UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-06400
The Advisors’ Inner Circle Fund
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: October 31
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund:
Westwood Alternative Income Fund
Westwood Emerging Markets Fund
(The Westwood Emerging Markets Fund was liquidated on July 24, 2020)
Westwood High Income Fund
Westwood Income Opportunity Fund
Westwood Quality Value Fund
(Formerly, Westwood Largecap Value Fund)
Westwood Quality SmallCap Fund
(Formerly, Westwood Smallcap Fund)
Westwood Quality SMidCap Fund
(Formerly, Westwood Smidcap Fund)
Westwood Total Return Fund
Non-Voting Funds
Westwood Alternative Income Fund
The Registrant did not cast any proxy votes for the Westwood Alternative Income Fund
during the reporting period. Accordingly, there are no proxy votes to report.
Westwood Emerging Markets Fund
The Registrant did not cast any proxy votes for the Westwood Emerging Markets Fund
during the reporting period. Accordingly, there are no proxy votes to report.
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ACTIVISION BLIZZARD, INC. | ||||
Security ID: 00507V109 Ticker: ATVI | ||||
Meeting Date: 21-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - For |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
11 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
12 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - Against |
1
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
AT&T INC. | ||||
Security ID: 00206R102 Ticker: T | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | 14A Executive Compensation | Management | For | Voted - For |
BARRICK GOLD CORPORATION | ||||
Security ID: 067901108 Ticker: GOLD | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
CHEVRON CORPORATION | ||||
Security ID: 166764100 Ticker: CVX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - Against | |
8 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
9 | 14A Executive Compensation | Management | For | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Reincorporation | Management | For | Voted - For |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
EOG RESOURCES, INC. | ||||
Security ID: 26875P101 Ticker: EOG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
FLUOR CORPORATION | ||||
Security ID: 343412102 Ticker: FLR | ||||
Meeting Date: 24-Nov-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
5
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - For | |
5 | 14A Executive Compensation | Management | For | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
JACK IN THE BOX INC. | ||||
Security ID: 466367109 Ticker: JACK | ||||
Meeting Date: 26-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
LENNAR CORPORATION | ||||
Security ID: 526057104 Ticker: LEN | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
MOELIS & COMPANY | ||||
Security ID: 60786M105 Ticker: MC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
MONOLITHIC POWER SYSTEMS, INC. | ||||
Security ID: 609839105 Ticker: MPWR | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
7
Westwood High Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | 14A Executive Compensation | Management | For | Voted - Against |
NATIONAL RETAIL PROPERTIES, INC. | ||||
Security ID: 637417106 Ticker: NNN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - Abstain |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
NVIDIA CORPORATION | ||||
Security ID: 67066G104 Ticker: NVDA | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Authorize Common Stock Increase | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
PHILIP MORRIS INTERNATIONAL INC. | ||||
Security ID: 718172109 Ticker: PM | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||
Security ID: 806857108 Ticker: SLB | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Option Plan | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | Receive Consolidated Financial Statements | Management | For | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
THE TJX COMPANIES, INC. | ||||
Security ID: 872540109 Ticker: TJX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
��
9
Westwood High Income Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Animal Rights | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
TRUIST FINANCIAL CORPORATION | ||||
Security ID: 89832Q109 Ticker: TFC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.17 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.18 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.19 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.20 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.21 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.22 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
10
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALBEMARLE CORPORATION | ||||
Security ID: 012653101 Ticker: ALB | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
ALIBABA GROUP HOLDING LIMITED | ||||
Security ID: 01609W102 Ticker: BABA | ||||
Meeting Date: 30-Sep-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Article Amendments | Management | For | Voted - For |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - For |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
11
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
11 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
12 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - Against |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
12
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BAKER HUGHES COMPANY | ||||
Security ID: 05722G100 Ticker: BKR | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | 14A Executive Compensation | Management | For | Voted - For |
13
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BARRICK GOLD CORPORATION | ||||
Security ID: 067901108 Ticker: GOLD | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
14
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
ELECTRONIC ARTS INC. | ||||
Security ID: 285512109 Ticker: EA | ||||
Meeting Date: 06-Aug-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
EXXON MOBIL CORPORATION | ||||
Security ID: 30231G102 Ticker: XOM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Did Not Vote |
1.3 | Election of Directors | Management | For | Did Not Vote |
1.4 | Election of Directors | Management | For | Did Not Vote |
1.5 | Election of Directors | Management | For | Did Not Vote |
1.6 | Election of Directors | Management | For | Did Not Vote |
1.7 | Election of Directors | Management | For | Did Not Vote |
1.8 | Election of Directors | Management | For | Did Not Vote |
1.9 | Election of Directors | Management | For | Did Not Vote |
1.10 | Election of Directors | Management | For | Did Not Vote |
1.11 | Election of Directors | Management | For | Did Not Vote |
1.12 | Election of Directors | Management | For | Did Not Vote |
15
Westwood Income Opportunity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.13 | Election of Directors | Management | For | Did Not Vote |
1.14 | Election of Directors | Management | For | Did Not Vote |
1.15 | Election of Directors | Management | For | Did Not Vote |
1.16 | Election of Directors | Management | For | Did Not Vote |
1.17 | Election of Directors | Management | For | Did Not Vote |
1.18 | Election of Directors | Management | For | Did Not Vote |
1.19 | Election of Directors | Management | For | Did Not Vote |
1.20 | Election of Directors | Management | For | Did Not Vote |
1.21 | Election of Directors | Management | For | Did Not Vote |
1.22 | Election of Directors | Management | For | Did Not Vote |
1.23 | Election of Directors | Management | For | Did Not Vote |
1.24 | Election of Directors | Management | For | Did Not Vote |
1.25 | Election of Directors | Management | For | Voted - For |
1.26 | Election of Directors | Management | For | Did Not Vote |
1.27 | Election of Directors | Management | For | Voted - For |
1.28 | Election of Directors | Management | For | Did Not Vote |
1.29 | Election of Directors | Management | For | Voted - For |
1.30 | Election of Directors | Management | For | Voted - For |
1.31 | Election of Directors | Management | For | Voted - For |
1.32 | Election of Directors | Management | For | Voted - For |
1.33 | Election of Directors | Management | For | Voted - For |
1.34 | Election of Directors | Management | For | Voted - For |
1.35 | Election of Directors | Management | For | Voted - For |
1.36 | Election of Directors | Management | For | Voted - For |
1.37 | Election of Directors | Management | For | Did Not Vote |
1.38 | Election of Directors | Management | For | Did Not Vote |
1.39 | Election of Directors | Management | For | Did Not Vote |
1.40 | Election of Directors | Management | For | Did Not Vote |
1.41 | Election of Directors | Management | For | Did Not Vote |
1.42 | Election of Directors | Management | For | Did Not Vote |
1.43 | Election of Directors | Management | For | Did Not Vote |
1.44 | Election of Directors | Management | For | Did Not Vote |
1.45 | Election of Directors | Management | For | Did Not Vote |
1.46 | Election of Directors | Management | For | Did Not Vote |
1.47 | Election of Directors | Management | For | Did Not Vote |
1.48 | Election of Directors | Management | For | Did Not Vote |
1.49 | Election of Directors | Management | For | Did Not Vote |
