UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2020 to June 30, 2021
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund:
LSV Conservative Value Equity Fund
LSV Emerging Markets Equity Fund
LSV Global Managed Volatility Fund
LSV Global Value Fund
LSV Small Cap Value Fund
LSV U.S. Managed Volatility Fund
LSV Value Equity Fund
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas K. Brown | Management | For | Voted - For |
1.2 | Elect Pamela J. Craig | Management | For | Voted - For |
1.3 | Elect David B. Dillon | Management | For | Voted - For |
1.4 | Elect Michael L. Eskew | Management | For | Voted - For |
1.5 | Elect James R. Fitterling | Management | For | Voted - For |
1.6 | Elect Herbert L. Henkel | Management | For | Voted - For |
1.7 | Elect Amy E. Hood | Management | For | Voted - For |
1.8 | Elect Muhtar Kent | Management | For | Voted - For |
1.9 | Elect Dambisa F. Moyo | Management | For | Voted - For |
1.10 | Elect Gregory R. Page | Management | For | Voted - For |
1.11 | Elect Michael F. Roman | Management | For | Voted - For |
1.12 | Elect Patricia A. Woertz | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Employee Salary | |||
Considerations When Setting Executive Compensation | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
ABBOTT LABORATORIES | ||||
Security ID: 002824100 Ticker: ABT | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Robert J. Alpern | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Sally E. Blount | Management | For | Voted - For |
1.4 | Elect Robert B. Ford | Management | For | Voted - For |
1.5 | Elect Michelle A. Kumbier | Management | For | Voted - For |
1.6 | Elect Darren W. McDew | Management | For | Voted - For |
1.7 | Elect Nancy McKinstry | Management | For | Voted - For |
1.8 | Elect William A. Osborn | Management | For | Voted - For |
1.9 | Elect Michael F. Roman | Management | For | Voted - For |
1.10 | Elect Daniel J. Starks | Management | For | Voted - For |
1.11 | Elect John G. Stratton | Management | For | Voted - For |
1.12 | Elect Glenn F. Tilton | Management | For | Voted - For |
1.13 | Elect Miles D. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement for | |||
Article Amendments | Management | For | Voted - For |
1
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Elimination of Supermajority Requirement for | |||
Approval of Certain Extraordinary Transactions | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Company Plan to | |||
Promote Racial Justice | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Glenn F. Tilton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2013 Incentive Stock Program | Management | For | Voted - For |
5 | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
ACUITY BRANDS, INC. | ||||
Security ID: 00508Y102 Ticker: AYI | ||||
Meeting Date: 06-Jan-21 | ||||
1.1 | Elect Neil M. Ashe | Management | For | Voted - For |
1.2 | Elect W. Patrick Battle | Management | For | Voted - Against |
1.3 | Elect Peter C. Browning | Management | For | Voted - Against |
1.4 | Elect G. Douglas Dillard, Jr. | Management | For | Voted - Against |
1.5 | Elect James H. Hance, Jr. | Management | For | Voted - For |
1.6 | Elect Maya Leibman | Management | For | Voted - For |
1.7 | Elect Laura O'Shaughnessy | Management | For | Voted - For |
1.8 | Elect Dominic J. Pileggi | Management | For | Voted - For |
1.9 | Elect Ray M. Robinson | Management | For | Voted - For |
1.10 | Elect Mary A. Winston | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Elimination of Supermajority Requirement for | |||
Article and Bylaw Amendments | Management | For | Voted - For | |
4 | Elimination of Supermajority Requirement to Remove | |||
Directors | Management | For | Voted - For | |
5 | Shareholder Right to Call Special Meetings | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
2
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Daniel P. Amos | Management | For | Voted - For |
1.2 | Elect W. Paul Bowers | Management | For | Voted - For |
1.3 | Elect Toshihiko Fukuzawa | Management | For | Voted - For |
1.4 | Elect Thomas J. Kenny | Management | For | Voted - For |
1.5 | Elect Georgette D. Kiser | Management | For | Voted - For |
1.6 | Elect Karole F. Lloyd | Management | For | Voted - For |
1.7 | Elect Nobuchika Mori | Management | For | Voted - For |
1.8 | Elect Joseph L. Moskowitz | Management | For | Voted - For |
1.9 | Elect Barbara K. Rimer | Management | For | Voted - For |
1.10 | Elect Katherine T. Rohrer | Management | For | Voted - For |
1.11 | Elect Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect P. George Benson | Management | For | Voted - For |
1.5 | Elect Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Bob De Lange | Management | For | Voted - For |
1.7 | Elect Eric P. Hansotia | Management | For | Voted - For |
1.8 | Elect George E. Minnich | Management | For | Voted - For |
1.9 | Elect Mallika Srinivasan | Management | For | Voted - For |
1.10 | Elect Matthew Tsien | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ALEXION PHARMACEUTICALS, INC. | ||||
Security ID: 015351109 Ticker: ALXN | ||||
Meeting Date: 11-May-21 | ||||
1 | AstraZeneca Transaction | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
3
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALLISON TRANSMISSION HOLDINGS, INC. | ||||
Security ID: 01973R101 Ticker: ALSN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Judy L. Altmaier | Management | For | Voted - For |
1.2 | Elect Stan A. Askren | Management | For | Voted - For |
1.3 | Elect David C. Everitt | Management | For | Voted - For |
1.4 | Elect Alvaro Garcia-Tunon | Management | For | Voted - For |
1.5 | Elect David S. Graziosi | Management | For | Voted - For |
1.6 | Elect Carolann I. Haznedar | Management | For | Voted - For |
1.7 | Elect Richard P. Lavin | Management | For | Voted - For |
1.8 | Elect Thomas W. Rabaut | Management | For | Voted - For |
1.9 | Elect Richard V. Reynolds | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ALLY FINANCIAL INC. | ||||
Security ID: 02005N100 Ticker: ALLY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Franklin W. Hobbs | Management | For | Voted - For |
1.2 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.3 | Elect Katryn (Trynka) Shineman Blake | Management | For | Voted - For |
1.4 | Elect Maureen Breakiron-Evans | Management | For | Voted - For |
1.5 | Elect William H. Cary | Management | For | Voted - For |
1.6 | Elect Mayree C. Clark | Management | For | Voted - For |
1.7 | Elect Kim S. Fennebresque | Management | For | Voted - For |
1.8 | Elect Marjorie Magner | Management | For | Voted - For |
1.9 | Elect Brian H. Sharples | Management | For | Voted - For |
1.10 | Elect John J. Stack | Management | For | Voted - For |
1.11 | Elect Michael F. Steib | Management | For | Voted - For |
1.12 | Elect Jeffrey J. Brown | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2017 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Directors Equity | |||
Compensation Plan | Management | For | Voted - For | |
6 | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | Voted - For |
7 | Ratification of Auditor | Management | For | Voted - For |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Larry Page | Management | For | Voted - For |
1.2 | Elect Sergey Brin | Management | For | Voted - For |
4
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Sundar Pichai | Management | For | Voted - For |
1.4 | Elect John L. Hennessy | Management | For | Voted - For |
1.5 | Elect Frances H. Arnold | Management | For | Voted - For |
1.6 | Elect L. John Doerr | Management | For | Voted - Against |
1.7 | Elect Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.8 | Elect Ann Mather | Management | For | Voted - Against |
1.9 | Elect Alan R. Mulally | Management | For | Voted - For |
1.10 | Elect K. Ram Shriram | Management | For | Voted - For |
1.11 | Elect Robin L. Washington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2021 Stock Plan | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Human Rights/Civil | |||
Rights Expertise on Board | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Linking Executive | |||
Pay to Sustainability and Diversity | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Report on Government | |||
Takedown Requests | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Third-Party Review | |||
and Report on Whistleblower Policies | Shareholder | Against | Voted - For | |
9 | Shareholder Proposal Regarding Charitable | |||
Contributions Disclosure | Shareholder | Against | Voted - Against | |
10 | Shareholder Proposal Regarding Anticompetitive | |||
Practices | Shareholder | Against | Voted - Against | |
11 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
ALTRIA GROUP, INC. | ||||
Security ID: 02209S103 Ticker: MO | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect John T. Casteen III | Management | For | Voted - For |
1.2 | Elect Dinyar S. Devitre | Management | For | Voted - For |
1.3 | Elect William F. Gifford | Management | For | Voted - For |
1.4 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1.5 | Elect W. Leo Kiely III | Management | For | Voted - For |
1.6 | Elect Kathryn B. McQuade | Management | For | Voted - For |
1.7 | Elect George Munoz | Management | For | Voted - For |
1.8 | Elect Mark E. Newman | Management | For | Voted - For |
1.9 | Elect Nabil Y. Sakkab | Management | For | Voted - For |
1.10 | Elect Virginia E. Shanks | Management | For | Voted - For |
1.11 | Elect Ellen R. Strahlman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Report on Underage | |||
Tobacco Prevention and Marketing Practices | Shareholder | Against | Voted - Against | |
5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Voted - For |
5
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Robert A. Minicucci | Management | For | Voted - For |
1.2 | Elect Adrian Gardner | Management | For | Voted - For |
1.3 | Elect James S. Kahan | Management | For | Voted - For |
1.4 | Elect Rafael de la Vega | Management | For | Voted - For |
1.5 | Elect Giora Yaron | Management | For | Voted - For |
1.6 | Elect Eli Gelman | Management | For | Voted - For |
1.7 | Elect Richard T.C. LeFave | Management | For | Voted - For |
1.8 | Elect John A. MacDonald | Management | For | Voted - For |
1.9 | Elect Shuky Sheffer | Management | For | Voted - For |
1.10 | Elect Yvette Kanouff | Management | For | Voted - For |
2 | Increase Quarterly Dividend | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Security ID: 026874784 Ticker: AIG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect James Cole | Management | For | Voted - For |
1.2 | Elect W. Don Cornwell | Management | For | Voted - For |
1.3 | Elect Brian Duperreault | Management | For | Voted - For |
1.4 | Elect John Fitzpatrick | Management | For | Voted - For |
1.5 | Elect William G. Jurgensen | Management | For | Voted - For |
1.6 | Elect Christopher S. Lynch | Management | For | Voted - Against |
1.7 | Elect Linda A. Mills | Management | For | Voted - For |
1.8 | Elect Thomas F. Motamed | Management | For | Voted - For |
1.9 | Elect Peter R. Porrino | Management | For | Voted - For |
1.10 | Elect Amy Schioldager | Management | For | Voted - For |
1.11 | Elect Douglas M. Steenland | Management | For | Voted - For |
1.12 | Elect Therese M. Vaughan | Management | For | Voted - For |
1.13 | Elect Peter S. Zaffino | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect James M. Cracchiolo | Management | For | Voted - For |
6
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Dianne Neal Blixt | Management | For | Voted - For |
1.3 | Elect Amy DiGeso | Management | For | Voted - For |
1.4 | Elect Lon R. Greenberg | Management | For | Voted - For |
1.5 | Elect Jeffrey Noddle | Management | For | Voted - For |
1.6 | Elect Robert F. Sharpe, Jr. | Management | For | Voted - Against |
1.7 | Elect Brian T. Shea | Management | For | Voted - For |
1.8 | Elect W. Edward Walter | Management | For | Voted - For |
1.9 | Elect Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AMERISOURCEBERGEN CORPORATION | ||||
Security ID: 03073E105 Ticker: ABC | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Ornella Barra | Management | For | Voted - For |
1.2 | Elect Steven H. Collis | Management | For | Voted - For |
1.3 | Elect D. Mark Durcan | Management | For | Voted - For |
1.4 | Elect Richard W. Gochnauer | Management | For | Voted - For |
1.5 | Elect Lon R. Greenberg | Management | For | Voted - For |
1.6 | Elect Jane E. Henney | Management | For | Voted - For |
1.7 | Elect Kathleen Hyle | Management | For | Voted - For |
1.8 | Elect Michael J. Long | Management | For | Voted - For |
1.9 | Elect Henry W. McGee | Management | For | Voted - Against |
1.10 | Elect Dennis M. Nally | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Brian J. Druker | Management | For | Voted - For |
1.4 | Elect Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Greg C. Garland | Management | For | Voted - For |
1.6 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
7
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMKOR TECHNOLOGY, INC. | ||||
Security ID: 031652100 Ticker: AMKR | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James J. Kim | Management | For | Voted - For |
1.2 | Elect Susan Y. Kim | Management | For | Voted - For |
1.3 | Elect Giel Rutten | Management | For | Voted - For |
1.4 | Elect Douglas A. Alexander | Management | For | Voted - For |
1.5 | Elect Roger A. Carolin | Management | For | Voted - For |
1.6 | Elect Winston J. Churchill | Management | For | Voted - For |
1.7 | Elect Daniel Liao | Management | For | Voted - For |
1.8 | Elect MaryFrances McCourt | Management | For | Voted - For |
1.9 | Elect Robert R. Morse | Management | For | Voted - For |
1.10 | Elect Gil C. Tily | Management | For | Voted - For |
1.11 | Elect David N. Watson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Francine J. Bovich | Management | For | Voted - For |
1.2 | Elect Wellington J. Denahan | Management | For | Voted - For |
1.3 | Elect Katie Beirne Fallon | Management | For | Voted - For |
1.4 | Elect David L. Finkelstein | Management | For | Voted - For |
1.5 | Elect Thomas Hamilton | Management | For | Voted - For |
1.6 | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1.7 | Elect Michael Haylon | Management | For | Voted - For |
1.8 | Elect Eric A. Reeves | Management | For | Voted - For |
1.9 | Elect John H. Schaefer | Management | For | Voted - For |
1.10 | Elect Glenn A. Votek | Management | For | Voted - For |
1.11 | Elect Vicki Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ANTHEM, INC. | ||||
Security ID: 036752103 Ticker: ANTM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Lewis Hay III | Management | For | Voted - For |
1.2 | Elect Antonio F. Neri | Management | For | Voted - For |
1.3 | Elect Ramiro G. Peru | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
8
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratification of Auditor | Management | For | Voted - For |
APPLIED MATERIALS, INC. | ||||
Security ID: 038222105 Ticker: AMAT | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Rani Borkar | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Eric Chen | Management | For | Voted - For |
1.4 | Elect Aart J. de Geus | Management | For | Voted - For |
1.5 | Elect Gary E. Dickerson | Management | For | Voted - For |
1.6 | Elect Thomas J. Iannotti | Management | For | Voted - For |
1.7 | Elect Alexander A. Karsner | Management | For | Voted - For |
1.8 | Elect Adrianna C. Ma | Management | For | Voted - For |
1.9 | Elect Yvonne McGill | Management | For | Voted - For |
1.10 | Elect Scott A. McGregor | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
5 | Approval of the Employees Stock Purchase Plan | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
ARCHER-DANIELS-MIDLAND COMPANY | ||||
Security ID: 039483102 Ticker: ADM | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Michael S. Burke | Management | For | Voted - For |
1.2 | Elect Theodore Colbert | Management | For | Voted - For |
1.3 | Elect Terrell K. Crews | Management | For | Voted - For |
1.4 | Elect Pierre Dufour | Management | For | Voted - For |
1.5 | Elect Donald E. Felsinger | Management | For | Voted - For |
1.6 | Elect Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect Juan R. Luciano | Management | For | Voted - For |
1.8 | Elect Patrick J. Moore | Management | For | Voted - For |
1.9 | Elect Francisco Sanchez | Management | For | Voted - For |
1.10 | Elect Debra A. Sandler | Management | For | Voted - For |
1.11 | Elect Lei Z. Schlitz | Management | For | Voted - For |
1.12 | Elect Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against |
9
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ARCONIC CORPORATION | ||||
Security ID: 03966V107 Ticker: ARNC | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Frederick A. Henderson | Management | For | Voted - For |
1.2 | Elect William F. Austen | Management | For | Voted - For |
1.3 | Elect Christopher L. Ayers | Management | For | Voted - For |
1.4 | Elect Margaret S. Billson | Management | For | Voted - For |
1.5 | Elect Jacques Croisetiere | Management | For | Voted - For |
1.6 | Elect Elmer L. Doty | Management | For | Voted - For |
1.7 | Elect Carol S. Eicher | Management | For | Voted - For |
1.8 | Elect Timothy D. Myers | Management | For | Voted - For |
1.9 | Elect E. Stanley O'Neal | Management | For | Voted - For |
1.10 | Elect Jeffrey M. Stafeil | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2020 Stock Incentive Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect William E. Kennard | Management | For | Voted - For |
1.2 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Matthew K. Rose | Management | For | Voted - Against |
1.10 | Elect John T. Stankey | Management | For | Voted - For |
1.11 | Elect Cindy B. Taylor | Management | For | Voted - For |
1.12 | Elect Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Susan S. Bies | Management | For | Voted - For |
10
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Pierre J. P. de Weck | Management | For | Voted - For |
1.5 | Elect Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Thomas J. May | Management | For | Voted - For |
1.9 | Elect Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
1.14 | Elect Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect R. David Yost | Management | For | Voted - For |
1.16 | Elect Maria T. Zuber | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Key Employee Equity Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
BERKSHIRE HATHAWAY INC. | ||||
Security ID: 084670108 Ticker: BRKA | ||||
Meeting Date: 01-May-21 | ||||
1.1 | Elect Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Stephen B. Burke | Management | For | Voted - For |
1.6 | Elect Kenneth I. Chenault | Management | For | Voted - For |
1.7 | Elect Susan L. Decker | Management | For | Voted - For |
1.8 | Elect David S. Gottesman | Management | For | Voted - For |
1.9 | Elect Charlotte Guyman | Management | For | Voted - For |
1.10 | Elect Ajit Jain | Management | For | Voted - For |
1.11 | Elect Thomas S. Murphy | Management | For | Voted - Withheld |
1.12 | Elect Ronald L. Olson | Management | For | Voted - For |
1.13 | Elect Walter Scott, Jr. | Management | For | Voted - For |
1.14 | Elect Meryl B. Witmer | Management | For | Voted - For |
2 | Shareholder Proposal Regarding Climate Report | Shareholder | Against | Voted - For |
3 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Reports | Shareholder | Against | Voted - For |
11
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Corie S. Barry | Management | For | Voted - For |
1.2 | Elect Lisa M. Caputo | Management | For | Voted - For |
1.3 | Elect J. Patrick Doyle | Management | For | Voted - For |
1.4 | Elect David W. Kenny | Management | For | Voted - For |
1.5 | Elect Mario J. Marte | Management | For | Voted - For |
1.6 | Elect Karen A. McLoughlin | Management | For | Voted - For |
1.7 | Elect Thomas L. Millner | Management | For | Voted - For |
1.8 | Elect Claudia Fan Munce | Management | For | Voted - For |
1.9 | Elect Richelle P. Parham | Management | For | Voted - For |
1.10 | Elect Steven E. Rendle | Management | For | Voted - For |
1.11 | Elect Eugene A. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Alexander J. Denner | Management | For | Voted - For |
1.2 | Elect Caroline D. Dorsa | Management | For | Voted - For |
1.3 | Elect Maria C. Freire | Management | For | Voted - For |
1.4 | Elect William A. Hawkins | Management | For | Voted - For |
1.5 | Elect William D. Jones | Management | For | Voted - For |
1.6 | Elect Nancy L. Leaming | Management | For | Voted - For |
1.7 | Elect Jesus B. Mantas | Management | For | Voted - For |
1.8 | Elect Richard C. Mulligan | Management | For | Voted - For |
1.9 | Elect Stelios Papadopoulos | Management | For | Voted - For |
1.10 | Elect Brian S. Posner | Management | For | Voted - For |
1.11 | Elect Eric K. Rowinsky | Management | For | Voted - For |
1.12 | Elect Stephen A. Sherwin | Management | For | Voted - For |
1.13 | Elect Michel Vounatsos | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of Federal Forum Provision | Management | For | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
6 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against |
12
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BLACKROCK, INC. | ||||
Security ID: 09247X101 Ticker: BLK | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Bader M. Alsaad | Management | For | Voted - For |
1.2 | Elect Pamela Daley | Management | For | Voted - For |
1.3 | Elect Jessica P. Einhorn | Management | For | Voted - For |
1.4 | Elect Laurence D. Fink | Management | For | Voted - For |
1.5 | Elect William E. Ford | Management | For | Voted - For |
1.6 | Elect Fabrizio Freda | Management | For | Voted - For |
1.7 | Elect Murry S. Gerber | Management | For | Voted - For |
1.8 | Elect Margaret L. Johnson | Management | For | Voted - For |
1.9 | Elect Robert S. Kapito | Management | For | Voted - For |
1.10 | Elect Cheryl D. Mills | Management | For | Voted - For |
1.11 | Elect Gordon M. Nixon | Management | For | Voted - For |
1.12 | Elect Charles H. Robbins | Management | For | Voted - For |
1.13 | Elect Marco Antonio Slim Domit | Management | For | Voted - For |
1.14 | Elect Hans Vestberg | Management | For | Voted - For |
1.15 | Elect Susan L. Wagner | Management | For | Voted - For |
1.16 | Elect Mark Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Charter Amendment to Permit Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Charter Amendment to Eliminate Supermajority Voting | |||
Requirements | Management | For | Voted - For | |
6 | Charter Amendments to Eliminate Inapplicable | |||
Provisions and Make Other Technical Revisions | Management | For | Voted - For | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
BORGWARNER INC. | ||||
Security ID: 099724106 Ticker: BWA | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Nelda J. Connors | Management | For | Voted - For |
1.2 | Elect Dennis C. Cuneo | Management | For | Voted - For |
1.3 | Elect David S. Haffner | Management | For | Voted - For |
1.4 | Elect Michael S. Hanley | Management | For | Voted - For |
1.5 | Elect Frederic B. Lissalde | Management | For | Voted - For |
1.6 | Elect Paul A. Mascarenas | Management | For | Voted - For |
1.7 | Elect Shaun E. McAlmont | Management | For | Voted - For |
1.8 | Elect Deborah D. McWhinney | Management | For | Voted - For |
1.9 | Elect Alexis P. Michas | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
13
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
BRANDYWINE REALTY TRUST | ||||
Security ID: 105368203 Ticker: BDN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James C. Diggs | Management | For | Voted - For |
1.2 | Elect Reginald DesRoches | Management | For | Voted - For |
1.3 | Elect H. Richard Haverstick, Jr. | Management | For | Voted - For |
1.4 | Elect Terri A. Herubin | Management | For | Voted - For |
1.5 | Elect Michael J. Joyce | Management | For | Voted - For |
1.6 | Elect Charles P. Pizzi | Management | For | Voted - For |
1.7 | Elect Gerard H. Sweeney | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Paula A. Price | Management | For | Voted - For |
1.6 | Elect Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Theodore R. Samuels, II | Management | For | Voted - For |
1.8 | Elect Gerald Storch | Management | For | Voted - For |
1.9 | Elect Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Stock Award and Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against |
14
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BRIXMOR PROPERTY GROUP INC. | ||||
Security ID: 11120U105 Ticker: BRX | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect James M. Taylor Jr. | Management | For | Voted - For |
1.2 | Elect John G. Schreiber | Management | For | Voted - For |
1.3 | Elect Michael Berman | Management | For | Voted - For |
1.4 | Elect Julie Bowerman | Management | For | Voted - For |
1.5 | Elect Sheryl M. Crosland | Management | For | Voted - For |
1.6 | Elect Thomas W. Dickson | Management | For | Voted - For |
1.7 | Elect Daniel B. Hurwitz | Management | For | Voted - For |
1.8 | Elect William D. Rahm | Management | For | Voted - For |
1.9 | Elect Gabrielle Sulzberger | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Richard D. Fairbank | Management | For | Voted - For |
1.2 | Elect Ime Archibong | Management | For | Voted - For |
1.3 | Elect Ann Fritz Hackett | Management | For | Voted - For |
1.4 | Elect Peter Thomas Killalea | Management | For | Voted - For |
1.5 | Elect Eli Leenaars | Management | For | Voted - For |
1.6 | Elect Francois Locoh-Donou | Management | For | Voted - For |
1.7 | Elect Peter E. Raskind | Management | For | Voted - For |
1.8 | Elect Eileen Serra | Management | For | Voted - For |
1.9 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.10 | Elect Bradford H. Warner | Management | For | Voted - For |
1.11 | Elect Catherine G. West | Management | For | Voted - For |
1.12 | Elect Craig Anthony Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2004 Stock Incentive Plan | Management | For | Voted - For |
CARDINAL HEALTH, INC. | ||||
Security ID: 14149Y108 Ticker: CAH | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Carrie S. Cox | Management | For | Voted - For |
1.2 | Elect Calvin Darden | Management | For | Voted - For |
1.3 | Elect Bruce L. Downey | Management | For | Voted - For |
1.4 | Elect Sheri H. Edison | Management | For | Voted - For |
1.5 | Elect David C. Evans | Management | For | Voted - For |
15
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Akhil Johri | Management | For | Voted - For |
1.8 | Elect Michael Kaufmann | Management | For | Voted - For |
1.9 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.10 | Elect Nancy Killefer | Management | For | Voted - For |
1.11 | Elect J. Michael Losh | Management | For | Voted - For |
1.12 | Elect Dean A. Scarborough | Management | For | Voted - For |
1.13 | Elect John H. Weiland | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
CARRIER GLOBAL CORPORATION | ||||
Security ID: 14448C104 Ticker: CARR | ||||
Meeting Date: 19-Apr-21 | ||||
1.1 | Elect John V. Faraci | Management | For | Voted - For |
1.2 | Elect Jean-Pierre Garnier | Management | For | Voted - For |
1.3 | Elect David Gitlin | Management | For | Voted - For |
1.4 | Elect John J. Greisch | Management | For | Voted - For |
1.5 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.6 | Elect Michael M. McNamara | Management | For | Voted - For |
1.7 | Elect Michael A. Todman | Management | For | Voted - For |
1.8 | Elect Virginia M. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
CATERPILLAR INC. | ||||
Security ID: 149123101 Ticker: CAT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Kelly A. Ayotte | Management | For | Voted - For |
1.2 | Elect David L. Calhoun | Management | For | Voted - For |
1.3 | Elect Daniel M. Dickinson | Management | For | Voted - For |
1.4 | Elect Gerald Johnson | Management | For | Voted - For |
1.5 | Elect David W. MacLennan | Management | For | Voted - For |
1.6 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.7 | Elect Edward B. Rust, Jr. | Management | For | Voted - For |
1.8 | Elect Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect D. James Umpleby III | Management | For | Voted - For |
1.10 | Elect Miles D. White | Management | For | Voted - For |
1.11 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
16
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Net Zero | |||
Benchmark | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
CELANESE CORPORATION | ||||
Security ID: 150870103 Ticker: CE | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect William M. Brown | Management | For | Voted - For |
1.3 | Elect Edward G. Galante | Management | For | Voted - For |
1.4 | Elect Kathryn M. Hill | Management | For | Voted - For |
1.5 | Elect David F. Hoffmeister | Management | For | Voted - For |
1.6 | Elect Jay V. Ihlenfeld | Management | For | Voted - For |
1.7 | Elect Deborah J. Kissire | Management | For | Voted - For |
1.8 | Elect Kim K.W. Rucker | Management | For | Voted - For |
1.9 | Elect Lori J. Ryerkerk | Management | For | Voted - For |
1.10 | Elect John K. Wulff | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CHEVRON CORPORATION | ||||
Security ID: 166764100 Ticker: CVX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect John B. Frank | Management | For | Voted - For |
1.3 | Elect Alice P. Gast | Management | For | Voted - For |
1.4 | Elect Enrique Hernandez, Jr. | Management | For | Voted - For |
1.5 | Elect Marillyn A. Hewson | Management | For | Voted - For |
1.6 | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.7 | Elect Charles W. Moorman IV | Management | For | Voted - For |
1.8 | Elect Dambisa F. Moyo | Management | For | Voted - For |
1.9 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect D. James Umpleby III | Management | For | Voted - For |
1.12 | Elect Michael K. Wirth | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Scope 3 GHG | |||
Emissions Reduction | Shareholder | Against | Voted - Against |
17
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Shareholder Proposal Regarding Audited Report on | |||
Net Zero Emissions by 2050 Scenario Analysis | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
9 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
CIGNA CORPORATION | ||||
Security ID: 125523100 Ticker: CI | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect David M. Cordani | Management | For | Voted - For |
1.2 | Elect William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Eric J. Foss | Management | For | Voted - For |
1.4 | Elect Elder Granger | Management | For | Voted - For |
1.5 | Elect Isaiah Harris, Jr. | Management | For | Voted - For |
1.6 | Elect George Kurian | Management | For | Voted - For |
1.7 | Elect Kathleen M. Mazzarella | Management | For | Voted - For |
1.8 | Elect Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect John M. Partridge | Management | For | Voted - For |
1.10 | Elect Kimberly A. Ross | Management | For | Voted - For |
1.11 | Elect Eric C. Wiseman | Management | For | Voted - For |
1.12 | Elect Donna F. Zarcone | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Disclosure of Board | |||
Qualifications | Shareholder | Against | Voted - Against | |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Mark Garrett | Management | For | Voted - For |
1.5 | Elect Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Roderick C. McGeary | Management | For | Voted - For |
1.7 | Elect Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Arun Sarin | Management | For | Voted - Abstain |
1.9 | Elect Brenton L. Saunders | Management | For | Voted - For |
18
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Lisa T. Su | Management | For | Voted - For |
2 | Reincorporation from California to Delaware | Management | For | Voted - For |
3 | Amendment to the 2005 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Ellen M. Costello | Management | For | Voted - For |
1.2 | Elect Grace E. Dailey | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect John C. Dugan | Management | For | Voted - For |
1.5 | Elect Jane N. Fraser | Management | For | Voted - For |
1.6 | Elect Duncan P. Hennes | Management | For | Voted - For |
1.7 | Elect Peter B. Henry | Management | For | Voted - For |
1.8 | Elect S. Leslie Ireland | Management | For | Voted - For |
1.9 | Elect Lew W. Jacobs, IV | Management | For | Voted - For |
1.10 | Elect Renee J. James | Management | For | Voted - For |
1.11 | Elect Gary M. Reiner | Management | For | Voted - For |
1.12 | Elect Diana L. Taylor | Management | For | Voted - For |
1.13 | Elect James S. Turley | Management | For | Voted - For |
1.14 | Elect Deborah C. Wright | Management | For | Voted - For |
1.15 | Elect Alexander R. Wynaendts | Management | For | Voted - For |
1.16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Non-Management | |||
Employee Representation on the Board | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
9 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
CITIZENS FINANCIAL GROUP, INC. | ||||
Security ID: 174610105 Ticker: CFG | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Bruce Van Saun | Management | For | Voted - For |
1.2 | Elect Lee Alexander | Management | For | Voted - For |
1.3 | Elect Christine M. Cumming | Management | For | Voted - For |
19
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect William P. Hankowsky | Management | For | Voted - For |
1.5 | Elect Leo I. Higdon, Jr. | Management | For | Voted - For |
1.6 | Elect Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect Charles J. Koch | Management | For | Voted - For |
1.8 | Elect Robert G. Leary | Management | For | Voted - For |
1.9 | Elect Terrance J. Lillis | Management | For | Voted - For |
1.10 | Elect Shivan S. Subramaniam | Management | For | Voted - For |
1.11 | Elect Christopher J. Swift | Management | For | Voted - For |
1.12 | Elect Wendy A. Watson | Management | For | Voted - For |
1.13 | Elect Marita Zuraitis | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Security ID: 192446102 Ticker: CTSH | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Zein Abdalla | Management | For | Voted - For |
1.2 | Elect Vinita K. Bali | Management | For | Voted - For |
1.3 | Elect Maureen Breakiron-Evans | Management | For | Voted - For |
1.4 | Elect Archana Deskus | Management | For | Voted - For |
1.5 | Elect John M. Dineen | Management | For | Voted - For |
1.6 | Elect Brian Humphries | Management | For | Voted - For |
1.7 | Elect Leo S. Mackay, Jr. | Management | For | Voted - For |
1.8 | Elect Michael Patsalos-Fox | Management | For | Voted - For |
1.9 | Elect Joseph M. Velli | Management | For | Voted - For |
1.10 | Elect Sandra S. Wijnberg | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
20
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent | |||
Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - For | |
CONOCOPHILLIPS | ||||
Security ID: 20825C104 Ticker: COP | ||||
Meeting Date: 15-Jan-21 | ||||
1 | Stock Issuance for Merger with Concho | Management | For | Voted - For |
Meeting Date: 11-May-21 | ||||
1.1 | Elect Charles E. Bunch | Management | For | Voted - For |
1.2 | Elect Caroline Maury Devine | Management | For | Voted - For |
1.3 | Elect John V. Faraci | Management | For | Voted - For |
1.4 | Elect Jody L Freeman | Management | For | Voted - For |
1.5 | Elect Gay Huey Evans | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
1.7 | Elect Ryan M. Lance | Management | For | Voted - For |
1.8 | Elect Timothy A. Leach | Management | For | Voted - For |
1.9 | Elect William H. McRaven | Management | For | Voted - For |
1.10 | Elect Sharmila Mulligan | Management | For | Voted - For |
1.11 | Elect Eric D. Mullins | Management | For | Voted - For |
1.12 | Elect Arjun N. Murti | Management | For | Voted - For |
1.13 | Elect Robert A. Niblock | Management | For | Voted - For |
1.14 | Elect David T. Seaton | Management | For | Voted - For |
1.15 | Elect R. A. Walker | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - Against | |
COOPER TIRE & RUBBER COMPANY | ||||
Security ID: 216831107 Ticker: CTB | ||||
Meeting Date: 30-Apr-21 | ||||
1 | Merger with Goodyear | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 07-May-21 | ||||
1.1 | Elect Steven M. Chapman | Management | For | Voted - For |
1.2 | Elect Susan F. Davis | Management | For | Voted - For |
1.3 | Elect Kathryn P. Dickson | Management | For | Voted - For |
1.4 | Elect John J. Holland | Management | For | Voted - For |
21
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Bradley E. Hughes | Management | For | Voted - For |
1.6 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.7 | Elect Tracey I. Joubert | Management | For | Voted - For |
1.8 | Elect Gary S. Michel | Management | For | Voted - For |
1.9 | Elect Brian C. Walker | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CORNING INCORPORATED | ||||
Security ID: 219350105 Ticker: GLW | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Donald W. Blair | Management | For | Voted - For |
1.2 | Elect Leslie A. Brun | Management | For | Voted - For |
1.3 | Elect Stephanie A. Burns | Management | For | Voted - For |
1.4 | Elect Richard T. Clark | Management | For | Voted - For |
1.5 | Elect Robert F. Cummings, Jr. | Management | For | Voted - For |
1.6 | Elect Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.7 | Elect Deborah Ann Henretta | Management | For | Voted - For |
1.8 | Elect Daniel P. Huttenlocher | Management | For | Voted - For |
1.9 | Elect Kurt M. Landgraf | Management | For | Voted - For |
1.10 | Elect Kevin J. Martin | Management | For | Voted - For |
1.11 | Elect Deborah D. Rieman | Management | For | Voted - For |
1.12 | Elect Hansel E. Tookes II | Management | For | Voted - For |
1.13 | Elect Wendell P. Weeks | Management | For | Voted - For |
1.14 | Elect Mark S. Wrighton | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect William I. Miller | Management | For | Voted - For |
1.11 | Elect Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Karen H. Quintos | Management | For | Voted - For |
22
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Professional | |||
Services Allowance | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect C. David Brown II | Management | For | Voted - For |
1.3 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect David W. Dorman | Management | For | Voted - For |
1.6 | Elect Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect William C. Weldon | Management | For | Voted - For |
1.13 | Elect Tony L. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
D.R. HORTON, INC. | ||||
Security ID: 23331A109 Ticker: DHI | ||||
Meeting Date: 20-Jan-21 | ||||
1.1 | Elect Donald R. Horton | Management | For | Voted - For |
1.2 | Elect Barbara K. Allen | Management | For | Voted - For |
1.3 | Elect Bradley S. Anderson | Management | For | Voted - For |
1.4 | Elect Michael R. Buchanan | Management | For | Voted - For |
1.5 | Elect Michael W. Hewatt | Management | For | Voted - For |
1.6 | Elect Maribess L. Miller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
DAVITA INC. | ||||
Security ID: 23918K108 Ticker: DVA | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Pamela M. Arway | Management | For | Voted - For |
23
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Charles G. Berg | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect Paul J. Diaz | Management | For | Voted - For |
1.5 | Elect Shawn Guertin | Management | For | Voted - Abstain |
1.6 | Elect John M. Nehra | Management | For | Voted - For |
1.7 | Elect Paula A. Price | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
DELL TECHNOLOGIES INC. | ||||
Security ID: 24703L202 Ticker: DELL | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Michael Dell | Management | For | Voted - Withheld |
1.2 | Elect David W. Dorman | Management | For | Voted - For |
1.3 | Elect Egon Durban | Management | For | Voted - For |
1.4 | Elect William D. Green | Management | For | Voted - For |
1.5 | Elect Simon Patterson | Management | For | Voted - For |
1.6 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
1.7 | Elect Ellen J. Kullman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Edward H. Bastian | Management | For | Voted - For |
1.2 | Elect Francis S. Blake | Management | For | Voted - For |
1.3 | Elect Ashton Carter | Management | For | Voted - For |
1.4 | Elect David G. DeWalt | Management | For | Voted - For |
1.5 | Elect William H. Easter III | Management | For | Voted - For |
1.6 | Elect Christopher A. Hazleton | Management | For | Voted - For |
1.7 | Elect Michael P. Huerta | Management | For | Voted - For |
1.8 | Elect Jeanne P. Jackson | Management | For | Voted - For |
1.9 | Elect George N. Mattson | Management | For | Voted - For |
1.10 | Elect Sergio A. L. Rial | Management | For | Voted - For |
1.11 | Elect David. S. Taylor | Management | For | Voted - For |
1.12 | Elect Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
24
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
DEVON ENERGY CORPORATION | ||||
Security ID: 25179M103 Ticker: DVN | ||||
Meeting Date: 30-Dec-20 | ||||
1 | Stock Issuance for Merger with WPX | Management | For | Voted - For |
2 | Right to Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Barbara M. Baumann | Management | For | Voted - For |
1.2 | Elect John E. Bethancourt | Management | For | Voted - For |
1.3 | Elect Ann G. Fox | Management | For | Voted - For |
1.4 | Elect David A. Hager | Management | For | Voted - For |
1.5 | Elect Kelt Kindick | Management | For | Voted - For |
1.6 | Elect John Krenicki, Jr. | Management | For | Voted - For |
1.7 | Elect Karl F. Kurz | Management | For | Voted - For |
1.8 | Elect Robert A. Mosbacher, Jr. | Management | For | Voted - For |
1.9 | Elect Richard E. Muncrief | Management | For | Voted - For |
1.10 | Elect Duane C. Radtke | Management | For | Voted - For |
1.11 | Elect Valerie M. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
DICK'S SPORTING GOODS, INC. | ||||
Security ID: 253393102 Ticker: DKS | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect William J. Colombo | Management | For | Voted - For |
1.2 | Elect Sandeep Lakhmi Mathrani | Management | For | Voted - For |
1.3 | Elect Desiree Ralls-Morrison | Management | For | Voted - For |
1.4 | Elect Larry D. Stone | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Board Size | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Amendment to the 2012 Stock and Incentive Plan | Management | For | Voted - For |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Mary K. Bush | Management | For | Voted - For |
25
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect David L. Rawlinson II | Management | For | Voted - For |
1.11 | Elect Mark A. Thierer | Management | For | Voted - For |
1.12 | Elect Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DISCOVERY, INC. | ||||
Security ID: 25470F104 Ticker: DISCA | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Robert R. Beck | Management | For | Voted - For |
1.2 | Elect Robert L. Johnson | Management | For | Voted - Withheld |
1.3 | Elect J. David Wargo | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
DISH NETWORK CORPORATION | ||||
Security ID: 25470M109 Ticker: DISH | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Kathleen Q. Abernathy | Management | For | Voted - For |
1.2 | Elect George R. Brokaw | Management | For | Voted - For |
1.3 | Elect James DeFranco | Management | For | Voted - For |
1.4 | Elect Cantey M. Ergen | Management | For | Voted - For |
1.5 | Elect Charles W. Ergen | Management | For | Voted - For |
1.6 | Elect Afshin Mohebbi | Management | For | Voted - For |
1.7 | Elect Tom A. Ortolf | Management | For | Voted - For |
1.8 | Elect Joseph T. Proietti | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2001 Non-Employee Director Stock | |||
Option Plan | Management | For | Voted - For | |
DOLLAR TREE, INC. | ||||
Security ID: 256746108 Ticker: DLTR | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Arnold S. Barron | Management | For | Voted - For |
1.2 | Elect Gregory M. Bridgeford | Management | For | Voted - For |
1.3 | Elect Thomas W. Dickson | Management | For | Voted - For |
1.4 | Elect Lemuel E. Lewis | Management | For | Voted - For |
26
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Jeffrey G. Naylor | Management | For | Voted - For |
1.6 | Elect Winnie Park | Management | For | Voted - For |
1.7 | Elect Bob Sasser | Management | For | Voted - For |
1.8 | Elect Stephanie P. Stahl | Management | For | Voted - For |
1.9 | Elect Carrie A. Wheeler | Management | For | Voted - For |
1.10 | Elect Thomas E. Whiddon | Management | For | Voted - For |
1.11 | Elect Michael A Witynski | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
DOMTAR CORPORATION | ||||
Security ID: 257559203 Ticker: UFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Giannella Alvarez | Management | For | Voted - For |
1.2 | Elect Robert E. Apple | Management | For | Voted - For |
1.3 | Elect David J. Illingworth | Management | For | Voted - For |
1.4 | Elect Brian M. Levitt | Management | For | Voted - For |
1.5 | Elect David G. Maffucci | Management | For | Voted - For |
1.6 | Elect Denis A. Turcotte | Management | For | Voted - For |
1.7 | Elect John D. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DXC TECHNOLOGY COMPANY | ||||
Security ID: 23355L106 Ticker: DXC | ||||
Meeting Date: 13-Aug-20 | ||||
1.1 | Elect Mukesh Aghi | Management | For | Voted - For |
1.2 | Elect Amy E. Alving | Management | For | Voted - For |
1.3 | Elect David A. Barnes | Management | For | Voted - For |
1.4 | Elect Raul J. Fernandez | Management | For | Voted - For |
1.5 | Elect David L. Herzog | Management | For | Voted - For |
1.6 | Elect Mary L. Krakauer | Management | For | Voted - For |
1.7 | Elect Ian C. Read | Management | For | Voted - For |
1.8 | Elect Michael J. Salvino | Management | For | Voted - For |
1.9 | Elect Manoj P. Singh | Management | For | Voted - For |
1.10 | Elect Robert F. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the 2017 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Director | |||
Incentive Plan | Management | For | Voted - For |
27
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Vanessa L. Allen Sutherland | Management | For | Voted - For |
1.3 | Elect Brett D. Begemann | Management | For | Voted - For |
1.4 | Elect Mark J. Costa | Management | For | Voted - For |
1.5 | Elect Edward L. Doheny II | Management | For | Voted - For |
1.6 | Elect Julie Fasone Holder | Management | For | Voted - For |
1.7 | Elect Renee J. Hornbaker | Management | For | Voted - For |
1.8 | Elect Kim Ann Mink | Management | For | Voted - For |
1.9 | Elect James J. O'Brien | Management | For | Voted - For |
1.10 | Elect David W. Raisbeck | Management | For | Voted - For |
1.11 | Elect Charles K. Stevens III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Omnibus Stock Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Diana Farrell | Management | For | Voted - For |
1.4 | Elect Logan D. Green | Management | For | Voted - For |
1.5 | Elect Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
28
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EDISON INTERNATIONAL | ||||
Security ID: 281020107 Ticker: EIX | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Michael C. Camunez | Management | For | Voted - For |
1.3 | Elect Vanessa C.L. Chang | Management | For | Voted - For |
1.4 | Elect James T. Morris | Management | For | Voted - For |
1.5 | Elect Timothy T. O'Toole | Management | For | Voted - For |
1.6 | Elect Pedro J. Pizarro | Management | For | Voted - For |
1.7 | Elect Carey A. Smith | Management | For | Voted - For |
1.8 | Elect Linda G. Stuntz | Management | For | Voted - For |
1.9 | Elect William P. Sullivan | Management | For | Voted - For |
1.10 | Elect Peter J. Taylor | Management | For | Voted - For |
1.11 | Elect Keith Trent | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
EMERSON ELECTRIC CO. | ||||
Security ID: 291011104 Ticker: EMR | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Mark A. Blinn | Management | For | Voted - For |
1.2 | Elect Arthur F. Golden | Management | For | Voted - For |
1.3 | Elect Candace Kendle | Management | For | Voted - For |
1.4 | Elect James S. Turley | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ENTERGY CORPORATION | ||||
Security ID: 29364G103 Ticker: ETR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect John R. Burbank | Management | For | Voted - For |
1.2 | Elect P.J. Condon | Management | For | Voted - For |
1.3 | Elect Leo P. Denault | Management | For | Voted - For |
1.4 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.5 | Elect Brian W. Ellis | Management | For | Voted - For |
1.6 | Elect Philip L. Frederickson | Management | For | Voted - For |
1.7 | Elect Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect M. Elise Hyland | Management | For | Voted - For |
1.9 | Elect Stuart L. Levenick | Management | For | Voted - For |
1.10 | Elect Blanche L. Lincoln | Management | For | Voted - For |
29
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Karen A. Puckett | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Authorization of Preferred Stock | Management | For | Voted - For |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Anthony K. Anderson | Management | For | Voted - For |
1.2 | Elect Ann C. Berzin | Management | For | Voted - For |
1.3 | Elect Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Christopher M. Crane | Management | For | Voted - For |
1.6 | Elect Yves C. de Balmann | Management | For | Voted - For |
1.7 | Elect Linda P. Jojo | Management | For | Voted - For |
1.8 | Elect Paul L. Joskow | Management | For | Voted - For |
1.9 | Elect Robert J. Lawless | Management | For | Voted - For |
1.10 | Elect John M. Richardson | Management | For | Voted - For |
1.11 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.12 | Elect John F. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Child Labor Linked | |||
to Electric Vehicles | Shareholder | Against | Voted - Against | |
EXXON MOBIL CORPORATION | ||||
Security ID: 30231G102 Ticker: XOM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Michael J. Angelakis | Management | N/A | Take No Action |
1.2 | Elect Susan K. Avery | Management | N/A | Take No Action |
1.3 | Elect Angela F. Braly | Management | N/A | Take No Action |
1.4 | Elect Ursula M. Burns | Management | N/A | Take No Action |
1.5 | Elect Kenneth C. Frazier | Management | N/A | Take No Action |
1.6 | Elect Joseph L. Hooley | Management | N/A | Take No Action |
1.7 | Elect Steven A. Kandarian | Management | N/A | Take No Action |
1.8 | Elect Douglas R. Oberhelman | Management | N/A | Take No Action |
1.9 | Elect Samuel J. Palmisano | Management | N/A | Take No Action |
1.10 | Elect Jeffrey W. Ubben | Management | N/A | Take No Action |
1.11 | Elect Darren W. Woods | Management | N/A | Take No Action |
1.12 | Elect Wan Zulkiflee | Management | N/A | Take No Action |
1.13 | Elect Gregory J. Goff (Dissident Nominee) | Shareholder | Against | Voted - For |
1.14 | Elect Kaisa Hietala (Dissident Nominee) | Shareholder | Withhold | Voted - Withheld |
1.15 | Elect Alexander A. Karsner (Dissident Nominee) | Shareholder | Against | Voted - For |
1.16 | Elect Anders Runevad (Dissident Nominee) | Shareholder | Withhold | Voted - Withheld |
1.17 | Elect Michael J. Angelakis | Shareholder | For | Voted - For |
30
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.18 | Elect Susan K. Avery | Shareholder | For | Voted - For |
1.19 | Elect Angela F. Braly | Shareholder | For | Voted - For |
1.20 | Elect Ursula M. Burns | Shareholder | For | Voted - For |
1.21 | Elect Kenneth C. Frazier | Shareholder | For | Voted - For |
1.22 | Elect Joseph L. Hooley | Shareholder | For | Voted - For |
1.23 | Elect Jeffrey W. Ubben | Shareholder | For | Voted - For |
1.24 | Elect Darren W. Woods | Shareholder | For | Voted - For |
2 | Ratification of Auditor | Management | N/A | Take No Action |
3 | Advisory Vote on Executive Compensation | Management | N/A | Take No Action |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | N/A | Take No Action |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | N/A | Take No Action | |
6 | Shareholder Proposal Regarding Audited Report on | |||
Net Zero Emissions 2050 Scenario Analysis | Shareholder | N/A | Take No Action | |
7 | Shareholder Proposal Regarding Report on | |||
Climate-related Activities | Shareholder | N/A | Take No Action | |
8 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | N/A | Take No Action | |
9 | Shareholder Proposal Regarding Lobbying Report | Shareholder | N/A | Take No Action |
10 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | N/A | Take No Action | |
11 | Ratification of Auditor | Management | For | Voted - For |
12 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
13 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
14 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
15 | Shareholder Proposal Regarding Audited Report on | |||
Net Zero Emissions 2050 Scenario Analysis | Shareholder | Against | Voted - For | |
16 | Shareholder Proposal Regarding Report on | |||
Climate-related Activities | Shareholder | Against | Voted - Against | |
17 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - Against | |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
19 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
FIFTH THIRD BANCORP | ||||
Security ID: 316773100 Ticker: FITB | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect B. Evan Bayh III | Management | For | Voted - For |
1.3 | Elect Jorge L. Benitez | Management | For | Voted - For |
1.4 | Elect Katherine B. Blackburn | Management | For | Voted - For |
1.5 | Elect Emerson L. Brumback | Management | For | Voted - For |
1.6 | Elect Greg D. Carmichael | Management | For | Voted - For |
1.7 | Elect Linda W. Clement-Holmes | Management | For | Voted - For |
1.8 | Elect C. Bryan Daniels | Management | For | Voted - For |
1.9 | Elect Mitchell S. Feiger | Management | For | Voted - For |
1.10 | Elect Thomas H. Harvey | Management | For | Voted - For |
31
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Gary R. Heminger | Management | For | Voted - For |
1.12 | Elect Jewell D. Hoover | Management | For | Voted - For |
1.13 | Elect Eileen A. Mallesch | Management | For | Voted - For |
1.14 | Elect Michael B. McCallister | Management | For | Voted - For |
1.15 | Elect Marsha C. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
5 | Approval of the 2021 Incentive Compensation Plan | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
7 | Elimination of Cumulative Voting | Management | For | Voted - For |
FOOT LOCKER, INC. | ||||
Security ID: 344849104 Ticker: FL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Alan D. Feldman | Management | For | Voted - For |
1.2 | Elect Richard A. Johnson | Management | For | Voted - For |
1.3 | Elect Guillermo G. Marmol | Management | For | Voted - For |
1.4 | Elect Matthew M. McKenna | Management | For | Voted - For |
1.5 | Elect Darlene Nicosia | Management | For | Voted - For |
1.6 | Elect Steven Oakland | Management | For | Voted - For |
1.7 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.8 | Elect Kimberly Underhill | Management | For | Voted - For |
1.9 | Elect Tristan Walker | Management | For | Voted - For |
1.10 | Elect Dona D. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect James D Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Henry Ford III | Management | For | Voted - For |
1.6 | Elect William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect William W. Helman IV | Management | For | Voted - For |
1.8 | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect William E. Kennard | Management | For | Voted - For |
1.10 | Elect Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect John L. Thornton | Management | For | Voted - For |
1.12 | Elect John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect John S. Weinberg | Management | For | Voted - For |
32
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635107 Ticker: FSK | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Elizabeth J. Sandler | Management | For | Voted - For |
1.2 | Elect Michael J. Hagan | Management | For | Voted - For |
1.3 | Elect Jeffrey K. Harrow | Management | For | Voted - For |
1.4 | Elect James H. Kropp | Management | For | Voted - For |
2 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635206 Ticker: FSK | ||||
Meeting Date: 21-May-21 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
2 | Issuance of Common Stock (for Merger) | Management | For | Voted - For |
3 | Amendment to the Investment Advisory Agreement | Management | For | Voted - For |
GENERAL DYNAMICS CORPORATION | ||||
Security ID: 369550108 Ticker: GD | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect James S. Crown | Management | For | Voted - For |
1.2 | Elect Rudy F. deLeon | Management | For | Voted - For |
1.3 | Elect Cecil D. Haney | Management | For | Voted - For |
1.4 | Elect Mark M. Malcolm | Management | For | Voted - For |
1.5 | Elect James N. Mattis | Management | For | Voted - For |
1.6 | Elect Phebe N. Novakovic | Management | For | Voted - For |
1.7 | Elect C. Howard Nye | Management | For | Voted - For |
1.8 | Elect Catherine B. Reynolds | Management | For | Voted - For |
1.9 | Elect Laura J. Schumacher | Management | For | Voted - For |
1.10 | Elect Robert K. Steel | Management | For | Voted - For |
1.11 | Elect John G. Stratton | Management | For | Voted - For |
1.12 | Elect Peter A. Wall | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call a | |||
Special Meeting | Shareholder | Against | Voted - For |
33
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL ELECTRIC COMPANY | ||||
Security ID: 369604103 Ticker: GE | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Sebastien Bazin | Management | For | Voted - For |
1.2 | Elect Ashton B. Carter | Management | For | Voted - For |
1.3 | Elect H. Lawrence Culp, Jr. | Management | For | Voted - For |
1.4 | Elect Francisco D'Souza | Management | For | Voted - For |
1.5 | Elect Edward P. Garden | Management | For | Voted - For |
1.6 | Elect Thomas W. Horton | Management | For | Voted - For |
1.7 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.8 | Elect Catherine Lesjak | Management | For | Voted - For |
1.9 | Elect Paula Rosput Reynolds | Management | For | Voted - For |
1.10 | Elect Leslie F. Seidman | Management | For | Voted - For |
1.11 | Elect James S. Tisch | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Reverse Stock Split | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Double Board Nominees | Shareholder | Against | Voted - Against |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Climate Action 100+ | |||
Net Zero Indicator | Shareholder | For | Voted - For | |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 22-Sep-20 | ||||
1.1 | Elect R. Kerry Clark | Management | For | Voted - For |
1.2 | Elect David M. Cordani | Management | For | Voted - For |
1.3 | Elect Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.4 | Elect Jeffrey L. Harmening | Management | For | Voted - For |
1.5 | Elect Maria G. Henry | Management | For | Voted - For |
1.6 | Elect Jo Ann Jenkins | Management | For | Voted - For |
1.7 | Elect Elizabeth C. Lempres | Management | For | Voted - For |
1.8 | Elect Diane L. Neal | Management | For | Voted - For |
1.9 | Elect Stephen A. Odland | Management | For | Voted - For |
1.10 | Elect Maria A. Sastre | Management | For | Voted - For |
1.11 | Elect Eric D. Sprunk | Management | For | Voted - For |
1.12 | Elect Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
34
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Net Zero Company | |||
Benchmark Executive Remuneration Indicator | Shareholder | Against | Voted - For | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Harish Manwani | Management | For | Voted - For |
1.7 | Elect Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Anthony Welters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
HARLEY-DAVIDSON, INC. | ||||
Security ID: 412822108 Ticker: HOG | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Troy Alstead | Management | For | Voted - For |
1.2 | Elect R. John Anderson | Management | For | Voted - For |
35
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Michael J. Cave | Management | For | Voted - For |
1.4 | Elect James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Allan C. Golston | Management | For | Voted - For |
1.6 | Elect Sara L. Levinson | Management | For | Voted - For |
1.7 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Jochen Zeitz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HCA HEALTHCARE, INC. | ||||
Security ID: 40412C101 Ticker: HCA | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Thomas F. Frist III | Management | For | Voted - For |
1.2 | Elect Samuel N. Hazen | Management | For | Voted - For |
1.3 | Elect Meg G. Crofton | Management | For | Voted - For |
1.4 | Elect Robert J. Dennis | Management | For | Voted - For |
1.5 | Elect Nancy-Ann DeParle | Management | For | Voted - For |
1.6 | Elect William R. Frist | Management | For | Voted - For |
1.7 | Elect Charles O. Holliday, Jr. | Management | For | Voted - For |
1.8 | Elect Michael W. Michelson | Management | For | Voted - For |
1.9 | Elect Wayne J. Riley | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Impact of Quality | |||
Metrics on Executive Compensation | Shareholder | Against | Voted - Against | |
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Security ID: 42824C109 Ticker: HPE | ||||
Meeting Date: 14-Apr-21 | ||||
1.1 | Elect Daniel Ammann | Management | For | Voted - For |
1.2 | Elect Pamela L. Carter | Management | For | Voted - For |
1.3 | Elect Jean M. Hobby | Management | For | Voted - For |
1.4 | Elect George R. Kurtz | Management | For | Voted - For |
1.5 | Elect Raymond J. Lane | Management | For | Voted - For |
1.6 | Elect Ann M. Livermore | Management | For | Voted - Against |
1.7 | Elect Antonio F. Neri | Management | For | Voted - For |
1.8 | Elect Charles H. Noski | Management | For | Voted - For |
1.9 | Elect Raymond E. Ozzie | Management | For | Voted - For |
1.10 | Elect Gary M. Reiner | Management | For | Voted - For |
1.11 | Elect Patricia F. Russo | Management | For | Voted - For |
1.12 | Elect Mary Agnes Wilderotter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
36
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
HOST HOTELS & RESORTS, INC. | ||||
Security ID: 44107P104 Ticker: HST | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Mary L. Baglivo | Management | For | Voted - For |
1.2 | Elect Richard E. Marriott | Management | For | Voted - For |
1.3 | Elect Sandeep Lakhmi Mathrani | Management | For | Voted - For |
1.4 | Elect John B. Morse, Jr. | Management | For | Voted - For |
1.5 | Elect Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Walter C. Rakowich | Management | For | Voted - For |
1.7 | Elect James F. Risoleo | Management | For | Voted - For |
1.8 | Elect Gordon H. Smith | Management | For | Voted - For |
1.9 | Elect A. William Stein | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Charles V. Bergh | Management | For | Voted - For |
1.5 | Elect Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Enrique Lores | Management | For | Voted - For |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Subra Suresh | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Security ID: 446413106 Ticker: HII | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Philip M. Bilden | Management | For | Voted - For |
37
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Augustus L. Collins | Management | For | Voted - For |
1.3 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.4 | Elect Victoria D. Harker | Management | For | Voted - Withheld |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Tracy B. McKibben | Management | For | Voted - For |
1.7 | Elect Stephanie L. O'Sullivan | Management | For | Voted - For |
1.8 | Elect C. Michael Petters | Management | For | Voted - For |
1.9 | Elect Thomas C. Schievelbein | Management | For | Voted - For |
1.10 | Elect John K. Welch | Management | For | Voted - For |
1.11 | Elect Stephen R. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
HUNTSMAN CORPORATION | ||||
Security ID: 447011107 Ticker: HUN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Peter R. Huntsman | Management | For | Voted - For |
1.2 | Elect Nolan D. Archibald | Management | For | Voted - Against |
1.3 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.4 | Elect M. Anthony Burns | Management | For | Voted - For |
1.5 | Elect Sonia Dula | Management | For | Voted - For |
1.6 | Elect Cynthia L. Egan | Management | For | Voted - For |
1.7 | Elect Daniele Ferrari | Management | For | Voted - For |
1.8 | Elect Robert J. Margetts | Management | For | Voted - For |
1.9 | Elect Jeanne McGovern | Management | For | Voted - For |
1.10 | Elect Wayne A. Reaud | Management | For | Voted - For |
1.11 | Elect Jan E. Tighe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
INDUSTRIAL LOGISTICS PROPERTIES TRUST | ||||
Security ID: 456237106 Ticker: ILPT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Joseph L. Morea | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
38
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect James J. Goetz | Management | For | Voted - For |
1.3 | Elect Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Frank D. Yeary | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Racism in | |||
Company Culture | Shareholder | Against | Voted - Against | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Thomas Buberl | Management | For | Voted - For |
39
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect David N. Farr | Management | For | Voted - For |
1.4 | Elect Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Michelle Howard | Management | For | Voted - For |
1.6 | Elect Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect F. William McNabb, III | Management | For | Voted - For |
1.9 | Elect Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Frederick H. Waddell | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | For | Voted - For | |
INTERNATIONAL PAPER COMPANY | ||||
Security ID: 460146103 Ticker: IP | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Christopher M. Connor | Management | For | Voted - For |
1.2 | Elect Ahmet Cemal Dorduncu | Management | For | Voted - For |
1.3 | Elect Ilene S. Gordon | Management | For | Voted - For |
1.4 | Elect Anders Gustafsson | Management | For | Voted - For |
1.5 | Elect Jacqueline C. Hinman | Management | For | Voted - For |
1.6 | Elect Clinton A. Lewis, Jr. | Management | For | Voted - For |
1.7 | Elect D. G. Macpherson | Management | For | Voted - For |
1.8 | Elect Kathryn D. Sullivan | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Anton V. Vincent | Management | For | Voted - For |
1.11 | Elect Raymond Guy Young | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
INVESTORS BANCORP, INC. | ||||
Security ID: 46146L101 Ticker: ISBC | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Kevin Cummings | Management | For | Voted - For |
1.2 | Elect John E. Harmon | Management | For | Voted - For |
1.3 | Elect Michele N. Siekerka | Management | For | Voted - For |
1.4 | Elect Paul Stathoulopoulos | Management | For | Voted - For |
40
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Kim Wales | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
J2 GLOBAL, INC. | ||||
Security ID: 48123V102 Ticker: JCOM | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Richard S. Ressler | Management | For | Voted - For |
1.2 | Elect Vivek Shah | Management | For | Voted - For |
1.3 | Elect Douglas Y. Bech | Management | For | Voted - Against |
1.4 | Elect Sarah Fay | Management | For | Voted - For |
1.5 | Elect W. Brian Kretzmer | Management | For | Voted - For |
1.6 | Elect Jonathan F. Miller | Management | For | Voted - For |
1.7 | Elect Stephen Ross | Management | For | Voted - For |
1.8 | Elect Pamela Sutton-Wallace | Management | For | Voted - For |
1.9 | Elect Scott C. Taylor | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
JETBLUE AIRWAYS CORPORATION | ||||
Security ID: 477143101 Ticker: JBLU | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Ben Baldanza | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Monte E. Ford | Management | For | Voted - For |
1.4 | Elect Robin Hayes | Management | For | Voted - For |
1.5 | Elect Ellen Jewett | Management | For | Voted - For |
1.6 | Elect Robert F. Leduc | Management | For | Voted - For |
1.7 | Elect Teri P. McClure | Management | For | Voted - For |
1.8 | Elect Sarah Robb O'Hagan | Management | For | Voted - For |
1.9 | Elect Vivek Sharma | Management | For | Voted - For |
1.10 | Elect Thomas Winkelmann | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.2 | Elect D. Scott Davis | Management | For | Voted - For |
41
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Ian E.L. Davis | Management | For | Voted - For |
1.4 | Elect Jennifer A. Doudna | Management | For | Voted - For |
1.5 | Elect Alex Gorsky | Management | For | Voted - For |
1.6 | Elect Marillyn A. Hewson | Management | For | Voted - For |
1.7 | Elect Hubert Joly | Management | For | Voted - For |
1.8 | Elect Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Anne Mulcahy | Management | For | Voted - For |
1.10 | Elect Charles Prince | Management | For | Voted - Against |
1.11 | Elect A. Eugene Washington | Management | For | Voted - For |
1.12 | Elect Mark A. Weinberger | Management | For | Voted - For |
1.13 | Elect Nadja Y. West | Management | For | Voted - For |
1.14 | Elect Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Racial Impact Audit | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | Voted - For |
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Security ID: G51502105 Ticker: JCI | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Elect Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect Pierre E. Cohade | Management | For | Voted - For |
1.3 | Elect Michael E. Daniels | Management | For | Voted - For |
1.4 | Elect Juan Pablo del Valle Perochena | Management | For | Voted - For |
1.5 | Elect W. Roy Dunbar | Management | For | Voted - For |
1.6 | Elect Gretchen R. Haggerty | Management | For | Voted - For |
1.7 | Elect Simone Menne | Management | For | Voted - For |
1.8 | Elect George R. Oliver | Management | For | Voted - For |
1.9 | Elect Carl Jurgen Tinggren | Management | For | Voted - For |
1.10 | Elect Mark P. Vergnano | Management | For | Voted - For |
1.11 | Elect R. David Yost | Management | For | Voted - For |
1.12 | Elect John D. Young | Management | For | Voted - For |
2 | Appointment of Auditor | Management | For | Voted - For |
3 | Authority to Set Auditor's Fees | Management | For | Voted - For |
4 | Authority to Repurchase Shares | Management | For | Voted - For |
5 | Authorize Price Range at which the Company Can | |||
Re-Allot Treasury Shares | Management | For | Voted - For | |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Approval of 2021 Equity and Incentive Plan | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
42
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Linda B. Bammann | Management | For | Voted - For |
1.2 | Elect Stephen B. Burke | Management | For | Voted - For |
1.3 | Elect Todd A. Combs | Management | For | Voted - For |
1.4 | Elect James S. Crown | Management | For | Voted - For |
1.5 | Elect James Dimon | Management | For | Voted - For |
1.6 | Elect Timothy P. Flynn | Management | For | Voted - For |
1.7 | Elect Mellody Hobson | Management | For | Voted - For |
1.8 | Elect Michael A. Neal | Management | For | Voted - For |
1.9 | Elect Phebe N. Novakovic | Management | For | Voted - For |
1.10 | Elect Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
8 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
JUNIPER NETWORKS, INC. | ||||
Security ID: 48203R104 Ticker: JNPR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Gary J. Daichendt | Management | For | Voted - For |
1.2 | Elect Anne DelSanto | Management | For | Voted - For |
1.3 | Elect Kevin A. DeNuccio | Management | For | Voted - For |
1.4 | Elect James Dolce | Management | For | Voted - For |
1.5 | Elect Christine M. Gorjanc | Management | For | Voted - For |
1.6 | Elect Janet B. Haugen | Management | For | Voted - For |
1.7 | Elect Scott Kriens | Management | For | Voted - For |
1.8 | Elect Rahul Merchant | Management | For | Voted - For |
1.9 | Elect Rami Rahim | Management | For | Voted - For |
1.10 | Elect William Stensrud | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Carter Cast | Management | For | Voted - For |
43
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Zack Gund | Management | For | Voted - For |
1.3 | Elect Donald R. Knauss | Management | For | Voted - For |
1.4 | Elect Mike Schlotman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Voting Requirements | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | N/A | Voted - For | |
KEYCORP | ||||
Security ID: 493267108 Ticker: KEY | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Bruce D. Broussard | Management | For | Voted - For |
1.2 | Elect Alexander M. Cutler | Management | For | Voted - For |
1.3 | Elect H. James Dallas | Management | For | Voted - For |
1.4 | Elect Elizabeth R. Gile | Management | For | Voted - For |
1.5 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.6 | Elect Christopher M. Gorman | Management | For | Voted - For |
1.7 | Elect Robin Hayes | Management | For | Voted - For |
1.8 | Elect Carlton L. Highsmith | Management | For | Voted - For |
1.9 | Elect Richard J. Hipple | Management | For | Voted - For |
1.10 | Elect Devina Rankin | Management | For | Voted - For |
1.11 | Elect Barbara R. Snyder | Management | For | Voted - For |
1.12 | Elect Todd J. Vasos | Management | For | Voted - For |
1.13 | Elect David K. Wilson | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the Discounted Stock Purchase Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect John W. Culver | Management | For | Voted - For |
1.2 | Elect Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Christa Quarles | Management | For | Voted - For |
1.8 | Elect Ian C. Read | Management | For | Voted - For |
1.9 | Elect Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Michael D. White | Management | For | Voted - For |
44
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Participation Plan | Management | For | Voted - For |
5 | Approval of the 2021 Outside Director's | |||
Compensation Plan | Management | For | Voted - For | |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
L3HARRIS TECHNOLOGIES, INC. | ||||
Security ID: 502431109 Ticker: LHX | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Sallie B. Bailey | Management | For | Voted - For |
1.2 | Elect William M. Brown | Management | For | Voted - For |
1.3 | Elect Peter W. Chiarelli | Management | For | Voted - For |
1.4 | Elect Thomas A. Corcoran | Management | For | Voted - For |
1.5 | Elect Thomas A. Dattilo | Management | For | Voted - For |
1.6 | Elect Roger Fradin | Management | For | Voted - For |
1.7 | Elect Lewis Hay III | Management | For | Voted - For |
1.8 | Elect Lewis Kramer | Management | For | Voted - For |
1.9 | Elect Christopher E. Kubasik | Management | For | Voted - For |
1.10 | Elect Rita S. Lane | Management | For | Voted - For |
1.11 | Elect Robert B. Millard | Management | For | Voted - For |
1.12 | Elect Lloyd W. Newton | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
LABORATORY CORPORATION OF AMERICA HOLDINGS | ||||
Security ID: 50540R409 Ticker: LH | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Kerrii B. Anderson | Management | For | Voted - For |
1.2 | Elect Jean-Luc Belingard | Management | For | Voted - For |
1.3 | Elect Jeffrey A. Davis | Management | For | Voted - For |
1.4 | Elect D. Gary Gilliland | Management | For | Voted - For |
1.5 | Elect Garheng Kong | Management | For | Voted - For |
1.6 | Elect Peter M. Neupert | Management | For | Voted - For |
1.7 | Elect Richelle P. Parham | Management | For | Voted - For |
1.8 | Elect Adam H. Schechter | Management | For | Voted - For |
1.9 | Elect Kathryn E. Wengel | Management | For | Voted - For |
1.10 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against |
45
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LEAR CORPORATION | ||||
Security ID: 521865204 Ticker: LEA | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Mei-Wei Cheng | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Bradley M. Halverson | Management | For | Voted - For |
1.4 | Elect Mary Lou Jepsen | Management | For | Voted - For |
1.5 | Elect Roger A. Krone | Management | For | Voted - For |
1.6 | Elect Patricia L. Lewis | Management | For | Voted - For |
1.7 | Elect Kathleen A. Ligocki | Management | For | Voted - For |
1.8 | Elect Conrad L. Mallett, Jr. | Management | For | Voted - For |
1.9 | Elect Raymond E. Scott | Management | For | Voted - For |
1.10 | Elect Gregory C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
LENNAR CORPORATION | ||||
Security ID: 526057104 Ticker: LEN | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Elect Amy L. Banse | Management | For | Voted - For |
1.2 | Elect Richard Beckwitt | Management | For | Voted - For |
1.3 | Elect Steven L. Gerard | Management | For | Voted - Against |
1.4 | Elect Theron I. Gilliam | Management | For | Voted - Against |
1.5 | Elect Sherrill W. Hudson | Management | For | Voted - Against |
1.6 | Elect Jonathan M. Jaffe | Management | For | Voted - For |
1.7 | Elect Sidney Lapidus | Management | For | Voted - For |
1.8 | Elect Teri P. McClure | Management | For | Voted - Against |
1.9 | Elect Stuart A. Miller | Management | For | Voted - For |
1.10 | Elect Armando J. Olivera | Management | For | Voted - For |
1.11 | Elect Jeffrey Sonnenfeld | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
LINCOLN NATIONAL CORPORATION | ||||
Security ID: 534187109 Ticker: LNC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Deirdre P. Connelly | Management | For | Voted - For |
1.2 | Elect William H. Cunningham | Management | For | Voted - For |
1.3 | Elect Reginald E. Davis | Management | For | Voted - For |
1.4 | Elect Dennis R. Glass | Management | For | Voted - For |
1.5 | Elect George W. Henderson, III | Management | For | Voted - For |
46
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Eric G. Johnson | Management | For | Voted - For |
1.7 | Elect Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect M. Leanne Lachman | Management | For | Voted - For |
1.9 | Elect Michael F. Mee | Management | For | Voted - For |
1.10 | Elect Patrick S. Pittard | Management | For | Voted - For |
1.11 | Elect Lynn M. Utter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
LOCKHEED MARTIN CORPORATION | ||||
Security ID: 539830109 Ticker: LMT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Daniel F. Akerson | Management | For | Voted - For |
1.2 | Elect David B. Burritt | Management | For | Voted - For |
1.3 | Elect Bruce A. Carlson | Management | For | Voted - Against |
1.4 | Elect Joseph Dunford Jr. | Management | For | Voted - For |
1.5 | Elect James O. Ellis, Jr. | Management | For | Voted - For |
1.6 | Elect Thomas J. Falk | Management | For | Voted - For |
1.7 | Elect Ilene S. Gordon | Management | For | Voted - For |
1.8 | Elect Vicki A. Hollub | Management | For | Voted - For |
1.9 | Elect Jeh C. Johnson | Management | For | Voted - For |
1.10 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.11 | Elect James D. Taiclet | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - Against | |
LUMEN TECHNOLOGIES, INC. | ||||
Security ID: 550241103 Ticker: LUMN | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Quincy L. Allen | Management | For | Voted - For |
1.2 | Elect Martha Helena Bejar | Management | For | Voted - For |
1.3 | Elect Peter C. Brown | Management | For | Voted - For |
1.4 | Elect Kevin P. Chilton | Management | For | Voted - For |
1.5 | Elect Steven T. Clontz | Management | For | Voted - For |
1.6 | Elect T. Michael Glenn | Management | For | Voted - For |
1.7 | Elect W. Bruce Hanks | Management | For | Voted - For |
1.8 | Elect Hal S. Jones | Management | For | Voted - For |
1.9 | Elect Michael J. Roberts | Management | For | Voted - For |
47
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Laurie A. Siegel | Management | For | Voted - For |
1.11 | Elect Jeffrey K. Storey | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - Against |
3 | Renewal of NOL Rights Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
LYONDELLBASELL INDUSTRIES N.V. | ||||
Security ID: N53745100 Ticker: LYB | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Jacques Aigrain | Management | For | Voted - For |
1.2 | Elect Lincoln Benet | Management | For | Voted - For |
1.3 | Elect Jagjeet S. Bindra | Management | For | Voted - For |
1.4 | Elect Robin Buchanan | Management | For | Voted - For |
1.5 | Elect Anthony R. Chase | Management | For | Voted - For |
1.6 | Elect Stephen F. Cooper | Management | For | Voted - For |
1.7 | Elect Nance K. Dicciani | Management | For | Voted - For |
1.8 | Elect Robert W. Dudley | Management | For | Voted - For |
1.9 | Elect Claire S. Farley | Management | For | Voted - For |
1.10 | Elect Michael S. Hanley | Management | For | Voted - For |
1.11 | Elect Albert Manifold | Management | For | Voted - For |
1.12 | Elect Bhavesh V. Patel | Management | For | Voted - For |
2 | Ratification of Board Acts | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Dutch Statutory Auditor | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Authority to Repurchase Shares | Management | For | Voted - For |
8 | Cancellation of Shares | Management | For | Voted - For |
9 | Amendment to the Long Term Incentive Plan | Management | For | Voted - For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
M.D.C. HOLDINGS, INC. | ||||
Security ID: 552676108 Ticker: MDC | ||||
Meeting Date: 26-Apr-21 | ||||
1.1 | Elect Raymond T. Baker | Management | For | Voted - For |
1.2 | Elect David E. Blackford | Management | For | Voted - For |
1.3 | Elect Courtney L. Mizel | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
48
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MANPOWERGROUP INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Gina R. Boswell | Management | For | Voted - For |
1.2 | Elect Jean-Philippe Courtois | Management | For | Voted - For |
1.3 | Elect William A. Downe | Management | For | Voted - For |
1.4 | Elect John F. Ferraro | Management | For | Voted - For |
1.5 | Elect William P. Gipson | Management | For | Voted - For |
1.6 | Elect Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Julie M. Howard | Management | For | Voted - For |
1.8 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Jonas Prising | Management | For | Voted - For |
1.10 | Elect Paul Read | Management | For | Voted - For |
1.11 | Elect Elizabeth P. Sartain | Management | For | Voted - For |
1.12 | Elect Michael J. Van Handel | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MARATHON PETROLEUM CORPORATION | ||||
Security ID: 56585A102 Ticker: MPC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Abdulaziz F. Alkhayyal | Management | For | Voted - For |
1.2 | Elect Jonathan Z. Cohen | Management | For | Voted - For |
1.3 | Elect Michael J. Hennigan | Management | For | Voted - For |
1.4 | Elect Frank M. Semple | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Incentive Compensation Plan | Management | For | Voted - For |
5 | Elimination of Supermajority Requirement | Management | For | Voted - For |
6 | Repeal of Classified Board | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Compensation in the | |||
Event of a Change in Control | Shareholder | Against | Voted - Against | |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Lloyd H. Dean | Management | For | Voted - For |
1.2 | Elect Robert A. Eckert | Management | For | Voted - For |
1.3 | Elect Catherine Engelbert | Management | For | Voted - For |
1.4 | Elect Margaret H. Georgiadis | Management | For | Voted - For |
1.5 | Elect Enrique Hernandez, Jr. | Management | For | Voted - Against |
1.6 | Elect Christopher Kempczinski | Management | For | Voted - For |
1.7 | Elect Richard H. Lenny | Management | For | Voted - Against |
49
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect John Mulligan | Management | For | Voted - For |
1.9 | Elect Sheila A. Penrose | Management | For | Voted - For |
1.10 | Elect John W. Rogers, Jr. | Management | For | Voted - For |
1.11 | Elect Paul S. Walsh | Management | For | Voted - For |
1.12 | Elect Miles D. White | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Sugar and | |||
Public Health | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Use of Antibiotics | |||
and Study on Effects on Market | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
MCKESSON CORPORATION | ||||
Security ID: 58155Q103 Ticker: MCK | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Dominic J. Caruso | Management | For | Voted - For |
1.2 | Elect N. Anthony Coles | Management | For | Voted - For |
1.3 | Elect M. Christine Jacobs | Management | For | Voted - For |
1.4 | Elect Donald R. Knauss | Management | For | Voted - For |
1.5 | Elect Marie L. Knowles | Management | For | Voted - For |
1.6 | Elect Bradley E. Lerman | Management | For | Voted - For |
1.7 | Elect Maria Martinez | Management | For | Voted - For |
1.8 | Elect Edward A. Mueller | Management | For | Voted - For |
1.9 | Elect Susan R. Salka | Management | For | Voted - Against |
1.10 | Elect Brian S. Tyler | Management | For | Voted - For |
1.11 | Elect Kenneth E. Washington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
MEDTRONIC PLC | ||||
Security ID: G5960L103 Ticker: MDT | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Elect Richard H. Anderson | Management | For | Voted - For |
1.2 | Elect Craig Arnold | Management | For | Voted - For |
1.3 | Elect Scott C. Donnelly | Management | For | Voted - For |
1.4 | Elect Andrea J. Goldsmith | Management | For | Voted - For |
1.5 | Elect Randall J. Hogan, III | Management | For | Voted - For |
1.6 | Elect Michael O. Leavitt | Management | For | Voted - For |
1.7 | Elect James T. Lenehan | Management | For | Voted - For |
50
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Kevin E. Lofton | Management | For | Voted - For |
1.9 | Elect Geoffrey S. Martha | Management | For | Voted - For |
1.10 | Elect Elizabeth G. Nabel | Management | For | Voted - For |
1.11 | Elect Denise M. O'Leary | Management | For | Voted - For |
1.12 | Elect Kendall J. Powell | Management | For | Voted - Against |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
5 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
6 | Authority to Repurchase Shares | Management | For | Voted - For |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
METLIFE, INC. | ||||
Security ID: 59156R108 Ticker: MET | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Cheryl W. Grise | Management | For | Voted - For |
1.2 | Elect Carlos M. Gutierrez | Management | For | Voted - For |
1.3 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.4 | Elect David L. Herzog | Management | For | Voted - For |
1.5 | Elect R. Glenn Hubbard | Management | For | Voted - For |
1.6 | Elect Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect William E. Kennard | Management | For | Voted - For |
1.8 | Elect Michel A. Khalaf | Management | For | Voted - For |
51
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Catherine R. Kinney | Management | For | Voted - For |
1.10 | Elect Diana L. McKenzie | Management | For | Voted - For |
1.11 | Elect Denise M. Morrison | Management | For | Voted - For |
1.12 | Elect Mark A. Weinberger | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MGIC INVESTMENT CORPORATION | ||||
Security ID: 552848103 Ticker: MTG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Analisa M. Allen | Management | For | Voted - For |
1.2 | Elect Daniel A. Arrigoni | Management | For | Voted - For |
1.3 | Elect C. Edward Chaplin | Management | For | Voted - For |
1.4 | Elect Curt S. Culver | Management | For | Voted - For |
1.5 | Elect Jay C. Hartzell | Management | For | Voted - For |
1.6 | Elect Timothy A. Holt | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Michael E. Lehman | Management | For | Voted - For |
1.9 | Elect Melissa B. Lora | Management | For | Voted - For |
1.10 | Elect Timothy J. Mattke | Management | For | Voted - For |
1.11 | Elect Gary A. Poliner | Management | For | Voted - For |
1.12 | Elect Sheryl L. Sculley | Management | For | Voted - For |
1.13 | Elect Mark M. Zandi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MICRON TECHNOLOGY, INC. | ||||
Security ID: 595112103 Ticker: MU | ||||
Meeting Date: 14-Jan-21 | ||||
1.1 | Elect Richard M. Beyer | Management | For | Voted - For |
1.2 | Elect Lynn A. Dugle | Management | For | Voted - For |
1.3 | Elect Steven J. Gomo | Management | For | Voted - For |
1.4 | Elect Mary Pat McCarthy | Management | For | Voted - For |
1.5 | Elect Sanjay Mehrotra | Management | For | Voted - For |
1.6 | Elect Robert E. Switz | Management | For | Voted - For |
1.7 | Elect MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Amendment to the 2007 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
52
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Charles M. Herington | Management | For | Voted - For |
1.3 | Elect H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Alistair Darling | Management | For | Voted - For |
1.3 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect James P. Gorman | Management | For | Voted - For |
1.5 | Elect Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Nobuyuki Hirano | Management | For | Voted - For |
1.7 | Elect Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
1.14 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the Equity Incentive Compensation Plan | Management | For | Voted - For |
NAVIENT CORPORATION | ||||
Security ID: 63938C108 Ticker: NAVI | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Frederick Arnold | Management | For | Voted - For |
1.2 | Elect Anna Escobedo Cabral | Management | For | Voted - For |
1.3 | Elect Larry A. Klane | Management | For | Voted - For |
1.4 | Elect Katherine A. Lehman | Management | For | Voted - For |
1.5 | Elect Linda A. Mills | Management | For | Voted - For |
1.6 | Elect John F. Remondi | Management | For | Voted - For |
1.7 | Elect Jane J. Thompson | Management | For | Voted - For |
1.8 | Elect Laura S. Unger | Management | For | Voted - For |
1.9 | Elect David L. Yowan | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
53
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NETAPP, INC. | ||||
Security ID: 64110D104 Ticker: NTAP | ||||
Meeting Date: 10-Sep-20 | ||||
1.1 | Elect T. Michael Nevens | Management | For | Voted - For |
1.2 | Elect Deepak Ahuja | Management | For | Voted - For |
1.3 | Elect Gerald D. Held | Management | For | Voted - For |
1.4 | Elect Kathryn M. Hill | Management | For | Voted - For |
1.5 | Elect Deborah L. Kerr | Management | For | Voted - For |
1.6 | Elect George Kurian | Management | For | Voted - For |
1.7 | Elect Scott F. Schenkel | Management | For | Voted - For |
1.8 | Elect George T. Shaheen | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Maura J. Clark | Management | For | Voted - For |
1.5 | Elect Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Rene Medori | Management | For | Voted - For |
1.8 | Elect Jane Nelson | Management | For | Voted - For |
1.9 | Elect Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
NEXSTAR MEDIA GROUP, INC. | ||||
Security ID: 65336K103 Ticker: NXST | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Perry A. Sook | Management | For | Voted - For |
1.2 | Elect Geoff Armstrong | Management | For | Voted - For |
1.3 | Elect Jay M. Grossman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
54
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NEXTERA ENERGY, INC. | ||||
Security ID: 65339F101 Ticker: NEE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Sherry S. Barrat | Management | For | Voted - For |
1.2 | Elect James L. Camaren | Management | For | Voted - For |
1.3 | Elect Kenneth B. Dunn | Management | For | Voted - For |
1.4 | Elect Naren K. Gursahaney | Management | For | Voted - For |
1.5 | Elect Kirk S. Hachigian | Management | For | Voted - For |
1.6 | Elect Amy B. Lane | Management | For | Voted - For |
1.7 | Elect David L. Porges | Management | For | Voted - For |
1.8 | Elect James L. Robo | Management | For | Voted - For |
1.9 | Elect Rudy E. Schupp | Management | For | Voted - For |
1.10 | Elect John L. Skolds | Management | For | Voted - For |
1.11 | Elect Lynn M. Utter | Management | For | Voted - For |
1.12 | Elect Darryl L. Wilson | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Long Term Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
NORTHROP GRUMMAN CORPORATION | ||||
Security ID: 666807102 Ticker: NOC | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Kathy J. Warden | Management | For | Voted - For |
1.2 | Elect David P. Abney | Management | For | Voted - For |
1.3 | Elect Marianne C. Brown | Management | For | Voted - For |
1.4 | Elect Donald E. Felsinger | Management | For | Voted - For |
1.5 | Elect Ann M. Fudge | Management | For | Voted - For |
1.6 | Elect William H. Hernandez | Management | For | Voted - For |
1.7 | Elect Madeleine A. Kleiner | Management | For | Voted - For |
1.8 | Elect Karl J. Krapek | Management | For | Voted - For |
1.9 | Elect Gary Roughead | Management | For | Voted - For |
1.10 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.11 | Elect James S. Turley | Management | For | Voted - For |
1.12 | Elect Mark A. Welsh III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Human | |||
Rights Impact Assessments | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For |
55
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NRG ENERGY, INC. | ||||
Security ID: 629377508 Ticker: NRG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Spencer Abraham | Management | For | Voted - For |
1.2 | Elect Antonio Carrillo | Management | For | Voted - For |
1.3 | Elect Matthew Carter, Jr. | Management | For | Voted - For |
1.4 | Elect Lawrence S. Coben | Management | For | Voted - For |
1.5 | Elect Heather Cox | Management | For | Voted - For |
1.6 | Elect Elizabeth B. Donohue | Management | For | Voted - For |
1.7 | Elect Mauricio Gutierrez | Management | For | Voted - For |
1.8 | Elect Paul W. Hobby | Management | For | Voted - For |
1.9 | Elect Alexandra Pruner | Management | For | Voted - For |
1.10 | Elect Anne C. Schaumburg | Management | For | Voted - For |
1.11 | Elect Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
NUCOR CORPORATION | ||||
Security ID: 670346105 Ticker: NUE | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick J. Dempsey | Management | For | Voted - For |
1.2 | Elect Christopher J. Kearney | Management | For | Voted - For |
1.3 | Elect Laurette T. Koellner | Management | For | Voted - For |
1.4 | Elect Joseph D. Rupp | Management | For | Voted - For |
1.5 | Elect Leon J. Topalian | Management | For | Voted - For |
1.6 | Elect John H. Walker | Management | For | Voted - For |
1.7 | Elect Nadja Y. West | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
OFFICE PROPERTIES INCOME TRUST | ||||
Security ID: 67623C109 Ticker: OPI | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect William A. Lamkin | Management | For | Voted - For |
1.2 | Elect Elena B. Poptodorova | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
56
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
OMEGA HEALTHCARE INVESTORS, INC. | ||||
Security ID: 681936100 Ticker: OHI | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Kapila K. Anand | Management | For | Voted - For |
1.2 | Elect Craig R. Callen | Management | For | Voted - For |
1.3 | Elect Barbara B. Hill | Management | For | Voted - For |
1.4 | Elect Kevin J. Jacobs | Management | For | Voted - For |
1.5 | Elect Edward Lowenthal | Management | For | Voted - For |
1.6 | Elect C. Taylor Pickett | Management | For | Voted - For |
1.7 | Elect Stephen D. Plavin | Management | For | Voted - For |
1.8 | Elect Burke W. Whitman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ORACLE CORP. | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Jeffrey S. Berg | Management | For | Voted - For |
1.2 | Elect Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Bruce R. Chizen | Management | For | Voted - For |
1.5 | Elect George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Rona Fairhead | Management | For | Voted - For |
1.8 | Elect Jeffrey O. Henley | Management | For | Voted - For |
1.9 | Elect Renee J. James | Management | For | Voted - For |
1.10 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld |
1.11 | Elect Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect William G. Parrett | Management | For | Voted - For |
1.13 | Elect Naomi O. Seligman | Management | For | Voted - Withheld |
1.14 | Elect Vishal Sikka | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2020 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Gender and Ethnicity | |||
Pay Equity Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Keith J. Allman | Management | For | Voted - For |
57
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect John S. Shiely | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
OWENS CORNING | ||||
Security ID: 690742101 Ticker: OC | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Brian D. Chambers | Management | For | Voted - For |
1.2 | Elect Eduardo E. Cordeiro | Management | For | Voted - For |
1.3 | Elect Adrienne D. Elsner | Management | For | Voted - For |
1.4 | Elect Alfred E. Festa | Management | For | Voted - For |
1.5 | Elect Edward F. Lonergan | Management | For | Voted - For |
1.6 | Elect Maryann T. Mannen | Management | For | Voted - For |
1.7 | Elect Paul E. Martin | Management | For | Voted - For |
1.8 | Elect W. Howard Morris | Management | For | Voted - For |
1.9 | Elect Suzanne P. Nimocks | Management | For | Voted - For |
1.10 | Elect John D. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
PERSPECTA INC. | ||||
Security ID: 715347100 Ticker: PRSP | ||||
Meeting Date: 05-Aug-20 | ||||
1.1 | Elect Sanju K. Bansal | Management | For | Voted - For |
1.2 | Elect Sondra L. Barbour | Management | For | Voted - For |
1.3 | Elect John M. Curtis | Management | For | Voted - For |
1.4 | Elect Lisa S. Disbrow | Management | For | Voted - For |
1.5 | Elect Glenn A. Eisenberg | Management | For | Voted - For |
1.6 | Elect Pamela O. Kimmet | Management | For | Voted - For |
1.7 | Elect Ramzi M. Musallam | Management | For | Voted - Against |
1.8 | Elect Philip O. Nolan | Management | For | Voted - For |
1.9 | Elect Betty J. Sapp | Management | For | Voted - For |
1.10 | Elect Michael E. Ventling | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
58
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Approval of the Employee Stock Purchase Plan | Management | For | Voted - For |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Albert Bourla | Management | For | Voted - For |
1.3 | Elect Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect James Quincey | Management | For | Voted - For |
1.12 | Elect James C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
PHILIP MORRIS INTERNATIONAL INC. | ||||
Security ID: 718172109 Ticker: PM | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Brant (Bonin) Bough | Management | For | Voted - For |
1.2 | Elect Andre Calantzopoulos | Management | For | Voted - For |
1.3 | Elect Michel Combes | Management | For | Voted - For |
1.4 | Elect Juan Jose Daboub | Management | For | Voted - For |
1.5 | Elect Werner Geissler | Management | For | Voted - For |
1.6 | Elect Lisa A. Hook | Management | For | Voted - Against |
1.7 | Elect Jun Makihara | Management | For | Voted - For |
1.8 | Elect Kalpana Morparia | Management | For | Voted - For |
1.9 | Elect Lucio A. Noto | Management | For | Voted - For |
1.10 | Elect Jacek Olczak | Management | For | Voted - For |
1.11 | Elect Frederik Paulsen | Management | For | Voted - For |
1.12 | Elect Robert B. Polet | Management | For | Voted - For |
1.13 | Elect Shlomo Yanai | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
59
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PHILLIPS 66 | ||||
Security ID: 718546104 Ticker: PSX | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Julie L. Bushman | Management | For | Voted - For |
1.2 | Elect Lisa Davis | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
PILGRIM'S PRIDE CORPORATION | ||||
Security ID: 72147K108 Ticker: PPC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Gilberto Tomazoni | Management | For | Voted - For |
1.2 | Elect Wallim Cruz de Vasconcellos Junior | Management | For | Voted - For |
1.3 | Elect Vincent Trius | Management | For | Voted - For |
1.4 | Elect Andre Noguiera de Souza | Management | For | Voted - For |
1.5 | Elect Farha Aslam | Management | For | Voted - For |
1.6 | Elect Joanita Karoleski | Management | For | Voted - For |
1.7 | Elect Michael L. Cooper | Management | For | Voted - For |
1.8 | Elect Arquimedes A. Celis | Management | For | Voted - For |
1.9 | Elect Ajay Menon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Certificate of Incorporation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Report on Reduction | |||
of Water Pollution | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Report on Linking | |||
Executive Compensation to ESG Metrics | Shareholder | Against | Voted - Against | |
PPL CORPORATION | ||||
Security ID: 69351T106 Ticker: PPL | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Arthur P. Beattie | Management | For | Voted - For |
1.2 | Elect Steven G. Elliott | Management | For | Voted - For |
1.3 | Elect Raja Rajamannar | Management | For | Voted - For |
1.4 | Elect Craig A. Rogerson | Management | For | Voted - For |
1.5 | Elect Vincent Sorgi | Management | For | Voted - For |
1.6 | Elect Natica von Althann | Management | For | Voted - For |
1.7 | Elect Keith H. Williamson | Management | For | Voted - For |
60
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Phoebe A. Wood | Management | For | Voted - For |
1.9 | Elect Armando Zagalo de Lima | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
PRINCIPAL FINANCIAL GROUP, INC. | ||||
Security ID: 74251V102 Ticker: PFG | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Roger C. Hochschild | Management | For | Voted - For |
1.2 | Elect Daniel J. Houston | Management | For | Voted - For |
1.3 | Elect Diane C. Nordin | Management | For | Voted - For |
1.4 | Elect Alfredo Rivera | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
PROCTER & GAMBLE CO. | ||||
Security ID: 742718109 Ticker: PG | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Angela F. Braly | Management | For | Voted - For |
1.3 | Elect Amy L. Chang | Management | For | Voted - For |
1.4 | Elect Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Terry J. Lundgren | Management | For | Voted - For |
1.7 | Elect Christine M. McCarthy | Management | For | Voted - For |
1.8 | Elect W. James McNerney, Jr. | Management | For | Voted - For |
1.9 | Elect Nelson Peltz | Management | For | Voted - For |
1.10 | Elect David. S. Taylor | Management | For | Voted - For |
1.11 | Elect Margaret C. Whitman | Management | For | Voted - For |
1.12 | Elect Patricia A. Woertz | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the Stock Ownership Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Deforestation Report | Shareholder | Against | Voted - Against |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | Against | Voted - Against | |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - Against |
1.2 | Elect Gilbert F. Casellas | Management | For | Voted - For |
61
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Wendy E. Jones | Management | For | Voted - For |
1.6 | Elect Karl J. Krapek | Management | For | Voted - For |
1.7 | Elect Peter R. Lighte | Management | For | Voted - For |
1.8 | Elect Charles F. Lowrey | Management | For | Voted - For |
1.9 | Elect George Paz | Management | For | Voted - For |
1.10 | Elect Sandra Pianalto | Management | For | Voted - For |
1.11 | Elect Christine A. Poon | Management | For | Voted - For |
1.12 | Elect Douglas A. Scovanner | Management | For | Voted - For |
1.13 | Elect Michael A. Todman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
PULTEGROUP, INC. | ||||
Security ID: 745867101 Ticker: PHM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Brian P. Anderson | Management | For | Voted - For |
1.2 | Elect Bryce Blair | Management | For | Voted - For |
1.3 | Elect Richard W. Dreiling | Management | For | Voted - For |
1.4 | Elect Thomas J. Folliard | Management | For | Voted - For |
1.5 | Elect Cheryl W. Grise | Management | For | Voted - For |
1.6 | Elect Andre J. Hawaux | Management | For | Voted - For |
1.7 | Elect J. Phillip Holloman | Management | For | Voted - For |
1.8 | Elect Ryan R. Marshall | Management | For | Voted - For |
1.9 | Elect John R. Peshkin | Management | For | Voted - For |
1.10 | Elect Scott F. Powers | Management | For | Voted - For |
1.11 | Elect Lila Snyder | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
RADIAN GROUP INC. | ||||
Security ID: 750236101 Ticker: RDN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Herbert Wender | Management | For | Voted - For |
1.2 | Elect Brad L. Conner | Management | For | Voted - For |
1.3 | Elect Howard B. Culang | Management | For | Voted - For |
1.4 | Elect Debra A. Hess | Management | For | Voted - For |
1.5 | Elect Lisa W. Hess | Management | For | Voted - For |
1.6 | Elect Lisa Mumford | Management | For | Voted - For |
1.7 | Elect Gaetano Muzio | Management | For | Voted - For |
1.8 | Elect Gregory V. Serio | Management | For | Voted - For |
1.9 | Elect Noel J. Spiegel | Management | For | Voted - For |
62
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Richard G. Thornberry | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Equity Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect N. Anthony Coles | Management | For | Voted - Against |
1.2 | Elect Arthur F. Ryan | Management | For | Voted - Against |
1.3 | Elect George L. Sing | Management | For | Voted - Against |
1.4 | Elect Marc Tessier-Lavigne | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
REGIONS FINANCIAL CORPORATION | ||||
Security ID: 7591EP100 Ticker: RF | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Carolyn H. Byrd | Management | For | Voted - For |
1.2 | Elect Don DeFosset | Management | For | Voted - For |
1.3 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Zhanna Golodryga | Management | For | Voted - For |
1.5 | Elect John D. Johns | Management | For | Voted - For |
1.6 | Elect Ruth Ann Marshall | Management | For | Voted - For |
1.7 | Elect Charles D. McCrary | Management | For | Voted - For |
1.8 | Elect James T. Prokopanko | Management | For | Voted - For |
1.9 | Elect Lee J. Styslinger III | Management | For | Voted - For |
1.10 | Elect Jose S. Suquet | Management | For | Voted - For |
1.11 | Elect John M. Turner, Jr. | Management | For | Voted - For |
1.12 | Elect Timothy Vines | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
REINSURANCE GROUP OF AMERICA, INCORPORATED | ||||
Security ID: 759351604 Ticker: RGA | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Pina Albo | Management | For | Voted - For |
1.2 | Elect Christine R. Detrick | Management | For | Voted - For |
1.3 | Elect J. Cliff Eason | Management | For | Voted - For |
1.4 | Elect John J. Gauthier | Management | For | Voted - For |
1.5 | Elect Patricia L. Guinn | Management | For | Voted - For |
1.6 | Elect Anna Manning | Management | For | Voted - For |
1.7 | Elect Hazel M. McNeilage | Management | For | Voted - For |
1.8 | Elect Stephen T. O'Hearn | Management | For | Voted - For |
63
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Frederick J. Sievert | Management | For | Voted - For |
1.10 | Elect Shundrawn A. Thomas | Management | For | Voted - For |
1.11 | Elect Stanley B. Tulin | Management | For | Voted - For |
1.12 | Elect Steven C. Van Wyk | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Flexible Stock Plan | Management | For | Voted - For |
4 | Amendment to the Flexible Stock Plan for Directors | Management | For | Voted - For |
5 | Amendment to the Phantom Stock Plan for Directors | Management | For | Voted - For |
6 | Ratification of Auditor | Management | For | Voted - For |
SABRA HEALTH CARE REIT, INC. | ||||
Security ID: 78573L106 Ticker: SBRA | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Craig A. Barbarosh | Management | For | Voted - For |
1.2 | Elect Katie Cusack | Management | For | Voted - For |
1.3 | Elect Michael J. Foster | Management | For | Voted - For |
1.4 | Elect Ronald G. Geary | Management | For | Voted - For |
1.5 | Elect Lynne S. Katzmann | Management | For | Voted - For |
1.6 | Elect Ann Kono | Management | For | Voted - For |
1.7 | Elect Raymond J. Lewis | Management | For | Voted - For |
1.8 | Elect Jeffrey A. Malehorn | Management | For | Voted - For |
1.9 | Elect Richard K. Matros | Management | For | Voted - For |
1.10 | Elect Clifton J. Porter II | Management | For | Voted - For |
1.11 | Elect Milton J. Walters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SEAGATE TECHNOLOGY PLC | ||||
Security ID: G7945M107 Ticker: STX | ||||
Meeting Date: 22-Oct-20 | ||||
1.1 | Elect Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Michael R. Cannon | Management | For | Voted - For |
1.4 | Elect William T. Coleman | Management | For | Voted - For |
1.5 | Elect Jay L. Geldmacher | Management | For | Voted - For |
1.6 | Elect Dylan G. Haggart | Management | For | Voted - For |
1.7 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.8 | Elect William D. Mosley | Management | For | Voted - For |
1.9 | Elect Stephanie Tilenius | Management | For | Voted - For |
1.10 | Elect Edward J. Zander | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Authority to Set the Reissue Price Of Treasury | |||
Shares | Management | For | Voted - For |
64
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 14-Apr-21 | ||||
1 | Scheme of Arrangement | Management | For | Voted - For |
2 | Amendment to the Constitution | Management | For | Voted - For |
3 | Cancelation of Merger Reserve | Management | For | Voted - For |
4 | Right to Adjourn Meeting | Management | For | Voted - For |
5 | Scheme of Arrangement | Management | For | Voted - For |
SLEEP NUMBER CORPORATION | ||||
Security ID: 83125X103 Ticker: SNBR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Daniel I. Alegre | Management | For | Voted - For |
1.2 | Elect Stephen L. Gulis Jr. | Management | For | Voted - For |
1.3 | Elect Brenda J. Lauderback | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SNAP-ON INCORPORATED | ||||
Security ID: 833034101 Ticker: SNA | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect David C. Adams | Management | For | Voted - For |
1.2 | Elect Karen L. Daniel | Management | For | Voted - For |
1.3 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.4 | Elect James P. Holden | Management | For | Voted - For |
1.5 | Elect Nathan J. Jones | Management | For | Voted - For |
1.6 | Elect Henry W. Knueppel | Management | For | Voted - For |
1.7 | Elect W. Dudley Lehman | Management | For | Voted - For |
1.8 | Elect Nicholas T. Pinchuk | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Donald J. Stebbins | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2011 Incentive Stock and Awards | |||
Plan | Management | For | Voted - For | |
SOUTHWEST AIRLINES CO. | ||||
Security ID: 844741108 Ticker: LUV | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect David W. Biegler | Management | For | Voted - For |
1.2 | Elect J. Veronica Biggins | Management | For | Voted - For |
1.3 | Elect Douglas H. Brooks | Management | For | Voted - For |
1.4 | Elect William H. Cunningham | Management | For | Voted - For |
1.5 | Elect John G. Denison | Management | For | Voted - For |
65
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect Grace D. Lieblein | Management | For | Voted - For |
1.9 | Elect Nancy B. Loeffler | Management | For | Voted - For |
1.10 | Elect John T. Montford | Management | For | Voted - For |
1.11 | Elect Ron Ricks | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Shareholder Ability | |||
to Remove Directors | Shareholder | Against | Voted - For | |
SPIRIT REALTY CAPITAL, INC. | ||||
Security ID: 84860W300 Ticker: SRC | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Jackson Hsieh | Management | For | Voted - For |
1.2 | Elect Kevin M. Charlton | Management | For | Voted - For |
1.3 | Elect Todd A. Dunn | Management | For | Voted - For |
1.4 | Elect Elizabeth F. Frank | Management | For | Voted - For |
1.5 | Elect Michelle M. Frymire | Management | For | Voted - For |
1.6 | Elect Kristian M. Gathright | Management | For | Voted - For |
1.7 | Elect Richard I. Gilchrist | Management | For | Voted - For |
1.8 | Elect Diana M. Laing | Management | For | Voted - For |
1.9 | Elect Nicholas P. Shepherd | Management | For | Voted - For |
1.10 | Elect Thomas J. Sullivan | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
SPROUTS FARMERS MARKET, INC. | ||||
Security ID: 85208M102 Ticker: SFM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Joseph Fortunato | Management | For | Voted - For |
1.2 | Elect Lawrence P. Molloy | Management | For | Voted - For |
1.3 | Elect Joseph P. O'Leary | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Patrick de Saint-Aignan | Management | For | Voted - For |
1.2 | Elect Marie A. Chandoha | Management | For | Voted - For |
66
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Amelia C. Fawcett | Management | For | Voted - For |
1.4 | Elect William C. Freda | Management | For | Voted - For |
1.5 | Elect Sara Mathew | Management | For | Voted - For |
1.6 | Elect William L. Meaney | Management | For | Voted - For |
1.7 | Elect Ronald. P. O'Hanley | Management | For | Voted - For |
1.8 | Elect Sean O'Sullivan | Management | For | Voted - For |
1.9 | Elect Julio A. Portalatin | Management | For | Voted - For |
1.10 | Elect John B. Rhea | Management | For | Voted - For |
1.11 | Elect Richard P. Sergel | Management | For | Voted - For |
1.12 | Elect Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
STEEL DYNAMICS, INC. | ||||
Security ID: 858119100 Ticker: STLD | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Mark D. Millett | Management | For | Voted - For |
1.2 | Elect Sheree Bargabos | Management | For | Voted - For |
1.3 | Elect Keith E. Busse | Management | For | Voted - For |
1.4 | Elect Frank D. Byrne | Management | For | Voted - For |
1.5 | Elect Kenneth W. Cornew | Management | For | Voted - For |
1.6 | Elect Traci M. Dolan | Management | For | Voted - For |
1.7 | Elect James C. Marcuccilli | Management | For | Voted - For |
1.8 | Elect Bradley S. Seaman | Management | For | Voted - For |
1.9 | Elect Gabriel L. Shaheen | Management | For | Voted - For |
1.10 | Elect Steven A. Sonnenberg | Management | For | Voted - For |
1.11 | Elect Richard P. Teets, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
STEELCASE INC. | ||||
Security ID: 858155203 Ticker: SCS | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Lawrence J. Blanford | Management | For | Voted - For |
1.2 | Elect Timothy C.E. Brown | Management | For | Voted - Against |
1.3 | Elect Connie K. Duckworth | Management | For | Voted - For |
1.4 | Elect James P. Keane | Management | For | Voted - For |
1.5 | Elect Todd P. Kelsey | Management | For | Voted - For |
1.6 | Elect Jennifer C. Niemann | Management | For | Voted - For |
1.7 | Elect Robert C. Pew III | Management | For | Voted - For |
1.8 | Elect Cathy D. Ross | Management | For | Voted - For |
1.9 | Elect Catherine B. Schmelter | Management | For | Voted - For |
1.10 | Elect Peter M. Wege II | Management | For | Voted - For |
1.11 | Elect Kate Pew Wolters | Management | For | Voted - For |
67
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SYNCHRONY FINANCIAL | ||||
Security ID: 87165B103 Ticker: SYF | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Margaret M. Keane | Management | For | Voted - For |
1.2 | Elect Fernando Aguirre | Management | For | Voted - For |
1.3 | Elect Paget L. Alves | Management | For | Voted - For |
1.4 | Elect Arthur W. Coviello, Jr. | Management | For | Voted - For |
1.5 | Elect Brian Doubles | Management | For | Voted - For |
1.6 | Elect William W. Graylin | Management | For | Voted - For |
1.7 | Elect Roy A. Guthrie | Management | For | Voted - For |
1.8 | Elect Jeffrey G. Naylor | Management | For | Voted - For |
1.9 | Elect Bill Parker | Management | For | Voted - For |
1.10 | Elect Laurel J. Richie | Management | For | Voted - For |
1.11 | Elect Olympia J. Snowe | Management | For | Voted - For |
1.12 | Elect Ellen M. Zane | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
SYNNEX CORPORATION | ||||
Security ID: 87162W100 Ticker: SNX | ||||
Meeting Date: 30-Jun-21 | ||||
1 | Merger | Management | For | Voted - For |
2 | Merger Issuance | Management | For | Voted - For |
3 | Increase in Authorized Common Stock | Management | For | Voted - For |
4 | Corporate Opportunity Waiver | Management | For | Voted - For |
5 | Right to Adjourn Meeting | Management | For | Voted - For |
SYNOVUS FINANCIAL CORP. | ||||
Security ID: 87161C501 Ticker: SNV | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Tim E. Bentsen | Management | For | Voted - For |
1.2 | Elect Kevin S. Blair | Management | For | Voted - For |
1.3 | Elect F. Dixon Brooke Jr. | Management | For | Voted - For |
1.4 | Elect Stephen T. Butler | Management | For | Voted - For |
1.5 | Elect Elizabeth W. Camp | Management | For | Voted - For |
1.6 | Elect Pedro Cherry | Management | For | Voted - For |
1.7 | Elect Diana M. Murphy | Management | For | Voted - For |
1.8 | Elect Harris Pastides | Management | For | Voted - For |
1.9 | Elect Joseph J. Prochaska, Jr. | Management | For | Voted - For |
68
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect John L. Stallworth | Management | For | Voted - For |
1.11 | Elect Kessel D. Stelling | Management | For | Voted - For |
1.12 | Elect Barry L. Storey | Management | For | Voted - For |
1.13 | Elect Teresa White | Management | For | Voted - For |
2 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Approval of the 2021 Director Stock Purchase Plan | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Plan | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Ratification of Auditor | Management | For | Voted - For |
T. ROWE PRICE GROUP, INC. | ||||
Security ID: 74144T108 Ticker: TROW | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Mark S. Bartlett | Management | For | Voted - For |
1.2 | Elect Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Dina Dublon | Management | For | Voted - For |
1.4 | Elect Freeman A. Hrabowski III | Management | For | Voted - For |
1.5 | Elect Robert F. MacLellan | Management | For | Voted - For |
1.6 | Elect Olympia J. Snowe | Management | For | Voted - For |
1.7 | Elect Robert J. Stevens | Management | For | Voted - For |
1.8 | Elect William J. Stromberg | Management | For | Voted - For |
1.9 | Elect Richard R. Verma | Management | For | Voted - For |
1.10 | Elect Sandra S. Wijnberg | Management | For | Voted - For |
1.11 | Elect Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Climate Change Proxy | |||
Voting Practices | Shareholder | Against | Voted - Against | |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect George S. Barrett | Management | For | Voted - For |
1.3 | Elect Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
69
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
TEGNA INC. | ||||
Security ID: 87901J105 Ticker: TGNA | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Colleen B. Brown | Shareholder | N/A | Take No Action |
1.2 | Elect Carlos P. Salas | Shareholder | N/A | Take No Action |
1.3 | Elect Elizabeth A. Tumulty | Shareholder | N/A | Take No Action |
1.4 | Elect Management Nominee Gina L. Bianchini | Shareholder | N/A | Take No Action |
1.5 | Elect Management Nominee Stuart J. Epstein | Shareholder | N/A | Take No Action |
1.6 | Elect Management Nominee Lidia Fonseca | Shareholder | N/A | Take No Action |
1.7 | Elect Management Nominee Karen H. Grimes | Shareholder | N/A | Take No Action |
1.8 | Elect Management Nominee Scott K. McCune | Shareholder | N/A | Take No Action |
1.9 | Elect Management Nominee Henry W. McGee | Shareholder | N/A | Take No Action |
1.10 | Elect Management Nominee | |||
Susan Ness | Shareholder | N/A | Take No Action | |
1.11 | Elect Management Nominee Bruce P. Nolop | Shareholder | N/A | Take No Action |
1.12 | Elect Management Nominee Melinda C. Witmer | Shareholder | N/A | Take No Action |
1.13 | Elect Gina L. Bianchini | Management | For | Voted - For |
1.14 | Elect Howard D. Elias | Management | For | Voted - For |
1.15 | Elect Stuart J. Epstein | Management | For | Voted - For |
1.16 | Elect Lidia Fonseca | Management | For | Voted - For |
1.17 | Elect Karen H. Grimes | Management | For | Voted - For |
1.18 | Elect David T. Lougee | Management | For | Voted - For |
1.19 | Elect Scott K. McCune | Management | For | Voted - For |
1.20 | Elect Henry W. McGee | Management | For | Voted - For |
1.21 | Elect Susan Ness | Management | For | Voted - For |
1.22 | Elect Bruce P. Nolop | Management | For | Voted - For |
1.23 | Elect Neal Shapiro | Management | For | Voted - For |
1.24 | Elect Melinda C. Witmer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | N/A | Take No Action |
3 | Advisory Vote on Executive Compensation | Management | N/A | Take No Action |
4 | Elimination of Supermajority Requirement | Management | N/A | Take No Action |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Elimination of Supermajority Voting Provisions | Management | For | Voted - For |
TEXTRON INC. | ||||
Security ID: 883203101 Ticker: TXT | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Scott C. Donnelly | Management | For | Voted - For |
1.2 | Elect Kathleen M. Bader | Management | For | Voted - For |
1.3 | Elect R. Kerry Clark | Management | For | Voted - For |
70
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect James T. Conway | Management | For | Voted - For |
1.5 | Elect Paul E. Gagne | Management | For | Voted - For |
1.6 | Elect Ralph D. Heath | Management | For | Voted - For |
1.7 | Elect Deborah Lee James | Management | For | Voted - For |
1.8 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.9 | Elect James L. Ziemer | Management | For | Voted - For |
1.10 | Elect Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Margaret M. Keane | Management | For | Voted - For |
1.6 | Elect Siddharth N. Mehta | Management | For | Voted - For |
1.7 | Elect Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Thomas P. Gibbons | Management | For | Voted - For |
1.4 | Elect M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Goldstein | Management | For | Voted - For |
1.6 | Elect K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Edmund F. Kelly | Management | For | Voted - For |
1.9 | Elect Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Samuel C. Scott III | Management | For | Voted - For |
71
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Alfred W. Zollar | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
THE CHEMOURS COMPANY | ||||
Security ID: 163851108 Ticker: CC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Curtis V. Anastasio | Management | For | Voted - For |
1.2 | Elect Bradley J. Bell | Management | For | Voted - For |
1.3 | Elect Richard H. Brown | Management | For | Voted - For |
1.4 | Elect Mary B. Cranston | Management | For | Voted - For |
1.5 | Elect Curtis J. Crawford | Management | For | Voted - For |
1.6 | Elect Dawn L. Farrell | Management | For | Voted - For |
1.7 | Elect Erin Kane | Management | For | Voted - For |
1.8 | Elect Sean D. Keohane | Management | For | Voted - For |
1.9 | Elect Mark P. Vergnano | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
5 | Amendment to the 2017 Equity and Incentive Plan | Management | For | Voted - For |
THE GOLDMAN SACHS GROUP, INC. | ||||
Security ID: 38141G104 Ticker: GS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Drew G. Faust | Management | For | Voted - For |
1.3 | Elect Mark Flaherty | Management | For | Voted - For |
1.4 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.5 | Elect Lakshmi N. Mittal | Management | For | Voted - For |
1.6 | Elect Adebayo O. Ogunlesi | Management | For | Voted - For |
1.7 | Elect Peter Oppenheimer | Management | For | Voted - For |
1.8 | Elect David M. Solomon | Management | For | Voted - For |
1.9 | Elect Jan E. Tighe | Management | For | Voted - For |
1.10 | Elect Jessica Uhl | Management | For | Voted - For |
1.11 | Elect David A. Viniar | Management | For | Voted - For |
1.12 | Elect Mark O. Winkelman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
72
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Shareholder Proposal Regarding Report on The Impact | |||
of Mandatory Arbitration Policies | Shareholder | Against | Voted - For | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
THE GOODYEAR TIRE & RUBBER COMPANY | ||||
Security ID: 382550101 Ticker: GT | ||||
Meeting Date: 12-Apr-21 | ||||
1.1 | Elect James A. Firestone | Management | For | Voted - For |
1.2 | Elect Werner Geissler | Management | For | Voted - For |
1.3 | Elect Peter S. Hellman | Management | For | Voted - For |
1.4 | Elect Laurette T. Koellner | Management | For | Voted - For |
1.5 | Elect Richard J. Kramer | Management | For | Voted - For |
1.6 | Elect Karla R. Lewis | Management | For | Voted - For |
1.7 | Elect W. Alan McCollough | Management | For | Voted - For |
1.8 | Elect John E. McGlade | Management | For | Voted - For |
1.9 | Elect Roderick A. Palmore | Management | For | Voted - For |
1.10 | Elect Hera K. Siu | Management | For | Voted - For |
1.11 | Elect Stephanie A. Streeter | Management | For | Voted - For |
1.12 | Elect Michael R. Wessel | Management | For | Voted - For |
1.13 | Elect Thomas L. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Robert B. Allardice, III | Management | For | Voted - For |
1.2 | Elect Larry D. De Shon | Management | For | Voted - For |
1.3 | Elect Carlos Dominguez | Management | For | Voted - For |
1.4 | Elect Trevor Fetter | Management | For | Voted - For |
1.5 | Elect Donna A. James | Management | For | Voted - For |
1.6 | Elect Kathryn A. Mikells | Management | For | Voted - For |
1.7 | Elect Michael G. Morris | Management | For | Voted - For |
1.8 | Elect Teresa W. Roseborough | Management | For | Voted - For |
1.9 | Elect Virginia P. Ruesterholz | Management | For | Voted - For |
1.10 | Elect Christopher J. Swift | Management | For | Voted - For |
1.11 | Elect Matthew E. Winter | Management | For | Voted - For |
1.12 | Elect Greig Woodring | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
73
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Gerard J. Arpey | Management | For | Voted - For |
1.2 | Elect Ari Bousbib | Management | For | Voted - For |
1.3 | Elect Jeffery H. Boyd | Management | For | Voted - For |
1.4 | Elect Gregory D. Brenneman | Management | For | Voted - For |
1.5 | Elect J. Frank Brown | Management | For | Voted - For |
1.6 | Elect Albert P. Carey | Management | For | Voted - For |
1.7 | Elect Helena B. Foulkes | Management | For | Voted - For |
1.8 | Elect Linda R. Gooden | Management | For | Voted - For |
1.9 | Elect Wayne M. Hewett | Management | For | Voted - For |
1.10 | Elect Manuel Kadre | Management | For | Voted - For |
1.11 | Elect Stephanie C. Linnartz | Management | For | Voted - For |
1.12 | Elect Craig A. Menear | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Prison Labor | Shareholder | Against | Voted - Against |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Susan E. Chapman-Hughes | Management | For | Voted - For |
1.2 | Elect Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Alex Shumate | Management | For | Voted - For |
1.8 | Elect Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Equity and Incentive | |||
Compensation Plan. | Management | For | Voted - For |
74
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Gregory E. Abel | Management | For | Voted - For |
1.2 | Elect Alexandre Behring | Management | For | Voted - For |
1.3 | Elect John T. Cahill | Management | For | Voted - For |
1.4 | Elect Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Susan R. Mulder | Management | For | Voted - For |
1.9 | Elect Miguel Patricio | Management | For | Voted - For |
1.10 | Elect John C. Pope | Management | For | Voted - For |
1.11 | Elect Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Anne Gates | Management | For | Voted - For |
1.4 | Elect Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Judith Amanda Sourry Knox | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Plastic | |||
Packaging | Shareholder | Against | Voted - Against | |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 693475105 Ticker: PNC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Charles E. Bunch | Management | For | Voted - Against |
1.3 | Elect Debra A. Cafaro | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect David L. Cohen | Management | For | Voted - For |
75
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect William S. Demchak | Management | For | Voted - For |
1.7 | Elect Andrew T. Feldstein | Management | For | Voted - For |
1.8 | Elect Richard J. Harshman | Management | For | Voted - For |
1.9 | Elect Daniel R. Hesse | Management | For | Voted - For |
1.10 | Elect Linda R. Medler | Management | For | Voted - For |
1.11 | Elect Martin Pfinsgraff | Management | For | Voted - For |
1.12 | Elect Toni Townes-Whitley | Management | For | Voted - For |
1.13 | Elect Michael J. Ward | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Risks | |||
Associated with Nuclear Weapons Financing | Shareholder | Against | Voted - Against | |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Susan E. Arnold | Management | For | Voted - For |
1.2 | Elect Mary T. Barra | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Robert A. Chapek | Management | For | Voted - For |
1.5 | Elect Francis A. deSouza | Management | For | Voted - For |
1.6 | Elect Michael B.G. Froman | Management | For | Voted - For |
1.7 | Elect Robert A. Iger | Management | For | Voted - For |
1.8 | Elect Maria Elena Lagomasino | Management | For | Voted - For |
1.9 | Elect Mark G. Parker | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
5 | Shareholder Proposal Regarding Non-Management | |||
Employee Representation on the Board | Shareholder | Against | Voted - Against | |
THE WESTERN UNION COMPANY | ||||
Security ID: 959802109 Ticker: WU | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Martin I. Cole | Management | For | Voted - For |
1.2 | Elect Hikmet Ersek | Management | For | Voted - For |
1.3 | Elect Richard A. Goodman | Management | For | Voted - For |
1.4 | Elect Betsy D. Holden | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
1.6 | Elect Michael A. Miles, Jr. | Management | For | Voted - For |
1.7 | Elect Timothy P. Murphy | Management | For | Voted - For |
1.8 | Elect Joyce A. Phillips | Management | For | Voted - For |
1.9 | Elect Jan Siegmund | Management | For | Voted - For |
1.10 | Elect Angela A. Sun | Management | For | Voted - For |
76
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Solomon D. Trujillo | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
TOLL BROTHERS, INC. | ||||
Security ID: 889478103 Ticker: TOL | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Robert I. Toll | Management | For | Voted - For |
1.2 | Elect Douglas C. Yearley, Jr. | Management | For | Voted - For |
1.3 | Elect Richard J. Braemer | Management | For | Voted - For |
1.4 | Elect Stephen F. East | Management | For | Voted - For |
1.5 | Elect Christine N. Garvey | Management | For | Voted - For |
1.6 | Elect Karen H. Grimes | Management | For | Voted - For |
1.7 | Elect Carl B. Marbach | Management | For | Voted - For |
1.8 | Elect John A. McLean | Management | For | Voted - For |
1.9 | Elect Wendell E Pritchett | Management | For | Voted - For |
1.10 | Elect Paul E. Shapiro | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect John H. Tyson | Management | For | Voted - For |
1.2 | Elect Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Dean Banks | Management | For | Voted - For |
1.5 | Elect Mike D. Beebe | Management | For | Voted - For |
1.6 | Elect Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Robert Thurber | Management | For | Voted - For |
1.14 | Elect Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Noel White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2000 Stock Incentive Plan | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
77
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
U.S. BANCORP | ||||
Security ID: 902973304 Ticker: USB | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Warner L. Baxter | Management | For | Voted - For |
1.2 | Elect Dorothy J. Bridges | Management | For | Voted - For |
1.3 | Elect Elizabeth L. Buse | Management | For | Voted - For |
1.4 | Elect Andrew Cecere | Management | For | Voted - For |
1.5 | Elect Kimberly N. Ellison-Taylor | Management | For | Voted - For |
1.6 | Elect Kimberly J. Harris | Management | For | Voted - For |
1.7 | Elect Roland A. Hernandez | Management | For | Voted - For |
1.8 | Elect Olivia F. Kirtley | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Richard P. McKenney | Management | For | Voted - For |
