UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-06243 |
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Franklin Strategic Series |
(Exact name of registrant as specified in charter) |
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One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (650) 312-2000 |
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Date of fiscal year end: 4/30 & 8/31 |
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Date of reporting period: 6/30/2021 |
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Item 1. Proxy Voting Records.
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Franklin Biotechnology Discovery Fund
89BIO, INC. | ||||
Ticker: ETNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Altschuler | Management | For | For |
1.2 | Elect Director Michael Hayden | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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ACADIA PHARMACEUTICALS INC. | ||||
Ticker: ACAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Biggar | Management | For | For |
1.2 | Elect Director Julian C. Baker | Management | For | For |
1.3 | Elect Director Daniel B. Soland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ACCELERON PHARMA INC. | ||||
Ticker: XLRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Habib J. Dable | Management | For | For |
1b | Elect Director Terrence C. Kearney | Management | For | For |
1c | Elect Director Karen L. Smith | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ADMA BIOLOGICS, INC. | ||||
Ticker: ADMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Elms | Management | For | For |
1b | Elect Director Adam S. Grossman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify CohnReznick LLP as Auditors | Management | For | For |
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AKOUOS, INC. | ||||
Ticker: AKUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kush M. Parmar | Management | For | Withhold |
1.2 | Elect Director Emmanuel Simons | Management | For | Withhold |
1.3 | Elect Director Chris Smith | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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ALBIREO PHARMA, INC. | ||||
Ticker: ALBO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H.W. Cooper | Management | For | For |
1.2 | Elect Director Anne Klibanski | Management | For | For |
1.3 | Elect Director Stephanie S. Okey | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ALECTOR, INC. | ||||
Ticker: ALEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tillman Gerngross | Management | For | For |
1.2 | Elect Director Richard Scheller | Management | For | For |
1.3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ALX ONCOLOGY HOLDINGS, INC. | ||||
Ticker: ALXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corey Goodman | Management | For | Withhold |
1.2 | Elect Director Jason Lettmann | Management | For | Withhold |
1.3 | Elect Director Sophia Randolph | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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AMGEN INC. | ||||
Ticker: AMGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Robert A. Bradway | Management | For | For |
1c | Elect Director Brian J. Druker | Management | For | For |
1d | Elect Director Robert A. Eckert | Management | For | For |
1e | Elect Director Greg C. Garland | Management | For | For |
1f | Elect Director Charles M. Holley, Jr. | Management | For | For |
1g | Elect Director Tyler Jacks | Management | For | For |
1h | Elect Director Ellen J. Kullman | Management | For | For |
1i | Elect Director Amy E. Miles | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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APPLIED MOLECULAR TRANSPORT INC. | ||||
Ticker: AMTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall Mrsny | Management | For | For |
1.2 | Elect Director Aaron VanDevender | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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APPLIED THERAPEUTICS, INC. | ||||
Ticker: APLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Marcus | Management | For | Withhold |
1.2 | Elect Director Jay S. Skyler | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ARCUS BIOSCIENCES, INC. | ||||
Ticker: RCUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terry Rosen | Management | For | For |
1b | Elect Director Kathryn Falberg | Management | For | For |
1c | Elect Director Jennifer Jarrett | Management | For | For |
1d | Elect Director Michael Quigley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | OneYear |
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ARCUTIS BIOTHERAPEUTICS, INC. | ||||
Ticker: ARQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrie Curran | Management | For | For |
1b | Elect Director Halley Gilbert | Management | For | For |
1c | Elect Director Ricky Sun | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ARGENX SE | ||||
Ticker: ARGX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | Against |
5.a | Discuss Annual Report for FY 2020 | Management | None | None |
5.b | Adopt Financial Statements and Statutory Reports | Management | For | For |
5.c | Discussion on Company's Corporate Governance Structure | Management | None | None |
5.d | Approve Allocation of Losses to the Retained Earnings of the Company | Management | For | For |
5.e | Approve Discharge of Directors | Management | For | For |
6 | Elect Yvonne Greenstreet as Non-Executive Director | Management | For | Against |
7 | Reelect Anthony Rosenberg as Non-Executive Director | Management | For | For |
8 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | For | For |
9 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
10 | Other Business (Non-Voting) | Management | None | None |
11 | Close Meeting | Management | None | None |
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ARYA SCIENCES ACQUISITION CORP. III | ||||
Ticker: ARYA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Change State of Incorporation to Delaware | Management | For | For |
3 | Adopt New Certificate of Incorporation | Management | For | For |
4 | Approve Change in Authorized Capital Stock | Management | For | For |
5 | Approve Issue Preferred Stock Without Stockholder Consent | Management | For | For |
6 | Eliminate Right to Act by Written Consent | Management | For | For |
7 | Amend New Certificate of Incorporation | Management | For | For |
8 | Approve Issuance of Shares for a Private Placement | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | For |
10 | Approve Employee Stock Purchase Plan; Approve Issuance of X Shares for Plan | Management | For | For |
11 | Adjourn Meeting | Management | For | For |
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ASCENDIS PHARMA A/S | ||||
Ticker: ASND | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Receive Company Activity Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
4 | Approve Treatment of Net Loss | Management | For | For |
5a | Reelect James I Healy as Director | Management | For | For |
5b | Reelect Jan Moller Mikkelsen as Director | Management | For | For |
5c | Reelect Lisa Morrison as Director | Management | For | For |
6 | Ratify Deloitte as Auditors | Management | For | For |
7a | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7b | Approve Warrant Plan | Management | For | For |
7c | Authorize Share Repurchase Program | Management | For | For |
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ASSEMBLY BIOSCIENCES, INC. | ||||
Ticker: ASMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony E. Altig | Management | For | For |
1b | Elect Director Gina Consylman | Management | For | For |
1c | Elect Director Richard D. DiMarchi | Management | For | For |
1d | Elect Director Myron Z. Holubiak | Management | For | For |
1e | Elect Director Lisa R. Johnson-Pratt | Management | For | For |
1f | Elect Director Susan Mahony | Management | For | For |
1g | Elect Director John G. McHutchison | Management | For | For |
1h | Elect Director William R. Ringo, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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ATHIRA PHARMA, INC. | ||||
Ticker: ATHA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tadataka Yamada | Management | For | For |
1.2 | Elect Director Leen Kawas | Management | For | For |
1.3 | Elect Director Barbara Kosacz | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BIOGEN INC. | ||||
Ticker: BIIB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alexander J. Denner | Management | For | For |
1b | Elect Director Caroline D. Dorsa | Management | For | For |
1c | Elect Director Maria C. Freire | Management | For | For |
1d | Elect Director William A. Hawkins | Management | For | For |
1e | Elect Director William D. Jones | Management | For | For |
1f | Elect Director Nancy L. Leaming | Management | For | For |
1g | Elect Director Jesus B. Mantas | Management | For | For |
1h | Elect Director Richard C. Mulligan | Management | For | For |
1i | Elect Director Stelios Papadopoulos | Management | For | For |
1j | Elect Director Brian S. Posner | Management | For | For |
1k | Elect Director Eric K. Rowinsky | Management | For | For |
1l | Elect Director Stephen A. Sherwin | Management | For | For |
1m | Elect Director Michel Vounatsos | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | For | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
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BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Elizabeth McKee Anderson | Management | For | For |
1.3 | Elect Director Willard Dere | Management | For | For |
1.4 | Elect Director Michael Grey | Management | For | For |
1.5 | Elect Director Elaine J. Heron | Management | For | Withhold |
1.6 | Elect Director Maykin Ho | Management | For | For |
1.7 | Elect Director Robert J. Hombach | Management | For | For |
1.8 | Elect Director V. Bryan Lawlis | Management | For | For |
1.9 | Elect Director Richard A. Meier | Management | For | For |
1.10 | Elect Director David E.I. Pyott | Management | For | For |
1.11 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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BLACK DIAMOND THERAPEUTICS, INC. | ||||
Ticker: BDTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexander Mayweg | Management | For | Withhold |
1.2 | Elect Director Rajeev Shah | Management | For | Withhold |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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BLUEPRINT MEDICINES CORPORATION | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George D. Demetri | Management | For | For |
1.2 | Elect Director Lynn Seely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BRIDGEBIO PHARMA, INC. | ||||
Ticker: BBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with the Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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BRIDGEBIO PHARMA, INC. | ||||
Ticker: BBIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Aguiar | Management | For | For |
1.2 | Elect Director Ali Satvat | Management | For | For |
1.3 | Elect Director Jennifer E. Cook | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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CARDIFF ONCOLOGY, INC. | ||||
Ticker: CRDF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O. Armitage | Management | For | For |
1.2 | Elect Director John Brancaccio | Management | For | For |
1.3 | Elect Director Mark Erlander | Management | For | For |
1.4 | Elect Director Rodney S. Markin | Management | For | For |
1.5 | Elect Director Mani Mohindru | Management | For | For |
1.6 | Elect Director Gary W. Pace | Management | For | For |
1.7 | Elect Director Renee P. Tannenbaum | Management | For | For |
1.8 | Elect Director Lale White | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
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CODIAK BIOSCIENCES, INC. | ||||
Ticker: CDAK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven Gillis | Management | For | For |
1b | Elect Director Theo Melas-Kyriazi | Management | For | For |
1c | Elect Director Douglas E. Williams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CRISPR THERAPEUTICS AG | ||||
Ticker: CRSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Treatment of Net Loss | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4a | Reelect Director Rodger Novak | Management | For | For |
4b | Reelect Director Samarth Kulkarni | Management | For | For |
4c | Reelect Director Ali Behbahani | Management | For | Against |
4d | Reelect Director Bradley Bolzon | Management | For | For |
4e | Reelect Director Simeon J. George | Management | For | For |
4f | Reelect Director John T. Greene | Management | For | For |
4g | Reelect Director Katherine A. High | Management | For | For |
4h | Reelect Director Douglas A. Treco | Management | For | For |
4i | Elect Director H Edward Fleming, Jr. | Management | For | For |
5a | Reelect Ali Behbahani as Member of the Compensation Committee | Management | For | Against |
5b | Reelect Simeon J. George as Member of the Compensation Committee | Management | For | For |
5c | Reelect John T. Greene as Member of the Compensation Committee | Management | For | For |
6a | Approve Remuneration of Directors in the Amount of USD 507,000 | Management | For | For |
6b | Approve Remuneration of Directors in the Amount of USD 11,738,100 | Management | For | For |
6c | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | Management | For | For |
6d | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | Management | For | For |
6e | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | Management | For | For |
7 | Approve Increase in Conditional Share Capital for Employee Equity Plans | Management | For | For |
8 | Approve Increase in Size of Board | Management | For | For |
9 | Approve CHF 1,179,509 Increase in Authorized Capital | Management | For | For |
10 | Designate Marius Meier as Independent Proxy | Management | For | For |
11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | For | For |
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CULLINAN ONCOLOGY, INC. | ||||
Ticker: CGEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Ebeling | Management | For | Withhold |
1.2 | Elect Director Morana Jovan-Embiricos | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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DECIPHERA PHARMACEUTICALS, INC. | ||||
Ticker: DCPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bristol | Management | For | For |
1.2 | Elect Director Frank S. Friedman | Management | For | For |
1.3 | Elect Director Ron Squarer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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DYNE THERAPEUTICS, INC. | ||||
Ticker: DYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Klein | Management | For | For |
1.2 | Elect Director Catherine Stehman-Breen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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EQUILLIUM, INC. | ||||
Ticker: EQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Martha J. Demski | Management | For | For |
1.3 | Elect Director Mark Pruzanski | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
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EYEPOINT PHARMACEUTICALS, INC. | ||||
Ticker: EYPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
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EYEPOINT PHARMACEUTICALS, INC. | ||||
Ticker: EYPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Goran Ando | Management | For | For |
1.2 | Elect Director Nancy Lurker | Management | For | For |
1.3 | Elect Director Ronald W. Eastman | Management | For | For |
1.4 | Elect Director John B. Landis | Management | For | For |
1.5 | Elect Director David Guyer | Management | For | For |
1.6 | Elect Director Wendy DiCicco | Management | For | For |
1.7 | Elect Director Ye Liu | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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FATE THERAPEUTICS, INC. | ||||
Ticker: FATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Hershberg | Management | For | For |
1.2 | Elect Director Michael Lee | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
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FORTE BIOSCIENCES, INC. | ||||
Ticker: FBRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald A. Williams | Management | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
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FS DEVELOPMENT CORP. | ||||
Ticker: FSDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
3 | Amend Charter | Management | For | For |
4A | Increase Authorized Common Stock | Management | For | For |
4B | Increase Authorized Preferred Stock | Management | For | Against |
4C | Adopt Supermajority Vote Requirement for Amendments | Management | For | Against |
4D | Amend Charter Re: Making the Combined Entity's Corporate Existence Perpetual Removal of Various Provisions Applicable only to Specified Purpose Acquisition Corporations | Management | For | For |
4E | Adopt Supermajority Vote Requirement for Amendments of By-Laws | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
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GILEAD SCIENCES, INC. | ||||
Ticker: GILD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jacqueline K. Barton | Management | For | For |
1b | Elect Director Jeffrey A. Bluestone | Management | For | For |
1c | Elect Director Sandra J. Horning | Management | For | For |
1d | Elect Director Kelly A. Kramer | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Daniel P. O'Day | Management | For | For |
1h | Elect Director Javier J. Rodriguez | Management | For | For |
1i | Elect Director Anthony Welters | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
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GLOBAL BLOOD THERAPEUTICS, INC. | ||||
Ticker: GBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott W. Morrison | Management | For | For |
1.2 | Elect Director Deval L. Patrick | Management | For | For |
1.3 | Elect Director Mark L. Perry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
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HARPOON THERAPEUTICS, INC. | ||||
Ticker: HARP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan Drachman | Management | For | Withhold |
1b | Elect Director Joseph Bailes | Management | For | For |
1c | Elect Director Ron Hunt | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry Quart | Management | For | For |
1b | Elect Director Stephen Davis | Management | For | For |
1c | Elect Director Craig Johnson | Management | For | For |
1d | Elect Director Kimberly Manhard | Management | For | For |
1e | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William F. Daniel | Management | For | For |
1b | Elect Director H. Thomas Watkins | Management | For | For |
1c | Elect Director Pascale Witz | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Caroline D. Dorsa | Management | For | For |
1B | Elect Director Robert S. Epstein | Management | For | For |
1C | Elect Director Scott Gottlieb | Management | For | For |
1D | Elect Director Gary S. Guthart | Management | For | For |
1E | Elect Director Philip W. Schiller | Management | For | For |
1F | Elect Director John W. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
INSMED INCORPORATED | ||||
Ticker: INSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Brennan | Management | For | For |
1.2 | Elect Director Leo Lee | Management | For | For |
1.3 | Elect Director Carol A. Schafer | Management | For | For |
1.4 | Elect Director Melvin Sharoky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
INTRA-CELLULAR THERAPIES, INC. | ||||
Ticker: ITCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Rawlins | Management | For | For |
1.2 | Elect Director Joel S. Marcus | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KALVISTA PHARMACEUTICALS, INC. | ||||
Ticker: KALV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel B. Soland | Management | For | For |
1.2 | Elect Director Edward W. Unkart | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
KARUNA THERAPEUTICS, INC. | ||||
Ticker: KRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Coughlin | Management | For | For |
1b | Elect Director James Healy | Management | For | For |
1c | Elect Director Jeffrey Jonas | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
KEROS THERAPEUTICS, INC. | ||||
Ticker: KROS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jasbir Seehra | Management | For | For |
1.2 | Elect Director Nima Farzan | Management | For | Withhold |
1.3 | Elect Director Julius Knowles | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
KEZAR LIFE SCIENCES, INC. | ||||
Ticker: KZR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean-Pierre Sommadossi | Management | For | For |
1b | Elect Director John Fowler | Management | For | For |
1c | Elect Director Christopher Kirk | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
KINNATE BIOPHARMA, INC. | ||||
Ticker: KNTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Gordon | Management | For | Withhold |
1.2 | Elect Director Jim Tananbaum | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
KODIAK SCIENCES INC. | ||||
Ticker: KOD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director Victor Perlroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
KRONOS BIO, INC. | ||||
Ticker: KRON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Taiyin Yang | Management | For | For |
1.2 | Elect Director Marianne De Backer | Management | For | For |
1.3 | Elect Director Norbert Bischofberger | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
KRYSTAL BIOTECH, INC. | ||||
Ticker: KRYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Suma M. Krishnan | Management | For | For |
1.2 | Elect Director Julian S. Gangolli | Management | For | For |
2 | Ratify Mayer Hoffman McCann P.C. as Auditors | Management | For | For |
| ||||
KURA ONCOLOGY, INC. | ||||
Ticker: KURA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy E. Wilson | Management | For | For |
1.2 | Elect Director Faheem Hasnain | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LEGEND BIOTECH CORP. | ||||
Ticker: LEGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Ratify Ernst & Young Hua Ming LLP as Auditors | Management | For | For |
3 | Elect Director Ye Wang | Management | For | Against |
4 | Elect Director Darren Xiaohui Ji | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| ||||
LOGICBIO THERAPEUTICS, INC. | ||||
Ticker: LOGC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederic Chereau | Management | For | For |
1.2 | Elect Director Richard Moscicki | Management | For | For |
1.3 | Elect Director Michael Wyzga | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MARINUS PHARMACEUTICALS, INC. | ||||
Ticker: MRNS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Austin | Management | For | For |
1.2 | Elect Director Michael R. Dougherty | Management | For | For |
1.3 | Elect Director Elan Ezickson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MENLO THERAPEUTICS INC. | ||||
Ticker: MNLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon Barbari | Management | For | For |
1.2 | Elect Director Rex Bright | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
| ||||
MERUS N.V. | ||||
Ticker: MRUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Elect Maxine Gowen as Non-Executive Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Increase Authorized Common and Preferred Stock | Management | For | Against |
7 | Amend Articles of Association to Add Federal Forum Selection Provision | Management | For | For |
| ||||
METACRINE, INC. | ||||
Ticker: MTCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Preston Klassen | Management | For | For |
1.2 | Elect Director Jeffrey Jonker | Management | For | Withhold |
1.3 | Elect Director John McHutchison | Management | For | For |
2 | Ratify the Appointment of Julia Owens to Fill a Vacancy in Class III, to Hold Office Until 2023 Annual Meeting | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | For |
1.5 | Elect Director Henry J. Fuchs | Management | For | Withhold |
1.6 | Elect Director Michael Grey | Management | For | Withhold |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MODERNA, INC. | ||||
Ticker: MRNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Langer | Management | For | For |
1.2 | Elect Director Elizabeth Nabel | Management | For | For |
1.3 | Elect Director Elizabeth Tallett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Rastetter | Management | For | For |
1.2 | Elect Director George J. Morrow | Management | For | For |
1.3 | Elect Director Leslie V. Norwalk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NKARTA, INC. | ||||
Ticker: NKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tiba Aynechi | Management | For | Withhold |
1.2 | Elect Director Fouad Azzam | Management | For | Withhold |
1.3 | Elect Director Paul Hastings | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Douglas | Management | For | For |
1b | Elect Director Margaret G. McGlynn | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify April 2020 Equity Awards | Management | For | For |
5 | Ratify June 2020 Equity Awards | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OLEMA PHARMACEUTICALS, INC. | ||||
Ticker: OLMA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian Clark | Management | For | For |
1.2 | Elect Director Sandra J. Horning | Management | For | For |
1.3 | Elect Director Gorjan Hrustanovic | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PANACEA ACQUISITION CORP. | ||||
Ticker: PANA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2A | Change Company Name to Nuvation Bio Inc. | Management | For | For |
2B | Eliminate Blank Check Company Provisions | Management | For | For |
2C | Increase Authorized Common Stock | Management | For | For |
2D | Amend Rights and Privileges of Class B Common Stock | Management | For | For |
2E | Increase Authorized Blank Check Preferred Stock | Management | For | For |
2F | Eliminate Right to Act by Written Consent | Management | For | For |
2G | Remove the Provision Renouncing the Corporate Opportunity Doctrine | Management | For | For |
2H | Adopt Supermajority Vote Requirement to Amend Charter and Bylaws | Management | For | For |
2I | Approve All Other Proposed Changes | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
| ||||
PLIANT THERAPEUTICS, INC. | ||||
Ticker: PLRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hoyoung Huh | Management | For | For |
1b | Elect Director Neil Exter | Management | For | For |
1c | Elect Director David Pyott | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
PMV PHARMACEUTICALS, INC. | ||||
Ticker: PMVP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thilo Schroeder | Management | For | Withhold |
1.2 | Elect Director Peter Thompson | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PRAXIS PRECISION MEDICINES, INC. | ||||
Ticker: PRAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dean Mitchell | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PROTARA THERAPEUTICS, INC. | ||||
Ticker: TARA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Levy | Management | For | For |
1.2 | Elect Director Michael Solomon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REATA PHARMACEUTICALS, INC. | ||||
Ticker: RETA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
1.2 | Elect Director William E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Arthur F. Ryan | Management | For | Against |
1c | Elect Director George L. Sing | Management | For | Against |
1d | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RELMADA THERAPEUTICS, INC. | ||||
Ticker: RLMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Glasspool | Management | For | Withhold |
1.2 | Elect Director Paul Kelly | Management | For | For |
2 | Ratify Marcum LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
REPARE THERAPEUTICS, INC. | ||||
Ticker: RPTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerel Davis | Management | For | For |
1.2 | Elect Director Todd Foley | Management | For | For |
1.3 | Elect Director Ann D. Rhoads | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angus C. Russell | Management | For | For |
1.2 | Elect Director Julian S. Gangolli | Management | For | For |
1.3 | Elect Director Olivia C. Ware | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
ROCKET PHARMACEUTICALS, INC. | ||||
Ticker: RCKT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roderick Wong | Management | For | For |
1b | Elect Director Carsten Boess | Management | For | For |
1c | Elect Director Pedro Granadillo | Management | For | For |
1d | Elect Director Gotham Makker | Management | For | For |
1e | Elect Director Gaurav Shah | Management | For | For |
1f | Elect Director David P. Southwell | Management | For | For |
1g | Elect Director Naveen Yalamanchi | Management | For | Withhold |
1h | Elect Director Elisabeth Bjork | Management | For | For |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ROYALTY PHARMA PLC | ||||
Ticker: RPRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pablo Legorreta | Management | For | For |
1b | Elect Director Henry Fernandez | Management | For | For |
1c | Elect Director Bonnie Bassler | Management | For | For |
1d | Elect Director Errol De Souza | Management | For | For |
1e | Elect Director Catherine Engelbert | Management | For | Against |
1f | Elect Director William Ford | Management | For | For |
1g | Elect Director M. Germano Giuliani | Management | For | For |
1h | Elect Director Ted Love | Management | For | For |
1i | Elect Director Gregory Norden | Management | For | Against |
1j | Elect Director Rory Riggs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young as Auditors | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Ratify Ernst & Young as U.K. Statutory Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| ||||
SAGE THERAPEUTICS, INC. | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth (Liz) Barrett | Management | For | For |
1.2 | Elect Director Geno Germano | Management | For | Withhold |
1.3 | Elect Director Steven Paul | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
SCHOLAR ROCK HOLDING CORPORATION | ||||
Ticker: SRRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Flier | Management | For | For |
1.2 | Elect Director Amir Nashat | Management | For | For |
1.3 | Elect Director Akshay Vaishnaw | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SEAGEN INC. | ||||
Ticker: SGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Felix J. Baker | Management | For | For |
1b | Elect Director Clay B. Siegall | Management | For | For |
1c | Elect Director Nancy A. Simonian | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SILVERBACK THERAPEUTICS, INC. | ||||
Ticker: SBTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vickie L. Capps | Management | For | Withhold |
1.2 | Elect Director Robert Hershberg | Management | For | Withhold |
1.3 | Elect Director Maria Koehler | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SUTRO BIOPHARMA, INC. | ||||
Ticker: STRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph M. Lobacki | Management | For | For |
1.2 | Elect Director Daniel H. Petree | Management | For | For |
1.3 | Elect Director Shalini Sharp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TAYSHA GENE THERAPIES, INC. | ||||
Ticker: TSHA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director RA Session, II | Management | For | For |
1.2 | Elect Director Paul B. Manning | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
THERAPEUTICS ACQUISITION CORP. | ||||
Ticker: RACA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Amend Charter | Management | For | For |
3a | Change Company Name to POINT Biopharma Global Inc. | Management | For | For |
3b | Increase Authorized Preferred and Common Stock | Management | For | For |
3c | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | For |
3d | Adopt Supermajority Vote Requirement to Amend Charter | Management | For | For |
3e | Amend Charter Re: Perpetual Corporate Existence and Removal of Various Provisions Applicable Only to Special Purpose Acquisition Corporations | Management | For | For |
3f | Opt Out of Section 203 of the DGCL | Management | For | For |
3g | Amend Exclusive Forum Bylaw | Management | For | For |
4 | Approve Issuance of Shares for a Private Placement | Management | For | For |
5 | Elect Nine Directors | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Adjourn Meeting | Management | For | For |
| ||||
TRILLIUM THERAPEUTICS INC. | ||||