1.50 | Election of Directors | Management | For | Did Not Vote |
1.51 | Election of Directors | Management | For | Did Not Vote |
1.52 | Election of Directors | Management | For | Did Not Vote |
1.53 | Election of Directors | Management | For | Did Not Vote |
1.54 | Election of Directors | Management | For | Did Not Vote |
1.55 | Election of Directors | Management | For | Did Not Vote |
1.56 | Election of Directors | Management | For | Did Not Vote |
1.57 | Election of Directors | Management | For | Did Not Vote |
1.58 | Election of Directors | Management | For | Did Not Vote |
1.59 | Election of Directors | Management | For | Did Not Vote |
1.60 | Election of Directors | Management | For | Did Not Vote |
1.61 | Election of Directors | Management | For | Voted - For |
1.62 | Election of Directors | Management | For | Did Not Vote |
16
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.63 | Election of Directors | Management | For | Voted - For |
1.64 | Election of Directors | Management | For | Did Not Vote |
1.65 | Election of Directors | Management | For | Voted - For |
1.66 | Election of Directors | Management | For | Voted - For |
1.67 | Election of Directors | Management | For | Voted - For |
1.68 | Election of Directors | Management | For | Voted - For |
1.69 | Election of Directors | Management | For | Voted - For |
1.70 | Election of Directors | Management | For | Voted - For |
1.71 | Election of Directors | Management | For | Voted - For |
1.72 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
3 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
4 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
5 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
6 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
9 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
10 | 14A Executive Compensation | Management | For | Did Not Vote |
11 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
12 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
13 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
14 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
15 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
16 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
17 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
18 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
19 | 14A Executive Compensation | Management | For | Did Not Vote |
20 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
21 | Miscellaneous Corporate Governance | Management | For | Voted - For |
22 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
23 | Miscellaneous Corporate Governance | Management | For | Voted - For |
24 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
25 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
26 | Miscellaneous Corporate Governance | Management | For | Voted - For |
27 | Miscellaneous Corporate Governance | Management | For | Voted - For |
28 | 14A Executive Compensation | Management | Against | Voted - For |
29 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
30 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
31 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
32 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
33 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
34 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
35 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
36 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
37 | 14A Executive Compensation | Management | For | Did Not Vote |
38 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
39 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
40 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
41 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
17
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
42 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
43 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
44 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
45 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
46 | 14A Executive Compensation | Management | For | Did Not Vote |
47 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
48 | Miscellaneous Corporate Governance | Management | For | Voted - For |
49 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
50 | Miscellaneous Corporate Governance | Management | For | Voted - For |
51 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
52 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
53 | Miscellaneous Corporate Governance | Management | For | Voted - For |
54 | Miscellaneous Corporate Governance | Management | For | Voted - For |
55 | 14A Executive Compensation | Management | Against | Voted - For |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
18
Westwood Income Opportunity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - For | |
5 | 14A Executive Compensation | Management | For | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
HONEYWELL INTERNATIONAL INC. | ||||
Security ID: 438516106 Ticker: HON | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
19
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
8 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - For |
LENNAR CORPORATION | ||||
Security ID: 526057104 Ticker: LEN | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
MEDTRONIC PLC | ||||
Security ID: G5960L103 Ticker: MDT | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
20
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
4 | Stock Issuance | Management | For | Voted - For |
5 | Authorize Directors to Repurchase Shares | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Security ID: 595017104 Ticker: MCHP | ||||
Meeting Date: 18-Aug-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
21
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NORFOLK SOUTHERN CORPORATION | ||||
Security ID: 655844108 Ticker: NSC | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
PEPSICO, INC. | ||||
Security ID: 713448108 Ticker: PEP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - For | |
3 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
22
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PUBLIC STORAGE | ||||
Security ID: 74460D109 Ticker: PSA | ||||
Meeting Date: 26-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Charter Amendment | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
PULTEGROUP, INC. | ||||
Security ID: 745867101 Ticker: PHM | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
23
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
REGENCY CENTERS CORPORATION | ||||
Security ID: 758849103 Ticker: REG | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
REPUBLIC SERVICES, INC. | ||||
Security ID: 760759100 Ticker: RSG | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Executive Compensation | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
SIMON PROPERTY GROUP, INC. | ||||
Security ID: 828806109 Ticker: SPG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
24
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
STANLEY BLACK & DECKER, INC. | ||||
Security ID: 854502853 Ticker: BKDKP | ||||
Meeting Date: 10-May-21 | ||||
1 | Eliminate Supermajority Requirements | Management | For | Voted - For |
THE CHARLES SCHWAB CORPORATION | ||||
Security ID: 808513105 Ticker: SCHW | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Declassify Board | Shareholder | Against | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
25
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | 14A Executive Compensation | Management | For | Voted - For |
TOLL BROTHERS, INC. | ||||
Security ID: 889478103 Ticker: TOL | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
VISA INC. | ||||
Security ID: 92826C839 Ticker: V | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Voted - Against |
4 | Miscellaneous Corporate Actions | Management | For | Voted - For |
5 | Approve Stock Compensation Plan | Management | For | Voted - For |
6 | S/H Proposal - Executive Compensation | Shareholder | Against | Voted - Against |
7 | 14A Executive Compensation | Management | For | Voted - For |
26
Westwood Income Opportunity Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ZIMMER BIOMET HOLDINGS, INC. | ||||
Security ID: 98956P102 Ticker: ZBH | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Plan | Management | For | Voted - For |
4 | Amend Non-Employee Director Plan | Management | For | Voted - For |
5 | Restore Right to Call a Special Meeting | Management | For | Voted - For |
6 | Amend Stock Compensation Plan | Management | For | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
ZIONS BANCORPORATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
27
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ABBOTT LABORATORIES | ||||
Security ID: 002824100 Ticker: ABT | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | Eliminate Supermajority Requirements | Management | For | Voted - For |
6 | Eliminate Supermajority Requirements | Management | For | Voted - For |
7 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
8 | 14A Executive Compensation | Management | For | Voted - For |
ACTIVISION BLIZZARD, INC. | ||||
Security ID: 00507V109 Ticker: ATVI | ||||
Meeting Date: 21-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
28
