UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
DWS Climate Change Fund and DWS Health Care Fund
Each a Series of DWS Securities Trust
Investment Company Act file number 811-02021
DWS Securities Trust
(Exact name of registrant as specified in charter)
345 Park Avenue
New York, NY 10154
(Address of principal executive offices) (Zip code)
John Millette
Secretary
One Beacon Street
Boston, MA 02108-3106
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-295-1000
Date of fiscal year end: 05/31
DWS Climate Change Fund
DWS Health Care Fund
Date of reporting period: 7/1/09-6/30/10
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-02021
Reporting Period: 07/01/2009 - 06/30/2010
DWS Securities Trust
========================== A DWS HEALTH CARE FUND ===========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: FEB 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R.J. Alpern For For Management
1.2 Elect Director R.S. Austin For For Management
1.3 Elect Director W.M. Daley For For Management
1.4 Elect Director W.J. Farrell For For Management
1.5 Elect Director H.L. Fuller For For Management
1.6 Elect Director W.A. Osborn For For Management
1.7 Elect Director D.A.L. Owen For For Management
1.8 Elect Director R.S. Roberts For For Management
1.9 Elect Director S.C. Scott, III For For Management
1.10 Elect Director W.D. Smithburg For For Management
1.11 Elect Director G.F. Tilton For For Management
1.12 Elect Director M.D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
4 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
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ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Kelley For For Management
1.2 Elect Director Sandra Panem For For Management
1.3 Elect Director Wise Young For For Management
2 Ratify Auditors For For Management
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank M. Clark For For Management
2 Elect Director Betsy Z. Cohen For For Management
3 Elect Director Molly J. Coye For For Management
4 Elect Director Roger N. Farah For For Management
5 Elect Director Barbara Hackman Franklin For For Management
6 Elect Director Jeffrey E. Garten For For Management
7 Elect Director Earl G. Graves For For Management
8 Elect Director Gerald Greenwald For For Management
9 Elect Director Ellen M. Hancock For For Management
10 Elect Director Richard J. Harrington For For Management
11 Elect Director Edward J. Ludwig For For Management
12 Elect Director Joseph P. Newhouse For For Management
13 Elect Director Ronald A. Williams For For Management
14 Ratify Auditors For For Management
15 Approve Omnibus Stock Plan For For Management
16 Approve Non-Employee Director Omnibus For For Management
Stock Plan
17 Amend Executive Incentive Bonus Plan For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Require Independent Board Chairman Against Against Shareholder
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AFFYMAX, INC.
Ticker: AFFY Security ID: 00826A109
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen LaPorte For For Management
1.2 Elect Director Keith R. Leonard For For Management
1.3 Elect Director Christi van Heek For For Management
2 Ratify Auditors For For Management
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ALCON INC.
Ticker: ACL Security ID: H01301102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 3.95 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Ratify KPMG AG as Auditors For For Management
5 Ratify OBT AG as Special Auditors For For Management
6.1 Amend Articles Re: Share Certificates For For Management
due to New Swiss Federal Act on
Intermediated Securities
6.2 Amend Articles Re: Increase Board Terms For For Management
to Four Years
7.1 Reelect Werner Bauer as Director For For Management
7.2 Reelect Francisco Castaner as Director For Against Management
7.3 Reelect Lodewijk J.R. de Wink as For For Management
Director
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Bell For For Management
1.2 Elect Director Max Link For For Management
1.3 Elect Director William R. Keller For For Management
1.4 Elect Director Joseph A. Madri For For Management
1.5 Elect Director Larry L. Mathis For For Management
1.6 Elect Director R. Douglas Norby For For Management
1.7 Elect Director Alvin S. Parven For For Management
1.8 Elect Director Andreas Rummelt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael R. Gallagher For For Management
2 Elect Director Gavin S. Herbert For For Management
3 Elect Director Dawn Hudson For For Management
4 Elect Director Stephen J. Ryan, MD For For Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement For For Management
Relating to the Removal of Directors
7 Reduce Supermajority Vote Requirement For For Management
Relating to Business Combinations
8 Reduce Supermajority Vote Requirement For For Management
Relating to Amendments to Certificate
of Incorporation
9 Amend Articles of Incorporation to For For Management
Update and Simplify Provisions
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ALLOS THERAPEUTICS, INC.
Ticker: ALTH Security ID: 019777101
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.J. Hoffman For For Management
1.2 Elect Director Paul L. Berns For For Management
1.3 Elect Director Nishan De Silva For For Management
1.4 Elect Director Jeffrey R. Latts For For Management
1.5 Elect Director Jonathan S. Leff For For Management
1.6 Elect Director Timothy P. Lynch For For Management
1.7 Elect Director David M. Stout For For Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Ratify Auditors For For Management
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ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly J. Barlow For For Management
1.2 Elect Director Sir Dominic Cadbury For For Management
1.3 Elect Director Cory A. Eaves For For Management
1.4 Elect Director Marcel L. "Gus" Gamache For For Management
1.5 Elect Director Philip D. Green For For Management
1.6 Elect Director John King For For Management
1.7 Elect Director Michael J. Kluger For For Management
1.8 Elect Director Mike Lawrie For For Management
1.9 Elect Director Glen E. Tullman For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
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AMAG PHARMACEUTICALS, INC.
Ticker: AMAG Security ID: 00163U106
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph V. Bonventre For For Management
1.2 Elect Director Michael Narachi For For Management
1.3 Elect Director Brian J.G. Pereira For For Management
1.4 Elect Director Robert J. Perez For For Management
1.5 Elect Director Lesley Russell For For Management
1.6 Elect Director Davey S. Scoon For For Management
1.7 Elect Director Ron Zwanziger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
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AMGEN, INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dr. David Baltimore For For Management
2 Elect Director Frank J. Biondi, Jr. For For Management
3 Elect Director Francois De Carbonnel For For Management
4 Elect Director Jerry D. Choate For For Management
5 Elect Director Dr. Vance D. Coffman For For Management
6 Elect Director Frederick W. Gluck For For Management
7 Elect Director Dr. Rebecca M. Henderson For For Management
8 Elect Director Frank C. Herringer For For Management
9 Elect Director Dr. Gilbert S. Omenn For For Management
10 Elect Director Judith C. Pelham For For Management
11 Elect Director Adm. J. Paul Reason, USN For For Management
(Retired)
12 Elect Director Leonard D. Schaeffer For For Management
13 Elect Director Kevin W. Sharer For For Management
14 Ratify Auditors For For Management
15 Provide Right to Act by Written Consent Against For Shareholder
16 Stock Retention/Holding Period Against Against Shareholder
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AMYLIN PHARMACEUTICALS, INC.
Ticker: AMLN Security ID: 032346108
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian Adams For For Management
1.2 Elect Director Teresa Beck For For Management
1.3 Elect Director M. Kathleen Behrens, For For Management
Ph.D.
1.4 Elect Director Daniel M. Bradbury For For Management
1.5 Elect Director Paul N. Clark For For Management
1.6 Elect Director Paulo F. Costa For For Management
1.7 Elect Director Alexander Denner, Ph.D. For For Management
1.8 Elect Director Karin Eastham For For Management
1.9 Elect Director James R. Gavin III, For For Management
M.D., Ph.D.
1.10 Elect Director Jay S. Skyler, M.D. For For Management
1.11 Elect Director Joseph P. Sullivan For For Management
2 Ratify Auditors For For Management
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ARDEA BIOSCIENCES, INC.
Ticker: RDEA Security ID: 03969P107
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry J. Fuchs For For Management
1.2 Elect Director Craig A. Johnson For For Management
1.3 Elect Director John W. Poyhonen For For Management
1.4 Elect Director Barry D. Quart For For Management
1.5 Elect Director Jack S. Remington For For Management
1.6 Elect Director Kevin C. Tang For For Management
1.7 Elect Director Felix J. Baker For For Management
2 Ratify Auditors For For Management
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ARQULE, INC.
Ticker: ARQL Security ID: 04269E107
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Loberg For For Management
1.2 Elect Director Nancy A. Simonian For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
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AUXILIUM PHARMACEUTICALS, INC.
Ticker: AUXL Security ID: 05334D107
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf A. Classon For For Management
1.2 Elect Director Al Altomari For For Management
1.3 Elect Director Armando Anido For For Management
1.4 Elect Director Edwin A. Bescherer, Jr. For For Management
1.5 Elect Director Philippe O. Chambon For For Management
1.6 Elect Director Oliver S. Fetzer For For Management
1.7 Elect Director Paul A. Friedman For For Management
1.8 Elect Director Renato Fuchs For For Management
1.9 Elect Director William T. McKee For For Management
2 Amend Qualified Employee Stock Purchase For For Management
Plan
3 Ratify Auditors For For Management
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BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Blake E. Devitt For For Management
2 Elect Director John D. Forsyth For For Management
3 Elect Director Gail D. Fosler For For Management
4 Elect Director Carole J. Shapazian For For Management
5 Ratify Auditors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
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BECKMAN COULTER, INC.
