| UNITED STATES | OMB APPROVAL |
| SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: 3235-0582 |
| ||
|
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-6292
UBS Investment Trust
(Exact name of registrant as specified in charter)
1285 Avenue of the Americas |
|
|
New York, New York |
| 10019-6028 |
(Address of principal executive offices) |
| (Zip code) |
Eric Sanders
UBS Global Asset Management (Americas) Inc.
1285 Avenue of the Americas
New York, New York 10019-6028
Registrant’s telephone number, including area code: 212.821.3000 |
| ||
| |||
Date of fiscal year end: | 8/31 |
| |
| |||
Date of reporting period: | 7/1/2009 — 6/30/2010 | ||
Item 1. Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06292
0;
UBS Investment Trust
1285 Avenue of the Americas
New York, NY 10019
212-821-3000
Eric Sanders
UBS Global Asset Management (Americas) Inc.
1285 Avenue of the Americas
New York, NY 10019
Fiscal year end: 8/31
Reporting Period: 07/01/2009 - 06/30/2010
=========================== UBS U.S. Allocation Fund ===========================
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 12, 2010 Meeting Type: Annual
Record Date: FEB 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director William P. Greubel For Withhold Management
1.3 0; Elect Director Rober J. O'Toole For For Management
1.4 Elect Director Idelle K. Wolf For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACE LIMITED
Ticker: ACE Security ID: H0023R105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert Hernandez as Director For For ; Management
1.2 Elect Peter Menikoff as Director For For Management
1.3 Elect Robert Ripp as Director For For Management
1.4 Elect Theodore Shasta as Director For For Management
2 Amend Articles Re: Treatment of For For Management
Abstentions and Broker Non-Votes
3.1 Approve Annual Report For For Management
3.2 Accept Statutory Financial Statements For For Management
3.3 Accept Consolidated Financial For For Management
Statements & #160;
4 Approve Allocation of Income and For For Management
Omission of Dividends
5 Approve Discharge of Board and Senior 160; For For Management
Management
6 Approve Creation of CHF 4.4 Billion For For Management
Pool of Capital without Preemptive
Rights
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify PricewaterhouseCoopers LLC as For For Management
Independent Registered Public
Accounting Firm
7.3 Ratify BDO AG as Special Auditors 60; For For Management
8 Amend 2004 Long-Term Incentive Plan For For Management
9 Approve Reduction in Share Capital and For For Management
Capital Repayment of $1.32 per Share & #160;
--------------------------------------------------------------------------------
ADOBE SYSTEMS INCORPORATED ;
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edward W. Barnholt For 0; For Management
2 Elect Director Michael R. Cannon For For Management
3 Elect Director James E. Daley For For Management
4 Elect Director Charles M. Geschke For For ; Management
5 Elect Director Shantanu Narayen For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For 0; Management
--------------------------------------------------------------------------------
AEROVIRONMENT, INC. 0;
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 23, 2009 Meeting Type: Annual
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy E. Conver For 60; For Management
1.2 Elect Director Arnold L. Fishman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Amos For For Management
1.2 Elect Director John Shelby Amos II 60; For For Management
1.3 Elect Director Paul S. Amos II For For Management
1.4 Elect Director Michael H. Armacost For For Management
1.5 Elect Director Kriss Cloninger III For For Management
1.6 Elect Director Joe Frank Harris For For Management
1.7 Elect Director Elizabeth J. Hudson For For Management
1.8 Elect Director Douglas W. Johnson For For Management
1.9 Elect Direc tor Robert B. Johnson For For Management
1.10 Elect Director Charles B. Knapp For For Management
1.11 Elect Director E. Stephen Purdom, M.d. For For Management
1.12 Elect Director Barbara K. Rimer, PhD For For Management
1.13 Elect Director Marvin R. Schuster For For Management
1.14 Elect Director David Gary Thompson For For Management
1.15 Elect Director Robert L. Wright For For Management
1.16 Elect Director Takuro Yoshida 0; For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 0; Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGL RESOURCES INC. ;
Ticker: AGL Security ID: 001204106
Meeting Date: APR 27, 2010 Meeting Type: Annual 60;
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Spon sor
1.1 Elect Director Sandra N. Bane For For Management
1.2 Elect Director Thomas D. Bell, Jr. For For Management
1.3 Elect Director Dean R. O'Hare For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Auditors For For Management
---------------------------------------------------------------------------- - ----
AIRGAS, INC.
Ticker: ARG Security ID: 009363102
Meeting Date: AUG 18, 2009 Meeting Type: Annual
Record Date: JUL 6, 2009
& nbsp;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hovey For For Management
1.2 Elect Director Paula A. Sneed For For ; Management
1.3 Elect Director David M. Stout For For Management
1.4 Elect Director Ellen C. Wolf For For Management
2 Ratify Auditors For For 0; Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ALLERGAN, INC. & #160;
Ticker: AGN Security ID: 018490102
Meeting Date: APR 29, 2010 Meeting Type: Annua l
Record Date: MAR 4, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1 Elect Director Michael R. Gallagher For For Management
2 Elect Director Gavin S. Herbert For For Management
3 Elect Director Dawn Hudson For For Management
4 Elect Director Stephen J. Ryan, MD For For Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement For For & #160; Management
Relating to the Removal of Directors
7 Reduce Supermajority Vote Requirement For For Management
Relating to Business Combinations & #160;
8 Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Certificate
of Incorporation 0;
9 Amend Articles of Incorporation to For For Management
Update and Simplify Provisions
--------------------------------------------------------------------------------
ALPHA NATURAL RESOURCES, INC.
Ticker: ANR Security ID: 02076X102
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Quillen For For Management
1.2 Elect Director William J. Crowley Jr. For For Management
1.3 Elect Director Kevin S. Crutchfield For For Management
1.4 Elect Director E. Linn Draper, Jr. For For Management
1.5 Elect Director Glenn A. Eisenberg For For & #160; Management
1.6 Elect Director John W. Fox, Jr. For For Management
1.7 Elect Director P. Michael Giftos For For Management
1.8 Elect Director Joel Richards, III For For Management
1.9 Elect Director James F. Roberts For For Management
1.10 Elect Director Ted G. Wood For For Management
2 Approve Omnibus Stock Plan For Against Management
3 0; Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC. & #160;
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 25, 2010 Meeting Type: Annual 0;
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor 0;
1 Elect Director Jeffrey P. Bezos For For Management
2 Elect Director Tom A. Alberg For For Management
3 Elect Director John Seely Brown For For Management
4 Elect Director William B. Gordon For For Management
5 Elect Director Alain Monie For For Management
6 Elect Director Thomas O. Ryder For For Management
7 Elect Director Patricia Q. Stonesifer For For Management
8 Ratify Auditors For For Management
9 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP ; Security ID: 025537101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director E. R. Brooks For For Management
1.2 Elect Director Donald M. Carlton For For Management
1.3 Elect Director James F. Cordes For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Lester A. Hudson, Jr. For For Management
1.8 Elect Director Michael G. Morris For For Management
1.9 Elect Director Lionel L. Nowel l III For For Management
1.10 Elect Director Richard L. Sandor For For Management
1.11 Elect Director Kathryn D. Sullivan For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
1.13 Elect Director John F. Turner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For 0; Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director: Raymond P. Dolan For For 0; Management
1.2 Elect Director: Ronald M. Dykes For For Management
1.3 Elect Director: Carolyn F. Katz For For Management
1.4 Elect Director: Gustavo Lara Cantu For For Management
1.5 Elect Director: Joann A. Reed For For Management
1.6 Elect Director: Pamela D.a. Reeve For For Management
1.7 Elect Director: David E. Sharbutt For For Management
1.8 Elect Director: James D. Taiclet, Jr. For F or Management
1.9 Elect Director: Samme L. Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMGEN, INC.
Ticker: AM GN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Dire ctor Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired) & #160;
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO ; Security ID: 03475V101
Meeting Date: OCT 19, 2009 Meeting Type: Annual
Record Date: AUG 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wesley E. Johnson, Jr. For For Management
1.2 Elect Director Jan Keltjens For F or Management
1.3 Elect Director Steven R. LaPorte For Withhold Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For ; For Management
--------------------------------------------------------------------------------
ANSYS, INC. 160;
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline C. Morby 60; For For Management
1.2 Elect Director Michael C. Thurk For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William V. Campbell For For Management
1.2 Elect Director Millard S. Drexler For For Management
1.3 Elect Director Albert A. Gore, Jr. For For Management
1.4 Elect Director Steven P. Jobs For For Management
1.5 Elect Director Andrea Jung For 160; For Management
1.6 Elect Director Arthur D. Levinson For For Management
1.7 Elect Director Jerome B. York For For Management
2 Amend Omnibus Stock Plan For For & #160; Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named Execut ive For For Management
Officers' Compensation
5 Ratify Auditors For For Management
6 Prepare Sustainability Report Against Against Shareholder
7 Establish Other Board Committee Against Against Shareholder
--------------------------------------------------------------------------------
;
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# ; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain Chevassus For For Management
1.2 Elect Director Stephen J. Hagge For For Management
1.3 Elect Director Giovanna Kampouri Monnas For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ART TECHNOLOGY GROUP, INC.
Ticker: ARTG Security ID: 04289L107
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Elsbree For For Management
1.2 Elect Director Ilene H. Lang For For Management
1.3 Elect Director Daniel C. Regis 0; For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Othe r Business For Against Management
--------------------------------------------------------------------------------
AT&T INC. 160;
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2010 Meeting Type: Annual 160;
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vo te Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Dir ector Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche 0; For For Management
11 Elect Director Laura D Andrea Tyson For For Management
12 Elect Director Patricia P. Upton For For Management
13 Ratify Auditors For For Management
14 Provide for Cumulative Voting Against Against Shareholder
15 Exclude Pension Credits from Against Against Shareholder
Calculations of Performance-Based Pay
16 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
17 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 10, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl Bass For For Management
2 Elect Director Crawford W. Beveridge For For Management
3 Elect Director J. Hallam Dawson & #160; For For Management
4 Elect Director Per-Kristian Halvorsen For For Management
5 Elect Director Sean M. Maloney For For Management
6 Elect Director Mary T. McDowell For For Management
7 Elect Director Charles J. Robel For For Management
8 Elect Director Steven M. West For For Management
9 Ratify Auditors For For Management
10 Approve Executive Incentive Bonus Plan For For Management
11 Amend Omnibus Stock Plan For For Management
--------------- - -----------------------------------------------------------------
AVON PRODUCTS, INC.