Ticker: TRIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luke Beshar | Management | For | For |
1.2 | Elect Director Michael Kamarck | Management | For | For |
1.3 | Elect Director Paul Walker | Management | For | For |
1.4 | Elect Director Paolo Pucci | Management | For | For |
1.5 | Elect Director Jan Skvarka | Management | For | For |
1.6 | Elect Director Helen Tayton-Martin | Management | For | For |
1.7 | Elect Director Scott Myers | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ULTRAGENYX PHARMACEUTICAL INC. | ||||
Ticker: RARE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Deborah Dunsire | Management | For | For |
1b | Elect Director Michael Narachi | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sangeeta Bhatia | Management | For | For |
1.2 | Elect Director Lloyd Carney | Management | For | For |
1.3 | Elect Director Alan Garber | Management | For | For |
1.4 | Elect Director Terrence Kearney | Management | For | For |
1.5 | Elect Director Reshma Kewalramani | Management | For | For |
1.6 | Elect Director Yuchun Lee | Management | For | For |
1.7 | Elect Director Jeffrey Leiden | Management | For | For |
1.8 | Elect Director Margaret McGlynn | Management | For | For |
1.9 | Elect Director Diana McKenzie | Management | For | For |
1.10 | Elect Director Bruce Sachs | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
VISTAGEN THERAPEUTICS, INC. | ||||
Ticker: VTGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
VISTAGEN THERAPEUTICS, INC. | ||||
Ticker: VTGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
YUMANITY THERAPEUTICS, INC. | ||||
Ticker: YMTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director N. Anthony Coles | Management | For | For |
1b | Elect Director Kim C. Drapkin | Management | For | For |
1c | Elect Director Lynne Zydowsky | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ZENTALIS PHARMACEUTICALS, INC. | ||||
Ticker: ZNTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly Blackwell | Management | For | Withhold |
1.2 | Elect Director Enoch Kariuki | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
ZOGENIX, INC. | ||||
Ticker: ZGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James B. Breitmeyer | Management | For | For |
1b | Elect Director Stephen J. Farr | Management | For | For |
1c | Elect Director Mary E. Stutts | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
| ||||
ZYMEWORKS INC. | ||||
Ticker: ZYME | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Mahony | Management | For | For |
1.2 | Elect Director Kelvin Neu | Management | For | For |
1.3 | Elect Director Ali Tehrani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Franklin Growth Opportunities Fund
| ||||
ADOBE INC. | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Amy Banse | Management | For | For |
1b | Elect Director Melanie Boulden | Management | For | For |
1c | Elect Director Frank Calderoni | Management | For | For |
1d | Elect Director James Daley | Management | For | For |
1e | Elect Director Laura Desmond | Management | For | For |
1f | Elect Director Shantanu Narayen | Management | For | For |
1g | Elect Director Kathleen Oberg | Management | For | For |
1h | Elect Director Dheeraj Pandey | Management | For | For |
1i | Elect Director David Ricks | Management | For | For |
1j | Elect Director Daniel Rosensweig | Management | For | For |
1k | Elect Director John Warnock | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AIRBNB, INC. | ||||
Ticker: ABNB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela Ahrendts | Management | For | For |
1.2 | Elect Director Brian Chesky | Management | For | For |
1.3 | Elect Director Kenneth Chenault | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Keith B. Alexander | Management | For | For |
1c | Elect Director Jamie S. Gorelick | Management | For | For |
1d | Elect Director Daniel P. Huttenlocher | Management | For | For |
1e | Elect Director Judith A. McGrath | Management | For | For |
1f | Elect Director Indra K. Nooyi | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
1j | Elect Director Wendell P. Weeks | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Customers' Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Gender/Racial Pay Gap | Shareholder | Against | Against |
7 | Report on Promotion Data | Shareholder | Against | Against |
8 | Report on the Impacts of Plastic Packaging | Shareholder | Against | Against |
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | Shareholder | Against | Against |
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | Shareholder | Against | Against |
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | Shareholder | Against | Against |
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
14 | Report on Potential Human Rights Impacts of Customers' Use of Rekognition | Shareholder | Against | Against |
| ||||
AMERICAN TOWER CORPORATION | ||||
Ticker: AMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas A. Bartlett | Management | For | For |
1b | Elect Director Raymond P. Dolan | Management | For | For |
1c | Elect Director Kenneth R. Frank | Management | For | For |
1d | Elect Director Robert D. Hormats | Management | For | For |
1e | Elect Director Gustavo Lara Cantu | Management | For | For |
1f | Elect Director Grace D. Lieblein | Management | For | For |
1g | Elect Director Craig Macnab | Management | For | For |
1h | Elect Director JoAnn A. Reed | Management | For | For |
1i | Elect Director Pamela D.A. Reeve | Management | For | For |
1j | Elect Director David E. Sharbutt | Management | For | For |
1k | Elect Director Bruce L. Tanner | Management | For | For |
1l | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
5 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Laurie H. Glimcher | Management | For | For |
1h | Elect Director Karen M. Golz | Management | For | For |
1i | Elect Director Mark M. Little | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Susie Wee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James Bell | Management | For | For |
1b | Elect Director Tim Cook | Management | For | For |
1c | Elect Director Al Gore | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Art Levinson | Management | For | For |
1f | Elect Director Monica Lozano | Management | For | For |
1g | Elect Director Ron Sugar | Management | For | For |
1h | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
5 | Improve Principles of Executive Compensation Program | Shareholder | Against | Against |
| ||||
APTIV PLC | ||||
Ticker: APTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Clark | Management | For | For |
1b | Elect Director Richard L. Clemmer | Management | For | For |
1c | Elect Director Nancy E. Cooper | Management | For | For |
1d | Elect Director Nicholas M. Donofrio | Management | For | For |
1e | Elect Director Rajiv L. Gupta | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Sean O. Mahoney | Management | For | For |
1i | Elect Director Paul M. Meister | Management | For | For |
1j | Elect Director Robert K. Ortberg | Management | For | For |
1k | Elect Director Colin J. Parris | Management | For | For |
1l | Elect Director Ana G. Pinczuk | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
14 | Amend Performance Share Plan | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Director Shona L. Brown | Management | For | For |
6 | Elect Director Michael Cannon-Brookes | Management | For | For |
7 | Elect Director Scott Farquhar | Management | For | For |
8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Director Sasan Goodarzi | Management | For | For |
10 | Elect Director Jay Parikh | Management | For | For |
11 | Elect Director Enrique Salem | Management | For | For |
12 | Elect Director Steven Sordello | Management | For | For |
13 | Elect Director Richard P. Wong | Management | For | For |
14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
| ||||
AUTODESK, INC. | ||||
Ticker: ADSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew Anagnost | Management | For | For |
1b | Elect Director Karen Blasing | Management | For | For |
1c | Elect Director Reid French | Management | For | For |
1d | Elect Director Ayanna Howard | Management | For | For |
1e | Elect Director Blake Irving | Management | For | For |
1f | Elect Director Mary T. McDowell | Management | For | For |
1g | Elect Director Stephen Milligan | Management | For | For |
1h | Elect Director Lorrie M. Norrington | Management | For | For |
1i | Elect Director Elizabeth (Betsy) Rafael | Management | For | For |
1j | Elect Director Stacy J. Smith | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marion Foote | Management | For | For |
1.2 | Elect Director Rajeev Singh | Management | For | For |
1.3 | Elect Director Kathleen Zwickert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene Lacerte | Management | For | For |
1.2 | Elect Director Peter Kight | Management | For | For |
1.3 | Elect Director Colleen Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BLACK KNIGHT, INC. | ||||
Ticker: BKI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | For |
1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
1.5 | Elect Director Joseph M. Otting | Management | For | For |
1.6 | Elect Director John D. Rood | Management | For | For |
1.7 | Elect Director Nancy L. Shanik | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
BOOKING HOLDINGS INC. | ||||
Ticker: BKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Glenn D. Fogel | Management | For | For |
1.3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1.4 | Elect Director Wei Hopeman | Management | For | For |
1.5 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.6 | Elect Director Charles H. Noski | Management | For | For |
1.7 | Elect Director Nicholas J. Read | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Bob van Dijk | Management | For | For |
1.10 | Elect Director Lynn M. Vojvodich | Management | For | For |
1.11 | Elect Director Vanessa A. Wittman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Report on Annual Climate Transition | Shareholder | Against | For |
8 | Annual Investor Advisory Vote on Climate Plan | Shareholder | Against | Against |
| ||||
BURLINGTON STORES, INC. | ||||
Ticker: BURL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Goodwin | Management | For | For |
1.2 | Elect Director William P. McNamara | Management | For | For |
1.3 | Elect Director Michael O'Sullivan | Management | For | For |
1.4 | Elect Director Jessica Rodriguez | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
CATALENT, INC. | ||||
Ticker: CTLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Madhavan "Madhu" Balachandran | Management | For | For |
1b | Elect Director J. Martin Carroll | Management | For | For |
1c | Elect Director Rolf Classon | Management | For | For |
1d | Elect Director John J. Greisch | Management | For | For |
1e | Elect Director Christa Kreuzburg | Management | For | For |
1f | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Matthew A. Carey | Management | For | For |
1.3 | Elect Director Gregg L. Engles | Management | For | For |
1.4 | Elect Director Patricia Fili-Krushel | Management | For | For |
1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
1.7 | Elect Director Robin Hickenlooper | Management | For | For |
1.8 | Elect Director Scott Maw | Management | For | For |
1.9 | Elect Director Ali Namvar | Management | For | For |
1.10 | Elect Director Brian Niccol | Management | For | For |
1.11 | Elect Director Mary Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christy Clark | Management | For | For |
1.2 | Elect Director Jennifer M. Daniels | Management | For | For |
1.3 | Elect Director Jerry Fowden | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director Susan Somersille Johnson | Management | For | For |
1.6 | Elect Director James A. Locke, III | Management | For | Withhold |
1.7 | Elect Director Jose Manuel Madero Garza | Management | For | For |
1.8 | Elect Director Daniel J. McCarthy | Management | For | For |
1.9 | Elect Director William A. Newlands | Management | For | For |
1.10 | Elect Director Richard Sands | Management | For | For |
1.11 | Elect Director Robert Sands | Management | For | For |
1.12 | Elect Director Judy A. Schmeling | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Robert W. Musslewhite | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director Louise S. Sams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
DANAHER CORPORATION | ||||
Ticker: DHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rainer M. Blair | Management | For | For |
1b | Elect Director Linda Hefner Filler | Management | For | For |
1c | Elect Director Teri List | Management | For | For |
1d | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1e | Elect Director Jessica L. Mega | Management | For | For |
1f | Elect Director Mitchell P. Rales | Management | For | For |
1g | Elect Director Steven M. Rales | Management | For | For |
1h | Elect Director Pardis C. Sabeti | Management | For | For |
1i | Elect Director John T. Schwieters | Management | For | For |
1j | Elect Director Alan G. Spoon | Management | For | For |
1k | Elect Director Raymond C. Stevens | Management | For | For |
1l | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
DECIPHERA PHARMACEUTICALS, INC. | ||||
Ticker: DCPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bristol | Management | For | For |
1.2 | Elect Director Frank S. Friedman | Management | For | For |
1.3 | Elect Director Ron Squarer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DOCUSIGN, INC. | ||||
Ticker: DOCU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Enrique Salem | Management | For | For |
1.2 | Elect Director Peter Solvik | Management | For | For |
1.3 | Elect Director Inhi Cho Suh | Management | For | For |
1.4 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ECOLAB INC. | ||||
Ticker: ECL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Shari L. Ballard | Management | For | For |
1c | Elect Director Barbara J. Beck | Management | For | For |
1d | Elect Director Christophe Beck | Management | For | For |
1e | Elect Director Jeffrey M. Ettinger | Management | For | For |
1f | Elect Director Arthur J. Higgins | Management | For | For |
1g | Elect Director Michael Larson | Management | For | For |
1h | Elect Director David W. MacLennan | Management | For | For |
1i | Elect Director Tracy B. McKibben | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Victoria J. Reich | Management | For | For |
1l | Elect Director Suzanne M. Vautrinot | Management | For | For |
1m | Elect Director John J. Zillmer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
EDWARDS LIFESCIENCES CORPORATION | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
1.2 | Elect Director Leslie S. Heisz | Management | For | For |
1.3 | Elect Director Paul A. LaViolette | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Martha H. Marsh | Management | For | For |
1.6 | Elect Director Michael A. Mussallem | Management | For | For |
1.7 | Elect Director Ramona Sequeira | Management | For | For |
1.8 | Elect Director Nicholas J. Valeriani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peggy Alford | Management | For | For |
1.2 | Elect Director Marc L. Andreessen | Management | For | For |
1.3 | Elect Director Andrew W. Houston | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Robert M. Kimmitt | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Tracey T. Travis | Management | For | For |
1.9 | Elect Director Mark Zuckerberg | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Non-Employee Director Compensation Policy | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Online Child Sexual Exploitation | Shareholder | Against | Against |
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
8 | Report on Platform Misuse | Shareholder | Against | Against |
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
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FRESHPET, INC. | ||||
Ticker: FRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Norris | Management | For | For |
1.2 | Elect Director Leta D. Priest | Management | For | For |
1.3 | Elect Director Olu Beck | Management | For | For |
1.4 | Elect Director William B. Cyr | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
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GUARDANT HEALTH, INC. | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Helmy Eltoukhy | Management | For | For |
1b | Elect Director AmirAli Talasaz | Management | For | For |
1c | Elect Director Bahija Jallal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
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HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry Quart | Management | For | For |
1b | Elect Director Stephen Davis | Management | For | For |
1c | Elect Director Craig Johnson | Management | For | For |
1d | Elect Director Kimberly Manhard | Management | For | For |
1e | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
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HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director Duncan B. Angove | Management | For | For |
1C | Elect Director William S. Ayer | Management | For | For |
1D | Elect Director Kevin Burke | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Deborah Flint | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Grace D. Lieblein | Management | For | For |
1I | Elect Director Raymond T. Odierno | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
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IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director Asha S. Collins | Management | For | For |
1c | Elect Director Daniel M. Junius | Management | For | For |
1d | Elect Director Sam Samad | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ILLUMINA, INC. | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Caroline D. Dorsa | Management | For | For |
1B | Elect Director Robert S. Epstein | Management | For | For |
1C | Elect Director Scott Gottlieb | Management | For | For |
1D | Elect Director Gary S. Guthart | Management | For | For |
1E | Elect Director Philip W. Schiller | Management | For | For |
1F | Elect Director John W. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
INTERCONTINENTAL EXCHANGE, INC. | ||||
Ticker: ICE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon Y. Bowen | Management | For | For |
1b | Elect Director Shantella E. Cooper | Management | For | For |
1c | Elect Director Charles R. Crisp | Management | For | For |
1d | Elect Director Duriya M. Farooqui | Management | For | For |
1e | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | For |
1f | Elect Director Mark F. Mulhern | Management | For | For |
1g | Elect Director Thomas E. Noonan | Management | For | For |
1h | Elect Director Frederic V. Salerno | Management | For | For |
1i | Elect Director Caroline L. Silver | Management | For | For |
1j | Elect Director Jeffrey C. Sprecher | Management | For | For |
1k | Elect Director Judith A. Sprieser | Management | For | For |
1l | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eve Burton | Management | For | For |
1b | Elect Director Scott D. Cook | Management | For | For |
1c | Elect Director Richard L. Dalzell | Management | For | For |
1d | Elect Director Sasan K. Goodarzi | Management | For | For |
1e | Elect Director Deborah Liu | Management | For | For |
1f | Elect Director Tekedra Mawakana | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director Dennis D. Powell | Management | For | For |
1i | Elect Director Brad D. Smith | Management | For | For |
1j | Elect Director Thomas Szkutak | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Jeff Weiner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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INTUITIVE SURGICAL, INC. | ||||
Ticker: ISRG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig H. Barratt | Management | For | For |
1b | Elect Director Joseph C. Beery | Management | For | For |
1c | Elect Director Gary S. Guthart | Management | For | For |
1d | Elect Director Amal M. Johnson | Management | For | For |
1e | Elect Director Don R. Kania | Management | For | For |
1f | Elect Director Amy L. Ladd | Management | For | For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | For |
1h | Elect Director Alan J. Levy | Management | For | Against |
1i | Elect Director Jami Dover Nachtsheim | Management | For | For |
1j | Elect Director Monica P. Reed | Management | For | For |
1k | Elect Director Mark J. Rubash | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
LAMB WESTON HOLDINGS, INC. | ||||
Ticker: LW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter J. Bensen | Management | For | For |
1b | Elect Director Charles A. Blixt | Management | For | For |
1c | Elect Director Robert J. Coviello | Management | For | For |
1d | Elect Director Andre J. Hawaux | Management | For | For |
1e | Elect Director W.G. Jurgensen | Management | For | For |
1f | Elect Director Thomas P. Maurer | Management | For | For |
1g | Elect Director Robert A. Niblock | Management | For | For |
1h | Elect Director Hala G. Moddelmog | Management | For | For |
1i | Elect Director Maria Renna Sharpe | Management | For | For |
1j | Elect Director Thomas P. Werner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
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LINDE PLC | ||||
Ticker: LIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
1b | Elect Director Stephen F. Angel | Management | For | For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
1d | Elect Director Clemens A. H. Borsig | Management | For | For |
1e | Elect Director Nance K. Dicciani | Management | For | For |
1f | Elect Director Thomas Enders | Management | For | For |
1g | Elect Director Franz Fehrenbach | Management | For | For |
1h | Elect Director Edward G. Galante | Management | For | For |
1i | Elect Director Larry D. McVay | Management | For | For |
1j | Elect Director Victoria E. Ossadnik | Management | For | For |
1k | Elect Director Martin H. Richenhagen | Management | For | For |
1l | Elect Director Robert L. Wood | Management | For | For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MARAVAI LIFESCIENCES HOLDINGS, INC. | ||||
Ticker: MRVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Hull | Management | For | For |
1.2 | Elect Director Benjamin Daverman | Management | For | Withhold |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Constantine Mihas | Management | For | Withhold |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Nancy Altobello | Management | For | For |
1c | Elect Director Steven L. Begleiter | Management | For | For |
1d | Elect Director Stephen P. Casper | Management | For | For |
1e | Elect Director Jane Chwick | Management | For | For |
1f | Elect Director Christopher R. Concannon | Management | For | For |
1g | Elect Director William F. Cruger | Management | For | For |
1h | Elect Director Kourtney Gibson | Management | For | For |
1i | Elect Director Justin G. Gmelich | Management | For | For |
1j | Elect Director Richard G. Ketchum | Management | For | For |
1k | Elect Director Emily H. Portney | Management | For | For |
1l | Elect Director Richard L. Prager | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ajay Banga | Management | For | For |
1b | Elect Director Merit E. Janow | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Steven J. Freiberg | Management | For | For |
1e | Elect Director Julius Genachowski | Management | For | For |
1f | Elect Director Choon Phong Goh | Management | For | For |
1g | Elect Director Oki Matsumoto | Management | For | For |
1h | Elect Director Michael Miebach | Management | For | For |
1i | Elect Director Youngme Moon | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Gabrielle Sulzberger | Management | For | For |
1m | Elect Director Jackson Tai | Management | For | For |
1n | Elect Director Lance Uggla | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reid G. Hoffman | Management | For | For |
1.2 | Elect Director Hugh F. Johnston | Management | For | For |
1.3 | Elect Director Teri L. List-Stoll | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Sandra E. Peterson | Management | For | For |
1.6 | Elect Director Penny S. Pritzker | Management | For | For |
1.7 | Elect Director Charles W. Scharf | Management | For | For |
1.8 | Elect Director Arne M. Sorenson | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Emma N. Walmsley | Management | For | For |
1.12 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Employee Representation on the Board of Directors | Shareholder | Against | Against |
| ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||
Ticker: MPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugen Elmiger | Management | For | For |
1.2 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director James L. Dinkins | Management | For | For |
1.5 | Elect Director Gary P. Fayard | Management | For | For |
1.6 | Elect Director Jeanne P. Jackson | Management | For | For |
1.7 | Elect Director Steven G. Pizula | Management | For | For |
1.8 | Elect Director Benjamin M. Polk | Management | For | For |
1.9 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
MSCI INC. | ||||
Ticker: MSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Wayne Edmunds | Management | For | For |
1d | Elect Director Catherine R. Kinney | Management | For | For |
1e | Elect Director Jacques P. Perold | Management | For | For |
1f | Elect Director Sandy C. Rattray | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Marcus L. Smith | Management | For | For |
1i | Elect Director Paula Volent | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael DeMane | Management | For | For |
1.2 | Elect Director Frank Fischer | Management | For | Withhold |
1.3 | Elect Director Shawn T McCormick | Management | For | For |
1.4 | Elect Director Kevin O'Boyle | Management | For | For |
1.5 | Elect Director Karen Prange | Management | For | For |
1.6 | Elect Director Brad Vale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Amy B. Lane | Management | For | For |
1g | Elect Director David L. Porges | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director Lynn M. Utter | Management | For | For |
1l | Elect Director Darryl L. Wilson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan B. Graf, Jr. | Management | For | For |
1b | Elect Director Peter B. Henry | Management | For | For |
1c | Elect Director Michelle A. Peluso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions Disclosure | Shareholder | Against | Against |
| ||||
NOMAD FOODS LIMITED | ||||
Ticker: NOMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
1.2 | Elect Director Noam Gottesman | Management | For | For |
1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
1.5 | Elect Director Golnar Khosrowshahi | Management | For | For |
1.6 | Elect Director James E. Lillie | Management | For | For |
1.7 | Elect Director Stuart M. MacFarlane | Management | For | For |
1.8 | Elect Director Lord Myners of Truro | Management | For | For |
1.9 | Elect Director Victoria Parry | Management | For | For |
1.10 | Elect Director Melanie Stack | Management | For | For |
1.11 | Elect Director Samy Zekhout | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NOVAVAX, INC. | ||||
Ticker: NVAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Douglas | Management | For | For |
1b | Elect Director Margaret G. McGlynn | Management | For | For |
1c | Elect Director David M. Mott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify April 2020 Equity Awards | Management | For | For |
5 | Ratify June 2020 Equity Awards | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director John O. Dabiri | Management | For | For |
1d | Elect Director Persis S. Drell | Management | For | For |
1e | Elect Director Jen-Hsun Huang | Management | For | For |
1f | Elect Director Dawn Hudson | Management | For | For |
1g | Elect Director Harvey C. Jones | Management | For | For |
1h | Elect Director Michael G. McCaffery | Management | For | For |
1i | Elect Director Stephen C. Neal | Management | For | For |
1j | Elect Director Mark L. Perry | Management | For | For |
1k | Elect Director A. Brooke Seawell | Management | For | For |
1l | Elect Director Aarti Shah | Management | For | For |
1m | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
OKTA, INC. | ||||
Ticker: OKTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd McKinnon | Management | For | For |
1.2 | Elect Director Michael Stankey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PAYCOM SOFTWARE, INC. | ||||
Ticker: PAYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Levenson | Management | For | For |
1.2 | Elect Director Frederick C. Peters, II | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Plans to Improve Diversity of Executive Leadership | Shareholder | None | For |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rodney C. Adkins | Management | For | For |
1b | Elect Director Jonathan Christodoro | Management | For | For |
1c | Elect Director John J. Donahoe | Management | For | For |
1d | Elect Director David W. Dorman | Management | For | For |
1e | Elect Director Belinda J. Johnson | Management | For | For |
1f | Elect Director Gail J. McGovern | Management | For | For |
1g | Elect Director Deborah M. Messemer | Management | For | For |
1h | Elect Director David M. Moffett | Management | For | For |
1i | Elect Director Ann M. Sarnoff | Management | For | For |
1j | Elect Director Daniel H. Schulman | Management | For | For |
1k | Elect Director Frank D. Yeary | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | Shareholder | Against | Against |
| ||||
PELOTON INTERACTIVE, INC. | ||||
Ticker: PTON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erik Blachford | Management | For | Withhold |
1.2 | Elect Director Howard Draft | Management | For | For |
1.3 | Elect Director Pamela Thomas-Graham | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
PTC INC. | ||||
Ticker: PTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice Chaffin | Management | For | For |
1.2 | Elect Director Phillip Fernandez | Management | For | For |
1.3 | Elect Director James Heppelmann | Management | For | For |
1.4 | Elect Director Klaus Hoehn | Management | For | For |
1.5 | Elect Director Paul Lacy | Management | For | For |
1.6 | Elect Director Corinna Lathan | Management | For | For |
1.7 | Elect Director Blake Moret | Management | For | For |
1.8 | Elect Director Robert Schechter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
QUALTRICS INTERNATIONAL INC. | ||||
Ticker: XM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Egon Durban | Management | For | For |
1b | Elect Director Sindhu Gangadharan | Management | For | Against |
1c | Elect Director Paula Hansen | Management | For | For |
1d | Elect Director Christian Klein | Management | For | For |
1e | Elect Director Luka Mucic | Management | For | Against |
1f | Elect Director Donald Paoni | Management | For | For |
1g | Elect Director Zig Serafin | Management | For | Against |
1h | Elect Director Ryan Smith | Management | For | For |
1i | Elect Director Kelly Steckelberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
REATA PHARMACEUTICALS, INC. | ||||
Ticker: RETA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
1.2 | Elect Director William E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Kim S. Pegula | Management | For | For |
1h | Elect Director James P. Snee | Management | For | For |
1i | Elect Director Brian S. Tyler | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Amy Woods Brinkley | Management | For | For |
1.3 | Elect Director John F. Fort, III | Management | For | For |
1.4 | Elect Director L. Neil Hunn | Management | For | For |
1.5 | Elect Director Robert D. Johnson | Management | For | For |
1.6 | Elect Director Laura G. Thatcher | Management | For | For |
1.7 | Elect Director Richard F. Wallman | Management | For | For |
1.8 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
ROYALTY PHARMA PLC | ||||
Ticker: RPRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Pablo Legorreta | Management | For | For |
1b | Elect Director Henry Fernandez | Management | For | For |
1c | Elect Director Bonnie Bassler | Management | For | For |
1d | Elect Director Errol De Souza | Management | For | For |
1e | Elect Director Catherine Engelbert | Management | For | Against |
1f | Elect Director William Ford | Management | For | For |
1g | Elect Director M. Germano Giuliani | Management | For | For |
1h | Elect Director Ted Love | Management | For | For |
1i | Elect Director Gregory Norden | Management | For | Against |
