ | 2.61 | $ | 2.89 | $ | (0.29 | ) | $ | — | $ | (0.29 | ) | ||||||||||||
6/30/2010 | 8.56 | 0.32 | 0.81 | 1.13 | (0.32 | ) | — | (0.32 | ) | |||||||||||||||||||
6/30/2009 | 14.58 | 0.37 | (5.40 | ) | (5.03 | ) | (0.36 | ) | (0.63 | ) | (0.99 | ) | ||||||||||||||||
6/30/2008 | 18.28 | 0.37 | (2.79 | ) | (2.42 | ) | (0.37 | ) | (0.91 | ) | (1.28 | ) | ||||||||||||||||
6/30/2007 | 15.33 | 0.35 | 3.20 | 3.55 | (0.31 | ) | (0.29 | ) | (0.60 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.46 | $ | 0.35 | $ | 2.63 | $ | 2.98 | $ | (0.35 | ) | $ | — | $ | (0.35 | ) | ||||||||||||
6/30/2010 | 8.66 | 0.37 | 0.82 | 1.19 | (0.39 | ) | — | (0.39 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 14.35 | 0.42 | (5.06 | ) | (4.64 | ) | (0.42 | ) | (0.63 | ) | (1.05 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.46 | $ | 0.35 | $ | 2.64 | $ | 2.99 | $ | (0.36 | ) | $ | — | $ | (0.36 | ) | ||||||||||||
6/30/2010 | 8.67 | 0.39 | 0.82 | 1.21 | (0.42 | ) | — | (0.42 | ) | |||||||||||||||||||
6/30/2009 | 14.74 | 0.44 | (5.46 | ) | (5.02 | ) | (0.42 | ) | (0.63 | ) | (1.05 | ) | ||||||||||||||||
6/30/2008 | 18.51 | 0.48 | (2.83 | ) | (2.35 | ) | (0.51 | ) | (0.91 | ) | (1.42 | ) | ||||||||||||||||
6/30/2007 | 15.51 | 0.46 | 3.24 | 3.70 | (0.41 | ) | (0.29 | ) | (0.70 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 9.49 | $ | 0.32 | $ | 2.66 | $ | 2.98 | $ | (0.33 | ) | $ | — | $ | (0.33 | ) | ||||||||||||
6/30/2010 | 8.69 | 0.37 | 0.81 | 1.18 | (0.38 | ) | — | (0.38 | ) | |||||||||||||||||||
6/30/2009 | 14.78 | 0.41 | (5.47 | ) | (5.06 | ) | (0.40 | ) | (0.63 | ) | (1.03 | ) | ||||||||||||||||
6/30/2008 | 18.55 | 0.45 | (2.84 | ) | (2.39 | ) | (0.47 | ) | (0.91 | ) | (1.38 | ) | ||||||||||||||||
6/30/2007 | 15.56 | 0.42 | 3.25 | 3.67 | (0.39 | ) | (0.29 | ) | (0.68 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | Payments from Affiliates increased the end of year net asset value by less than $0.01 per share and the total return by less than 0.00% | |
(d) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.61%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.51 and (35.29)%, respectively. | |
(e) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.61%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.51 and (35.78)%, respectively. | |
(f) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.61%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.49 and (35.76)%, respectively. | |
(g) | Capital contribution from Affiliate increased the end of year net asset value by $0.07 per share and the total return by 0.53%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.54 and (35.20)%, respectively. |
84 Allianz Domestic Stock Funds Annual Report 6.30.11 See accompanying Notes to Financial Statements
Ratio of Net | ||||||||||||||||||||||||||
Ratio of | Investment | |||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses to | Income | ||||||||||||||||||||||
Redemption | Value End of | End of Period | Average | to Average | Portfolio | |||||||||||||||||||||
Fees (a)(l) | Period | Total Return (m) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||
$ | — | $ | 12.01 | 31.56 | % | $ | 1,744,973 | 1.06 | % | 2.77 | % | 38 | % | |||||||||||||
— | (b) | 9.39 | 13.14 | 1,544,800 | 1.06 | 3.47 | 34 | |||||||||||||||||||
— | (b) | 8.59 | (c)(d) | (34.68 | )(c)(d) | 1,734,204 | 1.05 | 3.88 | 43 | |||||||||||||||||
— | (b) | 14.62 | (13.79 | ) | 3,195,287 | 1.04 | 2.48 | 49 | ||||||||||||||||||
— | (b) | 18.33 | 23.78 | 3,480,442 | 1.05 | 2.25 | 29 | |||||||||||||||||||
$ | — | $ | 12.11 | 30.55 | % | $ | 60,863 | 1.81 | % | 1.99 | % | 38 | % | |||||||||||||
— | (b) | 9.46 | 12.34 | 78,691 | 1.81 | 2.68 | 34 | |||||||||||||||||||
— | (b) | 8.59 | (c)(e) | (35.17 | )(c)(e) | 122,648 | 1.80 | 3.02 | 43 | |||||||||||||||||
— | (b) | 14.61 | (14.46 | ) | 308,543 | 1.79 | 1.68 | 49 | ||||||||||||||||||
— | (b) | 18.25 | 22.80 | 485,664 | 1.80 | 1.50 | 29 | |||||||||||||||||||
$ | — | $ | 12.05 | 30.43 | % | $ | 489,609 | 1.81 | % | 2.02 | % | 38 | % | |||||||||||||
— | (b) | 9.43 | 12.35 | 442,239 | 1.81 | 2.70 | 34 | |||||||||||||||||||
— | (b) | 8.57 | (c)(f) | (35.15 | )(c)(f) | 574,133 | 1.80 | 3.07 | 43 | |||||||||||||||||
— | (b) | 14.58 | (14.42 | ) | 1,214,757 | 1.79 | 1.69 | 49 | ||||||||||||||||||
— | (b) | 18.21 | 22.81 | 1,747,103 | 1.80 | 1.50 | 29 | |||||||||||||||||||
$ | — | $ | 12.03 | 31.53 | % | $ | 842,689 | 1.06 | % | 2.80 | % | 38 | % | |||||||||||||
— | (b) | 9.41 | 13.16 | 517,086 | 1.06 | 3.43 | 34 | |||||||||||||||||||
— | (b) | 8.61 | (c)(g) | (34.67 | )(c)(g) | 700,909 | 1.05 | 4.26 | 43 | |||||||||||||||||
— | (b) | 14.66 | (13.79 | ) | 376,899 | 1.04 | 2.40 | 49 | ||||||||||||||||||
— | (b) | 18.34 | 23.75 | 698,390 | 1.05 | 2.25 | 29 | |||||||||||||||||||
$ | — | $ | 11.97 | 31.09 | % | $ | 239,509 | 1.31 | % | 2.52 | % | 38 | % | |||||||||||||
— | (b) | 9.37 | 12.92 | 199,683 | 1.31 | 3.23 | 34 | |||||||||||||||||||
— | (b) | 8.56 | (c)(h) | (34.85 | )(c)(h) | 189,770 | 1.30 | 3.73 | 43 | |||||||||||||||||
— | (b) | 14.58 | (13.98 | ) | 225,295 | 1.29 | 2.27 | 49 | ||||||||||||||||||
— | (b) | 18.28 | 23.46 | 156,435 | 1.30 | 2.01 | 29 | |||||||||||||||||||
$ | — | $ | 12.09 | 31.81 | % | $ | 1,173,849 | 0.81 | % | 3.08 | % | 38 | % | |||||||||||||
— | (b) | 9.46 | 13.49 | 222,202 | 0.80 | 3.72 | 34 | |||||||||||||||||||
— | (b) | 8.66 | (i) | (32.70 | )(i) | 325,300 | 0.77 | * | 4.91 | * | 43 | |||||||||||||||
$ | — | $ | 12.09 | 31.89 | % | $ | 2,390,240 | 0.71 | % | 3.13 | % | 38 | % | |||||||||||||
— | (b) | 9.46 | 13.63 | 1,797,484 | 0.70 | 3.85 | 34 | |||||||||||||||||||
— | (b) | 8.67 | (c)(j) | (34.42 | )(c)(j) | 1,699,111 | 0.67 | 4.37 | 43 | |||||||||||||||||
— | (b) | 14.74 | (13.48 | ) | 1,802,701 | 0.67 | 2.86 | 49 | ||||||||||||||||||
— | (b) | 18.51 | 24.20 | 1,693,928 | 0.67 | 2.62 | 29 | |||||||||||||||||||
$ | — | $ | 12.14 | 31.67 | % | $ | 1,132,586 | 0.96 | % | 2.87 | % | 38 | % | |||||||||||||
— | (b) | 9.49 | 13.34 | 947,218 | 0.95 | 3.62 | 34 | |||||||||||||||||||
— | (b) | 8.69 | (c)(k) | (34.62 | )(c)(k) | 756,172 | 0.92 | 4.13 | 43 | |||||||||||||||||
— | (b) | 14.78 | (13.67 | ) | 745,713 | 0.92 | 2.68 | 49 | ||||||||||||||||||
— | (b) | 18.55 | 23.91 | 408,959 | 0.91 | 2.33 | 29 |
(h) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.60%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.48 and (35.45)%, respectively. | |
(i) | Capital contribution from Affiliate increased the end of period net asset value by $0.07 per share and the total return by 0.54%. If the Affiliate had not made these payments, end of period net asset value and total return would have been $8.59 and (33.24)%, respectively. | |
(j) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.60%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.59 and (35.02)%, respectively. | |
(k) | Capital contribution from Affiliate increased the end of year net asset value by $0.08 per share and the total return by 0.60%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $8.61 and (35.22)%, respectively. | |
(l) | Redemption fees were eliminated effective May 1, 2009. | |
(m) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
See accompanying Notes to Financial Statements 6.30.11 Allianz Domestic Stock Funds Annual Report 85
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | Net | and Change in | Total from | from Net | from Net | Total | ||||||||||||||||||||||
For a Share Outstanding for the | Beginning of | Investment | Unrealized Gain | Investment | Investment | Realized | Dividends and | |||||||||||||||||||||
Period ended: | Period | Income (a) | (Loss) (a) | Operations | Income | Capital Gains | Distributions | |||||||||||||||||||||
NFJ Large-Cap Value: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.62 | $ | 0.28 | $ | 3.03 | $ | 3.31 | $ | (0.29 | ) | $ | — | $ | (0.29 | ) | ||||||||||||
6/30/2010 | 10.46 | 0.27 | 1.15 | 1.42 | (0.26 | ) | — | (0.26 | ) | |||||||||||||||||||
6/30/2009 | 16.69 | 0.30 | (6.25 | ) | (5.95 | ) | (0.28 | ) | — | (0.28 | ) | |||||||||||||||||
6/30/2008 | 20.69 | 0.35 | (3.73 | ) | (3.38 | ) | (0.33 | ) | (0.29 | ) | (0.62 | ) | ||||||||||||||||
6/30/2007 | 17.69 | 0.32 | 3.36 | 3.68 | (0.27 | ) | (0.41 | ) | (0.68 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.60 | $ | 0.17 | $ | 3.04 | $ | 3.21 | $ | (0.16 | ) | $ | — | $ | (0.16 | ) | ||||||||||||
6/30/2010 | 10.41 | 0.18 | 1.13 | 1.31 | (0.12 | ) | — | (0.12 | ) | |||||||||||||||||||
6/30/2009 | 16.62 | 0.21 | (6.23 | ) | (6.02 | ) | (0.19 | ) | — | (0.19 | ) | |||||||||||||||||
6/30/2008 | 20.56 | 0.21 | (3.72 | ) | (3.51 | ) | (0.14 | ) | (0.29 | ) | (0.43 | ) | ||||||||||||||||
6/30/2007 | 17.56 | 0.16 | 3.36 | 3.52 | (0.11 | ) | (0.41 | ) | (0.52 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.59 | $ | 0.18 | $ | 3.02 | $ | 3.20 | $ | (0.18 | ) | $ | — | $ | (0.18 | ) | ||||||||||||
6/30/2010 | 10.41 | 0.18 | 1.13 | 1.31 | (0.13 | ) | — | (0.13 | ) | |||||||||||||||||||
6/30/2009 | 16.62 | 0.21 | (6.23 | ) | (6.02 | ) | (0.19 | ) | — | (0.19 | ) | |||||||||||||||||
6/30/2008 | 20.56 | 0.21 | (3.71 | ) | (3.50 | ) | (0.15 | ) | (0.29 | ) | (0.44 | ) | ||||||||||||||||
6/30/2007 | 17.58 | 0.16 | 3.35 | 3.51 | (0.12 | ) | (0.41 | ) | (0.53 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.59 | $ | 0.28 | $ | 3.02 | $ | 3.30 | $ | (0.29 | ) | $ | — | $ | (0.29 | ) | ||||||||||||
6/30/2010 | 10.47 | 0.28 | 1.14 | 1.42 | (0.30 | ) | — | (0.30 | ) | |||||||||||||||||||
6/30/2009 | 16.71 | 0.30 | (6.26 | ) | (5.96 | ) | (0.28 | ) | — | (0.28 | ) | |||||||||||||||||
6/30/2008 | 20.72 | 0.36 | (3.75 | ) | (3.39 | ) | (0.33 | ) | (0.29 | ) | (0.62 | ) | ||||||||||||||||
6/30/2007 | 17.73 | 0.32 | 3.37 | 3.69 | (0.29 | ) | (0.41 | ) | (0.70 | ) | ||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.67 | $ | 0.25 | $ | 3.04 | $ | 3.29 | $ | (0.25 | ) | $ | — | $ | (0.25 | ) | ||||||||||||
6/30/2010 | 10.48 | 0.24 | 1.16 | 1.40 | (0.21 | ) | — | (0.21 | ) | |||||||||||||||||||
6/30/2009 | 16.72 | 0.26 | (6.26 | ) | (6.00 | ) | (0.24 | ) | — | (0.24 | ) | |||||||||||||||||
6/30/2008 | 20.77 | 0.30 | (3.74 | ) | (3.44 | ) | (0.32 | ) | (0.29 | ) | (0.61 | ) | ||||||||||||||||
6/30/2007 | 17.79 | 0.29 | 3.36 | 3.65 | (0.26 | ) | (0.41 | ) | (0.67 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.79 | $ | 0.32 | $ | 3.07 | $ | 3.39 | $ | (0.32 | ) | $ | — | $ | (0.32 | ) | ||||||||||||
6/30/2010 | 10.63 | 0.31 | 1.16 | 1.47 | (0.31 | ) | — | (0.31 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 16.21 | 0.27 | (5.62 | ) | (5.35 | ) | (0.23 | ) | — | (0.23 | ) | |||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.65 | $ | 0.33 | $ | 3.04 | $ | 3.37 | $ | (0.34 | ) | $ | — | $ | (0.34 | ) | ||||||||||||
6/30/2010 | 10.51 | 0.32 | 1.16 | 1.48 | (0.34 | ) | — | (0.34 | ) | |||||||||||||||||||
6/30/2009 | 16.77 | 0.35 | (6.29 | ) | (5.94 | ) | (0.32 | ) | — | (0.32 | ) | |||||||||||||||||
6/30/2008 | 20.81 | 0.43 | (3.76 | ) | (3.33 | ) | (0.42 | ) | (0.29 | ) | (0.71 | ) | ||||||||||||||||
6/30/2007 | 17.79 | 0.40 | 3.37 | 3.77 | (0.34 | ) | (0.41 | ) | (0.75 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.67 | $ | 0.30 | $ | 3.04 | $ | 3.34 | $ | (0.30 | ) | $ | — | $ | (0.30 | ) | ||||||||||||
6/30/2010 | 10.50 | 0.28 | 1.15 | 1.43 | (0.26 | ) | — | (0.26 | ) | |||||||||||||||||||
6/30/2009 | 16.75 | 0.31 | (6.27 | ) | (5.96 | ) | (0.29 | ) | — | (0.29 | ) | |||||||||||||||||
6/30/2008 | 20.80 | 0.36 | (3.75 | ) | (3.39 | ) | (0.37 | ) | (0.29 | ) | (0.66 | ) | ||||||||||||||||
9/15/2006† - 6/30/2007 | 18.21 | 0.27 | 3.05 | 3.32 | (0.32 | ) | (0.41 | ) | (0.73 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. |
Ratio of Net | |||||||||||||||||||||||||||
Ratio of | Investment | ||||||||||||||||||||||||||
Fund | Net Asset | Expenses to | Income | Portfolio | |||||||||||||||||||||||
Redemption | Value End | Net Assets End | Average | to Average | Turnover | ||||||||||||||||||||||
Fees (a)(c) | of Period | Total Return (d) | of Period (000s) | Net Assets | Net Assets | Rate | |||||||||||||||||||||
$ | — | $ | 14.64 | 28.69 | % | $ | 208,662 | 1.11 | % | 2.07 | % | 19 | % | ||||||||||||||
— | (b) | 11.62 | 13.37 | 220,368 | 1.11 | 2.23 | 26 | ||||||||||||||||||||
— | (b) | 10.46 | (35.79 | ) | 282,001 | 1.12 | 2.58 | 52 | |||||||||||||||||||
— | (b) | 16.69 | (16.65 | ) | 363,486 | 1.10 | 1.88 | 39 | |||||||||||||||||||
— | (b) | 20.69 | 21.09 | 211,263 | 1.12 | 1.63 | 26 | ||||||||||||||||||||
$ | — | $ | 14.65 | 27.81 | % | $ | 30,370 | 1.86 | % | 1.30 | % | 19 | % | ||||||||||||||
— | (b) | 11.60 | 12.50 | 50,717 | 1.86 | 1.47 | 26 | ||||||||||||||||||||
— | (b) | 10.41 | (36.27 | ) | 78,213 | 1.86 | 1.94 | 52 | |||||||||||||||||||
— | (b) | 16.62 | (17.31 | ) | 34,073 | 1.85 | 1.09 | 39 | |||||||||||||||||||
— | (b) | 20.56 | 20.16 | 42,013 | 1.87 | 0.84 | 26 | ||||||||||||||||||||
$ | — | $ | 14.61 | 27.74 | % | $ | 125,271 | 1.86 | % | 1.31 | % | 19 | % | ||||||||||||||
— | (b) | 11.59 | 12.48 | 120,375 | 1.86 | 1.48 | 26 | ||||||||||||||||||||
— | (b) | 10.41 | (36.28 | ) | 145,216 | 1.86 | 1.87 | 52 | |||||||||||||||||||
— | (b) | 16.62 | (17.26 | ) | 126,016 | 1.85 | 1.12 | 39 | |||||||||||||||||||
— | (b) | 20.56 | 20.17 | 95,578 | 1.87 | 0.86 | 26 | ||||||||||||||||||||
$ | — | $ | 14.60 | 28.72 | % | $ | 682,474 | 1.11 | % | 2.07 | % | 19 | % | ||||||||||||||
— | (b) | 11.59 | 13.34 | 481,535 | 1.11 | 2.26 | 26 | ||||||||||||||||||||
— | (b) | 10.47 | (35.76 | ) | 244,284 | 1.11 | 2.67 | 52 | |||||||||||||||||||
— | (b) | 16.71 | (16.68 | ) | 129,506 | 1.10 | 1.89 | 39 | |||||||||||||||||||
— | (b) | 20.72 | 21.08 | 71,678 | 1.11 | 1.64 | 26 | ||||||||||||||||||||
$ | — | $ | 14.71 | 28.41 | % | $ | 11,483 | 1.36 | % | 1.81 | % | 19 | % | ||||||||||||||
— | (b) | 11.67 | 13.17 | 10,627 | 1.36 | 1.99 | 26 | ||||||||||||||||||||
— | (b) | 10.48 | (35.97 | ) | 12,707 | 1.36 | 2.23 | 52 | |||||||||||||||||||
— | (b) | 16.72 | (16.88 | ) | 20,901 | 1.34 | 1.64 | 39 | |||||||||||||||||||
— | (b) | 20.77 | 20.76 | 1,694 | 1.36 | 1.43 | 26 | ||||||||||||||||||||
$ | — | $ | 14.86 | 29.03 | % | $ | 8,437 | 0.86 | % | 2.32 | % | 19 | % | ||||||||||||||
— | (b) | 11.79 | 13.66 | 9,334 | 0.84 | 2.49 | 26 | ||||||||||||||||||||
— | (b) | 10.63 | (33.25 | ) | 16,652 | 0.79 | * | 2.52 | * | 52 | |||||||||||||||||
$ | — | $ | 14.68 | 29.18 | % | $ | 174,202 | 0.76 | % | 2.41 | % | 19 | % | ||||||||||||||
— | (b) | 11.65 | 13.86 | 185,043 | 0.74 | 2.60 | 26 | ||||||||||||||||||||
— | (b) | 10.51 | (35.55 | ) | 220,835 | 0.71 | 2.97 | 52 | |||||||||||||||||||
— | (b) | 16.77 | (16.35 | ) | 349,924 | 0.70 | 2.30 | 39 | |||||||||||||||||||
— | (b) | 20.81 | 21.52 | 161,445 | 0.72 | 2.01 | 26 | ||||||||||||||||||||
$ | — | $ | 14.71 | 28.88 | % | $ | 19,590 | 1.01 | % | 2.16 | % | 19 | % | ||||||||||||||
— | (b) | 11.67 | 13.46 | 13,382 | 0.98 | 2.33 | 26 | ||||||||||||||||||||
— | (b) | 10.50 | (35.68 | ) | 27,903 | 0.97 | 2.80 | 52 | |||||||||||||||||||
— | (b) | 16.75 | (16.66 | ) | 16,623 | 0.95 | 1.96 | 39 | |||||||||||||||||||
— | (b) | 20.80 | 18.52 | 77 | 0.97 | * | 1.73 | * | 26 |
(c) | Redemption fees were eliminated effective May 1, 2009. | |
(d) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | and Change | Total from | from Net | from Net | Total | |||||||||||||||||||||||
For a Share Outstanding for the | Beginning | Net Investment | in Unrealized | Investment | Investment | Realized Capital | Dividends and | |||||||||||||||||||||
Period ended: | of Period | Income (a) | Gain (Loss) (a) | Operations | Income | Gains | Distributions | |||||||||||||||||||||
NFJ Mid-Cap Value: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.70 | $ | 0.25 | $ | 2.79 | $ | 3.04 | $ | (0.27 | ) | $ | — | $ | (0.27 | ) | ||||||||||||