Ticker: BEC Security ID: 075811109
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Funari For For Management
1.2 Elect Director Charles A. Haggerty For For Management
1.3 Elect Director William N. Kelly, Ph.D. For For Management
2 Ratify Auditors For For Management
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: DEC 11, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry P. Becton, Jr. For For Management
1.2 Elect Director Edward F. Degraan For For Management
1.3 Elect Director Claire M. Fraser-liggett For For Management
1.4 Elect Director Edward J. Ludwig For For Management
1.5 Elect Director Adel A.F. Mahmoud For For Management
1.6 Elect Director James F. Orr For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Bertram L. Scott For For Management
2 Ratify Auditors For For Management
3 Company-Specific--Approval Of A By-law For For Management
Amendment Regarding Special
Shareholdermeetings
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Provide for Cumulative Voting Against For Shareholder
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BIOGEN IDEC INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nancy L. Leaming For For Management
2 Elect Director Brian S. Posner For For Management
3 Elect Director Eric K. Rowinsky For For Management
4 Elect Director Stephen A. Sherwin For For Management
5 Ratify Auditors For For Management
6 Amend Non-Employee Director Omnibus For For Management
Stock Plan
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BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Miachael Grey For For Management
1.3 Elect Director Elaine J. Heron, Ph.D. For For Management
1.4 Elect Director Pierre Lapalme For For Management
1.5 Elect Director V. Bryan Lawlis, Ph.D. For For Management
1.6 Elect Director Alan J. Lewis, Ph.D. For For Management
1.7 Elect Director Richard Meier For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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BIOVAIL CORPORATION
Ticker: BVF Security ID: 09067J109
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Douglas J.P. Squires as Director For For Management
1.2 Elect J. Spencer Lanthier as Director For For Management
1.3 Elect Serge Gouin as Director For For Management
1.4 Elect David H. Laidley as Director For For Management
1.5 Elect Mark Parrish as Director For For Management
1.6 Elect Laurence E. Paul as Director For For Management
1.7 Elect Robert N. Power as Director For For Management
1.8 Elect Frank Potter as Director For For Management
1.9 Elect Lloyd M. Segal as Director For For Management
1.10 Elect Louis R. Tull as Director For For Management
1.11 Elect Michael R. Van Every as Director For For Management
1.12 Elect William M. Wells as Director For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lamberto Andreotti For For Management
2 Elect Director Lewis B. Campbell For For Management
3 Elect Director James M. Cornelius For For Management
4 Elect Director Louis J. Freeh For For Management
5 Elect Director Laurie H. Glimcher, M.D For For Management
6 Elect Director Michael Grobstein For For Management
7 Elect Director Leif Johansson For For Management
8 Elect Director Alan J. Lacy For For Management
9 Elect Director Vicki L. Sato, Ph.D. For For Management
10 Elect Director Togo D. West, Jr. For For Management
11 Elect Director R. Sanders Williams, For For Management
M.D.
12 Ratify Auditors For For Management
13 Provide Right to Call Special Meeting For For Management
14 Reduce Supermajority Vote Requirements For For Management
Applicable to Common Stock
15 Reduce Supermajority Vote Requirement For For Management
Applicable to Preferred Stock
16 Increase Disclosure of Executive Against Against Shareholder
Compensation
17 Provide Right to Act by Written Consent Against For Shareholder
18 Report and Set Goals Related to Animal Against Against Shareholder
Use and Testing
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C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore E. Martin For For Management
1.2 Elect Director Anthony Welters For For Management
1.3 Elect Director Tony L. White For For Management
1.4 Elect Director David M. Barrett, Ph.D. For For Management
1.5 Elect Director John C. Kelly For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
4 Prepare Sustainability Report Against Against Shareholder
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CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 4, 2009 Meeting Type: Annual
Record Date: SEP 9, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen F. Arnold For For Management
1.2 Elect Director George S. Barrett For For Management
1.3 Elect Director Glenn A. Britt For For Management
1.4 Elect Director Calvin Darden For For Management
1.5 Elect Director Bruce L. Downey For For Management
1.6 Elect Director John F. Finn For For Management
1.7 Elect Director Gregory B. Kenny For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director David W. Raisbeck For For Management
1.10 Elect Director Jean G. Spaulding For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Performance-Based Equity Awards Against For Shareholder
5 Require Independent Board Chairman Against Against Shareholder
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CARDIOME PHARMA CORP.
Ticker: COM Security ID: 14159U202
Meeting Date: MAY 26, 2010 Meeting Type: Annual/Special
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Robert W. Rieder as Director For For Management
1.2 Elect Jackie M. Clegg as Director For For Management
1.3 Elect Peter W. Roberts as Director For For Management
1.4 Elect Harold H. Shlevin as Director For For Management
1.5 Elect Richard M. Glickman as Director For For Management
1.6 Elect Douglas G. Janzen as Director For For Management
1.7 Elect William L. Hunter as Director For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Incentive Stock Option Plan For For Management
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CELERA CORPORATION
Ticker: CRA Security ID: 15100E106
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard H. Ayers For For Management
2 Elect Director Wayne I. Roe For For Management
3 Elect Director Bennett M. Shapiro For For Management
4 Ratify Auditors For For Management
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CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol J. Barer For For Management
1.2 Elect Director Robert J. Hugin For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director James J. Loughlin For For Management
1.8 Elect Director Ernest Mario For For Management
1.9 Elect Director Walter L. Robb For For Management
2 Ratify Auditors For For Management
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CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Baldino, Jr., For For Management
Ph.D.
1.2 Elect Director William P. Egan For For Management
1.3 Elect Director Martyn D. Greenacre For For Management
1.4 Elect Director Vaughn M. Kailian For For Management
1.5 Elect Director Kevin E. Moley For For Management
1.6 Elect Director Charles A. Sanders, M.D. For For Management
1.7 Elect Director Gail R. Wilensky, Ph.D. For For Management
1.8 Elect Director Dennis L. Winger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
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CEPHEID
Ticker: CPHD Security ID: 15670R107
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Gutshall For For Management
1.2 Elect Director Cristina H. Kepner For For Management
1.3 Elect Director David H. Persing For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
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CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald E Bisbee Jr. For For Management
1.2 Elect Director Linda M. Dillman For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
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CIGNA CORPORATION
Ticker: CI Security ID: 125509109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David M. Cordani For For Management
2 Elect Director Isaiah Harris, Jr. For For Management
3 Elect Director Jane E. Henney, M.D. For For Management
4 Elect Director Donna F. Zarcone For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
7 Approve Non-Employee Director Omnibus For For Management
Stock Plan
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COVIDIEN PLC
Ticker: COV Security ID: G2554F105
Meeting Date: MAR 16, 2010 Meeting Type: Annual
Record Date: JAN 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Craig Arnold as Director For For Management
2b Elect Robert H. Brust as Director For For Management
2c Elect John M. Connors, Jr. as Director For For Management
2d Elect Christopher J. Coughlin as For For Management
Director
2e Elect Timothy M. Donahue as Director For For Management
2f Elect Kathy J. Herbert as Director For For Management
2g Elect Randall J. Hogan, III as Director For For Management
2h Elect Richard J. Meelia as Director For For Management
2i Elect Dennis H. Reilley as Director For For Management
2j Elect Tadataka Yamada as Director For For Management
2k Elect Joseph A. Zaccagnino as Director For For Management
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration Auditors
4 Authorize Share Repurchase Program For For Management
5 Authorize Reissuance of Treasury Shares For For Management
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CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Edwin M. Banks For For Management
2 Elect Director C. David Brown II For For Management
3 Elect Director David W. Dorman For For Management
4 Elect Director Kristen Gibney Williams For For Management
5 Elect Director Marian L. Heard For For Management
6 Elect Director William H. Joyce For For Management
7 Elect Director Jean-Pierre Millon For For Management
8 Elect Director Terrence Murray For For Management
9 Elect Director C.A. Lance Piccolo For For Management
10 Elect Director Sheli Z. Rosenberg For For Management
11 Elect Director Thomas M. Ryan For For Management
12 Elect Director Richard J. Swift For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Provide Right to Call Special Meeting For For Management
16 Report on Political Contributions Against Against Shareholder
17 Adopt Global Warming Principles Against Against Shareholder
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DENDREON CORPORATION
Ticker: DNDN Security ID: 24823Q107
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerardo Canet For For Management
1.2 Elect Director Bogdan Dziurzynski For For Management
1.3 Elect Director Douglas G. Watson For For Management
2 Ratify Auditors For For Management
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ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: APR 19, 2010 Meeting Type: Annual
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Alvarez For For Management
2 Elect Director W. Bischoff For For Management
3 Elect Director R.D. Hoover For For Management
4 Elect Director F.G. Prendergast For For Management
5 Elect Director K.P. Seifert For For Management
6 Ratify Auditors For For Management
7 Declassify the Board of Directors For For Management
8 Reduce Supermajority Vote Requirement For For Management
9 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
10 Prohibit CEOs from Serving on Against Against Shareholder
Compensation Committee
11 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
12 Stock Retention/Holding Period Against Against Shareholder
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EV3 INC.
Ticker: EVVV Security ID: 26928A200
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John K. Bakewell For For Management
2 Elect Director Richard B. Emmitt For For Management
3 Elect Director Douglas W. Kohrs For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
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EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl B. Feldbaum For For Management
1.2 Elect Director Alan M. Garber For For Management
1.3 Elect Director Vincent T. Marchesi For For Management
2 Ratify Auditors For For Management
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EXPRESS SCRIPTS, INC.
Ticker: ESRX Security ID: 302182100
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary G. Benanav For For Management
2 Elect Director Frank J. Borelli For For Management
3 Elect Director Maura C. Breen For For Management
4 Elect Director Nicholas J. LaHowchic For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Frank Mergenthaler For For Management
7 Elect Director Woodrow A Myers, Jr., For For Management
M.D.
8 Elect Director John O. Parker, Jr. For For Management
9 Elect Director George Paz For For Management
10 Elect Director Samuel K. Skinner For For Management
11 Elect Director Seymour Sternberg For For Management
12 Elect Director Barrett A. Toan For For Management
13 Ratify Auditors For For Management
14 Report on Political Contributions Against Against Shareholder
15 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports for Fiscal 2009;
Accept Financial Statements and
Statutory Reports for Fiscal 2009
2 Approve Allocation of Income and For Against Management
Dividends of EUR 0.61 per Common Share
and EUR 0.63 per Preference Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members of Personally
Liable Partner
6 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
7a Approve Creation of EUR 35 Million Pool For For Management
of Capital with Preemptive Rights
7b Approve Creation of EUR 25 Million Pool For For Management
of Capital without Preemptive Rights
8 Amend Articles Re: Convocation of, For For Management
Registration for, Voting Rights
Representation at, and Participation in
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
--------------------------------------------------------------------------------
GEN-PROBE INCORPORATED
Ticker: GPRO Security ID: 36866T103
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl W. Hull For For Management
2 Elect Director Armin M. Kessler For For Management
3 Elect Director Lucy Shapiro, Ph.d. For For Management
4 Ratify Auditors For For Management
5 Ratify Election of Brian A. McNamee For For Management
--------------------------------------------------------------------------------
GENOPTIX, INC.