Ticker: AVP Security ID: 054303102 0;
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Don Cornwell For For Management
1.2 Elect Director V. Ann Hailey For For 60; Management
1.3 Elect Director Fred Hassan For For Management
1.4 Elect Director Andrea Jung For For Management
1.5 Elect Director Maria Elena Lagomasino For For Management
1.6 Elect Director Ann S. Moore For For Management
1.7 Elect Director Paul S. Pressler For For Management
1.8 Elect Director Gary M. Rodkin For For Management
1.9 0; Elect Director Paula Stern For For Management
1.10 Elect Director Lawrence A. Weinbach For For Management
2 Ratify Auditors For For Management
3 ;Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED & #160;
Ticker: BHI Security ID: 057224107
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: FEB 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Shares in Connection For For Management
with Acquisition
2 Amend Omnibus Stock Plan For For 0; Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI 160; Security ID: 057224107
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For 0; Management
1.3 Elect Director Chad C. Deaton For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director H. John Riley, Jr. For For Management
1.11 Elect Director Charles L. Watson For For Management
1.12 Elect Director J. W. Stewart For For Manage ment
1.13 Elect Director James L. Payne For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BALDOR ELECTRIC COMPANY
Ticker: BEZ Security ID: 057741100 0;
Meeting Date: MAY 1, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Mauldin For For Management
1.2 Elect Director R.L. Qualls For For ; Management
1.3 Elect Director Barry K. Rogstad For For Management
1.4 Elect Director Ronald E. Tucker For For Management
2 Ratify Auditors For For ; Management
--------------------------------------------------------------------------------
BALL CORPORATION & #160;
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hayes 0; For For Management
1.2 Elect Director Hanno C. Fiedler For Withhold Management
1.3 Elect Director John F. Lehman For Withhold Management
1.4 Elect Director Georgia R. Nelson For Withhold Management
1.5 Elect Director Erik H. van der Kaay For Withhold Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
5 Submit Shareholder Rights Plan (Poison Against For Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
BANK OF AMERICA CORP. & #160;
Ticker: BAC Security ID: 060505104
Meeting Date: FEB 23, 2010 Meeting Type: Special 0;
Record Date: JAN 7, 2010
# Proposal Mgt Rec Vote Cast & #160; Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 06050510 4
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Susan S. Bies For For Management
2 Elect Director William P. Boardman For For 0; Management
3 Elect Director Frank P. Bramble, Sr. For For Management
4 Elect Director Virgis W. Colbert For For Management
5 Elect Director Charles K. Gifford For For Management
6 Elect Director Charles O. Holliday, Jr. For For Management
7 Elect Director D. Paul Jones, Jr. For For Management
8 Elect Director Monica C. Lozano For For Management
9 Elect Director Thomas J. May 0; For For Management
10 Elect Director Brian T. Moynihan For For Management
11 Elect Director Donald E. Powell For For Management
12 Elect Director Charles O. Rossotti For For & #160; Management
13 Elect Director Robert W. Scully For For Management
14 Ratify Auditors For For Management
15 Increase Authorized Common Stock For For & #160; Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Amend Omnibus Stock Plan For 160; For Management
18 Report on Government Service of Against Against Shareholder
Employees
19 TAR P Related Compensation Against Against Shareholder
20 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
21 60; Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
22 Adopt Policy on Succession Planning Against Against Shareholder
23 Report on Collateral in Derivatives Against Against Shareholder
Trading
24 Claw-back of Payments under Against Against Shareholder
Restatements
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION 60;
Ticker: BOH Security ID: 062540109
Meeting Date: APR 23, 2010 Meeting Type: Annual & #160;
Record Date: FEB 26, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mary G. F. Bitterman For For Management
1.3 Elect Director Mark A. Burak For For Management
1.4 Elect Director Michael J. Chun For For Management
1.5 Elect Director Clinton R. Churchill For For Management
1.6 Elect Director David A. Heenan For For Management
1.7 Elect Director Peter S. Ho For For Management
1.8 Elect Director Robert Huret For For Management
1.9 Elect Director Allan R. Landon For For Management
1.10 Elect Director Kent T. Lucien For 160; For Management
1.11 Elect Director Martin A. Stein For For Management
1.12 Elect Director Donald M. Takaki For For Management
1.13 Elect Director Barbara J. Tanabe For For Management
1.14 Elect Director Robert W. Wo., Jr. For For Management
2 Ratify Auditors For For Management
----------------------------- - ---------------------------------------------------
BANK OF NEW YORK MELLON CORPORATION, THE
Ticker: BK Security ID: 064058100 0;
Meeting Date: APR 13, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth E. Bruch For For Management
1.2 Elect Director Nicholas M. Donofrio For For Management
1.3 Elect Director Gerald L. Hassell For For Management
1.4 Elect Director Edmund F. Kelly For For Management
1.5 Elect Director Robert P. Kelly For For Management
1.6 Elect Director Richard J. Kogan For& #160; For Management
1.7 Elect Director Michael J. Kowalski For For Management
1.8 Elect Director John A. Luke, Jr. For For Management
1.9 Elect Director Robert Mehrabian For For Management
1.10 Elect Director Mark A. Nordenberg For For Management
1.11 Elect Director Catherine A. Rein For For Management
1.12 Elect Director William C. Richardson For For Management
1.13 Elect Director Samuel C. Scott III 60; For For Management
1.14 Elect Director John P. Surma For For Management
1.15 Elect Director Wesley W. von Schack For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Ratify Auditors For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Stock Retention/Holding Period Against Against Shareholder
6 Submit Severance Agreement Against Against Shareholder
(Change-in-Control) to Shareholder Vote ;
--------------------------------------------------------------------------------
BE AEROSPACE, INC. 0;
Ticker: BEAV Security ID: 073302101
Meeting Date: JUL 30, 2009 Meeting Type: Annual
Record Date: JUN 1, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles L. Chadwell For Withhol d Management
1.2 Elect Director Richard G. Hamermesh For For Management
1.3 Elect Director Amin J. Khoury For For Management
2 Ratify Auditors For For 60; Management
3 Amend Omnibus Stock Plan For For Management
4 Implement MacBride Principles Against Against Shareholder
5 Other Business For Against ; Management
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 5, 2010 Meeting Type: Annual
Record Date: DEC 10, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For For & #160; Management
1.2 Elect Director H. Arthur Bellows, Jr. For For Management
1.3 Elect Director James J. Gaffney For For Management
1.4 Elect Director Peter M. Gotsch For For Management
1. 5 Elect Director Andrew R. Logie For For Management
1.6 Elect Director Stuart A. Randle For For Management
1.7 Elect Director Wilson B. Sexton For For Management
2 Ratify Auditors 0; For For Management
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. & #160;
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis Drapeau For For Management
1.2 Elect Director Albert J. Hillman For For Management
2 Ratify Auditors For For Management
& nbsp;
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: APR 22, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abdlatif Yousef Al-Hamad For For Management
1.2 Elect Director Mathis Cabiallavetta For For Management
1.3 Elect Director Dennis D. Dammerman For For Management
1.4 Elect Director Robert E. Diamond, Jr. For For Management
1.5 Elect Director David H. Komansky For For 160; Management
1.6 Elect Director James E. Rohr For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BORGWARNER INC. 160;
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2010 60; Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director John R. Mckernan, Jr. For For Management
1.4 Elect Director Ernest J. Novak, Jr. For For Management
2 Ratify Auditors For For Management
----------------------- - ---------------------------------------------------------
BROADCOM CORPORATION
Ticker: BRCM Security ID: 111320107 0;
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan L. Amble For For Management
1.2 Elect Director Nancy H. Handel For For 160; Management
1.3 Elect Director Eddy W. Hartenstein For For Management
1.4 Elect Director John E. Major For For Management
1.5 Elect Director Scott A. McGregor For For Management
1.6 Elect Director William T. Morrow For For Management
1.7 Elect Director Robert E. Switz For For Management
2 Ratify Auditors For For Management
& nbsp;
--------------------------------------------------------------------------------
BRUSH ENGINEERED MATERIALS INC.
Ticker: BW Security ID: 117421107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Keithley For For Management
1.2 Elect Director Vinod M. Khilnani For For Management
1.3 Elect Director William R. Robertson For For Management
1.4 Elect Director John Sherwin, Jr. For For Management
2 Ratify Auditors 60; For For Management
--------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORP. ;
Ticker: BNI Security ID: 12189T104
Meeting Date: FEB 11, 2010 Meeting Type: Special
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement ; For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1 Elect Director Donald L. Lucas For For Management
2 Elect Director Alberto For For Management
0; Sangiovanni-Vincentelli
3 Elect Director George M. Scalise For For Management
4 Elect Director John B. Shoven For For Management
5 Elect Director Roger S. Siboni For For Management
6 Elect Director John A.C. Swainson For For Management
7 Elect Director Lip-Bu Tan For For Management
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARMAX, INC. 60;
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 28, 2010 Meeting Type: Annual & #160;
Record Date: APR 23, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Keith D. Browning For For Management
1.3 Elect Director Thomas G. Stemberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CARNIVAL CORP. ;
Ticker: CCL Security ID: 143658300 ��
Meeting Date: APR 13, 2010 Meeting Type: Annual 60;
Record Date: FEB 12, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Reelect Micky Arison As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc. ;
2 Elect Sir Jonathon Band As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
3 Reelect Robert H. Dickinson As A For For Management
Director Of Carnival Corporation And As 160;
A Director Of Carnival Plc.
4 Reelect Arnold W. Donald As A Director For For Management
Of Carnival Corporation And As A ;
Director Of Carnival Plc.
5 Reelect Pier Luigi Foschi As A Director For For Management
0; Of Carnival Corporation And As A
Director Of Carnival Plc.
6 Reelect Howard S. Frank As A Director For For 60; Management
Of Carnival Corporation And As A
Director Of Carnival Plc.
7 Reele ct Richard J. Glasier As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
8 Reelect Modesto A. Maidique As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc. 0;
9 Reelect Sir John Parker As A Director For For Management
Of Carnival Corporation And As A
Director Of Carnival Plc. 0;
10 Reelect Peter G. Ratcliffe As A For For Management
Director Of Carnival Corporation And As
A Director Of Carnival Plc.
11 Reelect Stuart Subotnick As A Director For For Management
Of Carnival Corporation And As A 0;
Director Of Carnival Plc.
12 Reelect Laura Weil As A Director Of For For Management
Carnival Corporation And As A Director 0;
Of Carnival Plc.
13 Reelect Randall J. Weisenburger As A For For Management
160; Director Of Carnival Corporation And As
A Director Of Carnival Plc.
14 Reelect Uzi Zucker As A Director Of For For Management
Carnival Corporation And As A Director
Of Carnival Plc.
15 Reappoint The UK Firm Of 160; For For Management
PricewaterhouseCoopers LLP As
Independent Auditors For Carnival Plc
And Ratify The U.S. Firm Of
PricewaterhouseCoopers LLP As The
Independent Auditor For Carnival & #160;
Corporation.
16 Authorize The Audit Committee Of For For & #160; Management
Carnival Plc To Fix Remuneration Of The
Independent Auditors Of Carnival Plc.
17 Receive The UK Accounts And Reports Of For For 60; Management
The Directors And Auditors Of Carnival
Plc For The Year Ended November 30,
2009 ;
18 Approve The Directors Remuneration For For Management
Report Of Carnival Plc For The Year ;
Ended November 30, 2009
19 Authorize Issue of Equity with For For Management
Pre-emptive Rights 160;
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights 160;
21 Authorise Shares for Market Purchase For For Management
22 Stock Retention/Holding Period Against Against Shareholder
23 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CBEYOND, INC.
Ticker: CBEY Security ID: 149847105
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 15, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Chapple For For Management
1.2 Elect Director Douglas C. Grissom For For Management
1.3 Elect Director David A. Rogan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director S.H. Armacost For For & #160; Management
2 Elect Director L.F. Deily For For Management
3 Elect Director R.E. Denham For For Management
4 Elect Director R.J. Eaton For For Management
5 Elect Director C. Hagel For For Management
6 Elect Director E. Hernandez For For Management
7 Elect Director F.G. Jenifer For For 0; Management
8 Elect Director G.L. Kirkland For For Management
9 Elect Director S. Nunn For For Management
10 Elect Director D.B. Rice For For 0; Management
11 Elect Director K.W. Sharer For For Management
12 Elect Director C.R. Shoemate For For Management
13 Elect Director J.G. Stumpf For For 160; Management
14 Elect Director R.D. Sugar For For Management
15 Elect Director C. Ware For For Management
16 Elect Director J.S. Watson For For & #160; Management
17 Ratify Auditors For For Management
18 Provide Right to Call Special Meeting For For Management
19 Request Director Nominee with Against Against Shareholder
Environmental Qualifications
20 Stock Retention/Holding Period Against Against Shareholder
21 Disclose Payments To Host Governments Against Against Shareholder
22 Adopt Guidelines for Country Selection Against Against Shareholder
23 Report on Financial Risks From Climate Against Against Shareholder
Change
24 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
--------------------------------------------------------------------------------
CHILDREN'S PLACE RETAIL STORES, INC., THE
Ticker: PLCE Security ID: 168905107
Meeting Date: JUN 15, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010
# Proposal 60; �� Mgt Rec Vote Cast Sponsor
1 Elect Director Jane T. Elfers For For Management
2 Elect Director Robert N. Fisch For For Management
3 Elect Director Lou is Lipschitz For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102 60;
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# 160; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin D. Chereskin For For Management
1.2 Elect Director Lee Roy Mitchell For For Management
1.3 Elect Director Raymond W. Syuf y For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102 ;
Meeting Date: NOV 12, 2009 Meeting Type: Annual
Record Date: SEP 14, 2009
# 0; Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carol A. Bartz For For Management
2 Elect Director M. Michele Burns For For Management
3 Elect Director Michael D. Capellas For For Management
4 Elect Director Larry R. Carter For For Management
5 Elect Director John T. Chambers For For Management
6 Elect Director Brian L. Halla 160; For For Management
7 Elect Director John L. Hennessy For For Management
8 Elect Director Richard M. Kovacevich For For Management
9 Elect Director Roderick C. McGeary For For 0; Management
10 Elect Director Michael K. Powell For For Management
11 Elect Director Arun Sarin For For Management
12 Elect Director Steven M. West For For Management
13 Elect Director Jerry Yang For For Management
14 Amend Omnibus Stock Plan For For Management
15 Amend Qualified Employee Stock Purchase For For Management
Plan
16 Ratify Auditors For For Management
17 Amend Bylaws to Establish a Board Against Against Shareholder
Committee on Human Rights
18 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation ;
19 Report on Internet Fragmentation Against Against Shareholder
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Ronald L. Olson For For Management
1.3 Elect DirectorRobert H. Tuttle For 60; For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Executive Incentive Bonus Plan ; For For Management
5 Declassify the Board of Directors Against Against Shareholder
--------------------------------------------------------------------------------
CME GROUP INC. ;
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 5, 2010 & #160; Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence A. Duffy For For Management
1.2 Elect Director Charles P. Carey For For Management
1.3 Elect Director Mark E. Cermak For For ; Management
1.4 Elect Director Martin J. Gepsman For For Management
1.5 Elect Director Leo Melamed For For Management
1.6 Elect Director Joseph Niciforo For For Management
1.7 Elect Director C.C. Odom For For Management
1.8 Elect Director John F. Sandner For For Management
1.9 Elect Director Dennis A. Suskind For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COACH, INC. ;
Ticker: COH Security ID: 189754104
Meeting Date: NOV 5, 2009 Meeting Type: Annual ;
Record Date: SEP 8, 2009
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For ; Management
1.4 Elect Director Ivan Menezes For For Management
1.5 Elect Director Irene Miller For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director Jide Zeitlin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Report on Ending Use of Animal Fur in Against Against Shareholder
0; Products
--------------------------------------------------------------------------------
COINSTAR, INC.