6/30/2010 | 8.40 | 0.27 | 2.30 | 2.57 | (0.27 | ) | — | (0.27 | ) | |||||||||||||||||||
6/30/2009 | 13.49 | 0.32 | (4.78 | ) | (4.46 | ) | (0.32 | ) | (0.31 | ) | (0.63 | ) | ||||||||||||||||
6/30/2008 | 17.49 | 0.28 | (3.36 | ) | (3.08 | ) | (0.29 | ) | (0.63 | ) | (0.92 | ) | ||||||||||||||||
8/22/2006† - 6/30/2007 | 15.00 | 0.51 | 2.33 | 2.84 | (0.34 | ) | (0.01 | ) | (0.35 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.71 | $ | 0.16 | $ | 2.78 | $ | 2.94 | $ | (0.18 | ) | $ | — | $ | (0.18 | ) | ||||||||||||
6/30/2010 | 8.36 | 0.18 | 2.30 | 2.48 | (0.13 | ) | — | (0.13 | ) | |||||||||||||||||||
6/30/2009 | 13.43 | 0.25 | (4.76 | ) | (4.51 | ) | (0.25 | ) | (0.31 | ) | (0.56 | ) | ||||||||||||||||
6/30/2008 | 17.42 | 0.18 | (3.36 | ) | (3.18 | ) | (0.18 | ) | (0.63 | ) | (0.81 | ) | ||||||||||||||||
8/22/2006† - 6/30/2007 | 15.00 | 0.33 | 2.39 | 2.72 | (0.29 | ) | (0.01 | ) | (0.30 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.66 | $ | 0.28 | $ | 2.75 | $ | 3.03 | $ | (0.26 | ) | $ | — | $ | (0.26 | ) | ||||||||||||
6/30/2010 | 8.35 | 0.26 | 2.31 | 2.57 | (0.26 | ) | — | (0.26 | ) | |||||||||||||||||||
6/30/2009 | 13.43 | 0.32 | (4.76 | ) | (4.44 | ) | (0.33 | ) | (0.31 | ) | (0.64 | ) | ||||||||||||||||
6/30/2008 | 17.46 | 0.30 | (3.36 | ) | (3.06 | ) | (0.34 | ) | (0.63 | ) | (0.97 | ) | ||||||||||||||||
8/22/2006† - 6/30/2007 | 15.00 | 0.29 | 2.54 | 2.83 | (0.36 | ) | (0.01 | ) | (0.37 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.69 | $ | 0.28 | $ | 2.79 | $ | 3.07 | $ | (0.31 | ) | $ | — | $ | (0.31 | ) | ||||||||||||
6/30/2010 | 8.41 | 0.30 | 2.30 | 2.60 | (0.32 | ) | — | (0.32 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 13.10 | 0.51 | (4.54 | ) | (4.03 | ) | (0.35 | ) | (0.31 | ) | (0.66 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.72 | $ | 0.29 | $ | 2.81 | $ | 3.10 | $ | (0.33 | ) | $ | — | $ | (0.33 | ) | ||||||||||||
6/30/2010 | 8.41 | 0.28 | 2.34 | 2.62 | (0.31 | ) | — | (0.31 | ) | |||||||||||||||||||
6/30/2009 | 13.51 | 0.36 | (4.80 | ) | (4.44 | ) | (0.35 | ) | (0.31 | ) | (0.66 | ) | ||||||||||||||||
6/30/2008 | 17.52 | 0.33 | (3.35 | ) | (3.02 | ) | (0.36 | ) | (0.63 | ) | (0.99 | ) | ||||||||||||||||
8/22/2006† - 6/30/2007 | 15.00 | 0.57 | 2.32 | 2.89 | (0.36 | ) | (0.01 | ) | (0.37 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | If the Investment Manager did not reimburse expenses, the ratio of expenses to average net assets would have been 2.47%. | |
(d) | If the Investment Manager did not reimburse expenses, the ratio of expenses to average net assets would have been 1.53%. | |
(e) | Redemption fees were eliminated effective May 1, 2009. | |
(f) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Ratio of | |||||||||||||||||||||||||||
Ratio of | Investment | ||||||||||||||||||||||||||
Fund | Net Asset | Expenses to | Net Income | ||||||||||||||||||||||||
Redemption | Value End | Net Assets End | Average Net | to Average | Portfolio | ||||||||||||||||||||||
Fees (a)(e) | of Period | Total Return (f) | of Period (000s) | Assets | Net Assets | Turnover Rate | |||||||||||||||||||||
$ | — | $ | 13.47 | 28.69 | % | $ | 8,345 | 1.27 | % | 2.03 | % | 49 | % | ||||||||||||||
— | 10.70 | 30.43 | 6,800 | 1.27 | 2.51 | 52 | |||||||||||||||||||||
— | (b) | 8.40 | (32.84 | ) | 3,809 | 1.27 | 3.45 | 68 | |||||||||||||||||||
— | (b) | 13.49 | (18.09 | ) | �� | 5,980 | 1.28 | 1.85 | 70 | ||||||||||||||||||
— | 17.49 | 19.08 | 8,588 | 1.25 | * | 3.53 | * | 33 | |||||||||||||||||||
$ | — | $ | 13.47 | 27.56 | % | $ | 3,097 | 2.02 | % | 1.28 | % | 49 | % | ||||||||||||||
— | 10.71 | 29.61 | 2,647 | 2.02 | 1.68 | 52 | |||||||||||||||||||||
— | (b) | 8.36 | (33.34 | ) | 2,299 | 2.02 | 2.64 | 68 | |||||||||||||||||||
— | (b) | 13.43 | (18.74 | ) | 3,816 | 2.03 | 1.21 | 70 | |||||||||||||||||||
— | 17.42 | 18.29 | 3,028 | 2.00 | * | 2.31 | * | 33 | |||||||||||||||||||
$ | — | $ | 13.43 | 28.67 | % | $ | 216 | 1.26 | % | 2.23 | % | 49 | % | ||||||||||||||
— | 10.66 | 30.61 | 212 | 1.27 | 2.43 | 52 | |||||||||||||||||||||
— | (b) | 8.35 | (32.87 | ) | 207 | 1.27 | 3.50 | 68 | |||||||||||||||||||
— | (b) | 13.43 | (18.08 | ) | 205 | 1.28 | 1.97 | 70 | |||||||||||||||||||
— | (b) | 17.46 | 19.05 | 152 | 1.26 | *(c) | 2.03 | * | 34 | ||||||||||||||||||
$ | — | $ | 13.45 | 28.99 | % | $ | 582 | 1.02 | % | 2.25 | % | 49 | % | ||||||||||||||
— | 10.69 | 30.82 | 440 | 1.01 | 2.76 | 52 | |||||||||||||||||||||
— | (b) | 8.41 | (30.53 | ) | 232 | 0.95 | * | 5.83 | * | 68 | |||||||||||||||||
$ | — | $ | 13.49 | 29.16 | % | $ | 247 | 0.92 | % | 2.28 | % | 49 | % | ||||||||||||||
— | 10.72 | 31.02 | 121 | 0.90 | 2.72 | 52 | |||||||||||||||||||||
— | (b) | 8.41 | (32.65 | ) | 456 | 0.87 | 3.76 | 68 | |||||||||||||||||||
— | (b) | 13.51 | (17.79 | ) | 1,653 | 0.88 | 2.07 | 70 | |||||||||||||||||||
— | (b) | 17.52 | 19.48 | 4,940 | 0.86 | *(d) | 4.01 | * | 34 |
Net Realized | Distributions | |||||||||||||||||||||||||||
Net Asset Value | and Change in | Total from | Dividends from | from | Total | |||||||||||||||||||||||
For a Share Outstanding for | Beginning | Net Investment | Unrealized Gain | Investment | Net Investment | Net Realized | Dividends and | |||||||||||||||||||||
the Period ended: | of Period | Income (Loss) (a) | (Loss) (a) | Operations | Income | Capital Gains | Distributions | |||||||||||||||||||||
NFJ Renaissance: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.49 | $ | 0.21 | $ | 4.24 | $ | 4.45 | $ | (0.21 | ) | $ | — | $ | (0.21 | ) | ||||||||||||
6/30/2010 | 11.22 | 0.27 | 2.20 | 2.47 | (0.20 | ) | — | (0.20 | ) | |||||||||||||||||||
6/30/2009 | 15.92 | 0.17 | (4.68 | ) | (4.51 | ) | (0.19 | ) | — | (b) | (0.19 | ) | ||||||||||||||||
6/30/2008 | 22.53 | 0.15 | (2.56 | ) | (2.41 | ) | (0.04 | ) | (4.16 | ) | (4.20 | ) | ||||||||||||||||
6/30/2007 | 21.58 | 0.07 | 4.04 | 4.11 | — | (3.16 | ) | (3.16 | ) | |||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.78 | $ | 0.07 | $ | 3.72 | $ | 3.79 | $ | (0.02 | ) | $ | — | $ | (0.02 | ) | ||||||||||||
6/30/2010 | 9.83 | 0.15 | 1.92 | 2.07 | (0.12 | ) | — | (0.12 | ) | |||||||||||||||||||
6/30/2009 | 13.85 | 0.07 | (4.05 | ) | (3.98 | ) | (0.04 | ) | — | (b) | (0.04 | ) | ||||||||||||||||
6/30/2008 | 20.25 | — | (c) | (2.24 | ) | (2.24 | ) | — | (b) | (4.16 | ) | (4.16 | ) | |||||||||||||||
6/30/2007 | 19.83 | (0.08 | ) | 3.66 | 3.58 | — | (3.16 | ) | (3.16 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.58 | $ | 0.07 | $ | 3.65 | $ | 3.72 | $ | (0.11 | ) | $ | — | $ | (0.11 | ) | ||||||||||||
6/30/2010 | 9.67 | 0.14 | 1.89 | 2.03 | (0.12 | ) | — | (0.12 | ) | |||||||||||||||||||
6/30/2009 | 13.69 | 0.07 | (4.01 | ) | (3.94 | ) | (0.08 | ) | — | (b) | (0.08 | ) | ||||||||||||||||
6/30/2008 | 20.06 | — | (c) | (2.21 | ) | (2.21 | ) | — | (b) | (4.16 | ) | (4.16 | ) | |||||||||||||||
6/30/2007 | 19.67 | (0.08 | ) | 3.63 | 3.55 | — | (3.16 | ) | (3.16 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.60 | $ | 0.22 | $ | 4.27 | $ | 4.49 | $ | (0.23 | ) | $ | — | $ | (0.23 | ) | ||||||||||||
6/30/2010 | 11.30 | 0.27 | 2.22 | 2.49 | (0.19 | ) | — | (0.19 | ) | |||||||||||||||||||
6/30/2009 | 15.99 | 0.17 | (4.70 | ) | (4.53 | ) | (0.16 | ) | — | (b) | (0.16 | ) | ||||||||||||||||
6/30/2008 | 22.61 | 0.15 | (2.57 | ) | (2.42 | ) | (0.04 | ) | (4.16 | ) | (4.20 | ) | ||||||||||||||||
6/30/2007 | 21.65 | 0.07 | 4.05 | 4.12 | — | (3.16 | ) | (3.16 | ) | |||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 12.00 | $ | 0.15 | $ | 3.77 | $ | 3.92 | $ | (0.17 | ) | $ | — | $ | (0.17 | ) | ||||||||||||
6/30/2010 | 10.00 | 0.21 | 1.96 | 2.17 | (0.17 | ) | — | (0.17 | ) | |||||||||||||||||||
6/30/2009 | 14.21 | 0.13 | (4.18 | ) | (4.05 | ) | (0.16 | ) | — | (b) | (0.16 | ) | ||||||||||||||||
6/30/2008 | 20.60 | 0.09 | (2.29 | ) | (2.20 | ) | (0.03 | ) | (4.16 | ) | (4.19 | ) | ||||||||||||||||
6/30/2007 | 20.02 | 0.01 | 3.73 | 3.74 | — | (3.16 | ) | (3.16 | ) | |||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
2/28/2011† - 6/30/2011 | $ | 14.98 | $ | 0.08 | $ | 0.17 | $ | 0.25 | $ | — | $ | — | $ | — | ||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 14.19 | $ | 0.28 | $ | 4.47 | $ | 4.75 | $ | (0.22 | ) | $ | — | $ | (0.22 | ) | ||||||||||||
6/30/2010 | 11.78 | 0.34 | 2.30 | 2.64 | (0.23 | ) | — | (0.23 | ) | |||||||||||||||||||
6/30/2009 | 16.72 | 0.22 | (4.91 | ) | (4.69 | ) | (0.25 | ) | — | (b) | (0.25 | ) | ||||||||||||||||
6/30/2008 | 23.35 | 0.24 | (2.68 | ) | (2.44 | ) | (0.03 | ) | (4.16 | ) | (4.19 | ) | ||||||||||||||||
6/30/2007 | 22.19 | 0.16 | 4.16 | 4.32 | — | (3.16 | ) | (3.16 | ) | |||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.82 | $ | 0.23 | $ | 4.35 | $ | 4.58 | $ | (0.21 | ) | $ | — | $ | (0.21 | ) | ||||||||||||
6/30/2010 | 11.50 | 0.30 | 2.24 | 2.54 | (0.22 | ) | — | (0.22 | ) | |||||||||||||||||||
6/30/2009 | 16.23 | 0.20 | (4.78 | ) | (4.58 | ) | (0.15 | ) | — | (b) | (0.15 | ) | ||||||||||||||||
6/30/2008 | 22.89 | 0.18 | (2.61 | ) | (2.43 | ) | (0.07 | ) | (4.16 | ) | (4.23 | ) | ||||||||||||||||
6/30/2007 | 21.86 | 0.11 | 4.08 | 4.19 | — | (3.16 | ) | (3.16 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Effective January 1, 2007, the advisory fee was reduced by 0.05%, in addition effective October 1, 2007 the advisory fee was reduced by an additional 0.05%. | |
(e) | Capital Contribution from Affiliate increased the end of year net asset value by $0.20 and total return by 1.28%. If the Affiliate had not made payments, end of year net asset value and total return would have been $11.02 and (29.50)%, respectively. | |
(f) | Capital Contribution from Affiliate increased the end of year net asset value by $0.18 and total return by 1.31%. If the Affiliate had not made payments, end of year net asset value and total return would have been $9.65 and (30.03)%, respectively. | |
(g) | Capital Contribution from Affiliate increased the end of year net asset value by $0.17 and total return by 1.25%. If the Affiliate had not made payments, end of year net asset value and total return would have been $9.50 and (29.99)%, respectively. |
Ratio of | Ratio of | ||||||||||||||||||||||||||||||
Expenses to | Expenses to | Ratio of | |||||||||||||||||||||||||||||
Average Net | Average Net | Net Investment | |||||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Assets with | Assets without | Income (Loss) | ||||||||||||||||||||||||||
Redemption | Value | End of Period | Fee Waiver/ | Fee Waiver/ | to Average | Portfolio | |||||||||||||||||||||||||
Fees (a)(l) | End of Period | Total Return (m) | (000s) | Reimbursement | Reimbursement | Net Assets | Turnover Rate | ||||||||||||||||||||||||
$ | — | $ | 17.73 | 33.15 | % | $ | 467,858 | 1.26 | % | 1.26 | % | 1.27 | % | 55 | % | ||||||||||||||||
— | (c) | 13.49 | 21.95 | 399,876 | 1.26 | 1.26 | 1.99 | 24 | |||||||||||||||||||||||
— | (c) | 11.22 | (e) | (28.22 | )(e) | 324,938 | 1.21 | 1.22 | 1.46 | 201 | |||||||||||||||||||||
— | (c) | 15.92 | (12.94 | ) | 536,274 | 1.19 | (d) | 1.19 | (d) | 0.78 | 82 | ||||||||||||||||||||
— | (c) | 22.53 | 20.30 | 757,708 | 1.23 | (d) | 1.23 | (d) | 0.32 | 112 | |||||||||||||||||||||
$ | — | $ | 15.55 | 32.19 | % | $ | 53,608 | 2.01 | % | 2.01 | % | 0.52 | % | 55 | % | ||||||||||||||||
— | (c) | 11.78 | 21.01 | 67,547 | 2.01 | 2.01 | 1.28 | 24 | |||||||||||||||||||||||
— | (c) | 9.83 | (f) | (28.72 | )(f) | 137,480 | 1.96 | 1.97 | 0.69 | 201 | |||||||||||||||||||||
— | (c) | 13.85 | (13.60 | ) | 328,870 | 1.94 | (d) | 1.94 | (d) | 0.01 | 82 | ||||||||||||||||||||
— | (c) | 20.25 | 19.34 | 581,822 | 1.98 | (d) | 1.98 | (d) | (0.43 | ) | 112 | ||||||||||||||||||||
$ | — | $ | 15.19 | 32.19 | % | $ | 232,335 | 2.01 | % | 2.01 | % | 0.52 | % | 55 | % | ||||||||||||||||
— | (c) | 11.58 | 21.02 | 209,921 | 2.01 | 2.01 | 1.25 | 24 | |||||||||||||||||||||||
— | (c) | 9.67 | (g) | (28.74 | )(g) | 207,823 | 1.96 | 1.97 | 0.71 | 201 | |||||||||||||||||||||
— | (c) | 13.69 | (13.62 | ) | 389,634 | 1.94 | (d) | 1.94 | (d) | 0.02 | 82 | ||||||||||||||||||||
— | (c) | 20.06 | 19.40 | 621,339 | 1.98 | (d) | 1.98 | (d) | (0.43 | ) | 112 | ||||||||||||||||||||
$ | — | $ | 17.86 | 33.15 | % | $ | 38,286 | 1.26 | % | 1.26 | % | 1.29 | % | 55 | % | ||||||||||||||||
— | (c) | 13.60 | 22.01 | 7,821 | 1.26 | 1.26 | 2.01 | 24 | |||||||||||||||||||||||
— | (c) | 11.30 | (h) | (28.22 | )(h) | 9,093 | 1.21 | 1.22 | 1.46 | 201 | |||||||||||||||||||||
— | (c) | 15.99 | (12.97 | ) | 19,396 | 1.19 | (d) | 1.19 | (d) | 0.77 | 82 | ||||||||||||||||||||
— | (c) | 22.61 | 20.32 | 33,563 | 1.23 | (d) | 1.23 | (d) | 0.33 | 112 | |||||||||||||||||||||
$ | — | $ | 15.75 | 32.82 | % | $ | 15,530 | 1.51 | % | 1.51 | % | 1.02 | % | 55 | % | ||||||||||||||||
— | (c) | 12.00 | 21.73 | 13,304 | 1.51 | 1.51 | 1.75 | 24 | |||||||||||||||||||||||
— | (c) | 10.00 | (i) | (28.41 | )(i) | 14,099 | 1.46 | 1.47 | 1.21 | 201 | |||||||||||||||||||||
— | (c) | 14.21 | (13.19 | ) | 25,561 | 1.44 | (d) | 1.44 | (d) | 0.54 | 82 | ||||||||||||||||||||
— | (c) | 20.60 | 20.06 | 33,816 | 1.48 | (d) | 1.48 | (d) | 0.07 | 112 | |||||||||||||||||||||
$ | — | $ | 15.23 | 1.67 | % | $ | 75 | 1.00 | %* | 1.00 | %* | 1.63 | %* | 55 | % | ||||||||||||||||
$ | — | $ | 18.72 | 33.61 | % | $ | 24,763 | 0.91 | % | 0.91 | % | 1.64 | % | 55 | % | ||||||||||||||||
— | (c) | 14.19 | 22.40 | 16,402 | 0.90 | 0.90 | 2.39 | 24 | |||||||||||||||||||||||
— | (c) | 11.78 | (j) | (27.90 | )(j) | 22,898 | 0.81 | 0.82 | 1.86 | 201 | |||||||||||||||||||||
— | (c) | 16.72 | (12.60 | ) | 27,970 | 0.79 | (d) | 0.79 | (d) | 1.16 | 82 | ||||||||||||||||||||
— | (c) | 23.35 | 20.77 | 57,350 | 0.83 | (d) | 0.83 | (d) | 0.73 | 112 | |||||||||||||||||||||
$ | — | $ | 18.19 | 33.28 | % | $ | 6,683 | 1.16 | % | 1.16 | % | 1.39 | % | 55 | % | ||||||||||||||||
— | (c) | 13.82 | 22.10 | 7,726 | 1.15 | 1.15 | 2.17 | 24 | |||||||||||||||||||||||
— | (c) | 11.50 | (k) | (28.12 | )(k) | 9,800 | 1.06 | 1.07 | 1.57 | 201 | |||||||||||||||||||||
— | (c) | 16.23 | (12.83 | ) | 40,749 | 1.04 | (d) | 1.04 | (d) | 0.89 | 82 | ||||||||||||||||||||
— | (c) | 22.89 | 20.46 | 80,521 | 1.08 | (d) | 1.08 | (d) | 0.48 | 112 |
(h) | Capital Contribution from Affiliate increased the end of year net asset value by $0.20 and total return by 1.27%. If the Affiliate had not made payments, end of year net asset value and total return would have been $11.10 and (29.49)%, respectively. | |
(i) | Capital Contribution from Affiliate increased the end of year net asset value by $0.18 and total return by 1.28%. If the Affiliate had not made payments, end of year net asset value and total return would have been $9.82 and (29.69)%, respectively. | |
(j) | Capital Contribution from Affiliate increased the end of year net asset value by $0.20 and total return by 1.23%. If the Affiliate had not made payments, end of year net asset value and total return would have been $11.58 and (29.13)%, respectively. | |
(k) | Capital Contribution from Affiliate increased the end of year net asset value by $0.22 and total return by 1.37%. If the Affiliate had not made payments, end of year net asset value and total return would have been $11.28 and (29.49)%, respectively. | |
(l) | Redemption fees were eliminated May 1, 2009. | |
(m) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | and Change | Total from | from Net | from Net | Total | |||||||||||||||||||||||
For a Share Outstanding for | Beginning | Net Investment | in Unrealized | Investment | Investment | Realized | Dividends and | |||||||||||||||||||||
the Period ended: | of Period | Income (a) | Gain (Loss) (a) | Operations | Income | Capital Gains | Distributions | |||||||||||||||||||||
