UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: December 31
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for:
Sarofim Equity Fund
A series of The Advisors’ Inner Circle Fund
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ABBOTT LABORATORIES
Security ID: 002824100
Ticker: ABT
Meeting Date: 23-Apr-21
1.1 | Elect Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Sally E. Blount | Management | For | Voted - For |
1.4 | Elect Robert B. Ford | Management | For | Voted - For |
1.5 | Elect Michelle A. Kumbier | Management | For | Voted - For |
1.6 | Elect Darren W. McDew | Management | For | Voted - For |
1.7 | Elect Nancy McKinstry | Management | For | Voted - For |
1.8 | Elect William A. Osborn | Management | For | Voted - For |
1.9 | Elect Michael F. Roman | Management | For | Voted - For |
1.10 | Elect Daniel J. Starks | Management | For | Voted - For |
1.11 | Elect John G. Stratton | Management | For | Voted - For |
1.12 | Elect Glenn F. Tilton | Management | For | Voted - For |
1.13 | Elect Miles D. White | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4A. | Elimination of Supermajority Requirement for Article Amendments | Management | For | Voted - For |
4B. | Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Company Plan to Promote Racial Justice | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
ABBVIE INC
Security ID: 00287Y109
Ticker: ABBV
Meeting Date: 07-May-21
1.1 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Glenn F. Tilton | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Amendment to the 2013 Incentive Stock Program | Management | For | Voted - For |
5. | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | Voted - For |
6. | Elimination of Supermajority Requirement | Management | For | Voted - For |
7. | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
1
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ADOBE INC
Security ID: 00724F101
Ticker: ADBE
Meeting Date: 20-Apr-21
1A. | Elect Amy L. Banse | Management | For | Voted - For |
1B. | Elect Melanie Boulden | Management | For | Voted - For |
1C. | Elect Frank A. Calderoni | Management | For | Voted - For |
1D. | Elect James E. Daley | Management | For | Voted - For |
1E. | Elect Laura Desmond | Management | For | Voted - For |
1F. | Elect Shantanu Narayen | Management | For | Voted - For |
1G. | Elect Kathleen Oberg | Management | For | Voted - For |
1H. | Elect Dheeraj Pandey | Management | For | Voted - For |
1I. | Elect David A. Ricks | Management | For | Voted - For |
1J. | Elect Daniel Rosensweig | Management | For | Voted - For |
1K. | Elect John E. Warnock | Management | For | Voted - For |
2. | Amendment to the 2019 Equity Incentive Plan | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AIR PRODUCTS & CHEMICALS INC.
Security ID: 009158106
Ticker: APD
Meeting Date: 28-Jan-21
1a. | Elect Susan K. Carter | Management | For | Voted - For |
1b. | Elect Charles I. Cogut | Management | For | Voted - For |
1c. | Elect Lisa Davis | Management | For | Voted - For |
1d. | Elect Chadwick C. Deaton | Management | For | Voted - For |
1e. | Elect Seifi Ghasemi | Management | For | Voted - For |
1f. | Elect David H. Y. Ho | Management | For | Voted - For |
1g. | Elect Edward L. Monser | Management | For | Voted - For |
1h. | Elect Matthew H. Paull | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | 2021 Long-Term Incentive Plan | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
ALTRIA GROUP INC.
Security ID: 02209S103
Ticker: MO
Meeting Date: 20-May-21
1A. | Elect John T. Casteen III | Management | For | Voted - For |
1B. | Elect Dinyar S. Devitre | Management | For | Voted - For |
1C. | Elect William F. Gifford | Management | For | Voted - For |
1D. | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1E. | Elect W. Leo Kiely III | Management | For | Voted - For |
2
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1F. | Elect Kathryn B. McQuade | Management | For | Voted - For |
1G. | Elect George Muñoz | Management | For | Voted - For |
1H. | Elect Mark E. Newman | Management | For | Voted - For |
1I. | Elect Nabil Y. Sakkab | Management | For | Voted - For |
1J. | Elect Virginia E. Shanks | Management | For | Voted - For |
1K. | Elect Ellen R. Strahlman | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4. | Shareholder Proposal Regarding Report on Underage Tobacco Prevention and Marketing Practices | Shareholder | Against | Voted - Against |
5. | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Voted - Against |
AMAZON.COM INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 26-May-21
1A. | Elect Jeffrey P. Bezos | Management | For | Voted - For |
1B. | Elect Keith B. Alexander | Management | For | Voted - For |
1C. | Elect Jamie S. Gorelick | Management | For | Voted - For |
1D. | Elect Daniel P. Huttenlocher | Management | For | Voted - For |
1E. | Elect Judith A. McGrath | Management | For | Voted - For |
1F. | Elect Indra K. Nooyi | Management | For | Voted - For |
1G. | Elect Jonathan J. Rubinstein | Management | For | Voted - For |