Ticker: CSTR Security ID: 19259P300
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arik A. Ahitov For For Management
2 Elect Director Ronald B. Woodard For For Management
3 Increase Authorized Common Stock ; For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: ; CL Security ID: 194162103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John T. Cahill For For Management
2 60; Elect Director Ian Cook For For Management
3 Elect Director Helene D. Gayle For For Management
4 Elect Director Ellen M. Hancock For For Management
5 Elect Direc tor Joseph Jimenez For For Management
6 Elect Director David W. Johnson For For Management
7 Elect Director Richard J. Kogan For For Management
8 Elect Director Delano E. Lewis & #160; For For Management
9 Elect Director J. Pedro Reinhard For For Management
10 Elect Director Stephen I. Sadove For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Report on Charitable Contributions Against Against Shareholder
14 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: & #160; CMCSA Security ID: 20030N101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Decker Anstrom For For Management
1.2 Elect Director Kenneth J. Bacon 60; For For Management
1.3 Elect Director Sheldon M. Bonovitz For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Julian A. Brodsky For For Man agement
1.6 Elect Director Joseph J. Collins For For Management
1.7 Elect Director J. Michael Cook For For Management
1.8 Elect Director Gerald L. Hassell For For Management
1.9 Elect Director Jeffrey A. Honickman For For Management
1.10 Elect Director Brian L. Roberts For For Management
1.11 Elect Director Ralph J. Roberts For For Management
1.12 Elect Director Judith Rodin For 60; For Management
1.13 Elect Director Michael I. Sovern For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Provide for Cumulative Voting Against Against Shareholder
5 Adopt Policy on Succession Planning Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768203
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 16, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cecil E. Martin For For Management
1.2 Elect Director Nancy E. U nderwood For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Whitmire For For Management
1.2 Elect Director J. Brett Harvey For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director Philip W. Baxter For For Management
1.5 Elect Director William E. Davis 60; For For Management
1.6 Elect Director Raj K. Gupta For For Management
1.7 Elect Director Patricia A. Hammick For For Management
1.8 Elect Director David C. Hardesty, Jr. For For 160; Management
1.9 Elect Director John T. Mills For For Management
1.10 Elect Director William P. Powell For For Management
1.11 Elect Director Joseph T. Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COOPER COMPANIES, INC., THE 60;
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2010 Meeting Type: Annual & #160;
Record Date: JAN 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor & #160;
1.1 Elect Director A. Thomas Bender For For Management
1.2 Elect Director Michael H. Kalkstein For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Donald Press For For Management
1.5 Elect Director Steven Rosenberg For For Management
1.6 Elect Director Allan E. Rubenstein, For For Management
M.D. ;
1.7 Elect Director Robert S. Weiss For For Management
1.8 Elect Director Stanley Zinberg, M.D. For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors 160;
--------------------------------------------------------------------------------
COVIDIEN PLC 160;
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date : JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and 160; For For Management
Statutory Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Director For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as For For Management
Director & #160;
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g ; Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For For Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For 0; Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as For For Management
�� Auditors and Authorize Board to Fix
Their Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crawford H. Edwards For For Management
1.2 Elect Director Ruben M. Escobedo For For Management
1.3 Elect Director Patrick B. Frost For For Management
1.4 Elect Director David J. Haemisegger For For Management
1.5 Elect Director Richard W . Evans, Jr. For For Management
1.6 Elect Director Karen E. Jennings For For Management
1.7 Elect Director Richard M. Kleberg, III For For Management
1.8 Elect Director Horace Wilkins Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CYTEC INDUSTRIES INC. 60;
Ticker: CYT Security ID: 232820100
Meeting Date: APR 22, 2010 Meeting Type: Annual & #160;
Record Date: FEB 26, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Elect Director Chris A. Davis For For Management
2 ElectDirector Shane D. Fleming For For Management
3 Elect Director William P. Powell For For 160; Management
4 Elect Director: Louis L. Hoynes, Jr. For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEVRY INC.
Ticker: DV 0; Security ID: 251893103
Meeting Date: NOV 11, 2009 Meeting Type: Annual
Record Date: SEP 30, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darren R. Huston For For Management
1.2 Elect Director William T. Keevan For 160; For Management
1.3 Elect Director Lyle Logan For For Management
1.4 Elect Director Julia A. McGee For For Management
2 Ratify Auditors 160; For For Management
3 Adopt Policy Prohibiting Medically Against Against Shareholder
Unnecessary Veterinary Training
Surgeries ;
--------------------------------------------------------------------------------
DIGITAL RIVER, INC. 0;
Ticker: DRIV Security ID: 25388B104
Meeting Date: MAY 27, 2010 Meeting Type: Annual & #160;
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote C ast Sponsor
1.1 Elect Director Joel A. Ronning For For Management
1.2 Elect Director Perry W. Steiner For For Management
1.3 Elect Director Cheryl F. Rosner For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DYNEGY INC. 160;
Ticker: DYN Security ID: 26817G102
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Williamson For For Management
1.2 Elect Director David W. Biegler For For Management
1.3 Elect Director Thomas D. Clark, Jr. For For Management
1.4 Elect Director Victor E. Grijalva For For Management
1.5 Elect Director Patricia A. Hammick For For Management
1.6 Elect Director Howard B. Sheppard For For Management
1.7 Elect Director William L. Trubeck 160; For For Management
2 Approve Reverse Stock Split For For Management
3 Eliminate Class of Common Stock For For Management
4 Approve Omnibus Stock Plan ; For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
7 Adopt Quantitative GHG Goals for Against Agai nst Shareholder
Products and Operations
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1 Elect Director George A. Alcorn For For Management
2 Elect Director Charles R. Crisp For For Management
3 Elect Director James C. Day For For Management
4 Elect Director Mark G. Papa For For Management
5 Elect Director H. Leighton Steward For For Management
6 Elect Director Donald F. Textor & #160; For For Management
7 Elect Director Frank G. Wisner For For Management
8 Ratify Auditors For For Management
9 Amend Omnibus Stock Plan & #160; For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Amend Executive Incentive Bonus Plan For For Management
12 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
13 Stock Retention/Holding Period Against Against Shareholder
14 Double Trigger on Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: FEB 10, 2010
# Prop osal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Murry S. Gerber For For Management
1.3 Elect Director G eorge L. Miles, Jr. For For Management
1.4 Elect Director James W. Whalen For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the 160; Against For Shareholder
Election of Directors
4 Prepare Sustainability Report Against For Shareholder
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 4, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. L. Richey, Jr. For For Management
1.2 Elect Director J. M. Stolze For For Management
2 Ratify Auditors For For Management
---------------------------------------------------------------- - ----------------
ESTEE LAUDER COMPANIES INC., THE
Ticker: EL Security ID: 518439104 ;
Meeting Date: NOV 13, 2009 Meeting Type: Annual
Record Date: SEP 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rose Marie Bravo For For Management
1.2 Elect Director Paul J. Fribourg For For Management
1.3 Elect Director Mellody Hobson For For Management
1.4 Elect Director Irvine O. Hockaday, Jr. For For Management
1.5 Elect Director Barry S. Sternlicht For For Management
2 Ratify Auditors 0; For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION 60;
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars F or For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For ; Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
1 4 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan 0; For For Management
18 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100 & #160;
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# 160; Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary G. Benanav For For Management
2 Elect Director Frank J. Borelli For For Management
3 Elect Director Maura C. Breen For For Management
4 Elect Director Nicholas J. LaHowchic For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Frank Mergenthaler 60; For For Management
7 Elect Director Woodrow A Myers, Jr., For For Management
M.D.
8 Elect Director John O. Parker, Jr. For For Management
9 Elect Director George Paz For For Management
10 Elect Director Samuel K. Skinner For For Management
11 Elect Director Seymour Sternberg For For Management
12 Elect Director Barrett A. Toan For For Management
13 Ratify Auditors For For Management
14 Report on Po litical Contributions Against Against Shareholder
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director L.R. Faulkner For For Management
1.4 Elect Director J.S. Fishman For For Management
1.5 Elect Director K.C. Frazier For For Management
1.6 Elect Director W.W. George & #160; For For Management
1.7 Elect Director M.C. Nelson For For Management
1.8 Elect Director S.J. Palmisano For For Management
1.9 Elect Director S.C. Reinemund For For 160; Management
1.10 Elect Director R.W. Tillerson For For Management
1.11 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
4 Reincorporate in Another State [from Against Against Shareho lder
New Jersey to North Dakota]
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation 0;
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity ;
7 Adopt Policy on Human Right to Water Against Against Shareholder
8 Adopt Policy to Address Coastal Against Against Shareholder
Louisiana Environmental Impacts 0;
9 Report on Environmental Impact of Oil Against Against Shareholder
Sands Operations in Canada
10 Report on Environmental Impacts of Against Against Shareholder
Natural Gas Fracturing
11 Report on Energy Technologies Against Against Shareholder
Development ;
12 Adopt Quantitative GHG Goals from Against Against Shareholder
Products and Operations 60;
13 Report on Risks of Alternative Against Against Shareholder
Long-term Fossil Fuel Demand Estimates
------------------------------------ - --------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102 160;
Meeting Date: MAR 11, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Deborah L. Bevier For For Management
2 Elect Director Alan J. Higginson For For ; Management
3 Elect Director John McAdam For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105 0;
Meeting Date: DEC 15, 2009 Meeting Type: Annual
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Billeadeau For For Management
1.2 Elect Director Philip A. Hadley For For Management
1.3 Elect Director Joseph R. Zimmel For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 28, 2009 Meeting Type: Annual
Record Date: AUG 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For 60; Management
1.3 Elect DirectorJudith L. Estrin For For Management
1.4 Elect Director J.R. Hyde, III For For Management
1.5 Elect Director Shirley A. Jackson For For Management
1.6 Elect Director Steven R. Loranger For For Management
1.7 Elect Director Gary W. Loveman For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith 60; For For Management
1.10 Elect Director Joshua I. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For 160; Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation 0;
6 Adopt Principles for Health Care Reform Against Against Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP. 160;
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2010 Meeting Type: Annual & #160;
Record Date: MAR 22, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Addison For Withhold Management
1.2 Elect Director Anthony J. Alexander For For Management
1.3 Elect Director Michael J. Anderson For Withhold Management
1.4 Elect Director Carol A. Cartwright For Withhold Management
1.5 Elect Director William T. Cottle For Withhold Management
1.6 Elect Director Robert B. Heisler, Jr. For Withhold Management
1.7 Elect Director Ernest J. Novak, Jr. For Withhold Management
1.8 Elect Director Catherine A. Rein For Withhold Management
1.9 Elect Director George M. Smart For Withhold Management
1.10 Elect Director Wes M. Taylor For Withhold Management
1.11 Elect Director Jesse T. Williams, Sr. For Withhold & #160; Management
2 Ratify Auditors For For Management
3 Amend Bylaws-- Call Special Meetings Against For Shareholder
4 Stock Retention/Holding Period Against Against Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
FORTUNE BRANDS, INC.