NFJ Small-Cap Value: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 23.52 | $ | 0.32 | $ | 7.25 | $ | 7.57 | $ | (0.42 | ) | $ | — | $ | (0.42 | ) | ||||||||||||
6/30/2010 | 19.25 | 0.45 | 4.26 | 4.71 | (0.44 | ) | — | (0.44 | ) | |||||||||||||||||||
6/30/2009 | 28.92 | 0.45 | (7.59 | ) | (7.14 | ) | (0.34 | ) | (2.19 | ) | (2.53 | ) | ||||||||||||||||
6/30/2008 | 34.77 | 0.42 | (2.75 | ) | (2.33 | ) | (0.53 | ) | (2.99 | ) | (3.52 | ) | ||||||||||||||||
6/30/2007 | 31.47 | 0.78 | 5.59 | 6.37 | (0.55 | ) | (2.52 | ) | (3.07 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 22.59 | $ | 0.14 | $ | 6.94 | $ | 7.08 | $ | (0.07 | ) | $ | — | $ | (0.07 | ) | ||||||||||||
6/30/2010 | 18.50 | 0.27 | 4.09 | 4.36 | (0.27 | ) | — | (0.27 | ) | |||||||||||||||||||
6/30/2009 | 27.78 | 0.30 | (7.31 | ) | (7.01 | ) | (0.08 | ) | (2.19 | ) | (2.27 | ) | ||||||||||||||||
6/30/2008 | 33.52 | 0.18 | (2.65 | ) | (2.47 | ) | (0.28 | ) | (2.99 | ) | (3.27 | ) | ||||||||||||||||
6/30/2007 | 30.46 | 0.51 | 5.40 | 5.91 | (0.33 | ) | (2.52 | ) | (2.85 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 22.50 | $ | 0.11 | $ | 6.93 | $ | 7.04 | $ | (0.22 | ) | $ | — | $ | (0.22 | ) | ||||||||||||
6/30/2010 | 18.44 | 0.27 | 4.08 | 4.35 | (0.29 | ) | — | (0.29 | ) | |||||||||||||||||||
6/30/2009 | 27.81 | 0.29 | (7.32 | ) | (7.03 | ) | (0.15 | ) | (2.19 | ) | (2.34 | ) | ||||||||||||||||
6/30/2008 | 33.56 | 0.18 | (2.65 | ) | (2.47 | ) | (0.29 | ) | (2.99 | ) | (3.28 | ) | ||||||||||||||||
6/30/2007 | 30.49 | 0.51 | 5.41 | 5.92 | (0.33 | ) | (2.52 | ) | (2.85 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 24.06 | $ | 0.33 | $ | 7.43 | $ | 7.76 | $ | (0.40 | ) | $ | — | $ | (0.40 | ) | ||||||||||||
6/30/2010 | 19.68 | 0.47 | 4.34 | 4.81 | (0.43 | ) | — | (0.43 | ) | |||||||||||||||||||
6/30/2009 | 29.61 | 0.42 | (7.74 | ) | (7.32 | ) | (0.42 | ) | (2.19 | ) | (2.61 | ) | ||||||||||||||||
6/30/2008 | 35.49 | 0.43 | (2.81 | ) | (2.38 | ) | (0.51 | ) | (2.99 | ) | (3.50 | ) | ||||||||||||||||
6/30/2007 | 32.07 | 0.79 | 5.70 | 6.49 | (0.55 | ) | (2.52 | ) | (3.07 | ) | ||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 24.07 | $ | 0.26 | $ | 7.42 | $ | 7.68 | $ | (0.35 | ) | $ | — | $ | (0.35 | ) | ||||||||||||
6/30/2010 | 19.57 | 0.40 | 4.33 | 4.73 | (0.23 | ) | — | (0.23 | ) | |||||||||||||||||||
6/30/2009 | 29.37 | 0.40 | (7.71 | ) | (7.31 | ) | (0.30 | ) | (2.19 | ) | (2.49 | ) | ||||||||||||||||
6/30/2008 | 35.15 | 0.36 | (2.80 | ) | (2.44 | ) | (0.35 | ) | (2.99 | ) | (3.34 | ) | ||||||||||||||||
6/30/2007 | 31.80 | 0.72 | 5.63 | 6.35 | (0.48 | ) | (2.52 | ) | (3.00 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 24.54 | $ | 0.39 | $ | 7.59 | $ | 7.98 | $ | (0.46 | ) | $ | — | $ | (0.46 | ) | ||||||||||||
6/30/2010 | 20.08 | 0.54 | 4.44 | 4.98 | (0.52 | ) | — | (0.52 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 28.58 | 0.43 | (6.30 | ) | (5.87 | ) | (0.44 | ) | (2.19 | ) | (2.63 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 24.63 | $ | 0.45 | $ | 7.60 | $ | 8.05 | $ | (0.51 | ) | $ | — | $ | (0.51 | ) | ||||||||||||
6/30/2010 | 20.13 | 0.57 | 4.45 | 5.02 | (0.52 | ) | — | (0.52 | ) | |||||||||||||||||||
6/30/2009 | 30.08 | 0.55 | (7.89 | ) | (7.34 | ) | (0.42 | ) | (2.19 | ) | (2.61 | ) | ||||||||||||||||
6/30/2008 | 35.97 | 0.57 | (2.86 | ) | (2.29 | ) | (0.61 | ) | (2.99 | ) | (3.60 | ) | ||||||||||||||||
6/30/2007 | 32.44 | 0.95 | 5.75 | 6.70 | (0.65 | ) | (2.52 | ) | (3.17 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 23.50 | $ | 0.36 | $ | 7.25 | $ | 7.61 | $ | (0.46 | ) | $ | — | $ | (0.46 | ) | ||||||||||||
6/30/2010 | 19.24 | 0.49 | 4.25 | 4.74 | (0.48 | ) | — | (0.48 | ) | |||||||||||||||||||
6/30/2009 | 28.91 | 0.49 | (7.61 | ) | (7.12 | ) | (0.36 | ) | (2.19 | ) | (2.55 | ) | ||||||||||||||||
6/30/2008 | 34.83 | 0.47 | (2.75 | ) | (2.28 | ) | (0.65 | ) | (2.99 | ) | (3.64 | ) | ||||||||||||||||
6/30/2007 | 31.52 | 0.83 | 5.59 | 6.42 | (0.59 | ) | (2.52 | ) | (3.11 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | Capital contribution from Affiliate increased the end of year net asset value by $0.24 per share and the total return by 0.94%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.01 and (24.89)%, respectively. | |
(d) | Capital contribution from Affiliate increased the end of year net asset value by $0.24 per share and the total return by 0.98%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $18.26 and (25.51)%, respectively. | |
(e) | Capital contribution from Affiliate increased the end of year net asset value by $0.24 per share and the total return by 0.98%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $18.20 and (25.54)%, respectively. | |
(f) | Capital contribution from Affiliate increased the end of year net asset value by $0.23 per share and the total return by 0.89%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.45 and (24.84)%, respectively. |
Ratio of | Ratio of | |||||||||||||||||||||||||||||||
Expenses to | Expenses to | Ratio of Net | ||||||||||||||||||||||||||||||
Average Net | Average Net | Investment | ||||||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Assets with | Assets without | Income | |||||||||||||||||||||||||||
Redemption | Value End of | End of Period | Fee Waiver/ | Fee Waiver/ | to Average | Portfolio | ||||||||||||||||||||||||||
Fees (a)(k) | Period | Total Return (l) | (000s) | Reimbursement | Reimbursement | Net Assets | Turnover Rate | |||||||||||||||||||||||||
$ | — | $ | 30.67 | 32.33 | % | $ | 2,560,148 | 1.18 | % | 1.18 | % | 1.14 | % | 26 | % | |||||||||||||||||
— | (b) | 23.52 | 24.53 | 2,048,233 | 1.20 | 1.20 | 1.94 | 21 | ||||||||||||||||||||||||
— | (b) | 19.25 | (c) | (23.95 | )(c) | 1,808,029 | 1.22 | 1.23 | 2.20 | 33 | ||||||||||||||||||||||
— | (b) | 28.92 | (7.01 | ) | 1,690,712 | 1.22 | 1.22 | 1.35 | 33 | |||||||||||||||||||||||
— | (b) | 34.77 | 21.25 | 1,961,925 | 1.22 | 1.22 | 2.38 | 27 | ||||||||||||||||||||||||
$ | — | $ | 29.60 | 31.36 | % | $ | 38,545 | 1.93 | % | 1.93 | % | 0.54 | % | 26 | % | |||||||||||||||||
— | (b) | 22.59 | 23.59 | 78,482 | 1.95 | 1.95 | 1.22 | 21 | ||||||||||||||||||||||||
— | (b) | 18.50 | (d) | (24.53 | )(d) | 105,915 | 1.97 | 1.98 | 1.45 | 33 | ||||||||||||||||||||||
— | (b) | 27.78 | (7.71 | ) | 199,797 | 1.97 | 1.97 | 0.59 | 33 | |||||||||||||||||||||||
— | (b) | 33.52 | 20.37 | 288,895 | 1.97 | 1.97 | 1.62 | 27 | ||||||||||||||||||||||||
$ | — | $ | 29.32 | 31.36 | % | $ | 410,818 | 1.93 | % | 1.93 | % | 0.42 | % | 26 | % | |||||||||||||||||
— | (b) | 22.50 | 23.63 | 378,443 | 1.95 | 1.95 | 1.20 | 21 | ||||||||||||||||||||||||
— | (b) | 18.44 | (e) | (24.56 | )(e) | 370,755 | 1.97 | 1.98 | 1.45 | 33 | ||||||||||||||||||||||
— | (b) | 27.81 | (7.66 | ) | 475,710 | 1.97 | 1.97 | 0.60 | 33 | |||||||||||||||||||||||
— | (b) | 33.56 | 20.32 | 592,171 | 1.97 | 1.97 | 1.62 | 27 | ||||||||||||||||||||||||
$ | — | $ | 31.42 | 32.33 | % | $ | 150,210 | 1.18 | % | 1.18 | % | 1.16 | % | 26 | % | |||||||||||||||||
— | (b) | 24.06 | 24.57 | 131,235 | 1.20 | 1.20 | 2.00 | 21 | ||||||||||||||||||||||||
— | (b) | 19.68 | (f) | (23.95 | )(f) | 196,748 | 1.21 | 1.22 | 2.18 | 33 | ||||||||||||||||||||||
— | (b) | 29.61 | (7.01 | ) | 17,879 | 1.22 | 1.22 | 1.34 | 33 | |||||||||||||||||||||||
— | (b) | 35.49 | 21.24 | 5,368 | 1.22 | 1.22 | 2.38 | 27 | ||||||||||||||||||||||||
$ | — | $ | 31.40 | 32.05 | % | $ | 175,290 | 1.43 | % | 1.43 | % | 0.89 | % | 26 | % | |||||||||||||||||
— | (b) | 24.07 | 24.23 | 137,095 | 1.45 | 1.45 | 1.69 | 21 | ||||||||||||||||||||||||
— | (b) | 19.57 | (g) | (24.15 | )(g) | 95,431 | 1.47 | 1.47 | 1.93 | 33 | ||||||||||||||||||||||
— | (b) | 29.37 | (7.23 | ) | 51,498 | 1.47 | 1.47 | 1.11 | 33 | |||||||||||||||||||||||
— | (b) | 35.15 | 20.93 | 76,297 | 1.47 | 1.47 | 2.17 | 27 | ||||||||||||||||||||||||
$ | — | $ | 32.06 | 32.64 | % | $ | 82,009 | 0.93 | % | 0.93 | % | 1.32 | % | 26 | % | |||||||||||||||||
— | (b) | 24.54 | 24.94 | 52,661 | 0.94 | 0.94 | 2.24 | 21 | ||||||||||||||||||||||||
— | (b) | 20.08 | (h) | (19.76 | )(h) | 66,639 | 0.90 | * | 0.90 | * | 2.22 | * | 33 | |||||||||||||||||||
$ | — | $ | 32.17 | 32.88 | % | $ | 2,876,467 | 0.78 | % | 0.83 | % | 1.53 | % | 26 | % | |||||||||||||||||
— | (b) | 24.63 | 25.03 | 2,090,160 | 0.80 | 0.83 | 2.34 | 21 | ||||||||||||||||||||||||
— | (b) | 20.13 | (i) | (23.64 | )(i) | 1,780,607 | 0.82 | 0.83 | 2.60 | 33 | ||||||||||||||||||||||
— | (b) | 30.08 | (6.63 | ) | 1,198,175 | 0.82 | 0.82 | 1.75 | 33 | |||||||||||||||||||||||
— | (b) | 35.97 | 21.71 | 962,528 | 0.82 | 0.82 | 2.82 | 27 | ||||||||||||||||||||||||
$ | — | $ | 30.65 | 32.54 | % | $ | 1,577,240 | 1.03 | % | 1.08 | % | 1.27 | % | 26 | % | |||||||||||||||||
— | (b) | 23.50 | 24.75 | 1,069,772 | 1.05 | 1.08 | 2.09 | 21 | ||||||||||||||||||||||||
— | (b) | 19.24 | (j) | (23.85 | )(j) | 776,986 | 1.07 | 1.08 | 2.36 | 33 | ||||||||||||||||||||||
— | (b) | 28.91 | (6.84 | ) | 666,419 | 1.07 | 1.07 | 1.50 | 33 | |||||||||||||||||||||||
— | (b) | 34.83 | 21.44 | 903,752 | 1.07 | 1.07 | 2.55 | 27 |
(g) | Capital contribution from Affiliate increased the end of year net asset value by $0.24 per share and the total return by 0.93%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.33 and (25.08)%, respectively. | |
(h) | Capital contribution from Affiliate increased the end of period net asset value by $0.23 per share and the total return by 0.92%. If the Affiliate had not made these payments, end of period net asset value and total return would have been $19.85 and (20.68)%, respectively. | |
(i) | Capital contribution from Affiliate increased the end of year net asset value by $0.25 per share and the total return by 0.95%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.88 and (24.59)%, respectively. | |
(j) | Capital contribution from Affiliate increased the end of year net asset value by $0.24 per share and the total return by 0.95%. If the Affiliate had not made these payments, end of year net asset value and total return would have been $19.00 and (24.80)%, respectively. | |
(k) | Redemption fees were eliminated effective May 1, 2009. | |
(l) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | Net | and Change | Total from | from Net | from Net | Total | ||||||||||||||||||||||
For a Share Outstanding for the | Beginning | Investment | in Unrealized | Investment | Investment | Realized Capital | Dividends and | |||||||||||||||||||||
Period ended: | of Period | Income (Loss) (a) | Gain (Loss) (a) | Operations | Income | Gains | Distributions | |||||||||||||||||||||
RCM Large-Cap Growth: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.83 | $ | — | (c) | $ | 3.12 | $ | 3.12 | $ | (0.01 | ) | $ | — | $ | (0.01 | ) | |||||||||||
6/30/2010 | 10.07 | — | (c) | 0.80 | 0.80 | (0.04 | ) | — | (0.04 | ) | ||||||||||||||||||
6/30/2009 | 12.94 | 0.04 | (2.66 | ) | (2.62 | ) | (0.03 | ) | (0.22 | ) | (0.25 | ) | ||||||||||||||||
6/30/2008 | 15.04 | 0.02 | (0.89 | ) | (0.87 | ) | (0.03 | ) | (1.20 | ) | (1.23 | ) | ||||||||||||||||
6/30/2007 | 13.67 | 0.02 | 2.13 | 2.15 | (0.04 | ) | (0.74 | ) | (0.78 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.29 | $ | (0.09 | ) | $ | 2.95 | $ | 2.86 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 9.61 | (0.08 | ) | 0.76 | 0.68 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 12.41 | (0.03 | ) | (2.55 | ) | (2.58 | ) | — | (0.22 | ) | (0.22 | ) | ||||||||||||||||
6/30/2008 | 14.55 | (0.08 | ) | (0.86 | ) | (0.94 | ) | — | (1.20 | ) | (1.20 | ) | ||||||||||||||||
6/30/2007 | 13.30 | (0.09 | ) | 2.08 | 1.99 | — | (0.74 | ) | (0.74 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.31 | $ | (0.09 | ) | $ | 2.96 | $ | 2.87 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 9.63 | (0.08 | ) | 0.76 | 0.68 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 12.44 | (0.03 | ) | (2.56 | ) | (2.59 | ) | — | (0.22 | ) | (0.22 | ) | ||||||||||||||||
6/30/2008 | 14.57 | (0.08 | ) | (0.85 | ) | (0.93 | ) | — | (1.20 | ) | (1.20 | ) | ||||||||||||||||
6/30/2007 | 13.33 | (0.09 | ) | 2.07 | 1.98 | — | (0.74 | ) | (0.74 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.83 | $ | — | (c) | $ | 3.11 | $ | 3.11 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 10.06 | — | (c) | 0.81 | 0.81 | (0.04 | ) | — | (0.04 | ) | ||||||||||||||||||
6/30/2009 | 12.92 | 0.04 | (2.66 | ) | (2.62 | ) | (0.02 | ) | (0.22 | ) | (0.24 | ) | ||||||||||||||||
6/30/2008 | 15.03 | 0.02 | (0.90 | ) | (0.88 | ) | (0.03 | ) | (1.20 | ) | (1.23 | ) | ||||||||||||||||
6/30/2007 | 13.61 | 0.02 | 2.14 | 2.16 | — | (0.74 | ) | (0.74 | ) | |||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.82 | $ | (0.04 | ) | $ | 3.11 | $ | 3.07 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 10.05 | (0.03 | ) | 0.81 | 0.78 | (0.01 | ) | — | (0.01 | ) | ||||||||||||||||||
6/30/2009 | 12.91 | 0.02 | (2.66 | ) | (2.64 | ) | — | (0.22 | ) | (0.22 | ) | |||||||||||||||||
6/30/2008 | 15.03 | (0.01 | ) | (0.91 | ) | (0.92 | ) | — | (1.20 | ) | (1.20 | ) | ||||||||||||||||
6/30/2007 | 13.64 | (0.02 | ) | 2.15 | 2.13 | — | (0.74 | ) | (0.74 | ) | ||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.00 | $ | 0.03 | $ | 3.18 | $ | 3.21 | $ | (0.04 | ) | $ | — | $ | (0.04 | ) | ||||||||||||
6/30/2010 | 10.23 | 0.03 | 0.81 | 0.84 | (0.07 | ) | — | (0.07 | ) | |||||||||||||||||||
7/7/2008† - 6/30/2009 | 12.92 | 0.08 | (2.46 | ) | (2.38 | ) | (0.09 | ) | (0.22 | ) | (0.31 | ) | ||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 11.04 | $ | 0.05 | $ | 3.18 | $ | 3.23 | $ | (0.04 | ) | $ | — | $ | (0.04 | ) | ||||||||||||
6/30/2010 | 10.25 | 0.05 | 0.81 | 0.86 | (0.07 | ) | — | (0.07 | ) | |||||||||||||||||||
6/30/2009 | 13.18 | 0.08 | (2.72 | ) | (2.64 | ) | (0.07 | ) | (0.22 | ) | (0.29 | ) | ||||||||||||||||
6/30/2008 | 15.29 | 0.08 | (0.91 | ) | (0.83 | ) | (0.08 | ) | (1.20 | ) | (1.28 | ) | ||||||||||||||||
6/30/2007 | 13.83 | 0.07 | 2.17 | 2.24 | (0.04 | ) | (0.74 | ) | (0.78 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 10.92 | $ | 0.01 | $ | 3.15 | $ | 3.16 | $ | (0.03 | ) | $ | — | $ | (0.03 | ) | ||||||||||||
6/30/2010 | 10.15 | 0.02 | 0.81 | 0.83 | (0.06 | ) | — | (0.06 | ) | |||||||||||||||||||
6/30/2009 | 13.05 | 0.06 | (2.69 | ) | (2.63 | ) | (0.05 | ) | (0.22 | ) | (0.27 | ) | ||||||||||||||||
6/30/2008 | 15.22 | 0.04 | (0.90 | ) | (0.86 | ) | (0.11 | ) | (1.20 | ) | (1.31 | ) | ||||||||||||||||
6/30/2007 | 13.77 | 0.04 | 2.17 | 2.21 | (0.02 | ) | (0.74 | ) | (0.76 | ) |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Payments from Affiliates increased the end of year net asset value per share and total return by less than $0.01 and 0.01%, respectively. | |
(e) | Less than 0.005%. |
Ratio of | Ratio of Net | ||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses to | Income (Loss) | |||||||||||||||||||||||
Redemption | Value End | End of Period | Average Net | to Average | Portfolio | ||||||||||||||||||||||
Fees (a)(f) | of Period | Total Return (g) | (000s) | Assets | Net Assets | Turnover Rate | |||||||||||||||||||||
$ | — | $ | 13.94 | 28.78 | % | $ | 63,840 | 1.11 | % | 0.01 | % | 69 | % | ||||||||||||||
— | (c) | 10.83 | (d) | 7.90 | (d) | 49,858 | 1.11 | 0.03 | 45 | ||||||||||||||||||
— | (c) | 10.07 | (19.87 | ) | 38,641 | 1.12 | 0.40 | 61 | |||||||||||||||||||
— | (c) | 12.94 | (6.81 | ) | 48,172 | 1.11 | 0.16 | 69 | |||||||||||||||||||
— | (c) | 15.04 | 16.06 | 51,136 | 1.11 | 0.11 | 54 | ||||||||||||||||||||
$ | — | $ | 13.15 | 27.79 | % | $ | 3,114 | 1.86 | % | (0.76 | )% | 69 | % | ||||||||||||||
— | (c) | 10.29 | (d) | 7.09 | (d) | 4,533 | 1.86 | (0.73 | ) | 45 | |||||||||||||||||
— | (c) | 9.61 | (20.47 | ) | 4,714 | 1.87 | (0.36 | ) | 61 | ||||||||||||||||||
— | (c) | 12.41 | (7.52 | ) | 8,012 | 1.86 | (0.59 | ) | 69 | ||||||||||||||||||
— | (c) | 14.55 | 15.30 | 10,770 | 1.86 | (0.64 | ) | 54 | |||||||||||||||||||