1H. | Elect Thomas O. Ryder | Management | For | Voted - For |
1I. | Elect Patricia Q. Stonesifer | Management | For | Voted - For |
1J. | Elect Wendell P. Weeks | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Report on Customer Due Diligence | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Report on Promotion Data | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Report on Plastic Packaging | Shareholder | Against | Voted - Against |
9. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - Against |
10. | Shareholder Proposal Regarding Hourly Associate Representation on the Board | Shareholder | Against | Voted - Against |
11. | Shareholder Proposal Regarding Anticompetitive Practices | Shareholder | Against | Voted - Against |
12. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Voted - Against |
13. | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
14. | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | Shareholder | Against | Voted - Against |
3
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
APPLE INC
Security ID: 037833100
Ticker: AAPL
Meeting Date: 23-Feb-21
1A. | Elect James A. Bell | Management | For | Voted - For |
1B. | Elect Timothy D. Cook | Management | For | Voted - For |
1C. | Elect Albert A. Gore | Management | For | Voted - For |
1D. | Elect Andrea Jung | Management | For | Voted - For |
1E. | Elect Arthur D. Levinson | Management | For | Voted - For |
1F. | Elect Monica C. Lozano | Management | For | Voted - For |
1G. | Elect Ronald D. Sugar | Management | For | Voted - For |
1H. | Elect Susan L. Wagner | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal Regarding Improvements in Executive Compensation Program | Shareholder | Against | Voted - Against |
ASML HOLDING NV
Security ID: N07059210
Ticker: ASML
Meeting Date: 29-Apr-21
3a | Remuneration Report | Management | For | Voted - Against |
3b | Accounts and Reports | Management | For | Voted - For |
3d | Allocation of Profits/Dividends | Management | For | Voted - For |
4a | Ratification of Management Board Acts | Management | For | Voted - For |
4b | Ratification of Supervisory Board Acts | Management | For | Voted - For |
5 | Long-Term Incentive Plan; Authority to Issue Shares | Management | For | Voted - For |
6 | Management Board Remuneration Policy | Management | For | Voted - For |
7 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
9a | Elect Birgit Conix to the Supervisory Board | Management | For | Voted - For |
10 | Appointment of Auditor | Management | For | Voted - For |
11a | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
11b | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
11c | Authority to Issue Shares w/ Preemptive Rights in Connection with Mergers and Acquisitions | Management | For | Voted - For |
11d | Authority to Suppress Preemptive Rights in Connection with Mergers and Acquisitions | Management | For | Voted - For |
12a | Authority to Repurchase Shares | Management | For | Voted - For |
12b | Authority to Repurchase Additional Shares | Management | For | Voted - For |
13 | Authority to Cancel Repurchased Shares | Management | For | Voted - For |
4
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AUTOMATIC DATA PROCESSING INC.
Security ID: 053015103
Ticker: ADP
Meeting Date: 11-Nov-20
1A. | Elect Peter Bisson | Management | For | Voted - For |
1B. | Elect Richard T. Clark | Management | For | Voted - For |
1C. | Elect Linnie M. Haynesworth | Management | For | Voted - For |
1D. | Elect John P. Jones | Management | For | Voted - For |
1E. | Elect Francine S. Katsoudas | Management | For | Voted - For |
1F. | Elect Nazzic S. Keene | Management | For | Voted - For |
1G. | Elect Thomas J. Lynch | Management | For | Voted - For |
1H. | Elect Scott F. Powers | Management | For | Voted - For |
1I. | Elect William J. Ready | Management | For | Voted - For |
1J. | Elect Carlos A. Rodriguez | Management | For | Voted - For |
1K. | Elect Sandra S. Wijnberg | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Voted - Against |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRKA
Meeting Date: 01-May-21
1.1 | Elect Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Stephen B. Burke | Management | For | Voted - For |
1.6 | Elect Kenneth I. Chenault | Management | For | Voted - For |
1.7 | Elect Susan L. Decker | Management | For | Voted - For |
1.8 | Elect David S. Gottesman | Management | For | Voted - For |
1.9 | Elect Charlotte Guyman | Management | For | Voted - For |
1.10 | Elect Ajit Jain | Management | For | Voted - For |
1.11 | Elect Thomas S. Murphy | Management | For | Voted - For |
1.12 | Elect Ronald L. Olson | Management | For | Voted - For |
1.13 | Elect Walter Scott, Jr. | Management | For | Voted - For |
1.14 | Elect Meryl B. Witmer | Management | For | Voted - For |
2. | Shareholder Proposal Regarding Climate Report | Shareholder | Against | Voted - Against |
3. | Shareholder Proposal Regarding Diversity and Inclusion Reports | Shareholder | Against | Voted - Against |
5
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BLACKROCK INC.