Ticker: GXDX Security ID: 37243V100
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Curry For For Management
1.2 Elect Director Geoffrey M. Parker For For Management
1.3 Elect Director Andrew E. Senyei For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENZYME CORPORATION
Ticker: GENZ Security ID: 372917104
Meeting Date: JUN 16, 2010 Meeting Type: Proxy Contest
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None None
1.1 Elect Director Douglas A. Berthiaume For For Management
1.2 Elect Director Robert J. Bertolini For For Management
1.3 Elect Director Gail K. Boudreaux For For Management
1.4 Elect Director Robert J. Carpenter For For Management
1.5 Elect Director Charles L. Cooney For For Management
1.6 Elect Director Victor J. Dzau For For Management
1.7 Elect Director Connie Mack, III For For Management
1.8 Elect Director Richard F. Syron For For Management
1.9 Elect Director Henri A. Termeer For For Management
1.10 Elect Director Ralph V. Whitworth For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Provide Right to Call Special Meeting For For Management
6 Ratify Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None None
1.1 Elect Director Steven Burakoff For Did Not Vote Shareholder
1.2 Elect Director Alexander J. Denner For Did Not Vote Shareholder
1.3 Elect Director Carl C. Icahn For Did Not Vote Shareholder
1.4 Elect Director Richard Mulligan For Did Not Vote Shareholder
1.5 Management Nominee - Douglas A. For Did Not Vote Shareholder
Berthiaume
1.6 Management Nominee - Robert J. For Did Not Vote Shareholder
Bertolini
1.7 Management Nominee - Gail K. Boudreaux For Did Not Vote Shareholder
1.8 Management Nominee - Robert J. For Did Not Vote Shareholder
Carpenter
1.9 Management Nominee - Victor J. Dzau For Did Not Vote Shareholder
1.10 Management Nominee - Ralph V. Whitworth For Did Not Vote Shareholder
2 Amend Omnibus Stock Plan For Did Not Vote Management
3 Amend Qualified Employee Stock Purchase For Did Not Vote Management
Plan
4 Amend Non-Employee Director Omnibus Against Did Not Vote Management
Stock Plan
5 Provide Right to Call Special Meeting For Did Not Vote Management
6 Ratify Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Berg For For Management
1.2 Elect Director John F. Cogan For For Management
1.3 Elect Director Etienne F. Davignon For For Management
1.4 Elect Director James M. Denny For For Management
1.5 Elect Director Carla A. Hills For For Management
1.6 Elect Director Kevin E. Lofton For For Management
1.7 Elect Director John W. Madigan For For Management
1.8 Elect Director John C. Martin For For Management
1.9 Elect Director Gordon E. Moore For For Management
1.10 Elect Director Nicholas G. Moore For For Management
1.11 Elect Director Richard J. Whitley For For Management
1.12 Elect Director Gayle E. Wilson For For Management
1.13 Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Engler For For Management
1.2 Elect Director Gregory I. Frost For For Management
1.3 Elect Director Connie L. Matsui For For Management
1.4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HOLOGIC, INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 3, 2010 Meeting Type: Annual
Record Date: JAN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Cumming For For Management
1.2 Elect Director Robert A. Cascella For For Management
1.3 Elect Director Glenn P. Muir For For Management
1.4 Elect Director Sally W. Crawford For For Management
1.5 Elect Director David R. LaVance Jr. For For Management
1.6 Elect Director Nancy L. Leaming For For Management
1.7 Elect Director Lawrence M. Levy For For Management
1.8 Elect Director Elaine S. Ullian For For Management
1.9 Elect Director Wayne Wilson For For Management
2 Ratify Auditors For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
HUMAN GENOME SCIENCES, INC.
Ticker: HGSI Security ID: 444903108
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Danzig For For Management
1.2 Elect Director Jurgen Drews For For Management
1.3 Elect Director Maxine Gowen For For Management
1.4 Elect Director Tuan Ha-Ngoc For For Management
1.5 Elect Director A. N. 'Jerry' Karabelas For For Management
1.6 Elect Director John L. LaMattina For For Management
1.7 Elect Director Augustine Lawlor For For Management
1.8 Elect Director H. Thomas Watkins For For Management
1.9 Elect Director Robert C. Young For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Grint, M.D. For For Management
1.2 Elect Director David R. Walt, Ph.D. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: NOV 11, 2009 Meeting Type: Annual
Record Date: SEP 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Mitchel Sayare, Ph.d. For For Management
2.2 Elect Director David W. Carter For For Management
2.3 Elect Director Mark Skaletsky For For Management
2.4 Elect Director J.j. Villafranca For For Management
2.5 Elect Director Nicole Onetto For For Management
2.6 Elect Director Stephen C. Mccluski For For Management
2.7 Elect Director Richard J. Wallace For For Management
2.8 Elect Director Daniel M. Junius For For Management
2.9 Elect Director Howard H. Pien For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: NOV 24, 2009 Meeting Type: Special
Record Date: OCT 26, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard U. De Schutter For For Management
1.2 Elect Director Barry M. Ariko For For Management
1.3 Elect Director Julian C. Baker For For Management
1.4 Elect Director Paul A. Brooke For For Management
1.5 Elect Director Paul A. Friedman For For Management
1.6 Elect Director John F. Niblack For For Management
1.7 Elect Director Roy A. Whitfield For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INSPIRE PHARMACEUTICALS
Ticker: ISPH Security ID: 457733103
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George B. Abercrombie For For Management
1.2 Elect Director Adrian Adams For For Management
1.3 Elect Director Richard S. Kent For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERMUNE, INC.
Ticker: ITMN Security ID: 45884X103
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Kabakoff For For Management
1.2 Elect Director Daniel G. Welch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary Sue Coleman For For Management
2 Elect Director James G. Culien For For Management
3 Elect Director Michael M. E. Johns For For Management
4 Elect Director Susan L. Lindquist For For Management
5 Elect Director Anne M. Mulcahy For For Management
6 Elect Director Lea F. Mullin For For Management
7 Elect Director William D. Perez For For Management
8 Elect Director Charles Prince For For Management
9 Elect Director David Satcher For For Management
10 Elect Director William C. Welcon For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
13 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
KINETIC CONCEPTS, INC.
Ticker: KCI Security ID: 49460W208
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Dollens For For Management
1.2 Elect Director Catherine M. Burzik For For Management
1.3 Elect Director John P. Byrnes For For Management
1.4 Elect Director Harry R. Jacobson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David P. King For For Management
2 Elect Director Kerrii B. Anderson For For Management
3 Elect Director Jean-Luc Belingard For For Management
4 Elect Director Wendy E. Lane For For Management
5 Elect Director Thomas P. Mac Mahon For For Management
6 Elect Director Robert E. Mittelstaedt, For For Management
Jr.
7 Elect Director Arthur H. Rubenstein For For Management
8 Elect Director M. Keith Weikel For For Management
9 Elect Director R. Sanders Williams For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIFE TECHNOLOGIES CORPORATION
Ticker: LIFE Security ID: 53217V109
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Adam, Jr. For For Management
1.2 Elect Director Raymond V. Dittamore For For Management
1.3 Elect Director Arnold J. Levine, Ph.D. For For Management
1.4 Elect Director Bradley G. Lorimier For For Management
1.5 Elect Director David C. U'Prichard, For For Management
Ph.D.
2 Ratify Auditors For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Eliminate Supermajority Vote For For Management
Requirement
7 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
MASIMO CORP.
Ticker: MASI Security ID: 574795100
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joe Kiani For For Management
1.2 Elect Director Jack Lasersohn For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 22, 2009 Meeting Type: Annual
Record Date: MAY 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andy D. Bryant For For Management
1.2 Elect Director Wayne A. Budd For For Management
1.3 Elect Director John H. Hammergren For For Management
1.4 Elect Director Alton F. Irby, III For For Management
1.5 Elect Director M. Christine Jacobs For For Management
1.6 Elect Director Marie L. Knowles For For Management
1.7 Elect Director David M. Lawrence For For Management
1.8 Elect Director Edward A. Mueller For For Management
1.9 Elect Director Jane E. Shaw For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Adopt a Policy in which the Company Against For Shareholder
will not Make or Promise to Make Any
Death Benefit Payments to Senior
Executives
--------------------------------------------------------------------------------
MEDASSETS, INC.
Ticker: MDAS Security ID: 584045108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bardis For For Management
1.2 Elect Director Harris Hyman, IV For For Management
1.3 Elect Director Terrence J. Mulligan For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MEDCO HEALTH SOLUTIONS, INC.
Ticker: MHS Security ID: 58405U102
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Howard W. Barker, Jr. For For Management
2 Elect Director John L. Cassis For For Management
3 Elect Director Michael Goldstein For For Management
4 Elect Director Charles M. Lillis For For Management
5 Elect Director Myrtle S. Potter For For Management
6 Elect Director William L. Roper For For Management
7 Elect Director David B. Snow, Jr. For For Management
8 Elect Director David D. Stevens For For Management
9 Elect Director Blenda J. Wilson For For Management
10 Ratify Auditors For For Management
11 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
MEDIVATION, INC.