1.11 | Elect Yusuf I. Mehdi | Management | For | Voted - For |
1.12 | Elect John P. Wiehoff | Management | For | Voted - For |
1.13 | Elect Scott W. Wine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
UNITED AIRLINES HOLDINGS, INC. | ||||
Security ID: 910047109 Ticker: UAL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Carolyn Corvi | Management | For | Voted - For |
1.2 | Elect Barnaby "Barney" M. Harford | Management | For | Voted - For |
1.3 | Elect Michele J. Hooper | Management | For | Voted - For |
1.4 | Elect Walter Isaacson | Management | For | Voted - For |
1.5 | Elect James A.C. Kennedy | Management | For | Voted - For |
1.6 | Elect J. Scott Kirby | Management | For | Voted - For |
1.7 | Elect Edward M. Philip | Management | For | Voted - For |
1.8 | Elect Edward L. Shapiro | Management | For | Voted - For |
1.9 | Elect David J. Vitale | Management | For | Voted - For |
1.10 | Elect Laysha Ward | Management | For | Voted - For |
1.11 | Elect James M. Whitehurst | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Approval of 2021 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to Articles to Preserve Certain Tax | |||
Benefits | Management | For | Voted - For | |
6 | Approval of Tax Benefits Preservation Plan | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
8 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For |
78
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNITED RENTALS, INC. | ||||
Security ID: 911363109 Ticker: URI | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Jose B. Alvarez | Management | For | Voted - For |
1.2 | Elect Marc A. Bruno | Management | For | Voted - For |
1.3 | Elect Matthew J. Flannery | Management | For | Voted - For |
1.4 | Elect Bobby J. Griffin | Management | For | Voted - For |
1.5 | Elect Kim Harris Jones | Management | For | Voted - For |
1.6 | Elect Terri L. Kelly | Management | For | Voted - For |
1.7 | Elect Michael J. Kneeland | Management | For | Voted - For |
1.8 | Elect Gracia C. Martore | Management | For | Voted - For |
1.9 | Elect Filippo Passerini | Management | For | Voted - For |
1.10 | Elect Donald C. Roof | Management | For | Voted - For |
1.11 | Elect Shiv Singh | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
UNIVERSAL HEALTH SERVICES, INC. | ||||
Security ID: 913903100 Ticker: UHS | ||||
Meeting Date: 19-May-21 | ||||
1 | Ratification of Auditor | Management | For | Voted - For |
VALERO ENERGY CORPORATION | ||||
Security ID: 91913Y100 Ticker: VLO | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect H. Paulett Eberhart | Management | For | Voted - For |
1.2 | Elect Joseph W. Gorder | Management | For | Voted - For |
1.3 | Elect Kimberly S. Greene | Management | For | Voted - For |
1.4 | Elect Deborah P. Majoras | Management | For | Voted - For |
1.5 | Elect Eric D. Mullins | Management | For | Voted - For |
1.6 | Elect Donald L. Nickles | Management | For | Voted - For |
1.7 | Elect Philip J. Pfeiffer | Management | For | Voted - For |
1.8 | Elect Robert A. Profusek | Management | For | Voted - For |
1.9 | Elect Stephen M. Waters | Management | For | Voted - For |
1.10 | Elect Randall J. Weisenburger | Management | For | Voted - For |
1.11 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
79
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VEREIT, INC. | ||||
Security ID: 92339V100 Ticker: VER | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Glenn J. Rufrano | Management | For | Voted - For |
1.2 | Elect Hugh R. Frater | Management | For | Voted - For |
1.3 | Elect Priscilla Almodovar | Management | For | Voted - For |
1.4 | Elect David B. Henry | Management | For | Voted - For |
1.5 | Elect Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Richard J. Lieb | Management | For | Voted - For |
1.7 | Elect Eugene A. Pinover | Management | For | Voted - For |
1.8 | Elect Julie G. Richardson | Management | For | Voted - For |
1.9 | Elect Susan E. Skerritt | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
5 | Amendment to Articles to Allow Bylaws to be Amended | |||
by Shareholders | Management | For | Voted - For | |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Hans Vestberg | Management | For | Voted - For |
1.9 | Elect Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Amendment to | |||
Clawback Policy | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Severance Approval | |||
Policy | Shareholder | Against | Voted - Against | |
VISTRA CORP. | ||||
Security ID: 92840M102 Ticker: VST | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Scott B. Helm | Management | For | Voted - For |
80
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Hillary E. Ackermann | Management | For | Voted - For |
1.3 | Elect Arcilia C. Acosta | Management | For | Voted - For |
1.4 | Elect Gavin R. Baiera | Management | For | Voted - For |
1.5 | Elect Paul M. Barbas | Management | For | Voted - For |
1.6 | Elect Lisa Crutchfield | Management | For | Voted - For |
1.7 | Elect Brian K. Ferraioli | Management | For | Voted - For |
1.8 | Elect Jeff D. Hunter | Management | For | Voted - For |
1.9 | Elect Curtis A. Morgan | Management | For | Voted - For |
1.10 | Elect John R. Sult | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect David J. Brailer | Management | For | Voted - For |
1.4 | Elect William C. Foote | Management | For | Voted - For |
1.5 | Elect Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect John A. Lederer | Management | For | Voted - For |
1.8 | Elect Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect James A. Skinner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | 2021 Walgreens Boots Alliance, Inc. Omnibus | |||
Incentive Plan | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Health Risks of | |||
Tobacco Sales During COVID-19 | Shareholder | Against | Voted - Against | |
WALMART INC. | ||||
Security ID: 931142103 Ticker: WMT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Cesar Conde | Management | For | Voted - For |
1.2 | Elect Timothy P. Flynn | Management | For | Voted - For |
1.3 | Elect Sarah Friar | Management | For | Voted - For |
1.4 | Elect Carla A. Harris | Management | For | Voted - For |
1.5 | Elect Thomas Horton | Management | For | Voted - For |
1.6 | Elect Marissa A. Mayer | Management | For | Voted - For |
1.7 | Elect C. Douglas McMillon | Management | For | Voted - For |
81
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Gregory B. Penner | Management | For | Voted - For |
1.9 | Elect Steven S Reinemund | Management | For | Voted - For |
1.10 | Elect Randall L. Stephenson | Management | For | Voted - For |
1.11 | Elect S. Robson Walton | Management | For | Voted - For |
1.12 | Elect Steuart Walton | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Refrigerants Report | Shareholder | Against | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Report on Alignment | |||
of Racial Justice Goals with Starting Pay | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Creation of a | |||
Pandemic Workforce Advisory Council | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Steven D. Black | Management | For | Voted - For |
1.2 | Elect Mark A. Chancy | Management | For | Voted - For |
1.3 | Elect Celeste A. Clark | Management | For | Voted - For |
1.4 | Elect Theodore F. Craver, Jr. | Management | For | Voted - For |
1.5 | Elect Wayne M. Hewett | Management | For | Voted - For |
1.6 | Elect Maria R. Morris | Management | For | Voted - For |
1.7 | Elect Charles H. Noski | Management | For | Voted - For |
1.8 | Elect Richard B. Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Juan A. Pujadas | Management | For | Voted - For |
1.10 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.11 | Elect Charles W. Scharf | Management | For | Voted - For |
1.12 | Elect Suzanne M. Vautrinot | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Incentive | |||
Compensation Report | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - Against |
WESTROCK COMPANY | ||||
Security ID: 96145D105 Ticker: WRK | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Colleen F. Arnold | Management | For | Voted - For |
1.2 | Elect Timothy J. Bernlohr | Management | For | Voted - For |
82
LSV Conservative Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect J. Powell Brown | Management | For | Voted - For |
1.4 | Elect Terrell K. Crews | Management | For | Voted - For |
1.5 | Elect Russell M. Currey | Management | For | Voted - For |
1.6 | Elect Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect John A. Luke | Management | For | Voted - For |
1.8 | Elect Gracia C. Martore | Management | For | Voted - For |
1.9 | Elect James E. Nevels | Management | For | Voted - For |
1.10 | Elect Steven C. Voorhees | Management | For | Voted - For |
1.11 | Elect Bettina M. Whyte | Management | For | Voted - For |
1.12 | Elect Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2020 Incentive Stock Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
WHIRLPOOL CORPORATION | ||||
Security ID: 963320106 Ticker: WHR | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Samuel R. Allen | Management | For | Voted - For |
1.2 | Elect Marc R. Bitzer | Management | For | Voted - For |
1.3 | Elect Greg Creed | Management | For | Voted - For |
1.4 | Elect Gary T. DiCamillo | Management | For | Voted - For |
1.5 | Elect Diane M. Dietz | Management | For | Voted - For |
1.6 | Elect Geraldine Elliott | Management | For | Voted - For |
1.7 | Elect Jennifer A. LaClair | Management | For | Voted - For |
1.8 | Elect John D. Liu | Management | For | Voted - For |
1.9 | Elect James M. Loree | Management | For | Voted - For |
1.10 | Elect Harish Manwani | Management | For | Voted - For |
1.11 | Elect Patricia K. Poppe | Management | For | Voted - For |
1.12 | Elect Larry O. Spencer | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
XEROX HOLDINGS CORPORATION | ||||
Security ID: 98421M106 Ticker: XRX | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Keith Cozza | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Cheryl Gordon Krongard | Management | For | Voted - For |
1.4 | Elect Scott Letier | Management | For | Voted - For |
1.5 | Elect Nichelle Maynard-Elliott | Management | For | Voted - For |
1.6 | Elect Steven D. Miller | Management | For | Voted - For |
1.7 | Elect James L. Nelson | Management | For | Voted - For |
1.8 | Elect Margarita Palau-Hernandez | Management | For | Voted - For |
1.9 | Elect Giovanni Visentin | Management | For | Voted - For |
83
LSV Conservative Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Aris Kekedjian | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the Equity Compensation Plan for | |||
Non-Employee Directors | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Maria Contreras-Sweet | Management | For | Voted - For |
1.2 | Elect Gary L. Crittenden | Management | For | Voted - For |
1.3 | Elect Suren K. Gupta | Management | For | Voted - For |
1.4 | Elect Claire Huang | Management | For | Voted - For |
1.5 | Elect Vivian S. Lee | Management | For | Voted - For |
1.6 | Elect Scott J. McLean | Management | For | Voted - For |
1.7 | Elect Edward F. Murphy | Management | For | Voted - For |
1.8 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.9 | Elect Harris H. Simmons | Management | For | Voted - For |
1.10 | Elect Aaron B. Skonnard | Management | For | Voted - For |
1.11 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
84
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3SBIO INC | ||||
Security ID: G8875G102 Ticker: 1530 | ||||
Meeting Date: 06-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Grant of 10,000,000 Award Shares to Dr. Zhu Zhenping | Management | For | Voted - For |
4 | Specific Mandate to Grant Award Shares to Dr. Zhu | |||
Zhenping | Management | For | Voted - For | |
5 | Board Authorization | Management | For | Voted - For |
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect LOU Jing | Management | For | Voted - Against |
1.2 | Elect PU Tianruo | Management | For | Voted - Against |
1.3 | Elect Heidi YANG Hoi Ti | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
ABSA GROUP LIMITED | ||||
Security ID: S0270C106 Ticker: ABG | ||||
Meeting Date: 04-Jun-21 | ||||
1.1 | Re-elect Alex B. Darko | Management | For | Voted - For |
1.2 | Re-elect Dhanasagree (Daisy) Naidoo | Management | For | Voted - Against |
1.3 | Re-elect Francis Okomo Okello | Management | For | Voted - For |
1.4 | Re-elect Sipho M. Pityana | Management | For | Voted - For |
1.5 | Re-elect Tasneem Abdool-Samad | Management | For | Voted - For |
1.6 | Elect Fulvio Tonelli | Management | For | Voted - For |
1.7 | Elect Rene van Wyk | Management | For | Voted - For |
1.8 | Elect Nonhlanhla S. Mjoli-Mncube | Management | For | Voted - For |
1.9 | Elect Audit and Compliance Committee Member (Alex | |||
Darko) | Management | For | Voted - For | |
1.10 | Elect Audit and Compliance Committee Member (Daisy | |||
Naidoo) | Management | For | Voted - Against | |
1.11 | Elect Audit and Compliance Committee Member | |||
(Tasneem Abdool-Samad) | Management | For | Voted - For | |
1.12 | Elect Audit and Compliance Committee Member | |||
(Swithin Munyantwali) | Management | For | Voted - For | |
2 | Appointment of Auditor (Ernst & Young) | Management | For | Voted - For |
3 | Appointment of Joint Auditor (KPMG) | Management | For | Voted - For |
85
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | General Authority to Issue Shares | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Approve NEDs' Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Approve Financial Assistance | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
AES GENER S.A. | ||||
Security ID: P0607L111 Ticker: AESGENER | ||||
Meeting Date: 01-Oct-20 | ||||
1 | Extend Board's Authority to Set Offering Price and | |||
Placement of Shares | Management | For | Voted - For | |
2 | Related Party Transactions | Management | For | Voted - For |
3 | Authorization of Legal Formalities | Management | For | Voted - For |
AES GENER SA | ||||
Security ID: P0607L111 Ticker: AESGENER | ||||
Meeting Date: 19-Nov-20 | ||||
1 | Meeting Formalities | Management | For | Voted - For |
2 | Election of Meeting Delegates | Management | For | Voted - For |
3 | Special Dividend | Management | For | Voted - For |
4 | Related Party Transactions | Management | For | Voted - For |
5 | Authorization of Legal Formalities | Management | For | Voted - For |
Meeting Date: 23-Apr-21 | ||||
1 | Meeting Formalities | Management | For | Voted - For |
2 | Election of Meeting Delegates | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Dividend Policy | Management | For | Voted - For |
6 | Directors' Committee Fees and Budget; Presentation | |||
of Directors' Committee Report | Management | For | Voted - For | |
7 | Directors' Fees | Management | For | Voted - For |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Appointment of Risk Rating Agency | Management | For | Voted - For |
10 | Related Party Transactions | Management | For | Voted - For |
11 | Publication of Company Notices | Management | For | Voted - For |
12 | Transaction of Other Business | Management | For | Voted - Against |
13 | Authorization of Legal Formalities | Management | For | Voted - For |
14 | Meeting Formalities | Management | For | Voted - For |
15 | Election of Meeting Delegates | Management | For | Voted - For |
16 | Interim Dividend | Management | For | Voted - For |
17 | Amendments to Article 1 (Change of Company Name) | Management | For | Voted - For |
18 | Authorization of Legal Formalities | Management | For | Voted - For |
86
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AFRICAN RAINBOW MINERALS LTD. | ||||
Security ID: S01680107 Ticker: ARI | ||||
Meeting Date: 04-Dec-20 | ||||
1.1 | Elect Thomas A. Boardman | Management | For | Voted - For |
1.2 | Elect Anton D. Botha | Management | For | Voted - Against |
1.3 | Elect Joaquim A. Chissano | Management | For | Voted - Against |
1.4 | Re-elect Rejoice V. Simelane | Management | For | Voted - Against |
1.5 | Elect Pitsi Mnisi | Management | For | Voted - For |
1.6 | Elect Tsundzukani Mhlanga | Management | For | Voted - Against |
1.7 | Elect Jongisa Magagula | Management | For | Voted - Against |
1.8 | Elect Audit and Risk Committee Member (Tom Boardman) | Management | For | Voted - For |
1.9 | Elect Audit and Risk Committee Members (Anton Botha) | Management | For | Voted - Against |
1.10 | Elect Audit and Risk Committee Members (Alex | |||
Maditsi) | Management | For | Voted - Against | |
1.11 | Elect Audit and Risk Committee Members (Rejoice | |||
Simelane) | Management | For | Voted - Against | |
1.12 | Elect Audit and Risk Committee Members (Pitsi Mnisi) | Management | For | Voted - For |
2 | Appointment of Auditor | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Approve Remuneration Implementation Report | Management | For | Voted - For |
5 | General Authority to Issue Shares | Management | For | Voted - For |
6 | Authority to Issue Shares for Cash | Management | For | Voted - For |
7 | Approve NEDs' Fees (Annual Retainer) | Management | For | Voted - For |
8 | Approve NEDs' Fees (Board Meetings) | Management | For | Voted - For |
9 | Approve NEDs' Fees (Committee Meetings) | Management | For | Voted - For |
10 | Approve Financial Assistance (Section 44) | Management | For | Voted - For |
11 | Approve Financial Assistance (Section 45) | Management | For | Voted - For |
12 | Authority to Issue Shares Pursuant to Company's | |||
Share or Employee Incentive Schemes | Management | For | Voted - For | |
13 | Authority to Repurchase Shares | Management | For | Voted - For |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
AGILE GROUP HOLDINGS LIMITED | ||||
Security ID: G01198103 Ticker: 3383 | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect CHEN Zhuo Lin | Management | For | Voted - For |
1.2 | Elect Fion LUK Sin Fong | Management | For | Voted - For |
1.3 | Elect CHAN Cheuk Nam | Management | For | Voted - For |
1.4 | Elect CHENG Hon Kwan | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Final Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - Against |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
87
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
AIR CHINA LTD | ||||
Security ID: Y002A6104 Ticker: 0753 | ||||
Meeting Date: 18-Dec-20 | ||||
1.1 | Elect LYU Yanfang | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Trademark License Framework Agreement | Management | For | Voted - For |
4 | Approval of Financial Services Framework Agreement | |||
with CNAF | Management | For | Voted - For | |
5 | Approval of Financial Services Framework Agreement | |||
between CNAHC and CNAF | Management | For | Voted - For | |
ALDAR PROPERTIES PJSC | ||||
Security ID: M0517N101 Ticker: ALDAR | ||||
Meeting Date: 24-Mar-21 | ||||
1.1 | Elect Khalifa Abdullah Al Romaithi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Meeting Procedures | Management | For | Voted - For |
5 | Directors' Report | Management | For | Voted - For |
6 | Auditor's Report | Management | For | Voted - For |
7 | Financial Statements | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Directors' Fees | Management | For | Voted - For |
10 | Ratification of Board Acts | Management | For | Voted - For |
11 | Ratification of Auditor's Acts | Management | For | Voted - For |
12 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Abstain |
13 | Appoint Shareholder Representatives and Authority | |||
to Set Fees | Management | For | Voted - Abstain | |
14 | Charitable Donations | Management | For | Voted - For |
15 | Amendments to Articles | Management | For | Voted - For |
AMMB HOLDINGS BERHAD | ||||
Security ID: Y0122P100 Ticker: AMBANK | ||||
Meeting Date: 27-Aug-20 | ||||
1.1 | Elect VOON Seng Chuan | Management | For | Voted - For |
1.2 | Elect Farina binti Farikhullah Khan | Management | For | Voted - For |
1.3 | Elect HONG Kean Yong | Management | For | Voted - For |
1.4 | Elect KONG Sooi Lin | Management | For | Voted - For |
88
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Directors' Fees for Fiscal Year 2020 | Management | For | Voted - For |
3 | Directors' Benefits for Fiscal Year 2021 | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Renewal of Authority to Issue Shares under the | |||
Dividend Reinvestment Plan | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
8 | Related Party Transactions with Amcorp Group | |||
Berhad | ||||
Group | Management | For | Voted - For | |
ANHUI CONCH CEMENT COMPANY LIMITED | ||||
Security ID: Y01373102 Ticker: 0914 | ||||
Meeting Date: 03-Feb-21 | ||||
1.1 | Elect ZHANG Xiaorong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 28-May-21 | ||||
1.1 | Elect Wang Cheng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Authority to Give Guarantees | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
ASE INDUSTRIAL HOLDINGS CO.LTD | ||||
Security ID: Y0249T100 Ticker: 3711 | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect CHANG C.S. Jason | Management | For | Voted - For |
1.2 | Elect CHANG H.P. Richard | Management | For | Voted - For |
1.3 | Elect TSAI Chi-Wen | Management | For | Voted - For |
1.4 | Elect CHANG Yen-Chun | Management | For | Voted - For |
1.5 | Elect WU Tien-Yu | Management | For | Voted - For |
1.6 | Elect TUNG Joseph | Management | For | Voted - For |
1.7 | Elect LO Raymond | Management | For | Voted - For |
1.8 | Elect CHEN Tien-Tzu | Management | For | Voted - For |
1.9 | Elect CHEN Jeffery | Management | For | Voted - For |
1.10 | Elect CHANG Rutherford | Management | For | Voted - For |
1.11 | Elect YU Sheng-Fu | Management | For | Voted - For |
1.12 | Elect HO Mei-Yueh | Management | For | Voted - For |
1.13 | Elect ONG Wen-Chyi | Management | For | Voted - For |
2 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | 2020 Profits Distribution | Management | For | Voted - For |
4 | Amendments to the Procedures for Lending Funds to | |||
Other Parties | Management | For | Voted - For | |
5 | Amendments to the Articles of Incorporation | Management | For | Voted - For |
6 | Issuance of Restricted Stock of the Company | Management | For | Voted - For |
7 | Waiver of Non-competition Clauses for Newly Elected | |||
Directors of the Company | Management | For | Voted - Against | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
ASIA CEMENT | ||||
Security ID: Y0275F107 Ticker: 1102 | ||||
Meeting Date: 25-Jun-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Procedural Rules: Election of | |||
Directors | Management | For | Voted - For | |
ASIA CEMENT CHINA HOLDINGS CORPORATION | ||||
Security ID: G0539C106 Ticker: 0743 | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect CHANG Tsai-Hsiung | Management | For | Voted - For |
1.2 | Elect CHANG Chen Kuen | Management | For | Voted - For |
1.3 | Elect WU Ling Ling | Management | For | Voted - For |
1.4 | Elect TSIM Tak Lung | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - Against |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
ASPEN PHARMACARE HOLDINGS LTD | ||||
Security ID: S0754A105 Ticker: APN | ||||
Meeting Date: 09-Dec-20 | ||||
1.1 | Re-elect Linda de Beer | Management | For | Voted - For |
1.2 | Re-elect Christopher (Chris) N. Mortimer | Management | For | Voted - Against |
1.3 | Re-elect David S. Redfern | Management | For | Voted - For |
1.4 | Re-elect Sindiswa (Sindi) V. Zilwa | Management | For | Voted - For |
90
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Audit and Risk Committee Member (Linda de | |||
Beer) | Management | For | Voted - For | |
1.6 | Elect Audit and Risk Committee Member (Ben J. | |||
Kruger) | Management | For | Voted - For | |
1.7 | Elect Audit and Risk Committee Member (Babalwa | |||
Ngonyama) | Management | For | Voted - For | |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Social and Ethics Committee Report | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | General Authority to Issue Shares | Management | For | Voted - For |
6 | Authority to Issue Shares for Cash | Management | For | Voted - For |
7 | Authorization of Legal Formalities | Management | For | Voted - For |
8 | Approve Remuneration Policy | Management | For | Voted - For |
9 | Approve Remuneration Implementation Report | Management | For | Voted - For |
10 | Approve NEDs' Fees (Chair) | Management | For | Voted - For |
11 | Approve NEDs' Fees (Member) | Management | For | Voted - For |
12 | Approve NEDs' Fees (Audit and Risk Committee Chair) | Management | For | Voted - For |
13 | Approve NEDs' Fees (Audit and Risk Committee Member) | Management | For | Voted - For |
14 | Approve NEDs' Fees (Remuneration and Nomination | |||
Committee Chair) | Management | For | Voted - For | |
15 | Approve NEDs' Fees (Remuneration and Nomination | |||
Committee Member) | Management | For | Voted - For | |
16 | Approve NEDs' Fees (Social and Ethics Committee | |||
Chair) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Social and Ethics Committee | |||
Member) | Management | For | Voted - For | |
18 | Approval of Financial Assistance (Section 45) | Management | For | Voted - For |
19 | Authority to Repurchase Shares | Management | For | Voted - For |
ASTRAL FOODS LIMITED | ||||
Security ID: S0752H102 Ticker: ARL | ||||
Meeting Date: 04-Feb-21 | ||||
1.1 | Re-elect Diederik J. Fouche | Management | For | Voted - For |
1.2 | Re-elect Saleh Mayet | Management | For | Voted - For |
1.3 | Elect Audit and Risk Management Committee Member | |||
(Diederik J. Fouche) | Management | For | Voted - For | |
1.4 | Elect Audit and Risk Management Committee Member | |||
(Saleh Mayet) | Management | For | Voted - For | |
1.5 | Elect Audit and Risk Management Committee Member | |||
(Tshepo M. Shabangu) | Management | For | Voted - For | |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Election of Social and Ethics Committee Member | |||
(Tshepo M. Shabangu) | Management | For | Voted - For | |
4 | Election of Social and Ethics Committee Member | |||
(Theunis Eloff) | Management | For | Voted - For | |
5 | Election of Social and Ethics Committee Member | |||
(Gary D. Arnold) | Management | For | Voted - For |
91
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Election of Social and Ethics Committee Member (LW | |||
Hansen) | Management | For | Voted - For | |
7 | Appointment of Auditor | Management | For | Voted - For |
8 | Authority to Set Auditor's Fees | Management | For | Voted - For |
9 | Approve Remuneration Policy | Management | For | Voted - For |
10 | Approve Remuneration Implementation Report | Management | For | Voted - For |
11 | Authorisation of Legal Formalities | Management | For | Voted - For |
12 | Approve NEDs' Fees | Management | For | Voted - For |
13 | Approve Financial Assistance (Related and | |||
Inter-related Companies) | Management | For | Voted - For | |
14 | Authority to Repurchase Shares | Management | For | Voted - For |
ASUSTEK COMPUTER INC. | ||||
Security ID: Y04327105 Ticker: 2357 | ||||
Meeting Date: 10-Jun-21 | ||||
1 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
2 | 2020 Profit Distribution Plan | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to the Rules for Election of Directors | Management | For | Voted - For |
AUROBINDO PHARMA LTD | ||||
Security ID: Y04527142 Ticker: AUROPHARMA | ||||
Meeting Date: 27-Aug-20 | ||||
1.1 | Elect K. Nithyananda Reddy | Management | For | Voted - Against |
1.2 | Elect M. Madan Mohan Reddy | Management | For | Voted - Against |
2 | Accounts and Reports (Standalone) | Management | For | Voted - For |
3 | Accounts and Reports (Consolidated) | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Remuneration of M. Nithyananda Reddy (Whole-Time | |||
Director) | Management | For | Voted - For | |
6 | Revision of Remuneration of N. Govindarajan | |||
(Managing Director) | Management | For | Voted - For | |
7 | Revision of Remuneration of M. Sivakumaran | |||
(Whole-Time Director) | Management | For | Voted - For | |
8 | Revision of Remuneration of M. Madan Mohan Reddy | |||
(Whole-Time Director) | Management | For | Voted - For | |
9 | Revision of Remuneration of P. Sarath Chandra Reddy | |||
(Whole-Time Director) | Management | For | Voted - For | |
BAIC MOTOR CORPORATION LIMITED | ||||
Security ID: Y0506H104 Ticker: 1958 | ||||
Meeting Date: 27-Oct-20 | ||||
1.1 | Elect JIANG Deyi | Management | For | Voted - For |
1.2 | Elect LIAO Zhenbo | Management | For | Voted - For |
92
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 24-Mar-21 | ||||
1.1 | Elect JIANG Deyi | Management | For | Voted - For |
1.2 | Elect LIAO Zhenbo | Management | For | Voted - For |
1.3 | Elect CHEN Hongliang | Management | For | Voted - For |
1.4 | Elect HU Hanjian | Management | For | Voted - For |
1.5 | Elect HUANG Wenbing | Management | For | Voted - For |
1.6 | Elect YE Qian | Management | For | Voted - For |
1.7 | Elect GE Songlin | Management | For | Voted - For |
1.8 | Elect YIN Yuanping | Management | For | Voted - For |
1.9 | Elect XU Xiangyang | Management | For | Voted - For |
1.10 | Elect TANG Jun | Management | For | Voted - For |
1.11 | Elect Edmund SIT Lapban | Management | For | Voted - For |
1.12 | Elect Hubertus Troska | Management | For | Voted - For |
1.13 | Elect Harald Emil Wilhelm | Management | For | Voted - For |
1.14 | Elect JIN Wei | Management | For | Voted - For |
1.15 | Elect SUN Li | Management | For | Voted - For |
1.16 | Elect SUN Zhihua | Management | For | Voted - Against |
1.17 | Elect ZHOU Xuehui | Management | For | Voted - Against |
1.18 | Elect QIAO Yufei | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Amendments to Procedural Rules for Shareholders' | |||
General Meetings | Management | For | Voted - Against | |
6 | Authority to Give Facility Guarantees | Management | For | Voted - Abstain |
7 | Amendments to Articles of Association | Management | For | Voted - Against |
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect GU Tiemin | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Financial Report | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Debt Financing Instruments | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Authority to Repurchase Shares | Management | For | Voted - For |
93
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BAIDU, INC. | ||||
Security ID: 056752108 Ticker: BIDU | ||||
Meeting Date: 01-Mar-21 | ||||
1 | Subdivision of Shares (Stock Split) | Management | For | Voted - For |
BANCO DO BRASIL S.A. | ||||
Security ID: P11427112 Ticker: BBAS3 | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Paulo Antonio Spencer Uebel | Management | N/A | Take No Action |
1.2 | Elect Samuel Yoshiaki Oliveira Kinoshita | Management | N/A | Take No Action |
1.3 | Elect Lena Oliveira de Carvalho as Alternate | |||
Supervisory Council Member | Management | N/A | Take No Action | |
1.4 | Elect Rodrigo Brandao de Almeida as Alternate | |||
Supervisory Council Member | Management | N/A | Take No Action | |
2 | Non-Voting Meeting Note | N/A | N/A | Take No Action |
3 | Non-Voting Meeting Note | N/A | N/A | Take No Action |
4 | Ratify Co-Option and Elect Joaquim Jose Xavier da | |||
Silveira | Management | N/A | Take No Action | |
5 | Ratify Co-Option and Elect Jose Guimaraes Monforte | Management | N/A | Take No Action |
6 | Non-Voting Agenda Item | N/A | N/A | Take No Action |
7 | Proportional Allocation of Cumulative Votes | Management | N/A | Take No Action |
8 | Allocate Cumulative Votes to Joaquim Jose Xavier da | |||
Silveira | Management | N/A | Take No Action | |
9 | Allocate Cumulative Votes to Jose Guimaraes Monforte | Management | N/A | Take No Action |
10 | Accounts and Reports | Management | N/A | Take No Action |
11 | Allocation of Profits/Dividends | Management | N/A | Take No Action |
12 | Remuneration Policy | Management | N/A | Take No Action |
13 | Supervisory Council Fees | Management | N/A | Take No Action |
14 | Audit Committee Fees | Management | N/A | Take No Action |
15 | Non-Voting Meeting Note | N/A | N/A | Take No Action |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Capitalization of Reserves w/o Share Issuance | Management | For | Voted - For |
18 | Amendments to Articles | Management | For | Voted - For |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 09-Dec-20 | ||||
1.1 | Elect Lucas Pedreira do Couto Ferraz as Supervisory | |||
Council Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Ratify Co-Option and Elect Andre Guilherme Brandao | Management | For | Voted - For |
5 | Ratify Co-Option and Elect Fabio Augusto Cantizani | |||
Barbosa | Management | For | Voted - For | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Proportional Allocation of Cumulative Votes | Management | For | Voted - For |
94
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Allocate Cumulative Votes to Andre Guilherme Brandao | Management | For | Voted - For |
9 | Allocate Cumulative Votes to Fabio Augusto | |||
Cantizani Barbosa | Management | For | Voted - For | |
10 | Merger Agreement | Management | For | Voted - For |
11 | Ratification of Appointment of Appraiser | Management | For | Voted - For |
12 | Valuation Report | Management | For | Voted - For |
13 | Merger by Absorption (BESC Distribuidora de Titulos | |||
e Valores Mobiliarios S.A.) | Management | For | Voted - For | |
14 | Increase in Share Capital | Management | For | Voted - For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
16 | Cancellation of Treasury Shares | Management | For | Voted - For |
17 | Authorization of Legal Formalities Regarding Merger | Management | For | Voted - For |
18 | Amendments to Articles 7 and 8 (Capital and Shares) | Management | For | Voted - For |
19 | Amendments to Articles 9 and 10 (General Meetings) | Management | For | Voted - For |
20 | Amendments to Articles 11 and 16 (Managerial Boards) | Management | For | Voted - For |
21 | Amendments to Articles (Board of Directors) | Management | For | Voted - For |
22 | Amendments to Articles (Executive Board) | Management | For | Voted - For |
23 | Amendments to Articles 33 and 34 (Board Committees) | Management | For | Voted - For |
24 | Amendments to Articles (Supervisory Council) | Management | For | Voted - For |
25 | Amendments to Articles 47 and 48 (Profits and | |||
Dividends) | Management | For | Voted - For | |
26 | Amendments to Article 50 (Relationship with the | |||
Market) | Management | For | Voted - For | |
27 | Amendments to Articles (Controlling Shareholder's | |||
Obligations) | Management | For | Voted - For | |
28 | Amendments to Article 63 (Transitional Provisions) | Management | For | Voted - For |
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Aramis Sa de Andrade | Management | For | Voted - For |
1.2 | Elect Debora Cristina Fonseca | Management | For | Voted - For |
1.3 | Elect Fausto de Andrade Ribeiro | Management | For | Non-Voting |
1.4 | Elect Ieda Aparecida de Moura Cagni | Management | For | Voted - For |
1.5 | Elect Waldery Rodrigues Junior | Management | For | Voted - For |
1.6 | Elect Walter Eustaquio Ribeiro | Management | For | Voted - For |
1.7 | Elect Fernando Florencio Campos (Minority) | Management | For | Non-Voting |
1.8 | Elect Paulo Roberto Evangelista de Lima (Minority) | Management | For | Voted - For |
1.9 | Elect Rachel de Oliveira Maia (Minority) | Management | For | Voted - For |
1.10 | Elect Robert Juenemann (Minority) | Management | For | Voted - For |
1.11 | Elect Lucas Pedreira do Couto Ferraz | Management | For | Voted - For |
1.12 | Elect Rafael Cavalcanti de Araujo | Management | For | Voted - For |
1.13 | Elect Samuel Yoshiaki Oliveira Kinoshita | Management | For | Voted - For |
1.14 | Elect Aloisio Macario Ferreira de Souza (Minority) | Management | For | Voted - For |
1.15 | Elect Carlos Alberto Rechelo Neto (Minority) | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Matching Shares Plan | Management | For | Voted - For |
5 | Amendments to Articles 18, 22 and 37 (Board of | |||
Directors and Committees) | Management | For | Voted - For | |
6 | Amendments to Article 21 (Board of Directors' | |||
Competencies) | Management | For | Voted - For |
95
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Amendments to Articles 26 and 30 (Executive Board | |||
Vacancy) | Management | For | Voted - For | |
8 | Amendments to Article 29 (Board of Officers' | |||
Competencies) | Management | For | Voted - For | |
9 | Amendments to Article 34 (Human Resources Committee) | Management | For | Voted - For |
10 | Amendments to Article 36 (Technology and Innovation | |||
Committee) | Management | For | Voted - For | |
11 | Amendments to Article 39 (Ombudsman Office) | Management | For | Voted - For |
12 | Amendments to Article 41 (Supervisory Council) | Management | For | Voted - For |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Non-Voting Agenda Item | N/A | Non-Voting | |
18 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - Against |
19 | Allocate Cumulative Votes to Aramis Sa de Andrade | Management | N/A | Voted - For |
20 | Allocate Cumulative Votes to Debora Cristina Fonseca | Management | N/A | Voted - For |
21 | Allocate Cumulative Votes to Fausto de Andrade | |||
Ribeiro | Management | N/A | Voted - Against | |
22 | Allocate Cumulative Votes to Ieda Aparecida de | |||
Moura Cagni | Management | N/A | Voted - Against | |
23 | Allocate Cumulative Votes to Waldery Rodrigues | |||
Junior | Management | N/A | Voted - Against | |
24 | Allocate Cumulative Votes to Walter Eustaquio | |||
Ribeiro | Management | N/A | Voted - For | |
25 | Allocate Cumulative Votes to Fernando Florencio | |||
Campos (Minority) | Management | N/A | Voted - Against | |
26 | Allocate Cumulative Votes to Paulo Roberto | |||
Evangelista de Lima (Minority) | Management | N/A | Voted - For | |
27 | Allocate Cumulative Votes to Rachel de Oliveira | |||
Maia (Minority) | Management | N/A | Voted - For | |
28 | Allocate Cumulative Votes to Robert Juenemann | Management | N/A | Voted - For |
29 | Amendments to Article 29 (Board of Officers' | |||
Competencies) | Management | For | Voted - For | |
30 | Allocation of Profits/Dividends | Management | For | Voted - For |
31 | Remuneration Policy | Management | For | Voted - Against |
32 | Supervisory Council Fees | Management | For | Voted - For |
33 | Audit Committee Fees | Management | For | Voted - For |
34 | Request Cumulative Voting | Management | N/A | Voted - Against |
35 | Request Separate Election for Board Member | Management | N/A | Voted - Abstain |
BANCO DO ESTADO DO RIO GRANDE DO SUL SA | ||||
Security ID: P12553247 Ticker: BRSR3 | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Adriano Cives Seabra | |||
as Board Member | ||||
Presented by Preferred Shareholders | Management | N/A | Voted - Against |
96
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Reginaldo Ferreira Alexandre to the | |||
Supervisory Council Presented by Preferred | ||||
Shareholders | Management | N/A | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Cumulate Preferred and Common Shares | Management | N/A | Voted - For |
BANK NEGARA INDONESIA (PERSERO) TBK | ||||
Security ID: Y74568166 Ticker: BBNI | ||||
Meeting Date: 02-Sep-20 | ||||
1 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
Meeting Date: 29-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Directors' and Commissioners' Fees | Management | For | Voted - Against |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
6 | Amendments to Articles | Management | For | Voted - Against |
7 | Authority to Repurchase Shares | Management | For | Voted - Against |
8 | Approval of Recovery Plan | Management | For | Voted - For |
9 | Ratification of Ministerial Regulation | Management | For | Voted - For |
10 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
BANK OF COMMUNICATIONS CO LTD. | ||||
Security ID: Y06988102 Ticker: 3328 | ||||
Meeting Date: 24-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Capital Management Plan (2021-2025) | Management | For | Voted - For |
3 | Authority to Issue Tier 2 Capital Bonds | Management | For | Voted - For |
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Fixed Assets Investment Plan | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
97
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BANK OF COMMUNICATIONS CO., LTD. | ||||
Security ID: Y06988102 Ticker: 3328 | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect WANG Linping | Management | For | Voted - For |
1.2 | Elect CHANG Baosheng | Management | For | Voted - Against |
1.3 | Elect CAI Yunge as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Confirmation of Donation of Materials to Fight | |||
Covid-19 Pandemic | Management | For | Voted - For | |
5 | Remuneration Plan of Directors for 2019 | Management | For | Voted - For |
6 | Remuneration Plan of Supervisors for 2019 | Management | For | Voted - For |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
BEIJING ENTERPRISES HOLDINGS LTD. | ||||
Security ID: Y07702122 Ticker: 0392 | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect ZHAO Xiaodong | Management | For | Voted - For |
1.2 | Elect DAI Xiaofeng | Management | For | Voted - For |
1.3 | Elect Xiong Bin | Management | For | Voted - For |
1.4 | Elect TAM Chun Fai | Management | For | Voted - For |
1.5 | Elect YU Sun Say | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
BERMAZ AUTO BERHAD | ||||
Security ID: Y0873J105 Ticker: BAUTO | ||||
Meeting Date: 08-Oct-20 | ||||
1.1 | Elect Kalsom binti Abd. Rahman | Management | For | Voted - For |
2 | Directors' Fees FY2020 | Management | For | Voted - For |
3 | Additional Directors' Remuneration | Management | For | Voted - For |
4 | Directors' Remuneration | Management | For | Voted - For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
98
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAMIL ALIMENTOS, S.A. | ||||
Security ID: P1R1FL107 Ticker: CAML3 | ||||
Meeting Date: 30-Jun-21 | ||||
1.1 | Elect Marcos Silveira | Management | For | Voted - For |
1.2 | Elect Marina Elena Cardoso Figueira | Management | For | Voted - For |
1.3 | Elect Eduardo Augusto Rocha Pocetti | Management | For | Voted - For |
1.4 | Elect Marcos Silveira to the Supervisory Council | |||
Presented by Minority Shareholders | Management | N/A | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Capital Expenditure Budget | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Remuneration Policy | Management | For | Voted - For |
8 | Request Establishment of Supervisory Council | Management | N/A | Voted - For |
9 | Request Separate Election for Supervisory Council | |||
Member | Management | N/A | Voted - For | |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Amendments to Articles | Management | For | Voted - For |
12 | Consolidation of Articles | Management | For | Voted - For |
13 | Approval of Stock Option Plan | Management | For | Voted - For |
14 | Indemnity Agreements with Administrators | Management | For | Voted - For |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
CATHAY FINANCIAL HOLDING CO. | ||||
Security ID: Y11654103 Ticker: 2882 | ||||
Meeting Date: 11-Jun-21 | ||||
1 | 2020 Accounts and Reports | Management | For | Voted - For |
2 | 2020 Allocation of Dividends | Management | For | Voted - For |
3 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Election of | |||
Directors | Management | For | Voted - For | |
5 | Plan to Raise Long-Term Capital | Management | For | Voted - For |
CHINA BLUECHEMICAL LTD. | ||||
Security ID: Y14251105 Ticker: 3983 | ||||
Meeting Date: 26-Aug-20 | ||||
1.1 | Elect Hou Xiaofeng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Amendments to Articles of Association | Management | For | Voted - For |
99
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 29-Dec-20 | ||||
1.1 | Elect LIU Zhenyu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Natural Gas Sale and Purchase Agreements and the | |||
Proposed Annual Caps | Management | For | Voted - For | |
5 | Comprehensive Services and Product Sales Agreement | Management | For | Voted - For |
6 | Annual Caps for the Comprehensive Services and | |||
Product Sales Agreement | Management | For | Voted - For | |
7 | Financial Services Agreement | Management | For | Voted - For |
8 | Deposit Caps for the Financial Services Agreement | Management | For | Voted - For |
9 | Finance Lease Agreement | Management | For | Voted - For |
10 | Annual Caps for the Finance Lease Agreement | Management | For | Voted - For |
Meeting Date: 27-May-21 | ||||
1.1 | Elect WANG Weimin | Management | For | Voted - Against |
1.2 | Elect Hou Xiaofeng | Management | For | Voted - For |
1.3 | Elect GUO Xinjun | Management | For | Voted - Against |
1.4 | Elect LIU Zhenyu | Management | For | Voted - Against |
1.5 | Elect YU Changchun | Management | For | Voted - For |
1.6 | Elect LIN Feng | Management | For | Voted - For |
1.7 | Elect XIE Dong | Management | For | Voted - For |
1.8 | Elect LIU Jianyao as Supervisor | Management | For | Voted - For |
1.9 | Elect LI Xiaoyu as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | 2021 Financial Budget | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Authority to Issue Domestic and/or H Shares w/o | |||
Preemptive Rights | Management | For | Voted - Against | |
11 | Authority to Repurchase H Shares | Management | For | Voted - For |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Authority to Repurchase H Shares | Management | For | Voted - For |
CHINA CITIC BANK CORP. LTD. | ||||
Security ID: Y1434M116 Ticker: 0998 | ||||
Meeting Date: 30-Oct-20 | ||||
1.1 | Elect WANG Yankang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
100
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Caps for Asset Transfer Business with CITIC Group | |||
and its Associates for the Years 2021-2023 | Management | For | Voted - For | |
5 | Caps for Wealth Management and Investment Services | |||
with CITIC Group and its Associates for the Years | ||||
2021-2023 | Management | For | Voted - For | |
6 | Caps for Capital Transactions with CITIC Group and | |||
its Associates for the years 2021-2023 | Management | For | Voted - For | |
7 | Caps for Credit Extension Business with CITIC Group | |||
and its Associates for the Years 2021-2023 | Management | For | Voted - For | |
8 | Caps for Credit Extension Related Party | |||
Transactions with Yunnan Metropolitan Construction | ||||
Investment Group Co., Ltd. for the years 2021-2023 | Management | For | Voted - For | |
9 | Caps for Credit Extension Related Party | |||
Transactions with New China Life Insurance Company | ||||
Ltd. for the Years 2021-2023 | Management | For | Voted - For | |
10 | Caps for Credit Extension Related Party | |||
Transactions with China Life Pension Company | ||||
Limited for the Years 2021-2023 | Management | For | Voted - For | |
11 | Caps for Credit Extension Related Party | |||
Transactions with Cinda Securities Co., Ltd. for | ||||
the Years 2021-2023 | Management | For | Voted - For | |
12 | Caps for Credit Extension Related Party | |||
Transactions with Ping An Insurance (Group) Company | ||||
of China, Ltd. for the Years 2021-2023 | Management | For | Voted - For | |
13 | Authority to Issue Undated Capital Bonds | Management | For | Voted - For |
CHINA CITIC BANK CORPORATION LIMITED | ||||
Security ID: Y1434M116 Ticker: 0998 | ||||
Meeting Date: 14-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Amendment to Article 4 | Management | For | Voted - For |
Meeting Date: 14-Jan-21 | ||||
1.1 | Elect LI Rong as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 07-May-21 | ||||
1.1 | Elect ZHU Hexin | Management | For | Voted - For |
2 | Amendments to Articles of Association | Management | For | Voted - For |
3 | Formulation of Implementation Rules for the | |||
Accumulative Voting Mechanism | Management | For | Voted - For | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect ZHU Hexin | Management | For | Voted - For |
101
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect CAO Guoqiang | Management | For | Voted - For |
1.3 | Elect HUANG Fang | Management | For | Voted - For |
1.4 | Elect WANG Yankang | Management | For | Voted - For |
1.5 | Elect FANG Heying | Management | For | Voted - For |
1.6 | Elect GUO Danghuai | Management | For | Voted - For |
1.7 | Elect HE Cao | Management | For | Voted - For |
1.8 | Elect CHEN Lihua | Management | For | Voted - For |
1.9 | Elect QIAN Jun | Management | For | Voted - For |
1.10 | Elect Isaac YAN Lap Kei | Management | For | Voted - For |
1.11 | Elect WEI Guobin as Supervisor | Management | For | Voted - For |
1.12 | Elect SUN Qixiang as Supervisor | Management | For | Voted - For |
1.13 | Elect LIU Guoling as Supervisor | Management | For | Voted - For |
1.14 | Elect LI Rong as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | 2021 Financial Budget Plan | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Special Report of Related Party Transactions | Management | For | Voted - For |
9 | Directors' Report | Management | For | Voted - For |
10 | Supervisors' Report | Management | For | Voted - For |
11 | Directors' Fees | Management | For | Voted - For |
12 | Supervisors' Fees | Management | For | Voted - For |
13 | Non-Voting Agenda Item | N/A | Non-Voting | |
CHINA COMMUNICATIONS CONSTRUCTION | ||||
Security ID: Y1R36J108 Ticker: 1800 | ||||
Meeting Date: 22-Oct-20 | ||||
1.1 | Elect WANG Tongzhou | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
CHINA EVERBRIGHT BANK CO | ||||
Security ID: Y1477U124 Ticker: 6818 | ||||
Meeting Date: 30-Oct-20 | ||||
1.1 | Elect FU Wanjun | Management | For | Voted - For |
1.2 | Elect YAO Wei | Management | For | Voted - For |
1.3 | Elect YAO Zhongyou | Management | For | Voted - For |
1.4 | Elect QU Liang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Determination of Remuneration for the Chair of the | |||
Board of Supervisors | Management | For | Voted - For |
102
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA EVERBRIGHT BANK COMPANY LIMITED | ||||
Security ID: Y1477U124 Ticker: 6818 | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Elect HAN Fuling | Management | For | Voted - For |
1.2 | Elect LIU Shiping | Management | For | Voted - For |
1.3 | Elect LU Hong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Change of Registered Capital and Amendments to the | |||
Company's Articles of Association | Management | For | Voted - For | |
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect LI Wei | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | 2021 Budget Plan of Fixed Asset Investment | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Directors' Fees | Management | For | Voted - For |
11 | Supervisors' Fees | Management | For | Voted - For |
12 | Authority to Issue Financial Bonds | Management | For | Voted - Abstain |
CHINA EVERBRIGHT LIMITED | ||||
Security ID: Y1421G106 Ticker: 00165 | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect ZHAO Wei | Management | For | Voted - For |
1.2 | Elect Richard TANG Chi Chun | Management | For | Voted - For |
1.3 | Elect LIN Zhijun | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
103
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA HONGQIAO GROUP LIMITED | ||||
Security ID: G21150100 Ticker: 1378 | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect ZHANG Bo | Management | For | Voted - Against |
1.2 | Elect ZHENG Shuliang | Management | For | Voted - For |
1.3 | Elect ZHANG Ruilian | Management | For | Voted - For |
1.4 | Elect YANG Congsen | Management | For | Voted - For |
1.5 | Elect ZHANG Jinglei | Management | For | Voted - For |
1.6 | Elect LI Zimin | Management | For | Voted - For |
1.7 | Elect SUN Dongdong | Management | For | Voted - For |
1.8 | Elect WEN Xianjun | Management | For | Voted - For |
1.9 | Elect XING Jian | Management | For | Voted - Against |
1.10 | Elect HAN Benwen | Management | For | Voted - Against |
1.11 | Elect DONG Xinyi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHINA LESSO GROUP HOLDINGS LIMITED | ||||
Security ID: G2157Q102 Ticker: 2128 | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect LUO Jianfeng | Management | For | Voted - For |
1.2 | Elect LIN Dewei | Management | For | Voted - For |
1.3 | Elect LAN Fang | Management | For | Voted - Against |
1.4 | Elect TAO Zhigang | Management | For | Voted - Against |
1.5 | Elect Lu Jiandong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
104
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA LIFE INSURANCE COMPANY LIMITED | ||||
Security ID: Y1478C107 Ticker: 2823 | ||||
Meeting Date: 28-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Capitalization of Profits and Issuance of New Shares | Management | For | Voted - For |
4 | Amendments to Procedural Rules for Shareholder | |||
Meetings | Management | For | Voted - For | |
5 | Amendments to Procedural Rules for Election of Board | Management | For | Voted - For |
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED | ||||
Security ID: Y1501T101 Ticker: 0916 | ||||
Meeting Date: 30-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Framework Agreement for Purchase and Sale of | |||
Comprehensive Products and Services | Management | For | Voted - For | |
CHINA LONGYUAN POWER GROUP LIMITED | ||||
Security ID: Y1501T101 Ticker: 0916 | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect TIAN Shaolin | Management | For | Voted - For |
1.2 | Elect SHAO Junjie as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 28-May-21 | ||||
1.1 | Elect TANG Jian | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Final Financial Accounts | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | 2021 Financial Budget Plan | Management | For | Voted - For |
9 | Directors' and Supervisors' Fees | Management | For | Voted - For |
10 | Appointment of International Auditor and Authority | |||
to Set Fees | Management | For | Voted - For | |
11 | General Mandate to Register and Issue Debt | |||
Financing Instruments in the PRC | Management | For | Voted - For | |
12 | General Mandate to Register and Issue Debt | |||
Financing Instruments Overseas | Management | For | Voted - For | |
13 | Authority to Carry Out Financial Derivative Business | Management | For | Voted - For |
14 | Authority to Issue Domestic and/or H Shares w/o | |||
Preemptive Rights | Management | For | Voted - Against |
105
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect LI Zhongjun | Management | For | Voted - Against |
1.2 | Elect TANG Chaoxiong | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
CHINA MEDICAL SYSTEM HOLDINGS LIMITED | ||||
Security ID: G21108124 Ticker: 0867 | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect CHEN Yanling | Management | For | Voted - For |
1.2 | Elect LEUNG Chong Shun | Management | For | Voted - For |
1.3 | Elect Laura Ying LUO | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHINA MINSHENG BANKING CORP., LTD. | ||||
Security ID: Y1495M112 Ticker: 600016 | ||||
Meeting Date: 22-Jan-21 | ||||
1.1 | Elect YUAN Guijun | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - Against |
4 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - Against |
5 | Amendments to Management System for Connected | |||
Transaction | Management | For | Voted - For | |
6 | 2021-2023 Capital Management Plan | Management | For | Voted - For |
Meeting Date: 11-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | 2020 Annual Report | Management | For | Voted - For |
3 | 2020 Accounts and Reports | Management | For | Voted - For |
4 | 2020 Allocation of Dividends | Management | For | Voted - For |
5 | 2020 Financial Budget Report | Management | For | Voted - For |
6 | 2020 Directors' Report | Management | For | Voted - For |
7 | 2020 Supervisors' Report | Management | For | Voted - For |
8 | Report on 2020 Remuneration for Directors | Management | For | Voted - For |
9 | Report on 2020 Remuneration for Supervisors | Management | For | Voted - For |
10 | Re-appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
106
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Extension of the Valid Period and Authorisation | |||
Period of the Resolution regarding Public Offering | ||||
of A Share Convertible Corporate Bonds | Management | For | Voted - For | |
12 | General Mandate to Issue Shares | Management | For | Voted - Against |
13 | Amendments to Articles | Management | For | Voted - For |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Extension of the Valid Period and Authorisation | |||
Period of the Resolution regarding Public Offering | ||||
of A Share Convertible Corporate Bonds | Management | For | Voted - For | |
CHINA MINSHENG BANKING CORPORATION LTD. | ||||
Security ID: Y1495M112 Ticker: 600016 | ||||
Meeting Date: 16-Oct-20 | ||||
1.1 | Elect ZHANG Hongwei as Non-executive Director | Management | For | Voted - For |
1.2 | Elect LU Zhiqiang as Non-executive Director | Management | For | Voted - For |
1.3 | Elect LIU Yonghao as Non-executive Director | Management | For | Voted - For |
1.4 | Elect SHI Yuzhu as Non-executive Director | Management | For | Voted - For |
1.5 | Elect WU Di as Non-executive Director | Management | For | Voted - For |
1.6 | Elect SONG Chunfeng as Non-executive Director | Management | For | Voted - Against |
1.7 | Elect WENG Zhenjie as Non-executive Director | Management | For | Voted - Against |
1.8 | Elect ZHAO Peng as Non-executive Director | Management | For | Voted - For |
1.9 | Elect YANG Xiaoling as Non-executive Director | Management | For | Voted - For |
1.10 | Elect LIU Jipeng as Independent Director | Management | For | Voted - Against |
1.11 | Elect LI Hancheng as Independent Directors | Management | For | Voted - For |
1.12 | Elect XIE Zhichun as Independent Directors | Management | For | Voted - For |
1.13 | Elect PENG Xuefeng as Independent Directors | Management | For | Voted - For |
1.14 | Elect LIU Ningyu as Independent Directors | Management | For | Voted - For |
1.15 | Elect QU Xinjiu as Independent Directors | Management | For | Voted - For |
1.16 | Elect GAO Yingxin | Management | For | Voted - For |
1.17 | Elect ZHENG Wanchun as Executive Director | Management | For | Voted - Against |
1.18 | Elect LU Zhongnan | Management | For | Voted - For |
1.19 | Elect ZHAO Linghuan | Management | For | Voted - For |
1.20 | Elect LI Yu | Management | For | Voted - For |
1.21 | Elect WANG Yugui | Management | For | Voted - For |
1.22 | Elect ZHAO Fugao | Management | For | Voted - For |
1.23 | Elect ZHANG Liqing as External Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
CHINA PACIFIC INSURANCE (GROUP) CO., LTD. | ||||
Security ID: Y1505Z103 Ticker: 2601 | ||||
Meeting Date: 21-Aug-20 | ||||
1.1 | Elect CHEN Ran | Management | For | Voted - For |
1.2 | Elect John Robert Dacey | Management | For | Voted - Against |
1.3 | Elect LIANG Hong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
107
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amendments to Articles of Association | Management | For | Voted - For |
5 | Establishment of a Subsidiary | Management | For | Voted - For |
Meeting Date: 28-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | 2020 Annual Reports | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Appointment of Auditor | Management | For | Voted - For |
8 | Directors' Due Diligence Report | Management | For | Voted - For |
9 | Report on Performance of Independent Directors | Management | For | Voted - For |
10 | 2021 Charitable Donations | Management | For | Voted - For |
11 | Increase in Registered Capital | Management | For | Voted - For |
12 | Amendments to Articles | Management | For | Voted - For |
13 | Amendments to Procedural Rules of Shareholder | |||
General Meetings | Management | For | Voted - For | |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
CHINA PETROLEUM & CHEMICAL CORPORATION | ||||
Security ID: Y15010104 Ticker: 0386 | ||||
Meeting Date: 28-Sep-20 | ||||
1.1 | Elect ZHANG Shaofeng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Divestiture | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1.1 | Elect ZHANG Yuzhuo | Management | For | Voted - Against |
1.2 | Elect MA Yongsheng | Management | For | Voted - Against |
1.3 | Elect ZHAO Dong | Management | For | Voted - For |
1.4 | Elect YU Baocai | Management | For | Voted - For |
1.5 | Elect LIU Hongbin | Management | For | Voted - For |
1.6 | Elect LING Yiqun | Management | For | Voted - For |
1.7 | Elect LI Yonglin | Management | For | Voted - For |
1.8 | Elect CAI Hongbin | Management | For | Voted - For |
1.9 | Elect Johnny NG Kar Ling | Management | For | Voted - For |
1.10 | Elect SHI Dan | Management | For | Voted - For |
1.11 | Elect BI Mingjian | Management | For | Voted - Against |
1.12 | Elect ZHANG Shaofeng | Management | For | Voted - For |
1.13 | Elect JIANG Zhenying | Management | For | Voted - Against |
1.14 | Elect ZHANG Zhiguo | Management | For | Voted - For |
1.15 | Elect YIN Zhaolin | Management | For | Voted - Against |
108
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.16 | Elect GUO Hongjin | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Directors' Report | Management | For | Voted - For |
6 | Supervisors' Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Authority to Declare Interim Dividends | Management | For | Voted - For |
10 | Appointment of PRC and International Auditors and | |||
Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Debt Financing Instruments | Management | For | Voted - Against |
12 | Authority to Issue Domestic and/or Foreign Shares | |||
w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Service Contract of Directors and Supervisors | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Non-Voting Agenda Item | N/A | Non-Voting | |
CHINA RAILWAY GROUP LIMITED | ||||
Security ID: Y1509D116 Ticker: 0390 | ||||
Meeting Date: 12-Mar-21 | ||||
1.1 | Elect CHEN Yun | Management | For | Voted - Against |
1.2 | Elect CHEN Wenjian | Management | For | Voted - For |
1.3 | Elect WANG Shiqi | Management | For | Voted - For |
1.4 | Elect WEN Limin | Management | For | Voted - For |
1.5 | Elect ZHANG Cheng | Management | For | Voted - For |
1.6 | Elect Timpson CHUNG Shui Ming | Management | For | Voted - Against |
1.7 | Elect XIU Long | Management | For | Voted - For |
1.8 | Elect JIA Huiping as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
Meeting Date: 23-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | Independent Directors' Report | Management | For | Voted - For |
5 | Annual Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Appointment of International and PRC Auditors and | |||
Authority to Set Fees | Management | For | Voted - For | |
9 | Appointment of Internal Control Auditors and | |||
Authority to Set Fees | Management | For | Voted - For | |
10 | Directors' and Supervisors' Fees | Management | For | Voted - For |
109
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Liability Insurance | Management | For | Voted - For |
12 | Authority to Give Guarantees | Management | For | Voted - Abstain |
CHINA RAILWAY GROUP LTD | ||||
Security ID: Y1509D116 Ticker: 0390 | ||||
Meeting Date: 30-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Spin-off and Listing of a Subsidiary on the STAR | |||
Market | Management | For | Voted - For | |
3 | Preplan (Revised Draft) for Spin-off on Star Market | |||
on SSE | Management | For | Voted - For | |
4 | Compliance of Spin-off with Relevant Laws and | |||
Regulations | Management | For | Voted - For | |
5 | Rights and Interests of Shareholders and Creditors | Management | For | Voted - For |
6 | Maintaining Independence and Profitability | Management | For | Voted - For |
7 | Subsidiary is Capable of Conducting Operation | Management | For | Voted - For |
8 | Board Authorization to Handle All Matters Relating | |||
to Spin-off | Management | For | Voted - For | |
9 | Analysis of the Background, Objective, Commercial | |||
Rationale, Necessity and Feasibility | Management | For | Voted - For | |
10 | Explanations on the Completeness and Compliance of | |||
the Statutory Procedures Undertaken | Management | For | Voted - For | |
11 | Amendments to Articles of Association | Management | For | Voted - For |
CHINA REINSURANCE (GROUP) CORP. | ||||
Security ID: Y1R0AJ109 Ticker: 1508 | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect XIONG Lianhua as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | 2019 Remuneration of Directors and Supervisors | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect ZHUANG Qianzhi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | 2021 Investment Budget for Fixed Assets | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
110
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA SUNTIEN GREEN ENERGY CORPORATION LIMITED | ||||
Security ID: Y15207106 Ticker: 0956 | ||||
Meeting Date: 13-Oct-20 | ||||
1.1 | Elect GAO Jun as Supervisor | Management | For | Voted - For |
1.2 | Elect ZHANG Dongsheng as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | 2019 Annual Profit Distribution Plan | Management | For | Voted - For |
4 | Change of Auditor | Management | For | Voted - For |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
Meeting Date: 25-Nov-20 | ||||
1.1 | Elect GUO Ying Jun | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Authority to Issue Renewable Green Corporate Bonds | Management | For | Voted - For |
5 | Adoption of China Accounting Standards for Business | |||
Enterprises ("CASBE") | Management | For | Voted - For | |
6 | Termination and Appointment of Auditor and | |||
Authority to Set Fees | Management | For | Voted - For | |
7 | Amendments to Articles of Association | Management | For | Voted - For |
8 | Amendments to Procedural Rules of General Meetings | Management | For | Voted - For |
Meeting Date: 08-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Satisfaction of Criteria for Non-public Issuance of | |||
A Shares | Management | For | Voted - Against | |
3 | Class and par value of the Shares to be issued | Management | For | Voted - Against |
4 | Method and time of the issuance | Management | For | Voted - Against |
5 | Target subscriber and subscription method | Management | For | Voted - Against |
6 | Pricing benchmark date, issue price and pricing | |||
method | Management | For | Voted - Against | |
7 | Number of Shares to be issued | Management | For | Voted - Against |
8 | Arrangements for lock-up period | Management | For | Voted - Against |
9 | Arrangements for the accumulated profit prior to | |||
the Non-public Issuance | Management | For | Voted - Against | |
10 | Place of listing of Shares under the issuance | Management | For | Voted - Against |
11 | Amount to be raised and use of proceeds | Management | For | Voted - Against |
12 | Effective period | Management | For | Voted - Against |
13 | Resolution on the Proposal for the Non-public | |||
Issuance of A Shares | Management | For | Voted - Against | |
14 | Subscription Agreement and Connected | |||
Transaction | ||||
between the Company and Hebei Construction & | ||||
Investment Group Co., Ltd | Management | For | Voted - Against | |
15 | Feasibility Analysis Report on the Use of Proceeds | |||
from the Issuance | Management | For | Voted - Against | |
16 | Report on the Use of Previously Raised Funds | Management | For | Voted - Against |
111
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
17 | Dilution of Current Returns and Remedial Measures | Management | For | Voted - Against |
18 | Shareholder Return Plan (2021-2023) | Management | For | Voted - For |
19 | Board Authorization in Relation to Non-public | |||
Issuance of A Shares | Management | For | Voted - Against | |
20 | Specific Mandate | Management | For | Voted - Against |
21 | Amendments to Articles of Association | Management | For | Voted - Against |
22 | Amendments to Procedural Rules of General Meetings | Management | For | Voted - Against |
23 | Amendments to Procedural Rules of the Board of | |||
Directors | Management | For | Voted - For | |
24 | Amendments to the Policy on Management of Provision | |||
of External Guarantees | Management | For | Voted - For | |
25 | Asset Financing Services Framework Agreement | Management | For | Voted - For |
26 | Non-Voting Meeting Note | N/A | Non-Voting | |
27 | Class and par value of the Shares to be issued | Management | For | Voted - Against |
28 | Method and time of the issuance | Management | For | Voted - Against |
29 | Target subscriber and subscription method | Management | For | Voted - Against |
30 | Pricing benchmark date, issue price and pricing | |||
method | Management | For | Voted - Against | |
31 | Number of Shares to be issued | Management | For | Voted - Against |
32 | Arrangements for lock-up period | Management | For | Voted - Against |
33 | Arrangements for the accumulated profit prior to | |||
the Non-public Issuance | Management | For | Voted - Against | |
34 | Place of listing of Shares under the issuance | Management | For | Voted - Against |
35 | Amount to be raised and use of proceeds | Management | For | Voted - Against |
36 | Effective Period | Management | For | Voted - Against |
37 | Resolution on the Proposal for the Non-public | |||
Issuance of A Shares | Management | For | Voted - Against | |
38 | Subscription Agreement and Connected Transaction | |||
between the Company and Hebei Construction & | ||||
Investment Group Co., Ltd | Management | For | Voted - Against | |
39 | Board Authorization in Relation to Non-public | |||
Issuance of A Shares | Management | For | Voted - Against | |
40 | Specific Mandate | Management | For | Voted - Against |
41 | Amendments to Articles of Association | Management | For | Voted - Against |
42 | Amendments to Procedural Rules for General Meetings | Management | For | Voted - Against |
Meeting Date: 23-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Authorization of Legal Formalities | Management | For | Voted - Against |
3 | Class and Par Value of the Shares to be Issued | Management | For | Voted - Against |
4 | Method and Time of the Issuance | Management | For | Voted - Against |
5 | Target Subscriber and Subscription Method | Management | For | Voted - Against |
6 | Pricing Benchmark Date, Issue Price and Pricing | |||
Method | Management | For | Voted - Against | |
7 | Number of Shares to be Issued | Management | For | Voted - Against |
8 | Arrangements for Lock-up Period | Management | For | Voted - Against |
9 | Arrangements for the Accumulated Profit Prior to | |||
the Non-public Issuance | Management | For | Voted - Against | |
10 | Place of Listing of Shares Under the Issuance | Management | For | Voted - Against |
11 | Amount to be Raised and Use of Proceeds | Management | For | Voted - Against |
112
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Effective Period for This Resolution on the | |||
Non-public Issuance of Shares | Management | For | Voted - Against | |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
14 | Intra-company Contracts/Control Agreements | Management | For | Voted - Against |
15 | Misc. Management Proposal | Management | For | Voted - Against |
16 | Approval of Non Financial Statement Reports | Management | For | Voted - Against |
17 | Misc. Management Proposal | Management | For | Voted - Against |
18 | Allocation of Profits/Dividends | Management | For | Voted - Against |
19 | Misc. Management Proposal | Management | For | Voted - Against |
20 | Authorization of Legal Formalities | Management | For | Voted - Against |
21 | Misc. Management Proposal | Management | For | Voted - Against |
22 | Non-Voting Meeting Note | N/A | Non-Voting | |
23 | Class and Par Value of the Shares to be Issued | Management | For | Voted - Against |
24 | Method and Time of the Issuance | Management | For | Voted - Against |
25 | Target Subscriber and Subscription Method | Management | For | Voted - Against |
26 | Pricing Benchmark Date, Issue Price and Pricing | |||
Method | Management | For | Voted - Against | |
27 | Number of Shares to be Issued | Management | For | Voted - Against |
28 | Arrangements for Lock-up Period | Management | For | Voted - Against |
29 | Arrangements for the Accumulated Profit Prior to | |||
the Non-public Issuance | Management | For | Voted - Against | |
30 | Place of Listing of Shares Under the Issuance | Management | For | Voted - Against |
31 | Amount to be Raised and Use of Proceeds | Management | For | Voted - Against |
32 | Effective Period for This Resolution on the | |||
Non-public Issuance of Shares | Management | For | Voted - Against | |
33 | Issuance of Shares w/o Preemptive Rights | Management | For | Voted - Against |
34 | Intra-company Contracts/Control Agreements | Management | For | Voted - Against |
35 | Authorization of Legal Formalities | Management | For | Voted - Against |
36 | Misc. Management Proposal | Management | For | Voted - Against |
Meeting Date: 14-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Financial Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Profit Distribution Plan | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Use of Proceeds | Management | For | Voted - For |
11 | 2021 Estimated Connected Transactions | Management | For | Voted - For |
12 | Liability Insurance | Management | For | Voted - For |
13 | Amendment to Article 68 | Management | For | Voted - For |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
15 | Authority to Give Guarantees | Management | For | Voted - For |
113
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHINA TRADITIONAL CHINESE MEDICINE CO. LIMITED | ||||
Security ID: Y1507S107 Ticker: 0570 | ||||
Meeting Date: 30-Jun-21 | ||||
1.1 | Elect LI Ru | Management | For | Voted - For |
1.2 | Elect YANG Binghua | Management | For | Voted - For |
1.3 | Elect KUI Kaipin | Management | For | Voted - For |
1.4 | Elect LI Weidong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LIMITED | ||||
Security ID: G2162W102 Ticker: 3669 | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect CAI Yingjie | Management | For | Voted - For |
1.2 | Elect WANG Zhigao | Management | For | Voted - Against |
1.3 | Elect WANG Liqun | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHINASOFT INTERNATIONAL LTD. | ||||
Security ID: G2110A111 Ticker: 0354 | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Gavriella Schuster | Management | For | Voted - For |
1.2 | Elect MO Lai Lan | Management | For | Voted - Against |
1.3 | Elect LAI Guanrong | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
114
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
10 | Refreshment of Share Option Scheme | Management | For | Voted - Against |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
CHIPBOND TECHNOLOGY CORP. | ||||
Security ID: Y15657102 Ticker: 6147 | ||||
Meeting Date: 03-Dec-20 | ||||
1.1 | Elect WU Fei-Jain | Management | For | Voted - For |
1.2 | Elect GOU Huo-Wen | Management | For | Voted - For |
1.3 | Elect LEE Jong-Fa | Management | For | Voted - For |
1.4 | Elect YIU Dang-Hsing | Management | For | Voted - For |
1.5 | Elect WEI Philips | Management | For | Voted - For |
1.6 | Elect HUANG Ting-Rong | Management | For | Voted - For |
1.7 | Elect CHENG Wen-Feng | Management | For | Voted - For |
2 | To Approve the Lifting of Non-competition | |||
Restrictions on Newly Elected Directors and | ||||
Independent Directors. | Management | For | Voted - Against | |
CHIPBOND TECHNOLOGY CORPORATION | ||||
Security ID: Y15657102 Ticker: 6147 | ||||
Meeting Date: 16-Jun-21 | ||||
1 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
2 | 2020 Earnings Distribution Plan | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to the Procedures for Acquisition or | |||
Disposal of Assets | Management | For | Voted - For | |
5 | Amendments to the Rules and Procedures of | |||
Shareholders Meetings | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
CIMC ENRIC HOLDINGS LTD | ||||
Security ID: G2198S109 Ticker: 3899 | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect YU Yuqun | Management | For | Voted - For |
1.2 | Elect ZENG Han | Management | For | Voted - For |
1.3 | Elect ZHANG Xueqian | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
115
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Spin-off and Listing of CIMC Safeway Technologies | |||
Co., Ltd | Management | For | Voted - For | |
CNOOC LTD. | ||||
Security ID: Y1662W117 Ticker: 0883 | ||||
Meeting Date: 20-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Supplemental Agreement and Amendments to the | |||
Existing Non-Compete Undertaking | Management | For | Voted - For | |
COCA COLA ICECEK SANAYI A.S. | ||||
Security ID: M2R39A121 Ticker: CCOLA | ||||
Meeting Date: 17-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Closing | Management | For | Voted - For |
Meeting Date: 29-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
5 | Presentation of Directors' Report | Management | For | Voted - For |
6 | Presentation of Auditors' Report | Management | For | Voted - For |
7 | Financial Statements | Management | For | Voted - For |
8 | Ratification of Board Acts | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Ratification of Co-Option of Sedef Salingan Sahin | Management | For | Voted - For |
11 | Election of Directors; Board Term Length; | |||
Directors' Fees | Management | For | Voted - Against | |
12 | Amendments to Articles | Management | For | Voted - For |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Presentation of Report on Charitable Donations | Management | For | Voted - For |
15 | Presentation of Report on Guarantees | Management | For | Voted - For |
16 | Presentation of Report on Competing Activities | Management | For | Voted - For |
17 | Authority to Carry out Competing Activities or | |||
Related Party Transactions | Management | For | Voted - Against |
116
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Closing | Management | For | Voted - For |
COMPANHIA PARANAENSE DE ENERGIA - COPEL | ||||
Security ID: P30557139 Ticker: CPLE3 | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Marco Antonio Bologna as Board Member | |||
Presented by Preferred Shareholders | Management | N/A | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Cumulate Common and Preferred Shares | Management | N/A | Voted - For |
COUNTRY GARDEN HOLDINGS COMPANY LIMITED | ||||
Security ID: G24524103 Ticker: 2007 | ||||
Meeting Date: 24-May-21 | ||||
1.1 | Elect YEUNG Kwok Keung | Management | For | Voted - Against |
1.2 | Elect YANG Ziying | Management | For | Voted - For |
1.3 | Elect SONG Jun | Management | For | Voted - For |
1.4 | Elect TONG Wui Tung | Management | For | Voted - For |
1.5 | Elect HUANG Hongyan | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CYFROWY POLSAT SA | ||||
Security ID: X1809Y100 Ticker: CPS | ||||
Meeting Date: 23-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Agenda Item | N/A | Non-Voting | |
3 | Election of Presiding Chair | Management | For | Voted - For |
4 | Compliance with Rules of Convocation | Management | For | Voted - For |
5 | Election of Voting Commission | Management | For | Voted - For |
6 | Agenda | Management | For | Voted - For |
7 | Presentation of Management Board Reports | Management | For | Voted - For |
8 | Presentation of Supervisory Board Report (Accounts | |||
and | ||||
Reports; Profit Allocation) | Management | For | Voted - For |
117
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Presentation of the Supervisory Board Report | |||
(Company's Standing) | Management | For | Voted - For | |
10 | Management Board Report | Management | For | Voted - For |
11 | Financial Statements | Management | For | Voted - For |
12 | Management Board Report (Consolidated) | Management | For | Voted - For |
13 | Financial Statements (Consolidated) | Management | For | Voted - For |
14 | Supervisory Board Report | Management | For | Voted - For |
15 | Ratification of Management Board Acts | Management | For | Voted - For |
16 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
17 | Allocation of Profits/Dividends | Management | For | Voted - For |
18 | Supervisory Board Size; Changes to the Supervisory | |||
Board Composition | Management | For | Voted - Abstain | |
19 | Amendments to Mortgage Agreement | Management | For | Voted - For |
20 | Authority to Register Shares in the Securities | |||
Depository | Management | For | Voted - For | |
21 | Remuneration Policy | Management | For | Voted - Against |
22 | Non-Voting Agenda Item | N/A | Non-Voting | |
Meeting Date: 24-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Election of Presiding Chair | Management | For | Voted - For |
5 | Compliance with Rules of Convocation | Management | For | Voted - For |
6 | Election of Voting Commission | Management | For | Voted - For |
7 | Agenda | Management | For | Voted - For |
8 | Presentation of Management Board Reports | Management | For | Voted - For |
9 | Presentation of Supervisory Board Reports | Management | For | Voted - For |
10 | Presentation of the Supervisory Board Report | |||
(Company's Standing) | Management | For | Voted - For | |
11 | Management Board Report | Management | For | Voted - For |
12 | Financial Statements | Management | For | Voted - For |
13 | Management Board Report (Consolidated) | Management | For | Voted - For |
14 | Financial Statements (Consolidated) | Management | For | Voted - For |
15 | Supervisory Board Report | Management | For | Voted - For |
16 | Remuneration Report | Management | For | Voted - Against |
17 | Ratification of Management Acts | Management | For | Voted - For |
18 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
19 | Allocation of Profits/Dividends | Management | For | Voted - For |
20 | Supervisory Board Size; Changes to the Supervisory | |||
Board Members Composition | Management | For | Voted - Abstain | |
21 | Non-Voting Agenda Item | N/A | Non-Voting | |
22 | Non-Voting Meeting Note | N/A | Non-Voting |
118
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CYIENT LTD | ||||
Security ID: Y4082D131 Ticker: CYIENT | ||||
Meeting Date: 31-Jul-20 | ||||
1.1 | Elect Krishna Bodanapu | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Appoint B.V.R. Mohan Reddy (Executive Chairman); | |||
Approval of Remuneration | Management | For | Voted - For | |
4 | Appointment of Ashok Reddy (Relative of B.V.R. | |||
Mohan Reddy, Executive Chair) as Advisor to the | ||||
Company; Approve remuneration | Management | For | Voted - For | |
5 | Amendment to Foreign Investor Restrictions | Management | For | Voted - For |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 21-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Approval of CYIENT Associate Stock Option Scheme | |||
2021 | Management | For | Voted - Against | |
3 | Extension of CYIENT Associate Stock Option Scheme | |||
2021 to Subsidiaries | Management | For | Voted - Against | |
4 | Authorisation to Trust to Make Secondary Acquisition | Management | For | Voted - Against |
5 | Provision of Money to the Trust to Acquire Shares | |||
for the CYIENT Associate Stock Option Scheme 2021 | Management | For | Voted - Against | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Alain De Taeye | Management | For | Voted - For |
1.2 | Elect Ramesh Abhishek | Management | For | Voted - For |
1.3 | Elect Karthikeyan Natarajan | Management | For | Voted - For |
1.4 | Elect Ajay Aggarwal | Management | For | Voted - For |
1.5 | Elect Vikas Sehgal | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Appoint Karthikeyan Natarajan (Executive Director | |||
and COO); Approval of Remuneration | Management | For | Voted - Against | |
5 | Appoint Ajay Aggarwal (Executive Director and CFO); | |||
Approval of Remuneration | Management | For | Voted - Against | |
6 | Payment of Remuneration to B.V.R. Mohan Reddy | |||
(Non-Executive Director) | Management | For | Voted - Against | |
DAELIM INDUSTRIAL | ||||
Security ID: Y1860N109 Ticker: 000210 | ||||
Meeting Date: 04-Dec-20 | ||||
1.1 | Elect BAE Weon Bog | Management | For | Voted - Against |
1.2 | Elect SHIN Hyun Sik | Management | For | Voted - For |
119
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect LEE Han Sang | Management | For | Voted - For |
1.4 | Elect LEE Young Myung | Management | For | Voted - For |
1.5 | Elect LEE Yoon Jeong | Management | For | Voted - For |
2 | Spin-off | Management | For | Voted - For |
3 | Election of Audit Committee Member: LEE Han Sang | Management | For | Voted - For |
4 | Election of Audit Committee Member: LEE Young Myung | Management | For | Voted - For |
5 | Election of Audit Committee Member: LEE Yoon Jeong | Management | For | Voted - For |
6 | Adoption of Executive Officer Retirement Allowance | |||
Policy | Management | For | Voted - For | |
DALI FOODS GROUP CO LTD. | ||||
Security ID: G2743Y106 Ticker: 3799 | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect XU Shihui | Management | For | Voted - Against |
1.2 | Elect ZHUANG Weiqiang | Management | For | Voted - For |
1.3 | Elect XU Yangyang | Management | For | Voted - Against |
1.4 | Elect HUANG Jiaying | Management | For | Voted - For |
1.5 | Elect XU Biying | Management | For | Voted - For |
1.6 | Elect HU Xiaoling | Management | For | Voted - Against |
1.7 | Elect CHENG Hanchuan | Management | For | Voted - For |
1.8 | Elect LIU Xiaobin | Management | For | Voted - For |
1.9 | Elect LIN Zhijun | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
DB HITEK CO., LTD. | ||||
Security ID: Y3R69A103 Ticker: 000990 | ||||
Meeting Date: 29-Mar-21 | ||||
1.1 | Elect YANG Seung Joo | Management | For | Voted - Against |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Jun Dong | Management | For | Voted - For | |
5 | Directors' Fees | Management | For | Voted - For |
120
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DB INSURANCE CO., LTD. | ||||
Security ID: Y2096K109 Ticker: 005830 | ||||
Meeting Date: 26-Mar-21 | ||||
1.1 | Elect CHOI Jung Ho | Management | For | Voted - For |
1.2 | Elect MOON Jung Suk | Management | For | Voted - For |
1.3 | Elect KIM Jeong Nam | Management | For | Voted - For |
1.4 | Elect CHUNG Jong Pyo | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | ||||
Management | For | Voted - Against | ||
3 | Amendments to Articles (Bundled) | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Sung Kuk | Management | For | Voted - Against | |
5 | Election of Audit Committee Member: CHOI Jung Ho | Management | For | Voted - For |
6 | Election of Audit Committee Member: MOON Jung Suk | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
DL HOLDINGS CO.,LTD | ||||
Security ID: Y1860N109 Ticker: 000210 | ||||
Meeting Date: 26-Mar-21 | ||||
1 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
2 | Directors' Fees | Management | For | Voted - For |
DMCI HOLDINGS INC | ||||
Security ID: Y2088F100 Ticker: DMC | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Re-election of Antonio Jose U. Periquet, Jr. as | |||
Independent Director | Management | For | Voted - Against | |
1.2 | Re-election of Honorio Reyes-Lao as Independent | |||
Director | Management | For | Voted - Against | |
1.3 | Elect Isidro A. Consunji | Management | For | Voted - For |
1.4 | Elect Cesar A. Buenaventura | Management | For | Voted - Against |
1.5 | Elect Jorge A. Consunji | Management | For | Voted - Against |
1.6 | Elect Herbert M. Consunji | Management | For | Voted - For |
1.7 | Elect Edwina C. Laperal | Management | For | Voted - For |
1.8 | Elect Luz Consuelo A. Consunji | Management | For | Voted - For |
1.9 | Elect Maria Cristina C. Gotianun | Management | For | Voted - For |
1.10 | Elect Antonio Jose U. Periquet, Jr. | Management | For | Voted - Against |
1.11 | Elect Honorio Reyes-Lao | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Call To Order | Management | For | Voted - For |
4 | Report On Attendance And Quorum | Management | For | Voted - For |
121
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Meeting Minutes | Management | For | Voted - For |
6 | Management Report | Management | For | Voted - For |
7 | Ratification of Board Acts | Management | For | Voted - For |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Right to Adjourn Meeting | Management | For | Voted - For |
DONGFANG ELECTRIC CO LTD | ||||
Security ID: Y20958107 Ticker: 1072 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect ZHANG Jilie as Supervisor | Management | For | Voted - Against |
1.2 | Elect FENG Yong as Supervisor | Management | For | Voted - For |
1.3 | Elect YU Peigen | Management | For | Voted - For |
1.4 | Elect XU Peng | Management | For | Voted - For |
1.5 | Elect BAI Yong | Management | For | Voted - For |
1.6 | Elect ZHANG Yanjun | Management | For | Voted - For |
1.7 | Elect LIU Dengqing | Management | For | Voted - For |
1.8 | Elect HUANG Feng | Management | For | Voted - For |
1.9 | Elect MA Yongqiang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Directors' Fees | Management | For | Voted - For |
9 | Supervisors' Fees | Management | For | Voted - For |
10 | Repurchase and Cancellation of Restricted Shares | Management | For | Voted - For |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Repurchase and Cancellation of Restricted Shares | Management | For | Voted - For |
DONGFENG MOTOR GROUP CO | ||||
Security ID: Y21042109 Ticker: 0489 | ||||
Meeting Date: 01-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Increase in Proportion of Cash Dividends of the | |||
Company within three years upon A Share Offering | ||||
and Listing | Management | For | Voted - For |
122
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DONGFENG MOTOR GROUP CO. | ||||
Security ID: Y21042109 Ticker: 0489 | ||||
Meeting Date: 25-Aug-20 | ||||
1.1 | Elect Philip LEUNG Wai Lap | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Amendments to Procedural Rules of Shareholder | |||
Meetings | Management | For | Voted - Against | |
6 | Amendments to Articles of Association | Management | For | Voted - Against |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 25-Sep-20 | ||||
1.1 | Elect ZHU Yangfeng | Management | For | Voted - Against |
1.2 | Elect LI Shaozhu | Management | For | Voted - Against |
1.3 | Elect YOU Zheng | Management | For | Voted - For |
1.4 | Elect YANG Qing | Management | For | Voted - For |
1.5 | Elect Philip LEUNG Wai Lap | Management | For | Voted - For |
1.6 | Elect ZONG Qingsheng | Management | For | Voted - For |
1.7 | Elect HU Yiguang | Management | For | Voted - For |
1.8 | Elect HE Wei as Supervisor | Management | For | Voted - For |
1.9 | Elect BAO Hongxiang as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Plan of A Shares Offering | Management | For | Voted - For |
5 | Board Authorization regarding A Shares Offering | Management | For | Voted - For |
6 | Use of Proceeds Raised from A Share Offering and | |||
Feasibility Analysis Report | Management | For | Voted - For | |
7 | Accumulated Profits Distribution Plan | Management | For | Voted - For |
8 | Three-year Dividend Distribution Plan | Management | For | Voted - For |
9 | Dilution of Immediate Returns and Remedial Measures | Management | For | Voted - For |
10 | A Share Price Stabilization Plan | Management | For | Voted - For |
11 | Amendments to Articles | Management | For | Voted - For |
12 | Undertakings as to A Shares Offering | Management | For | Voted - For |
13 | Formulation of Administrative System for A Share | |||
Connected Transactions | Management | For | Voted - For | |
14 | Formulation of Administrative System for External | |||
Guarantees | Management | For | Voted - For | |
15 | Formulation of Administrative System for A Share | |||
Proceeds | Management | For | Voted - For | |
16 | Amendments to Rules of Procedure of Shareholders | |||
General Meeting | Management | For | Voted - For | |
17 | Amendments to Rules of Procedure of Meeting of | |||
Board of Directors | Management | For | Voted - For | |
18 | Amendments to Rules of Procedure of Meeting of | |||
Supervisory Committee | Management | For | Voted - For |
123
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
19 | Formulation of Working | |||
Rules of Independent | ||||
Non-executive Directors | Management | For | Voted - For | |
20 | Adjustment of Work Subsidy Standard Plan for | |||
Relevant External Directors | Management | For | Voted - For | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
22 | Non-Voting Meeting Note | N/A | Non-Voting | |
23 | Plan of A Shares Offering | Management | For | Voted - For |
24 | Board Authorization regarding A Shares Offering | Management | For | Voted - For |
25 | Use of Proceeds Raised from A Share Offering and | |||
Feasibility Analysis Report | Management | For | Voted - For | |
26 | Accumulated Profits Distribution Plan | Management | For | Voted - For |
27 | Dilution of Immediate Returns and Remedial Measures | Management | For | Voted - For |
28 | A Share Price Stabilization Plan | Management | For | Voted - For |
29 | Undertakings as to A Shares Offering | Management | For | Voted - For |
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect HUANG Wei | Management | For | Voted - For |
1.2 | Elect YANG Qing | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Allocation of Interim Dividends | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Directors' and Supervisors' Fees | Management | For | Voted - For |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
DONGKOOK PHARMACEUTICAL CO., LTD. | ||||
Security ID: Y2098D103 Ticker: 086450 | ||||
Meeting Date: 11-Aug-20 | ||||
1 | Amendments to Articles | Management | For | Voted - For |
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect KWON Ki Bum | Management | For | Voted - For |
1.2 | Elect YEO Byung Min | Management | For | Voted - Against |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - Against |
5 | Corporate Auditors' Fees | Management | For | Voted - For |
124
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EASTERN TOBACCO | ||||
Security ID: M2932V106 Ticker: EAST | ||||
Meeting Date: 25-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Auditors' Report | Management | For | Voted - For |
4 | Financial Statements | Management | For | Voted - Against |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Employees Bonus | Management | For | Voted - Abstain |
7 | Ratification of Board Resolutions and Acts | Management | For | Voted - Against |
8 | Directors' Fees | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Abstain |
10 | Netting Contracts | Management | For | Voted - Abstain |
11 | Delisting of Lands | Management | For | Voted - Abstain |
12 | Charitable Donations | Management | For | Voted - Abstain |
EDP - ENERGIAS DO BRASIL SA | ||||
Security ID: P3769R108 Ticker: ENBR3 | ||||
Meeting Date: 19-Feb-21 | ||||
1.1 | Elect Ana Paula Garrido de Pina Marques | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Amendments to Articles (Management Board) | Management | For | Voted - For |
5 | Consolidation of Articles | Management | For | Voted - For |
6 | Board Size | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Election of Board Chair and Vice-Chair | Management | For | Voted - For |
9 | Authorization of Legal Formalities | Management | For | Voted - For |
10 | Instructions if Meeting is Held on Second Call | Management | N/A | Voted - Against |
Meeting Date: 09-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Capital Expenditure Budget | Management | For | Voted - For |
6 | Remuneration Policy | Management | For | Voted - For |
7 | Request Establishment of Supervisory Council | Management | N/A | Voted - Abstain |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
10 | Amendments to Articles (Management Board) | Management | For | Voted - For |
11 | Consolidation of Articles | Management | For | Voted - For |
12 | Authorization of Legal Formalities | Management | For | Voted - For |
125
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EL SEWEDY ELECTRIC | ||||
Security ID: M398AL106 Ticker: SWDY | ||||
Meeting Date: 04-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Auditor's Report | Management | For | Voted - For |
4 | Financial Statements | Management | For | Voted - For |
5 | Corporate Governance Report | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Netting Contracts | Management | For | Voted - Abstain |
8 | Adopt Board Decisions | Management | For | Voted - Abstain |
9 | Ratification of Board Acts | Management | For | Voted - For |
10 | Directors' Fees | Management | For | Voted - Abstain |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Abstain |
12 | Charitable Donations | Management | For | Voted - Abstain |
13 | Election of Directors | Management | For | Voted - Abstain |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Amendments to Article 4 | Management | For | Voted - Abstain |
ENEL AMERICAS SA | ||||
Security ID: P37186106 Ticker: ENELAM | ||||
Meeting Date: 18-Dec-20 | ||||
1 | Merger (EGP Americas) | Management | For | Voted - For |
2 | Related Party Transactions (EGP Americas) | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Authorization of Legal Formalities | Management | For | Voted - For |
5 | Related Party Transactions | Management | For | Voted - For |
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Francisco de Borja Acha Besga | Management | For | Voted - For |
1.2 | Elect Domingo Cruzat Amunategui | Management | For | Voted - For |
1.3 | Elect Giulia Genuardi | Management | For | Voted - For |
1.4 | Elect Patricio Gomez Sabaini | Management | For | Voted - For |
1.5 | Elect Francesca Gostinelli | Management | For | Voted - For |
1.6 | Elect Hernan Somerville Senn | Management | For | Voted - For |
1.7 | Elect Jose Antonio Vargas Lleras | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Directors' Committee's Fees and Budget | Management | For | Voted - For |
7 | Presentation of Report of the Board of Directors | |||
Expenses and Directors' Committee Acts and | ||||
Expenditures | Management | For | Voted - For |
126
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Appointment of Risk Rating Agency | Management | For | Voted - For |
10 | Investment and Finance Policy | Management | For | Voted - For |
11 | Dividend Policy | Management | For | Voted - For |
12 | Related Party Transactions | Management | For | Voted - For |
13 | Report on Circular No. 1816 | Management | For | Voted - For |
14 | Transaction of Other Business | Management | N/A | Voted - Against |
15 | Authorization of Legal Formalities | Management | For | Voted - For |
EXXARO RESOURCES LIMITED | ||||
Security ID: S26949107 Ticker: EXX | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Likhapha Mbatha | Management | For | Voted - For |
1.2 | Elect Isaac Li Mophatlane | Management | For | Voted - For |
1.3 | Elect Chanda Nxumalo | Management | For | Voted - For |
1.4 | Elect Mandlesilo (Mandla) Msimang | Management | For | Voted - For |
1.5 | Elect Nombasa Tsengwa | Management | For | Voted - For |
1.6 | Elect Mvuleni Geoffrey Qhena | Management | For | Voted - For |
1.7 | Elect Audit Committee Member (Mark J. Moffett) | Management | For | Voted - For |
1.8 | Elect Audit Committee Member (Isaac Li Mophatlane) | Management | For | Voted - For |
1.9 | Elect Audit Committee Member (Ras Myburgh) | Management | For | Voted - For |
1.10 | Elect Audit Committee Member (Vuyisa Nkonyeni) | Management | For | Voted - For |
1.11 | Elect Audit Committee Member (Chanda Nxumalo) | Management | For | Voted - For |
1.12 | Elect Social and Ethics Committee Member (Geraldine | |||
J. Fraser-Moleketi) | Management | For | Voted - For | |
1.13 | Elect Social and Ethics Committee Member (Likhapha | |||
Mbatha) | Management | For | Voted - For | |
1.14 | Elect Social and Ethics Committee Member (Isaac Li | |||
Mophatlane) | Management | For | Voted - For | |
1.15 | Elect Social and Ethics Committee Member (Peet | |||
Snyders) | Management | For | Voted - For | |
2 | Appointment of Auditor (FY2021) | Management | For | Voted - For |
3 | Appointment of Auditor (FY2022) | Management | For | Voted - For |
4 | Authorisation of Legal Formalities | Management | For | Voted - For |
5 | Amendment to Deferred Bonus Plan | Management | For | Voted - For |
6 | Amendment to Long-Term Incentive Plan | Management | For | Voted - For |
7 | Approve NEDs' Fees | Management | For | Voted - For |
8 | Approve Financial Assistance (Section 44) | Management | For | Voted - For |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Approve Financial Assistance (Section 45) | Management | For | Voted - For |
11 | Approve Remuneration Policy | Management | For | Voted - For |
12 | Approve Remuneration Implementation Report | Management | For | Voted - For |
127
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FAR EAST HORIZON LIMITED | ||||
Security ID: Y24286109 Ticker: 3360 | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect KONG Fanxing | Management | For | Voted - For |
1.2 | Elect WANG Mingzhe | Management | For | Voted - For |
1.3 | Elect YANG Lin | Management | For | Voted - For |
1.4 | Elect LIU Haifeng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
FIBRA UNO ADMINISTRACION S.A. DE C.V. | ||||
Security ID: P3515D163 Ticker: FUNO11 | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Or Ratify Ignacio Trigueros Legarreta As | |||
Member Of Technical Committee Proposed By | ||||
Nominations And Compensations Committee | ||||
Management | N/A | Take No Action | ||
1.2 | Elect Or Ratify Antonio Hugo Franck Cabrera As | |||
Member Of Technical Committee Proposed By | ||||
Nominations And Compensations Committee | ||||
Management | N/A | Take No Action | ||
1.3 | Elect Or Ratify Ruben Goldberg Javkin As Member Of | |||
Technical Committee Proposed By Nominations And | ||||
Compensations Committee | ||||
Management | N/A | Take No Action | ||
1.4 | Elect Or Ratify Herminio Blanco Mendoza As Member | |||
Of Technical Committee Proposed By Nominations And | ||||
Compensations Committee | ||||
Management | N/A | Take No Action | ||
1.5 | Elect Or Ratify Alberto Felipe Mulas Alonso As | |||
Member Of Technical Committee Proposed By | ||||
Nominations And Compensations Committee | ||||
Management | N/A | Take No Action | ||
1.6 | Elect Or Ratify Members, Alternates And Secretary | |||
Non-Member Of Technical Committee | ||||
Management | N/A | Take No Action | ||
2 | Accept Reports Of Audit, Corporate Practices, | |||
Nominating And Remuneration Committees | ||||
Management | N/A | Take No Action |
128
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Accept Technical Committee Report On Compliance In | |||
Accordance To Article 172 Of General Mercantile | ||||
Companies Law | ||||
Management | N/A | Take No Action | ||
4 | Accept Report Of Trust Managers In Accordance To | |||
Article 44 Xi Of Securities Market Law, Including | ||||
Technical Committees Opinion On That Report | ||||
Management | N/A | Take No Action | ||
5 | Accept Technical Committee Report On Operations And | |||
Activities Undertaken | ||||
Management | N/A | Take No Action | ||
6 | Approve Financial Statements And Allocation Of | |||
Income | ||||
Management | N/A | Take No Action | ||
7 | Approve Remuneration Of Technical Committee Members | |||
Management | N/A | Take No Action | ||
8 | Appoint Legal Representatives | |||
Management | N/A | Take No Action | ||
9 | Approve Minutes Of Meeting | |||
Management | N/A | Take No Action | ||
FLEXIUM INTERCONNECT INC. | ||||
Security ID: Y2573J104 Ticker: 6269 | ||||
Meeting Date: 17-Jun-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Release of Non-compete Restrictions | Management | For | Voted - For |
5 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - Against | |
6 | Amendments to Procedural Rules for Acquisition and | |||
Disposal of Assets | Management | For | Voted - For | |
7 | Amendments to Procedural Rules for Loans | Management | For | Voted - For |
8 | Amendments to Procedural Rules for Endorsements and | |||
Guarantees | Management | For | Voted - For | |
FUBON FINANCIAL HOLDING CO. LTD. | ||||
Security ID: Y26528102 Ticker: 2881 | ||||
Meeting Date: 11-Jun-21 | ||||
1 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
2 | 2020 Earnings Distribution Plan | Management | For | Voted - For |
3 | Issuance of New Shares from Capitalization of the | |||
Company's Capital Reserve | Management | For | Voted - For | |
4 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
5 | Amendments to the Company's Rules Governing the | |||
Procedures for Shareholders' Meetings | Management | For | Voted - For |
129
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GAZPROM | ||||
Security ID: 368287207 Ticker: GAZP | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Viktor A. Zubkov | Management | For | Voted - Abstain |
1.2 | Elect Timur A. Kulibaev | Management | For | Voted - For |
1.3 | Elect Denis V. Manturov | Management | For | Voted - Abstain |
1.4 | Elect Vitaly A. Markelov | Management | For | Voted - Abstain |
1.5 | Elect Viktor G Martynov | Management | For | Voted - For |
1.6 | Elect Vladimir A. Mau | Management | For | Voted - For |
1.7 | Elect Alexander V. Novak | Management | For | Voted - Abstain |
1.8 | Elect Mikhail L. Sereda | Management | For | Voted - Abstain |
1.9 | Elect Nikolai G. Shulginov | Management | For | Voted - Abstain |
1.10 | Elect Tatyana V. Zobkova | Management | For | Voted - For |
1.11 | Elect Ilya I. Karpov | Management | For | Voted - For |
1.12 | Elect Tatyana V. Fisenko | Management | For | Voted - For |
1.13 | Elect Pavel G. Shumov | Management | For | Voted - For |
1.14 | Elect Alexey V. Yakovlev | Management | For | Voted - For |
2 | Annual Report | Management | For | Voted - For |
3 | Financial Statements | Management | For | Voted - For |
4 | Allocation of Profits | Management | For | Voted - For |
5 | Dividends | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Audit Commission Fees | Management | For | Voted - For |
10 | Amendments to Articles | Management | For | Voted - For |
11 | Amendments to Board of Directors Regulations | Management | For | Voted - For |
12 | Non-Voting Agenda Item | N/A | Non-Voting | |
13 | Non-Voting Agenda Item | N/A | Non-Voting | |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
GEELY AUTOMOBILE HOLDINGS LTD. | ||||
Security ID: G3777B103 Ticker: 0175 | ||||
Meeting Date: 29-Jul-20 | ||||
1 | Proposed RMB Share Issue and Specific Mandate | Management | For | Voted - For |
2 | Board Authority to Handle all Matters Related to | |||
Proposed RMB Share Issue and Specific Mandate | Management | For | Voted - For | |
3 | Plan for Distribution of Profits Accumulated before | |||
Proposed RMB Share Issue | Management | For | Voted - For | |
4 | Dividend Return Plan for Next Three Years | Management | For | Voted - For |
5 | Undertakings and Corresponding Binding Measures in | |||
Connection with Proposed RMB Share Issue | Management | For | Voted - For |
130
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Policy for Stabilisation of Price of RMB Shares for | |||
Three Years after Proposed RMB Share Issue | Management | For | Voted - For | |
7 | Use of Proceeds from Proposed RMB Share Issue | Management | For | Voted - For |
8 | Remedial Measures for Potential Dilution | Management | For | Voted - For |
9 | Adoption of Policy Governing Procedures for Holding | |||
of General Meetings | Management | For | Voted - For | |
10 | Adoption of Policy Governing Procedures for Holding | |||
of Board Meetings | Management | For | Voted - For | |
11 | Amendments to Articles of Association | Management | For | Voted - For |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
GLOBAL MIXED-MODE TECHNOLOGY INC. | ||||
Security ID: Y2717S101 Ticker: 8081 | ||||
Meeting Date: 10-Jun-21 | ||||
1 | To Accept 2020 Financial Statements And Business | |||
Report. | Management | For | Voted - For | |
2 | To Accept the Proposal for Distribution of 2020 | |||
Profits. Proposed Cash Dividend: TWD 9.5 Per Share. | Management | For | Voted - For | |
GLOBE TELECOM INC | ||||
Security ID: Y27257149 Ticker: GLO | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Jaime Augusto Zobel de Ayala | Management | For | Voted - Against |
1.2 | Elect Arthur LANG Tao Yih | Management | For | Voted - Against |
1.3 | Elect Fernando Zobel de Ayala | Management | For | Voted - Against |
1.4 | Elect Samba Natarajan | Management | For | Voted - For |
1.5 | Elect Ernest L. Cu | Management | For | Voted - For |
1.6 | Elect Delfin L. Lazaro | Management | For | Voted - For |
1.7 | Elect Romeo L. Bernardo | Management | For | Voted - For |
1.8 | Elect Cezar Peralta Consing | Management | For | Voted - Against |
1.9 | Elect Rex Ma. A. Mendoza | Management | For | Voted - Against |
1.10 | Elect SAW Phaik Hwa | Management | For | Voted - For |
1.11 | Elect Cirilo P. Noel | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Call To Order | Management | For | Voted - For |
4 | Proof of Notice, Determination of Quorum and Rules | |||
of Conduct and Procedures | Management | For | Voted - For | |
5 | Meeting Minutes | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Ratification of Board Acts | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Adjournment | Management | For | Voted - For |
131
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GREAT WALL MOTOR CO., LTD. | ||||
Security ID: Y2882P106 Ticker: 2333 | ||||
Meeting Date: 23-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Capital Increase and Related Party Transactions | Management | For | Voted - For |
GREAT WALL MOTOR COMPANY LIMITED | ||||
Security ID: Y2882P106 Ticker: 2333 | ||||
Meeting Date: 10-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Related Party Transaction with Spotlight Automotive | |||
Ltd | Management | For | Voted - For | |
Meeting Date: 18-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Eligibility for the Issuance of Convertible Bonds | Management | For | Voted - For |
3 | Type | Management | For | Voted - For |
4 | Size | Management | For | Voted - For |
5 | Par Value And Issue Price | Management | For | Voted - For |
6 | Term | Management | For | Voted - For |
7 | Coupon Rate | Management | For | Voted - For |
8 | Method of Repayment and Interest Payment | Management | For | Voted - For |
9 | Conversion Period | Management | For | Voted - For |
10 | Conversion Price | Management | For | Voted - For |
11 | Downward Adjustment of Conversion Price | Management | For | Voted - For |
12 | Determination of Number of Convertible Shares | Management | For | Voted - For |
13 | Redemption | Management | For | Voted - For |
14 | Sale Back | Management | For | Voted - For |
15 | Entitlement To Dividend | Management | For | Voted - For |
16 | Issuance Method and Target Subscribers | Management | For | Voted - For |
17 | Subscription Arrangement for Existing A Shareholders | Management | For | Voted - For |
18 | Bondholders And Bondholders' Meetings | Management | For | Voted - For |
19 | Use Of Proceeds | Management | For | Voted - For |
20 | Rating | Management | For | Voted - For |
21 | Management And Deposit For Proceeds Raised | Management | For | Voted - For |
22 | Guarantee And Security | Management | For | Voted - For |
23 | Validity Period | Management | For | Voted - For |
24 | Approval of Plan for Issuance of Convertible Bonds | Management | For | Voted - For |
25 | Feasibility Report on the Use of Proceeds Raised by | |||
the Issuance of Convertible Bonds | Management | For | Voted - For | |
26 | Exemption from Preparation of Reports on the Use of | |||
Previously Raised Proceeds | Management | For | Voted - For | |
27 | Recovery Measures and Undertakings in relation to | |||
Dilutive Impact on Immediate Returns | Management | For | Voted - For | |
28 | Shareholders Return Plan (2020-2022) | Management | For | Voted - For |
132
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
29 | Establishment of Procedural Rules of Boldholders' | |||
Meetings | Management | For | Voted - For | |
30 | Amendments of Rules for Use of Proceeds from Fund | |||
Raisings (Revised) | Management | For | Voted - Abstain | |
31 | Possible Subscriptions of Convertible Bonds by | |||
Related Parties | Management | For | Voted - For | |
32 | Board Authorization to Handle Matters in regard to | |||
the Issuance of Convertible Bonds | Management | For | Voted - For | |
33 | Non-Voting Meeting Note | N/A | Non-Voting | |
34 | Type | Management | For | Voted - For |
35 | Size | Management | For | Voted - For |
36 | Par Value And Issue Price | Management | For | Voted - For |
37 | Term | Management | For | Voted - For |
38 | Coupon Rate | Management | For | Voted - For |
39 | Method of Repayment and Interest Payment | Management | For | Voted - For |
40 | Conversion Period | Management | For | Voted - For |
41 | Conversion Price | Management | For | Voted - For |
42 | Downward Adjustment of Conversion Price | Management | For | Voted - For |
43 | Determination of Number of Convertible Shares | Management | For | Voted - For |
44 | Redemption | Management | For | Voted - For |
45 | Sale Back | Management | For | Voted - For |
46 | Entitlement To Dividend | Management | For | Voted - For |
47 | Issuance Method and Target Subscribers | Management | For | Voted - For |
48 | Subscription Arrangement for Existing A Shareholders | Management | For | Voted - For |
49 | Bondholders And Bondholders' Meetings | Management | For | Voted - For |
50 | Use Of Proceeds | Management | For | Voted - For |
51 | Rating | Management | For | Voted - For |
52 | Management And Deposit For Proceeds Raised | Management | For | Voted - For |
53 | Guarantee And Security | Management | For | Voted - For |
54 | Validity Period | Management | For | Voted - For |
55 | Authority to Issue Convertible Bonds | Management | For | Voted - For |
56 | Board Authorization to Handle Matters in regard to | |||
the Issuance of Convertible Bonds | Management | For | Voted - For | |
Meeting Date: 15-Jan-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Registration and Issuance of Super Short-term | |||
Commercial Papers and Authorisation | Management | For | Voted - For | |
Meeting Date: 24-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Profit Distribution Proposal for the First Three | |||
Quarters of 2020 | Management | For | Voted - For | |
Meeting Date: 18-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Grant of Reserved Restricted Shares to the | |||
Directors of the Company's Significant Subsidiaries | Management | For | Voted - For |
133
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 23-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Directors' Report | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Annual Report | Management | For | Voted - For |
7 | Independent Directors' Report | Management | For | Voted - For |
8 | Supervisors' Report | Management | For | Voted - For |
9 | Business Strategy for 2020 | Management | For | Voted - For |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
11 | Authority to Give Guarantees | Management | For | Voted - For |
12 | Authority to Issue A and/or H Shares w/o Preemptive | |||
Rights | Management | For | Voted - Against | |
13 | Authority to Repurchase A and H Shares | Management | For | Voted - For |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Authority to Repurchase A and H Shares | Management | For | Voted - For |
GRUPO FINANCIERO BANORTE, S.A.B. DE C.V. | ||||
Security ID: P49501201 Ticker: GFNORTE | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Thomas Stanley Heather Rodriguez as Audit and | |||
Corporate Governance Committee Chair | Management | For | Voted - For | |
2 | Accounts and Reports; Ratification of Board, CEO | |||
and Committees Acts | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Report on Tax Compliance | Management | For | Voted - For |
5 | Election of Directors; Elect Board Secretary; | |||
Exempt Directors from Providing Own Indemnification | Management | For | Voted - For | |
6 | Directors' Fees | Management | For | Voted - For |
7 | Report on the Company's Repurchase Program; | |||
Authority to Repurchase Shares | Management | For | Voted - For | |
8 | Election of Meeting Delegates | Management | For | Voted - For |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
10 | Amendments to Article 2 | Management | For | Voted - For |
11 | Amendment to Liability Agreement | Management | For | Voted - For |
12 | Election of Meeting Delegates | Management | For | Voted - For |
GRUPO MEXICO S.A. | ||||
Security ID: P49538112 Ticker: GMEXICO | ||||
Meeting Date: 30-Apr-21 | ||||
1 | Accounts and Reports | Management | For | Voted - Abstain |
2 | Report on Tax Compliance | Management | For | Voted - For |
134
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Allocation of Profits/Dividends | Management | For | Voted - Abstain |
4 | Authority to Repurchase Shares; Report on Share | |||
Repurchase Program | Management | For | Voted - Abstain | |
5 | Ratification of Board, CEO and Board Committee Acts | Management | For | Voted - Abstain |
6 | Appointment of Auditor | Management | For | Voted - Abstain |
7 | Election of Directors; Election of Board Committee | |||
Chairs | ||||
and Members | Management | For | Voted - Abstain | |
8 | Directors' and Committee Members' Fees | Management | For | Voted - Abstain |
9 | Election of Meeting Delegates | Management | For | Voted - For |
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED | ||||
Security ID: Y2932P106 Ticker: 0874 | ||||
Meeting Date: 28-Aug-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Authority to Issue Medium-term Notes | Management | For | Voted - For |
3 | Authority to Issue Medium-term Notes and | |||
Super-short-term Debentures | Management | For | Voted - For | |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Auditor for Internal Control | Management | For | Voted - For |
Meeting Date: 23-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Change in Use of Proceeds for the Company's Fund | |||
Raising Activity | Management | For | Voted - For | |
3 | Use of Surplus Proceeds to Supplement Working | |||
Capital | Management | For | Voted - For | |
4 | Overseas Listing of Guangzhou Pharmaceuticals | |||
Company Limited | Management | For | Voted - For | |
5 | Compliance of Overseas Listing with Circular on | |||
Issues in Relation to Regulating Overseas Listing | ||||
of Subsidiaries of the PRC Listed Companies" | Management | For | Voted - For | |
6 | Undertaking of Maintaining the Independent Listing | |||
Status of the Company | Management | For | Voted - For | |
7 | Explanations on the Sustainable Profitability | |||
Statement and Prospects of the Company | Management | For | Voted - For | |
8 | Board Authorization | Management | For | Voted - For |
9 | Provision of Assured Entitlement to the H | |||
Shareholder(s) of the Company only for the Spin-off | ||||
and Overseas Listing | Management | For | Voted - For | |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Provision of Assured Entitlement to the H | |||
Shareholder(s) of the Company only for the Spin-off | ||||
and Overseas Listing | Management | For | Voted - For | |
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect JIAN Huidong as Supervisor | Management | For | Voted - Against |
135
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Financial Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Financial Budget | Management | For | Voted - For |
10 | Appointment of Auditor | Management | For | Voted - For |
11 | Auditor for the Internal Control | Management | For | Voted - For |
12 | Fees for Li Chuyuan | Management | For | Voted - For |
13 | Fees for Yang Jun | Management | For | Voted - For |
14 | Fees for Cheng Ning | Management | For | Voted - For |
15 | Fees for Liu Juyan | Management | For | Voted - For |
16 | Fees for Li Hong | Management | For | Voted - For |
17 | Fees for Wu Changhai | Management | For | Voted - For |
18 | Fees for Zhang Chunbo | Management | For | Voted - For |
19 | Fees for Wong Hin Wing | Management | For | Voted - For |
20 | Fees for Wang Weihong | Management | For | Voted - For |
21 | Fees for Chen Yajin | Management | For | Voted - For |
22 | Fees for Huang Min | Management | For | Voted - For |
23 | Fees for Cai Ruiyu | Management | For | Voted - For |
24 | Fees for Gao Yanzhu | Management | For | Voted - For |
25 | Fees for Cheng Jinyuan | Management | For | Voted - For |
26 | Approval of Banking Credit Lines | Management | For | Voted - For |
27 | Authority to Give Guarantee for Guangzhou | |||
Pharmaceutical Corporation | Management | For | Voted - Abstain | |
28 | Use of Idle Funds | Management | For | Voted - For |
29 | Shareholders' Return Plan from 2021-2023 | Management | For | Voted - Abstain |
GUANGZHOU R&F PROPERTIES CO. LTD. | ||||
Security ID: Y2933F115 Ticker: 2777 | ||||
Meeting Date: 09-Oct-20 | ||||
1.1 | Elect XIANG Lijun | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
GUANGZHOU R&F PROPERTIES COMPANY | ||||
Security ID: Y2933F115 Ticker: 2777 | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect LI Sze Lim | Management | For | Voted - Against |
1.2 | Elect ZHANG LI | Management | For | Voted - For |
1.3 | Elect Daniel NG Yau Wah | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
136
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Director's Report | Management | For | Voted - For |
5 | Supervisor's Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Declare Interim Dividends | Management | For | Voted - For |
10 | Application for Composite Credit Facilities | Management | For | Voted - For |
11 | Authority to Extend Guarantees | Management | For | Voted - Against |
12 | Approve 2020 Guarantees | Management | For | Voted - For |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
14 | Authority to Issue Debt Instruments | Management | For | Voted - For |
15 | Board Authorization to Issue Debt Instruments | Management | For | Voted - For |
16 | Increase in Authorized Capital | Management | For | Voted - For |
GUJARAT STATE FERTILIZERS & CHEMICALS LIMITED | ||||
Security ID: Y2946E139 Ticker: GSFC | ||||
Meeting Date: 30-Sep-20 | ||||
1.1 | Elect Sunaina Tomar | Management | For | Voted - Against |
1.2 | Elect Tapan Ray | Management | For | Voted - For |
1.3 | Elect Ravindra H. Dholakia | Management | For | Voted - For |
1.4 | Elect Gauri Kumar | Management | For | Voted - For |
1.5 | Elect Sudhir Kumar Jain | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Approve Payment of Fees to Cost Auditor | Management | For | Voted - For |
5 | Appointment of Arvind Agarwal (Chairman and | |||
Managing Director); Approval of Remuneration | Management | For | Voted - For | |
HACI OMER SABANCI HOLDING A.S | ||||
Security ID: M8223R100 Ticker: SAHOL | ||||
Meeting Date: 30-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Presentation of Directors' Report | Management | For | Voted - For |
5 | Presentation of Auditors' Report | Management | For | Voted - For |
6 | Financial Statements | Management | For | Voted - For |
7 | Ratification of Board Acts | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Election of Directors, Board Term Length | Management | For | Voted - Against |
10 | Directors' Fees | Management | For | Voted - Against |
11 | Appointment of Auditor | Management | For | Voted - Against |
12 | Amendments to Articles | Management | For | Voted - For |
13 | Presentation of Report on Charitable Donations | Management | For | Voted - For |
14 | Limit on Charitable Donations | Management | For | Voted - For |
137
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Authority to Carry out Competing Activities or | |||
Related Party Transaction | Management | For | Voted - Against | |
16 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
HAIER ELECTRONICS GROUP CO., LTD | ||||
Security ID: G42313125 Ticker: 1169 | ||||
Meeting Date: 09-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Scheme of Arrangement | Management | For | Voted - For |
HAIER ELECTRONICS GROUP CO., LTD. | ||||
Security ID: G42313125 Ticker: 1169 | ||||
Meeting Date: 09-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Reduction in Authorized Capital | Management | For | Voted - For |
4 | Scheme of Arrangement | Management | For | Voted - For |
HAIER SMART HOME CO LTD | ||||
Security ID: Y298BN100 Ticker: 600690 | ||||
Meeting Date: 05-Mar-21 | ||||
1.1 | Elect XIE Juzhi | Management | For | Voted - For |
1.2 | Elect YU Hon To | Management | For | Voted - Against |
1.3 | Elect LI Kam Fun | Management | For | Voted - For |
1.4 | Elect LI Shipeng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Appointment of International Accounting Standards | |||
Auditor for 2020 | Management | For | Voted - For | |
5 | Authority to Repurchase H Shares | Management | For | Voted - For |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Authority to Repurchase H Shares | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect WU Qi | Management | For | Voted - For |
1.2 | Elect LIU Dalin | Management | For | Voted - Against |
1.3 | Elect MA Yingjie | Management | For | Voted - For |
138
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | General Authorisation to the Board to Repurchase No | |||
More than 10% of the Company's Issued H Shares | Management | For | Voted - For | |
4 | General Authorisation to the Board to Repurchase No | |||
More than 10% of the Company's Issued D Shares | Management | For | Voted - For | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | 2020 Accounts and Reports | Management | For | Voted - For |
8 | 2020 Annual Report and Its Summary | Management | For | Voted - For |
9 | 2020 Directors' Report | Management | For | Voted - For |
10 | 2020 Supervisors' Report | Management | For | Voted - For |
11 | 2020 Internal Control Audit Report | Management | For | Voted - For |
12 | 2020 Allocation of Dividends | Management | For | Voted - For |
13 | 2021 Estimated Guarantees Provided to Subsidiaries | Management | For | Voted - For |
14 | Approval of Foreign Exchange Derivatives | |||
Transactions | Management | For | Voted - For | |
15 | Adjustment to Directors' Fees | Management | For | Voted - For |
16 | Termination of Some Investment Projects Financed by | |||
Raised Funds from Convertible Corporate Bonds and | ||||
Permanently Replenish Working Capital Using Excess | ||||
Raised Funds | Management | For | Voted - For | |
17 | General Authorisation to the Board to Issue H Shares | Management | For | Voted - Against |
18 | General Authorisation to the Board to Issue D Shares | Management | For | Voted - Against |
19 | General Authorisation to the Board to Repurchase No | |||
More than 10% of the Company's Issued H Shares | Management | For | Voted - For | |
20 | General Authorisation to the Board to Repurchase No | |||
More than 10% of the Company's Issued D Shares | Management | For | Voted - For | |
21 | Amendments to Articles | Management | For | Voted - For |
22 | Amendments to Procedural Rules: Board Meetings | Management | For | Voted - For |
23 | Amendments to Procedural Rules: Supervisory Board | |||
Meetings | Management | For | Voted - For | |
24 | Amendments to Management System for External | |||
Guarantees | Management | For | Voted - For | |
25 | Re-appointment of Auditor for PRC Accounting | |||
Standards | Management | For | Voted - For | |
26 | Re-appointment of Auditor for International | |||
Accounting Standards | Management | For | Voted - For | |
27 | Approval to Renew Financial Service Framework | |||
Agreement with Haier Group Corporation and | ||||
Estimated Related Party Transactions | Management | For | Voted - Against | |
28 | A Share Core Employee Stock Ownership Plan | |||
(2021-2025) (Draft) and Its Summary | Management | For | Voted - Against | |
29 | H Share Core Employee Stock Ownership Plan | |||
(2021-2025) (Draft) and Its Summary | Management | For | Voted - Against | |
30 | Board Authorisation to Handle Matters Related to | |||
Core Employee Stock Ownership Plan | Management | For | Voted - Against | |
31 | H Share Restricted Share Unit Scheme (2021-2025) | |||
(Draft) | Management | For | Voted - For | |
32 | Board Authorisation to Handle Matters Related to H | |||
Share Restricted Share Unit Plan | Management | For | Voted - For | |
33 | Non-Voting Agenda Item | N/A | Non-Voting |
139
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HANA PHARM CO., LTD. | ||||
Security ID: Y2R9WK101Ticker: 293480 | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Elect LEE Youn Ha | Management | For | Voted - For |
1.2 | Elect KIM Seon Yeo | Management | For | Voted - For |
1.3 | Elect CHO Sang Soo | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Corporate Auditor | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Corporate Auditors' Fees | Management | For | Voted - For |
HCL TECHNOLOGIES LIMITED | ||||
Security ID: Y3121G147 Ticker: HCLTECH | ||||
Meeting Date: 29-Sep-20 | ||||
1.1 | Elect Roshni Nadar Malhotra | Management | For | Voted - Against |
1.2 | Elect Mohan Chellappa | Management | For | Voted - For |
1.3 | Elect Simon John England | Management | For | Voted - For |
1.4 | Elect Shikhar Neelkamal Malhotra | Management | For | Voted - Against |
1.5 | Elect Thomas Sieber | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
HENGAN INTERNATIONAL GROUP COMPANY LIMITED | ||||
Security ID: G4402L151 Ticker: 1044 | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect HUI Ching Lau | Management | For | Voted - For |
1.2 | Elect XU Da Zuo | Management | For | Voted - For |
1.3 | Elect HUI Ching Chi | Management | For | Voted - For |
1.4 | Elect SZE Wong Kim | Management | For | Voted - For |
1.5 | Elect Ada WONG Ying Kay | Management | For | Voted - Against |
1.6 | Elect Mark HO Kwai Ching | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Adoption of New Share Option Scheme | Management | For | Voted - Against |
140
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
HEXAWARE TECHNOLOGIES LIMITED | ||||
Security ID: Y31825121 Ticker: HEXAWARE | ||||
Meeting Date: 04-Jul-20 | ||||
1.1 | Elect Atul Nishar | Management | For | Voted - Against |
1.2 | Elect R. Srikrishna | Management | For | Voted - For |
1.3 | Elect Madhu Khatri | Management | For | Voted - For |
1.4 | Elect Milind S. Sarwate | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Non-Executive Directors' Commission | Management | For | Voted - For |
Meeting Date: 08-Aug-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Voluntary Delisting | Management | For | Voted - For |
HON HAI PRECISION INDUSTRY CO., LTD. | ||||
Security ID: Y36861105 Ticker: 2317 | ||||
Meeting Date: 23-Jun-21 | ||||
1 | To Approve 2020 Business Report And Financial | |||
Statements. | Management | For | Voted - For | |
2 | To Approve the Proposal for Distribution of 2020 | |||
Earnings. Proposed Cash Dividend :TWD 4 Per Share. | Management | For | Voted - For | |
3 | To Approve The Lifting Of Director Of | |||
Non-Competition Restrictions. | Management | For | Voted - For | |
HUONS CO., LTD. | ||||
Security ID: Y3772Y132 Ticker: 243070 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect KOH Jae Cheon | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Corporate Auditors' Fees | Management | For | Voted - Against |
141
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HYUNDAI GLOVIS CO., LTD. | ||||
Security ID: Y27294100 Ticker: 086280 | ||||
Meeting Date: 24-Mar-21 | ||||
1.1 | Elect KIM Jung Hoon | Management | For | Voted - For |
1.2 | Elect KIM Yeong Seon | Management | For | Voted - Against |
1.3 | Elect JUNG Jin Woo | Management | For | Voted - For |
1.4 | Elect YOON Yoon Jin | Management | For | Voted - For |
1.5 | Elect LEE Ho Keun | Management | For | Voted - For |
1.6 | Elect JO Myung Hyun | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Article 2 | Management | For | Voted - For |
4 | Article 9-2 | Management | For | Voted - For |
5 | Article 10 | Management | For | Voted - For |
6 | Article 11 | Management | For | Voted - For |
7 | Article 12 | Management | For | Voted - For |
8 | Article 13-2 | Management | For | Voted - For |
9 | Article 22 | Management | For | Voted - For |
10 | Article 39 | Management | For | Voted - For |
11 | Article 45 | Management | For | Voted - For |
12 | Election of Independent Director to Become Audit | |||
Committee Member: KHIL Jae Uk | Management | For | Voted - For | |
13 | Election of Audit Committee Member: YOON Yoon Jin | Management | For | Voted - For |
14 | Election of Audit Committee Member: LEE Ho Keun | Management | For | Voted - For |
15 | Directors' Fees | Management | For | Voted - For |
HYUNDAI GREEN FOOD CO., LTD. | ||||
Security ID: Y3830W102 Ticker: 005440 | ||||
Meeting Date: 29-Mar-21 | ||||
1.1 | Elect PARK Hong Jin | Management | For | Voted - Against |
1.2 | Elect CHUNG Kyo Sun | Management | For | Voted - For |
1.3 | Elect CHUNG Ji Young | Management | For | Voted - For |
1.4 | Elect SHIN Soo Won | Management | For | Voted - Against |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Audit Committee Member: SHIN Su Won | Management | For | Voted - Against |
5 | Election of Independent Director to Become Audit | |||
Committee Member: YOO Won Gon | Management | For | Voted - For | |
6 | Directors' Fees | Management | For | Voted - For |
142
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HYUNDAI HOME SHOPPING NETWORK CORPORATION | ||||
Security ID: Y3822J101 Ticker: 057050 | ||||
Meeting Date: 23-Mar-21 | ||||
1.1 | Elect CHUNG Kyo Sun | Management | For | Voted - For |
1.2 | Elect HAN Kwang Young | Management | For | Voted - For |
1.3 | Elect SONG Hae Eun | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Sung Chul | Management | For | Voted - For | |
5 | Election Of Audit Committee Member: Song Hae Eun | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
HYUNDAIMARINE&FIREINSURANCECO.,LTD. | ||||
Security ID: Y3842K104 Ticker: 001450 | ||||
Meeting Date: 26-Mar-21 | ||||
1 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
2 | Amendments to Articles | Management | For | Voted - For |
3 | Election of Independent Director to Become Audit | |||
Committee Member: YOO Jae Kwon | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