Security ID: 09247X101
Ticker: BLK
Meeting Date: 26-May-21
1A. | Elect Bader M. Alsaad | Management | For | Voted - For |
1B. | Elect Pamela Daley | Management | For | Voted - For |
1C. | Elect Jessica P. Einhorn | Management | For | Voted - For |
1D. | Elect Laurence D. Fink | Management | For | Voted - For |
1E. | Elect William E. Ford | Management | For | Voted - For |
1F. | Elect Fabrizio Freda | Management | For | Voted - For |
1G. | Elect Murry S. Gerber | Management | For | Voted - For |
1H. | Elect Margaret L. Johnson | Management | For | Voted - For |
1I. | Elect Robert S. Kapito | Management | For | Voted - For |
1J. | Elect Cheryl D. Mills | Management | For | Voted - For |
1K. | Elect Gordon M. Nixon | Management | For | Voted - For |
1L. | Elect Charles H. Robbins | Management | For | Voted - For |
1M. | Elect Marco Antonio Slim Domit | Management | For | Voted - For |
1N. | Elect Hans Vestberg | Management | For | Voted - For |
1O. | Elect Susan L. Wagner | Management | For | Voted - For |
1P. | Elect Mark Wilson | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4A. | Charter Amendment to Permit Shareholders to Call Special Meetings | Management | For | Voted - For |
4B. | Charter Amendment to Eliminate Supermajority Voting Requirements | Management | For | Voted - For |
4C. | Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Voted - Against |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Security ID: 11133T103
Ticker: BR
Meeting Date: 19-Nov-20
1A. | Elect Leslie A. Brun | Management | For | Voted - For |
1B. | Elect Pamela L. Carter | Management | For | Voted - For |
1C. | Elect Richard J. Daly | Management | For | Voted - For |
1D. | Elect Robert N. Duelks | Management | For | Voted - For |
1E. | Elect Timothy C. Gokey | Management | For | Voted - For |
1F. | Elect Brett A. Keller | Management | For | Voted - For |
1G. | Elect Maura A. Markus | Management | For | Voted - For |
1H. | Elect Thomas J. Perna | Management | For | Voted - For |
1I. | Elect Alan J. Weber | Management | For | Voted - For |
1J. | Elect Amit K. Zavery | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Voted - Against |
CANADIAN PACIFIC RAILWAY LTD
Security ID: 13645T100
Ticker: CP
Meeting Date: 21-Apr-21
1.1 | Elect John Baird | Management | For | Voted - For |
1.2 | Elect Isabelle Courville | Management | For | Voted - For |
1.3 | Elect Keith E. Creel | Management | For | Voted - For |
1.4 | Elect Gillian H. Denham | Management | For | Voted - For |
1.5 | Elect Edward R. Hamberger | Management | For | Voted - For |
1.6 | Elect Rebecca MacDonald | Management | For | Voted - For |
1.7 | Elect Edward L. Monser | Management | For | Voted - For |
1.8 | Elect Matthew H. Paull | Management | For | Voted - For |
1.9 | Elect Jane L. Peverett | Management | For | Voted - For |
1.10 | Elect Andrea Robertson | Management | For | Voted - For |
1.11 | Elect Gordon T. Trafton | Management | For | Voted - For |
02 | Appointment of Auditor | Management | For | Voted - For |
03 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
04 | Approval of Share Split | Management | For | Voted - For |
05 | Shareholder Proposal Regarding Annual Shareholder Vote on Climate Action Plan | Shareholder | For | Voted - For |
CHEVRON CORP.
Security ID: 166764100
Ticker: CVX
Meeting Date: 26-May-21
1A. | Elect Wanda M. Austin | Management | For | Voted - For |
1B. | Elect John B. Frank | Management | For | Voted - For |
1C. | Elect Alice P. Gast | Management | For | Voted - For |
1D. | Elect Enrique Hernandez, Jr. | Management | For | Voted - For |
1E. | Elect Marillyn A. Hewson | Management | For | Voted - For |
1F. | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1G. | Elect Charles W. Moorman IV | Management | For | Voted - For |
1H. | Elect Dambisa F. Moyo | Management | For | Voted - For |
1I. | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1J. | Elect Ronald D. Sugar | Management | For | Voted - For |
1K. | Elect D. James Umpleby III | Management | For | Voted - For |
1L. | Elect Michael K. Wirth | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Scope 3 GHG Emissions Reduction | Shareholder | Against | Voted - Against |
7
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5. | Shareholder Proposal Regarding Audited Report on Net Zero Emissions by 2050 Scenario Analysis | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
9. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Voted - Against |
COCA-COLA CO
Security ID: 191216100
Ticker: KO
Meeting Date: 20-Apr-21
1A. | Elect Herbert A. Allen | Management | For | Voted - For |
1B. | Elect Marc Bolland | Management | For | Voted - For |
1C. | Elect Ana Patricia Botín-Sanz de Sautuola y O'Shea | Management | For | Voted - For |
1D. | Elect Christopher C. Davis | Management | For | Voted - For |
1E. | Elect Barry Diller | Management | For | Voted - For |
1F. | Elect Helene D. Gayle | Management | For | Voted - For |
1G. | Elect Alexis M. Herman | Management | For | Voted - For |
1H. | Elect Robert A. Kotick | Management | For | Voted - For |
1I. | Elect Maria Elena Lagomasino | Management | For | Voted - For |
1J. | Elect James Quincey | Management | For | Voted - For |
1K. | Elect Caroline J. Tsay | Management | For | Voted - For |
1L. | Elect David B. Weinberg | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Voted - Against |
COMCAST CORP
Security ID: 20030N101
Ticker: CMCSA
Meeting Date: 02-Jun-21
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
8
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4. | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - Against |
ESTEE LAUDER COS., INC.