1j | Elect Director Rory Riggs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young as Auditors | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Ratify Ernst & Young as U.K. Statutory Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| ||||
S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
| ||||
S&P GLOBAL INC. | ||||
Ticker: SPGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marco Alvera | Management | For | For |
1.2 | Elect Director William J. Amelio | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Stephanie C. Hill | Management | For | For |
1.5 | Elect Director Rebecca J. Jacoby | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Ian P. Livingston | Management | For | For |
1.8 | Elect Director Maria R. Morris | Management | For | For |
1.9 | Elect Director Douglas L. Peterson | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Greenhouse Gas (GHG) Emissions Reduction Plan | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc Benioff | Management | For | For |
1b | Elect Director Craig Conway | Management | For | For |
1c | Elect Director Parker Harris | Management | For | For |
1d | Elect Director Alan Hassenfeld | Management | For | For |
1e | Elect Director Neelie Kroes | Management | For | For |
1f | Elect Director Colin Powell | Management | For | For |
1g | Elect Director Sanford Robertson | Management | For | Against |
1h | Elect Director John V. Roos | Management | For | For |
1i | Elect Director Robin Washington | Management | For | For |
1j | Elect Director Maynard Webb | Management | For | For |
1k | Elect Director Susan Wojcicki | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary S. Chan | Management | For | For |
1.2 | Elect Director George R. Krouse, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Bostrom | Management | For | For |
1b | Elect Director Jonathan C. Chadwick | Management | For | For |
1c | Elect Director Lawrence J. Jackson, Jr. | Management | For | For |
1d | Elect Director Frederic B. Luddy | Management | For | For |
1e | Elect Director Jeffrey A. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SHOPIFY INC. | ||||
Ticker: SHOP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Tobias Luetke | Management | For | For |
1B | Elect Director Robert Ashe | Management | For | For |
1C | Elect Director Gail Goodman | Management | For | For |
1D | Elect Director Colleen Johnston | Management | For | For |
1E | Elect Director Jeremy Levine | Management | For | For |
1F | Elect Director John Phillips | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Long Term Incentive Plan | Management | For | Against |
5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
SOCIAL CAPITAL HEDOSOPHIA HOLDINGS CORP. V | ||||
Ticker: IPOE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Change State of Incorporation to State of Delaware | Management | For | For |
3 | Approve Change in Authorized Capital Stock | Management | For | For |
4 | Approve Issuance of Preferred Stock | Management | For | For |
5 | Amend Certificate of Incorporation | Management | For | Against |
6 | Elect Anthony Noto, Clay Wilkes, Tom Hutton, Steven Freiberg, Ahmed Al-Hammadi, Michael Bingle, Michel Combes, Richard Costolo, Clara Liang, Carlos Medeiros, Harvey Schwartz and Magdalena Yesil as Directors | Management | For | For |
7 | Approve Issuance of Shares for a Private Placement | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Adjourn Meeting | Management | For | For |
| ||||
SYNOPSYS, INC. | ||||
Ticker: SNPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Chi-Foon Chan | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Bruce R. Chizen | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1g | Elect Director Jeannine P. Sargent | Management | For | For |
1h | Elect Director John Schwarz | Management | For | For |
1i | Elect Director Roy Vallee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
T-MOBILE US, INC. | ||||
Ticker: TMUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marcelo Claure | Management | For | For |
1.2 | Elect Director Srikant M. Datar | Management | For | For |
1.3 | Elect Director Bavan M. Holloway | Management | For | For |
1.4 | Elect Director Timotheus Hottges | Management | For | For |
1.5 | Elect Director Christian P. Illek | Management | For | For |
1.6 | Elect Director Raphael Kubler | Management | For | For |
1.7 | Elect Director Thorsten Langheim | Management | For | For |
1.8 | Elect Director Dominique Leroy | Management | For | For |
1.9 | Elect Director G. Michael (Mike) Sievert | Management | For | For |
1.10 | Elect Director Teresa A. Taylor | Management | For | For |
1.11 | Elect Director Omar Tazi | Management | For | For |
1.12 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.13 | Elect Director Michael Wilkens | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TESLA, INC. | ||||
Ticker: TSLA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elon Musk | Management | For | For |
1.2 | Elect Director Robyn Denholm | Management | For | For |
1.3 | Elect Director Hiromichi Mizuno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Paid Advertising | Shareholder | Against | Against |
5 | Adopt Simple Majority Vote | Shareholder | Against | Against |
6 | Report on Employee Arbitration | Shareholder | Against | For |
7 | Additional Reporting on Human Rights | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director Mary T. Barra | Management | For | For |
1c | Elect Director Safra A. Catz | Management | For | For |
1d | Elect Director Robert A. Chapek | Management | For | For |
1e | Elect Director Francis A. deSouza | Management | For | For |
1f | Elect Director Michael B.G. Froman | Management | For | For |
1g | Elect Director Robert A. Iger | Management | For | For |
1h | Elect Director Maria Elena Lagomasino | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Against |
| ||||
TRANSUNION | ||||
Ticker: TRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William P. (Billy) Bosworth | Management | For | For |
1b | Elect Director Suzanne P. Clark | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Russell P. Fradin | Management | For | For |
1e | Elect Director Pamela A. Joseph | Management | For | For |
1f | Elect Director Thomas L. Monahan, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
TYLER TECHNOLOGIES, INC. | ||||
Ticker: TYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Glenn A. Carter | Management | For | For |
1b | Elect Director Brenda A. Cline | Management | For | For |
1c | Elect Director Ronnie D. Hawkins, Jr. | Management | For | For |
1d | Elect Director Mary L. Landrieu | Management | For | For |
1e | Elect Director John S. Marr, Jr. | Management | For | For |
1f | Elect Director H. Lynn Moore, Jr. | Management | For | For |
1g | Elect Director Daniel M. Pope | Management | For | For |
1h | Elect Director Dustin R. Womble | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director William J. DeLaney | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Thomas F. McLarty, III | Management | For | For |
1i | Elect Director Jose H. Villarreal | Management | For | For |
1j | Elect Director Christopher J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on EEO | Shareholder | Against | For |
7 | Publish Annually a Report Assessing Diversity and Inclusion Efforts | Shareholder | Against | For |
8 | Annual Vote and Report on Climate Change | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard T. Burke | Management | For | For |
1b | Elect Director Timothy P. Flynn | Management | For | For |
1c | Elect Director Stephen J. Hemsley | Management | For | For |
1d | Elect Director Michele J. Hooper | Management | For | For |
1e | Elect Director F. William McNabb, III | Management | For | For |
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For |
1g | Elect Director John H. Noseworthy | Management | For | For |
1h | Elect Director Gail R. Wilensky | Management | For | For |
1i | Elect Director Andrew Witty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel G. Liss | Management | For | For |
1b | Elect Director Bruce E. Hansen | Management | For | For |
1c | Elect Director Therese M. Vaughan | Management | For | For |
1d | Elect Director Kathleen A. Hogenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1e | Elect Director Ramon Laguarta | Management | For | For |
1f | Elect Director John F. Lundgren | Management | For | For |
1g | Elect Director Robert W. Matschullat | Management | For | For |
1h | Elect Director Denise M. Morrison | Management | For | For |
1i | Elect Director Suzanne Nora Johnson | Management | For | For |
1j | Elect Director Linda J. Rendle | Management | For | For |
1k | Elect Director John A. C. Swainson | Management | For | For |
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Amend Principles of Executive Compensation Program | Shareholder | Against | Against |
| ||||
WEST PHARMACEUTICAL SERVICES, INC. | ||||
Ticker: WST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Buthman | Management | For | For |
1b | Elect Director William F. Feehery | Management | For | For |
1c | Elect Director Robert F. Friel | Management | For | For |
1d | Elect Director Eric M. Green | Management | For | For |
1e | Elect Director Thomas W. Hofmann | Management | For | For |
1f | Elect Director Deborah L. V. Keller | Management | For | For |
1g | Elect Director Myla P. Lai-Goldman | Management | For | For |
1h | Elect Director Douglas A. Michels | Management | For | For |
1i | Elect Director Paolo Pucci | Management | For | For |
1j | Elect Director Patrick J. Zenner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aneel Bhusri | Management | For | For |
1.2 | Elect Director Ann-Marie Campbell | Management | For | For |
1.3 | Elect Director David A. Duffield | Management | For | For |
1.4 | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WUXI BIOLOGICS (CAYMAN) INC. | ||||
Ticker: 2269 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect William Robert Keller as Director | Management | For | For |
2b | Elect Teh-Ming Walter Kwauk as Director | Management | For | For |
3 | Elect Ning Zhao as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
9 | Approve Grant of Specific Mandate to the Directors to Issue and Allot the Connected Restricted Shares | Management | For | Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Zhisheng Chen | Management | For | Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Weichang Zhou | Management | For | Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Against |
15 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Jian Dong | Management | For | Against |
16 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Angus Scott Marshall Turner | Management | For | Against |
17 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Brendan McGrath | Management | For | Against |
| ||||
XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Raman K. Chitkara | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
1.6 | Elect Director Thomas H. Lee | Management | For | For |
1.7 | Elect Director Jon A. Olson | Management | For | For |
1.8 | Elect Director Victor Peng | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Archana Agrawal | Management | For | For |
1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
1c | Elect Director Michelle Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ZOOMINFO TECHNOLOGIES, INC. | ||||
Ticker: ZI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitesh Dhruv | Management | For | Withhold |
1.2 | Elect Director Keith Enright | Management | For | Withhold |
1.3 | Elect Director Henry Schuck | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
Franklin Natural Resources Fund
| ||||
AGNICO EAGLE MINES LIMITED | ||||
Ticker: AEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leona Aglukkaq | Management | For | For |
1.2 | Elect Director Sean Boyd | Management | For | For |
1.3 | Elect Director Martine A. Celej | Management | For | For |
1.4 | Elect Director Robert J. Gemmell | Management | For | For |
1.5 | Elect Director Mel Leiderman | Management | For | For |
1.6 | Elect Director Deborah McCombe | Management | For | For |
1.7 | Elect Director James D. Nasso | Management | For | For |
1.8 | Elect Director Sean Riley | Management | For | For |
1.9 | Elect Director J. Merfyn Roberts | Management | For | For |
1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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AIR PRODUCTS AND CHEMICALS, INC. | ||||
Ticker: APD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan K. Carter | Management | For | For |
1b | Elect Director Charles I. Cogut | Management | For | For |
1c | Elect Director Lisa A. Davis | Management | For | For |
1d | Elect Director Chadwick C. Deaton | Management | For | For |
1e | Elect Director Seifollah (Seifi) Ghasemi | Management | For | For |
1f | Elect Director David H. Y. Ho | Management | For | For |
1g | Elect Director Edward L. Monser | Management | For | For |
1h | Elect Director Matthew H. Paull | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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AKER BP ASA | ||||
Ticker: AKRBP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Approve Remuneration of Auditors for 2020 | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
8 | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
9 | Reelect Kjell Inge Rokke, Kate Thomson and Anne Marie Cannon (Vice Chair) as Directors for a Term of Two Years; Elect Paula Doyle as New Director for a Term of Two Years | Management | For | Did Not Vote |
10 | Approve Creation of NOK 18 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
12 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
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ALAMOS GOLD INC. | ||||
Ticker: AGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine Ellingham | Management | For | For |
1.2 | Elect Director David Fleck | Management | For | For |
1.3 | Elect Director David Gower | Management | For | For |
1.4 | Elect Director Claire M. Kennedy | Management | For | For |
1.5 | Elect Director John A. McCluskey | Management | For | For |
1.6 | Elect Director Monique Mercier | Management | For | For |
1.7 | Elect Director Paul J. Murphy | Management | For | For |
1.8 | Elect Director J. Robert S. Prichard | Management | For | For |
1.9 | Elect Director Kenneth Stowe | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
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ANGLO AMERICAN PLC | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Elisabeth Brinton as Director | Management | For | For |
4 | Elect Hilary Maxson as Director | Management | For | For |
5 | Re-elect Ian Ashby as Director | Management | For | For |
6 | Re-elect Marcelo Bastos as Director | Management | For | For |
7 | Re-elect Stuart Chambers as Director | Management | For | For |
8 | Re-elect Mark Cutifani as Director | Management | For | For |
9 | Re-elect Byron Grote as Director | Management | For | For |
10 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
11 | Re-elect Nonkululeko Nyembezi as Director | Management | For | For |
12 | Re-elect Tony O'Neill as Director | Management | For | For |
13 | Re-elect Stephen Pearce as Director | Management | For | For |
14 | Re-elect Anne Stevens as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise Issue of Equity | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Adopt New Articles of Association | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
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ANGLO AMERICAN PLC | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
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ANGLO AMERICAN PLC | ||||
Ticker: AAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Demerger of Thungela Resources Limited | Management | For | For |
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ANTOFAGASTA PLC | ||||
Ticker: ANTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
5 | Re-elect Ollie Oliveira as Director | Management | For | For |
6 | Re-elect Ramon Jara as Director | Management | For | For |
7 | Re-elect Juan Claro as Director | Management | For | For |
8 | Re-elect Andronico Luksic as Director | Management | For | For |
9 | Re-elect Vivianne Blanlot as Director | Management | For | For |
10 | Re-elect Jorge Bande as Director | Management | For | For |
11 | Re-elect Francisca Castro as Director | Management | For | For |
12 | Re-elect Michael Anglin as Director | Management | For | For |
13 | Re-elect Tony Jensen as Director | Management | For | For |
14 | Elect Director Appointed Between 24 March 2021 and 12 May 2021 | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
22 | Adopt New Articles of Association | Management | For | Against |
| ||||
ANTOFAGASTA PLC | ||||
Ticker: ANTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | Against |
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ARCLIGHT CLEAN TRANSITION CORP. | ||||
Ticker: ACTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve SPAC Transaction | Management | For | For |
2 | Change Jurisdiction of Incorporation from Cayman Islands to Delaware | Management | For | For |
3 | Approve Change in Authorized Capital Stock | Management | For | For |
4 | Authorize Board to Issue Any or All Shares of New Proterra Preferred Stock in One or More Classes or Series | Management | For | For |
5 | Eliminate Right to Act by Written Consent | Management | For | For |
6 | Approve All Other Proposed Changes | Management | For | For |
7 | Approve Issuance of Shares in Connection with the Business Combination | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Adjourn Meeting | Management | For | For |
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ASPEN TECHNOLOGY, INC. | ||||
Ticker: AZPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Bradicich | Management | For | For |
1.2 | Elect Director Adriana Karaboutis | Management | For | For |
1.3 | Elect Director Georgia Keresty | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
B2GOLD CORP. | ||||
Ticker: BTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Kevin Bullock | Management | For | For |
2.2 | Elect Director Robert Cross | Management | For | For |
2.3 | Elect Director Robert Gayton | Management | For | For |
2.4 | Elect Director Clive Johnson | Management | For | For |
2.5 | Elect Director George Johnson | Management | For | For |
2.6 | Elect Director Liane Kelly | Management | For | For |
2.7 | Elect Director Jerry Korpan | Management | For | For |
2.8 | Elect Director Bongani Mtshisi | Management | For | For |
2.9 | Elect Director Robin Weisman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Advance Notice Requirement | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
BAKER HUGHES COMPANY | ||||
Ticker: BKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Gregory L. Ebel | Management | For | For |
1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.8 | Elect Director John G. Rice | Management | For | For |
1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
BARRICK GOLD CORPORATION | ||||
Ticker: GOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Mark Bristow | Management | For | For |
1.2 | Elect Director Gustavo A. Cisneros | Management | For | For |
1.3 | Elect Director Christopher L. Coleman | Management | For | For |
1.4 | Elect Director J. Michael Evans | Management | For | For |
1.5 | Elect Director Brian L. Greenspun | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Anne N. Kabagambe | Management | For | For |
1.8 | Elect Director Andrew J. Quinn | Management | For | For |
1.9 | Elect Director M. Loreto Silva | Management | For | For |
1.10 | Elect Director John L. Thornton | Management | For | For |
2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Reduction in Stated Capital | Management | For | For |
| ||||
BHP GROUP PLC | ||||
Ticker: BHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
8 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
9 | Approve Grant of Awards under the Group's Incentive Plans to Mike Henry | Management | For | For |
10 | Approve Leaving Entitlements | Management | For | For |
11 | Elect Xiaoqun Clever as Director | Management | For | For |
12 | Elect Gary Goldberg as Director | Management | For | For |
13 | Elect Mike Henry as Director | Management | For | For |
14 | Elect Christine O'Reilly as Director | Management | For | For |
15 | Elect Dion Weisler as Director | Management | For | For |
16 | Re-elect Terry Bowen as Director | Management | For | For |
17 | Re-elect Malcolm Broomhead as Director | Management | For | For |
18 | Re-elect Ian Cockerill as Director | Management | For | For |
19 | Re-elect Anita Frew as Director | Management | For | For |
20 | Re-elect Susan Kilsby as Director | Management | For | For |
21 | Re-elect John Mogford as Director | Management | For | For |
22 | Re-elect Ken MacKenzie as Director | Management | For | For |
23 | Amend Constitution of BHP Group Limited | Shareholder | Against | Against |
24 | Adopt Interim Cultural Heritage Protection Measures | Shareholder | Against | Against |
25 | Approve Suspension of Memberships of Industry Associations where COVID-19 Related Advocacy is Inconsistent with Paris Agreement Goals | Shareholder | Against | Against |
| ||||
BUNGE LIMITED | ||||
Ticker: BG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila Bair | Management | For | For |
1b | Elect Director Carol M. Browner | Management | For | For |
1c | Elect Director Paul Fribourg | Management | For | For |
1d | Elect Director J. Erik Fyrwald | Management | For | For |
1e | Elect Director Gregory A. Heckman | Management | For | For |
1f | Elect Director Bernardo Hees | Management | For | For |
1g | Elect Director Kathleen Hyle | Management | For | For |
1h | Elect Director Henry W. (Jay) Winship | Management | For | For |
1i | Elect Director Mark N. Zenuk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Report on the Soy Supply Chain | Shareholder | For | For |
6 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
CABOT OIL & GAS CORPORATION | ||||
Ticker: COG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy M. Ables | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director Robert S. Boswell | Management | For | For |
1.4 | Elect Director Amanda M. Brock | Management | For | For |
1.5 | Elect Director Peter B. Delaney | Management | For | For |
1.6 | Elect Director Dan O. Dinges | Management | For | For |
1.7 | Elect Director W. Matt Ralls | Management | For | For |
1.8 | Elect Director Marcus A. Watts | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CACTUS, INC. | ||||
Ticker: WHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael McGovern | Management | For | For |
1.2 | Elect Director John (Andy) O'Donnell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Sale of Company's Interest in the RSSD PSC and RSSD JOA | Management | For | For |
| ||||
CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Special Dividend and Share Consolidation | Management | For | For |
2 | Amend 2017 Long Term Incentive Plan | Management | For | For |
| ||||
CAIRN ENERGY PLC | ||||
Ticker: CNE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Nicoletta Giadrossi as Director | Management | For | For |
6 | Re-elect Keith Lough as Director | Management | For | For |
7 | Re-elect Peter Kallos as Director | Management | For | For |
8 | Re-elect Alison Wood as Director | Management | For | For |
9 | Re-elect Catherine Krajicek as Director | Management | For | For |
10 | Elect Erik Daugbjerg as Director | Management | For | For |
11 | Re-elect Simon Thomson as Director | Management | For | For |
12 | Re-elect James Smith as Director | Management | For | For |
13 | Authorise Issue of Equity | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director M. Elizabeth Cannon | Management | For | For |
1.3 | Elect Director N. Murray Edwards | Management | For | For |
1.4 | Elect Director Christopher L. Fong | Management | For | For |
1.5 | Elect Director Gordon D. Giffin | Management | For | For |
1.6 | Elect Director Wilfred A. Gobert | Management | For | For |
1.7 | Elect Director Steve W. Laut | Management | For | For |
1.8 | Elect Director Tim S. McKay | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CHAMPIONX CORP. | ||||
Ticker: CHX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | For |
1.2 | Elect Director Stephen K. Wagner | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director John B. Frank | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Marillyn A. Hewson | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Debra Reed-Klages | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director D. James Umpleby, III | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Scope 3 Emissions | Shareholder | Against | Against |
5 | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | Against |
6 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
8 | Require Independent Board Chair | Shareholder | Against | Against |
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
CONCHO RESOURCES INC. | ||||
Ticker: CXO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
| ||||
CONOCOPHILLIPS | ||||
Ticker: COP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles E. Bunch | Management | For | For |
1b | Elect Director Caroline Maury Devine | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jody Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Jeffrey A. Joerres | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Timothy A. Leach | Management | For | For |
1i | Elect Director William H. McRaven | Management | For | For |
1j | Elect Director Sharmila Mulligan | Management | For | For |
1k | Elect Director Eric D. Mullins | Management | For | For |
1l | Elect Director Arjun N. Murti | Management | For | For |
1m | Elect Director Robert A. Niblock | Management | For | For |
1n | Elect Director David T. Seaton | Management | For | For |
1o | Elect Director R.A. Walker | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | For | For |
5 | Emission Reduction Targets | Shareholder | Against | Against |
| ||||
CORTEVA, INC. | ||||
Ticker: CTVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director James C. Collins, Jr. | Management | For | For |
1c | Elect Director Klaus A. Engel | Management | For | For |
1d | Elect Director David C. Everitt | Management | For | For |
1e | Elect Director Janet P. Giesselman | Management | For | For |
1f | Elect Director Karen H. Grimes | Management | For | For |
1g | Elect Director Michael O. Johanns | Management | For | For |
1h | Elect Director Rebecca B. Liebert | Management | For | For |
1i | Elect Director Marcos M. Lutz | Management | For | For |
1j | Elect Director Nayaki Nayyar | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Kerry J. Preete | Management | For | For |
1m | Elect Director Patrick J. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DARLING INGREDIENTS INC. | ||||
Ticker: DAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Randall C. Stuewe | Management | For | For |
1b | Elect Director Charles Adair | Management | For | For |
1c | Elect Director Beth Albright | Management | For | For |
1d | Elect Director Linda Goodspeed | Management | For | For |
1e | Elect Director Dirk Kloosterboer | Management | For | For |
1f | Elect Director Mary R. Korby | Management | For | For |
1g | Elect Director Gary W. Mize | Management | For | For |
1h | Elect Director Michael E. Rescoe | Management | For | For |
1i | Elect Director Nicole M. Ringenberg | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DEVON ENERGY CORPORATION | ||||
Ticker: DVN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara M. Baumann | Management | For | For |
1.2 | Elect Director John E. Bethancourt | Management | For | For |
1.3 | Elect Director Ann G. Fox | Management | For | For |
1.4 | Elect Director David A. Hager | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director John Krenicki, Jr. | Management | For | For |
1.7 | Elect Director Karl F. Kurz | Management | For | For |
1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.9 | Elect Director Richard E. Muncrief | Management | For | For |
1.10 | Elect Director Duane C. Radtke | Management | For | For |
1.11 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ENBRIDGE INC. | ||||
Ticker: ENB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela L. Carter | Management | For | For |
1.2 | Elect Director Marcel R. Coutu | Management | For | For |
1.3 | Elect Director Susan M. Cunningham | Management | For | For |
1.4 | Elect Director Gregory L. Ebel | Management | For | For |
1.5 | Elect Director J. Herb England | Management | For | For |
1.6 | Elect Director Gregory J. Goff | Management | For | For |
1.7 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
1.8 | Elect Director Teresa S. Madden | Management | For | For |
1.9 | Elect Director Al Monaco | Management | For | For |
1.10 | Elect Director Stephen S. Poloz | Management | For | For |
1.11 | Elect Director Dan C. Tutcher | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
EOG RESOURCES, INC. | ||||
Ticker: EOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director Robert P. Daniels | Management | For | For |
1d | Elect Director James C. Day | Management | For | For |
1e | Elect Director C. Christopher Gaut | Management | For | For |
1f | Elect Director Michael T. Kerr | Management | For | For |
1g | Elect Director Julie J. Robertson | Management | For | For |
1h | Elect Director Donald F. Textor | Management | For | For |
1i | Elect Director William R. Thomas | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lydia I. Beebe | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Lee M. Canaan | Management | For | For |
1.4 | Elect Director Janet L. Carrig | Management | For | For |
1.5 | Elect Director Kathryn J. Jackson | Management | For | For |
1.6 | Elect Director John F. McCartney | Management | For | For |
1.7 | Elect Director James T. McManus, II | Management | For | For |
1.8 | Elect Director Anita M. Powers | Management | For | For |
1.9 | Elect Director Daniel J. Rice, IV | Management | For | For |
1.10 | Elect Director Toby Z. Rice | Management | For | For |
1.11 | Elect Director Stephen A. Thorington | Management | For | For |
1.12 | Elect Director Hallie A. Vanderhider | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ERO COPPER CORP. | ||||
Ticker: ERO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Noel Dunn | Management | For | For |
1.2 | Elect Director David Strang | Management | For | For |
1.3 | Elect Director Lyle Braaten | Management | For | For |
1.4 | Elect Director Steven Busby | Management | For | For |
1.5 | Elect Director Sally Eyre | Management | For | For |
1.6 | Elect Director Robert Getz | Management | For | For |
1.7 | Elect Director Chantal Gosselin | Management | For | For |
1.8 | Elect Director John Wright | Management | For | For |
1.9 | Elect Director Matthew Wubs | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Blue Proxy Card) | ||||
1.1 | Elect Director Michael J. Angelakis | Management | For | Did Not Vote |
1.2 | Elect Director Susan K. Avery | Management | For | Did Not Vote |
1.3 | Elect Director Angela F. Braly | Management | For | Did Not Vote |
1.4 | Elect Director Ursula M. Burns | Management | For | Did Not Vote |
1.5 | Elect Director Kenneth C. Frazier | Management | For | Did Not Vote |
1.6 | Elect Director Joseph L. Hooley | Management | For | Did Not Vote |
1.7 | Elect Director Steven A. Kandarian | Management | For | Did Not Vote |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | Did Not Vote |
1.9 | Elect Director Samuel J. Palmisano | Management | For | Did Not Vote |
1.10 | Elect Director Jeffrey W. Ubben | Management | For | Did Not Vote |
1.11 | Elect Director Darren W. Woods | Management | For | Did Not Vote |
1.12 | Elect Director Wan Zulkiflee | Management | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Require Independent Board Chair | Shareholder | Against | Did Not Vote |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Did Not Vote |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | Against | Did Not Vote |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | Against | Did Not Vote |
8 | Report on Political Contributions | Shareholder | Against | Did Not Vote |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Did Not Vote |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | Against | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Proxy Card) | ||||
1.1 | Elect Director Gregory J. Goff | Shareholder | For | Withhold |
1.2 | Elect Director Kaisa Hietala | Shareholder | For | Withhold |
1.3 | Elect Director Alexander A. Karsner | Shareholder | For | For |
1.4 | Elect Director Anders Runevad | Shareholder | For | Withhold |
1.5 | Management Nominee Michael J. Angelakis | Shareholder | For | For |