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Stock Option Plan | Management | For | Voted - Against |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
11 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
AMERICAN INTERNATIONAL GROUP, INC. | ||||
Security ID: 026874784 Ticker: AIG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - Against |
29
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | 14A Executive Compensation | Management | For | Voted - For |
30
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
BECTON, DICKINSON AND COMPANY | ||||
Security ID: 075887109 Ticker: BDX | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
BERKSHIRE HATHAWAY INC. | ||||
Security ID: 084670702 Ticker: BRKB | ||||
Meeting Date: 01-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Did Not Vote |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
1.14 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
3 | S/H Proposal - Environmental | Shareholder | Against | Voted - For |
31
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CACI INTERNATIONAL INC | ||||
Security ID: 127190304 Ticker: CACI | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Governance | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
CAPITAL ONE FINANCIAL CORPORATION | ||||
Security ID: 14040H105 Ticker: COF | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
CHEVRON CORPORATION | ||||
Security ID: 166764100 Ticker: CVX | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
32
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - Against | |
8 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
9 | 14A Executive Compensation | Management | For | Voted - For |
CHURCH & DWIGHT CO., INC. | ||||
Security ID: 171340102 Ticker: CHD | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Declassify Board | Management | For | Voted - For |
4 | Authorize Board to Fill Vacancies | Management | For | Voted - For |
5 | Approve Charter Amendment | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
CISCO SYSTEMS, INC. | ||||
Security ID: 17275R102 Ticker: CSCO | ||||
Meeting Date: 10-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
33
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Did Not Vote |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Reincorporation | Management | For | Voted - For |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
CONOCOPHILLIPS | ||||
Security ID: 20825C104 Ticker: COP | ||||
Meeting Date: 15-Jan-21 | ||||
1 | Stock Issuance | Management | For | Voted - For |
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Classify Board | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
CVS HEALTH CORPORATION | ||||
Security ID: 126650100 Ticker: CVS | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
34
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
DOLLAR GENERAL CORPORATION | ||||
Security ID: 256677105 Ticker: DG | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | Approve Charter Amendment | Management | For | Did Not Vote |
5 | Approve Stock Compensation Plan | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
DTE ENERGY COMPANY | ||||
Security ID: 233331107 Ticker: DTE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
35
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
EATON CORPORATION PLC | ||||
Security ID: G29183103 Ticker: ETN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
4 | Stock Repurchase Plan | Management | For | Voted - For |
5 | Approve Option Grants | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
EOG RESOURCES, INC. | ||||
Security ID: 26875P101 Ticker: EOG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
36
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FISERV, INC. | ||||
Security ID: 337738108 Ticker: FISV | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
FORTIVE CORPORATION | ||||
Security ID: 34959J108 Ticker: FTV | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | Restore Right to Call a Special Meeting | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - Against |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
37
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - For | |
5 | 14A Executive Compensation | Management | For | Voted - For |
HONEYWELL INTERNATIONAL INC. | ||||
Security ID: 438516106 Ticker: HON | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
38
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
HORMEL FOODS CORPORATION | ||||
Security ID: 440452100 Ticker: HRL | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
6 | S/H Proposal - Executive Compensation | Shareholder | Against | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - Against |
39
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
8 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - For |
L3HARRIS TECHNOLOGIES INC. | ||||
Security ID: 502431109 Ticker: LHX | ||||
Meeting Date: 23-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
40
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MEDTRONIC PLC | ||||
Security ID: G5960L103 Ticker: MDT | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
4 | Stock Issuance | Management | For | Voted - For |
5 | Authorize Directors to Repurchase Shares | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
MICRON TECHNOLOGY, INC. | ||||
Security ID: 595112103 Ticker: MU | ||||
Meeting Date: 14-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
41
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
NEXTERA ENERGY, INC. | ||||
Security ID: 65339F101 Ticker: NEE | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
PEPSICO, INC. | ||||
Security ID: 713448108 Ticker: PEP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
42
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - For | |
3 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
PROLOGIS, INC. | ||||
Security ID: 74340W103 Ticker: PLD | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
PUBLIC STORAGE | ||||
Security ID: 74460D109 Ticker: PSA | ||||
Meeting Date: 26-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
43
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approve Charter Amendment | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
THE CHARLES SCHWAB CORPORATION | ||||
Security ID: 808513105 Ticker: SCHW | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Declassify Board | Shareholder | Against | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
THE GOLDMAN SACHS GROUP, INC. | ||||
Security ID: 38141G104 Ticker: GS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
6 | Amend Stock Compensation Plan | Management | For | Voted - For |
7 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - For |
8 | 14A Executive Compensation | Management | For | Voted - For |
44
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | 14A Executive Compensation | Management | For | Voted - For |
THE MIDDLEBY CORPORATION | ||||
Security ID: 596278101 Ticker: MIDD | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
45
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
T-MOBILE US, INC. | ||||
Security ID: 872590104 Ticker: TMUS | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
UNION PACIFIC CORPORATION | ||||
Security ID: 907818108 Ticker: UNP | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For |
46
Westwood Quality Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | Approve Stock Compensation Plan | Management | For | Voted - For |
6 | Approve Stock Compensation Plan | Management | For | Voted - For |
7 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - Against | |
8 | 14A Executive Compensation | Management | For | Voted - For |
UNITEDHEALTH GROUP INCORPORATED | ||||
Security ID: 91324P102 Ticker: UNH | ||||
Meeting Date: 07-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - Against | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
VISA INC. | ||||
Security ID: 92826C839 Ticker: V | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Voted - Against |
4 | Miscellaneous Corporate Actions | Management | For | Voted - For |
47
Westwood Quality Value Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | Approve Stock Compensation Plan | Management | For | Voted - For |
6 | S/H Proposal - Executive Compensation | Shareholder | Against | Voted - Against |
7 | 14A Executive Compensation | Management | For | Voted - For |
WALMART INC. | ||||
Security ID: 931142103 Ticker: WMT | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - Against | |
3 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | 14A Executive Compensation | Management | For | Voted - Against |
WESTERN ALLIANCE BANCORPORATION | ||||
Security ID: 957638109 Ticker: WAL | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
48
Westwood Quality Value Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | 14A Executive Compensation | Management | For | Voted - For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | ||||
Security ID: 929740108 Ticker: WAB | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
49
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1-800-FLOWERS.COM, INC. | ||||
Security ID: 68243Q106 Ticker: FLWS | ||||
Meeting Date: 09-Dec-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
ALAMO GROUP INC. | ||||
Security ID: 011311107 Ticker: ALG | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
ALTRA INDUSTRIAL MOTION CORP | ||||