Security ID: 518439104
Ticker: EL
Meeting Date: 10-Nov-20
1A. | Elect Charlene Barshefsky | Management | For | Voted - For |
1B. | Elect Wei Sun Christianson | Management | For | Voted - For |
1C. | Elect Fabrizio Freda | Management | For | Voted - For |
1D. | Elect Jane Lauder | Management | For | Voted - For |
1E. | Elect Leonard A. Lauder | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
FACEBOOK INC
Security ID: 30303M102
Ticker: FB
Meeting Date: 26-May-21
1.1 | Elect Peggy Alford | Management | For | Voted - For |
1.2 | Elect Marc L. Andreessen | Management | For | Voted - For |
1.3 | Elect Andrew W. Houston | Management | For | Voted - For |
1.4 | Elect Nancy Killefer | Management | For | Voted - For |
1.5 | Elect Robert M. Kimmitt | Management | For | Voted - For |
1.6 | Elect Sheryl K. Sandberg | Management | For | Voted - For |
1.7 | Elect Peter A. Thiel | Management | For | Voted - For |
1.8 | Elect Tracey T. Travis | Management | For | Voted - For |
1.9 | Elect Mark Zuckerberg | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Amendment to the Director Compensation Policy | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Report on Online Child Exploitation | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Report on Reducing False and Divisive Information | Shareholder | Against | Voted - Against |
9. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Voted - Against |
9
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
IHS MARKIT LTD
Security ID: G47567105
Ticker: INFO
Meeting Date: 11-Mar-21
1. | Merger with S&P Global | Management | For | Voted - For |
2. | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
Meeting Date: 05-May-21
1A. | Elect Lance Uggla | Management | For | Voted - For |
1B. | Elect John Browne | Management | For | Voted - For |
1C. | Elect Dinyar S. Devitre | Management | For | Voted - For |
1D. | Elect Ruann F. Ernst | Management | For | Voted - For |
1E. | Elect Jacques Esculier | Management | For | Voted - For |
1F. | Elect Gay Huey Evans | Management | For | Voted - For |
1G. | Elect William E. Ford | Management | For | Voted - For |
1H. | Elect Nicoletta Giadrossi | Management | For | Voted - For |
1I. | Elect Robert P. Kelly | Management | For | Voted - For |
1J. | Elect Deborah D. McWhinney | Management | For | Voted - For |
1K. | Elect Jean-Paul L. Montupet | Management | For | Voted - For |
1L. | Elect Deborah Keiko Orida | Management | For | Voted - For |
1M. | Elect James A. Rosenthal | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
INTERCONTINENTAL EXCHANGE INC
Security ID: 45866F104
Ticker: ICE
Meeting Date: 14-May-21
1A. | Elect Sharon Y. Bowen | Management | For | Voted - For |
1B. | Elect Shantella E. Cooper | Management | For | Voted - For |
1C. | Elect Charles R. Crisp | Management | For | Voted - For |
1D. | Elect Duriya M. Farooqui | Management | For | Voted - For |
1E. | Elect Lord Hague of Richmond | Management | For | Voted - For |
1F. | Elect Mark F. Mulhern | Management | For | Voted - For |
1G. | Elect Thomas E. Noonan | Management | For | Voted - For |
1H. | Elect Frederic V. Salerno | Management | For | Voted - For |
1I. | Elect Caroline Silver | Management | For | Voted - For |
1J. | Elect Jeffrey C. Sprecher | Management | For | Voted - For |
1K. | Elect Judith A. Sprieser | Management | For | Voted - For |
1L. | Elect Vincent S. Tese | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Voted - Against |
10
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INTUIT INC
Security ID: 461202103
Ticker: INTU
Meeting Date: 21-Jan-21
1a. | Elect Eve Burton | Management | For | Voted - For |
1b. | Elect Scott D. Cook | Management | For | Voted - For |
1c. | Elect Richard Dalzell | Management | For | Voted - For |
1d. | Elect Sasan Goodarzi | Management | For | Voted - For |
1e. | Elect Deborah Liu | Management | For | Voted - For |
1f. | Elect Tekedra Mawakana | Management | For | Voted - For |
1g. | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1h. | Elect Dennis D. Powell | Management | For | Voted - For |
1i. | Elect Brad D. Smith | Management | For | Voted - For |
1j. | Elect Thomas J. Szkutak | Management | For | Voted - For |
1k. | Elect Raul Vazquez | Management | For | Voted - For |
1l. | Elect Jeff Weiner | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
INTUITIVE SURGICAL INC
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 22-Apr-21
1A. | Elect Craig H. Barratt | Management | For | Voted - For |
1B. | Elect Joseph C. Beery | Management | For | Voted - For |
1C. | Elect Gary S. Guthart | Management | For | Voted - For |
1D. | Elect Amal M. Johnson | Management | For | Voted - For |
1E. | Elect Don R. Kania | Management | For | Voted - For |
1F. | Elect Amy L. Ladd | Management | For | Voted - For |
1G. | Elect Keith R. Leonard, Jr. | Management | For | Voted - For |
1H. | Elect Alan J. Levy | Management | For | Voted - Against |
1I. | Elect Jami Dover Nachtsheim | Management | For | Voted - For |
1J. | Elect Monica P. Reed | Management | For | Voted - For |
1K. | Elect Mark J. Rubash | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Amendment to the 2010 Incentive Award Plan | Management | For | Voted - For |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 18-May-21
1A. | Elect Linda B. Bammann | Management | For | Voted - For |
1B. | Elect Stephen B. Burke | Management | For | Voted - For |
11
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1C. | Elect Todd A. Combs | Management | For | Voted - For |
1D. | Elect James S. Crown | Management | For | Voted - For |
1E. | Elect James Dimon | Management | For | Voted - For |
1F. | Elect Timothy P. Flynn | Management | For | Voted - For |
1G. | Elect Mellody Hobson | Management | For | Voted - For |
1H. | Elect Michael A. Neal | Management | For | Voted - For |
1I. | Elect Phebe N. Novakovic | Management | For | Voted - For |
1J. | Elect Virginia M. Rometty | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Amendment to the Long-Term Incentive Plan | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | Shareholder | Against | Voted - Against |
MARRIOTT INTERNATIONAL, INC.