1.6 | Management Nominee Susan K. Avery | Shareholder | For | For |
1.7 | Management Nominee Angela F. Braly | Shareholder | For | For |
1.8 | Management Nominee Ursula M. Burns | Shareholder | For | For |
1.9 | Management Nominee Kenneth C. Frazier | Shareholder | For | For |
1.10 | Management Nominee Joseph L. Hooley | Shareholder | For | For |
1.11 | Management Nominee Jeffrey W. Ubben | Shareholder | For | For |
1.12 | Management Nominee Darren W. Woods | Shareholder | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
4 | Require Independent Board Chair | Shareholder | None | Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | None | Against |
6 | Issue Audited Report on Financial Impacts of IEA's Net Zero 2050 Scenario | Shareholder | None | Against |
7 | Report on Costs and Benefits of Environmental-Related Expenditures | Shareholder | None | Against |
8 | Report on Political Contributions | Shareholder | None | Against |
9 | Report on Lobbying Payments and Policy | Shareholder | None | Against |
10 | Report on Corporate Climate Lobbying Aligned with Paris Agreement | Shareholder | None | Against |
| ||||
FIRST QUANTUM MINERALS LTD. | ||||
Ticker: FM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Philip K.R. Pascall | Management | For | For |
2.2 | Elect Director G. Clive Newall | Management | For | For |
2.3 | Elect Director Kathleen A. Hogenson | Management | For | For |
2.4 | Elect Director Peter St. George | Management | For | For |
2.5 | Elect Director Andrew B. Adams | Management | For | For |
2.6 | Elect Director Robert J. Harding | Management | For | For |
2.7 | Elect Director Simon J. Scott | Management | For | For |
2.8 | Elect Director Joanne K. Warner | Management | For | For |
2.9 | Elect Director Charles Kevin McArthur | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
FREEPORT-MCMORAN INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Abney | Management | For | For |
1.2 | Elect Director Richard C. Adkerson | Management | For | For |
1.3 | Elect Director Robert W. Dudley | Management | For | For |
1.4 | Elect Director Lydia H. Kennard | Management | For | For |
1.5 | Elect Director Dustan E. McCoy | Management | For | For |
1.6 | Elect Director John J. Stephens | Management | For | For |
1.7 | Elect Director Frances Fragos Townsend | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GLENCORE PLC | ||||
Ticker: GLEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Reduction of Capital Contribution Reserves | Management | For | For |
3 | Re-elect Anthony Hayward as Director | Management | For | For |
4 | Re-elect Ivan Glasenberg as Director | Management | For | For |
5 | Re-elect Peter Coates as Director | Management | For | For |
6 | Re-elect Martin Gilbert as Director | Management | For | For |
7 | Re-elect Gill Marcus as Director | Management | For | For |
8 | Re-elect Patrice Merrin as Director | Management | For | For |
9 | Re-elect Kalidas Madhavpeddi as Director | Management | For | For |
10 | Elect Cynthia Carroll as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Incentive Plan | Management | For | Against |
14 | Approve Company's Climate Action Transition Plan | Management | For | For |
15 | Approve Remuneration Policy | Management | For | Against |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | For |
1c | Elect Director M. Katherine Banks | Management | For | For |
1d | Elect Director Alan M. Bennett | Management | For | For |
1e | Elect Director Milton Carroll | Management | For | For |
1f | Elect Director Murry S. Gerber | Management | For | For |
1g | Elect Director Patricia Hemingway Hall | Management | For | For |
1h | Elect Director Robert A. Malone | Management | For | For |
1i | Elect Director Jeffrey A. Miller | Management | For | For |
1j | Elect Director Bhavesh V. (Bob) Patel | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HELMERICH & PAYNE, INC. | ||||
Ticker: HP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Delaney M. Bellinger | Management | For | For |
1b | Elect Director Kevin G. Cramton | Management | For | For |
1c | Elect Director Randy A. Foutch | Management | For | For |
1d | Elect Director Hans Helmerich | Management | For | For |
1e | Elect Director John W. Lindsay | Management | For | For |
1f | Elect Director Jose R. Mas | Management | For | For |
1g | Elect Director Thomas A. Petrie | Management | For | For |
1h | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1i | Elect Director Edward B. Rust, Jr. | Management | For | For |
1j | Elect Director Mary M. VanDeWeghe | Management | For | For |
1k | Elect Director John D. Zeglis | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrence J. Checki | Management | For | For |
1b | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
1c | Elect Director Joaquin Duato | Management | For | For |
1d | Elect Director John B. Hess | Management | For | For |
1e | Elect Director Edith E. Holiday | Management | For | For |
1f | Elect Director Marc S. Lipschultz | Management | For | For |
1g | Elect Director David McManus | Management | For | For |
1h | Elect Director Kevin O. Meyers | Management | For | For |
1i | Elect Director Karyn F. Ovelmen | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director William G. Schrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HUNTSMAN CORPORATION | ||||
Ticker: HUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter R. Huntsman | Management | For | For |
1b | Elect Director Nolan D. Archibald | Management | For | Against |
1c | Elect Director Mary C. Beckerle | Management | For | For |
1d | Elect Director M. Anthony Burns | Management | For | For |
1e | Elect Director Sonia Dula | Management | For | For |
1f | Elect Director Cynthia L. Egan | Management | For | For |
1g | Elect Director Daniele Ferrari | Management | For | For |
1h | Elect Director Robert J. Margetts | Management | For | For |
1i | Elect Director Jeanne McGovern | Management | For | For |
1j | Elect Director Wayne A. Reaud | Management | For | For |
1k | Elect Director Jan E. Tighe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
IMPERIAL METALS CORPORATION | ||||
Ticker: III | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brian Kynoch | Management | For | For |
1.2 | Elect Director Pierre Lebel | Management | For | Withhold |
1.3 | Elect Director Larry G. Moeller | Management | For | For |
1.4 | Elect Director Theodore W. Muraro | Management | For | For |
1.5 | Elect Director Janine North | Management | For | For |
1.6 | Elect Director James P. Veitch | Management | For | For |
1.7 | Elect Director Edward A. Yurkowski | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
KINDER MORGAN, INC. | ||||
Ticker: KMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director Steven J. Kean | Management | For | For |
1.3 | Elect Director Kimberly A. Dang | Management | For | For |
1.4 | Elect Director Ted A. Gardner | Management | For | For |
1.5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
1.6 | Elect Director Gary L. Hultquist | Management | For | For |
1.7 | Elect Director Ronald L. Kuehn, Jr. | Management | For | For |
1.8 | Elect Director Deborah A. Macdonald | Management | For | For |
1.9 | Elect Director Michael C. Morgan | Management | For | For |
1.10 | Elect Director Arthur C. Reichstetter | Management | For | For |
1.11 | Elect Director C. Park Shaper | Management | For | For |
1.12 | Elect Director William A. Smith | Management | For | For |
1.13 | Elect Director Joel V. Staff | Management | For | For |
1.14 | Elect Director Robert F. Vagt | Management | For | For |
1.15 | Elect Director Perry M. Waughtal | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LIBERTY OILFIELD SERVICES INC. | ||||
Ticker: LBRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
LIBERTY OILFIELD SERVICES INC. | ||||
Ticker: LBRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken Babcock | Management | For | For |
1.2 | Elect Director Brett Staffieri | Management | For | For |
1.3 | Elect Director Christopher A. Wright | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LINDE PLC | ||||
Ticker: LIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wolfgang H. Reitzle | Management | For | For |
1b | Elect Director Stephen F. Angel | Management | For | For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | For |
1d | Elect Director Clemens A. H. Borsig | Management | For | For |
1e | Elect Director Nance K. Dicciani | Management | For | For |
1f | Elect Director Thomas Enders | Management | For | For |
1g | Elect Director Franz Fehrenbach | Management | For | For |
1h | Elect Director Edward G. Galante | Management | For | For |
1i | Elect Director Larry D. McVay | Management | For | For |
1j | Elect Director Victoria E. Ossadnik | Management | For | For |
1k | Elect Director Martin H. Richenhagen | Management | For | For |
1l | Elect Director Robert L. Wood | Management | For | For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LUNDIN MINING CORPORATION | ||||
Ticker: LUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Charter | Management | For | For |
1.2 | Elect Director C. Ashley Heppenstall | Management | For | For |
1.3 | Elect Director Marie Inkster | Management | For | For |
1.4 | Elect Director Peter C. Jones | Management | For | For |
1.5 | Elect Director Jack O. Lundin | Management | For | For |
1.6 | Elect Director Lukas H. Lundin | Management | For | For |
1.7 | Elect Director Dale C. Peniuk | Management | For | For |
1.8 | Elect Director Karen P. Poniachik | Management | For | For |
1.9 | Elect Director Catherine J. G. Stefan | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend By-law No. 1 | Management | For | For |
| ||||
MARATHON PETROLEUM CORPORATION | ||||
Ticker: MPC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Alkhayyal | Management | For | For |
1b | Elect Director Jonathan Z. Cohen | Management | For | For |
1c | Elect Director Michael J. Hennigan | Management | For | For |
1d | Elect Director Frank M. Semple | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy M. Ables | Management | For | For |
1.2 | Elect Director Sue W. Cole | Management | For | For |
1.3 | Elect Director Smith W. Davis | Management | For | For |
1.4 | Elect Director Anthony R. Foxx | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director C. Howard Nye | Management | For | For |
1.7 | Elect Director Laree E. Perez | Management | For | For |
1.8 | Elect Director Thomas H. Pike | Management | For | For |
1.9 | Elect Director Michael J. Quillen | Management | For | For |
1.10 | Elect Director Donald W. Slager | Management | For | For |
1.11 | Elect Director David C. Wajsgras | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
NEW FORTRESS ENERGY INC. | ||||
Ticker: NFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Grain | Management | For | For |
1.2 | Elect Director C. William Griffin | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
NEWCREST MINING LTD. | ||||
Ticker: NCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Sally-Anne Layman as Director | Management | For | For |
2b | Elect Roger Higgins as Director | Management | For | For |
2c | Elect Gerard Bond as Director | Management | For | For |
3a | Approve Grant of Performance Rights to Sandeep Biswas | Management | For | For |
3b | Approve Grant of Performance Rights to Gerard Bond | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Renewal of Proportional Takeover Bid Provisions in the Constitution | Management | For | For |
6 | Approve the Amendments to the Company's Constitution | Management | For | For |
| ||||
NEWMONT CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | For |
1.2 | Elect Director Gregory H. Boyce | Management | For | For |
1.3 | Elect Director Bruce R. Brook | Management | For | For |
1.4 | Elect Director Maura Clark | Management | For | For |
1.5 | Elect Director Matthew Coon Come | Management | For | For |
1.6 | Elect Director Jose Manuel Madero | Management | For | For |
1.7 | Elect Director Rene Medori | Management | For | For |
1.8 | Elect Director Jane Nelson | Management | For | For |
1.9 | Elect Director Thomas Palmer | Management | For | For |
1.10 | Elect Director Julio M. Quintana | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
NEXTIER OILFIELD SOLUTIONS INC. | ||||
Ticker: NEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Drummond | Management | For | For |
1b | Elect Director Stuart M. Brightman | Management | For | For |
1c | Elect Director Gary M. Halverson | Management | For | For |
1d | Elect Director Patrick M. Murray | Management | For | For |
1e | Elect Director Amy H. Nelson | Management | For | For |
1f | Elect Director Melvin G. Riggs | Management | For | For |
1g | Elect Director Michael Roemer | Management | For | For |
1h | Elect Director James C. Stewart | Management | For | For |
1i | Elect Director Scott R. Wille | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
| ||||
NINE ENERGY SERVICE, INC. | ||||
Ticker: NINE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Baldwin | Management | For | For |
1.2 | Elect Director Ernie L. Danner | Management | For | For |
1.3 | Elect Director Ann G. Fox | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
NOBLE ENERGY, INC. | ||||
Ticker: NBL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
NUTRIEN LTD. | ||||
Ticker: NTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Burley | Management | For | For |
1.2 | Elect Director Maura J. Clark | Management | For | For |
1.3 | Elect Director Russell K. Girling | Management | For | For |
1.4 | Elect Director Miranda C. Hubbs | Management | For | For |
1.5 | Elect Director Raj S. Kushwaha | Management | For | For |
1.6 | Elect Director Alice D. Laberge | Management | For | For |
1.7 | Elect Director Consuelo E. Madere | Management | For | For |
1.8 | Elect Director Charles V. Magro - Withdrawn Resolution | Management | None | None |
1.9 | Elect Director Keith G. Martell | Management | For | For |
1.10 | Elect Director Aaron W. Regent | Management | For | For |
1.11 | Elect Director Mayo M. Schmidt | Management | For | For |
1.12 | Elect Director Nelson Luiz Costa Silva | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
OCCIDENTAL PETROLEUM CORPORATION | ||||
Ticker: OXY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen I. Chazen | Management | For | For |
1b | Elect Director Andrew Gould | Management | For | For |
1c | Elect Director Carlos M. Gutierrez | Management | For | For |
1d | Elect Director Vicki Hollub | Management | For | For |
1e | Elect Director Gary Hu | Management | For | For |
1f | Elect Director William R. Klesse | Management | For | For |
1g | Elect Director Andrew N. Langham | Management | For | For |
1h | Elect Director Jack B. Moore | Management | For | For |
1i | Elect Director Margarita Palau-Hernandez | Management | For | For |
1j | Elect Director Avedick B. Poladian | Management | For | For |
1k | Elect Director Robert M. Shearer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
OCEANEERING INTERNATIONAL, INC. | ||||
Ticker: OII | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen H. Beachy | Management | For | For |
1b | Elect Director Deanna L. Goodwin | Management | For | For |
1c | Elect Director Kavitha Velusamy | Management | For | For |
1d | Elect Director Steven A. Webster | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OIL STATES INTERNATIONAL, INC. | ||||
Ticker: OIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Joseph Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
PACKAGING CORPORATION OF AMERICA | ||||
Ticker: PKG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Duane C. Farrington | Management | For | For |
1.3 | Elect Director Donna A. Harman | Management | For | For |
1.4 | Elect Director Mark W. Kowlzan | Management | For | For |
1.5 | Elect Director Robert C. Lyons | Management | For | For |
1.6 | Elect Director Thomas P. Maurer | Management | For | For |
1.7 | Elect Director Samuel M. Mencoff | Management | For | For |
1.8 | Elect Director Roger B. Porter | Management | For | For |
1.9 | Elect Director Thomas S. Souleles | Management | For | For |
1.10 | Elect Director Paul T. Stecko | Management | For | For |
1.11 | Elect Director James D. Woodrum | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PARSLEY ENERGY, INC. | ||||
Ticker: PE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
PATTERSON-UTI ENERGY, INC. | ||||
Ticker: PTEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
1.2 | Elect Director Michael W. Conlon | Management | For | For |
1.3 | Elect Director William A. Hendricks, Jr. | Management | For | For |
1.4 | Elect Director Curtis W. Huff | Management | For | For |
1.5 | Elect Director Terry H. Hunt | Management | For | For |
1.6 | Elect Director Janeen S. Judah | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie L. Bushman | Management | For | For |
1b | Elect Director Lisa A. Davis | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt GHG Emissions Reduction Targets | Shareholder | Against | For |
6 | Report on Climate Lobbying | Shareholder | Against | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
| ||||
PIONEER NATURAL RESOURCES COMPANY | ||||
Ticker: PXD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A.R. Alameddine | Management | For | For |
1b | Elect Director Edison C. Buchanan | Management | For | For |
1c | Elect Director Matt Gallagher | Management | For | For |
1d | Elect Director Phillip A. Gobe | Management | For | For |
1e | Elect Director Larry R. Grillot | Management | For | For |
1f | Elect Director Stacy P. Methvin | Management | For | For |
1g | Elect Director Royce W. Mitchell | Management | For | For |
1h | Elect Director Frank A. Risch | Management | For | For |
1i | Elect Director Scott D. Sheffield | Management | For | For |
1j | Elect Director J. Kenneth Thompson | Management | For | For |
1k | Elect Director Phoebe A. Wood | Management | For | For |
1l | Elect Director Michael D. Wortley | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
RANGER ENERGY SERVICES, INC. | ||||
Ticker: RNGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darron M. Anderson | Management | For | For |
1.2 | Elect Director Brett T. Agee | Management | For | For |
1.3 | Elect Director Richard E. Agee | Management | For | For |
1.4 | Elect Director William M. Austin | Management | For | For |
1.5 | Elect Director Charles S. Leykum | Management | For | For |
1.6 | Elect Director Gerald C. Cimador | Management | For | For |
1.7 | Elect Director Krishna Shivram | Management | For | For |
1.8 | Elect Director Michael C. Kearney | Management | For | For |
1.9 | Elect Director Byron A. Dunn | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Re-elect Hinda Gharbi as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Sam Laidlaw as Director | Management | For | For |
9 | Re-elect Simon McKeon as Director | Management | For | For |
10 | Re-elect Jennifer Nason as Director | Management | For | For |
11 | Re-elect Jakob Stausholm as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Re-elect Ngaire Woods as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise UK Political Donations and Expenditure | Management | For | For |
17 | Approve Global Employee Share Plan | Management | None | For |
18 | Approve UK Share Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
ROYAL DUTCH SHELL PLC | ||||
Ticker: RDSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Jane Lute as Director | Management | For | For |
4 | Re-elect Ben van Beurden as Director | Management | For | For |
5 | Re-elect Dick Boer as Director | Management | For | For |
6 | Re-elect Neil Carson as Director | Management | For | For |
7 | Re-elect Ann Godbehere as Director | Management | For | For |
8 | Re-elect Euleen Goh as Director | Management | For | For |
9 | Re-elect Catherine Hughes as Director | Management | For | For |
10 | Re-elect Martina Hund-Mejean as Director | Management | For | For |
11 | Re-elect Sir Andrew Mackenzie as Director | Management | For | For |
12 | Elect Abraham Schot as Director | Management | For | For |
13 | Re-elect Jessica Uhl as Director | Management | For | For |
14 | Re-elect Gerrit Zalm as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve the Shell Energy Transition Strategy | Management | For | For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Against |
| ||||
SCHLUMBERGER N.V. | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick de La Chevardiere | Management | For | For |
1.2 | Elect Director Miguel M. Galuccio | Management | For | For |
1.3 | Elect Director Olivier Le Peuch | Management | For | For |
1.4 | Elect Director Tatiana A. Mitrova | Management | For | For |
1.5 | Elect Director Maria Moraeus Hanssen | Management | For | For |
1.6 | Elect Director Mark G. Papa | Management | For | For |
1.7 | Elect Director Henri Seydoux | Management | For | For |
1.8 | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| ||||
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG | ||||
Ticker: SBO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal Year 2021 | Management | For | For |
6 | Elect Wolfram Littich as Supervisory Board Member | Management | For | Against |
7 | Approve Remuneration Report | Management | For | Against |
8 | Approve Remuneration of Supervisory Board Members | Management | For | For |
9.1 | New/Amended Proposals from Shareholders | Management | None | Against |
9.2 | New/Amended Proposals from Management and Supervisory Board | Management | None | Against |
| ||||
SELECT ENERGY SERVICES, INC. | ||||
Ticker: WTTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David C. Baldwin | Management | For | For |
1b | Elect Director Richard A. Burnett | Management | For | For |
1c | Elect Director Robert V. Delaney | Management | For | For |
1d | Elect Director John D. Schmitz | Management | For | For |
1e | Elect Director Troy W. Thacker | Management | For | For |
1f | Elect Director David A. Trice | Management | For | For |
1g | Elect Director Douglas J. Wall | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOLAREDGE TECHNOLOGIES, INC. | ||||
Ticker: SEDG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nadav Zafrir | Management | For | For |
1b | Elect Director Avery More | Management | For | For |
1c | Elect Director Zivi Lando | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SSR MINING INC. | ||||
Ticker: SSRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.E. Michael Anglin | Management | For | For |
1.2 | Elect Director Rodney P. Antal | Management | For | For |
1.3 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.4 | Elect Director Brian R. Booth | Management | For | For |
1.5 | Elect Director Edward C. Dowling, Jr. | Management | For | For |
1.6 | Elect Director Simon A. Fish | Management | For | For |
1.7 | Elect Director Alan P. Krusi | Management | For | For |
1.8 | Elect Director Beverlee F. Park | Management | For | For |
1.9 | Elect Director Grace Kay Priestly | Management | For | For |
1.10 | Elect Director Elizabeth A. Wademan | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve 2021 Share Compensation Plan | Management | For | For |
| ||||
SUNCOR ENERGY INC. | ||||
Ticker: SU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director John D. Gass | Management | For | For |
1.3 | Elect Director Russell (Russ) K. Girling | Management | For | For |
1.4 | Elect Director Jean Paul (JP) Gladu | Management | For | For |
1.5 | Elect Director Dennis M. Houston | Management | For | For |
1.6 | Elect Director Mark S. Little | Management | For | For |
1.7 | Elect Director Brian P. MacDonald | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Lorraine Mitchelmore | Management | For | For |
1.10 | Elect Director Eira M. Thomas | Management | For | For |
1.11 | Elect Director Michael M. Wilson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
TARGA RESOURCES CORP. | ||||
Ticker: TRGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Beth A. Bowman | Management | For | For |
1.2 | Elect Director Lindsey M. Cooksen | Management | For | For |
1.3 | Elect Director Robert B. Evans | Management | For | For |
1.4 | Elect Director Joe Bob Perkins | Management | For | For |
1.5 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
TC ENERGY CORPORATION | ||||
Ticker: TRP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephan Cretier | Management | For | For |
1.2 | Elect Director Michael R. Culbert | Management | For | For |
1.3 | Elect Director Susan C. Jones | Management | For | For |
1.4 | Elect Director Randy Limbacher | Management | For | For |
1.5 | Elect Director John E. Lowe | Management | For | For |
1.6 | Elect Director David MacNaughton | Management | For | For |
1.7 | Elect Director Francois L. Poirier | Management | For | For |
1.8 | Elect Director Una Power | Management | For | For |
1.9 | Elect Director Mary Pat Salomone | Management | For | For |
1.10 | Elect Director Indira V. Samarasekera | Management | For | For |
1.11 | Elect Director D. Michael G. Stewart | Management | For | For |
1.12 | Elect Director Siim A. Vanaselja | Management | For | For |
1.13 | Elect Director Thierry Vandal | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend By-law Number 1 | Management | For | For |
| ||||
TECHNIPFMC PLC | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas J. Pferdehirt | Management | For | For |
1b | Elect Director Eleazar de Carvalho Filho | Management | For | For |
1c | Elect Director Claire S. Farley | Management | For | For |
1d | Elect Director Peter Mellbye | Management | For | For |
1e | Elect Director John O'Leary | Management | For | For |
1f | Elect Director Margareth Ovrum | Management | For | For |
1g | Elect Director Kay G. Priestly | Management | For | For |
1h | Elect Director John Yearwood | Management | For | For |
1i | Elect Director Sophie Zurquiyah | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Directors' Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Reappoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
10 | Authorise Issue of Equity | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TECK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Mayank M. Ashar | Management | For | For |
1B | Elect Director Quan Chong | Management | For | For |
1C | Elect Director Edward C. Dowling | Management | For | For |
1D | Elect Director Eiichi Fukuda | Management | For | For |
1E | Elect Director Toru Higo | Management | For | For |
1F | Elect Director Norman B. Keevil, III | Management | For | For |
1G | Elect Director Donald R. Lindsay | Management | For | For |
1H | Elect Director Sheila A. Murray | Management | For | For |
1I | Elect Director Tracey L. McVicar | Management | For | For |
1J | Elect Director Kenneth W. Pickering | Management | For | For |
1K | Elect Director Una M. Power | Management | For | For |
1L | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
4 | Amend General By-law No. 1 | Management | For | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Nancy K. Buese | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Charles I. Cogut | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Stacey H. Dore | Management | For | For |
1.8 | Elect Director Vicki L. Fuller | Management | For | For |
1.9 | Elect Director Peter A. Ragauss | Management | For | For |
1.10 | Elect Director Rose M. Robeson | Management | For | For |
1.11 | Elect Director Scott D. Sheffield | Management | For | For |
1.12 | Elect Director Murray D. Smith | Management | For | For |
1.13 | Elect Director William H. Spence | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TOTAL SE | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Patrick Pouyanne as Director | Management | For | For |
7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
8 | Elect Jacques Aschenbroich as Director | Management | For | For |
9 | Elect Glenn Hubbard as Director | Management | For | For |
10 | Approve Compensation Report of Corporate Officers | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| ||||
TPI COMPOSITES, INC. | ||||
Ticker: TPIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul G. Giovacchini | Management | For | For |
1.2 | Elect Director Jayshree S. Desai | Management | For | For |
1.3 | Elect Director Linda P. Hudson | Management | For | For |
1.4 | Elect Director Bavan M. Holloway | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
UNIVAR SOLUTIONS INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan Braca | Management | For | For |
1.2 | Elect Director Mark J. Byrne | Management | For | For |
1.3 | Elect Director Daniel P. Doheny | Management | For | For |
1.4 | Elect Director Richard P. Fox | Management | For | For |
1.5 | Elect Director Rhonda Germany | Management | For | For |
1.6 | Elect Director David C. Jukes | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Kerry J. Preete | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
US ECOLOGY, INC. | ||||
Ticker: ECOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Burke | Management | For | For |
1.2 | Elect Director E. Renae Conley | Management | For | For |
1.3 | Elect Director Katina Dorton | Management | For | For |
1.4 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.5 | Elect Director Jeffrey R. Feeler | Management | For | For |
1.6 | Elect Director Daniel Fox | Management | For | Withhold |
1.7 | Elect Director Mack L. Hogans | Management | For | For |
1.8 | Elect Director Ronald C. Keating | Management | For | For |
1.9 | Elect Director John T. Sahlberg | Management | For | For |
1.10 | Elect Director Melanie Steiner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
7 | Provide Proxy Access Right | Management | For | For |
| ||||
VALE SA | ||||
Ticker: VALE3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
2 | Amend Articles 9 and 11 | Management | For | For |
3 | Amend Article 11 Re: Fix Minimum Number of Board Members to 11 | Management | For | For |
4 | Amend Article 11 Re: Independent Board Members | Management | For | For |
5 | Amend Article 11 Re: Board Chairman and Vice-Chairman | Management | For | For |
6 | Amend Article 11 Re: Lead Independent Board Member | Management | For | For |
7 | Amend Article 11 Re: Election of the Board Members | Management | For | For |
8 | Amend Article 11 Re: Election of the Board Members | Management | For | Against |
9 | Amend Article 11 Re: Renumbering and Adjustment of Points 11 and 12 | Management | For | For |
10 | Amend Article 12 | Management | For | For |
11 | Amend Articles 14 and 29 | Management | For | For |
12 | Amend Article 15 | Management | For | For |
13 | Amend Article 23 | Management | For | For |
14 | Consolidate Bylaws | Management | For | For |
| ||||
VALE SA | ||||
Ticker: VALE3 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2020 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Fix Number of Directors at 13 | Management | For | For |
4 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Abstain |
5.1 | Elect Jose Luciano Duarte Penido as Independent Director | Management | For | For |
5.2 | Elect Fernando Jorge Buso Gomes as Director | Management | For | For |
5.3 | Elect Clinton James Dines as Independent Director | Management | For | For |
5.4 | Elect Eduardo de Oliveira Rodrigues Filho as Director | Management | For | For |
5.5 | Elect Elaine Dorward-King as Independent Director | Management | For | For |
5.6 | Elect Jose Mauricio Pereira Coelho as Director | Management | For | For |
5.7 | Elect Ken Yasuhara as Director | Management | For | Against |
5.8 | Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | Management | For | For |
5.9 | Elect Maria Fernanda dos Santos Teixeira as Independent Director | Management | For | For |
5.10 | Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | Management | For | For |
5.11 | Elect Roger Allan Downey as Independent Director | Management | For | For |
5.12 | Elect Sandra Maria Guerra de Azevedo as Independent Director | Management | For | For |
5.13 | Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
5.14 | Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
5.15 | Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | Shareholder | None | For |
5.16 | Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
6 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Abstain |
7.1 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Independent Director | Management | None | For |
7.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director | Management | None | For |
7.3 | Percentage of Votes to Be Assigned - Elect Clinton James Dines as Independent Director | Management | None | For |
7.4 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | Management | None | For |
7.5 | Percentage of Votes to Be Assigned - Elect Elaine Dorward-King as Independent Director | Management | None | For |