IGG INC | ||||
Security ID: G6771K102 Ticker: 799 | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect XU Yuan | Management | For | Voted - For |
1.2 | Elect CHI Yuan | Management | For | Voted - For |
1.3 | Elect YU Dajian | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
143
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
IMPERIAL LOGISTICS LIMITED | ||||
Security ID: S38127122 Ticker: IPL | ||||
Meeting Date: 09-Nov-20 | ||||
1.1 | Elect Audit and Risk Committee Member (Peter Cooper) | Management | For | Voted - For |
1.2 | Elect Audit and Risk Committee Member (Graham W. | |||
Dempster) | Management | For | Voted - For | |
1.3 | Elect Audit and Risk Committee Member (Roderick | |||
(Roddy) J.A. Sparks)c | Management | For | Voted - For | |
1.4 | Re-elect Mohammed Akoojee | Management | For | Voted - For |
1.5 | Re-elect Peter Cooper | Management | For | Voted - For |
1.6 | Re-elect Phumzile Langeni | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Election of Audit Committee Members (Bridget Radebe) | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Approve NEDs' Fees (Board Chair) | Management | For | Voted - For |
8 | Approve NEDs' Fees (Deputy Chair and Lead | |||
Independent Director) | Management | For | Voted - For | |
9 | Approve NEDs' Fees (Board Member) | Management | For | Voted - For |
10 | Approve NEDs' Fees (Assets and Liabilities | |||
Committee Chair) | Management | For | Voted - For | |
11 | Approve NEDs' Fees (Assets and Liabilities | |||
Committee Member) | Management | For | Voted - For | |
12 | Approve NEDs' Fees (Audit and Risk Committee Chair) | Management | For | Voted - For |
13 | Approve NEDs' Fees (Audit and Risk Committee Member) | Management | For | Voted - For |
14 | Approve NEDs' Fees (Divisional Board Chair) | Management | For | Voted - For |
15 | Approve NEDs' Fees (Divisional Board Member) | Management | For | Voted - For |
16 | Approve NEDs' Fees (Divisional Finance and Risk | |||
Committee Chair) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Divisional Finance and Risk | |||
Committee Member) | Management | For | Voted - For | |
18 | Approve NEDs' Fees (Remuneration Committee Chair) | Management | For | Voted - For |
19 | Approve NEDs' Fees (Remuneration Committee Member) | Management | For | Voted - For |
20 | Approve NEDs' Fees (Nomination Committee Chair) | Management | For | Voted - For |
21 | Approve NEDs' Fees (Nomination Committee Member) | Management | For | Voted - For |
22 | Approve NEDs' Fees (Social, Ethics and | |||
Sustainability Committee Chair) | Management | For | Voted - For | |
23 | Approve NEDs' Fees (Social, Ethics and | |||
Sustainability Committee Member) | Management | For | Voted - For | |
24 | Authority to Repurchase Shares | Management | For | Voted - For |
25 | General Authority to Issue Shares | Management | For | Voted - For |
26 | Authority to Issue Shares for Cash | Management | For | Voted - For |
27 | Approve Financial Assistance (Section 44) | Management | For | Voted - For |
28 | Approve Financial Assistance (Section 45) | Management | For | Voted - For |
29 | Non-Voting Meeting Note | N/A | Non-Voting |
144
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INDIABULLS HOUSING FINANCE LIMITED | ||||
Security ID: Y3R12A119 Ticker: IBULHSGFIN | ||||
Meeting Date: 29-Jul-20 | ||||
1 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - Against | |
Meeting Date: 07-Sep-20 | ||||
1.1 | Elect Ajit Kumar Mittal | Management | For | Voted - For |
1.2 | Elect Ashwini Omprakash Kumar | Management | For | Voted - For |
1.3 | Elect Achuthan Siddharth | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - Against |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Issue Non-Convertible Debentures | Management | For | Voted - For |
5 | Directors' Commission | Management | For | Voted - For |
ITAÚSA - INVESTIMENTOS ITAÚ S.A. | ||||
Security ID: P5887P427 Ticker: ITSA3 | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Candidate as Board Member Presented by | |||
Preferred Shareholders | Management | N/A | Voted - Abstain | |
1.2 | Elect Isaac Berensztejn to the Supervisory Council | |||
Presented by Preferred Shareholders | Management | N/A | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Allocate Cumulative Votes to Roberto Egydio Setubal | Management | N/A | Voted - Abstain |
6 | Allocate Cumulative Votes to Henri Penchas | Management | N/A | Voted - Abstain |
7 | Allocate Cumulative Votes to Fernando Marques | |||
Oliveira | Management | N/A | Voted - Abstain | |
8 | Request Separate Election for Board Member/s | Management | N/A | Voted - Abstain |
9 | Cumulate Preferred and Common Shares | Management | N/A | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
JBS SA | ||||
Security ID: P59695109 Ticker: JBSS3 | ||||
Meeting Date: 30-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Amendments to Article 19 (Audit Committee) | Management | For | Voted - For |
3 | Amendments to Article 5 (Reconciliation of Share | |||
Capital) | Management | For | Voted - For | |
4 | Consolidation of Articles | Management | For | Voted - For |
145
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Ratify Co-Option of Gelson Luiz Merisio | Management | For | Voted - For |
6 | Ratify Gilberto Meirelles Xando Baptista's | |||
Independence Status | Management | For | Voted - For | |
7 | SHP Regarding Proposition of an Action of Liability | |||
(Wesley Mendonca Batista and Joesley Mendonca | ||||
Batista) | Shareholder | Against | Voted - Against | |
8 | SHP Regarding Proposition of an Action of Liability | |||
(Florisvaldo Caetano de Oliveira e Francisco de | ||||
Assis e Silva) | Shareholder | Against | Voted - Against | |
9 | Authorization of Management Acts | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Jeremiah Alphonsus O'Callaghan | Management | For | Voted - Against |
1.2 | Elect Jose Batista Sobrinho | Management | For | Voted - For |
1.3 | Elect Aguinaldo Gomes Ramos Filho | Management | For | Voted - For |
1.4 | Elect Alba Pethengill | Management | For | Voted - For |
1.5 | Elect Gelson Luiz Merisio | Management | For | Voted - For |
1.6 | Elect Gilberto Meirelles Xando Baptista | Management | For | Voted - For |
1.7 | Elect Leila Abraham Loria | Management | For | Voted - For |
1.8 | Elect Marcio Guedes Pereira Junior | Management | For | Voted - For |
1.9 | Elect Wesley Mendonca Batista Filho | Management | For | Voted - For |
1.10 | Elect Adrian Lima da Hora | Management | For | Voted - For |
1.11 | Elect Demetrius Nichele Macei | Management | For | Voted - Against |
1.12 | Elect Jose Paulo da Silva Filho | Management | For | Voted - Against |
1.13 | Elect Roberto Lamb | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Board Size | Management | For | Voted - For |
7 | Request Separate Election for Board Member | Management | N/A | Voted - Abstain |
8 | Request Cumulative Voting | Management | N/A | Voted - Against |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - Against |
11 | Allocate Cumulative Votes to Jeremiah Alphonsus | |||
O'Callaghan | Management | N/A | Voted - Against | |
12 | Allocate Cumulative Votes to Jose Batista Sobrinho | Management | N/A | Voted - For |
13 | Allocate Cumulative Votes to Aguinaldo Gomes Ramos | |||
Filho | Management | N/A | Voted - For | |
14 | Allocate Cumulative Votes to Alba Pethengill | Management | N/A | Voted - For |
15 | Allocate Cumulative Votes to Gelson Luiz Merisio | Management | N/A | Voted - For |
16 | Allocate Cumulative Votes to Gilberto Meirelles | |||
Xando Baptista | Management | N/A | Voted - For | |
17 | Allocate Cumulative Votes to Leila Abraham Loria | Management | N/A | Voted - For |
18 | Allocate Cumulative Votes to Marcio Guedes Pereira | |||
Junior | Management | N/A | Voted - For | |
19 | Allocate Cumulative Votes to Wesley Mendonca | |||
Batista Filho | Management | N/A | Voted - For |
146
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
20 | Supervisory Council Size | Management | For | Voted - For |
21 | Request Separate Election for Supervisory Council | |||
Member | Management | N/A | Voted - Abstain | |
22 | Remuneration policy | Management | For | Voted - Against |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | Non-Voting | |
25 | Amendments to Articles | Management | For | Voted - For |
26 | Consolidation of Articles | Management | For | Voted - For |
JIANGSU EXPRESSWAY CO. LTD. | ||||
Security ID: Y4443L103 Ticker: 0177 | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect SUN Xibin | Management | For | Voted - For |
1.2 | Elect CHENG Xiaoguang | Management | For | Voted - For |
1.3 | Elect YAO Yongjia | Management | For | Voted - For |
1.4 | Elect CHEN Yanli | Management | For | Voted - For |
1.5 | Elect WANG Yingjian | Management | For | Voted - For |
1.6 | Elect WU Xinhua | Management | For | Voted - Against |
1.7 | Elect Lawrence MA Chung Lai | Management | For | Voted - Against |
1.8 | Elect LI Xiaoyan | Management | For | Voted - For |
1.9 | Elect LIN Hui | Management | For | Voted - For |
1.10 | Elect ZHOU Shudong | Management | For | Voted - Against |
1.11 | Elect LIU Xiaoxing | Management | For | Voted - For |
1.12 | Elect XU Guanghua | Management | For | Voted - For |
1.13 | Elect YU Mingyuan | Management | For | Voted - For |
1.14 | Elect YANG Shiwei as Supervisor | Management | For | Voted - Against |
1.15 | Elect DING Guozhen as Supervisor | Management | For | Voted - For |
1.16 | Elect PAN Ye as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' report | Management | For | Voted - For |
4 | Supervisors' report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Final Accounting Report | Management | For | Voted - For |
7 | 2021 Financial Budget Report | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Authority to Issue Ultra-Short-Term Notes | Management | For | Voted - For |
11 | Authority to Issue Medium-Term Notes | Management | For | Voted - For |
12 | Use of Proceeds Raised from Direct Financing for | |||
Wufengshan Toll Bridge Company | Management | For | Voted - For | |
13 | Use of Proceeds Raised from Direct Financing for | |||
Guangjing Xicheng Company | Management | For | Voted - For | |
14 | Renewal of Liability Insurance For Directors, | |||
Supervisors and Senior Management | Management | For | Voted - Abstain | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Non-Voting Agenda Item | N/A | Non-Voting |
147
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JK PAPER LIMITED | ||||
Security ID: Y1243A105 Ticker: JKPAPER | ||||
Meeting Date: 11-Sep-20 | ||||
1.1 | Elect Dhirendra Kumar | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Approval of Remuneration for Bharat Hari Singhania | |||
(Non-Executive Chair) | Management | For | Voted - Against | |
5 | Authority to Set Cost Auditor's Fees | Management | For | Voted - For |
6 | Related Party Transactions | Management | For | Voted - For |
JK PAPER LTD | ||||
Security ID: Y1243A105 Ticker: JKPAPER | ||||
Meeting Date: 27-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Amendments to Memorandum of Association | Management | For | Voted - For |
3 | Adoption of New Articles | Management | For | Voted - Against |
JUBILANT INGREVIA LTD. | ||||
Security ID: Y447D4103 Ticker: JUBLINGREA | ||||
Meeting Date: 22-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Approve Jubilant Ingrevia Employees Stock Option | |||
Plan 2021 ("ESOP 2021") | Management | For | Voted - Against | |
3 | Extension of ESOP 2021 to Subsidiaries | Management | For | Voted - Against |
4 | Implementation of ESOP 2021 Through Employees | |||
Welfare Trust ("ESOP Trust") | Management | For | Voted - Against | |
5 | Authorisation to ESOP Trust to Make Secondary | |||
Acqusition | Management | For | Voted - Against | |
6 | Provision of Money to the ESOP Trust to Acquire | |||
Shares for the ESOP 2021 | Management | For | Voted - Against | |
JUBILANT LIFE SCIENCES LIMITED | ||||
Security ID: Y44787110 Ticker: JUBILANT | ||||
Meeting Date: 08-Aug-20 | ||||
1 | Divestiture/Spin-off | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 11-Sep-20 | ||||
1.1 | Elect Hari S. Bhartia | Management | For | Voted - For |
148
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Rajesh Srivastava | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Approve Payment of Fees to Cost Auditors | Management | For | Voted - For |
KGINICIS CO., LTD. | ||||
Security ID: Y4083K100 Ticker: 035600 | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
2 | Amendments to Articles | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Corporate Auditors' Fees | Management | For | Voted - For |
KIA MOTORS CORPORATION | ||||
Security ID: Y47601102 Ticker: 000270 | ||||
Meeting Date: 22-Mar-21 | ||||
1.1 | Elect CHOI Jun Young | Management | For | Voted - Against |
1.2 | Elect HAN Chol Su | Management | For | Voted - Against |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: CHO Hwa Soon | Management | For | Voted - For | |
5 | Directors' Fees | Management | For | Voted - For |
KINGBOARD LAMINATES HOLDINGS LIMITED | ||||
Security ID: G5257K107 Ticker: 1888 | ||||
Meeting Date: 24-May-21 | ||||
1.1 | Elect CHEUNG Kwok Keung | Management | For | Voted - For |
1.2 | Elect ZHOU Pei Feng | Management | For | Voted - For |
1.3 | Elect LO Ka Leong | Management | For | Voted - Against |
1.4 | Elect ZHANG Lu Fu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
149
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KPIT TECHNOLOGIES LTD. | ||||
Security ID: Y4984V106 Ticker: KPITTECH | ||||
Meeting Date: 02-Sep-20 | ||||
1.1 | Elect Kishor Patil | Management | For | Voted - For |
2 | Accounts and Reports (Standalone) | Management | For | Voted - For |
3 | Accounts and Reports (Consolidated) | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Reclassification of Promoter Group | Management | For | Voted - For |
KRUNG THAI BANK PUBLIC CO. LTD. | ||||
Security ID: Y49885208 Ticker: KTB | ||||
Meeting Date: 10-Jul-20 | ||||
1.1 | Elect Kittipong Kittayarak | Management | For | Voted - Against |
1.2 | Elect Tienchai Rubporn | Management | For | Voted - For |
1.3 | Elect Patricia Mongkhonvanit | Management | For | Voted - Against |
1.4 | Elect Payong Srivanich | Management | For | Voted - For |
2 | Annual Report | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Acknowledge Interim Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - Against |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Transaction of Other Business | Management | For | Voted - Against |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 09-Apr-21 | ||||
1.1 | Elect Krairit Euchukanonchai | Management | For | Voted - Against |
1.2 | Elect Poonnis Sakuntanaga | Management | For | Voted - Against |
1.3 | Elect Thanwa Laohasiriwong | Management | For | Voted - Against |
1.4 | Elect Teerapong Wongsiwawilas | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Annual Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - Against |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting |
150
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KT&G CORPORATION | ||||
Security ID: Y49904108 Ticker: 033780 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect BAEK Bok In as CEO and Executive Director | Management | For | Voted - For |
1.2 | Elect BANG Kyung Man | Management | For | Voted - For |
1.3 | Elect LIM Min Kyu | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Election of Independent Director to Become Audit | |||
Committee Member: BAEK Jong Soo | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
KUNLUN ENERGY COMPANY LIMITED | ||||
Security ID: G5320C108 Ticker: 0135 | ||||
Meeting Date: 27-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Revised Annual Caps for the 2020 Continuing | |||
Connected Transactions | Management | For | Voted - For | |
4 | New Master Agreement | Management | For | Voted - For |
KUNLUN ENERGY COMPANY LTD | ||||
Security ID: G5320C108 Ticker: 0135 | ||||
Meeting Date: 12-Mar-21 | ||||
�� | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Equity Transfer Agreement | Management | For | Voted - For |
Meeting Date: 26-May-21 | ||||
1.1 | Elect FU Bin | Management | For | Voted - Against |
1.2 | Elect QIAN Zhijia | Management | For | Voted - For |
1.3 | Elect Zhou Yuanhong | Management | For | Voted - For |
1.4 | Elect Miao Yong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Special Dividend | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
151
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
LENOVO GROUP LIMITED | ||||
Security ID: Y5257Y107 Ticker: 0992 | ||||
Meeting Date: 04-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Proposed Issuance of Chinese Depositary Receipts | |||
("CDRs") and Specific Mandate | Management | For | Voted - For | |
4 | Board Authorization in Relation to Issuance | Management | For | Voted - For |
5 | Resolution on the Plan for Distribution of Profits | |||
Accumulated and Undistributed before the Proposed | ||||
Issuance of CDRs | Management | For | Voted - For | |
6 | Three Year Price Stabilization Plan | Management | For | Voted - For |
7 | Three Year Dividend Return Plan | Management | For | Voted - For |
8 | Use of Proceeds | Management | For | Voted - For |
9 | Impact of Dilution on Immediate Returns and | |||
Recovery Measures | Management | For | Voted - For | |
10 | Undertakings and Corresponding Binding Measures | Management | For | Voted - For |
11 | Adoption of Procedural Rules of General Meetings | Management | For | Voted - For |
12 | Adoption of Procedural Rules of Board Meetings | Management | For | Voted - For |
13 | Amendments to Articles of Association | Management | For | Voted - For |
LG CORP. | ||||
Security ID: Y52755108 Ticker: 003550 | ||||
Meeting Date: 26-Mar-21 | ||||
1.1 | Elect KOO Kwang Mo | Management | For | Voted - For |
1.2 | Elect KIM Sang Hun | Management | For | Voted - For |
2 | Spin-off | Management | For | Voted - Against |
3 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Election of Independent Director to Become Audit | |||
Committee Member: Elect LEE Soo Young | Management | For | Voted - For | |
6 | Election of Audit Committee Member: KIM Sang Hun | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - Against |
LONKING HOLDINGS LIMITED | ||||
Security ID: G5636C107 Ticker: 3339 | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect LI San Yim | Management | For | Voted - For |
1.2 | Elect CHEN Chao | Management | For | Voted - For |
1.3 | Elect ZHENG Kewen | Management | For | Voted - For |
152
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect YIN Kunlun | Management | For | Voted - For |
1.5 | Elect NGAI Ngan Ying | Management | For | Voted - Against |
1.6 | Elect WU Jian Ming | Management | For | Voted - For |
1.7 | Elect QIAN Shizheng | Management | For | Voted - Against |
1.8 | Elect YU Taiwei | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
MAEIL DAIRIES CO., LTD. | ||||
Security ID: Y5S64J103 Ticker: 267980 | ||||
Meeting Date: 26-Mar-21 | ||||
1 | Financial Statements and Allocation of | |||
Profits/Dividends | ||||
Management | For | Voted - Against | ||
2 | Amendments to Articles | Management | For | Voted - Against |
3 | Election of Independent Director to Become Audit | |||
Committee Member: JEONG Won Jae | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Amendments to Executive Officer Retirement | |||
Allowance Policy | Management | For | Voted - For | |
MAGYAR TELEKOM TELECOMMUNICATIONS | ||||
Security ID: X5187V109 Ticker: MTELEKOM | ||||
Meeting Date: 16-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Directors' Report | Management | For | Voted - For |
8 | Accounts and Reports (Consolidated) | Management | For | Voted - For |
9 | Accounts and Reports | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Directors' Report on Acquired Treasury Shares | Management | For | Voted - For |
12 | Authority to Repurchase Shares | Management | For | Voted - For |
13 | Corporate Governance and Management Report | Management | For | Voted - For |
14 | Ratification of Board Acts | Management | For | Voted - For |
15 | Ratification of Board Acts (2019) | Management | For | Voted - For |
153
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16 | Directors' Fees | Management | For | Voted - For |
17 | Cancellation of Shares; Amendments to Article 2.1 | Management | For | Voted - For |
18 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
METRO PACIFIC INVESTMENTS CORP. | ||||
Security ID: Y60305102 Ticker: MPI | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Albert F. Del Rosario | Management | For | Voted - Against |
1.2 | Elect Ray C. Espinosa | Management | For | Voted - Against |
1.3 | Elect Ramoncito S. Fernandez | Management | For | Voted - For |
1.4 | Elect Rodrigo E.Franco | Management | For | Voted - For |
1.5 | Elect Oscar J. Hilado | Management | For | Voted - Against |
1.6 | Elect Jose Ma. K. Lim | Management | For | Voted - For |
1.7 | Elect Augusto P. Palisoc, Jr. | Management | For | Voted - For |
1.8 | Elect Artemio V. Panganiban | Management | For | Voted - Against |
1.9 | Elect Manuel V. Pangilinan | Management | For | Voted - Against |
1.10 | Elect June Cheryl A. Cabal-Revilla | Management | For | Voted - For |
1.11 | Elect Pedro E. Roxas | Management | For | Voted - Against |
1.12 | Elect Francisco C. Sebastian | Management | For | Voted - For |
1.13 | Elect Alfred V. Ty | Management | For | Voted - For |
1.14 | Elect Roberto C. Yap, S.J. | Management | For | Voted - For |
1.15 | Elect Christopher H. Young | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Call To Order | Management | For | Voted - For |
4 | Certification Of Notice And Quorum | Management | For | Voted - For |
5 | Meeting Minutes | Management | For | Voted - For |
6 | President and CEO's Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Ratification of Board and Management Acts | Management | For | Voted - For |
9 | Appointment of Auditor | Management | For | Voted - For |
10 | Amendments to Articles | Management | For | Voted - For |
11 | Transaction of Other Business | Management | For | Voted - Against |
12 | Adjournment | Management | For | Voted - For |
MINING AND METALLURGICAL CO NORILSK NICKEL | ||||
Security ID: 55315J102 Ticker: GMKN | ||||
Meeting Date: 10-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Interim Dividends (3Q2020) | Management | For | Voted - For |
Meeting Date: 19-May-21 | ||||
1.1 | Elect Sergey V. Barbashev | Management | For | Voted - Abstain |
1.2 | Elect Sergey L. Batekhin | Management | For | Voted - Abstain |
1.3 | Elect Alexey V. Bashkirov | Management | For | Voted - Abstain |
154
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Sergey B. Bratukhin | Management | For | Voted - Abstain |
1.5 | Elect Sergey N. Volk | Management | For | Voted - Abstain |
1.6 | Elect Marianna A. Zakharova | Management | For | Voted - Abstain |
1.7 | Elect Stanislav Luchitsky | Management | For | Voted - Abstain |
1.8 | Elect Roger Munnings | Management | For | Voted - Abstain |
1.9 | Elect Gareth Penny | Management | For | Voted - For |
1.10 | Elect Maxim V. Poletayev | Management | For | Voted - Abstain |
1.11 | Elect Vyacheslav Solomin | Management | For | Voted - Abstain |
1.12 | Elect Evgeny A. Schwartz | Management | For | Voted - For |
1.13 | Elect Robert W. Edwards | Management | For | Voted - For |
1.14 | Elect Alexey S. Dzybalov | Management | For | Voted - For |
1.15 | Elect Anna V. Masalova | Management | For | Voted - For |
1.16 | Elect Georgiy E. Svanidze | Management | For | Voted - For |
1.17 | Elect Vladimir N. Shilkov | Management | For | Voted - For |
1.18 | Elect Elena A. Yanevich | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Financial Statements | Management | For | Voted - For |
5 | Financial Statements (Consolidated) | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Appointment of Auditor (RAS) | Management | For | Voted - For |
9 | Appointment of Auditor (IFRS) | Management | For | Voted - For |
10 | Directors' Fees | Management | For | Voted - Against |
11 | Audit Commission Fees | Management | For | Voted - For |
12 | Indemnification of Directors/Officers | Management | For | Voted - For |
13 | D&O Insurance | Management | For | Voted - For |
MOBILE TELESYSTEMS PJSC | ||||
Security ID: 607409109 Ticker: MTSS | ||||
Meeting Date: 30-Sep-20 | ||||
1 | Interim Dividend (1H2020) | Management | For | Voted - For |
2 | Participation in Non-Commercial Organizations | Management | For | Voted - For |
3 | Amendments to Board of Directors Regulations | Management | For | Voted - For |
4 | Amendments to Management Board Regulations | Management | For | Voted - For |
Meeting Date: 15-Feb-21 | ||||
1 | Merger by Absorption of STV LLC into the Company | Management | For | Voted - For |
2 | Merger by Absorption of Stream LLC into the Company | Management | For | Voted - For |
3 | Merger by Absorption of Oblachny Retail LLC into | |||
the Company | Management | For | Voted - For | |
4 | Merger by Absorption of Oblachny Retail Plus LLC | |||
into the Company | Management | For | Voted - For | |
5 | Merger by Absorption of MCN-Balashikha LLC into the | |||
Company | Management | For | Voted - For | |
6 | Merger by Absorption of NPO PROGTECH JSC into the | |||
Company | Management | For | Voted - For |
155
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Amendments to Articles (Merger with STV LLC) | Management | For | Voted - For |
8 | Amendments to Articles (Merger with Stream LLC) | Management | For | Voted - For |
9 | Amendments to Articles (Merger with Oblachny Retail | |||
LLC) | Management | For | Voted - For | |
10 | Amendments to Articles (Merger with Oblachny Retail | |||
Plus LLC) | Management | For | Voted - For | |
11 | Amendments to Articles (Merger with MCN-Balashikha | |||
LLC) | Management | For | Voted - For | |
12 | Amendments to Articles (Merger with NPO PROGTECH | |||
JSC) | Management | For | Voted - For | |
13 | Participation in the All-Russian Association of | |||
Employers Union of Builders of Communications and | ||||
Information Technologies s StroySvyazTelecom | Management | For | Voted - For | |
14 | Participation in the Interregional Industrial | |||
Association of Employers Union of InfoComm Design | ||||
Engineers ProjektSvyazTelecom | Management | For | Voted - For | |
15 | Amendments to Board of Directors Regulations | Management | For | Voted - For |
16 | Amendments to Management Board Regulations | Management | For | Voted - For |
17 | Amendments to CEO Regulations | Management | For | Voted - For |
18 | Amendments to Audit Commission Regulations | Management | For | Voted - For |
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Felix V. Evtushenkov | Management | For | Voted - Withheld |
1.2 | Elect Artem I. Zasursky | Management | For | Voted - Withheld |
1.3 | Elect Vyacheslav K. Nikolaev | Management | For | Voted - Withheld |
1.4 | Elect Regina von Flemming | Management | For | Voted - For |
1.5 | Elect Shaygan Kheradpir | Management | For | Voted - For |
1.6 | Elect Thomas Holtrop | Management | For | Voted - Withheld |
1.7 | Elect Nadia Shouraboura | Management | For | Voted - For |
1.8 | Elect Konstantin L. Ernst | Management | For | Voted - For |
1.9 | Elect Valentin B. Yumashev | Management | For | Voted - For |
1.10 | Elect Irina R. Borisenkova | Management | For | Voted - For |
1.11 | Elect Evgeniy Madorskiy | Management | For | Voted - For |
1.12 | Elect Natalia A. Mikheyeva | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Amendments to Articles | Management | For | Voted - For |
MOTOR OIL (HELLAS) CORINTH REFINERIES S.A. | ||||
Security ID: X55904100 Ticker: MOH | ||||
Meeting Date: 23-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Accounts and Reports; Allocation of Losses | Management | For | Voted - For |
3 | Ratification of Board and Auditor's Acts | Management | For | Voted - For |
156
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Audit Committee Members | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Directors' Fees (Advance Payments) | Management | For | Voted - For |
9 | Approval of Suitability Policy | Management | For | Voted - For |
10 | Amendments to the Remuneration Policy | Management | For | Voted - Against |
11 | Special Bonus | Management | For | Voted - Against |
12 | Remuneration Report (Advisory) | Management | For | Voted - Against |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
MPHASIS LIMITED | ||||
Security ID: Y6144V108 Ticker: MPHASIS | ||||
Meeting Date: 23-Jul-20 | ||||
1.1 | Elect David Lawrence Johnson | Management | For | Voted - Against |
1.2 | Elect Amit Dalmia | Management | For | Voted - For |
1.3 | Elect Jan Kathleen Hier | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to the Mphasis Employee Stock Option | |||
Plan 2016 | Management | For | Voted - For | |
5 | Extension of amendments to the Mphasis Employee | |||
Stock Option Plan 2016 to Subsidiaries | Management | For | Voted - For | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
MTN GROUP LIMITED | ||||
Security ID: S8039R108 Ticker: MTN | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Sindisiwe (Sindi) N. Mabaso-Koyana | Management | For | Voted - For |
1.2 | Elect Nosipho Molope | Management | For | Voted - For |
1.3 | Elect Noluthando P. Gosa | Management | For | Voted - For |
1.4 | Re-elect Shaygan Kheradpir | Management | For | Voted - For |
1.5 | Re-elect Paul B. Hanratty | Management | For | Voted - For |
1.6 | Re-elect Stanley (Stan) P. Miller | Management | For | Voted - For |
1.7 | Re-elect Nkululeko (Nkunku) L. Sowazi | Management | For | Voted - For |
1.8 | Elect Tsholofelo Molefe | Management | For | Voted - For |
1.9 | Elect Audit Committee Member (Sindi Mabaso-Koyana) | Management | For | Voted - For |
1.10 | Elect Audit Committee Member (Nosipho Molope) | Management | For | Voted - For |
1.11 | Elect Audit Committee Member (Noluthando P. Gosa) | Management | For | Voted - For |
1.12 | Elect Audit Committee Member (Bajabulile (Swazi) | |||
Tshabalala) | Management | For | Voted - For | |
1.13 | Elect Audit Committee Member (Vincent M. Rague) | Management | For | Voted - For |
2 | Election of Social and Ethics Committee Member | |||
(Noluthando P. Gosa) | Management | For | Voted - For |
157
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Election of Social and Ethics Committee Member | |||
(Lamido Sanusi) | Management | For | Voted - For | |
4 | Election of Social and Ethics Committee Member | |||
(Stanley (Stan) P. Miller) | Management | For | Voted - For | |
5 | Election of Social and Ethics Committee Member | |||
(Nkululeko (Nkunku) L. Sowazi) | Management | For | Voted - For | |
6 | Election of Social and Ethics Committee Member | |||
(Khotso D.K. Mokhele) | Management | For | Voted - For | |
7 | Appointment of Auditor (PricewaterhouseCoopers) | Management | For | Voted - For |
8 | Appointment of Auditor (Ernst & Young) | Management | For | Voted - For |
9 | General Authority to Issue Shares | Management | For | Voted - For |
10 | Authority to Issue Shares for Cash | Management | For | Voted - For |
11 | Approve Remuneration Policy | Management | For | Voted - For |
12 | Approve Remuneration Implementation Report | Management | For | Voted - For |
13 | Authorization of Legal Formalities | Management | For | Voted - For |
14 | Approve NEDs' Fees (Local Chair) | Management | For | Voted - For |
15 | Approve NEDs' Fees (International Chair) | Management | For | Voted - For |
16 | Approve NEDs' Fees (Board | |||
Local Member) | Management | For | Voted - For | |
17 | Approve NEDs' Fees (Board | |||
International Member) | Management | For | Voted - For | |
18 | Approve NEDs' Fees (Local Lead Independent Director) | Management | For | Voted - For |
19 | Approve NEDs' Fees (International Lead Independent | |||
Director) | Management | For | Voted - For | |
20 | Approve NEDs' Fees (Remuneration and | |||
Human | ||||
Resources Committee Local Chair) | Management | For | Voted - For | |
21 | Approve NEDs' Fees (Remuneration and | |||
Human | ||||
Resources Committee International Chair) | Management | For | Voted - For | |
22 | Approve NEDs' Fees (Remuneration and | |||
Human | ||||
Resources Committee Local Member) | Management | For | Voted - For | |
23 | Approve NEDs' Fees (Remuneration and | |||
Human | ||||
Resources Committee International Member) | Management | For | Voted - For | |
24 | Approve NEDs' Fees (Social and Ethics Committee | |||
Local Chair) | Management | For | Voted - For | |
25 | Approve NEDs' Fees (Social and Ethics Committee | |||
International Chair) | Management | For | Voted - For | |
26 | Approve NEDs' Fees (Social and Ethics Committee | |||
Local Member) | Management | For | Voted - For | |
27 | Approve NEDs' Fees (Social and Ethics Committee | |||
International Member) | Management | For | Voted - For | |
28 | Approve NEDs' Fees (Audit Committee Local Chair) | Management | For | Voted - For |
29 | Approve NEDs' Fees (Audit Committee International | |||
Chair) | Management | For | Voted - For | |
30 | Approve NEDs' Fees (Audit Committee Local Member) | Management | For | Voted - For |
31 | Approve NEDs' Fees (Audit Committee International | |||
Member) | Management | For | Voted - For | |
32 | Approve NEDs' Fees (Risk Management and Compliance | |||
Committee Local Chair) | Management | For | Voted - For |
158
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
33 | Approve NEDs' Fees (Risk Management and Compliance | |||
Committee International Chair) | Management | For | Voted - For | |
34 | Approve NEDs' Fees (Risk Management and Compliance | |||
Committee Local Member) | Management | For | Voted - For | |
35 | Approve NEDs' Fees (Risk Management and Compliance | |||
Committee International Member) | Management | For | Voted - For | |
36 | Approve NEDs' Fees (Local Member for Special | |||
Assignments or Projects (per day)) | Management | For | Voted - For | |
37 | Approve NEDs' Fees (International Member for | |||
Special Assignments or Projects (per day)) | Management | For | Voted - For | |
38 | Approve NEDs' Fees (Ad-hoc Work Performed by | |||
Non-executive Directors for Special Projects | ||||
(Hourly rate)) | Management | For | Voted - For | |
39 | Approve NEDs' Fees (MTN Group Share Trust | |||
(Trustees) Local Chair) | Management | For | Voted - For | |
40 | Approve NEDs' Fees (MTN Group Share Trust | |||
(Trustees) International Chair) | Management | For | Voted - For | |
41 | Approve NEDs' Fees (MTN Group Share Trust | |||
(trustees) Local Member) | Management | For | Voted - For | |
42 | Approve NEDs' Fees (MTN Group Share Trust | |||
(Trustees) International Member) | Management | For | Voted - For | |
43 | Approve NEDs' Fees (Sourcing Committee Local Chair) | Management | For | Voted - For |
44 | Approve NEDs' Fees (Sourcing Committee | |||
International Chair) | Management | For | Voted - For | |
45 | Approve NEDs' Fees (Sourcing Committee Local Member) | Management | For | Voted - For |
46 | Approve NEDs' Fees (Sourcing Committee | |||
International Member) | Management | For | Voted - For | |
47 | Approve NEDs' Fees (Directors Affairs and Corporate | |||
Governance Committee Local Chair) | Management | For | Voted - For | |
48 | Approve NEDs' Fees (Directors Affairs and Corporate | |||
Governance Committee International Chair) | Management | For | Voted - For | |
49 | Approve NEDs' Fees (Directors Affairs and Corporate | |||
Governance Committee Local Member) | Management | For | Voted - For | |
50 | Approve NEDs' Fees (Directors Affairs and Corporate | |||
Governance Committee International Member) | Management | For | Voted - For | |
51 | Authority to Repurchase Shares | Management | For | Voted - For |
52 | Approve Financial Assistance (Section 45) | Management | For | Voted - For |
53 | Approve Financial Assistance (Section 44) | Management | For | Voted - For |
54 | Approve Financial Assistance to MTN | |||
Zakhele Futhi | ||||
(RF) Limited | Management | For | Voted - For | |
NETDRAGON WEBSOFT HOLDINGS LIMITED | ||||
Security ID: G6427W104 Ticker: 0777 | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect LIU Luyuan | Management | For | Voted - For |
1.2 | Elect ZHENG Hui | Management | For | Voted - For |
1.3 | Elect Eddie LEE Kwan Hung | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
159
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
NEW CHINA LIFE INSURANCE CO. LTD | ||||
Security ID: Y625A4115 Ticker: 1336 | ||||
Meeting Date: 19-Jan-21 | ||||
1.1 | Elect XU Zhibin | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect ZHANG Hong | Management | For | Voted - For |
1.2 | Elect LIU Debin as Supervisor | Management | For | Voted - Against |
1.3 | Elect SHI Hongyu as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Standard of the Remuneration of the Executive | |||
Director and Vice President | Management | For | Voted - For | |
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Annual Report | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Report of Directors' Performance | Management | For | Voted - For |
9 | Report of Independent Non-Executive Directors' | Management | For | Voted - For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
NINE DRAGONS PAPER (HOLDINGS) LIMITED | ||||
Security ID: G65318100 Ticker: 2689 | ||||
Meeting Date: 27-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Recovered Paper and Recycled Pulp Agreement | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting |
160
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Supplemental Agreement to the Recovered Paper and | |||
Recycled Pulp Agreement | Management | For | Voted - For | |
NINE DRAGONS PAPER (HOLDINGS) LTD. | ||||
Security ID: G65318100 Ticker: 2689 | ||||
Meeting Date: 07-Dec-20 | ||||
1.1 | Elect CHEUNG Yan | Management | For | Voted - Against |
1.2 | Elect ZHANG Cheng Fei | Management | For | Voted - Against |
1.3 | Elect LAU Chun Shun | Management | For | Voted - Against |
1.4 | Elect Maria TAM Wai Chu | Management | For | Voted - Against |
1.5 | Elect CHEN Kefu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
NMDC LIMITED | ||||
Security ID: Y6223W100 Ticker: NMDC | ||||
Meeting Date: 29-Sep-20 | ||||
1.1 | Elect P.K. Satpathy | Management | For | Voted - Against |
1.2 | Elect Rasika Chaube | Management | For | Voted - Against |
1.3 | Elect Sumit Deb | Management | For | Voted - For |
1.4 | Elect D. Kuppuramu | Management | For | Voted - For |
1.5 | Elect Vijoy Kumar Singh | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Set Auditor's Fees | Management | For | Voted - For |
5 | Approve Payment of Fees to Cost Auditors | Management | For | Voted - For |
6 | Authority to Issue Debt Instruments | Management | For | Voted - For |
OCEANA GROUP LIMITED | ||||
Security ID: S57090102 Ticker: OCE | ||||
Meeting Date: 23-Feb-21 | ||||
1 | Specific Authority to Repurchase Shares (OET | |||
Employee Transaction) | Management | For | Voted - For | |
2 | Revocation of Proposal 1.00 | Management | For | Voted - For |
3 | Approve Financial Assistance (Employee Transaction) | Management | For | Voted - For |
161
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Specific Authority to Issue Shares (Employee Trust) | Management | For | Voted - For |
5 | Specific Authority to Repurchase Shares (Employee | |||
Trust) | Management | For | Voted - For | |
6 | Specific Authority to Repurchase Shares (OET | |||
Stakeholder Transaction) | Management | For | Voted - For | |
7 | Revocation of Proposal 6.00 | Management | For | Voted - For |
8 | Approve Financial Assistance (Stakeholder | |||
Transaction) | Management | For | Voted - For | |
9 | Specific Authority to Issue Shares (Stakeholder | |||
Trust) | Management | For | Voted - For | |
10 | Specific Authority to Repurchase Shares | |||
(Stakeholder Trust) | Management | For | Voted - For | |
11 | Authorization of Legal Formalities | Management | For | Voted - For |
Meeting Date: 24-Mar-21 | ||||
1.1 | Re-elect Zarina B.M. Bassa | Management | For | Voted - Against |
1.2 | Re-elect Mustaq A. Brey | Management | For | Voted - Against |
1.3 | Re-elect Nisaar Pangarker | Management | For | Voted - For |
1.4 | Re-elect Imraan Soomra | Management | For | Voted - For |
1.5 | Elect Hajra Karrim | Management | For | Voted - For |
1.6 | Elect Audit Committee Member (Zarina B.M. Bassa) | Management | For | Voted - Against |
1.7 | Elect Audit Committee Member (Peter G. de Beyer) | Management | For | Voted - For |
1.8 | Elect Audit Committee Member (Saamsoodein Pather) | Management | For | Voted - For |
1.9 | Elect Audit Committee Member (Aboubakar Jakoet) | Management | For | Voted - For |
2 | Appointment of Auditor | Management | For | Voted - For |
3 | Approve Remuneration Policy | Management | For | Voted - For |
4 | Approve Implementation Report | Management | For | Voted - For |
5 | Approve Financial Assistance (Section 45) | Management | For | Voted - For |
6 | Approve Financial Assistance (Section 44) | Management | For | Voted - For |
7 | Approve NEDs' Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Approve Adoption of New Memorandum of Incorporation | Management | For | Voted - For |
10 | Authorisation of Legal Formalities | Management | For | Voted - For |
OIL & NATURAL GAS CORPORATION LTD. | ||||
Security ID: Y64606133 Ticker: ONGC | ||||
Meeting Date: 09-Oct-20 | ||||
1.1 | Elect Subhash Kumar | Management | For | Voted - For |
1.2 | Elect Rajesh Shyamsunder Kakkar | Management | For | Voted - Against |
1.3 | Elect Rajesh Madanlal Aggarwal | Management | For | Voted - Against |
1.4 | Elect Om Prakash Singh | Management | For | Voted - Against |
1.5 | Elect Anurag Sharma | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Authority to Set Auditor's Fees | Management | For | Voted - For |
4 | Authority to Set Cost Auditors Fees | Management | For | Voted - For |
162
LSV Emerging Markets Equity Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PERSISTENT SYSTEMS LTD. | |||||
Security ID: Y68031106 Ticker: PERSISTENT | |||||
Meeting Date: 24-Jul-20 | |||||
1.1 | Elect Thomas W. Kendra | Management | For | Voted - Against | |
1.2 | Elect and Appoint Sunil Sapre (Executive Director & | ||||
CFO); Approval of Remuneration | Management | For | Voted - For | ||
1.3 | Elect and Appoint Anand Deshpande (Chairman and | ||||
Managing Director); Approval of Remuneration | Management | For | Voted - Against | ||
1.4 | Elect Praveen P. Kadle | Management | For | Voted - For | |
2 | Standalone Financial Statements | Management | For | Voted - For | |
3 | Consolidated Financial Statements | Management | For | Voted - For | |
4 | Allocation of Interim Dividends | Management | For | Voted - For | |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
PHILIP MORRIS CR A.S. | |||||
Security ID: CS0008418869 | Ticker: TABAK | ||||
Meeting Date: 21-May-21 | |||||
1.1 | Elect Petr Sedivec | Management | For | Voted - For | |
1.2 | Elect Alena Zemplinerova | Management | For | Voted - For | |
1.3 | Elect Stanislava Jurikova | Management | For | Voted - Against | |
1.4 | Elect Audit Committee Member (Stanislava Jurikova) | Management | For | Voted - Against | |
1.5 | Elect Audit Committee Member (Johannis van | ||||
Capelleveen) | Management | For | Voted - Against | ||
2 | Non-Voting Meeting Note | N/A | Non-Voting | ||
3 | Non-Voting Meeting Note | N/A | Non-Voting | ||
4 | Non-Voting Meeting Note | N/A | Non-Voting | ||
5 | Directors' Report | Management | For | Voted - For | |
6 | Accounts and Reports | Management | For | Voted - For | |
7 | Accounts and Reports (Consolidated) | Management | For | Voted - For | |
8 | Allocation of Profits/Dividends | Management | For | Voted - For | |
9 | Remuneration Report | Management | For | Voted - For | |
10 | Appointment of Auditor | Management | For | Voted - For | |
11 | Amendments to Articles | Management | For | Voted - For | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | ||
13 | Non-Voting Meeting Note | N/A | Non-Voting | ||
PICC PROPERTY & CASUALTY CO | |||||
Security ID: Y6975Z103 Ticker: 2328 | |||||
Meeting Date: 29-Dec-20 | |||||
1.1 | Elect LUO Xi | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | ||
3 | Non-Voting Meeting Note | N/A | Non-Voting |
163
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PICC PROPERTY & CASUALTY COMPANY LIMITED | ||||
Security ID: Y6975Z103 Ticker: 2328 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect YU Ze as an Executive Director | Management | For | Voted - For |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Supervisors' Fees | Management | For | Voted - For |
8 | Appointment of International and PRC Auditors and | |||
Authority to Set Fees | Management | For | Voted - For | |
9 | Performance Report of Independent Directors | Management | For | Voted - For |
10 | Amendments to Articles | Management | For | Voted - For |
11 | Authority to Issue Domestic and/or H Shares w/o | |||
Preemptive Rights | Management | For | Voted - Against | |
12 | Authority to Issue Capital Supplementary Bonds | Management | For | Voted - For |
13 | Amendments to Procedural Rules for the Board of | |||
Directors | Management | For | Voted - For | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
PJSC LUKOIL | ||||
Security ID: 69343P105 Ticker: LKOH | ||||
Meeting Date: 03-Dec-20 | ||||
1 | Interim Dividends (3Q2020) | Management | For | Voted - For |
2 | Directors' Fees | Management | For | Voted - For |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Vagit Y. Alekperov | Management | For | Voted - Abstain |
1.2 | Elect Victor V. Blazheev | Management | For | Voted - Abstain |
1.3 | Elect Toby T. Gati | Management | For | Voted - For |
1.4 | Elect Ravil U. Maganov | Management | For | Voted - Abstain |
1.5 | Elect Roger Munnings | Management | For | Voted - For |
1.6 | Elect Boris N. Porfiriev | Management | For | Voted - For |
1.7 | Elect Pavel Teplukhin | Management | For | Voted - For |
1.8 | Elect Leonid A. Fedun | Management | For | Voted - Abstain |
1.9 | Elect Lyubov N. Khoba | Management | For | Voted - Abstain |
1.10 | Elect Sergei D. Shatalov | Management | For | Voted - For |
1.11 | Elect Wolfgang Schussel | Management | For | Voted - For |
2 | Accounts and Reports; Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Appointment of CEO | Management | For | Voted - For |
4 | Directors' Fees (FY2020) | Management | For | Voted - For |
5 | Directors' Fees (FY2021) | Management | For | Voted - For |
164
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Amendments to Articles | Management | For | Voted - For |
8 | D&O Insurance | Management | For | Voted - For |
PLDT INC | ||||
Security ID: Y7072Q103 Ticker: TEL | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Bernido H Liu | Management | For | Voted - For |
1.2 | Elect Artemio V. Panganiban | Management | For | Voted - Against |
1.3 | Elect Bernadine T. Siy | Management | For | Voted - For |
1.4 | Elect Manuel L. Argel, Jr. | Management | For | Voted - For |
1.5 | Elect Helen Y. Dee | Management | For | Voted - For |
1.6 | Elect Ray C. Espinosa | Management | For | Voted - For |
1.7 | Elect James L. Go | Management | For | Voted - Against |
1.8 | Elect Shigeki Hayashi | Management | For | Voted - For |
1.9 | Elect Junichi Igarashi | Management | For | Voted - For |
1.10 | Elect Manuel V. Pangilinan | Management | For | Voted - Against |
1.11 | Elect Alfredo S. Panlilio | Management | For | Voted - For |
1.12 | Elect Albert F. del Rosario | Management | For | Voted - For |
1.13 | Elect Marife B. Zamora | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Call To Order | Management | For | Voted - For |
4 | Certification Of Service Of Notice And Quorum | Management | For | Voted - For |
5 | President's Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Transaction of Other Business | Management | For | Voted - Against |
POU CHEN CORPORATION | ||||
Security ID: Y70786101 Ticker: 9904 | ||||
Meeting Date: 16-Jun-21 | ||||
1 | 2020 Business Report, Financial Statements and | |||
Profit Distribution Plan | Management | For | Voted - For | |
2 | Amendments to the Company's Rules for Election of | |||
Directors | Management | For | Voted - For | |
3 | Amendments to the Company's Rules and Procedures of | |||
Shareholders Meetings | Management | For | Voted - For | |
4 | Release of the Company's Directors from | |||
Non-competition Restrictions | Management | For | Voted - For | |
POWER FINANCE CORP. LTD | ||||
Security ID: Y7082R109 Ticker: PFC | ||||
Meeting Date: 29-Sep-20 | ||||
1.1 | Elect Praveen Kumar Singh | Management | For | Voted - Against |
165
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Parminder Chopra | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Set Auditor's Fees | Management | For | Voted - For |
5 | Amendment to Borrowing Powers | Management | For | Voted - For |
6 | Amendment to Memorandum | Management | For | Voted - For |
POWER GRID CORPORATION OF INDIA LIMITED | ||||
Security ID: Y7028N105 Ticker: POWERGRID | ||||
Meeting Date: 22-Sep-20 | ||||
1.1 | Elect Seema Gupta | Management | For | Voted - For |
1.2 | Elect Vinod Kumar Singh | Management | For | Voted - Against |
1.3 | Elect Mohammed Taj Mukarrum | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Set Auditors' Fees | Management | For | Voted - Against |
5 | Authority to Set Cost Auditor's Fees | Management | For | Voted - For |
6 | Authority to Issue Non-Convertible Debentures | Management | For | Voted - For |
POWERLONG REAL ESTATE HOLDINGS LIMITED | ||||
Security ID: G72005104 Ticker: 1238 | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect HOI Wa Fong | Management | For | Voted - Against |
1.2 | Elect ZHANG Hong Feng | Management | For | Voted - For |
1.3 | Elect DING Zu Yu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
POWERTECH TECHNOLOGY INC. | ||||
Security ID: Y7083Y103 Ticker: 6239 | ||||
Meeting Date: 31-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Election of | |||
Directors | Management | For | Voted - For |
166
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Amendments to Procedural Rules: Capital Loans and | |||
Endorsements/Guarantees | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
POWSZECHNY ZAKLAD UBEZPIECZEN SA | ||||
Security ID: X6919T107 Ticker: PZU | ||||
Meeting Date: 16-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Election of Presiding Chair | Management | For | Voted - For |
5 | Compliance with Rules of Convocation | Management | For | Voted - For |
6 | Agenda | |||
Management | For | Voted - For | ||
7 | Presentation of Financial Statements | |||
Management | For | Voted - For | ||
8 | Presentation of Financial Statements (Consolidated) | |||
Management | For | Voted - For | ||
9 | Presentation of Management Board Report and Report | |||
on Non-Financial Information | ||||
Management | For | Voted - For | ||
10 | Presentation of Supervisory Board Reports | Management | For | Voted - For |
11 | Presentation of Supervisory Board Report on its | |||
Activities | Management | For | Voted - For | |
12 | Presentation of Management Board Report on | |||
Expenditures | Management | For | Voted - For | |
13 | Financial Statements | Management | For | Voted - For |
14 | Financial Statements (Consolidated) | Management | For | Voted - For |
15 | Management Board Report | Management | For | Voted - For |
16 | Allocation of Profits/Dividends | Management | For | Voted - For |
17 | Ratification of Management Board Acts | Management | For | Voted - For |
18 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
19 | Remuneration Report | Management | For | Voted - For |
20 | Approval of Policy on Assessment of Suitability of | |||
the Supervisory Board and Audit Committee; | ||||
Supervisory Board Report on Suitability Assessment | Management | For | Voted - For | |
21 | Changes to Supervisory Board Composition | Management | For | Voted - Abstain |
22 | Non-Voting Agenda Item | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | Non-Voting | |
PRIMAX ELECTRONICS LIMITED | ||||
Security ID: Y7080U112 Ticker: 4915 | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect LIANG Li-Sheng | Management | For | Voted - For |
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect PAN Yung-Chung | Management | For | Voted - For |
1.3 | Elect PAN Yong-Tai | Management | For | Voted - For |
1.4 | Elect LEE Ji-Ren | Management | For | Voted - For |
1.5 | Elect CHENG Chih-Kai | Management | For | Voted - For |
1.6 | Elect WU Chun-Pang | Management | For | Voted - For |
1.7 | Elect WANG Jia-Chyi | Management | For | Voted - For |
1.8 | Elect SHEN Ying-Chuan | Management | For | Voted - For |
1.9 | Elect DUH Jia-Bin | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Issuance of Restricted Employee Stock | Management | For | Voted - For |
6 | Non-compete Restrictions for Directors | Management | For | Voted - For |
PT BUKIT ASAM TBK | ||||
Security ID: Y8520P101 Ticker: PTBA | ||||
Meeting Date: 05-Apr-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Annual Report and Partnership and Community | |||
Development Report | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
5 | Directors' and Commissioners' Fees | Management | For | Voted - Against |
6 | Amendments to Articles | Management | For | Voted - Against |
7 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
PT TELEKOMUNIKASI INDONESIA | ||||
Security ID: Y71474145 Ticker: TLKM | ||||
Meeting Date: 28-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Partnership and Community Development Report | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Directors' and Commissioners' Fees | Management | For | Voted - Against |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
6 | Amendments to Articles | Management | For | Voted - Against |
7 | Ratification of Ministerial Regulation | Management | For | Voted - For |
8 | Election of Directors and/or Commissioners | Management | For | Voted - Against |
PT WASKITA BETON PRECAST TBK | ||||
Security ID: Y937G0108 Ticker: WSBP | ||||
Meeting Date: 17-Sep-20 | ||||
1 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
168
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
QUALICORP CONSULTORIA E CORRETORA DE SEGUROS S.A. | ||||
Security ID: P7S21H105 Ticker: QUAL3 | ||||
Meeting Date: 21-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Ratify Updated Global Remuneration Amount | Management | For | Voted - Against |
Meeting Date: 30-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Board Size | Management | For | Voted - For |
5 | Request Cumulative Voting | Management | N/A | Voted - Against |
6 | Election of Directors | Management | For | Voted - Against |
7 | Approve Recasting of Votes for Amended Slate | Management | N/A | Voted - Against |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - Against |
10 | Allocate Cumulative Votes to Heraclito de Brito | |||
Gomes Junior | Management | N/A | Voted - Against | |
11 | Allocate Cumulative Votes to Mauro Teixeira Sampaio | Management | N/A | Voted - Against |
12 | Allocate Cumulative Votes to Murilo Ramos Neto | Management | N/A | Voted - For |
13 | Allocate Cumulative Votes to Roberto Martins de | |||
Souza | Management | N/A | Voted - For | |
14 | Allocate Cumulative Votes to Ricardo Wagner Lopes | |||
Barbosa | Management | N/A | Voted - For | |
15 | Allocate Cumulative Votes to Bernardo Dantas | |||
Rodenburg | Management | N/A | Voted - For | |
16 | Allocate Cumulative Votes to Martha Maria Soares | |||
Savedra | Management | N/A | Voted - For | |
17 | Remuneration Policy | Management | For | Voted - Against |
18 | Request Establishment of Supervisory Council | Management | N/A | Voted - Abstain |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 07-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Spin-off and Merger Agreement (Qualicorp | |||
Administradora de Beneficios S.A.) | Management | For | Voted - For | |
3 | Ratification of Appointment of Appraiser | Management | For | Voted - For |
4 | Valuation Report | Management | For | Voted - For |
5 | Spin-Off and Merger of Spun-Off Portion (Qualicorp | |||
Administradora de Beneficios S.A.) | Management | For | Voted - For | |
6 | Authorization of Legal Formalities | Management | For | Voted - For |
7 | Non-Voting Meeting Note | N/A | Non-Voting |
169
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
QUALITY HOUSES PUBLIC COMPANY LIMITED | ||||
Security ID: Y7173A288 Ticker: QH | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Adisorn Thananan-Narapool | Management | For | Voted - Against |
1.2 | Elect Achawin Asavabhokin | Management | For | Voted - Against |
1.3 | Elect Apinya Jarutrakulchai | Management | For | Voted - For |
2 | Meeting Minutes | Management | For | Voted - For |
3 | Results of Operations | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Directors' Bonus | Management | For | Voted - Against |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
RADIANT OPTO-ELECTRONICS CORP. | ||||
Security ID: Y7174K103 Ticker: 6176 | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect WANG Ben-Ran | Management | For | Voted - For |
1.2 | Elect WANG Ben-Feng | Management | For | Voted - For |
1.3 | Elect SU Hui-Zhu | Management | For | Voted - For |
1.4 | Elect WANG Ben-Zong | Management | For | Voted - For |
1.5 | Elect WANG Ben-Qin | Management | For | Voted - For |
1.6 | Elect BU Xiang-Kun | Management | For | Voted - For |
1.7 | Elect HUANG Zi-Cheng | Management | For | Voted - For |
1.8 | Elect JIANG Yao-Zong | Management | For | Voted - For |
1.9 | Elect ZENG Lun-Bin | Management | For | Voted - For |
1.10 | Elect HSIEH Jung-Yao | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to Articles Of Incorporation | Management | For | Voted - For |
5 | Release of Directors from Non- Compete Restrictions | Management | For | Voted - Against |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
REC LIMITED | ||||
Security ID: Y73650106 Ticker: RECLTD | ||||
Meeting Date: 25-Sep-20 | ||||
1.1 | Elect Sanjeev Kumar Gupta | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
170
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Authority to Set Auditor's Fees | Management | For | Voted - For |
5 | Amendment to Borrowing Powers | Management | For | Voted - For |
6 | Authority to Mortgage Assets | Management | For | Voted - For |
7 | Authority to Issue Non-Convertible Debentures | Management | For | Voted - Against |
8 | Related Party Transactions | Management | For | Voted - For |
RHB BANK BERHAD | ||||
Security ID: Y72783106 Ticker: RHBBANK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect ONG Leong Huat @ WONG Joo Hwa | Management | For | Voted - For |
1.2 | Elect ONG Ai Lin | Management | For | Voted - For |
1.3 | Elect Ahmad Badri bin Mohd Zahir | Management | For | Voted - For |
1.4 | Elect Donald Joshua Jaganathan | Management | For | Voted - For |
1.5 | Elect Iain John Lo | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Directors' Remuneration | Management | For | Voted - For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7 | Establishment of the Dividend Reinvestment Plan | Management | For | Voted - For |
8 | Authority to Issue Shares under the Dividend | |||
Reinvestment Plan | Management | For | Voted - For | |
S&T MOTIV CO., LTD | ||||
Security ID: Y8137Y107 Ticker: 064960 | ||||
Meeting Date: 26-Feb-21 | ||||
1.1 | Elect KWON Hyeong Sun | Management | For | Voted - Against |
1.2 | Elect PARK Chang Jae | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Election of Corporate Auditor | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Corporate Auditors' Fees | Management | For | Voted - For |
SAMJIN PHARMACEUTICAL CO., LTD. | ||||
Security ID: Y7469V103 Ticker: 005500 | ||||
Meeting Date: 26-Mar-21 | ||||
1.1 | Elect CHOI Seung Joo | Management | For | Voted - For |
1.2 | Elect CHO Eui Hwan | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against |
171
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
SAMSUNG ELECTRONICS CO., LTD | ||||
Security ID: Y74718100 Ticker: 005930 | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect PARK Byung Gook | Management | For | Voted - For |
1.2 | Elect KIM Jeong Hun | Management | For | Voted - For |
1.3 | Elect KIM Ki Nam | Management | For | Voted - For |
1.4 | Elect KIM Hyun Suk | Management | For | Voted - For |
1.5 | Elect KOH Dong Jin | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Sun Uk | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
SFA ENGINEERING CORPORATION | ||||
Security ID: Y7676C104 Ticker: 056190 | ||||
Meeting Date: 29-Mar-21 | ||||
1.1 | Elect KIM Young Min | Management | For | Voted - For |
1.2 | Elect JUNG Chan Seon | Management | For | Voted - For |
1.3 | Elect JO In Hwae | Management | For | Voted - For |
1.4 | Elect JUNG Song | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | ||||
Management | For | Voted - Against | ||
3 | Election of Independent Director to Become Audit | |||
Committee Member: JANG Soon Nam | Management | For | Voted - Against | |
4 | Election of Audit Committee Member: JO In Hwae | Management | For | Voted - For |
5 | Election of Audit Committee Member: JUNG Song | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - Against |
SHANGHAI PHARMACEUTICALS HOLDING COMPANY | ||||
Security ID: Y7685S108 Ticker: 2607 | ||||
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Annual Report | Management | For | Voted - For |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Profit Distribution Plan 2020 | Management | For | Voted - For |
172
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Give Guarantees | Management | For | Voted - Abstain |
9 | Acquisition of 100% of SPH Biological Medicine | Management | For | Voted - For |
10 | Authority to Issue Debt Financing Products | Management | For | Voted - Abstain |
11 | Satisfaction of the Conditions for Issuing | |||
Corporate Bonds | Management | For | Voted - Abstain | |
12 | Public Issuance of Corporate Bonds | Management | For | Voted - Abstain |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Abstain |
SHENZHEN EXPRESSWAY COMPANY LIMITED | ||||
Security ID: Y7741B107 Ticker: 0548 | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect MIAO Jun | Management | For | Voted - For |
1.2 | Elect Xu Hua Xiang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | 2021 Financial Budget | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Give Guarantees for Subsidiaries | Management | For | Voted - Abstain |
10 | Issue size and method | Management | For | Voted - For |
11 | Target Subscribers and arrangement for placement to | |||
shareholders | Management | For | Voted - For | |
12 | Type of the Debentures | |||
Management | For | Voted - For | ||
13 | Maturity of the Debentures | |||
Management | For | Voted - For | ||
14 | Interest rate | Management | For | Voted - For |
15 | Use of proceeds | Management | For | Voted - For |
16 | Listing | Management | For | Voted - For |
17 | Guarantee | Management | For | Voted - For |
18 | Validity of the resolution | Management | For | Voted - For |
19 | Authorisation arrangement | Management | For | Voted - For |
20 | Amendments to Articles of Association | Management | For | Voted - Against |
21 | Amendments to Procedural Rules for Shareholders | |||
Meeting | Management | For | Voted - Against | |
22 | Type and nominal value of Shares | Management | For | Voted - For |
23 | Method and timing of issuance | Management | For | Voted - For |
24 | Method of subscription | Management | For | Voted - For |
25 | Target subscribers | Management | For | Voted - For |
26 | Size of the Issuance | Management | For | Voted - For |
27 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
28 | Use of proceeds | Management | For | Voted - For |
29 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For |
173
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
30 | Place of listing | Management | For | Voted - For |
31 | Validity period of the resolutions | Management | For | Voted - For |
32 | Directors Authorisation Matters | Management | For | Voted - For |
33 | Non-Voting Agenda Item | N/A | Non-Voting | |
34 | Non-Voting Meeting Note | N/A | Non-Voting | |
35 | Type and nominal value of Shares | Management | For | Voted - For |
36 | Method and timing of issuance | Management | For | Voted - For |
37 | Method of Subscription | Management | For | Voted - For |
38 | Target subscribers | Management | For | Voted - For |
39 | Size of the Issuance | Management | For | Voted - For |
40 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
41 | Use of proceeds | Management | For | Voted - For |
42 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For | |
43 | Place of listing | Management | For | Voted - For |
44 | Validity period of the resolutions | Management | For | Voted - For |
45 | Directors Authorisation Matters | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Shareholders' Return Plan (2021-2023) | Management | For | Voted - For |
SHIN KONG FINANCIAL HOLDING COMPANY | ||||
Security ID: Y7753X104 Ticker: 2888 | ||||
Meeting Date: 25-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | The Company's Change of Funds Usage Plan for the | |||
Company's 2020 Capital Raising Through Issuance of | ||||
Common Shares and Preferred Shares B | Management | For | Voted - For | |
4 | Amendments to Procedural Rules for Shareholders | |||
Meeting | Management | For | Voted - For | |
5 | The Company's Long Term Capital Raising Plan in | |||
Accordance with the Company's Strategy and Growth | Management | For | Voted - For | |
SHINHAN FINANCIAL GROUP CO., LTD | ||||
Security ID: Y7749X101 Ticker: 055550 | ||||
Meeting Date: 25-Mar-21 | ||||
1.1 | Elect JIN Ok Dong | Management | For | Voted - For |
1.2 | Elect PARK Ansoon | Management | For | Voted - For |
1.3 | Elect BAE Hoon | Management | For | Voted - For |
1.4 | Elect BYEON Yang Ho | Management | For | Voted - For |
1.5 | Elect SUNG Jae Ho | Management | For | Voted - For |
1.6 | Elect LEE Yong Guk | Management | For | Voted - For |
174
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect LEE Yoon Jae | Management | For | Voted - For |
1.8 | Elect CHOI Kyong Rok | Management | For | Voted - For |
1.9 | Elect CHOI Jae Boong | Management | For | Voted - For |
1.10 | Elect HUH Yong Hak | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KWAK Su Keun | Management | For | Voted - For | |
5 | Election of Audit Committee Member: SUNG Jae Ho | Management | For | Voted - For |
6 | Election of Audit Committee Member: LEE Yoon Jae | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
SHOUGANG FUSHAN RESOURCES GROUP LIMITED | ||||
Security ID: Y7760F104 Ticker: 0639 | ||||
Meeting Date: 03-Sep-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Share Buy-back | Management | For | Voted - For |
4 | Whitewash Waiver | Management | For | Voted - For |
Meeting Date: 30-Jun-21 | ||||
1.1 | Elect DING Rucai | Management | For | Voted - Against |
1.2 | Elect CHOI Wai Yin | Management | For | Voted - Against |
1.3 | Elect Japhet Sebastian Law | Management | For | Voted - Against |
1.4 | Elect WANG Dongming | Management | For | Voted - For |
1.5 | Elect CHEN Jianxiong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | 2021 Master Sales and Purchase Agreement | Management | For | Voted - For |
SIGURD MICROELECTRONICS CORPORATION | ||||
Security ID: Y79355106 Ticker: 6257 | ||||
Meeting Date: 10-Jun-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Allocation of Dividends from Capital Reserve | Management | For | Voted - For |
175
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amendments to Procedural Rules of Acquisition and | |||
Disposal of Assets | Management | For | Voted - For | |
5 | Amendments to Procedural Rules of Shareholder | |||
Meetings | Management | For | Voted - For | |
6 | Amendments to Articles | Management | For | Voted - For |
SILICON WORKS CO LTD | ||||
Security ID: Y7935F104 Ticker: 108320 | ||||
Meeting Date: 25-Jun-21 | ||||
1 | Amendments to Articles | Management | For | Voted - For |
SILICON WORKS CO., LTD. | ||||
Security ID: Y7935F104 Ticker: 108320 | ||||
Meeting Date: 18-Mar-21 | ||||
1.1 | Elect CHOI Seong Kwan | Management | For | Voted - For |
1.2 | Elect NOH Jin Seo | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to become Audit | |||
Committee Member: SHIN Young Soo | Management | For | Voted - For | |
5 | Directors' Fees | Management | For | Voted - For |
SIMPLO TECHNOLOGY CO., LTD | ||||
Security ID: Y7987E104 Ticker: 6121 | ||||
Meeting Date: 17-Jun-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Procedural Rules for Election of | |||
Directors | Management | For | Voted - For | |
SINO-AMERICAN SILICON PRODUCTS INC. | ||||
Security ID: Y8022X107 Ticker: 5483 | ||||
Meeting Date: 24-Jun-21 | ||||
1 | 2020 Business Report, Financial Statements and | |||
Earning Distribution Proposed Cash Dividend | Management | For | Voted - For | |
2 | Amendments to Articles of Incorporation | Management | For | Voted - For |
3 | Amendments to the Rules for Election of Directors | Management | For | Voted - For |
4 | Amendments to the Acquisition or Disposal of Assets | |||
Procedure | Management | For | Voted - For | |
5 | Amendments to the Policies and Procedures for | |||
Financial Derivatives Transactions | Management | For | Voted - For |
176
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Issuance of New Shares | Management | For | Voted - Against |
SINOPAC FINANCIAL HOLDINGS CO., LTD. | ||||
Security ID: Y8009U100 Ticker: 2890 | ||||
Meeting Date: 28-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
SINOPEC ENGINEERING (GROUP) CO LTD | ||||
Security ID: Y80359105 Ticker: 2386 | ||||
Meeting Date: 22-Feb-21 | ||||
1.1 | Elect JIANG Dejun | Management | For | Voted - For |
1.2 | Elect ZHOU Yingguan as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 10-May-21 | ||||
1.1 | Elect ZHANG Xinming as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Authority to Repurchase Domestic and/or H Shares | Management | For | Voted - For |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Directors' Report | Management | For | Voted - For |
6 | Supervisors' Reports | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Authority to Declare Interim dividends | Management | For | Voted - For |
10 | Approval of Business Operation Plan, Investment | |||
Plan | ||||
and Financial Budget Plan | Management | For | Voted - For | |
11 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
12 | Authority to Repurchase Domestic and/or H Shares | Management | For | Voted - For |
13 | Authority to Issue Domestic and/or H Shares w/o | |||
Preemptive Rights | Management | For | Voted - Against | |
SINOPHARM GROUP CO LTD | ||||
Security ID: Y8008N107 Ticker: 1099 | ||||
Meeting Date: 18-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | 2020 Procurement Framework Agreement | Management | For | Voted - For |
4 | 2020 Financial Services Framework Agreement | Management | For | Voted - For |
177
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SINOPHARM GROUP CO. LTD. | ||||
Security ID: Y8008N107 Ticker: 1099 | ||||
Meeting Date: 18-Sep-20 | ||||
1.1 | Re-elect LI Zhiming as Executive Director | Management | For | Voted - Against |
1.2 | Re-elect YU Qingming as Executive Director | Management | For | Voted - For |
1.3 | Re-elect LIU Yong as Executive Director | Management | For | Voted - For |
1.4 | Re-elect CHEN Qiyu as Non-executive Director | Management | For | Voted - Against |
1.5 | Re-elect MA Ping Non-executive Director | Management | For | Voted - For |
1.6 | Re-elect HU Jianwei Non-executive Director | Management | For | Voted - For |
1.7 | Re-elect DENG Jindong Non-executive Director | Management | For | Voted - Against |
1.8 | Re-elect WEN Deyong Non-executive Director | Management | For | Voted - For |
1.9 | Re-elect GUAN Xiaohui Non-executive Director | Management | For | Voted - Against |
1.10 | Re-elect FENG Rongli Non-executive Director | Management | For | Voted - For |
1.11 | Re-elect ZHUO Fumin as Independent Director | Management | For | Voted - Against |
1.12 | Re-elect CHEN Fangruo as Independent Director | Management | For | Voted - For |
1.13 | Elect LI Peiyu as Independent Director | Management | For | Voted - For |
1.14 | Elect WU Tak Lung as Independent Director | Management | For | Voted - Against |
1.15 | Elect YU Weifeng as Independent Director | Management | For | Voted - For |
1.16 | Elect WU Yifang as Independent Supervisor | Management | For | Voted - Against |
1.17 | Elect LIU Zhengdong as Independent Supervisor | Management | For | Voted - For |
1.18 | Re-elect LI Xiaojuan as Shareholder Representative | |||
Supervisor | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect LI Dongjiu | Management | For | Voted - For |
1.2 | Elect GUAN Xiaohui as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Directors' Fees | Management | For | Voted - For |
9 | Supervisors' Fees | Management | For | Voted - For |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
11 | Authority to Give Guarantees | Management | For | Voted - Against |
12 | Authority to Issue Domestic Shares and/or H Shares | |||
w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Authority to Repurchase H Shares | Management | For | Voted - For |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Authority to Repurchase H Shares | Management | For | Voted - For |
178
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SINOTRANS LIMITED | ||||
Security ID: Y6145J104 Ticker: 0598 | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect LI Guanpeng | Management | For | Voted - For |
1.2 | Elect SONG Rong | Management | For | Voted - Against |
1.3 | Elect SONG Dexing | Management | For | Voted - For |
1.4 | Elect LIU Weiwu | Management | For | Voted - For |
1.5 | Elect XIONG Xianliang | Management | For | Voted - For |
1.6 | Elect JIANG Jian | Management | For | Voted - For |
1.7 | Elect Jerry HSU Chieh-Li | Management | For | Voted - Against |
1.8 | Elect WANG Taiwen | Management | For | Voted - For |
1.9 | Elect MENG Yan | Management | For | Voted - For |
1.10 | Elect SONG Haiqing | Management | For | Voted - For |
1.11 | Elect LI Qian | Management | For | Voted - For |
1.12 | Elect LIU Yingjie | Management | For | Voted - For |
1.13 | Elect ZHOU Fangsheng | Management | For | Voted - For |
1.14 | Elect FAN Zhaoping | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
5 | Authority to Repurchase Shares | Management | For | Voted - For |
6 | Updated Mandate of Issue of Debt Financing | |||
Instruments | Management | For | Voted - For | |
7 | Authority to Give Guarantees | Management | For | Voted - For |
8 | Directors' Report | Management | For | Voted - For |
9 | Supervisors' Report | Management | For | Voted - For |
10 | Independent Directors' Report | Management | For | Voted - For |
11 | Accounts and Reports | Management | For | Voted - For |
12 | Annual Report | Management | For | Voted - For |
13 | 2021 Financial Budget | Management | For | Voted - For |
14 | Allocation of Profits/Dividends | Management | For | Voted - For |
15 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
16 | Directors' Fees | Management | For | Voted - For |
17 | Liability Insurance | Management | For | Voted - For |
18 | Adjustment of Business Scope | Management | For | Voted - For |
19 | Amendments to Articles | Management | For | Voted - For |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
22 | Authority to Issue H Shares w/o Preemptive Rights | Management | For | Voted - Against |
SINOTRUK (HONG KONG) LIMITED | ||||
Security ID: Y8014Z102 Ticker: 3808 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect DAI Lixin | Management | For | Voted - For |
1.2 | Elect LI Shaohua | Management | For | Voted - For |
179 |
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1.3 | Elect Matthias Grundler | Management | For | Voted - Against | |
1.4 | Elect Andreas Tostmann | Management | For | Voted - For | |
1.5 | Elect WANG Dengfeng | Management | For | Voted - For | |
1.6 | Elect ZHAO Hang | Management | For | Voted - For | |
1.7 | Elect LI Xia | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | ||
3 | Non-Voting Meeting Note | N/A | Non-Voting | ||
4 | Non-Voting Meeting Note | N/A | Non-Voting | ||
5 | Accounts and Reports | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Directors' Fees | Management | For | Voted - For | |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For | |
9 | 2023 Products Purchase Agreement | Management | For | Voted - For | |
10 | 2021 Weichai Parts Purchase Agreement | Management | For | Voted - For | |
11 | Directors' Fees | Management | For | Voted - For | |
SK TELECOM CO LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 26-Nov-20 | |||||
1 | Spin-off | Management | For | Voted - For | |
SK TELECOM CO., LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 25-Mar-21 | |||||
1.1 | Elect RYU Young Sang | Management | For | Voted - For | |
2 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
3 | Amendments to Articles | Management | For | Voted - For | |
4 | Share Option Grant | Management | For | Voted - For | |
5 | Election of Independent Director to Become Audit | ||||
Committee Member: YOON Young Min | Management | For | Voted - For | ||
6 | Directors' Fees | Management | For | Voted - For | |
SONATA SOFTWARE LTD. | |||||
Security ID: Y8071D135 | Ticker: SONATSOFTW | ||||
Meeting Date: 11-Aug-20 | |||||
1.1 | Elect Shyam Bhupatirai Ghia | Management | For | Voted - Against | |
1.2 | Elect Sanjay K. Asher | Management | For | Voted - For | |
2 | Accounts and Reports | Management | For | Voted - For | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For | |
4 | Appointment of P. Srikar Reddy (Managing Director | ||||
and CEO); Approval of Remuneration | Management | For | Voted - For |
180
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SSY GROUP LIMITED | ||||
Security ID: G8406X103 Ticker: 2005 | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect WANG Yibing | Management | For | Voted - Against |
1.2 | Elect LEUNG Chong Shun | Management | For | Voted - For |
1.3 | Elect FENG Hao | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Master Sale and Purchase Agreement | Management | For | Voted - For |
SYNNEX TECHNOLOGY INTERNATIONAL CORP. | ||||
Security ID: Y8344J109 Ticker: 2347 | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect MIAU Matthew Feng-Chiang | Management | For | Voted - For |
1.2 | Elect TU Shu-Wu | Management | For | Voted - For |
1.3 | Elect CHOU Te-Chien | Management | For | Voted - For |
1.4 | Elect YANG Hsiang-Yun | Management | For | Voted - For |
1.5 | Elect HSUAN Chien-Shen | Management | For | Voted - For |
1.6 | Elect YEH Kuang-Shih | Management | For | Voted - For |
1.7 | Elect SHEN Ling-long | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to Procedural Rules for Shareholders | |||
Meetings | Management | For | Voted - For | |
5 | Release of Non-compete Restrictions | Management | For | Voted - For |
TCL ELECTRONICS HOLDINGS LIMITED | ||||
Security ID: G8701T138 Ticker: 1070 | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Hu Dien Chien | Management | For | Voted - Against |
1.2 | Elect LI Dongsheng | Management | For | Voted - Against |
1.3 | Elect Kevin WANG Cheng | Management | For | Voted - For |
1.4 | Elect LI Yuhao | Management | For | Voted - For |
1.5 | Elect Kevin LAU Siu Ki | Management | For | Voted - Against |
181
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Authority to Issue Shares under Restricted Share | |||
Award Scheme | Management | For | Voted - Against | |
TELEFONICA BRASIL S.A., | ||||
Security ID: P9T369168 Ticker: VIVT3 | ||||
Meeting Date: 01-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Ratify Conversion of Preferred Shares to Common | |||
Shares | Management | For | Voted - For | |
3 | Ratify Amendments to Article 9 (Preferred Shares) | Management | For | Voted - For |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
TELEFONICA BRASIL S.A., | ||||
Security ID: P9T369176 Ticker: VIVT3 | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Cremenio Medola Netto | Management | For | Voted - For |
1.2 | Elect Charles Edwards Allen | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Remuneration Policy | Management | For | Voted - For |
TELKOM SA SOC LIMITED | ||||
Security ID: S84197102 Ticker: TKG | ||||
Meeting Date: 10-Sep-20 | ||||
1.1 | Re-elect Sibusiso Luthuli | Management | For | Voted - For |
1.2 | Re-elect Dolly Mokgatle | Management | For | Voted - For |
1.3 | Re-elect Sello Moloko | Management | For | Voted - For |
1.4 | Re-elect Louis L. von Zeuner | Management | For | Voted - For |
1.5 | Re-elect Navin Kapila | Management | For | Voted - For |
1.6 | Elect Audit Committee Member (Keith A. Rayner) | Management | For | Voted - For |
1.7 | Elect Audit Committee Member (Sibusiso Luthuli) | Management | For | Voted - For |
182
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Audit Committee Member (Kholeka W. Mzondeki) | Management | For | Voted - For |
1.9 | Elect Audit Committee Member (Rex G. Tomlinson) | Management | For | Voted - For |
1.10 | Elect Audit Committee Member (Louis L. von Zeuner) | Management | For | Voted - For |
2 | Appointment of Auditor (PricewaterhouseCoopers) | Management | For | Voted - For |
3 | Appointment of Auditor (SizweNtsalubaGobodo) | Management | For | Voted - For |
4 | General Authority to Issue Shares | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Authority to Issue Shares for Cash | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Approve NEDs' Fees | Management | For | Voted - For |
10 | Approve Financial Assistance | Management | For | Voted - For |
TENAGA NASIONAL BERHAD | ||||
Security ID: Y85859109 Ticker: TENAGA | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect Juniwati bt Rahmat Hussin | Management | For | Voted - For |
1.2 | Elect Gopala Krishnan K. Sundaram | Management | For | Voted - For |
1.3 | Elect Asri bin Hamidin | Management | For | Voted - For |
1.4 | Elect Nawawi bin Ahmad | Management | For | Voted - For |
1.5 | Elect Rawisandran a/l Narayanan | Management | For | Voted - For |
1.6 | Elect Baharin bin Din | Management | For | Voted - For |
2 | Directors' Fees | Management | For | Voted - For |
3 | Directors' Benefits | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Equity Grant to Baharin bin Din | Management | For | Voted - For |
6 | Equity Grant to Noor Liyana binti Baharin | Management | For | Voted - For |
THAIFOODS GROUP PUBLIC COMPANY LIMITED | ||||
Security ID: Y8636A113 Ticker: TFG | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Weerasak Ungkajornkul | Management | For | Voted - For |
1.2 | Elect Winai Teawsonboonkij | Management | For | Voted - For |
1.3 | Elect Udomsuk Nitimontree | Management | For | Voted - For |
2 | Meeting Minutes | Management | For | Voted - For |
3 | Results of Operations | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
8 | Issuance of Warrants w/ Preemptive Rights | Management | For | Voted - For |
9 | Reduction of Registered Capital | Management | For | Voted - For |
10 | Amendments to Memorandum of Association (Clause 4) | Management | For | Voted - For |
11 | Increase in Registered Capital | Management | For | Voted - For |
12 | Amendments to Memorandum of Association (Clause 4) | Management | For | Voted - For |
183
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | Issuance of Shares w/ Preemptive Rights | Management | For | Voted - For |
14 | Transaction of Other Business | Management | For | Voted - Against |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
THE PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LTD | ||||
Security ID: Y6800A109 Ticker: 1339 | ||||
Meeting Date: 28-Oct-20 | ||||
1.1 | Elect LI Zhuyong | Management | For | Voted - For |
1.2 | Elect MIAO Fusheng | Management | For | Voted - For |
1.3 | Elect WANG Shaoqun | Management | For | Voted - For |
1.4 | Elect LUO Xi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Interim Profit Distribution Plan | Management | For | Voted - For |
4 | Amendments to Articles of Association | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 10-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | 2019 Remuneration Scheme for Directors and | |||
Supervisors | Management | For | Voted - For | |
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect LUO Xi | Management | For | Voted - For |
1.2 | Elect WANG Tingke | Management | For | Voted - For |
1.3 | Elect XIE Yiqun | Management | For | Voted - For |
1.4 | Elect LI Zhuyong | Management | For | Voted - For |
1.5 | Elect WANG Qingjian | Management | For | Voted - Against |
1.6 | Elect MIAO Fusheng | Management | For | Voted - For |
1.7 | Elect WANG Shaoqun | Management | For | Voted - For |
1.8 | Elect YU Qiang | Management | For | Voted - For |
1.9 | Elect WANG Zhibin | Management | For | Voted - For |
1.10 | Elect SHIU Sin Por | Management | For | Voted - For |
1.11 | Elect KO Wing Man | Management | For | Voted - For |
1.12 | Elect XU Lina | Management | For | Voted - For |
1.13 | Elect CUI Li | Management | For | Voted - For |
1.14 | Elect CHEN Wuzhao | Management | For | Voted - For |
1.15 | Elect HUANG Liangbo as Supervisor | Management | For | Voted - For |
1.16 | Elect XU Yongxian as Supervisor | Management | For | Voted - Against |
1.17 | Elect Starry King LEE Wai | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | 14th Five-Year Plan Development Strategy | Management | For | Voted - For |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
184
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Fixed Assets Investment Budget for 2021 | Management | For | Voted - For |
9 | Independent Directors' Report | Management | For | Voted - For |
TOPCO SCIENTIFIC COMPANY LIMITED | ||||
Security ID: Y8896T109 Ticker: 5434 | ||||
Meeting Date: 31-May-21 | ||||
1 | 2020 Financial Statements | Management | For | Voted - For |
2 | 2020 Earnings Distribution Plan | Management | For | Voted - For |
TORRENT POWER LTD. | ||||
Security ID: Y8903W103 Ticker: TORNTPOWER | ||||
Meeting Date: 06-Aug-20 | ||||
1.1 | Elect Samir U. Mehta | Management | For | Voted - Against |
1.2 | Elect Sunaina Tomar | Management | For | Voted - Against |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Set Cost Auditors Fees | Management | For | Voted - For |
5 | Approve Payment to Sudhir Mehta (Chair Emeritus) | Management | For | Voted - Against |
6 | Authority to Issue Non-Convertible Debt | Management | For | Voted - For |
Meeting Date: 15-Sep-20 | ||||
1 | Scheme of Arrangement between the Company and TCL | |||
Cables Private Limited | Management | For | Voted - For | |
TRIPOD TECHNOLOGY CORP. | ||||
Security ID: Y8974X105 Ticker: 3044 | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Re-elect WANG Jing-Chun | Management | For | Voted - For |
1.2 | Re-elect HU Jing-Xiu | Management | For | Voted - For |
1.3 | Re-elect HSU Chao-Kuei | Management | For | Voted - For |
1.4 | Re-elect WANG Zheng-Ting | Management | For | Voted - For |
1.5 | Elect WANG Zheng-Ming | Management | For | Voted - For |
1.6 | Elect HU Chao-Wei | Management | For | Voted - For |
1.7 | Re-elect WU Yong-Cheng | Management | For | Voted - For |
1.8 | Re-elect DAI Xing-Zheng | Management | For | Voted - For |
1.9 | Elect TANG Wei-Bin | Management | For | Voted - For |
2 | 2020 Accounts and Reports | Management | For | Voted - For |
3 | 2020 Allocation of Dividends | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
5 | Amendments to Articles | Management | For | Voted - For |
6 | Release Non-compete Restrictions for Directors | Management | For | Voted - For |
185
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TURKIYE SISE VE CAM FABRIKALARI A.S | ||||
Security ID: M9013U105 Ticker: SISE | ||||
Meeting Date: 28-Aug-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of presiding chair | Management | For | Voted - For |
5 | Minutes | Management | For | Voted - For |
6 | Presentation of Information on Merger/ Acquisition | Management | For | Voted - For |
7 | Acquisitions | Management | For | Voted - For |
8 | Amendments to Articles | Management | For | Voted - For |
9 | Wishes; Closing | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 30-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Presentation of Directors' and Auditors' Reports | Management | For | Voted - For |
5 | Financial Statements | Management | For | Voted - For |
6 | Ratification of Board Acts | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Directors' Fees | Management | For | Voted - Against |
9 | Authority to Carry out Competing Activities or | |||
Related Party Transactions | Management | For | Voted - Against | |
10 | Allocation of Profits/Dividends | Management | For | Voted - Against |
11 | Authority to Make Advance Payments of Dividends | Management | For | Voted - For |
12 | Presentation of Report on Repurchase of Shares | Management | For | Voted - For |
13 | Amendments to Article 7 (Increase in Authorized | |||
Capital) | Management | For | Voted - For | |
14 | Appointment of Auditor | Management | For | Voted - Against |
15 | Charitable Donations | Management | For | Voted - Against |
16 | Presentation of Report on Guarantees | Management | For | Voted - For |
17 | Wishes; Closing | Management | For | Voted - For |
18 | 2021 Continuing Connected Transactions with a | |||
Company and its Subordinate Companies | Management | For | Voted - For | |
UNITED TRACTORS | ||||
Security ID: Y7146Y140 Ticker: UNTR | ||||
Meeting Date: 09-Apr-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Election of Directors and Commissioners (Slate) | Management | For | Voted - Against |
186
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Directors' and Commissioners' Fees | Management | For | Voted - For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
6 | Amendments to Articles | Management | For | Voted - Against |
VALE SA | ||||
Security ID: P9661Q155 Ticker: VALE3 | ||||
Meeting Date: 12-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to Articles (Alternate Directors) | Management | For | Voted - For |
5 | Amendments to Article 11 (Board Size) | Management | For | Voted - For |
6 | Amendments to Article 11 (Board Independence) | Management | For | Voted - For |
7 | Amendments to Article 11 (Election of Chair and | |||
Vice Chair of the Board) | Management | For | Voted - For | |
8 | Amendments to Article 11 (Lead Independent Director) | Management | For | Voted - For |
9 | Amendments to Article 11 (Election of Directors) | Management | For | Voted - For |
10 | Amendments to Article 11 (Election Method) | Management | For | Voted - Against |
11 | Amendments to Article 11 (Editorial Changes) | Management | For | Voted - For |
12 | Amendments to Article 12 (Board Meetings) | Management | For | Voted - For |
13 | Amendments to Articles (Board and Management Duties) | Management | For | Voted - For |
14 | Amendments to Article 15 (Board Committees) | Management | For | Voted - For |
15 | Amendments to Article 23 (Management Board Term) | Management | For | Voted - For |
16 | Consolidation of Articles | Management | For | Voted - For |
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Jose Luciano Duarte Penido | Management | For | Voted - For |
1.2 | Elect Fernando Jorge Buso Gomes | Management | For | Voted - For |
1.3 | Elect Clinton J. Dines | Management | For | Voted - For |
1.4 | Elect Eduardo de Oliveira Rodrigues Filho | Management | For | Voted - For |
1.5 | Elect Elaine Dorward-King | Management | For | Voted - For |
1.6 | Elect Jose Mauricio Pereira Coelho | Management | For | Voted - For |
1.7 | Elect Ken Yasuhara | Management | For | Non-Voting |
1.8 | Elect Manuel Lino S. De Sousa-Oliveira | Management | For | Voted - For |
1.9 | Elect Maria Fernanda dos Santos Teixeira | Management | For | Voted - For |
1.10 | Elect Murilo Cesar Lemos dos Santos Passos | Management | For | Non-Voting |
1.11 | Elect Roger Allan Downey | Management | For | Voted - For |
1.12 | Elect Sandra Maria Guerra de Azevedo | Management | For | Voted - For |
1.13 | Elect Marcelo Gasparino da Silva | Management | For | Voted - For |
1.14 | Elect Mauro Gentile Rodrigues da Cunha | Management | For | Voted - For |
1.15 | Elect Roberto da Cunha Castello Branco | Management | For | Non-Voting |
1.16 | Elect Rachel de Oliveira Maia | Management | For | Non-Voting |
1.17 | Elect Jose Luciano Duarte Penido as Board Chair | Management | For | Voted - For |
1.18 | Elect Roberto da Cunha Castello Branco as Board | |||
Chair | Management | N/A | Voted - Against | |
1.19 | Elect Fernando Jorge Buso Gomes as Board Vice Chair | Management | For | Voted - For |
187
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.20 | Elect Mauro Gentile Rodrigues da Cunha as Board | |||
Vice Chair | Management | N/A | Voted - Against | |
1.21 | Elect Cristina Fontes Doherty | Management | For | Voted - For |
1.22 | Elect Marcus Vinicius Dias Severini | Management | For | Voted - For |
1.23 | Elect Marcelo Amaral Moraes | Management | For | Voted - Against |
1.24 | Elect Raphael Manhaes Martins | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Approval of Long Term Incentive Plan | Management | For | Voted - For |
5 | Merger Agreements (CPFL and Valesul) | Management | For | Voted - For |
6 | Ratification of Appointment of Appraiser (Macso) | Management | For | Voted - For |
7 | Valuation Reports (CPFL and Valesul) | Management | For | Voted - For |
8 | Mergers by Absorption (CPFL and Valesul) | Management | For | Voted - For |
9 | Spin-off and Merger Agreement (MRB) | Management | For | Voted - For |
10 | Ratification of Appointment of Appraiser (Macso) | Management | For | Voted - For |
11 | Valuation Report (MRB) | Management | For | Voted - For |
12 | Spin-off and Merger of Spun-off Portion (MBR) | Management | For | Voted - For |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Accounts and Reports | Management | For | Voted - For |
16 | Allocation of Profits/Dividends | Management | For | Voted - For |
17 | Board Size | Management | For | Voted - For |
18 | Request Cumulative Voting | Management | N/A | Voted - Against |
19 | Non-Voting Agenda Item | N/A | Non-Voting | |
20 | Non-Voting Agenda Item | N/A | Non-Voting | |
21 | Proportional Allocation of Cumulative Votes | Management | N/A | Voted - Against |
22 | Allocate Cumulative Votes to Jose Luciano Duarte | |||
Penido | Management | N/A | Voted - For | |
23 | Allocate Cumulative Votes to Fernando Jorge Buso | |||
Gomes | Management | N/A | Voted - For | |
24 | Allocate Cumulative Votes to Clinton J. Dines | Management | N/A | Voted - For |
25 | Allocate Cumulative Votes to Eduardo de Oliveira | |||
Rodrigues Filho | Management | N/A | Voted - For | |
26 | Allocate Cumulative Votes to Elaine Dorward-King | Management | N/A | Voted - For |
27 | Allocate Cumulative Votes to Jose Mauricio Pereira | |||
Coelho | Management | N/A | Voted - For | |
28 | Allocate Cumulative Votes to Ken Yasuhara | Management | N/A | Voted - Abstain |
29 | Allocate Cumulative Votes to Manuel Lino S. De | |||
Sousa-Oliveira | Management | N/A | Voted - For | |
30 | Allocate Cumulative Votes to Maria Fernanda dos | |||
Santos Teixeira | Management | N/A | Voted - For | |
31 | Allocate Cumulative Votes to Murilo Cesar Lemos dos | |||
Santos Passos | Management | N/A | Voted - Against | |
32 | Allocate Cumulative Votes to Roger Allan Downey | Management | N/A | Voted - For |
33 | Allocate Cumulative Votes to Sandra Maria Guerra de | |||
Azevedo | Management | N/A | Voted - For | |
34 | Allocate Cumulative Votes to Marcelo Gasparino da | |||
Silva | Management | N/A | Voted - For | |
35 | Allocate Cumulative Votes to Mauro Gentile | |||
Rodrigues da Cunha | Management | N/A | Voted - For |
188
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
36 | Allocate Cumulative Votes to Roberto da Cunha | |||
Castello Branco | Management | N/A | Voted - Abstain | |
37 | Allocate Cumulative Votes to Rachel de Oliveira Maia | Management | N/A | Voted - Abstain |
38 | Non-Voting Agenda Item | N/A | Non-Voting | |
39 | Non-Voting Agenda Item | N/A | Non-Voting | |
40 | Remuneration policy | Management | For | Voted - For |
VALUE ADDED TECHNOLOGY CO., LTD. | ||||
Security ID: Y9347V107 Ticker: 043150 | ||||
Meeting Date: 31-Mar-21 | ||||
1.1 | Elect HYUN Jeong Hoon | Management | For | Voted - For |
2 | Amendments to Articles | Management | For | Voted - Against |
3 | Directors' Fees | Management | For | Voted - For |
4 | Approve the Framework Agreement | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
VIEWORKS CO., LTD. | ||||
Security ID: Y9330U108 Ticker: 100120 | ||||
Meeting Date: 26-Mar-21 | ||||
1 | Financial Statements | Management | For | Voted - Against |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Articles 3 and 4 | Management | For | Voted - For |
4 | Articles 30 and 31 | Management | For | Voted - For |
5 | Article 34-4 | Management | For | Voted - For |
6 | Election of Corporate Auditor | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Corporate Auditors' Fees | Management | For | Voted - For |
VINA CONCHAY TORO S.A. | ||||
Security ID: P9796J100 Ticker: CONCHATORO | ||||
Meeting Date: 22-Apr-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Dividend Policy | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - Against |
5 | Directors' Expenses | Management | For | Voted - For |
6 | Presentation of Directors' Committee Activities and | |||
Reports | Management | For | Voted - For | |
7 | Directors' Committee Fees and Budget | Management | For | Voted - For |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Appointment of Risk Rating Agency | Management | For | Voted - For |
10 | Publication of Company Notices | Management | For | Voted - For |
11 | Related Party Transactions | Management | For | Voted - For |
189
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Transaction of Other Business | Management | For | Voted - Against |
13 | Amendments to Articles | Management | For | Voted - For |
14 | Establish Share Repurchase Plan | Management | For | Voted - For |
15 | Set Repurchase Plan Terms and Conditions | Management | For | Voted - For |
16 | Approve Board's Powers to Complete Any Formalities | |||
to Give Force to Share Repurchase Plan | Management | For | Voted - For | |
17 | Authorization of Legal Formalities | Management | For | Voted - For |
VINDA INTERNATIONAL HOLDINGS LIMITED | ||||
Security ID: G9361V108 Ticker: 3331 | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect LI Chao Wang | Management | For | Voted - Against |
1.2 | Elect LI Jielin | Management | For | Voted - For |
1.3 | Elect Jan Christer Johansson | Management | For | Voted - For |
1.4 | Elect Ann LEE Hsiao-yun | Management | For | Voted - For |
1.5 | Elect Johann C. Michalski | Management | For | Voted - For |
1.6 | Elect Lawrence LAW Hong Ping | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
VINYTHAI PUBLIC COMPANY LIMITED | ||||
Security ID: Y9377E157 Ticker: VNT | ||||
Meeting Date: 16-Jul-20 | ||||
1.1 | Elect Pipop Pruecksamars | Management | For | Voted - Against |
1.2 | Elect Pote Videtyontrakich | Management | For | Voted - Against |
1.3 | Elect Masahiko Fukamachi | Management | For | Voted - Against |
1.4 | Elect Yoshihisa Horibe | Management | For | Voted - Against |
2 | Meeting Minutes | Management | For | Voted - For |
3 | Results of Operations | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees and Bonus | Management | For | Voted - Against |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Transaction of Other Business | Management | For | Voted - Against |
9 | Non-Voting Meeting Note | N/A | Non-Voting |
190
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Hiroaki Sano | Management | For | Voted - For |
1.2 | Elect Ryutaro Yamaki | Management | For | Voted - Against |
1.3 | Elect Wiboon Chuchepchunkamon | Management | For | Voted - Against |
1.4 | Elect Danuja Kunpanitchakit | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Meeting Minutes | Management | For | Voted - For |
5 | Results of Operations | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Directors' Fees and Bonus | Management | For | Voted - Against |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Acknowledgement of Independent Financial Advice | |||
Relating to Delisting | Management | For | Voted - For | |
11 | Delisting | Management | For | Voted - For |
12 | Transaction of Other Business | Management | For | Voted - Against |
WANT WANT CHINA HOLDINGS LIMITED | ||||
Security ID: G9431R103 Ticker: 0151 | ||||
Meeting Date: 18-Aug-20 | ||||
1.1 | Elect TSAI Eng-Meng | Management | For | Voted - For |
1.2 | Elect TSAI Wang-Chia | Management | For | Voted - For |
1.3 | Elect LIAO Ching-Tsun | Management | For | Voted - For |
1.4 | Elect HSIEH Tien-Jen | Management | For | Voted - For |
1.5 | Elect LEE Kwok Ming | Management | For | Voted - For |
1.6 | Elect PAN Chih Chiang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Final Dividend | Management | For | Voted - For |
6 | Allocation of Special Dividend | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
11 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
WISTRON CORPORATION | ||||
Security ID: Y96738102 Ticker: 3231 | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Simon LIN Hsien-Ming | Management | For | Voted - For |
1.2 | Elect Robert HUANG Po-Tuan | Management | For | Voted - For |
1.3 | Elect Hayden HSIEH Hong-Po | Management | For | Voted - For |
191
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Philip PENG Chin-Bing | Management | For | Voted - For |
1.5 | Elect Jack CHEN Yu-Liang | Management | For | Voted - For |
1.6 | Elect Paul CHIEN Shyur-Jen | Management | For | Voted - For |
1.7 | Elect Christopher CHANG Liang-Chi | Management | For | Voted - For |
1.8 | Elect Sam LEE Ming-Shan | Management | For | Voted - Against |
1.9 | Elect YU Pei-Pei | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
5 | Amendments to Articles | Management | For | Voted - For |
6 | Amendments to Procedural Rules for Shareholders | |||
Meetings | Management | For | Voted - For | |
7 | Amendments to Procedural Rules for Election of | |||
Directors | Management | For | Voted - For | |
8 | Release of Non-compete Restrictions | Management | For | Voted - For |
XTEP INTERNATIONAL HOLDINGS LIMITED | ||||
Security ID: G98277109 Ticker: 1368 | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect DING Ming Zhong | Management | For | Voted - For |
1.2 | Elect BAO Ming Xiao | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD. | ||||
Security ID: Y9728A102 Ticker: BS6 | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Ren Letian | Management | For | Voted - For |
1.2 | Elect SONG Shu Ming | Management | For | Voted - For |
1.3 | Elect TOE Teow Heng | Management | For | Voted - For |
1.4 | Elect Timothy Teck Leng CHEN | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Retention of Mr. TEO Yi-Dar (ZHANG Yida) as | |||
Independent Director | Management | For | Voted - For |
192
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Retention of Mr. TEO Yi-Dar (ZHANG Yida) as | |||
Independent Director (Excluding Votes of Directors, | ||||
CEO and Their Associates) | Management | For | Voted - For | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
9 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO., LTD | ||||
Security ID: Y9828F100 Ticker: 1558 | ||||
Meeting Date: 25-Sep-20 | ||||
1.1 | Elect LI Xuechen | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Distribution of Interim Dividend | Management | For | Voted - For |
4 | Amendments to Articles of Association | Management | For | Voted - For |
Meeting Date: 04-Jun-21 | ||||
1.1 | Elect JIANG Juncai | Management | For | Voted - Against |
1.2 | Elect WANG Danjin | Management | For | Voted - For |
1.3 | Elect CHEN Yangui | Management | For | Voted - For |
1.4 | Elect LI Shuang | Management | For | Voted - For |
1.5 | Elect TANG Xinfa | Management | For | Voted - Against |
1.6 | Elect Eddy Huang | Management | For | Voted - For |
1.7 | Elect TANG Jianxin | Management | For | Voted - Against |
1.8 | Elect ZHAO Dayao | Management | For | Voted - For |
1.9 | Elect XIANG Ling | Management | For | Voted - For |
1.10 | Elect LI Xuechen | Management | For | Voted - For |
1.11 | Elect TANG Jinlong as Supervisor | Management | For | Voted - For |
1.12 | Elect LUO Zhonghua as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Annual Report | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase H Shares | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Authority to Repurchase H Shares | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Revised Non-Competition Agreements | Management | For | Voted - For |
193
LSV Emerging Markets Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Purchase Transactions (including the annual caps) | |||
and Clarithromycin and Azithromycin Purchase | ||||
Transaction | Management | For | Voted - For | |
5 | Entrusted Transactions (including the annual caps). | Management | For | Voted - For |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
YUANTA FINANCIAL HOLDINGS | ||||
Security ID: Y2169H108 Ticker: 2885 | ||||
Meeting Date: 07-Jun-21 | ||||
1 | Acceptance Of The 2020 Business Report And | |||
Financial Statements | Management | For | Voted - For | |
2 | Acceptance of the Distribution of 2020 Earnings | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments To The Procedures Of Director Election | Management | For | Voted - For |
5 | Amendments to the Rules and Procedures of | |||
Shareholders Meetings | Management | For | Voted - For | |
YUEXIU TRANSPORT INFRASTRUCTURE LIMITED | ||||
Security ID: G9880L102 Ticker: 1052 | ||||
Meeting Date: 21-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | 2021 Bank Deposits Agreement | Management | For | Voted - For |
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect LI Feng | Management | For | Voted - Against |
1.2 | Elect HE Baiqing | Management | For | Voted - For |
1.3 | Elect CHEN Jing | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
ZHEJIANG EXPRESSWAY CO | ||||
Security ID: Y9891F102 Ticker: 0576 | ||||
Meeting Date: 23-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting |
194
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Acquisition of 30% Stake in HangNing | Management | For | Voted - For |
4 | Acquisition of 100% of LongLiLiLong | Management | For | Voted - For |
ZHEJIANG EXPRESSWAY CO | ||||
Security ID: Y9891F102 Ticker: 0576 | ||||
Meeting Date: 20-Jan-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Authority to Issue Senior Notes | Management | For | Voted - For |
Meeting Date: 21-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Final Accounts and Budget for 2021 | Management | For | Voted - For |
8 | Appointment of Hong Kong Auditor and Authority to | |||
Set Fees | Management | For | Voted - For | |
9 | Appointment of PRC Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
Meeting Date: 28-Jun-21 | ||||
1.1 | Elect YU Zhihong | Management | For | Voted - Against |
1.2 | Elect CHEN Ninghui | Management | For | Voted - For |
1.3 | Elect YUAN Yingjie | Management | For | Voted - Against |
1.4 | Elect JIN Chaoyang | Management | For | Voted - For |
1.5 | Elect Fan Ye | Management | For | Voted - Against |
1.6 | Elect HUANG Jianzhang | Management | For | Voted - For |
1.7 | Elect PEI Kerwei | Management | For | Voted - For |
1.8 | Elect Rosa LEE Wai Tsang | Management | For | Voted - For |
1.9 | Elect CHEN Bin | Management | For | Voted - For |
1.10 | Elect ZHENG Ruchun as Supervisor | Management | For | Voted - For |
1.11 | Elect HE Meiyuan as Supervisor | Management | For | Voted - For |
1.12 | Elect WU Qingwang as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Director and Supervisor Service Contracts | Management | For | Voted - For |
195
LSV Emerging Markets Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ZHEN DING TECHNOLOGY HOLDING LIMITED | ||||
Security ID: G98922100 Ticker: 4958 | ||||
Meeting Date: 18-Jun-21 | ||||
1 | Ratification of 2020 Business Report and | |||
Consolidated Financial Statements | Management | For | Voted - For | |
2 | Ratification of 2020 Earnings Distribution. | |||
Proposed Cash Dividend: TWD4.5 Per Share. | Management | For | Voted - For | |
3 | Amendments To The Rules And Procedures Of | |||
Shareholders Meeting. | Management | For | Voted - For |
196
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AGEAS SA/NV | ||||
Security ID: B0148L138 Ticker: AGS | ||||
Meeting Date: 22-Oct-20 | ||||
1.1 | Elect Hans De Cuyper to the Board of Directors | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Remuneration Policy for Hans De Cuyper, CEO | Management | For | Voted - For |
6 | Approval of Transition Fee for Jozef De Mey | Management | For | Voted - Against |
Meeting Date: 19-May-21 | ||||
1.1 | Elect Jean-Michel Chatagny to the Board of Directors | Management | For | Voted - For |
1.2 | Elect Katleen Vandeweyer to the Board of Directors | Management | For | Voted - For |
1.3 | Elect Bart De Smet to the Board of Directors | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Accounts and Reports; Allocation of Profits | Management | For | Voted - For |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | Allocation of Dividends | Management | For | Voted - For |
12 | Ratification of Board Acts | Management | For | Voted - Against |
13 | Ratification of Auditor's Acts | Management | For | Voted - For |
14 | Remuneration Report | Management | For | Voted - Against |
15 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
16 | Amendment to Article 1 | Management | For | Voted - For |
17 | Non-Voting Agenda Item | N/A | Non-Voting | |
18 | Amendments to Articles Regarding Corporate Purpose | Management | For | Voted - For |
19 | Cancellation of Shares | Management | For | Voted - For |
20 | Non-Voting Agenda Item | N/A | Non-Voting | |
21 | Increase in Authorised Capital | Management | For | Voted - For |
22 | Amendments to Articles Regarding Management of the | |||
Company | Management | For | Voted - For | |
23 | Authority to Repurchase Shares | Management | For | Voted - For |
24 | Non-Voting Agenda Item | N/A | Non-Voting | |
25 | Non-Voting Meeting Note | N/A | Non-Voting |
197
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AGL ENERGY LTD | ||||
Security ID: Q01630195 Ticker: AGL | ||||
Meeting Date: 07-Oct-20 | ||||
1.1 | Elect Peter R. Botten | Management | For | Voted - For |
1.2 | Elect Mark Bloom | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Remuneration Report | Management | For | Voted - Against |
5 | Equity Grant (MD/CEO Brett Redman) | Management | For | Voted - For |
6 | Approve Termination Payments | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Renew Proportional Takeover Provisions | Management | For | Voted - For |
9 | Shareholder Proposal Regarding Facilitating | |||
Nonbinding Proposals | Shareholder | Against | Voted - Against | |
10 | Shareholder Proposal Regarding Closure of | |||
Coal-fired Power Stations | Shareholder | Against | Voted - Against | |
ALLISON TRANSMISSION HOLDINGS, INC. | ||||
Security ID: 01973R101 Ticker: ALSN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Judy L. Altmaier | Management | For | Voted - For |
1.2 | Elect Stan A. Askren | Management | For | Voted - For |
1.3 | Elect David C. Everitt | Management | For | Voted - For |
1.4 | Elect Alvaro Garcia-Tunon | Management | For | Voted - For |
1.5 | Elect David S. Graziosi | Management | For | Voted - For |
1.6 | Elect Carolann I. Haznedar | Management | For | Voted - For |
1.7 | Elect Richard P. Lavin | Management | For | Voted - For |
1.8 | Elect Thomas W. Rabaut | Management | For | Voted - For |
1.9 | Elect Richard V. Reynolds | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ALTRIA GROUP, INC. | ||||
Security ID: 02209S103 Ticker: MO | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect John T. Casteen III | Management | For | Voted - For |
1.2 | Elect Dinyar S. Devitre | Management | For | Voted - For |
1.3 | Elect William F. Gifford | Management | For | Voted - For |
1.4 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1.5 | Elect W. Leo Kiely III | Management | For | Voted - For |
1.6 | Elect Kathryn B. McQuade | Management | For | Voted - For |
1.7 | Elect George Munoz | Management | For | Voted - For |
1.8 | Elect Mark E. Newman | Management | For | Voted - For |
198
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Nabil Y. Sakkab | Management | For | Voted - For |
1.10 | Elect Virginia E. Shanks | Management | For | Voted - For |
1.11 | Elect Ellen R. Strahlman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Report on Underage | |||
Tobacco Prevention and Marketing Practices | Shareholder | Against | Voted - Against | |
5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Voted - For |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Robert A. Minicucci | Management | For | Voted - For |
1.2 | Elect Adrian Gardner | Management | For | Voted - For |
1.3 | Elect James S. Kahan | Management | For | Voted - For |
1.4 | Elect Rafael de la Vega | Management | For | Voted - For |
1.5 | Elect Giora Yaron | Management | For | Voted - For |
1.6 | Elect Eli Gelman | Management | For | Voted - For |
1.7 | Elect Richard T.C. LeFave | Management | For | Voted - For |
1.8 | Elect John A. MacDonald | Management | For | Voted - For |
1.9 | Elect Shuky Sheffer | Management | For | Voted - For |
1.10 | Elect Yvette Kanouff | Management | For | Voted - For |
2 | Increase Quarterly Dividend | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
AMERICAN FINANCIAL GROUP, INC. | ||||
Security ID: 025932104 Ticker: AFG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Carl H. Lindner, III | Management | For | Voted - For |
1.2 | Elect S. Craig Lindner | Management | For | Voted - For |
1.3 | Elect John B. Berding | Management | For | Voted - For |
1.4 | Elect Virginia C. Drosos | Management | For | Voted - For |
1.5 | Elect James E. Evans | Management | For | Voted - Withheld |
1.6 | Elect Terry S. Jacobs | Management | For | Voted - For |
1.7 | Elect Gregory G. Joseph | Management | For | Voted - For |
1.8 | Elect Mary Beth Martin | Management | For | Voted - For |
1.9 | Elect Evans N. Nwankwo | Management | For | Voted - For |
1.10 | Elect William W. Verity | Management | For | Voted - For |
1.11 | Elect John I. Von Lehman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
199
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Brian J. Druker | Management | For | Voted - For |
1.4 | Elect Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Greg C. Garland | Management | For | Voted - For |
1.6 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AMMB HOLDINGS BERHAD | ||||
Security ID: Y0122P100 Ticker: AMBANK | ||||
Meeting Date: 27-Aug-20 | ||||
1.1 | Elect VOON Seng Chuan | Management | For | Voted - For |
1.2 | Elect Farina binti Farikhullah Khan | Management | For | Voted - For |
1.3 | Elect HONG Kean Yong | Management | For | Voted - For |
1.4 | Elect KONG Sooi Lin | Management | For | Voted - For |
2 | Directors' Fees for Fiscal Year 2020 | Management | For | Voted - For |
3 | Directors' Benefits for Fiscal Year 2021 | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Renewal of Authority to Issue Shares under the | |||
Dividend Reinvestment Plan | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
8 | Related Party Transactions with Amcorp Group | |||
Berhad | ||||
Group | Management | For | Voted - For | |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Francine J. Bovich | Management | For | Voted - For |
1.2 | Elect Wellington J. Denahan | Management | For | Voted - For |
1.3 | Elect Katie Beirne Fallon | Management | For | Voted - For |
1.4 | Elect David L. Finkelstein | Management | For | Voted - For |
1.5 | Elect Thomas Hamilton | Management | For | Voted - For |
200
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1.7 | Elect Michael Haylon | Management | For | Voted - For |
1.8 | Elect Eric A. Reeves | Management | For | Voted - For |
1.9 | Elect John H. Schaefer | Management | For | Voted - For |
1.10 | Elect Glenn A. Votek | Management | For | Voted - For |
1.11 | Elect Vicki Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ASTELLAS PHARMA INC. | ||||
Security ID: J03393105 Ticker: 4503 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect Yoshihiko Hatanaka | Management | For | Voted - For |
1.2 | Elect Kenji Yasukawa | Management | For | Voted - For |
1.3 | Elect Naoki Okamura | Management | For | Voted - For |
1.4 | Elect Mamoru Sekiyama | Management | For | Voted - For |
1.5 | Elect Hiroshi Kawabe | Management | For | Voted - For |
1.6 | Elect Tatsuro Ishizuka | Management | For | Voted - For |
1.7 | Elect Takashi Tanaka | Management | For | Voted - For |
1.8 | Elect Haruko Shibumura as Audit Committee Director | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect William E. Kennard | Management | For | Voted - For |
1.2 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Matthew K. Rose | Management | For | Voted - Against |
1.10 | Elect John T. Stankey | Management | For | Voted - For |
1.11 | Elect Cindy B. Taylor | Management | For | Voted - For |
1.12 | Elect Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against |
201
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AUTOZONE, INC. | ||||
Security ID: 053332102 Ticker: AZO | ||||
Meeting Date: 16-Dec-20 | ||||
1.1 | Elect Douglas H. Brooks | Management | For | Voted - For |
1.2 | Elect Linda A. Goodspeed | Management | For | Voted - For |
1.3 | Elect Earl G. Graves, Jr. | Management | For | Voted - For |
1.4 | Elect Enderson Guimaraes | Management | For | Voted - For |
1.5 | Elect Michael M. Calbert | Management | For | Voted - For |
1.6 | Elect D. Bryan Jordan | Management | For | Voted - For |
1.7 | Elect Gale V. King | Management | For | Voted - For |
1.8 | Elect George R. Mrkonic, Jr. | Management | For | Voted - For |
1.9 | Elect William C. Rhodes, III | Management | For | Voted - For |
1.10 | Elect Jill Ann Soltau | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Omnibus Incentive Award Plan | Management | For | Voted - For |
AXIS CAPITAL HOLDINGS LIMITED | ||||
Security ID: G0692U109 Ticker: AXS | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Charles A. Davis | Management | For | Voted - For |
1.2 | Elect Elanor R. Hardwick | Management | For | Voted - For |
1.3 | Elect Axel Theis | Management | For | Voted - For |
1.4 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2017 Long-Term Equity Compensation | |||
Plan | Management | For | Voted - For | |
4 | Ratification of Auditor | Management | For | Voted - For |
BAE SYSTEMS PLC | ||||
Security ID: G06940103 Ticker: BA | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Thomas Arseneault | Management | For | Voted - For |
1.2 | Elect Roger Carr | Management | For | Voted - For |
1.3 | Elect Elizabeth Corley | Management | For | Voted - For |
1.4 | Elect Bradley Greve | Management | For | Voted - For |
1.5 | Elect Jane Griffiths | Management | For | Voted - For |
1.6 | Elect Chris Grigg | Management | For | Voted - For |
1.7 | Elect Stephen T. Pearce | Management | For | Voted - For |
1.8 | Elect Nicole W. Piasecki | Management | For | Voted - For |
1.9 | Elect Ian Tyler | Management | For | Voted - For |
1.10 | Elect Charles Woodburn | Management | For | Voted - For |
1.11 | Elect Nick Anderson | Management | For | Voted - For |
202
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Elect Carolyn Fairbairn | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - Against |
4 | Final Dividend | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Authorisation of Political Donations | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
12 | Amendments to Articles | Management | For | Voted - For |
BANK OF COMMUNICATIONS CO LTD. | ||||
Security ID: Y06988102 Ticker: 3328 | ||||
Meeting Date: 24-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Capital Management Plan (2021-2025) | Management | For | Voted - For |
3 | Authority to Issue Tier 2 Capital Bonds | Management | For | Voted - For |
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Directors' Report | Management | For | Voted - For |
3 | Supervisors' Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Fixed Assets Investment Plan | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
BANK OF COMMUNICATIONS CO., LTD. | ||||
Security ID: Y06988102 Ticker: 3328 | ||||
Meeting Date: 18-Nov-20 | ||||
1.1 | Elect WANG Linping | Management | For | Voted - For |
1.2 | Elect CHANG Baosheng | Management | For | Voted - Against |
1.3 | Elect CAI Yunge as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Confirmation of Donation of Materials to Fight | |||
Covid-19 Pandemic | Management | For | Voted - For | |
5 | Remuneration Plan of Directors for 2019 | Management | For | Voted - For |
6 | Remuneration Plan of Supervisors for 2019 | Management | For | Voted - For |
7 | Non-Voting Meeting Note | N/A | Non-Voting |
203
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BANK OF MONTREAL | ||||
Security ID: 063671101 Ticker: BMO | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Elect Janice M. Babiak | Management | For | Voted - For |
1.2 | Elect Sophie Brochu | Management | For | Voted - For |
1.3 | Elect Craig W. Broderick | Management | For | Voted - For |
1.4 | Elect George A. Cope | Management | For | Voted - For |
1.5 | Elect Stephen Dent | Management | For | Voted - For |
1.6 | Elect Christine A. Edwards | Management | For | Voted - For |
1.7 | Elect Martin S. Eichenbaum | Management | For | Voted - For |
1.8 | Elect David Harquail | Management | For | Voted - For |
1.9 | Elect Linda Huber | Management | For | Voted - For |
1.10 | Elect Eric R. La Fleche | Management | For | Voted - For |
1.11 | Elect Lorraine Mitchelmore | Management | For | Voted - For |
1.12 | Elect Madhu Ranganathan | Management | For | Voted - For |
1.13 | Elect Darryl White | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Report on Carbon | |||
Neutral GHG Footprint | Shareholder | Against | Voted - Against | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
BERKSHIRE HATHAWAY INC. | ||||
Security ID: 084670108 Ticker: BRKA | ||||
Meeting Date: 01-May-21 | ||||
1.1 | Elect Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Stephen B. Burke | Management | For | Voted - For |
1.6 | Elect Kenneth I. Chenault | Management | For | Voted - For |
1.7 | Elect Susan L. Decker | Management | For | Voted - For |
1.8 | Elect David S. Gottesman | Management | For | Voted - For |
1.9 | Elect Charlotte Guyman | Management | For | Voted - For |
1.10 | Elect Ajit Jain | Management | For | Voted - For |
1.11 | Elect Thomas S. Murphy | Management | For | Voted - Withheld |
1.12 | Elect Ronald L. Olson | Management | For | Voted - For |
1.13 | Elect Walter Scott, Jr. | Management | For | Voted - For |
1.14 | Elect Meryl B. Witmer | Management | For | Voted - For |
2 | Shareholder Proposal Regarding Climate Report | Shareholder | Against | Voted - For |
3 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Reports | Shareholder | Against | Voted - For |
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BIC | ||||
Security ID: F10080103 Ticker: BB | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Marie-Aimee Bich-Dufour | Management | For | Voted - For |
1.2 | Elect Edouard Bich | Management | For | Voted - For |
1.3 | Elect John Glen | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Accounts and Reports | Management | For | Voted - For |
9 | Consolidated Accounts and Reports | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
12 | 2020 Remuneration Report | Management | For | Voted - For |
13 | 2020 Remuneration of Pierre Vareille, Chair | Management | For | Voted - For |
14 | 2020 Remuneration of Gonzalve Bich, CEO | Management | For | Voted - Against |
15 | 2020 Remuneration of James DiPietro, Deputy CEO | |||
(Until June 30, 2020) | Management | For | Voted - For | |
16 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
17 | 2021 Remuneration Policy (Executives) | Management | For | Voted - Against |
18 | 2021 Remuneration Policy (Board) | Management | For | Voted - For |
19 | 2021 Directors' Fees | Management | For | Voted - For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
21 | Authority to Issue Performance Shares | Management | For | Voted - Against |
22 | Authority to Grant Stock Options | Management | For | Voted - Against |
23 | Global Ceiling on Capital Increases (Equity Plans) | Management | For | Voted - For |
24 | Employee Stock Purchase Plan | Management | For | Voted - For |
25 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
26 | Global Ceiling on Capital Increases | Management | For | Voted - For |
27 | Amendments to Article Regarding Shareholder | |||
Identification | Management | For | Voted - For | |
28 | Amendments to Article Regarding Director Share | |||
Ownership | Management | For | Voted - For | |
29 | Authorisation of Legal Formalities | Management | For | Voted - For |
BRANDYWINE REALTY TRUST | ||||
Security ID: 105368203 Ticker: BDN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James C. Diggs | Management | For | Voted - For |
1.2 | Elect Reginald DesRoches | Management | For | Voted - For |
1.3 | Elect H. Richard Haverstick, Jr. | Management | For | Voted - For |
205
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Terri A. Herubin | Management | For | Voted - For |
1.5 | Elect Michael J. Joyce | Management | For | Voted - For |
1.6 | Elect Charles P. Pizzi | Management | For | Voted - For |
1.7 | Elect Gerard H. Sweeney | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Paula A. Price | Management | For | Voted - For |
1.6 | Elect Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Theodore R. Samuels, II | Management | For | Voted - For |
1.8 | Elect Gerald Storch | Management | For | Voted - For |
1.9 | Elect Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Stock Award and Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
BRITISH AMERICAN TOBACCO PLC | ||||
Security ID: G1510J102 Ticker: BATS | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Luc Jobin | Management | For | Voted - For |
1.2 | Elect Jack M. Bowles | Management | For | Voted - For |
1.3 | Elect Tadeu Marroco | Management | For | Voted - For |
1.4 | Elect Susan J. Farr | Management | For | Voted - For |
1.5 | Elect Marion Helmes | Management | For | Voted - For |
1.6 | Elect Holly K. Koeppel | Management | For | Voted - For |
1.7 | Elect Savio Kwan | Management | For | Voted - For |
1.8 | Elect Dimitri Panayotopoulos | Management | For | Voted - Against |
1.9 | Elect Karen Guerra | Management | For | Voted - For |
1.10 | Elect Darrell Thomas | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
206
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Remuneration Report (Advisory) | Management | For | Voted - Against |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authorisation of Political Donations | Management | For | Voted - For |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
BT GROUP PLC | ||||
Security ID: G16612106 Ticker: BT.A | ||||
Meeting Date: 16-Jul-20 | ||||
1.1 | Elect Jan P. du Plessis | Management | For | Voted - For |
1.2 | Elect Philip Jansen | Management | For | Voted - For |
1.3 | Elect Simon J. Lowth | Management | For | Voted - For |
1.4 | Elect Iain C. Conn | Management | For | Voted - For |
1.5 | Elect Isabel Hudson | Management | For | Voted - For |
1.6 | Elect Mike Inglis | Management | For | Voted - For |
1.7 | Elect Matthew Key | Management | For | Voted - For |
1.8 | Elect Allison Kirkby | Management | For | Voted - For |
1.9 | Elect Adel Al-Saleh | Management | For | Voted - For |
1.10 | Elect Sir Ian Cheshire | Management | For | Voted - For |
1.11 | Elect Leena Nair | Management | For | Voted - For |
1.12 | Elect Sara Weller | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Remuneration Policy (Binding) | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
12 | Authorisation of Political Donations | Management | For | Voted - For |
13 | Employee Saveshare Plan | Management | For | Voted - For |
14 | International Employee Saveshare Plan | Management | For | Voted - For |
15 | U.S.Employee Stock Purchase Plan | Management | For | Voted - For |
16 | Adoption of Restricted Share Plan | Management | For | Voted - For |
17 | Deferred Bonus Plan | Management | For | Voted - For |
18 | Adoption of New Articles | Management | For | Voted - For |
207
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CACI INTERNATIONAL INC. | ||||
Security ID: 127190304 Ticker: CACI | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Michael A. Daniels | Management | For | Voted - For |
1.2 | Elect Susan M. Gordon | Management | For | Voted - For |
1.3 | Elect William L. Jews | Management | For | Voted - For |
1.4 | Elect Gregory G. Johnson | Management | For | Voted - For |
1.5 | Elect J.P. London | Management | For | Voted - For |
1.6 | Elect John S. Mengucci | Management | For | Voted - For |
1.7 | Elect James L. Pavitt | Management | For | Voted - For |
1.8 | Elect Warren R. Phillips | Management | For | Voted - For |
1.9 | Elect Debora A. Plunkett | Management | For | Voted - For |
1.10 | Elect Charles P. Revoile | Management | For | Voted - For |
1.11 | Elect William S. Wallace | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2016 Incentive Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
CANADIAN IMPERIAL BANK OF COMMERCE | ||||
Security ID: 136069101 Ticker: CM | ||||
Meeting Date: 08-Apr-21 | ||||
1.1 | Elect Charles J.G. Brindamour | Management | For | Voted - For |
1.2 | Elect Nanci E. Caldwell | Management | For | Voted - For |
1.3 | Elect Michelle L. Collins | Management | For | Voted - For |
1.4 | Elect Patrick D. Daniel | Management | For | Voted - For |
1.5 | Elect Luc Desjardins | Management | For | Voted - For |
1.6 | Elect Victor G. Dodig | Management | For | Voted - For |
1.7 | Elect Kevin J. Kelly | Management | For | Voted - For |
1.8 | Elect Christine E. Larsen | Management | For | Voted - For |
1.9 | Elect Nicholas D. Le Pan | Management | For | Voted - For |
1.10 | Elect Mary Lou Maher | Management | For | Voted - For |
1.11 | Elect Jane L. Peverett | Management | For | Voted - For |
1.12 | Elect Katharine B. Stevenson | Management | For | Voted - For |
1.13 | Elect Martine Turcotte | Management | For | Voted - For |
1.14 | Elect Barry L. Zubrow | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reporting Circular | |||
Economy Loans | Shareholder | Against | Voted - Against |
208
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CANADIAN TIRE CORPORATION, LIMITED | ||||
Security ID: 136681202 Ticker: CTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Diana L. Chant | Management | For | Voted - For |
1.2 | Elect Norman Jaskolka | Management | For | Voted - For |
1.3 | Elect Cynthia M. Trudell | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
CANON INC. | ||||
Security ID: J05124144 Ticker: 7751 | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Elect Fujio Mitarai | Management | For | Voted - For |
1.2 | Elect Toshizo Tanaka | Management | For | Voted - For |
1.3 | Elect Toshio Homma | Management | For | Voted - For |
1.4 | Elect Kunitaro Saida | Management | For | Voted - For |
1.5 | Elect Yusuke Kawamura | Management | For | Voted - For |
1.6 | Elect Hiroshi Yoshida as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Equity Compensation Plan | Management | For | Voted - For |
CDK GLOBAL INC | ||||
Security ID: 12508E101 Ticker: CDK | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Willie A. Deese | Management | For | Voted - For |
1.3 | Elect Amy J. Hillman | Management | For | Voted - For |
1.4 | Elect Brian M. Krzanich | Management | For | Voted - For |
1.5 | Elect Stephen A. Miles | Management | For | Voted - For |
1.6 | Elect Robert E. Radway | Management | For | Voted - For |
1.7 | Elect Stephen F. Schuckenbrock | Management | For | Voted - For |
1.8 | Elect Frank S. Sowinski | Management | For | Voted - For |
1.9 | Elect Eileen J. Voynick | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
209
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHICONY ELECTRONICS CO., LTD. | ||||
Security ID: Y1364B106 Ticker: 2385 | ||||
Meeting Date: 11-Jun-21 | ||||
1 | 2020 Business Report, Financial Statements and | |||
Earnings Distribution Plan | Management | For | Voted - For | |
2 | Amendments to the Rules of Procedures for | |||
Shareholders' Meetings | Management | For | Voted - For | |
3 | Amendments to the Procedures for Loaning of Funds | Management | For | Voted - For |
4 | Amendments to the Procedures for the Acquisition or | |||
Disposal of Assets | Management | For | Voted - For | |
CHINA RESOURCES POWER HOLDINGS COMPANY LTD. | ||||
Security ID: Y1503A100 Ticker: 0836 | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect TANG Yong | Management | For | Voted - For |
1.2 | Elect WANG Xiao Bin | Management | For | Voted - For |
1.3 | Elect Raymond CH'IEN K.F. | Management | For | Voted - For |
1.4 | Elect Elsie LEUNG Oi Sie | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHINA SHENHUA ENERGY COMPANY LIMITED | ||||
Security ID: Y1504C113 Ticker: 1088 | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect YANG Rongming | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Directors' and Supervisors' Fees | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Financial Services Agreement | Management | For | Voted - For |
11 | Amendments to Articles of Association | Management | For | Voted - Against |
12 | Authority to Repurchase H Shares | Management | For | Voted - For |
210
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
15 | Authority to Repurchase H Shares | Management | For | Voted - For |
CI FINANCIAL CORP. | ||||
Security ID: 125491100 Ticker: CIX | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect William E. Butt | Management | For | Voted - For |