Security ID: 571903202
Ticker: MAR
Meeting Date: 07-May-21
1A. | Elect J.W. Marriott, Jr. | Management | For | Voted - For |
1B. | Elect Anthony G. Capuano | Management | For | Voted - For |
1C. | Elect Deborah Marriott Harrison | Management | For | Voted - For |
1D. | Elect Frederick A. Henderson | Management | For | Voted - For |
1E. | Elect Eric Hippeau | Management | For | Voted - For |
1F. | Elect Lawrence W. Kellner | Management | For | Voted - For |
1G. | Elect Debra L. Lee | Management | For | Voted - For |
1H. | Elect Aylwin B. Lewis | Management | For | Voted - For |
1I. | Elect David S. Marriott | Management | For | Voted - For |
1J. | Elect Margaret M. McCarthy | Management | For | Voted - For |
1K. | Elect George Muñoz | Management | For | Voted - For |
1L. | Elect Horacio D. Rozanski | Management | For | Voted - For |
1M. | Elect Susan C. Schwab | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4A. | Elimination of Supermajority Requirement for Director Removal | Management | For | Voted - For |
4B. | Elimination of Supermajority Requirement for Future Amendments to the Certificate | Management | For | Voted - For |
4C. | Elimination of Supermajority Requirement for Future Amendments to Certain Bylaw Provisions | Management | For | Voted - For |
4D. | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Transactions | Management | For | Voted - For |
12
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4E. | Elimination of Supermajority Requirement for a Supermajority Stockholder Vote for Certain Business Combinations | Management | For | Voted - For |
MASIMO CORP
Security ID: 574795100
Ticker: MASI
Meeting Date: 27-May-21
1.1 | Elect Joe Kiani | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
MASTERCARD INCORPORATED
Security ID: 57636Q104
Ticker: MA
Meeting Date: 22-Jun-21
1A. | Elect Ajay Banga | Management | For | Voted - For |
1B. | Elect Merit E. Janow | Management | For | Voted - For |
1C. | Elect Richard K. Davis | Management | For | Voted - For |
1D. | Elect Steven J. Freiberg | Management | For | Voted - For |
1E. | Elect Julius Genachowski | Management | For | Voted - For |
1F. | Elect GOH Choon Phong | Management | For | Voted - For |
1G. | Elect Oki Matsumoto | Management | For | Voted - For |
1H. | Elect Michael Miebach | Management | For | Voted - For |
1I. | Elect Youngme E. Moon | Management | For | Voted - For |
1J. | Elect Rima Qureshi | Management | For | Voted - For |
1K. | Elect José Octavio Reyes Lagunes | Management | For | Voted - For |
1L. | Elect Gabrielle Sulzberger | Management | For | Voted - For |
1M. | Elect Jackson P. Tai | Management | For | Voted - For |
1N. | Elect Lance Uggla | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Amendment to the 2006 Long-Term Incentive Plan | Management | For | Voted - For |
5. | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Management | For | Voted - For |
6. | Elimination of Supermajority Requirements | Management | For | Voted - For |
MCDONALD`S CORP
Security ID: 580135101
Ticker: MCD
Meeting Date: 20-May-21
1A. | Elect Lloyd H. Dean | Management | For | Voted - For |
1B. | Elect Robert A. Eckert | Management | For | Voted - For |
1C. | Elect Catherine Engelbert | Management | For | Voted - For |
1D. | Elect Margaret H. Georgiadis | Management | For | Voted - For |
13
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1E. | Elect Enrique Hernandez, Jr. | Management | For | Voted - Against |
1F. | Elect Christopher Kempczinski | Management | For | Voted - For |
1G. | Elect Richard H. Lenny | Management | For | Voted - Against |
1H. | Elect John Mulligan | Management | For | Voted - For |
1I. | Elect Sheila A. Penrose | Management | For | Voted - For |
1J. | Elect John W. Rogers, Jr. | Management | For | Voted - For |
1K. | Elect Paul S. Walsh | Management | For | Voted - For |
1L. | Elect Miles D. White | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal Regarding Use of Antibiotics and Study on Effects on Market | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Voted - Against |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 02-Dec-20
1A. | Elect Reid G. Hoffman | Management | For | Voted - For |
1B. | Elect Hugh F. Johnston | Management | For | Voted - For |
1C. | Elect Teri L. List-Stoll | Management | For | Voted - For |
1D. | Elect Satya Nadella | Management | For | Voted - For |
1E. | Elect Sandra E. Peterson | Management | For | Voted - For |
1F. | Elect Penny S. Pritzker | Management | For | Voted - For |
1G. | Elect Charles W. Scharf | Management | For | Voted - For |
1H. | Elect Arne M. Sorenson | Management | For | Voted - For |
1I. | Elect John W. Stanton | Management | For | Voted - For |
1J. | Elect John W. Thompson | Management | For | Voted - For |
1K. | Elect Emma N. Walmsley | Management | For | Voted - For |
1L. | Elect Padmasree Warrior | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | Shareholder | Against | Voted - Against |
NESTLE SA
Security ID: 641069406
Ticker: NSRGY
Meeting Date: 15-Apr-21
1A | Accounts and Reports | Management | For | Voted - For |
1B | Compensation Report | Management | For | Voted - For |