Security ID: 02208R106 Ticker: AIMC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Did Not Vote |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
50
Westwood Quality SmallCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | 14A Executive Compensation | Management | For | Voted - For |
AMKOR TECHNOLOGY, INC. | ||||
Security ID: 031652100 Ticker: AMKR | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||
Security ID: G0464B107 Ticker: ARGO | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
AVIENT CORPORATION | ||||
Security ID: 05368V106 Ticker: AVNT | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
51
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
AVISTA CORP. | ||||
Security ID: 05379B107 Ticker: AVA | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
BLOOMIN' BRANDS, INC. | ||||
Security ID: 094235108 Ticker: BLMN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Declassify Board | Management | For | Voted - For |
5 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | Against | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
CALLAWAY GOLF COMPANY | ||||
Security ID: 131193104 Ticker: ELY | ||||
Meeting Date: 03-Mar-21 | ||||
1 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
2 | Stock Issuance | Management | For | Voted - For |
52
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Authorize Common Stock Increase | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
CENTURY COMMUNITIES, INC. | ||||
Security ID: 156504300 Ticker: CCS | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
COLUMBIA BANKING SYSTEM,INC. | ||||
Security ID: 197236102 Ticker: COLB | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
53
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
COLUMBIA PROPERTY TRUST, INC | ||||
Security ID: 198287203 Ticker: CXP | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
COLUMBUS MCKINNON CORPORATION | ||||
Security ID: 199333105 Ticker: CMCO | ||||
Meeting Date: 20-Jul-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
COMFORT SYSTEMS USA, INC. | ||||
Security ID: 199908104 Ticker: FIX | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
54
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
COMMUNITY HEALTHCARE TRUST INCORPORATED | ||||
Security ID: 20369C106 Ticker: CHCT | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
CONMED CORPORATION | ||||
Security ID: 207410101 Ticker: CNMD | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
EASTERLY GOVERNMENT PROPERTIES, INC. | ||||
Security ID: 27616P103 Ticker: DEA | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
55
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Article Amendments | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
ENCORE WIRE CORPORATION | ||||
Security ID: 292562105 Ticker: WIRE | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
FEDERAL SIGNAL CORPORATION | ||||
Security ID: 313855108 Ticker: FSS | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
GREAT WESTERN BANCORP INC | ||||
Security ID: 391416104 Ticker: GWB | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Plan | Management | For | Voted - For |
4 | Amend Omnibus Stock Option Plan | Management | For | Voted - For |
56
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | 14A Executive Compensation | Management | For | Voted - For |
6 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
7 | Amend Non-Employee Director Plan | Management | For | Voted - For |
8 | Amend Omnibus Stock Option Plan | Management | For | Voted - For |
9 | 14A Executive Compensation | Management | For | Voted - For |
HEALTHCARE SERVICES GROUP, INC. | ||||
Security ID: 421906108 Ticker: HCSG | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
HILLTOP HOLDINGS INC. | ||||
Security ID: 432748101 Ticker: HTH | ||||
Meeting Date: 23-Jul-20 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Did Not Vote |
1.14 | Election of Directors | Management | For | Did Not Vote |
1.15 | Election of Directors | Management | For | Voted - For |
1.16 | Election of Directors | Management | For | Voted - For |
1.17 | Election of Directors | Management | For | Voted - For |
1.18 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
57
Westwood Quality SmallCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | 14A Executive Compensation | Management | For | Voted - For |
HOSTESS BRANDS, INC. | ||||
Security ID: 44109J106 Ticker: TWNK | ||||
Meeting Date: 28-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
HOULIHAN LOKEY, INC. | ||||
Security ID: 441593100 Ticker: HLI | ||||
Meeting Date: 24-Sep-20 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Did Not Vote |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
INNOSPEC INC. | ||||
Security ID: 45768S105 Ticker: IOSP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
INTERNATIONAL BANCSHARES CORPORATION | ||||
Security ID: 459044103 Ticker: IBOC | ||||
Meeting Date: 17-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
58
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
J & J SNACK FOODS CORP. | ||||
Security ID: 466032109 Ticker: JJSF | ||||
Meeting Date: 10-Feb-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
2 | Amend Stock Compensation Plan | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
JACK IN THE BOX INC. | ||||
Security ID: 466367109 Ticker: JACK | ||||
Meeting Date: 26-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
KAMAN CORPORATION | ||||
Security ID: 483548103 Ticker: KAMN | ||||
Meeting Date: 14-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - Against | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
59
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
KNOLL, INC. | ||||
Security ID: 498904200 Ticker: KNL | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Did Not Vote |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
MASONITE INTERNATIONAL CORPORATION | ||||
Security ID: 575385109 Ticker: DOOR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
MERCURY GENERAL CORPORATION | ||||
Security ID: 589400100 Ticker: MCY | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
60
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MERIT MEDICAL SYSTEMS, INC. | ||||
Security ID: 589889104 Ticker: MMSI | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
MOELIS & COMPANY | ||||
Security ID: 60786M105 Ticker: MC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
MONRO, INC. | ||||
Security ID: 610236101 Ticker: MNRO | ||||
Meeting Date: 18-Aug-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
MOOG INC. | ||||
Security ID: 615394202 Ticker: MOGA | ||||
Meeting Date: 09-Feb-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
61
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NATIONAL STORAGE AFFILIATES TRUST | ||||
Security ID: 637870106 Ticker: NSA | ||||
Meeting Date: 24-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
NORTHWESTERN CORPORATION | ||||
Security ID: 668074305 Ticker: NWE | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Transact Other Business | Management | For | Voted - Against |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
OXFORD INDUSTRIES, INC. | ||||
Security ID: 691497309 Ticker: OXM | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
62
Westwood Quality SmallCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | 14A Executive Compensation | Management | For | Voted - For |
PAPA JOHN'S INTERNATIONAL, INC. | ||||
Security ID: 698813102 Ticker: PZZA | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
PATTERSON COMPANIES, INC. | ||||
Security ID: 703395103 Ticker: PDCO | ||||
Meeting Date: 14-Sep-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
PDC ENERGY, INC. | ||||
Security ID: 69327R101 Ticker: PDCE | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Did Not Vote |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
63
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PIPER SANDLER COMPANIES | ||||
Security ID: 724078100 Ticker: PIPR | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
PLYMOUTH INDUSTRIAL REIT, INC. | ||||
Security ID: 729640102 Ticker: PLYM | ||||
Meeting Date: 10-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Stock Conversion | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
POTLATCHDELTIC CORPORATION | ||||
Security ID: 737630103 Ticker: PCH | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
64
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PROVIDENT FINANCIAL SERVICES, INC. | ||||
Security ID: 74386T105 Ticker: PFS | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
RADIUS GLOBAL INFRASTRUCTURE INC | ||||
Security ID: 750481103 Ticker: RADI | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
RENASANT CORPORATION | ||||
Security ID: 75970E107 Ticker: RNST | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
REPAY HOLDINGS CORPORATION | ||||
Security ID: 76029L100 Ticker: RPAY | ||||
Meeting Date: 05-Aug-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
65
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SANDY SPRING BANCORP, INC. | ||||
Security ID: 800363103 Ticker: SASR | ||||
Meeting Date: 18-Nov-20 | ||||
1 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
SIMMONS FIRST NATIONAL CORPORATION | ||||
Security ID: 828730200 Ticker: SFNC | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Fix Number of Directors | Management | For | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Approve Article Amendments | Management | For | Voted - For |