1.2 | Elect Brigette Chang-Addorisio | Management | For | Voted - For |
1.3 | Elect William T. Holland | Management | For | Voted - For |
1.4 | Elect Kurt MacAlpine | Management | For | Voted - For |
1.5 | Elect David P. Miller | Management | For | Voted - For |
1.6 | Elect Tom P. Muir | Management | For | Voted - For |
1.7 | Elect Sheila A. Murray | Management | For | Voted - Against |
1.8 | Elect Paul Perrow | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Mark Garrett | Management | For | Voted - For |
1.5 | Elect Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Roderick C. McGeary | Management | For | Voted - For |
1.7 | Elect Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Arun Sarin | Management | For | Voted - Abstain |
1.9 | Elect Brenton L. Saunders | Management | For | Voted - For |
1.10 | Elect Lisa T. Su | Management | For | Voted - For |
2 | Reincorporation from California to Delaware | Management | For | Voted - For |
3 | Amendment to the 2005 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
COLRUYT | ||||
Security ID: B26882231 Ticker: COLR | ||||
Meeting Date: 30-Sep-20 | ||||
1.1 | Elect Dries Colpaert to the Board of Directors | Management | For | Voted - Against |
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Presentation of Board and Auditor Report | Management | For | Voted - For |
5 | Remuneration Report | Management | For | Voted - For |
6 | Standalone Accounts and Reports | Management | For | Voted - For |
7 | Consolidated Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Dividends | Management | For | Voted - For |
9 | Allocation of Profits | Management | For | Voted - For |
10 | Ratification of Board Acts | Management | For | Voted - For |
11 | Ratification of Auditor's Acts | Management | For | Voted - For |
12 | Non-Voting Agenda Item | N/A | Non-Voting | |
Meeting Date: 08-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Amendments to Articles (Company Object); Opt-in to | |||
the Belgium Code on Companies and Associations | Management | For | Voted - For | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Employee Stock Purchase Plan | Management | For | Voted - For |
9 | Approve Share Issuance Price | Management | For | Voted - For |
10 | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
11 | Authority to Issue Shares under Employee Share | |||
Purchase Plan | Management | For | Voted - For | |
12 | Approve Subscription Period | Management | For | Voted - For |
13 | Authorisation of Legal Formalities Regarding | |||
Employee Share Purchase Plan | Management | For | Voted - For | |
14 | Authority to Repurchase Shares as a Takeover Defense | Management | For | Voted - Against |
15 | Authority to Reissue Shares as a Takeover Defense | Management | For | Voted - Against |
16 | Cancellation of Shares | Management | For | Voted - For |
17 | Authorisation of Legal Formalities | Management | For | Voted - For |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
212
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent | |||
Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - For | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect William I. Miller | Management | For | Voted - For |
1.11 | Elect Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Professional | |||
Services Allowance | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect C. David Brown II | Management | For | Voted - For |
1.3 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect David W. Dorman | Management | For | Voted - For |
1.6 | Elect Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect William C. Weldon | Management | For | Voted - For |
1.13 | Elect Tony L. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
213
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
D.R. HORTON, INC. | ||||
Security ID: 23331A109 Ticker: DHI | ||||
Meeting Date: 20-Jan-21 | ||||
1.1 | Elect Donald R. Horton | Management | For | Voted - For |
1.2 | Elect Barbara K. Allen | Management | For | Voted - For |
1.3 | Elect Bradley S. Anderson | Management | For | Voted - For |
1.4 | Elect Michael R. Buchanan | Management | For | Voted - For |
1.5 | Elect Michael W. Hewatt | Management | For | Voted - For |
1.6 | Elect Maribess L. Miller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
DAH SING BANKING GROUP LIMITED | ||||
Security ID: Y1923F101 Ticker: 2356 | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect WONG Hon-Hing | Management | For | Voted - For |
1.2 | Elect Blair C. Pickerell | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Grant Share Options under the Share | |||
Option Scheme | Management | For | Voted - Against | |
DBS GROUP HOLDINGS LTD | ||||
Security ID: Y20246107 Ticker: D05 | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Elect Piyush Gupta | Management | For | Voted - For |
1.2 | Elect Punita Lal | Management | For | Voted - For |
1.3 | Elect Anthony LIM Weng Kin | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Authority to Issues Share under The California | |||
Sub-Plan | Management | For | Voted - For |
214
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Authority To Grant Awards And Issue Shares Under | |||
The Dbsh Share Plan | Management | For | Voted - For | |
7 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
8 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
9 | Authority To Issue Shares Pursuant To The Dbsh | |||
Scrip Dividend Scheme | Management | For | Voted - For | |
10 | Election of Presiding Chair; Minutes | Management | For | Voted - For |
DCM HOLDINGS CO., LTD. | ||||
Security ID: J12549101 Ticker: 3050 | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Masato Tabuchi as Alternate Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
DEUTSCHE POST AG | ||||
Security ID: D19225107 Ticker: DPW | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Ingrid Deltenre | Management | For | Voted - For |
1.2 | Elect Katja Windt | Management | For | Voted - For |
1.3 | Elect Nikolaus von Bomhard | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Ratification of Management Board Acts | Management | For | Voted - For |
11 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Increase in Authorised Capital | Management | For | Voted - For |
14 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
15 | Authority to Repurchase Shares Using Equity | |||
Derivatives | Management | For | Voted - For | |
16 | Management Board Remuneration Policy | Management | For | Voted - For |
17 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting |
215
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Diana Farrell | Management | For | Voted - For |
1.4 | Elect Logan D. Green | Management | For | Voted - For |
1.5 | Elect Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
EBRO FOODS S.A | ||||
Security ID: E38028135 Ticker: EBRO | ||||
Meeting Date: 16-Dec-20 | ||||
1.1 | Elect Alimentos y Aceites, S.A. (Maria Jesus | |||
Garrido Solis) | Management | For | Voted - For | |
1.2 | Elect Demetrio Carceller Arce | Management | For | Voted - For |
1.3 | Elect Maria Carceller Arce | Management | For | Voted - For |
1.4 | Elect Jose Ignacio Comenge Sanchez-Real | Management | For | Voted - For |
1.5 | Elect Corporacion Financiera Alba, S.A. (Tomas | |||
Hevia Armengol) | Management | For | Voted - For | |
1.6 | Elect Empresas Comerciales | |||
e Industriales | ||||
Valencianas, S.L. (Javier Gómez-Trenor Vergés) | Management | For | Voted - For | |
1.7 | Elect Javier Fernandez Alonso | Management | For | Voted - For |
1.8 | Elect Grupo Tradifin, S.L. (M Blanca Hernandez | |||
Rodriguez) | Management | For | Voted - Against | |
1.9 | Elect Hercalianz Investing Group, S.L. (Felix | |||
Hernandez Callejas) | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Presentation of Report on Divestments; Ratification | |||
of Divestments | Management | For | Voted - For | |
5 | Special Dividend | Management | For | Voted - For |
216
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Charitable Donations | Management | For | Voted - For |
7 | Authorisation of Legal Formalities | Management | For | Voted - For |
EBRO FOODS SA | ||||
Security ID: E38028135 Ticker: EBRO | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Javier Fernandez Alonso | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Report on Non-Financial Information | Management | For | Voted - For |
5 | Ratification of Board Acts | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Board Size | Management | For | Voted - For |
9 | Amendments to Remuneration Policy | Management | For | Voted - Against |
10 | Remuneration Report (Advisory) | |||
Management | For | Voted - Against | ||
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Amendments to Articles (Telematic Attendance) | Management | For | Voted - For |
13 | Amendments to General Meeting Regulations | |||
(Telematic Attendance) | Management | For | Voted - For | |
14 | Charitable Donations | Management | For | Voted - For |
15 | Authority to Repurchase and Reissue or Cancel Shares | Management | For | Voted - For |
16 | Authority to Reduce Extraordinary Meeting Notice | |||
Period | Management | For | Voted - Against | |
17 | Authorisation of Legal Formalities | Management | For | Voted - For |
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Belen Barreiro Perez-Pardo | Management | For | Voted - For |
1.2 | Elect Mercedes Costa Garcia | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Report on Non-Financial Information | Management | For | Voted - For |
6 | Ratification of Board Acts | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Directors' Fees | Management | For | Voted - For |
9 | Amendments to Articles (Registered Office) | Management | For | Voted - For |
10 | Amendments to Articles (General Meeting Attendance) | Management | For | Voted - For |
11 | Amendments to Articles (Proxies) | Management | For | Voted - For |
12 | Amendments to Articles (Postal and Electronic Vote) | Management | For | Voted - For |
13 | Amendments to Articles (Online Attendance) | Management | For | Voted - For |
14 | Amendments to Articles (Remuneration) | Management | For | Voted - For |
15 | Amendments to Articles (Committees) | Management | For | Voted - For |
16 | Amendments to Articles (Dividends) | Management | For | Voted - For |
17 | Amendments to General Meeting Regulations (Website) | Management | For | Voted - For |
217
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Amendments to General Meeting Regulations (Right to | |||
Information) | Management | For | Voted - For | |
19 | Amendments to General Meeting Regulations (Right to | |||
Attend) | Management | For | Voted - For | |
20 | Amendments to General Meeting Regulations (Requests | |||
to Speak) | Management | For | Voted - For | |
21 | Amendments to General Meeting Regulations | |||
(Participation of Shareholders) | Management | For | Voted - For | |
22 | Amendments to General Meeting Regulations (Postal | |||
and Electronic Vote) | Management | For | Voted - For | |
23 | Amendments to General Meeting Regulations (Online | |||
Attendance) | Management | For | Voted - For | |
24 | Amendments to General Meeting Regulations (Voting) | Management | For | Voted - For |
25 | Amendments to Remuneration Policy | Management | For | Voted - For |
26 | Remuneration Policy (Binding) | Management | For | Voted - Against |
27 | Remuneration Report (Advisory) | Management | For | Voted - Against |
28 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
29 | Charitable Donations | Management | For | Voted - For |
30 | Authority to Reduce Notice Period for Extraordinary | |||
Meetings | Management | For | Voted - Against | |
31 | Non-Voting Agenda Item | N/A | Non-Voting | |
32 | Authorisation of Legal Formalities | Management | For | Voted - For |
33 | Non-Voting Meeting Note | N/A | Non-Voting | |
34 | Non-Voting Meeting Note | N/A | Non-Voting | |
35 | Non-Voting Meeting Note | N/A | Non-Voting | |
EDION CORPORATION | ||||
Security ID: J1266Z109 Ticker: 2730 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Masataka Kubo | Management | For | Voted - For |
1.2 | Elect Norio Yamasaki | Management | For | Voted - For |
1.3 | Elect Satoshi Kaneko | Management | For | Voted - For |
1.4 | Elect Kozo Takahashi | Management | For | Voted - For |
1.5 | Elect Haruyoshi Jogu | Management | For | Voted - For |
1.6 | Elect Shozo Ishibashi | Management | For | Voted - For |
1.7 | Elect Shimon Takagi | Management | For | Voted - For |
1.8 | Elect Naoko Mayumi | Management | For | Voted - For |
1.9 | Elect Yoshihiko Fukushima | Management | For | Voted - For |
1.10 | Elect Isao Moriyasu | Management | For | Voted - For |
1.11 | Elect Fujio Yamada | Management | For | Voted - For |
1.12 | Elect Yuki Fukuda | Management | For | Voted - For |
1.13 | Elect Kenji Nakai | Management | For | Voted - For |
1.14 | Elect Yasuhiro Asanoma | Management | For | Voted - For |
1.15 | Elect Takashi Okinaka | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
218
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ENDESA SA | ||||
Security ID: E41222113 Ticker: ELE | ||||
Meeting Date: 30-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Accounts | Management | For | Voted - For |
3 | Management Reports | Management | For | Voted - For |
4 | Report on Non-Financial Information | Management | For | Voted - For |
5 | Ratification of Board Acts | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Amendments to Articles (Remote-Only Attendance) | Management | For | Voted - For |
8 | Amendments to Articles (Remote Attendance) | Management | For | Voted - For |
9 | Amendments to Articles (Compensation) | Management | For | Voted - For |
10 | Amendments to Articles (Board Meetings) | Management | For | Voted - For |
11 | Amendments to General Meeting Regulations | |||
(Remote-Only Meeting) | Management | For | Voted - For | |
12 | Amendments to General Meeting Regulations (Remote | |||
Attendance) | Management | For | Voted - For | |
13 | Board Size | Management | For | Voted - For |
14 | Remuneration Report (Advisory) | Management | For | Voted - For |
15 | Remuneration Policy (Binding) | Management | For | Voted - For |
16 | Strategic Incentive Plan 2021-2023 | Management | For | Voted - For |
17 | Authorisation of Legal Formalities | Management | For | Voted - For |
ENTERGY CORPORATION | ||||
Security ID: 29364G103 Ticker: ETR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect John R. Burbank | Management | For | Voted - For |
1.2 | Elect P.J. Condon | Management | For | Voted - For |
1.3 | Elect Leo P. Denault | Management | For | Voted - For |
1.4 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.5 | Elect Brian W. Ellis | Management | For | Voted - For |
1.6 | Elect Philip L. Frederickson | Management | For | Voted - For |
1.7 | Elect Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect M. Elise Hyland | Management | For | Voted - For |
1.9 | Elect Stuart L. Levenick | Management | For | Voted - For |
1.10 | Elect Blanche L. Lincoln | Management | For | Voted - For |
1.11 | Elect Karen A. Puckett | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Authorization of Preferred Stock | Management | For | Voted - For |
219
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Anthony K. Anderson | Management | For | Voted - For |
1.2 | Elect Ann C. Berzin | Management | For | Voted - For |
1.3 | Elect Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Christopher M. Crane | Management | For | Voted - For |
1.6 | Elect Yves C. de Balmann | Management | For | Voted - For |
1.7 | Elect Linda P. Jojo | Management | For | Voted - For |
1.8 | Elect Paul L. Joskow | Management | For | Voted - For |
1.9 | Elect Robert J. Lawless | Management | For | Voted - For |
1.10 | Elect John M. Richardson | Management | For | Voted - For |
1.11 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.12 | Elect John F. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Child Labor Linked | |||
to Electric Vehicles | Shareholder | Against | Voted - Against | |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect James D Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Henry Ford III | Management | For | Voted - For |
1.6 | Elect William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect William W. Helman IV | Management | For | Voted - For |
1.8 | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect William E. Kennard | Management | For | Voted - For |
1.10 | Elect Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect John L. Thornton | Management | For | Voted - For |
1.12 | Elect John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect John S. Weinberg | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
220
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635107 Ticker: FSK | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Elizabeth J. Sandler | Management | For | Voted - For |
1.2 | Elect Michael J. Hagan | Management | For | Voted - For |
1.3 | Elect Jeffrey K. Harrow | Management | For | Voted - For |
1.4 | Elect James H. Kropp | Management | For | Voted - For |
2 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635206 Ticker: FSK | ||||
Meeting Date: 21-May-21 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
2 | Issuance of Common Stock (for Merger) | Management | For | Voted - For |
3 | Amendment to the Investment Advisory Agreement | Management | For | Voted - For |
FUJIFILM HOLDINGS CORPORATION | ||||
Security ID: J14208102 Ticker: 4901 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Kenji Sukeno | Management | For | Voted - For |
1.2 | Elect Teiichi Goto | Management | For | Voted - For |
1.3 | Elect Koichi Tamai | Management | For | Voted - For |
1.4 | Elect Takashi Iwasaki | Management | For | Voted - For |
1.5 | Elect Takatoshi Ishikawa | Management | For | Voted - For |
1.6 | Elect Junji Okada | Management | For | Voted - For |
1.7 | Elect Tatsuo Kawada | Management | For | Voted - Against |
1.8 | Elect Kunitaro Kitamura | Management | For | Voted - For |
1.9 | Elect Makiko Eda | Management | For | Voted - For |
1.10 | Elect Takashi Shimada | Management | For | Voted - For |
1.11 | Elect Masayuki Higuchi | Management | For | Voted - For |
1.12 | Elect Motoko Kawasaki @ Motoko Kubota as Statutory | |||
Auditor | Management | For | Voted - Against | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Restricted Stock Plan and Performance-linked Equity | |||
Compensation Plan | Management | For | Voted - For | |
5 | Special Merit Award for Shigetaka Komori | Management | For | Voted - For |
221
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 22-Sep-20 | ||||
1.1 | Elect R. Kerry Clark | Management | For | Voted - For |
1.2 | Elect David M. Cordani | Management | For | Voted - For |
1.3 | Elect Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.4 | Elect Jeffrey L. Harmening | Management | For | Voted - For |
1.5 | Elect Maria G. Henry | Management | For | Voted - For |
1.6 | Elect Jo Ann Jenkins | Management | For | Voted - For |
1.7 | Elect Elizabeth C. Lempres | Management | For | Voted - For |
1.8 | Elect Diane L. Neal | Management | For | Voted - For |
1.9 | Elect Stephen A. Odland | Management | For | Voted - For |
1.10 | Elect Maria A. Sastre | Management | For | Voted - For |
1.11 | Elect Eric D. Sprunk | Management | For | Voted - For |
1.12 | Elect Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Harish Manwani | Management | For | Voted - For |
1.7 | Elect Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Anthony Welters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
GLAXOSMITHKLINE PLC | ||||
Security ID: G3910J112 Ticker: GSK | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jonathan R. Symonds | Management | For | Voted - For |
1.2 | Elect Emma N. Walmsley | Management | For | Voted - For |
1.3 | Elect Charles A. Bancroft | Management | For | Voted - For |
1.4 | Elect Manvinder S. Banga | Management | For | Voted - For |
1.5 | Elect Hal V. Barron | Management | For | Voted - For |
222
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Vivienne Cox | Management | For | Voted - For |
1.7 | Elect Lynn L. Elsenhans | Management | For | Voted - For |
1.8 | Elect Laurie H. Glimcher | Management | For | Voted - For |
1.9 | Elect Jesse Goodman | Management | For | Voted - For |
1.10 | Elect Iain J. Mackay | Management | For | Voted - For |
1.11 | Elect Urs Rohner | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authorisation of Political Donations | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Approve exemption from statement of the senior | |||
statutory auditor's name in published auditors' | ||||
reports | Management | For | Voted - For | |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
GREATEK ELECTRONICS INC. | ||||
Security ID: Y2858G106 Ticker: 2441 | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect TSAI Du-Kung | Management | For | Voted - For |
1.2 | Elect HSIEH Boris | Management | For | Voted - For |
1.3 | Elect NING Louis | Management | For | Voted - For |
1.4 | Elect LEU Jhao-Siang | Management | For | Voted - For |
1.5 | Elect CHEN Yu-Chin | Management | For | Voted - For |
1.6 | Elect CHANG Jr-Neng | Management | For | Voted - Against |
1.7 | Elect WU Chi-Yung | Management | For | Voted - For |
1.8 | Elect FENG Chu-Chien | Management | For | Voted - For |
1.9 | Elect CHUANG Ming-Jen | Management | For | Voted - For |
2 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
3 | 2020 Earnings Distribution | Management | For | Voted - For |
4 | Amendments to the Rules Governing the Election of | |||
Directors | Management | For | Voted - For | |
5 | Release of the Newly Elected Directors from the | |||
Non-compete Restrictions | Management | For | Voted - For | |
HERA S.P.A. | ||||
Security ID: T5250M106 Ticker: HER | ||||
Meeting Date: 28-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
223
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Amendment to Article 3 | Management | For | Voted - For |
4 | Amendments to Article 20 | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Remuneration Policy (Binding) | Management | For | Voted - Against |
8 | Remuneration Report (Advisory) | Management | For | Voted - Against |
9 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
HONDA MOTOR CO., LTD. | ||||
Security ID: J22302111 Ticker: 7267 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Toshiaki Mikoshiba | Management | For | Voted - For |
1.2 | Elect Toshihiro Mibe | Management | For | Voted - For |
1.3 | Elect Seiji Kuraishi | Management | For | Voted - For |
1.4 | Elect Kohei Takeuchi | Management | For | Voted - For |
1.5 | Elect Asako Suzuki | Management | For | Voted - For |
1.6 | Elect Masafumi Suzuki | Management | For | Voted - For |
1.7 | Elect Kunihiko Sakai | Management | For | Voted - For |
1.8 | Elect Fumiya Kokubu | Management | For | Voted - For |
1.9 | Elect Yoichiro Ogawa | Management | For | Voted - For |
1.10 | Elect Kazuhiro Higashi | Management | For | Voted - For |
1.11 | Elect Ryoko Nagata | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
IMPERIAL BRANDS PLC | ||||
Security ID: G4720C107 Ticker: IMB | ||||
Meeting Date: 03-Feb-21 | ||||
1.1 | Elect Stefan Bomhard | Management | For | Voted - For |
1.2 | Elect Susan M. Clark | Management | For | Voted - For |
1.3 | Elect Therese Esperdy | Management | For | Voted - For |
1.4 | Elect Alan Johnson | Management | For | Voted - For |
1.5 | Elect Robert Kunze-Concewitz | Management | For | Voted - For |
1.6 | Elect Simon Langelier | Management | For | Voted - For |
1.7 | Elect Pierre-Jean Sivignon | Management | For | Voted - For |
1.8 | Elect Steven P. Stanbrook | Management | For | Voted - For |
1.9 | Elect Jon Stanton | Management | For | Voted - For |
1.10 | Elect Oliver Tant | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - Against |
4 | Remuneration Policy (Binding) | Management | For | Voted - For |
5 | Sharesave Plan | Management | For | Voted - For |
6 | Long-Term Incentive Plan | Management | For | Voted - For |
224
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Deferred Bonus Plan | Management | For | Voted - For |
8 | Final Dividend | Management | For | Voted - For |
9 | Appointment of Auditor | Management | For | Voted - For |
10 | Authority to Set Auditor's Fees | Management | For | Voted - For |
11 | Authorisation of Political Donations | Management | For | Voted - For |
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
14 | Authority to Repurchase Shares | Management | For | Voted - For |
15 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect James J. Goetz | Management | For | Voted - For |
1.3 | Elect Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Frank D. Yeary | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against |
225
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Racism in | |||
Company Culture | Shareholder | Against | Voted - Against | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect David N. Farr | Management | For | Voted - For |
1.4 | Elect Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Michelle Howard | Management | For | Voted - For |
1.6 | Elect Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect F. William McNabb, III | Management | For | Voted - For |
1.9 | Elect Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Frederick H. Waddell | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | For | Voted - For | |
INVESTORS BANCORP, INC. | ||||
Security ID: 46146L101 Ticker: ISBC | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Kevin Cummings | Management | For | Voted - For |
1.2 | Elect John E. Harmon | Management | For | Voted - For |
1.3 | Elect Michele N. Siekerka | Management | For | Voted - For |
1.4 | Elect Paul Stathoulopoulos | Management | For | Voted - For |
1.5 | Elect Kim Wales | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
226
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ITOCHU CORPORATION | ||||
Security ID: J2501P104 Ticker: 8001 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect Masahiro Okafuji | Management | For | Voted - For |
1.2 | Elect Yoshihisa Suzuki | Management | For | Voted - For |
1.3 | Elect Keita Ishii | Management | For | Voted - For |
1.4 | Elect Tomofumi Yoshida | Management | For | Voted - For |
1.5 | Elect Yuji Fukuda | Management | For | Voted - For |
1.6 | Elect Fumihiko Kobayashi | Management | For | Voted - For |
1.7 | Elect Tsuyoshi Hachimura | Management | For | Voted - For |
1.8 | Elect Atsuko Muraki | Management | For | Voted - For |
1.9 | Elect Masatoshi Kawana | Management | For | Voted - For |
1.10 | Elect Makiko Nakamori | Management | For | Voted - For |
1.11 | Elect Kunio Ishizuka | Management | For | Voted - For |
1.12 | Elect Shingo Majima | Management | For | Voted - For |
1.13 | Elect Masumi Kikuchi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.2 | Elect D. Scott Davis | Management | For | Voted - For |
1.3 | Elect Ian E.L. Davis | Management | For | Voted - For |
1.4 | Elect Jennifer A. Doudna | Management | For | Voted - For |
1.5 | Elect Alex Gorsky | Management | For | Voted - For |
1.6 | Elect Marillyn A. Hewson | Management | For | Voted - For |
1.7 | Elect Hubert Joly | Management | For | Voted - For |
1.8 | Elect Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Anne Mulcahy | Management | For | Voted - For |
1.10 | Elect Charles Prince | Management | For | Voted - Against |
1.11 | Elect A. Eugene Washington | Management | For | Voted - For |
1.12 | Elect Mark A. Weinberger | Management | For | Voted - For |
1.13 | Elect Nadja Y. West | Management | For | Voted - For |
1.14 | Elect Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Racial Impact Audit | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | Voted - For |
227
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JOHNSON ELECTRIC HOLDINGS LIMITED | ||||
Security ID: G5150J157 Ticker: 0179 | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Winnie WANG Wing-Yee | Management | For | Voted - Against |
1.2 | Elect Patrick B. Paul | Management | For | Voted - For |
1.3 | Elect Christopher Dale Pratt | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Authority to Repurchase Shares | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
JUNIPER NETWORKS, INC. | ||||
Security ID: 48203R104 Ticker: JNPR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Gary J. Daichendt | Management | For | Voted - For |
1.2 | Elect Anne DelSanto | Management | For | Voted - For |
1.3 | Elect Kevin A. DeNuccio | Management | For | Voted - For |
1.4 | Elect James Dolce | Management | For | Voted - For |
1.5 | Elect Christine M. Gorjanc | Management | For | Voted - For |
1.6 | Elect Janet B. Haugen | Management | For | Voted - For |
1.7 | Elect Scott Kriens | Management | For | Voted - For |
1.8 | Elect Rahul Merchant | Management | For | Voted - For |
1.9 | Elect Rami Rahim | Management | For | Voted - For |
1.10 | Elect William Stensrud | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KDDI CORPORATION | ||||
Security ID: J31843105 Ticker: 9433 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Takashi Tanaka | Management | For | Voted - Against |
1.2 | Elect Makoto Takahashi | Management | For | Voted - For |
1.3 | Elect Takashi Shoji | Management | For | Voted - For |
1.4 | Elect Shinichi Muramoto | Management | For | Voted - For |
1.5 | Elect Keiichi Mori | Management | For | Voted - For |
1.6 | Elect Kei Morita | Management | For | Voted - For |
1.7 | Elect Toshitake Amamiya | Management | For | Voted - For |
1.8 | Elect Hirokuni Takeyama | Management | For | Voted - For |
228
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Kazuyuki Yoshimura | Management | For | Voted - For |
1.10 | Elect Goro Yamaguchi | Management | For | Voted - For |
1.11 | Elect Keiji Yamamoto | Management | For | Voted - For |
1.12 | Elect Shigeo Oyagi | Management | For | Voted - For |
1.13 | Elect Riyo Kano | Management | For | Voted - For |
1.14 | Elect Shigeki Goto | Management | For | Voted - For |
1.15 | Elect Yukihiro Asahina as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
KIATNAKIN BANK PUBLIC COMPANY LIMITED | ||||
Security ID: Y47675114 Ticker: KKP-F | ||||
Meeting Date: 07-Aug-20 | ||||
1.1 | Elect Suvit Mapaisansin | Management | For | Voted - Against |
1.2 | Elect Anya Khanthavit | Management | For | Voted - Against |
1.3 | Elect Aphinant Klewpatinond | Management | For | Voted - For |
1.4 | Elect Patchanee Limapichat | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Results of Operations | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Change of Company Name | Management | For | Voted - For |
10 | Amendments to Memorandum | Management | For | Voted - For |
11 | Amendments to Articles | Management | For | Voted - For |
12 | Transaction of Other Business | Management | For | Voted - Against |
KIATNAKIN PHATRA BANK PUBLIC COMPANY LTD | ||||
Security ID: Y47675114 Ticker: KKP | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Veravat Chutichetpong | Management | For | Voted - Against |
1.2 | Elect Banyong Pongpanich | Management | For | Voted - Against |
1.3 | Elect Philip CHEN Chong Tan | Management | For | Voted - Against |
1.4 | Elect Chayodom Sabhasri | Management | For | Voted - For |
2 | Results of Operations | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Authority to Issue Debt Instruments | Management | For | Voted - For |
8 | Transaction of Other Business | Management | For | Voted - Against |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
10 | Non-Voting Meeting Note | N/A | Non-Voting |
229
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect John W. Culver | Management | For | Voted - For |
1.2 | Elect Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Christa Quarles | Management | For | Voted - For |
1.8 | Elect Ian C. Read | Management | For | Voted - For |
1.9 | Elect Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Michael D. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Participation Plan | Management | For | Voted - For |
5 | Approval of the 2021 Outside Director's | |||
Compensation Plan | Management | For | Voted - For | |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
KONINKLIJKE AHOLD DELHAIZE N.V. | ||||
Security ID: N0074E105 Ticker: AD | ||||
Meeting Date: 14-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Remuneration Report | Management | For | Voted - For |
9 | Ratification of Management Board Acts | Management | For | Voted - For |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
11 | Election of Jan Zijderveld to the Supervisory Board | Management | For | Voted - For |
12 | Election of Bala Subramanian to the Supervisory | |||
Board | Management | For | Voted - For | |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
15 | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
16 | Authority to Repurchase Shares | Management | For | Voted - For |
17 | Cancellation Of Shares | Management | For | Voted - For |
230
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Non-Voting Agenda Item | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
KRUNG THAI BANK PUBLIC CO. LTD. | ||||
Security ID: Y49885208 Ticker: KTB | ||||
Meeting Date: 10-Jul-20 | ||||
1.1 | Elect Kittipong Kittayarak | Management | For | Voted - Against |
1.2 | Elect Tienchai Rubporn | Management | For | Voted - For |
1.3 | Elect Patricia Mongkhonvanit | Management | For | Voted - Against |
1.4 | Elect Payong Srivanich | Management | For | Voted - For |
2 | Annual Report | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Acknowledge Interim Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - Against |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Transaction of Other Business | Management | For | Voted - Against |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 09-Apr-21 | ||||
1.1 | Elect Krairit Euchukanonchai | Management | For | Voted - Against |
1.2 | Elect Poonnis Sakuntanaga | Management | For | Voted - Against |
1.3 | Elect Thanwa Laohasiriwong | Management | For | Voted - Against |
1.4 | Elect Teerapong Wongsiwawilas | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Annual Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - Against |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
K'S HOLDINGS CORPORATION | ||||
Security ID: J3672R101 Ticker: 8282 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Tadashi Hiramoto | Management | For | Voted - For |
1.2 | Elect Kazuyoshi Suzuki | Management | For | Voted - For |
1.3 | Elect Naoto Osaka | Management | For | Voted - For |
1.4 | Elect Keiichi Mizuno | Management | For | Voted - For |
1.5 | Elect Yuji Yoshihara | Management | For | Voted - For |
1.6 | Elect Taro Mizutani | Management | For | Voted - For |
1.7 | Elect Wakako Tokuda @ Wakako Asai | Management | For | Voted - For |
231
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Nobuya Hori | Management | For | Voted - Against |
1.9 | Elect Hisako Takahashi | Management | For | Voted - For |
1.10 | Elect Hiroyuki Bundo | Management | For | Voted - For |
1.11 | Elect Shinji Hagiwara | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
KT&G CORPORATION | ||||
Security ID: Y49904108 Ticker: 033780 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect BAEK Bok In as CEO and Executive Director | Management | For | Voted - For |
1.2 | Elect BANG Kyung Man | Management | For | Voted - For |
1.3 | Elect LIM Min Kyu | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Election of Independent Director to Become Audit | |||
Committee Member: BAEK Jong Soo | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
LG UPLUS CORP. | ||||
Security ID: Y5293P102 Ticker: 032640 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect HWANG Hyeon Sik | Management | For | Voted - For |
1.2 | Elect KWON Young Soo | Management | For | Voted - Against |
1.3 | Elect YOON Sung Soo | Management | For | Voted - For |
1.4 | Elect JE Hyun Joo | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Jong Woo | Management | For | Voted - For | |
5 | Election of Audit Committee Member: YOON Sung Soo | Management | For | Voted - For |
6 | Election of Audit Committee Member: JE Hyun Joo | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
LOBLAW COMPANIES LIMITED | ||||
Security ID: 539481101 Ticker: L | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Paviter S. Binning | Management | For | Voted - For |
1.2 | Elect Scott B. Bonham | Management | For | Voted - For |
1.3 | Elect Warren Bryant | Management | For | Voted - For |
1.4 | Elect Christie J.B. Clark | Management | For | Voted - For |
232
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Daniel Debow | Management | For | Voted - For |
1.6 | Elect William A. Downe | Management | For | Voted - For |
1.7 | Elect Janice Fukakusa | Management | For | Voted - For |
1.8 | Elect M. Marianne Harris | Management | For | Voted - For |
1.9 | Elect Claudia Kotchka | Management | For | Voted - For |
1.10 | Elect Beth Pritchard | Management | For | Voted - For |
1.11 | Elect Sarah Raiss | Management | For | Voted - For |
1.12 | Elect Galen G. Weston | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Capital and Risk | |||
Management Practices During COVID-19 | Shareholder | Against | Voted - Against | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
MAGYAR TELEKOM TELECOMMUNICATIONS | ||||
Security ID: X5187V109 Ticker: MTELEKOM | ||||
Meeting Date: 16-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Directors' Report | Management | For | Voted - For |
8 | Accounts and Reports (Consolidated) | Management | For | Voted - For |
9 | Accounts and Reports | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Directors' Report on Acquired Treasury Shares | Management | For | Voted - For |
12 | Authority to Repurchase Shares | Management | For | Voted - For |
13 | Corporate Governance and Management Report | Management | For | Voted - For |
14 | Ratification of Board Acts | Management | For | Voted - For |
15 | Ratification of Board Acts (2019) | Management | For | Voted - For |
16 | Directors' Fees | Management | For | Voted - For |
17 | Cancellation of Shares; Amendments to Article 2.1 | Management | For | Voted - For |
18 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
MAYR-MELNHOF KARTON AG | ||||
Security ID: A42818103 Ticker: MMK | ||||
Meeting Date: 28-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Ratification of Management Board Acts | Management | For | Voted - For |
233
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
7 | Supervisory Board Members' Fees | Management | For | Voted - For |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Remuneration Report | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
MICHELIN (CGDE)-B | ||||
Security ID: F61824144 Ticker: ML | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Wolf-Henning Scheider | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Consolidated Accounts and Reports | Management | For | Voted - For |
10 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
11 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
12 | 2021 Remuneration Policy (Managers) | Management | For | Voted - For |
234
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | 2021 Remuneration Policy (Supervisory Board) | Management | For | Voted - For |
14 | 2020 Remuneration Report | Management | For | Voted - For |
15 | 2020 Remuneration of Florent Menegaux, General | |||
Managing Partner and CEO | Management | For | Voted - For | |
16 | 2020 Remuneration of Yves Chapot, General Manager | Management | For | Voted - For |
17 | 2020 Remuneration of Michel Rollier, Supervisory | |||
Board Chair | Management | For | Voted - For | |
18 | Ratification of Co-Option of Jean-Michel Severino | Management | For | Voted - For |
19 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
20 | Amendments to Articles Regarding Rights of the | |||
Managing Partners in the Company's Profits | Management | For | Voted - For | |
21 | Amendments to Articles Regarding Managers' | |||
Remuneration | Management | For | Voted - For | |
22 | Authorisation of Legal Formalities | Management | For | Voted - For |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
MIZUHO FINANCIAL GROUP, INC. | ||||
Security ID: J4599L102 Ticker: 8411 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Tatsufumi Sakai | Management | For | Voted - For |
1.2 | Elect Seiji Imai | Management | For | Voted - For |
1.3 | Elect Makoto Umemiya | Management | For | Voted - For |
1.4 | Elect Motonori Wakabayashi | Management | For | Voted - Against |
1.5 | Elect Nobuhiro Kaminoyama | Management | For | Voted - For |
1.6 | Elect Yasuhiro Sato | Management | For | Voted - For |
1.7 | Elect Hisaaki Hirama | Management | For | Voted - For |
1.8 | Elect Tatsuo Kainaka | Management | For | Voted - For |
1.9 | Elect Yoshimitsu Kobayashi | Management | For | Voted - For |
1.10 | Elect Ryoji Sato | Management | For | Voted - For |
1.11 | Elect Takashi Tsukioka | Management | For | Voted - For |
1.12 | Elect Masami Yamamoto | Management | For | Voted - For |
1.13 | Elect Izumi Kobayashi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Charles M. Herington | Management | For | Voted - For |
1.3 | Elect H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
235
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NATIONAL FUEL GAS COMPANY | ||||
Security ID: 636180101 Ticker: NFG | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect David H. Anderson | Management | For | Voted - For |
1.2 | Elect David P. Bauer | Management | For | Voted - For |
1.3 | Elect Barbara M. Baumann | Management | For | Voted - For |
1.4 | Elect Rebecca Ranich | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Repeal of Classified Board | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
NEW MOUNTAIN FINANCE CORPORATION | ||||
Security ID: 647551100 Ticker: NMFC | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect John R Kline | Management | For | Voted - For |
1.2 | Elect David Ogens | Management | For | Voted - For |
1.3 | Elect Adam B. Weinstein | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Maura J. Clark | Management | For | Voted - For |
1.5 | Elect Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Rene Medori | Management | For | Voted - For |
1.8 | Elect Jane Nelson | Management | For | Voted - For |
1.9 | Elect Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||
Security ID: J59396101 Ticker: 9432 | ||||
Meeting Date: 24-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting |
236
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Trust Type Equity Plan | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Removal of Director | |||
Naoki Shibutani | Shareholder | Against | Voted - Against | |
NORTHROP GRUMMAN CORPORATION | ||||
Security ID: 666807102 Ticker: NOC | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Kathy J. Warden | Management | For | Voted - For |
1.2 | Elect David P. Abney | Management | For | Voted - For |
1.3 | Elect Marianne C. Brown | Management | For | Voted - For |
1.4 | Elect Donald E. Felsinger | Management | For | Voted - For |
1.5 | Elect Ann M. Fudge | Management | For | Voted - For |
1.6 | Elect William H. Hernandez | Management | For | Voted - For |
1.7 | Elect Madeleine A. Kleiner | Management | For | Voted - For |
1.8 | Elect Karl J. Krapek | Management | For | Voted - For |
1.9 | Elect Gary Roughead | Management | For | Voted - For |
1.10 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.11 | Elect James S. Turley | Management | For | Voted - For |
1.12 | Elect Mark A. Welsh III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Human | |||
Rights Impact Assessments | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
ORACLE CORP. | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Jeffrey S. Berg | Management | For | Voted - For |
1.2 | Elect Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Bruce R. Chizen | Management | For | Voted - For |
1.5 | Elect George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Rona Fairhead | Management | For | Voted - For |
1.8 | Elect Jeffrey O. Henley | Management | For | Voted - For |
1.9 | Elect Renee J. James | Management | For | Voted - For |
1.10 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld |
1.11 | Elect Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect William G. Parrett | Management | For | Voted - For |
1.13 | Elect Naomi O. Seligman | Management | For | Voted - Withheld |
1.14 | Elect Vishal Sikka | Management | For | Voted - Withheld |
237
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2020 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Gender and Ethnicity | |||
Pay Equity Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
OTTER TAIL CORPORATION | ||||
Security ID: 689648103 Ticker: OTTR | ||||
Meeting Date: 12-Apr-21 | ||||
1.1 | Elect Karen M. Bohn | Management | For | Voted - For |
1.2 | Elect Charles S. MacFarlane | Management | For | Voted - For |
1.3 | Elect Thomas J. Webb | Management | For | Voted - For |
2 | Board Size | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Albert Bourla | Management | For | Voted - For |
1.3 | Elect Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect James Quincey | Management | For | Voted - For |
1.12 | Elect James C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against |
238
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PJSC LUKOIL | ||||
Security ID: 69343P105 Ticker: LKOH | ||||
Meeting Date: 03-Dec-20 | ||||
1 | Interim Dividends (3Q2020) | Management | For | Voted - For |
2 | Directors' Fees | Management | For | Voted - For |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Vagit Y. Alekperov | Management | For | Voted - Abstain |
1.2 | Elect Victor V. Blazheev | Management | For | Voted - Abstain |
1.3 | Elect Toby T. Gati | Management | For | Voted - For |
1.4 | Elect Ravil U. Maganov | Management | For | Voted - Abstain |
1.5 | Elect Roger Munnings | Management | For | Voted - For |
1.6 | Elect Boris N. Porfiriev | Management | For | Voted - For |
1.7 | Elect Pavel Teplukhin | Management | For | Voted - For |
1.8 | Elect Leonid A. Fedun | Management | For | Voted - Abstain |
1.9 | Elect Lyubov N. Khoba | Management | For | Voted - Abstain |
1.10 | Elect Sergei D. Shatalov | Management | For | Voted - For |
1.11 | Elect Wolfgang Schussel | Management | For | Voted - For |
2 | Accounts and Reports; Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Appointment of CEO | Management | For | Voted - For |
4 | Directors' Fees (FY2020) | Management | For | Voted - For |
5 | Directors' Fees (FY2021) | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Amendments to Articles | Management | For | Voted - For |
8 | D&O Insurance | Management | For | Voted - For |
POWER CORPORATION OF CANADA | ||||
Security ID: 739239101 Ticker: POW | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Pierre Beaudoin | Management | For | Voted - For |
1.2 | Elect Marcel R. Coutu | Management | For | Voted - For |
1.3 | Elect Andre Desmarais | Management | For | Voted - For |
1.4 | Elect Paul Desmarais, Jr. | Management | For | Voted - For |
1.5 | Elect Gary A. Doer | Management | For | Voted - For |
1.6 | Elect Anthony R. Graham | Management | For | Voted - For |
1.7 | Elect J. David A. Jackson | Management | For | Voted - For |
1.8 | Elect Sharon MacLeod | Management | For | Voted - For |
1.9 | Elect Paula B. Madoff | Management | For | Voted - For |
1.10 | Elect Isabelle Marcoux | Management | For | Voted - For |
1.11 | Elect Christian Noyer | Management | For | Voted - For |
1.12 | Elect R. Jeffrey Orr | Management | For | Voted - For |
1.13 | Elect T. Timothy Ryan, Jr. | Management | For | Voted - For |
1.14 | Elect Siim A. Vanaselja | Management | For | Voted - For |
239
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
REDES ENERGETICAS NACIONAIS SGPS SA | ||||
Security ID: X70955103 Ticker: RENE | ||||
Meeting Date: 23-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports; Remuneration Report | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Ratification of Board and Supervisory Bodies Acts | Management | For | Voted - For |
7 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
8 | Authority to Repurchase and Reissue Debt Instruments | Management | For | Voted - For |
9 | Remuneration Policy | Management | For | Voted - For |
10 | Election of Corporate Bodies | Management | For | Voted - For |
11 | Remuneration Committee Fees | Management | For | Voted - For |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
RHB BANK BERHAD | ||||
Security ID: Y72783106 Ticker: RHBBANK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect ONG Leong Huat @ WONG Joo Hwa | Management | For | Voted - For |
1.2 | Elect ONG Ai Lin | Management | For | Voted - For |
1.3 | Elect Ahmad Badri bin Mohd Zahir | Management | For | Voted - For |
1.4 | Elect Donald Joshua Jaganathan | Management | For | Voted - For |
1.5 | Elect Iain John Lo | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Directors' Remuneration | Management | For | Voted - For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7 | Establishment of the Dividend Reinvestment Plan | Management | For | Voted - For |
8 | Authority to Issue Shares under the Dividend | |||
Reinvestment Plan | Management | For | Voted - For | |
SAMSUNG CARD CO., LTD | ||||
Security ID: Y7T70U105 Ticker: 029780 | ||||
Meeting Date: 18-Mar-21 | ||||
1.1 | Elect PARK Kyung Kuk | Management | For | Voted - For |
240
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | ||||
Management | For | Voted - Against | ||
3 | Directors' Fees | Management | For | Voted - For |
SANOFI | ||||
Security ID: F5548N101 Ticker: SAN | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Fabienne Lecorvaisier | Management | For | Voted - For |
1.2 | Elect Melanie G Lee | Management | For | Voted - For |
1.3 | Elect Barbara Lavernos | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For |
10 | Consolidated Accounts and Reports | Management | For | Voted - For |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
12 | Ratification of Co-Option of Gilles Schnepp | Management | For | Voted - For |
13 | 2020 Remuneration Report | Management | For | Voted - For |
14 | 2020 Remuneration of Serge Weinberg, Chair | Management | For | Voted - For |
15 | 2020 Remuneration of Paul Hudson, CEO | Management | For | Voted - For |
16 | 2021 Remuneration Policy (Board) | Management | For | Voted - For |
17 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
18 | 2021 Remuneration Policy (CEO) | Management | For | Voted - For |
19 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
21 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
22 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
23 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - For | |
24 | Authority to Issue Debt Instruments | Management | For | Voted - For |
25 | Greenshoe | Management | For | Voted - For |
26 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
27 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
28 | Employee Stock Purchase Plan | Management | For | Voted - For |
29 | Authority to Issue Performance Shares | Management | For | Voted - For |
30 | Amendments to Articles Regarding Written | |||
Consultations | Management | For | Voted - For | |
31 | Amendments to Articles to Comply with "PACTE" Law | Management | For | Voted - For |
32 | Authorisation of Legal Formalities | Management | For | Voted - For |
241
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SCANDINAVIAN TOBACCO GROUP AS | ||||
Security ID: K8553U105 Ticker: STG | ||||
Meeting Date: 14-Apr-21 | ||||
1.1 | Elect Nigel Northridge | Management | For | Voted - For |
1.2 | Elect Henrik Brandt | Management | For | Voted - For |
1.3 | Elect Dianne Neal Blixt | Management | For | Voted - For |
1.4 | Elect Marlene Forsell | Management | For | Voted - For |
1.5 | Elect Claus Gregersen | Management | For | Voted - For |
1.6 | Elect Luc Missorten | Management | For | Voted - For |
1.7 | Elect Anders Obel | Management | For | Voted - For |
1.8 | Elect Henrik Amsinck | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Remuneration Report | Management | For | Voted - For |
10 | Directors' Fees | Management | For | Voted - For |
11 | Cancellation of Shares/Authorities to Issue Shares | Management | For | Voted - For |
12 | Amendments to Articles (Virtual Meetings) | Management | For | Voted - For |
13 | Amendments to Articles (Language of Company | |||
Announcements) | Management | For | Voted - For | |
14 | Appointment of Auditor | Management | For | Voted - For |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
SEALED AIR CORPORATION | ||||
Security ID: 81211K100 Ticker: SEE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Zubaid Ahmad | Management | For | Voted - For |
1.2 | Elect Francoise Colpron | Management | For | Voted - For |
1.3 | Elect Edward L. Doheny II | Management | For | Voted - For |
1.4 | Elect Michael P. Doss | Management | For | Voted - For |
1.5 | Elect Henry R. Keizer | Management | For | Voted - For |
1.6 | Elect Harry A. Lawton III | Management | For | Voted - For |
1.7 | Elect Neil Lustig | Management | For | Voted - For |
1.8 | Elect Suzanne B. Rowland | Management | For | Voted - For |
1.9 | Elect Jerry R. Whitaker | Management | For | Voted - For |
2 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
242
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SHENZHEN EXPRESSWAY CO. LTD. | ||||
Security ID: Y7741B107 Ticker: 0548 | ||||
Meeting Date: 29-Dec-20 | ||||
1.1 | Elect LIN Ji Tong | Management | For | Voted - For |
1.2 | Elect WANG Chao | Management | For | Voted - Against |
1.3 | Elect HU Wei | Management | For | Voted - For |
1.4 | Elect LIAO Xiang Wen | Management | For | Voted - For |
1.5 | Elect WANG Zeng Jin | Management | For | Voted - For |
1.6 | Elect WEN Liang | Management | For | Voted - For |
1.7 | Elect CHEN Zhi Sheng | Management | For | Voted - For |
1.8 | Elect DAI Jingming | Management | For | Voted - For |
1.9 | Elect LI Xiaoyan | Management | For | Voted - For |
1.10 | Elect CHEN Haishan | Management | For | Voted - For |
1.11 | Elect Wilson WAN Siu Wah | Management | For | Voted - For |
1.12 | Elect CHEN Xiao Lu | Management | For | Voted - For |
1.13 | Elect BAI Hua | Management | For | Voted - For |
1.14 | Elect LI Feilong | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
SHENZHEN EXPRESSWAY COMPANY LIMITED | ||||
Security ID: Y7741B107 Ticker: 0548 | ||||
Meeting Date: 29-Sep-20 | ||||
1.1 | Elect CHEN Zhi Sheng | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Merger by Absorption | Management | For | Voted - For |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 17-May-21 | ||||
1.1 | Elect MIAO Jun | Management | For | Voted - For |
1.2 | Elect Xu Hua Xiang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | 2021 Financial Budget | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Give Guarantees for Subsidiaries | Management | For | Voted - Abstain |
10 | Issue size and method | Management | For | Voted - For |
243
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Target Subscribers and arrangement for placement to | |||
shareholders | Management | For | Voted - For | |
12 | Type of the Debentures | |||
Management | For | Voted - For | ||
13 | Maturity of the Debentures | |||
Management | For | Voted - For | ||
14 | Interest rate | Management | For | Voted - For |
15 | Use of proceeds | Management | For | Voted - For |
16 | Listing | Management | For | Voted - For |
17 | Guarantee | Management | For | Voted - For |
18 | Validity of the resolution | Management | For | Voted - For |
19 | Authorisation arrangement | Management | For | Voted - For |
20 | Amendments to Articles of Association | Management | For | Voted - Against |
21 | Amendments to Procedural Rules for Shareholders | |||
Meeting | Management | For | Voted - Against | |
22 | Type and nominal value of Shares | Management | For | Voted - For |
23 | Method and timing of issuance | Management | For | Voted - For |
24 | Method of subscription | Management | For | Voted - For |
25 | Target subscribers | Management | For | Voted - For |
26 | Size of the Issuance | Management | For | Voted - For |
27 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
28 | Use of proceeds | Management | For | Voted - For |
29 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For | |
30 | Place of listing | Management | For | Voted - For |
31 | Validity period of the resolutions | Management | For | Voted - For |
32 | Directors Authorisation Matters | Management | For | Voted - For |
33 | Non-Voting Agenda Item | N/A | Non-Voting | |
34 | Non-Voting Meeting Note | N/A | Non-Voting | |
35 | Type and nominal value of Shares | Management | For | Voted - For |
36 | Method and timing of issuance | Management | For | Voted - For |
37 | Method of Subscription | Management | For | Voted - For |
38 | Target subscribers | Management | For | Voted - For |
39 | Size of the Issuance | Management | For | Voted - For |
40 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
41 | Use of proceeds | Management | For | Voted - For |
42 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For | |
43 | Place of listing | Management | For | Voted - For |
44 | Validity period of the resolutions | Management | For | Voted - For |
45 | Directors Authorisation Matters | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Shareholders' Return Plan (2021-2023) | Management | For | Voted - For |
244
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SIGNIFY NV | ||||
Security ID: N8063K107 Ticker: LIGHT | ||||
Meeting Date: 27-Oct-20 | ||||
1.1 | Elect Francisco Javier Van Engelen Sousa to the | |||
Management Board | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 18-May-21 | ||||
1.1 | Elect Gerard J.A. van de Aast to the Supervisory | |||
Board | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Remuneration Report | Management | For | Voted - For |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Allocation of Extraordinary Dividend | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Ratification of Management Board Acts | Management | For | Voted - For |
13 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
16 | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
17 | Authority to Repurchase Shares | Management | For | Voted - For |
18 | Cancellation of Shares | Management | For | Voted - For |
19 | Non-Voting Agenda Item | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
SINOPAC FINANCIAL HOLDINGS CO., LTD. | ||||
Security ID: Y8009U100 Ticker: 2890 | ||||
Meeting Date: 28-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
245
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SK TELECOM CO LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 26-Nov-20 | |||||
1 | Spin-off | Management | For | Voted - For | |
SK TELECOM CO., LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 25-Mar-21 | |||||
1.1 | Elect RYU Young Sang | Management | For | Voted - For | |
2 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
3 | Amendments to Articles | Management | For | Voted - For | |
4 | Share Option Grant | Management | For | Voted - For | |
5 | Election of Independent Director to Become Audit | ||||
Committee Member: YOON Young Min | Management | For | Voted - For | ||
6 | Directors' Fees | Management | For | Voted - For | |
SWISS LIFE HOLDING | |||||
Security ID: H8404J162 | Ticker: SLHN | ||||
Meeting Date: 23-Apr-21 | |||||
1.1 | Elect Rolf Dorig as Board Chair | Management | For | Voted - For | |
1.2 | Elect Thomas Buess | Management | For | Voted - For | |
1.3 | Elect Adrienne Corboud Fumagalli | Management | For | Voted - For | |
1.4 | Elect Ueli Dietiker | Management | For | Voted - For | |
1.5 | Elect Damir Filipovic | Management | For | Voted - For | |
1.6 | Elect Frank W. Keuper | Management | For | Voted - For | |
1.7 | Elect Stefan Loacker | Management | For | Voted - For | |
1.8 | Elect Henry Peter | Management | For | Voted - For | |
1.9 | Elect Martin Schmid | Management | For | Voted - For | |
1.10 | Elect Franziska Tschudi Sauber | Management | For | Voted - For | |
1.11 | Elect Klaus Tschutscher | Management | For | Voted - For | |
1.12 | Elect Martin Schmid as Compensation Committee Member | Management | For | Voted - For | |
1.13 | Elect Franziska Tschudi Sauber as Compensation | ||||
Committee Member | Management | For | Voted - For | ||
1.14 | Elect Klaus Tschutscher as Compensation Committee | ||||
Member | Management | For | Voted - For | ||
2 | Non-Voting Meeting Note | N/A | Non-Voting | ||
3 | Non-Voting Meeting Note | N/A | Non-Voting | ||
4 | Accounts and Reports | Management | For | Voted - For | |
5 | Compensation Report | Management | For | Voted - For | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For | |
7 | Ratification of Board Acts | Management | For | Voted - For | |
8 | Board Compensation | Management | For | Voted - For |
246
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | Executive Compensation (Short-term Variable) | Management | For | Voted - For |
10 | Executive Compensation (Fixed and Long-term | |||
Variable) | Management | For | Voted - For | |
11 | Appointment of Independent Proxy | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Cancellation of Shares and Reduction in Share | |||
Capital | Management | For | Voted - For | |
SYKES ENTERPRISES, INCORPORATED | ||||
Security ID: 871237103 Ticker: SYKE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Vanessa C.L. Chang | Management | For | Voted - For |
1.3 | Elect Charles E. Sykes | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
TAICHUNG COMMERCIAL BANK CO., LTD. | ||||
Security ID: Y8371H109 Ticker: 2812 | ||||
Meeting Date: 28-May-21 | ||||
1 | 2020 Accounts and Reports | Management | For | Voted - For |
2 | 2020 Allocation of Dividends | Management | For | Voted - For |
3 | Capitalisation of Profits and Issuance of New Shares | Management | For | Voted - For |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Amendments to Procedural Rules: Election of | |||
Directors | Management | For | Voted - For | |
6 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect George S. Barrett | Management | For | Voted - For |
1.3 | Elect Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Dmitri L. Stockton | Management | For | Voted - For |
247
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
TATE & LYLE PLC | ||||
Security ID: G86838128 Ticker: TATE | ||||
Meeting Date: 23-Jul-20 | ||||
1.1 | Elect Gerry M. Murphy | Management | For | Voted - For |
1.2 | Elect Nick Hampton | Management | For | Voted - For |
1.3 | Elect Imran Nawaz | Management | For | Voted - For |
1.4 | Elect Paul Forman | Management | For | Voted - For |
1.5 | Elect Lars Vinge Frederiksen | Management | For | Voted - For |
1.6 | Elect Anne E. Minto | Management | For | Voted - For |
1.7 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.8 | Elect Ajai Puri | Management | For | Voted - For |
1.9 | Elect Sybella Stanley | Management | For | Voted - For |
1.10 | Elect Warren G. Tucker | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Policy (Binding) | Management | For | Voted - For |
4 | Remuneration Report (Advisory) | Management | For | Voted - For |
5 | Final Dividend | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Authority to Set Auditor's Fees | Management | For | Voted - For |
8 | Authorisation of Political Donations | Management | For | Voted - For |
9 | Employee Saveshare Plan | Management | For | Voted - For |
10 | Performance Share Plan | Management | For | Voted - For |
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
12 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
13 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
14 | Authority to Repurchase Shares | Management | For | Voted - For |
15 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
TEIJIN LIMITED | ||||
Security ID: J82270117 Ticker: 3401 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Jun Suzuki | Management | For | Voted - For |
1.2 | Elect Akihisa Nabeshima | Management | For | Voted - For |
1.3 | Elect Toshiya Koyama | Management | For | Voted - For |
1.4 | Elect Eiji Ogawa | Management | For | Voted - For |
1.5 | Elect Naohiko Moriyama | Management | For | Voted - For |
1.6 | Elect Akimoto Uchikawa | Management | For | Voted - For |
1.7 | Elect Fumio Ohtsubo | Management | For | Voted - For |
248
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Yukako Uchinaga | Management | For | Voted - For |
1.9 | Elect Yoichi Suzuki | Management | For | Voted - For |
1.10 | Elect Masaru Onishi | Management | For | Voted - For |
1.11 | Elect Hitomi Nakayama as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Adoption of the Restricted Share Compensation and | |||
the Performance-based Stock Compensation | Management | For | Voted - For | |
TELUS CORPORATION | ||||
Security ID: 87971M103 Ticker: T | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect R.H. (Dick) Auchinleck | Management | For | Voted - For |
1.2 | Elect Raymond T. Chan | Management | For | Voted - For |
1.3 | Elect Hazel Claxton | Management | For | Voted - For |
1.4 | Elect Lisa de Wilde | Management | For | Voted - For |
1.5 | Elect Darren Entwistle | Management | For | Voted - For |
1.6 | Elect Thomas E. Flynn | Management | For | Voted - For |
1.7 | Elect Mary Jo Haddad | Management | For | Voted - For |
1.8 | Elect Kathy Kinloch | Management | For | Voted - For |
1.9 | Elect Christine Magee | Management | For | Voted - For |
1.10 | Elect John Manley | Management | For | Voted - For |
1.11 | Elect David Mowat | Management | For | Voted - For |
1.12 | Elect Marc Parent | Management | For | Voted - For |
1.13 | Elect Denise Pickett | Management | For | Voted - For |
1.14 | Elect W. Sean Willy | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Renewal of the Deferred Share Unit Plan | Management | For | Voted - For |
TESCO PLC | ||||
Security ID: G87621101 Ticker: TSCO | ||||
Meeting Date: 11-Feb-21 | ||||
1 | Special Dividend | Management | For | Voted - For |
2 | Share Consolidation | Management | For | Voted - For |
3 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
4 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
5 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
6 | Authority to Repurchase Shares | Management | For | Voted - For |
7 | Non-Voting Meeting Note | N/A | Non-Voting |
249
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Margaret M. Keane | Management | For | Voted - For |
1.6 | Elect Siddharth N. Mehta | Management | For | Voted - For |
1.7 | Elect Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Thomas P. Gibbons | Management | For | Voted - For |
1.4 | Elect M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Goldstein | Management | For | Voted - For |
1.6 | Elect K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Edmund F. Kelly | Management | For | Voted - For |
1.9 | Elect Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Samuel C. Scott III | Management | For | Voted - For |
1.11 | Elect Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Alfred W. Zollar | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For |
250
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE BANK OF NOVA SCOTIA | ||||
Security ID: 064149107 Ticker: BNS | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Guillermo E. Babatz | Management | For | Voted - For |
1.3 | Elect Scott B. Bonham | Management | For | Voted - For |
1.4 | Elect Lynn K. Patterson | Management | For | Voted - For |
1.5 | Elect Michael D. Penner | Management | For | Voted - For |
1.6 | Elect Brian J. Porter | Management | For | Voted - For |
1.7 | Elect Una M. Power | Management | For | Voted - For |
1.8 | Elect Aaron W. Regent | Management | For | Voted - For |
1.9 | Elect Calin Rovinescu | Management | For | Voted - For |
1.10 | Elect Susan L. Segal | Management | For | Voted - For |
1.11 | Elect L. Scott Thomson | Management | For | Voted - For |
1.12 | Elect Benita M. Warmbold | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Reporting Circular | |||
Economy Loans | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Equity Ratio | Shareholder | Against | Voted - Against |
8 | Shareholder Proposal Regarding Board Diversity | |||
Target | Shareholder | Against | Voted - Against | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Robert B. Allardice, III | Management | For | Voted - For |
1.2 | Elect Larry D. De Shon | Management | For | Voted - For |
1.3 | Elect Carlos Dominguez | Management | For | Voted - For |
1.4 | Elect Trevor Fetter | Management | For | Voted - For |
1.5 | Elect Donna A. James | Management | For | Voted - For |
1.6 | Elect Kathryn A. Mikells | Management | For | Voted - For |
1.7 | Elect Michael G. Morris | Management | For | Voted - For |
1.8 | Elect Teresa W. Roseborough | Management | For | Voted - For |
1.9 | Elect Virginia P. Ruesterholz | Management | For | Voted - For |
1.10 | Elect Christopher J. Swift | Management | For | Voted - For |
1.11 | Elect Matthew E. Winter | Management | For | Voted - For |
1.12 | Elect Greig Woodring | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
251
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Susan E. Chapman-Hughes | Management | For | Voted - For |
1.2 | Elect Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Alex Shumate | Management | For | Voted - For |
1.8 | Elect Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Equity and Incentive | |||
Compensation Plan. | Management | For | Voted - For | |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Gregory E. Abel | Management | For | Voted - For |
1.2 | Elect Alexandre Behring | Management | For | Voted - For |
1.3 | Elect John T. Cahill | Management | For | Voted - For |
1.4 | Elect Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Susan R. Mulder | Management | For | Voted - For |
1.9 | Elect Miguel Patricio | Management | For | Voted - For |
1.10 | Elect John C. Pope | Management | For | Voted - For |
1.11 | Elect Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Anne Gates | Management | For | Voted - For |
252
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Judith Amanda Sourry Knox | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Plastic | |||
Packaging | Shareholder | Against | Voted - Against | |
THE WESTERN UNION COMPANY | ||||
Security ID: 959802109 Ticker: WU | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Martin I. Cole | Management | For | Voted - For |
1.2 | Elect Hikmet Ersek | Management | For | Voted - For |
1.3 | Elect Richard A. Goodman | Management | For | Voted - For |
1.4 | Elect Betsy D. Holden | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
1.6 | Elect Michael A. Miles, Jr. | Management | For | Voted - For |
1.7 | Elect Timothy P. Murphy | Management | For | Voted - For |
1.8 | Elect Joyce A. Phillips | Management | For | Voted - For |
1.9 | Elect Jan Siegmund | Management | For | Voted - For |
1.10 | Elect Angela A. Sun | Management | For | Voted - For |
1.11 | Elect Solomon D. Trujillo | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
TIETOEVRY CORPORATION | ||||
Security ID: Y8T39G104 Ticker: TIETO | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Accounts and Reports | Management | For | Voted - For |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
253
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Ratification of Board and CEO Acts | Management | For | Voted - For |
13 | Remuneration Report | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Directors' Fees | Management | For | Voted - For |
16 | Board Size | Management | For | Voted - For |
17 | Election of Directors | Management | For | Voted - For |
18 | Authority to Set Auditor's Fees | Management | For | Voted - For |
19 | Appointment of Auditor | Management | For | Voted - For |
20 | Authority to Repurchase Shares | Management | For | Voted - For |
21 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
22 | Non-Voting Agenda Item | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | Non-Voting | |
TISCO FINANCIAL GROUP PUBLIC COMPANY LIMITED | ||||
Security ID: Y8843E171 Ticker: TISCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Pliu Mangkornkanok | Management | For | Voted - For |
1.2 | Elect Alexander SHING Hon Kit | Management | For | Voted - For |
1.3 | Elect Suthas Ruangmanamongkol | Management | For | Voted - For |
1.4 | Elect Angkarat Priebjrivat | Management | For | Voted - Against |
1.5 | Elect Pranee Tinakorn | Management | For | Voted - Against |
1.6 | Elect Teerana Bhongmakapat | Management | For | Voted - For |
1.7 | Elect Sathit Aungmanee | Management | For | Voted - For |
1.8 | Elect Charatpong Chotigavanich | Management | For | Voted - For |
1.9 | Elect Kulpatra Sirodom | Management | For | Voted - Against |
1.10 | Elect Kanich Punyashthiti | Management | For | Voted - For |
1.11 | Elect Howard SUN Chi-Hao | Management | For | Voted - For |
1.12 | Elect Satoshi Yoshitake | Management | For | Voted - For |
1.13 | Elect Sakchai Peechapat | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Meeting Minutes | Management | For | Voted - For |
5 | Annual Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Board Size | Management | For | Voted - For |
10 | Directors' Fees | Management | For | Voted - For |
TOYOTA MOTOR CORPORATION | ||||
Security ID: J92676113 Ticker: 7203 | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Takeshi Uchiyamada | Management | For | Voted - Against |
254
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Shigeru Hayakawa | Management | For | Voted - For |
1.3 | Elect Akio Toyoda | Management | For | Voted - For |
1.4 | Elect Koji Kobayashi | Management | For | Voted - For |
1.5 | Elect James Kuffner | Management | For | Voted - For |
1.6 | Elect Kenta Kon | Management | For | Voted - For |
1.7 | Elect Ikuro Sugawara | Management | For | Voted - For |
1.8 | Elect Philip Craven | Management | For | Voted - For |
1.9 | Elect Teiko Kudo | Management | For | Voted - For |
1.10 | Elect Ryuji Sakai as Alternate Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect John H. Tyson | Management | For | Voted - For |
1.2 | Elect Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Dean Banks | Management | For | Voted - For |
1.5 | Elect Mike D. Beebe | Management | For | Voted - For |
1.6 | Elect Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Robert Thurber | Management | For | Voted - For |
1.14 | Elect Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Noel White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2000 Stock Incentive Plan | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
UBE INDUSTRIES, LTD. | ||||
Security ID: J93796159 Ticker: 4208 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Yuzuru Yamamoto | Management | For | Voted - For |
1.2 | Elect Masato Izumihara | Management | For | Voted - For |
1.3 | Elect Makoto Koyama | Management | For | Voted - For |
1.4 | Elect Masayuki Fujii | Management | For | Voted - For |
1.5 | Elect Keiko Terui | Management | For | Voted - For |
255
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Tetsuro Higashi | Management | For | Voted - For |
1.7 | Elect Atsushi Yamamoto | Management | For | Voted - For |
1.8 | Elect Takashi Shoda | Management | For | Voted - For |
1.9 | Elect Tadahiko Fukuhara | Management | For | Voted - For |
1.10 | Elect Keiko Terui as Alternate Audit Committee | |||
Director | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to Articles | Management | For | Voted - For |
5 | Approval of Absorption-Type Company Split Agreement | Management | For | Voted - For |
6 | Equity Compensation Plan | Management | For | Voted - For |
UNITED OVERSEAS BANK LIMITED | ||||
Security ID: Y9T10P105 Ticker: U11 | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect WONG Kan Seng | Management | For | Voted - For |
1.2 | Elect Alvin YEO Khirn Hai | Management | For | Voted - For |
1.3 | Elect CHIA Tai Tee | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
7 | Authority to Issue Shares under the UOB Scrip | |||
Dividend Scheme | Management | For | Voted - For | |
8 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
VALIANT HOLDING AG | ||||
Security ID: H90203128 Ticker: VATN | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Markus Gygax as Board Chair | Management | For | Voted - For |
1.2 | Elect Christoph B. Buhler | Management | For | Voted - For |
1.3 | Elect Barbara Artmann | Management | For | Voted - For |
1.4 | Elect Jean-Baptiste Beuret | Management | For | Voted - For |
1.5 | Elect Maya Bundt | Management | For | Voted - For |
1.6 | Elect Nicole Pauli | Management | For | Voted - For |
1.7 | Elect Ronald Trachsel | Management | For | Voted - For |
1.8 | Elect Roger Harlacher | Management | For | Voted - For |
1.9 | Elect Maya Bundt as Nominating and Compensation | |||
Committee Member | Management | For | Voted - For | |
1.10 | Elect Markus Gygax as Nominating and Compensation | |||
Committee Member | Management | For | Voted - For | |
1.11 | Elect Roger Harlacher as Nominating and | |||
Compensation Committee Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
256
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Compensation Report | Management | For | Voted - For |
6 | Ratification of Board and Management Acts | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Board Compensation | Management | For | Voted - For |
9 | Executive Compensation (Fixed) | Management | For | Voted - For |
10 | Executive Compensation (Variable) | Management | For | Voted - For |
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Appointment of Independent Proxy | Management | For | Voted - For |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Hans Vestberg | Management | For | Voted - For |
1.9 | Elect Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Amendment to | |||
Clawback Policy | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Severance Approval | |||
Policy | Shareholder | Against | Voted - Against | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect David J. Brailer | Management | For | Voted - For |
1.4 | Elect William C. Foote | Management | For | Voted - For |
1.5 | Elect Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect John A. Lederer | Management | For | Voted - For |
1.8 | Elect Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Nancy M. Schlichting | Management | For | Voted - For |
257
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect James A. Skinner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | 2021 Walgreens Boots Alliance, Inc. Omnibus | |||
Incentive Plan | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Health Risks of | |||
Tobacco Sales During COVID-19 | Shareholder | Against | Voted - Against | |
WALMART INC. | ||||
Security ID: 931142103 Ticker: WMT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Cesar Conde | Management | For | Voted - For |
1.2 | Elect Timothy P. Flynn | Management | For | Voted - For |
1.3 | Elect Sarah Friar | Management | For | Voted - For |
1.4 | Elect Carla A. Harris | Management | For | Voted - For |
1.5 | Elect Thomas Horton | Management | For | Voted - For |
1.6 | Elect Marissa A. Mayer | Management | For | Voted - For |
1.7 | Elect C. Douglas McMillon | Management | For | Voted - For |
1.8 | Elect Gregory B. Penner | Management | For | Voted - For |
1.9 | Elect Steven S Reinemund | Management | For | Voted - For |
1.10 | Elect Randall L. Stephenson | Management | For | Voted - For |
1.11 | Elect S. Robson Walton | Management | For | Voted - For |
1.12 | Elect Steuart Walton | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Refrigerants Report | Shareholder | Against | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Report on Alignment | |||
of Racial Justice Goals with Starting Pay | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Creation of a | |||
Pandemic Workforce Advisory Council | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
WASTE MANAGEMENT, INC. | ||||
Security ID: 94106L109 Ticker: WM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect James C. Fish, Jr. | Management | For | Voted - For |
1.2 | Elect Andres R. Gluski | Management | For | Voted - For |
1.3 | Elect Victoria M. Holt | Management | For | Voted - For |
1.4 | Elect Kathleen M. Mazzarella | Management | For | Voted - For |
1.5 | Elect Sean E. Menke | Management | For | Voted - For |
1.6 | Elect William B. Plummer | Management | For | Voted - For |
1.7 | Elect John C. Pope | Management | For | Voted - For |
258
LSV Global Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WM MORRISON SUPERMARKETS PLC | ||||
Security ID: G62748119 Ticker: MRW | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Andrew Higginson | Management | For | Voted - For |
1.2 | Elect David Potts | Management | For | Voted - For |
1.3 | Elect Trevor Strain | Management | For | Voted - For |
1.4 | Elect Michael Gleeson | Management | For | Voted - For |
1.5 | Elect Rooney Anand | Management | For | Voted - For |
1.6 | Elect Susanne Given | Management | For | Voted - For |
1.7 | Elect Kevin Havelock | Management | For | Voted - For |
1.8 | Elect Lyssa McGowan | Management | For | Voted - For |
1.9 | Elect Jeremy Townsend | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - Against |
4 | Final Dividend | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Authorisation of Political Donations | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
12 | Adoption of New Articles | Management | For | Voted - For |
YAMAGUCHI FINANCIAL GROUP,INC. | ||||
Security ID: J9579M103 Ticker: 8418 | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Takeshi Yoshimura | Management | For | Voted - For |
1.2 | Elect Keisuke Mukunashi | Management | For | Voted - For |
1.3 | Elect Yumiko Nagasawa | Management | For | Voted - For |
1.4 | Elect Noriyuki Yanagawa | Management | For | Voted - For |
1.5 | Elect Minako Suematsu | Management | For | Voted - For |
1.6 | Elect Yuzuru Yamamoto | Management | For | Voted - For |
1.7 | Elect Tomoko Mikami | Management | For | Voted - For |
1.8 | Elect Kazuo Tsukuda | Management | For | Voted - Against |
1.9 | Elect Michiaki Kunimasa | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Shareholder Proposal Regarding Directors' | |||
Compensation | Shareholder | Against | Voted - Against |
259
LSV Global Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Shareholder Proposal Regarding Individual | |||
Compensation Disclosure | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding(Improvement of | |||
Languages Spoken when Attending to Customers on the | ||||
Telephone | Shareholder | Against | Voted - Against |
260
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
A2A S.P.A. | ||||
Security ID: T0579B105 Ticker: A2A | ||||
Meeting Date: 29-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Remuneration Policy | Management | For | Voted - Against |
6 | Remuneration Report | Management | For | Voted - Against |
7 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
8 | Merger by Absorption of Company Subsidiary A2A | |||
Telecommunications S.r.l. | Management | For | Voted - For | |
9 | Merger by Absorption of Company Subsidiary Suncity | |||
Energy S.r.l. | Management | For | Voted - For | |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Glenn F. Tilton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2013 Incentive Stock Program | Management | For | Voted - For |
5 | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
ABSA GROUP LIMITED | ||||
Security ID: S0270C106 Ticker: ABG | ||||
Meeting Date: 04-Jun-21 | ||||
1.1 | Re-elect Alex B. Darko | Management | For | Voted - For |
1.2 | Re-elect Dhanasagree (Daisy) Naidoo | Management | For | Voted - Against |
1.3 | Re-elect Francis Okomo Okello | Management | For | Voted - For |
1.4 | Re-elect Sipho M. Pityana | Management | For | Voted - For |
1.5 | Re-elect Tasneem Abdool-Samad | Management | For | Voted - For |
1.6 | Elect Fulvio Tonelli | Management | For | Voted - For |
261
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Rene van Wyk | Management | For | Voted - For |
1.8 | Elect Nonhlanhla S. Mjoli-Mncube | Management | For | Voted - For |
1.9 | Elect Audit and Compliance Committee Member (Alex | |||
Darko) | Management | For | Voted - For | |
1.10 | Elect Audit and Compliance Committee Member (Daisy | |||
Naidoo) | Management | For | Voted - Against | |
1.11 | Elect Audit and Compliance Committee Member | |||
(Tasneem Abdool-Samad) | Management | For | Voted - For | |
1.12 | Elect Audit and Compliance Committee Member | |||
(Swithin Munyantwali) | Management | For | Voted - For | |
2 | Appointment of Auditor (Ernst & Young) | Management | For | Voted - For |
3 | Appointment of Joint Auditor (KPMG) | Management | For | Voted - For |
4 | General Authority to Issue Shares | Management | For | Voted - For |
5 | Approve Remuneration Policy | Management | For | Voted - For |
6 | Approve Remuneration Implementation Report | Management | For | Voted - For |
7 | Approve NEDs' Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Approve Financial Assistance | Management | For | Voted - For |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
AEGON N.V. | ||||
Security ID: N00927298 Ticker: AGN | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Dona D. Young to the Supervisory Board | Management | For | Voted - For |
1.2 | Elect William Connelly to the Supervisory Board | Management | For | Voted - For |
1.3 | Elect Mark A. Ellman to the Supervisory Board | Management | For | Voted - For |
1.4 | Elect Jack F. McGarry to the Supervisory Board | Management | For | Voted - For |
1.5 | Elect Matthew Rider to the Management Board | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Remuneration Report | Management | For | Voted - For |
11 | Accounts and Reports | Management | For | Voted - For |
12 | Allocation of Profits/Dividends | Management | For | Voted - For |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Ratification of Management Board Acts | Management | For | Voted - For |
16 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
17 | Non-Voting Agenda Item | N/A | Non-Voting | |
18 | Non-Voting Agenda Item | N/A | Non-Voting | |
19 | Non-Voting Agenda Item | N/A | Non-Voting | |
20 | Cancellation of Shares | Management | For | Voted - For |
262
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
21 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
22 | Authority to Issue Shares w/ Preemptive Rights in | |||
Connection with a Rights Issue | Management | For | Voted - For | |
23 | Authority to Repurchase Shares | Management | For | Voted - For |
24 | Non-Voting Agenda Item | N/A | Non-Voting | |
25 | Non-Voting Agenda Item | N/A | Non-Voting | |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Daniel P. Amos | Management | For | Voted - For |
1.2 | Elect W. Paul Bowers | Management | For | Voted - For |
1.3 | Elect Toshihiko Fukuzawa | Management | For | Voted - For |
1.4 | Elect Thomas J. Kenny | Management | For | Voted - For |
1.5 | Elect Georgette D. Kiser | Management | For | Voted - For |
1.6 | Elect Karole F. Lloyd | Management | For | Voted - For |
1.7 | Elect Nobuchika Mori | Management | For | Voted - For |
1.8 | Elect Joseph L. Moskowitz | Management | For | Voted - For |
1.9 | Elect Barbara K. Rimer | Management | For | Voted - For |
1.10 | Elect Katherine T. Rohrer | Management | For | Voted - For |
1.11 | Elect Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AIR CANADA | ||||
Security ID: 008911877 Ticker: AC | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Amee Chande | Management | For | Voted - For |
1.2 | Elect Christie J.B. Clark | Management | For | Voted - For |
1.3 | Elect Gary A. Doer | Management | For | Voted - For |
1.4 | Elect Robert Fyfe | Management | For | Voted - For |
1.5 | Elect Michael M. Green | Management | For | Voted - For |
1.6 | Elect Jean Marc Huot | Management | For | Voted - For |
1.7 | Elect Madeleine Paquin | Management | For | Voted - For |
1.8 | Elect Michael Rousseau | Management | For | Voted - For |
1.9 | Elect Vagn Sorensen | Management | For | Voted - For |
1.10 | Elect Kathleen Taylor | Management | For | Voted - For |
1.11 | Elect Annette Verschuren | Management | For | Voted - For |
1.12 | Elect Michael M. Wilson | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Non-Voting Agenda Item | N/A | Non-Voting |
263
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Declaration of Canadian Residency Status | |||
Management | For | Voted - Against | ||
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Declaration of Ownership and Control | Management | For | Voted - Against |
ALEXION PHARMACEUTICALS, INC. | ||||
Security ID: 015351109 Ticker: ALXN | ||||
Meeting Date: 11-May-21 | ||||
1 | AstraZeneca Transaction | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
ALLIANZ SE | ||||
Security ID: D03080112 Ticker: ALV | ||||
Meeting Date: 05-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratification of Management Board Acts | Management | For | Voted - For |
9 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
10 | Management Board Remuneration Policy | Management | For | Voted - For |
11 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
12 | Amendments to Articles (Supervisory Board Election | |||
Term) | Management | For | Voted - For | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
ALLY FINANCIAL INC. | ||||
Security ID: 02005N100 Ticker: ALLY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Franklin W. Hobbs | Management | For | Voted - For |
1.2 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.3 | Elect Katryn (Trynka) Shineman Blake | Management | For | Voted - For |
1.4 | Elect Maureen Breakiron-Evans | Management | For | Voted - For |
1.5 | Elect William H. Cary | Management | For | Voted - For |
1.6 | Elect Mayree C. Clark | Management | For | Voted - For |
1.7 | Elect Kim S. Fennebresque | Management | For | Voted - For |
1.8 | Elect Marjorie Magner | Management | For | Voted - For |
1.9 | Elect Brian H. Sharples | Management | For | Voted - For |
264
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect John J. Stack | Management | For | Voted - For |
1.11 | Elect Michael F. Steib | Management | For | Voted - For |
1.12 | Elect Jeffrey J. Brown | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2017 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Directors Equity | |||
Compensation Plan | Management | For | Voted - For | |
6 | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | Voted - For |
7 | Ratification of Auditor | Management | For | Voted - For |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Robert A. Minicucci | Management | For | Voted - For |
1.2 | Elect Adrian Gardner | Management | For | Voted - For |
1.3 | Elect James S. Kahan | Management | For | Voted - For |
1.4 | Elect Rafael de la Vega | Management | For | Voted - For |
1.5 | Elect Giora Yaron | Management | For | Voted - For |
1.6 | Elect Eli Gelman | Management | For | Voted - For |
1.7 | Elect Richard T.C. LeFave | Management | For | Voted - For |
1.8 | Elect John A. MacDonald | Management | For | Voted - For |
1.9 | Elect Shuky Sheffer | Management | For | Voted - For |
1.10 | Elect Yvette Kanouff | Management | For | Voted - For |
2 | Increase Quarterly Dividend | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
AMERICAN FINANCIAL GROUP, INC. | ||||
Security ID: 025932104 Ticker: AFG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Carl H. Lindner, III | Management | For | Voted - For |
1.2 | Elect S. Craig Lindner | Management | For | Voted - For |
1.3 | Elect John B. Berding | Management | For | Voted - For |
1.4 | Elect Virginia C. Drosos | Management | For | Voted - For |
1.5 | Elect James E. Evans | Management | For | Voted - Withheld |
1.6 | Elect Terry S. Jacobs | Management | For | Voted - For |
1.7 | Elect Gregory G. Joseph | Management | For | Voted - For |
1.8 | Elect Mary Beth Martin | Management | For | Voted - For |
1.9 | Elect Evans N. Nwankwo | Management | For | Voted - For |
1.10 | Elect William W. Verity | Management | For | Voted - For |
1.11 | Elect John I. Von Lehman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
265
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect James M. Cracchiolo | Management | For | Voted - For |
1.2 | Elect Dianne Neal Blixt | Management | For | Voted - For |
1.3 | Elect Amy DiGeso | Management | For | Voted - For |
1.4 | Elect Lon R. Greenberg | Management | For | Voted - For |
1.5 | Elect Jeffrey Noddle | Management | For | Voted - For |
1.6 | Elect Robert F. Sharpe, Jr. | Management | For | Voted - Against |
1.7 | Elect Brian T. Shea | Management | For | Voted - For |
1.8 | Elect W. Edward Walter | Management | For | Voted - For |
1.9 | Elect Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Brian J. Druker | Management | For | Voted - For |
1.4 | Elect Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Greg C. Garland | Management | For | Voted - For |
1.6 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ANGLO AMERICAN PLC | ||||
Security ID: G03764134 Ticker: AAL | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Elisabeth Brinton | Management | For | Voted - For |
1.2 | Elect Hilary Maxson | Management | For | Voted - For |
1.3 | Elect Ian R. Ashby | Management | For | Voted - For |
1.4 | Elect Marcelo H. Bastos | Management | For | Voted - For |
1.5 | Elect Stuart Chambers | Management | For | Voted - For |
1.6 | Elect Mark Cutifani | Management | For | Voted - For |
1.7 | Elect Byron Grote | Management | For | Voted - For |
266
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Hixonia Nyasulu | Management | For | Voted - For |
1.9 | Elect Nonkululeko M.C. Nyembezi | Management | For | Voted - For |
1.10 | Elect Tony O'Neill | Management | For | Voted - For |
1.11 | Elect Stephen T. Pearce | Management | For | Voted - For |
1.12 | Elect Anne Stevens | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Final Dividend | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Remuneration Report (Advisory) | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Adoption of New Articles | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
12 | Approve Ancillary Matters Related to the Demerger | Management | For | Voted - For |
13 | Scheme of Arrangement (Demerger/Spin-off) | Management | For | Voted - For |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
ANTHEM, INC. | ||||
Security ID: 036752103 Ticker: ANTM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Lewis Hay III | Management | For | Voted - For |
1.2 | Elect Antonio F. Neri | Management | For | Voted - For |
1.3 | Elect Ramiro G. Peru | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
APPLIED MATERIALS, INC. | ||||
Security ID: 038222105 Ticker: AMAT | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Rani Borkar | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Eric Chen | Management | For | Voted - For |
1.4 | Elect Aart J. de Geus | Management | For | Voted - For |
1.5 | Elect Gary E. Dickerson | Management | For | Voted - For |
1.6 | Elect Thomas J. Iannotti | Management | For | Voted - For |
1.7 | Elect Alexander A. Karsner | Management | For | Voted - For |
1.8 | Elect Adrianna C. Ma | Management | For | Voted - For |
1.9 | Elect Yvonne McGill | Management | For | Voted - For |
1.10 | Elect Scott A. McGregor | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
267
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Approval of the Employees Stock Purchase Plan | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
ARROW ELECTRONICS, INC. | ||||
Security ID: 042735100 Ticker: ARW | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Barry W. Perry | Management | For | Voted - For |
1.2 | Elect William F. Austen | Management | For | Voted - For |
1.3 | Elect Steven H. Gunby | Management | For | Voted - For |
1.4 | Elect Gail E. Hamilton | Management | For | Voted - For |
1.5 | Elect Richard S. Hill | Management | For | Voted - For |
1.6 | Elect M. Frances Keeth | Management | For | Voted - For |
1.7 | Elect Andrew Kerin | Management | For | Voted - For |
1.8 | Elect Laurel J. Krzeminksi | Management | For | Voted - For |
1.9 | Elect Michael J. Long | Management | For | Voted - For |
1.10 | Elect Stephen C. Patrick | Management | For | Voted - For |
1.11 | Elect Gerry P. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ASE INDUSTRIAL HOLDINGS CO.LTD | ||||
Security ID: Y0249T100 Ticker: 3711 | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect CHANG C.S. Jason | Management | For | Voted - For |
1.2 | Elect CHANG H.P. Richard | Management | For | Voted - For |
1.3 | Elect TSAI Chi-Wen | Management | For | Voted - For |
1.4 | Elect CHANG Yen-Chun | Management | For | Voted - For |
1.5 | Elect WU Tien-Yu | Management | For | Voted - For |
1.6 | Elect TUNG Joseph | Management | For | Voted - For |
1.7 | Elect LO Raymond | Management | For | Voted - For |
1.8 | Elect CHEN Tien-Tzu | Management | For | Voted - For |
1.9 | Elect CHEN Jeffery | Management | For | Voted - For |
1.10 | Elect CHANG Rutherford | Management | For | Voted - For |
1.11 | Elect YU Sheng-Fu | Management | For | Voted - For |
1.12 | Elect HO Mei-Yueh | Management | For | Voted - For |
1.13 | Elect ONG Wen-Chyi | Management | For | Voted - For |
2 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
3 | 2020 Profits Distribution | Management | For | Voted - For |
4 | Amendments to the Procedures for Lending Funds to | |||
Other Parties | Management | For | Voted - For | |
5 | Amendments to the Articles of Incorporation | Management | For | Voted - For |
6 | Issuance of Restricted Stock of the Company | Management | For | Voted - For |
268
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Waiver of Non-competition Clauses for Newly Elected | |||
Directors of the Company | Management | For | Voted - Against | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
ASIA CEMENT CHINA HOLDINGS CORPORATION | ||||
Security ID: G0539C106 Ticker: 0743 | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect CHANG Tsai-Hsiung | Management | For | Voted - For |
1.2 | Elect CHANG Chen Kuen | Management | For | Voted - For |
1.3 | Elect WU Ling Ling | Management | For | Voted - For |
1.4 | Elect TSIM Tak Lung | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - Against |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
ASSURED GUARANTY LTD. | ||||
Security ID: G0585R106 Ticker: AGO | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Francisco L. Borges | Management | For | Voted - For |
1.2 | Elect G. Lawrence Buhl | Management | For | Voted - For |
1.3 | Elect Dominic J. Frederico | Management | For | Voted - For |
1.4 | Elect Bonnie L. Howard | Management | For | Voted - For |
1.5 | Elect Thomas W. Jones | Management | For | Voted - For |
1.6 | Elect Patrick W. Kenny | Management | For | Voted - For |
1.7 | Elect Alan J. Kreczko | Management | For | Voted - For |
1.8 | Elect Simon W. Leathes | Management | For | Voted - For |
1.9 | Elect Michelle McCloskey | Management | For | Voted - For |
1.10 | Elect Michael T. O'Kane | Management | For | Voted - For |
1.11 | Elect Yukiko Omura | Management | For | Voted - For |
1.12 | Elect Lorin P.T. Radtke | Management | For | Voted - For |
1.13 | Elect Courtney C. Shea | Management | For | Voted - For |
1.14 | Elect Howard W Albert | Management | For | Voted - For |
1.15 | Elect Robert A Bailenson | Management | For | Voted - For |
1.16 | Elect Russell B Brewer | Management | For | Voted - For |
1.17 | Elect Gary Burnet | Management | For | Voted - For |
1.18 | Elect Ling Chow | Management | For | Voted - For |
1.19 | Elect Stephen Donnarumma | Management | For | Voted - For |
1.20 | Elect Dominic J. Frederico | Management | For | Voted - For |
269
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.21 | Elect Darrin Futter | Management | For | Voted - For |
1.22 | Elect Walter A. Scott | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Ratification of Subsidiary Auditor | Management | For | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect William E. Kennard | Management | For | Voted - For |
1.2 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Matthew K. Rose | Management | For | Voted - Against |
1.10 | Elect John T. Stankey | Management | For | Voted - For |
1.11 | Elect Cindy B. Taylor | Management | For | Voted - For |
1.12 | Elect Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
AUSTRALIAN PHARMACEUTICAL INDUSTRIES LIMITED | ||||
Security ID: Q1075Q102 Ticker: API | ||||
Meeting Date: 20-Jan-21 | ||||
1.1 | Re-elect Lee Ausburn | Management | For | Voted - For |
1.2 | Re-elect Jennifer (Jenny) M. Macdonald | Management | For | Voted - For |
1.3 | Elect Janine S. Allis | Management | For | Voted - For |
1.4 | Elect Clive Stiff | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Remuneration Report | Management | For | Voted - For |
4 | Equity Grant (MD/CEO Richard Vincent) | Management | For | Voted - For |
AVNET INC. | ||||
Security ID: 053807103 Ticker: AVT | ||||
Meeting Date: 17-Nov-20 | ||||
1.1 | Elect Rodney C. Adkins | Management | For | Voted - For |
1.2 | Elect Carlo Bozotti | Management | For | Voted - For |
1.3 | Elect Michael A. Bradley | Management | For | Voted - For |
270
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Brenda C. Freeman | Management | For | Voted - For |
1.5 | Elect Jo Ann Jenkins | Management | For | Voted - For |
1.6 | Elect Oleg Khaykin | Management | For | Voted - For |
1.7 | Elect James A. Lawrence | Management | For | Voted - For |
1.8 | Elect Avid Modjtabai | Management | For | Voted - For |
1.9 | Elect Adalio T. Sanchez | Management | For | Voted - For |
1.10 | Elect William H. Schumann, III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AXA | ||||
Security ID: F06106102 Ticker: CS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Ramon de Oliveira | Management | For | Voted - For |
1.2 | Elect Guillaume Faury | Management | For | Voted - For |
1.3 | Elect Ramon Fernandez | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Consolidated Accounts and Reports | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | 2020 Remuneration Report | Management | For | Voted - For |
11 | 2020 Remuneration of Denis Duverne, Chair | Management | For | Voted - For |
12 | 2020 Remuneration of Thomas Buberl, CEO | Management | For | Voted - For |
13 | Amendment to the 2019 and 2020 LTI plans (CEO) | Management | For | Voted - For |
14 | 2021 Remuneration Policy (CEO) | Management | For | Voted - For |
15 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
16 | 2021 Remuneration Policy (Board of Directors) | Management | For | Voted - For |
17 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
18 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
19 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
20 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
21 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
22 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - For | |
23 | Authority to Set Offering Price of Shares | Management | For | Voted - For |
24 | Authority to Increase Capital in Case of Exchange | |||
Offers | Management | For | Voted - For | |
25 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
26 | Authority to Issue Shares w/o Preemptive Rights in | |||
Consideration for Securities Issued by Subsidiaries | Management | For | Voted - For |
271
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
27 | Authority to Issue Shares w/ Preemptive Rights in | |||
Consideration for Securities Issued by Subsidiaries | Management | For | Voted - For | |
28 | Employee Stock Purchase Plan | Management | For | Voted - For |
29 | Stock Purchase Plan for Overseas Employees | Management | For | Voted - For |
30 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
31 | Authorisation of Legal Formalities | Management | For | Voted - For |
B2GOLD CORP. | ||||
Security ID: 11777Q209 Ticker: BTO | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect Kevin Bullock | Management | For | Voted - For |
1.2 | Elect Robert Cross | Management | For | Voted - For |
1.3 | Elect Robert Gayton | Management | For | Voted - For |
1.4 | Elect Clive Johnson | Management | For | Voted - For |
1.5 | Elect George Johnson | Management | For | Voted - For |
1.6 | Elect Liane Kelly | Management | For | Voted - For |
1.7 | Elect Jerry R. Korpan | Management | For | Voted - For |
1.8 | Elect Bongani Mtshisi | Management | For | Voted - For |
1.9 | Elect Robin Weisman | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Board Size | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Amendment to Advance Notice Policy | Management | For | Voted - For |
6 | Amendment to Stock Option Plan | Management | For | Voted - For |
7 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BAE SYSTEMS PLC | ||||
Security ID: G06940103 Ticker: BA | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Thomas Arseneault | Management | For | Voted - For |
1.2 | Elect Roger Carr | Management | For | Voted - For |
1.3 | Elect Elizabeth Corley | Management | For | Voted - For |
1.4 | Elect Bradley Greve | Management | For | Voted - For |
1.5 | Elect Jane Griffiths | Management | For | Voted - For |
1.6 | Elect Chris Grigg | Management | For | Voted - For |
1.7 | Elect Stephen T. Pearce | Management | For | Voted - For |
1.8 | Elect Nicole W. Piasecki | Management | For | Voted - For |
1.9 | Elect Ian Tyler | Management | For | Voted - For |
1.10 | Elect Charles Woodburn | Management | For | Voted - For |
1.11 | Elect Nick Anderson | Management | For | Voted - For |
1.12 | Elect Carolyn Fairbairn | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - Against |
4 | Final Dividend | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
272
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Authorisation of Political Donations | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
12 | Amendments to Articles | Management | For | Voted - For |
BANK NEGARA INDONESIA (PERSERO) TBK | ||||
Security ID: Y74568166 Ticker: BBNI | ||||
Meeting Date: 02-Sep-20 | ||||
1.1 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
Meeting Date: 29-Mar-21 | ||||
1.1 | Election of Directors and/or Commissioners (Slate) | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Directors' and Commissioners' Fees | Management | For | Voted - Against |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
7 | Amendments to Articles | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - Against |
9 | Approval of Recovery Plan | Management | For | Voted - For |
10 | Ratification of Ministerial Regulation | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Susan S. Bies | Management | For | Voted - For |
1.3 | Elect Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Pierre J. P. de Weck | Management | For | Voted - For |
1.5 | Elect Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Thomas J. May | Management | For | Voted - For |
1.9 | Elect Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
1.14 | Elect Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect R. David Yost | Management | For | Voted - For |
273
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.16 | Elect Maria T. Zuber | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Key Employee Equity Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
BARCLAYS PLC | ||||
Security ID: G08036124 Ticker: BARC | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Julia Wilson | Management | For | Voted - For |
1.2 | Elect Michael Ashley | Management | For | Voted - For |
1.3 | Elect Tim Breedon | Management | For | Voted - For |
1.4 | Elect Mohamed A. El-Erian | Management | For | Voted - For |
1.5 | Elect Dawn Fitzpatrick | Management | For | Voted - For |
1.6 | Elect Mary E. Francis | Management | For | Voted - For |
1.7 | Elect Crawford Gillies | Management | For | Voted - For |
1.8 | Elect Brian Gilvary | Management | For | Voted - For |
1.9 | Elect Nigel Higgins | Management | For | Voted - For |
1.10 | Elect Tushar Morzaria | Management | For | Voted - For |
1.11 | Elect Diane L. Schueneman | Management | For | Voted - For |
1.12 | Elect Jes Staley | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authorisation of Political Donations | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authority to Issue Equity Convertible Notes w/ | |||
Preemptive Rights | Management | For | Voted - For | |
11 | Authority to Issue Equity Convertible Notes w/o | |||
Preemptive Rights | Management | For | Voted - For | |
12 | Authority to Repurchase Shares | Management | For | Voted - For |
13 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
14 | Approval of Barclays Long-Term Incentive Plan | Management | For | Voted - For |
15 | Amendment to the Barclays Group Share Value Plan | Management | For | Voted - For |
16 | Scrip Dividend | Management | For | Voted - For |
17 | Adoption of New Articles | Management | For | Voted - For |
274
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
18 | Shareholder Proposal Regarding Climate Change | |||
Strategy | Shareholder | Against | Voted - Against | |
BELLWAY PLC | ||||
Security ID: G09744155 Ticker: BWY | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Elect Paul N. Hampden Smith | Management | For | Voted - For |
1.2 | Elect Jason Honeyman | Management | For | Voted - For |
1.3 | Elect Keith Adey | Management | For | Voted - For |
1.4 | Elect Denise Jagger | Management | For | Voted - For |
1.5 | Elect Jill Caseberry | Management | For | Voted - For |
1.6 | Elect Ian P. McHoul | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Remuneration Policy (Binding) | Management | For | Voted - For |
5 | Final Dividend | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Authority to Set Auditor's Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
11 | Authority to Repurchase Shares | Management | For | Voted - For |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
13 | Adoption of New Articles | Management | For | Voted - For |
BERRY GLOBAL GROUP, INC. | ||||
Security ID: 08579W103 Ticker: BERY | ||||
Meeting Date: 24-Feb-21 | ||||
1.1 | Elect B. Evan Bayh | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Idalene F. Kesner | Management | For | Voted - For |
1.4 | Elect Jill A. Rahman | Management | For | Voted - For |
1.5 | Elect Carl J. Rickertsen | Management | For | Voted - For |
1.6 | Elect Thomas E. Salmon | Management | For | Voted - For |
1.7 | Elect Paula A. Sneed | Management | For | Voted - For |
1.8 | Elect Robert A. Steele | Management | For | Voted - For |
1.9 | Elect Stephen E. Sterrett | Management | For | Voted - For |
1.10 | Elect Scott B. Ullem | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
275
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Corie S. Barry | Management | For | Voted - For |
1.2 | Elect Lisa M. Caputo | Management | For | Voted - For |
1.3 | Elect J. Patrick Doyle | Management | For | Voted - For |
1.4 | Elect David W. Kenny | Management | For | Voted - For |
1.5 | Elect Mario J. Marte | Management | For | Voted - For |
1.6 | Elect Karen A. McLoughlin | Management | For | Voted - For |
1.7 | Elect Thomas L. Millner | Management | For | Voted - For |
1.8 | Elect Claudia Fan Munce | Management | For | Voted - For |
1.9 | Elect Richelle P. Parham | Management | For | Voted - For |
1.10 | Elect Steven E. Rendle | Management | For | Voted - For |
1.11 | Elect Eugene A. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
BILIA AB | ||||
Security ID: W2R73S144 Ticker: BILIA | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Mats Qviberg | Management | For | Voted - For |
1.2 | Elect Jan Pettersson | Management | For | Voted - Against |
1.3 | Elect Ingrid Jonasson Blank | Management | For | Voted - For |
1.4 | Elect Gunnar Blomkvist | Management | For | Voted - Against |
1.5 | Elect Anna Engebretsen | Management | For | Voted - For |
1.6 | Elect Eva Eriksson | Management | For | Voted - For |
1.7 | Elect Mats Holgerson | Management | For | Voted - Against |
1.8 | Elect Nicklas Paulson | Management | For | Voted - For |
1.9 | Elect Jon Risfelt | Management | For | Voted - Against |
1.10 | Elect Mats Qviberg as Chair | Management | For | Voted - For |
1.11 | Elect Jan Pettersson as Vice-chair | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Non-Voting Agenda Item | N/A | Non-Voting | |
13 | Non-Voting Agenda Item | N/A | Non-Voting |
276
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Accounts and Reports | Management | For | Voted - For |
17 | Allocation of Profits/Dividends | Management | For | Voted - For |
18 | Ratification of Mats Qviberg | Management | For | Voted - For |
19 | Ratification of Jan Pettersson | Management | For | Voted - For |
20 | Ratification of Ingrid Jonasson Blank | Management | For | Voted - For |
21 | Ratification of Gunnar Blomkvist | Management | For | Voted - For |
22 | Ratification of Anna Engebretsen | Management | For | Voted - For |
23 | Ratification of Eva Eriksson | Management | For | Voted - For |
24 | Ratification of Mats Holgerson | Management | For | Voted - For |
25 | Ratification of Nicklas Paulson | Management | For | Voted - For |
26 | Ratification of Jon Risfelt | Management | For | Voted - For |
27 | Ratification of Patrik Nordvall | Management | For | Voted - For |
28 | Ratification of Dragan Mitrasinovic | Management | For | Voted - For |
29 | Ratification of Per Avander (CEO) | Management | For | Voted - For |
30 | Board Size | Management | For | Voted - For |
31 | Directors' Fees | Management | For | Voted - For |
32 | Authority to Set Auditor's Fees | Management | For | Voted - For |
33 | Appointment of Auditor | Management | For | Voted - For |
34 | Remuneration Report | Management | For | Voted - For |
35 | Amendments to Articles | Management | For | Voted - For |
36 | Long-Term Incentive Programme 2021 | Management | For | Voted - For |
37 | Authority to Issue Treasury Shares (LTIP 2021) | Management | For | Voted - For |
38 | Approve Equity Swap Agreement | Management | For | Voted - For |
39 | Authority to Issue Treasury Shares Pursuant to | |||
Social Security Contributions | Management | For | Voted - For | |
40 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
41 | Non-Voting Agenda Item | N/A | Non-Voting | |
42 | Non-Voting Meeting Note | N/A | Non-Voting | |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Alexander J. Denner | Management | For | Voted - For |
1.2 | Elect Caroline D. Dorsa | Management | For | Voted - For |
1.3 | Elect Maria C. Freire | Management | For | Voted - For |
1.4 | Elect William A. Hawkins | Management | For | Voted - For |
1.5 | Elect William D. Jones | Management | For | Voted - For |
1.6 | Elect Nancy L. Leaming | Management | For | Voted - For |
1.7 | Elect Jesus B. Mantas | Management | For | Voted - For |
1.8 | Elect Richard C. Mulligan | Management | For | Voted - For |
1.9 | Elect Stelios Papadopoulos | Management | For | Voted - For |
1.10 | Elect Brian S. Posner | Management | For | Voted - For |
1.11 | Elect Eric K. Rowinsky | Management | For | Voted - For |
1.12 | Elect Stephen A. Sherwin | Management | For | Voted - For |
1.13 | Elect Michel Vounatsos | Management | For | Voted - For |
277
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of Federal Forum Provision | Management | For | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
6 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
BLUESCOPE STEEL LIMITED. | ||||
Security ID: Q1415L177 Ticker: BSL | ||||
Meeting Date: 19-Nov-20 | ||||
1.1 | Re- Elect John A. Bevan | Management | For | Voted - For |
1.2 | Re- Elect Penelope (Penny) Bingham-Hall | Management | For | Voted - For |
1.3 | Re- Elect Rebecca P. Dee-Bradbury | Management | For | Voted - For |
1.4 | Re- Elect Jennifer M. Lambert | Management | For | Voted - For |
1.5 | Elect Kathleen Conlon | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Remuneration Report | Management | For | Voted - For |
4 | Equity Grant (CEO Mark Vassella - STI) | Management | For | Voted - For |
5 | Equity Grant (CEO Mark Vassella - LTI) | Management | For | Voted - For |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Renew Proportional Takeover Provisions | Management | For | Voted - For |
BNP PARIBAS | ||||
Security ID: F1058Q238 Ticker: BNP | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Pierre-Andre de Chalendar | Management | For | Voted - For |
1.2 | Elect Rajna Gibson Brandon | Management | For | Voted - For |
1.3 | Elect Christian Noyer | Management | For | Voted - For |
1.4 | Elect Juliette Brisac (Employee Shareholder | |||
Representatives) | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For |
8 | Consolidated Accounts and Reports | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
11 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
12 | 2021 Remuneration Policy (Board of Directors) | Management | For | Voted - For |
13 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
14 | 2021 Remuneration Policy (CEO and Deputy CEOs) | Management | For | Voted - For |
15 | 2020 Remuneration Report | Management | For | Voted - For |
16 | 2020 Remuneration of Jean Lemierre, Chair | Management | For | Voted - For |
278
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
17 | 2020 Remuneration of Jean-Laurent Bonnafe, CEO | Management | For | Voted - For |
18 | 2020 Remuneration of Philippe Bordenave, Deputy CEO | Management | For | Voted - For |
19 | 2020 Remuneration of Identified Staff | Management | For | Voted - For |
20 | 2021 Directors' Fees | Management | For | Voted - For |
21 | Authority to Set the Maximum Variable Compensation | |||
Ratio for Persons Belonging to the Company's | ||||
Identified Staff | Management | For | Voted - For | |
22 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
23 | Authorisation of Legal Formalities | Management | For | Voted - For |
24 | Election of Isabelle Coron (Employee Shareholder | |||
Representatives) | Management | Against | Voted - Against | |
25 | Election of Cecile Besse Advani (Employee | |||
Shareholder Representatives) | Management | Against | Voted - Against | |
26 | Election of Dominique Potier (Employee Shareholder | |||
Representatives) | Management | Against | Voted - Against | |
27 | Non-Voting Meeting Note | N/A | Non-Voting | |
28 | Non-Voting Meeting Note | N/A | Non-Voting | |
29 | Non-Voting Meeting Note | N/A | Non-Voting | |
BRINKER INTERNATIONAL, INC. | ||||
Security ID: 109641100 Ticker: EAT | ||||
Meeting Date: 05-Nov-20 | ||||
1.1 | Elect Frances L. Allen | Management | For | Voted - For |
1.2 | Elect Cynthia L. Davis | Management | For | Voted - For |
1.3 | Elect Joseph M. DePinto | Management | For | Voted - For |
1.4 | Elect Harriet Edelman | Management | For | Voted - For |
1.5 | Elect William T. Giles | Management | For | Voted - For |
1.6 | Elect James C. Katzman | Management | For | Voted - For |
1.7 | Elect Alexandre Macedo | Management | For | Voted - For |
1.8 | Elect George R. Mrkonic, Jr. | Management | For | Voted - For |
1.9 | Elect Prashant N. Ranade | Management | For | Voted - For |
1.10 | Elect Wyman T. Roberts | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Paula A. Price | Management | For | Voted - For |
1.6 | Elect Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Theodore R. Samuels, II | Management | For | Voted - For |
1.8 | Elect Gerald Storch | Management | For | Voted - For |
279
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Stock Award and Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
BRITISH AMERICAN TOBACCO PLC | ||||
Security ID: G1510J102 Ticker: BATS | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Luc Jobin | Management | For | Voted - For |
1.2 | Elect Jack M. Bowles | Management | For | Voted - For |
1.3 | Elect Tadeu Marroco | Management | For | Voted - For |
1.4 | Elect Susan J. Farr | Management | For | Voted - For |
1.5 | Elect Marion Helmes | Management | For | Voted - For |
1.6 | Elect Holly K. Koeppel | Management | For | Voted - For |
1.7 | Elect Savio Kwan | Management | For | Voted - For |
1.8 | Elect Dimitri Panayotopoulos | Management | For | Voted - Against |
1.9 | Elect Karen Guerra | Management | For | Voted - For |
1.10 | Elect Darrell Thomas | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Remuneration Report (Advisory) | Management | For | Voted - Against |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Authorisation of Political Donations | Management | For | Voted - For |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
CANADIAN IMPERIAL BANK OF COMMERCE | ||||
Security ID: 136069101 Ticker: CM | ||||
Meeting Date: 08-Apr-21 | ||||
1.1 | Elect Charles J.G. Brindamour | Management | For | Voted - For |
1.2 | Elect Nanci E. Caldwell | Management | For | Voted - For |
1.3 | Elect Michelle L. Collins | Management | For | Voted - For |
1.4 | Elect Patrick D. Daniel | Management | For | Voted - For |
280
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Luc Desjardins | Management | For | Voted - For |
1.6 | Elect Victor G. Dodig | Management | For | Voted - For |
1.7 | Elect Kevin J. Kelly | Management | For | Voted - For |
1.8 | Elect Christine E. Larsen | Management | For | Voted - For |
1.9 | Elect Nicholas D. Le Pan | Management | For | Voted - For |
1.10 | Elect Mary Lou Maher | Management | For | Voted - For |
1.11 | Elect Jane L. Peverett | Management | For | Voted - For |
1.12 | Elect Katharine B. Stevenson | Management | For | Voted - For |
1.13 | Elect Martine Turcotte | Management | For | Voted - For |
1.14 | Elect Barry L. Zubrow | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reporting Circular | |||
Economy Loans | Shareholder | Against | Voted - Against | |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Richard D. Fairbank | Management | For | Voted - For |
1.2 | Elect Ime Archibong | Management | For | Voted - For |
1.3 | Elect Ann Fritz Hackett | Management | For | Voted - For |
1.4 | Elect Peter Thomas Killalea | Management | For | Voted - For |
1.5 | Elect Eli Leenaars | Management | For | Voted - For |
1.6 | Elect Francois Locoh-Donou | Management | For | Voted - For |
1.7 | Elect Peter E. Raskind | Management | For | Voted - For |
1.8 | Elect Eileen Serra | Management | For | Voted - For |
1.9 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.10 | Elect Bradford H. Warner | Management | For | Voted - For |
1.11 | Elect Catherine G. West | Management | For | Voted - For |
1.12 | Elect Craig Anthony Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2004 Stock Incentive Plan | Management | For | Voted - For |
CARDINAL HEALTH, INC. | ||||
Security ID: 14149Y108 Ticker: CAH | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Carrie S. Cox | Management | For | Voted - For |
1.2 | Elect Calvin Darden | Management | For | Voted - For |
1.3 | Elect Bruce L. Downey | Management | For | Voted - For |
1.4 | Elect Sheri H. Edison | Management | For | Voted - For |
1.5 | Elect David C. Evans | Management | For | Voted - For |
1.6 | Elect Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Akhil Johri | Management | For | Voted - For |
281
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Michael Kaufmann | Management | For | Voted - For |
1.9 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.10 | Elect Nancy Killefer | Management | For | Voted - For |
1.11 | Elect J. Michael Losh | Management | For | Voted - For |
1.12 | Elect Dean A. Scarborough | Management | For | Voted - For |
1.13 | Elect John H. Weiland | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
CDK GLOBAL INC | ||||
Security ID: 12508E101 Ticker: CDK | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Willie A. Deese | Management | For | Voted - For |
1.3 | Elect Amy J. Hillman | Management | For | Voted - For |
1.4 | Elect Brian M. Krzanich | Management | For | Voted - For |
1.5 | Elect Stephen A. Miles | Management | For | Voted - For |
1.6 | Elect Robert E. Radway | Management | For | Voted - For |
1.7 | Elect Stephen F. Schuckenbrock | Management | For | Voted - For |
1.8 | Elect Frank S. Sowinski | Management | For | Voted - For |
1.9 | Elect Eileen J. Voynick | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
CELANESE CORPORATION | ||||
Security ID: 150870103 Ticker: CE | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect William M. Brown | Management | For | Voted - For |
1.3 | Elect Edward G. Galante | Management | For | Voted - For |
1.4 | Elect Kathryn M. Hill | Management | For | Voted - For |
1.5 | Elect David F. Hoffmeister | Management | For | Voted - For |
1.6 | Elect Jay V. Ihlenfeld | Management | For | Voted - For |
1.7 | Elect Deborah J. Kissire | Management | For | Voted - For |
1.8 | Elect Kim K.W. Rucker | Management | For | Voted - For |
1.9 | Elect Lori J. Ryerkerk | Management | For | Voted - For |
1.10 | Elect John K. Wulff | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
282
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CENTRICA PLC | ||||
Security ID: G2018Z143 Ticker: CNA | ||||
Meeting Date: 20-Aug-20 | ||||
1 | Direct Energy Disposal | Management | For | Voted - For |
CHINA CITIC BANK CORP. LTD. | ||||
Security ID: Y1434M116 Ticker: 0998 | ||||
Meeting Date: 30-Oct-20 | ||||
1.1 | Elect WANG Yankang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Caps for Asset Transfer Business with CITIC Group | |||
and its Associates for the Years 2021-2023 | Management | For | Voted - For | |
5 | Caps for Wealth Management and Investment Services | |||
with CITIC Group and its Associates for the Years | ||||
2021-2023 | Management | For | Voted - For | |
6 | Caps for Capital Transactions with CITIC Group and | |||
its Associates for the years 2021-2023 | Management | For | Voted - For | |
7 | Caps for Credit Extension Business with CITIC Group | |||
and its Associates for the Years 2021-2023 | Management | For | Voted - For | |
8 | Caps for Credit Extension Related Party | |||
Transactions with Yunnan Metropolitan Construction | ||||
Investment Group Co., Ltd. for the years 2021-2023 | Management | For | Voted - For | |
9 | Caps for Credit Extension Related Party | |||
Transactions with New China Life Insurance Company | ||||
Ltd. for the Years 2021-2023 | Management | For | Voted - For | |
10 | Caps for Credit Extension Related Party | |||
Transactions with China Life Pension Company | ||||
Limited for the Years 2021-2023 | Management | For | Voted - For | |
11 | Caps for Credit Extension Related Party | |||
Transactions with Cinda Securities Co., Ltd. for | ||||
the Years 2021-2023 | Management | For | Voted - For | |
12 | Caps for Credit Extension Related Party | |||
Transactions with Ping An Insurance (Group) Company | ||||
of China, Ltd. for the Years 2021-2023 | Management | For | Voted - For | |
13 | Authority to Issue Undated Capital Bonds | Management | For | Voted - For |
CHINA CITIC BANK CORPORATION LIMITED | ||||
Security ID: Y1434M116 Ticker: 0998 | ||||
Meeting Date: 14-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Amendment to Article 4 | Management | For | Voted - For |
283
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 14-Jan-21 | ||||
1.1 | Elect LI Rong as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 07-May-21 | ||||
1.1 | Elect ZHU Hexin | Management | For | Voted - For |
2 | Amendments to Articles of Association | Management | For | Voted - For |
3 | Formulation of Implementation Rules for the | |||
Accumulative Voting Mechanism | Management | For | Voted - For | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect ZHU Hexin | Management | For | Voted - For |
1.2 | Elect CAO Guoqiang | Management | For | Voted - For |
1.3 | Elect HUANG Fang | Management | For | Voted - For |
1.4 | Elect WANG Yankang | Management | For | Voted - For |
1.5 | Elect FANG Heying | Management | For | Voted - For |
1.6 | Elect GUO Danghuai | Management | For | Voted - For |
1.7 | Elect HE Cao | Management | For | Voted - For |
1.8 | Elect CHEN Lihua | Management | For | Voted - For |
1.9 | Elect QIAN Jun | Management | For | Voted - For |
1.10 | Elect Isaac YAN Lap Kei | Management | For | Voted - For |
1.11 | Elect WEI Guobin as Supervisor | Management | For | Voted - For |
1.12 | Elect SUN Qixiang as Supervisor | Management | For | Voted - For |
1.13 | Elect LIU Guoling as Supervisor | Management | For | Voted - For |
1.14 | Elect LI Rong as Supervisor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | 2021 Financial Budget Plan | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Special Report of Related Party Transactions | Management | For | Voted - For |
9 | Directors' Report | Management | For | Voted - For |
10 | Supervisors' Report | Management | For | Voted - For |
11 | Directors' Fees | Management | For | Voted - For |
12 | Supervisors' Fees | Management | For | Voted - For |
13 | Non-Voting Agenda Item | N/A | Non-Voting | |
CHINA PETROLEUM & CHEMICAL CORPORATION | ||||
Security ID: Y15010104 Ticker: 0386 | ||||
Meeting Date: 28-Sep-20 | ||||
1.1 | Elect ZHANG Shaofeng | Management | For | Voted - For |
284
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Divestiture | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1.1 | Elect ZHANG Yuzhuo | Management | For | Voted - Against |
1.2 | Elect MA Yongsheng | Management | For | Voted - Against |
1.3 | Elect ZHAO Dong | Management | For | Voted - For |
1.4 | Elect YU Baocai | Management | For | Voted - For |
1.5 | Elect LIU Hongbin | Management | For | Voted - For |
1.6 | Elect LING Yiqun | Management | For | Voted - For |
1.7 | Elect LI Yonglin | Management | For | Voted - For |
1.8 | Elect CAI Hongbin | Management | For | Voted - For |
1.9 | Elect Johnny NG Kar Ling | Management | For | Voted - For |
1.10 | Elect SHI Dan | Management | For | Voted - For |
1.11 | Elect BI Mingjian | Management | For | Voted - Against |
1.12 | Elect ZHANG Shaofeng | Management | For | Voted - For |
1.13 | Elect JIANG Zhenying | Management | For | Voted - Against |
1.14 | Elect ZHANG Zhiguo | Management | For | Voted - For |
1.15 | Elect YIN Zhaolin | Management | For | Voted - Against |
1.16 | Elect GUO Hongjin | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Directors' Report | Management | For | Voted - For |
6 | Supervisors' Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Authority to Declare Interim Dividends | Management | For | Voted - For |
10 | Appointment of PRC and International Auditors and | |||
Authority to Set Fees | Management | For | Voted - For | |
11 | Authority to Issue Debt Financing Instruments | Management | For | Voted - Against |
12 | Authority to Issue Domestic and/or Foreign Shares | |||
w/o Preemptive Rights | Management | For | Voted - Against | |
13 | Service Contract of Directors and Supervisors | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Non-Voting Agenda Item | N/A | Non-Voting | |
CHINA RESOURCES POWER HOLDINGS COMPANY LTD. | ||||
Security ID: Y1503A100 Ticker: 0836 | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Elect TANG Yong | Management | For | Voted - For |
1.2 | Elect WANG Xiao Bin | Management | For | Voted - For |
1.3 | Elect Raymond CH'IEN K.F. | Management | For | Voted - For |
285
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Elsie LEUNG Oi Sie | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHINA WATER AFFAIRS GROUP LIMITED | ||||
Security ID: G21090124 Ticker: 0855 | ||||
Meeting Date: 04-Sep-20 | ||||
1.1 | Elect DUAN Jerry Linnan | Management | For | Voted - For |
1.2 | Elect Makoto Inoue | Management | For | Voted - Against |
1.3 | Elect Donald CHAU Kam Wing | Management | For | Voted - Against |
1.4 | Elect HO Ping | Management | For | Voted - For |
1.5 | Elect ZHOU Nan | Management | For | Voted - For |
1.6 | Elect CHAN Wai Cheung | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
CHIPBOND TECHNOLOGY CORP. | ||||
Security ID: Y15657102 Ticker: 6147 | ||||
Meeting Date: 03-Dec-20 | ||||
1.1 | Elect WU Fei-Jain | Management | For | Voted - For |
1.2 | Elect GOU Huo-Wen | Management | For | Voted - For |
1.3 | Elect LEE Jong-Fa | Management | For | Voted - For |
1.4 | Elect YIU Dang-Hsing | Management | For | Voted - For |
1.5 | Elect WEI Philips | Management | For | Voted - For |
1.6 | Elect HUANG Ting-Rong | Management | For | Voted - For |
1.7 | Elect CHENG Wen-Feng | Management | For | Voted - For |
2 | To Approve the Lifting of Non-competition | |||
Restrictions on Newly Elected Directors and | ||||
Independent Directors. | Management | For | Voted - Against |
286
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHIPBOND TECHNOLOGY CORPORATION | ||||
Security ID: Y15657102 Ticker: 6147 | ||||
Meeting Date: 16-Jun-21 | ||||
1 | 2020 Business Report and Financial Statements | Management | For | Voted - For |
2 | 2020 Earnings Distribution Plan | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to the Procedures for Acquisition or | |||
Disposal of Assets | Management | For | Voted - For | |
5 | Amendments to the Rules and Procedures of | |||
Shareholders Meetings | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
CIRRUS LOGIC, INC. | ||||
Security ID: 172755100 Ticker: CRUS | ||||
Meeting Date: 31-Jul-20 | ||||
1.1 | Elect John C. Carter | Management | For | Voted - For |
1.2 | Elect Alexander M. Davern | Management | For | Voted - For |
1.3 | Elect Timothy R. Dehne | Management | For | Voted - For |
1.4 | Elect Deirdre Hanford | Management | For | Voted - For |
1.5 | Elect Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Jason P. Rhode | Management | For | Voted - For |
1.7 | Elect Alan R. Schuele | Management | For | Voted - For |
1.8 | Elect David J. Tupman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2018 Long Term Incentive Plan | Management | For | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Mark Garrett | Management | For | Voted - For |
1.5 | Elect Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Roderick C. McGeary | Management | For | Voted - For |
1.7 | Elect Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Arun Sarin | Management | For | Voted - Abstain |