Ticker: MDVN Security ID: 58501N101
Meeting Date: JUN 16, 2010 Meeting Type: Annual
Record Date: APR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel D. Adams For For Management
1.2 Elect Director Gregory H. Bailey For For Management
1.3 Elect Director Kim D. Blickenstaff For For Management
1.4 Elect Director David T. Hung For For Management
1.5 Elect Director W. Anthony Vernon For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDTRONIC, INC.
Ticker: MDT Security ID: 585055106
Meeting Date: AUG 27, 2009 Meeting Type: Annual
Record Date: JUN 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Anderson For For Management
1.2 Elect Director Victor J. Dzau For For Management
1.3 Elect Director William A. Hawkins For For Management
1.4 Elect Director S. Ann Jackson For For Management
1.5 Elect Director Denise M. O'Leary For For Management
1.6 Elect Director Robert C. Pozen For For Management
1.7 Elect Director Jean-pierre Rosso For For Management
1.8 Elect Director Jack W. Schuler For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 589331107
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Leslie A. Brun For For Management
2 Elect Director Thomas R. Cech For For Management
3 Elect Director Richard T. Clark For For Management
4 Elect Director Thomas H. Glocer For For Management
5 Elect Director Steven F. Goldstone For For Management
6 Elect Director William B. Harrison, Jr. For For Management
7 Elect Director Harry R. Jacobson For For Management
8 Elect Director William N. Kelley For For Management
9 Elect Director C. Robert Kidder For For Management
10 Elect Director Rochelle B. Lazarus For For Management
11 Elect Director Carlos E. Represas For For Management
12 Elect Director Patricia F. Russo For For Management
13 Elect Director Thomas E. Shenk For For Management
14 Elect Director Anne M. Tatlock For For Management
15 Elect Director Craig B. Thompson For For Management
16 Elect Director Wendell P. Weeks For For Management
17 Elect Director Peter C. Wendell For For Management
18 Ratify Auditors For For Management
19 Approve Omnibus Stock Plan For For Management
20 Approve Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Spoerry For For Management
2 Elect Director Wah-hui Chu For For Management
3 Elect Director Francis A. Contino For For Management
4 Elect Director Olivier A. Filliol For For Management
5 Elect Director Michael A. Kelly For For Management
6 Elect Director Martin D. Madaus For For Management
7 Elect Director Hans Ulrich Maerki For For Management
8 Elect Director George G. Milne For For Management
9 Elect Director Thomas P. Salice For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYLAN INC.
Ticker: MYL Security ID: 628530107
Meeting Date: MAY 14, 2010 Meeting Type: Annual
Record Date: MAR 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Coury For For Management
1.2 Elect Director Rodney L. Piatt For For Management
1.3 Elect Director Wendy Cameron For For Management
1.4 Elect Director Neil Dimick For For Management
1.5 Elect Director Douglas J. Leech For For Management
1.6 Elect Director Joseph C. Maroon For For Management
1.7 Elect Director Mark W. Parrish For For Management
1.8 Elect Director C.B. Todd For For Management
1.9 Elect Director Randall L. Vanderveen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: NOV 5, 2009 Meeting Type: Annual
Record Date: SEP 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Henderson For For Management
1.2 Elect Director S. Louise Phanstiel For For Management
2 Amend Stock Option Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: FEB 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports, Including
Remuneration Report
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.10 per Share
4.1 Amend Articles Re: Compliance with For Did Not Vote Management
Swiss Federal Act on Intermediated
Securites
4.2 Amend Articles Re: Introduction of a For Did Not Vote Management
Consultative Resolution on the
Remuneration System
5.1 Reelect Marjorie M.T. Yang as Director For Did Not Vote Management
5.2 Reelect Daniel Vasella as Director For Did Not Vote Management
5.3 Reelect Hans-Joerg Rudloff as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert F. Friel For For Management
2 Elect Director Nicholas A. Lopardo For For Management
3 Elect Director Alexis P. Michas For For Management
4 Elect Director James C. Mullen For For Management
5 Elect Director Vicki L. Sato For For Management
6 Elect Director Gabriel Schmergel For For Management
7 Elect Director Kenton J. Sicchitano For For Management
8 Elect Director Patrick J. Sullivan For For Management
9 Elect Director G. Robert Tod For For Management
10 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: FEB 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis A. Ausiello For For Management
2 Elect Director Michael S. Brown For For Management
3 Elect Director M. Anthony Burns For For Management
4 Elect Director Robert N. Burt For For Management
5 Elect Director W. Don Cornwell For For Management
6 Elect Director Frances D. Fergusson For For Management
7 Elect Director William H. Gray III For For Management
8 Elect Director Constance J. Horner For For Management
9 Elect Director James M. Kilts For For Management
10 Elect Director Jeffrey B. Kindler For For Management
11 Elect Director George A. Lorch For For Management
12 Elect Director John P. Mascotte For For Management
13 Elect Director Suzanne Nora Johnson For For Management
14 Elect Director Stephen W. Sanger For For Management
15 Elect Director William C. Steere, Jr. For For Management
16 Ratify Auditors For For Management
17 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
18 Provide Right to Call Special Meeting For For Management
19 Prohibit Executive Stock-Based Awards Against Against Shareholder
--------------------------------------------------------------------------------
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
Ticker: PPDI Security ID: 717124101
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart Bondurant For For Management
1.2 Elect Director Fredric N. Eshelman For For Management
1.3 Elect Director Frederick Frank For For Management
1.4 Elect Director General David L. Grange For For Management
1.5 Elect Director Catherine M. Klema For For Management
1.6 Elect Director Terry Magnuson For For Management
1.7 Elect Director Ernest Mario For For Management
1.8 Elect Director John A. McNeill, Jr. For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Baldwin For For Management
1.2 Elect Director Surya N. Mohapatra For For Management
1.3 Elect Director Gary M. Pfeiffer For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUESTCOR PHARMACEUTICALS, INC.
Ticker: QCOR Security ID: 74835Y101
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: APR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don M. Bailey For For Management
1.2 Elect Director Neal C. Bradsher For For Management
1.3 Elect Director Stephen C. Farrell For For Management
1.4 Elect Director Louis Silverman For For Management
1.5 Elect Director Virgil D. Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2010 Meeting Type: Annual
Record Date: APR 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard S. Schleifer For For Management
1.2 Elect Director Eric M. Shooter For For Management
1.3 Elect Director George D. Yancopoulos For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RESMED INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 18, 2009 Meeting Type: Annual
Record Date: SEP 21, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Farrell For For Management
2 Elect Director Gary Pace For For Management
3 Elect Director Ronald Taylor For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock Purchase For For Management
Plan
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Deleage For For Management
1.2 Elect Director Peter S. Ringrose For For Management
1.3 Elect Director Bradford S. Goodwin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SALIX PHARMACEUTICALS, LTD.
Ticker: SLXP Security ID: 795435106
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Chappell For For Management
1.2 Elect Director Thomas W. D?Alonzo For For Management
1.3 Elect Director Richard A. Franco, Sr. For For Management
1.4 Elect Director William P. Keane For For Management
1.5 Elect Director Carolyn J. Logan For For Management
1.6 Elect Director Mark A. Sirgo For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SAVIENT PHARMACEUTICALS, INC
Ticker: SVNT Security ID: 80517Q100
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert Conrad For For Management
1.2 Elect Director Ginger Constantine For For Management
1.3 Elect Director Alan L. Heller For For Management
1.4 Elect Director Stephen O. Jaeger For For Management
1.5 Elect Director Joseph Klein III For For Management
1.6 Elect Director Lee S. Simon For For Management
1.7 Elect Director Virgil Thompson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHERING-PLOUGH CORP.
Ticker: SGP Security ID: 806605101
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUN 22, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
SHIRE PLC
Ticker: SHP Security ID: 82481R106
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect David Stout as Director For For Management
4 Elect William Burns as Director For For Management
5 Reappoint Deloitte LLP as Auditors For For Management
6 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Authorise Issue of Equity with For For Management
Pre-emptive Rights
8 Amend the Portfolio Share Plan For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase For For Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 7, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For For Management
1.2 Elect Director Barbara B. Hill For For Management
1.3 Elect Director Michael A. Rocca For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard E. Cox, Jr. For For Management
1.2 Elect Director Srikant M. Datar, Ph.D. For For Management
1.3 Elect Director Donald M. Engelman, For For Management
Ph.D.
1.4 Elect Director Louise L. Francesconi For For Management
1.5 Elect Director Howard L. Lance For For Management
1.6 Elect Director Stephen P. MacMillan For For Management
1.7 Elect Director William U. Parfet For For Management
1.8 Elect Director Ronda E. Stryker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERAVANCE, INC.
Ticker: THRX Security ID: 88338T104
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick E Winningham For For Management
1.2 Elect Director Jeffrey M. Drazan For For Management
1.3 Elect Director Robert V. Gunderson, Jr. For For Management
1.4 Elect Director Arnold J. Levine, Ph.D. For For Management
1.5 Elect Director Burton G. Malkiel, Ph.D. For For Management
1.6 Elect Director Peter S. Ringrose, Ph.D. For For Management
1.7 Elect Director William H. Waltrip For For Management
1.8 Elect Director George M. Whitesides, For For Management
Ph.D.