5 | Approve Article Amendments | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
66
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SONIC AUTOMOTIVE, INC. | ||||
Security ID: 83545G102 Ticker: SAH | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - Against |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
SOUTH JERSEY INDUSTRIES, INC. | ||||
Security ID: 838518108 Ticker: SJI | ||||
Meeting Date: 16-Oct-20 | ||||
1 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
2 | Authorize Common Stock Increase | Management | For | Voted - For |
Meeting Date: 30-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
67
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
STEPAN COMPANY | ||||
Security ID: 858586100 Ticker: SCL | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
SUMMIT HOTEL PROPERTIES INC | ||||
Security ID: 866082100 Ticker: INN | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
TERRENO REALTY CORPORATION | ||||
Security ID: 88146M101 Ticker: TRNO | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
68
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
TRUSTMARK CORPORATION | ||||
Security ID: 898402102 Ticker: TRMK | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
UFP INDUSTRIES, INC. | ||||
Security ID: 90278Q108 Ticker: UFPI | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
UNIFIRST CORPORATION | ||||
Security ID: 904708104 Ticker: UNF | ||||
Meeting Date: 12-Jan-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
VERITEX HOLDINGS INC. | ||||
Security ID: 923451108 Ticker: VBTX | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
69
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Did Not Vote |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Did Not Vote |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
VIAVI SOLUTIONS INC. | ||||
Security ID: 925550105 Ticker: VIAV | ||||
Meeting Date: 11-Nov-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
WASHINGTON FEDERAL, INC. | ||||
Security ID: 938824109 Ticker: WAFD | ||||
Meeting Date: 26-Jan-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
WW INTERNATIONAL, INC. | ||||
Security ID: 98262P101 Ticker: WW | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
70
Westwood Quality SmallCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
71
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1-800-FLOWERS.COM, INC. | ||||
Security ID: 68243Q106 Ticker: FLWS | ||||
Meeting Date: 09-Dec-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
ALEXANDER & BALDWIN, INC. | ||||
Security ID: 014491104 Ticker: ALEX | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
ALLIANT ENERGY CORPORATION | ||||
Security ID: 018802108 Ticker: LNT | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
72
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
AMDOCS LIMITED | ||||
Security ID: G02602103 Ticker: DOX | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Dividends | Management | For | Voted - For |
4 | Receive Consolidated Financial Statements | Management | For | Voted - For |
AMERICOLD REALTY TRUST | ||||
Security ID: 03064D108 Ticker: COLD | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
AMKOR TECHNOLOGY, INC. | ||||
Security ID: 031652100 Ticker: AMKR | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
73
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
ARES MANAGEMENT CORPORATION | ||||
Security ID: 03990B101 Ticker: ARES | ||||
Meeting Date: 16-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||
Security ID: G0464B107 Ticker: ARGO | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
AVISTA CORP. | ||||
Security ID: 05379B107 Ticker: AVA | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
74
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
BLOOMIN' BRANDS, INC. | ||||
Security ID: 094235108 Ticker: BLMN | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Declassify Board | Management | For | Voted - For |
5 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | Against | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
BMC STOCK HOLDINGS, INC. | ||||
Security ID: 05591B109 Ticker: BMCH | ||||
Meeting Date: 22-Dec-20 | ||||
1 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
2 | Approve Merger Agreement | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
BOK FINANCIAL CORPORATION | ||||
Security ID: 05561Q201 Ticker: BOKF | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
75
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
1.14 | Election of Directors | Management | For | Voted - For |
1.15 | Election of Directors | Management | For | Voted - For |
1.16 | Election of Directors | Management | For | Did Not Vote |
1.17 | Election of Directors | Management | For | Voted - For |
1.18 | Election of Directors | Management | For | Did Not Vote |
1.19 | Election of Directors | Management | For | Voted - For |
1.20 | Election of Directors | Management | For | Voted - For |
1.21 | Election of Directors | Management | For | Voted - For |
1.22 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
BOOZ ALLEN HAMILTON HOLDING CORPORATION | ||||
Security ID: 099502106 Ticker: BAH | ||||
Meeting Date: 29-Jul-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Declassify Board | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
BUILDERS FIRSTSOURCE, INC. | ||||
Security ID: 12008R107 Ticker: BLDR | ||||
Meeting Date: 15-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
CABOT OIL & GAS CORPORATION | ||||
Security ID: 127097103 Ticker: COG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
76
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
CACI INTERNATIONAL INC | ||||
Security ID: 127190304 Ticker: CACI | ||||
Meeting Date: 12-Nov-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Governance | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
CALLAWAY GOLF COMPANY | ||||
Security ID: 131193104 Ticker: ELY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Authorize Common Stock Increase | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
77
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CARTER'S INC. | ||||
Security ID: 146229109 Ticker: CRI | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
CHAMPIONX CORPORATION | ||||
Security ID: 15872M104 Ticker: CHX | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
COLUMBIA SPORTSWEAR COMPANY | ||||
Security ID: 198516106 Ticker: COLM | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
78
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CURTISS-WRIGHT CORPORATION | ||||
Security ID: 231561101 Ticker: CW | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
DIAMONDBACK ENERGY, INC. | ||||
Security ID: 25278X109 Ticker: FANG | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Authorize Common Stock Increase | Management | For | Voted - For |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
EAGLE MATERIALS INC | ||||
Security ID: 26969P108 Ticker: EXP | ||||
Meeting Date: 05-Aug-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
79
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ENCORE WIRE CORPORATION | ||||
Security ID: 292562105 Ticker: WIRE | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
ENVISTA HOLDINGS CORPORATION | ||||
Security ID: 29415F104 Ticker: NVST | ||||
Meeting Date: 25-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Eliminate Supermajority Requirements | Management | For | Voted - For |
4 | Classify/Stagger Board of Directors | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
EVERCORE INC. | ||||
Security ID: 29977A105 Ticker: EVR | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
80
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
EVEREST RE GROUP, LTD. | ||||
Security ID: G3223R108 Ticker: RE | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
FINTECH ACQUISITION CORP. IV | ||||
Security ID: 31810N104 Ticker: FTIV | ||||
Meeting Date: 22-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
2 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
3 | Classify/Stagger Board of Directors | Management | For | Voted - For |
4 | Approve Charter Amendment | Management | For | Voted - For |
5 | Approve Charter Amendment | Management | For | Voted - For |
6 | Approve Charter Amendment | Management | For | Voted - For |
7 | Approve Charter Amendment | Management | For | Voted - For |
8 | Miscellaneous Corporate Actions | Management | For | Voted - For |
9 | Miscellaneous Corporate Actions | Management | For | Voted - For |
10 | Approve Stock Compensation Plan | Management | For | Voted - For |
11 | Approve Stock Compensation Plan | Management | For | Voted - For |
81
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
FIRST HAWAIIAN, INC. | ||||
Security ID: 32051X108 Ticker: FHB | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Non-Employee Director Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
HEALTHCARE SERVICES GROUP, INC. | ||||
Security ID: 421906108 Ticker: HCSG | ||||
Meeting Date: 01-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
HILL-ROM HOLDINGS, INC. | ||||
Security ID: 431475102 Ticker: HRC | ||||
Meeting Date: 10-Mar-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
82
Westwood Quality SMidCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
HILLTOP HOLDINGS INC. | ||||
Security ID: 432748101 Ticker: HTH | ||||