2 | Ratification of Board and Management Acts | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
14
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4AA | Elect Paul Bulcke as Board Chair | Management | For | Voted - For |
4AB | Elect Ulf Mark Schneider | Management | For | Voted - For |
4AC | Elect Henri de Castries | Management | For | Voted - For |
4AD | Elect Renato Fassbind | Management | For | Voted - For |
4AE | Elect Pablo Isla Álvarez de Tejera | Management | For | Voted - For |
4AF | Elect Ann Veneman | Management | For | Voted - For |
4AG | Elect Eva Cheng Li Kam Fun | Management | For | Voted - For |
4AH | Elect Patrick Aebischer | Management | For | Voted - For |
4AI | Elect Kasper Rorsted | Management | For | Voted - For |
4AJ | Elect Kimberly A. Ross | Management | For | Voted - For |
4AK | Elect Dick Boer | Management | For | Voted - For |
4AL | Elect Dinesh C. Paliwal | Management | For | Voted - For |
4AM | Elect Hanne Jimenez de Mora | Management | For | Voted - For |
4B | Elect Lindiwe Majele Sibanda | Management | For | Voted - For |
4CA | Elect Pablo Isla Álvarez de Tejera as Compensation Committee Member | Management | For | Voted - For |
4CB | Elect Patrick Aebischer as Compensation Committee Member | Management | For | Voted - For |
4CC | Elect Dick Boer as Compensation Committee Member | Management | For | Voted - For |
4CD | Elect Kasper Rorsted as Compensation Committee Member | Management | For | Voted - For |
4D | Appointment of Auditor | Management | For | Voted - For |
4E | Appointment of Independent Proxy | Management | For | Voted - For |
5A | Board Compensation | Management | For | Voted - For |
5B | Executive Compensation | Management | For | Voted - For |
6 | Cancellation of Shares and Reduction in Share Capital | Management | For | Voted - For |
7 | Advisory Vote on Climate Roadmap | Management | For | Voted - For |
8 | Additional or Amended Shareholder Proposals | Shareholder | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 17-Sep-20
1a. | Elect Alan B. Graf, Jr. | Management | For | Voted - For |
1b. | Elect Peter B. Henry | Management | For | Voted - For |
1c. | Elect Michelle A. Peluso | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Voted - Against |
15
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
OTIS WORLDWIDE CORP
Security ID: 68902V107
Ticker: OTIS
Meeting Date: 27-Apr-21
1A. | Elect Jeffrey H. Black | Management | For | Voted - For |
1B. | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1C. | Elect Shailesh G. Jejurikar | Management | For | Voted - For |
1D. | Elect Christopher J. Kearney | Management | For | Voted - For |
1E. | Elect Judith F. Marks | Management | For | Voted - For |
1F. | Elect Harold W. McGraw III | Management | For | Voted - For |
1G. | Elect Margaret M.V. Preston | Management | For | Voted - For |
1H. | Elect Shelley Stewart, Jr. | Management | For | Voted - For |
1I. | Elect John H. Walker | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
4. | Ratification of Auditor | Management | For | Voted - For |
PEPSICO INC
Security ID: 713448108
Ticker: PEP
Meeting Date: 05-May-21
1A. | Elect Segun Agbaje | Management | For | Voted - For |
1B. | Elect Shona L. Brown | Management | For | Voted - For |
1C. | Elect Cesar Conde | Management | For | Voted - For |
1D. | Elect Ian M. Cook | Management | For | Voted - For |
1E. | Elect Dina Dublon | Management | For | Voted - For |
1F. | Elect Michelle D. Gass | Management | For | Voted - For |
1G. | Elect Ramon L. Laguarta | Management | For | Voted - For |
1H. | Elect Dave Lewis | Management | For | Voted - For |
1I. | Elect David C. Page | Management | For | Voted - For |
1J. | Elect Robert C. Pohlad | Management | For | Voted - For |
1K. | Elect Daniel L. Vasella | Management | For | Voted - For |
1L. | Elect Darren Walker | Management | For | Voted - For |
1M. | Elect Alberto Weisser | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Voted - Against |
5. | Shareholder Proposal Regarding Report on Sugar and Public Health | Shareholder | Against | Voted - Against |
6. | Shareholder Proposal Regarding Report on External Public Health Costs | Shareholder | Against | Voted - Against |
16
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
PHILIP MORRIS INTERNATIONAL INC
Security ID: 718172109
Ticker: PM
Meeting Date: 05-May-21
1A. | Elect Brant (Bonin) Bough | Management | For | Voted - For |
1B. | Elect André Calantzopoulos | Management | For | Voted - For |
1C. | Elect Michel Combes | Management | For | Voted - For |
1D. | Elect Juan Jose Daboub | Management | For | Voted - For |
1E. | Elect Werner Geissler | Management | For | Voted - For |
1F. | Elect Lisa A. Hook | Management | For | Voted - For |
1G. | Elect Jun Makihara | Management | For | Voted - For |
1H. | Elect Kalpana Morparia | Management | For | Voted - For |
1I. | Elect Lucio A. Noto | Management | For | Voted - For |
1J. | Elect Jacek Olczak | Management | For | Voted - For |
1K. | Elect Frederik Paulsen | Management | For | Voted - For |
1L. | Elect Robert B. Polet | Management | For | Voted - For |
1M. | Elect Shlomo Yanai | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
PROGRESSIVE CORP.