Ticker: FO Security ID: 349631101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anne M. Tatlock For For M anagement
2 Elect Director Norman H. Wesley For For Management
3 Elect Director Peter M. Wilson For For Management
4 Ratify Auditors For For & #160; Management
5 Reduce Supermajority Vote Requirement For For Management
6 Approve Non-Employee Director Stock For For Management
Award Plan 0;
7 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FOUNDATION COAL HLDGS INC
Ticker:& #160; FCL Security ID: 35039W100
Meeting Date: JUL 31, 2009 Meeting Type: Special
Record Date: JUN 25, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC. 60;
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 5, 2010 Meeting Type: Annual 160;
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Re-elect Amir Abu-Ghazaleh as Director For For Management
1b Re-elect Salvatore H. Alfiero as For For Management
Director ;
1c Re-elect Edward L. Boykin as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports (Voting)
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Non-Employee Directors Equity For For Management
Plan 0;
5 Approve and Adopt Performance Incentive For For Management
Plan for Senior Executives
6 Approve and Adopt Long-Term Incentive For For Management
Plan
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Richard Fontaine For For Management
1.2 Elect Director Jerome L. Davis 160; For For Management
1.3 Elect Director Steven R. Koonin For For Management
1.4 Elect Director Stephanie M. Shern For For Management
2 Ratify Auditors For 160; For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION & #160;
Ticker: GD Security ID: 369550108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nicholas D. Chabraja For 160; For Management
2 Elect Director James S. Crown For For Management
3 Elect Director William P. Fricks For For Management
4 Elect Director Jay L. Johnson For For & #160; Management
5 Elect Director George A. Joulwan For For Management
6 Elect Director Paul G. Kaminski For For Management
7 Elect Director John M. Keane For For Management
8 Elect Director Lester L. Lyles For For Management
9 Elect Director William A. Osborn For For Management
10 Elect Director Robert Walmsley For For Management
11 Ratify Auditors For For Management
12 Report on Space-based Weapons Program Against Against Shareholder
--------------------------------------------------------------------------------
GENZYME CORPORATION
Ticker: GENZ Security ID: 372917104
Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest
Record Date: APR 9, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Di rector Robert J. Bertolini For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
1.4 Elect Director Robert J. Carpenter For For Management
1.5 Elect Director Charles L. Cooney For For 60; Management
1.6 Elect Director Victor J. Dzau For For Management
1.7 Elect Director Connie Mack, III For For Management
1.8 Elect Director Richard F. Syron For For Management
1.9 Elect Director Henri A. Termeer For For Management
1.10 Elect Director Ralph V. Whitworth For For Management
2 Amend Omnibus Stock Plan For For Management
3 0; Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors ; For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None None 60;
1.1 Elect Director Steven Burakoff For �� Did Not Vote Shareholder
1.2 Elect Director Alexander J. Denner For Did Not Vote Shareholder
1.3 Elect Director Carl C. Icahn For Did Not Vote Shareholder
1.4 Elect Director Richard Mulligan & #160; For Did Not Vote Shareholder
1.5 Management Nominee - Douglas A. For Did Not Vote Shareholder
Berthiaume
1.6 Management Nominee - Robert J. 60; For Did Not Vote Shareholder
Bertolini
1.7 Management Nominee - Gail K. Boudreaux For Did Not Vote Shareholder
1.8 Management Nominee - Robert J. ; For Did Not Vote Shareholder
Carpenter
1.9 Management Nominee - Victor J. Dzau For Did Not Vote Shareholder
1.10 Management Nominee - Ralph V. Whitworth For 160; Did Not Vote Shareholder
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Amend Qualified Employee Stock Purchase For Did Not Vote Management
Plan & #160;
4 Amend Non-Employee Director Omnibus Against Did Not Vote Management
Stock Plan
5 Prov ide Right to Call Special Meeting For Did Not Vote Management
6 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal & #160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Schmidt For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director L arry Page For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director John L. Hennessy For For Management
1.6 Elect Director Ann Mather For For Management
1.7 Elect Director Paul S. Otellini For For Management
1.8 Elect Director K. Ram Shriram For For Management
1.9 Elect Director Shirley M. Tilghman For For 60; Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Prepare Sustainability Report Against 0; Against Shareholder
5 Adopt Principles for Online Advertising Against Against Shareholder
6 Amend Human Rights Policies Regarding Against Against Shareholder
Chinese Operations
--------------------------------------------------------------------------------
GREATBATCH, INC.
Ticker: GB Security ID: 39153L106
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Michael Dinkins For For Management
1.3 Elect Director Thomas J. Hook For For Management
1.4 Elect Director Kevin C. Melia For For Management
1.5 Elect Director Dr. J.A. Miller, Jr. For For Management
1.6 Elect Director Bill R. Sanford For For Management
1.7 Elect Director Peter H. Soderberg For For Management
1.8 Elect Director William B. Summers, Jr. For For Management
1.9 Elect Director Dr. Helena S Wisniewski For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC.
Ticker: GLF Security ID: 402629109
Meeting Date: FEB 23, 2010 Meeting Type: Special
Record Date: JAN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Authorize a New Class of Common Stock& #160; For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GULFMARK OFFSHORE, INC.
Ticker: & #160; GLF Security ID: 402629208
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter I. Bijur For Withhold Management
1.2 Elect Director David J. Butters 0; For Withhold Management
1.3 Elect Director Brian R. Ford For For Management
1.4 Elect Director Louis S. Gimbel, III For For Management
1.5 Elect Director Sheldon S. Gordon For Withhold Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Robert T. O'Connell For For Management
1.8 Elect Director Rex C. Ross For For Management
1.9 Elect Director Br uce A. Streeter For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HARRIS CORP.
Ticker: HRS Security ID: 413875105
Meeting Date: OCT 23, 2009 Meeting Type: Annual
Record Date: AUG 28, 2009 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Growcock For For Management
1.2 Elect Director Leslie F. Kenne For For Management
1.3 Elect Director David B. Rickard For For Management
1.4 Elect Director Gregory T. Swienton For For Management
2 Ratify Auditors For For Management
3 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley M Bergman For For Management
1.2 Elect Director Gerald A Benjamin For For Management
1.3 Elect Director James P Breslawski For 60; For Management
1.4 Elect Director Mark E Mlotek For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Barry J Alperin For For 0; Management
1.7 Elect Director Paul Brons For For Management
1.8 Elect Director Donald J Kabat For For Management
1.9 Elect Director Philip A Laskawy For For Management
1.10 Elect Director Karyn Mashima For For Management
1.11 Elect Director Norman S Matthews For For Management
1.12 Elect Director Bradley T Sheares, PhD For For Management
1.13 Elect Director Louis W Sullivan, MD For 60; For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HESS CORPORATION 160;
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 5, 2010 Meeting Type: Annual & #160;
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote C ast Sponsor
1.1 Elect Director N.F. Brady For For Management
1.2 Elect Director G.P. Hill For For Management
1.3 Elect Director T.H. Kean For For & #160; Management
1.4 Elect Director F.A. Olson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY 0;
Ticker: HPQ Security ID: 428236103
Meeting Date: MAR 17, 2010 Meeting Type: Annual 160;
Record Date: JAN 19, 2010
# Proposal 60; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Lawrence T. Babbio, Jr. For For Management
1.3 Elect Director Sari M. Baldauf For For Management
1.4 Elect Director Rajiv L. Gupta For For Management
1.5 Elect Director John H. Hammergren For For Management
1.6 Elect Director Mark V. Hurd For For Management
1.7 Elect Director Jo el Z. Hyatt For For Management
1.8 Elect Director John R. Joyce For For Management
1.9 Elect Director Robert L. Ryan For For Management
1.10 Elect Director Lucille S. Salhany For ; For Management
1.11 Elect Director G. Kennedy Thompson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan F or For Management
4 Company Request on Advisory Vote on For For Management
Executive Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Newsome For For Management
1.2 Elect Directo r Carl Kirkland For For Management
1.3 Elect Director Thomas A. Saunders, III For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan ; For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mark A. Yeager For For Management
1.3 Elect Director Gary D. Eppen For For Management
1.4 Elect Director Charles R. Reaves For For Management
1.5 Elect Director Martin P. Slark For For Management
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ; ITW Security ID: 452308109
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marvin D. Brailsford For For Management
2 Elect Director Susan Crown For For Management
3 Elect Director Don H. Davis, Jr. For For Management
4 Elect Director Robert C. McCormack For For Management
5 Elect Director Robert S. Morrison For F or Management
6 Elect Director James A. Skinner For For Management
7 Elect Director David B. Smith, Jr. For For Management
8 Elect Director David B. Speer For For Management
9 Elect Director Pamela B. Strobel For For Management
10 Ratify Auditors For For Management
11 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 27, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Walter For For Management
1.2 Elect Director Eric D. Belcher For For Management
1.3 Elect Director Peter J. Barris For For Management
1.4 Elect Director Sharyar Baradaran For For Management
1.5 Elect Director Jack M. Greenberg For For Management
1.6 Elect Director Linda S. Wolf For For Management
1.7 Elect Director Eric P. Lefkofsky For Withhold Management
1.8 Elect Director Charles K. Bobrinskoy For For Management
1.9 Elect Director Adam J. Gutstein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208 60;
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas J. Baltimore, Jr. For For Management
2 Elect Director Keith Bradley For For Management
3 Elect Director Richard E. Caruso For For Management
4 Elect Director Stuart M. Essig For For Management
5 Elect Director Neal Moszkowski For For Management
6 160; Elect Director Raymond G. Murphy For For Management
7 Elect Director Christian S. Schade For For Management
8 Elect Director James M. Sullivan For For Management
9 Elect Director Anne M. Vanlent F or For Management
10 Ratify Auditors For For Management
11 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE, INC.
Ticker: ICE 60; Security ID: 45865V100
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Crisp For For Management
1.2 Elect Director Jean-Marc Forneri ; For For Management
1.3 Elect Director Fred W. Hatfield For For Management
1.4 Elect Director Terrence F. Martell For For Management
1.5 Elect Director Sir Callum McCarthy For For Management
1.6 Elect Director Sir Robert Reid For For Management
1.7 Elect Director Frederic V. Salerno For For Management
1.8 Elect Director Jeffrey C. Sprecher For For Management
1.9 Elect Director Judith A. Sprie ser For For Management
1.10 Elect Director Vincent Tese For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERFACE, INC.
Ticker: IFSIA Security ID: 458665106
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dianne Dillon-Ridgley For Withhold Management
1.2 Elect Director June M. Henton 160; For Withhold Management
1.3 Elect Director Christopher G. Kennedy For Withhold Management
1.4 Elect Director K. David Kohler For Withhold Management
1.5 Elect Director Thomas R. Oliver For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------- - -----------------------------------------------------------
INTERLINE BRANDS, INC.
Ticker: IBI Security ID: 458743101 & #160;
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Grebe For For Management
1.2 Elect Director Gideon Argov For Withhold Management
1.3 Elect Director Randolph W. Melville For For Management
2 Ratify Auditors For For Management
3 Other Business For Against& #160; Management
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: SEP 30, 2009 Meeting Type: Special
Record Date: AUG 14, 2009 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For For Manag ement
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY
Ticker: IGT Security ID: 459902102
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paget L. Alves For For 160; Management
1.2 Elect Director Patti S. Hart For For Management
1.3 Elect Director Robert A. Mathewson For For Management
1.4 Elect Director Thomas J. Matthews For For Management
1.5 Elect Director Robert J. Miller For For Management
1.6 Elect Director Frederick B. Rentschler For For Management
1.7 Elect Director David E. Roberson For For Management
1.8 Elect Director Philip G. Satre For 160; For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERPUBLIC GROUP OF COMPANIES, INC., THE
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2010 Meeting Type: Annual 60;
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reginald K. Brack For For Management
2 Elect Director Jocelyn Carter-Miller For For Management
3 Elect Director Jill M. Considine For For Management
4 Elect Director Richard A. Goldstein For For Management
5 Elect Director Mary J. Steele Guilfoile For For Management
6 Elect Director H. John Greeniaus For For Management
7 Elect Director Wi lliam T. Kerr For For Management
8 Elect Director Michael I. Roth For For Management
9 Elect Director David M. Thomas For For Management
10 Ratify Auditors 0; For For Management
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: OCT 6, 2009 Meeting Type: Special
Record Date: AUG 14, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Approve Stock Option Exchange Program For For Management
--------------------------------------------------------------------------------
INTERSIL CORPORATION
Ticker: ISIL Security ID: 46069S109
Meeting Date: MAY 5, 2010 Meeting Type: Annual 0;
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Bell For For Management
1.2 Elect Director Dr. Robert W. Conn For For Management
1.3 Elect Director James V. Diller For For Management
1.4 Elect Director Gary E. Gist For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Gregory Lang For For Management
1.7 Elect Director Jan Peeters & #160; For For Management
1.8 Elect Director Robert N. Pokelwaldt For For Management
1.9 Elect Director James A. Urry For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: DEC 15, 2009 Meeting Type: Annual
Record Date: OCT 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Batchelder For For Management
1.2 Elect Director Christopher W. Brody For For Management
1.3 Elect Director William V. Campbell For For Management
1.4 Elect Director Scott D. Cook For For Management
1.5 Elect Director Diane B. Greene For For ; Management
1.6 Elect Director Michael R. Hallman For For Management
1.7 Elect Director Edward A. Kangas For For Management
1.8 Elect Director Suzanne Nora Johnson For For Management
1.9 Elect Director Dennis D. Powell For For Management
1.10 Elect Director Stratton D. Sclavos For For Management
1.11 Elect Director Brad D. Smith For For Management
2 Ratify Auditors 0; For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan 160;
--------------------------------------------------------------------------------
JOHNSON & JOHNSON ;
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual 60;
Record Date: FEB 23, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation 0;
13 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Crandall C. Bowles For For ; Management
1.2 Elect Director Stephen B. Burke For For Management
1.3 Elect Director David M. Cote For For Management
1.4 Elect Director James S. Crown For For Management
1.5 Elect Director James Dimon For For Management
1.6 Elect Director Ellen V. Futter For For Management
1.7 Elect Director William H. Gray, III For For Management
1.8 Elect Director Laban P. Ja ckson, Jr. For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Lee R. Raymond For For Management
1.11 Elect Director William C. Weldon For For & #160; Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation 0;
4 Affirm Political Non-Partisanship Against Against Shareholder
5 Amend Bylaws-- Call Special Meetings Against Against Shareholder
6 Report on Collateral in Derivatives Against Against Shareholder
Trading
7 Provide Right to Act by Written Consent Against For Shareholder
8 Require Independent Board Chairman Against Against Shareholder
9 Report on Pay Disparity Against Against Shareholder
10 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# ; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lu M. Cordova For For Management
1.2 Elect Director Terrence P. Dunn For For Management
1.3 Elect Director Antonio O. Garza, Jr. For For Management
1.4 Elect Director David L. Starling For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin Carson For For Management
1.2 Elect Director Gordon Gund For For Management
1.3 Elect Director Dorothy Johnson For For Management
1.4 Elect Director Ann McLaughlin Korologos For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
KLA-TENCOR CORP.