Meeting Date: 23-Jul-20 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Did Not Vote |
1.14 | Election of Directors | Management | For | Did Not Vote |
1.15 | Election of Directors | Management | For | Voted - For |
1.16 | Election of Directors | Management | For | Voted - For |
1.17 | Election of Directors | Management | For | Voted - For |
1.18 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
HOULIHAN LOKEY, INC. | ||||
Security ID: 441593100 Ticker: HLI | ||||
Meeting Date: 24-Sep-20 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Did Not Vote |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
HUBBELL INCORPORATED | ||||
Security ID: 443510607 Ticker: HUBB | ||||
Meeting Date: 04-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
83
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
HUDSON PACIFIC PROPERTIES, INC. | ||||
Security ID: 444097109 Ticker: HPP | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Incentive Stock Option Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
HUNTINGTON INGALLS INDUSTRIES, INC. | ||||
Security ID: 446413106 Ticker: HII | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Did Not Vote |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Eliminate Supermajority Requirements | Management | For | Voted - For |
84
Westwood Quality SMidCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | 14A Executive Compensation | Management | For | Voted - For |
HUNTSMAN CORPORATION | ||||
Security ID: 447011107 Ticker: HUN | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
IDACORP, INC. | ||||
Security ID: 451107106 Ticker: IDA | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||
Security ID: 457985208 Ticker: IART | ||||
Meeting Date: 14-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
85
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Incentive Stock Option Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
J & J SNACK FOODS CORP. | ||||
Security ID: 466032109 Ticker: JJSF | ||||
Meeting Date: 10-Feb-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
2 | Amend Stock Compensation Plan | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
KAR AUCTION SERVICES, INC. | ||||
Security ID: 48238T109 Ticker: KAR | ||||
Meeting Date: 04-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||
Security ID: 499049104 Ticker: KNX | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
86
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
LAMB WESTON HOLDINGS, INC. | ||||
Security ID: 513272104 Ticker: LW | ||||
Meeting Date: 24-Sep-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
LIFE STORAGE, INC. | ||||
Security ID: 53223X107 Ticker: LSI | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Authorize Common Stock Increase | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
MASONITE INTERNATIONAL CORPORATION | ||||
Security ID: 575385109 Ticker: DOOR | ||||
Meeting Date: 13-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
87
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
MERIT MEDICAL SYSTEMS, INC. | ||||
Security ID: 589889104 Ticker: MMSI | ||||
Meeting Date: 17-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
MGIC INVESTMENT CORPORATION | ||||
Security ID: 552848103 Ticker: MTG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
MOELIS & COMPANY | ||||
Security ID: 60786M105 Ticker: MC | ||||
Meeting Date: 03-Jun-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
88
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
MSC INDUSTRIAL DIRECT CO., INC. | ||||
Security ID: 553530106 Ticker: MSM | ||||
Meeting Date: 27-Jan-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
NATIONAL RETAIL PROPERTIES, INC. | ||||
Security ID: 637417106 Ticker: NNN | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Did Not Vote |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
NOMAD FOODS LIMITED | ||||
Security ID: G6564A105 Ticker: NOMD | ||||
Meeting Date: 30-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
89
Westwood Quality SMidCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
PARSLEY ENERGY, INC. | ||||
Security ID: 701877102 Ticker: PE | ||||
Meeting Date: 12-Jan-21 | ||||
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | 14A Executive Compensation | Management | For | Voted - For |
PHYSICIANS REALTY TRUST | ||||
Security ID: 71943U104 Ticker: DOC | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
PQ GROUP HOLDINGS INC | ||||
Security ID: 73943T103 Ticker: PQG | ||||
Meeting Date: 29-Apr-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Did Not Vote |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
RPM INTERNATIONAL INC. | ||||
Security ID: 749685103 Ticker: RPM | ||||
Meeting Date: 08-Oct-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
90
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
SABRE CORPORATION | ||||
Security ID: 78573M104 Ticker: SABR | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Omnibus Stock Option Plan | Management | For | Voted - For |
4 | 14A Executive Compensation Vote Frequency | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - Against |
SCIENCE APPLICATIONS INTERNATIONAL CORP | ||||
Security ID: 808625107 Ticker: SAIC | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
91
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SIMMONS FIRST NATIONAL CORPORATION | ||||
Security ID: 828730200 Ticker: SFNC | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Fix Number of Directors | Management | For | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Approve Article Amendments | Management | For | Voted - For |
5 | Approve Article Amendments | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
SONIC AUTOMOTIVE, INC. | ||||
Security ID: 83545G102 Ticker: SAH | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - Against |
4 | Amend Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
92
Westwood Quality SMidCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SOUTH STATE CORPORATION | ||||
Security ID: 840441109 Ticker: SSB | ||||
Meeting Date: 29-Oct-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Did Not Vote |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Declassify Board | Management | For | Voted - For |
4 | Adopt Omnibus Stock Option Plan | Management | For | Voted - For |
5 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - Against |
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Did Not Vote |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
STAG INDUSTRIAL, INC. | ||||
Security ID: 85254J102 Ticker: STAG | ||||
Meeting Date: 03-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
93
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
STERIS PLC | ||||
Security ID: G8473T100 Ticker: STE | ||||
Meeting Date: 28-Jul-20 | ||||
1.1 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.2 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.3 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.4 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.5 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.6 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.7 | Election of Directors (Full Slate) | Management | For | Voted - For |
1.8 | Election of Directors (Full Slate) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
TCF FINANCIAL CORPORATION | ||||
Security ID: 872307103 Ticker: TCF | ||||
Meeting Date: 25-Mar-21 | ||||
1 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
2 | Approve Merger Agreement | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
THE MIDDLEBY CORPORATION | ||||
Security ID: 596278101 Ticker: MIDD | ||||
Meeting Date: 10-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
94
Westwood Quality SMidCap Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
VERITEX HOLDINGS INC. | ||||
Security ID: 923451108 Ticker: VBTX | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
1.10 | Election of Directors | Management | For | Voted - For |
1.11 | Election of Directors | Management | For | Did Not Vote |
1.12 | Election of Directors | Management | For | Voted - For |
1.13 | Election of Directors | Management | For | Did Not Vote |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
VIAVI SOLUTIONS INC. | ||||
Security ID: 925550105 Ticker: VIAV | ||||
Meeting Date: 11-Nov-20 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
1.8 | Election of Directors | Management | For | Voted - For |
1.9 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
VOYA FINANCIAL, INC. | ||||
Security ID: 929089100 Ticker: VOYA | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
95
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
WESTROCK COMPANY | ||||
Security ID: 96145D105 Ticker: WRK | ||||
Meeting Date: 29-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
WINTRUST FINANCIAL CORPORATION | ||||
Security ID: 97650W108 Ticker: WTFC | ||||
Meeting Date: 27-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
96
Westwood Quality SMidCap Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
WOODWARD, INC. | ||||
Security ID: 980745103 Ticker: WWD | ||||
Meeting Date: 27-Jan-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Option Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
WW INTERNATIONAL, INC. | ||||
Security ID: 98262P101 Ticker: WW | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Stock Compensation Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