Security ID: 743315103
Ticker: PGR
Meeting Date: 07-May-21
1A. | Elect Philip F. Bleser | Management | For | Voted - For |
1B. | Elect Stuart B. Burgdoerfer | Management | For | Voted - For |
1C. | Elect Pamela J. Craig | Management | For | Voted - For |
1D. | Elect Charles A. Davis | Management | For | Voted - For |
1E. | Elect Roger N. Farah | Management | For | Voted - For |
1F. | Elect Lawton W. Fitt | Management | For | Voted - For |
1G. | Elect Susan Patricia Griffith | Management | For | Voted - For |
1H. | Elect Devin C. Johnson | Management | For | Voted - For |
1I. | Elect Jeffrey D. Kelly | Management | For | Voted - For |
1J. | Elect Barbara R. Snyder | Management | For | Voted - For |
1K. | Elect Jan E. Tighe | Management | For | Voted - For |
1L. | Elect Kahina Van Dyke | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
RAYTHEON TECHNOLOGIES CORPORATION
Security ID: 75513E101
Ticker: RTX
Meeting Date: 26-Apr-21
1A. | Elect Tracy A. Atkinson | Management | For | Voted - For |
17
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1B. | Elect Gregory J. Hayes | Management | For | Voted - For |
1C. | Elect Thomas A. Kennedy | Management | For | Voted - For |
1D. | Elect Marshall O. Larsen | Management | For | Voted - For |
1E. | Elect George R. Oliver | Management | For | Voted - For |
1F. | Elect Robert K. Ortberg | Management | For | Voted - For |
1G. | Elect Margaret L. O'Sullivan | Management | For | Voted - For |
1H. | Elect Dinesh C. Paliwal | Management | For | Voted - For |
1I. | Elect Ellen M. Pawlikowski | Management | For | Voted - For |
1J. | Elect Denise L. Ramos | Management | For | Voted - For |
1K. | Elect Fredric G. Reynolds | Management | For | Voted - For |
1L. | Elect Brian C. Rogers | Management | For | Voted - For |
1M. | Elect James A. Winnefeld, Jr. | Management | For | Voted - For |
1N. | Elect Robert O. Work | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Approval of the Executive Annual Incentive Plan | Management | For | Voted - For |
5. | Amendment to the 2018 Long-Term Incentive Plan | Management | For | Voted - For |
6. | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | Shareholder | Against | Voted - Against |
S&P GLOBAL INC
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 11-Mar-21
1. | Stock Issuance for Merger with IHS Markit | Management | For | Voted - For |
Meeting Date: 05-May-21
1a. | Elect Marco Alverà | Management | For | Voted - For |
1b. | Elect William J. Amelio | Management | For | Voted - For |
1c. | Elect William D. Green | Management | For | Voted - For |
1d. | Elect Stephanie C. Hill | Management | For | Voted - For |
1e. | Elect Rebecca Jacoby | Management | For | Voted - For |
1f. | Elect Monique F. Leroux | Management | For | Voted - For |
1g. | Elect Ian P. Livingston | Management | For | Voted - For |
1h. | Elect Maria R. Morris | Management | For | Voted - For |
1i. | Elect Douglas L. Peterson | Management | For | Voted - For |
1j. | Elect Edward B. Rust, Jr. | Management | For | Voted - For |
1k. | Elect Kurt L. Schmoke | Management | For | Voted - For |
1l. | Elect Richard E. Thornburgh | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Approval of Emissions Reduction Plan | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | Shareholder | Against | Voted - Against |
18
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SHERWIN-WILLIAMS CO.
Security ID: 824348106
Ticker: SHW
Meeting Date: 21-Apr-21
1A. | Elect Kerrii B. Anderson | Management | For | Voted - For |
1B. | Elect Arthur F. Anton | Management | For | Voted - For |
1C. | Elect Jeff M. Fettig | Management | For | Voted - For |
1D. | Elect Richard J. Kramer | Management | For | Voted - For |
1E. | Elect John G. Morikis | Management | For | Voted - For |
1F. | Elect Christine A. Poon | Management | For | Voted - For |
1G. | Elect Aaron M. Powell | Management | For | Voted - For |
1H. | Elect Michael H. Thaman | Management | For | Voted - For |
1I. | Elect Matthew Thornton III | Management | For | Voted - For |
1J. | Elect Steven H. Wunning | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
TEXAS INSTRUMENTS INC.