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Akins For For Management
1.2 Elect Director Robert T. Bond For For Management
1.3 Elect Director Kiran M. Patel 0; For For Management
1.4 Elect Director David C. Wang For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For 60; Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KNIGHT TRANSPORTATION, INC.
Ticker: KNX Security ID: 499064103
Meeting Date: MAY 20, 2010& #160; Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Knight For For Management
1.2 Elect Director Randy Knight For For Management
1.3 Elect Director Michael Garnreiter For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KROGER CO., THE
Ticker: KR 60; Security ID: 501044101
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: APR 26, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Reuben V. Anderson For For Management
2 Elect Director Robert D. Beyer 60; For For Management
3 Elect Director David B. Dillon For For Management
4 Elect Director Susan J. Kropf For For Management
5 Elect Director John T. LaMacchia For For 60; Management
6 Elect Director David B. Lewis For For Management
7 Elect Director W. Rodney McMullen For For Management
8 Elect Director Jorge P. Montoya For For Management
9 Elect Director Clyde R. Moore For For Management
10 Elect Director Susan M. Phillips For For Management
11 Elect Director Steven R. Rogel For For Management
12 Elect Director James A. Runde For For Management
13 Elect Director Ronald L. Sargent For For Management
14 Elect Director Bobby S. Shackouls For For Management
15 Adopt Majority Voting for Uncontested For 60; For Management
Election of Directors
16 Ratify Auditors For For Management
17 Report on Climate Change Against Against Shareholder
--------------------------------------------------------------------------------
LAZARD LTD 0;
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 27, 2010 Meeting Type: Annual 160;
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast ; Sponsor
1.1 Elect Laurent Mignon as Director For For Management
1.2 Elect Gary W. Parr as Director For For Management
1.3 Elect Hal S. Scott as Director For For Management
2 Amend Bye-laws Re: Removal Procedure For For Management
for Chairman and CEO
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
--------------------------------------------------------------------------------
LIFE TIME FITNESS, INC.
Ticker: LTM Security ID: 53217R207
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahram Akradi For For Management
1.2 Elect Director Giles H. Bateman 160; For For Management
1.3 Elect Director Jack W. Eugster For For Management
1.4 Elect Director Guy C. Jackson For For Management
1.5 Elect Director John K. Lloyd For 0; For Management
1.6 Elect Director Martha A. Morfitt For For Management
1.7 Elect Director John B. Richards For For Management
1.8 Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LKQ CORPORATION 60;
Ticker: LKQX Security ID: 501889208
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1 Elect Director A. Clinton Allen For For Management
2 Elect Director Victor M. Casini For For Management
3 Elect Director Robert M. Devlin For For 0; Management
4 Elect Director Donald F. Flynn For For Management
5 Elect Director Kevin F. Flynn For For Management
6 Elect Director Ronald G. Foster For For Management
7 Elect Director Joseph M. Holsten For For Management
8 Elect Director Paul M. Meister For For Management
9 Elect Director John F. O Brien For For Management
10 Elect Director William M. Webster, IV For For Management
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107 160;
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
#& #160; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Bernauer For For Management
1.2 Elect Director Leonard L. Berry For For Management
1.3 Ele ct Director Dawn E. Hudson For For Management
1.4 Elect Director Robert A. Niblock For For Management
2 Ratify Auditors For For Management
3 Provide Right to Call Special Meeting For For Management
4 Report on Political Contributions Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
----------------- - ---------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106 & #160;
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
&n bsp;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gregory H. Boyce For For Management
2 Elect Director Clarence P. Cazalot, Jr. For For Management
3 Elect Director David A. Daberko For For Management
4 Elect Director William L. Davis For For Management
5 Elect Director Shirley Ann Jackson For For Management
6 Elect Director Philip Lader For For Management
7 Elect Director Charles R. Lee For For Management
8 Elect Director Michael E. J. Phelps For For Management
9 Elect Director Dennis H. Reilley ; For For Management
10 Elect Director Seth E. Schofield For For Management
11 Elect Director John W. Snow For For Management
12 Elect Director Thomas J. Usher For F or Management
13 Ratify Auditors For For Management
14 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings 0;
15 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD
Ticker: 60; MRVL Security ID: G5876H105
Meeting Date: JUL 10, 2009 Meeting Type: Annual
Record Date: MAY 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Sehat Sutardja as Director For For Management
1b Elect Pantas Sutardja as Director For For Management
2 Reappoint PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 27, 2010 Meeting Type: Annual 60;
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Dwyer For For Management
1.2 Elect Director Frank E. Jaumot For For Management
1.3 Elect Director Jose S. Sorzano For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCCORMICK & SCHMICKS SEAFOOD RESTAURANTS, INC. 0;
Ticker: MSSR Security ID: 579793100
Meeting Date: MAY 19, 2010 Meeting Type: Annual & #160;
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Rice Edmonds For For Management
2 Elect Director William T. Freeman For For Management
3 Elect Director Elliott H. Jurgensen, For For Management
Jr. 60;
4 Elect Director Jeffrey D. Klein For For Management
5 Elect Director James R. Parish For For 160; Management
6 Elect Director David B. Pittaway For For Management
7 Elect Director Douglas L. Schmick For For Management
8 Ratify Auditors For For 60; Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Walter E. Massey For For 0; Management
2 Elect Director John W. Rogers, Jr. For For Management
3 Elect Director Roger W. Stone For For Management
4 Elect Director Miles D. White For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation ;
7 Reduce Supermajority Vote Requirement Against For Shareholder
8 Require Suppliers to Adopt CAK Against Against Shareholder
9 Adopt Cage-Free Eggs Purchasing Policy Against Against Shareholder
--------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: 60; MHS Security ID: 58405U102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis 60; For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For ; Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For For Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC.
Ticker: MDCI Security ID: 58449L100
Meeting Date: AUG 13, 2009 Meeting Type: Annual
Record Date: JUN 16, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Berling For Withhold Management
1. 2 Elect Director Richard G. Satin For For Management
2 Amend Non-Employee Director Stock For For Management
Option Plan 0;
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDTRONIC , INC.
Ticker: MDT Security ID: 585055106
Meeting Date: A UG 27, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director William A. Hawkins For For Management
1.4 Elect Director S. Ann Jackson For For Management
1.5 Elect Director Denise M. O'Leary For For Management
1.6 Elect Director Robert C. Pozen For For Management
1.7 Elect Director Jean-pierre Rosso For For Management
1.8 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For ; For Management
--------------------------------------------------------------------------------
MERCK & CO., INC. 0;
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer 60; For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For 160; For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Elect Director William H. Gates, III For For Management
2 Elect Director Steven A. Ballmer For For Management
3 Elect Director Dina Dublon 60; For For Management
4 Elect Director Raymond V. Gilmartin For For Management
5 Elect Director Reed Hastings For For Management
6 Elect Director Maria Klawe & #160; For For Management
7 Elect Director David F. Marquardt For For Management
8 Elect Director Charles H. Noski For For Management
9 Elect Director Helmut Panke For For & #160; Management
10 Ratify Auditors For For Management
11 Permit Right to Call Special Meeting For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Adopt Principles for Health Care Reform Against Against Shareholder
14 Report on Charitable Contributions Against Against Shareholder
--------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank V. AtLee III For For Management
2 Elect Director David L. Chicoine For For Management
3 Elect Director Arthur H. Harper For For Management
4 Elect Director Gwendolyn S. King For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
------------------------------------------- - -------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448 160;
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roy J. Bostock For For Management
2 Elect Director Erskine B. Bowles For For Management
3 Elect Director Howard J. Davies For For Management
4 Elect Director James P. Gorman For For Management
5 Elect Director James H. Hance, Jr. For For Management
6 Elect Director Nobuyuki Hirano For For Management
7 Elect Director C. Robert Kidder For For Management
8 Elect Director John J. Mack For For Management
9 Elect Director Donald T. Nicolaisen For For Management
10 Elect Director Charles H. Noski For For Management
11 Elect Director Hutham S. Olayan For For Management
12 Elect Director O. Griffith Sexton 0; For For Management
13 Elect Director Laura D. Tyson For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For & #160; For Management
Officers' Compensation
16 Amend Omnibus Stock Plan For For Management
17 Amend Artic les/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
18 Stock Retention/Holding Period Against Against Shareholder
19 Require Independent Boa rd Chairman Against Against Shareholder
20 Report on Pay Disparity Against Against Shareholder
21 Claw-back of Payments under Against Against Shareholder
Restatements & #160;
--------------------------------------------------------------------------------
MOVADO GROUP, INC. & #160;
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 17, 2010 Meeting Type: Annual ;
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Hayes Adame For For Management
1.2 Elect Director Richard Cote For For Management
1.3 Elect Director Efraim Grinberg For For Management
1.4 Elect Director Alan H. Howard 160; For For Management
1.5 Elect Director Richard Isserman For For Management
1.6 Elect Director Nathan Leventhal For For Management
1.7 Elect Director Donald Oresman For For Management
1.8 Elect Director Leonard L. Silverstein For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MXB & #160; Security ID: 55354G100
Meeting Date: APR 8, 2010 Meeting Type: Annual
Record Date: FEB 11, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Benjamin F. duPont For Did Not Vote Management
2 Elect Director Henry A. Fernandez For 0; Did Not Vote Management
3 Elect Director Alice W. Handy For Did Not Vote Management
4 Elect Director Catherine R. Kinney For Did Not Vote Management
5 Elect Director Linda H. Riefler For Did Not Vote Management
6 Elect Director George W. Siguler & #160; For Did Not Vote Management
7 Elect Director Scott M. Sipprelle For Did Not Vote Management
8 Elect Director Rodolphe M. Vallee For Did Not Vote Management
9 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION
Ticker: NSM Security ID: 637640103
Meeting Date: SEP 25, 2009 Meeting Type: Annual
Record Date: JUL 30, 2009 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Halla For For Management
1.2 Elect Director Steven R. Appleton For For Management
1.3 Elect Director Gary P. Arnold For For Management
1.4 Elect Director Richard J. Danzig For For Management
1.5 Elect Director John T. Dickson & #160; For For Management
1.6 Elect Director Robert J. Frankenberg For For Management
1.7 Elect Director Modesto A. Maidique For For Management
1.8 Elect Director Edward R. McCracken For For Management
1.9 Elect Director Roderick C. McGeary For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Repricing of Options For For Management
--------------------------------------------------------------------------------
NICE SYSTEMS LTD.
Ticker: NICE Security ID: 653656108 & #160;
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ron Gutler as Director For Did Not Vote Management
1.2 Elect Joseph Atsmon as Director For Did Not Vote Management
1.3 Elect Rimon Ben-Shaoul as Director 160; For Did Not Vote Management
1.4 Elect Yoseph Dauber as Director For Did Not Vote Management
1.5 Elect John Hughes as Director For Did Not Vote Management
1.6 Elect David Kostman as Director For Did Not Vote Management
2.1 Elect Dan Falk as Exte rnal Director For Did Not Vote Management
2.2 Elect Yocheved Dvir as External For Did Not Vote Management
Director
3 & #160; Approve Grant of Options For Did Not Vote Management
4 Approve Payment of Chairman For Did Not Vote Management
5 Amend Articles For Did Not Vote Management
6 Approve Director Liability and & #160; For Did Not Vote Management
Indemnification Agreements
7 Approve Auditors and Authorize Board to For Did Not Vote Management
Fix Their Remuneration
8 Receive Financial Statements and None Did Not Vote Management
Statutory Reports (Non-Voting)
--------------------------------------------------------------------------------
NICE-SYSTEMS LTD.
Ticker: NICE Security ID: 653656108
Meeting Date: JUL 27, 2009 Meeting Type: Annual
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Ron Gutler as Director For Did Not Vote Management
1 b Elect Joseph Atsmon as Director For Did Not Vote Management
1c Elect Rimon Ben-Shaoul as Director For Did Not Vote Management
1d Elect Yoseph Dauber as Director For Did Not Vote Management
1e Elect John Hughes as Director For Did Not Vote Management
1f Elect David Kostman as Director For Did Not Vote Management
2 Re-appoint The Company's Independent For Did Not Vote Management
Auditors And To Authorize The Company's
Board Of Directors To Fix Their 60;
Remuneration.