$ | — | $ | 13.18 | 27.84 | % | $ | 9,801 | 1.86 | % | (0.74 | )% | 69 | % | ||||||||||||||
— | (c) | 10.31 | (d) | 7.08 | (d) | 8,145 | 1.86 | (0.72 | ) | 45 | |||||||||||||||||
— | (c) | 9.63 | (20.50 | ) | 6,151 | 1.87 | (0.35 | ) | 61 | ||||||||||||||||||
— | (c) | 12.44 | (7.44 | ) | 8,407 | 1.86 | (0.59 | ) | 69 | ||||||||||||||||||
— | (c) | 14.57 | 15.19 | 10,862 | 1.86 | (0.64 | ) | 54 | |||||||||||||||||||
$ | — | $ | 13.94 | 28.76 | % | $ | 35,106 | 1.11 | % | — | %(e) | 69 | % | ||||||||||||||
— | (c) | 10.83 | (d) | 7.91 | (d) | 32,173 | 1.11 | 0.03 | 45 | ||||||||||||||||||
— | (c) | 10.06 | (19.88 | ) | 20,748 | 1.12 | 0.39 | 61 | |||||||||||||||||||
— | (c) | 12.92 | (6.77 | ) | 32,447 | 1.11 | 0.16 | 69 | |||||||||||||||||||
— | (c) | 15.03 | 16.06 | 42,306 | 1.11 | 0.11 | 54 | ||||||||||||||||||||
$ | — | $ | 13.89 | 28.37 | % | $ | 374 | 1.36 | % | (0.30 | )% | 69 | % | ||||||||||||||
— | (c) | 10.82 | (d) | 7.73 | (d) | 4,376 | 1.36 | (0.23 | ) | 45 | |||||||||||||||||
— | (c) | 10.05 | (20.13 | ) | 3,980 | 1.37 | 0.16 | 61 | |||||||||||||||||||
— | (c) | 12.91 | (7.06 | ) | 4,668 | 1.36 | (0.09 | ) | 69 | ||||||||||||||||||
— | (c) | 15.03 | 15.88 | 4,916 | 1.36 | (0.14 | ) | 54 | |||||||||||||||||||
$ | — | $ | 14.17 | 29.06 | % | $ | 2,692 | 0.86 | % | 0.25 | % | 69 | % | ||||||||||||||
— | (c) | 11.00 | (d) | 8.28 | (d) | 2,433 | 0.85 | 0.29 | 45 | ||||||||||||||||||
— | (c) | 10.23 | (17.98 | ) | 2,216 | 0.81 | * | 0.84 | * | 61 | |||||||||||||||||
$ | — | $ | 14.23 | 29.30 | % | $ | 313,932 | 0.76 | % | 0.36 | % | 69 | % | ||||||||||||||
— | (c) | 11.04 | (d) | 8.26 | (d) | 246,783 | 0.75 | 0.39 | 45 | ||||||||||||||||||
— | (c) | 10.25 | (19.53 | ) | 240,441 | 0.72 | 0.80 | 61 | |||||||||||||||||||
— | (c) | 13.18 | (6.47 | ) | 349,529 | 0.71 | 0.56 | 69 | |||||||||||||||||||
— | (c) | 15.29 | 16.59 | 348,598 | 0.71 | 0.51 | 54 | ||||||||||||||||||||
$ | — | $ | 14.05 | 28.92 | % | $ | 37,017 | 1.01 | % | 0.11 | % | 69 | % | ||||||||||||||
— | (c) | 10.92 | (d) | 8.10 | (d) | 33,725 | 1.00 | 0.14 | 45 | ||||||||||||||||||
— | (c) | 10.15 | (19.78 | ) | 16,555 | 0.97 | 0.56 | 61 | |||||||||||||||||||
— | (c) | 13.05 | (6.69 | ) | 19,559 | 0.96 | 0.28 | 69 | |||||||||||||||||||
— | (c) | 15.22 | 16.37 | 65,777 | 0.96 | 0.26 | 54 |
(f) | Redemption fees were eliminated effective May 1, 2009. | |
(g) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Net Realized | Dividends | Distributions | ||||||||||||||||||||||||||
Net Asset Value | Net Investment | and Change | Total from | from Net | from | Total | ||||||||||||||||||||||
For a Share Outstanding for the | Beginning | Income | in Unrealized | Investment | Investment | Net Realized | Dividends and | |||||||||||||||||||||
Period ended: | of Period | (Loss) (a) | Gain (Loss) (a) | Operations | Income | Capital Gains | Distributions | |||||||||||||||||||||
RCM Mid-Cap: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.36 | $ | (0.01 | ) | $ | 0.93 | $ | 0.92 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 1.95 | (0.01 | ) | 0.42 | 0.41 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.67 | — | (b) | (0.71 | ) | (0.71 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.87 | (0.01 | ) | (0.16 | ) | (0.17 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.89 | (0.01 | ) | 0.57 | 0.56 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Class B | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.23 | $ | (0.03 | ) | $ | 0.88 | $ | 0.85 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 1.86 | (0.03 | ) | 0.40 | 0.37 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.56 | (0.02 | ) | (0.67 | ) | (0.69 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.78 | (0.03 | ) | (0.16 | ) | (0.19 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.83 | (0.03 | ) | 0.56 | 0.53 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.22 | $ | (0.03 | ) | $ | 0.87 | $ | 0.84 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 1.85 | (0.03 | ) | 0.40 | 0.37 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.55 | (0.02 | ) | (0.67 | ) | (0.69 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.77 | (0.03 | ) | (0.16 | ) | (0.19 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.82 | (0.03 | ) | 0.56 | 0.53 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.39 | $ | (0.01 | ) | $ | 0.95 | $ | 0.94 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 1.98 | (0.01 | ) | 0.42 | 0.41 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.70 | — | (b) | (0.71 | ) | (0.71 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.91 | (0.01 | ) | (0.17 | ) | (0.18 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.92 | (0.01 | ) | 0.58 | 0.57 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Class R | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.38 | $ | (0.02 | ) | $ | 0.93 | $ | 0.91 | $ | — | (b) | $ | — | $ | — | (b) | |||||||||||
6/30/2010 | 1.97 | (0.02 | ) | 0.43 | 0.41 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.69 | (0.01 | ) | (0.70 | ) | (0.71 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.91 | (0.02 | ) | (0.17 | ) | (0.19 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.92 | (0.02 | ) | 0.59 | 0.57 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.51 | $ | — | (b) | $ | 0.99 | $ | 0.99 | $ | (0.01 | ) | $ | — | $ | (0.01 | ) | |||||||||||
6/30/2010 | 2.07 | — | (b) | 0.44 | 0.44 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.81 | — | (c) | (0.73 | ) | (0.73 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 3.01 | — | (c) | (0.17 | ) | (0.17 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.99 | — | (b) | 0.60 | 0.60 | — | (0.58 | ) | (0.58 | ) | ||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 2.43 | $ | (0.01 | ) | $ | 0.96 | $ | 0.95 | $ | (0.01 | ) | $ | — | $ | (0.01 | ) | |||||||||||
6/30/2010 | 2.01 | (0.01 | ) | 0.43 | 0.42 | — | (b) | — | — | (b) | ||||||||||||||||||
6/30/2009 | 2.74 | — | (b) | (0.72 | ) | (0.72 | ) | — | (0.01 | ) | (0.01 | ) | ||||||||||||||||
6/30/2008 | 2.94 | (0.01 | ) | (0.16 | ) | (0.17 | ) | — | (0.03 | ) | (0.03 | ) | ||||||||||||||||
6/30/2007 | 2.94 | (0.01 | ) | 0.59 | 0.58 | — | (0.58 | ) | (0.58 | ) |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $(0.01) per share. | |
(c) | Less than $0.01 per share. | |
(d) | Payments from Affiliates increased the end of year net asset value per share and total return by less than $0.01 and 0.01%, respectively. | |
(e) | Redemption fees were eliminated effective May 1, 2009. | |
(f) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Ratio of | Ratio of | |||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Expenses to | Net Income | ||||||||||||||||||||||||
Redemption | Value | Total | End of Period | Average | (Loss) to Average | Portfolio | ||||||||||||||||||||||
Fees (a)(e) | End of Period | Return (f) | (000s) | Net Assets | Net Assets | Turnover Rate | ||||||||||||||||||||||
$ | — | $ | 3.28 | (d) | 39.17 | %(d) | $ | 11,498 | 1.13 | % | (0.46 | )% | 133 | % | ||||||||||||||
— | 2.36 | 21.03 | 5,496 | 1.14 | (0.46 | ) | 110 | |||||||||||||||||||||
— | (c) | 1.95 | (26.34 | ) | 2,608 | 1.14 | (0.20 | ) | 139 | |||||||||||||||||||
— | (c) | 2.67 | (6.40 | ) | 3,146 | 1.13 | (0.35 | ) | 107 | |||||||||||||||||||
— | (c) | 2.87 | 21.69 | 3,640 | 1.17 | (0.49 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.08 | (d) | 38.12 | %(d) | $ | 2,344 | 1.88 | % | (1.19 | )% | 133 | % | ||||||||||||||
— | 2.23 | 19.90 | 1,950 | 1.89 | (1.19 | ) | 110 | |||||||||||||||||||||
— | (c) | 1.86 | (26.98 | ) | 1,260 | 1.89 | (0.96 | ) | 139 | |||||||||||||||||||
— | (c) | 2.56 | (6.97 | ) | 1,913 | 1.89 | (1.11 | ) | 107 | |||||||||||||||||||
— | (c) | 2.78 | 21.08 | 2,412 | 1.92 | (1.24 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.06 | (d) | 37.84 | %(d) | $ | 5,942 | 1.88 | % | (1.21 | )% | 133 | % | ||||||||||||||
— | 2.22 | 20.01 | 2,964 | 1.89 | (1.19 | ) | 110 | |||||||||||||||||||||
— | (c) | 1.85 | (27.09 | ) | 2,042 | 1.88 | (0.95 | ) | 139 | |||||||||||||||||||
— | (c) | 2.55 | (6.99 | ) | 2,264 | 1.89 | (1.11 | ) | 107 | |||||||||||||||||||
— | (c) | 2.77 | 21.17 | 2,764 | 1.92 | (1.25 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.33 | (d) | 39.38 | %(d) | $ | 1,807 | 1.13 | % | (0.45 | )% | 133 | % | ||||||||||||||
— | 2.39 | 20.80 | 1,421 | 1.14 | (0.43 | ) | 110 | |||||||||||||||||||||
— | (c) | 1.98 | (26.32 | ) | 638 | 1.14 | (0.21 | ) | 139 | |||||||||||||||||||
— | (c) | 2.70 | (6.31 | ) | 927 | 1.13 | (0.35 | ) | 107 | |||||||||||||||||||
— | (c) | 2.91 | 21.86 | 973 | 1.17 | (0.49 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.29 | (d) | 38.98 | %(d) | $ | 1,832 | 1.38 | % | (0.71 | )% | 133 | % | ||||||||||||||
— | 2.38 | 20.41 | 619 | 1.38 | (0.68 | ) | 110 | |||||||||||||||||||||
— | (c) | 1.97 | (26.42 | ) | 76 | 1.38 | (0.36 | ) | 139 | |||||||||||||||||||
— | (c) | 2.69 | (6.66 | ) | 24 | 1.39 | (0.73 | ) | 107 | |||||||||||||||||||
— | (c) | 2.91 | 21.86 | 231 | 1.38 | (0.70 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.49 | (d) | 39.90 | %(d) | $ | 55,460 | 0.78 | % | (0.09 | )% | 133 | % | ||||||||||||||
— | 2.51 | 20.93 | 40,206 | 0.78 | (0.08 | ) | 110 | |||||||||||||||||||||
— | (c) | 2.07 | (26.00 | ) | 35,085 | 0.74 | 0.19 | 139 | ||||||||||||||||||||
— | (c) | 2.81 | (6.08 | ) | 64,922 | 0.73 | 0.05 | 107 | ||||||||||||||||||||
— | (c) | 3.01 | 22.75 | 74,623 | 0.77 | (0.10 | ) | 102 | ||||||||||||||||||||
$ | — | $ | 3.37 | (d) | 39.11 | %(d) | $ | 2,923 | 1.03 | % | (0.35 | )% | 133 | % | ||||||||||||||
— | 2.43 | 20.92 | 74 | 1.03 | (0.28 | ) | 110 | |||||||||||||||||||||
— | (c) | 2.01 | (26.30 | ) | 11 | 0.99 | (0.16 | ) | 139 | |||||||||||||||||||
— | (c) | 2.74 | (6.23 | ) | 1,104 | 0.98 | (0.20 | ) | 107 | |||||||||||||||||||
— | (c) | 2.94 | 22.44 | 1,272 | 1.02 | (0.32 | ) | 102 |
Net Realized | Distributions | |||||||||||||||||||||||||||
Net Asset Value | and Change in | Total from | from Net | |||||||||||||||||||||||||
For a Share Outstanding for the | Beginning | Net Investment | Unrealized Gain | Investment | Realized Capital | |||||||||||||||||||||||
Period ended: | of Period | Income (Loss) (a) | (Loss) (a) | Operations | Gains | |||||||||||||||||||||||
RCM Strategic Growth: | ||||||||||||||||||||||||||||
Class A | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.41 | $ | (0.10 | ) | $ | 4.38 | $ | 4.28 | $ | — | |||||||||||||||||
6/30/2010 | 12.34 | (0.12 | ) | 1.19 | 1.07 | — | ||||||||||||||||||||||
6/30/2009 | 15.65 | (0.06 | ) | (3.25 | ) | (3.31 | ) | — | ||||||||||||||||||||
6/30/2008 | 16.18 | (0.12 | ) | 0.10 | (0.02 | ) | (0.51 | ) | ||||||||||||||||||||
6/30/2007 | 13.56 | (0.05 | ) | 2.67 | 2.62 | — | ||||||||||||||||||||||
Class C | ||||||||||||||||||||||||||||
6/30/2011 | $ | 12.98 | $ | (0.23 | ) | $ | 4.24 | $ | 4.01 | $ | — | |||||||||||||||||
6/30/2010 | 12.04 | (0.22 | ) | 1.16 | 0.94 | — | ||||||||||||||||||||||
6/30/2009 | 15.37 | (0.15 | ) | (3.18 | ) | (3.33 | ) | — | ||||||||||||||||||||
6/30/2008 | 16.02 | (0.24 | ) | 0.10 | (0.14 | ) | (0.51 | ) | ||||||||||||||||||||
6/30/2007 | 13.53 | (0.16 | ) | 2.65 | 2.49 | — | ||||||||||||||||||||||
Class D | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.40 | $ | (0.11 | ) | $ | 4.38 | $ | 4.27 | $ | — | |||||||||||||||||
6/30/2010 | 12.33 | (0.11 | ) | 1.18 | 1.07 | — | ||||||||||||||||||||||
6/30/2009 | 15.64 | (0.05 | ) | (3.26 | ) | (3.31 | ) | — | ||||||||||||||||||||
6/30/2008 | 16.18 | (0.12 | ) | 0.09 | (0.03 | ) | (0.51 | ) | ||||||||||||||||||||
6/30/2007 | 13.56 | (0.05 | ) | 2.67 | 2.62 | — | ||||||||||||||||||||||
Class P | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.59 | $ | (0.06 | ) | $ | 4.44 | $ | 4.38 | $ | — | |||||||||||||||||
6/30/2010 | 12.48 | (0.08 | ) | 1.19 | 1.11 | — | ||||||||||||||||||||||
7/7/2008† - 6/30/2009 | 15.32 | (0.02 | ) | (2.82 | ) | (2.84 | ) | — | ||||||||||||||||||||
Institutional Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.63 | $ | (0.05 | ) | $ | 4.46 | $ | 4.41 | $ | — | |||||||||||||||||
6/30/2010 | 12.49 | (0.06 | ) | 1.20 | 1.14 | — | ||||||||||||||||||||||
6/30/2009 | 15.79 | (0.01 | ) | (3.29 | ) | (3.30 | ) | — | ||||||||||||||||||||
6/30/2008 | 16.26 | (0.05 | ) | 0.09 | 0.04 | (0.51 | ) | |||||||||||||||||||||
6/30/2007 | 13.57 | — | (b) | 2.69 | 2.69 | — | ||||||||||||||||||||||
Administrative Class | ||||||||||||||||||||||||||||
6/30/2011 | $ | 13.48 | $ | (0.09 | ) | $ | 4.42 | $ | 4.33 | $ | — | |||||||||||||||||
6/30/2010 | 12.39 | (0.11 | ) | 1.20 | 1.09 | — | ||||||||||||||||||||||
6/30/2009 | 15.70 | (0.04 | ) | (3.27 | ) | (3.31 | ) | — | ||||||||||||||||||||
6/30/2008 | 16.21 | (0.09 | ) | 0.09 | — | (0.51 | ) | |||||||||||||||||||||
6/30/2007 | 13.56 | (0.03 | ) | 2.68 | 2.65 | — |
* | Annualized | |
† | Commencement of operations. | |
(a) | Calculated on average shares outstanding during the period. | |
(b) | Less than $0.01 per share. | |
(c) | Payments from Affiliates increased the end of year net asset value per share and total return by less than $0.01 and 0.01%, respectively. | |
(d) | Redemption fees were eliminated May 1, 2009. | |
(e) | Total return is calculated assuming a purchase of a share on the first day of the period and a sale of a share on the last day of each period reported. Income dividends and capital gains distributions, if any, are assumed, for purposes of this calculation, to be reinvested. Total return does not reflect sales charges and includes the effect of fee waivers and reimbursements. Total return may reflect adjustments to conform to generally accepted accounting principles. Total investment return for a period of less than one year is not annualized. |
Ratio of | Ratio of | |||||||||||||||||||||||||||||||
Expenses to | Expenses to | |||||||||||||||||||||||||||||||
Average Net | Average Net | Ratio of Net | ||||||||||||||||||||||||||||||
Fund | Net Asset | Net Assets | Assets with | Assets without | Income (Loss) | |||||||||||||||||||||||||||
Redemption | Value End of | End of Period | Fee Waiver/ | Fee Waiver/ | to Average | Portfolio | ||||||||||||||||||||||||||
Fees (a)(d) | Period | Total Return (e) | (000s) | Reimbursement | Reimbursement | Net Assets | Turnover Rate | |||||||||||||||||||||||||
$ | — | $ | 17.69 | 31.92 | % | $ | 4,961 | 1.59 | % | 1.66 | % | (0.63 | )% | 70 | % | |||||||||||||||||
— | 13.41 | (c) | 8.67 | (c) | 3,816 | 1.71 | 1.71 | (0.82 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.34 | (21.15 | ) | 2,051 | 1.71 | 1.71 | (0.51 | ) | 139 | ||||||||||||||||||||||
— | 15.65 | (0.46 | ) | 2,273 | 1.80 | 1.80 | (0.72 | ) | 107 | |||||||||||||||||||||||
— | 16.18 | 19.23 | 810 | 1.69 | 1.69 | (0.37 | ) | 177 | ||||||||||||||||||||||||
$ | — | $ | 16.99 | 30.89 | % | $ | 1,681 | 2.35 | % | 2.42 | % | (1.42 | )% | 70 | % | |||||||||||||||||
— | 12.98 | (c) | 7.89 | (c) | 1,583 | 2.46 | 2.46 | (1.57 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.04 | (21.67 | ) | 553 | 2.47 | 2.47 | (1.27 | ) | 139 | ||||||||||||||||||||||
— | 15.37 | (1.28 | ) | 488 | 2.56 | 2.56 | (1.47 | ) | 107 | |||||||||||||||||||||||
— | 16.02 | 18.39 | 68 | 2.42 | 2.42 | (1.03 | ) | 177 | ||||||||||||||||||||||||
$ | — | $ | 17.67 | 31.87 | % | $ | 583 | 1.59 | % | 1.66 | % | (0.64 | )% | 70 | % | |||||||||||||||||
— | 13.40 | (c) | 8.68 | (c) | 611 | 1.71 | 1.71 | (0.79 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.33 | (21.16 | ) | 185 | 1.70 | 1.70 | (0.44 | ) | 139 | ||||||||||||||||||||||
— | 15.64 | (0.52 | ) | 73 | 1.81 | 1.81 | (0.71 | ) | 107 | |||||||||||||||||||||||
— | (b) | 16.18 | 19.32 | 26 | 1.69 | 1.69 | (0.35 | ) | 177 | |||||||||||||||||||||||