1.9 Elect Director William D. Young, Ph.D. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Marc N. Casper For For Management
2 Elect Director Tyler Jacks For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 28, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Causey For For Management
1.2 Elect Director Richard Giltner For For Management
1.3 Elect Director R. Paul Gray For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: MAY 24, 2010 Meeting Type: Annual
Record Date: MAR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director William C. Ballard, Jr. For For Management
2 Elect Director Richard T. Burke For For Management
3 Elect Director Robert J. Darretta For For Management
4 Elect Director Stephen J. Hemsley For For Management
5 Elect Director Michele J. Hooper For For Management
6 Elect Director Douglas W. Leatherdale For For Management
7 Elect Director Glenn M. Renwick For For Management
8 Elect Director Kenneth I. Shine For For Management
9 Elect Director Gail R. Wilensky For For Management
10 Ratify Auditors For For Management
11 Report on Lobbying Expenses Against Against Shareholder
12 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS INC
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 11, 2010 Meeting Type: Annual
Record Date: DEC 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Seely Brown For For Management
1.2 Elect Director R. Andrew Eckert For For Management
1.3 Elect Director Mark R. Laret For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Boger For For Management
1.2 Elect Director Charles A. Sanders For For Management
1.3 Elect Director Elaine S. Ullian For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VIVUS, INC.
Ticker: VVUS Security ID: 928551100
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leland F. Wilson For For Management
1.2 Elect Director Peter Y. Tam For For Management
1.3 Elect Director Mark B. Logan For For Management
1.4 Elect Director Charles J. Casamento For For Management
1.5 Elect Director L.M. Dairiki Shortliffe For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Michael J. Berendt For For Management
1.3 Elect Director Douglas A. Berthiaume For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Laurie H. Glimcher For For Management
1.6 Elect Director Christopher A. Kuebler For For Management
1.7 Elect Director William J. Miller For For Management
1.8 Elect Director Joann A. Reed For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WELLPOINT, INC.
Ticker: WLP Security ID: 94973V107
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sheila P. Burke For For Management
2 Elect Director George A. Schaefer, Jr. For For Management
3 Elect Director Jackie M. Ward For For Management
4 Ratify Auditors For For Management
5 Report on Conversion to Non-Profit Against Against Shareholder
Status
6 Report on Lobbying Expenses Against Against Shareholder
7 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
8 Reincorporate in Another State [from Against For Shareholder
Indiana to Delaware]
--------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP
Ticker: WMGI Security ID: 98235T107
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary D. Blackford For For Management
1.2 Elect Director Carmen L. Dierson For For Management
1.3 Elect Director Martin J. Emerson For For Management
1.4 Elect Director Lawrence W. Hamilton For For Management
1.5 Elect Director Gary D. Henley For For Management
1.6 Elect Director John L. Miclot For For Management
1.7 Elect Director Amy S. Paul For For Management
1.8 Elect Director Robert J. Quillinan For For Management
1.9 Director David D. Stevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WYETH
Ticker: WYE Security ID: 983024100
Meeting Date: JUL 20, 2009 Meeting Type: Annual
Record Date: JUN 5, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3.1 Elect Director Robert M. Amen For For Management
3.2 Elect Director Michael J. Critelli For For Management
3.3 Elect Director Frances D. Fergusson For For Management
3.4 Elect Director Victor F. Ganzi For For Management
3.5 Elect Director Robert Langer For For Management
3.6 Elect Director John P. Mascotte For For Management
3.7 Elect Director Raymond J. McGuire For For Management
3.8 Elect Director Mary Lake Polan For For Management
3.9 Elect Director Bernard Poussot For For Management
3.10 Elect Director Gary L. Rogers For For Management
3.11 Elect Director John R. Torell III For For Management
4 Ratify Auditors For For Management
5 Report on Political Contributions Against Against Shareholder
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
ZIMMER HOLDINGS, INC.
Ticker: ZMH Security ID: 98956P102
Meeting Date: MAY 3, 2010 Meeting Type: Annual
Record Date: MAR 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Betsy J. Bernard For For Management
2 Elect Director Marc N. Casper For For Management
3 Elect Director David C. Dvorak For For Management
4 Elect Director Larry C. Glasscock For For Management
5 Elect Director Robert A. Hagemann For For Management
6 Elect Director Arthur J. Higgins For For Management
7 Elect Director John L. McGoldrick For For Management
8 Elect Director Cecil B. Pickett, Ph.D. For For Management
9 Ratify Auditors For For Management
========================= D DWS CLIMATE CHANGE FUND =========================
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None Did Not Vote Management
Statutory Reports (Non-Voting)
2.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2.2 Approve Remuneration Report For Did Not Vote Management
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Approve Allocation of Income, Omission For Did Not Vote Management
of Dividends, and Transfer of CHF 340
Million from Legal Reserves to Free
Reserves
5 Approve CHF 34.9 Million Reduction in For Did Not Vote Management
Share Capital via Cancellation of
Repurchased Shares
6 Approve CHF 1.2 Billion Reduction in For Did Not Vote Management
Share Capital and Repayment of CHF 0.51
per Share
7 Amend Articles Re: Share Ownership For Did Not Vote Management
Requirement for Proposing Agenda Items
8.1 Amend Articles Re: Share Certificates For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
8.2 Amend Articles Re: Contributions in For Did Not Vote Management
Kind
9.1 Reelect Roger Agnelli as Director For Did Not Vote Management
9.2 Reelect Louis Hughes as Director For Did Not Vote Management
9.3 Reelect Hans Maerki as Director For Did Not Vote Management
9.4 Reelect Michel de Rosen as Director For Did Not Vote Management
9.5 Reelect Michael Ireschow as Director For Did Not Vote Management
9.6 Reelect Bernd Voss as Director For Did Not Vote Management
9.7 Reelect Jacob Wallenberg as Director For Did Not Vote Management
9.8 Reelect Hubertus von Gruenberg as For Did Not Vote Management
Director
10 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
ABENGOA S.A.
Ticker: ABG Security ID: E0002V179
Meeting Date: APR 10, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements for Fiscal Year
2009; Approve Discharge of Directors
2 Approve Allocation of Income for Fiscal For For Management
Year 2009
3.1 Re-elect Mercedes Gracia Diez as a For For Management
Director for a Four-Year Term
3.2 Re-elect Jose Borrel Fontelles as a For For Management
Director for a Four-Year Term
4 Re-elect or Ratify Auditor for 2010 For For Management
5 Approve Board Remuneration Report For For Management
6 Authorize Board to Increase Capital For For Management
Without Preemptive Rights in Accordance
with Article 153.1b and 159.2 of the
Spanish Company Law; Void Authorization
to Increase Capital Granted at AGM Held
on April 6, 2008
7 Authorize Issuance of Convertible and For For Management
Non-convertible Bonds/Debentures and/or
Debt Securities with Possibility of
Partial or Full Exclusion of Preemptive
Rights; Void Previous Authorization
8 Authorize Repurchase of Shares; Void For For Management
Previous Authorization
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
10 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francisco R. Gros For For Management
1.2 Elect Director Gerald B. Johanneson For For Management
1.3 Elect Director George E. Minnich For For Management
1.4 Elect Director Curtis E. Moll For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AGRIUM INC.
Ticker: AGU Security ID: 008916108
Meeting Date: MAY 12, 2010 Meeting Type: Annual/Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph S. Cunningham For For Management
1.2 Elect Director Germaine Gibara For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Susan A. Henry For For Management
1.5 Elect Director Russell J. Horner For For Management
1.6 Elect Director A. Anne McLellan For For Management
1.7 Elect Director David J. Lesar For For Management
1.8 Elect Director John E. Lowe For For Management
1.9 Elect Director Derek G. Pannell For For Management
1.10 Elect Director Frank W. Proto For For Management
1.11 Elect Director Michael M. Wilson For For Management
1.12 Elect Director Victor J. Zaleschuk For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Shareholder Rights Plan For Against Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
ALSTOM
Ticker: ALO Security ID: F0259M475
Meeting Date: JUN 22, 2010 Meeting Type: Annual/Special
Record Date: JUN 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.24 per Share
4 Approve Auditors' Special Report For For Management
Regarding Related-Party Transactions
5 Reelect Olivier Bouygues as Director For Against Management
6 Reelect Bouygues Company as Director For Against Management
7 Reelect Georges Chodron de Courcel as For Against Management
Director
8 Elect Lalita D. Gupte as Director For For Management
9 Elect Katrina Landis as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 900,000
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 600 Million
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
14 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Acquisitions
15 Approve Employee Stock Purchase Plan For Against Management
16 Approve Stock Purchase Plan Reserved For Against Management
for Employees of International
Subsidiaries
17 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plan
18 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Stock Option Plan
19 Amend Article 7 of Bylaws Re: For Against Management
Shareholding Disclosure Threshold
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORP.
Ticker: AMSC Security ID: 030111108
Meeting Date: AUG 6, 2009 Meeting Type: Annual
Record Date: JUN 8, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Yurek For For Management
1.2 Elect Director Vikram S. Budhraja For For Management
1.3 Elect Director Peter O. Crisp For For Management
1.4 Elect Director Richard Drouin For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
1.6 Elect Director John B. Vander Sande For For Management
1.7 Elect Director John W. Wood, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock Purchase For For Management
Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nobuo Yamaguchi For For Management
1.2 Elect Director Ichirou Itou For For Management
1.3 Elect Director Taketsugu Fujiwara For For Management
1.4 Elect Director Tsutomu Inada For For Management
1.5 Elect Director Koji Fujiwara For For Management
1.6 Elect Director Yuuji Mizuno For For Management
1.7 Elect Director Masanori Mizunaga For For Management
1.8 Elect Director Yuuzou Seto For For Management
1.9 Elect Director Kouji Kodama For For Management
1.10 Elect Director Morio Ikeda For For Management
2 Appoint Alternate Statutory Auditor For For Management
Hiroshi Homma
3 Approve Retirement Bonus Payment for For For Management
Directors
--------------------------------------------------------------------------------
BKW FMB ENERGIE AG
Ticker: BKWN Security ID: H07815154
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Share Re-registration Consent For Did Not Vote Management
--------------------------------------------------------------------------------
BKW FMB ENERGIE AG
Ticker: BKWN Security ID: H07815154
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.50 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Elect Urs Gasche as Director For Did Not Vote Management
5 Ratify Ernst & Young AG as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jere A. Drummond For For Management
1.2 Elect Director Timothy M. Manganello For For Management
1.3 Elect Director John R. Mckernan, Jr. For For Management
1.4 Elect Director Ernest J. Novak, Jr. For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BUCHER INDUSTRIES AG (FORMERLY BUCHER HOLDINGS AG)
Ticker: BUCN Security ID: H10914176
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.00 per Share
4a Reelect Thomas Bechtler as Director For Did Not Vote Management
4b Elect Rolf Broglie as Director For Did Not Vote Management
4c Elect Anita Hauser as Director For Did Not Vote Management
5 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Jorge Born, Jr. as Director For For Management
1b Elect Bernard de La Tour D'Auvergne For For Management
Lauraguais as Director
1c Elect William Engels as Director For For Management
1d Elect L. Patrick Lupo as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Bunge Limited Annual Incentive For For Management
Plan
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
BYD COMPANY LTD
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 8, 2009 Meeting Type: Special
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Initial Public For For Management
Offering and Listing of A Shares
2 Aithorize Board to Deal with Matters For For Management
for Initial Public Offering and Listing
of A Shares
3 Amend Articles of Association For For Management
4 Appoint Ernst and Young Hua Ming as For For Management
Accountants for the A Share Issue and
Authorize Board to Fix Their
Remuneration
5 Approve Provision of Guarantees for the For Against Management
Company's Domestic Subsidiaries
6 Approve the Amendment of Usage For For Management
Management System of Funds Raised of
BYD Co. Ltd.