1.9 | Elect Brenton L. Saunders | Management | For | Voted - For |
1.10 | Elect Lisa T. Su | Management | For | Voted - For |
2 | Reincorporation from California to Delaware | Management | For | Voted - For |
3 | Amendment to the 2005 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
287
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
CIT GROUP INC. | ||||
Security ID: 125581801 Ticker: CIT | ||||
Meeting Date: 09-Feb-21 | ||||
1 | Merger/Acquisition | Management | For | Voted - Against |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3 | Right to Adjourn Meeting | Management | For | Voted - Against |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Ellen M. Costello | Management | For | Voted - For |
1.2 | Elect Grace E. Dailey | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect John C. Dugan | Management | For | Voted - For |
1.5 | Elect Jane N. Fraser | Management | For | Voted - For |
1.6 | Elect Duncan P. Hennes | Management | For | Voted - For |
1.7 | Elect Peter B. Henry | Management | For | Voted - For |
1.8 | Elect S. Leslie Ireland | Management | For | Voted - For |
1.9 | Elect Lew W. Jacobs, IV | Management | For | Voted - For |
1.10 | Elect Renee J. James | Management | For | Voted - For |
1.11 | Elect Gary M. Reiner | Management | For | Voted - For |
1.12 | Elect Diana L. Taylor | Management | For | Voted - For |
1.13 | Elect James S. Turley | Management | For | Voted - For |
1.14 | Elect Deborah C. Wright | Management | For | Voted - For |
1.15 | Elect Alexander R. Wynaendts | Management | For | Voted - For |
1.16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Non-Management | |||
Employee Representation on the Board | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
9 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against |
288
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CITIZENS FINANCIAL GROUP, INC. | ||||
Security ID: 174610105 Ticker: CFG | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Bruce Van Saun | Management | For | Voted - For |
1.2 | Elect Lee Alexander | Management | For | Voted - For |
1.3 | Elect Christine M. Cumming | Management | For | Voted - For |
1.4 | Elect William P. Hankowsky | Management | For | Voted - For |
1.5 | Elect Leo I. Higdon, Jr. | Management | For | Voted - For |
1.6 | Elect Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect Charles J. Koch | Management | For | Voted - For |
1.8 | Elect Robert G. Leary | Management | For | Voted - For |
1.9 | Elect Terrance J. Lillis | Management | For | Voted - For |
1.10 | Elect Shivan S. Subramaniam | Management | For | Voted - For |
1.11 | Elect Christopher J. Swift | Management | For | Voted - For |
1.12 | Elect Wendy A. Watson | Management | For | Voted - For |
1.13 | Elect Marita Zuraitis | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
COCA COLA ICECEK SANAYI A.S. | ||||
Security ID: M2R39A121 Ticker: CCOLA | ||||
Meeting Date: 17-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Closing | Management | For | Voted - For |
Meeting Date: 29-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
5 | Presentation of Directors' Report | Management | For | Voted - For |
6 | Presentation of Auditors' Report | Management | For | Voted - For |
7 | Financial Statements | Management | For | Voted - For |
8 | Ratification of Board Acts | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Ratification of Co-Option of Sedef Salingan Sahin | Management | For | Voted - For |
11 | Election of Directors; Board Term Length; | |||
Directors' Fees | Management | For | Voted - Against | |
12 | Amendments to Articles | Management | For | Voted - For |
289
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Presentation of Report on Charitable Donations | Management | For | Voted - For |
15 | Presentation of Report on Guarantees | Management | For | Voted - For |
16 | Presentation of Report on Competing Activities | Management | For | Voted - For |
17 | Authority to Carry out Competing Activities or | |||
Related Party Transactions | Management | For | Voted - Against | |
18 | Closing | Management | For | Voted - For |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent | |||
Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - For | |
COMPEQ MANUFACTURING CO., LTD. | ||||
Security ID: Y1690B101 Ticker: 2313 | ||||
Meeting Date: 10-Jun-21 | ||||
1 | Adoption Of 2020 Business Report And Financial | |||
Statements | Management | For | Voted - For | |
2 | Adoption of the Proposal for Distribution of 2020 | |||
Earnings. Proposed Cash Dividend: TWD 1.5 Per Share | Management | For | Voted - For | |
3 | Discussion On Amendment To The Articles Of | |||
Incorporation | Management | For | Voted - For | |
CREDIT SUISSE GROUP | ||||
Security ID: H3698D419 Ticker: CSGN | ||||
Meeting Date: 27-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Extraordinary Dividend from Retained Earnings and | |||
Reserves | Management | For | Voted - For | |
4 | Non-Voting Agenda Item | N/A | Non-Voting |
290
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Additional or Amended Shareholder Proposals | Shareholder | N/A | Voted - Abstain |
6 | Additional or Amended Board Proposals | Management | For | Voted - Against |
CREDIT SUISSE GROUP AG | ||||
Security ID: H3698D419 Ticker: CSGN | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Antonio Horta-Osorio as Board Chair | Management | For | Voted - For |
1.2 | Elect Iris Bohnet | Management | For | Voted - For |
1.3 | Elect Christian Gellerstad | Management | For | Voted - For |
1.4 | Elect Andreas Gottschling | Management | For | Voted - Against |
1.5 | Elect Michael Klein | Management | For | Voted - For |
1.6 | Elect Shan Li | Management | For | Voted - For |
1.7 | Elect Seraina Macia | Management | For | Voted - For |
1.8 | Elect Richard H. Meddings | Management | For | Voted - For |
1.9 | Elect Kaikhushru Nargolwala | Management | For | Voted - For |
1.10 | Elect Ana Paula Pessoa | Management | For | Voted - For |
1.11 | Elect Severin Schwan | Management | For | Voted - For |
1.12 | Elect Clare Brady | Management | For | Voted - For |
1.13 | Elect Blythe Masters | Management | For | Voted - For |
1.14 | Elect Iris Bohnet as Compensation Committee Member | Management | For | Voted - For |
1.15 | Elect Christian Gellerstad as Compensation | |||
Committee Member | Management | For | Voted - For | |
1.16 | Elect Michael Klein as Compensation Committee Member | Management | For | Voted - For |
1.17 | Elect Kaikhushru Nargolwala as Compensation | |||
Committee Member | Management | For | Voted - For | |
1.18 | Elect Blythe Masters as Compensation Committee | |||
Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Compensation Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Increase in Authorised Capital | Management | For | Voted - For |
9 | Board Compensation | Management | For | Voted - For |
10 | Executive Compensation (Fixed) | Management | For | Voted - For |
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Appointment of Special Auditor | Management | For | Voted - For |
13 | Appointment of Independent Proxy | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Additional or Amended Shareholder Proposals | Shareholder | N/A | Voted - Abstain |
16 | Additional or Amended Board Proposals | Management | For | Voted - Against |
291
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CSG SYSTEMS INTERNATIONAL, INC. | ||||
Security ID: 126349109 Ticker: CSGS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Brian A. Shepherd | Management | For | Voted - For |
1.2 | Elect Frank V. Sica | Management | For | Voted - For |
1.3 | Elect Silvio Tavares | Management | For | Voted - For |
1.4 | Elect Tse Li "Lily" Yang | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect William I. Miller | Management | For | Voted - For |
1.11 | Elect Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Professional | |||
Services Allowance | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect C. David Brown II | Management | For | Voted - For |
1.3 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect David W. Dorman | Management | For | Voted - For |
1.6 | Elect Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
292
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect William C. Weldon | Management | For | Voted - For |
1.13 | Elect Tony L. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
DAIMLER AG | ||||
Security ID: D1668R123 Ticker: DAI | ||||
Meeting Date: 08-Jul-20 | ||||
1.1 | Elect Timotheus Hottges as Supervisory Board Member | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratification of Management Board Acts | Management | For | Voted - Abstain |
9 | Ratification of Supervisory Board Acts | Management | For | Voted - Abstain |
10 | Appointment of Auditor for Fiscal Year 2020 | Management | For | Voted - For |
11 | Appointment of Auditor for Interim Statements until | |||
2021 AGM | Management | For | Voted - For | |
12 | Management Board Remuneration Policy | Management | For | Voted - For |
13 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
14 | Authority to Repurchase Shares Using Equity | |||
Derivatives | Management | For | Voted - For | |
15 | Authority to Issue Convertible Debt Instruments; | |||
Increase in Conditional Capital | Management | For | Voted - For | |
16 | Amendments to Articles (Transmission; Supervisory | |||
Board Participation) | Management | For | Voted - For | |
17 | Amendments to Articles (Shareholder Participation) | Management | For | Voted - For |
18 | Amendments to Articles (Supervisory Board Elections) | Management | For | Voted - For |
19 | Amendments to Articles (Dismissal of Supervisory | |||
Board Members) | Management | For | Voted - For | |
20 | Approval of Profit-and-Loss Transfer Agreement with | |||
Mercedes-Benz Bank AG | Management | For | Voted - For | |
Meeting Date: 31-Mar-21 | ||||
1.1 | Elect Elizabeth Centoni | Management | For | Voted - For |
1.2 | Elect Ben Van Beurden | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting |
293
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Ratification of Management Board Acts | Management | For | Voted - For |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - Abstain |
11 | Appointment of Auditor For 2021 Financial Statements | Management | For | Voted - Abstain |
12 | Appointment of Auditor for Interim Statements | Management | For | Voted - For |
13 | Appointment of Auditor for Statements under the | |||
Transformational Act | Management | For | Voted - For | |
14 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
15 | Ratify Mikael Sallstrom (Employee Representative) | Management | For | Voted - For |
16 | Amendments to Articles (Supervisory Board | |||
Resolutions) | Management | For | Voted - For | |
17 | Amendments to Articles (Place of Jurisdiction) | Management | For | Voted - For |
18 | Accounts and Reports | Management | For | Voted - Against |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
DAVITA INC. | ||||
Security ID: 23918K108 Ticker: DVA | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Pamela M. Arway | Management | For | Voted - For |
1.2 | Elect Charles G. Berg | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect Paul J. Diaz | Management | For | Voted - For |
1.5 | Elect Shawn Guertin | Management | For | Voted - Abstain |
1.6 | Elect John M. Nehra | Management | For | Voted - For |
1.7 | Elect Paula A. Price | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
DELL TECHNOLOGIES INC. | ||||
Security ID: 24703L202 Ticker: DELL | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Michael Dell | Management | For | Voted - Withheld |
1.2 | Elect David W. Dorman | Management | For | Voted - For |
1.3 | Elect Egon Durban | Management | For | Voted - For |
1.4 | Elect William D. Green | Management | For | Voted - For |
1.5 | Elect Simon Patterson | Management | For | Voted - For |
1.6 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
294
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Ellen J. Kullman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Edward H. Bastian | Management | For | Voted - For |
1.2 | Elect Francis S. Blake | Management | For | Voted - For |
1.3 | Elect Ashton Carter | Management | For | Voted - For |
1.4 | Elect David G. DeWalt | Management | For | Voted - For |
1.5 | Elect William H. Easter III | Management | For | Voted - For |
1.6 | Elect Christopher A. Hazleton | Management | For | Voted - For |
1.7 | Elect Michael P. Huerta | Management | For | Voted - For |
1.8 | Elect Jeanne P. Jackson | Management | For | Voted - For |
1.9 | Elect George N. Mattson | Management | For | Voted - For |
1.10 | Elect Sergio A. L. Rial | Management | For | Voted - For |
1.11 | Elect David. S. Taylor | Management | For | Voted - For |
1.12 | Elect Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
DEUTSCHE POST AG | ||||
Security ID: D19225107 Ticker: DPW | ||||
Meeting Date: 27-Aug-20 | ||||
1.1 | Elect Jorg Kukies | Management | For | Voted - For |
1.2 | Elect Lawrence A. Rosen | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Ratification of Management Board Acts | Management | For | Voted - For |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Equity Incentive Plan; Increase in Conditional | |||
Capital | Management | For | Voted - For | |
13 | Authority to Issue Convertible Debt Instruments; | |||
Increase in Conditional Capital | Management | For | Voted - For | |
14 | Amendments to Articles (Virtual AGM Participation) | Management | For | Voted - For |
295
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Amendments to Articles (Interim Dividend) | Management | For | Voted - For |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 06-May-21 | ||||
1.1 | Elect Ingrid Deltenre | Management | For | Voted - For |
1.2 | Elect Katja Windt | Management | For | Voted - For |
1.3 | Elect Nikolaus von Bomhard | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Ratification of Management Board Acts | Management | For | Voted - For |
11 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Increase in Authorised Capital | Management | For | Voted - For |
14 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
15 | Authority to Repurchase Shares Using Equity | |||
Derivatives | Management | For | Voted - For | |
16 | Management Board Remuneration Policy | Management | For | Voted - For |
17 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect David L. Rawlinson II | Management | For | Voted - For |
1.11 | Elect Mark A. Thierer | Management | For | Voted - For |
1.12 | Elect Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
296
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DNB ASA | ||||
Security ID: R1640U124 Ticker: DNB | ||||
Meeting Date: 30-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Opening of Meeting | Management | For | Voted - For |
6 | Agenda | Management | For | Voted - For |
7 | Minutes | Management | For | Voted - For |
8 | Merger by Absorption (DNB Bank ASA) | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (After Merger Date) | Management | For | Voted - For |
1.2 | Election of Directors (Before Merger Date) | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Agenda | Management | For | Voted - For |
8 | Minutes | Management | For | Voted - For |
9 | Accounts and Reports | Management | For | Voted - For |
10 | Authority to Distribute Dividend | Management | For | Voted - For |
11 | Authority to Repurchase Shares | Management | For | Voted - For |
12 | Remuneration Report | Management | For | Voted - Against |
13 | Remuneration Policy | Management | For | Voted - Against |
14 | Corporate Governance Report | Management | For | Voted - For |
15 | Authority to Set Auditor's Fees | Management | For | Voted - For |
16 | Shareholder Proposal Regarding Board Size | Shareholder | N/A | Voted - For |
17 | Directors' Fees; Election Committee Fees | Management | For | Voted - For |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
DOMTAR CORPORATION | ||||
Security ID: 257559203 Ticker: UFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Giannella Alvarez | Management | For | Voted - For |
1.2 | Elect Robert E. Apple | Management | For | Voted - For |
1.3 | Elect David J. Illingworth | Management | For | Voted - For |
297
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Brian M. Levitt | Management | For | Voted - For |
1.5 | Elect David G. Maffucci | Management | For | Voted - For |
1.6 | Elect Denis A. Turcotte | Management | For | Voted - For |
1.7 | Elect John D. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DONGFENG MOTOR GROUP CO. | ||||
Security ID: Y21042109 Ticker: 0489 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect HUANG Wei | Management | For | Voted - For |
1.2 | Elect YANG Qing | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Allocation of Interim Dividends | Management | For | Voted - For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
10 | Directors' and Supervisors' Fees | Management | For | Voted - For |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
DTS CORPORATION | ||||
Security ID: J1261S100 Ticker: 9682 | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Koichi Nishida | Management | For | Voted - For |
1.2 | Elect Tomoaki Kitamura | Management | For | Voted - For |
1.3 | Elect Takao Sakamoto | Management | For | Voted - For |
1.4 | Elect Minoru Takeuchi | Management | For | Voted - For |
1.5 | Elect Hirotoshi Kobayashi | Management | For | Voted - For |
1.6 | Elect Isao Asami | Management | For | Voted - For |
1.7 | Elect Tadayuki Hagiwara | Management | For | Voted - For |
1.8 | Elect Masayuki Hirata | Management | For | Voted - For |
1.9 | Elect Shinya Shishido | Management | For | Voted - For |
1.10 | Elect Shinichi Yamada | Management | For | Voted - For |
1.11 | Elect Kenichiro Akamatsu as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Adoption of Restricted Stock Plan | Management | For | Voted - For |
298
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DXC TECHNOLOGY COMPANY | ||||
Security ID: 23355L106 Ticker: DXC | ||||
Meeting Date: 13-Aug-20 | ||||
1.1 | Elect Mukesh Aghi | Management | For | Voted - For |
1.2 | Elect Amy E. Alving | Management | For | Voted - For |
1.3 | Elect David A. Barnes | Management | For | Voted - For |
1.4 | Elect Raul J. Fernandez | Management | For | Voted - For |
1.5 | Elect David L. Herzog | Management | For | Voted - For |
1.6 | Elect Mary L. Krakauer | Management | For | Voted - For |
1.7 | Elect Ian C. Read | Management | For | Voted - For |
1.8 | Elect Michael J. Salvino | Management | For | Voted - For |
1.9 | Elect Manoj P. Singh | Management | For | Voted - For |
1.10 | Elect Robert F. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the 2017 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Director | |||
Incentive Plan | Management | For | Voted - For | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Vanessa L. Allen Sutherland | Management | For | Voted - For |
1.3 | Elect Brett D. Begemann | Management | For | Voted - For |
1.4 | Elect Mark J. Costa | Management | For | Voted - For |
1.5 | Elect Edward L. Doheny II | Management | For | Voted - For |
1.6 | Elect Julie Fasone Holder | Management | For | Voted - For |
1.7 | Elect Renee J. Hornbaker | Management | For | Voted - For |
1.8 | Elect Kim Ann Mink | Management | For | Voted - For |
1.9 | Elect James J. O'Brien | Management | For | Voted - For |
1.10 | Elect David W. Raisbeck | Management | For | Voted - For |
1.11 | Elect Charles K. Stevens III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Omnibus Stock Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Anthony J. Bates | Management | For | Voted - For |
299
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Diana Farrell | Management | For | Voted - For |
1.4 | Elect Logan D. Green | Management | For | Voted - For |
1.5 | Elect Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ENAGAS SA | ||||
Security ID: E41759106 Ticker: ENG | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Natalia Fabra Portela | Management | For | Voted - For |
1.2 | Elect Maria Teresa Arcos Sanchez | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Report on Non-Financial Information | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratification of Board Acts | Management | For | Voted - For |
9 | Amendments to Articles (Accounting Records and | |||
Identity of Shareholders) | Management | For | Voted - For | |
10 | Amendments to Articles (General Meeting, Attendance | |||
Proxies and Voting) | Management | For | Voted - For | |
11 | Amendments to Articles (Attendance by Remote Only) | Management | For | Voted - For |
12 | Amendments to Articles (Remuneration, Board | |||
Meetings, Delegation of Powers) | Management | For | Voted - For | |
13 | Amendments to Articles (Annual Accounts) | Management | For | Voted - For |
14 | Amendments to General Meeting Regulations (Powers) | Management | For | Voted - For |
15 | Amendments to General Meeting Regulations (Remote | |||
Attendance) | Management | For | Voted - For | |
16 | Amendments to General Meeting Regulations | |||
(Publicity) | Management | For | Voted - For | |
17 | Authority to Issue Debt Instruments | Management | For | Voted - For |
18 | Authority to Issue Convertible Debt Instruments | Management | For | Voted - For |
19 | Remuneration Policy (Binding) | Management | For | Voted - For |
20 | Remuneration Report (Advisory) | Management | For | Voted - For |
300
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
21 | Non-Voting Agenda Item | N/A | Non-Voting | |
22 | Authorisation of Legal Formalities | Management | For | Voted - For |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
ENEL AMERICAS SA | ||||
Security ID: P37186106 Ticker: ENELAM | ||||
Meeting Date: 18-Dec-20 | ||||
1 | Merger (EGP Americas) | Management | For | Voted - For |
2 | Related Party Transactions (EGP Americas) | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Authorization of Legal Formalities | Management | For | Voted - For |
5 | Related Party Transactions | Management | For | Voted - For |
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Francisco de Borja Acha Besga | Management | For | Voted - For |
1.2 | Elect Domingo Cruzat Amunategui | Management | For | Voted - For |
1.3 | Elect Giulia Genuardi | Management | For | Voted - For |
1.4 | Elect Patricio Gomez Sabaini | Management | For | Voted - For |
1.5 | Elect Francesca Gostinelli | Management | For | Voted - For |
1.6 | Elect Hernan Somerville Senn | Management | For | Voted - For |
1.7 | Elect Jose Antonio Vargas Lleras | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Directors' Committee's Fees and Budget | Management | For | Voted - For |
7 | Presentation of Report of the Board of Directors | |||
Expenses and Directors' Committee Acts and | ||||
Expenditures | Management | For | Voted - For | |
8 | Appointment of Auditor | Management | For | Voted - For |
9 | Appointment of Risk Rating Agency | Management | For | Voted - For |
10 | Investment and Finance Policy | Management | For | Voted - For |
11 | Dividend Policy | Management | For | Voted - For |
12 | Related Party Transactions | Management | For | Voted - For |
13 | Report on Circular No. 1816 | Management | For | Voted - For |
14 | Transaction of Other Business | Management | For | Voted - Against |
15 | Authorization of Legal Formalities | Management | For | Voted - For |
EREGLI DEMIR VE CELIK FABRIKALARI TAS | ||||
Security ID: M40710101 Ticker: EREGL | ||||
Meeting Date: 14-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
301
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Minutes | Management | For | Voted - For |
6 | Presentation of Directors' Report | Management | For | Voted - For |
7 | Presentation of Auditor's Report | Management | For | Voted - For |
8 | Financial Statements | Management | For | Voted - For |
9 | Ratification of Board Acts | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Election of Directors; Bord Size; Board Term Length | Management | For | Voted - For |
12 | Directors' Fees | Management | For | Voted - For |
13 | Authority to Carry Out Competing Activities or | |||
Related Party Transactions | Management | For | Voted - Against | |
14 | Appointment of Auditor | Management | For | Voted - For |
15 | Presentation of Report on Guarantees | Management | For | Voted - For |
16 | Charitable Donations | Management | For | Voted - Against |
17 | Authority to Repurchase Shares | Management | For | Voted - For |
18 | Closing | Management | For | Voted - For |
Meeting Date: 17-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Opening; Election of Presiding Chair | Management | For | Voted - For |
5 | Minutes | Management | For | Voted - For |
6 | Presentation of Directors' Report | Management | For | Voted - For |
7 | Presentation of Auditor's Report | Management | For | Voted - For |
8 | Financial Statements | Management | For | Voted - For |
9 | Ratification of Co-Option of a Director | Management | For | Voted - For |
10 | Ratification of Board Acts | Management | For | Voted - For |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
12 | Election of Independent Directors; Board Term Length | Management | For | Voted - For |
13 | Directors' Fees | Management | For | Voted - Against |
14 | Authority to Carry Out Competing Activities or | |||
Related Party Transactions | Management | For | Voted - Against | |
15 | Appointment of Auditor | Management | For | Voted - Against |
16 | Presentation of Report on Guarantees | Management | For | Voted - For |
17 | Charitable Donations | Management | For | Voted - Against |
18 | Closing | Management | For | Voted - For |
EVEREST RE GROUP, LTD. | ||||
Security ID: G3223R108 Ticker: RE | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect John J. Amore | Management | For | Voted - For |
1.2 | Elect Juan C. Andrade | Management | For | Voted - For |
1.3 | Elect William F. Galtney, Jr. | Management | For | Voted - For |
1.4 | Elect John A. Graf | Management | For | Voted - For |
1.5 | Elect Meryl D. Hartzband | Management | For | Voted - For |
1.6 | Elect Gerri Losquadro | Management | For | Voted - For |
1.7 | Elect Roger M. Singer | Management | For | Voted - For |
302
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Joseph V. Taranto | Management | For | Voted - For |
1.9 | Elect John A. Weber | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
FEDEX CORPORATION | ||||
Security ID: 31428X106 Ticker: FDX | ||||
Meeting Date: 21-Sep-20 | ||||
1.1 | Elect Marvin R. Ellison | Management | For | Voted - For |
1.2 | Elect Susan Patricia Griffith | Management | For | Voted - For |
1.3 | Elect John ("Chris") Inglis | Management | For | Voted - For |
1.4 | Elect Kimberly A. Jabal | Management | For | Voted - For |
1.5 | Elect Shirley Ann Jackson | Management | For | Voted - For |
1.6 | Elect R. Brad Martin | Management | For | Voted - For |
1.7 | Elect Joshua Cooper Ramo | Management | For | Voted - For |
1.8 | Elect Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Frederick W. Smith | Management | For | Voted - For |
1.10 | Elect David P. Steiner | Management | For | Voted - For |
1.11 | Elect Rajesh Subramaniam | Management | For | Voted - For |
1.12 | Elect Paul S. Walsh | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on | |||
Non-Management Employee Representation on the Board | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
8 | Shareholder Proposal Regarding Report on Linking | |||
Executive Compensation to ESG Metrics | Shareholder | Against | Voted - Against | |
FOOT LOCKER, INC. | ||||
Security ID: 344849104 Ticker: FL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Alan D. Feldman | Management | For | Voted - For |
1.2 | Elect Richard A. Johnson | Management | For | Voted - For |
1.3 | Elect Guillermo G. Marmol | Management | For | Voted - For |
1.4 | Elect Matthew M. McKenna | Management | For | Voted - For |
1.5 | Elect Darlene Nicosia | Management | For | Voted - For |
1.6 | Elect Steven Oakland | Management | For | Voted - For |
1.7 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.8 | Elect Kimberly Underhill | Management | For | Voted - For |
1.9 | Elect Tristan Walker | Management | For | Voted - For |
1.10 | Elect Dona D. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
303
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratification of Auditor | Management | For | Voted - For |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect James D Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Henry Ford III | Management | For | Voted - For |
1.6 | Elect William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect William W. Helman IV | Management | For | Voted - For |
1.8 | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect William E. Kennard | Management | For | Voted - For |
1.10 | Elect Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect John L. Thornton | Management | For | Voted - For |
1.12 | Elect John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect John S. Weinberg | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
FORTESCUE METALS GROUP LTD | ||||
Security ID: Q39360104 Ticker: FMG | ||||
Meeting Date: 11-Nov-20 | ||||
1.1 | Re- Elect Andrew Forrest | Management | For | Voted - For |
1.2 | Re- Elect Mark Barnaba | Management | For | Voted - For |
1.3 | Re- Elect Penelope (Penny) Bingham-Hall | Management | For | Voted - For |
1.4 | Re- Elect Jennifer (Jenn) Morris | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Remuneration Report | Management | For | Voted - For |
4 | Equity Grant (MD/CEO Elizabeth Gaines) | Management | For | Voted - For |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Renew Proportional Takeover Provisions | Management | For | Voted - For |
GAZPROM | ||||
Security ID: 368287207 Ticker: GAZP | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Viktor A. Zubkov | Management | For | Voted - Abstain |
1.2 | Elect Timur A. Kulibaev | Management | For | Voted - For |
1.3 | Elect Denis V. Manturov | Management | For | Voted - Abstain |
1.4 | Elect Vitaly A. Markelov | Management | For | Voted - Abstain |
304
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Viktor G Martynov | Management | For | Voted - For |
1.6 | Elect Vladimir A. Mau | Management | For | Voted - For |
1.7 | Elect Alexander V. Novak | Management | For | Voted - Abstain |
1.8 | Elect Mikhail L. Sereda | Management | For | Voted - Abstain |
1.9 | Elect Nikolai G. Shulginov | Management | For | Voted - Abstain |
1.10 | Elect Tatyana V. Zobkova | Management | For | Voted - For |
1.11 | Elect Ilya I. Karpov | Management | For | Voted - For |
1.12 | Elect Tatyana V. Fisenko | Management | For | Voted - For |
1.13 | Elect Pavel G. Shumov | Management | For | Voted - For |
1.14 | Elect Alexey V. Yakovlev | Management | For | Voted - For |
2 | Annual Report | Management | For | Voted - For |
3 | Financial Statements | Management | For | Voted - For |
4 | Allocation of Profits | Management | For | Voted - For |
5 | Dividends | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Audit Commission Fees | Management | For | Voted - For |
10 | Amendments to Articles | Management | For | Voted - For |
11 | Amendments to Board of Directors Regulations | Management | For | Voted - For |
12 | Non-Voting Agenda Item | N/A | Non-Voting | |
13 | Non-Voting Agenda Item | N/A | Non-Voting | |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
GENERAL DYNAMICS CORPORATION | ||||
Security ID: 369550108 Ticker: GD | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect James S. Crown | Management | For | Voted - For |
1.2 | Elect Rudy F. deLeon | Management | For | Voted - For |
1.3 | Elect Cecil D. Haney | Management | For | Voted - For |
1.4 | Elect Mark M. Malcolm | Management | For | Voted - For |
1.5 | Elect James N. Mattis | Management | For | Voted - For |
1.6 | Elect Phebe N. Novakovic | Management | For | Voted - For |
1.7 | Elect C. Howard Nye | Management | For | Voted - For |
1.8 | Elect Catherine B. Reynolds | Management | For | Voted - For |
1.9 | Elect Laura J. Schumacher | Management | For | Voted - For |
1.10 | Elect Robert K. Steel | Management | For | Voted - For |
1.11 | Elect John G. Stratton | Management | For | Voted - For |
1.12 | Elect Peter A. Wall | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call a | |||
Special Meeting | Shareholder | Against | Voted - For |
305
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Net Zero Company | |||
Benchmark Executive Remuneration Indicator | Shareholder | Against | Voted - For | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Harish Manwani | Management | For | Voted - For |
1.7 | Elect Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Anthony Welters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
GLAXOSMITHKLINE PLC | ||||
Security ID: G3910J112 Ticker: GSK | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jonathan R. Symonds | Management | For | Voted - For |
1.2 | Elect Emma N. Walmsley | Management | For | Voted - For |
306
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Charles A. Bancroft | Management | For | Voted - For |
1.4 | Elect Manvinder S. Banga | Management | For | Voted - For |
1.5 | Elect Hal V. Barron | Management | For | Voted - For |
1.6 | Elect Vivienne Cox | Management | For | Voted - For |
1.7 | Elect Lynn L. Elsenhans | Management | For | Voted - For |
1.8 | Elect Laurie H. Glimcher | Management | For | Voted - For |
1.9 | Elect Jesse Goodman | Management | For | Voted - For |
1.10 | Elect Iain J. Mackay | Management | For | Voted - For |
1.11 | Elect Urs Rohner | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authorisation of Political Donations | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
11 | Approve exemption from statement of the senior | |||
statutory auditor's name in published auditors' | ||||
reports | Management | For | Voted - For | |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
GRAY TELEVISION, INC. | ||||
Security ID: 389375106 Ticker: GTN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Hilton H. Howell, Jr. | Management | For | Voted - For |
1.2 | Elect Howell W. Newton | Management | For | Voted - For |
1.3 | Elect Richard L. Boger | Management | For | Voted - For |
1.4 | Elect T.L. Elder | Management | For | Voted - For |
1.5 | Elect Luis A. Garcia | Management | For | Voted - For |
1.6 | Elect Richard B. Hare | Management | For | Voted - For |
1.7 | Elect Robin R. Howell | Management | For | Voted - For |
1.8 | Elect Donald P. LaPlatney | Management | For | Voted - For |
1.9 | Elect Paul H. McTear | Management | For | Voted - For |
1.10 | Elect Sterling A. Spainhour, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
GREAT WALL MOTOR CO., LTD. | ||||
Security ID: Y2882P106 Ticker: 2333 | ||||
Meeting Date: 23-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Capital Increase and Related Party Transactions | Management | For | Voted - For |
307
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GREAT WALL MOTOR COMPANY LIMITED | ||||
Security ID: Y2882P106 Ticker: 2333 | ||||
Meeting Date: 10-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Related Party Transaction with Spotlight Automotive | |||
Ltd | Management | For | Voted - For | |
Meeting Date: 18-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Eligibility for the Issuance of Convertible Bonds | Management | For | Voted - For |
3 | Type | Management | For | Voted - For |
4 | Size | Management | For | Voted - For |
5 | Par Value And Issue Price | Management | For | Voted - For |
6 | Term | Management | For | Voted - For |
7 | Coupon Rate | Management | For | Voted - For |
8 | Method of Repayment and Interest Payment | Management | For | Voted - For |
9 | Conversion Period | Management | For | Voted - For |
10 | Conversion Price | Management | For | Voted - For |
11 | Downward Adjustment of Conversion Price | Management | For | Voted - For |
12 | Determination of Number of Convertible Shares | Management | For | Voted - For |
13 | Redemption | Management | For | Voted - For |
14 | Sale Back | Management | For | Voted - For |
15 | Entitlement To Dividend | Management | For | Voted - For |
16 | Issuance Method and Target Subscribers | Management | For | Voted - For |
17 | Subscription Arrangement for Existing A Shareholders | Management | For | Voted - For |
18 | Bondholders And Bondholders' Meetings | Management | For | Voted - For |
19 | Use Of Proceeds | Management | For | Voted - For |
20 | Rating | Management | For | Voted - For |
21 | Management And Deposit For Proceeds Raised | Management | For | Voted - For |
22 | Guarantee And Security | Management | For | Voted - For |
23 | Validity Period | Management | For | Voted - For |
24 | Approval of Plan for Issuance of Convertible Bonds | Management | For | Voted - For |
25 | Feasibility Report on the Use of Proceeds Raised by | |||
the Issuance of Convertible Bonds | Management | For | Voted - For | |
26 | Exemption from Preparation of Reports on the Use of | |||
Previously Raised Proceeds | Management | For | Voted - For | |
27 | Recovery Measures and Undertakings in relation to | |||
Dilutive Impact on Immediate Returns | Management | For | Voted - For | |
28 | Shareholders Return Plan (2020-2022) | Management | For | Voted - For |
29 | Establishment of Procedural Rules of Boldholders' | |||
Meetings | Management | For | Voted - For | |
30 | Amendments of Rules for Use of Proceeds from Fund | |||
Raisings (Revised) | Management | For | Voted - Abstain | |
31 | Possible Subscriptions of Convertible Bonds by | |||
Related Parties | Management | For | Voted - For | |
32 | Board Authorization to Handle Matters in regard to | |||
the Issuance of Convertible Bonds | Management | For | Voted - For |
308
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
33 | Non-Voting Meeting Note | N/A | Non-Voting | |
34 | Type | Management | For | Voted - For |
35 | Size | Management | For | Voted - For |
36 | Par Value And Issue Price | Management | For | Voted - For |
37 | Term | Management | For | Voted - For |
38 | Coupon Rate | Management | For | Voted - For |
39 | Method of Repayment and Interest Payment | Management | For | Voted - For |
40 | Conversion Period | Management | For | Voted - For |
41 | Conversion Price | Management | For | Voted - For |
42 | Downward Adjustment of Conversion Price | Management | For | Voted - For |
43 | Determination of Number of Convertible Shares | Management | For | Voted - For |
44 | Redemption | Management | For | Voted - For |
45 | Sale Back | Management | For | Voted - For |
46 | Entitlement To Dividend | Management | For | Voted - For |
47 | Issuance Method and Target Subscribers | Management | For | Voted - For |
48 | Subscription Arrangement for Existing A Shareholders | Management | For | Voted - For |
49 | Bondholders And Bondholders' Meetings | Management | For | Voted - For |
50 | Use Of Proceeds | Management | For | Voted - For |
51 | Rating | Management | For | Voted - For |
52 | Management And Deposit For Proceeds Raised | Management | For | Voted - For |
53 | Guarantee And Security | Management | For | Voted - For |
54 | Validity Period | Management | For | Voted - For |
55 | Authority to Issue Convertible Bonds | Management | For | Voted - For |
56 | Board Authorization to Handle Matters in regard to | |||
the Issuance of Convertible Bonds | Management | For | Voted - For | |
Meeting Date: 15-Jan-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Registration and Issuance of Super Short-term | |||
Commercial Papers and Authorisation | Management | For | Voted - For | |
Meeting Date: 24-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Profit Distribution Proposal for the First Three | |||
Quarters of 2020 | Management | For | Voted - For | |
GROUP 1 AUTOMOTIVE, INC. | ||||
Security ID: 398905109 Ticker: GPI | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Carin M. Barth | Management | For | Voted - For |
1.2 | Elect Earl J. Hesterberg | Management | For | Voted - For |
1.3 | Elect Steven C. Mizell | Management | For | Voted - For |
1.4 | Elect Lincoln Pereira | Management | For | Voted - For |
1.5 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.6 | Elect Steven P. Stanbrook | Management | For | Voted - For |
1.7 | Elect Charles L. Szews | Management | For | Voted - For |
309
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Anne Taylor | Management | For | Voted - For |
1.9 | Elect MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS COMPANY LIMITED | ||||
Security ID: Y2932P106 Ticker: 0874 | ||||
Meeting Date: 28-Aug-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Authority to Issue Medium-term Notes | Management | For | Voted - For |
3 | Authority to Issue Medium-term Notes and | |||
Super-short-term Debentures | Management | For | Voted - For | |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
5 | Auditor for Internal Control | Management | For | Voted - For |
Meeting Date: 23-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Change in Use of Proceeds for the Company's Fund | |||
Raising Activity | Management | For | Voted - For | |
3 | Use of Surplus Proceeds to Supplement Working | |||
Capital | Management | For | Voted - For | |
4 | Overseas Listing of Guangzhou Pharmaceuticals | |||
Company Limited | Management | For | Voted - For | |
5 | Compliance of Overseas Listing with Circular on | |||
Issues in Relation to Regulating Overseas Listing | ||||
of Subsidiaries of the PRC Listed Companies" | Management | For | Voted - For | |
6 | Undertaking of Maintaining the Independent Listing | |||
Status of the Company | Management | For | Voted - For | |
7 | Explanations on the Sustainable Profitability | |||
Statement and Prospects of the Company | Management | For | Voted - For | |
8 | Board Authorization | Management | For | Voted - For |
9 | Provision of Assured Entitlement to the H | |||
Shareholder(s) of the Company only for the Spin-off | ||||
and Overseas Listing | Management | For | Voted - For | |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
11 | Provision of Assured Entitlement to the H | |||
Shareholder(s) of the Company only for the Spin-off | ||||
and Overseas Listing | Management | For | Voted - For | |
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect JIAN Huidong as Supervisor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Annual Report | Management | For | Voted - For |
4 | Directors' Report | Management | For | Voted - For |
5 | Supervisors' Report | Management | For | Voted - For |
6 | Financial Report | Management | For | Voted - For |
7 | Accounts and Reports | Management | For | Voted - For |
310
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Financial Budget | Management | For | Voted - For |
10 | Appointment of Auditor | Management | For | Voted - For |
11 | Auditor for the Internal Control | Management | For | Voted - For |
12 | Fees for Li Chuyuan | Management | For | Voted - For |
13 | Fees for Yang Jun | Management | For | Voted - For |
14 | Fees for Cheng Ning | Management | For | Voted - For |
15 | Fees for Liu Juyan | Management | For | Voted - For |
16 | Fees for Li Hong | Management | For | Voted - For |
17 | Fees for Wu Changhai | Management | For | Voted - For |
18 | Fees for Zhang Chunbo | Management | For | Voted - For |
19 | Fees for Wong Hin Wing | Management | For | Voted - For |
20 | Fees for Wang Weihong | Management | For | Voted - For |
21 | Fees for Chen Yajin | Management | For | Voted - For |
22 | Fees for Huang Min | Management | For | Voted - For |
23 | Fees for Cai Ruiyu | Management | For | Voted - For |
24 | Fees for Gao Yanzhu | Management | For | Voted - For |
25 | Fees for Cheng Jinyuan | Management | For | Voted - For |
26 | Approval of Banking Credit Lines | Management | For | Voted - For |
27 | Authority to Give Guarantee for Guangzhou | |||
Pharmaceutical Corporation | Management | For | Voted - Abstain | |
28 | Use of Idle Funds | Management | For | Voted - For |
29 | Shareholders' Return Plan from 2021-2023 | Management | For | Voted - Abstain |
HARLEY-DAVIDSON, INC. | ||||
Security ID: 412822108 Ticker: HOG | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Troy Alstead | Management | For | Voted - For |
1.2 | Elect R. John Anderson | Management | For | Voted - For |
1.3 | Elect Michael J. Cave | Management | For | Voted - For |
1.4 | Elect James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Allan C. Golston | Management | For | Voted - For |
1.6 | Elect Sara L. Levinson | Management | For | Voted - For |
1.7 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Jochen Zeitz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HCA HEALTHCARE, INC. | ||||
Security ID: 40412C101 Ticker: HCA | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Thomas F. Frist III | Management | For | Voted - For |
1.2 | Elect Samuel N. Hazen | Management | For | Voted - For |
311
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Meg G. Crofton | Management | For | Voted - For |
1.4 | Elect Robert J. Dennis | Management | For | Voted - For |
1.5 | Elect Nancy-Ann DeParle | Management | For | Voted - For |
1.6 | Elect William R. Frist | Management | For | Voted - For |
1.7 | Elect Charles O. Holliday, Jr. | Management | For | Voted - For |
1.8 | Elect Michael W. Michelson | Management | For | Voted - For |
1.9 | Elect Wayne J. Riley | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Impact of Quality | |||
Metrics on Executive Compensation | Shareholder | Against | Voted - Against | |
HENGAN INTERNATIONAL GROUP COMPANY LIMITED | ||||
Security ID: G4402L151 Ticker: 1044 | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect HUI Ching Lau | Management | For | Voted - For |
1.2 | Elect XU Da Zuo | Management | For | Voted - For |
1.3 | Elect HUI Ching Chi | Management | For | Voted - For |
1.4 | Elect SZE Wong Kim | Management | For | Voted - For |
1.5 | Elect Ada WONG Ying Kay | Management | For | Voted - Against |
1.6 | Elect Mark HO Kwai Ching | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
11 | Adoption of New Share Option Scheme | Management | For | Voted - Against |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Security ID: 42824C109 Ticker: HPE | ||||
Meeting Date: 14-Apr-21 | ||||
1.1 | Elect Daniel Ammann | Management | For | Voted - For |
1.2 | Elect Pamela L. Carter | Management | For | Voted - For |
1.3 | Elect Jean M. Hobby | Management | For | Voted - For |
1.4 | Elect George R. Kurtz | Management | For | Voted - For |
1.5 | Elect Raymond J. Lane | Management | For | Voted - For |
1.6 | Elect Ann M. Livermore | Management | For | Voted - Against |
1.7 | Elect Antonio F. Neri | Management | For | Voted - For |
312
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Charles H. Noski | Management | For | Voted - For |
1.9 | Elect Raymond E. Ozzie | Management | For | Voted - For |
1.10 | Elect Gary M. Reiner | Management | For | Voted - For |
1.11 | Elect Patricia F. Russo | Management | For | Voted - For |
1.12 | Elect Mary Agnes Wilderotter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Charles V. Bergh | Management | For | Voted - For |
1.5 | Elect Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Enrique Lores | Management | For | Voted - For |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Subra Suresh | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Security ID: 446413106 Ticker: HII | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Philip M. Bilden | Management | For | Voted - For |
1.2 | Elect Augustus L. Collins | Management | For | Voted - For |
1.3 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.4 | Elect Victoria D. Harker | Management | For | Voted - Withheld |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Tracy B. McKibben | Management | For | Voted - For |
1.7 | Elect Stephanie L. O'Sullivan | Management | For | Voted - For |
1.8 | Elect C. Michael Petters | Management | For | Voted - For |
1.9 | Elect Thomas C. Schievelbein | Management | For | Voted - For |
1.10 | Elect John K. Welch | Management | For | Voted - For |
1.11 | Elect Stephen R. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
313
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
HUNTSMAN CORPORATION | ||||
Security ID: 447011107 Ticker: HUN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Peter R. Huntsman | Management | For | Voted - For |
1.2 | Elect Nolan D. Archibald | Management | For | Voted - Against |
1.3 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.4 | Elect M. Anthony Burns | Management | For | Voted - For |
1.5 | Elect Sonia Dula | Management | For | Voted - For |
1.6 | Elect Cynthia L. Egan | Management | For | Voted - For |
1.7 | Elect Daniele Ferrari | Management | For | Voted - For |
1.8 | Elect Robert J. Margetts | Management | For | Voted - For |
1.9 | Elect Jeanne McGovern | Management | For | Voted - For |
1.10 | Elect Wayne A. Reaud | Management | For | Voted - For |
1.11 | Elect Jan E. Tighe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
HUONS CO., LTD. | ||||
Security ID: Y3772Y132 Ticker: 243070 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect KOH Jae Cheon | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Corporate Auditors' Fees | Management | For | Voted - Against |
IA FINANCIAL CORPORATION INC. | ||||
Security ID: 45075E104 Ticker: IAG | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Mario Albert | Management | For | Voted - For |
1.2 | Elect William F. Chinery | Management | For | Voted - For |
1.3 | Elect Benoit Daignault | Management | For | Voted - For |
1.4 | Elect Nicolas Darveau-Garneau | Management | For | Voted - For |
1.5 | Elect Emma Griffin | Management | For | Voted - For |
1.6 | Elect Ginette Maille | Management | For | Voted - For |
1.7 | Elect Jacques Martin | Management | For | Voted - For |
1.8 | Elect Monique Mercier | Management | For | Voted - For |
1.9 | Elect Danielle G. Morin | Management | For | Voted - For |
314
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Marc Poulin | Management | For | Voted - For |
1.11 | Elect Suzanne Rancourt | Management | For | Voted - For |
1.12 | Elect Denis Ricard | Management | For | Voted - For |
1.13 | Elect Louis Tetu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Amendments to Articles | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Change of Auditor | Shareholder | Against | Voted - Against |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect James J. Goetz | Management | For | Voted - For |
1.3 | Elect Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Frank D. Yeary | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against |
315
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Racism in | |||
Company Culture | Shareholder | Against | Voted - Against | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect David N. Farr | Management | For | Voted - For |
1.4 | Elect Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Michelle Howard | Management | For | Voted - For |
1.6 | Elect Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect F. William McNabb, III | Management | For | Voted - For |
1.9 | Elect Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Frederick H. Waddell | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | For | Voted - For | |
INWIDO AB | ||||
Security ID: W5R447107 Ticker: INWI | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Kerstin Lindell | Management | For | Voted - For |
1.2 | Elect Henriette Schutze | Management | For | Voted - For |
1.3 | Elect Christer Wahlquist | Management | For | Voted - For |
1.4 | Elect Anders Wassberg | Management | For | Voted - For |
1.5 | Elect Per Bertland | Management | For | Voted - For |
1.6 | Elect Per Bertland as Chair | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | Non-Voting |
316
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Accounts and Reports | Management | For | Voted - For |
13 | Allocation of Profits/Dividends | Management | For | Voted - For |
14 | Ratification of Georg Brunstam | Management | For | Voted - For |
15 | Ratification of Kerstin Lindell | Management | For | Voted - For |
16 | Ratification of Christer Wahlquist | Management | For | Voted - For |
17 | Ratification of Henriette Schutze | Management | For | Voted - For |
18 | Ratification of Anders Wassberg | Management | For | Voted - For |
19 | Ratification of Benny Ernstson | Management | For | Voted - For |
20 | Ratification of Tony Johansson | Management | For | Voted - For |
21 | Ratification of Robert Wernersson | Management | For | Voted - For |
22 | Ratification of Carin Karra | Management | For | Voted - For |
23 | Ratification of Henrik Hjalmarsson | Management | For | Voted - For |
24 | Board Size | Management | For | Voted - For |
25 | Number of Auditors | Management | For | Voted - For |
26 | Directors' Fees | Management | For | Voted - For |
27 | Authority to Set Auditor's Fees | Management | For | Voted - For |
28 | Appointment of Auditor | Management | For | Voted - For |
29 | Approval of Nominating Committee Guidelines | Management | For | Voted - For |
30 | Remuneration Report | Management | For | Voted - For |
31 | Amendments to Articles | Management | For | Voted - For |
32 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
33 | Long-Term Incentive Program 2021/2026 | Management | For | Voted - For |
34 | Non-Voting Meeting Note | N/A | Non-Voting | |
35 | Non-Voting Meeting Note | N/A | Non-Voting | |
36 | Non-Voting Meeting Note | N/A | Non-Voting | |
ISUZU MOTORS LIMITED | ||||
Security ID: J24994113 Ticker: 7202 | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Masanori Katayama | Management | For | Voted - Against |
1.2 | Elect Shinichi Takahashi | Management | For | Voted - For |
1.3 | Elect Shinsuke Minami | Management | For | Voted - For |
1.4 | Elect Koichi Seto | Management | For | Voted - For |
1.5 | Elect Tetsuya Ikemoto | Management | For | Voted - For |
1.6 | Elect Shun Fujimori | Management | For | Voted - For |
1.7 | Elect Mitsuyoshi Shibata | Management | For | Voted - For |
1.8 | Elect Kozue Nakayama | Management | For | Voted - For |
1.9 | Elect Masayuki Fujimori | Management | For | Voted - For |
1.10 | Elect Kenji Miyazaki | Management | For | Voted - For |
1.11 | Elect Tetsuhiko Shindo | Management | For | Voted - For |
1.12 | Elect Kanji Kawamura | Management | For | Voted - For |
1.13 | Elect Kimie Sakuragi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Amendments to Articles | Management | For | Voted - For |
317
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Non-Audit Committee Directors' Fees | Management | For | Voted - For |
6 | Audit Committee Directors' Fees | Management | For | Voted - For |
7 | Trust Type Equity Plan | Management | For | Voted - For |
ITOCHU CORPORATION | ||||
Security ID: J2501P104 Ticker: 8001 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect Masahiro Okafuji | Management | For | Voted - For |
1.2 | Elect Yoshihisa Suzuki | Management | For | Voted - For |
1.3 | Elect Keita Ishii | Management | For | Voted - For |
1.4 | Elect Tomofumi Yoshida | Management | For | Voted - For |
1.5 | Elect Yuji Fukuda | Management | For | Voted - For |
1.6 | Elect Fumihiko Kobayashi | Management | For | Voted - For |
1.7 | Elect Tsuyoshi Hachimura | Management | For | Voted - For |
1.8 | Elect Atsuko Muraki | Management | For | Voted - For |
1.9 | Elect Masatoshi Kawana | Management | For | Voted - For |
1.10 | Elect Makiko Nakamori | Management | For | Voted - For |
1.11 | Elect Kunio Ishizuka | Management | For | Voted - For |
1.12 | Elect Shingo Majima | Management | For | Voted - For |
1.13 | Elect Masumi Kikuchi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
J SAINSBURY PLC | ||||
Security ID: G77732173 Ticker: SBRY | ||||
Meeting Date: 02-Jul-20 | ||||
1.1 | Elect Tanuj Kapilashrami | Management | For | Voted - For |
1.2 | Elect Simon Roberts | Management | For | Voted - For |
1.3 | Elect Keith Weed | Management | For | Voted - For |
1.4 | Elect Brian Cassin | Management | For | Voted - For |
1.5 | Elect Jo Harlow | Management | For | Voted - For |
1.6 | Elect David Keens | Management | For | Voted - For |
1.7 | Elect Kevin O'Byrne | Management | For | Voted - For |
1.8 | Elect Dame Susan Rice | Management | For | Voted - For |
1.9 | Elect Martin Scicluna | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Remuneration Policy (Binding) | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authorisation of Political Donations | Management | For | Voted - For |
318
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Authority to Repurchase Shares | Management | For | Voted - For |
12 | Share Incentive Plan | Management | For | Voted - For |
13 | Adoption of New Articles | Management | For | Voted - For |
14 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY | ||||
Security ID: G50871105 Ticker: JAZZ | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Bruce C. Cozadd | Management | For | Voted - For |
1.2 | Elect Heather Ann McSharry | Management | For | Voted - For |
1.3 | Elect Anne O'Riordan | Management | For | Voted - For |
1.4 | Elect Rick E. Winningham | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2007 Non-Employee Directors Stock | |||
Award Plan | Management | For | Voted - Against | |
5 | Reduction in Share Premium Account | Management | For | Voted - For |
JETBLUE AIRWAYS CORPORATION | ||||
Security ID: 477143101 Ticker: JBLU | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Ben Baldanza | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Monte E. Ford | Management | For | Voted - For |
1.4 | Elect Robin Hayes | Management | For | Voted - For |
1.5 | Elect Ellen Jewett | Management | For | Voted - For |
1.6 | Elect Robert F. Leduc | Management | For | Voted - For |
1.7 | Elect Teri P. McClure | Management | For | Voted - For |
1.8 | Elect Sarah Robb O'Hagan | Management | For | Voted - For |
1.9 | Elect Vivek Sharma | Management | For | Voted - For |
1.10 | Elect Thomas Winkelmann | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
JUNIPER NETWORKS, INC. | ||||
Security ID: 48203R104 Ticker: JNPR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Gary J. Daichendt | Management | For | Voted - For |
1.2 | Elect Anne DelSanto | Management | For | Voted - For |
319
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Kevin A. DeNuccio | Management | For | Voted - For |
1.4 | Elect James Dolce | Management | For | Voted - For |
1.5 | Elect Christine M. Gorjanc | Management | For | Voted - For |
1.6 | Elect Janet B. Haugen | Management | For | Voted - For |
1.7 | Elect Scott Kriens | Management | For | Voted - For |
1.8 | Elect Rahul Merchant | Management | For | Voted - For |
1.9 | Elect Rami Rahim | Management | For | Voted - For |
1.10 | Elect William Stensrud | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KANDENKO CO.,LTD. | ||||
Security ID: J29653102 Ticker: 1942 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Hiroshi Yamaguchi | Management | For | Voted - For |
1.2 | Elect Toshio Nakama | Management | For | Voted - Against |
1.3 | Elect Shoichiro Kashiwabara | Management | For | Voted - For |
1.4 | Elect Yuji Ueda | Management | For | Voted - For |
1.5 | Elect Shinichi Miyauchi | Management | For | Voted - For |
1.6 | Elect Koji Tsuru | Management | For | Voted - For |
1.7 | Elect Nobuhiro Iida | Management | For | Voted - For |
1.8 | Elect Hitoshi Sugizaki | Management | For | Voted - For |
1.9 | Elect Mitsuru Fujii | Management | For | Voted - For |
1.10 | Elect Shinji Takahashi | Management | For | Voted - For |
1.11 | Elect Koichi Nakahito | Management | For | Voted - Against |
1.12 | Elect Takashi Uchino | Management | For | Voted - For |
1.13 | Elect Hajime Saito | Management | For | Voted - Against |
1.14 | Elect Miwako Ando | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Bonus | Management | For | Voted - Against |
4 | Adoption of Restricted Stock Plan | Management | For | Voted - For |
KDDI CORPORATION | ||||
Security ID: J31843105 Ticker: 9433 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Takashi Tanaka | Management | For | Voted - Against |
1.2 | Elect Makoto Takahashi | Management | For | Voted - For |
1.3 | Elect Takashi Shoji | Management | For | Voted - For |
1.4 | Elect Shinichi Muramoto | Management | For | Voted - For |
1.5 | Elect Keiichi Mori | Management | For | Voted - For |
1.6 | Elect Kei Morita | Management | For | Voted - For |
1.7 | Elect Toshitake Amamiya | Management | For | Voted - For |
1.8 | Elect Hirokuni Takeyama | Management | For | Voted - For |
1.9 | Elect Kazuyuki Yoshimura | Management | For | Voted - For |
1.10 | Elect Goro Yamaguchi | Management | For | Voted - For |
320
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Keiji Yamamoto | Management | For | Voted - For |
1.12 | Elect Shigeo Oyagi | Management | For | Voted - For |
1.13 | Elect Riyo Kano | Management | For | Voted - For |
1.14 | Elect Shigeki Goto | Management | For | Voted - For |
1.15 | Elect Yukihiro Asahina as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
KGINICIS CO., LTD. | ||||
Security ID: Y4083K100 Ticker: 035600 | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - Against | |
2 | Amendments to Articles | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Corporate Auditors' Fees | Management | For | Voted - For |
KLA CORP. | ||||
Security ID: 482480100 Ticker: KLAC | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Edward W. Barnholt | Management | For | Voted - For |
1.2 | Elect Robert M. Calderoni | Management | For | Voted - For |
1.3 | Elect Jeneanne Hanley | Management | For | Voted - For |
1.4 | Elect Emiko Higashi | Management | For | Voted - For |
1.5 | Elect Kevin J. Kennedy | Management | For | Voted - For |
1.6 | Elect Gary B. Moore | Management | For | Voted - For |
1.7 | Elect Marie E. Myers | Management | For | Voted - For |
1.8 | Elect Kiran M. Patel | Management | For | Voted - For |
1.9 | Elect Victor Peng | Management | For | Voted - For |
1.10 | Elect Robert A. Rango | Management | For | Voted - For |
1.11 | Elect Richard P. Wallace | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Voted - For |
KOHL'S CORPORATION | ||||
Security ID: 500255104 Ticker: KSS | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Michael J. Bender | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Steven A. Burd | Management | For | Voted - For |
1.4 | Elect Yael Cosset | Management | For | Voted - For |
1.5 | Elect H. Charles Floyd | Management | For | Voted - For |
321
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Michelle D. Gass | Management | For | Voted - For |
1.7 | Elect Robbin Mitchell | Management | For | Voted - For |
1.8 | Elect Jonas Prising | Management | For | Voted - For |
1.9 | Elect John E. Schlifske | Management | For | Voted - For |
1.10 | Elect Adrianne Shapira | Management | For | Voted - For |
1.11 | Elect Frank V. Sica | Management | For | Voted - For |
1.12 | Elect Stephanie A. Streeter | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
KONINKLIJKE AHOLD DELHAIZE N.V. | ||||
Security ID: N0074E105 Ticker: AD | ||||
Meeting Date: 14-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Remuneration Report | Management | For | Voted - For |
9 | Ratification of Management Board Acts | Management | For | Voted - For |
10 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
11 | Election of Jan Zijderveld to the Supervisory Board | Management | For | Voted - For |
12 | Election of Bala Subramanian to the Supervisory | |||
Board | Management | For | Voted - For | |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
15 | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
16 | Authority to Repurchase Shares | Management | For | Voted - For |
17 | Cancellation Of Shares | Management | For | Voted - For |
18 | Non-Voting Agenda Item | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
KONOIKE TRANSPORT CO., LTD. | ||||
Security ID: J3S43H105 Ticker: 9025 | ||||
Meeting Date: 31-Jul-20 | ||||
1.1 | Elect Takashi Tsuji | Management | For | Voted - Against |
1.2 | Elect Tadahiko Konoike | Management | For | Voted - For |
1.3 | Elect Tadatsugu Konoike | Management | For | Voted - For |
1.4 | Elect Eiji Nakayama | Management | For | Voted - For |
1.5 | Elect Tetsuro Takeshima | Management | For | Voted - For |
1.6 | Elect Yoshihiko Ota | Management | For | Voted - For |
322
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Mika Masuyama | Management | For | Voted - For |
1.8 | Elect Taisuke Fujita | Management | For | Voted - Against |
1.9 | Elect Mitsugu Otani | Management | For | Voted - Against |
1.10 | Elect Yutaka Fujiwara | Management | For | Voted - For |
1.11 | Elect Keizo Kosaka as Alternate Statutory Auditor | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Fees | Management | For | Voted - For |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Tadahiko Konoike | Management | For | Voted - Against |
1.2 | Elect Tadatsugu Konoike | Management | For | Voted - For |
1.3 | Elect Eiji Nakayama | Management | For | Voted - For |
1.4 | Elect Tetsuro Takeshima | Management | For | Voted - For |
1.5 | Elect Yoshihiko Ota | Management | For | Voted - For |
1.6 | Elect Mika Masuyama | Management | For | Voted - For |
1.7 | Elect Taisuke Fujita | Management | For | Voted - Against |
1.8 | Elect Hiroaki Kobayashi | Management | For | Voted - Against |
1.9 | Elect Chie Hoshi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Adoption of Restricted Stock Plan | Management | For | Voted - For |
KRONOS WORLDWIDE, INC. | ||||
Security ID: 50105F105 Ticker: KRO | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Loretta J. Feehan | Management | For | Voted - For |
1.2 | Elect Robert D. Graham | Management | For | Voted - For |
1.3 | Elect John E. Harper | Management | For | Voted - For |
1.4 | Elect Meredith W. Mendes | Management | For | Voted - For |
1.5 | Elect Cecil H. Moore, Jr. | Management | For | Voted - Withheld |
1.6 | Elect Thomas P. Stafford | Management | For | Voted - For |
1.7 | Elect R. Gerald Turner | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KRUNG THAI BANK PUBLIC CO. LTD. | ||||
Security ID: Y49885208 Ticker: KTB | ||||
Meeting Date: 10-Jul-20 | ||||
1.1 | Elect Kittipong Kittayarak | Management | For | Voted - Against |
1.2 | Elect Tienchai Rubporn | Management | For | Voted - For |
1.3 | Elect Patricia Mongkhonvanit | Management | For | Voted - Against |
1.4 | Elect Payong Srivanich | Management | For | Voted - For |
2 | Annual Report | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Acknowledge Interim Dividends | Management | For | Voted - For |
323
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Directors' Fees | Management | For | Voted - Against |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Transaction of Other Business | Management | For | Voted - Against |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 09-Apr-21 | ||||
1.1 | Elect Krairit Euchukanonchai | Management | For | Voted - Against |
1.2 | Elect Poonnis Sakuntanaga | Management | For | Voted - Against |
1.3 | Elect Thanwa Laohasiriwong | Management | For | Voted - Against |
1.4 | Elect Teerapong Wongsiwawilas | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Annual Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - Against |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Transaction of Other Business | Management | For | Voted - Against |
10 | Non-Voting Meeting Note | N/A | Non-Voting | |
LAM RESEARCH CORP. | ||||
Security ID: 512807108 Ticker: LRCX | ||||
Meeting Date: 03-Nov-20 | ||||
1.1 | Elect Sohail U. Ahmed | Management | For | Voted - For |
1.2 | Elect Timothy M. Archer | Management | For | Voted - For |
1.3 | Elect Eric K. Brandt | Management | For | Voted - For |
1.4 | Elect Michael R. Cannon | Management | For | Voted - For |
1.5 | Elect Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Bethany J. Mayer | Management | For | Voted - For |
1.7 | Elect Abhijit Y. Talwalkar | Management | For | Voted - For |
1.8 | Elect Lih-Shyng (Rick L.) Tsai | Management | For | Voted - For |
1.9 | Elect Leslie F. Varon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
LANNETT COMPANY, INC. | ||||
Security ID: 516012101 Ticker: LCI | ||||
Meeting Date: 27-Jan-21 | ||||
1.1 | Elect Patrick G. LePore | Management | For | Voted - For |
1.2 | Elect John C. Chapman | Management | For | Voted - For |
1.3 | Elect Timothy C. Crew | Management | For | Voted - For |
1.4 | Elect David Drabik | Management | For | Voted - For |
1.5 | Elect Jeffrey Farber | Management | For | Voted - For |
324
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Melissa Rewolinski | Management | For | Voted - For |
1.7 | Elect Paul Taveira | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
LEAR CORPORATION | ||||
Security ID: 521865204 Ticker: LEA | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Mei-Wei Cheng | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Bradley M. Halverson | Management | For | Voted - For |
1.4 | Elect Mary Lou Jepsen | Management | For | Voted - For |
1.5 | Elect Roger A. Krone | Management | For | Voted - For |
1.6 | Elect Patricia L. Lewis | Management | For | Voted - For |
1.7 | Elect Kathleen A. Ligocki | Management | For | Voted - For |
1.8 | Elect Conrad L. Mallett, Jr. | Management | For | Voted - For |
1.9 | Elect Raymond E. Scott | Management | For | Voted - For |
1.10 | Elect Gregory C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
LG UPLUS CORP. | ||||
Security ID: Y5293P102 Ticker: 032640 | ||||
Meeting Date: 19-Mar-21 | ||||
1.1 | Elect HWANG Hyeon Sik | Management | For | Voted - For |
1.2 | Elect KWON Young Soo | Management | For | Voted - Against |
1.3 | Elect YOON Sung Soo | Management | For | Voted - For |
1.4 | Elect JE Hyun Joo | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Jong Woo | Management | For | Voted - For | |
5 | Election of Audit Committee Member: YOON Sung Soo | Management | For | Voted - For |
6 | Election of Audit Committee Member: JE Hyun Joo | Management | For | Voted - For |
7 | Directors' Fees | Management | For | Voted - For |
LINCOLN NATIONAL CORPORATION | ||||
Security ID: 534187109 Ticker: LNC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Deirdre P. Connelly | Management | For | Voted - For |
1.2 | Elect William H. Cunningham | Management | For | Voted - For |
325
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Reginald E. Davis | Management | For | Voted - For |
1.4 | Elect Dennis R. Glass | Management | For | Voted - For |
1.5 | Elect George W. Henderson, III | Management | For | Voted - For |
1.6 | Elect Eric G. Johnson | Management | For | Voted - For |
1.7 | Elect Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect M. Leanne Lachman | Management | For | Voted - For |
1.9 | Elect Michael F. Mee | Management | For | Voted - For |
1.10 | Elect Patrick S. Pittard | Management | For | Voted - For |
1.11 | Elect Lynn M. Utter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
LINTEC CORPORATION | ||||
Security ID: J13776109 Ticker: 7966 | ||||
Meeting Date: 21-Jun-21 | ||||
1.1 | Elect Akihiko Ouchi | Management | For | Voted - For |
1.2 | Elect Makoto Hattori | Management | For | Voted - For |
1.3 | Elect Gohei Kawamura | Management | For | Voted - For |
1.4 | Elect Tsunetoshi Mochizuki | Management | For | Voted - For |
1.5 | Elect Takeshi Kaiya | Management | For | Voted - For |
1.6 | Elect Yoichi Shibano | Management | For | Voted - For |
1.7 | Elect Akira Sebe | Management | For | Voted - For |
1.8 | Elect Akiko Okushima | Management | For | Voted - For |
1.9 | Elect Shigeru Sugimoto | Management | For | Voted - For |
1.10 | Elect Masaaki Kimura | Management | For | Voted - Against |
1.11 | Elect Satoshi Ooka | Management | For | Voted - For |
1.12 | Elect Kanako Osawa | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Audit Committee Directors' Fees | Management | For | Voted - For |
LLOYDS BANKING GROUP PLC | ||||
Security ID: G5533W248 Ticker: LLOY | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Robin F Budenberg | Management | For | Voted - For |
1.2 | Elect William Chalmers | Management | For | Voted - For |
1.3 | Elect Alan Dickinson | Management | For | Voted - For |
1.4 | Elect Sarah C. Legg | Management | For | Voted - For |
1.5 | Elect Lord James Lupton | Management | For | Voted - For |
1.6 | Elect Amanda Mackenzie | Management | For | Voted - For |
1.7 | Elect Nick Prettejohn | Management | For | Voted - For |
1.8 | Elect Stuart Sinclair | Management | For | Voted - For |
326
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Catherine Woods | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - Against |
4 | Final Dividend | Management | For | Voted - For |
5 | Appointment of Auditor | Management | For | Voted - For |
6 | Authority to Set Auditor's Fees | Management | For | Voted - For |
7 | Approval of Deferred Bonus Plan 2021 | Management | For | Voted - For |
8 | Authorisation of Political Donations | Management | For | Voted - For |
9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
10 | Authority to Issue Regulatory Capital Convertible | |||
Instruments w/ Preemptive Rights | Management | For | Voted - For | |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
12 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
13 | Authority to Issue Regulatory Capital Convertible | |||
Instruments w/o Preemptive Rights | Management | For | Voted - For | |
14 | Authority to Repurchase Shares | Management | For | Voted - For |
15 | Authority to Repurchase Preference Shares | Management | For | Voted - For |
16 | Adoption of New Articles | Management | For | Voted - For |
17 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
LOCKHEED MARTIN CORPORATION | ||||
Security ID: 539830109 Ticker: LMT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Daniel F. Akerson | Management | For | Voted - For |
1.2 | Elect David B. Burritt | Management | For | Voted - For |
1.3 | Elect Bruce A. Carlson | Management | For | Voted - Against |
1.4 | Elect Joseph Dunford Jr. | Management | For | Voted - For |
1.5 | Elect James O. Ellis, Jr. | Management | For | Voted - For |
1.6 | Elect Thomas J. Falk | Management | For | Voted - For |
1.7 | Elect Ilene S. Gordon | Management | For | Voted - For |
1.8 | Elect Vicki A. Hollub | Management | For | Voted - For |
1.9 | Elect Jeh C. Johnson | Management | For | Voted - For |
1.10 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.11 | Elect James D. Taiclet | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - Against |
327
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LYONDELLBASELL INDUSTRIES N.V. | ||||
Security ID: N53745100 Ticker: LYB | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Jacques Aigrain | Management | For | Voted - For |
1.2 | Elect Lincoln Benet | Management | For | Voted - For |
1.3 | Elect Jagjeet S. Bindra | Management | For | Voted - For |
1.4 | Elect Robin Buchanan | Management | For | Voted - For |
1.5 | Elect Anthony R. Chase | Management | For | Voted - For |
1.6 | Elect Stephen F. Cooper | Management | For | Voted - For |
1.7 | Elect Nance K. Dicciani | Management | For | Voted - For |
1.8 | Elect Robert W. Dudley | Management | For | Voted - For |
1.9 | Elect Claire S. Farley | Management | For | Voted - For |
1.10 | Elect Michael S. Hanley | Management | For | Voted - For |
1.11 | Elect Albert Manifold | Management | For | Voted - For |
1.12 | Elect Bhavesh V. Patel | Management | For | Voted - For |
2 | Ratification of Board Acts | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Dutch Statutory Auditor | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Authority to Repurchase Shares | Management | For | Voted - For |
8 | Cancellation of Shares | Management | For | Voted - For |
9 | Amendment to the Long Term Incentive Plan | Management | For | Voted - For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
M6 - METROPOLE TELEVISION | ||||
Security ID: F62379114 Ticker: MMT | ||||
Meeting Date: 20-Apr-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For |
7 | Consolidated Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
10 | 2020 Remuneration Report | Management | For | Voted - For |
11 | 2020 Remuneration of Nicolas de Tavernost, | |||
Management Board Chair | Management | For | Voted - For | |
12 | 2021 Remuneration Policy (Management Board Chair) | Management | For | Voted - Against |
13 | 2020 Remuneration of Thomas Valentin, Management | |||
Board Member | Management | For | Voted - For | |
14 | 2020 Remuneration of Jerome Lefebure, Management | |||
Board Member | Management | For | Voted - For |
328
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | 2020 Remuneration of David Larramendy, Management | |||
Board Member | Management | For | Voted - Against | |
16 | 2020 Remuneration of Regis Ravanas, Management | |||
Board Member | Management | For | Voted - For | |
17 | 2021 Remuneration Policy (Management Board Members) | Management | For | Voted - Against |
18 | 2020 Remuneration of Elmar Heggen, Supervisory | |||
Board Chair | Management | For | Voted - For | |
19 | 2021 Remuneration Policy (Supervisory Board Members) | Management | For | Voted - For |
20 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
21 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
22 | Authorisation of Legal Formalities | Management | For | Voted - For |
MACY'S INC. | ||||
Security ID: 55616P104 Ticker: M | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Torrence Boone | Management | For | Voted - For |
1.3 | Elect John A. Bryant | Management | For | Voted - For |
1.4 | Elect Deirdre P. Connelly | Management | For | Voted - For |
1.5 | Elect Jeff Gennette | Management | For | Voted - For |
1.6 | Elect Leslie D. Hale | Management | For | Voted - For |
1.7 | Elect William H. Lenehan | Management | For | Voted - For |
1.8 | Elect Sara L. Levinson | Management | For | Voted - For |
1.9 | Elect Paul C. Varga | Management | For | Voted - For |
1.10 | Elect Marna C. Whittington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity and Incentive | |||
Compensation Plan | Management | For | Voted - For | |
MAGNA INTERNATIONAL INC. | ||||
Security ID: 559222401 Ticker: MG | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Peter Guy Bowie | Management | For | Voted - For |
1.2 | Elect Mary S. Chan | Management | For | Voted - For |
1.3 | Elect V. Peter Harder | Management | For | Voted - For |
1.4 | Elect Seetarama S. Kotagiri | Management | For | Voted - For |
1.5 | Elect Kurt J. Lauk | Management | For | Voted - For |
1.6 | Elect Robert F. MacLellan | Management | For | Voted - For |
1.7 | Elect Mary Lou Maher | Management | For | Voted - For |
1.8 | Elect Cynthia A. Niekamp | Management | For | Voted - For |
1.9 | Elect William A. Ruh | Management | For | Voted - For |
1.10 | Elect Indira V. Samarasekera | Management | For | Voted - For |
1.11 | Elect Lisa S. Westlake | Management | For | Voted - For |
1.12 | Elect William L. Young | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
329
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MAPFRE S.A. | ||||
Security ID: E7347B107 Ticker: MAP | ||||
Meeting Date: 12-Mar-21 | ||||
1.1 | Elect Ana Isabel Fernandez Alvarez | Management | For | Voted - For |
1.2 | Elect Francisco Jose Marco Orenes | Management | For | Voted - For |
1.3 | Elect Fernando Mata Verdejo | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Report on Non-Financial Information | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratification of Board Acts | Management | For | Voted - For |
9 | Amendments to Articles (Remote Attendance) | Management | For | Voted - For |
10 | Amendments to General Meeting Regulations (Remote | |||
Attendance) | Management | For | Voted - For | |
11 | Authority to Repurchase Shares and Reissue Shares | Management | For | Voted - For |
12 | Remuneration Report | Management | For | Voted - Against |
13 | Appointment of Auditor | Management | For | Voted - For |
14 | Delegation of Powers Granted by General Meeting | Management | For | Voted - For |
15 | Authorisation of Legal Formalities | Management | For | Voted - For |
16 | Authority to Clarify and Explain Meeting Proposals | Management | For | Voted - For |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
MCKESSON CORPORATION | ||||
Security ID: 58155Q103 Ticker: MCK | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Dominic J. Caruso | Management | For | Voted - For |
1.2 | Elect N. Anthony Coles | Management | For | Voted - For |
1.3 | Elect M. Christine Jacobs | Management | For | Voted - For |
1.4 | Elect Donald R. Knauss | Management | For | Voted - For |
1.5 | Elect Marie L. Knowles | Management | For | Voted - For |
1.6 | Elect Bradley E. Lerman | Management | For | Voted - For |
1.7 | Elect Maria Martinez | Management | For | Voted - For |
1.8 | Elect Edward A. Mueller | Management | For | Voted - For |
1.9 | Elect Susan R. Salka | Management | For | Voted - Against |
1.10 | Elect Brian S. Tyler | Management | For | Voted - For |
1.11 | Elect Kenneth E. Washington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
330
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA | ||||
Security ID: T10584117 Ticker: MB | ||||
Meeting Date: 28-Oct-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
5 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
6 | Authority to Issue Shares to Service Long-Term | |||
Incentive Plan | Management | For | Voted - For | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Board Size | Management | For | Voted - For |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | List Presented by Board | Management | For | Voted - For |
12 | List Presented by Group of Institutional Investors | |||
Representing 4.76% of Share Capital | Management | For | Non-Voting | |
13 | List Presented by BlueBell Capital Partners and | |||
Novator Capital | Management | For | Non-Voting | |
14 | Directors' Fees | Management | For | Voted - For |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | List Presented by Consultation Agreement | Management | Against | Voted - For |
17 | List Presented by Group of Institutional Investors | |||
Representing 4.76% of Share Capital | Management | For | Voted - Abstain | |
18 | List Presented by BlueBell Capital Partners and | |||
Novator Capital | Management | For | Voted - Abstain | |
19 | Statutory Auditors' Fees | Management | For | Voted - For |
20 | Remuneration Policy (Binding) | Management | For | Voted - For |
21 | Remuneration Report (Advisory) | Management | For | Voted - For |
22 | Severance-Related Provisions | Management | For | Voted - For |
23 | 2021-2025 Performance Shares Plan | Management | For | Voted - For |
24 | Appointment of Auditor and Authority to Set Fees | |||
(Ernst & Young; Preferred Option) | Management | For | Voted - For | |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
331
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
MERITOR, INC. | ||||
Security ID: 59001K100 Ticker: MTOR | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jan A. Bertsch | Management | For | Voted - For |
1.2 | Elect Rodger L. Boehm | Management | For | Voted - For |
1.3 | Elect Lloyd G. Trotter | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MGIC INVESTMENT CORPORATION | ||||
Security ID: 552848103 Ticker: MTG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Analisa M. Allen | Management | For | Voted - For |
1.2 | Elect Daniel A. Arrigoni | Management | For | Voted - For |
1.3 | Elect C. Edward Chaplin | Management | For | Voted - For |
1.4 | Elect Curt S. Culver | Management | For | Voted - For |
1.5 | Elect Jay C. Hartzell | Management | For | Voted - For |
1.6 | Elect Timothy A. Holt | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Michael E. Lehman | Management | For | Voted - For |
1.9 | Elect Melissa B. Lora | Management | For | Voted - For |
1.10 | Elect Timothy J. Mattke | Management | For | Voted - For |
1.11 | Elect Gary A. Poliner | Management | For | Voted - For |
1.12 | Elect Sheryl L. Sculley | Management | For | Voted - For |
1.13 | Elect Mark M. Zandi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
332
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratification of Auditor | Management | For | Voted - For |
MOL HUNGARIAN OIL AND GAS PLC | ||||
Security ID: X5S32S129 Ticker: MOL | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Oszkar Vilagi to Board of Directors | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Presentation of Directors' Report | Management | For | Voted - For |
9 | Presentation of Auditor's Report | Management | For | Voted - For |
10 | Presentation of Supervisory Board Report | Management | For | Voted - For |
11 | Financial Statements | Management | For | Voted - For |
12 | Allocation of Profits/Dividends | Management | For | Voted - For |
13 | Corporate Governance Declaration | Management | For | Voted - For |
14 | Ratification of Board Acts | Management | For | Voted - For |
15 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
16 | Presentation of Information on Share Repurchase; | |||
Authority to Repurchase and Reissue Shares | Management | For | Voted - Against | |
17 | Election of Supervisory Board Members; Election of | |||
Audit Committee Members | Management | For | Voted - For | |
18 | Remuneration Policy | Management | For | Voted - Against |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Charles M. Herington | Management | For | Voted - For |
1.3 | Elect H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Alistair Darling | Management | For | Voted - For |
1.3 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect James P. Gorman | Management | For | Voted - For |
1.5 | Elect Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Nobuyuki Hirano | Management | For | Voted - For |
333
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
1.14 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the Equity Incentive Compensation Plan | Management | For | Voted - For |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG | ||||
Security ID: D55535104 Ticker: MUV2 | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Carinne Knoche-Brouillon as Supervisory Board | |||
Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Ratification of Management Board Acts | Management | For | Voted - For |
12 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
13 | Management Board Remuneration Policy | Management | For | Voted - For |
14 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
15 | Increase in Authorised Capital | Management | For | Voted - For |
16 | Approval of Profit-and-Loss Transfer Agreement with | |||
MR Beteiligungen 20. GmbH | Management | For | Voted - For | |
17 | Approval of Profit-and-Loss Transfer Agreement with | |||
MR Beteiligungen 21. GmbH | Management | For | Voted - For | |
18 | Approval of Profit-and-Loss Transfer Agreement with | |||
MR Beteiligungen 22. GmbH | Management | For | Voted - For | |
19 | Non-Voting Meeting Note | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
NATIXIS | ||||
Security ID: F6483L100 Ticker: KN | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Nicolas Abel Bellet de Tavernost | Management | For | Voted - Against |
1.2 | Elect Christophe Pinault | Management | For | Voted - For |
1.3 | Elect Diane de Saint Victor | Management | For | Voted - For |
334
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Catherine Leblanc | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Accounts and Reports | Management | For | Voted - For |
7 | Consolidated Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
10 | 2020 Remuneration Report | Management | For | Voted - For |
11 | 2020 Remuneration of Laurent Mignon, Chair | Management | For | Voted - For |
12 | 2020 Remuneration of Francois Riahi, Former CEO | |||
(Until August 3, 2020) | Management | For | Voted - Against | |
13 | 2020 Remuneration of Nicolas Namias, CEO (Since | |||
August 3, 2020) | Management | For | Voted - For | |
14 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
15 | 2021 Remuneration Policy (CEO) | Management | For | Voted - Against |
16 | 2021 Remuneration Policy (Board) | Management | For | Voted - For |
17 | Remuneration of Identified Staff | Management | For | Voted - For |
18 | Ratification of the Co-option of Catherine Leblanc | Management | For | Voted - For |
19 | Ratification of the Co-option of Philippe Hourdain | Management | For | Voted - For |
20 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
21 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
22 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - Abstain | |
23 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - Abstain | |
24 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - Abstain | |
25 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - Abstain | |
26 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
27 | Greenshoe | Management | For | Voted - Abstain |
28 | Employee Stock Purchase Plan | Management | For | Voted - For |
29 | Amendments to Article Regarding Voting Rights | Management | For | Voted - For |
30 | Authorisation of Legal Formalities | Management | For | Voted - For |
31 | Non-Voting Meeting Note | N/A | Non-Voting | |
32 | Non-Voting Meeting Note | N/A | Non-Voting | |
NETAPP, INC. | ||||
Security ID: 64110D104 Ticker: NTAP | ||||
Meeting Date: 10-Sep-20 | ||||
1.1 | Elect T. Michael Nevens | Management | For | Voted - For |
1.2 | Elect Deepak Ahuja | Management | For | Voted - For |
1.3 | Elect Gerald D. Held | Management | For | Voted - For |
1.4 | Elect Kathryn M. Hill | Management | For | Voted - For |
1.5 | Elect Deborah L. Kerr | Management | For | Voted - For |
335
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect George Kurian | Management | For | Voted - For |
1.7 | Elect Scott F. Schenkel | Management | For | Voted - For |
1.8 | Elect George T. Shaheen | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
NETGEAR, INC. | ||||
Security ID: 64111Q104 Ticker: NTGR | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Patrick C.S. Lo | Management | For | Voted - For |
1.2 | Elect Sarah S. Butterfass | Management | For | Voted - For |
1.3 | Elect Laura Durr | Management | For | Voted - For |
1.4 | Elect Jef T. Graham | Management | For | Voted - For |
1.5 | Elect Bradley L. Maiorino | Management | For | Voted - For |
1.6 | Elect Janice M. Roberts | Management | For | Voted - For |
1.7 | Elect Gregory J. Rossmann | Management | For | Voted - For |
1.8 | Elect Barbara V. Scherer | Management | For | Voted - For |
1.9 | Elect Thomas H. Waechter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NEXSTAR MEDIA GROUP, INC. | ||||
Security ID: 65336K103 Ticker: NXST | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Perry A. Sook | Management | For | Voted - For |
1.2 | Elect Geoff Armstrong | Management | For | Voted - For |
1.3 | Elect Jay M. Grossman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
NINE DRAGONS PAPER (HOLDINGS) LIMITED | ||||
Security ID: G65318100 Ticker: 2689 | ||||
Meeting Date: 27-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Recovered Paper and Recycled Pulp Agreement | Management | For | Voted - For |
Meeting Date: 25-May-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
336
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Supplemental Agreement to the Recovered Paper and | |||
Recycled Pulp Agreement | Management | For | Voted - For | |
NINE DRAGONS PAPER (HOLDINGS) LTD. | ||||
Security ID: G65318100 Ticker: 2689 | ||||
Meeting Date: 07-Dec-20 | ||||
1.1 | Elect CHEUNG Yan | Management | For | Voted - Against |
1.2 | Elect ZHANG Cheng Fei | Management | For | Voted - Against |
1.3 | Elect LAU Chun Shun | Management | For | Voted - Against |
1.4 | Elect Maria TAM Wai Chu | Management | For | Voted - Against |
1.5 | Elect CHEN Kefu | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||
Security ID: J59396101 Ticker: 9432 | ||||
Meeting Date: 24-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Trust Type Equity Plan | Management | For | Voted - For |
4 | Directors' Fees | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Removal of Director | |||
Naoki Shibutani | Shareholder | Against | Voted - Against | |
NITTO KOGYO CORPORATION | ||||
Security ID: J58579103 Ticker: 6651 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Tokio Kato | Management | For | Voted - For |
1.2 | Elect Toru Kurono | Management | For | Voted - For |
1.3 | Elect Motoo Ochiai | Management | For | Voted - For |
1.4 | Elect Koichiro Sato | Management | For | Voted - For |
1.5 | Elect Akitaka Tejima | Management | For | Voted - For |
1.6 | Elect Hiroshi Minoura | Management | For | Voted - For |
1.7 | Elect Kazufumi Suehiro | Management | For | Voted - Against |
1.8 | Elect Miyuki Nakagawa | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
337
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
NOMURA HOLDINGS, INC. | ||||
Security ID: J58646100 Ticker: 8604 | ||||
Meeting Date: 21-Jun-21 | ||||
1.1 | Elect Koji Nagai | Management | For | Voted - For |
1.2 | Elect Kentaro Okuda | Management | For | Voted - For |
1.3 | Elect Tomoyuki Teraguchi | Management | For | Voted - For |
1.4 | Elect Shoji Ogawa | Management | For | Voted - For |
1.5 | Elect Kazuhiko Ishimura | Management | For | Voted - For |
1.6 | Elect Takahisa Takahara | Management | For | Voted - Against |
1.7 | Elect Noriaki Shimazaki | Management | For | Voted - For |
1.8 | Elect Mari Sono | Management | For | Voted - For |
1.9 | Elect Laura S. Unger | Management | For | Voted - For |
1.10 | Elect Victor Chu Lap Lik | Management | For | Voted - For |
1.11 | Elect J. Christopher Giancarlo | Management | For | Voted - For |
1.12 | Elect Patricia Mosser | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
NORDEA BANK ABP | ||||
Security ID: X5S8VL105 Ticker: NDAFI | ||||
Meeting Date: 24-Mar-21 | ||||
1 | Non-Voting Agenda Item | N/A | Non-Voting | |
2 | Non-Voting Agenda Item | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Allocation of Profits/Dividends | Management | For | Voted - For |
9 | Ratification of Board and CEO Acts | Management | For | Voted - For |
10 | Remuneration Report | Management | For | Voted - For |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Directors' Fees | Management | For | Voted - For |
13 | Board Size | Management | For | Voted - For |
14 | Election of Directors | Management | For | Voted - For |
15 | Authority to Set Auditor's Fees | Management | For | Voted - For |
16 | Appointment of Auditor | Management | For | Voted - For |
17 | Authority to Issue Contingent Convertible | |||
Securities w/ or w/o Preemptive Rights | Management | For | Voted - For | |
18 | Authority to Trade in Company Stock (Repurchase) | Management | For | Voted - For |
19 | Authority to Trade in Company Stock (Issuance) | Management | For | Voted - For |
20 | Authority to Repurchase Shares | Management | For | Voted - For |
21 | Issuance of Treasury Shares | Management | For | Voted - For |
22 | Non-Voting Agenda Item | N/A | Non-Voting |
338
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | Non-Voting | |
25 | Non-Voting Meeting Note | N/A | Non-Voting | |
26 | Non-Voting Meeting Note | N/A | Non-Voting | |
NOVARTIS AG | ||||
Security ID: H5820Q150 Ticker: NOVN | ||||
Meeting Date: 02-Mar-21 | ||||
1.1 | Elect Jorg Reinhardt as Board Chair | Management | For | Voted - For |
1.2 | Elect Nancy C. Andrews | Management | For | Voted - For |
1.3 | Elect Ton Buchner | Management | For | Voted - For |
1.4 | Elect Patrice Bula | Management | For | Voted - For |
1.5 | Elect Elizabeth Doherty | Management | For | Voted - For |
1.6 | Elect Ann M. Fudge | Management | For | Voted - For |
1.7 | Elect Bridgette P. Heller | Management | For | Voted - For |
1.8 | Elect Frans van Houten | Management | For | Voted - For |
1.9 | Elect Simon Moroney | Management | For | Voted - For |
1.10 | Elect Andreas von Planta | Management | For | Voted - For |
1.11 | Elect Charles L. Sawyers | Management | For | Voted - For |
1.12 | Elect Enrico Vanni | Management | For | Voted - For |
1.13 | Elect William T. Winters | Management | For | Voted - For |
1.14 | Elect Patrice Bula as Compensation Committee | |||
Member | Management | For | Voted - For | |
1.15 | Elect Bridgette P. Heller as Compensation | |||
Committee | ||||
Member | Management | For | Voted - For | |
1.16 | Elect Enrico Vanni as Compensation Committee | |||
Member | Management | For | Voted - For | |
1.17 | Elect William T. Winters as Compensation Committee | |||
Member | Management | For | Voted - For | |
1.18 | Elect Simon Moroney as Compensation Committee | |||
Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Ratification of Board and Management Acts | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Cancellation of Shares and Reduction in Share | |||
Capital | Management | For | Voted - For | |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Board Compensation | Management | For | Voted - For |
10 | Executive Compensation | Management | For | Voted - For |
11 | Compensation Report | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Appointment of Independent Proxy | Management | For | Voted - For |
14 | Amendments to Articles (Term of Office) | Management | For | Voted - For |
339
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Additional or Amended Proposals | Management | For | Voted - Against |
NRG ENERGY, INC. | ||||
Security ID: 629377508 Ticker: NRG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Spencer Abraham | Management | For | Voted - For |
1.2 | Elect Antonio Carrillo | Management | For | Voted - For |
1.3 | Elect Matthew Carter, Jr. | Management | For | Voted - For |
1.4 | Elect Lawrence S. Coben | Management | For | Voted - For |
1.5 | Elect Heather Cox | Management | For | Voted - For |
1.6 | Elect Elizabeth B. Donohue | Management | For | Voted - For |
1.7 | Elect Mauricio Gutierrez | Management | For | Voted - For |
1.8 | Elect Paul W. Hobby | Management | For | Voted - For |
1.9 | Elect Alexandra Pruner | Management | For | Voted - For |
1.10 | Elect Anne C. Schaumburg | Management | For | Voted - For |
1.11 | Elect Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
OMV AG | ||||
Security ID: A51460110 Ticker: OMV | ||||
Meeting Date: 29-Sep-20 | ||||
1.1 | Elect Gertrude Tumpel-Gugerell | Management | For | Voted - For |
1.2 | Elect Wolfgang C.G. Berndt | Management | For | Voted - Abstain |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratification of Management Board Acts | Management | For | Voted - For |
9 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
10 | Supervisory Board Members' Fees | Management | For | Voted - For |
11 | Appointment of Auditor | Management | For | Voted - For |
12 | Remuneration Policy | Management | For | Voted - For |
13 | Long-Term Incentive Plan 2020 | Management | For | Voted - For |
14 | Share Part of Annual Bonus 2020 | Management | For | Voted - For |
15 | Increase in Authorised Capital | Management | For | Voted - For |
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Saeed Mohamed Al Mazrouei as Supervisory | |||
Board Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
340
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Ratification of Management Board Acts | Management | For | Voted - For |
8 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
9 | Supervisory Board Members' Fees | Management | For | Voted - For |
10 | Appointment of Auditor | Management | For | Voted - For |
11 | Remuneration Report | Management | For | Voted - For |
12 | Long-Term Incentive Plan 2021 | Management | For | Voted - For |
13 | Share Part of Annual Bonus 2021 | Management | For | Voted - For |
14 | Authority to Reissue Treasury Shares | Management | For | Voted - For |
ORACLE CORP. | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Jeffrey S. Berg | Management | For | Voted - For |
1.2 | Elect Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Bruce R. Chizen | Management | For | Voted - For |
1.5 | Elect George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Rona Fairhead | Management | For | Voted - For |
1.8 | Elect Jeffrey O. Henley | Management | For | Voted - For |
1.9 | Elect Renee J. James | Management | For | Voted - For |
1.10 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld |
1.11 | Elect Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect William G. Parrett | Management | For | Voted - For |
1.13 | Elect Naomi O. Seligman | Management | For | Voted - Withheld |
1.14 | Elect Vishal Sikka | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2020 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Gender and Ethnicity | |||
Pay Equity Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
ORANGE | ||||
Security ID: F6866T100 Ticker: ORA | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Thierry Sommelet | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting |
341
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Consolidated Accounts and Reports | Management | For | Voted - For |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
11 | Appointment of Auditor (KPMG) | Management | For | Voted - For |
12 | Appointment of Alternate Auditor (Salustro Reydel) | Management | For | Voted - For |
13 | Appointment of Auditor (Deloitte) | Management | For | Voted - For |
14 | Appointment of Alternate Auditor (BEAS) | Management | For | Voted - For |
15 | Relocation of Corporate Headquarters | Management | For | Voted - For |
16 | 2020 Remuneration Report | Management | For | Voted - For |
17 | 2020 Remuneration of Stephane Richard, Chair and CEO | Management | For | Voted - For |
18 | 2020 Remuneration of Ramon Fernandez, Deputy CEO | Management | For | Voted - For |
19 | 2020 Remuneration of Gervais Pellissier, Deputy CEO | Management | For | Voted - For |
20 | 2021 Remuneration Policy (Chair and CEO) | Management | For | Voted - For |
21 | 2021 Remuneration Policy (Deputy CEOs) | Management | For | Voted - For |
22 | 2021 Remuneration Policy (Board of Directors) | Management | For | Voted - For |
23 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
24 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
25 | Authority to Issue Shares and/or Convertible Debt | |||
w/ Preemptive Rights (During Public Takeover) | Management | For | Voted - Against | |
26 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
27 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights (During Public Takeover) | Management | For | Voted - Against | |
28 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - For | |
29 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement (During Public Takeover) | Management | For | Voted - Against | |
30 | Greenshoe | Management | For | Voted - For |
31 | Authority to Increase Capital in Case of Exchange | |||
Offers | Management | For | Voted - For | |
32 | Authority to Increase Capital in Case of Exchange | |||
Offer (During Public Takeover) | Management | For | Voted - Against | |
33 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
34 | Authority to Increase Capital in Consideration for | |||
Contributions in Kind (During Public Takeover) | Management | For | Voted - Against | |
35 | Global Ceiling on Capital Increases | Management | For | Voted - For |
36 | Authority to Issue Performance Shares | Management | For | Voted - For |
37 | Employee Stock Purchase Plan | Management | For | Voted - For |
38 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
39 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
40 | Authorisation of Legal Formalities | Management | For | Voted - For |
41 | Shareholder Proposal A Regarding Equity | |||
Remuneration for Employee | Shareholder | Against | Voted - Against | |
42 | Shareholder Proposal B Regarding Limit on Board | |||
Memberships | Shareholder | Against | Voted - Against | |
43 | Non-Voting Meeting Note | N/A | Non-Voting |
342
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
44 | Non-Voting Meeting Note | N/A | Non-Voting | |
ORIX CORPORATION | ||||
Security ID: J61933123 Ticker: 8591 | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Makoto Inoue | Management | For | Voted - For |
1.2 | Elect Shuji Irie | Management | For | Voted - For |
1.3 | Elect Shoji Taniguchi | Management | For | Voted - For |
1.4 | Elect Satoru Matsuzaki | Management | For | Voted - For |
1.5 | Elect Yoshiteru Suzuki | Management | For | Voted - For |
1.6 | Elect Stan Koyanagi | Management | For | Voted - For |
1.7 | Elect Heizo Takenaka | Management | For | Voted - For |
1.8 | Elect Michael A. Cusumano | Management | For | Voted - For |
1.9 | Elect Sakie Akiyama | Management | For | Voted - For |
1.10 | Elect Hiroshi Watanabe | Management | For | Voted - For |
1.11 | Elect Aiko Sekine @ Aiko Sano | Management | For | Voted - For |
1.12 | Elect Chikatomo Hodo | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Amendments to Articles | Management | For | Voted - For |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect John S. Shiely | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
PAX GLOBAL TECHNOLOGY LIMITED | ||||
Security ID: G6955J103 Ticker: 0327 | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect LU Jie | Management | For | Voted - For |
1.2 | Elect Charles MAN Kwok Kuen | Management | For | Voted - For |
343
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Albert Bourla | Management | For | Voted - For |
1.3 | Elect Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect James Quincey | Management | For | Voted - For |
1.12 | Elect James C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
PHILLIPS 66 | ||||
Security ID: 718546104 Ticker: PSX | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Julie L. Bushman | Management | For | Voted - For |
1.2 | Elect Lisa Davis | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For |
344
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PJSC LUKOIL | ||||
Security ID: 69343P105 Ticker: LKOH | ||||
Meeting Date: 03-Dec-20 | ||||
1 | Interim Dividends (3Q2020) | Management | For | Voted - For |
2 | Directors' Fees | Management | For | Voted - For |
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Vagit Y. Alekperov | Management | For | Voted - Abstain |
1.2 | Elect Victor V. Blazheev | Management | For | Voted - Abstain |
1.3 | Elect Toby T. Gati | Management | For | Voted - For |
1.4 | Elect Ravil U. Maganov | Management | For | Voted - Abstain |
1.5 | Elect Roger Munnings | Management | For | Voted - For |
1.6 | Elect Boris N. Porfiriev | Management | For | Voted - For |
1.7 | Elect Pavel Teplukhin | Management | For | Voted - For |
1.8 | Elect Leonid A. Fedun | Management | For | Voted - Abstain |
1.9 | Elect Lyubov N. Khoba | Management | For | Voted - Abstain |
1.10 | Elect Sergei D. Shatalov | Management | For | Voted - For |
1.11 | Elect Wolfgang Schussel | Management | For | Voted - For |
2 | Accounts and Reports; Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
3 | Appointment of CEO | Management | For | Voted - For |
4 | Directors' Fees (FY2020) | Management | For | Voted - For |
5 | Directors' Fees (FY2021) | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Amendments to Articles | Management | For | Voted - For |
8 | D&O Insurance | Management | For | Voted - For |
POWERTECH TECHNOLOGY INC. | ||||
Security ID: Y7083Y103 Ticker: 6239 | ||||
Meeting Date: 31-May-21 | ||||
1 | Accounts and Reports | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Amendments to Articles | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Election of | |||
Directors | Management | For | Voted - For | |
5 | Amendments to Procedural Rules: Capital Loans and | |||
Endorsements/Guarantees | Management | For | Voted - For | |
6 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
345
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - Against |
1.2 | Elect Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Wendy E. Jones | Management | For | Voted - For |
1.6 | Elect Karl J. Krapek | Management | For | Voted - For |
1.7 | Elect Peter R. Lighte | Management | For | Voted - For |
1.8 | Elect Charles F. Lowrey | Management | For | Voted - For |
1.9 | Elect George Paz | Management | For | Voted - For |
1.10 | Elect Sandra Pianalto | Management | For | Voted - For |
1.11 | Elect Christine A. Poon | Management | For | Voted - For |
1.12 | Elect Douglas A. Scovanner | Management | For | Voted - For |
1.13 | Elect Michael A. Todman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
PRUKSA HOLDING PUBLIC COMPANY LIMITED | ||||
Security ID: Y711DL120 Ticker: PSH | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Prasarn Trairatvorakul | Management | For | Voted - For |
1.2 | Elect Thongma Vijitpongpun | Management | For | Voted - Against |
1.3 | Elect Wichian Mektrakarn | Management | For | Voted - Against |
1.4 | Elect Anuwat Jongyindee | Management | For | Voted - For |
2 | Results of Operations | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Transaction of Other Business | Management | For | Voted - Against |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Non-Voting Meeting Note | N/A | Non-Voting | |
QUEST DIAGNOSTICS INCORPORATED | ||||
Security ID: 74834L100 Ticker: DGX | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Vicky B. Gregg | Management | For | Voted - For |
1.2 | Elect Wright L. Lassiter III | Management | For | Voted - For |
346
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Timothy L. Main | Management | For | Voted - For |
1.4 | Elect Denise M. Morrison | Management | For | Voted - For |
1.5 | Elect Gary M. Pfeiffer | Management | For | Voted - For |
1.6 | Elect Timothy M. Ring | Management | For | Voted - For |
1.7 | Elect Stephen H. Rusckowski | Management | For | Voted - For |
1.8 | Elect Helen I. Torley | Management | For | Voted - For |
1.9 | Elect Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
RADIAN GROUP INC. | ||||
Security ID: 750236101 Ticker: RDN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Herbert Wender | Management | For | Voted - For |
1.2 | Elect Brad L. Conner | Management | For | Voted - For |
1.3 | Elect Howard B. Culang | Management | For | Voted - For |
1.4 | Elect Debra A. Hess | Management | For | Voted - For |
1.5 | Elect Lisa W. Hess | Management | For | Voted - For |
1.6 | Elect Lisa Mumford | Management | For | Voted - For |
1.7 | Elect Gaetano Muzio | Management | For | Voted - For |
1.8 | Elect Gregory V. Serio | Management | For | Voted - For |
1.9 | Elect Noel J. Spiegel | Management | For | Voted - For |
1.10 | Elect Richard G. Thornberry | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Equity Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect N. Anthony Coles | Management | For | Voted - Against |
1.2 | Elect Arthur F. Ryan | Management | For | Voted - Against |
1.3 | Elect George L. Sing | Management | For | Voted - Against |
1.4 | Elect Marc Tessier-Lavigne | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
REGIONS FINANCIAL CORPORATION | ||||
Security ID: 7591EP100 Ticker: RF | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Carolyn H. Byrd | Management | For | Voted - For |
1.2 | Elect Don DeFosset | Management | For | Voted - For |
347
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Zhanna Golodryga | Management | For | Voted - For |
1.5 | Elect John D. Johns | Management | For | Voted - For |
1.6 | Elect Ruth Ann Marshall | Management | For | Voted - For |
1.7 | Elect Charles D. McCrary | Management | For | Voted - For |
1.8 | Elect James T. Prokopanko | Management | For | Voted - For |
1.9 | Elect Lee J. Styslinger III | Management | For | Voted - For |
1.10 | Elect Jose S. Suquet | Management | For | Voted - For |
1.11 | Elect John M. Turner, Jr. | Management | For | Voted - For |
1.12 | Elect Timothy Vines | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
RESONA HOLDINGS, INC. | ||||
Security ID: J6448E106 Ticker: 8308 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Kazuhiro Higashi | Management | For | Voted - For |
1.2 | Elect Masahiro Minami | Management | For | Voted - For |
1.3 | Elect Mikio Noguchi | Management | For | Voted - For |
1.4 | Elect Takahiro Kawashima | Management | For | Voted - For |
1.5 | Elect Tadamitsu Matsui | Management | For | Voted - For |
1.6 | Elect Hidehiko Sato | Management | For | Voted - For |
1.7 | Elect Chiharu Baba | Management | For | Voted - For |
1.8 | Elect Kimie Iwata | Management | For | Voted - For |
1.9 | Elect Setsuko Egami @ Setsuko Kusumoto | Management | For | Voted - For |
1.10 | Elect Fumihiko Ike | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
RHEINMETALL AG | ||||
Security ID: D65111102 Ticker: RHM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Ulrich Grillo | Management | For | Voted - For |
1.2 | Elect Klaus-Gunter Vennemann | Management | For | Voted - For |
1.3 | Elect Sahin Albayrak | Management | For | Voted - For |
1.4 | Elect Britta Giesen | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Agenda Item | N/A | Non-Voting | |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Ratification of Management Board Acts | Management | For | Voted - For |
6 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
7 | Appointment of Auditor | Management | For | Voted - For |
8 | Management Board Remuneration Policy | Management | For | Voted - For |
9 | Supervisory Board Remuneration Policy | Management | For | Voted - For |
10 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
11 | Increase in Authorised Capital | Management | For | Voted - For |
348
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12 | Authority to Issue Convertible Debt Instruments; | |||
Increase in Conditional Capital | Management | For | Voted - For | |
13 | Amendment to Corporate Purpose | Management | For | Voted - For |
14 | Amendments to Articles (SRD II) | Management | For | Voted - For |
15 | Non-Voting Meeting Note | N/A | Non-Voting | |
16 | Non-Voting Meeting Note | N/A | Non-Voting | |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
ROTHSCHILD & CO | ||||
Security ID: F7957F116 Ticker: ROTH | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect David Rene de Rothschild | Management | For | Voted - For |
1.2 | Elect Lucie Maurel-Aubert | Management | For | Voted - For |
1.3 | Elect Adam P.C. Keswick | Management | For | Voted - For |
1.4 | Elect Anthony de Rothschild | Management | For | Voted - For |
1.5 | Elect Peter Estlin | Management | For | Voted - For |
1.6 | Elect Sylvain Hefes | Management | For | Voted - For |
1.7 | Elect Sipko N. Schat | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Accounts and Reports; Non Tax-Deductible Expenses; | |||
Ratification of Acts | Management | For | Voted - For | |
9 | Allocation of Profits/Dividends | Management | For | Voted - For |
10 | Consolidated Accounts and Reports | Management | For | Voted - For |
11 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
12 | Ratification of the Co-Option of Veronique Weill | Management | For | Voted - For |
13 | 2021 Remuneration Policy (Managing Partner and | |||
Managing Partner Chair) | Management | For | Voted - For | |
14 | 2021 Remuneration Policy (Supervisory Board Members) | Management | For | Voted - For |
15 | 2020 Remuneration Report | Management | For | Voted - For |
16 | 2020 Remuneration of Rothschild & Co Gestion SAS, | |||
Managing Partner | Management | For | Voted - For | |
17 | 2020 Remuneration of Alexandre de Rothschild, | |||
Executive Chair | Management | For | Voted - For | |
18 | 2020 Remuneration of David de Rothschild, | |||
Supervisory Board Chair | Management | For | Voted - For | |
19 | 2021 Supervisory Board Members' Fees | Management | For | Voted - For |
20 | Maximum Variable Compensation Ratio for Identified | |||
Staff | Management | For | Voted - For | |
21 | Remuneration of Identified Staff | Management | For | Voted - For |
22 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
23 | Authority to Grant Stock Options | Management | For | Voted - For |
24 | Authority to Issue Restricted Shares | Management | For | Voted - For |
25 | Employee Stock Purchase Plan | Management | For | Voted - For |
349
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
26 | Limit to Capital Increase | Management | For | Voted - For |
27 | Authorisation of Legal Formalities | Management | For | Voted - For |
ROYAL DUTCH SHELL PLC | ||||
Security ID: G7690A118 Ticker: RDSB | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Jane H. Lute | Management | For | Voted - For |
1.2 | Elect Ben Van Beurden | Management | For | Voted - For |
1.3 | Elect Dick Boer | Management | For | Voted - For |
1.4 | Elect Neil A.P. Carson | Management | For | Voted - For |
1.5 | Elect Ann F. Godbehere | Management | For | Voted - For |
1.6 | Elect Euleen Y.K. GOH | Management | For | Voted - For |
1.7 | Elect Catherine J. Hughes | Management | For | Voted - For |
1.8 | Elect Martina Hund-Mejean | Management | For | Voted - For |
1.9 | Elect Andrew Mackenzie | Management | For | Voted - For |
1.10 | Elect Abraham Schot | Management | For | Voted - For |
1.11 | Elect Jessica Uhl | Management | For | Voted - For |
1.12 | Elect Gerrit Zalm | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Approval of the Energy Transition Strategy | Management | For | Voted - For |
10 | Shareholder Proposal Regarding GHG Reduction Targets | Shareholder | Against | Voted - Against |
11 | Non-Voting Meeting Note | N/A | Non-Voting | |
RUBIS | ||||
Security ID: F7686C152 Ticker: RUI | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Laure Grimonpret-Tahon | Management | For | Voted - For |
1.2 | Elect Herve Claquin | Management | For | Voted - For |
1.3 | Elect Erik Pointillart | Management | For | Voted - For |
1.4 | Elect Nils Christian Bergene | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Accounts and Reports | Management | For | Voted - For |
9 | Consolidated Accounts and Reports | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
350
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Scrip Dividend | Management | For | Voted - For |
12 | Appointment of Alternate Auditor | Management | For | Voted - For |
13 | 2020 Remuneration Report | Management | For | Voted - For |
14 | 2020 Remuneration of Gilles Gobin, Managing Partner | Management | For | Voted - For |
15 | 2020 Remuneration of Gilles Gobin (Sorgema SARL), | |||
Managing Partner | Management | For | Voted - For | |
16 | 2020 Remuneration of Jacques Riou (Agena SAS), | |||
Managing Partner | Management | For | Voted - For | |
17 | 2020 Remuneration of Olivier Heckenroth, | |||
Supervisory Board Chair | Management | For | Voted - For | |
18 | 2021 Remuneration Policy (Managing Partners) | Management | For | Voted - For |
19 | 2021 Remuneration Policy (Supervisory Board Members) | Management | For | Voted - For |
20 | 2021 Supervisory Board Members' Fees | Management | For | Voted - For |
21 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
22 | Related Party Transactions (Sorgema SARL) | Management | For | Voted - For |
23 | Related Party Transactions (Agena SAS) | Management | For | Voted - For |
24 | Related Party Transactions (Rubis Terminal SA) | Management | For | Voted - For |
25 | Related Party Transactions (Cube Storage Europe | |||
HoldCo Ltd and RT Invest SA) | Management | For | Voted - For | |
26 | Related Party Transactions (Rubis Terminal SA and | |||
Rubis Energie SAS) | Management | For | Voted - For | |
27 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
28 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
29 | Greenshoe | Management | For | Voted - For |
30 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
31 | Authority to Increase Capital in Case of Exchange | |||
Offers | Management | For | Voted - For | |
32 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights (Qualified Individuals) | Management | For | Voted - For | |
33 | Global Ceiling on Capital Increases and Debt | |||
Issuances | Management | For | Voted - For | |
34 | Authority to Issue Performance Shares | Management | For | Voted - For |
35 | Employee Stock Purchase Plan | Management | For | Voted - For |
36 | Amendments to Articles | Management | For | Voted - For |
37 | Authorisation of Legal Formalities | Management | For | Voted - For |
SAMSUNG ELECTRONICS CO., LTD | ||||
Security ID: Y74718100 Ticker: 005930 | ||||
Meeting Date: 17-Mar-21 | ||||
1.1 | Elect PARK Byung Gook | Management | For | Voted - For |
1.2 | Elect KIM Jeong Hun | Management | For | Voted - For |
1.3 | Elect KIM Ki Nam | Management | For | Voted - For |
1.4 | Elect KIM Hyun Suk | Management | For | Voted - For |
1.5 | Elect KOH Dong Jin | Management | For | Voted - For |
2 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For |
351
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Election of Independent Director to Become Audit | |||
Committee Member: KIM Sun Uk | Management | For | Voted - For | |
4 | Directors' Fees | Management | For | Voted - For |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
SANOFI | ||||
Security ID: F5548N101 Ticker: SAN | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Fabienne Lecorvaisier | Management | For | Voted - For |
1.2 | Elect Melanie G Lee | Management | For | Voted - For |
1.3 | Elect Barbara Lavernos | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Non-Voting Meeting Note | N/A | Non-Voting | |
9 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For |
10 | Consolidated Accounts and Reports | Management | For | Voted - For |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
12 | Ratification of Co-Option of Gilles Schnepp | Management | For | Voted - For |
13 | 2020 Remuneration Report | Management | For | Voted - For |
14 | 2020 Remuneration of Serge Weinberg, Chair | Management | For | Voted - For |
15 | 2020 Remuneration of Paul Hudson, CEO | Management | For | Voted - For |
16 | 2021 Remuneration Policy (Board) | Management | For | Voted - For |
17 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
18 | 2021 Remuneration Policy (CEO) | Management | For | Voted - For |
19 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
20 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
21 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
22 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
23 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - For | |
24 | Authority to Issue Debt Instruments | Management | For | Voted - For |
25 | Greenshoe | Management | For | Voted - For |
26 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
27 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
28 | Employee Stock Purchase Plan | Management | For | Voted - For |
29 | Authority to Issue Performance Shares | Management | For | Voted - For |
30 | Amendments to Articles Regarding Written | |||
Consultations | Management | For | Voted - For | |
31 | Amendments to Articles to Comply with "PACTE" Law | Management | For | Voted - For |
32 | Authorisation of Legal Formalities | Management | For | Voted - For |
352
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SEAGATE TECHNOLOGY PLC | ||||
Security ID: G7945M107 Ticker: STX | ||||
Meeting Date: 22-Oct-20 | ||||
1.1 | Elect Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Michael R. Cannon | Management | For | Voted - For |
1.4 | Elect William T. Coleman | Management | For | Voted - For |
1.5 | Elect Jay L. Geldmacher | Management | For | Voted - For |
1.6 | Elect Dylan G. Haggart | Management | For | Voted - For |
1.7 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.8 | Elect William D. Mosley | Management | For | Voted - For |
1.9 | Elect Stephanie Tilenius | Management | For | Voted - For |
1.10 | Elect Edward J. Zander | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Authority to Set the Reissue Price Of Treasury | |||
Shares | Management | For | Voted - For | |
Meeting Date: 14-Apr-21 | ||||
1 | Scheme of Arrangement | Management | For | Voted - For |
2 | Amendment to the Constitution | Management | For | Voted - For |
3 | Cancelation of Merger Reserve | Management | For | Voted - For |
4 | Right to Adjourn Meeting | Management | For | Voted - For |
5 | Scheme of Arrangement | Management | For | Voted - For |
SERVICE PROPERTIES TRUST | ||||
Security ID: 81761L102 Ticker: SVC | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Laurie B. Burns | Management | For | Voted - For |
1.2 | Elect William A. Lamkin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SHANGHAI PHARMACEUTICALS HOLDING COMPANY | ||||
Security ID: Y7685S108 Ticker: 2607 | ||||
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Annual Report | Management | For | Voted - For |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Profit Distribution Plan 2020 | Management | For | Voted - For |
353
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Give Guarantees | Management | For | Voted - Abstain |
9 | Acquisition of 100% of SPH Biological Medicine | Management | For | Voted - For |
10 | Authority to Issue Debt Financing Products | Management | For | Voted - Abstain |
11 | Satisfaction of the Conditions for Issuing | |||
Corporate Bonds | Management | For | Voted - Abstain | |
12 | Public Issuance of Corporate Bonds | Management | For | Voted - Abstain |
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Abstain |
SHENZHEN EXPRESSWAY COMPANY LIMITED | ||||
Security ID: Y7741B107 Ticker: 0548 | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect MIAO Jun | Management | For | Voted - For |
1.2 | Elect Xu Hua Xiang | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Directors' Report | Management | For | Voted - For |
4 | Supervisors' Report | Management | For | Voted - For |
5 | Accounts and Reports | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | 2021 Financial Budget | Management | For | Voted - For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
9 | Authority to Give Guarantees for Subsidiaries | Management | For | Voted - Abstain |
10 | Issue size and method | Management | For | Voted - For |
11 | Target Subscribers and arrangement for placement to | |||
shareholders | Management | For | Voted - For | |
12 | Type of the Debentures | |||
Management | For | Voted - For | ||
13 | Maturity of the Debentures | |||
Management | For | Voted - For | ||
14 | Interest rate | Management | For | Voted - For |
15 | Use of proceeds | Management | For | Voted - For |
16 | Listing | Management | For | Voted - For |
17 | Guarantee | Management | For | Voted - For |
18 | Validity of the resolution | Management | For | Voted - For |
19 | Authorisation arrangement | Management | For | Voted - For |
20 | Amendments to Articles of Association | Management | For | Voted - Against |
21 | Amendments to Procedural Rules for Shareholders | |||
Meeting | Management | For | Voted - Against | |
22 | Type and nominal value of Shares | Management | For | Voted - For |
23 | Method and timing of issuance | Management | For | Voted - For |
24 | Method of subscription | Management | For | Voted - For |
25 | Target subscribers | Management | For | Voted - For |
26 | Size of the Issuance | Management | For | Voted - For |
27 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
28 | Use of proceeds | Management | For | Voted - For |
29 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For |
354
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
30 | Place of listing | Management | For | Voted - For |
31 | Validity period of the resolutions | Management | For | Voted - For |
32 | Directors Authorisation Matters | Management | For | Voted - For |
33 | Non-Voting Agenda Item | N/A | Non-Voting | |
34 | Non-Voting Meeting Note | N/A | Non-Voting | |
35 | Type and nominal value of Shares | Management | For | Voted - For |
36 | Method and timing of issuance | Management | For | Voted - For |
37 | Method of Subscription | Management | For | Voted - For |
38 | Target subscribers | Management | For | Voted - For |
39 | Size of the Issuance | Management | For | Voted - For |
40 | Method of pricing, pricing benchmark date, issue | |||
price and adjustment of issue price | Management | For | Voted - For | |
41 | Use of proceeds | Management | For | Voted - For |
42 | Arrangement for accumulated undistributed profits | |||
before the completion of the Issuance | Management | For | Voted - For | |
43 | Place of listing | Management | For | Voted - For |
44 | Validity period of the resolutions | Management | For | Voted - For |
45 | Directors Authorisation Matters | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Shareholders' Return Plan (2021-2023) | Management | For | Voted - For |
SIEMENS AG | ||||
Security ID: D69671218 Ticker: SIE | ||||
Meeting Date: 09-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Spin-Off and Transfer Agreement | Management | For | Voted - For |
SIGNIFY NV | ||||
Security ID: N8063K107 Ticker: LIGHT | ||||
Meeting Date: 27-Oct-20 | ||||
1.1 | Elect Francisco Javier Van Engelen Sousa to the | |||
Management Board | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 18-May-21 | ||||
1.1 | Elect Gerard J.A. van de Aast to the Supervisory | |||
Board | Management | For | Voted - For |
355
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Remuneration Report | Management | For | Voted - For |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Accounts and Reports | Management | For | Voted - For |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Allocation of Extraordinary Dividend | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Ratification of Management Board Acts | Management | For | Voted - For |
13 | Ratification of Supervisory Board Acts | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
16 | Authority to Suppress Preemptive Rights | Management | For | Voted - For |
17 | Authority to Repurchase Shares | Management | For | Voted - For |
18 | Cancellation of Shares | Management | For | Voted - For |
19 | Non-Voting Agenda Item | N/A | Non-Voting | |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
SILGAN HOLDINGS INC. | ||||
Security ID: 827048109 Ticker: SLGN | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Anthony J. Allott | Management | For | Voted - For |
1.2 | Elect William T. Donovan | Management | For | Voted - For |
1.3 | Elect Joseph M. Jordan | Management | For | Voted - Withheld |
2 | Board Size | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SINOTRANS | ||||
Security ID: Y6145J104 Ticker: 0598 | ||||
Meeting Date: 22-Dec-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Amendments to Procedural Rules for Meetings of the | |||
Board and Supervisory Committee, the Working Manual | ||||
for the | ||||
Independent Directors and the Policy for | ||||
the Management of Related Party Transactions | Management | For | Voted - For | |
3 | Financial Services Agreement | Management | For | Voted - For |
4 | Provision of Financial Services by China Merchants | |||
Bank to the Group | Management | For | Voted - For | |
5 | Master Services Agreement (China Merchants) | Management | For | Voted - For |
6 | Master Lease Agreement | Management | For | Voted - For |
356
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Master Services Agreement (Sinotrans Shandong | |||
Hongzhi) | Management | For | Voted - For | |
8 | Daily Related Party Transactions Framework Agreement | Management | For | Voted - For |
SINOTRANS LIMITED | ||||
Security ID: Y6145J104 Ticker: 0598 | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect LI Guanpeng | Management | For | Voted - For |
1.2 | Elect SONG Rong | Management | For | Voted - Against |
1.3 | Elect SONG Dexing | Management | For | Voted - For |
1.4 | Elect LIU Weiwu | Management | For | Voted - For |
1.5 | Elect XIONG Xianliang | Management | For | Voted - For |
1.6 | Elect JIANG Jian | Management | For | Voted - For |
1.7 | Elect Jerry HSU Chieh-Li | Management | For | Voted - Against |
1.8 | Elect WANG Taiwen | Management | For | Voted - For |
1.9 | Elect MENG Yan | Management | For | Voted - For |
1.10 | Elect SONG Haiqing | Management | For | Voted - For |
1.11 | Elect LI Qian | Management | For | Voted - For |
1.12 | Elect LIU Yingjie | Management | For | Voted - For |
1.13 | Elect ZHOU Fangsheng | Management | For | Voted - For |
1.14 | Elect FAN Zhaoping | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
5 | Authority to Repurchase Shares | Management | For | Voted - For |
6 | Updated Mandate of Issue of Debt Financing | |||
Instruments | Management | For | Voted - For | |
7 | Authority to Give Guarantees | Management | For | Voted - For |
8 | Directors' Report | Management | For | Voted - For |
9 | Supervisors' Report | Management | For | Voted - For |
10 | Independent Directors' Report | Management | For | Voted - For |
11 | Accounts and Reports | Management | For | Voted - For |
12 | Annual Report | Management | For | Voted - For |
13 | 2021 Financial Budget | Management | For | Voted - For |
14 | Allocation of Profits/Dividends | Management | For | Voted - For |
15 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
16 | Directors' Fees | Management | For | Voted - For |
17 | Liability Insurance | Management | For | Voted - For |
18 | Adjustment of Business Scope | Management | For | Voted - For |
19 | Amendments to Articles | Management | For | Voted - For |
20 | Non-Voting Meeting Note | N/A | Non-Voting | |
21 | Non-Voting Meeting Note | N/A | Non-Voting | |
22 | Authority to Issue H Shares w/o Preemptive Rights | Management | For | Voted - Against |
357
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SK TELECOM CO LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 26-Nov-20 | |||||
1 | Spin-off | Management | For | Voted - For | |
SK TELECOM CO., LTD | |||||
Security ID: Y4935N104 | Ticker: 017670 | ||||
Meeting Date: 25-Mar-21 | |||||
1.1 | Elect RYU Young Sang | Management | For | Voted - For | |
2 | Financial Statements and Allocation of | ||||
Profits/Dividends | Management | For | Voted - Against | ||
3 | Amendments to Articles | Management | For | Voted - For | |
4 | Share Option Grant | Management | For | Voted - For | |