ZIONS BANCORPORATION | ||||
Security ID: 989701107 Ticker: ZION | ||||
Meeting Date: 30-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
97
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ALPHABET INC. | ||||
Security ID: 02079K305 Ticker: GOOGL | ||||
Meeting Date: 02-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Adopt Stock Option Plan | Management | For | Voted - Against |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
11 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
AMAZON.COM, INC. | ||||
Security ID: 023135106 Ticker: AMZN | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Voted - For |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
98
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
11 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
12 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - Against |
AMPHENOL CORPORATION | ||||
Security ID: 032095101 Ticker: APH | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | Voted - Against |
4 | Authorize Common Stock Increase | Management | For | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
ANNALY CAPITAL MANAGEMENT, INC. | ||||
Security ID: 035710409 Ticker: NLY | ||||
Meeting Date: 19-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
99
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
APPLE INC. | ||||
Security ID: 037833100 Ticker: AAPL | ||||
Meeting Date: 23-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
BANK OF AMERICA CORPORATION | ||||
Security ID: 060505104 Ticker: BAC | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.16 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | S/H Proposal - Create a Non-Discriminatory Sexual | |||
Orientation Policy | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
8 | 14A Executive Compensation | Management | For | Voted - For |
100
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
CHUBB LIMITED | ||||
Security ID: H1467J104 Ticker: CB | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | Miscellaneous Compensation Plans | Management | For | Voted - For |
6 | Miscellaneous Compensation Plans | Management | For | Voted - For |
7 | Miscellaneous Compensation Plans | Management | For | Voted - For |
8 | Miscellaneous Compensation Plans | Management | For | Voted - For |
9 | Miscellaneous Compensation Plans | Management | For | Voted - For |
10 | Dividends | Management | For | Voted - For |
11 | Approve Charter Amendment | Management | For | Voted - For |
12 | Approve Charter Amendment | Management | For | Voted - For |
13 | Approve Charter Amendment | Management | For | Voted - Against |
14 | Authorize Common Stock Increase | Management | For | Voted - For |
15 | Approve Stock Compensation Plan | Management | For | Voted - For |
16 | Receive Consolidated Financial Statements | Management | For | Voted - For |
17 | Adopt Accounts for Past Year | Management | For | Voted - For |
18 | 14A Executive Compensation | Management | For | Voted - For |
CMS ENERGY CORPORATION | ||||
Security ID: 125896100 Ticker: CMS | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
101
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
COLGATE-PALMOLIVE COMPANY | ||||
Security ID: 194162103 Ticker: CL | ||||
Meeting Date: 07-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - For | |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
EXXON MOBIL CORPORATION | ||||
Security ID: 30231G102 Ticker: XOM | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors | Management | For | Did Not Vote |
1.2 | Election of Directors | Management | For | Did Not Vote |
1.3 | Election of Directors | Management | For | Did Not Vote |
1.4 | Election of Directors | Management | For | Did Not Vote |
1.5 | Election of Directors | Management | For | Did Not Vote |
1.6 | Election of Directors | Management | For | Did Not Vote |
1.7 | Election of Directors | Management | For | Did Not Vote |
1.8 | Election of Directors | Management | For | Did Not Vote |
1.9 | Election of Directors | Management | For | Did Not Vote |
1.10 | Election of Directors | Management | For | Did Not Vote |
1.11 | Election of Directors | Management | For | Did Not Vote |
1.12 | Election of Directors | Management | For | Did Not Vote |
1.13 | Election of Directors | Management | For | Did Not Vote |
1.14 | Election of Directors | Management | For | Did Not Vote |
1.15 | Election of Directors | Management | For | Did Not Vote |
102
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.16 | Election of Directors | Management | For | Did Not Vote |
1.17 | Election of Directors | Management | For | Did Not Vote |
1.18 | Election of Directors | Management | For | Did Not Vote |
1.19 | Election of Directors | Management | For | Did Not Vote |
1.20 | Election of Directors | Management | For | Did Not Vote |
1.21 | Election of Directors | Management | For | Did Not Vote |
1.22 | Election of Directors | Management | For | Did Not Vote |
1.23 | Election of Directors | Management | For | Did Not Vote |
1.24 | Election of Directors | Management | For | Did Not Vote |
1.25 | Election of Directors | Management | For | Voted - For |
1.26 | Election of Directors | Management | For | Did Not Vote |
1.27 | Election of Directors | Management | For | Voted - For |
1.28 | Election of Directors | Management | For | Did Not Vote |
1.29 | Election of Directors | Management | For | Voted - For |
1.30 | Election of Directors | Management | For | Voted - For |
1.31 | Election of Directors | Management | For | Voted - For |
1.32 | Election of Directors | Management | For | Voted - For |
1.33 | Election of Directors | Management | For | Voted - For |
1.34 | Election of Directors | Management | For | Voted - For |
1.35 | Election of Directors | Management | For | Voted - For |
1.36 | Election of Directors | Management | For | Voted - For |
1.37 | Election of Directors | Management | For | Did Not Vote |
1.38 | Election of Directors | Management | For | Did Not Vote |
1.39 | Election of Directors | Management | For | Did Not Vote |
1.40 | Election of Directors | Management | For | Did Not Vote |
1.41 | Election of Directors | Management | For | Did Not Vote |
1.42 | Election of Directors | Management | For | Did Not Vote |
1.43 | Election of Directors | Management | For | Did Not Vote |
1.44 | Election of Directors | Management | For | Did Not Vote |
1.45 | Election of Directors | Management | For | Did Not Vote |
1.46 | Election of Directors | Management | For | Did Not Vote |
1.47 | Election of Directors | Management | For | Did Not Vote |
1.48 | Election of Directors | Management | For | Did Not Vote |
1.49 | Election of Directors | Management | For | Did Not Vote |
1.50 | Election of Directors | Management | For | Did Not Vote |
1.51 | Election of Directors | Management | For | Did Not Vote |
1.52 | Election of Directors | Management | For | Did Not Vote |
1.53 | Election of Directors | Management | For | Did Not Vote |
1.54 | Election of Directors | Management | For | Did Not Vote |
1.55 | Election of Directors | Management | For | Did Not Vote |
1.56 | Election of Directors | Management | For | Did Not Vote |
1.57 | Election of Directors | Management | For | Did Not Vote |
1.58 | Election of Directors | Management | For | Did Not Vote |
1.59 | Election of Directors | Management | For | Did Not Vote |
1.60 | Election of Directors | Management | For | Did Not Vote |
1.61 | Election of Directors | Management | For | Voted - For |
1.62 | Election of Directors | Management | For | Did Not Vote |
1.63 | Election of Directors | Management | For | Voted - For |
1.64 | Election of Directors | Management | For | Did Not Vote |
1.65 | Election of Directors | Management | For | Voted - For |
103
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.66 | Election of Directors | Management | For | Voted - For |
1.67 | Election of Directors | Management | For | Voted - For |
1.68 | Election of Directors | Management | For | Voted - For |
1.69 | Election of Directors | Management | For | Voted - For |
1.70 | Election of Directors | Management | For | Voted - For |
1.71 | Election of Directors | Management | For | Voted - For |
1.72 | Election of Directors | Management | For | Voted - For |
2 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
3 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
4 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
5 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
6 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
8 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
9 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
10 | 14A Executive Compensation | Management | For | Did Not Vote |
11 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
12 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
13 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
14 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
15 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
16 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
17 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
18 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
19 | 14A Executive Compensation | Management | For | Did Not Vote |
20 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
21 | Miscellaneous Corporate Governance | Management | For | Voted - For |
22 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