$ | — | $ | 17.97 | 32.23 | % | $ | 230 | 1.34 | % | 1.41 | % | (0.37 | )% | 70 | % | |||||||||||||||||
— | 13.59 | (c) | 8.97 | (c) | 111 | 1.45 | 1.45 | (0.56 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.48 | (18.54 | ) | 8 | 1.41 | * | 1.41 | * | (0.17 | )* | 139 | ||||||||||||||||||||
$ | — | $ | 18.04 | 32.36 | % | $ | 2,210 | 1.25 | % | 1.32 | % | (0.29 | )% | 70 | % | |||||||||||||||||
— | 13.63 | (c) | 9.13 | (c) | 2,804 | 1.34 | 1.34 | (0.45 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.49 | (20.90 | ) | 2,571 | 1.31 | 1.31 | (0.09 | ) | 139 | ||||||||||||||||||||||
— | 15.79 | (0.08 | ) | 3,249 | 1.38 | 1.38 | (0.29 | ) | 107 | |||||||||||||||||||||||
— | (b) | 16.26 | 19.73 | 3,251 | 1.29 | 1.29 | 0.03 | 177 | ||||||||||||||||||||||||
$ | — | $ | 17.81 | 32.12 | % | $ | 216 | 1.50 | % | 1.57 | % | (0.56 | )% | 70 | % | |||||||||||||||||
— | 13.48 | (c) | 8.88 | (c) | 321 | 1.63 | 1.63 | (0.72 | ) | 102 | ||||||||||||||||||||||
— | (b) | 12.39 | (21.08 | ) | 9 | 1.57 | 1.57 | (0.34 | ) | 139 | ||||||||||||||||||||||
— | 15.70 | (0.33 | ) | 11 | 1.63 | 1.63 | (0.54 | ) | 107 | |||||||||||||||||||||||
— | (b) | 16.21 | 19.45 | 11 | 1.54 | 1.54 | (0.22 | ) | 177 |
June 30, 2011
• | Level 1—quoted prices in active markets for identical investments that the Funds have the ability to access |
• | Level 2—valuations based on other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc.) or quotes from inactive exchanges |
• | Level 3—valuations based on significant unobservable inputs (including the Funds’ own assumptions in determining the fair value of investments) |
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 645,564 | — | — | $ | 645,564 | ||||||||||
Repurchase Agreements | — | $ | 9,938 | — | 9,938 | |||||||||||
Total Investments | $ | 645,564 | $ | 9,938 | — | $ | 655,502 | |||||||||
June 30, 2011
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 248,113 | — | — | $ | 248,113 | ||||||||||
Corporate Bonds & Notes: | ||||||||||||||||
Oil & Gas | 1,382 | $ | 24,775 | — | 26,157 | |||||||||||
All Other | — | 217,575 | — | 217,575 | ||||||||||||
Convertible Bonds: | ||||||||||||||||
Technology | — | 23,285 | $ | 2,440 | 25,725 | |||||||||||
All Other | — | 173,699 | — | 173,699 | ||||||||||||
Convertible Preferred Stock: | ||||||||||||||||
Diversified Financial Services | 3,184 | 6,073 | — | 9,257 | ||||||||||||
Financial Services | — | 2,774 | — | 2,774 | ||||||||||||
Household Durables | — | 931 | — | 931 | ||||||||||||
Insurance | 3,425 | 424 | — | 3,849 | ||||||||||||
IT Services | — | 875 | — | 875 | ||||||||||||
Oil & Gas | — | 496 | — | 496 | ||||||||||||
All Other | 12,441 | — | — | 12,441 | ||||||||||||
Short-Term Investments | — | 41,745 | — | 41,745 | ||||||||||||
Total Investments in Securities — Assets | $ | 268,545 | $ | 492,652 | $ | 2,440 | $ | 763,637 | ||||||||
Investments in Securities — Liabilities | ||||||||||||||||
Options Written, at value: | ||||||||||||||||
Market Price | $ | (353 | ) | $ | (19 | ) | — | $ | (372 | ) | ||||||
Total Investments | $ | 268,192 | $ | 492,633 | $ | 2,440 | $ | 763,265 | ||||||||
AGIC Mid-Cap Growth: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 7,376 | — | — | $ | 7,376 | ||||||||||
Repurchase Agreements | — | $ | 135 | — | 135 | |||||||||||
Total Investments | $ | 7,376 | $ | 135 | — | $ | 7,511 | |||||||||
AGIC Opportunity: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 306,613 | — | — | $ | 306,613 | ||||||||||
Repurchase Agreements | — | $ | 268 | — | 268 | |||||||||||
Total Investments | $ | 306,613 | $ | 268 | — | $ | 306,881 | |||||||||
AGIC Systematic Growth: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 23,803 | — | — | $ | 23,803 | ||||||||||
AGIC Target: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 335,479 | — | — | $ | 335,479 | ||||||||||
Repurchase Agreements | — | $ | 8,137 | — | 8,137 | |||||||||||
Total Investments | $ | 335,479 | $ | 8,137 | — | $ | 343,616 | |||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock: | ||||||||||||||||
Oil, Gas & Consumable Fuels | $ | 3,287 | — | $ | — | (a) | $ | 3,287 | ||||||||
All Other | 20,205 | — | — | 20,205 | ||||||||||||
Preferred Stock | — | — | — | (a) | — | |||||||||||
Repurchase Agreements | — | $ | 267 | — | 267 | |||||||||||
Total Investments | $ | 23,492 | $ | 267 | $ | — | (a) | $ | 23,759 | |||||||
(a) | Energy Coal Resources, Inc. is fair-valued at $0. |
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 7,717,640 | — | — | $ | 7,717,640 | ||||||||||
Repurchase Agreements | — | $ | 349,767 | — | 349,767 | |||||||||||
Total Investments | $ | 7,717,640 | $ | 349,767 | — | $ | 8,067,407 | |||||||||
NFJ Large-Cap Value: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 1,243,983 | — | — | $ | 1,243,983 | ||||||||||
Repurchase Agreements | — | $ | 15,171 | — | 15,171 | |||||||||||
Total Investments | $ | 1,243,983 | $ | 15,171 | — | $ | 1,259,154 | |||||||||
NFJ Mid-Cap Value: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 12,397 | — | — | $ | 12,397 | ||||||||||
Repurchase Agreements | — | $ | 121 | — | 121 | |||||||||||
Total Investments | $ | 12,397 | $ | 121 | — | $ | 12,518 | |||||||||
NFJ Renaissance: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 800,851 | — | — | $ | 800,851 | ||||||||||
Mutual Funds | 7,284 | — | — | 7,284 | ||||||||||||
Repurchase Agreements | — | $ | 21,418 | — | 21,418 | |||||||||||
Total Investments | $ | 808,135 | $ | 21,418 | — | $ | 829,553 | |||||||||
June 30, 2011
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 7,347,289 | — | — | $ | 7,347,289 | ||||||||||
Mutual Funds | 96,987 | — | — | 96,987 | ||||||||||||
Repurchase Agreements | — | $ | 414,807 | — | 414,807 | |||||||||||
Total Investments | $ | 7,444,276 | $ | 414,807 | — | $ | 7,859,083 | |||||||||
RCM Large-Cap Growth: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 458,917 | — | — | $ | 458,917 | ||||||||||
Repurchase Agreements | — | $ | 5,410 | — | 5,410 | |||||||||||
Total Investments | $ | 458,917 | $ | 5,410 | — | $ | 464,327 | |||||||||
RCM Mid-Cap: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 79,918 | — | — | $ | 79,918 | ||||||||||
Repurchase Agreements | — | $ | 2,190 | — | 2,190 | |||||||||||
Total Investments | $ | 79,918 | $ | 2,190 | — | $ | 82,108 | |||||||||
RCM Strategic Growth: | ||||||||||||||||
Level 2— | Level 3— | |||||||||||||||
Level 1— | Other Significant | Significant | Value at | |||||||||||||
Quoted Prices | Observable Inputs | Unobservable Inputs | 6/30/11 | |||||||||||||
Investments in Securities — Assets | ||||||||||||||||
Common Stock | $ | 9,822 | — | — | $ | 9,822 | ||||||||||
Repurchase Agreements | — | $ | 295 | — | 295 | |||||||||||
Options Purchased: | ||||||||||||||||
Market Price | 120 | — | — | 120 | ||||||||||||
Total Investments in Securities — Assets | $ | 9,942 | $ | 295 | — | $ | 10,237 | |||||||||
Investments in Securities — Liabilities | ||||||||||||||||
Options Written, at value: | ||||||||||||||||
Market Price | $ | (557 | ) | — | — | $ | (557 | ) | ||||||||
Total Investments | $ | 9,385 | $ | 295 | — | $ | 9,680 | |||||||||
Net Change | ||||||||||||||||||||
Beginning | Net | Net | in Unrealized | Ending | ||||||||||||||||
Balance | Purchases (Sales) | Realized | Appreciation/ | Balance | ||||||||||||||||
6/30/10 | and Settlements | Gain (Loss) | Depreciation | 6/30/11 | ||||||||||||||||
Investments in Securities — Assets | ||||||||||||||||||||
Convertible Bonds: | ||||||||||||||||||||
Technology | — | $ | 1,958 | — | $ | 482 | $ | 2,440 | ||||||||||||
Convertible Preferred Stock: | ||||||||||||||||||||
Diversified Financial Services | $ | 43 | (76 | ) | $ | (311 | ) | 344 | — | |||||||||||
Total Investments | $ | 43 | $ | 1,882 | $ | (311 | ) | $ | 826 | $ | 2,440 | |||||||||
Net Change | ||||||||||||||||||||
Beginning | Net | Net | in Unrealized | Ending | ||||||||||||||||
Balance | Purchases (Sales) | Realized | Appreciation/ | Balance | ||||||||||||||||
6/30/10 | and Settlements | Gain (Loss) | Depreciation | 6/30/11 | ||||||||||||||||
Investments in Securities — Assets | ||||||||||||||||||||
Common Stock: | ||||||||||||||||||||
Oil, Gas & Consumable Fuels | $ | — | (a) | — | — | — | $ | — | (a) | |||||||||||
Preferred Stock | — | (a) | — | — | — | — | (a) | |||||||||||||
Total Investments | $ | — | (a) | — | — | — | $ | — | (a) | |||||||||||
(a) | Energy Coal Resources, Inc. is fair-valued at $0. |
June 30, 2011
Market | ||||
Location | Price | |||
Liability derivatives: | ||||
Options written, at value | $ | (372 | ) | |
Market | ||||
Location | Price | |||
Asset derivatives: | ||||
Investments, at value (options purchased) | $ | 120 | ||
Liability derivatives: | ||||
Options written, at value | $ | (557 | ) | |
Market | ||||
Location | Price | |||
Net realized loss on: | ||||
Investments (options purchased) | $ | (153 | ) | |
Market | ||||
Location | Price | |||
Net realized gain on: | ||||
Options written | $ | 339 | ||
Net change in unrealized appreciation/depreciation of: | ||||
Options written | $ | (52 | ) | |
Market | ||||
Location | Price | |||
Net realized loss on: | ||||
Investments (options purchased) | $ | (82 | ) | |
Market | ||||
Location | Price | |||
Net realized gain (loss) on: | ||||
Investments (options purchased) | $ | (1,707 | ) | |
Options written | 2,208 | |||
Total net realized gain | $ | 501 | ||
Net change in unrealized appreciation/depreciation of: | ||||
Investments (options purchased) | $ | 956 | ||
Options written | 5 | |||
Total net change in unrealized appreciation/depreciation | $ | 961 | ||
Market | ||||
Location | Price | |||
Net realized gain (loss) on: | ||||
Investments (options purchased) | $ | (100 | ) | |
Options written | 405 | |||
Total net realized gain | $ | 305 | ||
Net change in unrealized appreciation/depreciation of: | ||||
Investments (options purchased) | $ | 74 | ||
Options written | 42 | |||
Total net change in unrealized appreciation/depreciation | $ | 116 | ||
Options | Options | |||||||
Purchased | Written | |||||||
Contracts(1) | Contracts(1) | |||||||
AGIC Income & Growth | — | 5,845 | ||||||
RCM Large-Cap Growth | 5,363 | 11,595 | ||||||
RCM Strategic Growth | 705 | 3,401 |
(1) | Number of contracts |
June 30, 2011
All Classes | Class A, B, C, D and R(1)(2) | Class P(1) | Institutional Class(1) | Administrative Class(1) | ||||||||||||||||||||||||||||||||||||
Investment | Effective | Effective | Effective | Effective | Effective | |||||||||||||||||||||||||||||||||||
Advisory | Advisory | Administration | Administration | Administration | Administration | Administration | Administration | Administration | Administration | |||||||||||||||||||||||||||||||
Fee | Fee | Fee | Fee | Fee | Fee | Fee | Fee | Fee | Fee | |||||||||||||||||||||||||||||||
AGIC Growth | 0.50 | 0.50 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
AGIC Income & Growth | 0.65 | 0.65 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | N/A | N/A | ||||||||||||||||||||||||||||||
AGIC Mid-Cap Growth | 0.65 | 0.65 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | N/A | N/A | ||||||||||||||||||||||||||||||
AGIC Opportunity | 0.65 | 0.65 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
AGIC Systematic Growth | 0.50 | 0.50 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
AGIC Target | 0.55 | 0.55 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
NFJ All-Cap Value | 0.65 | 0.65 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
NFJ Dividend Value | 0.45 | 0.45 | (3) | 0.40 | 0.35 | 0.40 | 0.35 | 0.30 | 0.25 | 0.30 | 0.25 | |||||||||||||||||||||||||||||
NFJ Large-Cap Value | 0.45 | 0.45 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
NFJ Mid-Cap Value | 0.60 | 0.60 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | N/A | N/A | ||||||||||||||||||||||||||||||
NFJ Renaissance | 0.60 | 0.60 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
NFJ Small-Cap Value | 0.60 | 0.57 | (4) | 0.40 | 0.35 | 0.40 | 0.35 | 0.30 | 0.20 | (5) | 0.30 | 0.20 | (5) | |||||||||||||||||||||||||||
RCM Large-Cap Growth | 0.45 | 0.45 | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
RCM Mid-Cap | 0.47 | 0.47 | 0.40 | 0.40 | N/A | N/A | 0.30 | 0.30 | 0.30 | 0.30 | ||||||||||||||||||||||||||||||
RCM Strategic Growth | 1.00 | 0.93 | (6) | 0.40 | 0.40 | 0.40 | 0.40 | 0.30 | 0.30 | 0.30 | 0.30 |
(1) | The total Administration fee rate for each class of shares shall be reduced according to the following schedule: each based on such Fund’s aggregate average daily net assets: by 0.025% per annum on assets in excess of $1 billion, by an additional 0.025% per annum on assets in excess of $2.5 billion, by an additional 0.025% per annum on assets in excess of $5 billion and by an additional 0.025% per annum on assets in excess of $7.5 billion. To the extent that any such reduction in fee rate applies, the dollar amount of the fee reduction with respect to each share class is calculated and applied on a pro-rata basis by reference to the percentage of the Fund’s average daily net assets attributable to that class. | |
(2) | Prior to July 1, 2011, the administration agreement included a plan adopted in conformity with Rule 12b-1 which provided for the payment of an additional 0.25% for Class D shares. Therefore, the Administration fee rate for Class D shares of each Fund was 0.25% greater than the fee set forth above. As of July 1, 2011, such additional amount is paid by Class D shares pursuant to a separate Rule 12b-1 Plan and not under the Administration Agreement. | |
(3) | The investment advisory fee is subject to a reduction of 0.025% on the net assets in excess of $7.5 billion and an additional 0.025% on net assets in excess of $10 billion based on the Fund’s average daily net assets. | |
(4) | The investment advisory fee is subject to a reduction of 0.025% on the net assets in excess of $3 billion, an additional 0.025% on net assets in excess of $4 billion and an additional 0.025% on net assets in excess of $5 billion, based on the Fund’s average daily net assets. | |
(5) | AGIFM has voluntarily agreed to observe, through October 31, 2011, an irrevocable waiver of a portion of its administrative fees paid by Institutional and Administrative Class shares, which reduces the contractual rate by 0.05% of the Fund’s average daily net assets attributable to these particular share classes. | |
(6) | Effective November 1, 2010 through October 31, 2011, the investment advisory fee is subject to a voluntary irrevocable fee waiver that reduces the 1.00% contractual fee rate by 0.10% to 0.90%.. |
Allowable Rate | ||||||||
Distribution | Servicing | |||||||
Fee | Fee | |||||||
Class A | ||||||||
All Funds | — | 0.25 | % | |||||
Class B | ||||||||
All Funds | 0.75 | % | 0.25 | |||||
Class C | ||||||||
All Funds | 0.75 | 0.25 | ||||||
Class D | ||||||||
All Funds | — | 0.25 | ||||||
Class R | ||||||||
All Funds | 0.25 | 0.25 |
Purchases | Sales | |||||||
AGIC Growth | $ | 598,714 | $ | 735,305 | ||||
AGIC Income & Growth | 1,354,024 | 815,791 | ||||||
AGIC Mid-Cap Growth | 11,235 | 11,791 | ||||||
AGIC Opportunity | 331,180 | 378,731 | ||||||
AGIC Systematic Growth | 44,915 | 69,649 | ||||||
AGIC Target | 314,438 | 357,869 | ||||||
NFJ All-Cap Value | 15,050 | 14,259 | ||||||
NFJ Dividend Value | 3,091,300 | 2,673,612 | ||||||
NFJ Large-Cap Value | 230,840 | 336,098 | ||||||
NFJ Mid-Cap Value | 5,851 | 6,136 | ||||||
NFJ Renaissance | 445,824 | 564,290 | ||||||
NFJ Small-Cap Value | 1,792,545 | 1,905,428 | ||||||
RCM Large-Cap Growth | 297,815 | 316,497 | ||||||
RCM Mid-Cap | 99,152 | 91,484 | ||||||
RCM Strategic Growth | 7,530 | 8,156 |
(a) | Transactions in options written for the year ended June 30, 2011 (amounts in thousands, except for number of contracts): |