5 | Election of Independent Director to Become Audit | ||||
Committee Member: YOON Young Min | Management | For | Voted - For | ||
6 | Directors' Fees | Management | For | Voted - For | |
SKF AB | |||||
Security ID: W84237143 Ticker: SKFB | |||||
Meeting Date: 25-Mar-21 | |||||
1.1 | Elect Hans Straberg | Management | For | Voted - For | |
1.2 | Elect Hock Goh | Management | For | Voted - For | |
1.3 | Elect Barbara J. Samardzich | Management | For | Voted - For | |
1.4 | Elect Colleen C. Repplier | Management | For | Voted - For | |
1.5 | Elect Geert Follens | Management | For | Voted - For | |
1.6 | Elect Hakan Buskhe | Management | For | Voted - For | |
1.7 | Elect Susanna Schneeberger | Management | For | Voted - For | |
1.8 | Elect Rickard Gustafson | Management | For | Voted - For | |
1.9 | Elect Hans Straberg as Chair | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | ||
3 | Non-Voting Meeting Note | N/A | Non-Voting | ||
4 | Non-Voting Meeting Note | N/A | Non-Voting | ||
5 | Non-Voting Meeting Note | N/A | Non-Voting | ||
6 | Non-Voting Agenda Item | N/A | Non-Voting | ||
7 | Non-Voting Agenda Item | N/A | Non-Voting | ||
8 | Non-Voting Agenda Item | N/A | Non-Voting | ||
9 | Non-Voting Agenda Item | N/A | Non-Voting | ||
10 | Non-Voting Agenda Item | N/A | Non-Voting | ||
11 | Non-Voting Agenda Item | N/A | Non-Voting | ||
12 | Non-Voting Agenda Item | N/A | Non-Voting | ||
13 | Accounts and Reports | Management | For | Voted - For | |
14 | Allocation of Profits/Dividends | Management | For | Voted - For | |
15 | Ratification of Hans Straberg | Management | For | Voted - For |
358
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16 | Ratification of Hock Goh | Management | For | Voted - For |
17 | Ratification of Alrik Danielson (as Board Member) | Management | For | Voted - For |
18 | Ratification of Ronnie Leten | Management | For | Voted - For |
19 | Ratification of Barb Samardzich | Management | For | Voted - For |
20 | Ratification of Colleen Repplier | Management | For | Voted - For |
21 | Ratification of Hakan Buskhe | Management | For | Voted - For |
22 | Ratification of Susanna Schneeberger | Management | For | Voted - For |
23 | Ratification of Lars Wedenborn | Management | For | Voted - For |
24 | Ratification of Jonny Hilbert | Management | For | Voted - For |
25 | Ratification of Zarko Djurovic | Management | For | Voted - For |
26 | Ratification of Kennet Carlsson | Management | For | Voted - For |
27 | Ratification of Claes Palm | Management | For | Voted - For |
28 | Ratification of Alrik Danielson (as CEO) | Management | For | Voted - For |
29 | Board Size | Management | For | Voted - For |
30 | Directors' Fees | Management | For | Voted - For |
31 | Number of Auditors | Management | For | Voted - For |
32 | Authority to Set Auditor's Fees | Management | For | Voted - For |
33 | Appointment of Auditor | Management | For | Voted - For |
34 | Amendments to Articles | Management | For | Voted - For |
35 | Remuneration Report | Management | For | Voted - For |
36 | Adoption of Performance Share Programme 2021 | Management | For | Voted - For |
37 | Non-Voting Meeting Note | N/A | Non-Voting | |
38 | Non-Voting Meeting Note | N/A | Non-Voting | |
39 | Non-Voting Meeting Note | N/A | Non-Voting | |
SKY PERFECT JSAT HOLDINGS INC. | ||||
Security ID: J75606103 Ticker: 9412 | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Shinji Takada | Management | For | Voted - For |
1.2 | Elect Eiichi Yonekura | Management | For | Voted - For |
1.3 | Elect Masao Nito | Management | For | Voted - For |
1.4 | Elect Toru Fukuoka | Management | For | Voted - For |
1.5 | Elect Kiyohiro Omatsuzawa | Management | For | Voted - For |
1.6 | Elect Masato Ogawa | Management | For | Voted - For |
1.7 | Elect Iwao Nakatani | Management | For | Voted - For |
1.8 | Elect Kazunobu Iijima | Management | For | Voted - For |
1.9 | Elect Yoshinobu Kosugi | Management | For | Voted - For |
1.10 | Elect Hiroshi Fujiwara | Management | For | Voted - Against |
1.11 | Elect Kimiko Oga | Management | For | Voted - For |
1.12 | Elect Jun Otomo as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Adoption of Restricted Stock Plan | Management | For | Voted - For |
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Shinji Takada | Management | For | Voted - For |
1.2 | Elect Eiichi Yonekura | Management | For | Voted - For |
359
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Toru Fukuoka | Management | For | Voted - For |
1.4 | Elect Kiyohiro Omatsuzawa | Management | For | Voted - For |
1.5 | Elect Masato Ogawa | Management | For | Voted - For |
1.6 | Elect Koichi Matsutani | Management | For | Voted - For |
1.7 | Elect Iwao Nakatani | Management | For | Voted - For |
1.8 | Elect Yoshinobu Kosugi | Management | For | Voted - For |
1.9 | Elect Hiroshi Fujiwara | Management | For | Voted - Against |
1.10 | Elect Kimiko Oga | Management | For | Voted - For |
1.11 | Elect Kenji Shimizu | Management | For | Voted - Against |
1.12 | Elect Atsuhiko Oe as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
SKYWORTH GROUP LIMITED | ||||
Security ID: G8181C100 Ticker: 0751 | ||||
Meeting Date: 19-Aug-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Share Buy-back | Management | For | Voted - For |
4 | Whitewash Waiver | Management | For | Voted - For |
Meeting Date: 20-May-21 | ||||
1.1 | Elect LAI Weide | Management | For | Voted - For |
1.2 | Elect LIN Jin | Management | For | Voted - For |
1.3 | Elect LI Weibin | Management | For | Voted - Against |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - Against |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD. | ||||
Security ID: G8219Z105 Ticker: 0315 | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Allen FUNG Yuk-Lun | Management | For | Voted - Against |
1.2 | Elect John A. Miller | Management | For | Voted - For |
1.3 | Elect NG Leung Sing | Management | For | Voted - For |
1.4 | Elect Kenny LAM Kwok-Fung | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Allocation of Profits/Dividends | Management | For | Voted - For |
360
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Directors' Fees | Management | For | Voted - For |
7 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
SMURFIT KAPPA GROUP PLC | ||||
Security ID: G8248F104 Ticker: SKG | ||||
Meeting Date: 05-Feb-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Approve Migration of Electronic Settlement | Management | For | Voted - For |
3 | Adoption of New Articles (Migration) | Management | For | Voted - For |
4 | Authority to Implement the Migration | Management | For | Voted - For |
SOLVAY SA | ||||
Security ID: B82095116 Ticker: SOLB | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Nicolas Boel to the Board of Directors | Management | For | Voted - For |
1.2 | Elect Ilham Kadri to the Board of Directors | Management | For | Voted - For |
1.3 | Elect Bernard de Laguiche to the Board of Directors | Management | For | Voted - For |
1.4 | Elect Francoise de Viron to the Board of Directors | Management | For | Voted - For |
1.5 | Elect Agnes Lemarchand to the Board of Directors | Management | For | Voted - For |
1.6 | Elect Herve Coppens d'Eeckenbrugge to the Board of | |||
Directors | Management | For | Voted - For | |
1.7 | Elect Edouard Janssen to the Board of Directors | Management | For | Voted - For |
1.8 | Elect Wolfgang Colberg to the Board of Directors | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Remuneration Report | Management | For | Voted - Against |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Accounts and Reports; Allocation of Profits and | |||
Dividends | Management | For | Voted - For | |
9 | Ratification of Board Acts | Management | For | Voted - For |
10 | Ratification of Auditor's Acts | Management | For | Voted - For |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Ratification of Independence of Francoise de Viron | Management | For | Voted - For |
13 | Ratification of Independence of Agnes Lemarchand | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Non-Voting Agenda Item | N/A | Non-Voting | |
16 | Ratification of Independence of Wolfgang Colberg | Management | For | Voted - For |
17 | Non-Voting Agenda Item | N/A | Non-Voting | |
18 | Non-Voting Meeting Note | N/A | Non-Voting | |
19 | Non-Voting Meeting Note | N/A | Non-Voting |
361
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SPIRIT AEROSYSTEMS HOLDINGS, INC. | ||||
Security ID: 848574109 Ticker: SPR | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Stephen A. Cambone | Management | For | Voted - For |
1.2 | Elect Charles L. Chadwell | Management | For | Voted - For |
1.3 | Elect Irene M. Esteves | Management | For | Voted - For |
1.4 | Elect Paul E. Fulchino | Management | For | Voted - For |
1.5 | Elect Thomas C. Gentile, III | Management | For | Voted - For |
1.6 | Elect Richard A. Gephardt | Management | For | Voted - For |
1.7 | Elect Robert D. Johnson | Management | For | Voted - For |
1.8 | Elect Ronald T. Kadish | Management | For | Voted - For |
1.9 | Elect John L. Plueger | Management | For | Voted - For |
1.10 | Elect Laura H. Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Patrick de Saint-Aignan | Management | For | Voted - For |
1.2 | Elect Marie A. Chandoha | Management | For | Voted - For |
1.3 | Elect Amelia C. Fawcett | Management | For | Voted - For |
1.4 | Elect William C. Freda | Management | For | Voted - For |
1.5 | Elect Sara Mathew | Management | For | Voted - For |
1.6 | Elect William L. Meaney | Management | For | Voted - For |
1.7 | Elect Ronald. P. O'Hanley | Management | For | Voted - For |
1.8 | Elect Sean O'Sullivan | Management | For | Voted - For |
1.9 | Elect Julio A. Portalatin | Management | For | Voted - For |
1.10 | Elect John B. Rhea | Management | For | Voted - For |
1.11 | Elect Richard P. Sergel | Management | For | Voted - For |
1.12 | Elect Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
SUMITOMO CORPORATION | ||||
Security ID: J77282119 Ticker: 8053 | ||||
Meeting Date: 18-Jun-21 | ||||
1.1 | Elect Kuniharu Nakamura | Management | For | Voted - For |
1.2 | Elect Masayuki Hyodo | Management | For | Voted - For |
1.3 | Elect Toshikazu Nambu | Management | For | Voted - For |
362
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Hideki Yamano | Management | For | Voted - For |
1.5 | Elect Takayuki Seishima | Management | For | Voted - For |
1.6 | Elect Masaru Shiomi | Management | For | Voted - For |
1.7 | Elect Nobuyoshi Ehara | Management | For | Voted - For |
1.8 | Elect Koji Ishida | Management | For | Voted - For |
1.9 | Elect Kimie Iwata | Management | For | Voted - For |
1.10 | Elect Hisashi Yamazaki | Management | For | Voted - For |
1.11 | Elect Akiko Ide | Management | For | Voted - For |
1.12 | Elect Yukiko Nagashima @ Yukiko Watanabe as | |||
Statutory Auditor | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
4 | Adoption of Restricted Performance Stock Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reporting on | |||
Paris-aligned Targets for Coal, Oil, and Gas Assets | Shareholder | Against | Voted - Against | |
SWEDISH ORPHAN BIOVITRUM AB | ||||
Security ID: W95637117 Ticker: SOBI | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Hakan Bjorklund | Management | For | Voted - For |
1.2 | Elect Annette Clancy | Management | For | Voted - For |
1.3 | Elect Matthew Gantz | Management | For | Voted - For |
1.4 | Elect Helena Saxon | Management | For | Voted - For |
1.5 | Elect Staffan Schuberg | Management | For | Voted - For |
1.6 | Elect Elisabeth Svanberg | Management | For | Voted - For |
1.7 | Elect Filippa Stenberg | Management | For | Voted - For |
1.8 | Elect Anders Ullman | Management | For | Voted - For |
1.9 | Elect Hakan Bjorklund as Chair | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Non-Voting Agenda Item | N/A | Non-Voting | |
13 | Accounts and Reports | Management | For | Voted - For |
14 | Allocation of Profits/Dividends | Management | For | Voted - For |
15 | Ratify David Allsop | Management | For | Voted - For |
16 | Ratify Hakan Bjorklund | Management | For | Voted - For |
17 | Ratify Annette Clancy | Management | For | Voted - For |
18 | Ratify Matthew Gantz | Management | For | Voted - For |
19 | Ratify Lennart Johansson | Management | For | Voted - For |
20 | Ratify Helena Saxon | Management | For | Voted - For |
21 | Ratify Hans GCP Schikan | Management | For | Voted - For |
363
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
22 | Ratify Staffan Schuberg | Management | For | Voted - For |
23 | Ratify Elisabeth Svanberg | Management | For | Voted - For |
24 | Ratify Pia Axelson | Management | For | Voted - For |
25 | Ratify Erika Husing | Management | For | Voted - For |
26 | Ratify Kristin Strandberg | Management | For | Voted - For |
27 | Ratify Linda Larsson | Management | For | Voted - For |
28 | Ratify Katy Mazibuko | Management | For | Voted - For |
29 | Ratify Guido Oelkers | Management | For | Voted - For |
30 | Directors' Fees | Management | For | Voted - For |
31 | Authority to Set Auditor's Fees | Management | For | Voted - For |
32 | Board Size | Management | For | Voted - For |
33 | Number of Auditors | Management | For | Voted - For |
34 | Appointment of Auditor | Management | For | Voted - For |
35 | Remuneration Report | Management | For | Voted - For |
36 | Amendments to Articles | Management | For | Voted - For |
37 | Long-Term Incentive Plan 2021 | Management | For | Voted - For |
38 | Hedging Arrangements Pursuant to LTIP | Management | For | Voted - For |
39 | Approve Equity Swap Agreement | Management | For | Voted - For |
40 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
41 | Issuance of Treasury Shares Pursuant to Incentive | |||
Programme 2018 | Management | For | Voted - For | |
42 | Non-Voting Meeting Note | N/A | Non-Voting | |
43 | Non-Voting Meeting Note | N/A | Non-Voting | |
SWISS LIFE HOLDING | ||||
Security ID: H8404J162 Ticker: SLHN | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Elect Rolf Dorig as Board Chair | Management | For | Voted - For |
1.2 | Elect Thomas Buess | Management | For | Voted - For |
1.3 | Elect Adrienne Corboud Fumagalli | Management | For | Voted - For |
1.4 | Elect Ueli Dietiker | Management | For | Voted - For |
1.5 | Elect Damir Filipovic | Management | For | Voted - For |
1.6 | Elect Frank W. Keuper | Management | For | Voted - For |
1.7 | Elect Stefan Loacker | Management | For | Voted - For |
1.8 | Elect Henry Peter | Management | For | Voted - For |
1.9 | Elect Martin Schmid | Management | For | Voted - For |
1.10 | Elect Franziska Tschudi Sauber | Management | For | Voted - For |
1.11 | Elect Klaus Tschutscher | Management | For | Voted - For |
1.12 | Elect Martin Schmid as Compensation Committee Member | Management | For | Voted - For |
1.13 | Elect Franziska Tschudi Sauber as Compensation | |||
Committee Member | Management | For | Voted - For | |
1.14 | Elect Klaus Tschutscher as Compensation Committee | |||
Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Compensation Report | Management | For | Voted - For |
364
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Ratification of Board Acts | Management | For | Voted - For |
8 | Board Compensation | Management | For | Voted - For |
9 | Executive Compensation (Short-term Variable) | Management | For | Voted - For |
10 | Executive Compensation (Fixed and Long-term | |||
Variable) | Management | For | Voted - For | |
11 | Appointment of Independent Proxy | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Cancellation of Shares and Reduction in Share | |||
Capital | Management | For | Voted - For | |
SYKES ENTERPRISES, INCORPORATED | ||||
Security ID: 871237103 Ticker: SYKE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Vanessa C.L. Chang | Management | For | Voted - For |
1.3 | Elect Charles E. Sykes | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect George S. Barrett | Management | For | Voted - For |
1.3 | Elect Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against |
365
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TEGNA INC. | ||||
Security ID: 87901J105 Ticker: TGNA | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Colleen B. Brown | Shareholder | N/A | Take No Action |
1.2 | Elect Carlos P. Salas | Shareholder | N/A | Take No Action |
1.3 | Elect Elizabeth A. Tumulty | Shareholder | N/A | Take No Action |
1.4 | Elect Management Nominee Gina L. Bianchini | Shareholder | N/A | Take No Action |
1.5 | Elect Management Nominee Stuart J. Epstein | Shareholder | N/A | Take No Action |
1.6 | Elect Management Nominee Lidia Fonseca | Shareholder | N/A | Take No Action |
1.7 | Elect Management Nominee Karen H. Grimes | Shareholder | N/A | Take No Action |
1.8 | Elect Management Nominee Scott K. McCune | Shareholder | N/A | Take No Action |
1.9 | Elect Management Nominee Henry W. McGee | Shareholder | N/A | Take No Action |
1.10 | Elect Management Nominee | |||
Susan Ness | Shareholder | N/A | Take No Action | |
1.11 | Elect Management Nominee Bruce P. Nolop | Shareholder | N/A | Take No Action |
1.12 | Elect Management Nominee Melinda C. Witmer | Shareholder | N/A | Take No Action |
1.13 | Elect Gina L. Bianchini | Management | For | Voted - For |
1.14 | Elect Howard D. Elias | Management | For | Voted - For |
1.15 | Elect Stuart J. Epstein | Management | For | Voted - For |
1.16 | Elect Lidia Fonseca | Management | For | Voted - For |
1.17 | Elect Karen H. Grimes | Management | For | Voted - For |
1.18 | Elect David T. Lougee | Management | For | Voted - For |
1.19 | Elect Scott K. McCune | Management | For | Voted - For |
1.20 | Elect Henry W. McGee | Management | For | Voted - For |
1.21 | Elect Susan Ness | Management | For | Voted - For |
1.22 | Elect Bruce P. Nolop | Management | For | Voted - For |
1.23 | Elect Neal Shapiro | Management | For | Voted - For |
1.24 | Elect Melinda C. Witmer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | N/A | Take No Action |
3 | Advisory Vote on Executive Compensation | Management | N/A | Take No Action |
4 | Elimination of Supermajority Requirement | Management | N/A | Take No Action |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Elimination of Supermajority Voting Provisions | Management | For | Voted - For |
TEIJIN LIMITED | ||||
Security ID: J82270117 Ticker: 3401 | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Jun Suzuki | Management | For | Voted - For |
1.2 | Elect Akihisa Nabeshima | Management | For | Voted - For |
1.3 | Elect Toshiya Koyama | Management | For | Voted - For |
1.4 | Elect Eiji Ogawa | Management | For | Voted - For |
1.5 | Elect Naohiko Moriyama | Management | For | Voted - For |
1.6 | Elect Akimoto Uchikawa | Management | For | Voted - For |
1.7 | Elect Fumio Ohtsubo | Management | For | Voted - For |
366
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Yukako Uchinaga | Management | For | Voted - For |
1.9 | Elect Yoichi Suzuki | Management | For | Voted - For |
1.10 | Elect Masaru Onishi | Management | For | Voted - For |
1.11 | Elect Hitomi Nakayama as Statutory Auditor | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Adoption of the Restricted Share Compensation and | |||
the Performance-based Stock Compensation | Management | For | Voted - For | |
TESCO PLC | ||||
Security ID: G87621101 Ticker: TSCO | ||||
Meeting Date: 11-Feb-21 | ||||
1 | Special Dividend | Management | For | Voted - For |
2 | Share Consolidation | Management | For | Voted - For |
3 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
4 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
5 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
6 | Authority to Repurchase Shares | Management | For | Voted - For |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
TESCO PLC | ||||
Security ID: G8T67X102 Ticker: TSCO | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect John M. Allan | Management | For | Voted - For |
1.2 | Elect Melissa Bethell | Management | For | Voted - For |
1.3 | Elect Stewart Gilliland | Management | For | Voted - For |
1.4 | Elect Steve W. Golsby | Management | For | Voted - For |
1.5 | Elect Byron Grote | Management | For | Voted - For |
1.6 | Elect Ken Murphy | Management | For | Voted - For |
1.7 | Elect Simon Patterson | Management | For | Voted - For |
1.8 | Elect Alison Platt | Management | For | Voted - For |
1.9 | Elect Lindsey Pownall | Management | For | Voted - For |
1.10 | Elect Bertrand Bodson | Management | For | Voted - For |
1.11 | Elect Thierry Garnier | Management | For | Voted - For |
1.12 | Elect Imran Nawaz | Management | For | Voted - For |
1.13 | Elect Karen Whitworth | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Remuneration Policy (Binding) | Management | For | Voted - For |
5 | Final Dividend | Management | For | Voted - For |
6 | Appointment of Auditor | Management | For | Voted - For |
7 | Authority to Set Auditor's Fees | Management | For | Voted - For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
367
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
11 | Authority to Repurchase Shares | Management | For | Voted - For |
12 | Authorisation of Political Donations | Management | For | Voted - For |
13 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
14 | Approval of Long-Term Incentive Plan | Management | For | Voted - For |
15 | Approval of the Savings-Related Share Option Scheme | Management | For | Voted - For |
16 | Adoption of New Articles | Management | For | Voted - For |
17 | Non-Voting Meeting Note | N/A | Non-Voting | |
TEVA PHARMACEUTICAL INDUSTRIES LTD. | ||||
Security ID: M8769Q102 Ticker: TEVA | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Rosemary A. Crane | Management | For | Voted - For |
1.2 | Elect Abbas Hussain | Management | For | Voted - For |
1.3 | Elect Gerald M. Lieberman | Management | For | Voted - For |
1.4 | Elect Ronit Satchi-Fainaro | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
TEXTRON INC. | ||||
Security ID: 883203101 Ticker: TXT | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Scott C. Donnelly | Management | For | Voted - For |
1.2 | Elect Kathleen M. Bader | Management | For | Voted - For |
1.3 | Elect R. Kerry Clark | Management | For | Voted - For |
1.4 | Elect James T. Conway | Management | For | Voted - For |
1.5 | Elect Paul E. Gagne | Management | For | Voted - For |
1.6 | Elect Ralph D. Heath | Management | For | Voted - For |
1.7 | Elect Deborah Lee James | Management | For | Voted - For |
1.8 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.9 | Elect James L. Ziemer | Management | For | Voted - For |
1.10 | Elect Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
368
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Margaret M. Keane | Management | For | Voted - For |
1.6 | Elect Siddharth N. Mehta | Management | For | Voted - For |
1.7 | Elect Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
THE BERKELEY GROUP HOLDINGS PLC | ||||
Security ID: G1191G120 Ticker: BKG | ||||
Meeting Date: 04-Sep-20 | ||||
1.1 | Elect Glyn A. Barker | Management | For | Voted - For |
1.2 | Elect Rob Perrins | Management | For | Voted - For |
1.3 | Elect Richard J. Stearn | Management | For | Voted - For |
1.4 | Elect Karl Whiteman | Management | For | Voted - For |
1.5 | Elect Sean Ellis | Management | For | Voted - For |
1.6 | Elect John Armitt | Management | For | Voted - For |
1.7 | Elect Alison Nimmo | Management | For | Voted - For |
1.8 | Elect Veronica Wadley | Management | For | Voted - For |
1.9 | Elect Adrian David LI Man Kiu | Management | For | Voted - For |
1.10 | Elect Andy Myers | Management | For | Voted - For |
1.11 | Elect Diana Brightmore-Armour | Management | For | Voted - For |
1.12 | Elect Justin Tibaldi | Management | For | Voted - For |
1.13 | Elect Paul Vallone | Management | For | Voted - For |
1.14 | Elect Peter Vernon | Management | For | Voted - For |
1.15 | Elect Rachel Downey | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
7 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
369
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
9 | Authority to Repurchase Shares | Management | For | Voted - For |
10 | Authorisation of Political Donations | Management | For | Voted - For |
11 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
THE GOODYEAR TIRE & RUBBER COMPANY | ||||
Security ID: 382550101 Ticker: GT | ||||
Meeting Date: 12-Apr-21 | ||||
1.1 | Elect James A. Firestone | Management | For | Voted - For |
1.2 | Elect Werner Geissler | Management | For | Voted - For |
1.3 | Elect Peter S. Hellman | Management | For | Voted - For |
1.4 | Elect Laurette T. Koellner | Management | For | Voted - For |
1.5 | Elect Richard J. Kramer | Management | For | Voted - For |
1.6 | Elect Karla R. Lewis | Management | For | Voted - For |
1.7 | Elect W. Alan McCollough | Management | For | Voted - For |
1.8 | Elect John E. McGlade | Management | For | Voted - For |
1.9 | Elect Roderick A. Palmore | Management | For | Voted - For |
1.10 | Elect Hera K. Siu | Management | For | Voted - For |
1.11 | Elect Stephanie A. Streeter | Management | For | Voted - For |
1.12 | Elect Michael R. Wessel | Management | For | Voted - For |
1.13 | Elect Thomas L. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Robert B. Allardice, III | Management | For | Voted - For |
1.2 | Elect Larry D. De Shon | Management | For | Voted - For |
1.3 | Elect Carlos Dominguez | Management | For | Voted - For |
1.4 | Elect Trevor Fetter | Management | For | Voted - For |
1.5 | Elect Donna A. James | Management | For | Voted - For |
1.6 | Elect Kathryn A. Mikells | Management | For | Voted - For |
1.7 | Elect Michael G. Morris | Management | For | Voted - For |
1.8 | Elect Teresa W. Roseborough | Management | For | Voted - For |
1.9 | Elect Virginia P. Ruesterholz | Management | For | Voted - For |
1.10 | Elect Christopher J. Swift | Management | For | Voted - For |
1.11 | Elect Matthew E. Winter | Management | For | Voted - For |
1.12 | Elect Greig Woodring | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
370
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Susan E. Chapman-Hughes | Management | For | Voted - For |
1.2 | Elect Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Alex Shumate | Management | For | Voted - For |
1.8 | Elect Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Equity and Incentive | |||
Compensation Plan. | Management | For | Voted - For | |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Anne Gates | Management | For | Voted - For |
1.4 | Elect Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Judith Amanda Sourry Knox | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Plastic | |||
Packaging | Shareholder | Against | Voted - Against | |
THE NISSHIN OILLIO GROUP | ||||
Security ID: J57719122 Ticker: 2602 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Takahisa Kuno | Management | For | Voted - Against |
1.2 | Elect Hidetoshi Ogami | Management | For | Voted - For |
371
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Yasushi Kawarasaki | Management | For | Voted - For |
1.4 | Elect Arata Kobayashi | Management | For | Voted - For |
1.5 | Elect Yoshiharu Okano | Management | For | Voted - For |
1.6 | Elect Masato Saegusa | Management | For | Voted - For |
1.7 | Elect Sayuri Shirai | Management | For | Voted - For |
1.8 | Elect Isao Yamamoto | Management | For | Voted - For |
1.9 | Elect Emi Machida | Management | For | Voted - For |
1.10 | Elect Tatsuhiko Matsumura as Alternate Statutory | |||
Auditor | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 693475105 Ticker: PNC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Charles E. Bunch | Management | For | Voted - Against |
1.3 | Elect Debra A. Cafaro | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect David L. Cohen | Management | For | Voted - For |
1.6 | Elect William S. Demchak | Management | For | Voted - For |
1.7 | Elect Andrew T. Feldstein | Management | For | Voted - For |
1.8 | Elect Richard J. Harshman | Management | For | Voted - For |
1.9 | Elect Daniel R. Hesse | Management | For | Voted - For |
1.10 | Elect Linda R. Medler | Management | For | Voted - For |
1.11 | Elect Martin Pfinsgraff | Management | For | Voted - For |
1.12 | Elect Toni Townes-Whitley | Management | For | Voted - For |
1.13 | Elect Michael J. Ward | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Risks | |||
Associated with Nuclear Weapons Financing | Shareholder | Against | Voted - Against | |
TIETOEVRY CORPORATION | ||||
Security ID: Y8T39G104 Ticker: TIETO | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Agenda Item | N/A | Non-Voting | |
5 | Non-Voting Agenda Item | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting |
372
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Accounts and Reports | Management | For | Voted - For |
11 | Allocation of Profits/Dividends | Management | For | Voted - For |
12 | Ratification of Board and CEO Acts | Management | For | Voted - For |
13 | Remuneration Report | Management | For | Voted - For |
14 | Non-Voting Agenda Item | N/A | Non-Voting | |
15 | Directors' Fees | Management | For | Voted - For |
16 | Board Size | Management | For | Voted - For |
17 | Election of Directors | Management | For | Voted - For |
18 | Authority to Set Auditor's Fees | Management | For | Voted - For |
19 | Appointment of Auditor | Management | For | Voted - For |
20 | Authority to Repurchase Shares | Management | For | Voted - For |
21 | Authority to Issue Shares w/ or w/o Preemptive | |||
Rights | Management | For | Voted - For | |
22 | Non-Voting Agenda Item | N/A | Non-Voting | |
23 | Non-Voting Meeting Note | N/A | Non-Voting | |
24 | Non-Voting Meeting Note | N/A | Non-Voting | |
TOTAL SE | ||||
Security ID: F92124100 Ticker: FP | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Patrick Pouyanne | Management | For | Voted - For |
1.2 | Elect Anne-Marie Idrac | Management | For | Voted - For |
1.3 | Elect Jacques Aschenbroich | Management | For | Voted - For |
1.4 | Elect R. Glenn Hubbard | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
7 | Non-Voting Meeting Note | N/A | Non-Voting | |
8 | Accounts and Reports | Management | For | Voted - For |
9 | Consolidated Accounts and Reports | Management | For | Voted - For |
10 | Allocation of Profits/Dividends | Management | For | Voted - For |
11 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
12 | Special Auditors Report on Regulated Agreements | Management | For | Voted - For |
13 | 2020 Remuneration Report | Management | For | Voted - For |
14 | 2021 Remuneration Policy (Board of Directors) | Management | For | Voted - For |
15 | 2020 Remuneration of Patrick Pouyanne, Chair and CEO | Management | For | Voted - For |
16 | 2021 Remuneration Policy (Chair and CEO) | Management | For | Voted - For |
17 | Shareholder Approval of Decarbonisation Ambition | Management | For | Voted - For |
18 | Change of Company Name | Management | For | Voted - For |
19 | Authority to Issue Performance Shares | Management | For | Voted - For |
20 | Employee Stock Purchase Plan | Management | For | Voted - For |
373
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TRI POINTE HOMES, INC. | ||||
Security ID: 87265H109 Ticker: TPH | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Douglas F. Bauer | Management | For | Voted - For |
1.2 | Elect Lawrence B. Burrows | Management | For | Voted - For |
1.3 | Elect Daniel S. Fulton | Management | For | Voted - For |
1.4 | Elect Steven J. Gilbert | Management | For | Voted - For |
1.5 | Elect Vicki D. McWilliams | Management | For | Voted - For |
1.6 | Elect Constance B. Moore | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
TRIPOD TECHNOLOGY CORP. | ||||
Security ID: Y8974X105 Ticker: 3044 | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Re-elect WANG Jing-Chun | Management | For | Voted - For |
1.2 | Re-elect HU Jing-Xiu | Management | For | Voted - For |
1.3 | Re-elect HSU Chao-Kuei | Management | For | Voted - For |
1.4 | Re-elect WANG Zheng-Ting | Management | For | Voted - For |
1.5 | Elect WANG Zheng-Ming | Management | For | Voted - For |
1.6 | Elect HU Chao-Wei | Management | For | Voted - For |
1.7 | Re-elect WU Yong-Cheng | Management | For | Voted - For |
1.8 | Re-elect DAI Xing-Zheng | Management | For | Voted - For |
1.9 | Elect TANG Wei-Bin | Management | For | Voted - For |
2 | 2020 Accounts and Reports | Management | For | Voted - For |
3 | 2020 Allocation of Dividends | Management | For | Voted - For |
4 | Amendments to Procedural Rules: Shareholder Meetings | Management | For | Voted - For |
5 | Amendments to Articles | Management | For | Voted - For |
6 | Release Non-compete Restrictions for Directors | Management | For | Voted - For |
TSUBAKIMOTO CHAIN CO. | ||||
Security ID: J93020105 Ticker: 6371 | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect Yasushi Ohara | Management | For | Voted - For |
1.2 | Elect Kenji Kose | Management | For | Voted - For |
1.3 | Elect Tadasu Suzuki | Management | For | Voted - For |
1.4 | Elect Takatoshi Kimura | Management | For | Voted - For |
1.5 | Elect Shuji Abe | Management | For | Voted - For |
1.6 | Elect Keiichi Ando | Management | For | Voted - For |
1.7 | Elect Hisae Kitayama | Management | For | Voted - For |
1.8 | Elect Hidefumi Naito as Statutory Auditor | Management | For | Voted - For |
1.9 | Elect Koji Hayashi as Alternate Statutory Auditor | Management | For | Voted - For |
374
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
UBS GROUP AG | ||||
Security ID: H42097107 Ticker: UBSG | ||||
Meeting Date: 19-Nov-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Extraordinary Dividend from Reserves | Management | For | Voted - For |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 08-Apr-21 | ||||
1.1 | Elect Axel A. Weber as Board Chair | Management | For | Voted - For |
1.2 | Elect Jeremy Anderson | Management | For | Voted - For |
1.3 | Elect William C. Dudley | Management | For | Voted - For |
1.4 | Elect Reto Francioni | Management | For | Voted - For |
1.5 | Elect Fred Zuliu HU | Management | For | Voted - For |
1.6 | Elect Mark Hughes | Management | For | Voted - For |
1.7 | Elect Nathalie Rachou | Management | For | Voted - For |
1.8 | Elect Julie G. Richardson | Management | For | Voted - For |
1.9 | Elect Dieter Wemmer | Management | For | Voted - For |
1.10 | Elect Jeanette Wong | Management | For | Voted - For |
1.11 | Elect Claudia Bockstiegel | Management | For | Voted - For |
1.12 | Elect Patrick Firmenich | Management | For | Voted - For |
1.13 | Elect Julie G. Richardson as Compensation Committee | |||
Member | Management | For | Voted - For | |
1.14 | Elect Reto Francioni as Compensation Committee | |||
Member | Management | For | Voted - For | |
1.15 | Elect Dieter Wemmer as Compensation Committee Member | Management | For | Voted - For |
1.16 | Elect Jeanette Wong as Compensation Committee Member | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Compensation Report | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Ratification of Board and Management Acts | |||
(Excluding French Cross-Border Matter) | Management | For | Voted - For | |
8 | Board Compensation | Management | For | Voted - For |
9 | Executive Compensation (Variable) | Management | For | Voted - For |
10 | Executive Compensation (Fixed) | Management | For | Voted - For |
11 | Appointment of Independent Proxy | Management | For | Voted - For |
12 | Appointment of Auditor | Management | For | Voted - For |
13 | Appointment of Special Auditor | Management | For | Voted - For |
14 | Amendments to Articles | Management | For | Voted - For |
15 | Cancellation of Shares and Reduction in Share | |||
Capital | Management | For | Voted - For | |
16 | Authority to Repurchase Shares | Management | For | Voted - For |
375
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNITED AIRLINES HOLDINGS, INC. | ||||
Security ID: 910047109 Ticker: UAL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Carolyn Corvi | Management | For | Voted - For |
1.2 | Elect Barnaby "Barney" M. Harford | Management | For | Voted - For |
1.3 | Elect Michele J. Hooper | Management | For | Voted - For |
1.4 | Elect Walter Isaacson | Management | For | Voted - For |
1.5 | Elect James A.C. Kennedy | Management | For | Voted - For |
1.6 | Elect J. Scott Kirby | Management | For | Voted - For |
1.7 | Elect Edward M. Philip | Management | For | Voted - For |
1.8 | Elect Edward L. Shapiro | Management | For | Voted - For |
1.9 | Elect David J. Vitale | Management | For | Voted - For |
1.10 | Elect Laysha Ward | Management | For | Voted - For |
1.11 | Elect James M. Whitehurst | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Approval of 2021 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to Articles to Preserve Certain Tax | |||
Benefits | Management | For | Voted - For | |
6 | Approval of Tax Benefits Preservation Plan | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
8 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
VALERO ENERGY CORPORATION | ||||
Security ID: 91913Y100 Ticker: VLO | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect H. Paulett Eberhart | Management | For | Voted - For |
1.2 | Elect Joseph W. Gorder | Management | For | Voted - For |
1.3 | Elect Kimberly S. Greene | Management | For | Voted - For |
1.4 | Elect Deborah P. Majoras | Management | For | Voted - For |
1.5 | Elect Eric D. Mullins | Management | For | Voted - For |
1.6 | Elect Donald L. Nickles | Management | For | Voted - For |
1.7 | Elect Philip J. Pfeiffer | Management | For | Voted - For |
1.8 | Elect Robert A. Profusek | Management | For | Voted - For |
1.9 | Elect Stephen M. Waters | Management | For | Voted - For |
1.10 | Elect Randall J. Weisenburger | Management | For | Voted - For |
1.11 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
376
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VALOR HOLDINGS CO.LTD. | ||||
Security ID: J94512100 Ticker: 9956 | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Masami Tashiro | Management | For | Voted - Against |
1.2 | Elect Satoru Yokoyama | Management | For | Voted - For |
1.3 | Elect Akira Shinohana | Management | For | Voted - For |
1.4 | Elect Katsuyuki Mori | Management | For | Voted - For |
1.5 | Elect Takayuki Koike | Management | For | Voted - For |
1.6 | Elect Satoshi Yoneyama | Management | For | Voted - For |
1.7 | Elect Morisaku Wagato | Management | For | Voted - For |
1.8 | Elect Motohiko Takasu | Management | For | Voted - For |
1.9 | Elect Shunichi Asakura | Management | For | Voted - For |
1.10 | Elect Toshiyuki Takahashi | Management | For | Voted - For |
1.11 | Elect Mihoko Hayashi | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Hans Vestberg | Management | For | Voted - For |
1.9 | Elect Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Amendment to | |||
Clawback Policy | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Severance Approval | |||
Policy | Shareholder | Against | Voted - Against | |
VOESTALPINE AG | ||||
Security ID: A9101Y103 Ticker: VOE | ||||
Meeting Date: 01-Jul-20 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Allocation of Profits/Dividends | Management | For | Voted - For |
377
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Ratify Herbert Eibensteiner | Management | For | Voted - For |
5 | Ratify Franz Kainersdorfer | Management | For | Voted - For |
6 | Ratify Robert Ottel | Management | For | Voted - For |
7 | Ratify Franz Rotter | Management | For | Voted - For |
8 | Ratify Peter Schwab | Management | For | Voted - For |
9 | Ratify Hubert Zajicek | Management | For | Voted - For |
10 | Ratify Wolfgang Eder | Management | For | Voted - For |
11 | Ratify Joachim Lemppenau | Management | For | Voted - For |
12 | Ratify Heinrich Schaller | Management | For | Voted - For |
13 | Ratify Franz Gasselsberger | Management | For | Voted - For |
14 | Ratify Wolfgang Eder | Management | For | Voted - For |
15 | Ratify Ingrid Jorg | Management | For | Voted - For |
16 | Ratify Florian Khol | Management | For | Voted - For |
17 | Ratify Maria Kubitschek | Management | For | Voted - For |
18 | Ratify Elisabeth Stadler | Management | For | Voted - For |
19 | Ratify Hans-Peter Hagen | Management | For | Voted - For |
20 | Ratify Michael Kutschera | Management | For | Voted - For |
21 | Ratify Helga Nowotny | Management | For | Voted - For |
22 | Ratify Josef Peischer | Management | For | Voted - For |
23 | Ratify Josef Gritz | Management | For | Voted - For |
24 | Ratify Friedrich Hofstatter | Management | For | Voted - For |
25 | Ratify Sandra Fritz | Management | For | Voted - For |
26 | Ratify Hans-Karl Schaller | Management | For | Voted - For |
27 | Ratify Gerhard Schreidreiter | Management | For | Voted - For |
28 | Appointment of Auditor | Management | For | Voted - For |
29 | Management Board Remuneration Policy | Management | For | Voted - Against |
30 | Supervisory Board Remuneration Policy | Management | For | Voted - Against |
31 | Non-Voting Meeting Note | N/A | Non-Voting | |
VOLKSWAGEN AG | ||||
Security ID: D94523145 Ticker: VOW | ||||
Meeting Date: 30-Sep-20 | ||||
1.1 | Elect Hussain Ali Al-Abdulla as Supervisory Board | |||
Member | Management | For | Voted - Against | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Ratify Herbert Diess | Management | For | Voted - Against |
9 | Ratify Oliver Blume | Management | For | Voted - Against |
10 | Ratify Jochem Heizmann | Management | For | Voted - Against |
11 | Ratify Gunnar Kilian | Management | For | Voted - Against |
12 | Ratify Andreas Renschler | Management | For | Voted - Against |
13 | Ratify Abraham Schot | Management | For | Voted - Against |
14 | Ratify Stefan Sommer | Management | For | Voted - Against |
378
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
15 | Ratify Hiltrud Dorothea Werner | Management | For | Voted - Against |
16 | Ratify Frank Witter | Management | For | Voted - Against |
17 | Ratify Hans Dieter Potsch | Management | For | Voted - Against |
18 | Ratify Jorg Hofmann | Management | For | Voted - Against |
19 | Ratify Hussain Ali Al-Abdulla | Management | For | Voted - Against |
20 | Ratify Hessa Sultan Al-Jaber | Management | For | Voted - Against |
21 | Ratify Bernd Althusmann | Management | For | Voted - Against |
22 | Ratify Birgit Dietze | Management | For | Voted - Against |
23 | Ratify Hans-Peter Fischer | Management | For | Voted - Against |
24 | Ratify Marianne Hei | Management | For | Voted - Against |
25 | Ratify Uwe Huck | Management | For | Voted - Against |
26 | Ratify Johan Jarvklo | Management | For | Voted - Against |
27 | Ratify Ulrike Jakob | Management | For | Voted - Against |
28 | Ratify Louise Kiesling | Management | For | Voted - Against |
29 | Ratify Peter Mosch | Management | For | Voted - Against |
30 | Ratify Bertina Murkovic | Management | For | Voted - Against |
31 | Ratify Bernd Osterloh | Management | For | Voted - Against |
32 | Ratify Hans Michel Piech | Management | For | Voted - Against |
33 | Ratify Ferdinand Oliver Porsche | Management | For | Voted - Against |
34 | Ratify Wolfgang Porsche | Management | For | Voted - Against |
35 | Ratify Conny Schonhardt | Management | For | Voted - Against |
36 | Ratify Athanasios Stimoniaris | Management | For | Voted - Against |
37 | Ratify Stephan Weil | Management | For | Voted - Against |
38 | Ratify Werner Weresch | Management | For | Voted - Against |
39 | Amendments to Articles (SRD II) | Management | For | Voted - For |
40 | Appointment of Auditor for Fiscal Year 2020 | Management | For | Voted - For |
41 | Appointment of Auditor for Interim Financial | |||
Statements for First Nine Months of 2020 and First | ||||
Quarter of 2021 | Management | For | Voted - For | |
42 | Non-Voting Meeting Note | N/A | Non-Voting | |
VOLVO AB | ||||
Security ID: 928856301 Ticker: VOLVB | ||||
Meeting Date: 31-Mar-21 | ||||
1.1 | Elect Matti Alahuhta | Management | For | Voted - For |
1.2 | Elect Eckhard Cordes | Management | For | Voted - For |
1.3 | Elect Eric A. Elzvik | Management | For | Voted - For |
1.4 | Elect Martha F. Brooks | Management | For | Voted - For |
1.5 | Elect Kurt Jofs | Management | For | Voted - For |
1.6 | Elect Martin Lundstedt | Management | For | Voted - For |
1.7 | Elect Kathryn V. Marinello | Management | For | Voted - For |
1.8 | Elect Martina Merz | Management | For | Voted - For |
1.9 | Elect Hanne de Mora | Management | For | Voted - For |
1.10 | Elect Helena Stjernholm | Management | For | Voted - For |
1.11 | Elect Carl-Henric Svanberg | Management | For | Voted - For |
1.12 | Elect Carl-Henric Svanberg as Chair | Management | For | Voted - For |
1.13 | Elect Bengt Kjell as a Nomination Committee Member | Management | For | Voted - For |
379
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.14 | Elect Anders Oscarsson as a Nomination Committee | |||
Member | Management | For | Voted - For | |
1.15 | Elect Ramsay Brufer as a Nomination Committee Member | Management | For | Voted - For |
1.16 | Elect Carine Smith Ihenacho as a Nomination | |||
Committee Member | Management | For | Voted - For | |
1.17 | Elect Carl-Henric Svanberg as a Nomination | |||
Committee Member | Management | For | Voted - For | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | Non-Voting Agenda Item | N/A | Non-Voting | |
12 | Allocation of Profits/Dividends | Management | For | Voted - For |
13 | Ratify Matti Alahuhta | Management | For | Voted - For |
14 | Ratify Eckhard Cordes | Management | For | Voted - For |
15 | Ratify Eric Elzvik | Management | For | Voted - For |
16 | Ratify Kurt Jofs | Management | For | Voted - For |
17 | Ratify James W. Griffith | Management | For | Voted - For |
18 | Ratify Martin Lundstedt | Management | For | Voted - For |
19 | Ratify Kathryn V. Marinello | Management | For | Voted - For |
20 | Ratify Martina Merz | Management | For | Voted - For |
21 | Ratify Hanne de Mora | Management | For | Voted - For |
22 | Ratify Helena Stjernholm | Management | For | Voted - For |
23 | Ratify Carl-Henric Svanberg | Management | For | Voted - For |
24 | Ratify Lars Ask (Employee Representative) | Management | For | Voted - For |
25 | Ratify Mats Henning (Employee Representative) | Management | For | Voted - For |
26 | Ratify Camilla Johansson (Deputy Employee | |||
Representative) | Management | For | Voted - For | |
27 | Financial Statements and Allocation of | |||
Profits/Dividends | Management | For | Voted - For | |
28 | Ratify Mari Larsson (Deputy Employee Representative) | Management | For | Voted - For |
29 | Ratify Martin Lundstedt (CEO) | Management | For | Voted - For |
30 | Board Size | Management | For | Voted - For |
31 | Number of Deputies | Management | For | Voted - For |
32 | Directors' Fees | Management | For | Voted - For |
33 | Remuneration Report | Management | For | Voted - For |
34 | Remuneration Policy | Management | For | Voted - For |
35 | Amendments to Articles | Management | For | Voted - For |
36 | Shareholder Proposal Regarding Charitable Donations | Management | For | Voted - For |
37 | Directors' Report; Corporate Governance Report | Shareholder | N/A | Voted - Against |
38 | Non-Voting Meeting Note | N/A | Non-Voting | |
Meeting Date: 29-Jun-21 | ||||
1 | Non-Voting Meeting Note | N/A | Non-Voting |
380
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Non-Voting Meeting Note | N/A | Non-Voting | |
5 | Non-Voting Meeting Note | N/A | Non-Voting | |
6 | Non-Voting Agenda Item | N/A | Non-Voting | |
7 | Non-Voting Agenda Item | N/A | Non-Voting | |
8 | Non-Voting Agenda Item | N/A | Non-Voting | |
9 | Non-Voting Agenda Item | N/A | Non-Voting | |
10 | Non-Voting Agenda Item | N/A | Non-Voting | |
11 | Extraordinary Dividend | Management | For | Voted - For |
12 | Non-Voting Meeting Note | N/A | Non-Voting | |
13 | Non-Voting Meeting Note | N/A | Non-Voting | |
14 | Non-Voting Meeting Note | N/A | Non-Voting | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect David J. Brailer | Management | For | Voted - For |
1.4 | Elect William C. Foote | Management | For | Voted - For |
1.5 | Elect Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect John A. Lederer | Management | For | Voted - For |
1.8 | Elect Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect James A. Skinner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | 2021 Walgreens Boots Alliance, Inc. Omnibus | |||
Incentive Plan | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Health Risks of | |||
Tobacco Sales During COVID-19 | Shareholder | Against | Voted - Against | |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Steven D. Black | Management | For | Voted - For |
1.2 | Elect Mark A. Chancy | Management | For | Voted - For |
1.3 | Elect Celeste A. Clark | Management | For | Voted - For |
1.4 | Elect Theodore F. Craver, Jr. | Management | For | Voted - For |
1.5 | Elect Wayne M. Hewett | Management | For | Voted - For |
381
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Maria R. Morris | Management | For | Voted - For |
1.7 | Elect Charles H. Noski | Management | For | Voted - For |
1.8 | Elect Richard B. Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Juan A. Pujadas | Management | For | Voted - For |
1.10 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.11 | Elect Charles W. Scharf | Management | For | Voted - For |
1.12 | Elect Suzanne M. Vautrinot | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Incentive | |||
Compensation Report | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - Against |
WESTROCK COMPANY | ||||
Security ID: 96145D105 Ticker: WRK | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Colleen F. Arnold | Management | For | Voted - For |
1.2 | Elect Timothy J. Bernlohr | Management | For | Voted - For |
1.3 | Elect J. Powell Brown | Management | For | Voted - For |
1.4 | Elect Terrell K. Crews | Management | For | Voted - For |
1.5 | Elect Russell M. Currey | Management | For | Voted - For |
1.6 | Elect Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect John A. Luke | Management | For | Voted - For |
1.8 | Elect Gracia C. Martore | Management | For | Voted - For |
1.9 | Elect James E. Nevels | Management | For | Voted - For |
1.10 | Elect Steven C. Voorhees | Management | For | Voted - For |
1.11 | Elect Bettina M. Whyte | Management | For | Voted - For |
1.12 | Elect Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2020 Incentive Stock Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
WH GROUP LIMITED | ||||
Security ID: G96007102 Ticker: 0288 | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect WAN Long | Management | For | Voted - Against |
1.2 | Elect WAN Hongjian | Management | For | Voted - For |
1.3 | Elect MA Xiangjie | Management | For | Voted - For |
1.4 | Elect Dennis Pat Rick ORGAN | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting |
382
LSV Global Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Accounts and Reports | Management | For | Voted - For |
5 | Directors' Fees | Management | For | Voted - For |
6 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
7 | Allocation of Profits/Dividends | Management | For | Voted - For |
8 | Authority to Repurchase Shares | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - Against |
10 | Authority to Issue Repurchased Shares | Management | For | Voted - Against |
WHIRLPOOL CORPORATION | ||||
Security ID: 963320106 Ticker: WHR | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Samuel R. Allen | Management | For | Voted - For |
1.2 | Elect Marc R. Bitzer | Management | For | Voted - For |
1.3 | Elect Greg Creed | Management | For | Voted - For |
1.4 | Elect Gary T. DiCamillo | Management | For | Voted - For |
1.5 | Elect Diane M. Dietz | Management | For | Voted - For |
1.6 | Elect Geraldine Elliott | Management | For | Voted - For |
1.7 | Elect Jennifer A. LaClair | Management | For | Voted - For |
1.8 | Elect John D. Liu | Management | For | Voted - For |
1.9 | Elect James M. Loree | Management | For | Voted - For |
1.10 | Elect Harish Manwani | Management | For | Voted - For |
1.11 | Elect Patricia K. Poppe | Management | For | Voted - For |
1.12 | Elect Larry O. Spencer | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
XEROX HOLDINGS CORPORATION | ||||
Security ID: 98421M106 Ticker: XRX | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Keith Cozza | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Cheryl Gordon Krongard | Management | For | Voted - For |
1.4 | Elect Scott Letier | Management | For | Voted - For |
1.5 | Elect Nichelle Maynard-Elliott | Management | For | Voted - For |
1.6 | Elect Steven D. Miller | Management | For | Voted - For |
1.7 | Elect James L. Nelson | Management | For | Voted - For |
1.8 | Elect Margarita Palau-Hernandez | Management | For | Voted - For |
1.9 | Elect Giovanni Visentin | Management | For | Voted - For |
1.10 | Elect Aris Kekedjian | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the Equity Compensation Plan for | |||
Non-Employee Directors | Management | For | Voted - For |
383
LSV Global Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Maria Contreras-Sweet | Management | For | Voted - For |
1.2 | Elect Gary L. Crittenden | Management | For | Voted - For |
1.3 | Elect Suren K. Gupta | Management | For | Voted - For |
1.4 | Elect Claire Huang | Management | For | Voted - For |
1.5 | Elect Vivian S. Lee | Management | For | Voted - For |
1.6 | Elect Scott J. McLean | Management | For | Voted - For |
1.7 | Elect Edward F. Murphy | Management | For | Voted - For |
1.8 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.9 | Elect Harris H. Simmons | Management | For | Voted - For |
1.10 | Elect Aaron B. Skonnard | Management | For | Voted - For |
1.11 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
384
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ACCO BRANDS CORPORATION | ||||
Security ID: 00081T108 Ticker: ACCO | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James A. Buzzard | Management | For | Voted - Abstain |
1.2 | Elect Kathleen S. Dvorak | Management | For | Voted - For |
1.3 | Elect Boris Elisman | Management | For | Voted - For |
1.4 | Elect Pradeep Jotwani | Management | For | Voted - For |
1.5 | Elect Robert J. Keller | Management | For | Voted - For |
1.6 | Elect Thomas Kroeger | Management | For | Voted - For |
1.7 | Elect Ronald M. Lombardi | Management | For | Voted - For |
1.8 | Elect Graciela Monteagudo | Management | For | Voted - For |
1.9 | Elect E. Mark Rajkowski | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ADVANSIX INC. | ||||
Security ID: 00773T101 Ticker: ASIX | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Erin Kane | Management | For | Voted - For |
1.2 | Elect Michael L. Marberry | Management | For | Voted - For |
1.3 | Elect Darrell K. Hughes | Management | For | Voted - For |
1.4 | Elect Todd D. Karran | Management | For | Voted - For |
1.5 | Elect Paul E. Huck | Management | For | Voted - For |
1.6 | Elect Daniel F. Sansone | Management | For | Voted - For |
1.7 | Elect Sharon S. Spurlin | Management | For | Voted - For |
1.8 | Elect Patrick S. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect P. George Benson | Management | For | Voted - For |
1.5 | Elect Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Bob De Lange | Management | For | Voted - For |
1.7 | Elect Eric P. Hansotia | Management | For | Voted - For |
1.8 | Elect George E. Minnich | Management | For | Voted - For |
1.9 | Elect Mallika Srinivasan | Management | For | Voted - For |
1.10 | Elect Matthew Tsien | Management | For | Voted - For |
385
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AMC NETWORKS INC. | ||||
Security ID: 00164V103 Ticker: AMCX | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Leonard Tow | Management | For | Voted - For |
1.2 | Elect David E. Van Zandt | Management | For | Voted - For |
1.3 | Elect Carl E. Vogel | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Majority Vote for | |||
Election of Directors | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
AMERICAN ASSETS TRUST, INC. | ||||
Security ID: 024013104 Ticker: AAT | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Ernest S. Rady | Management | For | Voted - For |
1.2 | Elect Robert S. Sullivan | Management | For | Voted - For |
1.3 | Elect Thomas S. Olinger | Management | For | Voted - For |
1.4 | Elect Joy L. Schaefer | Management | For | Voted - For |
1.5 | Elect Nina A. Tran | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. | ||||
Security ID: 024061103 Ticker: AXL | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect David C. Dauch | Management | For | Voted - For |
1.2 | Elect William L. Kozyra | Management | For | Voted - For |
1.3 | Elect Peter D. Lyons | Management | For | Voted - For |
1.4 | Elect Samuel Valenti III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2018 Omnibus Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY | ||||
Security ID: 025676206 Ticker: AEL | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Brenda J. Cushing | Management | For | Voted - For |
386
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Douglas T. Healy | Management | For | Voted - For |
1.3 | Elect David S. Mulcahy | Management | For | Voted - For |
1.4 | Elect Sachin Shah | Management | For | Voted - For |
1.5 | Elect A.J. Strickland, III | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMERICAN FINANCIAL GROUP, INC. | ||||
Security ID: 025932104 Ticker: AFG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Carl H. Lindner, III | Management | For | Voted - For |
1.2 | Elect S. Craig Lindner | Management | For | Voted - For |
1.3 | Elect John B. Berding | Management | For | Voted - For |
1.4 | Elect Virginia C. Drosos | Management | For | Voted - For |
1.5 | Elect James E. Evans | Management | For | Voted - Withheld |
1.6 | Elect Terry S. Jacobs | Management | For | Voted - For |
1.7 | Elect Gregory G. Joseph | Management | For | Voted - For |
1.8 | Elect Mary Beth Martin | Management | For | Voted - For |
1.9 | Elect Evans N. Nwankwo | Management | For | Voted - For |
1.10 | Elect William W. Verity | Management | For | Voted - For |
1.11 | Elect John I. Von Lehman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMERICAN NATIONAL GROUP, INC. | ||||
Security ID: 02772A109 Ticker: ANAT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect William C. Ansell | Management | For | Voted - For |
1.2 | Elect Arthur O. Dummer | Management | For | Voted - For |
1.3 | Elect Irwin M. Herz. Jr. | Management | For | Voted - For |
1.4 | Elect E. Douglas McLeod | Management | For | Voted - For |
1.5 | Elect Frances A. Moody-Dahlberg | Management | For | Voted - For |
1.6 | Elect Ross R. Moody | Management | For | Voted - For |
1.7 | Elect James P. Payne | Management | For | Voted - For |
1.8 | Elect E.J. Pederson | Management | For | Voted - For |
1.9 | Elect James E. Pozzi | Management | For | Voted - For |
1.10 | Elect James D. Yarbrough | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
387
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERICAN WOODMARK CORPORATION | ||||
Security ID: 030506109 Ticker: AMWD | ||||
Meeting Date: 20-Aug-20 | ||||
1.1 | Elect Andrew B. Cogan | Management | For | Voted - For |
1.2 | Elect James G. Davis, Jr. | Management | For | Voted - For |
1.3 | Elect S. Cary Dunston | Management | For | Voted - Abstain |
1.4 | Elect Martha M. Hayes | Management | For | Voted - For |
1.5 | Elect Daniel T. Hendrix | Management | For | Voted - For |
1.6 | Elect Carol B. Moerdyk | Management | For | Voted - For |
1.7 | Elect Vance W. Tang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2015 Non-Employee Directors | |||
Restricted Stock Unit Plan | Management | For | Voted - For | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMKOR TECHNOLOGY, INC. | ||||
Security ID: 031652100 Ticker: AMKR | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James J. Kim | Management | For | Voted - For |
1.2 | Elect Susan Y. Kim | Management | For | Voted - For |
1.3 | Elect Giel Rutten | Management | For | Voted - For |
1.4 | Elect Douglas A. Alexander | Management | For | Voted - For |
1.5 | Elect Roger A. Carolin | Management | For | Voted - For |
1.6 | Elect Winston J. Churchill | Management | For | Voted - For |
1.7 | Elect Daniel Liao | Management | For | Voted - For |
1.8 | Elect MaryFrances McCourt | Management | For | Voted - For |
1.9 | Elect Robert R. Morse | Management | For | Voted - For |
1.10 | Elect Gil C. Tily | Management | For | Voted - For |
1.11 | Elect David N. Watson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
APOGEE ENTERPRISES, INC. | ||||
Security ID: 037598109 Ticker: APOG | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Christina M. Alvord | Management | For | Voted - For |
1.2 | Elect Herbert K. Parker | Management | For | Voted - For |
1.3 | Elect Ty R. Silberhorn | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
388
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. | ||||
Security ID: 03762U105 Ticker: ARI | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Mark C. Biderman | Management | For | Voted - For |
1.2 | Elect Brenna Haysom | Management | For | Voted - For |
1.3 | Elect Robert A. Kasdin | Management | For | Voted - For |
1.4 | Elect Katherine G. Newman | Management | For | Voted - For |
1.5 | Elect Eric L. Press | Management | For | Voted - For |
1.6 | Elect Scott S. Prince | Management | For | Voted - For |
1.7 | Elect Stuart A. Rothstein | Management | For | Voted - For |
1.8 | Elect Michael E. Salvati | Management | For | Voted - For |
1.9 | Elect Carmencita N.M. Whonder | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ARBOR REALTY TRUST, INC. | ||||
Security ID: 038923108 Ticker: ABR | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect William C. Green | Management | For | Voted - For |
1.3 | Elect Elliot Schwartz | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
ARCBEST CORPORATION | ||||
Security ID: 03937C105 Ticker: ARCB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Eduardo F. Conrado | Management | For | Voted - For |
1.2 | Elect Fredrik J. Eliasson | Management | For | Voted - For |
1.3 | Elect Stephen E. Gorman | Management | For | Voted - For |
1.4 | Elect Michael P. Hogan | Management | For | Voted - For |
1.5 | Elect Kathleen D. McElligott | Management | For | Voted - For |
1.6 | Elect Judy R. McReynolds | Management | For | Voted - For |
1.7 | Elect Craig E. Philip | Management | For | Voted - For |
1.8 | Elect Steven L. Spinner | Management | For | Voted - For |
1.9 | Elect Janice E. Stipp | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Amended and Restated Ownership | |||
Incentive Plan | Management | For | Voted - For | |
4 | Ratification of Auditor | Management | For | Voted - Against |
389
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ARCH RESOURCES, INC. | ||||
Security ID: 039380407 Ticker: ARCH | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Patrick J. Bartels, Jr. | Management | For | Voted - For |
1.2 | Elect James N. Chapman | Management | For | Voted - For |
1.3 | Elect John W. Eaves | Management | For | Voted - For |
1.4 | Elect Holly K. Koeppel | Management | For | Voted - For |
1.5 | Elect Patrick A Krieghauser | Management | For | Voted - For |
1.6 | Elect Paul A. Lang | Management | For | Voted - For |
1.7 | Elect Richard A. Navarre | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ASHFORD HOSPITALITY TRUST INC | ||||
Security ID: 044103877 Ticker: AHT | ||||
Meeting Date: 30-Oct-20 | ||||
1 | Amendments to Charter Regarding Preferred Stock | Management | For | Voted - For |
2 | Issuance of Common Stock | Management | For | Voted - For |
ASSOCIATED BANC-CORP | ||||
Security ID: 045487105 Ticker: ASB | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect John F. Bergstrom | Management | For | Voted - For |
1.2 | Elect Philip B. Flynn | Management | For | Voted - For |
1.3 | Elect R. Jay Gerken | Management | For | Voted - For |
1.4 | Elect Judith P. Greffin | Management | For | Voted - For |
1.5 | Elect Michael J. Haddad | Management | For | Voted - For |
1.6 | Elect Robert A. Jeffe | Management | For | Voted - For |
1.7 | Elect Eileen A. Kamerick | Management | For | Voted - For |
1.8 | Elect Gale E. Klappa | Management | For | Voted - For |
1.9 | Elect Cory L. Nettles | Management | For | Voted - For |
1.10 | Elect Karen T. van Lith | Management | For | Voted - For |
1.11 | Elect John B. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ASSURED GUARANTY LTD. | ||||
Security ID: G0585R106 Ticker: AGO | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Francisco L. Borges | Management | For | Voted - For |
390
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect G. Lawrence Buhl | Management | For | Voted - For |
1.3 | Elect Dominic J. Frederico | Management | For | Voted - For |
1.4 | Elect Bonnie L. Howard | Management | For | Voted - For |
1.5 | Elect Thomas W. Jones | Management | For | Voted - For |
1.6 | Elect Patrick W. Kenny | Management | For | Voted - For |
1.7 | Elect Alan J. Kreczko | Management | For | Voted - For |
1.8 | Elect Simon W. Leathes | Management | For | Voted - For |
1.9 | Elect Michelle McCloskey | Management | For | Voted - For |
1.10 | Elect Michael T. O'Kane | Management | For | Voted - For |
1.11 | Elect Yukiko Omura | Management | For | Voted - For |
1.12 | Elect Lorin P.T. Radtke | Management | For | Voted - For |
1.13 | Elect Courtney C. Shea | Management | For | Voted - For |
1.14 | Elect Howard W Albert | Management | For | Voted - For |
1.15 | Elect Robert A Bailenson | Management | For | Voted - For |
1.16 | Elect Russell B Brewer | Management | For | Voted - For |
1.17 | Elect Gary Burnet | Management | For | Voted - For |
1.18 | Elect Ling Chow | Management | For | Voted - For |
1.19 | Elect Stephen Donnarumma | Management | For | Voted - For |
1.20 | Elect Dominic J. Frederico | Management | For | Voted - For |
1.21 | Elect Darrin Futter | Management | For | Voted - For |
1.22 | Elect Walter A. Scott | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Ratification of Subsidiary Auditor | Management | For | Voted - For |
ATKORE INTERNATIONAL GROUP INC. | ||||
Security ID: 047649108 Ticker: ATKR | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Betty R. Johnson | Management | For | Voted - For |
1.2 | Elect William R. Waltz Jr. | Management | For | Voted - For |
1.3 | Elect A. Mark Zeffiro | Management | For | Voted - For |
1.4 | Elect Jeri L. Isbell | Management | For | Voted - For |
1.5 | Elect Wilbert W. James Jr. | Management | For | Voted - For |
1.6 | Elect Michael V. Schrock | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ATLAS AIR WORLDWIDE HOLDINGS, INC. | ||||
Security ID: 049164205 Ticker: AAWW | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Timothy J. Bernlohr | Management | For | Voted - For |
1.2 | Elect Charles F. Bolden, Jr. | Management | For | Voted - For |
1.3 | Elect John W. Dietrich | Management | For | Voted - For |
1.4 | Elect Beverly K. Goulet | Management | For | Voted - For |
1.5 | Elect Bobby J. Griffin | Management | For | Voted - For |
391
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Carol B. Hallett | Management | For | Voted - For |
1.7 | Elect Duncan J. McNabb | Management | For | Voted - For |
1.8 | Elect Sheila A. Stamps | Management | For | Voted - For |
1.9 | Elect John K. Wulff | Management | For | Voted - For |
1.10 | Elect Carol J. Zierhoffer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AUDACY, INC. | ||||
Security ID: 293639100 Ticker: AUD | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect David Levy | Management | For | Voted - For |
1.2 | Elect Louise C. Kramer | Management | For | Voted - For |
1.3 | Elect Susan K. Neely | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
AVAYA HOLDINGS CORP. | ||||
Security ID: 05351X101 Ticker: AVYA | ||||
Meeting Date: 03-Mar-21 | ||||
1.1 | Elect James M Chirico | Management | For | Voted - For |
1.2 | Elect Stephan Scholl | Management | For | Voted - For |
1.3 | Elect Susan L. Spradley | Management | For | Voted - For |
1.4 | Elect Stanley J. Sutula | Management | For | Voted - For |
1.5 | Elect Robert Theis | Management | For | Voted - For |
1.6 | Elect Scott D. Vogel | Management | For | Voted - For |
1.7 | Elect William D. Watkins | Management | For | Voted - For |
1.8 | Elect Jacqueline E. Yeaney | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AXIS CAPITAL HOLDINGS LIMITED | ||||
Security ID: G0692U109 Ticker: AXS | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Charles A. Davis | Management | For | Voted - For |
1.2 | Elect Elanor R. Hardwick | Management | For | Voted - For |
1.3 | Elect Axel Theis | Management | For | Voted - For |
1.4 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2017 Long-Term Equity Compensation | |||
Plan | Management | For | Voted - For | |
4 | Ratification of Auditor | Management | For | Voted - For |
392
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
B&G FOODS, INC. | ||||
Security ID: 05508R106 Ticker: BGS | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect DeAnn L. Brunts | Management | For | Voted - For |
1.2 | Elect Debra Martin Chase | Management | For | Voted - For |
1.3 | Elect Charles F. Marcy | Management | For | Voted - For |
1.4 | Elect Robert D. Mills | Management | For | Voted - For |
1.5 | Elect Dennis M. Mullen | Management | For | Voted - For |
1.6 | Elect Cheryl M. Palmer | Management | For | Voted - For |
1.7 | Elect Alfred Poe | Management | For | Voted - For |
1.8 | Elect Stephen C. Sherrill | Management | For | Voted - For |
1.9 | Elect David L. Wenner | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
BANKUNITED, INC. | ||||
Security ID: 06652K103 Ticker: BKU | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Rajinder P. Singh | Management | For | Voted - For |
1.2 | Elect Tere Blanca | Management | For | Voted - For |
1.3 | Elect John N. DiGiacomo | Management | For | Voted - For |
1.4 | Elect Michael J. Dowling | Management | For | Voted - For |
1.5 | Elect Douglas J. Pauls | Management | For | Voted - For |
1.6 | Elect A. Gail Prudenti | Management | For | Voted - For |
1.7 | Elect William S. Rubenstein | Management | For | Voted - For |
1.8 | Elect Sanjiv Sobti | Management | For | Voted - For |
1.9 | Elect Lynne Wines | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BED BATH & BEYOND INC. | ||||
Security ID: 075896100 Ticker: BBBY | ||||
Meeting Date: 14-Jul-20 | ||||
1.1 | Elect Harriet Edelman | Management | For | Voted - For |
1.2 | Elect Mark J. Tritton | Management | For | Voted - For |
1.3 | Elect John E. Fleming | Management | For | Voted - For |
1.4 | Elect Sue Gove | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Kirwan | Management | For | Voted - For |
1.6 | Elect Johnathan Osborne | Management | For | Voted - For |
1.7 | Elect Harsha Ramalingam | Management | For | Voted - For |
1.8 | Elect Virginia P. Ruesterholz | Management | For | Voted - For |
1.9 | Elect Joshua E. Schechter | Management | For | Voted - For |
393
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Andrea M. Weiss | Management | For | Voted - For |
1.11 | Elect Mary A. Winston | Management | For | Voted - For |
1.12 | Elect Ann Yerger | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
BENCHMARK ELECTRONICS, INC. | ||||
Security ID: 08160H101 Ticker: BHE | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect David W. Scheible | Management | For | Voted - For |
1.2 | Elect Bruce A. Carlson | Management | For | Voted - For |
1.3 | Elect Anne De Greef-Safft | Management | For | Voted - For |
1.4 | Elect Douglas G. Duncan | Management | For | Voted - For |
1.5 | Elect Robert K. Gifford | Management | For | Voted - For |
1.6 | Elect Kenneth T. Lamneck | Management | For | Voted - For |
1.7 | Elect Jeffrey McCreary | Management | For | Voted - For |
1.8 | Elect Merilee Raines | Management | For | Voted - For |
1.9 | Elect Jeffrey W. Benck | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
BERKSHIRE HILLS BANCORP, INC. | ||||
Security ID: 084680107 Ticker: BHLB | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Baye Adofo-Wilson | Management | For | Voted - For |
1.2 | Elect Deborah P. Bailey | Management | For | Voted - For |
1.3 | Elect Rheo. A. Brouillard | Management | For | Voted - For |
1.4 | Elect David M. Brunelle | Management | For | Voted - For |
1.5 | Elect Robert M. Curley | Management | For | Voted - For |
1.6 | Elect John B. Davies | Management | For | Voted - For |
1.7 | Elect J. Williar Dunlaevy | Management | For | Voted - For |
1.8 | Elect William H. Hughes III | Management | For | Voted - For |
1.9 | Elect Sylvia Maxfield | Management | For | Voted - For |
1.10 | Elect Nitin J. Mhatre | Management | For | Voted - For |
1.11 | Elect Laurie Norton Moffatt | Management | For | Voted - For |
1.12 | Elect Jonathan I. Shulman | Management | For | Voted - For |
1.13 | Elect Michael A. Zaitzeff | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
394
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BIG LOTS, INC. | ||||
Security ID: 089302103 Ticker: BIG | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Sandra Campos | Management | For | Voted - For |
1.2 | Elect James R. Chambers | Management | For | Voted - For |
1.3 | Elect Sebastian J. DiGrande | Management | For | Voted - For |
1.4 | Elect Marla C. Gottschalk | Management | For | Voted - For |
1.5 | Elect Cynthia T. Jamison | Management | For | Voted - For |
1.6 | Elect Thomas A. Kingsbury | Management | For | Voted - For |
1.7 | Elect Christopher J. McCormick | Management | For | Voted - For |
1.8 | Elect Kimberley A. Newton | Management | For | Voted - For |
1.9 | Elect Nancy A. Reardon | Management | For | Voted - For |
1.10 | Elect Wendy L. Schoppert | Management | For | Voted - For |
1.11 | Elect Bruce K. Thorn | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
BLACKROCK CAPITAL INVESTMENT CORPORATION | ||||
Security ID: 092533108 Ticker: BKCC | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Meridee A. Moore | Management | For | Voted - For |
1.2 | Elect William E. Mayer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
BRANDYWINE REALTY TRUST | ||||
Security ID: 105368203 Ticker: BDN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James C. Diggs | Management | For | Voted - For |
1.2 | Elect Reginald DesRoches | Management | For | Voted - For |
1.3 | Elect H. Richard Haverstick, Jr. | Management | For | Voted - For |
1.4 | Elect Terri A. Herubin | Management | For | Voted - For |
1.5 | Elect Michael J. Joyce | Management | For | Voted - For |
1.6 | Elect Charles P. Pizzi | Management | For | Voted - For |
1.7 | Elect Gerard H. Sweeney | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
395
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BRIGHTSPHERE INVESTMENT GROUP INC. | ||||
Security ID: 10948W103 Ticker: BSIG | ||||
Meeting Date: 23-Jun-21 | ||||
1.1 | Elect Robert J. Chersi | Management | For | Voted - For |
1.2 | Elect Andrew Kim | Management | For | Voted - Against |
1.3 | Elect John A. Paulson | Management | For | Voted - For |
1.4 | Elect Barbara Trebbi | Management | For | Voted - For |
1.5 | Elect Suren S. Rana | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
BRINKER INTERNATIONAL, INC. | ||||
Security ID: 109641100 Ticker: EAT | ||||
Meeting Date: 05-Nov-20 | ||||
1.1 | Elect Frances L. Allen | Management | For | Voted - For |
1.2 | Elect Cynthia L. Davis | Management | For | Voted - For |
1.3 | Elect Joseph M. DePinto | Management | For | Voted - For |
1.4 | Elect Harriet Edelman | Management | For | Voted - For |
1.5 | Elect William T. Giles | Management | For | Voted - For |
1.6 | Elect James C. Katzman | Management | For | Voted - For |
1.7 | Elect Alexandre Macedo | Management | For | Voted - For |
1.8 | Elect George R. Mrkonic, Jr. | Management | For | Voted - For |
1.9 | Elect Prashant N. Ranade | Management | For | Voted - For |
1.10 | Elect Wyman T. Roberts | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BUILDERS FIRSTSOURCE INC | ||||
Security ID: 12008R107 Ticker: BLDR | ||||
Meeting Date: 22-Dec-20 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
2 | Increase in Authorized Common Stock | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
BUILDERS FIRSTSOURCE, INC. | ||||
Security ID: 12008R107 Ticker: BLDR | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Cleveland A. Christophe | Management | For | Voted - For |
1.2 | Elect David E. Flitman | Management | For | Voted - For |
396
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect W. Bradley Hayes | Management | For | Voted - For |
1.4 | Elect Brett N. Milgrim | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
CABOT CORPORATION | ||||
Security ID: 127055101 Ticker: CBT | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Cynthia A. Arnold | Management | For | Voted - For |
1.2 | Elect Douglas G. DelGrosso | Management | For | Voted - For |
1.3 | Elect Christine Y. Yan | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2017 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
CAI INTERNATIONAL, INC. | ||||
Security ID: 12477X106 Ticker: CAI | ||||
Meeting Date: 02-Jul-20 | ||||
1.1 | Elect Timothy B. Page | Management | For | Voted - Withheld |
1.2 | Elect Gary Sawka | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
Meeting Date: 04-Jun-21 | ||||
1.1 | Elect Kathryn G. Jackson | Management | For | Voted - For |
1.2 | Elect Andrew S. Ogawa | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CAMDEN NATIONAL CORPORATION | ||||
Security ID: 133034108 Ticker: CAC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Ann W. Bresnahan | Management | For | Voted - For |
1.2 | Elect Gregory A. Dufour | Management | For | Voted - For |
1.3 | Elect S. Catherine Longley | Management | For | Voted - For |
1.4 | Elect Carl J. Soderberg | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
397
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CAMPING WORLD HOLDINGS, INC. | ||||
Security ID: 13462K109 Ticker: CWH | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Andris A. Baltins | Management | For | Voted - For |
1.2 | Elect Brent L. Moody | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CAPRI HOLDINGS LIMITED | ||||
Security ID: G1890L107 Ticker: CPRI | ||||
Meeting Date: 23-Sep-20 | ||||
1.1 | Elect John D. Idol | Management | For | Voted - For |
1.2 | Elect Robin Freestone | Management | For | Voted - For |
1.3 | Elect Ann McLaughlin Korologos | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Approval of the Omnibus Incentive Plan | Management | For | Voted - For |
CARRIAGE SERVICES, INC. | ||||
Security ID: 143905107 Ticker: CSV | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Melvin C. Payne | Management | For | Voted - For |
1.2 | Elect James R. Schenck | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Amendment to the 2017 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
CARS.COM INC. | ||||
Security ID: 14575E105 Ticker: CARS | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Jerri L. DeVard | Management | For | Voted - For |
1.2 | Elect Scott Forbes | Management | For | Voted - For |
1.3 | Elect Jill Greenthal | Management | For | Voted - For |
1.4 | Elect Thomas Hale | Management | For | Voted - For |
1.5 | Elect Michael Kelly | Management | For | Voted - For |
1.6 | Elect Donald A. McGovern, Jr. | Management | For | Voted - For |
1.7 | Elect Greg Revelle | Management | For | Voted - For |
1.8 | Elect Jenell R. Ross | Management | For | Voted - For |
1.9 | Elect Bala Subramanian | Management | For | Voted - For |
398
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect T. Alex Vetter | Management | For | Voted - For |
1.11 | Elect Bryan Wiener | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
CATHAY GENERAL BANCORP | ||||
Security ID: 149150104 Ticker: CATY | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Jane Jelenko | Management | For | Voted - For |
1.2 | Elect Anthony M. Tang | Management | For | Voted - For |
1.3 | Elect Shally Wang | Management | For | Voted - For |
1.4 | Elect Peter Wu | Management | For | Voted - For |
1.5 | Elect Chang M. Liu | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
CHATHAM LODGING TRUST | ||||
Security ID: 16208T102 Ticker: CLDT | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Edwin B. Brewer | Management | For | Voted - For |
1.2 | Elect Thomas J. Crocker | Management | For | Voted - For |
1.3 | Elect Jeffrey H. Fisher | Management | For | Voted - For |
1.4 | Elect Mary Beth Higgins | Management | For | Voted - For |
1.5 | Elect Robert Perlmutter | Management | For | Voted - For |
1.6 | Elect Rolf E. Ruhfus | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CIENA CORPORATION | ||||
Security ID: 171779309 Ticker: CIEN | ||||
Meeting Date: 01-Apr-21 | ||||
1.1 | Elect Hassan M. Ahmed | Management | For | Voted - For |
1.2 | Elect Bruce L. Claflin | Management | For | Voted - For |
1.3 | Elect T. Michael Nevens | Management | For | Voted - For |
1.4 | Elect Patrick Gallagher | Management | For | Voted - For |
2 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
399
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CIRRUS LOGIC, INC. | ||||
Security ID: 172755100 Ticker: CRUS | ||||
Meeting Date: 31-Jul-20 | ||||
1.1 | Elect John C. Carter | Management | For | Voted - For |
1.2 | Elect Alexander M. Davern | Management | For | Voted - For |
1.3 | Elect Timothy R. Dehne | Management | For | Voted - For |
1.4 | Elect Deirdre Hanford | Management | For | Voted - For |
1.5 | Elect Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Jason P. Rhode | Management | For | Voted - For |
1.7 | Elect Alan R. Schuele | Management | For | Voted - For |
1.8 | Elect David J. Tupman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2018 Long Term Incentive Plan | Management | For | Voted - For |
CITY OFFICE REIT, INC. | ||||
Security ID: 178587101 Ticker: CIO | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect John McLernon | Management | For | Voted - For |
1.2 | Elect James Farrar | Management | For | Voted - For |
1.3 | Elect William Flatt | Management | For | Voted - For |
1.4 | Elect Sabah Mirza | Management | For | Voted - For |
1.5 | Elect Mark Murski | Management | For | Voted - For |
1.6 | Elect John Sweet | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CNO FINANCIAL GROUP, INC. | ||||
Security ID: 12621E103 Ticker: CNO | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Gary C. Bhojwani | Management | For | Voted - For |
1.2 | Elect Ellyn L. Brown | Management | For | Voted - For |
1.3 | Elect Stephen N. David | Management | For | Voted - For |
1.4 | Elect David B. Foss | Management | For | Voted - For |
1.5 | Elect Robert C. Greving | Management | For | Voted - For |
1.6 | Elect Mary R. Henderson | Management | For | Voted - For |
1.7 | Elect Daniel R. Maurer | Management | For | Voted - For |
1.8 | Elect Chetlur S. Ragavan | Management | For | Voted - For |
1.9 | Elect Steven E. Shebik | Management | For | Voted - For |
1.10 | Elect Frederick J. Sievert | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Amended and Restated Section 382 | |||
Shareholder Rights Plan | Management | For | Voted - For |
400
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Ratification of Auditor | Management | For | Voted - For |
COMMERCIAL METALS COMPANY | ||||
Security ID: 201723103 Ticker: CMC | ||||
Meeting Date: 13-Jan-21 | ||||
1.1 | Elect Vicki L. Avril-Groves | Management | For | Voted - For |
1.2 | Elect Barbara R. Smith | Management | For | Voted - For |
1.3 | Elect Joseph C. Winkler III | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
COMPUTER PROGRAMS AND SYSTEMS, INC. | ||||
Security ID: 205306103 Ticker: CPSI | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Glenn P. Tobin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
COMTECH TELECOMMUNICATIONS CORP. | ||||
Security ID: 205826209 Ticker: CMTL | ||||
Meeting Date: 08-Dec-20 | ||||
1.1 | Elect Ira S. Kaplan | Management | For | Voted - For |
1.2 | Elect Lisa Lesavoy | Management | For | Voted - For |
1.3 | Elect Yacov A. Shamash | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
CONCENTRIX CORPORATION | ||||
Security ID: 20602D101 Ticker: CNXC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Chris Caldwell | Management | For | Voted - For |
1.2 | Elect Teh-Chien Chou | Management | For | Voted - For |
1.3 | Elect LaVerne H. Council | Management | For | Voted - For |
1.4 | Elect Jennifer Deason | Management | For | Voted - For |
1.5 | Elect Kathryn J Hayley | Management | For | Voted - For |
1.6 | Elect Kathryn V. Marinello | Management | For | Voted - For |
1.7 | Elect Dennis Polk | Management | For | Voted - For |
1.8 | Elect Ann Vezina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
401
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
COOPER TIRE & RUBBER COMPANY | ||||
Security ID: 216831107 Ticker: CTB | ||||
Meeting Date: 30-Apr-21 | ||||
1 | Merger with Goodyear | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 07-May-21 | ||||
1.1 | Elect Steven M. Chapman | Management | For | Voted - For |
1.2 | Elect Susan F. Davis | Management | For | Voted - For |
1.3 | Elect Kathryn P. Dickson | Management | For | Voted - For |
1.4 | Elect John J. Holland | Management | For | Voted - For |
1.5 | Elect Bradley E. Hughes | Management | For | Voted - For |
1.6 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.7 | Elect Tracey I. Joubert | Management | For | Voted - For |
1.8 | Elect Gary S. Michel | Management | For | Voted - For |
1.9 | Elect Brian C. Walker | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CORECIVIC, INC. | ||||
Security ID: 21871N101 Ticker: CXW | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Donna M. Alvarado | Management | For | Voted - For |
1.2 | Elect Robert J. Dennis | Management | For | Voted - For |
1.3 | Elect Mark A. Emkes | Management | For | Voted - For |
1.4 | Elect Damon T. Hininger | Management | For | Voted - For |
1.5 | Elect Stacia A. Hylton | Management | For | Voted - For |
1.6 | Elect Harley G. Lappin | Management | For | Voted - For |
1.7 | Elect Anne L. Mariucci | Management | For | Voted - For |
1.8 | Elect Thurgood Marshall, Jr. | Management | For | Voted - For |
1.9 | Elect Devin I. Murphy | Management | For | Voted - For |
1.10 | Elect Charles L. Overby | Management | For | Voted - For |
1.11 | Elect John R. Prann, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
402
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CORENERGY INFRASTRUCTURE TRUST, INC. | ||||
Security ID: 21870U502 Ticker: CORR | ||||
Meeting Date: 29-Jun-21 | ||||
1.1 | Elect David J. Schulte | Management | For | Voted - For |
2 | Issuance of Class B Common Stock upon Conversion of | |||
the Series B Preferred Stock | Management | For | Voted - For | |
3 | Contribution Agreement and Internalization | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
COVENANT TRANSPORTATION GROUP, INC. | ||||
Security ID: 22284P105 Ticker: CVTI | ||||
Meeting Date: 01-Jul-20 | ||||
1.1 | Elect David R. Parker | Management | For | Voted - For |
1.2 | Elect Robert E. Bosworth | Management | For | Voted - For |
1.3 | Elect D. Michael Kramer | Management | For | Voted - For |
1.4 | Elect Bradley A. Moline | Management | For | Voted - For |
1.5 | Elect Rachel Parker-Hatchett | Management | For | Voted - For |
1.6 | Elect Herbert J. Schmidt | Management | For | Voted - For |
1.7 | Elect W. Miller Welborn | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Company Name Change | Management | For | Voted - For |
5 | Amendment to the 2006 Omnibus Incentive Plan | Management | For | Voted - For |
CSG SYSTEMS INTERNATIONAL, INC. | ||||
Security ID: 126349109 Ticker: CSGS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Brian A. Shepherd | Management | For | Voted - For |
1.2 | Elect Frank V. Sica | Management | For | Voted - For |
1.3 | Elect Silvio Tavares | Management | For | Voted - For |
1.4 | Elect Tse Li "Lily" Yang | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
CURTISS-WRIGHT CORPORATION | ||||
Security ID: 231561101 Ticker: CW | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect David C. Adams | Management | For | Voted - For |
1.2 | Elect Lynn M. Bamford | Management | For | Voted - For |
1.3 | Elect Dean M. Flatt | Management | For | Voted - For |
403
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect S. Marce Fuller | Management | For | Voted - For |
1.5 | Elect Bruce D. Hoechner | Management | For | Voted - For |
1.6 | Elect Glenda J. Minor | Management | For | Voted - For |
1.7 | Elect Anthony J. Moraco | Management | For | Voted - For |
1.8 | Elect John B. Nathman | Management | For | Voted - For |
1.9 | Elect Robert J. Rivet | Management | For | Voted - For |
1.10 | Elect Peter C. Wallace | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
DANA INCORPORATED | ||||
Security ID: 235825205 Ticker: DAN | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Rachel A. Gonzalez | Management | For | Voted - For |
1.2 | Elect James K. Kamsickas | Management | For | Voted - For |
1.3 | Elect Virginia A. Kamsky | Management | For | Voted - For |
1.4 | Elect Bridget E. Karlin | Management | For | Voted - For |
1.5 | Elect Raymond E. Mabus, Jr. | Management | For | Voted - For |
1.6 | Elect Michael J. Mack, Jr. | Management | For | Voted - For |
1.7 | Elect R. Bruce McDonald | Management | For | Voted - For |
1.8 | Elect Diarmuid B. O'Connell | Management | For | Voted - For |
1.9 | Elect Keith E. Wandell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
DELUXE CORPORATION | ||||
Security ID: 248019101 Ticker: DLX | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect William C. Cobb | Management | For | Voted - For |
1.2 | Elect Paul R. Garcia | Management | For | Voted - For |
1.3 | Elect Cheryl Mayberry McKissack | Management | For | Voted - For |
1.4 | Elect Barry C. McCarthy | Management | For | Voted - For |
1.5 | Elect Don J. McGrath | Management | For | Voted - For |
1.6 | Elect Thomas J. Reddin | Management | For | Voted - For |
1.7 | Elect Martyn R. Redgrave | Management | For | Voted - For |
1.8 | Elect John L. Stauch | Management | For | Voted - For |
1.9 | Elect Victoria A. Treyger | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
404
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DHI GROUP, INC. | ||||
Security ID: 23331S100 Ticker: DHX | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Jim Friedlich | Management | For | Voted - For |
1.2 | Elect Elizabeth Salomon | Management | For | Voted - For |
1.3 | Elect Kathleen Swann | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
DIAMONDROCK HOSPITALITY COMPANY | ||||
Security ID: 252784301 Ticker: DRH | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect William W. McCarten | Management | For | Voted - For |
1.2 | Elect Mark W. Brugger | Management | For | Voted - For |
1.3 | Elect Timothy R. Chi | Management | For | Voted - For |
1.4 | Elect Kathleen A. Merrill | Management | For | Voted - For |
1.5 | Elect William J. Shaw | Management | For | Voted - For |
1.6 | Elect Bruce D. Wardinski | Management | For | Voted - For |
1.7 | Elect Tabassum Zalotrawala | Management | For | Voted - For |
1.8 | Elect Michael A. Hartmeier | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DICK'S SPORTING GOODS, INC. | ||||
Security ID: 253393102 Ticker: DKS | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect William J. Colombo | Management | For | Voted - For |
1.2 | Elect Sandeep Lakhmi Mathrani | Management | For | Voted - For |
1.3 | Elect Desiree Ralls-Morrison | Management | For | Voted - For |
1.4 | Elect Larry D. Stone | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Board Size | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Amendment to the 2012 Stock and Incentive Plan | Management | For | Voted - For |
DIME COMMUNITY BANCSHARES, INC | ||||
Security ID: 253922108 Ticker: DCOM | ||||
Meeting Date: 03-Dec-20 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
405
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
DIME COMMUNITY BANCSHARES, INC. | ||||
Security ID: 25432X102 Ticker: DCOM | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Kenneth J. Mahon | Management | For | Voted - For |
1.2 | Elect Marcia Z. Hefter | Management | For | Voted - For |
1.3 | Elect Rosemarie Chen | Management | For | Voted - For |
1.4 | Elect Michael P. Devine | Management | For | Voted - For |
1.5 | Elect Mathew Lindenbaum | Management | For | Voted - For |
1.6 | Elect Albert E. McCoy, Jr. | Management | For | Voted - For |
1.7 | Elect Raymond A. Nielsen | Management | For | Voted - For |
1.8 | Elect Kevin M. O'Connor | Management | For | Voted - For |
1.9 | Elect Vincent F. Palagiano | Management | For | Voted - For |
1.10 | Elect Joseph J. Perry | Management | For | Voted - For |
1.11 | Elect Kevin Stein | Management | For | Voted - For |
1.12 | Elect Dennis A. Suskind | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
DIODES INCORPORATED | ||||
Security ID: 254543101 Ticker: DIOD | ||||
Meeting Date: 24-May-21 | ||||
1.1 | Elect Angie Chen Button | Management | For | Voted - For |
1.2 | Elect CHEN C.H. | Management | For | Voted - For |
1.3 | Elect Warren CHEN | Management | For | Voted - For |
1.4 | Elect Michael R. Giordano | Management | For | Voted - For |
1.5 | Elect LU Keh-Shew | Management | For | Voted - For |
1.6 | Elect Peter M. Menard | Management | For | Voted - For |
1.7 | Elect Christina Wen-Chi Sung | Management | For | Voted - For |
1.8 | Elect Michael K.C. Tsai | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
EDGEWELL PERSONAL CARE COMPANY | ||||
Security ID: 28035Q102 Ticker: EPC | ||||
Meeting Date: 04-Feb-21 | ||||
1.1 | Elect Robert W. Black | Management | For | Voted - For |
1.2 | Elect George R. Corbin | Management | For | Voted - For |
1.3 | Elect Daniel J. Heinrich | Management | For | Voted - For |
1.4 | Elect Carla Hendra | Management | For | Voted - For |
406
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect John C. Hunter, III | Management | For | Voted - For |
1.6 | Elect James C. Johnson | Management | For | Voted - For |
1.7 | Elect Rod R. Little | Management | For | Voted - For |
1.8 | Elect Joseph D. O'Leary | Management | For | Voted - For |
1.9 | Elect Rakesh Sachdev | Management | For | Voted - For |
1.10 | Elect Swan Sit | Management | For | Voted - For |
1.11 | Elect Gary K. Waring | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
EMCOR GROUP, INC. | ||||
Security ID: 29084Q100 Ticker: EME | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect John W. Altmeyer | Management | For | Voted - For |
1.2 | Elect Anthony J. Guzzi | Management | For | Voted - For |
1.3 | Elect Ronald L Johnson | Management | For | Voted - For |
1.4 | Elect David H. Laidley | Management | For | Voted - For |
1.5 | Elect Carol P. Lowe | Management | For | Voted - For |
1.6 | Elect M. Kevin McEvoy | Management | For | Voted - For |
1.7 | Elect William P. Reid | Management | For | Voted - For |
1.8 | Elect Steven B. Schwarzwaelder | Management | For | Voted - For |
1.9 | Elect Robin A. Walker-Lee | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ENNIS, INC. | ||||
Security ID: 293389102 Ticker: EBF | ||||
Meeting Date: 16-Jul-20 | ||||
1.1 | Elect Aaron Carter | Management | For | Voted - For |
1.2 | Elect Gary S. Mozina | Management | For | Voted - For |
1.3 | Elect Keith S. Walters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Transaction of Other Business | Management | For | Voted - Against |
ETHAN ALLEN INTERIORS, INC. | ||||
Security ID: 297602104 Ticker: ETH | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect M. Farooq Kathwari | Management | For | Voted - For |
1.2 | Elect James B. Carlson | Management | For | Voted - For |
1.3 | Elect John J. Dooner, Jr. | Management | For | Voted - For |
407
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Domenick J. Esposito | Management | For | Voted - For |
1.5 | Elect Mary Garrett | Management | For | Voted - For |
1.6 | Elect James W. Schmotter | Management | For | Voted - For |
1.7 | Elect Tara J. Stacom | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
F.N.B. CORPORATION | ||||
Security ID: 302520101 Ticker: FNB | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Pamela A. Bena | Management | For | Voted - For |
1.2 | Elect William B. Campbell | Management | For | Voted - For |
1.3 | Elect James D. Chiafullo | Management | For | Voted - For |
1.4 | Elect Vincent J. Delie, Jr. | Management | For | Voted - For |
1.5 | Elect Mary Jo Dively | Management | For | Voted - For |
1.6 | Elect Robert A. Hormell | Management | For | Voted - For |
1.7 | Elect David J. Malone | Management | For | Voted - For |
1.8 | Elect Frank C. Mencini | Management | For | Voted - For |
1.9 | Elect David L. Motley | Management | For | Voted - For |
1.10 | Elect Heidi A. Nicholas | Management | For | Voted - For |
1.11 | Elect John S. Stanik | Management | For | Voted - For |
1.12 | Elect William J. Strimbu | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
FINANCIAL INSTITUTIONS, INC. | ||||
Security ID: 317585404 Ticker: FISI | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Dawn H. Burlew | Management | For | Voted - For |
1.2 | Elect Robert N. Latella | Management | For | Voted - For |
1.3 | Elect Mauricio F. Riveros | Management | For | Voted - For |
1.4 | Elect Mark A. Zupan | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
FIRST BUSEY CORPORATION | ||||
Security ID: 319383204 Ticker: BUSE | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Samuel P. Banks | Management | For | Voted - For |
1.2 | Elect George Barr | Management | For | Voted - For |
1.3 | Elect Stanley J. Bradshaw | Management | For | Voted - For |
1.4 | Elect Michael D. Cassens | Management | For | Voted - For |
408
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Van A. Dukeman | Management | For | Voted - For |
1.6 | Elect Karen M. Jensen | Management | For | Voted - For |
1.7 | Elect Frederic L. Kenney | Management | For | Voted - For |
1.8 | Elect Stephen V. King | Management | For | Voted - For |
1.9 | Elect Gregory B. Lykins | Management | For | Voted - For |
1.10 | Elect Thomas G. Sloan | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||
Security ID: 319829107 Ticker: FCF | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Julie A. Caponi | Management | For | Voted - For |
1.2 | Elect Ray T. Charley | Management | For | Voted - For |
1.3 | Elect Gary R. Claus | Management | For | Voted - For |
1.4 | Elect David S. Dahlmann | Management | For | Voted - For |
1.5 | Elect Johnston A. Glass | Management | For | Voted - For |
1.6 | Elect Jon L. Gorney | Management | For | Voted - For |
1.7 | Elect Jane Grebenc | Management | For | Voted - For |
1.8 | Elect David W. Greenfield | Management | For | Voted - For |
1.9 | Elect Bart E. Johnson | Management | For | Voted - For |
1.10 | Elect Luke A. Latimer | Management | For | Voted - For |
1.11 | Elect Aradhna M. Oliphant | Management | For | Voted - For |
1.12 | Elect T. Michael Price | Management | For | Voted - For |
1.13 | Elect Robert J. Ventura | Management | For | Voted - For |
1.14 | Elect Stephen A. Wolfe | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
FIRST HORIZON CORPORATION | ||||
Security ID: 320517105 Ticker: FHN | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Harry V. Barton, Jr. | Management | For | Voted - For |
1.2 | Elect Kenneth A. Burdick | Management | For | Voted - For |
1.3 | Elect Daryl G. Byrd | Management | For | Voted - For |
1.4 | Elect John N. Casbon | Management | For | Voted - For |
1.5 | Elect John C. Compton | Management | For | Voted - For |
1.6 | Elect Wendy P. Davidson | Management | For | Voted - For |
1.7 | Elect William H. Fenstermaker | Management | For | Voted - For |
1.8 | Elect D. Bryan Jordan | Management | For | Voted - For |
1.9 | Elect J. Michael Kemp, Sr. | Management | For | Voted - For |
1.10 | Elect Rick E. Maples | Management | For | Voted - For |
1.11 | Elect Vicki R. Palmer | Management | For | Voted - For |
1.12 | Elect Colin V. Reed | Management | For | Voted - For |
409
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.13 | Elect E. Stewart Shea III | Management | For | Voted - For |
1.14 | Elect Cecelia D. Stewart | Management | For | Voted - For |
1.15 | Elect Rajesh Subramaniam | Management | For | Voted - For |
1.16 | Elect Rosa Sugranes | Management | For | Voted - For |
1.17 | Elect R. Eugene Taylor | Management | For | Voted - For |
2 | Approval of the 2021 Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - Against |
FIRST MIDWEST BANCORP, INC. | ||||
Security ID: 320867104 Ticker: FMBI | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Barbara A. Boigegrain | Management | For | Voted - For |
1.2 | Elect Thomas L. Brown | Management | For | Voted - For |
1.3 | Elect Phupinder S. Gill | Management | For | Voted - For |
1.4 | Elect Kathryn J Hayley | Management | For | Voted - For |
1.5 | Elect Peter J. Henseler | Management | For | Voted - For |
1.6 | Elect Frank B. Modruson | Management | For | Voted - For |
1.7 | Elect Ellen A. Rudnick | Management | For | Voted - For |
1.8 | Elect Mark G. Sander | Management | For | Voted - For |
1.9 | Elect Michael L. Scudder | Management | For | Voted - For |
1.10 | Elect Michael J. Small | Management | For | Voted - For |
1.11 | Elect Stephen C Van Arsdell | Management | For | Voted - For |
2 | Amendment to the 2018 Stock and Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
FLAGSTAR BANCORP, INC. | ||||
Security ID: 337930705 Ticker: FBC | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Alessandro P. DiNello | Management | For | Voted - For |
1.2 | Elect Jay J. Hansen | Management | For | Voted - For |
1.3 | Elect Toan Huynh | Management | For | Voted - For |
1.4 | Elect Lori Jordan | Management | For | Voted - For |
1.5 | Elect John D. Lewis | Management | For | Voted - For |
1.6 | Elect Bruce E. Nyberg | Management | For | Voted - For |
1.7 | Elect James A. Ovenden | Management | For | Voted - For |
1.8 | Elect Peter Schoels | Management | For | Voted - For |
1.9 | Elect David L. Treadwell | Management | For | Voted - For |
1.10 | Elect Jennifer Whip | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
410
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FLUSHING FINANCIAL CORPORATION | ||||
Security ID: 343873105 Ticker: FFIC | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Michael A. Azarian | Management | For | Voted - For |
1.2 | Elect Steven J. D'Iorio | Management | For | Voted - For |
1.3 | Elect Louis C. Grassi | Management | For | Voted - For |
1.4 | Elect Sam Han | Management | For | Voted - For |
2 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
FOOT LOCKER, INC. | ||||
Security ID: 344849104 Ticker: FL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Alan D. Feldman | Management | For | Voted - For |
1.2 | Elect Richard A. Johnson | Management | For | Voted - For |
1.3 | Elect Guillermo G. Marmol | Management | For | Voted - For |
1.4 | Elect Matthew M. McKenna | Management | For | Voted - For |
1.5 | Elect Darlene Nicosia | Management | For | Voted - For |
1.6 | Elect Steven Oakland | Management | For | Voted - For |
1.7 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.8 | Elect Kimberly Underhill | Management | For | Voted - For |
1.9 | Elect Tristan Walker | Management | For | Voted - For |
1.10 | Elect Dona D. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
FRANKLIN STREET PROPERTIES CORP. | ||||
Security ID: 35471R106 Ticker: FSP | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect George J. Carter | Management | For | Voted - For |
1.2 | Elect Georgia Murray | Management | For | Voted - For |
1.3 | Elect John N. Burke | Management | For | Voted - For |
1.4 | Elect Kenneth A. Hoxsie | Management | For | Voted - For |
1.5 | Elect Kathryn P. O'Neill | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
411
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635107 Ticker: FSK | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Elizabeth J. Sandler | Management | For | Voted - For |
1.2 | Elect Michael J. Hagan | Management | For | Voted - For |
1.3 | Elect Jeffrey K. Harrow | Management | For | Voted - For |
1.4 | Elect James H. Kropp | Management | For | Voted - For |
2 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
FS KKR CAPITAL CORP. | ||||
Security ID: 302635206 Ticker: FSK | ||||
Meeting Date: 21-May-21 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
2 | Issuance of Common Stock (for Merger) | Management | For | Voted - For |
3 | Amendment to the Investment Advisory Agreement | Management | For | Voted - For |
FULTON FINANCIAL CORPORATION | ||||
Security ID: 360271100 Ticker: FULT | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Jennifer Craighead Carey | Management | For | Voted - For |
1.2 | Elect Lisa Crutchfield | Management | For | Voted - For |
1.3 | Elect Denise L. Devine | Management | For | Voted - For |
1.4 | Elect Steven S. Etter | Management | For | Voted - For |
1.5 | Elect Carlos E. Graupera | Management | For | Voted - For |
1.6 | Elect George W. Hodges | Management | For | Voted - For |
1.7 | Elect George K. Martin | Management | For | Voted - For |
1.8 | Elect James R. Moxley, III | Management | For | Voted - For |
1.9 | Elect Curtis J. Myers | Management | For | Voted - For |
1.10 | Elect Scott A. Snyder | Management | For | Voted - For |
1.11 | Elect Ronald H. Spair | Management | For | Voted - For |
1.12 | Elect Mark F. Strauss | Management | For | Voted - For |
1.13 | Elect Ernest J. Waters | Management | For | Voted - For |
1.14 | Elect E. Philip Wenger | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
412
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
G-III APPAREL GROUP, LTD. | ||||
Security ID: 36237H101 Ticker: GIII | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Morris Goldfarb | Management | For | Voted - For |
1.2 | Elect Sammy Aaron | Management | For | Voted - For |
1.3 | Elect Thomas J. Brosig | Management | For | Voted - For |
1.4 | Elect Alan Feller | Management | For | Voted - For |
1.5 | Elect Jeffrey Goldfarb | Management | For | Voted - For |
1.6 | Elect Victor Herrero | Management | For | Voted - For |
1.7 | Elect Robert L. Johnson | Management | For | Voted - Withheld |
1.8 | Elect Jeanette Nostra | Management | For | Voted - For |
1.9 | Elect Laura H. Pomerantz | Management | For | Voted - For |
1.10 | Elect Willem van Bokhorst | Management | For | Voted - For |
1.11 | Elect Cheryl Vitali | Management | For | Voted - For |
1.12 | Elect Richard D. White | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
GLOBAL NET LEASE, INC. | ||||
Security ID: 379378201 Ticker: GNL | ||||
Meeting Date: 12-Apr-21 | ||||
1.1 | Elect M. Therese Antone | Management | For | Voted - Against |
1.2 | Elect Edward G. Rendell | Management | For | Voted - Against |
1.3 | Elect Abby M. Wenzel | Management | For | Voted - Against |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
5 | Approval of the 2021 Omnibus Incentive Compensation | |||
Plan | Management | For | Voted - For | |
6 | Approval of the 2021 Omnibus Advisor Incentive | |||
Compensation Plan | Management | For | Voted - For | |
GRAY TELEVISION, INC. | ||||
Security ID: 389375106 Ticker: GTN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Hilton H. Howell, Jr. | Management | For | Voted - For |
1.2 | Elect Howell W. Newton | Management | For | Voted - For |
1.3 | Elect Richard L. Boger | Management | For | Voted - For |
1.4 | Elect T.L. Elder | Management | For | Voted - For |
1.5 | Elect Luis A. Garcia | Management | For | Voted - For |
1.6 | Elect Richard B. Hare | Management | For | Voted - For |
1.7 | Elect Robin R. Howell | Management | For | Voted - For |
413
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Donald P. LaPlatney | Management | For | Voted - For |
1.9 | Elect Paul H. McTear | Management | For | Voted - For |
1.10 | Elect Sterling A. Spainhour, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
GREAT SOUTHERN BANCORP, INC. | ||||
Security ID: 390905107 Ticker: GSBC | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Thomas J. Carlson | Management | For | Voted - For |
1.2 | Elect Debra M. Shantz Hart | Management | For | Voted - For |
1.3 | Elect Joseph W. Turner | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
GREAT WESTERN BANCORP, INC. | ||||
Security ID: 391416104 Ticker: GWB | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Elect James P. Brannen | Management | For | Voted - For |
1.2 | Elect Thomas E. Henning | Management | For | Voted - For |
1.3 | Elect Daniel A. Rykhus | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | Voted - For |
4 | Amendment to the 2014 Non-Employee Director Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
GROUP 1 AUTOMOTIVE, INC. | ||||
Security ID: 398905109 Ticker: GPI | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Carin M. Barth | Management | For | Voted - For |
1.2 | Elect Earl J. Hesterberg | Management | For | Voted - For |
1.3 | Elect Steven C. Mizell | Management | For | Voted - For |
1.4 | Elect Lincoln Pereira | Management | For | Voted - For |
1.5 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.6 | Elect Steven P. Stanbrook | Management | For | Voted - For |
1.7 | Elect Charles L. Szews | Management | For | Voted - For |
1.8 | Elect Anne Taylor | Management | For | Voted - For |
1.9 | Elect MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
414
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GUESS INC. | ||||
Security ID: 401617105 Ticker: GES | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Maurice Marciano | Management | For | Voted - For |
1.2 | Elect Laurie Ann Goldman | Management | For | Voted - For |
1.3 | Elect Thomas J. Barrack, Jr. | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
HANCOCK WHITNEY CORPORATION | ||||
Security ID: 410120109 Ticker: HWC | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect John M. Hairston | Management | For | Voted - For |
1.2 | Elect James H. Horne | Management | For | Voted - For |
1.3 | Elect Suzette K. Kent | Management | For | Voted - For |
1.4 | Elect Jerry L. Levens | Management | For | Voted - For |
1.5 | Elect Christine L. Pickering | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HANMI FINANCIAL CORPORATION | ||||
Security ID: 410495204 Ticker: HAFC | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect John J. Ahn | Management | For | Voted - For |
1.2 | Elect Kiho Choi | Management | For | Voted - For |
1.3 | Elect Christie K. Chu | Management | For | Voted - For |
1.4 | Elect Harry H. Chung | Management | For | Voted - For |
1.5 | Elect Scott R. Diehl | Management | For | Voted - For |
1.6 | Elect Bonita I. Lee | Management | For | Voted - For |
1.7 | Elect David L. Rosenblum | Management | For | Voted - For |
1.8 | Elect Thomas J. Williams | Management | For | Voted - For |
1.9 | Elect Michael M. Yang | Management | For | Voted - For |
1.10 | Elect Gideon YU | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Equity Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
415
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HARLEY-DAVIDSON, INC. | ||||
Security ID: 412822108 Ticker: HOG | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Troy Alstead | Management | For | Voted - For |
1.2 | Elect R. John Anderson | Management | For | Voted - For |
1.3 | Elect Michael J. Cave | Management | For | Voted - For |
1.4 | Elect James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Allan C. Golston | Management | For | Voted - For |
1.6 | Elect Sara L. Levinson | Management | For | Voted - For |
1.7 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Jochen Zeitz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HAVERTY FURNITURE COMPANIES, INC. | ||||
Security ID: 419596101 Ticker: HVT | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Elect L. Allison Dukes | Management | For | Voted - For |
1.2 | Elect G. Thomas Hough | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Approval of the 2021 Long Term Incentive Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
HAWAIIAN HOLDINGS, INC. | ||||
Security ID: 419879101 Ticker: HA | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Donald J. Carty | Management | For | Voted - For |
1.2 | Elect Earl E. Fry | Management | For | Voted - For |
1.3 | Elect Lawrence S. Hershfield | Management | For | Voted - For |
1.4 | Elect C. Jayne Hrdlicka | Management | For | Voted - For |
1.5 | Elect Peter R. Ingram | Management | For | Voted - For |
1.6 | Elect Randall L. Jenson | Management | For | Voted - For |
1.7 | Elect Michael E. McNamara | Management | For | Voted - For |
1.8 | Elect Crystal K. Rose | Management | For | Voted - For |
1.9 | Elect Richard N. Zwern | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Miscellaneous - Resident Status | Management | N/A | Voted - For |
5 | Miscellaneous - Resident Status | Management | N/A | Voted - Against |
416
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HERITAGE INSURANCE HOLDINGS, INC. | ||||
Security ID: 42727J102 Ticker: HRTG | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Ernie Garateix | Management | For | Voted - For |
1.2 | Elect Richard Widdiecombe | Management | For | Voted - For |
1.3 | Elect Pete Apostolou | Management | For | Voted - For |
1.4 | Elect Irini Barlas | Management | For | Voted - For |
1.5 | Elect Mark Berset | Management | For | Voted - Withheld |
1.6 | Elect Steven Martindale | Management | For | Voted - For |
1.7 | Elect Nicholas Pappas | Management | For | Voted - For |
1.8 | Elect Joseph Vattamattam | Management | For | Voted - For |
1.9 | Elect Vijay Walvekar | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
HERMAN MILLER INC. | ||||
Security ID: 600544100 Ticker: MLHR | ||||
Meeting Date: 12-Oct-20 | ||||
1.1 | Elect Mary Vermeer Andringa | Management | For | Voted - For |
1.2 | Elect Andrea Owen | Management | For | Voted - For |
1.3 | Elect Candace S. Matthews | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2020 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
HERSHA HOSPITALITY TRUST | ||||
Security ID: 427825500 Ticker: HT | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Hasu P. Shah | Management | For | Voted - For |
1.2 | Elect Jackson Hsieh | Management | For | Voted - For |
1.3 | Elect Dianna F. Morgan | Management | For | Voted - For |
1.4 | Elect John M. Sabin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2012 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
HOMESTREET, INC. | ||||
Security ID: 43785V102 Ticker: HMST | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Scott M. Boggs | Management | For | Voted - For |
417
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Jeffrey D. Green | Management | For | Voted - For |
1.3 | Elect James R. Mitchell, Jr | Management | For | Voted - For |
1.4 | Elect Mark R. Patterson | Management | For | Voted - For |
1.5 | Elect Nancy D. Pellegrino | Management | For | Voted - For |
1.6 | Elect Douglas I. Smith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HOPE BANCORP, INC. | ||||
Security ID: 43940T109 Ticker: HOPE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Kevin S. Kim | Management | For | Voted - For |
1.2 | Elect Scott Yoon-Suk Whang | Management | For | Voted - For |
1.3 | Elect Steven S. Koh | Management | For | Voted - For |
1.4 | Elect Donald D. Byun | Management | For | Voted - For |
1.5 | Elect Jinho Doo | Management | For | Voted - For |
1.6 | Elect Daisy Y. Ha | Management | For | Voted - For |
1.7 | Elect Joon Kyung Kim | Management | For | Voted - For |
1.8 | Elect William J. Lewis | Management | For | Voted - For |
1.9 | Elect David P. Malone | Management | For | Voted - For |
1.10 | Elect Dale S. Zuehls | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
HORIZON BANCORP, INC. | ||||
Security ID: 440407104 Ticker: HBNC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Lawrence E. Burnell | Management | For | Voted - For |
1.2 | Elect Julie S. Freigang | Management | For | Voted - For |
1.3 | Elect Peter L. Pairitz | Management | For | Voted - For |
1.4 | Elect Spero W. Valavanis | Management | For | Voted - For |
2 | Approval of the 2021 Omnibus Equity Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
HYSTER-YALE MATERIALS HANDLING, INC. | ||||
Security ID: 449172105 Ticker: HY | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect James M. Bemowski | Management | For | Voted - For |
1.2 | Elect J.C. Butler Jr. | Management | For | Voted - For |
1.3 | Elect Carolyn Corvi | Management | For | Voted - For |
1.4 | Elect Edward T. Eliopoulos | Management | For | Voted - For |
1.5 | Elect John P. Jumper | Management | For | Voted - For |
418
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Dennis W. LaBarre | Management | For | Voted - For |
1.7 | Elect H. Vincent Poor | Management | For | Voted - For |
1.8 | Elect Alfred M. Rankin, Jr. | Management | For | Voted - For |
1.9 | Elect Claiborne R. Rankin | Management | For | Voted - For |
1.10 | Elect Britton T. Taplin | Management | For | Voted - For |
1.11 | Elect David B.H. Williams | Management | For | Voted - For |
1.12 | Elect Eugene Wong | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
INDUSTRIAL LOGISTICS PROPERTIES TRUST | ||||
Security ID: 456237106 Ticker: ILPT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Joseph L. Morea | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
INGEVITY CORPORATION | ||||
Security ID: 45688C107 Ticker: NGVT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect Luis Fernandez-Moreno | Management | For | Voted - For |
1.3 | Elect J. Michael Fitzpatrick | Management | For | Voted - For |
1.4 | Elect John C. Fortson | Management | For | Voted - For |
1.5 | Elect Diane H. Gulyas | Management | For | Voted - For |
1.6 | Elect Frederick J. Lynch | Management | For | Voted - For |
1.7 | Elect Karen G. Narwold | Management | For | Voted - For |
1.8 | Elect Daniel F. Sansone | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INGLES MARKETS, INCORPORATED | ||||
Security ID: 457030104 Ticker: IMKTA | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Elect Ernest E. Ferguson | Management | For | Voted - For |
1.2 | Elect John R. Lowden | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
419
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
INNOVIVA, INC. | ||||
Security ID: 45781M101 Ticker: INVA | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect George W. Bickerstaff, III | Management | For | Voted - For |
1.2 | Elect Deborah L. Birx | Management | For | Voted - For |
1.3 | Elect Mark A. DiPaolo | Management | For | Voted - For |
1.4 | Elect Jules A. Haimovitz | Management | For | Voted - For |
1.5 | Elect Odysseas D. Kostas | Management | For | Voted - For |
1.6 | Elect Sarah J. Schlesinger | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
INTERNATIONAL BANCSHARES CORPORATION | ||||
Security ID: 459044103 Ticker: IBOC | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Javier de Anda | Management | For | Voted - For |
1.2 | Elect Irving Greenblum | Management | For | Voted - Against |
1.3 | Elect Douglas B. Howland | Management | For | Voted - For |
1.4 | Elect Rudolph M. Miles | Management | For | Voted - For |
1.5 | Elect Dennis E. Nixon | Management | For | Voted - For |
1.6 | Elect Larry A. Norton | Management | For | Voted - For |
1.7 | Elect Roberto R. Resendez | Management | For | Voted - For |
1.8 | Elect Antonio R. Sanchez, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
420
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INVESTORS BANCORP, INC. | ||||
Security ID: 46146L101 Ticker: ISBC | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Kevin Cummings | Management | For | Voted - For |
1.2 | Elect John E. Harmon | Management | For | Voted - For |
1.3 | Elect Michele N. Siekerka | Management | For | Voted - For |
1.4 | Elect Paul Stathoulopoulos | Management | For | Voted - For |
1.5 | Elect Kim Wales | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
IRONWOOD PHARMACEUTICALS, INC. | ||||
Security ID: 46333X108 Ticker: IRWD | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Mark G. Currie | Management | For | Voted - For |
1.2 | Elect Alexander J. Denner | Management | For | Voted - For |
1.3 | Elect Jon R. Duane | Management | For | Voted - For |
1.4 | Elect Marla L. Kessler | Management | For | Voted - For |
1.5 | Elect Catherine Moukheibir | Management | For | Voted - For |
1.6 | Elect Lawrence S. Olanoff | Management | For | Voted - For |
1.7 | Elect Jay P. Shepard | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
JABIL INC. | ||||
Security ID: 466313103 Ticker: JBL | ||||
Meeting Date: 21-Jan-21 | ||||
1.1 | Elect Anousheh Ansari | Management | For | Voted - For |
1.2 | Elect Martha F. Brooks | Management | For | Voted - For |
1.3 | Elect Christopher S. Holland | Management | For | Voted - For |
1.4 | Elect Timothy L. Main | Management | For | Voted - For |
1.5 | Elect Mark T. Mondello | Management | For | Voted - For |
1.6 | Elect John C. Plant | Management | For | Voted - Abstain |
1.7 | Elect Steven A. Raymund | Management | For | Voted - For |
1.8 | Elect Thomas A. Sansone | Management | For | Voted - For |
1.9 | Elect David M. Stout | Management | For | Voted - For |
1.10 | Elect Kathleen A. Walters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
421
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Amendment to the 2011 Employee Stock Purchase Plan | Management | For | Voted - For |
JETBLUE AIRWAYS CORPORATION | ||||
Security ID: 477143101 Ticker: JBLU | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Ben Baldanza | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Monte E. Ford | Management | For | Voted - For |
1.4 | Elect Robin Hayes | Management | For | Voted - For |
1.5 | Elect Ellen Jewett | Management | For | Voted - For |
1.6 | Elect Robert F. Leduc | Management | For | Voted - For |
1.7 | Elect Teri P. McClure | Management | For | Voted - For |
1.8 | Elect Sarah Robb O'Hagan | Management | For | Voted - For |
1.9 | Elect Vivek Sharma | Management | For | Voted - For |
1.10 | Elect Thomas Winkelmann | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
KB HOME | ||||
Security ID: 48666K109 Ticker: KBH | ||||
Meeting Date: 08-Apr-21 | ||||
1.1 | Elect Arthur R. Collins | Management | For | Voted - For |
1.2 | Elect Dorene C. Dominguez | Management | For | Voted - For |
1.3 | Elect Kevin P. Eltife | Management | For | Voted - For |
1.4 | Elect Timothy W. Finchem | Management | For | Voted - For |
1.5 | Elect Stuart A. Gabriel | Management | For | Voted - For |
1.6 | Elect Thomas W. Gilligan | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Robert L. Johnson | Management | For | Voted - Against |
1.9 | Elect Melissa B. Lora | Management | For | Voted - For |
1.10 | Elect Jeffrey T. Mezger | Management | For | Voted - For |
1.11 | Elect James C. Weaver | Management | For | Voted - For |
1.12 | Elect Michael M. Wood | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Rights Agreement | Management | For | Voted - For |
KFORCE INC. | ||||
Security ID: 493732101 Ticker: KFRC | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect David L. Dunkel | Management | For | Voted - For |
422
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Mark F. Furlong | Management | For | Voted - For |
1.3 | Elect Catherine H. Cloudman | Management | For | Voted - For |
1.4 | Elect Derrick D. Brooks | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
KITE REALTY GROUP TRUST | ||||
Security ID: 49803T300 Ticker: KRG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect John A. Kite | Management | For | Voted - For |
1.2 | Elect William E. Bindley | Management | For | Voted - For |
1.3 | Elect Derrick Burks | Management | For | Voted - For |
1.4 | Elect Victor J. Coleman | Management | For | Voted - For |
1.5 | Elect Lee A. Daniels | Management | For | Voted - For |
1.6 | Elect Christie B. Kelly | Management | For | Voted - For |
1.7 | Elect David R. O'Reilly | Management | For | Voted - For |
1.8 | Elect Barton R. Peterson | Management | For | Voted - For |
1.9 | Elect Charles H. Wurtzebach | Management | For | Voted - For |
1.10 | Elect Caroline L. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
KNOLL, INC. | ||||
Security ID: 498904200 Ticker: KNL | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Daniel W. Dienst | Management | For | Voted - For |
1.2 | Elect Jeffrey Alan Henderson | Management | For | Voted - For |
1.3 | Elect Christopher G. Kennedy | Management | For | Voted - For |
1.4 | Elect Stephanie P. Stahl | Management | For | Voted - Withheld |
2 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KOPPERS HOLDINGS INC. | ||||
Security ID: 50060P106 Ticker: KOP | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Leroy M. Ball | Management | For | Voted - For |
1.2 | Elect Xudong Feng | Management | For | Voted - For |
1.3 | Elect Traci L. Jensen | Management | For | Voted - For |
1.4 | Elect David L. Motley | Management | For | Voted - For |
1.5 | Elect Albert J. Neupaver | Management | For | Voted - For |
1.6 | Elect Louis L. Testoni | Management | For | Voted - For |
423
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Stephen R. Tritch | Management | For | Voted - For |
1.8 | Elect Sonja M. Wilkerson | Management | For | Voted - For |
2 | Amendment to the 2020 Long-Term Incentive Plan | Management | For | Voted - For |
3 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
KRATON CORPORATION | ||||
Security ID: 50077C106 Ticker: KRA | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Shelley J. Bausch | Management | For | Voted - For |
1.2 | Elect Kevin M. Fogarty | Management | For | Voted - For |
1.3 | Elect Karen A. Twitchell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the 2016 Equity and Cash Incentive Plan | Management | For | Voted - For |
LAKELAND BANCORP, INC. | ||||
Security ID: 511637100 Ticker: LBAI | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Bruce D. Bohuny | Management | For | Voted - For |
1.2 | Elect Mary Ann Deacon | Management | For | Voted - For |
1.3 | Elect Brian M. Flynn | Management | For | Voted - For |
1.4 | Elect Brian A. Gragnolati | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
LANNETT COMPANY, INC. | ||||
Security ID: 516012101 Ticker: LCI | ||||
Meeting Date: 27-Jan-21 | ||||
1.1 | Elect Patrick G. LePore | Management | For | Voted - For |
1.2 | Elect John C. Chapman | Management | For | Voted - For |
1.3 | Elect Timothy C. Crew | Management | For | Voted - For |
1.4 | Elect David Drabik | Management | For | Voted - For |
1.5 | Elect Jeffrey Farber | Management | For | Voted - For |
1.6 | Elect Melissa Rewolinski | Management | For | Voted - For |
1.7 | Elect Paul Taveira | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
424
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LOUISIANA-PACIFIC CORPORATION | ||||
Security ID: 546347105 Ticker: LPX | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect F. Nicholas Grasberger, III | Management | For | Voted - For |
1.2 | Elect Ozey K. Horton, Jr. | Management | For | Voted - For |
1.3 | Elect William Bradley Southern | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
M.D.C. HOLDINGS, INC. | ||||
Security ID: 552676108 Ticker: MDC | ||||
Meeting Date: 26-Apr-21 | ||||
1.1 | Elect Raymond T. Baker | Management | For | Voted - For |
1.2 | Elect David E. Blackford | Management | For | Voted - For |
1.3 | Elect Courtney L. Mizel | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
MDU RESOURCES GROUP, INC. | ||||
Security ID: 552690109 Ticker: MDU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas S. Everist | Management | For | Voted - For |
1.2 | Elect Karen B. Fagg | Management | For | Voted - For |
1.3 | Elect David L. Goodin | Management | For | Voted - For |
1.4 | Elect Dennis W. Johnson | Management | For | Voted - For |
1.5 | Elect Patricia L. Moss | Management | For | Voted - For |
1.6 | Elect Dale S. Rosenthal | Management | For | Voted - For |
1.7 | Elect Edward A. Ryan | Management | For | Voted - For |
1.8 | Elect David Sparby | Management | For | Voted - For |
1.9 | Elect Chenxi Wang | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MEDNAX, INC. | ||||
Security ID: 58502B106 Ticker: MD | ||||
Meeting Date: 09-Sep-20 | ||||
1.1 | Elect Karey D. Barker | Management | For | Voted - For |
1.2 | Elect Waldemar A. Carlo | Management | For | Voted - For |
1.3 | Elect Paul G. Gabos | Management | For | Voted - For |
425
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Manuel Kadre | Management | For | Voted - For |
1.5 | Elect Thomas A. McEachin | Management | For | Voted - For |
1.6 | Elect Roger J. Medel | Management | For | Voted - For |
1.7 | Elect Mark S. Ordan | Management | For | Voted - For |
1.8 | Elect Michael A. Rucker | Management | For | Voted - For |
1.9 | Elect Guy P. Sansone | Management | For | Voted - For |
1.10 | Elect John M. Starcher, Jr. | Management | For | Voted - For |
1.11 | Elect Shirley A. Weis | Management | For | Voted - For |
2 | Company Name Change | Management | For | Voted - For |
3 | Company's Subsidiary Name Change | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
Meeting Date: 12-May-21 | ||||
1.1 | Elect Karey D. Barker | Management | For | Voted - For |
1.2 | Elect Waldemar A. Carlo | Management | For | Voted - For |
1.3 | Elect Paul G. Gabos | Management | For | Voted - For |
1.4 | Elect Manuel Kadre | Management | For | Voted - For |
1.5 | Elect Thomas A. McEachin | Management | For | Voted - For |
1.6 | Elect Roger J. Medel | Management | For | Voted - For |
1.7 | Elect Mark S. Ordan | Management | For | Voted - For |
1.8 | Elect Michael A. Rucker | Management | For | Voted - For |
1.9 | Elect Guy P. Sansone | Management | For | Voted - For |
1.10 | Elect John M. Starcher, Jr. | Management | For | Voted - For |
1.11 | Elect Shirley A. Weis | Management | For | Voted - For |
2 | Amendment to the 2008 Incentive Compensation Plan | Management | For | Voted - For |
3 | Amendment to the 1996 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
MERCURY GENERAL CORPORATION | ||||
Security ID: 589400100 Ticker: MCY | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect George Joseph | Management | For | Voted - For |
1.2 | Elect Martha E. Marcon | Management | For | Voted - For |
1.3 | Elect Joshua E. Little | Management | For | Voted - For |
1.4 | Elect Gabriel Tirador | Management | For | Voted - For |
1.5 | Elect James G. Ellis | Management | For | Voted - For |
1.6 | Elect George G. Braunegg | Management | For | Voted - For |
1.7 | Elect Ramona L. Cappello | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
426
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MERITAGE HOMES CORPORATION | ||||
Security ID: 59001A102 Ticker: MTH | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Peter L. Ax | Management | For | Voted - For |
1.2 | Elect Gerald W. Haddock | Management | For | Voted - For |
1.3 | Elect Joseph Keough | Management | For | Voted - For |
1.4 | Elect Michael R. Odell | Management | For | Voted - For |
1.5 | Elect Phillippe Lord | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MERITOR, INC. | ||||
Security ID: 59001K100 Ticker: MTOR | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jan A. Bertsch | Management | For | Voted - For |
1.2 | Elect Rodger L. Boehm | Management | For | Voted - For |
1.3 | Elect Lloyd G. Trotter | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
METHODE ELECTRONICS, INC. | ||||
Security ID: 591520200 Ticker: MEI | ||||
Meeting Date: 16-Sep-20 | ||||
1.1 | Elect Walter J. Aspatore | Management | For | Voted - For |
1.2 | Elect David P. Blom | Management | For | Voted - For |
1.3 | Elect Therese M. Bobek | Management | For | Voted - For |
1.4 | Elect Brian J. Cadwallader | Management | For | Voted - For |
1.5 | Elect Bruce K. Crowther | Management | For | Voted - For |
1.6 | Elect Darren M. Dawson | Management | For | Voted - For |
1.7 | Elect Donald W. Duda | Management | For | Voted - For |
1.8 | Elect Mary A. Lindsey | Management | For | Voted - For |
1.9 | Elect Angelo V. Pantaleo | Management | For | Voted - For |
1.10 | Elect Mark D. Schwabero | Management | For | Voted - For |
1.11 | Elect Lawrence B. Skatoff | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
427
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MFA FINANCIAL, INC. | ||||
Security ID: 55272X102 Ticker: MFA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Robin Josephs | Management | For | Voted - For |
1.2 | Elect Craig L. Knutson | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MGIC INVESTMENT CORPORATION | ||||
Security ID: 552848103 Ticker: MTG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Analisa M. Allen | Management | For | Voted - For |
1.2 | Elect Daniel A. Arrigoni | Management | For | Voted - For |
1.3 | Elect C. Edward Chaplin | Management | For | Voted - For |
1.4 | Elect Curt S. Culver | Management | For | Voted - For |
1.5 | Elect Jay C. Hartzell | Management | For | Voted - For |
1.6 | Elect Timothy A. Holt | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
1.8 | Elect Michael E. Lehman | Management | For | Voted - For |
1.9 | Elect Melissa B. Lora | Management | For | Voted - For |
1.10 | Elect Timothy J. Mattke | Management | For | Voted - For |
1.11 | Elect Gary A. Poliner | Management | For | Voted - For |
1.12 | Elect Sheryl L. Sculley | Management | For | Voted - For |
1.13 | Elect Mark M. Zandi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MODINE MANUFACTURING COMPANY | ||||
Security ID: 607828100 Ticker: MOD | ||||
Meeting Date: 23-Jul-20 | ||||
1.1 | Elect Eric D. Ashleman | Management | For | Voted - For |
1.2 | Elect Larry O. Moore | Management | For | Voted - For |
1.3 | Elect Marsha C. Williams | Management | For | Voted - For |
2 | Approval of the 2020 Incentive Compensation Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
428
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MOOG INC. | ||||