7.6 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director | Management | None | For |
7.7 | Percentage of Votes to Be Assigned - Elect Ken Yasuhara as Director | Management | None | Abstain |
7.8 | Percentage of Votes to Be Assigned - Elect Manuel Lino Silva de Sousa Oliveira (Ollie Oliveira) as Independent Director | Management | None | For |
7.9 | Percentage of Votes to Be Assigned - Elect Maria Fernanda dos Santos Teixeira as Independent Director | Management | None | For |
7.10 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | Management | None | For |
7.11 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Independent Director | Management | None | For |
7.12 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | Management | None | For |
7.13 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
7.14 | Percentage of Votes to Be Assigned - Elect Mauro Gentile Rodrigues da Cunha as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
7.15 | Percentage of Votes to Be Assigned - Elect Rachel de Oliveira Maia as Independent Director Appointed by Shareholders | Shareholder | None | For |
7.16 | Percentage of Votes to Be Assigned - Elect Roberto da Cunha Castello Branco as Independent Director Appointed by Shareholders | Shareholder | None | Abstain |
8 | Elect Jose Luciano Duarte Penido as Board Chairman | Management | For | For |
9 | Elect Roberto da Cunha Castello Branco as Board Chairman Appointed by Shareholders | Shareholder | None | Abstain |
10 | Elect Fernando Jorge Buso Gomes as Board Vice-Chairman | Management | For | For |
11 | Elect Mauro Gentile Rodrigues da Cunha as Board Vice-Chairman Appointed by Shareholders | Shareholder | None | Abstain |
12.1 | Elect Cristina Fontes Doherty as Fiscal Council Member and Nelson de Menezes Filho as Alternate | Management | For | For |
12.2 | Elect Marcus Vinicius Dias Severini as Fiscal Council Member and Vera Elias as Alternate | Management | For | For |
12.3 | Elect Marcelo Moraes as Fiscal Council Member | Management | For | For |
12.4 | Elect Raphael Manhaes Martins as Fiscal Council Member and Adriana de Andrade Sole as Alternate | Management | For | For |
13 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Against |
1 | Amend Restricted Stock Plan | Management | For | For |
2 | Approve Agreement to Absorb Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) | Management | For | For |
3 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Absorption of Companhia Paulista de Ferroligas (CPFL) and Valesul Aluminio S.A. (Valesul) without Capital Increase and without Issuance of Shares | Management | For | For |
6 | Approve Agreement for Partial Spin-Off of Mineracoes Brasileiras Reunidas S.A. (MBR) and Absorption of Partial Spun-Off Assets | Management | For | For |
7 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | Management | For | For |
8 | Approve Independent Firm's Appraisal | Management | For | For |
9 | Approve Absorption of Spun-Off Assets without Capital Increase and without Issuance of Shares | Management | For | For |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Eric D. Mullins | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WPX ENERGY, INC. | ||||
Ticker: WPX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
Franklin Small Cap Growth Fund
| ||||
1LIFE HEALTHCARE, INC. | ||||
Ticker: ONEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
1.2 | Elect Director David P. Kennedy | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ALECTOR, INC. | ||||
Ticker: ALEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tillman Gerngross | Management | For | For |
1.2 | Elect Director Richard Scheller | Management | For | For |
1.3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1B | Elect Director Montie Brewer | Management | For | For |
1C | Elect Director Gary Ellmer | Management | For | For |
1D | Elect Director Ponder Harrison | Management | For | For |
1E | Elect Director Linda A. Marvin | Management | For | For |
1F | Elect Director Charles W. Pollard | Management | For | For |
1G | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
ALLEGIANT TRAVEL COMPANY | ||||
Ticker: ALGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1b | Elect Director Montie Brewer | Management | For | For |
1c | Elect Director Gary Ellmer | Management | For | For |
1d | Elect Director Ponder Harrison | Management | For | For |
1e | Elect Director Linda A. Marvin | Management | For | For |
1f | Elect Director Charles W. Pollard | Management | For | For |
1g | Elect Director John Redmond | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
| ||||
ALTERYX, INC. | ||||
Ticker: AYX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anjali Joshi | Management | For | For |
1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
1.3 | Elect Director Eileen M. Schloss | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
AMERICAN EAGLE OUTFITTERS, INC. | ||||
Ticker: AEO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janice E. Page | Management | For | For |
1.2 | Elect Director David M. Sable | Management | For | For |
1.3 | Elect Director Noel J. Spiegel | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
ARCOSA, INC. | ||||
Ticker: ACA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph Alvarado | Management | For | For |
1b | Elect Director Jeffrey A. Craig | Management | For | For |
1c | Elect Director John W. Lindsay | Management | For | For |
1d | Elect Director Rhys J. Best | Management | For | For |
1e | Elect Director David W. Biegler | Management | For | For |
1f | Elect Director Antonio Carrillo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ARCUTIS BIOTHERAPEUTICS, INC. | ||||
Ticker: ARQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Terrie Curran | Management | For | For |
1b | Elect Director Halley Gilbert | Management | For | For |
1c | Elect Director Ricky Sun | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ARES MANAGEMENT CORPORATION | ||||
Ticker: ARES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J Arougheti | Management | For | For |
1b | Elect Director Antoinette Bush | Management | For | For |
1c | Elect Director Paul G. Joubert | Management | For | For |
1d | Elect Director R. Kipp deVeer | Management | For | For |
1e | Elect Director David B. Kaplan | Management | For | For |
1f | Elect Director Michael Lynton | Management | For | For |
1g | Elect Director Judy D. Olian | Management | For | For |
1h | Elect Director Antony P. Ressler | Management | For | For |
1i | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ARTISAN PARTNERS ASSET MANAGEMENT INC. | ||||
Ticker: APAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer A. Barbetta | Management | For | For |
1.2 | Elect Director Matthew R. Barger | Management | For | For |
1.3 | Elect Director Eric R. Colson | Management | For | For |
1.4 | Elect Director Tench Coxe | Management | For | For |
1.5 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.6 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
| ||||
ASCENDIS PHARMA A/S | ||||
Ticker: ASND | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | For |
2 | Receive Company Activity Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | For | For |
4 | Approve Treatment of Net Loss | Management | For | For |
5a | Reelect James I Healy as Director | Management | For | For |
5b | Reelect Jan Moller Mikkelsen as Director | Management | For | For |
5c | Reelect Lisa Morrison as Director | Management | For | For |
6 | Ratify Deloitte as Auditors | Management | For | For |
7a | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | For | For |
7b | Approve Warrant Plan | Management | For | For |
7c | Authorize Share Repurchase Program | Management | For | For |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marion Foote | Management | For | For |
1.2 | Elect Director Rajeev Singh | Management | For | For |
1.3 | Elect Director Kathleen Zwickert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
AXON ENTERPRISE, INC. | ||||
Ticker: AXON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Carmona | Management | For | Withhold |
1.2 | Elect Director Julie Cullivan | Management | For | For |
1.3 | Elect Director Caitlin Kalinowski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
4 | Approve the Increase in the Maximum Number of Directors from Nine to Eleven | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ||||
BEACON ROOFING SUPPLY, INC. | ||||
Ticker: BECN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip W. Knisely | Management | For | For |
1.2 | Elect Director Julian G. Francis | Management | For | For |
1.3 | Elect Director Carl T. Berquist | Management | For | For |
1.4 | Elect Director Barbara G. Fast | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director Alan Gershenhorn | Management | For | For |
1.7 | Elect Director Robert M. McLaughlin | Management | For | For |
1.8 | Elect Director Neil S. Novich | Management | For | For |
1.9 | Elect Director Stuart A. Randle | Management | For | For |
1.10 | Elect Director Nathan K. Sleeper | Management | For | For |
1.11 | Elect Director Douglas L. Young | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BELLRING BRANDS, INC. | ||||
Ticker: BRBR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer Kuperman | Management | For | For |
1.2 | Elect Director Thomas P. Erickson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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BERKELEY LIGHTS, INC. | ||||
Ticker: BLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Lucier | Management | For | For |
1.2 | Elect Director Elizabeth Nelson | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene Lacerte | Management | For | For |
1.2 | Elect Director Peter Kight | Management | For | For |
1.3 | Elect Director Colleen Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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BLUEPRINT MEDICINES CORPORATION | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George D. Demetri | Management | For | For |
1.2 | Elect Director Lynn Seely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BOOT BARN HOLDINGS, INC. | ||||
Ticker: BOOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Starrett | Management | For | For |
1.2 | Elect Director Greg Bettinelli | Management | For | For |
1.3 | Elect Director James G. Conroy | Management | For | For |
1.4 | Elect Director Lisa G. Laube | Management | For | For |
1.5 | Elect Director Anne MacDonald | Management | For | For |
1.6 | Elect Director Brenda I. Morris | Management | For | For |
1.7 | Elect Director Brad Weston | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BWX TECHNOLOGIES, INC. | ||||
Ticker: BWXT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jan A. Bertsch | Management | For | For |
1b | Elect Director Gerhard F. Burbach | Management | For | For |
1c | Elect Director Rex D. Geveden | Management | For | For |
1d | Elect Director James M. Jaska | Management | For | For |
1e | Elect Director Kenneth J. Krieg | Management | For | For |
1f | Elect Director Leland D. Melvin | Management | For | For |
1g | Elect Director Robert L. Nardelli | Management | For | For |
1h | Elect Director Barbara A. Niland | Management | For | For |
1i | Elect Director John M. Richardson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CERTARA, INC. | ||||
Ticker: CERT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mason P. Slaine | Management | For | Withhold |
1.2 | Elect Director James E. Cashman, III. | Management | For | For |
1.3 | Elect Director Ethan Waxman | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
CRYOPORT, INC. | ||||
Ticker: CYRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Baddour | Management | For | For |
1.2 | Elect Director Richard Berman | Management | For | For |
1.3 | Elect Director Daniel M. Hancock | Management | For | For |
1.4 | Elect Director Robert Hariri | Management | For | For |
1.5 | Elect Director Ram M. Jagannath | Management | For | For |
1.6 | Elect Director Ramkumar Mandalam | Management | For | For |
1.7 | Elect Director Jerrell W. Shelton | Management | For | For |
1.8 | Elect Director Edward J. Zecchini | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
CUBIC CORPORATION | ||||
Ticker: CUB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Prithviraj Banerjee | Management | For | For |
1.2 | Elect Director Bruce G. Blakley | Management | For | For |
1.3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
1.4 | Elect Director Denise L. Devine | Management | For | For |
1.5 | Elect Director Bradley H. Feldmann | Management | For | For |
1.6 | Elect Director Carolyn A. Flowers | Management | For | For |
1.7 | Elect Director Janice M. Hamby | Management | For | For |
1.8 | Elect Director David F. Melcher | Management | For | For |
1.9 | Elect Director Steven J. Norris | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
CULLINAN ONCOLOGY, INC. | ||||
Ticker: CGEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Ebeling | Management | For | Withhold |
1.2 | Elect Director Morana Jovan-Embiricos | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
DATTO HOLDING CORP. | ||||
Ticker: MSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Breach | Management | For | For |
1.2 | Elect Director Maneet S. Saroya | Management | For | For |
1.3 | Elect Director John Stalder | Management | For | Withhold |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
DECIPHERA PHARMACEUTICALS, INC. | ||||
Ticker: DCPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bristol | Management | For | For |
1.2 | Elect Director Frank S. Friedman | Management | For | For |
1.3 | Elect Director Ron Squarer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DUCK CREEK TECHNOLOGIES, INC. | ||||
Ticker: DCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Moran | Management | For | Withhold |
1.2 | Elect Director Stuart Nicoll | Management | For | Withhold |
1.3 | Elect Director Jason Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
DYNE THERAPEUTICS, INC. | ||||
Ticker: DYN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Klein | Management | For | For |
1.2 | Elect Director Catherine Stehman-Breen | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
EMERGENT BIOSOLUTIONS INC. | ||||
Ticker: EBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerome Hauer | Management | For | For |
1b | Elect Director Robert Kramer | Management | For | For |
1c | Elect Director Marvin White | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ENVESTNET, INC. | ||||
Ticker: ENV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valerie Mosley | Management | For | For |
1.2 | Elect Director Gregory Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ESH HOSPITALITY, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
EVERCORE INC. | ||||
Ticker: EVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Richard I. Beattie | Management | For | For |
1.3 | Elect Director Pamela G. Carlton | Management | For | For |
1.4 | Elect Director Ellen V. Futter | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.8 | Elect Director Simon M. Robertson | Management | For | For |
1.9 | Elect Director Ralph L. Schlosstein | Management | For | For |
1.10 | Elect Director John S. Weinberg | Management | For | For |
1.11 | Elect Director William J. Wheeler | Management | For | For |
1.12 | Elect Director Sarah K. Williamson | Management | For | For |
1.13 | Elect Director Kendrick R. Wilson, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1 | Approve Merger Agreement | Management | Against | Did Not Vote |
2 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
3 | Adjourn Meeting | Management | Against | Did Not Vote |
| ||||
EYEPOINT PHARMACEUTICALS, INC. | ||||
Ticker: EYPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Goran Ando | Management | For | For |
1.2 | Elect Director Nancy Lurker | Management | For | For |
1.3 | Elect Director Ronald W. Eastman | Management | For | For |
1.4 | Elect Director John B. Landis | Management | For | For |
1.5 | Elect Director David Guyer | Management | For | For |
1.6 | Elect Director Wendy DiCicco | Management | For | For |
1.7 | Elect Director Ye Liu | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
FIVE BELOW, INC. | ||||
Ticker: FIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinesh S. Lathi | Management | For | For |
1b | Elect Director Richard L. Markee | Management | For | For |
1c | Elect Director Thomas G. Vellios | Management | For | For |
1d | Elect Director Zuhairah S. Washington | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GLOBAL BLOOD THERAPEUTICS, INC. | ||||
Ticker: GBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott W. Morrison | Management | For | For |
1.2 | Elect Director Deval L. Patrick | Management | For | For |
1.3 | Elect Director Mark L. Perry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GRAND CANYON EDUCATION, INC. | ||||
Ticker: LOPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian E. Mueller | Management | For | For |
1.2 | Elect Director Sara R. Dial | Management | For | For |
1.3 | Elect Director Jack A. Henry | Management | For | For |
1.4 | Elect Director Lisa Graham Keegan | Management | For | For |
1.5 | Elect Director Chevy Humphrey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GRANITE CONSTRUCTION INCORPORATED | ||||
Ticker: GVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David C. Darnell | Management | For | Against |
1b | Elect Director Celeste B. Mastin | Management | For | For |
1c | Elect Director Gaddi H. Vasquez | Management | For | For |
1d | Elect Director Molly C. Campbell | Management | For | For |
1e | Elect Director David H. Kelsey | Management | For | Against |
1f | Elect Director Michael F. McNally | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
GROCERY OUTLET HOLDING CORP. | ||||
Ticker: GO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Kay Haben | Management | For | For |
1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
1.4 | Elect Director Jeffrey York | Management | For | For |
2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HARPOON THERAPEUTICS, INC. | ||||
Ticker: HARP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan Drachman | Management | For | Withhold |
1b | Elect Director Joseph Bailes | Management | For | For |
1c | Elect Director Ron Hunt | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
HEALTHCARE SERVICES GROUP, INC. | ||||
Ticker: HCSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Briggs | Management | For | For |
1.2 | Elect Director Diane S. Casey | Management | For | For |
1.3 | Elect Director Daniela Castagnino | Management | For | For |
1.4 | Elect Director Robert L. Frome | Management | For | For |
1.5 | Elect Director Laura Grant | Management | For | For |
1.6 | Elect Director John J. McFadden | Management | For | For |
1.7 | Elect Director Dino D. Ottaviano | Management | For | For |
1.8 | Elect Director Jude Visconto | Management | For | For |
1.9 | Elect Director Theodore Wahl | Management | For | For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HEALTHEQUITY, INC. | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Selander | Management | For | For |
1.2 | Elect Director Jon Kessler | Management | For | For |
1.3 | Elect Director Stephen Neeleman | Management | For | For |
1.4 | Elect Director Frank Corvino | Management | For | For |
1.5 | Elect Director Adrian Dillon | Management | For | For |
1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
1.7 | Elect Director Debra McCowan | Management | For | For |
1.8 | Elect Director Stuart Parker | Management | For | For |
1.9 | Elect Director Ian Sacks | Management | For | For |
1.10 | Elect Director Gayle Wellborn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry Quart | Management | For | For |
1b | Elect Director Stephen Davis | Management | For | For |
1c | Elect Director Craig Johnson | Management | For | For |
1d | Elect Director Kimberly Manhard | Management | For | For |
1e | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HIMS & HERS HEALTH, INC. | ||||
Ticker: HIMS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Dudum | Management | For | For |
1.2 | Elect Director Alex Bard | Management | For | For |
1.3 | Elect Director Ambar Bhattacharyya | Management | For | For |
1.4 | Elect Director Toby Cosgrove | Management | For | For |
1.5 | Elect Director Kirsten Green | Management | For | For |
1.6 | Elect Director Jules Maltz | Management | For | For |
1.7 | Elect Director Lynne Chou O'Keefe | Management | For | For |
1.8 | Elect Director Andrea Perez | Management | For | For |
1.9 | Elect Director David Wells | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HOSTESS BRANDS, INC. | ||||
Ticker: TWNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Kaminski | Management | For | For |
1.2 | Elect Director Andrew P. Callahan | Management | For | For |
1.3 | Elect Director Olu Beck | Management | For | For |
1.4 | Elect Director Laurence Bodner | Management | For | For |
1.5 | Elect Director Gretchen R. Crist | Management | For | For |
1.6 | Elect Director Rachel P. Cullen | Management | For | For |
1.7 | Elect Director Hugh G. Dineen | Management | For | For |
1.8 | Elect Director Ioannis Skoufalos | Management | For | For |
1.9 | Elect Director Craig D. Steeneck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
HOULIHAN LOKEY, INC. | ||||
Ticker: HLI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irwin N. Gold | Management | For | Withhold |
1.2 | Elect Director Gillian B. Zucker | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
INARI MEDICAL, INC. | ||||
Ticker: NARI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Hoffman | Management | For | Withhold |
1.2 | Elect Director Donald B. Milder | Management | For | Withhold |
1.3 | Elect Director Geoff Pardo | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jean S. Blackwell | Management | For | For |
1b | Elect Director Luis Fernandez-Moreno | Management | For | For |
1c | Elect Director J. Michael Fitzpatrick | Management | For | For |
1d | Elect Director John C. Fortson | Management | For | For |
1e | Elect Director Diane H. Gulyas | Management | For | For |
1f | Elect Director Frederick J. Lynch | Management | For | For |
1g | Elect Director Karen G. Narwold | Management | For | For |
1h | Elect Director Daniel F. Sansone | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INSMED INCORPORATED | ||||
Ticker: INSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Brennan | Management | For | For |
1.2 | Elect Director Leo Lee | Management | For | For |
1.3 | Elect Director Carol A. Schafer | Management | For | For |
1.4 | Elect Director Melvin Sharoky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
INSPIRE MEDICAL SYSTEMS, INC. | ||||
Ticker: INSP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marilyn Carlson Nelson | Management | For | For |
1.2 | Elect Director Jerry C. Griffin | Management | For | For |
1.3 | Elect Director Casey M. Tansey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INTEGER HOLDINGS CORPORATION | ||||
Ticker: ITGR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sheila Antrum | Management | For | For |
1.2 | Elect Director Pamela G. Bailey | Management | For | For |
1.3 | Elect Director Cheryl C. Capps | Management | For | For |
1.4 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.5 | Elect Director James F. Hinrichs | Management | For | For |
1.6 | Elect Director Jean Hobby | Management | For | For |
1.7 | Elect Director Tyrone Jeffers | Management | For | For |
1.8 | Elect Director M. Craig Maxwell | Management | For | For |
1.9 | Elect Director Filippo Passerini | Management | For | For |
1.10 | Elect Director Bill R. Sanford | Management | For | For |
1.11 | Elect Director Donald J. Spence | Management | For | For |
1.12 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
IRHYTHM TECHNOLOGIES, INC. | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cathleen Noel Bairey Merz | Management | For | For |
1.2 | Elect Director Mark J. Rubash | Management | For | Withhold |
1.3 | Elect Director Renee Budig | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KARUNA THERAPEUTICS, INC. | ||||
Ticker: KRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher J. Coughlin | Management | For | For |
1b | Elect Director James Healy | Management | For | For |
1c | Elect Director Jeffrey Jonas | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
KENNAMETAL, INC. | ||||
Ticker: KMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Alvarado | Management | For | For |
1.2 | Elect Director Cindy L. Davis | Management | For | For |
1.3 | Elect Director William J. Harvey | Management | For | For |
1.4 | Elect Director William M. Lambert | Management | For | For |
1.5 | Elect Director Lorraine M. Martin | Management | For | For |
1.6 | Elect Director Sagar A. Patel | Management | For | For |
1.7 | Elect Director Christopher Rossi | Management | For | For |
1.8 | Elect Director Lawrence W. Stranghoener | Management | For | For |
1.9 | Elect Director Steven H. Wunning | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
KRATOS DEFENSE & SECURITY SOLUTIONS, INC. | ||||
Ticker: KTOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Anderson | Management | For | For |
1.2 | Elect Director Eric DeMarco | Management | For | For |
1.3 | Elect Director William Hoglund | Management | For | For |
1.4 | Elect Director Scot Jarvis | Management | For | For |
1.5 | Elect Director Jane Judd | Management | For | For |
1.6 | Elect Director Samuel Liberatore | Management | For | For |
1.7 | Elect Director Amy Zegart | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KURA ONCOLOGY, INC. | ||||
Ticker: KURA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Troy E. Wilson | Management | For | For |
1.2 | Elect Director Faheem Hasnain | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Anderson | Management | For | For |
1.2 | Elect Director Robin A. Abrams | Management | For | For |
1.3 | Elect Director Mark E. Jensen | Management | For | For |
1.4 | Elect Director Anjali Joshi | Management | For | For |
1.5 | Elect Director James P. Lederer | Management | For | For |
1.6 | Elect Director Krishna Rangasayee | Management | For | For |
1.7 | Elect Director D. Jeffrey Richardson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LITHIA MOTORS, INC. | ||||
Ticker: LAD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sidney B. DeBoer | Management | For | For |
1b | Elect Director Susan O. Cain | Management | For | For |
1c | Elect Director Bryan B. DeBoer | Management | For | For |
1d | Elect Director Shauna F. McIntyre | Management | For | For |
1e | Elect Director Louis P. Miramontes | Management | For | For |
1f | Elect Director Kenneth E. Roberts | Management | For | For |
1g | Elect Director David J. Robino | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Eliminate Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to Reclassify Class A Common Stock as Common Stock | Management | For | For |
| ||||
LIVERAMP HOLDINGS, INC. | ||||
Ticker: RAMP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy R. Cadogan | Management | For | For |
1b | Elect Director Vivian Chow | Management | For | For |
1c | Elect Director Scott E. Howe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
LIVONGO HEALTH, INC. | ||||
Ticker: LVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
M/I HOMES, INC. | ||||
Ticker: MHO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Glimcher | Management | For | For |
1.2 | Elect Director Elizabeth K. Ingram | Management | For | For |
1.3 | Elect Director Kumi D. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MANTECH INTERNATIONAL CORPORATION | ||||
Ticker: MANT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Pedersen | Management | For | For |
1.2 | Elect Director Kevin M. Phillips | Management | For | For |
1.3 | Elect Director Richard L. Armitage | Management | For | For |
1.4 | Elect Director Mary K. Bush | Management | For | For |
1.5 | Elect Director Barry G. Campbell | Management | For | For |
1.6 | Elect Director Richard J. Kerr | Management | For | For |
1.7 | Elect Director Peter B. LaMontagne | Management | For | For |
1.8 | Elect Director Kenneth A. Minihan | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
MASONITE INTERNATIONAL CORPORATION | ||||
Ticker: DOOR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard C. Heckes | Management | For | For |
1.2 | Elect Director Jody L. Bilney | Management | For | For |
1.3 | Elect Director Robert J. Byrne | Management | For | For |
1.4 | Elect Director John H. Chuang | Management | For | For |
1.5 | Elect Director Peter R. Dachowski | Management | For | For |
1.6 | Elect Director Jonathan F. Foster | Management | For | For |
1.7 | Elect Director Daphne E. Jones | Management | For | For |
1.8 | Elect Director William S. Oesterle | Management | For | For |
1.9 | Elect Director Francis M. Scricco | Management | For | For |
1.10 | Elect Director Jay I. Steinfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: MRCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Aslett | Management | For | For |
1.2 | Elect Director Mary Louise Krakauer | Management | For | For |
1.3 | Elect Director William K. O'Brien | Management | For | For |
1.4 | Elect Director Orlando P. Carvalho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | For |
1.5 | Elect Director Henry J. Fuchs | Management | For | Withhold |
1.6 | Elect Director Michael Grey | Management | For | Withhold |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MYT NETHERLANDS PARENT BV | ||||
Ticker: MYTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Receive Annual Report for Fiscal Year 2020 (Non-Voting) | Management | None | None |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year 2020 | Management | For | For |
4 | Approve Dividend Distribution Policy (Non-Voting) | Management | None | None |
5 | Approve Allocation of Income (Non-Voting) | Management | None | None |
6.1 | Approve Discharge of Management Board for Fiscal Year 2020 | Management | For | For |
6.2 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Management | For | For |
7 | Ratify KPMG as Auditors for Fiscal Year 2021 | Management | For | For |
8.1 | Elect Nora Aufreiter to the Supervisory Board | Management | For | For |
8.2 | Approve Remuneration of Supervisory Board Member Nora Aufreiter | Management | For | For |
8.3 | Approve Remuneration of Supervisory Board Member Dennis Gies from July 1, 2021 | Management | For | For |
| ||||
NEOGEN CORPORATION | ||||
Ticker: NEOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Bruce Papesh | Management | For | For |
1.2 | Elect Director Ralph A. Rodriguez | Management | For | For |
1.3 | Elect Director Catherine E. Woteki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
NEOGENOMICS, INC. | ||||
Ticker: NEO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. VanOort | Management | For | For |
1b | Elect Director Mark W. Mallon | Management | For | For |
1c | Elect Director Lynn A. Tetrault | Management | For | For |
1d | Elect Director Bruce K. Crowther | Management | For | For |
1e | Elect Director Alison L. Hannah | Management | For | For |
1f | Elect Director Kevin C. Johnson | Management | For | For |
1g | Elect Director Stephen M. Kanovsky | Management | For | For |
1h | Elect Director Michael A. Kelly | Management | For | For |
1i | Elect Director Rachel A. Stahler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
NEVRO CORP. | ||||
Ticker: NVRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael DeMane | Management | For | For |
1.2 | Elect Director Frank Fischer | Management | For | Withhold |
1.3 | Elect Director Shawn T McCormick | Management | For | For |
1.4 | Elect Director Kevin O'Boyle | Management | For | For |
1.5 | Elect Director Karen Prange | Management | For | For |
1.6 | Elect Director Brad Vale | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
NOMAD FOODS LIMITED | ||||
Ticker: NOMD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Ellis Franklin | Management | For | For |
1.2 | Elect Director Noam Gottesman | Management | For | For |
1.3 | Elect Director Ian G.H. Ashken | Management | For | For |
1.4 | Elect Director Stefan Descheemaeker | Management | For | For |
1.5 | Elect Director Golnar Khosrowshahi | Management | For | For |
1.6 | Elect Director James E. Lillie | Management | For | For |
1.7 | Elect Director Stuart M. MacFarlane | Management | For | For |
1.8 | Elect Director Lord Myners of Truro | Management | For | For |
1.9 | Elect Director Victoria Parry | Management | For | For |
1.10 | Elect Director Melanie Stack | Management | For | For |