AGIC Income & | RCM Large-Cap | RCM Strategic | ||||||||||||||||||||||
Growth | Growth | Growth | ||||||||||||||||||||||
Contracts | Premiums | Contracts | Premiums | Contracts | Premiums | |||||||||||||||||||
Options outstanding, June 30, 2010 | 1,155 | $ | 44 | 20,213 | $ | 3,388 | 3,496 | $ | 915 | |||||||||||||||
Options written | 117,135 | 7,305 | — | — | 5,316 | 1,186 | ||||||||||||||||||
Options terminated in closing transactions | (40,490 | ) | (2,902 | ) | (100 | ) | (130 | ) | (3,087 | ) | (664 | ) | ||||||||||||
Options excercised | (85 | ) | (4 | ) | (400 | ) | (518 | ) | (972 | ) | (336 | ) | ||||||||||||
Options expired | (69,030 | ) | (4,098 | ) | (19,713 | ) | (2,740 | ) | (2,927 | ) | (540 | ) | ||||||||||||
Options outstanding, June 30, 2011 | 8,685 | $ | 345 | — | — | 1,826 | $ | 561 | ||||||||||||||||
June 30, 2011
Ordinary | 15% Long-Term | 25% Long-Term | Return of | |||||||||||||
Income | Capital Gain | Capital Gain | Capital | |||||||||||||
Distributions(1) | Distributions | Distributions | Distributions | |||||||||||||
AGIC Growth | — | — | — | — | ||||||||||||
AGIC Income & Growth | $ | 37,260 | $ | 164 | — | — | ||||||||||
AGIC Mid-Cap Growth | 34 | — | — | — | ||||||||||||
AGIC Opportunity | — | — | — | — | ||||||||||||
AGIC Systematic Growth | 330 | — | — | — | ||||||||||||
AGIC Target | — | — | — | — | ||||||||||||
NFJ All-Cap Value | 463 | — | — | — | ||||||||||||
NFJ Dividend Value | 213,239 | — | — | — | ||||||||||||
NFJ Large-Cap Value | 25,061 | — | — | — | ||||||||||||
NFJ Mid-Cap Value | 244 | — | — | — | ||||||||||||
NFJ Renaissance | 9,530 | — | — | — | ||||||||||||
NFJ Small-Cap Value | 111,938 | — | — | — | ||||||||||||
RCM Large-Cap Growth | 1,023 | — | — | — | ||||||||||||
RCM Mid-Cap | 129 | 3 | — | — | ||||||||||||
RCM Strategic Growth | — | — | — | — |
(1) | Includes short-term capital gains , if any. |
Ordinary | 15% Long-Term | 25% Long-Term | ||||||||||||||
Income | Capital Gain | Capital Gain | Return of | |||||||||||||
Distributions(2) | Distributions | Distributions | Capital | |||||||||||||
AGIC Growth | $ | 312 | — | — | — | |||||||||||
AGIC Income & Growth | 8,293 | — | — | — | ||||||||||||
AGIC Mid-Cap Growth | 26 | — | — | — | ||||||||||||
AGIC Opportunity | — | — | — | — | ||||||||||||
AGIC Systematic Growth | 221 | — | — | — | ||||||||||||
AGIC Target | — | — | — | — | ||||||||||||
NFJ All-Cap Value | 466 | — | — | — | ||||||||||||
NFJ Dividend Value | 232,710 | — | — | — | ||||||||||||
NFJ Large-Cap Value | 26,120 | — | — | — | ||||||||||||
NFJ Mid-Cap Value | 208 | — | — | — | ||||||||||||
NFJ Renaissance | 10,013 | — | — | — | ||||||||||||
NFJ Small-Cap Value | 115,977 | — | — | — | ||||||||||||
RCM Large-Cap Growth | 2,100 | — | — | — | ||||||||||||
RCM Mid-Cap | 59 | — | — | — | ||||||||||||
RCM Strategic Growth | — | — | — | — |
(2) | Includes short-term capital gains , if any. |
Undistributed | Undistributed | Post-October | ||||||||||||||||||
Ordinary | Long-Term | Capital Loss | Post-October | Currency Loss | ||||||||||||||||
Income | Capital Gains | Carryforwards(3) | Deferral(4) | Deferral(4) | ||||||||||||||||
AGIC Growth | — | — | $ | 68,510 | — | — | ||||||||||||||
AGIC Income & Growth | $ | 18,583 | $ | 1,962 | — | — | — | |||||||||||||
AGIC Mid-Cap Growth | 240 | 397 | 1,659 | — | — | |||||||||||||||
AGIC Opportunity | — | 5,843 | — | — | — | |||||||||||||||
AGIC Systematic Growth | 58 | 1,571 | 5,902 | — | — | |||||||||||||||
AGIC Target | — | — | 64,323 | — | — | |||||||||||||||
NFJ All-Cap Value | 179 | — | 13,476 | — | — | |||||||||||||||
NFJ Dividend Value | 8,832 | — | 2,520,337 | — | — | |||||||||||||||
NFJ Large-Cap Value | 1,143 | — | 658,569 | — | — | |||||||||||||||
NFJ Mid-Cap Value | — | — | 4,095 | — | — | |||||||||||||||
NFJ Renaissance | 2,120 | — | 301,749 | — | — | |||||||||||||||
NFJ Small-Cap Value | 33,570 | 22,425 | — | — | — | |||||||||||||||
RCM Large-Cap Growth | 525 | — | 22,370 | — | — | |||||||||||||||
RCM Mid-Cap | — | 2,243 | 6,132 | — | — | |||||||||||||||
RCM Strategic Growth | — | 563 | 200 | — | — |
(3) | Capital losses available to offset future net capital gains, including acquired capital loss carryovers which may be limited under current tax law, expiring in varying amounts as shown below. | |
(4) | Capital and foreign currency losses realized during the period November 1, 2010 through June 30, 2011 which the Fund elected to defer to the following taxable year pursuant to income tax regulations. |
2012 | 2013 | 2014 | 2015 | 2016 | 2017 | 2018 | 2019 | |||||||||||||||||||||||||
AGIC Growth | — | — | — | — | — | $ | 38,039 | $ | 30,471 | — | ||||||||||||||||||||||
AGIC Income & Growth | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
AGIC Mid-Cap Growth | — | — | — | — | — | — | 1,659 | * | — | |||||||||||||||||||||||
AGIC Opportunity | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
AGIC Systematic Growth | — | — | — | — | — | 1,501 | * | 4,400 | * | — | ||||||||||||||||||||||
AGIC Target | — | — | — | — | — | 31,446 | 32,877 | — | ||||||||||||||||||||||||
NFJ All-Cap Value | — | — | — | — | — | 5,255 | 8,221 | — | ||||||||||||||||||||||||
NFJ Dividend Value | — | — | — | — | — | 583,554 | 1,936,783 | — | ||||||||||||||||||||||||
NFJ Large-Cap Value | — | — | — | — | $ | 98,435 | * | 139,655 | * | 420,479 | * | — | ||||||||||||||||||||
NFJ Mid-Cap Value | — | — | — | — | — | 576 | 3,519 | — | ||||||||||||||||||||||||
NFJ Renaissance | — | — | — | — | — | 68,792 | 232,957 | — | ||||||||||||||||||||||||
NFJ Small-Cap Value | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
RCM Large-Cap Growth | — | — | — | — | — | — | 22,370 | — | ||||||||||||||||||||||||
RCM Mid-Cap | — | — | — | — | — | 6,132 | * | — | — | |||||||||||||||||||||||
RCM Strategic Growth | — | — | — | — | — | 193 | * | 7 | * | — |
* | Subject to limitations under IRC Sections 381-384. |
June 30, 2011
Utilized | Expired | |||||||
AGIC Growth | $ | 63,139 | $ | 19,585 | ||||
AGIC Income & Growth | 235 | — | ||||||
AGIC Mid-Cap Growth | 210 | — | ||||||
AGIC Opportunity | 35,204 | — | ||||||
AGIC Systematic Growth | 5,580 | — | ||||||
AGIC Target | 53,821 | — | ||||||
NFJ All-Cap Value | 2,685 | — | ||||||
NFJ Dividend Value | 143,777 | — | ||||||
NFJ Large-Cap Value | 21,187 | — | ||||||
NFJ Mid-Cap Value | 996 | — | ||||||
NFJ Renaissance | 133,357 | — | ||||||
NFJ Small-Cap Value | 567,577 | — | ||||||
RCM Large-Cap Growth | 23,883 | — | ||||||
RCM Mid-Cap | 9,315 | — | ||||||
RCM Strategic Growth | 654 | — |
Undistributed | ||||||||||||||||
(Distributions in | Accumulated | Paid-In | ||||||||||||||
Excess of) Net | Net Realized | Capital In | Appreciation/ | |||||||||||||
Investment Income | Gain (Loss) | Excess of Par | Depreciation | |||||||||||||
AGIC Growth (a) (b) (c) (d) | $ | 2,629 | $ | 19,585 | $ | (22,214 | ) | $ | — | |||||||
AGIC Income & Growth (b) (e) (f) (j) | 1,075 | (1,066 | ) | (9 | ) | — | ||||||||||
AGIC Mid-Cap Growth (c) (e) (g) | 1 | 914 | (915 | ) | — | |||||||||||
AGIC Opportunity (a) (b) (d) (h) | 3,301 | (66 | ) | (3,235 | ) | — | ||||||||||
AGIC Systematic Growth (e) | 2 | 1 | (3 | ) | — | |||||||||||
AGIC Target (a) (d) | 4,066 | 10 | (4,076 | ) | — | |||||||||||
NFJ All-Cap Value (b) (h) | 2 | 3 | (1 | ) | (4 | ) | ||||||||||
NFJ Dividend Value (h) | (494 | ) | 494 | — | — | |||||||||||
NFJ Large-Cap Value (e) (h) | (142 | ) | 158 | (16 | ) | — | ||||||||||
NFJ Mid-Cap Value (b) (h) (i) | 7 | 2 | (1 | ) | (8 | ) | ||||||||||
NFJ Renaissance (b) (h) | 355 | (42 | ) | — | (313 | ) | ||||||||||
NFJ Small-Cap Value (a) (b) (h) | 13,494 | 558 | (2 | ) | (14,050 | ) | ||||||||||
RCM Large-Cap Growth | — | — | — | — | ||||||||||||
RCM Mid-Cap (d) | 197 | (5 | ) | (192 | ) | — | ||||||||||
RCM Strategic Growth (d) | 70 | 1 | (71 | ) | — |
(a) | Reclassification of securities litigation payments. | |
(b) | Reclassification of gains and losses on foreign currency transactions. | |
(c) | Expiration or write-offs of capital loss carry forwards. | |
(d) | Net operating losses. | |
(e) | Non deductible federal excise tax paid. | |
(f) | Adjustments related to convertible preferred stock. | |
(g) | Dividend reclassifications. | |
(h) | Reclassifications related to investments in real estate investment trusts (REITs). | |
(i) | Taxable overdistributions. | |
(j) | Consent fees. |
Net Unrealized | ||||||||||||||||
Federal Tax | Unrealized | Unrealized | Appreciation | |||||||||||||
Cost Basis(5) | Appreciation | Depreciation | (Depreciation) | |||||||||||||
AGIC Growth | $ | 531,082 | $ | 125,289 | $ | 869 | $ | 124,420 | ||||||||
AGIC Income & Growth | 773,884 | 14,959 | 25,206 | (10,247 | ) | |||||||||||
AGIC Mid-Cap Growth | 6,503 | 1,151 | 143 | 1,008 | ||||||||||||
AGIC Opportunity | 263,715 | 50,105 | 6,939 | 43,166 | ||||||||||||
AGIC Systematic Growth | 20,274 | 3,837 | 308 | 3,529 | ||||||||||||
AGIC Target | 270,214 | 77,750 | 4,348 | 73,402 | ||||||||||||
NFJ All-Cap Value | 22,971 | 2,506 | 1,718 | 788 | ||||||||||||
NFJ Dividend Value | 7,548,053 | 914,091 | 394,737 | 519,354 | ||||||||||||
NFJ Large-Cap Value | 1,109,952 | 174,523 | 25,321 | 149,202 | ||||||||||||
NFJ Mid-Cap Value | 11,434 | 1,365 | 281 | 1,084 | ||||||||||||
NFJ Renaissance | 679,419 | 163,426 | 13,292 | 150,134 | ||||||||||||
NFJ Small-Cap Value | 5,755,782 | 2,224,661 | 121,360 | 2,103,301 | ||||||||||||
RCM Large-Cap Growth | 372,649 | 96,833 | 5,155 | 91,678 | ||||||||||||
RCM Mid-Cap | 69,923 | 13,330 | 1,145 | 12,185 | ||||||||||||
RCM Strategic Growth | 8,491 | 1,950 | 204 | 1,746 |
(5) | Differences between book and tax cost basis are primarily attributable to wash sale loss deferrals, PFIC mark-to-market, and basis adjustments from investments in partnerships and Real Estate Investment Trusts (REITs). |
June 30, 2011
AGIC Growth | AGIC Income & Growth | |||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||
Shares sold: | ||||||||||||||||||||||||||||||||
Class A | 1,799 | $ | 49,520 | 8,862 | $ | 222,327 | 22,241 | $ | 282,785 | 7,806 | $ | 92,732 | ||||||||||||||||||||
Class B | 17 | 418 | 145 | 2,761 | — | — | — | — | ||||||||||||||||||||||||
Class C | 293 | 6,705 | 517 | 10,234 | 19,319 | 241,147 | 4,646 | 54,453 | ||||||||||||||||||||||||
Class D | 164 | 3,930 | 683 | 14,591 | 3,421 | 44,319 | 582 | 6,873 | ||||||||||||||||||||||||
Class R | 225 | 5,311 | 348 | 7,162 | 1 | 10 | — | — | ||||||||||||||||||||||||
Class P | 247 | 5,862 | 132 | 2,581 | 6,472 | 82,099 | 1,376 | 16,232 | ||||||||||||||||||||||||
Institutional Class | 386 | 10,205 | 1,024 | 23,169 | 3,565 | 45,426 | 1,106 | 13,033 | ||||||||||||||||||||||||
Administrative Class | 50 | 1,265 | 137 | 3,060 | — | — | — | — | ||||||||||||||||||||||||
Issued in reinvestment of dividends and distributions: | ||||||||||||||||||||||||||||||||
Class A | — | — | 5 | 128 | 989 | 12,458 | 220 | 2,567 | ||||||||||||||||||||||||
Class B | — | — | — | * | — | * | — | — | — | — | ||||||||||||||||||||||
Class C | — | — | — | * | — | * | 657 | 8,152 | 94 | 1,081 | ||||||||||||||||||||||
Class D | — | — | 1 | 27 | 115 | 1,464 | 19 | 225 | ||||||||||||||||||||||||
Class R | — | — | — | * | 12 | — | * | — | * | — | — | |||||||||||||||||||||
Class P | — | — | — | * | 8 | 167 | 2,108 | 13 | 144 | |||||||||||||||||||||||
Institutional Class | — | — | 4 | 92 | 241 | 3,032 | 224 | 2,587 | ||||||||||||||||||||||||
Administrative Class | — | — | 1 | 12 | — | — | — | — | ||||||||||||||||||||||||
Cost of shares redeemed: | ||||||||||||||||||||||||||||||||
Class A | (4,819 | ) | (132,044 | ) | (2,078 | ) | (51,497 | ) | (5,178 | ) | (65,308 | ) | (2,143 | ) | (24,809 | ) | ||||||||||||||||
Class B | (394 | ) | (8,821 | ) | (383 | ) | (7,807 | ) | — | — | — | — | ||||||||||||||||||||
Class C | (1,655 | ) | (37,603 | ) | (1,548 | ) | (31,204 | ) | (2,269 | ) | (28,180 | ) | (1,479 | ) | (16,970 | ) | ||||||||||||||||
Class D | (261 | ) | (6,359 | ) | (878 | ) | (19,397 | ) | (962 | ) | (12,364 | ) | (281 | ) | (3,324 | ) | ||||||||||||||||
Class R | (206 | ) | (4,918 | ) | (151 | ) | (3,111 | ) | — | — | — | — | ||||||||||||||||||||
Class P | (246 | ) | (5,716 | ) | (123 | ) | (2,510 | ) | (1,423 | ) | (17,942 | ) | (228 | ) | (2,636 | ) | ||||||||||||||||
Institutional Class | (1,509 | ) | (39,126 | ) | (1,122 | ) | (26,063 | ) | (1,315 | ) | (17,042 | ) | (1,957 | ) | (23,274 | ) | ||||||||||||||||
Administrative Class | (243 | ) | (6,199 | ) | (48 | ) | (1,070 | ) | — | — | — | — | ||||||||||||||||||||
Net increase (decrease) resulting from Fund share transactions | (6,152 | ) | $ | (157,570 | ) | 5,528 | $ | 143,505 | 46,041 | $ | 582,164 | 9,998 | $ | 118,914 |
* | A zero balance may reflect actual amounts rounding to less than one thousand. |
AGIC Mid-Cap Growth | ||||||||||||||||
Year ended | Year ended | |||||||||||||||
6/30/2011 | 6/30/2010 | |||||||||||||||
Shares | Amount | Shares | Amount | |||||||||||||
130 | $ | 1,582 | 150 | $ | 1,616 | |||||||||||
— | — | — | — | |||||||||||||
56 | 678 | 57 | 594 | |||||||||||||
4 | 55 | 29 | 276 | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
38 | 400 | 67 | 628 | |||||||||||||
— | — | — | — | |||||||||||||
| ||||||||||||||||
1 | 7 | — | * | 3 | ||||||||||||
— | — | — | — | |||||||||||||
— | * | — | * | — | * | — | * | |||||||||
— | * | — | * | — | * | 2 | ||||||||||
— | — | — | — | |||||||||||||
— | * | — | * | — | * | — | * | |||||||||
2 | 25 | 2 | 21 | |||||||||||||
— | — | — | — | |||||||||||||
| ||||||||||||||||
(51 | ) | (611 | ) | (76 | ) | (845 | ) | |||||||||
— | — | — | — | |||||||||||||
(18 | ) | (214 | ) | (25 | ) | (244 | ) | |||||||||
(27 | ) | (308 | ) | — | — | |||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
(184 | ) | (2,182 | ) | (60 | ) | (601 | ) | |||||||||
— | — | — | — | |||||||||||||
| (49 | ) | $ | (568 | ) | 144 | $ | 1,450 |
June 30, 2011
AGIC Opportunity | AGIC Systematic Growth | |||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||
Shares sold: | ||||||||||||||||||||||||||||||||
Class A | 746 | $ | 19,851 | 1,668 | $ | 37,352 | 156 | $ | 2,095 | 171 | $ | 2,008 | ||||||||||||||||||||
Class B | 32 | 639 | 95 | 1,528 | 10 | 127 | 23 | 237 | ||||||||||||||||||||||||
Class C | 382 | 7,960 | 542 | 9,063 | 48 | 600 | 59 | 649 | ||||||||||||||||||||||||
Class D | 90 | 2,041 | 117 | 1,991 | 3 | 42 | 11 | 131 | ||||||||||||||||||||||||
Class R | 15 | 279 | 1 | 20 | — | — | — | — | ||||||||||||||||||||||||
Class P | 106 | 2,155 | 156 | 2,638 | 2 | 31 | 3 | 30 | ||||||||||||||||||||||||
Institutional Class | 1,359 | 30,870 | 2,924 | 58,219 | 285 | 3,823 | 717 | 8,415 | ||||||||||||||||||||||||
Administrative Class | 38 | 855 | 147 | 2,780 | — | — | — | — | ||||||||||||||||||||||||
Issued in reinvestment of dividends and distributions: | ||||||||||||||||||||||||||||||||
Class A | — | — | — | — | 2 | 33 | 3 | 27 | ||||||||||||||||||||||||
Class B | — | — | — | — | — | * | — | * | — | * | — | * | ||||||||||||||||||||
Class C | — | — | — | — | — | * | — | * | — | * | — | * | ||||||||||||||||||||
Class D | — | — | — | — | — | * | 4 | — | * | 3 | ||||||||||||||||||||||
Class R | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class P | — | — | — | — | — | * | — | * | — | * | — | * | ||||||||||||||||||||
Institutional Class | — | — | — | — | 21 | 282 | 15 | 186 | ||||||||||||||||||||||||
Administrative Class | — | — | — | — | — | * | — | * | — | * | — | * | ||||||||||||||||||||
Issued in reorganization: | ||||||||||||||||||||||||||||||||
Class A | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class B | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class C | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class D | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class R | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Class P | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||