--------------------------------------------------------------------------------
BYD COMPANY LTD
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 8, 2009 Meeting Type: Special
Record Date: AUG 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Initial Public For For Management
Offering and Listing of A Shares
2 Authorize Board to Deal with Matters For For Management
for Initial Public Offering and Listing
of A Shares
--------------------------------------------------------------------------------
BYD COMPANY LTD.
Ticker: 1211 Security ID: Y1023R104
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Proposal for Appropriation of For For Management
Profit
5 Reappoint Ernst and Young as For For Management
International Auditors and Authorize
the Board to Fix Their Remuneration
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Provision of Joint Liability For Against Management
Guarantees for Domestic Subsidiaries in
Respect of Bank Loans
9 Approve Pledging of Shares to Secure For For Management
Borrowings
10 Other Business (Voting) For Against Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Issuance by the Directors of For Against Management
BYD Electronic (International) Co. Ltd.
of Equity or Equity-Linked Securities
without Preemptive Rights
--------------------------------------------------------------------------------
CALGON CARBON CORPORATION
Ticker: CCC Security ID: 129603106
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Cruickshank For For Management
1.2 Elect Director Julie S. Roberts For For Management
1.3 Elect Director J. Rich Alexander For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael R. Armellino as Director For For Management
1.2 Elect A. Charles Baillie as Director For For Management
1.3 Elect Hugh J. Bolton as Director For For Management
1.4 Elect Gordon D. Giffin as Director For For Management
1.5 Elect Edith E. Holiday as Director For For �� Management
1.6 Elect V. Maureen Kempston Darkes as For For Management
Director
1.7 Elect Denis Losier as Director For For Management
1.8 Elect Edward C. Lumley as Director For For Management
1.9 Elect David G.A. McLean as Director For For Management
1.10 Elect Claude Mongeau as Director For For Management
1.11 Elect Robert Pace as Director For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTROTHERM PHOTOVOLTAICS AG
Ticker: CTN Security ID: D1498H105
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: JUN 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify ROEVERBROENNER GmbH & Co. KG as For For Management
Auditors for Fiscal 2010
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 250
Million; Approve Creation of EUR 2.1
Million Pool of Capital to Guarantee
Conversion Rights
8 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 1.5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
9 Approve Remuneration System for For Against Management
Management Board Members
10 Amend Articles Re: Registration for For For Management
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors for the Year Ended Dec. 31,
2009.
2 Accept Supervisory Board's for the Year For For Management
Ended Dec. 31, 2009.
3 Approve Audited Financial Statements For For Management
and the Auditor's Report for the Year
Ended Dec. 31, 2009
4 Accept Final Accounts for the Year For For Management
Ended Dec. 31, 2009
5 Accept the Budget Report for the Year For For Management
Ended Dec. 31 2009
6 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2009
7 Approve Remuneration of Directors and For For Management
Supervisors for the Year 2010
8 Approve RSM China Certified Public For For Management
Accountants Co. Ltd. and KPMG as PRC
Auditors and Overseas Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
9 Approve Issuance of Corporate Bonds Up For For Management
to RMB 7 Billion
10 Approve Issuance of Short-Term For For Management
Debentures Up to RMB 8.9 Billion
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD.
Ticker: 916 Security ID: Y1501T101
Meeting Date: JUN 28, 2010 Meeting Type: Special
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions, i.e.
Provision of Products and Services from
the Company and its Subsidiaries to
China Guodian Corporation, Under the
Guodian Master Agreement
2 Approve Revised Annual Cap of the For For Management
Continuing Connected Transactions, i.e.
Provision of Products and Services from
Guodian to the Company and its
Subsidiaries, Under the Guodian Master
Agreement
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CITIZEN HOLDINGS CO. LTD.
Ticker: 7762 Security ID: J07938111
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3.5
2.1 Elect Director Mitsuyuki Kanamori For For Management
2.2 Elect Director Toshio Koga For For Management
2.3 Elect Director Takeshi Kakishima For For Management
2.4 Elect Director Kenji Sugimoto For For Management
2.5 Elect Director Kazumoto Yamamoto For For Management
2.6 Elect Director Teruaki Aoki For For Management
2.7 Elect Director Toshio Tokura For For Management
2.8 Elect Director Mikio Unno For For Management
2.9 Elect Director Katsushige Osano For For Management
3 Appoint Statutory Auditor Takeshi For Against Management
Hayasaka
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
CLARCOR, INC.
Ticker: CLC Security ID: 179895107
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: FEB 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Messrs. Robert For For Management
Burgstahler,
1.2 Elect Director Paul Donovan For For Management
1.3 Elect Director Norman Johnson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COMVERGE, INC
Ticker: COMV Security ID: 205859101
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nora Mead Brownell For For Management
1.2 Elect Director A. Laurence Jones For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24182100
Meeting Date: AUG 31, 2009 Meeting Type: Court
Record Date: JUL 13, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reincorporation from Bermuda to For For Management
Ireland through Scheme of Arrangement
2 Approve the Creation of Distributable For For Management
Reserves
--------------------------------------------------------------------------------
COOPER INDUSTRIES PLC
Ticker: CBE Security ID: G24140108
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Stephen G. Butler as Director For For Management
1b Reelect Dan F. Smith as Director For For Management
1c Reelect Gerald B. Smith as Director For For Management
1d Reelect Mark S. Thompson as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Ernst & Young as Auditors and For For Management
Authorize the Audit Committee to Fix
Their Remuneration
4 Authorize Share Repurchase of any For For Management
Subsidiary of the Company
5 Authorise Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2010 Meeting Type: Annual
Record Date: FEB 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Cummings, Jr. For For Management
1.2 Elect Director Carlos M. Gutierrez For For Management
1.3 Elect Director William D. Smithburg For For Management
1.4 Elect Director Hansel E. Tookes, II For For Management
1.5 Elect Director Wendell P. Weeks For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
COSLIGHT TECHNOLOGY INTERNATIONAL GROUP LTD.
Ticker: 1043 Security ID: G24431101
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Li Ke Xue as Executive Director For For Management
3b Reelect Zhang Li Ming as Executive For For Management
Director
3c Reelect Liu Xing Quan as Executive For For Management
Director
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Anthony J. Orlando For For Management
1.7 Elect Director William C. Pate For For Management
1.8 Elect Director Robert S. Silberman For For Management
1.9 Elect Director Jean Smith For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Auditors For For Management
3 Amend Equity Award Plan for Employees Against Against Shareholder
and Officers
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 29, 2009 Meeting Type: Annual
Record Date: AUG 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Swoboda For For Management
1.2 Elect Director John W. Palmour For For Management
1.3 Elect Director Dolph W. von Arx For For Management
1.4 Elect Director Clyde R. Hosein For For Management
1.5 Elect Director Robert A. Ingram For For Management
1.6 Elect Director Franco Plastina For For Management
1.7 Elect Director Harvey A. Wagner For For Management
1.8 Elect Director Thomas H. Werner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DONALDSON CO., INC.
Ticker: DCI Security ID: 257651109
Meeting Date: NOV 20, 2009 Meeting Type: Annual
Record Date: SEP 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack W. Eugster For For Management