1.11 | Elect Director Samy Zekhout | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ONTO INNOVATION, INC. | ||||
Ticker: ONTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leo Berlinghieri | Management | For | For |
1.2 | Elect Director Edward J. Brown, Jr. | Management | For | For |
1.3 | Elect Director David B. Miller | Management | For | For |
1.4 | Elect Director Michael P. Plisinski | Management | For | For |
1.5 | Elect Director Bruce C. Rhine | Management | For | For |
1.6 | Elect Director Christopher A. Seams | Management | For | For |
1.7 | Elect Director Christine A. Tsingos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
1.2 | Elect Director Ellen Carnahan | Management | For | For |
1.3 | Elect Director Jeffrey T. Diehl | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PEBBLEBROOK HOTEL TRUST | ||||
Ticker: PEB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jon E. Bortz | Management | For | For |
1b | Elect Director Cydney C. Donnell | Management | For | For |
1c | Elect Director Ron E. Jackson | Management | For | For |
1d | Elect Director Phillip M. Miller | Management | For | For |
1e | Elect Director Michael J. Schall | Management | For | For |
1f | Elect Director Bonny W. Simi | Management | For | For |
1g | Elect Director Earl E. Webb | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
PENUMBRA, INC. | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam Elsesser | Management | For | For |
1.2 | Elect Director Harpreet Grewal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PHREESIA, INC. | ||||
Ticker: PHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chaim Indig | Management | For | For |
1.2 | Elect Director Michael Weintraub | Management | For | Withhold |
1.3 | Elect Director Edward Cahill | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
PINNACLE FINANCIAL PARTNERS, INC. | ||||
Ticker: PNFP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abney S. Boxley, III | Management | For | For |
1.2 | Elect Director Gregory L. Burns | Management | For | For |
1.3 | Elect Director Thomas C. Farnsworth, III | Management | For | For |
1.4 | Elect Director David B. Ingram | Management | For | For |
1.5 | Elect Director Decosta E. Jenkins | Management | For | For |
1.6 | Elect Director G. Kennedy Thompson | Management | For | For |
1.7 | Elect Director Charles E. Brock | Management | For | For |
1.8 | Elect Director Richard D. Callicutt, II | Management | For | For |
1.9 | Elect Director Joseph C. Galante | Management | For | For |
1.10 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
1.11 | Elect Director Reese L. Smith, III | Management | For | For |
1.12 | Elect Director M. Terry Turner | Management | For | For |
1.13 | Elect Director Renda J. Burkhart | Management | For | For |
1.14 | Elect Director Marty G. Dickens | Management | For | For |
1.15 | Elect Director Glenda Baskin Glover | Management | For | For |
1.16 | Elect Director Ronald L. Samuels | Management | For | For |
2 | Ratify Crowe LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
PRA GROUP, INC. | ||||
Ticker: PRAA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vikram A. Atal | Management | For | For |
1.2 | Elect Director Danielle M. Brown | Management | For | For |
1.3 | Elect Director Marjorie M. Connelly | Management | For | For |
1.4 | Elect Director John H. Fain | Management | For | For |
1.5 | Elect Director Steven D. Fredrickson | Management | For | For |
1.6 | Elect Director James A. Nussle | Management | For | For |
1.7 | Elect Director Brett L. Paschke | Management | For | For |
1.8 | Elect Director Kevin P. Stevenson | Management | For | For |
1.9 | Elect Director Scott M. Tabakin | Management | For | For |
1.10 | Elect Director Lance L. Weaver | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PULMONX CORPORATION | ||||
Ticker: LUNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glendon E. French | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
Q2 HOLDINGS, INC. | ||||
Ticker: QTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Lynn Atchison | Management | For | For |
1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
1.3 | Elect Director Matthew P. Flake | Management | For | For |
1.4 | Elect Director Stephen C. Hooley | Management | For | For |
1.5 | Elect Director Margaret L. Taylor | Management | For | For |
1.6 | Elect Director Lynn Antipas Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REATA PHARMACEUTICALS, INC. | ||||
Ticker: RETA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
1.2 | Elect Director William E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
RED ROCK RESORTS, INC. | ||||
Ticker: RRR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank J. Fertitta, III | Management | For | For |
1.2 | Elect Director Lorenzo J. Fertitta | Management | For | For |
1.3 | Elect Director Robert A. Cashell, Jr. | Management | For | Withhold |
1.4 | Elect Director Robert E. Lewis | Management | For | For |
1.5 | Elect Director James E. Nave | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| ||||
REPAY HOLDINGS CORPORATION | ||||
Ticker: RPAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shaler Alias | Management | For | For |
1.2 | Elect Director Richard E. Thornburgh | Management | For | For |
1.3 | Elect Director Paul R. Garcia | Management | For | For |
2 | Ratify Grant Thornton, LLP as Auditors | Management | For | For |
| ||||
REVANCE THERAPEUTICS, INC. | ||||
Ticker: RVNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angus C. Russell | Management | For | For |
1.2 | Elect Director Julian S. Gangolli | Management | For | For |
1.3 | Elect Director Olivia C. Ware | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
| ||||
REXFORD INDUSTRIAL REALTY, INC. | ||||
Ticker: REXR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Antin | Management | For | For |
1.2 | Elect Director Michael S. Frankel | Management | For | For |
1.3 | Elect Director Diana J. Ingram | Management | For | For |
1.4 | Elect Director Debra L. Morris | Management | For | For |
1.5 | Elect Director Tyler H. Rose | Management | For | For |
1.6 | Elect Director Peter E. Schwab | Management | For | For |
1.7 | Elect Director Howard Schwimmer | Management | For | For |
1.8 | Elect Director Richard S. Ziman | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
RH | ||||
Ticker: RH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilary Krane | Management | For | For |
1.2 | Elect Director Katie Mitic | Management | For | For |
1.3 | Elect Director Ali Rowghani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROCKET PHARMACEUTICALS, INC. | ||||
Ticker: RCKT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roderick Wong | Management | For | For |
1b | Elect Director Carsten Boess | Management | For | For |
1c | Elect Director Pedro Granadillo | Management | For | For |
1d | Elect Director Gotham Makker | Management | For | For |
1e | Elect Director Gaurav Shah | Management | For | For |
1f | Elect Director David P. Southwell | Management | For | For |
1g | Elect Director Naveen Yalamanchi | Management | For | Withhold |
1h | Elect Director Elisabeth Bjork | Management | For | For |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION | ||||
Ticker: SAIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Bedingfield | Management | For | For |
1b | Elect Director Carol A. Goode | Management | For | For |
1c | Elect Director Garth N. Graham | Management | For | For |
1d | Elect Director John J. Hamre | Management | For | For |
1e | Elect Director Yvette M. Kanouff | Management | For | For |
1f | Elect Director Nazzic S. Keene | Management | For | For |
1g | Elect Director Timothy J. Mayopoulos | Management | For | For |
1h | Elect Director Katharina G. McFarland | Management | For | For |
1i | Elect Director Donna S. Morea | Management | For | For |
1j | Elect Director Steven R. Shane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SELECTQUOTE, INC. | ||||
Ticker: SLQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy "Tim" Danker | Management | For | For |
1.2 | Elect Director Kavita Patel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SEMTECH CORPORATION | ||||
Ticker: SMTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin S.J. Burvill | Management | For | For |
1.2 | Elect Director Rodolpho C. Cardenuto | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Saar Gillai | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director Ye Jane Li | Management | For | For |
1.7 | Elect Director James T. Lindstrom | Management | For | For |
1.8 | Elect Director Paula LuPriore | Management | For | For |
1.9 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SHIFT4 PAYMENTS, INC. | ||||
Ticker: FOUR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jared Isaacman | Management | For | For |
1.2 | Elect Director Andrew Frey | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SILICON LABORATORIES INC. | ||||
Ticker: SLAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Tyson Tuttle | Management | For | For |
1.2 | Elect Director Sumit Sadana | Management | For | For |
1.3 | Elect Director Gregg Lowe | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
SITIME CORPORATION | ||||
Ticker: SITM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Frank | Management | For | For |
1.2 | Elect Director Christine A. Heckart | Management | For | For |
1.3 | Elect Director Tom D. Yiu | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
STEVEN MADDEN, LTD. | ||||
Ticker: SHOO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.2 | Elect Director Al Ferrara | Management | For | For |
1.3 | Elect Director Mitchell S. Klipper | Management | For | For |
1.4 | Elect Director Maria Teresa Kumar | Management | For | For |
1.5 | Elect Director Rose Peabody Lynch | Management | For | For |
1.6 | Elect Director Peter Migliorini | Management | For | For |
1.7 | Elect Director Ravi Sachdev | Management | For | For |
1.8 | Elect Director Robert Smith | Management | For | For |
1.9 | Elect Director Amelia Newton Varela | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SUTRO BIOPHARMA, INC. | ||||
Ticker: STRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph M. Lobacki | Management | For | For |
1.2 | Elect Director Daniel H. Petree | Management | For | For |
1.3 | Elect Director Shalini Sharp | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TAYSHA GENE THERAPIES, INC. | ||||
Ticker: TSHA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director RA Session, II | Management | For | For |
1.2 | Elect Director Paul B. Manning | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
TEXAS ROADHOUSE, INC. | ||||
Ticker: TXRH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Crawford | Management | For | For |
1.2 | Elect Director Gregory N. Moore | Management | For | For |
1.3 | Elect Director Curtis A. Warfield | Management | For | For |
1.4 | Elect Director Kathleen M. Widmer | Management | For | For |
1.5 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
THE SIMPLY GOOD FOODS COMPANY | ||||
Ticker: SMPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Montgomery | Management | For | For |
1.2 | Elect Director Joseph E. Scalzo | Management | For | For |
1.3 | Elect Director Joseph J. Schena | Management | For | For |
1.4 | Elect Director James D. White | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
TRI POINTE HOMES, INC. | ||||
Ticker: TPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas F. Bauer | Management | For | For |
1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director Steven J. Gilbert | Management | For | For |
1.5 | Elect Director Vicki D. McWilliams | Management | For | For |
1.6 | Elect Director Constance B. Moore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRILLIUM THERAPEUTICS INC. | ||||
Ticker: TRIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Luke Beshar | Management | For | For |
1.2 | Elect Director Michael Kamarck | Management | For | For |
1.3 | Elect Director Paul Walker | Management | For | For |
1.4 | Elect Director Paolo Pucci | Management | For | For |
1.5 | Elect Director Jan Skvarka | Management | For | For |
1.6 | Elect Director Helen Tayton-Martin | Management | For | For |
1.7 | Elect Director Scott Myers | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TWIST BIOSCIENCE CORPORATION | ||||
Ticker: TWST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emily M. Leproust | Management | For | For |
1.2 | Elect Director William Banyai | Management | For | For |
1.3 | Elect Director Robert Chess | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
UNIVAR SOLUTIONS INC. | ||||
Ticker: UNVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan Braca | Management | For | For |
1.2 | Elect Director Mark J. Byrne | Management | For | For |
1.3 | Elect Director Daniel P. Doheny | Management | For | For |
1.4 | Elect Director Richard P. Fox | Management | For | For |
1.5 | Elect Director Rhonda Germany | Management | For | For |
1.6 | Elect Director David C. Jukes | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Christopher D. Pappas | Management | For | For |
1.9 | Elect Director Kerry J. Preete | Management | For | For |
1.10 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| ||||
URBAN OUTFITTERS, INC. | ||||
Ticker: URBN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Antoian | Management | For | For |
1.2 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
1.3 | Elect Director Harry S. Cherken, Jr. | Management | For | Against |
1.4 | Elect Director Margaret A. Hayne | Management | For | For |
1.5 | Elect Director Richard A. Hayne | Management | For | For |
1.6 | Elect Director Elizabeth Ann Lambert | Management | For | For |
1.7 | Elect Director Amin N. Maredia | Management | For | For |
1.8 | Elect Director Wesley S. McDonald | Management | For | For |
1.9 | Elect Director Todd R. Morgenfeld | Management | For | For |
1.10 | Elect Director John C. Mulliken | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
US ECOLOGY, INC. | ||||
Ticker: ECOL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Burke | Management | For | For |
1.2 | Elect Director E. Renae Conley | Management | For | For |
1.3 | Elect Director Katina Dorton | Management | For | For |
1.4 | Elect Director Glenn A. Eisenberg | Management | For | For |
1.5 | Elect Director Jeffrey R. Feeler | Management | For | For |
1.6 | Elect Director Daniel Fox | Management | For | Withhold |
1.7 | Elect Director Mack L. Hogans | Management | For | For |
1.8 | Elect Director Ronald C. Keating | Management | For | For |
1.9 | Elect Director John T. Sahlberg | Management | For | For |
1.10 | Elect Director Melanie Steiner | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
7 | Provide Proxy Access Right | Management | For | For |
| ||||
USA TECHNOLOGIES, INC. | ||||
Ticker: CTLP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lisa P. Baird | Management | For | For |
1b | Elect Director Douglas G. Bergeron | Management | For | For |
1c | Elect Director Douglas L. Braunstein | Management | For | For |
1d | Elect Director Sean Feeney | Management | For | For |
1e | Elect Director Jacob Lamm | Management | For | For |
1f | Elect Director Michael K. Passilla | Management | For | For |
1g | Elect Director Ellen Richey | Management | For | For |
1h | Elect Director Anne M. Smalling | Management | For | For |
1i | Elect Director Shannon S. Warren | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Dankberg | Management | For | For |
1b | Elect Director Varsha Rao | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
VIAVI SOLUTIONS INC. | ||||
Ticker: VIAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Keith Barnes | Management | For | For |
1.3 | Elect Director Laura Black | Management | For | For |
1.4 | Elect Director Tor Braham | Management | For | For |
1.5 | Elect Director Timothy Campos | Management | For | For |
1.6 | Elect Director Donald Colvin | Management | For | For |
1.7 | Elect Director Glenda Dorchak | Management | For | For |
1.8 | Elect Director Masood A. Jabbar | Management | For | For |
1.9 | Elect Director Oleg Khaykin | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VONTIER CORPORATION | ||||
Ticker: VNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Karen C. Francis | Management | For | For |
1b | Elect Director Mark D. Morelli | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
WESTERN ALLIANCE BANCORP. | ||||
Ticker: WAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Beach | Management | For | For |
1.2 | Elect Director Juan Figuereo | Management | For | For |
1.3 | Elect Director Howard Gould | Management | For | For |
1.4 | Elect Director Steven Hilton | Management | For | For |
1.5 | Elect Director Marianne Boyd Johnson | Management | For | For |
1.6 | Elect Director Robert Latta | Management | For | For |
1.7 | Elect Director Adriane McFetridge | Management | For | For |
1.8 | Elect Director Michael Patriarca | Management | For | For |
1.9 | Elect Director Robert Sarver | Management | For | For |
1.10 | Elect Director Bryan Segedi | Management | For | For |
1.11 | Elect Director Donald Snyder | Management | For | For |
1.12 | Elect Director Sung Won Sohn | Management | For | For |
1.13 | Elect Director Kenneth A. Vecchione | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify RSM US LLP as Auditors | Management | For | For |
| ||||
WINGSTOP INC. | ||||
Ticker: WING | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Morrison | Management | For | For |
1.2 | Elect Director Kate S. Lavelle | Management | For | For |
1.3 | Elect Director Kilandigalu (Kay) M. Madati | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WIX.COM LTD. | ||||
Ticker: WIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Deirdre Bigley as Director | Management | For | For |
1b | Reelect Allon Bloch as Director | Management | For | For |
2 | Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Archana Agrawal | Management | For | For |
1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
1c | Elect Director Michelle Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Franklin Small-Mid Cap Growth Fund
| ||||
10X GENOMICS, INC. | ||||
Ticker: TXG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bryan E. Roberts | Management | For | For |
1b | Elect Director Kimberly J. Popovits | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ALIGN TECHNOLOGY, INC. | ||||
Ticker: ALGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin J. Dallas | Management | For | For |
1.2 | Elect Director Joseph M. Hogan | Management | For | For |
1.3 | Elect Director Joseph Lacob | Management | For | For |
1.4 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.5 | Elect Director George J. Morrow | Management | For | For |
1.6 | Elect Director Anne M. Myong | Management | For | For |
1.7 | Elect Director Andrea L. Saia | Management | For | For |
1.8 | Elect Director Greg J. Santora | Management | For | For |
1.9 | Elect Director Susan E. Siegel | Management | For | For |
1.10 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Bylaws to Add Federal Forum Selection Provision | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ALTERYX, INC. | ||||
Ticker: AYX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anjali Joshi | Management | For | For |
1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
1.3 | Elect Director Eileen M. Schloss | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
AMERICAN WELL CORPORATION | ||||
Ticker: AMWL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Derek Ross | Management | For | Withhold |
1.2 | Elect Director Brendan O'Grady | Management | For | Withhold |
1.3 | Elect Director Deborah Jackson | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ANSYS, INC. | ||||
Ticker: ANSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jim Frankola | Management | For | For |
1b | Elect Director Alec D. Gallimore | Management | For | For |
1c | Elect Director Ronald W. Hovsepian | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adopt Simple Majority Vote | Shareholder | Against | For |
| ||||
ARES MANAGEMENT CORPORATION | ||||
Ticker: ARES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J Arougheti | Management | For | For |
1b | Elect Director Antoinette Bush | Management | For | For |
1c | Elect Director Paul G. Joubert | Management | For | For |
1d | Elect Director R. Kipp deVeer | Management | For | For |
1e | Elect Director David B. Kaplan | Management | For | For |
1f | Elect Director Michael Lynton | Management | For | For |
1g | Elect Director Judy D. Olian | Management | For | For |
1h | Elect Director Antony P. Ressler | Management | For | For |
1i | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ATLASSIAN CORPORATION PLC | ||||
Ticker: TEAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Director Shona L. Brown | Management | For | For |
6 | Elect Director Michael Cannon-Brookes | Management | For | For |
7 | Elect Director Scott Farquhar | Management | For | For |
8 | Elect Director Heather Mirjahangir Fernandez | Management | For | For |
9 | Elect Director Sasan Goodarzi | Management | For | For |
10 | Elect Director Jay Parikh | Management | For | For |
11 | Elect Director Enrique Salem | Management | For | For |
12 | Elect Director Steven Sordello | Management | For | For |
13 | Elect Director Richard P. Wong | Management | For | For |
14 | Authorize to Make Off-Market Purchases of Ordinary Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
| ||||
AVALARA, INC. | ||||
Ticker: AVLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marion Foote | Management | For | For |
1.2 | Elect Director Rajeev Singh | Management | For | For |
1.3 | Elect Director Kathleen Zwickert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Bryant | Management | For | For |
1.2 | Elect Director Michael J. Cave | Management | For | For |
1.3 | Elect Director Daniel W. Fisher | Management | For | For |
1.4 | Elect Director Pedro Henrique Mariani | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
BELLRING BRANDS, INC. | ||||
Ticker: BRBR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer Kuperman | Management | For | For |
1.2 | Elect Director Thomas P. Erickson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
BEYOND MEAT, INC. | ||||
Ticker: BYND | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally Grimes | Management | For | For |
1.2 | Elect Director Muktesh "Micky" Pant | Management | For | For |
1.3 | Elect Director Ned Segal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BIGCOMMERCE HOLDINGS, INC. | ||||
Ticker: BIGC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent Bellm | Management | For | For |
1.2 | Elect Director Lawrence Bohn | Management | For | Withhold |
1.3 | Elect Director Jeff Richards | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BILL.COM HOLDINGS, INC. | ||||
Ticker: BILL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rene Lacerte | Management | For | For |
1.2 | Elect Director Peter Kight | Management | For | For |
1.3 | Elect Director Colleen Taylor | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
BIO-TECHNE CORPORATION | ||||
Ticker: TECH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2a | Elect Director Robert V. Baumgartner | Management | For | For |
2b | Elect Director Julie L. Bushman | Management | For | For |
2c | Elect Director John L. Higgins | Management | For | For |
2d | Elect Director Joseph D. Keegan | Management | For | For |
2e | Elect Director Charles R. Kummeth | Management | For | For |
2f | Elect Director Roeland Nusse | Management | For | For |
2g | Elect Director Alpna Seth | Management | For | For |
2h | Elect Director Randolph Steer | Management | For | For |
2i | Elect Director Rupert Vessey | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify KPMG, LLP as Auditors | Management | For | For |
| ||||
BLACK KNIGHT, INC. | ||||
Ticker: BKI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Foley, II | Management | For | For |
1.2 | Elect Director Anthony M. Jabbour | Management | For | For |
1.3 | Elect Director Catherine (Katie) L. Burke | Management | For | For |
1.4 | Elect Director Thomas M. Hagerty | Management | For | For |
1.5 | Elect Director Joseph M. Otting | Management | For | For |
1.6 | Elect Director John D. Rood | Management | For | For |
1.7 | Elect Director Nancy L. Shanik | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||
Ticker: BAH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Shrader | Management | For | For |
1b | Elect Director Joan Lordi C. Amble | Management | For | For |
1c | Elect Director Michele A. Flournoy | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation | Management | For | For |
| ||||
BURLINGTON STORES, INC. | ||||
Ticker: BURL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Goodwin | Management | For | For |
1.2 | Elect Director William P. McNamara | Management | For | For |
1.3 | Elect Director Michael O'Sullivan | Management | For | For |
1.4 | Elect Director Jessica Rodriguez | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Against |
| ||||
CERTARA, INC. | ||||
Ticker: CERT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mason P. Slaine | Management | For | Withhold |
1.2 | Elect Director James E. Cashman, III. | Management | For | For |
1.3 | Elect Director Ethan Waxman | Management | For | For |
2 | Ratify CohnReznick LLP as Auditors | Management | For | For |
| ||||
CHIPOTLE MEXICAN GRILL, INC. | ||||
Ticker: CMG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
1.2 | Elect Director Matthew A. Carey | Management | For | For |
1.3 | Elect Director Gregg L. Engles | Management | For | For |
1.4 | Elect Director Patricia Fili-Krushel | Management | For | For |
1.5 | Elect Director Neil W. Flanzraich | Management | For | For |
1.6 | Elect Director Mauricio Gutierrez | Management | For | For |
1.7 | Elect Director Robin Hickenlooper | Management | For | For |
1.8 | Elect Director Scott Maw | Management | For | For |
1.9 | Elect Director Ali Namvar | Management | For | For |
1.10 | Elect Director Brian Niccol | Management | For | For |
1.11 | Elect Director Mary Winston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
CHURCH & DWIGHT CO., INC. | ||||
Ticker: CHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Craigie | Management | For | For |
1b | Elect Director Matthew T. Farrell | Management | For | For |
1c | Elect Director Bradley C. Irwin | Management | For | For |
1d | Elect Director Penry W. Price | Management | For | For |
1e | Elect Director Susan G. Saideman | Management | For | For |
1f | Elect Director Ravichandra K. Saligram | Management | For | For |
1g | Elect Director Robert K. Shearer | Management | For | For |
1h | Elect Director Janet S. Vergis | Management | For | For |
1i | Elect Director Arthur B. Winkleblack | Management | For | For |
1j | Elect Director Laurie J. Yoler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement to Fill Board Vacancies | Management | For | For |
4 | Eliminate Supermajority Vote Requirement to Approve Certain Mergers, Consolidations or Dispositions of Substantial Assets | Management | For | For |
5 | Amend Articles of Incorporation to Remove Provisions Relating to Classified Board | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
CLOUDFLARE, INC. | ||||
Ticker: NET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria Eitel | Management | For | For |
1.2 | Elect Director Matthew Prince | Management | For | For |
1.3 | Elect Director Katrin Suder | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CONTEXTLOGIC, INC. | ||||
Ticker: WISH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Piotr Szulczewski | Management | For | For |
1.2 | Elect Director Julie Bradley | Management | For | For |
1.3 | Elect Director Ari Emanuel | Management | For | Withhold |
1.4 | Elect Director Joe Lonsdale | Management | For | For |
1.5 | Elect Director Jacqueline Reses | Management | For | For |
1.6 | Elect Director Tanzeen Syed | Management | For | Withhold |
1.7 | Elect Director Stephanie Tilenius | Management | For | Withhold |
1.8 | Elect Director Hans Tung | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
COSTAR GROUP, INC. | ||||
Ticker: CSGP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael R. Klein | Management | For | For |
1b | Elect Director Andrew C. Florance | Management | For | For |
1c | Elect Director Laura Cox Kaplan | Management | For | For |
1d | Elect Director Michael J. Glosserman | Management | For | For |
1e | Elect Director John W. Hill | Management | For | For |
1f | Elect Director Robert W. Musslewhite | Management | For | For |
1g | Elect Director Christopher J. Nassetta | Management | For | For |
1h | Elect Director Louise S. Sams | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Shareholder | Against | Against |
| ||||
COUPA SOFTWARE INCORPORATED | ||||
Ticker: COUP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Siboni | Management | For | For |
1.2 | Elect Director Tayloe Stansbury | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DECIPHERA PHARMACEUTICALS, INC. | ||||
Ticker: DCPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bristol | Management | For | For |
1.2 | Elect Director Frank S. Friedman | Management | For | For |
1.3 | Elect Director Ron Squarer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
DEXCOM, INC. | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin R. Sayer | Management | For | For |
1.2 | Elect Director Nicholas Augustinos | Management | For | For |
1.3 | Elect Director Bridgette P. Heller | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
| ||||
DOCUSIGN, INC. | ||||
Ticker: DOCU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Enrique Salem | Management | For | For |
1.2 | Elect Director Peter Solvik | Management | For | For |
1.3 | Elect Director Inhi Cho Suh | Management | For | For |
1.4 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DRAFTKINGS INC. | ||||
Ticker: DKNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason D. Robins | Management | For | For |
1.2 | Elect Director Harry Evans Sloan | Management | For | For |
1.3 | Elect Director Matthew Kalish | Management | For | For |
1.4 | Elect Director Paul Liberman | Management | For | For |
1.5 | Elect Director Woodrow H. Levin | Management | For | For |
1.6 | Elect Director Shalom Meckenzie | Management | For | For |
1.7 | Elect Director Jocelyn Moore | Management | For | For |
1.8 | Elect Director Ryan R. Moore | Management | For | For |
1.9 | Elect Director Valerie Mosley | Management | For | For |
1.10 | Elect Director Steven J. Murray | Management | For | For |
1.11 | Elect Director Hany M. Nada | Management | For | For |
1.12 | Elect Director John S. Salter | Management | For | For |
1.13 | Elect Director Marni M. Walden | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Other Business | Management | For | Abstain |
| ||||
DUCK CREEK TECHNOLOGIES, INC. | ||||
Ticker: DCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Moran | Management | For | Withhold |
1.2 | Elect Director Stuart Nicoll | Management | For | Withhold |
1.3 | Elect Director Jason Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
ENTEGRIS, INC. | ||||
Ticker: ENTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael A. Bradley | Management | For | For |
1b | Elect Director R. Nicholas Burns | Management | For | For |
1c | Elect Director Rodney Clark | Management | For | For |
1d | Elect Director James F. Gentilcore | Management | For | For |
1e | Elect Director Yvette Kanouff | Management | For | For |
1f | Elect Director James P. Lederer | Management | For | For |
1g | Elect Director Bertrand Loy | Management | For | For |
1h | Elect Director Paul L.H. Olson | Management | For | For |
1i | Elect Director Azita Saleki-Gerhardt | Management | For | For |
1j | Elect Director Brian F. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
EXPEDIA GROUP, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel Altman | Management | For | For |
1b | Elect Director Beverly Anderson | Management | For | For |
1c | Elect Director Susan Athey | Management | For | For |
1d | Elect Director Chelsea Clinton | Management | For | For |
1e | Elect Director Barry Diller | Management | For | For |
1f | Elect Director Jon Gieselman - Withdrawn | Management | None | None |
1g | Elect Director Craig Jacobson | Management | For | Withhold |
1h | Elect Director Peter Kern | Management | For | For |
1i | Elect Director Dara Khosrowshahi | Management | For | For |
1j | Elect Director Patricia Menendez-Cambo | Management | For | For |
1k | Elect Director Greg Mondre | Management | For | For |
1l | Elect Director David Sambur - Withdrawn | Management | None | None |
1m | Elect Director Alex von Furstenberg | Management | For | For |