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: OCT 29, 2009 Meeting Type: Special
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Gordon T. Hall For For Management
1.2 Director Jon A. Marshall For For Management
2 Approval Of The Amendment And For For Management
Restatement Of The Noble Corporation
199 1 Stock Option And Restricted Stock
Plan effective As Of October 29, 2009
------------------------------------------------------------------- - -------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103 0;
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Michael Cawley as Director For For Management
1b Reelect Gordon Hall as Director For For ; Management
1c Reelect Jack Little as Director For For Management
2 Approve Creation of CHF 663.0 Million For Against Management
Pool of Capital without Preemptive
Rights
3 Approve CHF 143.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.52 per Share
4 Approve CHF 154.7 Million Reduction in For For Management
Share Capital and Capital Repayment of
CHF 0.56 per Share
5 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Discharge of Board and Senior For For Management
Management
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JAN 29, 2010 Meeting Type: Annual
Record Date: DEC 4, 2009
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Elect Director Paul A. Ricci For For Management
2 Elect Director Robert G. Teresi For For Management
3 Elect Director Robert J. Frankenberg For 0; For Management
4 Elect Director Katharine A. Martin For For Management
5 Elect Director Patrick T. Hackett For For Management
6 Elect Director William H. Janeway For For Management
7 Elect Director Mark B. Myers For For Management
8 Elect Director Philip J. Quigley For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock Purchase For For Management
Plan
11 Ratify Auditors 0; For For Management
--------------------------------------------------------------------------------
O'CHARLEY'S INC. ;
Ticker: CHUX Security ID: 670823103
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arnaud Ajdler For For Management
2 Elect Director William F. Andrews For For Management
3 Elect Director Douglas Benham For For Management
4 Elect Director Philip J. Hickey, Jr. For For Management
5 Elect Director Gregory Monahan For For Management
6 Elect Director Dale W. Polley For For Management
7 Elect Director Richard Reiss, Jr. For For& #160; Management
8 Elect Director H. Steve Tidwell For For Management
9 Elect Director Robert J. Walker For For Management
10 Elect Director Jeffrey D. Warne For For Management
11 Elect Director Shirley A. Zeitlin For For Management
12 Ratify Auditors For For Management
13 Purchase Poultry from Suppliers Using Against Against Shareholder
CAK
--------------------------------------------------------------------------------
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
Ticker: OZM Security ID: 67551U105
Meeting Date: MAY 25, 2010 Meeting Type: Annual 160;
Record Date: MAR 31, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Och For For Management
1.2 Elect Director Jerome P. Kenney For For Management
2 Ratify Auditors For 160; For Management
--------------------------------------------------------------------------------
OMNICOM GROUP INC. ;
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren 160; For For Management
1.2 Elect Director Bruce Crawford For For Management
1.3 Elect Director Alan R. Batkin For For Management
1.4 Elect Director Robert Charles Clark For 0; For Management
1.5 Elect Director Leonard S. Coleman, Jr. For For Management
1.6 Elect Director Errol M. Cook For For Management
1.7 Elect Director Susan S. Denison For For Management
1.8 Elect Director Michael A. Henning For For Management
1.9 Elect Director John R. Murphy For For Management
1.10 Elect Director John R. Purcell For For Management
1.11 Elect Director Linda Johnson Rice For For Management
1.12 Elect Director Gary L. Roubos For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan 0; For For Management
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Reimburse Proxy Contest Expenses Against Against Shareholder
6 Adopt a Policy in which the Company Against Against Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
7 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ONNN Security ID: 682189105
Meeting Date: MAY 18, 2010 Meeting Type: Annual ��
Record Date: APR 5, 2010 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Daniel McCranie For For Management
1.2 Elect Director Emmanuel T. Hernandez For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ORACLE CORP.
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 7, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For & #160; Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Donald L. Lucas For For Management
1.11 Elect Director Charles E. Phillips, Jr. For For Management
1.12 Elect Director Naomi O. Seligman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
5 Advisory Vote to Ratify Named Executive Against Against Shareholder
0; Officers' Compensation
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
OWENS & MINOR INC.
Ticker: OMI Security ID: 690732102 ;
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Marshall Acuff, Jr. For For Management
1.2 Elect Director J. Alfred Broaddus, Jr. For For Management
1.3 160; Elect Director John T. Crotty For For Management
1.4 Elect Director Richard E. Fogg For For Management
1.5 Elect Director G. Gilmer Minor, III For For Management
1.6 Elect Director Eddie N. Moore, Jr. For 0; For Management
1.7 Elect Director Peter S. Redding For For Management
1.8 Elect Director James E. Rogers For For Management
1.9 Elect Director Robert C. Sledd For For Management
1.10 Elect Director Craig R. Smith For For Management
1.11 Elect Director James E. Ukrop For For Management
1.12 Elect Director Anne Marie Whittemore For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison J. Carnwath For For Manag ement
1.2 Elect Director Robert T. Parry For For Management
1.3 Elect Director John M. Pigott For For Management
1.4 Elect Director Gregory M.E. Spierkel For For Management
2 60; Reduce Supermajority Vote Requirement Against For Shareholder
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Limit Composition of Committee(s) to Against Against Shareholder
Independent Directors
--------------------------------------------------------------------------------
PALL CORP.
Ticker: PLL Security ID: 696429307 0;
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 29, 2009
&nbs p;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Carroll For For Management
1.2 Elect Director Robert B. Coutts For For Management
1.3 Elect Director Cheryl W. Grise For For Management
1.4 Elect Director Ulric S. Haynes For For Management
1.5 Elect Director Ronald L. Hoffman For For Management
1.6 & #160; Elect Director Eric Krasnoff For For Management
1.7 Elect Director Dennis N. Longstreet For For Management
1.8 Elect Director Edwin W. Martin, Jr. For For Management
1.9 Elect Director Katharine L. Plourde For For Management
1.10 Elect Director Edward L. Snyder For For Management
1.11 Elect Director Edward Travaglianti For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Qualified Employee Stock Purchase For For Management
Plan ;
5 Amend Management Stock Purchase Plan For For Management
6 Amend Omnibus Stock Plan For For Management
7 Other Business & #160; For Against Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Kassling For For Management
1.2 Elect Director Robert J. Kohlhepp For For Management
1.3 Elect Director Giulio Mazzalupi For For Management
1.4 Elect Director Klaus-Peter Muller For For Management
1.5 Elect Director Joseph M. Scaminace For For Management
1.6 Elect Director Wolfgang R. Schmitt For For Management
1.7 Elect Director Markos I. Tambakeras For For Management
1.8 Elect Director James L. Wainscott For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PATTERSON COMPANIES INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 14, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen A. Rudnick For For Management
1.2 Elect Director Harold C. Slavkin For For Management
1.3 Elect Director James W. Wiltz F or For Management
1.4 Elect Director Les C. Vinney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors 160; For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION ;
Ticker: BTU Security ID: 704549104
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For ; Management
1.5 Elect Director M. Frances Keeth For For Management
1.6 Elect Director Henry E. Lentz For For Management
1.7 Elect Director Robert A. Malone For For Management
1.8 Elect Director William C. Rusnack For For Management
1.9 Elect Director John F. Turner For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors ; For For Management
--------------------------------------------------------------------------------
PEPCO HOLDINGS, INC. 160;
Ticker: POM Security ID: 713291102
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack B. Dunn, IV For For Management
1.2 Elect Director Terence C. Golden For For Management
1.3 Elect Director Patrick T. Harker For For Management
1.4 Elect Director Frank O. Heint z For For Management
1.5 Elect Director Barbara J. Krumsiek For For Management
1.6 Elect Director George F. MacCormack For For Management
1.7 Elect Director Lawrence C. Nussdorf For For Man agement
1.8 Elect Director Patricia A. Oelrich For For Management
1.9 Elect Director Joseph M. Rigby For For Management
1.10 Elect Director Frank K. Ross For For Management
1.11 Elect Director Pauline A. Schneider For For Management
1.12 Elect Director Lester P. Silverman For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shona L. Brown For For Management
2 Elect Director Ian M. Cook For For Management
3 Elect Director Dina Dublon For For Management
4 Elect Director Victor J. Dzau For For Management
5 Elect Director Ray L. Hunt For For Management
6 Elect Director Alberto Ibarguen For For Management
7 Elect Director Arthur C. Martinez For For Management
8 ; Elect Director Indra K. Nooyi For For Management
9 Elect Director Sharon P. Rockefeller For For Management
10 Elect Director James J. Schiro For For Management
11 Elect Director Lloyd G. Trotter For& #160; For Management
12 Elect Director Daniel Vasella For For Management
13 Ratify Auditors For For Management
14 Amend Omnibus Stock Plan 60; For For Management
15 Report on Charitable Contributions Against Against Shareholder
16 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings 0;
17 Report on Public Policy Advocacy Against Against Shareholder
Process
--------------------------------------------------------------------------------
PETSMART, INC.
Ticker: PETM Security ID: 716768106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rakesh Gangwal For For Management
2 Elect Director Robert F. Moran For For Management
3 Elect Director Barbara A. Munder For For Management
4 Elect Director Thomas G. Stemberg For For Management
5 & #160; Ratify Auditors For For Management
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103 60;
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6& #160; Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For ; For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Ma nagement
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Aud itors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
--------------------------------------------------------------------------------
PHASE FORWARD INCORPORATED
Ticker: PFWD Security ID: 71721R406
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert K. Weiler For For Management
1.2 Elect Director Axel Bichara For For Management
1.3 Elect Director Paul A. Bleicher, M.D., For & #160; For Management
Ph.D.
1.4 Elect Director Richard A. D'Amore For For Management
1.5 Elect Director Gary E. Haroian For For Management
1.6 Elect Director Paul G. Joubert For For Management
1.7 Elect Director Kenneth I. Kaitin, Ph.D. For For Management
1.8 Elect Director Dennis R. Shaughnessy For For 160; Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POLYCOM, INC.
Ticker: PLCM Security ID: 73172K104
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Hagerty For For Management
1.2 Elect Director Michael R. Kourey For For Management
1.3 Elect Director Betsy S. Atkins For 160; For Management
1.4 Elect Director David G. DeWalt For For Management
1.5 Elect Director John A. Kelley, Jr. For For Management
1.6 Elect Director D. Scott Mercer For For Management
1.7 Elect Director William A. Owens For For Management
1.8 Elect Director Kevin T. Parker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 27, 2010 Meeting Type: Annual ;
Record Date: MAR 1, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Nance K. Dicciani For For Management
1.3 Elect Director Edward G. Galante For For Manageme nt
1.4 Elect Director Claire W. Gargalli For For Management
1.5 Elect Director Ira D. Hall For For Management
1.6 Elect Director Raymond W. LeBoeuf For For Management
1.7 Elect Director Larry D. Mcvay For For Management
1.8 Elect Director Wayne T. Smith For For Management
1.9 Elect Director Robert L. Wood For For Management
2 Ratify Auditors ; For For Management
--------------------------------------------------------------------------------
PRESTIGE BRANDS HOLDINGS INC ;
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 4, 2009 Meeting Type: Annual
Record Date: JUN 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Pettie For For Management
1.2 Elect Director L. Dick Buell For For Management
1.3 Elect Director John E. Byom For For Management
1.4 Elect Director Gary E. Costley For For Management
1.5 Elect Director Vincent J. Hemmer For For Management
1.6 Elect Director Patrick Lonergan For For Management
1.7 Elect Director Peter C. Mann For 0; For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery H. Boyd For For Management
1.2 Elect Director Ralph M. Bahna For For Management
1.3 Elect Director Howard W. Barker, Jr. For 60; For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Nancy B. Peretsman For For Management
1.8 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102 60;
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael T. Dan For For Management
2 Elect Director C. Daniel Gelatt For For Ma nagement
3 Elect Director Sandra L. Helton For For Management
4 Elect Director Larry D. Zimpleman For For Management
5 Amend Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PROCTER & GAMBLE COMPANY, THE ;
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2009 Meeting Type: Annual 0;
Record Date: AUG 14, 2009
# Proposal Mgt Rec Vot e Cast Sponsor
1 Elect Director Kenneth I. Chenault For For Management
2 Elect Director Scott D. Cook For For Management
3 Elect Director Rajat K. Gupta For For Management
4 Elect Director A.G. Lafley For For Management
5 Elect Director Charles R. Lee For For Management
6 Elect Director Lynn M. Martin For For Management
7 Elect Director Robert A. McDonald For For Management
8 Elect Director W. James McNerney, Jr. For For Management
9 Elect Director Johnathan A. Rodgers For For Management
10 Elect Director Ralph Snyderman ; For For Management
11 Elect Director Mary Agnes Wilderotter For For Management
12 Elect Director Patricia A. Woertz For For Management
13 Elect Director Ernesto Zedillo For For ; Management
14 Ratify Auditors For For Management
15 Amend Code of Regulations For For Management
16 Approve Omnibus Stock Plan For 60; For Management
17 Provide for Cumulative Voting Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation 0;
--------------------------------------------------------------------------------
PSS WORLD MEDICAL, INC.
