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Hartford Financial Services (HIG)

Filed: 21 May 20, 9:18am


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 
FORM 8-K  
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 20, 2020
 
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
(Exact name of registrant as specified in its charter)
 
Delaware001-1395813-3317783
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
The Hartford Financial Services Group, Inc.
One Hartford Plaza, Hartford, Connecticut 06155
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (860) 547-5000
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
Common Stock, par value $0.01 per shareHIGThe New York Stock Exchange
6.10% Notes due October 1, 2041HIG 41The New York Stock Exchange
7.875% Fixed-to-Floating Rate Junior Subordinated Debentures due 2042HGHThe New York Stock Exchange
Depositary Shares, Each Representing a 1/1,00th Interest in a Share of 6.000% Non-Cumulative Preferred Stock, Series G, par value $0.01 per shareHIG PR GThe New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.







Item 5.07     Submission of Matters to a Vote of Security Holders.

The Hartford Financial Services Group, Inc. (the “Company”) held its annual meeting of shareholders on May 20, 2020. Shareholders voted as follows on the matters presented for a vote:

1.The nominees for election to the Company’s Board of Directors were elected to hold office until the 2021 annual meeting of shareholders and until their successors are duly elected and qualified, based upon the following votes:
NomineeVotes For
Votes Against
Votes Abstained
Broker
Non-Votes

ROBERT ALLARDICE, III292,153,193
8,004,189
559,737
23,796,468
LARRY DE SHON299,300,035
902,940
514,144
23,796,468
CARLOS DOMINGUEZ297,568,181
2,808,492
340,446
23,796,468
TREVOR FETTER290,991,616
9,311,847
413,656
23,796,468
KATHRYN MIKELLS296,166,243
4,223,569
327,307
23,796,468
MICHAEL MORRIS281,702,234
18,641,003
373,882
23,796,468
TERESA ROSEBOROUGH299,008,292
1,387,721
321,106
23,796,468
VIRGINIA RUESTERHOLZ297,654,305
2,734,460
328,354
23,796,468
CHRISTOPHER SWIFT275,726,743
22,763,562
2,226,814
23,796,468
MATT WINTER299,044,979
1,179,114
493,026
23,796,468
GREIG WOODRING299,292,184
916,703
508,232
23,796,468

2.The proposal to ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020 was approved based on the following votes:
Votes For
Votes Against
Votes Abstained
Broker
Non-Votes

319,834,733
4,400,832
278,022


3.The proposal to consider and approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s proxy statement was approved based on the following votes:
Votes For
Votes Against
Votes Abstained
Broker
Non-Votes

287,403,907
12,761,606
551,606
23,796,468


4.The proposal to approve the Company's 2020 Stock Incentive Plan was approved based on the following votes:
Votes For
Votes Against
Votes Abstained
Broker
Non-Votes

285,836,259
14,504,681
376,179
23,796,468






Item 9.01     Financial Statements and Exhibits
Exhibit No.  
  
101
Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.


  
104
The cover page from this Current Report on Form 8-K, formatted as Inline XBRL.









SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
  The Hartford Financial Services Group, Inc.
     
May 20, 2020 By: /s/ Donald C. Hunt
    Name: Donald C. Hunt
    Title: Corporate Secretary