1n | Elect Director Julie Whalen | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Political Contributions and Expenditures | Shareholder | Against | For |
| ||||
FASTENAL COMPANY | ||||
Ticker: FAST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott A. Satterlee | Management | For | For |
1b | Elect Director Michael J. Ancius | Management | For | For |
1c | Elect Director Stephen L. Eastman | Management | For | For |
1d | Elect Director Daniel L. Florness | Management | For | For |
1e | Elect Director Rita J. Heise | Management | For | For |
1f | Elect Director Hsenghung Sam Hsu | Management | For | For |
1g | Elect Director Daniel L. Johnson | Management | For | For |
1h | Elect Director Nicholas J. Lundquist | Management | For | For |
1i | Elect Director Reyne K. Wisecup | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FIVE BELOW, INC. | ||||
Ticker: FIVE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinesh S. Lathi | Management | For | For |
1b | Elect Director Richard L. Markee | Management | For | For |
1c | Elect Director Thomas G. Vellios | Management | For | For |
1d | Elect Director Zuhairah S. Washington | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel L. Comas | Management | For | For |
1b | Elect Director Feroz Dewan | Management | For | For |
1c | Elect Director Sharmistha Dubey | Management | For | For |
1d | Elect Director Rejji P. Hayes | Management | For | For |
1e | Elect Director James A. Lico | Management | For | For |
1f | Elect Director Kate D. Mitchell | Management | For | For |
1g | Elect Director Jeannine Sargent | Management | For | For |
1h | Elect Director Alan G. Spoon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
GLOBAL BLOOD THERAPEUTICS, INC. | ||||
Ticker: GBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott W. Morrison | Management | For | For |
1.2 | Elect Director Deval L. Patrick | Management | For | For |
1.3 | Elect Director Mark L. Perry | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herald Y. Chen | Management | For | For |
1.2 | Elect Director Brian H. Sharples | Management | For | For |
1.3 | Elect Director Leah Sweet | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GROCERY OUTLET HOLDING CORP. | ||||
Ticker: GO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Kay Haben | Management | For | For |
1.2 | Elect Director Gail Moody-Byrd | Management | For | For |
1.3 | Elect Director S. MacGregor Read, Jr. | Management | For | For |
1.4 | Elect Director Jeffrey York | Management | For | For |
2 | Ratify Deloitte and Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
GUARDANT HEALTH, INC. | ||||
Ticker: GH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Helmy Eltoukhy | Management | For | For |
1b | Elect Director AmirAli Talasaz | Management | For | For |
1c | Elect Director Bahija Jallal | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
HEALTHEQUITY, INC. | ||||
Ticker: HQY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Selander | Management | For | For |
1.2 | Elect Director Jon Kessler | Management | For | For |
1.3 | Elect Director Stephen Neeleman | Management | For | For |
1.4 | Elect Director Frank Corvino | Management | For | For |
1.5 | Elect Director Adrian Dillon | Management | For | For |
1.6 | Elect Director Evelyn Dilsaver | Management | For | For |
1.7 | Elect Director Debra McCowan | Management | For | For |
1.8 | Elect Director Stuart Parker | Management | For | For |
1.9 | Elect Director Ian Sacks | Management | For | For |
1.10 | Elect Director Gayle Wellborn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HERON THERAPEUTICS, INC. | ||||
Ticker: HRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barry Quart | Management | For | For |
1b | Elect Director Stephen Davis | Management | For | For |
1c | Elect Director Craig Johnson | Management | For | For |
1d | Elect Director Kimberly Manhard | Management | For | For |
1e | Elect Director Christian Waage | Management | For | For |
2 | Ratify OUM & Co. LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY | ||||
Ticker: HZNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William F. Daniel | Management | For | For |
1b | Elect Director H. Thomas Watkins | Management | For | For |
1c | Elect Director Pascale Witz | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brian Halligan | Management | For | For |
1b | Elect Director Ron Gill | Management | For | For |
1c | Elect Director Jill Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
IDEX CORPORATION | ||||
Ticker: IEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William M. Cook | Management | For | For |
1b | Elect Director Mark A. Buthman | Management | For | For |
1c | Elect Director Lakecia N. Gunter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce L. Claflin | Management | For | For |
1b | Elect Director Asha S. Collins | Management | For | For |
1c | Elect Director Daniel M. Junius | Management | For | For |
1d | Elect Director Sam Samad | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
INARI MEDICAL, INC. | ||||
Ticker: NARI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Hoffman | Management | For | Withhold |
1.2 | Elect Director Donald B. Milder | Management | For | Withhold |
1.3 | Elect Director Geoff Pardo | Management | For | Withhold |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
INSULET CORPORATION | ||||
Ticker: PODD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne A. I. Frederick | Management | For | For |
1.2 | Elect Director Shacey Petrovic | Management | For | For |
1.3 | Elect Director Timothy J. Scannell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ||||
IOVANCE BIOTHERAPEUTICS, INC. | ||||
Ticker: IOVA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iain Dukes | Management | For | For |
1.2 | Elect Director Maria Fardis | Management | For | Withhold |
1.3 | Elect Director Athena Countouriotis | Management | For | Withhold |
1.4 | Elect Director Ryan Maynard | Management | For | For |
1.5 | Elect Director Merrill A. McPeak | Management | For | Withhold |
1.6 | Elect Director Wayne P. Rothbaum | Management | For | For |
1.7 | Elect Director Michael Weiser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
IRHYTHM TECHNOLOGIES, INC. | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cathleen Noel Bairey Merz | Management | For | For |
1.2 | Elect Director Mark J. Rubash | Management | For | Withhold |
1.3 | Elect Director Renee Budig | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
JACK HENRY & ASSOCIATES, INC. | ||||
Ticker: JKHY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director John F. Prim | Management | For | For |
1.3 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
1.4 | Elect Director Jacque R. Fiegel | Management | For | For |
1.5 | Elect Director Thomas A. Wimsett | Management | For | For |
1.6 | Elect Director Laura G. Kelly | Management | For | For |
1.7 | Elect Director Shruti S. Miyashiro | Management | For | For |
1.8 | Elect Director Wesley A. Brown | Management | For | For |
1.9 | Elect Director David B. Foss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | Management | For | For |
4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| ||||
KANSAS CITY SOUTHERN | ||||
Ticker: KSU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lydia I. Beebe | Management | For | For |
1.2 | Elect Director Lu M. Cordova | Management | For | For |
1.3 | Elect Director Robert J. Druten | Management | For | For |
1.4 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
1.5 | Elect Director David Garza-Santos | Management | For | For |
1.6 | Elect Director Janet H. Kennedy | Management | For | For |
1.7 | Elect Director Mitchell J. Krebs | Management | For | For |
1.8 | Elect Director Henry J. Maier | Management | For | For |
1.9 | Elect Director Thomas A. McDonnell | Management | For | For |
1.10 | Elect Director Patrick J. Ottensmeyer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
KEYSIGHT TECHNOLOGIES, INC. | ||||
Ticker: KEYS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Nersesian | Management | For | For |
1.2 | Elect Director Charles J. Dockendorff | Management | For | For |
1.3 | Elect Director Robert A. Rango | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
KLA CORPORATION | ||||
Ticker: KLAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Barnholt | Management | For | For |
1.2 | Elect Director Robert Calderoni | Management | For | For |
1.3 | Elect Director Jeneanne Hanley | Management | For | For |
1.4 | Elect Director Emiko Higashi | Management | For | For |
1.5 | Elect Director Kevin Kennedy | Management | For | For |
1.6 | Elect Director Gary Moore | Management | For | For |
1.7 | Elect Director Marie Myers | Management | For | For |
1.8 | Elect Director Kiran Patel | Management | For | For |
1.9 | Elect Director Victor Peng | Management | For | For |
1.10 | Elect Director Robert Rango | Management | For | For |
1.11 | Elect Director Richard Wallace | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
LATTICE SEMICONDUCTOR CORPORATION | ||||
Ticker: LSCC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Anderson | Management | For | For |
1.2 | Elect Director Robin A. Abrams | Management | For | For |
1.3 | Elect Director Mark E. Jensen | Management | For | For |
1.4 | Elect Director Anjali Joshi | Management | For | For |
1.5 | Elect Director James P. Lederer | Management | For | For |
1.6 | Elect Director Krishna Rangasayee | Management | For | For |
1.7 | Elect Director D. Jeffrey Richardson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
LEVI STRAUSS & CO. | ||||
Ticker: LEVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David A. Friedman | Management | For | For |
1b | Elect Director Yael Garten | Management | For | For |
1c | Elect Director Jenny Ming | Management | For | For |
1d | Elect Director Joshua E. Prime | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
LIVONGO HEALTH, INC. | ||||
Ticker: LVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
LULULEMON ATHLETICA INC. | ||||
Ticker: LULU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Calvin McDonald | Management | For | For |
1b | Elect Director Martha Morfitt | Management | For | For |
1c | Elect Director Emily White | Management | For | For |
1d | Elect Director Kourtney Gibson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MARAVAI LIFESCIENCES HOLDINGS, INC. | ||||
Ticker: MRVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Hull | Management | For | For |
1.2 | Elect Director Benjamin Daverman | Management | For | Withhold |
1.3 | Elect Director Susannah Gray | Management | For | For |
1.4 | Elect Director Constantine Mihas | Management | For | Withhold |
2 | Advisory Vote to Retain Classified Board Structure | Management | For | Against |
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Against |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MARKETAXESS HOLDINGS INC. | ||||
Ticker: MKTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Nancy Altobello | Management | For | For |
1c | Elect Director Steven L. Begleiter | Management | For | For |
1d | Elect Director Stephen P. Casper | Management | For | For |
1e | Elect Director Jane Chwick | Management | For | For |
1f | Elect Director Christopher R. Concannon | Management | For | For |
1g | Elect Director William F. Cruger | Management | For | For |
1h | Elect Director Kourtney Gibson | Management | For | For |
1i | Elect Director Justin G. Gmelich | Management | For | For |
1j | Elect Director Richard G. Ketchum | Management | For | For |
1k | Elect Director Emily H. Portney | Management | For | For |
1l | Elect Director Richard L. Prager | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy M. Ables | Management | For | For |
1.2 | Elect Director Sue W. Cole | Management | For | For |
1.3 | Elect Director Smith W. Davis | Management | For | For |
1.4 | Elect Director Anthony R. Foxx | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director C. Howard Nye | Management | For | For |
1.7 | Elect Director Laree E. Perez | Management | For | For |
1.8 | Elect Director Thomas H. Pike | Management | For | For |
1.9 | Elect Director Michael J. Quillen | Management | For | For |
1.10 | Elect Director Donald W. Slager | Management | For | For |
1.11 | Elect Director David C. Wajsgras | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MATCH GROUP, INC. | ||||
Ticker: MTCH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wendi Murdoch | Management | For | For |
1b | Elect Director Glenn H. Schiffman | Management | For | For |
1c | Elect Director Pamela S. Seymon | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
MERCURY SYSTEMS, INC. | ||||
Ticker: MRCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Aslett | Management | For | For |
1.2 | Elect Director Mary Louise Krakauer | Management | For | For |
1.3 | Elect Director William K. O'Brien | Management | For | For |
1.4 | Elect Director Orlando P. Carvalho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Domitille Doat-Le Bigot | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Elisha W. Finney | Management | For | For |
1.6 | Elect Director Richard Francis | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Sanghi | Management | For | For |
1.2 | Elect Director Matthew W. Chapman | Management | For | For |
1.3 | Elect Director L.B. Day | Management | For | Against |
1.4 | Elect Director Esther L. Johnson | Management | For | Against |
1.5 | Elect Director Wade F. Meyercord | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MIRATI THERAPEUTICS, INC. | ||||
Ticker: MRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Baum | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director Julie M. Cherrington | Management | For | For |
1.4 | Elect Director Aaron I. Davis | Management | For | For |
1.5 | Elect Director Henry J. Fuchs | Management | For | Withhold |
1.6 | Elect Director Michael Grey | Management | For | Withhold |
1.7 | Elect Director Faheem Hasnain | Management | For | For |
1.8 | Elect Director Craig Johnson | Management | For | For |
1.9 | Elect Director Maya Martinez-Davis | Management | For | For |
1.10 | Elect Director Shalini Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
MONGODB, INC. | ||||
Ticker: MDB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roelof Botha | Management | For | For |
1.2 | Elect Director Dev Ittycheria | Management | For | For |
1.3 | Elect Director John McMahon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
MONOLITHIC POWER SYSTEMS, INC. | ||||
Ticker: MPWR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugen Elmiger | Management | For | For |
1.2 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MSCI INC. | ||||
Ticker: MSCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Wayne Edmunds | Management | For | For |
1d | Elect Director Catherine R. Kinney | Management | For | For |
1e | Elect Director Jacques P. Perold | Management | For | For |
1f | Elect Director Sandy C. Rattray | Management | For | For |
1g | Elect Director Linda H. Riefler | Management | For | For |
1h | Elect Director Marcus L. Smith | Management | For | For |
1i | Elect Director Paula Volent | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NUVEI CORPORATION | ||||
Ticker: NVEI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Fayer | Management | For | For |
1.2 | Elect Director Michael Hanley | Management | For | For |
1.3 | Elect Director David Lewin | Management | For | For |
1.4 | Elect Director Daniela Mielke | Management | For | For |
1.5 | Elect Director Pascal Tremblay | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
NVR, INC. | ||||
Ticker: NVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight C. Schar | Management | For | For |
1.2 | Elect Director C. E. Andrews | Management | For | For |
1.3 | Elect Director Sallie B. Bailey | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director Alfred E. Festa | Management | For | For |
1.6 | Elect Director Manuel H. Johnson | Management | For | For |
1.7 | Elect Director Alexandra A. Jung | Management | For | For |
1.8 | Elect Director Mel Martinez | Management | For | For |
1.9 | Elect Director William A. Moran | Management | For | Against |
1.10 | Elect Director David A. Preiser | Management | For | For |
1.11 | Elect Director W. Grady Rosier | Management | For | For |
1.12 | Elect Director Susan Williamson Ross | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OKTA, INC. | ||||
Ticker: OKTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd McKinnon | Management | For | For |
1.2 | Elect Director Michael Stankey | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
OLD DOMINION FREIGHT LINE, INC. | ||||
Ticker: ODFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherry A. Aaholm | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.4 | Elect Director Bradley R. Gabosch | Management | For | For |
1.5 | Elect Director Greg C. Gantt | Management | For | For |
1.6 | Elect Director Patrick D. Hanley | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Wendy T. Stallings | Management | For | For |
1.9 | Elect Director Thomas A. Stith, III | Management | For | For |
1.10 | Elect Director Leo H. Suggs | Management | For | For |
1.11 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
PAYLOCITY HOLDING CORPORATION | ||||
Ticker: PCTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
1.2 | Elect Director Ellen Carnahan | Management | For | For |
1.3 | Elect Director Jeffrey T. Diehl | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PELOTON INTERACTIVE, INC. | ||||
Ticker: PTON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erik Blachford | Management | For | Withhold |
1.2 | Elect Director Howard Draft | Management | For | For |
1.3 | Elect Director Pamela Thomas-Graham | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
PENUMBRA, INC. | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam Elsesser | Management | For | For |
1.2 | Elect Director Harpreet Grewal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PINTEREST, INC. | ||||
Ticker: PINS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fredric Reynolds | Management | For | For |
1b | Elect Director Evan Sharp | Management | For | For |
1c | Elect Director Andrea Wishom | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PTC THERAPEUTICS, INC. | ||||
Ticker: PTCT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emma Reeve | Management | For | For |
1.2 | Elect Director Michael Schmertzler | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1.4 | Elect Director Mary Smith | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
Q2 HOLDINGS, INC. | ||||
Ticker: QTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Lynn Atchison | Management | For | For |
1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
1.3 | Elect Director Matthew P. Flake | Management | For | For |
1.4 | Elect Director Stephen C. Hooley | Management | For | For |
1.5 | Elect Director Margaret L. Taylor | Management | For | For |
1.6 | Elect Director Lynn Antipas Tyson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
REATA PHARMACEUTICALS, INC. | ||||
Ticker: RETA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. McClellan, Jr. | Management | For | For |
1.2 | Elect Director William E. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
REPUBLIC SERVICES, INC. | ||||
Ticker: RSG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Manuel Kadre | Management | For | For |
1b | Elect Director Tomago Collins | Management | For | For |
1c | Elect Director Michael A. Duffy | Management | For | For |
1d | Elect Director Thomas W. Handley | Management | For | For |
1e | Elect Director Jennifer M. Kirk | Management | For | For |
1f | Elect Director Michael Larson | Management | For | For |
1g | Elect Director Kim S. Pegula | Management | For | For |
1h | Elect Director James P. Snee | Management | For | For |
1i | Elect Director Brian S. Tyler | Management | For | For |
1j | Elect Director Sandra M. Volpe | Management | For | For |
1k | Elect Director Katharine B. Weymouth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Integrating ESG Metrics Into Executive Compensation Program | Shareholder | Against | Against |
| ||||
RH | ||||
Ticker: RH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilary Krane | Management | For | For |
1.2 | Elect Director Katie Mitic | Management | For | For |
1.3 | Elect Director Ali Rowghani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
ROCKET PHARMACEUTICALS, INC. | ||||
Ticker: RCKT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roderick Wong | Management | For | For |
1b | Elect Director Carsten Boess | Management | For | For |
1c | Elect Director Pedro Granadillo | Management | For | For |
1d | Elect Director Gotham Makker | Management | For | For |
1e | Elect Director Gaurav Shah | Management | For | For |
1f | Elect Director David P. Southwell | Management | For | For |
1g | Elect Director Naveen Yalamanchi | Management | For | Withhold |
1h | Elect Director Elisabeth Bjork | Management | For | For |
2 | Ratify EisnerAmper LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ROKU, INC. | ||||
Ticker: ROKU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ravi Ahuja | Management | For | For |
1b | Elect Director Mai Fyfield | Management | For | For |
1c | Elect Director Laurie Simon Hodrick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
SBA COMMUNICATIONS CORPORATION | ||||
Ticker: SBAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary S. Chan | Management | For | For |
1.2 | Elect Director George R. Krouse, Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SEAGEN INC. | ||||
Ticker: SGEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Felix J. Baker | Management | For | For |
1b | Elect Director Clay B. Siegall | Management | For | For |
1c | Elect Director Nancy A. Simonian | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
SEMTECH CORPORATION | ||||
Ticker: SMTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin S.J. Burvill | Management | For | For |
1.2 | Elect Director Rodolpho C. Cardenuto | Management | For | For |
1.3 | Elect Director Bruce C. Edwards | Management | For | For |
1.4 | Elect Director Saar Gillai | Management | For | For |
1.5 | Elect Director Rockell N. Hankin | Management | For | For |
1.6 | Elect Director Ye Jane Li | Management | For | For |
1.7 | Elect Director James T. Lindstrom | Management | For | For |
1.8 | Elect Director Paula LuPriore | Management | For | For |
1.9 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.10 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SITIME CORPORATION | ||||
Ticker: SITM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Frank | Management | For | For |
1.2 | Elect Director Christine A. Heckart | Management | For | For |
1.3 | Elect Director Tom D. Yiu | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| ||||
SOLAREDGE TECHNOLOGIES, INC. | ||||
Ticker: SEDG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nadav Zafrir | Management | For | For |
1b | Elect Director Avery More | Management | For | For |
1c | Elect Director Zivi Lando | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | For |
1j | Elect Director John T. Montford | Management | For | For |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Shareholder | Against | For |
| ||||
SPOTIFY TECHNOLOGY SA | ||||
Ticker: SPOT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4a | Elect Daniel Ek as A Director | Management | For | For |
4b | Elect Martin Lorentzon as A Director | Management | For | For |
4c | Elect Shishir Samir Mehrotra as A Director | Management | For | For |
4d | Elect Christopher Marshall as B Director | Management | For | For |
4e | Elect Barry McCarthy as B Director | Management | For | For |
4f | Elect Heidi O'Neill as B Director | Management | For | For |
4g | Elect Ted Sarandos as B Director | Management | For | For |
4h | Elect Thomas Owen Staggs as B Director | Management | For | For |
4i | Elect Cristina Mayville Stenbeck as B Director | Management | For | For |
4j | Elect Mona Sutphen as B Director | Management | For | For |
4k | Elect Padmasree Warrior as B Director | Management | For | For |
5 | Appoint Ernst & Young S.A. as Auditor | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Share Repurchase | Management | For | For |
8 | Authorize Guy Harles and Alexandre Gobert to Execute and Deliver, and with Full Power of Substitution, Any Documents Necessary or Useful in Connection with the Annual Filing and Registration Required by the Luxembourg Laws | Management | For | For |
| ||||
STANLEY BLACK & DECKER, INC. | ||||
Ticker: SWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrea J. Ayers | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Patrick D. Campbell | Management | For | For |
1d | Elect Director Carlos M. Cardoso | Management | For | For |
1e | Elect Director Robert B. Coutts | Management | For | For |
1f | Elect Director Debra A. Crew | Management | For | For |
1g | Elect Director Michael D. Hankin | Management | For | For |
1h | Elect Director James M. Loree | Management | For | For |
1i | Elect Director Jane M. Palmieri | Management | For | For |
1j | Elect Director Mojdeh Poul | Management | For | For |
1k | Elect Director Dmitri L. Stockton | Management | For | For |
1l | Elect Director Irving Tan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Eliminate Supermajority Vote Requirement Applicable Under the Connecticut Business Corporation Act | Management | For | For |
6 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Management | For | For |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| ||||
SVB FINANCIAL GROUP | ||||
Ticker: SIVB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Becker | Management | For | For |
1.2 | Elect Director Eric Benhamou | Management | For | For |
1.3 | Elect Director John Clendening | Management | For | For |
1.4 | Elect Director Richard Daniels | Management | For | For |
1.5 | Elect Director Alison Davis | Management | For | For |
1.6 | Elect Director Roger Dunbar | Management | For | For |
1.7 | Elect Director Joel Friedman | Management | For | For |
1.8 | Elect Director Jeffrey Maggioncalda | Management | For | For |
1.9 | Elect Director Beverly Kay Matthews | Management | For | For |
1.10 | Elect Director Mary Miller | Management | For | For |
1.11 | Elect Director Kate Mitchell | Management | For | For |
1.12 | Elect Director Garen Staglin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
SYNOPSYS, INC. | ||||
Ticker: SNPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aart J. de Geus | Management | For | For |
1b | Elect Director Chi-Foon Chan | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Bruce R. Chizen | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1g | Elect Director Jeannine P. Sargent | Management | For | For |
1h | Elect Director John Schwarz | Management | For | For |
1i | Elect Director Roy Vallee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
TELADOC HEALTH, INC. | ||||
Ticker: TDOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher Bischoff | Management | For | For |
1b | Elect Director Karen L. Daniel | Management | For | For |
1c | Elect Director Sandra L. Fenwick | Management | For | For |
1d | Elect Director William H. Frist | Management | For | For |
1e | Elect Director Jason Gorevic | Management | For | For |
1f | Elect Director Catherine A. Jacobson | Management | For | For |
1g | Elect Director Thomas G. McKinley | Management | For | For |
1h | Elect Director Kenneth H. Paulus | Management | For | For |
1i | Elect Director David Shedlarz | Management | For | For |
1j | Elect Director Mark Douglas Smith | Management | For | For |
1k | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TELEFLEX INCORPORATED | ||||
Ticker: TFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Candace H. Duncan | Management | For | For |
1b | Elect Director Stephen K. Klasko | Management | For | For |
1c | Elect Director Stuart A. Randle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | None | For |
| ||||
TERRENO REALTY CORPORATION | ||||
Ticker: TRNO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Blake Baird | Management | For | For |
1b | Elect Director Michael A. Coke | Management | For | For |
1c | Elect Director Linda Assante | Management | For | For |
1d | Elect Director LeRoy E. Carlson | Management | For | For |
1e | Elect Director David M. Lee | Management | For | For |
1f | Elect Director Gabriela F. Parcella | Management | For | For |
1g | Elect Director Douglas M. Pasquale | Management | For | For |
1h | Elect Director Dennis Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRACTOR SUPPLY COMPANY | ||||
Ticker: TSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
1.2 | Elect Director Joy Brown | Management | For | For |
1.3 | Elect Director Ricardo Cardenas | Management | For | For |
1.4 | Elect Director Denise L. Jackson | Management | For | For |
1.5 | Elect Director Thomas A. Kingsbury | Management | For | For |
1.6 | Elect Director Ramkumar Krishnan | Management | For | For |
1.7 | Elect Director Edna K. Morris | Management | For | For |
1.8 | Elect Director Mark J. Weikel | Management | For | For |
1.9 | Elect Director Harry A. Lawton, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
TRADEWEB MARKETS INC. | ||||
Ticker: TW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paula Madoff | Management | For | For |
1.2 | Elect Director Thomas Pluta | Management | For | For |
1.3 | Elect Director Brian West | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ||||
TRANSDIGM GROUP INCORPORATED | ||||
Ticker: TDG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barr | Management | For | For |
1.2 | Elect Director Mervin Dunn | Management | For | For |
1.3 | Elect Director Michael S. Graff | Management | For | For |
1.4 | Elect Director Sean P. Hennessy | Management | For | For |
1.5 | Elect Director W. Nicholas Howley | Management | For | For |
1.6 | Elect Director Raymond F. Laubenthal | Management | For | For |
1.7 | Elect Director Gary E. McCullough | Management | For | For |
1.8 | Elect Director Michele Santana | Management | For | For |
1.9 | Elect Director Robert J. Small | Management | For | For |
1.10 | Elect Director John Staer | Management | For | For |
1.11 | Elect Director Kevin Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRANSUNION | ||||
Ticker: TRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William P. (Billy) Bosworth | Management | For | For |
1b | Elect Director Suzanne P. Clark | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Russell P. Fradin | Management | For | For |
1e | Elect Director Pamela A. Joseph | Management | For | For |
1f | Elect Director Thomas L. Monahan, III | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
TWILIO INC. | ||||
Ticker: TWLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Lawson | Management | For | For |
1.2 | Elect Director Byron Deeter | Management | For | For |
1.3 | Elect Director Jeffrey Epstein | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ||||
ULTA BEAUTY, INC. | ||||
Ticker: ULTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Halligan | Management | For | For |
1.2 | Elect Director David C. Kimbell | Management | For | For |
1.3 | Elect Director George R. Mrkonic | Management | For | For |
1.4 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VAIL RESORTS, INC. | ||||
Ticker: MTN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan L. Decker | Management | For | For |
1b | Elect Director Robert A. Katz | Management | For | For |
1c | Elect Director Nadia Rawlinson | Management | For | For |
1d | Elect Director John T. Redmond | Management | For | For |
1e | Elect Director Michele Romanow | Management | For | For |
1f | Elect Director Hilary A. Schneider | Management | For | For |
1g | Elect Director D. Bruce Sewell | Management | For | For |
1h | Elect Director John F. Sorte | Management | For | For |
1i | Elect Director Peter A. Vaughn | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Conversion to Delaware Public Benefit Corporation | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
| ||||
VEEVA SYSTEMS INC. | ||||
Ticker: VEEV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Carges | Management | For | For |
1b | Elect Director Paul E. Chamberlain | Management | For | For |
1c | Elect Director Ronald E.F. Codd | Management | For | For |
1d | Elect Director Peter P. Gassner | Management | For | For |
1e | Elect Director Mary Lynne Hedley | Management | For | For |
1f | Elect Director Gordon Ritter | Management | For | For |
1g | Elect Director Paul Sekhri | Management | For | For |
1h | Elect Director Matthew J. Wallach | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Three Years |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Against |