Institutional Class | — | — | — | — | — | — | 81 | 1,037 | ||||||||||||||||||||||||
Administrative Class | — | — | ��� | — | — | — | — | — | ||||||||||||||||||||||||
Cost of shares redeemed: | ||||||||||||||||||||||||||||||||
Class A | (1,503 | ) | (38,215 | ) | (1,364 | ) | (31,098 | ) | (168 | ) | (2,171 | ) | (261 | ) | (3,047 | ) | ||||||||||||||||
Class B | (174 | ) | (3,356 | ) | (162 | ) | (2,750 | ) | (117 | ) | (1,393 | ) | (160 | ) | (1,792 | ) | ||||||||||||||||
Class C | (845 | ) | (16,626 | ) | (771 | ) | (12,942 | ) | (95 | ) | (1,163 | ) | (103 | ) | (1,126 | ) | ||||||||||||||||
Class D | (26 | ) | (529 | ) | (97 | ) | (1,764 | ) | (10 | ) | (134 | ) | (13 | ) | (161 | ) | ||||||||||||||||
Class R | (7 | ) | (130 | ) | — | — | — | — | — | — | ||||||||||||||||||||||
Class P | (145 | ) | (2,835 | ) | (60 | ) | (1,032 | ) | (1 | ) | (21 | ) | (2 | ) | (21 | ) | ||||||||||||||||
Institutional Class | (2,017 | ) | (46,903 | ) | (1,286 | ) | (24,503 | ) | (1,992 | ) | (27,477 | ) | (248 | ) | (2,987 | ) | ||||||||||||||||
Administrative Class | (34 | ) | (746 | ) | (51 | ) | (931 | ) | — | — | — | — | ||||||||||||||||||||
Net increase (decrease) resulting from Fund share transactions | (1,983 | ) | $ | (44,690 | ) | 1,859 | $ | 38,571 | (1,856 | ) | $ | (25,322 | ) | 296 | $ | 3,589 |
* | A zero balance may reflect actual amounts rounding to less than one thousand. |
AGIC Target | ||||||||||||||||
Year ended | Year ended | |||||||||||||||
6/30/2011 | 6/30/2010 | |||||||||||||||
Shares | Amount | Shares | Amount | |||||||||||||
729 | $ | 13,568 | 600 | $ | 8,872 | |||||||||||
7 | 124 | 34 | 378 | |||||||||||||
297 | 4,893 | 260 | 3,050 | |||||||||||||
8 | 147 | 29 | 401 | |||||||||||||
— | — | — | — | |||||||||||||
76 | 1,354 | 59 | 891 | |||||||||||||
84 | 1,645 | 69 | 1,068 | |||||||||||||
1 | 19 | 1 | 3 | |||||||||||||
| ||||||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
| ||||||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
— | — | — | — | |||||||||||||
| ||||||||||||||||
(1,958 | ) | (34,592 | ) | (1,717 | ) | (24,897 | ) | |||||||||
(259 | ) | (3,620 | ) | (367 | ) | (4,326 | ) | |||||||||
(2,700 | ) | (37,749 | ) | (2,882 | ) | (33,482 | ) | |||||||||
(8 | ) | (142 | ) | (41 | ) | (590 | ) | |||||||||
— | — | — | — | |||||||||||||
(95 | ) | (1,683 | ) | (43 | ) | (657 | ) | |||||||||
(85 | ) | (1,618 | ) | (102 | ) | (1,555 | ) | |||||||||
(1 | ) | (7 | ) | (7 | ) | (87 | ) | |||||||||
| (3,904 | ) | $ | (57,661 | ) | (4,107 | ) | $ | (50,931 | ) |
June 30, 2011
NFJ All-Cap Value | NFJ Dividend Value | |||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||
Shares sold: | ||||||||||||||||||||||||||||||||
Class A | 1,145 | $ | 12,034 | 441 | $ | 3,863 | 34,524 | $ | 389,053 | 41,280 | $ | 411,289 | ||||||||||||||||||||
Class B | 21 | 206 | 22 | 185 | 163 | 1,852 | 232 | 2,285 | ||||||||||||||||||||||||
Class C | 243 | 2,385 | 109 | 925 | 6,618 | 75,404 | 5,202 | 52,373 | ||||||||||||||||||||||||
Class D | 66 | 662 | 56 | 489 | 30,603 | 346,604 | 44,217 | 439,267 | ||||||||||||||||||||||||
Class R | — | — | — | — | 6,116 | 68,584 | 7,767 | 76,658 | ||||||||||||||||||||||||
Class P | 44 | 445 | 25 | 225 | 98,811 | 1,084,331 | 12,685 | 127,261 | ||||||||||||||||||||||||
Institutional Class | 3 | 35 | 56 | 458 | 56,611 | 639,644 | 47,822 | 479,381 | ||||||||||||||||||||||||
Administrative Class | — | — | — | — | 10,369 | 119,125 | 29,739 | 281,527 | ||||||||||||||||||||||||
Issued in reinvestment of dividends and distributions: | ||||||||||||||||||||||||||||||||
Class A | 23 | 226 | 15 | 136 | 3,931 | 43,950 | 5,542 | 56,409 | ||||||||||||||||||||||||
Class B | 2 | 18 | 4 | 31 | 93 | 1,040 | 158 | 1,620 | ||||||||||||||||||||||||
Class C | 9 | 84 | 10 | 82 | 605 | 6,792 | 748 | 7,638 | ||||||||||||||||||||||||
Class D | 4 | 46 | 7 | 57 | 1,688 | 18,998 | 2,094 | 21,385 | ||||||||||||||||||||||||
Class R | — | — | — | — | 499 | 5,573 | 639 | 6,487 | ||||||||||||||||||||||||
Class P | — | * | 5 | — | * | 1 | 497 | 5,713 | 555 | 5,654 | ||||||||||||||||||||||
Institutional Class | — | * | — | * | 9 | 79 | 5,490 | 61,892 | 6,904 | 70,792 | ||||||||||||||||||||||
Administrative Class | — | * | — | * | — | * | — | * | 2,706 | 30,590 | 3,723 | 38,317 | ||||||||||||||||||||
Cost of shares redeemed: | ||||||||||||||||||||||||||||||||
Class A | (981 | ) | (10,340 | ) | (331 | ) | (2,902 | ) | (57,573 | ) | (643,506 | ) | (84,327 | ) | (839,186 | ) | ||||||||||||||||
Class B | (68 | ) | (662 | ) | (115 | ) | (975 | ) | (3,545 | ) | (39,641 | ) | (6,354 | ) | (63,627 | ) | ||||||||||||||||
Class C | (219 | ) | (2,141 | ) | (205 | ) | (1,713 | ) | (13,510 | ) | (150,895 | ) | (26,067 | ) | (258,444 | ) | ||||||||||||||||
Class D | (72 | ) | (727 | ) | (108 | ) | (955 | ) | (17,171 | ) | (192,685 | ) | (72,810 | ) | (732,106 | ) | ||||||||||||||||
Class R | — | — | — | — | (7,926 | ) | (87,005 | ) | (9,269 | ) | (91,907 | ) | ||||||||||||||||||||
Class P | (20 | ) | (215 | ) | (41 | ) | (373 | ) | (25,691 | ) | (296,790 | ) | (27,326 | ) | (276,273 | ) | ||||||||||||||||
Institutional Class | (114 | ) | (1,143 | ) | (273 | ) | (2,510 | ) | (54,462 | ) | (619,755 | ) | (60,701 | ) | (612,378 | ) | ||||||||||||||||
Administrative Class | — | — | — | — | (19,545 | ) | (218,535 | ) | (20,672 | ) | (209,443 | ) | ||||||||||||||||||||
Net increase resulting from Fund share transactions | 86 | $ | 918 | (319 | ) | $ | (2,897 | ) | 59,901 | $ | 650,333 | (98,219 | ) | $ | (1,005,021 | ) |
* | A zero balance may reflect actual amounts rounding to less than one thousand. | |
** | Inclusive of shares sold to Allianz Global subsequent to commencement of operations. |
NFJ Large-Cap Value | NFJ Mid-Cap Value | NFJ Renaissance | ||||||||||||||||||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||||||||||||||
3,718 | $ | 49,532 | 5,245 | $ | 65,097 | 249 | $ | 3,085 | 531 | $ | 6,119 | 8,519 | $ | 132,799 | 7,546 | $ | 105,990 | |||||||||||||||||||||||||||||||
30 | 419 | 50 | 613 | — | — | — | — | 40 | 588 | 90 | 1,038 | |||||||||||||||||||||||||||||||||||||
933 | 13,200 | 500 | 6,165 | 51 | 637 | 49 | 528 | 640 | 9,221 | 501 | 5,861 | |||||||||||||||||||||||||||||||||||||
10,646 | 143,957 | 27,482 | 327,706 | 23 | 264 | 5 | 60 | 2,290 | 39,843 | 73 | 1,045 | |||||||||||||||||||||||||||||||||||||
192 | 2,618 | 276 | 3,396 | — | — | — | — | 210 | 3,035 | 221 | 2,637 | |||||||||||||||||||||||||||||||||||||
249 | 3,554 | 381 | 4,675 | 13 | 166 | 28 | 310 | 5 | ** | 75 | — | — | ||||||||||||||||||||||||||||||||||||
2,590 | 35,405 | 3,963 | 48,395 | 7 | 84 | — | * | — | * | 1,668 | 27,803 | 233 | 3,306 | |||||||||||||||||||||||||||||||||||
541 | 7,719 | 331 | 3,931 | — | — | — | — | 97 | 1,642 | 179 | 2,453 | |||||||||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||||||||||||||
305 | 4,137 | 390 | 4,912 | 13 | 160 | 11 | 128 | 372 | 6,041 | 327 | 4,462 | |||||||||||||||||||||||||||||||||||||
28 | 383 | 48 | 600 | — | — | — | — | 6 | 83 | 112 | 1,339 | |||||||||||||||||||||||||||||||||||||
94 | 1,275 | 89 | 1,124 | 3 | 34 | 2 | 26 | 101 | 1,410 | 166 | 1,954 | |||||||||||||||||||||||||||||||||||||
958 | 13,007 | 908 | 11,393 | 1 | 7 | 1 | 5 | 12 | 191 | 10 | 133 | |||||||||||||||||||||||||||||||||||||
15 | 200 | 15 | 192 | — | — | — | — | 12 | 172 | 17 | 208 | |||||||||||||||||||||||||||||||||||||
8 | 106 | 11 | 131 | — | * | 1 | — | * | — | * | — | — | — | — | ||||||||||||||||||||||||||||||||||
291 | 3,962 | 404 | 5,087 | — | * | 4 | 1 | 10 | 9 | 158 | 18 | 259 | ||||||||||||||||||||||||||||||||||||
24 | 333 | 33 | 411 | — | — | — | — | 6 | 107 | 14 | 193 | |||||||||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||||||||||||||
(8,743 | ) | (117,651 | ) | (13,635 | ) | (163,241 | ) | (277 | ) | (3,486 | ) | (360 | ) | (4,159 | ) | (12,140 | ) | (197,973 | ) | (7,203 | ) | (97,485 | ) | |||||||||||||||||||||||||
(2,357 | ) | (31,116 | ) | (3,240 | ) | (39,932 | ) | — | — | — | — | (2,331 | ) | (33,003 | ) | (8,461 | ) | (104,149 | ) | |||||||||||||||||||||||||||||
(2,842 | ) | (38,605 | ) | (4,158 | ) | (50,577 | ) | (72 | ) | (906 | ) | (78 | ) | (847 | ) | (3,566 | ) | (49,794 | ) | (4,041 | ) | (47,032 | ) | |||||||||||||||||||||||||
(6,418 | ) | (87,873 | ) | (10,182 | ) | (124,843 | ) | (28 | ) | (352 | ) | (11 | ) | (118 | ) | (733 | ) | (12,573 | ) | (313 | ) | (4,289 | ) | |||||||||||||||||||||||||
(337 | ) | (4,495 | ) | (592 | ) | (7,264 | ) | — | — | — | — | (345 | ) | (4,983 | ) | (538 | ) | (6,448 | ) | |||||||||||||||||||||||||||||
(481 | ) | (6,562 | ) | (1,166 | ) | (14,235 | ) | (11 | ) | (135 | ) | (15 | ) | (164 | ) | — | — | — | — | |||||||||||||||||||||||||||||
(6,900 | ) | (91,439 | ) | (9,485 | ) | (117,240 | ) | — | — | (44 | ) | (495 | ) | (1,510 | ) | (24,623 | ) | (1,039 | ) | (13,919 | ) | |||||||||||||||||||||||||||
(380 | ) | (5,195 | ) | (1,875 | ) | (22,769 | ) | — | — | — | — | (295 | ) | (5,112 | ) | (486 | ) | (6,795 | ) | |||||||||||||||||||||||||||||
| (7,836 | ) | $ | (103,129 | ) | (4,207 | ) | $ | (56,273 | ) | (28 | ) | $ | (437 | ) | 120 | $ | 1,403 | (6,933 | ) | $ | (104,893 | ) | (12,574 | ) | $ | (149,239 | ) |
June 30, 2011
NFJ Small-Cap Value | RCM Large-Cap Growth | |||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||
Shares sold: | ||||||||||||||||||||||||||||||||
Class A | 18,846 | $ | 528,559 | 23,232 | $ | 534,138 | 1,886 | $ | 24,446 | 2,211 | $ | 25,833 | ||||||||||||||||||||
Class B | 5 | 124 | 45 | 946 | 45 | 575 | 156 | 1,711 | ||||||||||||||||||||||||
Class C | 78 | 2,127 | 377 | 7,716 | 264 | 3,421 | 346 | 3,811 | ||||||||||||||||||||||||
Class D | 232 | 6,623 | 964 | 20,976 | 231 | 2,983 | 1,386 | 16,678 | ||||||||||||||||||||||||
Class R | 1,479 | 42,590 | 1,909 | 44,640 | 23 | 290 | 82 | 983 | ||||||||||||||||||||||||
Class P | 1,042 | 31,969 | 267 | 6,094 | 77 | 997 | 35 | 426 | ||||||||||||||||||||||||
Institutional Class | 23,533 | 699,311 | 24,995 | 593,163 | 5,381 | 73,652 | 4,541 | 53,508 | ||||||||||||||||||||||||
Administrative Class | 15,647 | 435,570 | 15,869 | 359,278 | 596 | 7,741 | 1,943 | 22,400 | ||||||||||||||||||||||||
Issued in reinvestment of dividends and distributions: | ||||||||||||||||||||||||||||||||
Class A | 1,132 | 32,001 | 1,460 | 33,181 | 2 | 28 | 13 | 148 | ||||||||||||||||||||||||
Class B | 5 | 143 | 52 | 1,135 | — | * | — | * | — | * | 1 | |||||||||||||||||||||
Class C | 90 | 2,446 | 176 | 3,841 | — | * | — | * | — | * | 1 | |||||||||||||||||||||
Class D | 64 | 1,834 | 136 | 3,175 | 1 | 13 | 7 | 85 | ||||||||||||||||||||||||
Class R | 67 | 1,957 | 51 | 1,190 | — | * | — | * | — | * | 3 | |||||||||||||||||||||
Class P | 8 | 222 | 13 | 309 | 1 | 8 | 1 | 14 | ||||||||||||||||||||||||
Institutional Class | 1,332 | 39,410 | 1,579 | 37,507 | 64 | 871 | 144 | 1,710 | ||||||||||||||||||||||||
Administrative Class | 777 | 21,929 | 913 | 20,702 | 6 | 82 | 10 | 110 | ||||||||||||||||||||||||
Cost of shares redeemed: | ||||||||||||||||||||||||||||||||
Class A | (23,603 | ) | (663,114 | ) | (31,544 | ) | (719,464 | ) | (1,912 | ) | (24,587 | ) | (1,460 | ) | (17,020 | ) | ||||||||||||||||
Class B | (2,182 | ) | (58,170 | ) | (2,349 | ) | (53,100 | ) | (248 | ) | (3,015 | ) | (207 | ) | (2,317 | ) | ||||||||||||||||
Class C | (2,976 | ) | (80,448 | ) | (3,837 | ) | (84,794 | ) | (311 | ) | (3,821 | ) | (195 | ) | (2,145 | ) | ||||||||||||||||
Class D | (968 | ) | (27,790 | ) | (5,645 | ) | (132,149 | ) | (684 | ) | (8,983 | ) | (483 | ) | (5,699 | ) | ||||||||||||||||
Class R | (1,658 | ) | (47,964 | ) | (1,141 | ) | (27,010 | ) | (400 | ) | (5,492 | ) | (74 | ) | (850 | ) | ||||||||||||||||
Class P | (637 | ) | (18,542 | ) | (1,453 | ) | (34,694 | ) | (109 | ) | (1,490 | ) | (32 | ) | (388 | ) | ||||||||||||||||
Institutional Class | (20,316 | ) | (604,394 | ) | (30,179 | ) | (728,241 | ) | (5,722 | ) | (74,984 | ) | (5,786 | ) | (68,729 | ) | ||||||||||||||||
Administrative Class | (10,488 | ) | (297,175 | ) | (11,637 | ) | (266,622 | ) | (1,056 | ) | (14,209 | ) | (495 | ) | (5,847 | ) | ||||||||||||||||
Net increase (decrease) resulting from Fund share transactions | 1,509 | $ | 49,218 | (15,747 | ) | $ | (378,083 | ) | (1,865 | ) | $ | (21,474 | ) | 2,143 | $ | 24,427 |
* | A zero balance may reflect actual amounts rounding to less than one thousand. |
RCM Mid-Cap | RCM Strategic Growth | |||||||||||||||||||||||||||||||
Year ended | Year ended | Year ended | Year ended | |||||||||||||||||||||||||||||
6/30/2011 | 6/30/2010 | 6/30/2011 | 6/30/2010 | |||||||||||||||||||||||||||||
Shares | Amount | Shares | Amount | Shares | Amount | Shares | Amount | |||||||||||||||||||||||||
2,482 | $ | 7,512 | 3,496 | $ | 7,716 | 143 | $ | 2,350 | 196 | $ | 2,780 | |||||||||||||||||||||
422 | 1,163 | 459 | 1,028 | — | — | — | — | |||||||||||||||||||||||||
1,269 | 3,612 | 617 | 1,428 | 73 | 1,176 | 240 | 3,293 | |||||||||||||||||||||||||
204 | 614 | 587 | 1,401 | 54 | 930 | 102 | 1,376 | |||||||||||||||||||||||||
732 | 2,149 | 269 | 696 | — | — | — | — | |||||||||||||||||||||||||
— | — | — | — | 8 | 137 | 12 | 157 | |||||||||||||||||||||||||
1,838 | 5,774 | 3,097 | 7,985 | 7 | 102 | — | — | |||||||||||||||||||||||||
934 | 2,640 | 27 | 68 | — | * | 7 | 28 | 415 | ||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||
4 | 10 | — | * | — | * | — | — | — | — | |||||||||||||||||||||||
— | * | — | * | — | * | — | * | — | — | — | — | |||||||||||||||||||||
— | * | — | * | — | * | — | * | — | — | — | — | |||||||||||||||||||||
— | * | 1 | — | * | 1 | — | — | — | — | |||||||||||||||||||||||
— | * | 1 | — | * | — | * | — | — | — | — | ||||||||||||||||||||||
— | — | — | — | — | — | — | — | |||||||||||||||||||||||||
32 | 102 | 22 | 55 | — | — | — | — | |||||||||||||||||||||||||
2 | 7 | — | * | — | * | — | — | — | — | |||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||
(1,305 | ) | (4,012 | ) | (2,502 | ) | (5,629 | ) | (147 | ) | (2,490 | ) | (78 | ) | (1,139 | ) | |||||||||||||||||
(535 | ) | (1,479 | ) | (261 | ) | (614 | ) | — | — | — | — | |||||||||||||||||||||
(665 | ) | (1,915 | ) | (383 | ) | (884 | ) | (96 | ) | (1,470 | ) | (164 | ) | (2,236 | ) | |||||||||||||||||
(255 | ) | (782 | ) | (315 | ) | (765 | ) | (67 | ) | (1,133 | ) | (71 | ) | (1,021 | ) | |||||||||||||||||
(435 | ) | (1,312 | ) | (47 | ) | (121 | ) | — | — | — | — | |||||||||||||||||||||
— | — | — | — | (3 | ) | (51 | ) | (4 | ) | (61 | ) | |||||||||||||||||||||
(2,017 | ) | (6,102 | ) | (4,011 | ) | (10,270 | ) | (90 | ) | (1,558 | ) | — | — | |||||||||||||||||||
(99 | ) | (319 | ) | (2 | ) | (7 | ) | (12 | ) | (185 | ) | (5 | ) | (70 | ) | |||||||||||||||||
| 2,608 | $ | 7,664 | 1,053 | $ | 2,088 | (130 | ) | $ | (2,185 | ) | 256 | $ | 3,494 |
June 30, 2011
Unrealized | ||||||||||||||||||||||||||||
Market Value | Purchases | Proceeds | Appreciation | Market Value | Dividend | Realized | ||||||||||||||||||||||
Issuer Name | 6/30/2010 | at Cost | from Sales | (Depreciation) | 6/30/2011 | Income | Gain (Loss) | |||||||||||||||||||||
Aaron’s, Inc.† | $ | 59,750 | $ | 176 | — | $ | 29,752 | $ | 88,290 | $ | 88 | — | ||||||||||||||||
American Physicians Capital, Inc.† | 15,331 | — | $ | 20,623 | — | — | — | $ | 5,768 | |||||||||||||||||||
Andersons, Inc. | 19,528 | 15,575 | 1,908 | 6,931 | 41,481 | 376 | 555 | |||||||||||||||||||||
Buckle, Inc. | 71,836 | 6,544 | 3,699 | 36,359 | 101,549 | 8,077 | 1,199 | |||||||||||||||||||||
Cal-Maine Foods, Inc. | 36,981 | 505 | 421 | 2,908 | 37,070 | 1,219 | (2 | ) | ||||||||||||||||||||
Casey’s General Stores Inc. | 60,506 | 13,574 | 4,320 | 36,020 | 87,028 | 891 | 2,054 | |||||||||||||||||||||
Cash America International, Inc. | 58,338 | — | 354 | 53,088 | 98,038 | 238 | 175 | |||||||||||||||||||||