Security ID: 882508104
Ticker: TXN
Meeting Date: 22-Apr-21
1A. | Elect Mark A. Blinn | Management | For | Voted - For |
1B. | Elect Todd M. Bluedorn | Management | For | Voted - For |
1C. | Elect Janet F. Clark | Management | For | Voted - For |
1D. | Elect Carrie S. Cox | Management | For | Voted - For |
1E. | Elect Martin S. Craighead | Management | For | Voted - For |
1F. | Elect Jean M. Hobby | Management | For | Voted - For |
1G. | Elect Michael D. Hsu | Management | For | Voted - For |
1H. | Elect Ronald Kirk | Management | For | Voted - For |
1I. | Elect Pamela H. Patsley | Management | For | Voted - For |
1J. | Elect Robert E. Sanchez | Management | For | Voted - For |
1K. | Elect Richard K. Templeton | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Voted - Against |
UNION PACIFIC CORP.
Security ID: 907818108
Ticker: UNP
Meeting Date: 13-May-21
1A. | Elect Andrew H. Card, Jr. | Management | For | Voted - For |
1B. | Elect William J. DeLaney | Management | For | Voted - For |
1C. | Elect David B. Dillon | Management | For | Voted - For |
1D. | Elect Lance M. Fritz | Management | For | Voted - For |
19
Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1E. | Elect Deborah C. Hopkins | Management | For | Voted - For |
1F. | Elect Jane H. Lute | Management | For | Voted - For |
1G. | Elect Michael R. McCarthy | Management | For | Voted - For |
1H. | Elect Thomas F. McLarty III | Management | For | Voted - For |
1I. | Elect Jose H. Villarreal | Management | For | Voted - For |
1J. | Elect Christopher J. Williams | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
5. | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
6. | Shareholder Proposal Regarding EEO-1 Reporting | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Diversity and Inclusion Report | Shareholder | Against | Voted - Against |
8. | Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan | Shareholder | Against | Voted - Against |
UNITEDHEALTH GROUP INC
Security ID: 91324P102
Ticker: UNH
Meeting Date: 07-Jun-21
1A. | Elect Richard T. Burke | Management | For | Voted - For |
1B. | Elect Timothy P. Flynn | Management | For | Voted - For |
1C. | Elect Stephen J. Hemsley | Management | For | Voted - For |
1D. | Elect Michele J. Hooper | Management | For | Voted - For |
1E. | Elect F. William McNabb, III | Management | For | Voted - For |
1F. | Elect Valerie C. Montgomery Rice | Management | For | Voted - For |
1G. | Elect John H. Noseworthy | Management | For | Voted - For |
1H. | Elect Gail R. Wilensky | Management | For | Voted - For |
1I. | Elect Andrew Witty | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Amendment to the 1993 Employee Stock Purchase Plan | Management | For | Voted - For |
5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | Voted - Against |
VERISK ANALYTICS INC
Security ID: 92345Y106
Ticker: VRSK
Meeting Date: 19-May-21
1A. | Elect Samuel G. Liss | Management | For | Voted - For |
1B. | Elect Bruce E. Hansen | Management | For | Voted - For |
1C. | Elect Therese M. Vaughan | Management | For | Voted - For |
1D. | Elect Kathleen Hogenson | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Amendment to the 2021 Equity Incentive Plan | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
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Sarofim Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
VISA INC
Security ID: 92826C839
Ticker: V
Meeting Date: 26-Jan-21
1A. | Elect Lloyd A. Carney | Management | For | Voted - For |
1B. | Elect Mary B. Cranston | Management | For | Voted - For |
1C. | Elect Francisco Javier Fernández-Carbajal | Management | For | Voted - For |
1D. | Elect Alfred F. Kelly, Jr. | Management | For | Voted - For |
1E. | Elect Ramon L. Laguarta | Management | For | Voted - For |
1F. | Elect John F. Lundgren | Management | For | Voted - For |
1G. | Elect Robert W. Matschullat | Management | For | Voted - For |
1H. | Elect Denise M. Morrison | Management | For | Voted - For |
1I. | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1J. | Elect Linda J. Rendle | Management | For | Voted - For |
1K. | Elect John A.C. Swainson | Management | For | Voted - For |
1L. | Elect Maynard G. Webb | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Amendment to the 2007 Equity Incentive Plan | Management | For | Voted - For |
5. | Shareholder Right to Call Special Meetings | Management | For | Voted - For |
6. | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Voted - Against |
7. | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | Shareholder | Against | Voted - Against |
ZOETIS INC
Security ID: 98978V103
Ticker: ZTS
Meeting Date: 20-May-21
1A. | Elect Sanjay Khosla | Management | For | Voted - For |
1B. | Elect Antoinette R. Leatherberry | Management | For | Voted - For |
1C. | Elect Willie M. Reed | Management | For | Voted - For |
1D. | Elect Linda Rhodes | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Voted - Against |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 23, 2021
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