Security ID: 615394202 Ticker: MOGA | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Elect Janet B. Coletti | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
NATIONAL FUEL GAS COMPANY | ||||
Security ID: 636180101 Ticker: NFG | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect David H. Anderson | Management | For | Voted - For |
1.2 | Elect David P. Bauer | Management | For | Voted - For |
1.3 | Elect Barbara M. Baumann | Management | For | Voted - For |
1.4 | Elect Rebecca Ranich | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Repeal of Classified Board | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
NAVIENT CORPORATION | ||||
Security ID: 63938C108 Ticker: NAVI | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Frederick Arnold | Management | For | Voted - For |
1.2 | Elect Anna Escobedo Cabral | Management | For | Voted - For |
1.3 | Elect Larry A. Klane | Management | For | Voted - For |
1.4 | Elect Katherine A. Lehman | Management | For | Voted - For |
1.5 | Elect Linda A. Mills | Management | For | Voted - For |
1.6 | Elect John F. Remondi | Management | For | Voted - For |
1.7 | Elect Jane J. Thompson | Management | For | Voted - For |
1.8 | Elect Laura S. Unger | Management | For | Voted - For |
1.9 | Elect David L. Yowan | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NETGEAR, INC. | ||||
Security ID: 64111Q104 Ticker: NTGR | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Patrick C.S. Lo | Management | For | Voted - For |
1.2 | Elect Sarah S. Butterfass | Management | For | Voted - For |
1.3 | Elect Laura Durr | Management | For | Voted - For |
1.4 | Elect Jef T. Graham | Management | For | Voted - For |
429
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Bradley L. Maiorino | Management | For | Voted - For |
1.6 | Elect Janice M. Roberts | Management | For | Voted - For |
1.7 | Elect Gregory J. Rossmann | Management | For | Voted - For |
1.8 | Elect Barbara V. Scherer | Management | For | Voted - For |
1.9 | Elect Thomas H. Waechter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NEW MOUNTAIN FINANCE CORPORATION | ||||
Security ID: 647551100 Ticker: NMFC | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect John R Kline | Management | For | Voted - For |
1.2 | Elect David Ogens | Management | For | Voted - For |
1.3 | Elect Adam B. Weinstein | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
NEW YORK MORTGAGE TRUST, INC. | ||||
Security ID: 649604501 Ticker: NYMT | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect David R. Bock | Management | For | Voted - For |
1.2 | Elect Michael B. Clement | Management | For | Voted - For |
1.3 | Elect Alan L. Hainey | Management | For | Voted - For |
1.4 | Elect Steven R. Mumma | Management | For | Voted - For |
1.5 | Elect Steven G. Norcutt | Management | For | Voted - For |
1.6 | Elect Lisa A. Pendergast | Management | For | Voted - For |
1.7 | Elect Jason T. Serrano | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2017 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
NU SKIN ENTERPRISES, INC. | ||||
Security ID: 67018T105 Ticker: NUS | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Emma S. Battle | Management | For | Voted - For |
1.2 | Elect Daniel W. Campbell | Management | For | Voted - For |
1.3 | Elect Andrew D. Lipman | Management | For | Voted - For |
1.4 | Elect Steven J. Lund | Management | For | Voted - For |
1.5 | Elect Laura Nathanson | Management | For | Voted - For |
1.6 | Elect Ryan S. Napierski | Management | For | Voted - For |
1.7 | Elect Thomas R. Pisano | Management | For | Voted - For |
1.8 | Elect Zheqing (Simon) Shen | Management | For | Voted - For |
1.9 | Elect Edwina D. Woodbury | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
430
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratification of Auditor | Management | For | Voted - For |
OAKTREE SPECIALTY LENDING CORPORATION | ||||
Security ID: 67401P108 Ticker: OCSL | ||||
Meeting Date: 15-Mar-21 | ||||
1.1 | Elect Deborah Gero | Management | For | Voted - For |
1.2 | Elect Craig A. Jacobson | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Merger | Management | For | Voted - For |
OFFICE PROPERTIES INCOME TRUST | ||||
Security ID: 67623C109 Ticker: OPI | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect William A. Lamkin | Management | For | Voted - For |
1.2 | Elect Elena B. Poptodorova | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
OFG BANCORP | ||||
Security ID: 67103X102 Ticker: OFG | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Julian S. Inclan | Management | For | Voted - For |
1.2 | Elect Jose Rafael Fernandez | Management | For | Voted - For |
1.3 | Elect Jorge Colon-Gerena | Management | For | Voted - For |
1.4 | Elect Nestor de Jesus | Management | For | Voted - For |
1.5 | Elect Susan S. Harnett | Management | For | Voted - For |
1.6 | Elect Pedro Morazzani | Management | For | Voted - For |
1.7 | Elect Edwin Perez | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
O-I GLASS, INC. | ||||
Security ID: 67098H104 Ticker: OI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Samuel R. Chapin | Management | For | Voted - For |
1.2 | Elect Gordon J. Hardie | Management | For | Voted - For |
1.3 | Elect Peter S. Hellman | Management | For | Voted - For |
1.4 | Elect John Humphrey | Management | For | Voted - For |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Andres A. Lopez | Management | For | Voted - For |
431
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Alan Murray | Management | For | Voted - For |
1.8 | Elect Hari N. Nair | Management | For | Voted - For |
1.9 | Elect Joseph D. Rupp | Management | For | Voted - For |
1.10 | Elect Catherine I. Slater | Management | For | Voted - For |
1.11 | Elect John H. Walker | Management | For | Voted - For |
1.12 | Elect Carol A. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2017 Incentive Award Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
OLD NATIONAL BANCORP | ||||
Security ID: 680033107 Ticker: ONB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Andrew E. Goebel | Management | For | Voted - For |
1.2 | Elect Jerome F. Henry, Jr | Management | For | Voted - For |
1.3 | Elect Daniel S. Hermann | Management | For | Voted - For |
1.4 | Elect Ryan C. Kitchell | Management | For | Voted - For |
1.5 | Elect Phelps L. Lambert | Management | For | Voted - For |
1.6 | Elect Austin M. Ramirez | Management | For | Voted - For |
1.7 | Elect James C. Ryan, III | Management | For | Voted - For |
1.8 | Elect Thomas E. Salmon | Management | For | Voted - For |
1.9 | Elect Randall T. Shepard | Management | For | Voted - For |
1.10 | Elect Rebecca S. Skillman | Management | For | Voted - For |
1.11 | Elect Derrick J. Stewart | Management | For | Voted - For |
1.12 | Elect Katherine E. White | Management | For | Voted - For |
1.13 | Elect Linda E. White | Management | For | Voted - For |
2 | Amendment to the 2008 Incentive Compensation Plan | Management | For | Voted - For |
3 | Ratification of Prior Awards Made Under the 2008 | |||
Incentive Compensation Plan | Management | For | Voted - For | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
ORION ENGINEERED CARBONS S.A. | ||||
Security ID: L72967109 Ticker: OEC | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Kerry Galvin | Management | For | Voted - For |
1.2 | Elect Paul E. Huck | Management | For | Voted - For |
1.3 | Elect Mary A. Lindsey | Management | For | Voted - For |
1.4 | Elect Didier Miraton | Management | For | Voted - For |
1.5 | Elect Yi Hyon Paik | Management | For | Voted - For |
1.6 | Elect Corning Painter | Management | For | Voted - For |
1.7 | Elect Dan F. Smith | Management | For | Voted - For |
1.8 | Elect Hans-Dietrich Winkhaus | Management | For | Voted - For |
1.9 | Elect Michel Wurth | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
432
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Directors' Fees | Management | For | Voted - For |
4 | Approval of Annual Accounts | Management | For | Voted - For |
5 | Approval of the Consolidated Financial Statements | Management | For | Voted - For |
6 | Allocation of Profits/Dividends | Management | For | Voted - For |
7 | Ratification of Board Acts | Management | For | Voted - For |
8 | Ratification of Auditor's Acts | Management | For | Voted - For |
9 | Appointment of Statutory Auditor | Management | For | Voted - For |
10 | Ratification of Auditor | Management | For | Voted - For |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect John S. Shiely | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
PARK-OHIO HOLDINGS CORP. | ||||
Security ID: 700666100 Ticker: PKOH | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Matthew V. Crawford | Management | For | Voted - For |
1.2 | Elect Ronna E. Romney | Management | For | Voted - For |
1.3 | Elect James W. Wert | Management | For | Voted - For |
2 | Approval of the 2021 Equity and Incentive | |||
Compensation Plan | Management | For | Voted - For | |
3 | Ratification of Auditor | Management | For | Voted - For |
PATTERSON COMPANIES, INC. | ||||
Security ID: 703395103 Ticker: PDCO | ||||
Meeting Date: 14-Sep-20 | ||||
1.1 | Elect John D. Buck | Management | For | Voted - For |
1.2 | Elect Alex N. Blanco | Management | For | Voted - For |
1.3 | Elect Jody H. Feragen | Management | For | Voted - For |
433
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Robert C. Frenzel | Management | For | Voted - For |
1.5 | Elect Francis J. Malecha | Management | For | Voted - For |
1.6 | Elect Ellen A. Rudnick | Management | For | Voted - For |
1.7 | Elect Neil A. Schrimsher | Management | For | Voted - For |
1.8 | Elect Mark S. Walchirk | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
PBF ENERGY INC. | ||||
Security ID: 69318G106 Ticker: PBF | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Thomas J. Nimbley | Management | For | Voted - For |
1.2 | Elect E. Spencer Abraham | Management | For | Voted - For |
1.3 | Elect Wayne A. Budd | Management | For | Voted - For |
1.4 | Elect Karen Davis | Management | For | Voted - For |
1.5 | Elect S. Eugene Edwards | Management | For | Voted - For |
1.6 | Elect William E. Hantke | Management | For | Voted - For |
1.7 | Elect Robert J. Lavinia | Management | For | Voted - For |
1.8 | Elect Kimberly S. Lubel | Management | For | Voted - For |
1.9 | Elect George E. Ogden | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
PENNANTPARK COMPANIES | ||||
Security ID: 70806A106 Ticker: PNNT | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Elect Marshall Brozost | Management | For | Voted - Against |
1.2 | Elect Adam K. Bernstein | Management | For | Voted - Against |
1.3 | Elect Jeffrey Flug | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
PENNYMAC MORTGAGE INVESTMENT TRUST | ||||
Security ID: 70931T103 Ticker: PMT | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect David A. Spector | Management | For | Voted - For |
1.2 | Elect Randall D. Hadley | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
434
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PENSKE AUTOMOTIVE GROUP, INC. | ||||
Security ID: 70959W103 Ticker: PAG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect John D. Barr | Management | For | Voted - For |
1.2 | Elect Lisa Davis | Management | For | Voted - For |
1.3 | Elect Wolfgang Durheimer | Management | For | Voted - For |
1.4 | Elect Michael R. Eisenson | Management | For | Voted - For |
1.5 | Elect Robert H. Kurnick, Jr. | Management | For | Voted - For |
1.6 | Elect Kimberly J. McWaters | Management | For | Voted - For |
1.7 | Elect Greg Penske | Management | For | Voted - For |
1.8 | Elect Roger S. Penske | Management | For | Voted - For |
1.9 | Elect Sandra E. Pierce | Management | For | Voted - For |
1.10 | Elect Gregory C. Smith | Management | For | Voted - For |
1.11 | Elect Ronald G. Steinhart | Management | For | Voted - For |
1.12 | Elect H. Brian Thompson | Management | For | Voted - For |
1.13 | Elect Masashi Yamanaka | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
PEOPLES BANCORP INC. | ||||
Security ID: 709789101 Ticker: PEBO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Tara M. Abraham | Management | For | Voted - For |
1.2 | Elect S. Craig Beam | Management | For | Voted - For |
1.3 | Elect George W. Broughton | Management | For | Voted - For |
1.4 | Elect David F. Dierker | Management | For | Voted - For |
1.5 | Elect James S. Huggins | Management | For | Voted - For |
1.6 | Elect Brooke W. James | Management | For | Voted - For |
1.7 | Elect Susan D. Rector | Management | For | Voted - For |
1.8 | Elect Charles W. Sulerzyski | Management | For | Voted - For |
1.9 | Elect Michael N. Vittorio | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
PLYMOUTH INDUSTRIAL REIT, INC. | ||||
Security ID: 729640102 Ticker: PLYM | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Martin Barber | Management | For | Voted - For |
1.2 | Elect Philip S. Cottone | Management | For | Voted - For |
1.3 | Elect Richard J. DeAgazio | Management | For | Voted - For |
1.4 | Elect David G. Gaw | Management | For | Voted - For |
1.5 | Elect John W. Guinee | Management | For | Voted - For |
435
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Caitlin Murphy | Management | For | Voted - For |
1.7 | Elect Pendleton P. White, Jr. | Management | For | Voted - For |
1.8 | Elect Jeffrey E. Witherell | Management | For | Voted - For |
2 | Issuance of Common Stock | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
POPULAR, INC. | ||||
Security ID: 733174700 Ticker: BPOP | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Alejandro M. Ballester | Management | For | Voted - For |
1.2 | Elect Richard L. Carrion | Management | For | Voted - For |
1.3 | Elect Carlos A. Unanue | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
PREFERRED APARTMENT COMMUNITIES INC | ||||
Security ID: 74039L103 Ticker: APTS | ||||
Meeting Date: 19-Nov-20 | ||||
1 | Amendment to Charter to Allow Shareholders to Amend | |||
the Bylaws | Management | For | Voted - For | |
2 | Amendment to Charter to Reduce Call Option on | |||
Preferred Stock | Management | For | Voted - For | |
PREFERRED APARTMENT COMMUNITIES, INC. | ||||
Security ID: 74039L103 Ticker: APTS | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Steve Bartkowski | Management | For | Voted - For |
1.2 | Elect John M. Cannon | Management | For | Voted - For |
1.3 | Elect Gary B. Coursey | Management | For | Voted - For |
1.4 | Elect Sara J. Finley | Management | For | Voted - For |
1.5 | Elect Howard A. McLure | Management | For | Voted - For |
1.6 | Elect Joel T. Murphy | Management | For | Voted - For |
1.7 | Elect Timothy A. Peterson | Management | For | Voted - For |
2 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
436
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PREMIER FINANCIAL CORP. | ||||
Security ID: 32006W106 Ticker: PFC | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Marty E. Adams | Management | For | Voted - For |
1.2 | Elect Donald P. Hileman | Management | For | Voted - For |
1.3 | Elect Gary M. Small | Management | For | Voted - For |
1.4 | Elect Samuel S. Strausbaugh | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
PRIMORIS SERVICES CORPORATION | ||||
Security ID: 74164F103 Ticker: PRIM | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Stephen C. Cook | Management | For | Voted - For |
1.2 | Elect David L. King | Management | For | Voted - For |
1.3 | Elect Carla S. Mashinski | Management | For | Voted - For |
1.4 | Elect Terry D. McCallister | Management | For | Voted - For |
1.5 | Elect Thomas E. McCormick | Management | For | Voted - For |
1.6 | Elect Jose R. Rodriguez | Management | For | Voted - For |
1.7 | Elect John P. Schauerman | Management | For | Voted - For |
1.8 | Elect Robert A. Tinstman | Management | For | Voted - For |
1.9 | Elect Patricia K. Wagner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
PROG HOLDINGS, INC. | ||||
Security ID: 002535300 Ticker: PRG | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Elect Kathy T. Betty | Management | For | Voted - For |
1.2 | Elect Douglas C. Curling | Management | For | Voted - For |
1.3 | Elect Cynthia N. Day | Management | For | Voted - For |
1.4 | Elect Curtis L. Doman | Management | For | Voted - For |
1.5 | Elect Steven A. Michaels | Management | For | Voted - For |
1.6 | Elect Ray M. Robinson | Management | For | Voted - For |
1.7 | Elect James P. Smith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
437
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PROGRESS SOFTWARE CORPORATION | ||||
Security ID: 743312100 Ticker: PRGS | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Paul Dacier | Management | For | Voted - For |
1.2 | Elect John R. Egan | Management | For | Voted - For |
1.3 | Elect Rainer Gawlick | Management | For | Voted - For |
1.4 | Elect Yogesh Gupta | Management | For | Voted - For |
1.5 | Elect Charles F. Kane | Management | For | Voted - For |
1.6 | Elect Samskriti Y. King | Management | For | Voted - For |
1.7 | Elect David A. Krall | Management | For | Voted - For |
1.8 | Elect Angela T. Tucci | Management | For | Voted - For |
1.9 | Elect Vivian M. Vitale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2008 Stock Option and Incentive | |||
Plan | Management | For | Voted - For | |
4 | Amendment to the 1991 Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
PROSPECT CAPITAL CORP | ||||
Security ID: 74348T102 Ticker: PSEC | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Elect William J. Gremp | Management | For | Voted - Against |
2 | Shareholder Proposal Regarding Declassification of | |||
the Board | Shareholder | Against | Voted - For | |
3 | Shareholder Proposal Regarding Advisory Fees | |||
(Non-Binding) | Shareholder | Against | Voted - Against | |
PROSPECT CAPITAL CORPORATION | ||||
Security ID: 74348T102 Ticker: PSEC | ||||
Meeting Date: 11-Jun-21 | ||||
1 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
QUAD/GRAPHICS, INC. | ||||
Security ID: 747301109 Ticker: QUAD | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Elect Mark A. Angelson | Management | For | Voted - For |
1.2 | Elect Douglas P. Buth | Management | For | Voted - Withheld |
1.3 | Elect Kathryn Quadracci Flores | Management | For | Voted - For |
1.4 | Elect John C. Fowler | Management | For | Voted - For |
1.5 | Elect Stephen M. Fuller | Management | For | Voted - For |
438
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Christopher B. Harned | Management | For | Voted - For |
1.7 | Elect Joel Quadracci | Management | For | Voted - For |
1.8 | Elect Jay O. Rothman | Management | For | Voted - Withheld |
1.9 | Elect John S. Shiely | Management | For | Voted - For |
QURATE RETAIL, INC. | ||||
Security ID: 74915M100 Ticker: QRTEA | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Richard N. Barton | Management | For | Voted - Withheld |
1.2 | Elect Michael A. George | Management | For | Voted - For |
1.3 | Elect Gregory B. Maffei | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
RADIAN GROUP INC. | ||||
Security ID: 750236101 Ticker: RDN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Herbert Wender | Management | For | Voted - For |
1.2 | Elect Brad L. Conner | Management | For | Voted - For |
1.3 | Elect Howard B. Culang | Management | For | Voted - For |
1.4 | Elect Debra A. Hess | Management | For | Voted - For |
1.5 | Elect Lisa W. Hess | Management | For | Voted - For |
1.6 | Elect Lisa Mumford | Management | For | Voted - For |
1.7 | Elect Gaetano Muzio | Management | For | Voted - For |
1.8 | Elect Gregory V. Serio | Management | For | Voted - For |
1.9 | Elect Noel J. Spiegel | Management | For | Voted - For |
1.10 | Elect Richard G. Thornberry | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Equity Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
RCI HOSPITALITY HOLDINGS, INC. | ||||
Security ID: 74934Q108 Ticker: RICK | ||||
Meeting Date: 14-Sep-20 | ||||
1.1 | Elect Eric S. Langan | Management | For | Voted - For |
1.2 | Elect Travis Reese | Management | For | Voted - For |
1.3 | Elect Nourdean Anakar | Management | For | Voted - Withheld |
1.4 | Elect Luke Lirot | Management | For | Voted - Withheld |
1.5 | Elect Yura Barabash | Management | For | Voted - For |
1.6 | Elect Elaine J. Martin | Management | For | Voted - For |
1.7 | Elect Arthur Allan Priaulx | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Transaction of Other Business | Management | For | Voted - Against |
439
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
REDWOOD TRUST, INC. | ||||
Security ID: 758075402 Ticker: RWT | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Richard D. Baum | Management | For | Voted - For |
1.2 | Elect Greg H. Kubicek | Management | For | Voted - For |
1.3 | Elect Christopher J. Abate | Management | For | Voted - For |
1.4 | Elect Armando Falcon | Management | For | Voted - For |
1.5 | Elect Douglas B. Hansen | Management | For | Voted - For |
1.6 | Elect Debora D. Horvath | Management | For | Voted - For |
1.7 | Elect George W. Madison | Management | For | Voted - For |
1.8 | Elect Jeffrey T. Pero | Management | For | Voted - Against |
1.9 | Elect Georganne C. Proctor | Management | For | Voted - For |
1.10 | Elect Faith A. Schwartz | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2002 Employee Stock Purchase Plan | Management | For | Voted - For |
REGAL BELOIT CORPORATION | ||||
Security ID: 758750103 Ticker: RBC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Jan A. Bertsch | Management | For | Voted - For |
1.2 | Elect Stephen M. Burt | Management | For | Voted - For |
1.3 | Elect Anesa Chaibi | Management | For | Voted - For |
1.4 | Elect Christopher L. Doerr | Management | For | Voted - For |
1.5 | Elect Dean A. Foate | Management | For | Voted - For |
1.6 | Elect Michael F. Hilton | Management | For | Voted - For |
1.7 | Elect Louis V. Pinkham | Management | For | Voted - For |
1.8 | Elect Rakesh Sachdev | Management | For | Voted - For |
1.9 | Elect Curtis W. Stoelting | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
REGIONAL MANAGEMENT CORP. | ||||
Security ID: 75902K106 Ticker: RM | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Robert W. Beck | Management | For | Voted - For |
1.2 | Elect Jonathan D. Brown | Management | For | Voted - For |
1.3 | Elect Roel C. Campos | Management | For | Voted - For |
1.4 | Elect Maria Contreras-Sweet | Management | For | Voted - For |
1.5 | Elect Michael R. Dunn | Management | For | Voted - For |
1.6 | Elect Steven J. Freiberg | Management | For | Voted - For |
1.7 | Elect Sandra K. Johnson | Management | For | Voted - For |
440
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Carlos Palomares | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
REPUBLIC BANCORP, INC. | ||||
Security ID: 760281204 Ticker: RBCAA | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald F Barnes | Management | For | Voted - For |
1.2 | Elect Laura M Douglas | Management | For | Voted - For |
1.3 | Elect David P Feaster | Management | For | Voted - For |
1.4 | Elect Craig A. Greenberg | Management | For | Voted - For |
1.5 | Elect Heather V Howell | Management | For | Voted - For |
1.6 | Elect Ernest W Marshall Jr. | Management | For | Voted - For |
1.7 | Elect W. Patrick Mulloy | Management | For | Voted - For |
1.8 | Elect George Nichols III | Management | For | Voted - For |
1.9 | Elect W. Kenneth Oyler III | Management | For | Voted - For |
1.10 | Elect Michael T. Rust | Management | For | Voted - For |
1.11 | Elect Susan Stout Tamme | Management | For | Voted - For |
1.12 | Elect A. Scott Trager | Management | For | Voted - For |
1.13 | Elect Steven E. Trager | Management | For | Voted - For |
1.14 | Elect Andrew Trager-Kusman | Management | For | Voted - For |
1.15 | Elect Mark A. Vogt | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Board Size | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
RETAIL VALUE INC. | ||||
Security ID: 76133Q102 Ticker: RVI | ||||
Meeting Date: 12-May-21 | �� | |||
1.1 | Elect Gary N. Boston | Management | For | Voted - For |
1.2 | Elect Henrie W. Koetter | Management | For | Voted - For |
1.3 | Elect David R. Lukes | Management | For | Voted - For |
1.4 | Elect Scott D. Roulston | Management | For | Voted - For |
1.5 | Elect Barry A. Sholem | Management | For | Voted - For |
1.6 | Elect Christa A. Vesy | Management | For | Voted - Against |
2 | Elimination of Supermajority Requirement | Management | For | Voted - For |
3 | Elimination of Supermajority Requirement | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
441
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
RUSH ENTERPRISES, INC. | ||||
Security ID: 781846209 Ticker: RUSHA | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect W. M. Rush | Management | For | Voted - For |
1.2 | Elect Thomas A. Akin | Management | For | Voted - For |
1.3 | Elect James C. Underwood | Management | For | Voted - For |
1.4 | Elect Raymond J. Chess | Management | For | Voted - For |
1.5 | Elect William H. Cary | Management | For | Voted - For |
1.6 | Elect Kennon H. Guglielmo | Management | For | Voted - Withheld |
1.7 | Elect Elaine Mendoza | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
SABRA HEALTH CARE REIT, INC. | ||||
Security ID: 78573L106 Ticker: SBRA | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Craig A. Barbarosh | Management | For | Voted - For |
1.2 | Elect Katie Cusack | Management | For | Voted - For |
1.3 | Elect Michael J. Foster | Management | For | Voted - For |
1.4 | Elect Ronald G. Geary | Management | For | Voted - For |
1.5 | Elect Lynne S. Katzmann | Management | For | Voted - For |
1.6 | Elect Ann Kono | Management | For | Voted - For |
1.7 | Elect Raymond J. Lewis | Management | For | Voted - For |
1.8 | Elect Jeffrey A. Malehorn | Management | For | Voted - For |
1.9 | Elect Richard K. Matros | Management | For | Voted - For |
1.10 | Elect Clifton J. Porter II | Management | For | Voted - For |
1.11 | Elect Milton J. Walters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SALLY BEAUTY HOLDINGS, INC. | ||||
Security ID: 79546E104 Ticker: SBH | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Timothy R. Baer | Management | For | Voted - For |
1.2 | Elect Christian A. Brickman | Management | For | Voted - For |
1.3 | Elect Marshall E. Eisenberg | Management | For | Voted - For |
1.4 | Elect Diana S. Ferguson | Management | For | Voted - For |
1.5 | Elect Dorlisa K. Flur | Management | For | Voted - For |
1.6 | Elect James M. Head | Management | For | Voted - For |
1.7 | Elect Linda Heasley | Management | For | Voted - For |
1.8 | Elect Robert R. McMaster | Management | For | Voted - For |
1.9 | Elect John A. Miller | Management | For | Voted - For |
1.10 | Elect Susan R. Mulder | Management | For | Voted - For |
442
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Denise Paulonis | Management | For | Voted - For |
1.12 | Elect Edward W. Rabin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SANMINA CORPORATION | ||||
Security ID: 801056102 Ticker: SANM | ||||
Meeting Date: 15-Mar-21 | ||||
1.1 | Elect Eugene A. Delaney | Management | For | Voted - For |
1.2 | Elect John P. Goldsberry | Management | For | Voted - For |
1.3 | Elect Rita S. Lane | Management | For | Voted - For |
1.4 | Elect Joseph G. Licata, Jr. | Management | For | Voted - For |
1.5 | Elect Krish A. Prabhu | Management | For | Voted - For |
1.6 | Elect Mario M. Rosati | Management | For | Voted - Against |
1.7 | Elect Jure Sola | Management | For | Voted - For |
1.8 | Elect Jackie M. Ward | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2019 Equity Incentive Plan | Management | For | Voted - For |
SCANSOURCE, INC. | ||||
Security ID: 806037107 Ticker: SCSC | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Michael L. Baur | Management | For | Voted - For |
1.2 | Elect Peter C. Browning | Management | For | Voted - For |
1.3 | Elect Frank E. Emory, Jr. | Management | For | Voted - For |
1.4 | Elect Michael J. Grainger | Management | For | Voted - For |
1.5 | Elect Dorothy F. Ramoneda | Management | For | Voted - For |
1.6 | Elect John P. Reilly | Management | For | Voted - For |
1.7 | Elect Jeffrey R. Rodek | Management | For | Voted - For |
1.8 | Elect Elizabeth O. Temple | Management | For | Voted - For |
1.9 | Elect Charles R. Whitchurch | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
SELECT MEDICAL HOLDINGS CORPORATION | ||||
Security ID: 81619Q105 Ticker: SEM | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect James S. Ely III | Management | For | Voted - Against |
1.2 | Elect Rocco A. Ortenzio | Management | For | Voted - For |
1.3 | Elect Thomas A. Scully | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
443
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SERVICE PROPERTIES TRUST | ||||
Security ID: 81761L102 Ticker: SVC | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Laurie B. Burns | Management | For | Voted - For |
1.2 | Elect William A. Lamkin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SHOE CARNIVAL, INC. | ||||
Security ID: 824889109 Ticker: SCVL | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Kent A. Kleeberger | Management | For | Voted - For |
1.2 | Elect Charles B. Tomm | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SILGAN HOLDINGS INC. | ||||
Security ID: 827048109 Ticker: SLGN | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Anthony J. Allott | Management | For | Voted - For |
1.2 | Elect William T. Donovan | Management | For | Voted - For |
1.3 | Elect Joseph M. Jordan | Management | For | Voted - Withheld |
2 | Board Size | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SIMMONS FIRST NATIONAL CORPORATION | ||||
Security ID: 828730200 Ticker: SFNC | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Jay D. Burchfield | Management | For | Voted - For |
1.2 | Elect Marty D. Casteel | Management | For | Voted - For |
1.3 | Elect William E. Clark, II | Management | For | Voted - Against |
1.4 | Elect Steven A. Cosse | Management | For | Voted - For |
1.5 | Elect Mark C. Doramus | Management | For | Voted - For |
1.6 | Elect Edward Drilling | Management | For | Voted - For |
1.7 | Elect Eugene Hunt | Management | For | Voted - For |
1.8 | Elect Jerry Hunter | Management | For | Voted - For |
1.9 | Elect Susan S. Lanigan | Management | For | Voted - For |
1.10 | Elect W. Scott McGeorge | Management | For | Voted - For |
1.11 | Elect George A. Makris, Jr. | Management | For | Voted - For |
444
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Elect Tom E. Purvis | Management | For | Voted - For |
1.13 | Elect Robert L. Shoptaw | Management | For | Voted - For |
1.14 | Elect Julie Stackhouse | Management | For | Voted - For |
1.15 | Elect Russell W. Teubner | Management | For | Voted - For |
1.16 | Elect Mindy West | Management | For | Voted - For |
2 | Change in Board Size | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Revise Outdated Information in Articles of | |||
Incorporation | Management | For | Voted - For | |
6 | Include Provisions in Articles of Incorporation to | |||
Provide for Majority Voting in Uncontested Elections | Management | For | Voted - For | |
SITE CENTERS CORP. | ||||
Security ID: 82981J109 Ticker: SITC | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Linda B. Abraham | Management | For | Voted - For |
1.2 | Elect Terrance R. Ahern | Management | For | Voted - For |
1.3 | Elect Jane E. DeFlorio | Management | For | Voted - For |
1.4 | Elect Thomas Finne | Management | For | Voted - For |
1.5 | Elect David R. Lukes | Management | For | Voted - For |
1.6 | Elect Victor B. MacFarlane | Management | For | Voted - For |
1.7 | Elect Alexander Otto | Management | For | Voted - For |
1.8 | Elect Dawn M. Sweeney | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SIXTH STREET SPECIALTY LENDING, INC. | ||||
Security ID: 83012A109 Ticker: TSLX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Richard Higginbotham | Management | For | Voted - Withheld |
1.2 | Elect David Stiepleman | Management | For | Voted - For |
1.3 | Elect Ronald Tanemura | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Authority to Sell or Issue Shares Below Net Asset | |||
Value | Management | For | Voted - For | |
SKYWEST, INC. | ||||
Security ID: 830879102 Ticker: SKYW | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Jerry C. Atkin | Management | For | Voted - For |
1.2 | Elect W. Steve Albrecht | Management | For | Voted - For |
1.3 | Elect Russell A. Childs | Management | For | Voted - For |
445
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Smita Conjeevaram | Management | For | Voted - For |
1.5 | Elect Meredith S. Madden | Management | For | Voted - For |
1.6 | Elect Ronald J. Mittelstaedt | Management | For | Voted - For |
1.7 | Elect Andrew C. Roberts | Management | For | Voted - For |
1.8 | Elect Keith E. Smith | Management | For | Voted - For |
1.9 | Elect Steven F. Udvar-Hazy | Management | For | Voted - Withheld |
1.10 | Elect James L. Welch | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SONIC AUTOMOTIVE, INC. | ||||
Security ID: 83545G102 Ticker: SAH | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect O. Bruton Smith | Management | For | Voted - For |
1.2 | Elect David B. Smith | Management | For | Voted - For |
1.3 | Elect Jeff Dyke | Management | For | Voted - For |
1.4 | Elect William I. Belk | Management | For | Voted - For |
1.5 | Elect William R. Brooks | Management | For | Voted - For |
1.6 | Elect Victor H. Doolan | Management | For | Voted - For |
1.7 | Elect John W. Harris, III | Management | For | Voted - For |
1.8 | Elect H. Robert Heller | Management | For | Voted - For |
1.9 | Elect Keri A. Kaiser | Management | For | Voted - For |
1.10 | Elect Marcus G. Smith | Management | For | Voted - For |
1.11 | Elect R. Eugene Taylor | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Adoption of Exclusive Forum Provision | Management | For | Voted - Against |
5 | Amendment to the 2012 Stock Incentive Plan | Management | For | Voted - For |
SOUTHWESTERN ENERGY COMPANY | ||||
Security ID: 845467109 Ticker: SWN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect John D. Gass | Management | For | Voted - For |
1.2 | Elect S. P. Johnson IV | Management | For | Voted - For |
1.3 | Elect Catherine A. Kehr | Management | For | Voted - For |
1.4 | Elect Greg D. Kerley | Management | For | Voted - For |
1.5 | Elect Jon A. Marshall | Management | For | Voted - For |
1.6 | Elect Patrick M. Prevost | Management | For | Voted - For |
1.7 | Elect Anne Taylor | Management | For | Voted - For |
1.8 | Elect Denis J. Walsh III | Management | For | Voted - For |
1.9 | Elect William J. Way | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For |
446
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SPARTANNASH COMPANY | ||||
Security ID: 847215100 Ticker: SPTN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Margaret Shan Atkins | Management | For | Voted - For |
1.2 | Elect Frank M. Gambino | Management | For | Voted - For |
1.3 | Elect Douglas A. Hacker | Management | For | Voted - For |
1.4 | Elect Yvonne R. Jackson | Management | For | Voted - For |
1.5 | Elect Matthew Mannelly | Management | For | Voted - For |
1.6 | Elect Elizabeth A. Nickels | Management | For | Voted - For |
1.7 | Elect Hawthorne L. Proctor | Management | For | Voted - For |
1.8 | Elect Tony B. Sarsam | Management | For | Voted - For |
1.9 | Elect William R. Voss | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SPROUTS FARMERS MARKET, INC. | ||||
Security ID: 85208M102 Ticker: SFM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Joseph Fortunato | Management | For | Voted - For |
1.2 | Elect Lawrence P. Molloy | Management | For | Voted - For |
1.3 | Elect Joseph P. O'Leary | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
STEELCASE INC. | ||||
Security ID: 858155203 Ticker: SCS | ||||
Meeting Date: 15-Jul-20 | ||||
1.1 | Elect Lawrence J. Blanford | Management | For | Voted - For |
1.2 | Elect Timothy C.E. Brown | Management | For | Voted - Against |
1.3 | Elect Connie K. Duckworth | Management | For | Voted - For |
1.4 | Elect James P. Keane | Management | For | Voted - For |
1.5 | Elect Todd P. Kelsey | Management | For | Voted - For |
1.6 | Elect Jennifer C. Niemann | Management | For | Voted - For |
1.7 | Elect Robert C. Pew III | Management | For | Voted - For |
1.8 | Elect Cathy D. Ross | Management | For | Voted - For |
1.9 | Elect Catherine B. Schmelter | Management | For | Voted - For |
1.10 | Elect Peter M. Wege II | Management | For | Voted - For |
1.11 | Elect Kate Pew Wolters | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
447
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SUPERNUS PHARMACEUTICALS, INC. | ||||
Security ID: 868459108 Ticker: SUPN | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Georges Gemayel | Management | For | Voted - For |
1.2 | Elect John M. Siebert | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
SYKES ENTERPRISES, INCORPORATED | ||||
Security ID: 871237103 Ticker: SYKE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Jeanne Beliveau-Dunn | Management | For | Voted - For |
1.2 | Elect Vanessa C.L. Chang | Management | For | Voted - For |
1.3 | Elect Charles E. Sykes | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SYNNEX CORPORATION | ||||
Security ID: 87162W100 Ticker: SNX | ||||
Meeting Date: 16-Mar-21 | ||||
1.1 | Elect Kevin M. Murai | Management | For | Voted - For |
1.2 | Elect Dwight A. Steffensen | Management | For | Voted - For |
1.3 | Elect Dennis Polk | Management | For | Voted - For |
1.4 | Elect Fred A. Breidenbach | Management | For | Voted - For |
1.5 | Elect Laurie Simon Hodrick | Management | For | Voted - For |
1.6 | Elect LEE Hau Leung | Management | For | Voted - For |
1.7 | Elect MIAU Matthew Feng-Chiang | Management | For | Voted - Withheld |
1.8 | Elect Ann Vezina | Management | For | Voted - For |
1.9 | Elect Thomas Wurster | Management | For | Voted - For |
1.10 | Elect Duane E. Zitzner | Management | For | Voted - For |
1.11 | Elect Andrea M. Zulberti | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
Meeting Date: 30-Jun-21 | ||||
1 | Merger | Management | For | Voted - For |
2 | Merger Issuance | Management | For | Voted - For |
3 | Increase in Authorized Common Stock | Management | For | Voted - For |
4 | Corporate Opportunity Waiver | Management | For | Voted - For |
5 | Right to Adjourn Meeting | Management | For | Voted - For |
448
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SYNOVUS FINANCIAL CORP. | ||||
Security ID: 87161C501 Ticker: SNV | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Tim E. Bentsen | Management | For | Voted - For |
1.2 | Elect Kevin S. Blair | Management | For | Voted - For |
1.3 | Elect F. Dixon Brooke Jr. | Management | For | Voted - For |
1.4 | Elect Stephen T. Butler | Management | For | Voted - For |
1.5 | Elect Elizabeth W. Camp | Management | For | Voted - For |
1.6 | Elect Pedro Cherry | Management | For | Voted - For |
1.7 | Elect Diana M. Murphy | Management | For | Voted - For |
1.8 | Elect Harris Pastides | Management | For | Voted - For |
1.9 | Elect Joseph J. Prochaska, Jr. | Management | For | Voted - For |
1.10 | Elect John L. Stallworth | Management | For | Voted - For |
1.11 | Elect Kessel D. Stelling | Management | For | Voted - For |
1.12 | Elect Barry L. Storey | Management | For | Voted - For |
1.13 | Elect Teresa White | Management | For | Voted - For |
2 | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Approval of the 2021 Director Stock Purchase Plan | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Plan | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Ratification of Auditor | Management | For | Voted - For |
TCF FINANCIAL CORPORATION | ||||
Security ID: 872307103 Ticker: TCF | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Merger/Acquisition | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
TEGNA INC. | ||||
Security ID: 87901J105 Ticker: TGNA | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Colleen B. Brown | Shareholder | N/A | Take No Action |
1.2 | Elect Carlos P. Salas | Shareholder | N/A | Take No Action |
1.3 | Elect Elizabeth A. Tumulty | Shareholder | N/A | Take No Action |
1.4 | Elect Management Nominee Gina L. Bianchini | Shareholder | N/A | Take No Action |
1.5 | Elect Management Nominee Stuart J. Epstein | Shareholder | N/A | Take No Action |
1.6 | Elect Management Nominee Lidia Fonseca | Shareholder | N/A | Take No Action |
1.7 | Elect Management Nominee Karen H. Grimes | Shareholder | N/A | Take No Action |
1.8 | Elect Management Nominee Scott K. McCune | Shareholder | N/A | Take No Action |
1.9 | Elect Management Nominee Henry W. McGee | Shareholder | N/A | Take No Action |
1.10 | Elect Management Nominee | |||
Susan Ness | Shareholder | N/A | Take No Action |
449
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Management Nominee Bruce P. Nolop | Shareholder | N/A | Take No Action |
1.12 | Elect Management Nominee Melinda C. Witmer | Shareholder | N/A | Take No Action |
1.13 | Elect Gina L. Bianchini | Management | For | Voted - For |
1.14 | Elect Howard D. Elias | Management | For | Voted - For |
1.15 | Elect Stuart J. Epstein | Management | For | Voted - For |
1.16 | Elect Lidia Fonseca | Management | For | Voted - For |
1.17 | Elect Karen H. Grimes | Management | For | Voted - For |
1.18 | Elect David T. Lougee | Management | For | Voted - For |
1.19 | Elect Scott K. McCune | Management | For | Voted - For |
1.20 | Elect Henry W. McGee | Management | For | Voted - For |
1.21 | Elect Susan Ness | Management | For | Voted - For |
1.22 | Elect Bruce P. Nolop | Management | For | Voted - For |
1.23 | Elect Neal Shapiro | Management | For | Voted - For |
1.24 | Elect Melinda C. Witmer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | N/A | Take No Action |
3 | Advisory Vote on Executive Compensation | Management | N/A | Take No Action |
4 | Elimination of Supermajority Requirement | Management | N/A | Take No Action |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Elimination of Supermajority Voting Provisions | Management | For | Voted - For |
TELEPHONE & DATA SYSTEMS, INC. | ||||
Security ID: 879433829 Ticker: TDS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Clarence A. Davis | Management | For | Voted - For |
1.2 | Elect George W. Off | Management | For | Voted - For |
1.3 | Elect Wade Oosterman | Management | For | Voted - For |
1.4 | Elect Gary L. Sugarman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
TEXTAINER GROUP HOLDINGS LIMITED | ||||
Security ID: G8766E109 Ticker: TGH | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Olivier Ghesquiere | Management | For | Voted - For |
1.2 | Elect James F. Earl | Management | For | Voted - For |
1.3 | Elect Cynthia L. Hostetler | Management | For | Voted - For |
2 | Approval of Financial Statements | Management | For | Voted - For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
450
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE BANK OF N.T. BUTTERFIELD & SON LIMITED | ||||
Security ID: G0772R208 Ticker: NTB | ||||
Meeting Date: 12-Aug-20 | ||||
1.1 | Elect Michael Collins | Management | For | Voted - For |
1.2 | Elect Alastair Barbour | Management | For | Voted - For |
1.3 | Elect James Burr | Management | For | Voted - For |
1.4 | Elect Michael Covell | Management | For | Voted - For |
1.5 | Elect Leslie Godridge | Management | For | Voted - For |
1.6 | Elect Mark Lynch | Management | For | Voted - For |
1.7 | Elect Conor O'Dea | Management | For | Voted - For |
1.8 | Elect Jana R. Schreuder | Management | For | Voted - For |
1.9 | Elect Michael Schrum | Management | For | Voted - Against |
1.10 | Elect Pamela Thomas-Graham | Management | For | Voted - For |
1.11 | Elect John R. Wright | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Authority to Issue Treasury Shares and Unissued | |||
Authorized Capital | Management | For | Voted - For | |
Meeting Date: 30-Jun-21 | ||||
1.1 | Elect Michael Collins | Management | For | Voted - For |
1.2 | Elect Alastair Barbour | Management | For | Voted - For |
1.3 | Elect Sonia Baxendale | Management | For | Voted - For |
1.4 | Elect James Burr | Management | For | Voted - For |
1.5 | Elect Michael Covell | Management | For | Voted - For |
1.6 | Elect Mark Lynch | Management | For | Voted - For |
1.7 | Elect Jana R. Schreuder | Management | For | Voted - For |
1.8 | Elect Michael Schrum | Management | For | Voted - Against |
1.9 | Elect Pamela Thomas-Graham | Management | For | Voted - For |
1.10 | Elect John R. Wright | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Authority to Issue Treasury Shares and Unissued | |||
Authorized Capital | Management | For | Voted - For | |
THE CHEMOURS COMPANY | ||||
Security ID: 163851108 Ticker: CC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Curtis V. Anastasio | Management | For | Voted - For |
1.2 | Elect Bradley J. Bell | Management | For | Voted - For |
1.3 | Elect Richard H. Brown | Management | For | Voted - For |
1.4 | Elect Mary B. Cranston | Management | For | Voted - For |
1.5 | Elect Curtis J. Crawford | Management | For | Voted - For |
1.6 | Elect Dawn L. Farrell | Management | For | Voted - For |
1.7 | Elect Erin Kane | Management | For | Voted - For |
1.8 | Elect Sean D. Keohane | Management | For | Voted - For |
451
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Mark P. Vergnano | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
5 | Amendment to the 2017 Equity and Incentive Plan | Management | For | Voted - For |
THE HANOVER INSURANCE GROUP, INC. | ||||
Security ID: 410867105 Ticker: THG | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Harriett Tee Taggart | Management | For | Voted - For |
1.2 | Elect Kevin J. Bradicich | Management | For | Voted - For |
1.3 | Elect J. Paul Condrin III | Management | For | Voted - For |
1.4 | Elect Cynthia L. Egan | Management | For | Voted - For |
1.5 | Elect Kathleen S. Lane | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
THE ODP CORPORATION | ||||
Security ID: 88337F105 Ticker: ODP | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Quincy L. Allen | Management | For | Voted - For |
1.2 | Elect Kristin A. Campbell | Management | For | Voted - For |
1.3 | Elect Marcus Dunlop | Management | For | Voted - For |
1.4 | Elect Cynthia T. Jamison | Management | For | Voted - For |
1.5 | Elect Francesca Ruiz De Luzuriaga | Management | For | Voted - For |
1.6 | Elect Shashank Samant | Management | For | Voted - For |
1.7 | Elect Wendy L. Schoppert | Management | For | Voted - For |
1.8 | Elect Gerry P. Smith | Management | For | Voted - For |
1.9 | Elect David M. Szymanski | Management | For | Voted - For |
1.10 | Elect Joseph Vassalluzzo | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
THE TIMKEN COMPANY | ||||
Security ID: 887389104 Ticker: TKR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Maria A. Crowe | Management | For | Voted - For |
1.2 | Elect Elizabeth A. Harrell | Management | For | Voted - For |
1.3 | Elect Richard G. Kyle | Management | For | Voted - For |
1.4 | Elect Sarah C. Lauber | Management | For | Voted - For |
1.5 | Elect John A. Luke | Management | For | Voted - For |
1.6 | Elect Christopher L. Mapes | Management | For | Voted - For |
452
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect James F. Palmer | Management | For | Voted - For |
1.8 | Elect Ajita G. Rajendra | Management | For | Voted - For |
1.9 | Elect Frank C. Sullivan | Management | For | Voted - For |
1.10 | Elect John M. Timken, Jr. | Management | For | Voted - For |
1.11 | Elect Ward J. Timken, Jr. | Management | For | Voted - For |
1.12 | Elect Jacqueline F. Woods | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
TOLL BROTHERS, INC. | ||||
Security ID: 889478103 Ticker: TOL | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Elect Robert I. Toll | Management | For | Voted - For |
1.2 | Elect Douglas C. Yearley, Jr. | Management | For | Voted - For |
1.3 | Elect Richard J. Braemer | Management | For | Voted - For |
1.4 | Elect Stephen F. East | Management | For | Voted - For |
1.5 | Elect Christine N. Garvey | Management | For | Voted - For |
1.6 | Elect Karen H. Grimes | Management | For | Voted - For |
1.7 | Elect Carl B. Marbach | Management | For | Voted - For |
1.8 | Elect John A. McLean | Management | For | Voted - For |
1.9 | Elect Wendell E Pritchett | Management | For | Voted - For |
1.10 | Elect Paul E. Shapiro | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
TRAVEL+LEISURE CO | ||||
Security ID: 98310W108 Ticker: TNL | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Louise F. Brady | Management | For | Voted - For |
1.2 | Elect Michael D. Brown | Management | For | Voted - For |
1.3 | Elect James E. Buckman | Management | For | Voted - For |
1.4 | Elect George Herrera | Management | For | Voted - For |
1.5 | Elect Stephen P. Holmes | Management | For | Voted - For |
1.6 | Elect Denny Marie Post | Management | For | Voted - For |
1.7 | Elect Ronald L. Rickles | Management | For | Voted - For |
1.8 | Elect Michael H. Wargotz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
453
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TREDEGAR CORPORATION | ||||
Security ID: 894650100 Ticker: TG | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect George C. Freeman, III | Management | For | Voted - For |
1.2 | Elect John D. Gottwald | Management | For | Voted - For |
1.3 | Elect William M. Gottwald | Management | For | Voted - For |
1.4 | Elect Kenneth R. Newsome | Management | For | Voted - For |
1.5 | Elect Gregory A. Pratt | Management | For | Voted - For |
1.6 | Elect Thomas G. Snead, Jr. | Management | For | Voted - For |
1.7 | Elect John M. Steitz | Management | For | Voted - For |
1.8 | Elect Carl E. Tack, III | Management | For | Voted - For |
1.9 | Elect Anne G. Waleski | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2018 Equity Incentive Plan | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
TRI POINTE HOMES, INC. | ||||
Security ID: 87265H109 Ticker: TPH | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Douglas F. Bauer | Management | For | Voted - For |
1.2 | Elect Lawrence B. Burrows | Management | For | Voted - For |
1.3 | Elect Daniel S. Fulton | Management | For | Voted - For |
1.4 | Elect Steven J. Gilbert | Management | For | Voted - For |
1.5 | Elect Vicki D. McWilliams | Management | For | Voted - For |
1.6 | Elect Constance B. Moore | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
TRINSEO S.A. | ||||
Security ID: L9340P101 Ticker: TSE | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect K'Lynne Johnson | Management | For | Voted - For |
1.2 | Elect Joseph Alvarado | Management | For | Voted - For |
1.3 | Elect Frank A. Bozich | Management | For | Voted - For |
1.4 | Elect Jeffrey J. Cote | Management | For | Voted - For |
1.5 | Elect Pierre-Marie De Leener | Management | For | Voted - For |
1.6 | Elect Sandra Beach Lin | Management | For | Voted - For |
1.7 | Elect Jeanmarie Desmond | Management | For | Voted - For |
1.8 | Elect Matthew T. Farrell | Management | For | Voted - For |
1.9 | Elect Philip R. Martens | Management | For | Voted - For |
1.10 | Elect Donald T. Misheff | Management | For | Voted - For |
454
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Henri Steinmetz | Management | For | Voted - For |
1.12 | Elect Mark E. Tomkins | Management | For | Voted - For |
1.13 | Elect Victoria Brifo | Management | For | Voted - For |
2 | Reincorporation from Luxembourg to Ireland | Management | For | Voted - For |
3 | Change in Board Size | Management | For | Voted - For |
4 | Advisory Approval of Irish Constitution | Management | For | Voted - For |
5 | Changes in Share Capital | Management | For | Voted - Against |
6 | Change in Board's Discretion to Issue Shares | |||
Without Waiver of Preemptive Rights | Management | For | Voted - For | |
7 | Change in Advance Notice Requirements for | |||
Shareholder Proposals | Management | For | Voted - Against | |
8 | Reduction in Share Premium Account | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
11 | Approval of Amendments to the Director Compensation | |||
Program | Management | For | Voted - Against | |
12 | Accounts and Reports | Management | For | Voted - For |
13 | Allocation of Results | Management | For | Voted - For |
14 | Discharge the Board of Directors and Auditor | Management | For | Voted - For |
15 | Ratification of Auditor for Statutory Accounts | Management | For | Voted - For |
16 | Ratification of Auditor | Management | For | Voted - For |
TRITON INTERNATIONAL LIMITED | ||||
Security ID: G9078F107 Ticker: TRTN | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Brian M. Sondey | Management | For | Voted - For |
1.2 | Elect Robert W. Alspaugh | Management | For | Voted - For |
1.3 | Elect Malcolm P. Baker | Management | For | Voted - For |
1.4 | Elect Annabelle G. Bexiga | Management | For | Voted - For |
1.5 | Elect Claude Germain | Management | For | Voted - For |
1.6 | Elect Kenneth Hanau | Management | For | Voted - For |
1.7 | Elect John S. Hextall | Management | For | Voted - For |
1.8 | Elect Robert L. Rosner | Management | For | Voted - For |
1.9 | Elect Simon R. Vernon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Eliminate Provisions Relating to Sponsor | |||
Shareholders | Management | For | Voted - For | |
TTM TECHNOLOGIES, INC. | ||||
Security ID: 87305R109 Ticker: TTMI | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect John G. Mayer | Management | For | Voted - Withheld |
1.2 | Elect Rex D. Geveden | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
455
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
UNITED THERAPEUTICS CORPORATION | ||||
Security ID: 91307C102 Ticker: UTHR | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Katherine Klein | Management | For | Voted - For |
1.2 | Elect Raymond Kurzweil | Management | For | Voted - For |
1.3 | Elect Linda Maxwell | Management | For | Voted - For |
1.4 | Elect Martine Rothblatt | Management | For | Voted - For |
1.5 | Elect Louis Sullivan | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2015 Stock Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
UNIVERSAL CORPORATION | ||||
Security ID: 913456109 Ticker: UVV | ||||
Meeting Date: 04-Aug-20 | ||||
1.1 | Elect George C. Freeman, III | Management | For | Voted - For |
1.2 | Elect Lennart R. Freeman | Management | For | Voted - For |
1.3 | Elect Jacqueline T. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
UNIVERSAL INSURANCE HOLDINGS, INC. | ||||
Security ID: 91359V107 Ticker: UVE | �� | |||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect Scott P. Callahan | Management | For | Voted - For |
1.2 | Elect Kimberly D. Campos | Management | For | Voted - For |
1.3 | Elect Stephen J. Donaghy | Management | For | Voted - For |
1.4 | Elect Sean P. Downes | Management | For | Voted - For |
1.5 | Elect Marlene M. Gordon | Management | For | Voted - For |
1.6 | Elect Richard D. Peterson | Management | For | Voted - For |
1.7 | Elect Michael A. Pietrangelo | Management | For | Voted - For |
1.8 | Elect Ozzie A. Schindler | Management | For | Voted - For |
1.9 | Elect Jon W. Springer | Management | For | Voted - Against |
1.10 | Elect Joel M. Wilentz | Management | For | Voted - For |
2 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Ratification of Auditor | Management | For | Voted - For |
456
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VANDA PHARMACEUTICALS INC. | ||||
Security ID: 921659108 Ticker: VNDA | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Mihael H. Polymeropoulos | Management | For | Voted - For |
1.2 | Elect Phaedra S. Chrousos | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2016 Equity Incentive Plan | Management | For | Voted - For |
VECTRUS, INC. | ||||
Security ID: 92242T101 Ticker: VEC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Bradford J. Boston | Management | For | Voted - For |
1.2 | Elect Charles L. Prow | Management | For | Voted - For |
1.3 | Elect Phillip C. Widman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
VISHAY INTERTECHNOLOGY, INC. | ||||
Security ID: 928298108 Ticker: VSH | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Marc Zandman | Management | For | Voted - For |
1.2 | Elect Ruta Zandman | Management | For | Voted - For |
1.3 | Elect Ziv Shoshani | Management | For | Voted - For |
1.4 | Elect Jeffrey H. Vanneste | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
VISHAY PRECISION GROUP, INC. | ||||
Security ID: 92835K103 Ticker: VPG | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Marc Zandman | Management | For | Voted - For |
1.2 | Elect Janet M. Clarke | Management | For | Voted - For |
1.3 | Elect Wesley Cummins | Management | For | Voted - For |
1.4 | Elect Bruce Lerner | Management | For | Voted - For |
1.5 | Elect Saul V. Reibstein | Management | For | Voted - For |
1.6 | Elect Ziv Shoshani | Management | For | Voted - For |
1.7 | Elect Timothy V. Talbert | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
457
LSV Small Cap Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WABASH NATIONAL CORPORATION | ||||
Security ID: 929566107 Ticker: WNC | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Therese M. Bassett | Management | For | Voted - For |
1.2 | Elect John G. Boss | Management | For | Voted - For |
1.3 | Elect John E. Kunz | Management | For | Voted - For |
1.4 | Elect Larry J. Magee | Management | For | Voted - For |
1.5 | Elect Ann D. Murtlow | Management | For | Voted - For |
1.6 | Elect Scott K. Sorensen | Management | For | Voted - For |
1.7 | Elect Stuart A. Taylor, II | Management | For | Voted - For |
1.8 | Elect Brent L. Yeagy | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
WALKER & DUNLOP, INC. | ||||
Security ID: 93148P102 Ticker: WD | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Alan J. Bowers | Management | For | Voted - For |
1.2 | Elect Ellen Levy | Management | For | Voted - For |
1.3 | Elect Michael D. Malone | Management | For | Voted - For |
1.4 | Elect John Rice | Management | For | Voted - For |
1.5 | Elect Dana L. Schmaltz | Management | For | Voted - For |
1.6 | Elect Howard W. Smith III | Management | For | Voted - For |
1.7 | Elect William M. Walker | Management | For | Voted - For |
1.8 | Elect Michael J. Warren | Management | For | Voted - For |
1.9 | Elect Donna C. Wells | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
WARRIOR MET COAL, INC. | ||||
Security ID: 93627C101 Ticker: HCC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Stephen D. Williams | Management | For | Voted - For |
1.2 | Elect Ana B. Amicarella | Management | For | Voted - For |
1.3 | Elect J. Brett Harvey | Management | For | Voted - For |
1.4 | Elect Walter J. Scheller, III | Management | For | Voted - For |
1.5 | Elect Alan H. Schumacher | Management | For | Voted - Withheld |
1.6 | Elect Gareth N. Turner | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
458
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
WASHINGTON PRIME GROUP INC | ||||
Security ID: 93964W108 Ticker: WPG | ||||
Meeting Date: 17-Dec-20 | ||||
1 | Reverse Stock Split | Management | For | Voted - For |
WESCO INTERNATIONAL, INC. | ||||
Security ID: 95082P105 Ticker: WCC | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect John J. Engel | Management | For | Voted - For |
1.2 | Elect Matthew J. Espe | Management | For | Voted - For |
1.3 | Elect Bobby J. Griffin | Management | For | Voted - For |
1.4 | Elect John K. Morgan | Management | For | Voted - For |
1.5 | Elect Steven A. Raymund | Management | For | Voted - For |
1.6 | Elect James L. Singleton | Management | For | Voted - For |
1.7 | Elect Easwaran Sundaram | Management | For | Voted - For |
1.8 | Elect Laura K. Thompson | Management | For | Voted - For |
1.9 | Elect Lynn M. Utter | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
WESTERN ASSET MORTGAGE CAPITAL CORP. | ||||
Security ID: 95790D105 Ticker: WMC | ||||
Meeting Date: 25-Jun-21 | ||||
1.1 | Elect Edward D. Fox | Management | For | Voted - For |
1.2 | Elect James W. Hirschmann III | Management | For | Voted - For |
1.3 | Elect Ranjit M. Kripalani | Management | For | Voted - For |
1.4 | Elect M. Christian Mitchell | Management | For | Voted - For |
1.5 | Elect Jennifer W. Murphy | Management | For | Voted - For |
1.6 | Elect Lisa G. Quateman | Management | For | Voted - For |
1.7 | Elect Richard W. Roll | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
WORLD FUEL SERVICES CORPORATION | ||||
Security ID: 981475106 Ticker: INT | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Michael J. Kasbar | Management | For | Voted - For |
1.2 | Elect Kanwaljit Bakshi | Management | For | Voted - For |
1.3 | Elect Jorge L. Benitez | Management | For | Voted - For |
459
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Sharda Cherwoo | Management | For | Voted - For |
1.5 | Elect Richard A. Kassar | Management | For | Voted - Withheld |
1.6 | Elect John L. Manley | Management | For | Voted - For |
1.7 | Elect Stephen K. Roddenberry | Management | For | Voted - For |
1.8 | Elect Paul H. Stebbins | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Omnibus Plan | Management | For | Voted - For |
WORTHINGTON INDUSTRIES, INC. | ||||
Security ID: 981811102 Ticker: WOR | ||||
Meeting Date: 23-Sep-20 | ||||
1.1 | Elect Michael J. Endres | Management | For | Voted - For |
1.2 | Elect Ozey K. Horton, Jr. | Management | For | Voted - For |
1.3 | Elect Peter Karmanos, Jr. | Management | For | Voted - For |
1.4 | Elect Carl A. Nelson, Jr. | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2010 Stock Option Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
XENIA HOTELS & RESORTS, INC. | ||||
Security ID: 984017103 Ticker: XHR | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Marcel Verbaas | Management | For | Voted - For |
1.2 | Elect Jeffrey H. Donahue | Management | For | Voted - For |
1.3 | Elect John H. Alschuler | Management | For | Voted - For |
1.4 | Elect Keith E. Bass | Management | For | Voted - For |
1.5 | Elect Thomas M. Gartland | Management | For | Voted - For |
1.6 | Elect Beverly K. Goulet | Management | For | Voted - For |
1.7 | Elect Mary E. McCormick | Management | For | Voted - For |
1.8 | Elect Dennis D. Oklak | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
XPERI HOLDING CORPORATION | ||||
Security ID: 98390M103 Ticker: XPER | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Darcy Antonellis | Management | For | Voted - For |
1.2 | Elect Laura J. Durr | Management | For | Voted - For |
1.3 | Elect David C. Habiger | Management | For | Voted - For |
1.4 | Elect Jon E. Kirchner | Management | For | Voted - For |
1.5 | Elect Daniel Moloney | Management | For | Voted - For |
1.6 | Elect Raghavendra Rau | Management | For | Voted - For |
460
LSV Small Cap Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Christopher A. Seams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Maria Contreras-Sweet | Management | For | Voted - For |
1.2 | Elect Gary L. Crittenden | Management | For | Voted - For |
1.3 | Elect Suren K. Gupta | Management | For | Voted - For |
1.4 | Elect Claire Huang | Management | For | Voted - For |
1.5 | Elect Vivian S. Lee | Management | For | Voted - For |
1.6 | Elect Scott J. McLean | Management | For | Voted - For |
1.7 | Elect Edward F. Murphy | Management | For | Voted - For |
1.8 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.9 | Elect Harris H. Simmons | Management | For | Voted - For |
1.10 | Elect Aaron B. Skonnard | Management | For | Voted - For |
1.11 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
461
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3M COMPANY | ||||
Security ID: 88579Y101 Ticker: MMM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas K. Brown | Management | For | Voted - For |
1.2 | Elect Pamela J. Craig | Management | For | Voted - For |
1.3 | Elect David B. Dillon | Management | For | Voted - For |
1.4 | Elect Michael L. Eskew | Management | For | Voted - For |
1.5 | Elect James R. Fitterling | Management | For | Voted - For |
1.6 | Elect Herbert L. Henkel | Management | For | Voted - For |
1.7 | Elect Amy E. Hood | Management | For | Voted - For |
1.8 | Elect Muhtar Kent | Management | For | Voted - For |
1.9 | Elect Dambisa F. Moyo | Management | For | Voted - For |
1.10 | Elect Gregory R. Page | Management | For | Voted - For |
1.11 | Elect Michael F. Roman | Management | For | Voted - For |
1.12 | Elect Patricia A. Woertz | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2016 Long-Term Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Employee Salary | |||
Considerations When Setting Executive Compensation | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Daniel P. Amos | Management | For | Voted - For |
1.2 | Elect W. Paul Bowers | Management | For | Voted - For |
1.3 | Elect Toshihiko Fukuzawa | Management | For | Voted - For |
1.4 | Elect Thomas J. Kenny | Management | For | Voted - For |
1.5 | Elect Georgette D. Kiser | Management | For | Voted - For |
1.6 | Elect Karole F. Lloyd | Management | For | Voted - For |
1.7 | Elect Nobuchika Mori | Management | For | Voted - For |
1.8 | Elect Joseph L. Moskowitz | Management | For | Voted - For |
1.9 | Elect Barbara K. Rimer | Management | For | Voted - For |
1.10 | Elect Katherine T. Rohrer | Management | For | Voted - For |
1.11 | Elect Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
462
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALEXION PHARMACEUTICALS, INC. | ||||
Security ID: 015351109 Ticker: ALXN | ||||
Meeting Date: 11-May-21 | ||||
1 | AstraZeneca Transaction | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
ALLISON TRANSMISSION HOLDINGS, INC. | ||||
Security ID: 01973R101 Ticker: ALSN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Judy L. Altmaier | Management | For | Voted - For |
1.2 | Elect Stan A. Askren | Management | For | Voted - For |
1.3 | Elect David C. Everitt | Management | For | Voted - For |
1.4 | Elect Alvaro Garcia-Tunon | Management | For | Voted - For |
1.5 | Elect David S. Graziosi | Management | For | Voted - For |
1.6 | Elect Carolann I. Haznedar | Management | For | Voted - For |
1.7 | Elect Richard P. Lavin | Management | For | Voted - For |
1.8 | Elect Thomas W. Rabaut | Management | For | Voted - For |
1.9 | Elect Richard V. Reynolds | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ALTRIA GROUP, INC. | ||||
Security ID: 02209S103 Ticker: MO | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect John T. Casteen III | Management | For | Voted - For |
1.2 | Elect Dinyar S. Devitre | Management | For | Voted - For |
1.3 | Elect William F. Gifford | Management | For | Voted - For |
1.4 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1.5 | Elect W. Leo Kiely III | Management | For | Voted - For |
1.6 | Elect Kathryn B. McQuade | Management | For | Voted - For |
1.7 | Elect George Munoz | Management | For | Voted - For |
1.8 | Elect Mark E. Newman | Management | For | Voted - For |
1.9 | Elect Nabil Y. Sakkab | Management | For | Voted - For |
1.10 | Elect Virginia E. Shanks | Management | For | Voted - For |
1.11 | Elect Ellen R. Strahlman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Report on Underage | |||
Tobacco Prevention and Marketing Practices | Shareholder | Against | Voted - Against | |
5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Voted - For |
463
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Robert A. Minicucci | Management | For | Voted - For |
1.2 | Elect Adrian Gardner | Management | For | Voted - For |
1.3 | Elect James S. Kahan | Management | For | Voted - For |
1.4 | Elect Rafael de la Vega | Management | For | Voted - For |
1.5 | Elect Giora Yaron | Management | For | Voted - For |
1.6 | Elect Eli Gelman | Management | For | Voted - For |
1.7 | Elect Richard T.C. LeFave | Management | For | Voted - For |
1.8 | Elect John A. MacDonald | Management | For | Voted - For |
1.9 | Elect Shuky Sheffer | Management | For | Voted - For |
1.10 | Elect Yvette Kanouff | Management | For | Voted - For |
2 | Increase Quarterly Dividend | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
AMERICAN FINANCIAL GROUP, INC. | ||||
Security ID: 025932104 Ticker: AFG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Carl H. Lindner, III | Management | For | Voted - For |
1.2 | Elect S. Craig Lindner | Management | For | Voted - For |
1.3 | Elect John B. Berding | Management | For | Voted - For |
1.4 | Elect Virginia C. Drosos | Management | For | Voted - For |
1.5 | Elect James E. Evans | Management | For | Voted - Withheld |
1.6 | Elect Terry S. Jacobs | Management | For | Voted - For |
1.7 | Elect Gregory G. Joseph | Management | For | Voted - For |
1.8 | Elect Mary Beth Martin | Management | For | Voted - For |
1.9 | Elect Evans N. Nwankwo | Management | For | Voted - For |
1.10 | Elect William W. Verity | Management | For | Voted - For |
1.11 | Elect John I. Von Lehman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Brian J. Druker | Management | For | Voted - For |
1.4 | Elect Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Greg C. Garland | Management | For | Voted - For |
464
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Francine J. Bovich | Management | For | Voted - For |
1.2 | Elect Wellington J. Denahan | Management | For | Voted - For |
1.3 | Elect Katie Beirne Fallon | Management | For | Voted - For |
1.4 | Elect David L. Finkelstein | Management | For | Voted - For |
1.5 | Elect Thomas Hamilton | Management | For | Voted - For |
1.6 | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1.7 | Elect Michael Haylon | Management | For | Voted - For |
1.8 | Elect Eric A. Reeves | Management | For | Voted - For |
1.9 | Elect John H. Schaefer | Management | For | Voted - For |
1.10 | Elect Glenn A. Votek | Management | For | Voted - For |
1.11 | Elect Vicki Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect William E. Kennard | Management | For | Voted - For |
1.2 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.3 | Elect Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Matthew K. Rose | Management | For | Voted - Against |
1.10 | Elect John T. Stankey | Management | For | Voted - For |
1.11 | Elect Cindy B. Taylor | Management | For | Voted - For |
1.12 | Elect Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against |
465
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AUTOZONE, INC. | ||||
Security ID: 053332102 Ticker: AZO | ||||
Meeting Date: 16-Dec-20 | ||||
1.1 | Elect Douglas H. Brooks | Management | For | Voted - For |
1.2 | Elect Linda A. Goodspeed | Management | For | Voted - For |
1.3 | Elect Earl G. Graves, Jr. | Management | For | Voted - For |
1.4 | Elect Enderson Guimaraes | Management | For | Voted - For |
1.5 | Elect Michael M. Calbert | Management | For | Voted - For |
1.6 | Elect D. Bryan Jordan | Management | For | Voted - For |
1.7 | Elect Gale V. King | Management | For | Voted - For |
1.8 | Elect George R. Mrkonic, Jr. | Management | For | Voted - For |
1.9 | Elect William C. Rhodes, III | Management | For | Voted - For |
1.10 | Elect Jill Ann Soltau | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Omnibus Incentive Award Plan | Management | For | Voted - For |
BANK OF MONTREAL | ||||
Security ID: 063671101 Ticker: BMO | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Elect Janice M. Babiak | Management | For | Voted - For |
1.2 | Elect Sophie Brochu | Management | For | Voted - For |
1.3 | Elect Craig W. Broderick | Management | For | Voted - For |
1.4 | Elect George A. Cope | Management | For | Voted - For |
1.5 | Elect Stephen Dent | Management | For | Voted - For |
1.6 | Elect Christine A. Edwards | Management | For | Voted - For |
1.7 | Elect Martin S. Eichenbaum | Management | For | Voted - For |
1.8 | Elect David Harquail | Management | For | Voted - For |
1.9 | Elect Linda Huber | Management | For | Voted - For |
1.10 | Elect Eric R. La Fleche | Management | For | Voted - For |
1.11 | Elect Lorraine Mitchelmore | Management | For | Voted - For |
1.12 | Elect Madhu Ranganathan | Management | For | Voted - For |
1.13 | Elect Darryl White | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Report on Carbon | |||
Neutral GHG Footprint | Shareholder | Against | Voted - Against | |
6 | Non-Voting Meeting Note | N/A | Non-Voting |
466
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BERKSHIRE HATHAWAY INC. | ||||
Security ID: 084670108 Ticker: BRKA | ||||
Meeting Date: 01-May-21 | ||||
1.1 | Elect Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Stephen B. Burke | Management | For | Voted - For |
1.6 | Elect Kenneth I. Chenault | Management | For | Voted - For |
1.7 | Elect Susan L. Decker | Management | For | Voted - For |
1.8 | Elect David S. Gottesman | Management | For | Voted - For |
1.9 | Elect Charlotte Guyman | Management | For | Voted - For |
1.10 | Elect Ajit Jain | Management | For | Voted - For |
1.11 | Elect Thomas S. Murphy | Management | For | Voted - Withheld |
1.12 | Elect Ronald L. Olson | Management | For | Voted - For |
1.13 | Elect Walter Scott, Jr. | Management | For | Voted - For |
1.14 | Elect Meryl B. Witmer | Management | For | Voted - For |
2 | Shareholder Proposal Regarding Climate Report | Shareholder | Against | Voted - For |
3 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Reports | Shareholder | Against | Voted - For | |
BERRY GLOBAL GROUP, INC. | ||||
Security ID: 08579W103 Ticker: BERY | ||||
Meeting Date: 24-Feb-21 | ||||
1.1 | Elect B. Evan Bayh | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Idalene F. Kesner | Management | For | Voted - For |
1.4 | Elect Jill A. Rahman | Management | For | Voted - For |
1.5 | Elect Carl J. Rickertsen | Management | For | Voted - For |
1.6 | Elect Thomas E. Salmon | Management | For | Voted - For |
1.7 | Elect Paula A. Sneed | Management | For | Voted - For |
1.8 | Elect Robert A. Steele | Management | For | Voted - For |
1.9 | Elect Stephen E. Sterrett | Management | For | Voted - For |
1.10 | Elect Scott B. Ullem | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
467
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BRANDYWINE REALTY TRUST | ||||
Security ID: 105368203 Ticker: BDN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect James C. Diggs | Management | For | Voted - For |
1.2 | Elect Reginald DesRoches | Management | For | Voted - For |
1.3 | Elect H. Richard Haverstick, Jr. | Management | For | Voted - For |
1.4 | Elect Terri A. Herubin | Management | For | Voted - For |
1.5 | Elect Michael J. Joyce | Management | For | Voted - For |
1.6 | Elect Charles P. Pizzi | Management | For | Voted - For |
1.7 | Elect Gerard H. Sweeney | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Paula A. Price | Management | For | Voted - For |
1.6 | Elect Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Theodore R. Samuels, II | Management | For | Voted - For |
1.8 | Elect Gerald Storch | Management | For | Voted - For |
1.9 | Elect Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Stock Award and Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
CACI INTERNATIONAL INC. | ||||
Security ID: 127190304 Ticker: CACI | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Elect Michael A. Daniels | Management | For | Voted - For |
1.2 | Elect Susan M. Gordon | Management | For | Voted - For |
1.3 | Elect William L. Jews | Management | For | Voted - For |
468
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Gregory G. Johnson | Management | For | Voted - For |
1.5 | Elect J.P. London | Management | For | Voted - For |
1.6 | Elect John S. Mengucci | Management | For | Voted - For |
1.7 | Elect James L. Pavitt | Management | For | Voted - For |
1.8 | Elect Warren R. Phillips | Management | For | Voted - For |
1.9 | Elect Debora A. Plunkett | Management | For | Voted - For |
1.10 | Elect Charles P. Revoile | Management | For | Voted - For |
1.11 | Elect William S. Wallace | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2016 Incentive Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
CANADIAN IMPERIAL BANK OF COMMERCE | ||||
Security ID: 136069101 Ticker: CM | ||||
Meeting Date: 08-Apr-21 | ||||
1.1 | Elect Charles J.G. Brindamour | Management | For | Voted - For |
1.2 | Elect Nanci E. Caldwell | Management | For | Voted - For |
1.3 | Elect Michelle L. Collins | Management | For | Voted - For |
1.4 | Elect Patrick D. Daniel | Management | For | Voted - For |
1.5 | Elect Luc Desjardins | Management | For | Voted - For |
1.6 | Elect Victor G. Dodig | Management | For | Voted - For |
1.7 | Elect Kevin J. Kelly | Management | For | Voted - For |
1.8 | Elect Christine E. Larsen | Management | For | Voted - For |
1.9 | Elect Nicholas D. Le Pan | Management | For | Voted - For |
1.10 | Elect Mary Lou Maher | Management | For | Voted - For |
1.11 | Elect Jane L. Peverett | Management | For | Voted - For |
1.12 | Elect Katharine B. Stevenson | Management | For | Voted - For |
1.13 | Elect Martine Turcotte | Management | For | Voted - For |
1.14 | Elect Barry L. Zubrow | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reporting Circular | |||
Economy Loans | Shareholder | Against | Voted - Against | |
CANADIAN TIRE CORPORATION, LIMITED | ||||
Security ID: 136681202 Ticker: CTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Diana L. Chant | Management | For | Voted - For |
1.2 | Elect Norman Jaskolka | Management | For | Voted - For |
1.3 | Elect Cynthia M. Trudell | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting |
469
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CANON INC | ||||
Security ID: 138006309 Ticker: 7751 | ||||
Meeting Date: 30-Mar-21 | ||||
1.1 | Elect Fujio Mitarai | Management | For | Voted - For |
1.2 | Elect Toshizo Tanaka | Management | For | Voted - For |
1.3 | Elect Toshio Homma | Management | For | Voted - For |
1.4 | Elect Kunitaro Saida | Management | For | Voted - For |
1.5 | Elect Yusuke Kawamura | Management | For | Voted - For |
1.6 | Elect Hiroshi Yoshida as Statutory Auditor | Management | For | Voted - For |
2 | Allocation of Profits/Dividends | Management | For | Voted - For |
3 | Equity Compensation Plan | Management | For | Voted - For |
CARRIER GLOBAL CORPORATION | ||||
Security ID: 14448C104 Ticker: CARR | ||||
Meeting Date: 19-Apr-21 | ||||
1.1 | Elect John V. Faraci | Management | For | Voted - For |
1.2 | Elect Jean-Pierre Garnier | Management | For | Voted - For |
1.3 | Elect David Gitlin | Management | For | Voted - For |
1.4 | Elect John J. Greisch | Management | For | Voted - For |
1.5 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.6 | Elect Michael M. McNamara | Management | For | Voted - For |
1.7 | Elect Michael A. Todman | Management | For | Voted - For |
1.8 | Elect Virginia M. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Mark Garrett | Management | For | Voted - For |
1.5 | Elect Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Roderick C. McGeary | Management | For | Voted - For |
1.7 | Elect Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Arun Sarin | Management | For | Voted - Abstain |
1.9 | Elect Brenton L. Saunders | Management | For | Voted - For |
1.10 | Elect Lisa T. Su | Management | For | Voted - For |
2 | Reincorporation from California to Delaware | Management | For | Voted - For |
3 | Amendment to the 2005 Stock Incentive Plan | Management | For | Voted - For |
470
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
COGECO COMMUNICATIONS INC. | ||||
Security ID: 19239C106 Ticker: CCA | ||||
Meeting Date: 15-Jan-21 | ||||
1.1 | Elect Colleen Abdoulah | Management | For | Voted - For |
1.2 | Elect Louis Audet | Management | For | Voted - For |
1.3 | Elect Robin Bienenstock | Management | For | Voted - For |
1.4 | Elect James C. Cherry | Management | For | Voted - For |
1.5 | Elect Pippa Dunn | Management | For | Voted - For |
1.6 | Elect Joanne Ferstman | Management | For | Voted - For |
1.7 | Elect Philippe Jette | Management | For | Voted - For |
1.8 | Elect Bernard Lord | Management | For | Voted - For |
1.9 | Elect David McAusland | Management | For | Voted - For |
1.10 | Elect Caroline Papadatos | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent | |||
Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - For |
471
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CSG SYSTEMS INTERNATIONAL, INC. | ||||
Security ID: 126349109 Ticker: CSGS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Brian A. Shepherd | Management | For | Voted - For |
1.2 | Elect Frank V. Sica | Management | For | Voted - For |
1.3 | Elect Silvio Tavares | Management | For | Voted - For |
1.4 | Elect Tse Li "Lily" Yang | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Stephen B. Dobbs | Management | For | Voted - For |
1.6 | Elect Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect William I. Miller | Management | For | Voted - For |
1.11 | Elect Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Professional | |||
Services Allowance | Shareholder | Against | Voted - Against | |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect C. David Brown II | Management | For | Voted - For |
1.3 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect David W. Dorman | Management | For | Voted - For |
1.6 | Elect Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
472
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect William C. Weldon | Management | For | Voted - For |
1.13 | Elect Tony L. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
D.R. HORTON, INC. | ||||
Security ID: 23331A109 Ticker: DHI | ||||
Meeting Date: 20-Jan-21 | ||||
1.1 | Elect Donald R. Horton | Management | For | Voted - For |
1.2 | Elect Barbara K. Allen | Management | For | Voted - For |
1.3 | Elect Bradley S. Anderson | Management | For | Voted - For |
1.4 | Elect Michael R. Buchanan | Management | For | Voted - For |
1.5 | Elect Michael W. Hewatt | Management | For | Voted - For |
1.6 | Elect Maribess L. Miller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Diana Farrell | Management | For | Voted - For |
1.4 | Elect Logan D. Green | Management | For | Voted - For |
1.5 | Elect Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
473
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ENTERGY CORPORATION | ||||
Security ID: 29364G103 Ticker: ETR | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect John R. Burbank | Management | For | Voted - For |
1.2 | Elect P.J. Condon | Management | For | Voted - For |
1.3 | Elect Leo P. Denault | Management | For | Voted - For |
1.4 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.5 | Elect Brian W. Ellis | Management | For | Voted - For |
1.6 | Elect Philip L. Frederickson | Management | For | Voted - For |
1.7 | Elect Alexis M. Herman | Management | For | Voted - For |
1.8 | Elect M. Elise Hyland | Management | For | Voted - For |
1.9 | Elect Stuart L. Levenick | Management | For | Voted - For |
1.10 | Elect Blanche L. Lincoln | Management | For | Voted - For |
1.11 | Elect Karen A. Puckett | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Authorization of Preferred Stock | Management | For | Voted - For |
EVERGY, INC. | ||||
Security ID: 30034W106 Ticker: EVRG | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect David A. Campbell | Management | For | Voted - For |
1.2 | Elect Mollie Hale Carter | Management | For | Voted - For |
1.3 | Elect Thomas D. Hyde | Management | For | Voted - For |
1.4 | Elect B. Anthony Isaac | Management | For | Voted - For |
1.5 | Elect Paul Keglevic | Management | For | Voted - For |
1.6 | Elect Mary L. Landrieu | Management | For | Voted - For |
1.7 | Elect Sandra A.J. Lawrence | Management | For | Voted - For |
1.8 | Elect Ann D. Murtlow | Management | For | Voted - For |
1.9 | Elect Sandra J. Price | Management | For | Voted - For |
1.10 | Elect Mark A. Ruelle | Management | For | Voted - For |
1.11 | Elect S. Carl Soderstrom, Jr. | Management | For | Voted - For |
1.12 | Elect John A. Stall | Management | For | Voted - For |
1.13 | Elect C. John Wilder | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Anthony K. Anderson | Management | For | Voted - For |
1.2 | Elect Ann C. Berzin | Management | For | Voted - For |
474
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Christopher M. Crane | Management | For | Voted - For |
1.6 | Elect Yves C. de Balmann | Management | For | Voted - For |
1.7 | Elect Linda P. Jojo | Management | For | Voted - For |
1.8 | Elect Paul L. Joskow | Management | For | Voted - For |
1.9 | Elect Robert J. Lawless | Management | For | Voted - For |
1.10 | Elect John M. Richardson | Management | For | Voted - For |
1.11 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.12 | Elect John F. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Child Labor Linked | |||
to Electric Vehicles | Shareholder | Against | Voted - Against | |
F5 NETWORKS, INC. | ||||
Security ID: 315616102 Ticker: FFIV | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Sandra E. Bergeron | Management | For | Voted - For |
1.2 | Elect Elizabeth L. Buse | Management | For | Voted - For |
1.3 | Elect Michel Combes | Management | For | Voted - For |
1.4 | Elect Michael L. Dreyer | Management | For | Voted - For |
1.5 | Elect Alan J. Higginson | Management | For | Voted - For |
1.6 | Elect Peter S. Klein | Management | For | Voted - For |
1.7 | Elect Francois Locoh-Donou | Management | For | Voted - For |
1.8 | Elect Nikhil Mehta | Management | For | Voted - For |
1.9 | Elect Marie E. Myers | Management | For | Voted - For |
1.10 | Elect Sripada Shivananda | Management | For | Voted - For |
2 | Amendment to the 2014 Incentive Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
GENERAL MILLS, INC. | ||||
Security ID: 370334104 Ticker: GIS | ||||
Meeting Date: 22-Sep-20 | ||||
1.1 | Elect R. Kerry Clark | Management | For | Voted - For |
1.2 | Elect David M. Cordani | Management | For | Voted - For |
1.3 | Elect Roger W. Ferguson, Jr. | Management | For | Voted - For |
1.4 | Elect Jeffrey L. Harmening | Management | For | Voted - For |
1.5 | Elect Maria G. Henry | Management | For | Voted - For |
1.6 | Elect Jo Ann Jenkins | Management | For | Voted - For |
1.7 | Elect Elizabeth C. Lempres | Management | For | Voted - For |
1.8 | Elect Diane L. Neal | Management | For | Voted - For |
1.9 | Elect Stephen A. Odland | Management | For | Voted - For |
1.10 | Elect Maria A. Sastre | Management | For | Voted - For |
475
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Eric D. Sprunk | Management | For | Voted - For |
1.12 | Elect Jorge A. Uribe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Kevin E. Lofton | Management | For | Voted - For |
1.6 | Elect Harish Manwani | Management | For | Voted - For |
1.7 | Elect Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Anthony Welters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
GLAXOSMITHKLINE PLC | ||||
Security ID: 37733W105 Ticker: GSK | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jonathan R. Symonds | Management | For | Voted - For |
1.2 | Elect Emma N. Walmsley | Management | For | Voted - For |
1.3 | Elect Charles A. Bancroft | Management | For | Voted - For |
1.4 | Elect Manvinder S. Banga | Management | For | Voted - For |
1.5 | Elect Hal V. Barron | Management | For | Voted - For |
1.6 | Elect Vivienne Cox | Management | For | Voted - For |
1.7 | Elect Lynn L. Elsenhans | Management | For | Voted - For |
1.8 | Elect Laurie H. Glimcher | Management | For | Voted - For |
1.9 | Elect Jesse Goodman | Management | For | Voted - For |
1.10 | Elect Iain J. Mackay | Management | For | Voted - For |
1.11 | Elect Urs Rohner | Management | For | Voted - For |
2 | Accounts and Reports | Management | For | Voted - For |
3 | Remuneration Report (Advisory) | Management | For | Voted - For |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Authority to Set Auditor's Fees | Management | For | Voted - For |
6 | Authorisation of Political Donations | Management | For | Voted - For |
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Voted - For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
9 | Authority to Issue Shares w/o Preemptive Rights | |||
(Specified Capital Investment) | Management | For | Voted - For | |
10 | Authority to Repurchase Shares | Management | For | Voted - For |
476
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Approve exemption from statement of the senior | |||
statutory auditor's name in published auditors' | ||||
reports | Management | For | Voted - For | |
12 | Authority to Set General Meeting Notice Period at | |||
14 Days | Management | For | Voted - For | |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Security ID: 446413106 Ticker: HII | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Philip M. Bilden | Management | For | Voted - For |
1.2 | Elect Augustus L. Collins | Management | For | Voted - For |
1.3 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.4 | Elect Victoria D. Harker | Management | For | Voted - Withheld |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Tracy B. McKibben | Management | For | Voted - For |
1.7 | Elect Stephanie L. O'Sullivan | Management | For | Voted - For |
1.8 | Elect C. Michael Petters | Management | For | Voted - For |
1.9 | Elect Thomas C. Schievelbein | Management | For | Voted - For |
1.10 | Elect John K. Welch | Management | For | Voted - For |
1.11 | Elect Stephen R. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
477
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect James J. Goetz | Management | For | Voted - For |
1.3 | Elect Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Frank D. Yeary | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Racism in | |||
Company Culture | Shareholder | Against | Voted - Against | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect David N. Farr | Management | For | Voted - For |
1.4 | Elect Alex Gorsky | Management | For | Voted - For |
1.5 | Elect Michelle Howard | Management | For | Voted - For |
1.6 | Elect Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect F. William McNabb, III | Management | For | Voted - For |
1.9 | Elect Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Frederick H. Waddell | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | For | Voted - For |
478
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jennifer Allerton | Management | For | Voted - For |
1.2 | Elect Pamela M. Arway | Management | For | Voted - For |
1.3 | Elect Clarke H. Bailey | Management | For | Voted - For |
1.4 | Elect Kent P. Dauten | Management | For | Voted - For |
1.5 | Elect Monte E. Ford | Management | For | Voted - For |
1.6 | Elect Per-Kristian Halvorsen | Management | For | Voted - For |
1.7 | Elect Robin L. Matlock | Management | For | Voted - For |
1.8 | Elect William L. Meaney | Management | For | Voted - For |
1.9 | Elect Wendy J. Murdock | Management | For | Voted - For |
1.10 | Elect Walter C. Rakowich | Management | For | Voted - For |
1.11 | Elect Doyle R. Simons | Management | For | Voted - For |
1.12 | Elect Alfred J. Verrecchia | Management | For | Voted - For |
2 | Amendment to the 2014 Stock and Cash Incentive Plan | Management | For | Voted - For |
3 | Amendment to the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.2 | Elect D. Scott Davis | Management | For | Voted - For |
1.3 | Elect Ian E.L. Davis | Management | For | Voted - For |
1.4 | Elect Jennifer A. Doudna | Management | For | Voted - For |
1.5 | Elect Alex Gorsky | Management | For | Voted - For |
1.6 | Elect Marillyn A. Hewson | Management | For | Voted - For |
1.7 | Elect Hubert Joly | Management | For | Voted - For |
1.8 | Elect Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect Anne Mulcahy | Management | For | Voted - For |
1.10 | Elect Charles Prince | Management | For | Voted - Against |
1.11 | Elect A. Eugene Washington | Management | For | Voted - For |
1.12 | Elect Mark A. Weinberger | Management | For | Voted - For |
1.13 | Elect Nadja Y. West | Management | For | Voted - For |
1.14 | Elect Ronald A. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Racial Impact Audit | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Bonus Deferral Policy | Shareholder | Against | Voted - For |
479
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Linda B. Bammann | Management | For | Voted - For |
1.2 | Elect Stephen B. Burke | Management | For | Voted - For |
1.3 | Elect Todd A. Combs | Management | For | Voted - For |
1.4 | Elect James S. Crown | Management | For | Voted - For |
1.5 | Elect James Dimon | Management | For | Voted - For |
1.6 | Elect Timothy P. Flynn | Management | For | Voted - For |
1.7 | Elect Mellody Hobson | Management | For | Voted - For |
1.8 | Elect Michael A. Neal | Management | For | Voted - For |
1.9 | Elect Phebe N. Novakovic | Management | For | Voted - For |
1.10 | Elect Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
8 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
JUNIPER NETWORKS, INC. | ||||
Security ID: 48203R104 Ticker: JNPR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Gary J. Daichendt | Management | For | Voted - For |
1.2 | Elect Anne DelSanto | Management | For | Voted - For |
1.3 | Elect Kevin A. DeNuccio | Management | For | Voted - For |
1.4 | Elect James Dolce | Management | For | Voted - For |
1.5 | Elect Christine M. Gorjanc | Management | For | Voted - For |
1.6 | Elect Janet B. Haugen | Management | For | Voted - For |
1.7 | Elect Scott Kriens | Management | For | Voted - For |
1.8 | Elect Rahul Merchant | Management | For | Voted - For |
1.9 | Elect Rami Rahim | Management | For | Voted - For |
1.10 | Elect William Stensrud | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KELLOGG COMPANY | ||||
Security ID: 487836108 Ticker: K | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Carter Cast | Management | For | Voted - For |
480
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Zack Gund | Management | For | Voted - For |
1.3 | Elect Donald R. Knauss | Management | For | Voted - For |
1.4 | Elect Mike Schlotman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Voting Requirements | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | N/A | Voted - For | |
KIMBERLY-CLARK CORPORATION | ||||
Security ID: 494368103 Ticker: KMB | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect John W. Culver | Management | For | Voted - For |
1.2 | Elect Robert W. Decherd | Management | For | Voted - For |
1.3 | Elect Michael D. Hsu | Management | For | Voted - For |
1.4 | Elect Mae C. Jemison | Management | For | Voted - For |
1.5 | Elect S. Todd Maclin | Management | For | Voted - For |
1.6 | Elect Sherilyn S. McCoy | Management | For | Voted - For |
1.7 | Elect Christa Quarles | Management | For | Voted - For |
1.8 | Elect Ian C. Read | Management | For | Voted - For |
1.9 | Elect Dunia A. Shive | Management | For | Voted - For |
1.10 | Elect Mark T. Smucker | Management | For | Voted - For |
1.11 | Elect Michael D. White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Participation Plan | Management | For | Voted - For |
5 | Approval of the 2021 Outside Director's | |||
Compensation Plan | Management | For | Voted - For | |
6 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
LOBLAW COMPANIES LIMITED | ||||
Security ID: 539481101 Ticker: L | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Paviter S. Binning | Management | For | Voted - For |
1.2 | Elect Scott B. Bonham | Management | For | Voted - For |
1.3 | Elect Warren Bryant | Management | For | Voted - For |
1.4 | Elect Christie J.B. Clark | Management | For | Voted - For |
1.5 | Elect Daniel Debow | Management | For | Voted - For |
1.6 | Elect William A. Downe | Management | For | Voted - For |
1.7 | Elect Janice Fukakusa | Management | For | Voted - For |
1.8 | Elect M. Marianne Harris | Management | For | Voted - For |
1.9 | Elect Claudia Kotchka | Management | For | Voted - For |
1.10 | Elect Beth Pritchard | Management | For | Voted - For |
481
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect Sarah Raiss | Management | For | Voted - For |
1.12 | Elect Galen G. Weston | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Capital and Risk | |||
Management Practices During COVID-19 | Shareholder | Against | Voted - Against | |
6 | Non-Voting Meeting Note | N/A | Non-Voting | |
LOCKHEED MARTIN CORPORATION | ||||
Security ID: 539830109 Ticker: LMT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Daniel F. Akerson | Management | For | Voted - For |
1.2 | Elect David B. Burritt | Management | For | Voted - For |
1.3 | Elect Bruce A. Carlson | Management | For | Voted - Against |
1.4 | Elect Joseph Dunford Jr. | Management | For | Voted - For |
1.5 | Elect James O. Ellis, Jr. | Management | For | Voted - For |
1.6 | Elect Thomas J. Falk | Management | For | Voted - For |
1.7 | Elect Ilene S. Gordon | Management | For | Voted - For |
1.8 | Elect Vicki A. Hollub | Management | For | Voted - For |
1.9 | Elect Jeh C. Johnson | Management | For | Voted - For |
1.10 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.11 | Elect James D. Taiclet | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - Against | |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Pamela J. Craig | Management | For | Voted - For |
1.4 | Elect Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Kathy J. Warden | Management | For | Voted - For |
482
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.13 | Elect Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
NATIONAL FUEL GAS COMPANY | ||||
Security ID: 636180101 Ticker: NFG | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect David H. Anderson | Management | For | Voted - For |
1.2 | Elect David P. Bauer | Management | For | Voted - For |
1.3 | Elect Barbara M. Baumann | Management | For | Voted - For |
1.4 | Elect Rebecca Ranich | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Repeal of Classified Board | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
NEWMARKET CORPORATION | ||||
Security ID: 651587107 Ticker: NEU | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Phyllis L. Cothran | Management | For | Voted - For |
1.2 | Elect Mark M. Gambill | Management | For | Voted - For |
1.3 | Elect Bruce C. Gottwald | Management | For | Voted - For |
1.4 | Elect Thomas E. Gottwald | Management | For | Voted - For |
1.5 | Elect Patrick D. Hanley | Management | For | Voted - For |
1.6 | Elect H. Hiter Harris, III | Management | For | Voted - For |
1.7 | Elect James E. Rogers | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Maura J. Clark | Management | For | Voted - For |
1.5 | Elect Matthew Coon Come | Management | For | Voted - For |
1.6 | Elect Jose Manuel Madero | Management | For | Voted - For |
1.7 | Elect Rene Medori | Management | For | Voted - For |
1.8 | Elect Jane Nelson | Management | For | Voted - For |
483
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Thomas Palmer | Management | For | Voted - For |
1.10 | Elect Julio M. Quintana | Management | For | Voted - For |
1.11 | Elect Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||
Security ID: 654624105 Ticker: 9432 | ||||
Meeting Date: 24-Jun-21 | ||||
1 | Allocation of Profits/Dividends | Management | For | Voted - For |
2 | Trust Type Equity Plan | Management | For | Voted - For |
3 | Directors' Fees | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Removal of Director | |||
Naoki Shibutani | Shareholder | Against | Voted - Against | |
NORTHROP GRUMMAN CORPORATION | ||||
Security ID: 666807102 Ticker: NOC | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Kathy J. Warden | Management | For | Voted - For |
1.2 | Elect David P. Abney | Management | For | Voted - For |
1.3 | Elect Marianne C. Brown | Management | For | Voted - For |
1.4 | Elect Donald E. Felsinger | Management | For | Voted - For |
1.5 | Elect Ann M. Fudge | Management | For | Voted - For |
1.6 | Elect William H. Hernandez | Management | For | Voted - For |
1.7 | Elect Madeleine A. Kleiner | Management | For | Voted - For |
1.8 | Elect Karl J. Krapek | Management | For | Voted - For |
1.9 | Elect Gary Roughead | Management | For | Voted - For |
1.10 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.11 | Elect James S. Turley | Management | For | Voted - For |
1.12 | Elect Mark A. Welsh III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Human | |||
Rights Impact Assessments | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
ORACLE CORP. | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Jeffrey S. Berg | Management | For | Voted - For |
1.2 | Elect Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
484
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Bruce R. Chizen | Management | For | Voted - For |
1.5 | Elect George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Rona Fairhead | Management | For | Voted - For |
1.8 | Elect Jeffrey O. Henley | Management | For | Voted - For |
1.9 | Elect Renee J. James | Management | For | Voted - For |
1.10 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld |
1.11 | Elect Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect William G. Parrett | Management | For | Voted - For |
1.13 | Elect Naomi O. Seligman | Management | For | Voted - Withheld |
1.14 | Elect Vishal Sikka | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2020 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Gender and Ethnicity | |||
Pay Equity Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
OTIS WORLDWIDE CORPORATION | ||||
Security ID: 68902V107 Ticker: OTIS | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Jeffrey H. Black | Management | For | Voted - For |
1.2 | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1.3 | Elect Shailesh G. Jejurikar | Management | For | Voted - For |
1.4 | Elect Christopher J. Kearney | Management | For | Voted - For |
1.5 | Elect Judith F. Marks | Management | For | Voted - For |
1.6 | Elect Harold W. McGraw III | Management | For | Voted - For |
1.7 | Elect Margaret M.V. Preston | Management | For | Voted - For |
1.8 | Elect Shelley Stewart, Jr. | Management | For | Voted - For |
1.9 | Elect John H. Walker | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Albert Bourla | Management | For | Voted - For |
1.3 | Elect Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Susan Hockfield | Management | For | Voted - For |
485
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Shantanu Narayen | Management | For | Voted - For |
1.10 | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect James Quincey | Management | For | Voted - For |
1.12 | Elect James C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
PHILLIPS 66 | ||||
Security ID: 718546104 Ticker: PSX | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Julie L. Bushman | Management | For | Voted - For |
1.2 | Elect Lisa Davis | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
PIEDMONT OFFICE REALTY TRUST, INC. | ||||
Security ID: 720190206 Ticker: PDM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Frank C. McDowell | Management | For | Voted - For |
1.2 | Elect Kelly H. Barrett | Management | For | Voted - For |
1.3 | Elect Wesley E. Cantrell | Management | For | Voted - For |
1.4 | Elect Glenn G. Cohen | Management | For | Voted - For |
1.5 | Elect Barbara B. Lang | Management | For | Voted - For |
1.6 | Elect C. Brent Smith | Management | For | Voted - For |
1.7 | Elect Jeffrey L. Swope | Management | For | Voted - For |
1.8 | Elect Dale H. Taysom | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2007 Omnibus Incentive Plan | Management | For | Voted - For |
486
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PORTLAND GENERAL ELECTRIC COMPANY | ||||
Security ID: 736508847 Ticker: POR | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Rodney Brown | Management | For | Voted - For |
1.2 | Elect Jack Davis | Management | For | Voted - For |
1.3 | Elect Kirby Dyess | Management | For | Voted - For |
1.4 | Elect Mark Ganz | Management | For | Voted - For |
1.5 | Elect Marie Oh Huber | Management | For | Voted - For |
1.6 | Elect Kathryn Jackson | Management | For | Voted - For |
1.7 | Elect Michael Lewis | Management | For | Voted - For |
1.8 | Elect Michael Millegan | Management | For | Voted - For |
1.9 | Elect Neil Nelson | Management | For | Voted - For |
1.10 | Elect Lee Pelton | Management | For | Voted - For |
1.11 | Elect Maria Pope | Management | For | Voted - For |
1.12 | Elect James Torgerson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
PPL CORPORATION | ||||
Security ID: 69351T106 Ticker: PPL | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Arthur P. Beattie | Management | For | Voted - For |
1.2 | Elect Steven G. Elliott | Management | For | Voted - For |
1.3 | Elect Raja Rajamannar | Management | For | Voted - For |
1.4 | Elect Craig A. Rogerson | Management | For | Voted - For |
1.5 | Elect Vincent Sorgi | Management | For | Voted - For |
1.6 | Elect Natica von Althann | Management | For | Voted - For |
1.7 | Elect Keith H. Williamson | Management | For | Voted - For |
1.8 | Elect Phoebe A. Wood | Management | For | Voted - For |
1.9 | Elect Armando Zagalo de Lima | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
QUEST DIAGNOSTICS INCORPORATED | ||||
Security ID: 74834L100 Ticker: DGX | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Vicky B. Gregg | Management | For | Voted - For |
1.2 | Elect Wright L. Lassiter III | Management | For | Voted - For |
1.3 | Elect Timothy L. Main | Management | For | Voted - For |
1.4 | Elect Denise M. Morrison | Management | For | Voted - For |
1.5 | Elect Gary M. Pfeiffer | Management | For | Voted - For |
1.6 | Elect Timothy M. Ring | Management | For | Voted - For |
487
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Elect Stephen H. Rusckowski | Management | For | Voted - For |
1.8 | Elect Helen I. Torley | Management | For | Voted - For |
1.9 | Elect Gail R. Wilensky | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect N. Anthony Coles | Management | For | Voted - Against |
1.2 | Elect Arthur F. Ryan | Management | For | Voted - Against |
1.3 | Elect George L. Sing | Management | For | Voted - Against |
1.4 | Elect Marc Tessier-Lavigne | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
REPUBLIC SERVICES, INC. | ||||
Security ID: 760759100 Ticker: RSG | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Manuel Kadre | Management | For | Voted - For |
1.2 | Elect Tomago Collins | Management | For | Voted - For |
1.3 | Elect Michael A. Duffy | Management | For | Voted - For |
1.4 | Elect Thomas W. Handley | Management | For | Voted - For |
1.5 | Elect Jennifer M. Kirk | Management | For | Voted - For |
1.6 | Elect Michael Larson | Management | For | Voted - For |
1.7 | Elect Kim S. Pegula | Management | For | Voted - For |
1.8 | Elect James P. Snee | Management | For | Voted - For |
1.9 | Elect Brian S. Tyler | Management | For | Voted - For |
1.10 | Elect Sandra M. Volpe | Management | For | Voted - For |
1.11 | Elect Katharine Weymouth | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Linking | |||
Executive Compensation to ESG Metrics | Shareholder | Against | Voted - Against | |
SANOFI | ||||
Security ID: 80105N105 Ticker: SAN | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Fabienne Lecorvaisier | Management | For | Voted - For |
1.2 | Elect Melanie G Lee | Management | For | Voted - For |
1.3 | Elect Barbara Lavernos | Management | For | Voted - For |
2 | Accounts and Reports; Non Tax-Deductible Expenses | Management | For | Voted - For |
488
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Consolidated Accounts and Reports | Management | For | Voted - For |
4 | Allocation of Profits/Dividends | Management | For | Voted - For |
5 | Ratification of Co-Option of Gilles Schnepp | Management | For | Voted - For |
6 | 2020 Remuneration Report | Management | For | Voted - For |
7 | 2020 Remuneration of Serge Weinberg, Chair | Management | For | Voted - For |
8 | 2020 Remuneration of Paul Hudson, CEO | Management | For | Voted - For |
9 | 2021 Remuneration Policy (Board) | Management | For | Voted - For |
10 | 2021 Remuneration Policy (Chair) | Management | For | Voted - For |
11 | 2021 Remuneration Policy (CEO) | Management | For | Voted - For |
12 | Authority to Repurchase and Reissue Shares | Management | For | Voted - For |
13 | Authority to Cancel Shares and Reduce Capital | Management | For | Voted - For |
14 | Authority to Issue Shares and Convertible Debt w/ | |||
Preemptive Rights | Management | For | Voted - For | |
15 | Authority to Issue Shares and Convertible Debt w/o | |||
Preemptive Rights | Management | For | Voted - For | |
16 | Authority to Issue Shares and Convertible Debt | |||
Through Private Placement | Management | For | Voted - For | |
17 | Authority to Issue Debt Instruments | Management | For | Voted - For |
18 | Greenshoe | Management | For | Voted - For |
19 | Authority to Increase Capital in Consideration for | |||
Contributions In Kind | Management | For | Voted - For | |
20 | Authority to Increase Capital Through | |||
Capitalisations | Management | For | Voted - For | |
21 | Employee Stock Purchase Plan | Management | For | Voted - For |
22 | Authority to Issue Performance Shares | Management | For | Voted - For |
23 | Amendments to Articles Regarding Written | |||
Consultations | Management | For | Voted - For | |
24 | Amendments to Articles to Comply with "PACTE" Law | Management | For | Voted - For |
25 | Authorisation of Legal Formalities | Management | For | Voted - For |
SEAGATE TECHNOLOGY PLC | ||||
Security ID: G7945M107 Ticker: STX | ||||
Meeting Date: 14-Apr-21 | ||||
1 | Scheme of Arrangement | Management | For | Voted - For |
2 | Amendment to the Constitution | Management | For | Voted - For |
3 | Cancelation of Merger Reserve | Management | For | Voted - For |
4 | Right to Adjourn Meeting | Management | For | Voted - For |
5 | Scheme of Arrangement | Management | For | Voted - For |
SEALED AIR CORPORATION | ||||
Security ID: 81211K100 Ticker: SEE | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Zubaid Ahmad | Management | For | Voted - For |
1.2 | Elect Francoise Colpron | Management | For | Voted - For |
1.3 | Elect Edward L. Doheny II | Management | For | Voted - For |
1.4 | Elect Michael P. Doss | Management | For | Voted - For |
489
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Henry R. Keizer | Management | For | Voted - For |
1.6 | Elect Harry A. Lawton III | Management | For | Voted - For |
1.7 | Elect Neil Lustig | Management | For | Voted - For |
1.8 | Elect Suzanne B. Rowland | Management | For | Voted - For |
1.9 | Elect Jerry R. Whitaker | Management | For | Voted - For |
2 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
SNAP-ON INCORPORATED | ||||
Security ID: 833034101 Ticker: SNA | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect David C. Adams | Management | For | Voted - For |
1.2 | Elect Karen L. Daniel | Management | For | Voted - For |
1.3 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.4 | Elect James P. Holden | Management | For | Voted - For |
1.5 | Elect Nathan J. Jones | Management | For | Voted - For |
1.6 | Elect Henry W. Knueppel | Management | For | Voted - For |
1.7 | Elect W. Dudley Lehman | Management | For | Voted - For |
1.8 | Elect Nicholas T. Pinchuk | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Donald J. Stebbins | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2011 Incentive Stock and Awards | |||
Plan | Management | For | Voted - For | |
SONOCO PRODUCTS COMPANY | ||||
Security ID: 835495102 Ticker: SON | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect R. Howard Coker | Management | For | Voted - For |
1.2 | Elect Pamela L. Davies | Management | For | Voted - For |
1.3 | Elect Theresa J. Drew | Management | For | Voted - For |
1.4 | Elect Philippe Guillemot | Management | For | Voted - For |
1.5 | Elect John R. Haley | Management | For | Voted - For |
1.6 | Elect Robert R. Hill, Jr. | Management | For | Voted - For |
1.7 | Elect Eleni Istavridis | Management | For | Voted - For |
1.8 | Elect Richard G. Kyle | Management | For | Voted - For |
1.9 | Elect Blythe J. McGarvie | Management | For | Voted - For |
1.10 | Elect James M. Micali | Management | For | Voted - For |
1.11 | Elect Sundaram Nagarajan | Management | For | Voted - For |
1.12 | Elect Marc D. Oken | Management | For | Voted - For |
1.13 | Elect Thomas E. Whiddon | Management | For | Voted - For |
1.14 | Elect Lloyd M. Yates | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
490
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the Articles of Incorporation to Give | |||
Shareholders the Right to Call a Special Meeting | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Majority Vote for | |||
Election of Directors | Shareholder | Against | Voted - For | |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect George S. Barrett | Management | For | Voted - For |
1.3 | Elect Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
TELUS CORPORATION | ||||
Security ID: 87971M103 Ticker: T | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect R.H. (Dick) Auchinleck | Management | For | Voted - For |
1.2 | Elect Raymond T. Chan | Management | For | Voted - For |
1.3 | Elect Hazel Claxton | Management | For | Voted - For |
1.4 | Elect Lisa de Wilde | Management | For | Voted - For |
1.5 | Elect Darren Entwistle | Management | For | Voted - For |
1.6 | Elect Thomas E. Flynn | Management | For | Voted - For |
1.7 | Elect Mary Jo Haddad | Management | For | Voted - For |
1.8 | Elect Kathy Kinloch | Management | For | Voted - For |
1.9 | Elect Christine Magee | Management | For | Voted - For |
1.10 | Elect John Manley | Management | For | Voted - For |
1.11 | Elect David Mowat | Management | For | Voted - For |
1.12 | Elect Marc Parent | Management | For | Voted - For |
1.13 | Elect Denise Pickett | Management | For | Voted - For |
1.14 | Elect W. Sean Willy | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
491
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Renewal of the Deferred Share Unit Plan | Management | For | Voted - For |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Margaret M. Keane | Management | For | Voted - For |
1.6 | Elect Siddharth N. Mehta | Management | For | Voted - For |
1.7 | Elect Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Thomas P. Gibbons | Management | For | Voted - For |
1.4 | Elect M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Goldstein | Management | For | Voted - For |
1.6 | Elect K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Edmund F. Kelly | Management | For | Voted - For |
1.9 | Elect Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Samuel C. Scott III | Management | For | Voted - For |
1.11 | Elect Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Alfred W. Zollar | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For |
492
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE BANK OF NOVA SCOTIA | ||||
Security ID: 064149107 Ticker: BNS | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Guillermo E. Babatz | Management | For | Voted - For |
1.3 | Elect Scott B. Bonham | Management | For | Voted - For |
1.4 | Elect Lynn K. Patterson | Management | For | Voted - For |
1.5 | Elect Michael D. Penner | Management | For | Voted - For |
1.6 | Elect Brian J. Porter | Management | For | Voted - For |
1.7 | Elect Una M. Power | Management | For | Voted - For |
1.8 | Elect Aaron W. Regent | Management | For | Voted - For |
1.9 | Elect Calin Rovinescu | Management | For | Voted - For |
1.10 | Elect Susan L. Segal | Management | For | Voted - For |
1.11 | Elect L. Scott Thomson | Management | For | Voted - For |
1.12 | Elect Benita M. Warmbold | Management | For | Voted - For |
2 | Non-Voting Meeting Note | N/A | Non-Voting | |
3 | Non-Voting Meeting Note | N/A | Non-Voting | |
4 | Appointment of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Reporting Circular | |||
Economy Loans | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Equity Ratio | Shareholder | Against | Voted - Against |
8 | Shareholder Proposal Regarding Board Diversity | |||
Target | Shareholder | Against | Voted - Against | |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Susan E. Chapman-Hughes | Management | For | Voted - For |
1.2 | Elect Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Alex Shumate | Management | For | Voted - For |
1.8 | Elect Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Equity and Incentive | |||
Compensation Plan. | Management | For | Voted - For |
493
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Gregory E. Abel | Management | For | Voted - For |
1.2 | Elect Alexandre Behring | Management | For | Voted - For |
1.3 | Elect John T. Cahill | Management | For | Voted - For |
1.4 | Elect Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Susan R. Mulder | Management | For | Voted - For |
1.9 | Elect Miguel Patricio | Management | For | Voted - For |
1.10 | Elect John C. Pope | Management | For | Voted - For |
1.11 | Elect Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Anne Gates | Management | For | Voted - For |
1.4 | Elect Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Judith Amanda Sourry Knox | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
1.10 | Elect Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Plastic | |||
Packaging | Shareholder | Against | Voted - Against | |
THE WESTERN UNION COMPANY | ||||
Security ID: 959802109 Ticker: WU | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Martin I. Cole | Management | For | Voted - For |
1.2 | Elect Hikmet Ersek | Management | For | Voted - For |
1.3 | Elect Richard A. Goodman | Management | For | Voted - For |
1.4 | Elect Betsy D. Holden | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
494
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Michael A. Miles, Jr. | Management | For | Voted - For |
1.7 | Elect Timothy P. Murphy | Management | For | Voted - For |
1.8 | Elect Joyce A. Phillips | Management | For | Voted - For |
1.9 | Elect Jan Siegmund | Management | For | Voted - For |
1.10 | Elect Angela A. Sun | Management | For | Voted - For |
1.11 | Elect Solomon D. Trujillo | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
TOYOTA MOTOR CORPORATION | ||||
Security ID: 892331307 Ticker: 7203 | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Takeshi Uchiyamada | Management | For | Voted - Against |
1.2 | Elect Shigeru Hayakawa | Management | For | Voted - For |
1.3 | Elect Akio Toyoda | Management | For | Voted - For |
1.4 | Elect Koji Kobayashi | Management | For | Voted - For |
1.5 | Elect James Kuffner | Management | For | Voted - For |
1.6 | Elect Kenta Kon | Management | For | Voted - For |
1.7 | Elect Ikuro Sugawara | Management | For | Voted - For |
1.8 | Elect Philip Craven | Management | For | Voted - For |
1.9 | Elect Teiko Kudo | Management | For | Voted - For |
1.10 | Elect Ryuji Sakai as Alternate Statutory Auditor | Management | For | Voted - For |
2 | Amendments to Articles | Management | For | Voted - For |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect John H. Tyson | Management | For | Voted - For |
1.2 | Elect Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Dean Banks | Management | For | Voted - For |
1.5 | Elect Mike D. Beebe | Management | For | Voted - For |
1.6 | Elect Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Robert Thurber | Management | For | Voted - For |
1.14 | Elect Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Noel White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
495
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Amendment to the 2000 Stock Incentive Plan | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
U.S. BANCORP | ||||
Security ID: 902973304 Ticker: USB | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Warner L. Baxter | Management | For | Voted - For |
1.2 | Elect Dorothy J. Bridges | Management | For | Voted - For |
1.3 | Elect Elizabeth L. Buse | Management | For | Voted - For |
1.4 | Elect Andrew Cecere | Management | For | Voted - For |
1.5 | Elect Kimberly N. Ellison-Taylor | Management | For | Voted - For |
1.6 | Elect Kimberly J. Harris | Management | For | Voted - For |
1.7 | Elect Roland A. Hernandez | Management | For | Voted - For |
1.8 | Elect Olivia F. Kirtley | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Richard P. McKenney | Management | For | Voted - For |
1.11 | Elect Yusuf I. Mehdi | Management | For | Voted - For |
1.12 | Elect John P. Wiehoff | Management | For | Voted - For |
1.13 | Elect Scott W. Wine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
UNIVERSAL HEALTH SERVICES, INC. | ||||
Security ID: 913903100 Ticker: UHS | ||||
Meeting Date: 19-May-21 | ||||
1 | Ratification of Auditor | Management | For | Voted - For |
VEREIT, INC. | ||||
Security ID: 92339V100 Ticker: VER | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Glenn J. Rufrano | Management | For | Voted - For |
1.2 | Elect Hugh R. Frater | Management | For | Voted - For |
1.3 | Elect Priscilla Almodovar | Management | For | Voted - For |
1.4 | Elect David B. Henry | Management | For | Voted - For |
1.5 | Elect Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Richard J. Lieb | Management | For | Voted - For |
1.7 | Elect Eugene A. Pinover | Management | For | Voted - For |
1.8 | Elect Julie G. Richardson | Management | For | Voted - For |
1.9 | Elect Susan E. Skerritt | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
496
LSV U.S. Managed Volatility Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
5 | Amendment to Articles to Allow Bylaws to be Amended | |||
by Shareholders | Management | For | Voted - For | |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Hans Vestberg | Management | For | Voted - For |
1.9 | Elect Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Amendment to | |||
Clawback Policy | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Severance Approval | |||
Policy | Shareholder | Against | Voted - Against | |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect David J. Brailer | Management | For | Voted - For |
1.4 | Elect William C. Foote | Management | For | Voted - For |
1.5 | Elect Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect John A. Lederer | Management | For | Voted - For |
1.8 | Elect Dominic P. Murphy | Management | For | Voted - For |
1.9 | Elect Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect James A. Skinner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | 2021 Walgreens Boots Alliance, Inc. Omnibus | |||
Incentive Plan | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For |
497
LSV U.S. Managed Volatility Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6 | Shareholder Proposal Regarding Health Risks of | |||
Tobacco Sales During COVID-19 | Shareholder | Against | Voted - Against | |
WALMART INC. | ||||
Security ID: 931142103 Ticker: WMT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Cesar Conde | Management | For | Voted - For |
1.2 | Elect Timothy P. Flynn | Management | For | Voted - For |
1.3 | Elect Sarah Friar | Management | For | Voted - For |
1.4 | Elect Carla A. Harris | Management | For | Voted - For |
1.5 | Elect Thomas Horton | Management | For | Voted - For |
1.6 | Elect Marissa A. Mayer | Management | For | Voted - For |
1.7 | Elect C. Douglas McMillon | Management | For | Voted - For |
1.8 | Elect Gregory B. Penner | Management | For | Voted - For |
1.9 | Elect Steven S Reinemund | Management | For | Voted - For |
1.10 | Elect Randall L. Stephenson | Management | For | Voted - For |
1.11 | Elect S. Robson Walton | Management | For | Voted - For |
1.12 | Elect Steuart Walton | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Refrigerants Report | Shareholder | Against | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Report on Alignment | |||
of Racial Justice Goals with Starting Pay | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Creation of a | |||
Pandemic Workforce Advisory Council | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
WASTE MANAGEMENT, INC. | ||||
Security ID: 94106L109 Ticker: WM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect James C. Fish, Jr. | Management | For | Voted - For |
1.2 | Elect Andres R. Gluski | Management | For | Voted - For |
1.3 | Elect Victoria M. Holt | Management | For | Voted - For |
1.4 | Elect Kathleen M. Mazzarella | Management | For | Voted - For |
1.5 | Elect Sean E. Menke | Management | For | Voted - For |
1.6 | Elect William B. Plummer | Management | For | Voted - For |
1.7 | Elect John C. Pope | Management | For | Voted - For |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
498
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ABBVIE INC. | ||||
Security ID: 00287Y109 Ticker: ABBV | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.2 | Elect Richard A. Gonzalez | Management | For | Voted - For |
1.3 | Elect Rebecca B. Roberts | Management | For | Voted - For |
1.4 | Elect Glenn F. Tilton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2013 Incentive Stock Program | Management | For | Voted - For |
5 | Amendment to the 2013 Employee Stock Purchase Plan | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
8 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
ACUITY BRANDS, INC. | ||||
Security ID: 00508Y102 Ticker: AYI | ||||
Meeting Date: 06-Jan-21 | ||||
1.1 | Elect Neil M. Ashe | Management | For | Voted - For |
1.2 | Elect W. Patrick Battle | Management | For | Voted - Against |
1.3 | Elect Peter C. Browning | Management | For | Voted - Against |
1.4 | Elect G. Douglas Dillard, Jr. | Management | For | Voted - Against |
1.5 | Elect James H. Hance, Jr. | Management | For | Voted - For |
1.6 | Elect Maya Leibman | Management | For | Voted - For |
1.7 | Elect Laura O'Shaughnessy | Management | For | Voted - For |
1.8 | Elect Dominic J. Pileggi | Management | For | Voted - For |
1.9 | Elect Ray M. Robinson | Management | For | Voted - For |
1.10 | Elect Mary A. Winston | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Elimination of Supermajority Requirement for | |||
Article and Bylaw Amendments | Management | For | Voted - For | |
4 | Elimination of Supermajority Requirement to Remove | |||
Directors | Management | For | Voted - For | |
5 | Shareholder Right to Call Special Meetings | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
AFLAC INCORPORATED | ||||
Security ID: 001055102 Ticker: AFL | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Elect Daniel P. Amos | Management | For | Voted - For |
1.2 | Elect W. Paul Bowers | Management | For | Voted - For |
1.3 | Elect Toshihiko Fukuzawa | Management | For | Voted - For |
499
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Thomas J. Kenny | Management | For | Voted - For |
1.5 | Elect Georgette D. Kiser | Management | For | Voted - For |
1.6 | Elect Karole F. Lloyd | Management | For | Voted - For |
1.7 | Elect Nobuchika Mori | Management | For | Voted - For |
1.8 | Elect Joseph L. Moskowitz | Management | For | Voted - For |
1.9 | Elect Barbara K. Rimer | Management | For | Voted - For |
1.10 | Elect Katherine T. Rohrer | Management | For | Voted - For |
1.11 | Elect Melvin T. Stith | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
AGCO CORPORATION | ||||
Security ID: 001084102 Ticker: AGCO | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Roy V. Armes | Management | For | Voted - For |
1.2 | Elect Michael C. Arnold | Management | For | Voted - For |
1.3 | Elect Sondra L. Barbour | Management | For | Voted - For |
1.4 | Elect P. George Benson | Management | For | Voted - For |
1.5 | Elect Suzanne P. Clark | Management | For | Voted - For |
1.6 | Elect Bob De Lange | Management | For | Voted - For |
1.7 | Elect Eric P. Hansotia | Management | For | Voted - For |
1.8 | Elect George E. Minnich | Management | For | Voted - For |
1.9 | Elect Mallika Srinivasan | Management | For | Voted - For |
1.10 | Elect Matthew Tsien | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ALLISON TRANSMISSION HOLDINGS, INC. | ||||
Security ID: 01973R101 Ticker: ALSN | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Judy L. Altmaier | Management | For | Voted - For |
1.2 | Elect Stan A. Askren | Management | For | Voted - For |
1.3 | Elect David C. Everitt | Management | For | Voted - For |
1.4 | Elect Alvaro Garcia-Tunon | Management | For | Voted - For |
1.5 | Elect David S. Graziosi | Management | For | Voted - For |
1.6 | Elect Carolann I. Haznedar | Management | For | Voted - For |
1.7 | Elect Richard P. Lavin | Management | For | Voted - For |
1.8 | Elect Thomas W. Rabaut | Management | For | Voted - For |
1.9 | Elect Richard V. Reynolds | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
500
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALLY FINANCIAL INC. | ||||
Security ID: 02005N100 Ticker: ALLY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Franklin W. Hobbs | Management | For | Voted - For |
1.2 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.3 | Elect Katryn (Trynka) Shineman Blake | Management | For | Voted - For |
1.4 | Elect Maureen Breakiron-Evans | Management | For | Voted - For |
1.5 | Elect William H. Cary | Management | For | Voted - For |
1.6 | Elect Mayree C. Clark | Management | For | Voted - For |
1.7 | Elect Kim S. Fennebresque | Management | For | Voted - For |
1.8 | Elect Marjorie Magner | Management | For | Voted - For |
1.9 | Elect Brian H. Sharples | Management | For | Voted - For |
1.10 | Elect John J. Stack | Management | For | Voted - For |
1.11 | Elect Michael F. Steib | Management | For | Voted - For |
1.12 | Elect Jeffrey J. Brown | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Amendment to the 2017 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Directors Equity | |||
Compensation Plan | Management | For | Voted - For | |
6 | Amendment to the 2014 Employee Stock Purchase Plan | Management | For | Voted - For |
7 | Ratification of Auditor | Management | For | Voted - For |
ALTRIA GROUP, INC. | ||||
Security ID: 02209S103 Ticker: MO | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect John T. Casteen III | Management | For | Voted - For |
1.2 | Elect Dinyar S. Devitre | Management | For | Voted - For |
1.3 | Elect William F. Gifford | Management | For | Voted - For |
1.4 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1.5 | Elect W. Leo Kiely III | Management | For | Voted - For |
1.6 | Elect Kathryn B. McQuade | Management | For | Voted - For |
1.7 | Elect George Munoz | Management | For | Voted - For |
1.8 | Elect Mark E. Newman | Management | For | Voted - For |
1.9 | Elect Nabil Y. Sakkab | Management | For | Voted - For |
1.10 | Elect Virginia E. Shanks | Management | For | Voted - For |
1.11 | Elect Ellen R. Strahlman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Report on Underage | |||
Tobacco Prevention and Marketing Practices | Shareholder | Against | Voted - Against | |
5 | Shareholder Report Regarding Lobbying Report | Shareholder | Against | Voted - For |
501
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMC NETWORKS INC. | ||||
Security ID: 00164V103 Ticker: AMCX | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Leonard Tow | Management | For | Voted - For |
1.2 | Elect David E. Van Zandt | Management | For | Voted - For |
1.3 | Elect Carl E. Vogel | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Majority Vote for | |||
Election of Directors | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Robert A. Minicucci | Management | For | Voted - For |
1.2 | Elect Adrian Gardner | Management | For | Voted - For |
1.3 | Elect James S. Kahan | Management | For | Voted - For |
1.4 | Elect Rafael de la Vega | Management | For | Voted - For |
1.5 | Elect Giora Yaron | Management | For | Voted - For |
1.6 | Elect Eli Gelman | Management | For | Voted - For |
1.7 | Elect Richard T.C. LeFave | Management | For | Voted - For |
1.8 | Elect John A. MacDonald | Management | For | Voted - For |
1.9 | Elect Shuky Sheffer | Management | For | Voted - For |
1.10 | Elect Yvette Kanouff | Management | For | Voted - For |
2 | Increase Quarterly Dividend | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. | ||||
Security ID: 024061103 Ticker: AXL | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect David C. Dauch | Management | For | Voted - For |
1.2 | Elect William L. Kozyra | Management | For | Voted - For |
1.3 | Elect Peter D. Lyons | Management | For | Voted - For |
1.4 | Elect Samuel Valenti III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2018 Omnibus Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
502
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY | ||||
Security ID: 025676206 Ticker: AEL | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Brenda J. Cushing | Management | For | Voted - For |
1.2 | Elect Douglas T. Healy | Management | For | Voted - For |
1.3 | Elect David S. Mulcahy | Management | For | Voted - For |
1.4 | Elect Sachin Shah | Management | For | Voted - For |
1.5 | Elect A.J. Strickland, III | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMERICAN FINANCIAL GROUP, INC. | ||||
Security ID: 025932104 Ticker: AFG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Carl H. Lindner, III | Management | For | Voted - For |
1.2 | Elect S. Craig Lindner | Management | For | Voted - For |
1.3 | Elect John B. Berding | Management | For | Voted - For |
1.4 | Elect Virginia C. Drosos | Management | For | Voted - For |
1.5 | Elect James E. Evans | Management | For | Voted - Withheld |
1.6 | Elect Terry S. Jacobs | Management | For | Voted - For |
1.7 | Elect Gregory G. Joseph | Management | For | Voted - For |
1.8 | Elect Mary Beth Martin | Management | For | Voted - For |
1.9 | Elect Evans N. Nwankwo | Management | For | Voted - For |
1.10 | Elect William W. Verity | Management | For | Voted - For |
1.11 | Elect John I. Von Lehman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AMERIPRISE FINANCIAL, INC. | ||||
Security ID: 03076C106 Ticker: AMP | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect James M. Cracchiolo | Management | For | Voted - For |