Cooper Tire & Rubber Co. | — | 73,680 | — | (11,373 | ) | 62,307 | 603 | — | ||||||||||||||||||||
Group 1 Automotive Inc. | — | 77,628 | — | 2,265 | 79,893 | 213 | — | |||||||||||||||||||||
Holly Corp.†* | 72,500 | — | 57,049 | 76,403 | 118,056 | 1,405 | 32,833 | |||||||||||||||||||||
HRPT Properties Trust** | 29,293 | — | 47,094 | — | — | — | — | |||||||||||||||||||||
International Speedway Corp., Class A† | 41,105 | 254 | 7,074 | (8,430 | ) | 38,584 | 253 | (2,294 | ) | |||||||||||||||||||
Meredith Corp. | — | 88,458 | — | (8,927 | ) | 79,531 | 799 | — | ||||||||||||||||||||
Sturm, Ruger & Co., Inc. | 16,416 | 1,961 | 5,348 | 10,002 | 22,461 | 396 | 2,387 | |||||||||||||||||||||
Trustmark Corp. | — | 82,163 | 1,229 | 1,480 | 82,474 | 1,272 | 60 | |||||||||||||||||||||
Universal Corp. | 54,544 | 6,502 | — | (3,994 | ) | 57,967 | 2,755 | — | ||||||||||||||||||||
Totals | $ | 536,128 | $ | 367,020 | $ | 149,119 | $ | 222,484 | $ | 994,729 | $ | 18,585 | $ | 42,735 | ||||||||||||||
† | Not affiliated at June 30, 2011. | |
* | Company name change from Holly Corp. to HollyFrontier Corp. | |
** | HRPT Properties Trust spinoff into Commonwealth REIT on July 1, 2010. |
Market Value | Market Value as a | |||||||||||
Issuer Name | % Holding | (000s) | % of Net Assets | |||||||||
Andersons, Inc. | 5.28 | % | $ | 41,481 | 0.53 | % | ||||||
Buckle, Inc. | 5.02 | % | 101,549 | 1.29 | % | |||||||
Cal-Maine Foods, Inc. | 5.40 | % | 37,070 | 0.47 | % | |||||||
Casey’s General Stores Inc. | 5.20 | % | 87,028 | 1.11 | % | |||||||
Cash America International, Inc. | 5.76 | % | 98,038 | 1.25 | % | |||||||
Cooper Tire & Rubber Co. | 5.07 | % | 62,307 | 0.79 | % | |||||||
Group 1 Automotive Inc. | 8.08 | % | 79,893 | 1.01 | % | |||||||
Meredith Corp. | 6.95 | % | 79,531 | 1.01 | % | |||||||
Sturm Ruger & Co., Inc. | 5.42 | % | 22,461 | 0.28 | % | |||||||
Trustmark Corp. | 5.51 | % | 82,474 | 1.05 | % | |||||||
Univeral Corp. | 6.64 | % | 57,967 | 0.74 | % | |||||||
Totals | $ | 749,799 | 9.53 | % | ||||||||
Institutional | ||||||||||||||||||||||||
Fund Name | Class A | Class C | Class D | Class R | Class P | Class | ||||||||||||||||||
AGIC Income & Growth | $ | 0.08750 | $ | 0.08030 | $ | 0.08734 | $ | 0.08492 | $ | 0.09009 | $ | 0.09088 |
Kansas City, Missouri
August 19, 2011
(unaudited)
15% Long-Term | 25% Long-Term | |||||||
Capital Gain | Capital Gain | |||||||
AGIC Income & Growth | $ | 164,230 | — | |||||
RCM Mid-Cap | 3,421 | — |
AGIC Growth | 0 | % | ||
AGIC Income & Growth | 7 | % | ||
AGIC Mid-Cap Growth | 71 | % | ||
AGIC Opportunity | 0 | % | ||
AGIC Systematic Growth | 100 | % | ||
AGIC Target | 0 | % | ||
NFJ All-Cap Value | 93 | % | ||
NFJ Dividend Value | 100 | % | ||
NFJ Large-Cap Value | 100 | % | ||
NFJ Mid-Cap Value | 100 | % | ||
NFJ Renaissance | 100 | % | ||
NFJ Small-Cap Value | 100 | % | ||
RCM Large-Cap Growth | 100 | % | ||
RCM Mid-Cap | 100 | % | ||
RCM Strategic Growth | 0 | % |
AGIC Growth | 0 | % | ||
AGIC Income & Growth | 7 | % | ||
AGIC Mid-Cap Growth | 71 | % | ||
AGIC Opportunity | 0 | % | ||
AGIC Systematic Growth | 100 | % | ||
AGIC Target | 0 | % | ||
NFJ All-Cap Value | 87 | % | ||
NFJ Dividend Value | 100 | % | ||
NFJ Large-Cap Value | 100 | % | ||
NFJ Mid-Cap Value | 100 | % | ||
NFJ Renaissance | 100 | % | ||
NFJ Small-Cap Value | 100 | % | ||
RCM Large-Cap Growth | 100 | % | ||
RCM Mid-Cap | 100 | % | ||
RCM Strategic Growth | 0 | % |
(unaudited)
(Unaudited)
Number of | ||||||||||
Term of | Funds in | |||||||||
Name, Date of Birth | Office and | Fund Complex** | ||||||||
and Position Held | Length of | Overseen | ||||||||
with Trust | Time Served | Principal Occupation(s) During Past 5 Years | by Trustee | Other Directorships Held by Trustee | ||||||
Interested Trustees | ||||||||||
Udo Frank† 5/06/1959 Trustee | 1/2006 to present | Managing Director, and Global Chief Executive Officer, RCM Capital Management LLC, Executive Committee Member, Allianz Global Investors AG, Member — Management Board of Allianz Global Investors Fund Management LLC and Caywood-Scholl Capital Management LLC; Managing Director and Chief Executive Officer of RCM U.S. Holdings LLC. | 25 | None. | ||||||
John C. Maney†† 8/3/1959 Trustee | 12/2006 to present | Management Board, Managing Director and Chief Executive Officer of Allianz Global Investors Fund Management LLC; Management Board and Managing Director of Allianz Global Investors of America L.P. since January 2005 and also Chief Operating Officer of Allianz Global Investors of America L.P. since November 2006; Trustee to the funds in the Allianz/PIMCO Fund Complex since 2006. | 80 | †† See below | ||||||
Independent Trustees | ||||||||||
Maryann Bruce 04/01/1960 Trustee | 6/2010 to present | President, Turnberry Advisory Group (business consulting); formerly President, Aquila Distributors, Inc.; formerly, Senior Vice President of each of the equity and bond funds in the Aquila Group of Funds; formerly, Executive Managing Director, Evergreen Investments; and formerly, President, Evergreen Investments Services, Inc. (securities distribution). | 25 | None. | ||||||
Theodore J. Coburn 7/08/1953 Trustee | 6/2002 to present | Partner, Coburn Greenberg Partners LLC (investment banking); formerly, President, Coburn Capital Group (investment banking); formerly Executive Vice President, Nations Academy (education management); formerly, Executive Vice President of the Edison Schools, Inc. (education management); formerly, Senior Vice President, NASDAQ Stock Market; and formerly, Partner, Brown, Coburn & Co. (investment banking). | 25 | Director, Ramtron International Corporation. | ||||||
F. Ford Drummond 10/22/1962 Trustee | 1/2006 to present | Owner/Operator, Drummond Ranch; Director, The Cleveland Bank. Formerly, General Counsel, BMI-Health Plans (benefits administration). | 25 | Director, Bancfirst Corporation. | ||||||
C. Kim Goodwin 05/15/1959 Trustee | 6/2010 to present | Founder, GGA Consulting Company, Inc. (Investment advisory company); formerly, Head of Equities (Global), Credit Suisse; and formerly, Chief Investment Officer-Equities, State Street Research & Management Company (investment management). | 25 | Director, Akamai Technologies, Inc. | ||||||
James S. MacLeod 11/21/1947 Trustee | 1/2006 to present | Director and President, CoastalSouth Bancshares, Inc.; Director and President, CoastalStates Bank; and Senior Managing Director and Chief Executive Officer, Homeowners Mortgage Enterprises Inc.; formerly, Executive Vice President, Mortgage Guaranty Insurance Corporation. | 25 | Director Sykes Enterprises, Inc. |
(Unaudited)
Number of | ||||||||||
Term of | Funds in | |||||||||
Name, Date of Birth | Office and | Fund Complex** | ||||||||
and Position Held | Length of | Overseen | ||||||||
with Trust | Time Served | Principal Occupation(s) During Past 5 Years | by Trustee | Other Directorships Held by Trustee | ||||||
Davey S. Scoon 12/14/1946 Trustee and Chairman of the Board of Trustees | 1/2006 to present | Adjunct Assistant Professor, Tufts University School of Medicine; formerly, Chief Administrative and Financial Officer, Tom’s of Maine (personal care products manufacturing); and formerly, Chief Administrative and Financial Officer, SunLife Financial—U.S. (financial services). | 25 | Chairman, Tufts Health Plan; Director, AMAG Pharmaceuticals, Inc.; Director, CardioKine, Inc.; Director, Orthofix International N.V. | ||||||
Edward E. Sheridan 9/19/1954 Trustee | 1/2006 to present | Retired formerly, Managing Director, Head of Global Institutional Sales—Debt and Equity, Merrill Lynch & Co., Inc. (financial services). | 25 | None. | ||||||
W. Bryant Stooks 9/10/1940 Trustee | 1/1997 to present | President, Bryant Investments, Ltd. (financial services); formerly, President, Ocotillo At Price L.L.C. (real estate investment); formerly, President, Senior Vice President and Chief Executive Officer, Archirodon Group Inc. (international construction firm); and formerly, Partner, Arthur Andersen & Co. (auditing). | 25 | None. | ||||||
Gerald M. Thorne 5/12/1938 Trustee | 1/1997 to present | Partner, Mount Calvary Associates (low income housing); and Partner, Evergreen Partners LLC (resort real estate); formerly, Director, Kaytee, Inc. (birdseed company); formerly, President and Director, Firstar National Bank of Milwaukee; formerly, Chairman, President and Director, Firstar National Bank of Sheboygan; formerly, Director, Bando-McGlocklin Capital Corp. (small business investment company); formerly, Director, VPI Inc. (plastics company); formerly, Director, VPI Inc. (plastics company); and formerly, Director, American Orthodontics Corporation. | 25 | None. | ||||||
James W. Zug 7/22/1940 Trustee | 1/2006 to present | Formerly, Partner, PricewaterhouseCoopers LLP (auditing). | 25 | Director, Brandywine Funds (3 portfolios); Director, Amkor Technology, Inc.; Director, Teleflex Incorporated. |
** | The term “Fund Complex” as used herein includes each Fund of the Trust and the following registered investment companies: each series of Allianz Funds Multi-Strategy Trust, each series of PIMCO Funds, each series of PIMCO Equity Series, each series of PIMCO Equity Series VIT, each series of PIMCO ETF Trust, PIMCO Global Advisors (Ireland) Limited, PIMCO Municipal Income Fund, PIMCO Municipal. Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund, PIMCO California Municipal Income Fund II, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund, PIMCO New York Municipal Income Fund II, PIMCO New York Municipal Income Fund III, PIMCO Corporate Income Fund, PIMCO Corporate Opportunity Fund, PIMCO High Income Fund, AGIC Convertible & Income Fund, AGIC Convertible & Income Fund II, PIMCO Income Strategy Fund, PIMCO Income Strategy Fund II, NFJ Dividend, Interest and Premium Strategy Fund, AGIC International and Premium Strategy Fund, PIMCO Global StocksPLUS & Income Fund, AGIC Equity & Convertible Income Fund, AGIC Global Equity & Convertible Income Fund, PCM Fund Inc., PIMCO Income Opportunity Fund, PIMCO Strategic Global Government Fund, Inc., each series of PIMCO Funds: Global Investors Series plc, each series of PIMCO Private Account Portfolio Series, each series of Allianz Global Investors Managed Accounts Trust (f/k/a Fixed Income Shares), each series of USAllianz Variable Insurance Products Trust and registered investment companies advised by RCM Capital Management LLC. | |
† | Mr. Frank is an “interested person” of the Trust, as defined in Section 2(a)(19) of the 1940 Act, as a result of his positions set forth in the table above. | |
†† | Mr. Maney is an “interested person” of the Trust, as defined in Section 2(a)(19) of the 1940 Act, due to his positions set forth in the table above, among others with the Trust’s Investment Manager and various affiliated entities. |
(unaudited)
Term of | ||||
Office** and | ||||
Name, Age and | Length of | |||
Position Held with Trust | Time Served | Principal Occupation(s) During Past 5 Years | ||
Brian S. Shlissel 11/14/1964 President | 1/2011 to present | Management Board, Managing Director and Head of Mutual Fund Services, Allianz Global Investors Fund Management LLC; President and Chief Executive Officer of 29 funds in the Fund Complex; President of 51 funds in the Fund Complex and Treasurer, Principal Financial and Accounting Officer of The Korea Fund, Inc. Formerly, Treasurer, Principal Financial and Accounting Officer of 50 funds in the Fund Complex. | ||
Lawrence G. Altadonna 3/10/1966 Treasurer, Principal Financial and Accounting Officer | 1/2011 to present | Senior Vice President and Director of Fund Administration, Allianz Global Investors Fund Management LLC; Treasurer, Principal Financial and Accounting Officer of 80 funds in the Fund Complex; Assistant Treasurer of The Korea Fund, Inc. Formerly, Assistant Treasurer of 50 funds in the Fund Complex. | ||
Thomas J. Fuccillo 3/22/1968 Vice President, Secretary & Chief Legal Officer | 12/2006 to present | Executive Vice President, Chief Legal Officer and Secretary, Allianz Global Investors Fund Management LLC; Executive Vice President of Allianz Global Investors of America L.P; Vice President, Secretary and Chief Legal Officer of 80 funds in the Fund Complex; Secretary and Chief Legal Officer of The Korea Fund, Inc. | ||
Scott Whisten 3/13/1971 Assistant Treasurer | 3/2007 to present | Senior Vice President, Allianz Global Investors Fund Management LLC; Assistant Treasurer of 80 funds in the Fund Complex. | ||
Richard J. Cochran 1/23/1961 Assistant Treasurer | 5/2008 to present | Vice President, Allianz Global Investors Fund Management LLC, Assistant Treasurer of 80 funds in the Funds Complex and The Korea Fund, Inc. Formerly, Tax Manager, Teacher Insurance Annuity Association/College Retirement Equity Fund (TIAA-CREF) (2002-2008). | ||
Orhan Dzemaili 4/18/1974 Assistant Treasurer | 1/2011 to present | Vice President, Allianz Global Investors Fund Management LLC, Assistant Treasurer of 80 funds in the Funds Complex. Formerly, Accounting Manager, Prudential Investments LLC (2004-2007). | ||
Youse E. Guia 9/03/1972 Chief Compliance Officer | 9/2004 to present | Senior Vice President, Chief Compliance Officer of Allianz Global Investors of America L.P.; Chief Compliance Officer of 80 funds in the Fund Complex and of The Korea Fund, Inc. | ||
Richard H. Kirk 4/06/1961 Assistant Secretary | 12/2004 to present | Senior Vice President, Allianz Global Investors of America L.P.; Senior Vice President, Associate General Counsel, Allianz Global Investors Distributors LLC, Assistant Secretary of 51 funds in the Fund Complex. | ||
Lagan Srivastava 9/20/1977 Assistant Secretary | 12/2006 to present | Vice President, Allianz Global Investors of America L.P.; Assistant Secretary of 80 funds in the Fund Complex and of The Korea Fund, Inc. |
** | The officers of the Trust are elected annually by the Board of Trustees. |
Allianz Funds |
Trustees |
Davey S. Scoon |
Chairman of the Board of Trustees |
Maryann Bruce |
Theodore J. Coburn |
F. Ford Drummond |
Udo Frank |
C. Kim Goodwin |
James S. MacLeod |
John C. Maney |
Edward E. Sheridan |
W. Bryant Stooks |
Gerald M. Thorne |
James W. Zug |
Investment Adviser |
Allianz Global Investors Fund Management LLC |
1633 Broadway |
New York, NY 10019 |
Sub-Advisers |
Allianz Global Investors Capital LLC |
600 West Broadway, 30th Floor |
San Diego, CA 92101 |
NFJ Investment Group LLC |
2100 Ross Avenue, Suite 700 |
Dallas, TX 75201 |
RCM Capital Management LLC |
555 Mission Street, Suite 1700 |
San Francisco, CA 94105 |
Distributor |
Allianz Global Investors Distributors LLC |
1633 Broadway |
New York, NY 10019 |
Custodian & Accounting Agent |
State Street Bank & Trust Co. |
801 Pennsylvania Avenue |
Kansas City, MO 64105 |
Fund Officers |
Brian S. Shlissel |
President |
Lawrence G. Altadonna |
Treasurer, Principal Financial & Accounting Officer |
Thomas J. Fuccillo |
Vice President, Secretary & Chief Legal Officer |
Scott Whisten |
Assistant Treasurer |
Richard J. Cochran |
Assistant Treasurer |
Orhan Dzemaili |
Assistant Treasurer |
Youse E. Guia |
Chief Compliance Officer |
Lagan Srivastava |
Assistant Secretary |
Richard H. Kirk |
Assistant Secretary |
Shareholder Servicing and Transfer Agent |
Boston Financial Data Services, Inc. |
(Class A, Class B, Class C, Class D and Class R shares) |
P.O. Box 8050 |
Boston, MA 02266-8050 |
(Class P, Institutional Class and Administrative Class shares) |
330 West 9th Street |
Kansas City, MO 64105 |
Independent Registered Public Accounting Firm |
PricewaterhouseCoopers LLP |
1100 Walnut, Suite 1300 |
Kansas City, MO 64106 |
Legal Counsel |
Ropes & Gray LLP |
Prudential Tower |
800 Boylston Street |
Boston, MA 02199 |