Ticker: PSSI Security ID: 69366A100
Meeting Date: AUG 20, 2009 Meeting Type: Annual
Record Date: JUN 12, 2009 & #160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey C. Crowe For For & #160; Management
1.2 Elect Director Steven T. Halverson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For & #160; Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED ;
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 2, 2010 Meeting Type: Annual
Record Date: JAN 4, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For 160; For Management
1.2 Elect Director Stephen M. Bennett For For Management
1.3 Elect Director Donald G. Cruickshank For For Management
1.4 Elect Director Raymond V. Dittamore For For Management
1.5 Elect Director Thomas W. Horton For For Management
1.6 Elect Director Irwin Mark Jacobs For For Management
1.7 Elect Director Paul E. Jacobs For For Management
1.8 Elect Director Robert E. Kahn 60; For For Management
1.9 Elect Director Sherry Lansing �� For For Management
1.10 Elect Director Duane A. Nelles For For Management
1.11 Elect Director Brent Scowcroft For For 60; Management
1.12 Elect Director Marc I. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUEST SOFTWARE, INC. & #160;
Ticker: QSFT Security ID: 74834T103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: 0; APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent C. Smith ; For For Management
1.2 Elect Director Raymond J. Lane For For Management
1.3 Elect Director Douglas F. Garn For For Management
1.4 Elect Director Augustine L. Nieto II For For Manag ement
1.5 Elect Director Kevin M. Klausmeyer For For Management
1.6 Elect Director Paul A. Sallaberry For For Management
1.7 Elect Director H. John Dirks For For Management
2 60; Ratify Auditors For For Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: MAY 27, 2010 Meeting Type: Annual 0;
Record Date: APR 2, 2010
# Proposal Mgt Rec Vote Cast& #160; Sponsor
1 Elect Director Vernon E. Clark For For Management
2 Elect Director John M. Deutch For For Management
3 Elect Director Stephen J. Hadley For For Management
4 Elect Director Frederic M. Poses For For Management
5 Elect Director Michael C. Ruettgers For For Management
6 Elect Director Ronald L. Skates For For Management
7 Elect Director William R. Spivey For For Management
8 Elect Director Linda G. Stuntz For For Management
9 Elect Director William H. Swanson For For Management
10 Ratify Auditors 0; For For Management
11 Provide Right to Call Special Meeting For For Management
12 Approve Omnibus Stock Plan For For Management
13 Advisory Vote to Ratify Named Executive Against Against & #160; Shareholder
Officers' Compensation
14 Submit SERP to Shareholder Vote Against Against Shareholder
15 Provide Right to Act by Written Consent Against Abstain Shareholder
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher L. Doerr For For Management
2 Elect Director Mark J. Gliebe For For Management
3 Elect Director Curtis W. Stoelting For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIGHTNOW TECHNOLOGIES, INC.
Ticker: RNOW Security ID: 76657R106
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: APR 9, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg R. Gianforte For For Management
1.2 Elect Director Gregory M. Avis For Withhold Management
1.3 Elect Director Thomas W. Kendra For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC. 0;
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 2, 2010 Meeting Type: Annual 60;
Record Date: APR 9, 2010
# Proposal Mgt Rec 0; Vote Cast Sponsor
1.1 Elect Director David W. Devonshire For For Management
1.2 Elect Director John F. Fort, III For For Management
1.3 Elect Director Brian D. Jellison For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC. 0;
Ticker: R Security ID: 783549108
Meeting Date: MAY 14, 2010 Meeting Type: Annual 0;
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David I. Fuente For For Management
2 Elect Director Eugene A. Renna For For Management
3 Elect Director Abbie J. Smith For For & #160; Management
4 Ratify Auditors For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock Purchase For For 0; Management
Plan
--------------------------------------------------------------------------------
SEABRIGHT INSURANCE HOLDINGS, INC.
Ticker: SBX Security ID: 811656107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Pasqualetto For For Management
1.2 Elect Director Joseph A. Edwards For For Management
1.3 Elect Director William M. Feldman For For Management
1.4 Elect Director Mural R. Josephson For For Management
1.5 Elect Director George M. Morvis For For Management
1.6 Elect Director Michael D. Rice For For Managemen t
2 Amend Omnibus Stock Plan For For Management
3 Change Company Name For For Management
4 Ratify Auditors For& #160; For Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY 0;
Ticker: STX Security ID: G7945J104
Meeting Date: OCT 28, 2009 Meeting Type: Annual
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Stephen J. Luczo as Dir ector For For Management
1b Election Frank J. Biondi, Jr. as For For Management
Director
1c Election William W. Bradley as Director For For Management
1d Election David F. Marquardt as Director For For Management
1e Election Lydia M. Marshall as Director For For Management
1f Election Albert A. Pimentel as Director For For Management
1g Election C.S. Park as Director For For Management
1h Election Gregorio Reyes as Director For For Management
1i Election John W. Thompson as Director For For Management
1j Election Edward J. Zander as Director For For Management
2 Increase Number of Shares Reserved For For Management
Under Seagate Technology's Employee
& #160;Stock Purchase Plan in the Amount of 10
Million Shares
3 Approve Employee Stock Option Exchange For For 60; Management
Program
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY 60;
Ticker: STX Security ID: G7945J104
Meeting Date: APR 14, 2010 Meeting Type: Special
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Of The Scheme Of Arrangement, For For Management
A Copy Of Which Is attached To The
Accompanying Proxy Statement As Annex
A .
2 Approval Of A Motion To Adjourn The For For Management
Special Meeting To A Later Date To
Solicit Additional Proxies If There Are
Insufficient Proxies Or Shareholders
1 Approval Of The Cancellation Of For For Management
Seagate-Cayman's Share Capital,which Is
Necessary In Order To Effect The Scheme
Of Arrangement and Is A Condition To
Proceeding With The Scheme Of
Arrangement(the Capital Reduction 60;
Proposal ).
2 Approval Of The Creation Of For For ; Management
Distributable Reserves Of
Seagate-Ireland Which Are Required
Under I rish Law In Order To Permit Us
To Pay Dividends And Repurchase Or
Redeem Shares 160;
3 Approval Of A Motion To Adjourn The For For Management
Meeting To A Later Date To Solicit
Additional Proxies If There Are & #160;
Insufficient Proxies Or Shareholders,
All As More Fully Described In Proxy & #160;
Statement
--------------------------------------------------------------------------------
SHERWIN-WILLIAMS COMPANY, THE
Ticker: SHW Security ID: 824348106
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal 0; Mgt Rec Vote Cast Sponsor
1.1 Fix Number of Directors at 11 and Elect For For Management
Director Arthur F. Anton
1.2 Elect Director James C. Boland For For Management
1.3 Elect Director Christopher M. Connor For For Management
1.4 Elect Director David F. Hodnik For For Management
1.5 Elect Director Thomas G. Kadien 0; For For Management
1.6 Elect Director Susan J. Kropf For For Management
1.7 Elect Director Gary E. McCullough For For Management
1.8 Elect Director A. Malachi Mixon, III For For Management
1.9 Elect Director Curtis E. Moll For For Management
1.10 Elect Director Richard K. Smucker For For Management
1.11 Elect Director John M. Stropki, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Require a Majority Vote for the Against Against Shareholder
Elect ion of Directors
--------------------------------------------------------------------------------
SOLERA HOLDINGS, INC. ;
Ticker: SLH Security ID: 83421A104
Meeting Date: NOV 11, 2009 Meeting Type: Annual 60;
Record Date: OCT 1, 2009
# Proposal Mgt Rec 0; Vote Cast Sponsor
1.1 Elect Director Tony Aquila For For Management
1.2 Elect Director Arthur F. Kingsbury For For Management
1.3 Elect Director Jerrell W. Shelton For For Management
1.4 Elect Director Kenneth A. Viellieu For For Management
1.5 Elect Director Stuart J. Yarbrough For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David W. Biegler For For Management
2 Elect Director Douglas H. Brooks For For Management
3 Elect Director William H. Cunningham For For Management
4 Elect Director John G. Denison For For Management
5 Elect Director Travis C. Johnson For For Management
6 Elect Director Gary C. Kelly For For Management
7 Elect Director Nancy B. Loeffler For For Management
8 Elect Director John T. Montford For ; For Management
9 Elect Director Daniel D. Villanueva For For Management
10 Amend Omnibus Stock Plan For For Management
11 Ratify Auditors 160; For For Management
12 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY 0;
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2010 Meeting Type: Annual 160;
Record Date: MAR 31, 2010
# Proposal Mgt Rec 160; Vote Cast Sponsor
1.1 Elect Director Lewis E. Epley, Jr. For For Management
1.2 Elect Director Robert L. Howard For For Management
1.3 Elect Director Harold M. Korell For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Charles E. Scharlau 0; For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Require a Majority Vote for the & #160; Against Against Shareholder
Election of Directors
5 Report on Political Contributions Against Against Shareholder
&nbs p;
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: 0; SU Security ID: 867224107
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For �� Management
1.2 Elect Director B rian A. Canfield For For Management
1.3 Elect Director Dominic D'Alessandro For For Management
1.4 Elect Director John T. Ferguson For For Management
1.5 Elect Director W. Douglas Ford For For 60; Management
1.6 Elect Director Richard L. George For For Management
1.7 Elect Director Paul Haseldonckx For For Management
1.8 Elect Director John R. Huff For For Management
1.9 Elect Director Jacques Lamarre For For Management
1.10 Elect Director Brian F. MacNeill For For Management
1.11 Elect Director Maureen McCaw For For Management
1.12 Elect Director Micha el W. O'Brien For For Management
1.13 Elect Director James W. Simpson For For Management
1.14 Elect Director Eira Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For 160; Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SYSCO CORPORATION
;
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan Golden For For Management
2 Elect Director Joseph A. Hafner. Jr. For For Management
3 Elect Director Nancy S. Newcomb For For Management
4 Elect Director Kenneth F. Spitler For For Management
5 60; Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Omnibus Stock Plan For For ; Management
7 Approve Executive Incentive Bonus Plan For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Adopt Principles for Health Care Reform Against Against Shareholder
------------------------------------------------------ - --------------------------
TALECRIS BIOTHERAPEUTICS HOLDINGS CORP.
Ticker: TLCR Security ID: 874227101 0;
Meeting Date: APR 20, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# 60; Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director Kenneth J. Martin For For Management
2 ; Ratify Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 5, 2010 Meeting Type: Annual ;
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Brightman For For Management
1.2 Elect Director Paul D. Coombs For For Management
1.3 Elect Director Ralph S. Cunningham For For Management
1.4 Elect Dir ector Tom H. Delimitros For For Management
1.5 Elect Director Geoffrey M. Hertel For For Management
1.6 Elect Director Allen T. McInnes For For Management
1.7 Elect Director Kenneth P. Mitchell For For Management
1.8 Elect Director William D. Sullivan For For Management
1.9 Elect Director Kenneth E. White, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC. 60;
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 24, 2010 Meeting Type: Annual & #160;
Record Date: MAR 29, 2010
# Proposal Mgt Rec& #160; Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratification Of Auditors 0; For For Management
--------------------------------------------------------------------------------
TIME WARNER INC. ;
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 21, 2010 Meeting Type: Annual 160;
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director S tephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For & #160; For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For ; Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Deborah C. Wright For For Management
13 Ratify Auditors For For Managemen t
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Reduce Supermajority Vote Requirement Against Against Shareholder
17 Stock Retention/Holding Period & #160; Against Against Shareholder
18 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
&n bsp;
--------------------------------------------------------------------------------
TOWER GROUP, INC.
Ticker: 160; TWGP Security ID: 891777104
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 16, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Bryan For For Management
1.2 Elect Director Robert S. Smith & #160; For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
TRUE RELIGION APPAREL, INC.