| ||||
VERISK ANALYTICS, INC. | ||||
Ticker: VRSK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel G. Liss | Management | For | For |
1b | Elect Director Bruce E. Hansen | Management | For | For |
1c | Elect Director Therese M. Vaughan | Management | For | For |
1d | Elect Director Kathleen A. Hogenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VIASAT, INC. | ||||
Ticker: VSAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Dankberg | Management | For | For |
1b | Elect Director Varsha Rao | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
WAYFAIR INC. | ||||
Ticker: W | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Niraj Shah | Management | For | For |
1b | Elect Director Steven Conine | Management | For | For |
1c | Elect Director Michael Choe | Management | For | For |
1d | Elect Director Andrea Jung | Management | For | For |
1e | Elect Director Michael Kumin | Management | For | For |
1f | Elect Director Jeffrey Naylor | Management | For | For |
1g | Elect Director Anke Schaferkordt | Management | For | For |
1h | Elect Director Michael E. Sneed | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
WIX.COM LTD. | ||||
Ticker: WIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Deirdre Bigley as Director | Management | For | For |
1b | Reelect Allon Bloch as Director | Management | For | For |
2 | Reappoint Appointment and Compensation of Kost, Forer, Gabbay & Kasierer as Auditors | Management | For | For |
3 | Discuss Financial Statements and the Report of the Board | Management | None | None |
| ||||
WYNN RESORTS, LIMITED | ||||
Ticker: WYNN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betsy S. Atkins | Management | For | For |
1.2 | Elect Director Matthew O. Maddox | Management | For | For |
1.3 | Elect Director Philip G. Satre | Management | For | For |
1.4 | Elect Director Darnell O. Strom | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
XILINX, INC. | ||||
Ticker: XLNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Segers | Management | For | For |
1.2 | Elect Director Raman K. Chitkara | Management | For | For |
1.3 | Elect Director Saar Gillai | Management | For | For |
1.4 | Elect Director Ronald S. Jankov | Management | For | For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | For |
1.6 | Elect Director Thomas H. Lee | Management | For | For |
1.7 | Elect Director Jon A. Olson | Management | For | For |
1.8 | Elect Director Victor Peng | Management | For | For |
1.9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ZENDESK, INC. | ||||
Ticker: ZEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Archana Agrawal | Management | For | For |
1b | Elect Director Hilarie Koplow-McAdams | Management | For | For |
1c | Elect Director Michelle Wilson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
ZYNGA INC. | ||||
Ticker: ZNGA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark Pincus | Management | For | For |
1b | Elect Director Frank Gibeau | Management | For | For |
1c | Elect Director Regina E. Dugan | Management | For | For |
1d | Elect Director William "Bing" Gordon | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Carol G. Mills | Management | For | For |
1g | Elect Director Janice M. Roberts | Management | For | For |
1h | Elect Director Ellen F. Siminoff | Management | For | For |
1i | Elect Director Noel B. Watson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
Franklin Strategic Income Fund
| ||||
AMPLIFY ENERGY CORP. | ||||
Ticker: AMPY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrice Douglas | Management | For | For |
1b | Elect Director Christopher W. Hamm | Management | For | For |
1c | Elect Director Randal T. Klein | Management | For | For |
1d | Elect Director Evan S. Lederman | Management | For | For |
1e | Elect Director David H. Proman | Management | For | For |
1f | Elect Director Todd R. Snyder | Management | For | For |
1g | Elect Director Martyn Willsher | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | ||||
Ticker: CCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. William Eccleshare | Management | For | For |
1.2 | Elect Director Lisa Hammitt | Management | For | For |
1.3 | Elect Director Mary Teresa Rainey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
IHEARTMEDIA, INC. | ||||
Ticker: IHRT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Bressler | Management | For | For |
1.2 | Elect Director Kamakshi Sivaramakrishnan | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
PARTY CITY HOLDCO INC. | ||||
Ticker: PRTY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel Alsfine | Management | For | For |
1.2 | Elect Director Steven J. Collins | Management | For | For |
1.3 | Elect Director James G. Conroy | Management | For | Withhold |
1.4 | Elect Director William S. Creekmuir | Management | For | For |
1.5 | Elect Director Sarah Dodds-Brown | Management | For | For |
1.6 | Elect Director Jennifer Fleiss | Management | For | For |
1.7 | Elect Director John A. Frascotti | Management | For | For |
1.8 | Elect Director James M. Harrison | Management | For | For |
1.9 | Elect Director Norman S. Matthews | Management | For | For |
1.10 | Elect Director Michelle Millstone-Shroff | Management | For | For |
1.11 | Elect Director Bradley M. Weston | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
VERSO CORPORATION | ||||
Ticker: VRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Beckler | Management | For | For |
1b | Elect Director Marvin Cooper | Management | For | For |
1c | Elect Director Sean T. Erwin | Management | For | For |
1d | Elect Director Jeffrey E. Kirt | Management | For | For |
1e | Elect Director Randy J. Nebel | Management | For | For |
1f | Elect Director Adam St. John | Management | For | For |
1g | Elect Director Nancy M. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
VERSO CORPORATION | ||||
Ticker: VRS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Beckler | Management | For | For |
1b | Elect Director Marvin Cooper | Management | For | For |
1c | Elect Director Jeffrey E. Kirt | Management | For | For |
1d | Elect Director Randy J. Nebel | Management | For | For |
1e | Elect Director Nancy M. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
WEATHERFORD INTERNATIONAL PLC | ||||
Ticker: WFTLF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Benjamin C. Duster, IV | Management | For | For |
1b | Elect Director Neal P. Goldman | Management | For | For |
1c | Elect Director Jacqueline Mutschler | Management | For | For |
1d | Elect Director Girishchandra K. Saligram | Management | For | For |
1e | Elect Director Charles M. Sledge | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
Franklin Templeton SMACS Series CH
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Templeton SMACS Series E
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry Page | Management | For | For |
1b | Elect Director Sergey Brin | Management | For | For |
1c | Elect Director Sundar Pichai | Management | For | For |
1d | Elect Director John L. Hennessy | Management | For | For |
1e | Elect Director Frances H. Arnold | Management | For | For |
1f | Elect Director L. John Doerr | Management | For | For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1h | Elect Director Ann Mather | Management | For | For |
1i | Elect Director Alan R. Mulally | Management | For | For |
1j | Elect Director K. Ram Shriram | Management | For | For |
1k | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Shareholder | Against | Against |
6 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
7 | Report on Takedown Requests | Shareholder | Against | Against |
8 | Report on Whistleblower Policies and Practices | Shareholder | Against | Against |
9 | Report on Charitable Contributions | Shareholder | Against | Against |
10 | Report on Risks Related to Anticompetitive Practices | Shareholder | Against | Against |
11 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Against |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | For |
1e | Elect Director Bruce R. Evans | Management | For | For |
1f | Elect Director Edward H. Frank | Management | For | For |
1g | Elect Director Laurie H. Glimcher | Management | For | For |
1h | Elect Director Karen M. Golz | Management | For | For |
1i | Elect Director Mark M. Little | Management | For | For |
1j | Elect Director Kenton J. Sicchitano | Management | For | For |
1k | Elect Director Susie Wee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5a | Re-elect Leif Johansson as Director | Management | For | For |
5b | Re-elect Pascal Soriot as Director | Management | For | For |
5c | Re-elect Marc Dunoyer as Director | Management | For | For |
5d | Re-elect Philip Broadley as Director | Management | For | For |
5e | Elect Euan Ashley as Director | Management | For | For |
5f | Re-elect Michel Demare as Director | Management | For | For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | For |
5h | Elect Diana Layfield as Director | Management | For | For |
5i | Re-elect Sheri McCoy as Director | Management | For | For |
5j | Re-elect Tony Mok as Director | Management | For | For |
5k | Re-elect Nazneen Rahman as Director | Management | For | For |
5l | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise UK Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
14 | Amend Performance Share Plan | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | Management | For | For |
| ||||
BAKER HUGHES COMPANY | ||||
Ticker: BKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Geoffrey Beattie | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Cynthia B. Carroll | Management | For | For |
1.4 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Gregory L. Ebel | Management | For | For |
1.7 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.8 | Elect Director John G. Rice | Management | For | For |
1.9 | Elect Director Lorenzo Simonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
BANK OF AMERICA CORPORATION | ||||
Ticker: BAC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sharon L. Allen | Management | For | For |
1b | Elect Director Susan S. Bies | Management | For | For |
1c | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1d | Elect Director Pierre J.P. de Weck | Management | For | For |
1e | Elect Director Arnold W. Donald | Management | For | For |
1f | Elect Director Linda P. Hudson | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Thomas J. May | Management | For | For |
1i | Elect Director Brian T. Moynihan | Management | For | For |
1j | Elect Director Lionel L. Nowell, III | Management | For | For |
1k | Elect Director Denise L. Ramos | Management | For | For |
1l | Elect Director Clayton S. Rose | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
1n | Elect Director Thomas D. Woods | Management | For | For |
1o | Elect Director R. David Yost | Management | For | For |
1p | Elect Director Maria T. Zuber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | For |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Approve Change in Organizational Form | Shareholder | Against | Against |
8 | Request on Racial Equity Audit | Shareholder | Against | Against |
| ||||
BCE INC. | ||||
Ticker: BCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mirko Bibic | Management | For | For |
1.2 | Elect Director David F. Denison | Management | For | For |
1.3 | Elect Director Robert P. Dexter | Management | For | For |
1.4 | Elect Director Ian Greenberg | Management | For | For |
1.5 | Elect Director Katherine Lee | Management | For | For |
1.6 | Elect Director Monique F. Leroux | Management | For | For |
1.7 | Elect Director Sheila A. Murray | Management | For | For |
1.8 | Elect Director Gordon M. Nixon | Management | For | For |
1.9 | Elect Director Louis P. Pagnutti | Management | For | For |
1.10 | Elect Director Calin Rovinescu | Management | For | For |
1.11 | Elect Director Karen Sheriff | Management | For | For |
1.12 | Elect Director Robert C. Simmonds | Management | For | For |
1.13 | Elect Director Jennifer Tory | Management | For | For |
1.14 | Elect Director Cornell Wright | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | For |
1B | Elect Director Michael W. Bonney | Management | For | For |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Julia A. Haller | Management | For | For |
1E | Elect Director Paula A. Price | Management | For | For |
1F | Elect Director Derica W. Rice | Management | For | For |
1G | Elect Director Theodore R. Samuels | Management | For | For |
1H | Elect Director Gerald L. Storch | Management | For | For |
1I | Elect Director Karen H. Vousden | Management | For | For |
1J | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Special Shareholder Meetings to 15% | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Reduce Ownership Threshold for Special Shareholder Meetings to 10% | Shareholder | Against | Against |
| ||||
CISCO SYSTEMS, INC. | ||||
Ticker: CSCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director M. Michele Burns | Management | For | For |
1b | Elect Director Wesley G. Bush | Management | For | For |
1c | Elect Director Michael D. Capellas | Management | For | For |
1d | Elect Director Mark Garrett | Management | For | For |
1e | Elect Director Kristina M. Johnson | Management | For | For |
1f | Elect Director Roderick C. McGeary | Management | For | For |
1g | Elect Director Charles H. Robbins | Management | For | For |
1h | Elect Director Arun Sarin - Withdrawn | Management | None | None |
1i | Elect Director Brenton L. Saunders | Management | For | For |
1j | Elect Director Lisa T. Su | Management | For | For |
2 | Change State of Incorporation from California to Delaware | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chair | Shareholder | Against | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Naomi M. Bergman | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Maritza G. Montiel | Management | For | For |
1.8 | Elect Director Asuka Nakahara | Management | For | For |
1.9 | Elect Director David C. Novak | Management | For | For |
1.10 | Elect Director Brian L. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Risks Posed by the Failing to Prevent Workplace Sexual Harassment | Shareholder | Against | For |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Anne M. Finucane | Management | For | For |
1h | Elect Director Edward J. Ludwig | Management | For | For |
1i | Elect Director Karen S. Lynch | Management | For | For |
1j | Elect Director Jean-Pierre Millon | Management | For | For |
1k | Elect Director Mary L. Schapiro | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | Against |
| ||||
DOMINION ENERGY, INC. | ||||
Ticker: D | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director James A. Bennett | Management | For | For |
1B | Elect Director Robert M. Blue | Management | For | For |
1C | Elect Director Helen E. Dragas | Management | For | For |
1D | Elect Director James O. Ellis, Jr. | Management | For | For |
1E | Elect Director D. Maybank Hagood | Management | For | For |
1F | Elect Director Ronald W. Jibson | Management | For | For |
1G | Elect Director Mark J. Kington | Management | For | For |
1H | Elect Director Joseph M. Rigby | Management | For | For |
1I | Elect Director Pamela J. Royal | Management | For | For |
1J | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1K | Elect Director Susan N. Story | Management | For | For |
1L | Elect Director Michael E. Szymanczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
5 | Require Independent Board Chair | Shareholder | Against | For |
6 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
DTE ENERGY COMPANY | ||||
Ticker: DTE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director Mark A. Murray | Management | For | For |
1.6 | Elect Director Gerardo Norcia | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
1.8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
1.9 | Elect Director David A. Thomas | Management | For | For |
1.10 | Elect Director Gary H. Torgow | Management | For | For |
1.11 | Elect Director James H. Vandenberghe | Management | For | For |
1.12 | Elect Director Valerie M. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Against |
6 | Report on Costs and Benefits of Environmental Related Expenditures | Shareholder | Against | Against |
| ||||
DUKE ENERGY CORPORATION | ||||
Ticker: DUK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Browning | Management | For | For |
1.2 | Elect Director Annette K. Clayton | Management | For | For |
1.3 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.4 | Elect Director Robert M. Davis | Management | For | For |
1.5 | Elect Director Caroline Dorsa | Management | For | For |
1.6 | Elect Director W. Roy Dunbar | Management | For | For |
1.7 | Elect Director Nicholas C. Fanandakis | Management | For | For |
1.8 | Elect Director Lynn J. Good | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director E. Marie McKee | Management | For | For |
1.11 | Elect Director Michael J. Pacilio | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director William E. Webster, Jr. | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Require Independent Board Chair | Shareholder | Against | Against |
6 | Report on Political Contributions and Expenditures | Shareholder | Against | Against |
| ||||
EDISON INTERNATIONAL | ||||
Ticker: EIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeanne Beliveau-Dunn | Management | For | For |
1b | Elect Director Michael C. Camunez | Management | For | For |
1c | Elect Director Vanessa C.L. Chang | Management | For | For |
1d | Elect Director James T. Morris | Management | For | For |
1e | Elect Director Timothy T. O'Toole | Management | For | For |
1f | Elect Director Pedro J. Pizarro | Management | For | For |
1g | Elect Director Carey A. Smith | Management | For | For |
1h | Elect Director Linda G. Stuntz | Management | For | For |
1i | Elect Director William P. Sullivan | Management | For | For |
1j | Elect Director Peter J. Taylor | Management | For | For |
1k | Elect Director Keith Trent | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony Anderson | Management | For | For |
1b | Elect Director Ann Berzin | Management | For | For |
1c | Elect Director Laurie Brlas | Management | For | For |
1d | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1e | Elect Director Christopher Crane | Management | For | For |
1f | Elect Director Yves de Balmann | Management | For | For |
1g | Elect Director Linda Jojo | Management | For | For |
1h | Elect Director Paul Joskow | Management | For | For |
1i | Elect Director Robert Lawless | Management | For | For |
1j | Elect Director John Richardson | Management | For | For |
1k | Elect Director Mayo Shattuck, III | Management | For | For |
1l | Elect Director John Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Report on Child Labor Audit | Shareholder | Against | Against |
| ||||
GENERAL DYNAMICS CORPORATION | ||||
Ticker: GD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James S. Crown | Management | For | For |
1b | Elect Director Rudy F. deLeon | Management | For | For |
1c | Elect Director Cecil D. Haney | Management | For | For |
1d | Elect Director Mark M. Malcolm | Management | For | For |
1e | Elect Director James N. Mattis | Management | For | For |
1f | Elect Director Phebe N. Novakovic | Management | For | For |
1g | Elect Director C. Howard Nye | Management | For | For |
1h | Elect Director Catherine B. Reynolds | Management | For | For |
1i | Elect Director Laura J. Schumacher | Management | For | For |
1j | Elect Director Robert K. Steel | Management | For | For |
1k | Elect Director John G. Stratton | Management | For | For |
1l | Elect Director Peter A. Wall | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
HOST HOTELS & RESORTS, INC. | ||||
Ticker: HST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Baglivo | Management | For | For |
1.2 | Elect Director Richard E. Marriott | Management | For | For |
1.3 | Elect Director Sandeep L. Mathrani | Management | For | For |
1.4 | Elect Director John B. Morse, Jr. | Management | For | For |
1.5 | Elect Director Mary Hogan Preusse | Management | For | For |
1.6 | Elect Director Walter C. Rakowich | Management | For | For |
1.7 | Elect Director James F. Risoleo | Management | For | For |
1.8 | Elect Director Gordon H. Smith | Management | For | For |
1.9 | Elect Director A. William Stein | Management | For | For |
2 | Ratify KPMG LLP as Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ||||
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Ticker: IBM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Buberl | Management | For | For |
1b | Elect Director Michael L. Eskew | Management | For | For |
1c | Elect Director David N. Farr | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Michelle J. Howard | Management | For | For |
1f | Elect Director Arvind Krishna | Management | For | For |
1g | Elect Director Andrew N. Liveris | Management | For | For |
1h | Elect Director Frederick William McNabb, III | Management | For | For |
1i | Elect Director Martha E. Pollack | Management | For | For |
1j | Elect Director Joseph R. Swedish | Management | For | For |
1k | Elect Director Peter R. Voser | Management | For | For |
1l | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chair | Shareholder | Against | For |
5 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
6 | Publish Annually a Report Assessing Diversity, Equity, and Inclusion Efforts | Shareholder | For | For |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director Stephen B. Burke | Management | For | For |
1c | Elect Director Todd A. Combs | Management | For | For |
1d | Elect Director James S. Crown | Management | For | For |
1e | Elect Director James Dimon | Management | For | For |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Mellody Hobson | Management | For | For |
1h | Elect Director Michael A. Neal | Management | For | For |
1i | Elect Director Phebe N. Novakovic | Management | For | For |
1j | Elect Director Virginia M. Rometty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Shareholder | Against | For |
6 | Report on Racial Equity Audit | Shareholder | Against | For |
7 | Require Independent Board Chair | Shareholder | Against | Against |
8 | Report on Congruency Political Analysis and Electioneering Expenditures | Shareholder | Against | Against |
| ||||
MERCK & CO., INC. | ||||
Ticker: MRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Mary Ellen Coe | Management | For | For |
1c | Elect Director Pamela J. Craig | Management | For | For |
1d | Elect Director Kenneth C. Frazier | Management | For | For |
1e | Elect Director Thomas H. Glocer | Management | For | For |
1f | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
1g | Elect Director Stephen L. Mayo | Management | For | For |
1h | Elect Director Paul B. Rothman | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Christine E. Seidman | Management | For | For |
1k | Elect Director Inge G. Thulin | Management | For | For |
1l | Elect Director Kathy J. Warden | Management | For | For |
1m | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Report on Access to COVID-19 Products | Shareholder | Against | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Cheryl W. Grise | Management | For | For |
1b | Elect Director Carlos M. Gutierrez | Management | For | For |
1c | Elect Director Gerald L. Hassell | Management | For | For |
1d | Elect Director David L. Herzog | Management | For | For |
1e | Elect Director R. Glenn Hubbard | Management | For | For |
1f | Elect Director Edward J. Kelly, III | Management | For | For |
1g | Elect Director William E. Kennard | Management | For | For |
1h | Elect Director Michel A. Khalaf | Management | For | For |
1i | Elect Director Catherine R. Kinney | Management | For | For |
1j | Elect Director Diana L. McKenzie | Management | For | For |
1k | Elect Director Denise M. Morrison | Management | For | For |
1l | Elect Director Mark A. Weinberger | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Segun Agbaje | Management | For | For |
1b | Elect Director Shona L. Brown | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Michelle Gass | Management | For | For |
1g | Elect Director Ramon L. Laguarta | Management | For | For |
1h | Elect Director Dave Lewis | Management | For | For |
1i | Elect Director David C. Page | Management | For | For |
1j | Elect Director Robert C. Pohlad | Management | For | For |
1k | Elect Director Daniel Vasella | Management | For | For |
1l | Elect Director Darren Walker | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Against |
5 | Report on Sugar and Public Health | Shareholder | Against | Against |
6 | Report on External Public Health Costs | Shareholder | Against | Against |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brant Bonin Bough | Management | For | For |
1b | Elect Director Andre Calantzopoulos | Management | For | For |
1c | Elect Director Michel Combes | Management | For | For |
1d | Elect Director Juan Jose Daboub | Management | For | For |
1e | Elect Director Werner Geissler | Management | For | For |
1f | Elect Director Lisa A. Hook | Management | For | Against |
1g | Elect Director Jun Makihara | Management | For | For |
1h | Elect Director Kalpana Morparia | Management | For | For |
1i | Elect Director Lucio A. Noto | Management | For | For |
1j | Elect Director Jacek Olczak | Management | For | For |
1k | Elect Director Frederik Paulsen | Management | For | For |
1l | Elect Director Robert B. Polet | Management | For | For |
1m | Elect Director Shlomo Yanai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers SA as Auditor | Management | For | For |
| ||||
RIO TINTO PLC | ||||
Ticker: RIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Re-elect Megan Clark as Director | Management | For | For |
6 | Re-elect Hinda Gharbi as Director | Management | For | For |
7 | Re-elect Simon Henry as Director | Management | For | For |
8 | Re-elect Sam Laidlaw as Director | Management | For | For |
9 | Re-elect Simon McKeon as Director | Management | For | For |
10 | Re-elect Jennifer Nason as Director | Management | For | For |
11 | Re-elect Jakob Stausholm as Director | Management | For | For |
12 | Re-elect Simon Thompson as Director | Management | For | For |
13 | Re-elect Ngaire Woods as Director | Management | For | For |
14 | Reappoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise UK Political Donations and Expenditure | Management | For | For |
17 | Approve Global Employee Share Plan | Management | None | For |
18 | Approve UK Share Plan | Management | For | For |
19 | Authorise Issue of Equity | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
| ||||
SCHLUMBERGER N.V. | ||||
Ticker: SLB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick de La Chevardiere | Management | For | For |
1.2 | Elect Director Miguel M. Galuccio | Management | For | For |
1.3 | Elect Director Olivier Le Peuch | Management | For | For |
1.4 | Elect Director Tatiana A. Mitrova | Management | For | For |
1.5 | Elect Director Maria Moraeus Hanssen | Management | For | For |
1.6 | Elect Director Mark G. Papa | Management | For | For |
1.7 | Elect Director Henri Seydoux | Management | For | For |
1.8 | Elect Director Jeff W. Sheets | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| ||||
TARGET CORPORATION | ||||
Ticker: TGT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director George S. Barrett | Management | For | For |
1c | Elect Director Brian C. Cornell | Management | For | For |
1d | Elect Director Robert L. Edwards | Management | For | For |
1e | Elect Director Melanie L. Healey | Management | For | For |
1f | Elect Director Donald R. Knauss | Management | For | For |
1g | Elect Director Christine A. Leahy | Management | For | For |
1h | Elect Director Monica C. Lozano | Management | For | For |
1i | Elect Director Mary E. Minnick | Management | For | For |
1j | Elect Director Derica W. Rice | Management | For | For |
1k | Elect Director Kenneth L. Salazar | Management | For | For |
1l | Elect Director Dmitri L. Stockton | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
TEXAS INSTRUMENTS INCORPORATED | ||||
Ticker: TXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark A. Blinn | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Janet F. Clark | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Martin S. Craighead | Management | For | For |
1f | Elect Director Jean M. Hobby | Management | For | For |
1g | Elect Director Michael D. Hsu | Management | For | For |
1h | Elect Director Ronald Kirk | Management | For | For |
1i | Elect Director Pamela H. Patsley | Management | For | For |
1j | Elect Director Robert E. Sanchez | Management | For | For |
1k | Elect Director Richard K. Templeton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Helena B. Foulkes | Management | For | For |
1h | Elect Director Linda R. Gooden | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Manuel Kadre | Management | For | For |
1k | Elect Director Stephanie C. Linnartz | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Written Consent Provisions | Shareholder | Against | Against |
5 | Report on Political Contributions Congruency Analysis | Shareholder | Against | Against |
6 | Report on Prison Labor in the Supply Chain | Shareholder | Against | Against |
| ||||
THE SOUTHERN COMPANY | ||||
Ticker: SO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janaki Akella | Management | For | For |
1b | Elect Director Juanita Powell Baranco | Management | For | For |
1c | Elect Director Henry A. Clark, III | Management | For | For |
1d | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1e | Elect Director Thomas A. Fanning | Management | For | For |
1f | Elect Director David J. Grain | Management | For | For |
1g | Elect Director Colette D. Honorable | Management | For | For |
1h | Elect Director Donald M. James | Management | For | For |
1i | Elect Director John D. Johns | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director Ernest J. Moniz | Management | For | For |
1l | Elect Director William G. Smith, Jr. | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
| ||||
TOTAL SE | ||||
Ticker: FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
6 | Reelect Patrick Pouyanne as Director | Management | For | For |
7 | Reelect Anne-Marie Idrac as Director | Management | For | For |
8 | Elect Jacques Aschenbroich as Director | Management | For | For |
9 | Elect Glenn Hubbard as Director | Management | For | For |
10 | Approve Compensation Report of Corporate Officers | Management | For | For |
11 | Approve Remuneration Policy of Directors | Management | For | For |
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Management | For | For |
13 | Approve Remuneration Policy of Chairman and CEO | Management | For | For |
14 | Approve the Company's Sustainable Development and Energy Transition | Management | For | For |
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | Management | For | For |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| ||||
UNILEVER PLC | ||||
Ticker: ULVR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Climate Transition Action Plan | Management | For | For |
5 | Re-elect Nils Andersen as Director | Management | For | For |
6 | Re-elect Laura Cha as Director | Management | For | For |
7 | Re-elect Dr Judith Hartmann as Director | Management | For | For |
8 | Re-elect Alan Jope as Director | Management | For | For |
9 | Re-elect Andrea Jung as Director | Management | For | For |
10 | Re-elect Susan Kilsby as Director | Management | For | For |
11 | Re-elect Strive Masiyiwa as Director | Management | For | For |
12 | Re-elect Youngme Moon as Director | Management | For | For |
13 | Re-elect Graeme Pitkethly as Director | Management | For | For |
14 | Re-elect John Rishton as Director | Management | For | For |
15 | Re-elect Feike Sijbesma as Director | Management | For | For |
16 | Reappoint KPMG LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise UK Political Donations and Expenditure | Management | For | For |
19 | Approve SHARES Plan | Management | For | For |
20 | Authorise Issue of Equity | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | For |
25 | Adopt New Articles of Association | Management | For | For |
26 | Approve Reduction of the Share Premium Account | Management | For | For |
Franklin Templeton SMACS Series H
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin Templeton SMACS Series I
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Strategic Series
By (Signature and Title)* /s/ Matthew T. Hinkle _____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 25, 2021
* Print the name and title of each signing officer under his or her signature.