23 | Miscellaneous Corporate Governance | Management | For | Voted - For |
24 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
25 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
26 | Miscellaneous Corporate Governance | Management | For | Voted - For |
27 | Miscellaneous Corporate Governance | Management | For | Voted - For |
28 | 14A Executive Compensation | Management | Against | Voted - For |
29 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
30 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
31 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
32 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
33 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
34 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
35 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
36 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
37 | 14A Executive Compensation | Management | For | Did Not Vote |
38 | S/H Proposal - Environmental | Shareholder | Against | Did Not Vote |
39 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
40 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
41 | S/H Proposal - Political/Government | Shareholder | Against | Did Not Vote |
42 | Ratify Appointment of Independent Auditors | Management | For | Did Not Vote |
43 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
44 | S/H Proposal - Corporate Governance | Shareholder | Against | Did Not Vote |
104
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
45 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Did Not Vote |
46 | 14A Executive Compensation | Management | For | Did Not Vote |
47 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
48 | Miscellaneous Corporate Governance | Management | For | Voted - For |
49 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
50 | Miscellaneous Corporate Governance | Management | For | Voted - For |
51 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
52 | Miscellaneous Corporate Governance | Management | For | Voted - Against |
53 | Miscellaneous Corporate Governance | Management | For | Voted - For |
54 | Miscellaneous Corporate Governance | Management | For | Voted - For |
55 | 14A Executive Compensation | Management | Against | Voted - For |
FIRST SOLAR, INC. | ||||
Security ID: 336433107 Ticker: FSLR | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | Voted - For |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
FREEPORT-MCMORAN INC. | ||||
Security ID: 35671D857 Ticker: FCX | ||||
Meeting Date: 08-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
105
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
GENERAL MOTORS COMPANY | ||||
Security ID: 37045V100 Ticker: GM | ||||
Meeting Date: 14-Jun-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | S/H Proposal - Report/Reduce Greenhouse Gas | |||
Emissions | Shareholder | Against | Voted - For | |
5 | 14A Executive Compensation | Management | For | Voted - For |
GILEAD SCIENCES, INC. | ||||
Security ID: 375558103 Ticker: GILD | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
HONEYWELL INTERNATIONAL INC. | ||||
Security ID: 438516106 Ticker: HON | ||||
Meeting Date: 21-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
106
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
JACK IN THE BOX INC. | ||||
Security ID: 466367109 Ticker: JACK | ||||
Meeting Date: 26-Feb-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
JOHNSON & JOHNSON | ||||
Security ID: 478160104 Ticker: JNJ | ||||
Meeting Date: 22-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - For |
107
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
6 | S/H Proposal - Executive Compensation | Shareholder | Against | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - Against |
JPMORGAN CHASE & CO. | ||||
Security ID: 46625H100 Ticker: JPM | ||||
Meeting Date: 18-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
5 | Amend Stock Compensation Plan | Management | For | Voted - For |
6 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
8 | S/H Proposal - Gender Pay Equality | Shareholder | Against | Voted - For |
LENNAR CORPORATION | ||||
Security ID: 526057104 Ticker: LEN | ||||
Meeting Date: 07-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - Against |
108
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MCCORMICK & COMPANY, INCORPORATED | ||||
Security ID: 579780206 Ticker: MKC | ||||
Meeting Date: 31-Mar-21 | ||||
1 | Miscellaneous Corporate Actions | Management | For | Did Not Vote |
MCDONALD'S CORPORATION | ||||
Security ID: 580135101 Ticker: MCD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
3 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
MEDTRONIC PLC | ||||
Security ID: G5960L103 Ticker: MDT | ||||
Meeting Date: 11-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - Against |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
109
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
4 | Stock Issuance | Management | For | Voted - For |
5 | Authorize Directors to Repurchase Shares | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
MICROSOFT CORPORATION | ||||
Security ID: 594918104 Ticker: MSFT | ||||
Meeting Date: 02-Dec-20 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
4 | 14A Executive Compensation | Management | For | Voted - For |
NEWMONT CORPORATION | ||||
Security ID: 651639106 Ticker: NEM | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
110
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
NEXTERA ENERGY PARTNERS, LP | ||||
Security ID: 65341B106 Ticker: NEP | ||||
Meeting Date: 20-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
OASIS PETROLEUM INC | ||||
Security ID: 674215207 Ticker: OAS | ||||
Meeting Date: 28-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
PAYPAL HOLDINGS, INC. | ||||
Security ID: 70450Y103 Ticker: PYPL | ||||
Meeting Date: 26-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
111
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
PEPSICO, INC. | ||||
Security ID: 713448108 Ticker: PEP | ||||
Meeting Date: 05-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Create Threshold as to Number of | |||
Shares Held to be Director | Shareholder | Against | Voted - For | |
3 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
4 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
6 | 14A Executive Compensation | Management | For | Voted - For |
PUBLIC STORAGE | ||||
Security ID: 74460D109 Ticker: PSA | ||||
Meeting Date: 26-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Approve Charter Amendment | Management | For | Voted - For |
4 | Approve Stock Compensation Plan | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
112
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
SIMON PROPERTY GROUP, INC. | ||||
Security ID: 828806109 Ticker: SPG | ||||
Meeting Date: 12-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
STANLEY BLACK & DECKER, INC. | ||||
Security ID: 854502853 Ticker: BKDKP | ||||
Meeting Date: 10-May-21 | ||||
1 | Eliminate Supermajority Requirements | Management | For | Voted - For |
THE HOME DEPOT, INC. | ||||
Security ID: 437076102 Ticker: HD | ||||
Meeting Date: 20-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6 | 14A Executive Compensation | Management | For | Voted - For |
113
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
THE SHERWIN-WILLIAMS COMPANY | ||||
Security ID: 824348106 Ticker: SHW | ||||
Meeting Date: 21-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - For |
THE WALT DISNEY COMPANY | ||||
Security ID: 254687106 Ticker: DIS | ||||
Meeting Date: 09-Mar-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
3 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
4 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
5 | 14A Executive Compensation | Management | For | Voted - For |
WEC ENERGY GROUP, INC. | ||||
Security ID: 92939U106 Ticker: WEC | ||||
Meeting Date: 06-May-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
114
Westwood Total Return Fund
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Option Plan | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
WELLS FARGO & COMPANY | ||||
Security ID: 949746101 Ticker: WFC | ||||
Meeting Date: 27-Apr-21 | ||||
1.1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
1.12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | S/H Proposal - Change Compensation Structure | Shareholder | Against | Voted - Against |
3 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Voted - Against |
6 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
7 | 14A Executive Compensation | Management | For | Voted - For |
WHITING PETROLEUM CORPORATION | ||||
Security ID: 966387508 Ticker: WLL | ||||
Meeting Date: 11-May-21 | ||||
1.1 | Election of Directors | Management | For | Voted - For |
1.2 | Election of Directors | Management | For | Voted - For |
1.3 | Election of Directors | Management | For | Voted - For |
1.4 | Election of Directors | Management | For | Voted - For |
1.5 | Election of Directors | Management | For | Voted - For |
1.6 | Election of Directors | Management | For | Voted - For |
1.7 | Election of Directors | Management | For | Voted - For |
2 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3 | 14A Executive Compensation | Management | For | Voted - Against |
115
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 20, 2021
116