Ticker: TRLG Security ID: 89784N104
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: APR 26, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Lubell For For Management
1.2 Elect Director Marcello Bottoli For For Management
1.3 Elect Director Joseph Coulombe For For Management
1.4 Elect Director G. Louis Graziadio, III For For Management
1.5 Elect Director Robert L. Harris, II For For ; Management
1.6 Elect Director Seth R. Johnson For For Management
1.7 Elect Director Mark S. Maron For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ULTRA PETROLEUM CORP. & #160;
Ticker: UPL Security ID: 903914109
Meeting Date: JUN 14, 2010 Meeting Type: Annual
Record Date: APR 23, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael D. Watford as Director For 160; For Management
1.2 Elect W. Charles Helton as Director For For Management
1.3 Elect Robert E. Rigney as Director For For Management
1.4 Elect Stephen J. McDaniel as Director For For Management
1.5 Elect Roger A. Brown as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
0; Remuneration
3 Provide a Report Summarizing the Against Against Shareholder
Environmental Impact of Hydraulic
Fracturing and Potential Policies that
will Outline the Reduction or
;Elimination of Hazards to the
Environment
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP 160; Security ID: 907818108
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Andrew H. Card, Jr. For For Management
2 Elect Director Erroll B. Davis, Jr. For ; For Management
3 Elect Director Thomas J. Donohue For For Management
4 Elect Director Archie W. Dunham For For Management
5 Elect Director Judith Richards Hope For For Managem ent
6 Elect Director Charles C. Krulak For For Management
7 Elect Director Michael R. McCarthy For For Management
8 Elect Director Michael W. McConnell For For Management
9 ; Elect Director Thomas F. McLarty III For For Management
10 Elect Director Steven R. Rogel For For Management
11 Elect Director Jose H. Villarreal For For Management
12 Elect Director James R. Young For 0; For Management
13 Ratify Auditors For For Management
14 Require Independent Board Chairman Against Against Shareholder
15 Reduce Supermajority Vote Requirement Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers 60; For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation 160;
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Managemen t
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine 160; For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses 160; Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
VALIDUS HOLDINGS LTD
Ticker: VR 60; Security ID: G9319H102
Meeting Date: SEP 4, 2009 Meeting Type: Special
Record Date: JUL 27, 2009 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance Shares in Connection For For Management
with Amalgamation Agreement 0;
2 Adjourn Meeting For For Management
----------------------------------------------------------------------------- - ---
VALIDUS HOLDINGS LTD
Ticker: VR Security ID: G9319H102
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward J. Noonan as Director For For Management
1.2 Elect Jeffrey W. Greenberg as Director For For Management
1.3 Elect John J. Hendrickson as Director For For Management
1.4 Elect Sumit Rajpal as Director For For Management
2.5 Elect Edward J. Noonan as Subsidiary For For Management
Director 60;
2.6 Elect C.N. Rupert Atkin as Subsidiary For For Management
Director 160;
2.7 Elect Patrick G. Barry as Subsidiary For For Management
Director
2.8 Ele ct Julian P. Bosworth as Subsidiary For For Management
Director
2.9 Elect Michael E.A. Carpenter as For For Management
Subsidiary Director
2.10 Elect Rodrigo Castro as Subsidiary For For Management
Director 0;
2.11 Elect Jane S. Clouting as Subsidiary For For Management
Director 160;
2.12 Elect Joseph E. (Jeff) Consolino as For For Management
Subsidiary Director
2.13 Elect C. Jerome Dill as Subsidiary For 160; For Management
Director
2.14 Elect Andrew Downey as Subsidiary For For Management
Director
2.15 Elect Kerry A. Emanuel as Subsidiary For For Management
Director 60;
2.16 Elect Jonathan D. Ewington as For For Management
Subsidiary Director
2.17 Elect Andrew M. Gibbs as Subsidiary For For Management
Director
2.18 Elect Michael Greene as Subsidiary For For 0; Management
Director
2.19 Elect Nicholas J. Hales as Subsidiary For For Management
Director
2.20 Elect Mark S. Johnson as Subsidiary For For Management
Director
2.21 Elect Anthony J. Keys as Subsidiary For For Management
Director
2.22 Elect Robert F. Kuzloski as Subsidiary For For Management
Director
2.23 Elect Gillian S. Langford as Subsidiary For For 0; Management
Director
2.24 Elect Stuart W. Mercer as Subsidiary For For Management
Director & #160;
2.25 Elect Paul J. Miller as Subsidiary For For Management
Director 160;
2.26 Elect Jean-Marie Nessi as Subsidiary For For Management
Director
2.27 Elect George P. Reeth as Subsidiary For For Management
Director
2.28 Elect Julian G. Ross as Subsidiary For For & #160; Management
Director
2.29 Elect Rafael Saer as Subsidiary For For Management
Director 60;
2.30 Elect Verner G. Southey as Subsidiary For For Management
Director
2.31 Elect Guiseppe Venesiani as Subsidiary For For Management
Director
2.32 Elect Nigel D. Wachman as Subsidiary For For Management
Director
2.33 Elect Conan M. Ward as Subsidiary For For 0; Management
Director
2.34 Elect Lixin Xeng as Subsidiary Director For For Management
3 Ratify PricewaterhouseCoopers Hamilton For 0; For Management
Bermuda as Independent Auditors
--------------------------------------------------------------------------------
VALUECLICK, INC.
Ticker: VCLK Security ID: 92046N102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal 160; Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Zarley For Withhold Management
1.2 Elect Director David S. Buzby For Withhold Management
1.3 Elect Director Martin T. Hart 160; For Withhold Management
1.4 Elect Director Tom A. Vadnais For Withhold Management
1.5 Elect Director Jeffrey F. Rayport For Withhold Management
1.6 Elect Director James R. Peters For Withhold Management
1.7 Elect Director James A. Crouthamel For Withhold Management
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC. ;
Ticker: VRSK Security ID: 92345Y106
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Lehman, Jr. For For Management
1.2 Elect Director Andrew G. Mills For For Management
1.3 Elect Director Arthur J. Rothkopf For For Management
2 Ratify Auditors 0; For For Management
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 20, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Matschullat For For Management
1.2 Elect Director Cathy E. Minehan For For Management
1.3 Elect Director David J. Pang For For Management
1.4 Elect Direc tor William S. Shanahan For For Management
1.5 Elect Director John A. Swainson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VITAMIN SHOPPE, INC.
Ticker: VSI Security ID: 92849E101
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Markee For Withhold Management
1.2 Elect Director B. Michael Be cker For For Management
1.3 Elect Director Catherine E. Buggeln For For Management
1.4 Elect Director John H. Edmondson For For Management
1.5 Elect Director David H. Edwab For For 60; Management
1.6 Elect Director John D. Howard For Withhold Management
1.7 Elect Director Douglas R. Korn For Withhold Management
1.8 Elect Director Richard L. Perkal For Withhold Management
1.9 Elect Dire ctor Beth M. Pritchard For For Management
1.10 Elect Director Katherine Savitt-Lennon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan ;
3 Ratify Auditors For For Management
------------------------------------------------------------------ - --------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402 160;
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT & #160; Security ID: 931142103
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 8, 2010 0;
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Aida M. Alvarez For For Management
2 Elect Director James W. Breyer For For Management
3 Elect Director M. Michele Burns For For Management
4 Elect Director James I. Cash, Jr. For For Management
5 Elect Director Roger C. Corbett For For Management
6 Elect Director Douglas N. Daft For For Management
7 Elect Director Michael T. Duke For For Management
8 Elect Director Gregory B. Penner For For Ma nagement
9 Elect Director Steven S. Reinemund For For Management
10 Elect Director H. Lee Scott, Jr. For For Management
11 Elect Director Arne M. Sorenson For For Management
12 Elect Director Jim C. Walton For For Management
13 Elect Director S. Robson Walton For For Management
14 Elect Director Christopher J. Williams For For Management
15 Elect Director Linda S. Wolf & #160; For For Management
16 Ratify Auditors For For Management
17 Approve Omnibus Stock Plan For For Management
18 Amend Sharesave Plan For For Management
19 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Sexual
Orientation and Gender Identity
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
21 Report on Political Contributions Against Against Shareholder
22 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
23 Require Suppliers to Adopt CAK Against Against Shareholder
24 Report on Process for Identifying and Against Against Shareholder
Prioritizing Public Policy Activities
--------------------------------------------------------------------------------
WEBSENSE, INC.
Ticker: WBSN Security ID: 947684106
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 12, 2010 60;
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Carrington For For Management
1.2 ; Elect Director Bruce T. Coleman For Withhold Management
1.3 Elect Director Gene Hodges For For Management
1.4 Elect Director John F. Schaefer For For Management
1.5 Elect Director Gary E. Sutton For& #160; Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Becker For For Management
1.2 Elect Director David A. Coulter For For Management
1.3 Elect Director Charles W. Shivery For For 60; Management
1.4 Elect Director James C. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
6 Other Business For For 160; Management
--------------------------------------------------------------------------------
WEIGHT WATCHERS INTERNATIONAL, INC.
Ticker: WTW Security ID: 948626106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe J. Amouyal For Withhold Management
1.2 Elect Director David P. Kirchhoff For Withhold Management
1.3 Elect Director Kimberly Roy Tofalli For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010 160;
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director John D. Baker II For For Management
2 Election Director John S. Chen For For Management
3 Election Director Lloyd H. Dean For For Management
4 Election Director Susan E. Engel For For Management
5 Election Director Enrique Hernandez, ; For For Management
Jr.
6 Election Director Donald M. James For For Management
7 Election Director Richard D. McCormick For For Management
8 Election Director Mackey J. McDonald For For Management
9 Election Director Cynthia H. Milligan For For Management
10 Elect Director Nicholas G. Moore F or For Management
11 Elect Director Philip J. Quigley For For Management
12 Elect Director Judith M. Runstad For For Management
13 Elect Director Stephen W. Sanger For For Manag ement
14 Elect Director Robert K. Steel For For Management
15 Elect Director John G. Stumpf For For Management
16 Elect Director an G. Swenson For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Increase Authorized Common Stock For For Management
19 Ratify Auditors For For Management
20 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation & #160;
21 Require Independent Board Chairman Against Against Shareholder
22 Report on Charitable Contributions Against Against Shareholder
23 Report on Political Contributions Against Against Shareholder
&n bsp;
--------------------------------------------------------------------------------
XL CAPITAL LTD.
Ticker: 0; XL Security ID: 98372PAJ7
Meeting Date: APR 30, 2010 Meeting Type: Court
Record Date: MAR 5, 2010 ;
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Series C Dividend Variation For For Management
Proposal& #160;
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Securit y ID: 989207105
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard Cless �� For For Management
1.2 Elect Director Michael A. Smith For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal ; Mgt Rec Vote Cast Sponsor
1 Elect Director Betsy J. Bernard For For Management
2 Elect Director Marc N. Casper For For Management
3 Elect Director David C. Dvorak & #160; For For Management
4 Elect Director Larry C. Glasscock For For Management
5 Elect Director Robert A. Hagemann For For Management
6 Elect Director Arthur J. Higgins For For Management
7 Elect Director John L. McGoldrick For For Management
8 Elect Director Cecil B. Pickett, Ph.D. For For Management
9 Ratify Auditors For For Manage ment
--------------------------------------------------------------------------------
ZIONS BANCORPORATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAR 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roger B. Porter For For 0; Management
2 Elect Director L.E. Simmons For For Management
3 Elect Director Steven C. Wheelwright For For Management
4 Increase Authorized Preferred Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation 160;
7 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination based on Sexual
Orientation and Gender Identity & #160;
8 Require Independent Board Chairman Against For Shareholder
9 Advisory Vote to Ratify Named Executive Against For Shareholder
Officers' Compensation ;
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Investment Trust
Mark E. Carver *
President
UBS Investment Trust
Managing Director
UBS Global Asset Management (Americas) Inc.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | UBS Investment Trust | ||
|
| ||
By (Signature and Title)* | /s/ Mark E. Carver*, President | ||
|
| ||
| Mark E. Carver | ||
|
| ||
| *(Signature affixed by Joseph J .Allessie by Power of Attorney effective July 13, 2010 and filed herewith). | ||
|
| ||
Date | August 13, 2010 | ||
*Print the name and title of each signing officer under his or her signature.
UBS Cashfund Inc.
UBS Index Trust
UBS Investment Trust
UBS Money Series
UBS Managed Municipal Trust
UBS Master Series, Inc.
UBS Municipal Money Market Series
UBS RMA Money Fund, Inc.
UBS RMA Tax-Free Fund, Inc.
UBS Series Trust
UBS PACE Select Advisors Trust
Master Trust
Liquid Institutional Reserves
Global High Income Fund Inc.
Investment Grade Municipal Income Fund Inc.
Managed High Yield Plus Fund Inc.
Strategic Global Income Fund, Inc.
The UBS Funds
SMA Relationship Trust
Fort Dearborn Income Securities Inc.
UBS Relationship Funds
Power of Attorney
Mark E. Carver, whose signature appears below, does hereby constitute and appoint Joseph J. Allessie, Keith Weller, Tammie Lee and Eric Sanders, each an officer of the above named investment companies (each hereafter the “Company”) individually with power of substitution or resubstitution, his true and lawful attorney-in-fact and agent (“Attorney-in-Fact”) with full power of substitution and resubstitution for him in his name, place and stead, in any and all capacities, to file with the Securities and Exchange Commission the Company’s proxy voting record on Form N-PX with all exhibits and any amendments thereto, and sign Form N-PX and any amendments thereto in the name and on behalf of the undersigned as President and/or principal executive officer of the Company any and any other instruments or documents related thereto, and the undersigned does hereby ratify and confirm all that said Attorney-in-Fact shall do or cause to be done by virtue thereof.
This Power of Attorney shall be revocable at any time by a writing signed by the undersigned and shall terminate automatically with respect to the Attorney-in-Fact named above if such Attorney-in-Fact ceases to be an officer of the Company and with respect to the Attorney-in-Fact named above if the undersigned ceases to be President and/or principal executive officer of the Company.
Effective Date:
July 13, 2010
By: | /s/ Mark E. Carver |
|
| Mark E. Carver |
|