1.2 Elect Director John F. Grundhofer For For Management
1.3 Elect Director Paul David Miller For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DOWA HOLDINGS CO. LTD.
Ticker: 5714 Security ID: J12432126
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hirokazu Yoshikawa For For Management
1.2 Elect Director Masaki Kono For For Management
1.3 Elect Director Masao Yamada For For Management
1.4 Elect Director Fumitoshi Sugiyama For For Management
1.5 Elect Director Hiroshi Nakashio For For Management
1.6 Elect Director Takeaki Yamada For For Management
1.7 Elect Director Eiji Hosoda For For Management
2.1 Appoint Statutory Auditor Yoshiyuki Oji For For Management
2.2 Appoint Statutory Auditor Yoji Mizuma For For Management
2.3 Appoint Statutory Auditor Akira Segawa For Against Management
3 Appoint Alternate Statutory Auditor Jin For For Management
Takeda
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Amend Articles to Indemnify Directors For For Management
and Statutory Auditors
3.1 Elect Director Mutsutake Otsuka For For Management
3.2 Elect Director Yoshio Ishida For For Management
3.3 Elect Director Satoshi Seino For For Management
3.4 Elect Director Tetsuro Tomita For For Management
3.5 Elect Director Masaki Ogata For For Management
3.6 Elect Director Yoshiaki Arai For For Management
3.7 Elect Director Tsugio Sekiji For For Management
3.8 Elect Director Yoichi Minami For For Management
3.9 Elect Director Toru Owada For For Management
3.10 Elect Director Yuji Fukasawa For For Management
3.11 Elect Director Yasuo Hayashi For For Management
3.12 Elect Director Shigeru Tanabe For For Management
3.13 Elect Director Shinichiro Kamada For For Management
3.14 Elect Director Yoshitaka Taura For For Management
3.15 Elect Director Naomichi Yagishita For For Management
3.16 Elect Director Naoto Miyashita For For Management
3.17 Elect Director Yuji Morimoto For For Management
3.18 Elect Director Osamu Kawanobe For For Management
3.19 Elect Director Toshiro Ichinose For For Management
3.20 Elect Director Masayuki Satomi For For Management
3.21 Elect Director Kimio Shimizu For For Management
3.22 Elect Director Tsukasa Haraguchi For For Management
3.23 Elect Director Tadami Tsuchiya For For Management
3.24 Elect Director Yasuyoshi Umehara For For Management
3.25 Elect Director Takeshi Sasaki For For Management
3.26 Elect Director Tomokazu Hamaguchi For For Management
4 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
5 Amend Articles to Require Disclosure of Against For Shareholder
Individual Director Compensation Levels
6 Amend Articles to Require Reporting to Against Against Shareholder
Shareholders of Advisor Appointments
and Pay
7.1 Remove Director Mutsutake Otsuka from Against Against Shareholder
Office
7.2 Remove Director Satoshi Seino from Against Against Shareholder
Office
7.3 Remove Director Masaki Ogata from Against Against Shareholder
Office
7.4 Remove Director Toru Owada from Office Against Against Shareholder
7.5 Remove Director Yuji Fukasawa from Against Against Shareholder
Office
7.6 Remove Director Yasuo Hayashi from Against Against Shareholder
Office
7.7 Remove Director Yuji Morimoto from Against Against Shareholder
Office
8.1 Appoint Shareholder Nominee Hisayoshi Against Against Shareholder
Serizawa to the Board
8.2 Appoint Shareholder Nominee Fusao Against Against Shareholder
Shimoyama to the Board
8.3 Appoint Shareholder Nominee Makoto Against Against Shareholder
Sataka to the Board
8.4 Appoint Shareholder Nominee Hisakatsu Against Against Shareholder
Nihei to the Board
8.5 Appoint Shareholder Nominee Yoshinori Against Against Shareholder
Takahashi to the Board
9 Cut Board Compensation by 20 Percent Against Against Shareholder
10 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserve for Reemployment of
Former JNR Employees
11 Approve Alternate Income Allocation to Against Against Shareholder
Establish Reserve for Retention of
Local Rail Lines
12 Approve Alternate Income Allocation to Against Against Shareholder
Establish "Reserve for Safety
Personnel" to Reduce Suicides
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 2, 2010 Meeting Type: Annual
Record Date: NOV 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. A. H. Boersig For For Management
1.2 Elect Director C. Fernandez G. For For Management
1.3 Elect Director W. J. Galvin For For Management
1.4 Elect Director R. L. Stephenson For For Management
1.5 Elect Director V. R. Loucks, Jr. For For Management
1.6 Elect Director R. L. Ridgway For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC .
Ticker: ERII Security ID: 29270J100
Meeting Date: JUN 4, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arve Hanstveit For For Management
1.2 Elect Director Hans Peter Michelet For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENERNOC, INC.
Ticker: ENOC Security ID: 292764107
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Brewster For For Management
1.2 Elect Director Timothy G. Healy For For Management
1.3 Elect Director Susan F. Tierney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Canning, Jr. For For Management
2 Elect Director M. Walter D'Alessio For For Management
3 Elect Director Nicholas DeBenedictis For For Management
4 Elect Director Bruce DeMars For For Management
5 Elect Director Nelson A. Diaz For For Management
6 Elect Director Sue L. Gin For For Management
7 Elect Director Rosemarie B. Greco For For Management
8 Elect Director Paul L. Joskow For For Management
9 Elect Director Richard W. Mies For For Management
10 Elect Director John M. Palms For For Management
11 Elect Director William C. Richardson For For Management
12 Elect Director Thomas J. Ridge For For Management
13 Elect Director John W. Rogers, Jr. For For Management
14 Elect Director John W. Rowe For For Management
15 Elect Director Stephen D. Steinour For For Management
16 Elect Director Don Thompson For For Management
17 Approve Omnibus Stock Plan For For Management
18 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: JUN 1, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Robert J. Gillette For For Management
1.3 Elect Director Craig Kennedy For For Management
1.4 Elect Director James F. Nolan For For Management
1.5 Elect Director William J. Post For For Management
1.6 Elect Director J. Thomas Presby For For Management
1.7 Elect Director Paul H. Stebbins For For Management
1.8 Elect Director Michael Sweeney For For Management
1.9 Elect Director Jose H. Villarreal For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Brondeau For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Robert C. Pallash For For Management
1.4 Elect Director William G. Walter For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FPL GROUP, INC.
Ticker: FPL Security ID: 302571104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Barrat For For Management
1.2 Elect Director Robert M. Beall, II For For Management
1.3 Elect Director J. Hyatt Brown For For Management
1.4 Elect Director James L. Camaren For For Management
1.5 Elect Director J. Brian Ferguson For For Management
1.6 Elect Director Lewis Hay, III For For Management
1.7 Elect Director Toni Jennings For For Management
1.8 Elect Director Oliver D. Kingsley, Jr. For For Management
1.9 Elect Director Rudy E. Schupp For For Management
1.10 Elect Director William H. Swanson For For Management
1.11 Elect Director Michael H. Thaman For For Management
1.12 Elect Director Hansel E. Tookes, II For For Management
2 Ratify Auditors For For Management
3 Change Company Name For For Management
--------------------------------------------------------------------------------
FUEL SYSTEMS SOLUTIONS, INC.
Ticker: FSYS Security ID: 35952W103
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Di Toro For For Management
1.2 Elect Director James W. Nall For For Management
2 Ratify Auditors For For Management
3 Amend Shareholder Rights Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
FUEL TECH, INC.
Ticker: FTEK Security ID: 359523107
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Bailey For For Management
1.2 Elect Director Ralph E. Bailey For For Management
1.3 Elect Director Miguel Espinosa For For Management
1.4 Elect Director Charles W. Grinnell For For Management
1.5 Elect Director Thomas L. Jones For For Management
1.6 Elect Director John D. Morrow For For Management
1.7 Elect Director Thomas S. Shaw, Jr. For For Management
1.8 Elect Director Delbert L. Williamson For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FUELCELL ENERGY, INC.
Ticker: FCEL Security ID: 35952H106
Meeting Date: MAR 25, 2010 Meeting Type: Annual
Record Date: FEB 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Daniel Brdar For For Management
1.2 Elect Director Richard A. Bromley For For Management
1.3 Elect Director James Herbert England For For Management
1.4 Elect Director James D. Gerson For For Management
1.5 Elect Director Thomas L. Kempner For For Management
1.6 Elect Director William A. Lawson For For Management
1.7 Elect Director George K. Petty For For Management
1.8 Elect Director John A. Rolls For For Management
1.9 Elect Director Togo Dennis West, Jr. For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GAMESA CORPORACION TECNOLOGICA S.A
Ticker: GAM Security ID: E54667113
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31,
2009
2 Approve Individual and Consolidated For For Management
Management Reports for Fiscal Year
Ended Dec. 31, 2009
3 Approve Discharge of Directors for For For Management
Fiscal Year 2009
4 Re-elect Auditor of Company and its For For Management
Consolidated Group for Fiscal Year 2010
5 Approve Allocation of Income for Year For For Management
Ended Dec. 31, 2009
6 Authorize Increase in Capital Via For For Management
Capitalization of Reserves; Amend
Article 4 of Company Bylaws Accordingly
7 Ratify Luis Lada Diaz as Independent For For Management
Director
8 Ratify Benita Ferrero-Waldner as For For Management
Non-Independent Director
9 Authorize Increase in Capital up to 50 For For Management
Percent Via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights in Accordance with
Articles 153.1.b of Spanish Companies
Law; Consequently Amend Art. 4 of
Company Bylaws
10 Authorize Repurchase of Shares; Void For For Management
Authorization Granted at the AGM Held
on May 29, 2009
11 Authorize Board to Issue For For Management
Bonds,Debentures, and/or Other Debt
Securities up to EUR 700 Million and
Promissory Notes up to EUR 300 Million
Within a Five-Year Period
12 Authorize Board to Issue Convertible For For Management
Bonds or Debt Instruments within a
Five-Year Period Without Preemptive
Rights
13 Change Location of Registered Office; For For Management
Amend Article 1 of Company Bylaws
Accordingly
14 Modify Articles 12.2 and 17 of Company For For Management
Bylaws Re: Regulations on General
Meetings
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD.
Ticker: 3800 Security ID: G3774X108
Meeting Date: DEC 15, 2009 Meeting Type: Special
Record Date: DEC 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of 3.1 Billion New For For Management
Shares to Chengdong Investment Corp.
Pursuant to a Subscription Agreement
--------------------------------------------------------------------------------
GENERAL CABLE CORP.