1.2 | Elect Dianne Neal Blixt | Management | For | Voted - For |
1.3 | Elect Amy DiGeso | Management | For | Voted - For |
1.4 | Elect Lon R. Greenberg | Management | For | Voted - For |
1.5 | Elect Jeffrey Noddle | Management | For | Voted - For |
1.6 | Elect Robert F. Sharpe, Jr. | Management | For | Voted - Against |
1.7 | Elect Brian T. Shea | Management | For | Voted - For |
1.8 | Elect W. Edward Walter | Management | For | Voted - For |
1.9 | Elect Christopher J. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
503
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMGEN INC. | ||||
Security ID: 031162100 Ticker: AMGN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Wanda M. Austin | Management | For | Voted - For |
1.2 | Elect Robert A. Bradway | Management | For | Voted - For |
1.3 | Elect Brian J. Druker | Management | For | Voted - For |
1.4 | Elect Robert A. Eckert | Management | For | Voted - For |
1.5 | Elect Greg C. Garland | Management | For | Voted - For |
1.6 | Elect Charles M. Holley, Jr. | Management | For | Voted - For |
1.7 | Elect Tyler Jacks | Management | For | Voted - For |
1.8 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.9 | Elect Amy E. Miles | Management | For | Voted - For |
1.10 | Elect Ronald D. Sugar | Management | For | Voted - For |
1.11 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Francine J. Bovich | Management | For | Voted - For |
1.2 | Elect Wellington J. Denahan | Management | For | Voted - For |
1.3 | Elect Katie Beirne Fallon | Management | For | Voted - For |
1.4 | Elect David L. Finkelstein | Management | For | Voted - For |
1.5 | Elect Thomas Hamilton | Management | For | Voted - For |
1.6 | Elect Kathy Hopinkah Hannan | Management | For | Voted - For |
1.7 | Elect Michael Haylon | Management | For | Voted - For |
1.8 | Elect Eric A. Reeves | Management | For | Voted - For |
1.9 | Elect John H. Schaefer | Management | For | Voted - For |
1.10 | Elect Glenn A. Votek | Management | For | Voted - For |
1.11 | Elect Vicki Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
ANTHEM, INC. | ||||
Security ID: 036752103 Ticker: ANTM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Lewis Hay III | Management | For | Voted - For |
1.2 | Elect Antonio F. Neri | Management | For | Voted - For |
1.3 | Elect Ramiro G. Peru | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
504
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APPLIED MATERIALS, INC. | ||||
Security ID: 038222105 Ticker: AMAT | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Rani Borkar | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Eric Chen | Management | For | Voted - For |
1.4 | Elect Aart J. de Geus | Management | For | Voted - For |
1.5 | Elect Gary E. Dickerson | Management | For | Voted - For |
1.6 | Elect Thomas J. Iannotti | Management | For | Voted - For |
1.7 | Elect Alexander A. Karsner | Management | For | Voted - For |
1.8 | Elect Adrianna C. Ma | Management | For | Voted - For |
1.9 | Elect Yvonne McGill | Management | For | Voted - For |
1.10 | Elect Scott A. McGregor | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
5 | Approval of the Employees Stock Purchase Plan | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
ARROW ELECTRONICS, INC. | ||||
Security ID: 042735100 Ticker: ARW | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Barry W. Perry | Management | For | Voted - For |
1.2 | Elect William F. Austen | Management | For | Voted - For |
1.3 | Elect Steven H. Gunby | Management | For | Voted - For |
1.4 | Elect Gail E. Hamilton | Management | For | Voted - For |
1.5 | Elect Richard S. Hill | Management | For | Voted - For |
1.6 | Elect M. Frances Keeth | Management | For | Voted - For |
1.7 | Elect Andrew Kerin | Management | For | Voted - For |
1.8 | Elect Laurel J. Krzeminksi | Management | For | Voted - For |
1.9 | Elect Michael J. Long | Management | For | Voted - For |
1.10 | Elect Stephen C. Patrick | Management | For | Voted - For |
1.11 | Elect Gerry P. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect William E. Kennard | Management | For | Voted - For |
1.2 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
505
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Scott T. Ford | Management | For | Voted - For |
1.4 | Elect Glenn H. Hutchins | Management | For | Voted - For |
1.5 | Elect Debra L. Lee | Management | For | Voted - For |
1.6 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.7 | Elect Michael B. McCallister | Management | For | Voted - For |
1.8 | Elect Beth E. Mooney | Management | For | Voted - For |
1.9 | Elect Matthew K. Rose | Management | For | Voted - Against |
1.10 | Elect John T. Stankey | Management | For | Voted - For |
1.11 | Elect Cindy B. Taylor | Management | For | Voted - For |
1.12 | Elect Geoffrey Y. Yang | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Sharon L. Allen | Management | For | Voted - For |
1.2 | Elect Susan S. Bies | Management | For | Voted - For |
1.3 | Elect Frank P. Bramble, Sr. | Management | For | Voted - For |
1.4 | Elect Pierre J. P. de Weck | Management | For | Voted - For |
1.5 | Elect Arnold W. Donald | Management | For | Voted - For |
1.6 | Elect Linda P. Hudson | Management | For | Voted - For |
1.7 | Elect Monica C. Lozano | Management | For | Voted - For |
1.8 | Elect Thomas J. May | Management | For | Voted - For |
1.9 | Elect Brian T. Moynihan | Management | For | Voted - For |
1.10 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.11 | Elect Denise L. Ramos | Management | For | Voted - For |
1.12 | Elect Clayton S. Rose | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
1.14 | Elect Thomas D. Woods | Management | For | Voted - For |
1.15 | Elect R. David Yost | Management | For | Voted - For |
1.16 | Elect Maria T. Zuber | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Key Employee Equity Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
506
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BERRY GLOBAL GROUP, INC. | ||||
Security ID: 08579W103 Ticker: BERY | ||||
Meeting Date: 24-Feb-21 | ||||
1.1 | Elect B. Evan Bayh | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Idalene F. Kesner | Management | For | Voted - For |
1.4 | Elect Jill A. Rahman | Management | For | Voted - For |
1.5 | Elect Carl J. Rickertsen | Management | For | Voted - For |
1.6 | Elect Thomas E. Salmon | Management | For | Voted - For |
1.7 | Elect Paula A. Sneed | Management | For | Voted - For |
1.8 | Elect Robert A. Steele | Management | For | Voted - For |
1.9 | Elect Stephen E. Sterrett | Management | For | Voted - For |
1.10 | Elect Scott B. Ullem | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Amendment to the 2015 Long-Term Incentive Plan | Management | For | Voted - For |
BEST BUY CO., INC. | ||||
Security ID: 086516101 Ticker: BBY | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Corie S. Barry | Management | For | Voted - For |
1.2 | Elect Lisa M. Caputo | Management | For | Voted - For |
1.3 | Elect J. Patrick Doyle | Management | For | Voted - For |
1.4 | Elect David W. Kenny | Management | For | Voted - For |
1.5 | Elect Mario J. Marte | Management | For | Voted - For |
1.6 | Elect Karen A. McLoughlin | Management | For | Voted - For |
1.7 | Elect Thomas L. Millner | Management | For | Voted - For |
1.8 | Elect Claudia Fan Munce | Management | For | Voted - For |
1.9 | Elect Richelle P. Parham | Management | For | Voted - For |
1.10 | Elect Steven E. Rendle | Management | For | Voted - For |
1.11 | Elect Eugene A. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
BIG LOTS, INC. | ||||
Security ID: 089302103 Ticker: BIG | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Sandra Campos | Management | For | Voted - For |
1.2 | Elect James R. Chambers | Management | For | Voted - For |
507
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Sebastian J. DiGrande | Management | For | Voted - For |
1.4 | Elect Marla C. Gottschalk | Management | For | Voted - For |
1.5 | Elect Cynthia T. Jamison | Management | For | Voted - For |
1.6 | Elect Thomas A. Kingsbury | Management | For | Voted - For |
1.7 | Elect Christopher J. McCormick | Management | For | Voted - For |
1.8 | Elect Kimberley A. Newton | Management | For | Voted - For |
1.9 | Elect Nancy A. Reardon | Management | For | Voted - For |
1.10 | Elect Wendy L. Schoppert | Management | For | Voted - For |
1.11 | Elect Bruce K. Thorn | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
BIOGEN INC. | ||||
Security ID: 09062X103 Ticker: BIIB | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Alexander J. Denner | Management | For | Voted - For |
1.2 | Elect Caroline D. Dorsa | Management | For | Voted - For |
1.3 | Elect Maria C. Freire | Management | For | Voted - For |
1.4 | Elect William A. Hawkins | Management | For | Voted - For |
1.5 | Elect William D. Jones | Management | For | Voted - For |
1.6 | Elect Nancy L. Leaming | Management | For | Voted - For |
1.7 | Elect Jesus B. Mantas | Management | For | Voted - For |
1.8 | Elect Richard C. Mulligan | Management | For | Voted - For |
1.9 | Elect Stelios Papadopoulos | Management | For | Voted - For |
1.10 | Elect Brian S. Posner | Management | For | Voted - For |
1.11 | Elect Eric K. Rowinsky | Management | For | Voted - For |
1.12 | Elect Stephen A. Sherwin | Management | For | Voted - For |
1.13 | Elect Michel Vounatsos | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of Federal Forum Provision | Management | For | Voted - Against |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - Against |
6 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
BORGWARNER INC. | ||||
Security ID: 099724106 Ticker: BWA | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Nelda J. Connors | Management | For | Voted - For |
1.2 | Elect Dennis C. Cuneo | Management | For | Voted - For |
1.3 | Elect David S. Haffner | Management | For | Voted - For |
1.4 | Elect Michael S. Hanley | Management | For | Voted - For |
1.5 | Elect Frederic B. Lissalde | Management | For | Voted - For |
1.6 | Elect Paul A. Mascarenas | Management | For | Voted - For |
1.7 | Elect Shaun E. McAlmont | Management | For | Voted - For |
508
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Deborah D. McWhinney | Management | For | Voted - For |
1.9 | Elect Alexis P. Michas | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For | |
BRINKER INTERNATIONAL, INC. | ||||
Security ID: 109641100 Ticker: EAT | ||||
Meeting Date: 05-Nov-20 | ||||
1.1 | Elect Frances L. Allen | Management | For | Voted - For |
1.2 | Elect Cynthia L. Davis | Management | For | Voted - For |
1.3 | Elect Joseph M. DePinto | Management | For | Voted - For |
1.4 | Elect Harriet Edelman | Management | For | Voted - For |
1.5 | Elect William T. Giles | Management | For | Voted - For |
1.6 | Elect James C. Katzman | Management | For | Voted - For |
1.7 | Elect Alexandre Macedo | Management | For | Voted - For |
1.8 | Elect George R. Mrkonic, Jr. | Management | For | Voted - For |
1.9 | Elect Prashant N. Ranade | Management | For | Voted - For |
1.10 | Elect Wyman T. Roberts | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BRISTOL-MYERS SQUIBB COMPANY | ||||
Security ID: 110122108 Ticker: BMY | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect Peter J. Arduini | Management | For | Voted - For |
1.2 | Elect Michael W. Bonney | Management | For | Voted - For |
1.3 | Elect Giovanni Caforio | Management | For | Voted - For |
1.4 | Elect Julia A. Haller | Management | For | Voted - For |
1.5 | Elect Paula A. Price | Management | For | Voted - For |
1.6 | Elect Derica W. Rice | Management | For | Voted - For |
1.7 | Elect Theodore R. Samuels, II | Management | For | Voted - For |
1.8 | Elect Gerald Storch | Management | For | Voted - For |
1.9 | Elect Karen H. Vousden | Management | For | Voted - For |
1.10 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Stock Award and Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against |
509
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CABOT CORPORATION | ||||
Security ID: 127055101 Ticker: CBT | ||||
Meeting Date: 11-Mar-21 | ||||
1.1 | Elect Cynthia A. Arnold | Management | For | Voted - For |
1.2 | Elect Douglas G. DelGrosso | Management | For | Voted - For |
1.3 | Elect Christine Y. Yan | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the 2017 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Richard D. Fairbank | Management | For | Voted - For |
1.2 | Elect Ime Archibong | Management | For | Voted - For |
1.3 | Elect Ann Fritz Hackett | Management | For | Voted - For |
1.4 | Elect Peter Thomas Killalea | Management | For | Voted - For |
1.5 | Elect Eli Leenaars | Management | For | Voted - For |
1.6 | Elect Francois Locoh-Donou | Management | For | Voted - For |
1.7 | Elect Peter E. Raskind | Management | For | Voted - For |
1.8 | Elect Eileen Serra | Management | For | Voted - For |
1.9 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.10 | Elect Bradford H. Warner | Management | For | Voted - For |
1.11 | Elect Catherine G. West | Management | For | Voted - For |
1.12 | Elect Craig Anthony Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2004 Stock Incentive Plan | Management | For | Voted - For |
CARDINAL HEALTH, INC. | ||||
Security ID: 14149Y108 Ticker: CAH | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Carrie S. Cox | Management | For | Voted - For |
1.2 | Elect Calvin Darden | Management | For | Voted - For |
1.3 | Elect Bruce L. Downey | Management | For | Voted - For |
1.4 | Elect Sheri H. Edison | Management | For | Voted - For |
1.5 | Elect David C. Evans | Management | For | Voted - For |
1.6 | Elect Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Akhil Johri | Management | For | Voted - For |
1.8 | Elect Michael Kaufmann | Management | For | Voted - For |
1.9 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.10 | Elect Nancy Killefer | Management | For | Voted - For |
510
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Elect J. Michael Losh | Management | For | Voted - For |
1.12 | Elect Dean A. Scarborough | Management | For | Voted - For |
1.13 | Elect John H. Weiland | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
CIENA CORPORATION | ||||
Security ID: 171779309 Ticker: CIEN | ||||
Meeting Date: 01-Apr-21 | ||||
1.1 | Elect Hassan M. Ahmed | Management | For | Voted - For |
1.2 | Elect Bruce L. Claflin | Management | For | Voted - For |
1.3 | Elect T. Michael Nevens | Management | For | Voted - For |
1.4 | Elect Patrick Gallagher | Management | For | Voted - For |
2 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CIGNA CORPORATION | ||||
Security ID: 125523100 Ticker: CI | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect David M. Cordani | Management | For | Voted - For |
1.2 | Elect William J. DeLaney | Management | For | Voted - For |
1.3 | Elect Eric J. Foss | Management | For | Voted - For |
1.4 | Elect Elder Granger | Management | For | Voted - For |
1.5 | Elect Isaiah Harris, Jr. | Management | For | Voted - For |
1.6 | Elect George Kurian | Management | For | Voted - For |
1.7 | Elect Kathleen M. Mazzarella | Management | For | Voted - For |
1.8 | Elect Mark B. McClellan | Management | For | Voted - For |
1.9 | Elect John M. Partridge | Management | For | Voted - For |
1.10 | Elect Kimberly A. Ross | Management | For | Voted - For |
1.11 | Elect Eric C. Wiseman | Management | For | Voted - For |
1.12 | Elect Donna F. Zarcone | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Long-Term Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Disclosure of Board | |||
Qualifications | Shareholder | Against | Voted - Against |
511
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CIRRUS LOGIC, INC. | ||||
Security ID: 172755100 Ticker: CRUS | ||||
Meeting Date: 31-Jul-20 | ||||
1.1 | Elect John C. Carter | Management | For | Voted - For |
1.2 | Elect Alexander M. Davern | Management | For | Voted - For |
1.3 | Elect Timothy R. Dehne | Management | For | Voted - For |
1.4 | Elect Deirdre Hanford | Management | For | Voted - For |
1.5 | Elect Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Jason P. Rhode | Management | For | Voted - For |
1.7 | Elect Alan R. Schuele | Management | For | Voted - For |
1.8 | Elect David J. Tupman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2018 Long Term Incentive Plan | Management | For | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Michael D. Capellas | Management | For | Voted - For |
1.4 | Elect Mark Garrett | Management | For | Voted - For |
1.5 | Elect Kristina M. Johnson | Management | For | Voted - For |
1.6 | Elect Roderick C. McGeary | Management | For | Voted - For |
1.7 | Elect Charles H. Robbins | Management | For | Voted - For |
1.8 | Elect Arun Sarin | Management | For | Voted - Abstain |
1.9 | Elect Brenton L. Saunders | Management | For | Voted - For |
1.10 | Elect Lisa T. Su | Management | For | Voted - For |
2 | Reincorporation from California to Delaware | Management | For | Voted - For |
3 | Amendment to the 2005 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
CITIGROUP INC. | ||||
Security ID: 172967424 Ticker: C | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Ellen M. Costello | Management | For | Voted - For |
1.2 | Elect Grace E. Dailey | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect John C. Dugan | Management | For | Voted - For |
1.5 | Elect Jane N. Fraser | Management | For | Voted - For |
512
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Duncan P. Hennes | Management | For | Voted - For |
1.7 | Elect Peter B. Henry | Management | For | Voted - For |
1.8 | Elect S. Leslie Ireland | Management | For | Voted - For |
1.9 | Elect Lew W. Jacobs, IV | Management | For | Voted - For |
1.10 | Elect Renee J. James | Management | For | Voted - For |
1.11 | Elect Gary M. Reiner | Management | For | Voted - For |
1.12 | Elect Diana L. Taylor | Management | For | Voted - For |
1.13 | Elect James S. Turley | Management | For | Voted - For |
1.14 | Elect Deborah C. Wright | Management | For | Voted - For |
1.15 | Elect Alexander R. Wynaendts | Management | For | Voted - For |
1.16 | Elect Ernesto Zedillo Ponce de Leon | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2019 Stock Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
7 | Shareholder Proposal Regarding Non-Management | |||
Employee Representation on the Board | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
9 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
CITIZENS FINANCIAL GROUP, INC. | ||||
Security ID: 174610105 Ticker: CFG | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Bruce Van Saun | Management | For | Voted - For |
1.2 | Elect Lee Alexander | Management | For | Voted - For |
1.3 | Elect Christine M. Cumming | Management | For | Voted - For |
1.4 | Elect William P. Hankowsky | Management | For | Voted - For |
1.5 | Elect Leo I. Higdon, Jr. | Management | For | Voted - For |
1.6 | Elect Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect Charles J. Koch | Management | For | Voted - For |
1.8 | Elect Robert G. Leary | Management | For | Voted - For |
1.9 | Elect Terrance J. Lillis | Management | For | Voted - For |
1.10 | Elect Shivan S. Subramaniam | Management | For | Voted - For |
1.11 | Elect Christopher J. Swift | Management | For | Voted - For |
1.12 | Elect Wendy A. Watson | Management | For | Voted - For |
1.13 | Elect Marita Zuraitis | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
4 | Ratification of Auditor | Management | For | Voted - For |
513
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CNO FINANCIAL GROUP, INC. | ||||
Security ID: 12621E103 Ticker: CNO | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Gary C. Bhojwani | Management | For | Voted - For |
1.2 | Elect Ellyn L. Brown | Management | For | Voted - For |
1.3 | Elect Stephen N. David | Management | For | Voted - For |
1.4 | Elect David B. Foss | Management | For | Voted - For |
1.5 | Elect Robert C. Greving | Management | For | Voted - For |
1.6 | Elect Mary R. Henderson | Management | For | Voted - For |
1.7 | Elect Daniel R. Maurer | Management | For | Voted - For |
1.8 | Elect Chetlur S. Ragavan | Management | For | Voted - For |
1.9 | Elect Steven E. Shebik | Management | For | Voted - For |
1.10 | Elect Frederick J. Sievert | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Amended and Restated Section 382 | |||
Shareholder Rights Plan | Management | For | Voted - For | |
4 | Ratification of Auditor | Management | For | Voted - For |
COMCAST CORPORATION | ||||
Security ID: 20030N101 Ticker: CMCSA | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Kenneth J. Bacon | Management | For | Voted - For |
1.2 | Elect Madeline S. Bell | Management | For | Voted - For |
1.3 | Elect Naomi M. Bergman | Management | For | Voted - For |
1.4 | Elect Edward D. Breen | Management | For | Voted - For |
1.5 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Honickman | Management | For | Voted - For |
1.7 | Elect Maritza Gomez Montiel | Management | For | Voted - For |
1.8 | Elect Asuka Nakahara | Management | For | Voted - For |
1.9 | Elect David C. Novak | Management | For | Voted - For |
1.10 | Elect Brian L. Roberts | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent | |||
Investigation and Report on Sexual Harassment | Shareholder | Against | Voted - For | |
CONAGRA BRANDS, INC. | ||||
Security ID: 205887102 Ticker: CAG | ||||
Meeting Date: 23-Sep-20 | ||||
1.1 | Elect Anil Arora | Management | For | Voted - For |
1.2 | Elect Thomas K. Brown | Management | For | Voted - For |
1.3 | Elect Sean M. Connolly | Management | For | Voted - For |
1.4 | Elect Joie A. Gregor | Management | For | Voted - For |
514
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Rajive Johri | Management | For | Voted - For |
1.6 | Elect Richard H. Lenny | Management | For | Voted - For |
1.7 | Elect Melissa Lora | Management | For | Voted - For |
1.8 | Elect Ruth Ann Marshall | Management | For | Voted - For |
1.9 | Elect Craig P. Omtvedt | Management | For | Voted - For |
1.10 | Elect Scott Ostfeld | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CONOCOPHILLIPS | ||||
Security ID: 20825C104 Ticker: COP | ||||
Meeting Date: 15-Jan-21 | ||||
1 | Stock Issuance for Merger with Concho | Management | For | Voted - For |
Meeting Date: 11-May-21 | ||||
1.1 | Elect Charles E. Bunch | Management | For | Voted - For |
1.2 | Elect Caroline Maury Devine | Management | For | Voted - For |
1.3 | Elect John V. Faraci | Management | For | Voted - For |
1.4 | Elect Jody L Freeman | Management | For | Voted - For |
1.5 | Elect Gay Huey Evans | Management | For | Voted - For |
1.6 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
1.7 | Elect Ryan M. Lance | Management | For | Voted - For |
1.8 | Elect Timothy A. Leach | Management | For | Voted - For |
1.9 | Elect William H. McRaven | Management | For | Voted - For |
1.10 | Elect Sharmila Mulligan | Management | For | Voted - For |
1.11 | Elect Eric D. Mullins | Management | For | Voted - For |
1.12 | Elect Arjun N. Murti | Management | For | Voted - For |
1.13 | Elect Robert A. Niblock | Management | For | Voted - For |
1.14 | Elect David T. Seaton | Management | For | Voted - For |
1.15 | Elect R. A. Walker | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - Against | |
CUMMINS INC. | ||||
Security ID: 231021106 Ticker: CMI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.2 | Elect Robert J. Bernhard | Management | For | Voted - For |
1.3 | Elect Franklin R. Chang Diaz | Management | For | Voted - For |
1.4 | Elect Bruno V. Di Leo Allen | Management | For | Voted - For |
1.5 | Elect Stephen B. Dobbs | Management | For | Voted - For |
515
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Carla A. Harris | Management | For | Voted - For |
1.7 | Elect Robert K. Herdman | Management | For | Voted - For |
1.8 | Elect Alexis M. Herman | Management | For | Voted - For |
1.9 | Elect Thomas J. Lynch | Management | For | Voted - For |
1.10 | Elect William I. Miller | Management | For | Voted - For |
1.11 | Elect Georgia R. Nelson | Management | For | Voted - For |
1.12 | Elect Kimberly A. Nelson | Management | For | Voted - For |
1.13 | Elect Karen H. Quintos | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Professional | |||
Services Allowance | Shareholder | Against | Voted - Against | |
CURTISS-WRIGHT CORPORATION | ||||
Security ID: 231561101 Ticker: CW | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect David C. Adams | Management | For | Voted - For |
1.2 | Elect Lynn M. Bamford | Management | For | Voted - For |
1.3 | Elect Dean M. Flatt | Management | For | Voted - For |
1.4 | Elect S. Marce Fuller | Management | For | Voted - For |
1.5 | Elect Bruce D. Hoechner | Management | For | Voted - For |
1.6 | Elect Glenda J. Minor | Management | For | Voted - For |
1.7 | Elect Anthony J. Moraco | Management | For | Voted - For |
1.8 | Elect John B. Nathman | Management | For | Voted - For |
1.9 | Elect Robert J. Rivet | Management | For | Voted - For |
1.10 | Elect Peter C. Wallace | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Fernando Aguirre | Management | For | Voted - For |
1.2 | Elect C. David Brown II | Management | For | Voted - For |
1.3 | Elect Alecia A. DeCoudreaux | Management | For | Voted - For |
1.4 | Elect Nancy-Ann M. DeParle | Management | For | Voted - For |
1.5 | Elect David W. Dorman | Management | For | Voted - For |
1.6 | Elect Roger N. Farah | Management | For | Voted - For |
1.7 | Elect Anne M. Finucane | Management | For | Voted - For |
1.8 | Elect Edward J. Ludwig | Management | For | Voted - For |
1.9 | Elect Karen S. Lynch | Management | For | Voted - For |
1.10 | Elect Jean-Pierre Millon | Management | For | Voted - For |
1.11 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.12 | Elect William C. Weldon | Management | For | Voted - For |
1.13 | Elect Tony L. White | Management | For | Voted - For |
516
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - Against |
DAVITA INC. | ||||
Security ID: 23918K108 Ticker: DVA | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect Pamela M. Arway | Management | For | Voted - For |
1.2 | Elect Charles G. Berg | Management | For | Voted - For |
1.3 | Elect Barbara J. Desoer | Management | For | Voted - For |
1.4 | Elect Paul J. Diaz | Management | For | Voted - For |
1.5 | Elect Shawn Guertin | Management | For | Voted - Abstain |
1.6 | Elect John M. Nehra | Management | For | Voted - For |
1.7 | Elect Paula A. Price | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Phyllis R. Yale | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
DELTA AIR LINES, INC. | ||||
Security ID: 247361702 Ticker: DAL | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect Edward H. Bastian | Management | For | Voted - For |
1.2 | Elect Francis S. Blake | Management | For | Voted - For |
1.3 | Elect Ashton Carter | Management | For | Voted - For |
1.4 | Elect David G. DeWalt | Management | For | Voted - For |
1.5 | Elect William H. Easter III | Management | For | Voted - For |
1.6 | Elect Christopher A. Hazleton | Management | For | Voted - For |
1.7 | Elect Michael P. Huerta | Management | For | Voted - For |
1.8 | Elect Jeanne P. Jackson | Management | For | Voted - For |
1.9 | Elect George N. Mattson | Management | For | Voted - For |
1.10 | Elect Sergio A. L. Rial | Management | For | Voted - For |
1.11 | Elect David. S. Taylor | Management | For | Voted - For |
1.12 | Elect Kathy N. Waller | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For |
517
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DELUXE CORPORATION | ||||
Security ID: 248019101 Ticker: DLX | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect William C. Cobb | Management | For | Voted - For |
1.2 | Elect Paul R. Garcia | Management | For | Voted - For |
1.3 | Elect Cheryl Mayberry McKissack | Management | For | Voted - For |
1.4 | Elect Barry C. McCarthy | Management | For | Voted - For |
1.5 | Elect Don J. McGrath | Management | For | Voted - For |
1.6 | Elect Thomas J. Reddin | Management | For | Voted - For |
1.7 | Elect Martyn R. Redgrave | Management | For | Voted - For |
1.8 | Elect John L. Stauch | Management | For | Voted - For |
1.9 | Elect Victoria A. Treyger | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DIAMONDROCK HOSPITALITY COMPANY | ||||
Security ID: 252784301 Ticker: DRH | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect William W. McCarten | Management | For | Voted - For |
1.2 | Elect Mark W. Brugger | Management | For | Voted - For |
1.3 | Elect Timothy R. Chi | Management | For | Voted - For |
1.4 | Elect Kathleen A. Merrill | Management | For | Voted - For |
1.5 | Elect William J. Shaw | Management | For | Voted - For |
1.6 | Elect Bruce D. Wardinski | Management | For | Voted - For |
1.7 | Elect Tabassum Zalotrawala | Management | For | Voted - For |
1.8 | Elect Michael A. Hartmeier | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DICK'S SPORTING GOODS, INC. | ||||
Security ID: 253393102 Ticker: DKS | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect William J. Colombo | Management | For | Voted - For |
1.2 | Elect Sandeep Lakhmi Mathrani | Management | For | Voted - For |
1.3 | Elect Desiree Ralls-Morrison | Management | For | Voted - For |
1.4 | Elect Larry D. Stone | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Board Size | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6 | Amendment to the 2012 Stock and Incentive Plan | Management | For | Voted - For |
518
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
DISCOVER FINANCIAL SERVICES | ||||
Security ID: 254709108 Ticker: DFS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect Jeffrey S. Aronin | Management | For | Voted - For |
1.2 | Elect Mary K. Bush | Management | For | Voted - For |
1.3 | Elect Gregory C. Case | Management | For | Voted - For |
1.4 | Elect Candace H. Duncan | Management | For | Voted - For |
1.5 | Elect Joseph F. Eazor | Management | For | Voted - For |
1.6 | Elect Cynthia A. Glassman | Management | For | Voted - For |
1.7 | Elect Roger C. Hochschild | Management | For | Voted - For |
1.8 | Elect Thomas G. Maheras | Management | For | Voted - For |
1.9 | Elect Michael H. Moskow | Management | For | Voted - For |
1.10 | Elect David L. Rawlinson II | Management | For | Voted - For |
1.11 | Elect Mark A. Thierer | Management | For | Voted - For |
1.12 | Elect Jennifer L. Wong | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
DXC TECHNOLOGY COMPANY | ||||
Security ID: 23355L106 Ticker: DXC | ||||
Meeting Date: 13-Aug-20 | ||||
1.1 | Elect Mukesh Aghi | Management | For | Voted - For |
1.2 | Elect Amy E. Alving | Management | For | Voted - For |
1.3 | Elect David A. Barnes | Management | For | Voted - For |
1.4 | Elect Raul J. Fernandez | Management | For | Voted - For |
1.5 | Elect David L. Herzog | Management | For | Voted - For |
1.6 | Elect Mary L. Krakauer | Management | For | Voted - For |
1.7 | Elect Ian C. Read | Management | For | Voted - For |
1.8 | Elect Michael J. Salvino | Management | For | Voted - For |
1.9 | Elect Manoj P. Singh | Management | For | Voted - For |
1.10 | Elect Robert F. Woods | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the 2017 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Amendment to the 2017 Non-Employee Director | |||
Incentive Plan | Management | For | Voted - For | |
EASTMAN CHEMICAL COMPANY | ||||
Security ID: 277432100 Ticker: EMN | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Humberto P. Alfonso | Management | For | Voted - For |
1.2 | Elect Vanessa L. Allen Sutherland | Management | For | Voted - For |
1.3 | Elect Brett D. Begemann | Management | For | Voted - For |
519
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Mark J. Costa | Management | For | Voted - For |
1.5 | Elect Edward L. Doheny II | Management | For | Voted - For |
1.6 | Elect Julie Fasone Holder | Management | For | Voted - For |
1.7 | Elect Renee J. Hornbaker | Management | For | Voted - For |
1.8 | Elect Kim Ann Mink | Management | For | Voted - For |
1.9 | Elect James J. O'Brien | Management | For | Voted - For |
1.10 | Elect David W. Raisbeck | Management | For | Voted - For |
1.11 | Elect Charles K. Stevens III | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Omnibus Stock Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
EBAY INC. | ||||
Security ID: 278642103 Ticker: EBAY | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Anthony J. Bates | Management | For | Voted - For |
1.2 | Elect Adriane M. Brown | Management | For | Voted - For |
1.3 | Elect Diana Farrell | Management | For | Voted - For |
1.4 | Elect Logan D. Green | Management | For | Voted - For |
1.5 | Elect Bonnie S. Hammer | Management | For | Voted - For |
1.6 | Elect E. Carol Hayles | Management | For | Voted - For |
1.7 | Elect Jamie Iannone | Management | For | Voted - For |
1.8 | Elect Kathleen C. Mitic | Management | For | Voted - For |
1.9 | Elect Matthew J. Murphy | Management | For | Voted - For |
1.10 | Elect Paul S. Pressler | Management | For | Voted - For |
1.11 | Elect Mohak Shroff | Management | For | Voted - For |
1.12 | Elect Robert H. Swan | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Improvement of | |||
Executive Compensation Program | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
EMCOR GROUP, INC. | ||||
Security ID: 29084Q100 Ticker: EME | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Elect John W. Altmeyer | Management | For | Voted - For |
1.2 | Elect Anthony J. Guzzi | Management | For | Voted - For |
1.3 | Elect Ronald L Johnson | Management | For | Voted - For |
1.4 | Elect David H. Laidley | Management | For | Voted - For |
1.5 | Elect Carol P. Lowe | Management | For | Voted - For |
520
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect M. Kevin McEvoy | Management | For | Voted - For |
1.7 | Elect William P. Reid | Management | For | Voted - For |
1.8 | Elect Steven B. Schwarzwaelder | Management | For | Voted - For |
1.9 | Elect Robin A. Walker-Lee | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ENERGIZER HOLDINGS, INC. | ||||
Security ID: 29272W109 Ticker: ENR | ||||
Meeting Date: 01-Feb-21 | ||||
1.1 | Elect Carlos Abrams-Rivera | Management | For | Voted - For |
1.2 | Elect Bill G. Armstrong | Management | For | Voted - For |
1.3 | Elect Cynthia J. Brinkley | Management | For | Voted - For |
1.4 | Elect Rebecca Frankiewicz | Management | For | Voted - For |
1.5 | Elect Alan R. Hoskins | Management | For | Voted - For |
1.6 | Elect Kevin J. Hunt | Management | For | Voted - For |
1.7 | Elect James C. Johnson | Management | For | Voted - For |
1.8 | Elect Mark S. LaVigne | Management | For | Voted - For |
1.9 | Elect Patrick J. Moore | Management | For | Voted - For |
1.10 | Elect Nneka L. Rimmer | Management | For | Voted - For |
1.11 | Elect Robert V. Vitale | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
EVEREST RE GROUP, LTD. | ||||
Security ID: G3223R108 Ticker: RE | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect John J. Amore | Management | For | Voted - For |
1.2 | Elect Juan C. Andrade | Management | For | Voted - For |
1.3 | Elect William F. Galtney, Jr. | Management | For | Voted - For |
1.4 | Elect John A. Graf | Management | For | Voted - For |
1.5 | Elect Meryl D. Hartzband | Management | For | Voted - For |
1.6 | Elect Gerri Losquadro | Management | For | Voted - For |
1.7 | Elect Roger M. Singer | Management | For | Voted - For |
1.8 | Elect Joseph V. Taranto | Management | For | Voted - For |
1.9 | Elect John A. Weber | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
521
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EVERGY, INC. | ||||
Security ID: 30034W106 Ticker: EVRG | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Elect David A. Campbell | Management | For | Voted - For |
1.2 | Elect Mollie Hale Carter | Management | For | Voted - For |
1.3 | Elect Thomas D. Hyde | Management | For | Voted - For |
1.4 | Elect B. Anthony Isaac | Management | For | Voted - For |
1.5 | Elect Paul Keglevic | Management | For | Voted - For |
1.6 | Elect Mary L. Landrieu | Management | For | Voted - For |
1.7 | Elect Sandra A.J. Lawrence | Management | For | Voted - For |
1.8 | Elect Ann D. Murtlow | Management | For | Voted - For |
1.9 | Elect Sandra J. Price | Management | For | Voted - For |
1.10 | Elect Mark A. Ruelle | Management | For | Voted - For |
1.11 | Elect S. Carl Soderstrom, Jr. | Management | For | Voted - For |
1.12 | Elect John A. Stall | Management | For | Voted - For |
1.13 | Elect C. John Wilder | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
EXELON CORPORATION | ||||
Security ID: 30161N101 Ticker: EXC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Anthony K. Anderson | Management | For | Voted - For |
1.2 | Elect Ann C. Berzin | Management | For | Voted - For |
1.3 | Elect Laurie Brlas | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect Christopher M. Crane | Management | For | Voted - For |
1.6 | Elect Yves C. de Balmann | Management | For | Voted - For |
1.7 | Elect Linda P. Jojo | Management | For | Voted - For |
1.8 | Elect Paul L. Joskow | Management | For | Voted - For |
1.9 | Elect Robert J. Lawless | Management | For | Voted - For |
1.10 | Elect John M. Richardson | Management | For | Voted - For |
1.11 | Elect Mayo A. Shattuck III | Management | For | Voted - For |
1.12 | Elect John F. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Child Labor Linked | |||
to Electric Vehicles | Shareholder | Against | Voted - Against | |
FEDEX CORPORATION | ||||
Security ID: 31428X106 Ticker: FDX | ||||
Meeting Date: 21-Sep-20 | ||||
1.1 | Elect Marvin R. Ellison | Management | For | Voted - For |
522
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Susan Patricia Griffith | Management | For | Voted - For |
1.3 | Elect John ("Chris") Inglis | Management | For | Voted - For |
1.4 | Elect Kimberly A. Jabal | Management | For | Voted - For |
1.5 | Elect Shirley Ann Jackson | Management | For | Voted - For |
1.6 | Elect R. Brad Martin | Management | For | Voted - For |
1.7 | Elect Joshua Cooper Ramo | Management | For | Voted - For |
1.8 | Elect Susan C. Schwab | Management | For | Voted - For |
1.9 | Elect Frederick W. Smith | Management | For | Voted - For |
1.10 | Elect David P. Steiner | Management | For | Voted - For |
1.11 | Elect Rajesh Subramaniam | Management | For | Voted - For |
1.12 | Elect Paul S. Walsh | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on | |||
Non-Management Employee Representation on the Board | Shareholder | Against | Voted - Against | |
7 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
8 | Shareholder Proposal Regarding Report on Linking | |||
Executive Compensation to ESG Metrics | Shareholder | Against | Voted - Against | |
FIFTH THIRD BANCORP | ||||
Security ID: 316773100 Ticker: FITB | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect B. Evan Bayh III | Management | For | Voted - For |
1.3 | Elect Jorge L. Benitez | Management | For | Voted - For |
1.4 | Elect Katherine B. Blackburn | Management | For | Voted - For |
1.5 | Elect Emerson L. Brumback | Management | For | Voted - For |
1.6 | Elect Greg D. Carmichael | Management | For | Voted - For |
1.7 | Elect Linda W. Clement-Holmes | Management | For | Voted - For |
1.8 | Elect C. Bryan Daniels | Management | For | Voted - For |
1.9 | Elect Mitchell S. Feiger | Management | For | Voted - For |
1.10 | Elect Thomas H. Harvey | Management | For | Voted - For |
1.11 | Elect Gary R. Heminger | Management | For | Voted - For |
1.12 | Elect Jewell D. Hoover | Management | For | Voted - For |
1.13 | Elect Eileen A. Mallesch | Management | For | Voted - For |
1.14 | Elect Michael B. McCallister | Management | For | Voted - For |
1.15 | Elect Marsha C. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
5 | Approval of the 2021 Incentive Compensation Plan | Management | For | Voted - For |
6 | Elimination of Supermajority Requirement | Management | For | Voted - For |
7 | Elimination of Cumulative Voting | Management | For | Voted - For |
523
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FOOT LOCKER, INC. | ||||
Security ID: 344849104 Ticker: FL | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Alan D. Feldman | Management | For | Voted - For |
1.2 | Elect Richard A. Johnson | Management | For | Voted - For |
1.3 | Elect Guillermo G. Marmol | Management | For | Voted - For |
1.4 | Elect Matthew M. McKenna | Management | For | Voted - For |
1.5 | Elect Darlene Nicosia | Management | For | Voted - For |
1.6 | Elect Steven Oakland | Management | For | Voted - For |
1.7 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.8 | Elect Kimberly Underhill | Management | For | Voted - For |
1.9 | Elect Tristan Walker | Management | For | Voted - For |
1.10 | Elect Dona D. Young | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
FORD MOTOR COMPANY | ||||
Security ID: 345370860 Ticker: F | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Kimberly A. Casiano | Management | For | Voted - For |
1.2 | Elect Anthony F. Earley, Jr. | Management | For | Voted - For |
1.3 | Elect Alexandra Ford English | Management | For | Voted - For |
1.4 | Elect James D Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Henry Ford III | Management | For | Voted - For |
1.6 | Elect William Clay Ford, Jr. | Management | For | Voted - For |
1.7 | Elect William W. Helman IV | Management | For | Voted - For |
1.8 | Elect Jon M. Huntsman, Jr. | Management | For | Voted - For |
1.9 | Elect William E. Kennard | Management | For | Voted - For |
1.10 | Elect Beth E. Mooney | Management | For | Voted - For |
1.11 | Elect John L. Thornton | Management | For | Voted - For |
1.12 | Elect John B. Veihmeyer | Management | For | Voted - For |
1.13 | Elect Lynn M. Vojvodich | Management | For | Voted - For |
1.14 | Elect John S. Weinberg | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
GENERAL DYNAMICS CORPORATION | ||||
Security ID: 369550108 Ticker: GD | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Elect James S. Crown | Management | For | Voted - For |
1.2 | Elect Rudy F. deLeon | Management | For | Voted - For |
524
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Cecil D. Haney | Management | For | Voted - For |
1.4 | Elect Mark M. Malcolm | Management | For | Voted - For |
1.5 | Elect James N. Mattis | Management | For | Voted - For |
1.6 | Elect Phebe N. Novakovic | Management | For | Voted - For |
1.7 | Elect C. Howard Nye | Management | For | Voted - For |
1.8 | Elect Catherine B. Reynolds | Management | For | Voted - For |
1.9 | Elect Laura J. Schumacher | Management | For | Voted - For |
1.10 | Elect Robert K. Steel | Management | For | Voted - For |
1.11 | Elect John G. Stratton | Management | For | Voted - For |
1.12 | Elect Peter A. Wall | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call a | |||
Special Meeting | Shareholder | Against | Voted - For | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect Mary T. Barra | Management | For | Voted - For |
1.2 | Elect Wesley G. Bush | Management | For | Voted - For |
1.3 | Elect Linda R. Gooden | Management | For | Voted - For |
1.4 | Elect Joseph Jimenez | Management | For | Voted - For |
1.5 | Elect Jane L. Mendillo | Management | For | Voted - For |
1.6 | Elect Judith A. Miscik | Management | For | Voted - For |
1.7 | Elect Patricia F. Russo | Management | For | Voted - For |
1.8 | Elect Thomas M. Schoewe | Management | For | Voted - For |
1.9 | Elect Carol M. Stephenson | Management | For | Voted - For |
1.10 | Elect Mark A. Tatum | Management | For | Voted - For |
1.11 | Elect Devin N. Wenig | Management | For | Voted - For |
1.12 | Elect Margaret C. Whitman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Net Zero Company | |||
Benchmark Executive Remuneration Indicator | Shareholder | Against | Voted - For | |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jacqueline K. Barton | Management | For | Voted - For |
1.2 | Elect Jeffrey A. Bluestone | Management | For | Voted - For |
1.3 | Elect Sandra J. Horning | Management | For | Voted - For |
1.4 | Elect Kelly A. Kramer | Management | For | Voted - For |
1.5 | Elect Kevin E. Lofton | Management | For | Voted - For |
525
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Harish Manwani | Management | For | Voted - For |
1.7 | Elect Daniel P. O'Day | Management | For | Voted - For |
1.8 | Elect Javier J. Rodriguez | Management | For | Voted - For |
1.9 | Elect Anthony Welters | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
GROUP 1 AUTOMOTIVE, INC. | ||||
Security ID: 398905109 Ticker: GPI | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Carin M. Barth | Management | For | Voted - For |
1.2 | Elect Earl J. Hesterberg | Management | For | Voted - For |
1.3 | Elect Steven C. Mizell | Management | For | Voted - For |
1.4 | Elect Lincoln Pereira | Management | For | Voted - For |
1.5 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.6 | Elect Steven P. Stanbrook | Management | For | Voted - For |
1.7 | Elect Charles L. Szews | Management | For | Voted - For |
1.8 | Elect Anne Taylor | Management | For | Voted - For |
1.9 | Elect MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HANESBRANDS INC. | ||||
Security ID: 410345102 Ticker: HBI | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Cheryl K. Beebe | Management | For | Voted - For |
1.2 | Elect Stephen B. Bratspies | Management | For | Voted - For |
1.3 | Elect Geralyn R. Breig | Management | For | Voted - For |
1.4 | Elect Bobby J. Griffin | Management | For | Voted - For |
1.5 | Elect James C. Johnson | Management | For | Voted - For |
1.6 | Elect Franck J. Moison | Management | For | Voted - For |
1.7 | Elect Robert F. Moran | Management | For | Voted - For |
1.8 | Elect Ronald L. Nelson | Management | For | Voted - For |
1.9 | Elect Ann E. Ziegler | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
HARLEY-DAVIDSON, INC. | ||||
Security ID: 412822108 Ticker: HOG | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Troy Alstead | Management | For | Voted - For |
1.2 | Elect R. John Anderson | Management | For | Voted - For |
526
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect Michael J. Cave | Management | For | Voted - For |
1.4 | Elect James D. Farley, Jr. | Management | For | Voted - For |
1.5 | Elect Allan C. Golston | Management | For | Voted - For |
1.6 | Elect Sara L. Levinson | Management | For | Voted - For |
1.7 | Elect N. Thomas Linebarger | Management | For | Voted - For |
1.8 | Elect Maryrose T. Sylvester | Management | For | Voted - For |
1.9 | Elect Jochen Zeitz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
HCA HEALTHCARE, INC. | ||||
Security ID: 40412C101 Ticker: HCA | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Thomas F. Frist III | Management | For | Voted - For |
1.2 | Elect Samuel N. Hazen | Management | For | Voted - For |
1.3 | Elect Meg G. Crofton | Management | For | Voted - For |
1.4 | Elect Robert J. Dennis | Management | For | Voted - For |
1.5 | Elect Nancy-Ann DeParle | Management | For | Voted - For |
1.6 | Elect William R. Frist | Management | For | Voted - For |
1.7 | Elect Charles O. Holliday, Jr. | Management | For | Voted - For |
1.8 | Elect Michael W. Michelson | Management | For | Voted - For |
1.9 | Elect Wayne J. Riley | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Impact of Quality | |||
Metrics on Executive Compensation | Shareholder | Against | Voted - Against | |
HEWLETT PACKARD ENTERPRISE COMPANY | ||||
Security ID: 42824C109 Ticker: HPE | ||||
Meeting Date: 14-Apr-21 | ||||
1.1 | Elect Daniel Ammann | Management | For | Voted - For |
1.2 | Elect Pamela L. Carter | Management | For | Voted - For |
1.3 | Elect Jean M. Hobby | Management | For | Voted - For |
1.4 | Elect George R. Kurtz | Management | For | Voted - For |
1.5 | Elect Raymond J. Lane | Management | For | Voted - For |
1.6 | Elect Ann M. Livermore | Management | For | Voted - Against |
1.7 | Elect Antonio F. Neri | Management | For | Voted - For |
1.8 | Elect Charles H. Noski | Management | For | Voted - For |
1.9 | Elect Raymond E. Ozzie | Management | For | Voted - For |
1.10 | Elect Gary M. Reiner | Management | For | Voted - For |
1.11 | Elect Patricia F. Russo | Management | For | Voted - For |
1.12 | Elect Mary Agnes Wilderotter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
527
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
HIGHWOODS PROPERTIES, INC. | ||||
Security ID: 431284108 Ticker: HIW | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Charles A. Anderson | Management | For | Voted - For |
1.2 | Elect Gene H. Anderson | Management | For | Voted - For |
1.3 | Elect Thomas P. Anderson | Management | For | Voted - For |
1.4 | Elect Carlos E. Evans | Management | For | Voted - For |
1.5 | Elect David L. Gadis | Management | For | Voted - For |
1.6 | Elect David J. Hartzell | Management | For | Voted - For |
1.7 | Elect Sherry A. Kellett | Management | For | Voted - For |
1.8 | Elect Theodore J. Klinck | Management | For | Voted - For |
1.9 | Elect Anne M. Lloyd | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Long-Term Equity Incentive Plan | Management | For | Voted - For |
HILLENBRAND, INC. | ||||
Security ID: 431571108 Ticker: HI | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect Helen W. Cornell | Management | For | Voted - For |
1.2 | Elect Jennifer Rumsey | Management | For | Voted - For |
1.3 | Elect Stuart A. Taylor, II | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
HOLLYFRONTIER CORPORATION | ||||
Security ID: 436106108 Ticker: HFC | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Anne-Marie N. Ainsworth | Management | For | Voted - For |
1.2 | Elect Anna C. Catalano | Management | For | Voted - For |
1.3 | Elect Leldon E. Echols | Management | For | Voted - For |
1.4 | Elect Manuel J. Fernandez | Management | For | Voted - For |
1.5 | Elect Michael C. Jennings | Management | For | Voted - For |
1.6 | Elect R. Craig Knocke | Management | For | Voted - For |
1.7 | Elect Robert J. Kostelnik | Management | For | Voted - For |
1.8 | Elect James H. Lee | Management | For | Voted - For |
1.9 | Elect Franklin Myers | Management | For | Voted - For |
1.10 | Elect Michael E. Rose | Management | For | Voted - For |
528
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | Voted - For |
HP INC. | ||||
Security ID: 40434L105 Ticker: HPQ | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Aida M. Alvarez | Management | For | Voted - For |
1.2 | Elect Shumeet Banerji | Management | For | Voted - For |
1.3 | Elect Robert R. Bennett | Management | For | Voted - For |
1.4 | Elect Charles V. Bergh | Management | For | Voted - For |
1.5 | Elect Stacy Brown-Philpot | Management | For | Voted - For |
1.6 | Elect Stephanie A. Burns | Management | For | Voted - For |
1.7 | Elect Mary Anne Citrino | Management | For | Voted - For |
1.8 | Elect Richard L. Clemmer | Management | For | Voted - For |
1.9 | Elect Enrique Lores | Management | For | Voted - For |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Subra Suresh | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
HUNTINGTON BANCSHARES INCORPORATED | ||||
Security ID: 446150104 Ticker: HBAN | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Merger | Management | For | Voted - For |
2 | Increase in Authorized Common Stock | Management | For | Voted - For |
3 | Right to Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Lizabeth A. Ardisana | Management | For | Voted - For |
1.2 | Elect Alanna Y. Cotton | Management | For | Voted - For |
1.3 | Elect Ann B. Crane | Management | For | Voted - For |
1.4 | Elect Robert S. Cubbin | Management | For | Voted - For |
1.5 | Elect Steven G. Elliott | Management | For | Voted - For |
1.6 | Elect Gina D. France | Management | For | Voted - For |
1.7 | Elect J. Michael Hochschwender | Management | For | Voted - For |
1.8 | Elect John Chris Inglis | Management | For | Voted - For |
1.9 | Elect Katherine M.A. Kline | Management | For | Voted - For |
1.10 | Elect Richard W. Neu | Management | For | Voted - For |
1.11 | Elect Kenneth J. Phelan | Management | For | Voted - For |
1.12 | Elect David L. Porteous | Management | For | Voted - For |
1.13 | Elect Stephen D. Steinour | Management | For | Voted - For |
529
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the 2018 Long-Term Incentive Plan | Management | For | Voted - For |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Security ID: 446413106 Ticker: HII | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Philip M. Bilden | Management | For | Voted - For |
1.2 | Elect Augustus L. Collins | Management | For | Voted - For |
1.3 | Elect Kirkland H. Donald | Management | For | Voted - For |
1.4 | Elect Victoria D. Harker | Management | For | Voted - Withheld |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Tracy B. McKibben | Management | For | Voted - For |
1.7 | Elect Stephanie L. O'Sullivan | Management | For | Voted - For |
1.8 | Elect C. Michael Petters | Management | For | Voted - For |
1.9 | Elect Thomas C. Schievelbein | Management | For | Voted - For |
1.10 | Elect John K. Welch | Management | For | Voted - For |
1.11 | Elect Stephen R. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
HUNTSMAN CORPORATION | ||||
Security ID: 447011107 Ticker: HUN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Peter R. Huntsman | Management | For | Voted - For |
1.2 | Elect Nolan D. Archibald | Management | For | Voted - Against |
1.3 | Elect Mary C. Beckerle | Management | For | Voted - For |
1.4 | Elect M. Anthony Burns | Management | For | Voted - For |
1.5 | Elect Sonia Dula | Management | For | Voted - For |
1.6 | Elect Cynthia L. Egan | Management | For | Voted - For |
1.7 | Elect Daniele Ferrari | Management | For | Voted - For |
1.8 | Elect Robert J. Margetts | Management | For | Voted - For |
1.9 | Elect Jeanne McGovern | Management | For | Voted - For |
1.10 | Elect Wayne A. Reaud | Management | For | Voted - For |
1.11 | Elect Jan E. Tighe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against |
530
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INDUSTRIAL LOGISTICS PROPERTIES TRUST | ||||
Security ID: 456237106 Ticker: ILPT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Elect Joseph L. Morea | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
INGEVITY CORPORATION | ||||
Security ID: 45688C107 Ticker: NGVT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Jean S. Blackwell | Management | For | Voted - For |
1.2 | Elect Luis Fernandez-Moreno | Management | For | Voted - For |
1.3 | Elect J. Michael Fitzpatrick | Management | For | Voted - For |
1.4 | Elect John C. Fortson | Management | For | Voted - For |
1.5 | Elect Diane H. Gulyas | Management | For | Voted - For |
1.6 | Elect Frederick J. Lynch | Management | For | Voted - For |
1.7 | Elect Karen G. Narwold | Management | For | Voted - For |
1.8 | Elect Daniel F. Sansone | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INGREDION INCORPORATED | ||||
Security ID: 457187102 Ticker: INGR | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Luis Aranguren-Trellez | Management | For | Voted - For |
1.2 | Elect David B. Fischer | Management | For | Voted - For |
1.3 | Elect Paul Hanrahan | Management | For | Voted - For |
1.4 | Elect Rhonda L. Jordan | Management | For | Voted - For |
1.5 | Elect Gregory B. Kenny | Management | For | Voted - For |
1.6 | Elect Barbara A. Klein | Management | For | Voted - For |
1.7 | Elect Victoria J. Reich | Management | For | Voted - For |
1.8 | Elect Stephan B. Tanda | Management | For | Voted - For |
1.9 | Elect Jorge A. Uribe | Management | For | Voted - For |
1.10 | Elect Dwayne A. Wilson | Management | For | Voted - For |
1.11 | Elect James Zallie | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
531
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
INSIGHT ENTERPRISES, INC. | ||||
Security ID: 45765U103 Ticker: NSIT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Richard E. Allen | Management | For | Voted - For |
1.2 | Elect Bruce W. Armstrong | Management | For | Voted - For |
1.3 | Elect Linda M. Breard | Management | For | Voted - For |
1.4 | Elect Timothy A. Crown | Management | For | Voted - For |
1.5 | Elect Catherine Courage | Management | For | Voted - For |
1.6 | Elect Anthony A. Ibarguen | Management | For | Voted - For |
1.7 | Elect Kenneth T. Lamneck | Management | For | Voted - For |
1.8 | Elect Kathleen S. Pushor | Management | For | Voted - For |
1.9 | Elect Girish Rishi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
INTEL CORPORATION | ||||
Security ID: 458140100 Ticker: INTC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Patrick P. Gelsinger | Management | For | Voted - For |
1.2 | Elect James J. Goetz | Management | For | Voted - For |
1.3 | Elect Alyssa Henry | Management | For | Voted - For |
1.4 | Elect Omar Ishrak | Management | For | Voted - For |
1.5 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.6 | Elect Tsu-Jae King Liu | Management | For | Voted - For |
1.7 | Elect Gregory D. Smith | Management | For | Voted - For |
1.8 | Elect Dion J. Weisler | Management | For | Voted - For |
1.9 | Elect Frank D. Yeary | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Median Gender and | |||
Racial Pay Equity Report | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Racism in | |||
Company Culture | Shareholder | Against | Voted - Against | |
INTERNATIONAL BUSINESS MACHINES CORPORATION | ||||
Security ID: 459200101 Ticker: IBM | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Thomas Buberl | Management | For | Voted - For |
1.2 | Elect Michael L. Eskew | Management | For | Voted - For |
1.3 | Elect David N. Farr | Management | For | Voted - For |
1.4 | Elect Alex Gorsky | Management | For | Voted - For |
532
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Michelle Howard | Management | For | Voted - For |
1.6 | Elect Arvind Krishna | Management | For | Voted - For |
1.7 | Elect Andrew N. Liveris | Management | For | Voted - For |
1.8 | Elect F. William McNabb, III | Management | For | Voted - For |
1.9 | Elect Martha E. Pollack | Management | For | Voted - For |
1.10 | Elect Joseph R. Swedish | Management | For | Voted - For |
1.11 | Elect Peter R. Voser | Management | For | Voted - For |
1.12 | Elect Frederick H. Waddell | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Diversity and | |||
Inclusion Report | Shareholder | For | Voted - For | |
IRON MOUNTAIN INCORPORATED | ||||
Security ID: 46284V101 Ticker: IRM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Jennifer Allerton | Management | For | Voted - For |
1.2 | Elect Pamela M. Arway | Management | For | Voted - For |
1.3 | Elect Clarke H. Bailey | Management | For | Voted - For |
1.4 | Elect Kent P. Dauten | Management | For | Voted - For |
1.5 | Elect Monte E. Ford | Management | For | Voted - For |
1.6 | Elect Per-Kristian Halvorsen | Management | For | Voted - For |
1.7 | Elect Robin L. Matlock | Management | For | Voted - For |
1.8 | Elect William L. Meaney | Management | For | Voted - For |
1.9 | Elect Wendy J. Murdock | Management | For | Voted - For |
1.10 | Elect Walter C. Rakowich | Management | For | Voted - For |
1.11 | Elect Doyle R. Simons | Management | For | Voted - For |
1.12 | Elect Alfred J. Verrecchia | Management | For | Voted - For |
2 | Amendment to the 2014 Stock and Cash Incentive Plan | Management | For | Voted - For |
3 | Amendment to the 2021 Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY | ||||
Security ID: G50871105 Ticker: JAZZ | ||||
Meeting Date: 30-Jul-20 | ||||
1.1 | Elect Bruce C. Cozadd | Management | For | Voted - For |
1.2 | Elect Heather Ann McSharry | Management | For | Voted - For |
1.3 | Elect Anne O'Riordan | Management | For | Voted - For |
1.4 | Elect Rick E. Winningham | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
533
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Amendment to the 2007 Non-Employee Directors Stock | |||
Award Plan | Management | For | Voted - Against | |
5 | Reduction in Share Premium Account | Management | For | Voted - For |
JETBLUE AIRWAYS CORPORATION | ||||
Security ID: 477143101 Ticker: JBLU | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Ben Baldanza | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Monte E. Ford | Management | For | Voted - For |
1.4 | Elect Robin Hayes | Management | For | Voted - For |
1.5 | Elect Ellen Jewett | Management | For | Voted - For |
1.6 | Elect Robert F. Leduc | Management | For | Voted - For |
1.7 | Elect Teri P. McClure | Management | For | Voted - For |
1.8 | Elect Sarah Robb O'Hagan | Management | For | Voted - For |
1.9 | Elect Vivek Sharma | Management | For | Voted - For |
1.10 | Elect Thomas Winkelmann | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
JUNIPER NETWORKS, INC. | ||||
Security ID: 48203R104 Ticker: JNPR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Gary J. Daichendt | Management | For | Voted - For |
1.2 | Elect Anne DelSanto | Management | For | Voted - For |
1.3 | Elect Kevin A. DeNuccio | Management | For | Voted - For |
1.4 | Elect James Dolce | Management | For | Voted - For |
1.5 | Elect Christine M. Gorjanc | Management | For | Voted - For |
1.6 | Elect Janet B. Haugen | Management | For | Voted - For |
1.7 | Elect Scott Kriens | Management | For | Voted - For |
1.8 | Elect Rahul Merchant | Management | For | Voted - For |
1.9 | Elect Rami Rahim | Management | For | Voted - For |
1.10 | Elect William Stensrud | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
KEYCORP | ||||
Security ID: 493267108 Ticker: KEY | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Bruce D. Broussard | Management | For | Voted - For |
1.2 | Elect Alexander M. Cutler | Management | For | Voted - For |
534
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Elect H. James Dallas | Management | For | Voted - For |
1.4 | Elect Elizabeth R. Gile | Management | For | Voted - For |
1.5 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.6 | Elect Christopher M. Gorman | Management | For | Voted - For |
1.7 | Elect Robin Hayes | Management | For | Voted - For |
1.8 | Elect Carlton L. Highsmith | Management | For | Voted - For |
1.9 | Elect Richard J. Hipple | Management | For | Voted - For |
1.10 | Elect Devina Rankin | Management | For | Voted - For |
1.11 | Elect Barbara R. Snyder | Management | For | Voted - For |
1.12 | Elect Todd J. Vasos | Management | For | Voted - For |
1.13 | Elect David K. Wilson | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the Discounted Stock Purchase Plan | Management | For | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call | |||
Special Meetings | Management | For | Voted - For | |
KOHL'S CORPORATION | ||||
Security ID: 500255104 Ticker: KSS | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Michael J. Bender | Management | For | Voted - For |
1.2 | Elect Peter Boneparth | Management | For | Voted - For |
1.3 | Elect Steven A. Burd | Management | For | Voted - For |
1.4 | Elect Yael Cosset | Management | For | Voted - For |
1.5 | Elect H. Charles Floyd | Management | For | Voted - For |
1.6 | Elect Michelle D. Gass | Management | For | Voted - For |
1.7 | Elect Robbin Mitchell | Management | For | Voted - For |
1.8 | Elect Jonas Prising | Management | For | Voted - For |
1.9 | Elect John E. Schlifske | Management | For | Voted - For |
1.10 | Elect Adrianne Shapira | Management | For | Voted - For |
1.11 | Elect Frank V. Sica | Management | For | Voted - For |
1.12 | Elect Stephanie A. Streeter | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
LABORATORY CORPORATION OF AMERICA HOLDINGS | ||||
Security ID: 50540R409 Ticker: LH | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Kerrii B. Anderson | Management | For | Voted - For |
1.2 | Elect Jean-Luc Belingard | Management | For | Voted - For |
1.3 | Elect Jeffrey A. Davis | Management | For | Voted - For |
1.4 | Elect D. Gary Gilliland | Management | For | Voted - For |
1.5 | Elect Garheng Kong | Management | For | Voted - For |
535
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Peter M. Neupert | Management | For | Voted - For |
1.7 | Elect Richelle P. Parham | Management | For | Voted - For |
1.8 | Elect Adam H. Schechter | Management | For | Voted - For |
1.9 | Elect Kathryn E. Wengel | Management | For | Voted - For |
1.10 | Elect R. Sanders Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
LAM RESEARCH CORP. | ||||
Security ID: 512807108 Ticker: LRCX | ||||
Meeting Date: 03-Nov-20 | ||||
1.1 | Elect Sohail U. Ahmed | Management | For | Voted - For |
1.2 | Elect Timothy M. Archer | Management | For | Voted - For |
1.3 | Elect Eric K. Brandt | Management | For | Voted - For |
1.4 | Elect Michael R. Cannon | Management | For | Voted - For |
1.5 | Elect Catherine P. Lego | Management | For | Voted - For |
1.6 | Elect Bethany J. Mayer | Management | For | Voted - For |
1.7 | Elect Abhijit Y. Talwalkar | Management | For | Voted - For |
1.8 | Elect Lih-Shyng (Rick L.) Tsai | Management | For | Voted - For |
1.9 | Elect Leslie F. Varon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
LEAR CORPORATION | ||||
Security ID: 521865204 Ticker: LEA | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Mei-Wei Cheng | Management | For | Voted - For |
1.2 | Elect Jonathan F. Foster | Management | For | Voted - For |
1.3 | Elect Bradley M. Halverson | Management | For | Voted - For |
1.4 | Elect Mary Lou Jepsen | Management | For | Voted - For |
1.5 | Elect Roger A. Krone | Management | For | Voted - For |
1.6 | Elect Patricia L. Lewis | Management | For | Voted - For |
1.7 | Elect Kathleen A. Ligocki | Management | For | Voted - For |
1.8 | Elect Conrad L. Mallett, Jr. | Management | For | Voted - For |
1.9 | Elect Raymond E. Scott | Management | For | Voted - For |
1.10 | Elect Gregory C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
536
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LINCOLN NATIONAL CORPORATION | ||||
Security ID: 534187109 Ticker: LNC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Deirdre P. Connelly | Management | For | Voted - For |
1.2 | Elect William H. Cunningham | Management | For | Voted - For |
1.3 | Elect Reginald E. Davis | Management | For | Voted - For |
1.4 | Elect Dennis R. Glass | Management | For | Voted - For |
1.5 | Elect George W. Henderson, III | Management | For | Voted - For |
1.6 | Elect Eric G. Johnson | Management | For | Voted - For |
1.7 | Elect Gary C. Kelly | Management | For | Voted - For |
1.8 | Elect M. Leanne Lachman | Management | For | Voted - For |
1.9 | Elect Michael F. Mee | Management | For | Voted - For |
1.10 | Elect Patrick S. Pittard | Management | For | Voted - For |
1.11 | Elect Lynn M. Utter | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
LOCKHEED MARTIN CORPORATION | ||||
Security ID: 539830109 Ticker: LMT | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Daniel F. Akerson | Management | For | Voted - For |
1.2 | Elect David B. Burritt | Management | For | Voted - For |
1.3 | Elect Bruce A. Carlson | Management | For | Voted - Against |
1.4 | Elect Joseph Dunford Jr. | Management | For | Voted - For |
1.5 | Elect James O. Ellis, Jr. | Management | For | Voted - For |
1.6 | Elect Thomas J. Falk | Management | For | Voted - For |
1.7 | Elect Ilene S. Gordon | Management | For | Voted - For |
1.8 | Elect Vicki A. Hollub | Management | For | Voted - For |
1.9 | Elect Jeh C. Johnson | Management | For | Voted - For |
1.10 | Elect Debra L. Reed-Klages | Management | For | Voted - For |
1.11 | Elect James D. Taiclet | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - Against |
537
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LYONDELLBASELL INDUSTRIES N.V. | ||||
Security ID: N53745100 Ticker: LYB | ||||
Meeting Date: 28-May-21 | ||||
1.1 | Elect Jacques Aigrain | Management | For | Voted - For |
1.2 | Elect Lincoln Benet | Management | For | Voted - For |
1.3 | Elect Jagjeet S. Bindra | Management | For | Voted - For |
1.4 | Elect Robin Buchanan | Management | For | Voted - For |
1.5 | Elect Anthony R. Chase | Management | For | Voted - For |
1.6 | Elect Stephen F. Cooper | Management | For | Voted - For |
1.7 | Elect Nance K. Dicciani | Management | For | Voted - For |
1.8 | Elect Robert W. Dudley | Management | For | Voted - For |
1.9 | Elect Claire S. Farley | Management | For | Voted - For |
1.10 | Elect Michael S. Hanley | Management | For | Voted - For |
1.11 | Elect Albert Manifold | Management | For | Voted - For |
1.12 | Elect Bhavesh V. Patel | Management | For | Voted - For |
2 | Ratification of Board Acts | Management | For | Voted - For |
3 | Accounts and Reports | Management | For | Voted - For |
4 | Appointment of Dutch Statutory Auditor | Management | For | Voted - For |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Authority to Repurchase Shares | Management | For | Voted - For |
8 | Cancellation of Shares | Management | For | Voted - For |
9 | Amendment to the Long Term Incentive Plan | Management | For | Voted - For |
10 | Amendment to the Employee Stock Purchase Plan | Management | For | Voted - For |
MACY'S INC. | ||||
Security ID: 55616P104 Ticker: M | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Elect Francis S. Blake | Management | For | Voted - For |
1.2 | Elect Torrence Boone | Management | For | Voted - For |
1.3 | Elect John A. Bryant | Management | For | Voted - For |
1.4 | Elect Deirdre P. Connelly | Management | For | Voted - For |
1.5 | Elect Jeff Gennette | Management | For | Voted - For |
1.6 | Elect Leslie D. Hale | Management | For | Voted - For |
1.7 | Elect William H. Lenehan | Management | For | Voted - For |
1.8 | Elect Sara L. Levinson | Management | For | Voted - For |
1.9 | Elect Paul C. Varga | Management | For | Voted - For |
1.10 | Elect Marna C. Whittington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity and Incentive | |||
Compensation Plan | Management | For | Voted - For |
538
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MANPOWERGROUP INC. | ||||
Security ID: 56418H100 Ticker: MAN | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Gina R. Boswell | Management | For | Voted - For |
1.2 | Elect Jean-Philippe Courtois | Management | For | Voted - For |
1.3 | Elect William A. Downe | Management | For | Voted - For |
1.4 | Elect John F. Ferraro | Management | For | Voted - For |
1.5 | Elect William P. Gipson | Management | For | Voted - For |
1.6 | Elect Patricia Hemingway Hall | Management | For | Voted - For |
1.7 | Elect Julie M. Howard | Management | For | Voted - For |
1.8 | Elect Ulice Payne, Jr. | Management | For | Voted - For |
1.9 | Elect Jonas Prising | Management | For | Voted - For |
1.10 | Elect Paul Read | Management | For | Voted - For |
1.11 | Elect Elizabeth P. Sartain | Management | For | Voted - For |
1.12 | Elect Michael J. Van Handel | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MARATHON PETROLEUM CORPORATION | ||||
Security ID: 56585A102 Ticker: MPC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Abdulaziz F. Alkhayyal | Management | For | Voted - For |
1.2 | Elect Jonathan Z. Cohen | Management | For | Voted - For |
1.3 | Elect Michael J. Hennigan | Management | For | Voted - For |
1.4 | Elect Frank M. Semple | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Incentive Compensation Plan | Management | For | Voted - For |
5 | Elimination of Supermajority Requirement | Management | For | Voted - For |
6 | Repeal of Classified Board | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Compensation in the | |||
Event of a Change in Control | Shareholder | Against | Voted - Against | |
MASTEC, INC. | ||||
Security ID: 576323109 Ticker: MTZ | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Jose R. Mas | Management | For | Voted - For |
1.2 | Elect Javier Palomarez | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2013 Incentive Compensation Plan | Management | For | Voted - For |
539
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MCKESSON CORPORATION | ||||
Security ID: 58155Q103 Ticker: MCK | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Elect Dominic J. Caruso | Management | For | Voted - For |
1.2 | Elect N. Anthony Coles | Management | For | Voted - For |
1.3 | Elect M. Christine Jacobs | Management | For | Voted - For |
1.4 | Elect Donald R. Knauss | Management | For | Voted - For |
1.5 | Elect Marie L. Knowles | Management | For | Voted - For |
1.6 | Elect Bradley E. Lerman | Management | For | Voted - For |
1.7 | Elect Maria Martinez | Management | For | Voted - For |
1.8 | Elect Edward A. Mueller | Management | For | Voted - For |
1.9 | Elect Susan R. Salka | Management | For | Voted - Against |
1.10 | Elect Brian S. Tyler | Management | For | Voted - For |
1.11 | Elect Kenneth E. Washington | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Purpose of | |||
Corporation | Shareholder | Against | Voted - Against | |
MDU RESOURCES GROUP, INC. | ||||
Security ID: 552690109 Ticker: MDU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas S. Everist | Management | For | Voted - For |
1.2 | Elect Karen B. Fagg | Management | For | Voted - For |
1.3 | Elect David L. Goodin | Management | For | Voted - For |
1.4 | Elect Dennis W. Johnson | Management | For | Voted - For |
1.5 | Elect Patricia L. Moss | Management | For | Voted - For |
1.6 | Elect Dale S. Rosenthal | Management | For | Voted - For |
1.7 | Elect Edward A. Ryan | Management | For | Voted - For |
1.8 | Elect David Sparby | Management | For | Voted - For |
1.9 | Elect Chenxi Wang | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MERCK & CO., INC. | ||||
Security ID: 58933Y105 Ticker: MRK | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Leslie A. Brun | Management | For | Voted - For |
1.2 | Elect Mary Ellen Coe | Management | For | Voted - For |
1.3 | Elect Pamela J. Craig | Management | For | Voted - For |
540
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Kenneth C. Frazier | Management | For | Voted - For |
1.5 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.6 | Elect Risa Lavizzo-Mourey | Management | For | Voted - For |
1.7 | Elect Stephen L. Mayo | Management | For | Voted - For |
1.8 | Elect Paul B. Rothman | Management | For | Voted - For |
1.9 | Elect Patricia F. Russo | Management | For | Voted - For |
1.10 | Elect Christine E. Seidman | Management | For | Voted - For |
1.11 | Elect Inge G. Thulin | Management | For | Voted - For |
1.12 | Elect Kathy J. Warden | Management | For | Voted - For |
1.13 | Elect Peter C. Wendell | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
METLIFE, INC. | ||||
Security ID: 59156R108 Ticker: MET | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Elect Cheryl W. Grise | Management | For | Voted - For |
1.2 | Elect Carlos M. Gutierrez | Management | For | Voted - For |
1.3 | Elect Gerald L. Hassell | Management | For | Voted - For |
1.4 | Elect David L. Herzog | Management | For | Voted - For |
1.5 | Elect R. Glenn Hubbard | Management | For | Voted - For |
1.6 | Elect Edward J. Kelly, III | Management | For | Voted - For |
1.7 | Elect William E. Kennard | Management | For | Voted - For |
1.8 | Elect Michel A. Khalaf | Management | For | Voted - For |
1.9 | Elect Catherine R. Kinney | Management | For | Voted - For |
1.10 | Elect Diana L. McKenzie | Management | For | Voted - For |
1.11 | Elect Denise M. Morrison | Management | For | Voted - For |
1.12 | Elect Mark A. Weinberger | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MGIC INVESTMENT CORPORATION | ||||
Security ID: 552848103 Ticker: MTG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Analisa M. Allen | Management | For | Voted - For |
1.2 | Elect Daniel A. Arrigoni | Management | For | Voted - For |
1.3 | Elect C. Edward Chaplin | Management | For | Voted - For |
1.4 | Elect Curt S. Culver | Management | For | Voted - For |
1.5 | Elect Jay C. Hartzell | Management | For | Voted - For |
1.6 | Elect Timothy A. Holt | Management | For | Voted - For |
1.7 | Elect Jodeen A. Kozlak | Management | For | Voted - For |
541
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Michael E. Lehman | Management | For | Voted - For |
1.9 | Elect Melissa B. Lora | Management | For | Voted - For |
1.10 | Elect Timothy J. Mattke | Management | For | Voted - For |
1.11 | Elect Gary A. Poliner | Management | For | Voted - For |
1.12 | Elect Sheryl L. Sculley | Management | For | Voted - For |
1.13 | Elect Mark M. Zandi | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
MICRON TECHNOLOGY, INC. | ||||
Security ID: 595112103 Ticker: MU | ||||
Meeting Date: 14-Jan-21 | ||||
1.1 | Elect Richard M. Beyer | Management | For | Voted - For |
1.2 | Elect Lynn A. Dugle | Management | For | Voted - For |
1.3 | Elect Steven J. Gomo | Management | For | Voted - For |
1.4 | Elect Mary Pat McCarthy | Management | For | Voted - For |
1.5 | Elect Sanjay Mehrotra | Management | For | Voted - For |
1.6 | Elect Robert E. Switz | Management | For | Voted - For |
1.7 | Elect MaryAnn Wright | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Amendment to the 2007 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
MOLSON COORS BEVERAGE COMPANY | ||||
Security ID: 60871R209 Ticker: TAP | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Roger G. Eaton | Management | For | Voted - For |
1.2 | Elect Charles M. Herington | Management | For | Voted - For |
1.3 | Elect H. Sanford Riley | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
MORGAN STANLEY | ||||
Security ID: 617446448 Ticker: MS | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Elizabeth Corley | Management | For | Voted - For |
1.2 | Elect Alistair Darling | Management | For | Voted - For |
1.3 | Elect Thomas H. Glocer | Management | For | Voted - For |
1.4 | Elect James P. Gorman | Management | For | Voted - For |
1.5 | Elect Robert H. Herz | Management | For | Voted - For |
1.6 | Elect Nobuyuki Hirano | Management | For | Voted - For |
1.7 | Elect Hironori Kamezawa | Management | For | Voted - For |
1.8 | Elect Shelley B. Leibowitz | Management | For | Voted - For |
1.9 | Elect Stephen J. Luczo | Management | For | Voted - For |
542
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Judith A. Miscik | Management | For | Voted - For |
1.11 | Elect Dennis M. Nally | Management | For | Voted - For |
1.12 | Elect Mary L. Schapiro | Management | For | Voted - For |
1.13 | Elect Perry M. Traquina | Management | For | Voted - For |
1.14 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the Equity Incentive Compensation Plan | Management | For | Voted - For |
NAVIENT CORPORATION | ||||
Security ID: 63938C108 Ticker: NAVI | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Frederick Arnold | Management | For | Voted - For |
1.2 | Elect Anna Escobedo Cabral | Management | For | Voted - For |
1.3 | Elect Larry A. Klane | Management | For | Voted - For |
1.4 | Elect Katherine A. Lehman | Management | For | Voted - For |
1.5 | Elect Linda A. Mills | Management | For | Voted - For |
1.6 | Elect John F. Remondi | Management | For | Voted - For |
1.7 | Elect Jane J. Thompson | Management | For | Voted - For |
1.8 | Elect Laura S. Unger | Management | For | Voted - For |
1.9 | Elect David L. Yowan | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
NCR CORPORATION | ||||
Security ID: 62886E108 Ticker: NCR | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Mark W. Begor | Management | For | Voted - For |
1.2 | Elect Gregory R. Blank | Management | For | Voted - For |
1.3 | Elect Catherine L. Burke | Management | For | Voted - For |
1.4 | Elect Deborah A. Farrington | Management | For | Voted - For |
1.5 | Elect Michael D. Hayford | Management | For | Voted - For |
1.6 | Elect Georgette D. Kiser | Management | For | Voted - For |
1.7 | Elect Kirk T. Larsen | Management | For | Voted - For |
1.8 | Elect Frank R. Martire | Management | For | Voted - For |
1.9 | Elect Martin Mucci | Management | For | Voted - For |
1.10 | Elect Matthew A. Thompson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
543
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NRG ENERGY, INC. | ||||
Security ID: 629377508 Ticker: NRG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect Spencer Abraham | Management | For | Voted - For |
1.2 | Elect Antonio Carrillo | Management | For | Voted - For |
1.3 | Elect Matthew Carter, Jr. | Management | For | Voted - For |
1.4 | Elect Lawrence S. Coben | Management | For | Voted - For |
1.5 | Elect Heather Cox | Management | For | Voted - For |
1.6 | Elect Elizabeth B. Donohue | Management | For | Voted - For |
1.7 | Elect Mauricio Gutierrez | Management | For | Voted - For |
1.8 | Elect Paul W. Hobby | Management | For | Voted - For |
1.9 | Elect Alexandra Pruner | Management | For | Voted - For |
1.10 | Elect Anne C. Schaumburg | Management | For | Voted - For |
1.11 | Elect Thomas H. Weidemeyer | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
OFFICE PROPERTIES INCOME TRUST | ||||
Security ID: 67623C109 Ticker: OPI | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Elect William A. Lamkin | Management | For | Voted - For |
1.2 | Elect Elena B. Poptodorova | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
O-I GLASS, INC. | ||||
Security ID: 67098H104 Ticker: OI | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Samuel R. Chapin | Management | For | Voted - For |
1.2 | Elect Gordon J. Hardie | Management | For | Voted - For |
1.3 | Elect Peter S. Hellman | Management | For | Voted - For |
1.4 | Elect John Humphrey | Management | For | Voted - For |
1.5 | Elect Anastasia D. Kelly | Management | For | Voted - For |
1.6 | Elect Andres A. Lopez | Management | For | Voted - For |
1.7 | Elect Alan Murray | Management | For | Voted - For |
1.8 | Elect Hari N. Nair | Management | For | Voted - For |
1.9 | Elect Joseph D. Rupp | Management | For | Voted - For |
1.10 | Elect Catherine I. Slater | Management | For | Voted - For |
1.11 | Elect John H. Walker | Management | For | Voted - For |
1.12 | Elect Carol A. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2017 Incentive Award Plan | Management | For | Voted - For |
544
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
ORACLE CORP. | ||||
Security ID: 68389X105 Ticker: ORCL | ||||
Meeting Date: 04-Nov-20 | ||||
1.1 | Elect Jeffrey S. Berg | Management | For | Voted - For |
1.2 | Elect Michael J. Boskin | Management | For | Voted - For |
1.3 | Elect Safra A. Catz | Management | For | Voted - For |
1.4 | Elect Bruce R. Chizen | Management | For | Voted - For |
1.5 | Elect George H. Conrades | Management | For | Voted - Withheld |
1.6 | Elect Lawrence J. Ellison | Management | For | Voted - For |
1.7 | Elect Rona Fairhead | Management | For | Voted - For |
1.8 | Elect Jeffrey O. Henley | Management | For | Voted - For |
1.9 | Elect Renee J. James | Management | For | Voted - For |
1.10 | Elect Charles W. Moorman IV | Management | For | Voted - Withheld |
1.11 | Elect Leon E. Panetta | Management | For | Voted - Withheld |
1.12 | Elect William G. Parrett | Management | For | Voted - For |
1.13 | Elect Naomi O. Seligman | Management | For | Voted - Withheld |
1.14 | Elect Vishal Sikka | Management | For | Voted - Withheld |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Approval of the 2020 Equity Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Gender and Ethnicity | |||
Pay Equity Report | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
OSHKOSH CORPORATION | ||||
Security ID: 688239201 Ticker: OSK | ||||
Meeting Date: 02-Feb-21 | ||||
1.1 | Elect Keith J. Allman | Management | For | Voted - For |
1.2 | Elect Wilson R. Jones | Management | For | Voted - For |
1.3 | Elect Tyrone M. Jordan | Management | For | Voted - For |
1.4 | Elect Kimberley Metcalf-Kupres | Management | For | Voted - For |
1.5 | Elect Stephen D. Newlin | Management | For | Voted - For |
1.6 | Elect Raymond T. Odierno | Management | For | Voted - For |
1.7 | Elect Craig P. Omtvedt | Management | For | Voted - For |
1.8 | Elect Duncan J. Palmer | Management | For | Voted - For |
1.9 | Elect Sandra E. Rowland | Management | For | Voted - For |
1.10 | Elect John S. Shiely | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against |
545
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
OSI SYSTEMS, INC. | ||||
Security ID: 671044105 Ticker: OSIS | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Elect Deepak Chopra | Management | For | Voted - For |
1.2 | Elect Steven C. Good | Management | For | Voted - For |
1.3 | Elect Meyer Luskin | Management | For | Voted - For |
1.4 | Elect William F. Ballhaus, Jr. | Management | For | Voted - For |
1.5 | Elect James B. Hawkins | Management | For | Voted - For |
1.6 | Elect Gerald Chizever | Management | For | Voted - Withheld |
1.7 | Elect Kelli Bernard | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2012 Incentive Award Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
OWENS CORNING | ||||
Security ID: 690742101 Ticker: OC | ||||
Meeting Date: 15-Apr-21 | ||||
1.1 | Elect Brian D. Chambers | Management | For | Voted - For |
1.2 | Elect Eduardo E. Cordeiro | Management | For | Voted - For |
1.3 | Elect Adrienne D. Elsner | Management | For | Voted - For |
1.4 | Elect Alfred E. Festa | Management | For | Voted - For |
1.5 | Elect Edward F. Lonergan | Management | For | Voted - For |
1.6 | Elect Maryann T. Mannen | Management | For | Voted - For |
1.7 | Elect Paul E. Martin | Management | For | Voted - For |
1.8 | Elect W. Howard Morris | Management | For | Voted - For |
1.9 | Elect Suzanne P. Nimocks | Management | For | Voted - For |
1.10 | Elect John D. Williams | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
PFIZER INC. | ||||
Security ID: 717081103 Ticker: PFE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Elect Ronald E. Blaylock | Management | For | Voted - For |
1.2 | Elect Albert Bourla | Management | For | Voted - For |
1.3 | Elect Susan Desmond-Hellmann | Management | For | Voted - For |
1.4 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.5 | Elect Scott Gottlieb | Management | For | Voted - For |
1.6 | Elect Helen H. Hobbs | Management | For | Voted - For |
1.7 | Elect Susan Hockfield | Management | For | Voted - For |
1.8 | Elect Dan R. Littman | Management | For | Voted - For |
1.9 | Elect Shantanu Narayen | Management | For | Voted - For |
546
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Suzanne Nora Johnson | Management | For | Voted - For |
1.11 | Elect James Quincey | Management | For | Voted - For |
1.12 | Elect James C. Smith | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
5 | Shareholder Proposal Regarding Report on Political | |||
Expenditures and Values Congruency | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Report on Access to | |||
COVID-19 Products | Shareholder | Against | Voted - Against | |
PHILLIPS 66 | ||||
Security ID: 718546104 Ticker: PSX | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Julie L. Bushman | Management | For | Voted - For |
1.2 | Elect Lisa Davis | Management | For | Voted - For |
2 | Repeal of Classified Board | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Greenhouse Gas | |||
Reduction Targets | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
PIEDMONT OFFICE REALTY TRUST, INC. | ||||
Security ID: 720190206 Ticker: PDM | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Frank C. McDowell | Management | For | Voted - For |
1.2 | Elect Kelly H. Barrett | Management | For | Voted - For |
1.3 | Elect Wesley E. Cantrell | Management | For | Voted - For |
1.4 | Elect Glenn G. Cohen | Management | For | Voted - For |
1.5 | Elect Barbara B. Lang | Management | For | Voted - For |
1.6 | Elect C. Brent Smith | Management | For | Voted - For |
1.7 | Elect Jeffrey L. Swope | Management | For | Voted - For |
1.8 | Elect Dale H. Taysom | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2007 Omnibus Incentive Plan | Management | For | Voted - For |
PILGRIM'S PRIDE CORPORATION | ||||
Security ID: 72147K108 Ticker: PPC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Gilberto Tomazoni | Management | For | Voted - For |
547
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Wallim Cruz de Vasconcellos Junior | Management | For | Voted - For |
1.3 | Elect Vincent Trius | Management | For | Voted - For |
1.4 | Elect Andre Noguiera de Souza | Management | For | Voted - For |
1.5 | Elect Farha Aslam | Management | For | Voted - For |
1.6 | Elect Joanita Karoleski | Management | For | Voted - For |
1.7 | Elect Michael L. Cooper | Management | For | Voted - For |
1.8 | Elect Arquimedes A. Celis | Management | For | Voted - For |
1.9 | Elect Ajay Menon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Amendment to the Certificate of Incorporation | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Report on Reduction | |||
of Water Pollution | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Report on Linking | |||
Executive Compensation to ESG Metrics | Shareholder | Against | Voted - Against | |
PRINCIPAL FINANCIAL GROUP, INC. | ||||
Security ID: 74251V102 Ticker: PFG | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Elect Roger C. Hochschild | Management | For | Voted - For |
1.2 | Elect Daniel J. Houston | Management | For | Voted - For |
1.3 | Elect Diane C. Nordin | Management | For | Voted - For |
1.4 | Elect Alfredo Rivera | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Approval of the 2021 Stock Incentive Plan | Management | For | Voted - For |
PRUDENTIAL FINANCIAL, INC. | ||||
Security ID: 744320102 Ticker: PRU | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - Against |
1.2 | Elect Gilbert F. Casellas | Management | For | Voted - For |
1.3 | Elect Robert M. Falzon | Management | For | Voted - For |
1.4 | Elect Martina Hund-Mejean | Management | For | Voted - For |
1.5 | Elect Wendy E. Jones | Management | For | Voted - For |
1.6 | Elect Karl J. Krapek | Management | For | Voted - For |
1.7 | Elect Peter R. Lighte | Management | For | Voted - For |
1.8 | Elect Charles F. Lowrey | Management | For | Voted - For |
1.9 | Elect George Paz | Management | For | Voted - For |
1.10 | Elect Sandra Pianalto | Management | For | Voted - For |
1.11 | Elect Christine A. Poon | Management | For | Voted - For |
1.12 | Elect Douglas A. Scovanner | Management | For | Voted - For |
1.13 | Elect Michael A. Todman | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
548
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Approval of the 2021 Omnibus Incentive Plan | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Independent Chair | Shareholder | Against | Voted - For |
PULTEGROUP, INC. | ||||
Security ID: 745867101 Ticker: PHM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Brian P. Anderson | Management | For | Voted - For |
1.2 | Elect Bryce Blair | Management | For | Voted - For |
1.3 | Elect Richard W. Dreiling | Management | For | Voted - For |
1.4 | Elect Thomas J. Folliard | Management | For | Voted - For |
1.5 | Elect Cheryl W. Grise | Management | For | Voted - For |
1.6 | Elect Andre J. Hawaux | Management | For | Voted - For |
1.7 | Elect J. Phillip Holloman | Management | For | Voted - For |
1.8 | Elect Ryan R. Marshall | Management | For | Voted - For |
1.9 | Elect John R. Peshkin | Management | For | Voted - For |
1.10 | Elect Scott F. Powers | Management | For | Voted - For |
1.11 | Elect Lila Snyder | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
RADIAN GROUP INC. | ||||
Security ID: 750236101 Ticker: RDN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Herbert Wender | Management | For | Voted - For |
1.2 | Elect Brad L. Conner | Management | For | Voted - For |
1.3 | Elect Howard B. Culang | Management | For | Voted - For |
1.4 | Elect Debra A. Hess | Management | For | Voted - For |
1.5 | Elect Lisa W. Hess | Management | For | Voted - For |
1.6 | Elect Lisa Mumford | Management | For | Voted - For |
1.7 | Elect Gaetano Muzio | Management | For | Voted - For |
1.8 | Elect Gregory V. Serio | Management | For | Voted - For |
1.9 | Elect Noel J. Spiegel | Management | For | Voted - For |
1.10 | Elect Richard G. Thornberry | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2021 Equity Compensation Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC. | ||||
Security ID: 75886F107 Ticker: REGN | ||||
Meeting Date: 11-Jun-21 | ||||
1.1 | Elect N. Anthony Coles | Management | For | Voted - Against |
1.2 | Elect Arthur F. Ryan | Management | For | Voted - Against |
1.3 | Elect George L. Sing | Management | For | Voted - Against |
549
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Marc Tessier-Lavigne | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
REGIONS FINANCIAL CORPORATION | ||||
Security ID: 7591EP100 Ticker: RF | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Carolyn H. Byrd | Management | For | Voted - For |
1.2 | Elect Don DeFosset | Management | For | Voted - For |
1.3 | Elect Samuel A. Di Piazza, Jr. | Management | For | Voted - For |
1.4 | Elect Zhanna Golodryga | Management | For | Voted - For |
1.5 | Elect John D. Johns | Management | For | Voted - For |
1.6 | Elect Ruth Ann Marshall | Management | For | Voted - For |
1.7 | Elect Charles D. McCrary | Management | For | Voted - For |
1.8 | Elect James T. Prokopanko | Management | For | Voted - For |
1.9 | Elect Lee J. Styslinger III | Management | For | Voted - For |
1.10 | Elect Jose S. Suquet | Management | For | Voted - For |
1.11 | Elect John M. Turner, Jr. | Management | For | Voted - For |
1.12 | Elect Timothy Vines | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
RELIANCE STEEL & ALUMINUM CO. | ||||
Security ID: 759509102 Ticker: RS | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Sarah J. Anderson | Management | For | Voted - For |
1.2 | Elect Lisa L. Baldwin | Management | For | Voted - For |
1.3 | Elect Karen W. Colonias | Management | For | Voted - For |
1.4 | Elect John G. Figueroa | Management | For | Voted - For |
1.5 | Elect James D. Hoffman | Management | For | Voted - For |
1.6 | Elect Mark V. Kaminski | Management | For | Voted - For |
1.7 | Elect Karla R. Lewis | Management | For | Voted - For |
1.8 | Elect Robert A. McEvoy | Management | For | Voted - For |
1.9 | Elect Andrew G. Sharkey III | Management | For | Voted - For |
1.10 | Elect Douglas W. Stotlar | Management | For | Voted - Against |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
RENT-A-CENTER, INC. | ||||
Security ID: 76009N100 Ticker: RCII | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Elect Glenn P. Marino | Management | For | Voted - For |
1.2 | Elect B.C. Silver | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
550
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
5 | Repeal of Classified Board | Management | For | Voted - For |
SANTANDER CONSUMER USA HOLDINGS INC. | ||||
Security ID: 80283M101 Ticker: SC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Mahesh Aditya | Management | For | Voted - For |
1.2 | Elect Homaira Akbari | Management | For | Voted - For |
1.3 | Elect Juan Carlos Alvarez de Soto | Management | For | Voted - For |
1.4 | Elect Leonard S. Coleman, Jr. | Management | For | Voted - For |
1.5 | Elect Stephen A. Ferriss | Management | For | Voted - For |
1.6 | Elect Victor Hill | Management | For | Voted - For |
1.7 | Elect Edith E. Holiday | Management | For | Voted - For |
1.8 | Elect Javier Maldonado | Management | For | Voted - For |
1.9 | Elect Robert J. McCarthy | Management | For | Voted - For |
1.10 | Elect William F. Muir | Management | For | Voted - For |
1.11 | Elect William Rainer | Management | For | Voted - Withheld |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
SEAGATE TECHNOLOGY PLC | ||||
Security ID: G7945M107 Ticker: STX | ||||
Meeting Date: 22-Oct-20 | ||||
1.1 | Elect Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Judy Bruner | Management | For | Voted - For |
1.3 | Elect Michael R. Cannon | Management | For | Voted - For |
1.4 | Elect William T. Coleman | Management | For | Voted - For |
1.5 | Elect Jay L. Geldmacher | Management | For | Voted - For |
1.6 | Elect Dylan G. Haggart | Management | For | Voted - For |
1.7 | Elect Stephen J. Luczo | Management | For | Voted - For |
1.8 | Elect William D. Mosley | Management | For | Voted - For |
1.9 | Elect Stephanie Tilenius | Management | For | Voted - For |
1.10 | Elect Edward J. Zander | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
4 | Authority to Set the Reissue Price Of Treasury | |||
Shares | Management | For | Voted - For | |
Meeting Date: 14-Apr-21 | ||||
1 | Scheme of Arrangement | Management | For | Voted - For |
2 | Amendment to the Constitution | Management | For | Voted - For |
3 | Cancelation of Merger Reserve | Management | For | Voted - For |
551
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Right to Adjourn Meeting | Management | For | Voted - For |
5 | Scheme of Arrangement | Management | For | Voted - For |
SERVICE PROPERTIES TRUST | ||||
Security ID: 81761L102 Ticker: SVC | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Elect Laurie B. Burns | Management | For | Voted - For |
1.2 | Elect William A. Lamkin | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SILGAN HOLDINGS INC. | ||||
Security ID: 827048109 Ticker: SLGN | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Elect Anthony J. Allott | Management | For | Voted - For |
1.2 | Elect William T. Donovan | Management | For | Voted - For |
1.3 | Elect Joseph M. Jordan | Management | For | Voted - Withheld |
2 | Board Size | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SLEEP NUMBER CORPORATION | ||||
Security ID: 83125X103 Ticker: SNBR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Elect Daniel I. Alegre | Management | For | Voted - For |
1.2 | Elect Stephen L. Gulis Jr. | Management | For | Voted - For |
1.3 | Elect Brenda J. Lauderback | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
SNAP-ON INCORPORATED | ||||
Security ID: 833034101 Ticker: SNA | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect David C. Adams | Management | For | Voted - For |
1.2 | Elect Karen L. Daniel | Management | For | Voted - For |
1.3 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.4 | Elect James P. Holden | Management | For | Voted - For |
1.5 | Elect Nathan J. Jones | Management | For | Voted - For |
1.6 | Elect Henry W. Knueppel | Management | For | Voted - For |
1.7 | Elect W. Dudley Lehman | Management | For | Voted - For |
552
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Elect Nicholas T. Pinchuk | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Donald J. Stebbins | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Amendment to the 2011 Incentive Stock and Awards | |||
Plan | Management | For | Voted - For | |
STARWOOD PROPERTY TRUST, INC. | ||||
Security ID: 85571B105 Ticker: STWD | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Richard D. Bronson | Management | For | Voted - For |
1.2 | Elect Jeffrey G. Dishner | Management | For | Voted - For |
1.3 | Elect Camille Douglas | Management | For | Voted - For |
1.4 | Elect Solomon J. Kumin | Management | For | Voted - For |
1.5 | Elect Frederick P. Perpall | Management | For | Voted - For |
1.6 | Elect Fred S. Ridley | Management | For | Voted - For |
1.7 | Elect Barry S. Sternlicht | Management | For | Voted - For |
1.8 | Elect Strauss Zelnick | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3 | Ratification of Auditor | Management | For | Voted - For |
STATE STREET CORPORATION | ||||
Security ID: 857477103 Ticker: STT | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Patrick de Saint-Aignan | Management | For | Voted - For |
1.2 | Elect Marie A. Chandoha | Management | For | Voted - For |
1.3 | Elect Amelia C. Fawcett | Management | For | Voted - For |
1.4 | Elect William C. Freda | Management | For | Voted - For |
1.5 | Elect Sara Mathew | Management | For | Voted - For |
1.6 | Elect William L. Meaney | Management | For | Voted - For |
1.7 | Elect Ronald. P. O'Hanley | Management | For | Voted - For |
1.8 | Elect Sean O'Sullivan | Management | For | Voted - For |
1.9 | Elect Julio A. Portalatin | Management | For | Voted - For |
1.10 | Elect John B. Rhea | Management | For | Voted - For |
1.11 | Elect Richard P. Sergel | Management | For | Voted - For |
1.12 | Elect Gregory L. Summe | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
553
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
STEEL DYNAMICS, INC. | ||||
Security ID: 858119100 Ticker: STLD | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Mark D. Millett | Management | For | Voted - For |
1.2 | Elect Sheree Bargabos | Management | For | Voted - For |
1.3 | Elect Keith E. Busse | Management | For | Voted - For |
1.4 | Elect Frank D. Byrne | Management | For | Voted - For |
1.5 | Elect Kenneth W. Cornew | Management | For | Voted - For |
1.6 | Elect Traci M. Dolan | Management | For | Voted - For |
1.7 | Elect James C. Marcuccilli | Management | For | Voted - For |
1.8 | Elect Bradley S. Seaman | Management | For | Voted - For |
1.9 | Elect Gabriel L. Shaheen | Management | For | Voted - For |
1.10 | Elect Steven A. Sonnenberg | Management | For | Voted - For |
1.11 | Elect Richard P. Teets, Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
TARGET CORPORATION | ||||
Security ID: 87612E106 Ticker: TGT | ||||
Meeting Date: 09-Jun-21 | ||||
1.1 | Elect Douglas M. Baker, Jr. | Management | For | Voted - For |
1.2 | Elect George S. Barrett | Management | For | Voted - For |
1.3 | Elect Brian C. Cornell | Management | For | Voted - For |
1.4 | Elect Robert L. Edwards | Management | For | Voted - For |
1.5 | Elect Melanie L. Healey | Management | For | Voted - For |
1.6 | Elect Donald R. Knauss | Management | For | Voted - For |
1.7 | Elect Christine A. Leahy | Management | For | Voted - For |
1.8 | Elect Monica C. Lozano | Management | For | Voted - For |
1.9 | Elect Mary E. Minnick | Management | For | Voted - For |
1.10 | Elect Derica W. Rice | Management | For | Voted - For |
1.11 | Elect Kenneth L. Salazar | Management | For | Voted - For |
1.12 | Elect Dmitri L. Stockton | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
TEGNA INC. | ||||
Security ID: 87901J105 Ticker: TGNA | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Elect Colleen B. Brown | Shareholder | N/A | Take No Action |
1.2 | Elect Carlos P. Salas | Shareholder | N/A | Take No Action |
1.3 | Elect Elizabeth A. Tumulty | Shareholder | N/A | Take No Action |
554
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Elect Management Nominee Gina L. Bianchini | Shareholder | N/A | Take No Action |
1.5 | Elect Management Nominee Stuart J. Epstein | Shareholder | N/A | Take No Action |
1.6 | Elect Management Nominee Lidia Fonseca | Shareholder | N/A | Take No Action |
1.7 | Elect Management Nominee Karen H. Grimes | Shareholder | N/A | Take No Action |
1.8 | Elect Management Nominee Scott K. McCune | Shareholder | N/A | Take No Action |
1.9 | Elect Management Nominee Henry W. McGee | Shareholder | N/A | Take No Action |
1.10 | Elect Management Nominee | |||
Susan Ness | Shareholder | N/A | Take No Action | |
1.11 | Elect Management Nominee Bruce P. Nolop | Shareholder | N/A | Take No Action |
1.12 | Elect Management Nominee Melinda C. Witmer | Shareholder | N/A | Take No Action |
1.13 | Elect Gina L. Bianchini | Management | For | Voted - For |
1.14 | Elect Howard D. Elias | Management | For | Voted - For |
1.15 | Elect Stuart J. Epstein | Management | For | Voted - For |
1.16 | Elect Lidia Fonseca | Management | For | Voted - For |
1.17 | Elect Karen H. Grimes | Management | For | Voted - For |
1.18 | Elect David T. Lougee | Management | For | Voted - For |
1.19 | Elect Scott K. McCune | Management | For | Voted - For |
1.20 | Elect Henry W. McGee | Management | For | Voted - For |
1.21 | Elect Susan Ness | Management | For | Voted - For |
1.22 | Elect Bruce P. Nolop | Management | For | Voted - For |
1.23 | Elect Neal Shapiro | Management | For | Voted - For |
1.24 | Elect Melinda C. Witmer | Management | For | Voted - For |
2 | Ratification of Auditor | Management | N/A | Take No Action |
3 | Advisory Vote on Executive Compensation | Management | N/A | Take No Action |
4 | Elimination of Supermajority Requirement | Management | N/A | Take No Action |
5 | Ratification of Auditor | Management | For | Voted - For |
6 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7 | Elimination of Supermajority Voting Provisions | Management | For | Voted - For |
TEXTRON INC. | ||||
Security ID: 883203101 Ticker: TXT | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Scott C. Donnelly | Management | For | Voted - For |
1.2 | Elect Kathleen M. Bader | Management | For | Voted - For |
1.3 | Elect R. Kerry Clark | Management | For | Voted - For |
1.4 | Elect James T. Conway | Management | For | Voted - For |
1.5 | Elect Paul E. Gagne | Management | For | Voted - For |
1.6 | Elect Ralph D. Heath | Management | For | Voted - For |
1.7 | Elect Deborah Lee James | Management | For | Voted - For |
1.8 | Elect Lionel L. Nowell, III | Management | For | Voted - For |
1.9 | Elect James L. Ziemer | Management | For | Voted - For |
1.10 | Elect Maria T. Zuber | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For |
555
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE ALLSTATE CORPORATION | ||||
Security ID: 020002101 Ticker: ALL | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Donald E. Brown | Management | For | Voted - For |
1.2 | Elect Kermit R. Crawford | Management | For | Voted - For |
1.3 | Elect Michael L. Eskew | Management | For | Voted - For |
1.4 | Elect Richard T. Hume | Management | For | Voted - For |
1.5 | Elect Margaret M. Keane | Management | For | Voted - For |
1.6 | Elect Siddharth N. Mehta | Management | For | Voted - For |
1.7 | Elect Jacques P. Perold | Management | For | Voted - For |
1.8 | Elect Andrea Redmond | Management | For | Voted - For |
1.9 | Elect Gregg M. Sherrill | Management | For | Voted - For |
1.10 | Elect Judith A. Sprieser | Management | For | Voted - For |
1.11 | Elect Perry M. Traquina | Management | For | Voted - For |
1.12 | Elect Thomas J. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Proxy Access Bylaw | |||
Amendment | Shareholder | Against | Voted - Against | |
THE BANK OF NEW YORK MELLON CORPORATION | ||||
Security ID: 064058100 Ticker: BK | ||||
Meeting Date: 13-Apr-21 | ||||
1.1 | Elect Linda Z. Cook | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Thomas P. Gibbons | Management | For | Voted - For |
1.4 | Elect M. Amy Gilliland | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Goldstein | Management | For | Voted - For |
1.6 | Elect K. Guru Gowrappan | Management | For | Voted - For |
1.7 | Elect Ralph Izzo | Management | For | Voted - For |
1.8 | Elect Edmund F. Kelly | Management | For | Voted - For |
1.9 | Elect Elizabeth E. Robinson | Management | For | Voted - For |
1.10 | Elect Samuel C. Scott III | Management | For | Voted - For |
1.11 | Elect Frederick O. Terrell | Management | For | Voted - For |
1.12 | Elect Alfred W. Zollar | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Reducing Ownership | |||
Threshold Required to Act by Written Consent | Shareholder | Against | Voted - For |
556
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE CHEMOURS COMPANY | ||||
Security ID: 163851108 Ticker: CC | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Curtis V. Anastasio | Management | For | Voted - For |
1.2 | Elect Bradley J. Bell | Management | For | Voted - For |
1.3 | Elect Richard H. Brown | Management | For | Voted - For |
1.4 | Elect Mary B. Cranston | Management | For | Voted - For |
1.5 | Elect Curtis J. Crawford | Management | For | Voted - For |
1.6 | Elect Dawn L. Farrell | Management | For | Voted - For |
1.7 | Elect Erin Kane | Management | For | Voted - For |
1.8 | Elect Sean D. Keohane | Management | For | Voted - For |
1.9 | Elect Mark P. Vergnano | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Elimination of Supermajority Requirement | Management | For | Voted - For |
5 | Amendment to the 2017 Equity and Incentive Plan | Management | For | Voted - For |
THE GOLDMAN SACHS GROUP, INC. | ||||
Security ID: 38141G104 Ticker: GS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect M. Michele Burns | Management | For | Voted - For |
1.2 | Elect Drew G. Faust | Management | For | Voted - For |
1.3 | Elect Mark Flaherty | Management | For | Voted - For |
1.4 | Elect Ellen J. Kullman | Management | For | Voted - For |
1.5 | Elect Lakshmi N. Mittal | Management | For | Voted - For |
1.6 | Elect Adebayo O. Ogunlesi | Management | For | Voted - For |
1.7 | Elect Peter Oppenheimer | Management | For | Voted - For |
1.8 | Elect David M. Solomon | Management | For | Voted - For |
1.9 | Elect Jan E. Tighe | Management | For | Voted - For |
1.10 | Elect Jessica Uhl | Management | For | Voted - For |
1.11 | Elect David A. Viniar | Management | For | Voted - For |
1.12 | Elect Mark O. Winkelman | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Amendment to the Stock Incentive Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Report on The Impact | |||
of Mandatory Arbitration Policies | Shareholder | Against | Voted - For | |
7 | Shareholder Proposal Regarding Becoming a Public | |||
Benefit Corporation | Shareholder | Against | Voted - Against | |
8 | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Voted - For |
557
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE GOODYEAR TIRE & RUBBER COMPANY | ||||
Security ID: 382550101 Ticker: GT | ||||
Meeting Date: 12-Apr-21 | ||||
1.1 | Elect James A. Firestone | Management | For | Voted - For |
1.2 | Elect Werner Geissler | Management | For | Voted - For |
1.3 | Elect Peter S. Hellman | Management | For | Voted - For |
1.4 | Elect Laurette T. Koellner | Management | For | Voted - For |
1.5 | Elect Richard J. Kramer | Management | For | Voted - For |
1.6 | Elect Karla R. Lewis | Management | For | Voted - For |
1.7 | Elect W. Alan McCollough | Management | For | Voted - For |
1.8 | Elect John E. McGlade | Management | For | Voted - For |
1.9 | Elect Roderick A. Palmore | Management | For | Voted - For |
1.10 | Elect Hera K. Siu | Management | For | Voted - For |
1.11 | Elect Stephanie A. Streeter | Management | For | Voted - For |
1.12 | Elect Michael R. Wessel | Management | For | Voted - For |
1.13 | Elect Thomas L. Williams | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Call | |||
Special Meetings | Shareholder | Against | Voted - For | |
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 416515104 Ticker: HIG | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Elect Robert B. Allardice, III | Management | For | Voted - For |
1.2 | Elect Larry D. De Shon | Management | For | Voted - For |
1.3 | Elect Carlos Dominguez | Management | For | Voted - For |
1.4 | Elect Trevor Fetter | Management | For | Voted - For |
1.5 | Elect Donna A. James | Management | For | Voted - For |
1.6 | Elect Kathryn A. Mikells | Management | For | Voted - For |
1.7 | Elect Michael G. Morris | Management | For | Voted - For |
1.8 | Elect Teresa W. Roseborough | Management | For | Voted - For |
1.9 | Elect Virginia P. Ruesterholz | Management | For | Voted - For |
1.10 | Elect Christopher J. Swift | Management | For | Voted - For |
1.11 | Elect Matthew E. Winter | Management | For | Voted - For |
1.12 | Elect Greig Woodring | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
THE J. M. SMUCKER COMPANY | ||||
Security ID: 832696405 Ticker: SJM | ||||
Meeting Date: 19-Aug-20 | ||||
1.1 | Elect Susan E. Chapman-Hughes | Management | For | Voted - For |
558
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Elect Paul J. Dolan | Management | For | Voted - For |
1.3 | Elect Jay L. Henderson | Management | For | Voted - For |
1.4 | Elect Kirk L. Perry | Management | For | Voted - For |
1.5 | Elect Sandra Pianalto | Management | For | Voted - For |
1.6 | Elect Nancy Lopez Russell | Management | For | Voted - For |
1.7 | Elect Alex Shumate | Management | For | Voted - For |
1.8 | Elect Mark T. Smucker | Management | For | Voted - For |
1.9 | Elect Richard K. Smucker | Management | For | Voted - For |
1.10 | Elect Timothy P. Smucker | Management | For | Voted - For |
1.11 | Elect Jodi L. Taylor | Management | For | Voted - For |
1.12 | Elect Dawn C. Willoughby | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2020 Equity and Incentive | |||
Compensation Plan. | Management | For | Voted - For | |
THE KRAFT HEINZ COMPANY | ||||
Security ID: 500754106 Ticker: KHC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Elect Gregory E. Abel | Management | For | Voted - For |
1.2 | Elect Alexandre Behring | Management | For | Voted - For |
1.3 | Elect John T. Cahill | Management | For | Voted - For |
1.4 | Elect Joao M. Castro-Neves | Management | For | Voted - For |
1.5 | Elect Lori Dickerson Fouche | Management | For | Voted - For |
1.6 | Elect Timothy Kenesey | Management | For | Voted - For |
1.7 | Elect Elio Leoni Sceti | Management | For | Voted - For |
1.8 | Elect Susan R. Mulder | Management | For | Voted - For |
1.9 | Elect Miguel Patricio | Management | For | Voted - For |
1.10 | Elect John C. Pope | Management | For | Voted - For |
1.11 | Elect Alexandre Van Damme | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
THE KROGER CO. | ||||
Security ID: 501044101 Ticker: KR | ||||
Meeting Date: 24-Jun-21 | ||||
1.1 | Elect Nora A. Aufreiter | Management | For | Voted - For |
1.2 | Elect Kevin M. Brown | Management | For | Voted - For |
1.3 | Elect Anne Gates | Management | For | Voted - For |
1.4 | Elect Karen M. Hoguet | Management | For | Voted - For |
1.5 | Elect W. Rodney McMullen | Management | For | Voted - For |
1.6 | Elect Clyde R. Moore | Management | For | Voted - For |
1.7 | Elect Ronald L. Sargent | Management | For | Voted - For |
1.8 | Elect Judith Amanda Sourry Knox | Management | For | Voted - For |
1.9 | Elect Mark S. Sutton | Management | For | Voted - For |
559
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Elect Ashok Vemuri | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Plastic | |||
Packaging | Shareholder | Against | Voted - Against | |
THE ODP CORPORATION | ||||
Security ID: 88337F105 Ticker: ODP | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Quincy L. Allen | Management | For | Voted - For |
1.2 | Elect Kristin A. Campbell | Management | For | Voted - For |
1.3 | Elect Marcus Dunlop | Management | For | Voted - For |
1.4 | Elect Cynthia T. Jamison | Management | For | Voted - For |
1.5 | Elect Francesca Ruiz De Luzuriaga | Management | For | Voted - For |
1.6 | Elect Shashank Samant | Management | For | Voted - For |
1.7 | Elect Wendy L. Schoppert | Management | For | Voted - For |
1.8 | Elect Gerry P. Smith | Management | For | Voted - For |
1.9 | Elect David M. Szymanski | Management | For | Voted - For |
1.10 | Elect Joseph Vassalluzzo | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Approval of the 2021 Long-Term Incentive Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Security ID: 693475105 Ticker: PNC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Joseph Alvarado | Management | For | Voted - For |
1.2 | Elect Charles E. Bunch | Management | For | Voted - Against |
1.3 | Elect Debra A. Cafaro | Management | For | Voted - For |
1.4 | Elect Marjorie Rodgers Cheshire | Management | For | Voted - For |
1.5 | Elect David L. Cohen | Management | For | Voted - For |
1.6 | Elect William S. Demchak | Management | For | Voted - For |
1.7 | Elect Andrew T. Feldstein | Management | For | Voted - For |
1.8 | Elect Richard J. Harshman | Management | For | Voted - For |
1.9 | Elect Daniel R. Hesse | Management | For | Voted - For |
1.10 | Elect Linda R. Medler | Management | For | Voted - For |
1.11 | Elect Martin Pfinsgraff | Management | For | Voted - For |
1.12 | Elect Toni Townes-Whitley | Management | For | Voted - For |
1.13 | Elect Michael J. Ward | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Report on Risks | |||
Associated with Nuclear Weapons Financing | Shareholder | Against | Voted - Against |
560
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE WESTERN UNION COMPANY | ||||
Security ID: 959802109 Ticker: WU | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Elect Martin I. Cole | Management | For | Voted - For |
1.2 | Elect Hikmet Ersek | Management | For | Voted - For |
1.3 | Elect Richard A. Goodman | Management | For | Voted - For |
1.4 | Elect Betsy D. Holden | Management | For | Voted - For |
1.5 | Elect Jeffrey A. Joerres | Management | For | Voted - For |
1.6 | Elect Michael A. Miles, Jr. | Management | For | Voted - For |
1.7 | Elect Timothy P. Murphy | Management | For | Voted - For |
1.8 | Elect Joyce A. Phillips | Management | For | Voted - For |
1.9 | Elect Jan Siegmund | Management | For | Voted - For |
1.10 | Elect Angela A. Sun | Management | For | Voted - For |
1.11 | Elect Solomon D. Trujillo | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
TRAVEL+LEISURE CO | ||||
Security ID: 98310W108 Ticker: TNL | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Louise F. Brady | Management | For | Voted - For |
1.2 | Elect Michael D. Brown | Management | For | Voted - For |
1.3 | Elect James E. Buckman | Management | For | Voted - For |
1.4 | Elect George Herrera | Management | For | Voted - For |
1.5 | Elect Stephen P. Holmes | Management | For | Voted - For |
1.6 | Elect Denny Marie Post | Management | For | Voted - For |
1.7 | Elect Ronald L. Rickles | Management | For | Voted - For |
1.8 | Elect Michael H. Wargotz | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
TRI POINTE HOMES, INC. | ||||
Security ID: 87265H109 Ticker: TPH | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Elect Douglas F. Bauer | Management | For | Voted - For |
1.2 | Elect Lawrence B. Burrows | Management | For | Voted - For |
1.3 | Elect Daniel S. Fulton | Management | For | Voted - For |
1.4 | Elect Steven J. Gilbert | Management | For | Voted - For |
1.5 | Elect Vicki D. McWilliams | Management | For | Voted - For |
1.6 | Elect Constance B. Moore | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
561
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Ratification of Auditor | Management | For | Voted - For |
TRINSEO S.A. | ||||
Security ID: L9340P101 Ticker: TSE | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Elect K'Lynne Johnson | Management | For | Voted - For |
1.2 | Elect Joseph Alvarado | Management | For | Voted - For |
1.3 | Elect Frank A. Bozich | Management | For | Voted - For |
1.4 | Elect Jeffrey J. Cote | Management | For | Voted - For |
1.5 | Elect Pierre-Marie De Leener | Management | For | Voted - For |
1.6 | Elect Sandra Beach Lin | Management | For | Voted - For |
1.7 | Elect Jeanmarie Desmond | Management | For | Voted - For |
1.8 | Elect Matthew T. Farrell | Management | For | Voted - For |
1.9 | Elect Philip R. Martens | Management | For | Voted - For |
1.10 | Elect Donald T. Misheff | Management | For | Voted - For |
1.11 | Elect Henri Steinmetz | Management | For | Voted - For |
1.12 | Elect Mark E. Tomkins | Management | For | Voted - For |
1.13 | Elect Victoria Brifo | Management | For | Voted - For |
2 | Reincorporation from Luxembourg to Ireland | Management | For | Voted - For |
3 | Change in Board Size | Management | For | Voted - For |
4 | Advisory Approval of Irish Constitution | Management | For | Voted - For |
5 | Changes in Share Capital | Management | For | Voted - Against |
6 | Change in Board's Discretion to Issue Shares | |||
Without Waiver of Preemptive Rights | Management | For | Voted - For | |
7 | Change in Advance Notice Requirements for | |||
Shareholder Proposals | Management | For | Voted - Against | |
8 | Reduction in Share Premium Account | Management | For | Voted - For |
9 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | Voted - 1 Year |
11 | Approval of Amendments to the Director Compensation | |||
Program | Management | For | Voted - Against | |
12 | Accounts and Reports | Management | For | Voted - For |
13 | Allocation of Results | Management | For | Voted - For |
14 | Discharge the Board of Directors and Auditor | Management | For | Voted - For |
15 | Ratification of Auditor for Statutory Accounts | Management | For | Voted - For |
16 | Ratification of Auditor | Management | For | Voted - For |
TRITON INTERNATIONAL LIMITED | ||||
Security ID: G9078F107 Ticker: TRTN | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Elect Brian M. Sondey | Management | For | Voted - For |
1.2 | Elect Robert W. Alspaugh | Management | For | Voted - For |
1.3 | Elect Malcolm P. Baker | Management | For | Voted - For |
1.4 | Elect Annabelle G. Bexiga | Management | For | Voted - For |
1.5 | Elect Claude Germain | Management | For | Voted - For |
562
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Elect Kenneth Hanau | Management | For | Voted - For |
1.7 | Elect John S. Hextall | Management | For | Voted - For |
1.8 | Elect Robert L. Rosner | Management | For | Voted - For |
1.9 | Elect Simon R. Vernon | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Eliminate Provisions Relating to Sponsor | |||
Shareholders | Management | For | Voted - For | |
TYSON FOODS, INC. | ||||
Security ID: 902494103 Ticker: TSN | ||||
Meeting Date: 11-Feb-21 | ||||
1.1 | Elect John H. Tyson | Management | For | Voted - For |
1.2 | Elect Les R. Baledge | Management | For | Voted - For |
1.3 | Elect Gaurdie E. Banister, Jr. | Management | For | Voted - For |
1.4 | Elect Dean Banks | Management | For | Voted - For |
1.5 | Elect Mike D. Beebe | Management | For | Voted - For |
1.6 | Elect Maria Claudia Borras | Management | For | Voted - For |
1.7 | Elect David J. Bronczek | Management | For | Voted - For |
1.8 | Elect Mikel A. Durham | Management | For | Voted - For |
1.9 | Elect Jonathan D. Mariner | Management | For | Voted - For |
1.10 | Elect Kevin M. McNamara | Management | For | Voted - For |
1.11 | Elect Cheryl S. Miller | Management | For | Voted - For |
1.12 | Elect Jeffrey K. Schomburger | Management | For | Voted - For |
1.13 | Elect Robert Thurber | Management | For | Voted - For |
1.14 | Elect Barbara A. Tyson | Management | For | Voted - For |
1.15 | Elect Noel White | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Amendment to the 2000 Stock Incentive Plan | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Human Rights Due | |||
Diligence Process Report | Shareholder | Against | Voted - For | |
5 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | Voted - For |
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Voted - For |
UNITED AIRLINES HOLDINGS, INC. | ||||
Security ID: 910047109 Ticker: UAL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Elect Carolyn Corvi | Management | For | Voted - For |
1.2 | Elect Barnaby "Barney" M. Harford | Management | For | Voted - For |
1.3 | Elect Michele J. Hooper | Management | For | Voted - For |
1.4 | Elect Walter Isaacson | Management | For | Voted - For |
1.5 | Elect James A.C. Kennedy | Management | For | Voted - For |
1.6 | Elect J. Scott Kirby | Management | For | Voted - For |
1.7 | Elect Edward M. Philip | Management | For | Voted - For |
1.8 | Elect Edward L. Shapiro | Management | For | Voted - For |
563
LSV Value Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect David J. Vitale | Management | For | Voted - For |
1.10 | Elect Laysha Ward | Management | For | Voted - For |
1.11 | Elect James M. Whitehurst | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Approval of 2021 Incentive Compensation Plan | Management | For | Voted - For |
5 | Amendment to Articles to Preserve Certain Tax | |||
Benefits | Management | For | Voted - For | |
6 | Approval of Tax Benefits Preservation Plan | Management | For | Voted - For |
7 | Shareholder Proposal Regarding Political | |||
Contributions and Expenditures Report | Shareholder | Against | Voted - For | |
8 | Shareholder Proposal Regarding Lobbying Activity | |||
Alignment with the Paris Agreement | Shareholder | Against | Voted - For | |
UNIVERSAL HEALTH SERVICES, INC. | ||||
Security ID: 913903100 Ticker: UHS | ||||
Meeting Date: 19-May-21 | ||||
1 | Ratification of Auditor | Management | For | Voted - For |
VALERO ENERGY CORPORATION | ||||
Security ID: 91913Y100 Ticker: VLO | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Elect H. Paulett Eberhart | Management | For | Voted - For |
1.2 | Elect Joseph W. Gorder | Management | For | Voted - For |
1.3 | Elect Kimberly S. Greene | Management | For | Voted - For |
1.4 | Elect Deborah P. Majoras | Management | For | Voted - For |
1.5 | Elect Eric D. Mullins | Management | For | Voted - For |
1.6 | Elect Donald L. Nickles | Management | For | Voted - For |
1.7 | Elect Philip J. Pfeiffer | Management | For | Voted - For |
1.8 | Elect Robert A. Profusek | Management | For | Voted - For |
1.9 | Elect Stephen M. Waters | Management | For | Voted - For |
1.10 | Elect Randall J. Weisenburger | Management | For | Voted - For |
1.11 | Elect Rayford Wilkins Jr. | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
VEREIT, INC. | ||||
Security ID: 92339V100 Ticker: VER | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Elect Glenn J. Rufrano | Management | For | Voted - For |
1.2 | Elect Hugh R. Frater | Management | For | Voted - For |
1.3 | Elect Priscilla Almodovar | Management | For | Voted - For |
1.4 | Elect David B. Henry | Management | For | Voted - For |
564
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Elect Mary Hogan Preusse | Management | For | Voted - For |
1.6 | Elect Richard J. Lieb | Management | For | Voted - For |
1.7 | Elect Eugene A. Pinover | Management | For | Voted - For |
1.8 | Elect Julie G. Richardson | Management | For | Voted - For |
1.9 | Elect Susan E. Skerritt | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - For |
5 | Amendment to Articles to Allow Bylaws to be Amended | |||
by Shareholders | Management | For | Voted - For | |
VERIZON COMMUNICATIONS INC. | ||||
Security ID: 92343V104 Ticker: VZ | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Elect Shellye L. Archambeau | Management | For | Voted - For |
1.2 | Elect Roxanne S. Austin | Management | For | Voted - For |
1.3 | Elect Mark T. Bertolini | Management | For | Voted - For |
1.4 | Elect Melanie L. Healey | Management | For | Voted - For |
1.5 | Elect Clarence Otis, Jr. | Management | For | Voted - For |
1.6 | Elect Daniel H. Schulman | Management | For | Voted - For |
1.7 | Elect Rodney E. Slater | Management | For | Voted - For |
1.8 | Elect Hans Vestberg | Management | For | Voted - For |
1.9 | Elect Gregory G. Weaver | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
4 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - Against | |
5 | Shareholder Proposal Regarding Amendment to | |||
Clawback Policy | Shareholder | Against | Voted - Against | |
6 | Shareholder Proposal Regarding Severance Approval | |||
Policy | Shareholder | Against | Voted - Against | |
VISHAY INTERTECHNOLOGY, INC. | ||||
Security ID: 928298108 Ticker: VSH | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Elect Marc Zandman | Management | For | Voted - For |
1.2 | Elect Ruta Zandman | Management | For | Voted - For |
1.3 | Elect Ziv Shoshani | Management | For | Voted - For |
1.4 | Elect Jeffrey H. Vanneste | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
565
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
VISTRA CORP. | ||||
Security ID: 92840M102 Ticker: VST | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Elect Scott B. Helm | Management | For | Voted - For |
1.2 | Elect Hillary E. Ackermann | Management | For | Voted - For |
1.3 | Elect Arcilia C. Acosta | Management | For | Voted - For |
1.4 | Elect Gavin R. Baiera | Management | For | Voted - For |
1.5 | Elect Paul M. Barbas | Management | For | Voted - For |
1.6 | Elect Lisa Crutchfield | Management | For | Voted - For |
1.7 | Elect Brian K. Ferraioli | Management | For | Voted - For |
1.8 | Elect Jeff D. Hunter | Management | For | Voted - For |
1.9 | Elect Curtis A. Morgan | Management | For | Voted - For |
1.10 | Elect John R. Sult | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
VOYA FINANCIAL, INC. | ||||
Security ID: 929089100 Ticker: VOYA | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Elect Yvette S Butler | Management | For | Voted - For |
1.2 | Elect Jane P. Chwick | Management | For | Voted - For |
1.3 | Elect Kathleen DeRose | Management | For | Voted - For |
1.4 | Elect Ruth Ann M. Gillis | Management | For | Voted - For |
1.5 | Elect Aylwin B. Lewis | Management | For | Voted - For |
1.6 | Elect Rodney O. Martin, Jr. | Management | For | Voted - For |
1.7 | Elect Byron H. Pollitt, Jr. | Management | For | Voted - For |
1.8 | Elect Joseph V. Tripodi | Management | For | Voted - For |
1.9 | Elect David K. Zwiener | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
WALGREENS BOOTS ALLIANCE, INC. | ||||
Security ID: 931427108 Ticker: WBA | ||||
Meeting Date: 28-Jan-21 | ||||
1.1 | Elect Jose E. Almeida | Management | For | Voted - For |
1.2 | Elect Janice M. Babiak | Management | For | Voted - For |
1.3 | Elect David J. Brailer | Management | For | Voted - For |
1.4 | Elect William C. Foote | Management | For | Voted - For |
1.5 | Elect Ginger L. Graham | Management | For | Voted - For |
1.6 | Elect Valerie B. Jarrett | Management | For | Voted - For |
1.7 | Elect John A. Lederer | Management | For | Voted - For |
1.8 | Elect Dominic P. Murphy | Management | For | Voted - For |
566
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Elect Stefano Pessina | Management | For | Voted - For |
1.10 | Elect Nancy M. Schlichting | Management | For | Voted - For |
1.11 | Elect James A. Skinner | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | 2021 Walgreens Boots Alliance, Inc. Omnibus | |||
Incentive Plan | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Independent Board | |||
Chair | Shareholder | Against | Voted - For | |
6 | Shareholder Proposal Regarding Health Risks of | |||
Tobacco Sales During COVID-19 | Shareholder | Against | Voted - Against | |
WESTROCK COMPANY | ||||
Security ID: 96145D105 Ticker: WRK | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Elect Colleen F. Arnold | Management | For | Voted - For |
1.2 | Elect Timothy J. Bernlohr | Management | For | Voted - For |
1.3 | Elect J. Powell Brown | Management | For | Voted - For |
1.4 | Elect Terrell K. Crews | Management | For | Voted - For |
1.5 | Elect Russell M. Currey | Management | For | Voted - For |
1.6 | Elect Suzan F. Harrison | Management | For | Voted - For |
1.7 | Elect John A. Luke | Management | For | Voted - For |
1.8 | Elect Gracia C. Martore | Management | For | Voted - For |
1.9 | Elect James E. Nevels | Management | For | Voted - For |
1.10 | Elect Steven C. Voorhees | Management | For | Voted - For |
1.11 | Elect Bettina M. Whyte | Management | For | Voted - For |
1.12 | Elect Alan D. Wilson | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Approval of the 2020 Incentive Stock Plan | Management | For | Voted - For |
4 | Ratification of Auditor | Management | For | Voted - For |
WHIRLPOOL CORPORATION | ||||
Security ID: 963320106 Ticker: WHR | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Elect Samuel R. Allen | Management | For | Voted - For |
1.2 | Elect Marc R. Bitzer | Management | For | Voted - For |
1.3 | Elect Greg Creed | Management | For | Voted - For |
1.4 | Elect Gary T. DiCamillo | Management | For | Voted - For |
1.5 | Elect Diane M. Dietz | Management | For | Voted - For |
1.6 | Elect Geraldine Elliott | Management | For | Voted - For |
1.7 | Elect Jennifer A. LaClair | Management | For | Voted - For |
1.8 | Elect John D. Liu | Management | For | Voted - For |
1.9 | Elect James M. Loree | Management | For | Voted - For |
1.10 | Elect Harish Manwani | Management | For | Voted - For |
1.11 | Elect Patricia K. Poppe | Management | For | Voted - For |
567
LSV Value Equity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.12 | Elect Larry O. Spencer | Management | For | Voted - For |
1.13 | Elect Michael D. White | Management | For | Voted - For |
2 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3 | Ratification of Auditor | Management | For | Voted - For |
XEROX HOLDINGS CORPORATION | ||||
Security ID: 98421M106 Ticker: XRX | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Elect Keith Cozza | Management | For | Voted - For |
1.2 | Elect Joseph J. Echevarria | Management | For | Voted - For |
1.3 | Elect Cheryl Gordon Krongard | Management | For | Voted - For |
1.4 | Elect Scott Letier | Management | For | Voted - For |
1.5 | Elect Nichelle Maynard-Elliott | Management | For | Voted - For |
1.6 | Elect Steven D. Miller | Management | For | Voted - For |
1.7 | Elect James L. Nelson | Management | For | Voted - For |
1.8 | Elect Margarita Palau-Hernandez | Management | For | Voted - For |
1.9 | Elect Giovanni Visentin | Management | For | Voted - For |
1.10 | Elect Aris Kekedjian | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4 | Amendment to the Equity Compensation Plan for | |||
Non-Employee Directors | Management | For | Voted - For | |
5 | Shareholder Proposal Regarding Right to Act by | |||
Written Consent | Shareholder | Against | Voted - For | |
ZIONS BANCORPORATION, NATIONAL ASSOCIATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Elect Maria Contreras-Sweet | Management | For | Voted - For |
1.2 | Elect Gary L. Crittenden | Management | For | Voted - For |
1.3 | Elect Suren K. Gupta | Management | For | Voted - For |
1.4 | Elect Claire Huang | Management | For | Voted - For |
1.5 | Elect Vivian S. Lee | Management | For | Voted - For |
1.6 | Elect Scott J. McLean | Management | For | Voted - For |
1.7 | Elect Edward F. Murphy | Management | For | Voted - For |
1.8 | Elect Stephen D. Quinn | Management | For | Voted - For |
1.9 | Elect Harris H. Simmons | Management | For | Voted - For |
1.10 | Elect Aaron B. Skonnard | Management | For | Voted - For |
1.11 | Elect Barbara A. Yastine | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
568
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 20, 2021
569