Ticker: BGC Security ID: 369300108
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John E. Welsh, III For For Management
2 Declassify the Board of Directors For For Management
3 Provide Directors Be Removed With or For For Management
Without Cause
4 Ratify Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director James I. Cash, Jr. For For Management
3 Elect Director William M. Castell For For Management
4 Elect Director Ann M. Fudge For For Management
5 Elect Director Susan Hockfield For For Management
6 Elect Director Jeffrey R. Immelt For For Management
7 Elect Director Andrea Jung For For Management
8 Elect Director Alan G. (A.G.) Lafley For For Management
9 Elect Director Robert W. Lane For For Management
10 Elect Director Ralph S. Larsen For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director Sam Nunn For For Management
14 Elect Director Roger S. Penske For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director Douglas A. Warner III For For Management
17 Ratify Auditors For For Management
18 Provide for Cumulative Voting Against For Shareholder
19 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
20 Require Independent Board Chairman Against Against Shareholder
21 Report on Pay Disparity Against Against Shareholder
22 Adopt Policy Prohibiting Certain Against Against Shareholder
Directors from Serving on Key Board
Committees
23 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD.
Ticker: 270 Security ID: Y2929L100
Meeting Date: JUN 2, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Xu Wenfang as Director For Against Management
3b Reelect Li Wai Keung as Director For For Management
3c Reelect Chan Cho Chak, John as Director For For Management
3d Reelect Li Kwok Po, David as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANSEN TRANSMISSIONS INTERNATIONAL NV
Ticker: HSN Security ID: B4812V109
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: JUN 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Accept Statutory and For For Management
Consolidated Financial Reports
2 Receive Auditors' Report (Non-Voting) None None Management
3 Accept Financial Statements For For Management
4 Approve Allocation of Income For For Management
5 Receive Auditors' Report on None None Management
Consolidated Fianncial Statements
(Non-Voting)
6 Receive Consolidated Financial None None Management
Statements
7 Approve Discharge of Directors and For For Management
Auditors
8 Receive Information on Dismissal of None None Management
John Deutch and Ivan Brems as Directors
9 Reelect Alex De Ryck as Director For For Management
10.1 Elect Winfried Walzer as Independent For For Management
Director
10.2 Elect Bjerre Bureau Aps, Permanently For For Management
Represented By Torben Bjerre-Madsen, as
Independent Director
11 Approve Directors' Remuneration Report For For Management
Including Remuneration of Directors
over the Past Fiscal Year
12 Approve Remuneration of Directors For For Management
13 Approve Issuance of Equity without For For Management
Preemptive Rights
14 Approve Stock Option Plan Grants For For Management
15 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
HANSEN TRANSMISSIONS INTERNATIONAL NV
Ticker: HSN Security ID: B4812V109
Meeting Date: JUN 24, 2010 Meeting Type: Special
Record Date: JUN 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Time of General Meeting For For Management
2 Amend Articles to Reflect Change under For For Management
Item 1
3 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4 Amend Articles to Reflect Authorization For For Management
under Item 3
--------------------------------------------------------------------------------
HANSEN TRANSMISSIONS INTERNATIONAL NV
Ticker: HSN Security ID: B4812V109
Meeting Date: JUN 24, 2010 Meeting Type: Special
Record Date: JUN 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Martin Negre as Director (First For For Management
Nominee)
1b Elect Bernard Lambilliotte as Director For For Management
(Second Nominee)
2 Approve Remuneration of Directors for For For Management
Upcoming Fiscal Year
3 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
IBERDROLA RENOVABLES SA
Ticker: IBR Security ID: E6244B103
Meeting Date: JUN 9, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Individual and Consolidated For For Management
Financial Statements and Statutory
Reports for Fiscal Year Ended Dec. 31,
2009
2 Approve Individual and Consolidated For For Management
Management Reports for Fiscal Year
Ended Dec. 31, 2009
3 Approve Discharge of Directors For For Management
4 Re-elect External Auditor of Individual For For Management
and Consolidated Accounts for Fiscal
Year 2010
5 Approve Allocation of Income and For For Management
Distribution of Dividends Corresponding
to Fiscal Year Ended Dec. 31, 2009
6.1 Ratify Appointment of Emilio Ontiveros For For Management
Baeza as an Independent Director
6.2 Ratify Appointment of Manuel Amigo For For Management
Mateos as an Independent Director
6.3 Ratify Appointment of Juan Manuel For For Management
Gonzalez Serna as an Independent
Director
6.4 Ratify Appointment of Gustavo Buesa For For Management
Ibanez as an Independent Director
7 Authorize Repurchase of Shares; Void For For Management
Previous Authorization to the Extent of
Unused Portion
8 Authorize Board to Establish and Fund For For Management
Associations and Foundations; Void
Previous Authorization to the Extent of
Unused Portion
9 Amend Articles 9, 43 and 53 of the For For Management
Company Bylaws
10 Amend and Approve New Text of General For For Management
Meeting Guidelines
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
IMTECH NV
Ticker: IM Security ID: N44457120
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: MAR 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Report of Management Board None None Management
(Non-Voting)
2b Approve Financial Statements and For For Management
Statutory Reports
2c Approve Allocation of Income and For For Management
Dividends of EUR 0.64 per Share
2d Approve Discharge of Management Board For For Management
2e Approve Discharge of Supervisory Board For For Management
3a Grant Board Authority to Issue Ordinary For For Management
and Financing Preference Shares Up To
10 Percent of Issued Capital
3b Grant Board Authority to Issue Ordinary For For Management
and Financing Preference Shares Up To
10 Percent of Issued Capital in Case of
Takeover/Merger
3c Authorize Board to Exclude Preemptive For For Management
Rights from Issuances under Items 3a
and 3b
4 Authorize Repurchase of Shares For For Management
5a Reelect E.A. van Amerongen to For For Management
Supervisory Board
5b Reelect A. van Tooren to Supervisory For For Management
Board
5c Approve Remuneration of Supervisory For For Management
Board
6 Approve Publication of Annual Report For For Management
and Financial Statements 2010 in
English
7 Allow Questions None None Management
--------------------------------------------------------------------------------
ITC HOLDINGS CORP.
Ticker: ITC Security ID: 465685105
Meeting Date: MAY 19, 2010 Meeting Type: Annual
Record Date: APR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward G. Jepsen For For Management
1.2 Elect Director Richard D. McLellan For For Management
1.3 Elect Director William J. Museler For For Management
1.4 Elect Director Hazel R. O'Leary For For Management
1.5 Elect Director Gordon Bennett Stewart, For For Management
III
1.6 Elect Director Lee C. Stewart For For Management
1.7 Elect Director Joseph L. Welch For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas S. Glanville For For Management
2 Elect Director Sharon L. Nelson For For Management
3 Elect Director Malcolm Unsworth For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JA SOLAR HOLDINGS CO. LTD.
Ticker: JASO Security ID: 466090107
Meeting Date: AUG 3, 2009 Meeting Type: Annual
Record Date: JUN 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Baofang Jin as Director and For Against Management
Authorize Board to Fix His Remuneration
3 Reelect Huaijin Yang as Director and For Against Management
Authorize Board to Fix His Remuneration
4 Reelect Bingyan Ren as Director and For Against Management
Authorize Board to Fix His Remuneration
5 Reelect Honghua Xu as Director and For For Management
Authorize Board to Fix His Remuneration
6 Elect Jian Xie as Director and For Against Management
Authorize Board to Fix His Remuneration
7 Elect Jiqing Huang as Director and For Against Management
Authorize Board to Fix His Remuneration
8 Elect Hope Ni as Director and Authorize For Against Management
Board to Fix Her Remuneration
9 Adopt the Third Amended Restated For For Management
Articles of Association to Consolidate
all Amendments Made Pursuant to Special
Resolutions of Shareholders Passed on
June 30, 2007 and June 30, 2008
10 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 27, 2010 Meeting Type: Annual
Record Date: NOV 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Robert L. Barnett For For Management
1.3 Elect Director Eugenio Clariond For For Management
Reyes-Retana
1.4 Elect Director Jeffrey A. Joerres For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604109
Meeting Date: JUL 21, 2009 Meeting Type: Annual
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend of 26 Pence Per For For Management
Ordinary Share
4 Elect Sir Thomas Harris as Director For For Management
5 Elect Robert MacLeod as Director For For Management
6 Re-elect Sir John Banham as Director For For Management
7 Re-elect Neil Carson as Director For For Management
8 Re-elect Larry Pentz as Director For For Management
9 Reappoint KPMG Audit plc as Auditors of For For Management
the Company
10 Authorise Board to Fix Remuneration of For For Management
Auditors
11 Auth. Company and its Subsidiaries to For For Management
Make EU Political Donations to
Political Parties or Independent
Election Candidates up to GBP 50,000,
to Political Org. Other Than Political
Parties up to GBP 50,000 and Incur EU
Political Expenditure up to GBP 50,000
12 Approve Increase in Authorised Share For For Management
Capital from GBP 291,550,000 to GBP
365,000,000
13 Authorise Issue of Equity or For For Management
Equity-Linked Securities with
Pre-emptive Rights Under a General
Authority up to Aggregate Nominal
Amount of GBP 71,558,579 and an
Additional Amount Pursuant to a Rights
Issue of up to GBP 71,558,579
14 Subject to the Passing of Resolution For For Management
13, Authorise Issue of Equity or
Equity-Linked Securities without
Pre-emptive Rights up to Aggregate
Nominal Amount of GBP 11,033,680
15 Authorise 21,467,573 Ordinary Shares For For Management
for Market Purchase
16 Approve That a General Meeting Other For For Management
Than an Annual General Meeting May Be
Called on Not Less Than 14 Clear Days'
Notice
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: MAY 5, 2010 Meeting Type: Annual
Record Date: MAY 3, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3ai Reelect Denis Buckley as Director For Against Management
3aii Reelect Michael Dowling as Director For Against Management
3bi Reelect Michael J Fleming as Director For For Management
3bii Reelect John Twomey as Director For For Management
3ci Reelect Denis Carroll as Director For Against Management
3cii Reelect Stan McCarthy as Director For For Management
3ciii Reelect Donal O'Donoghue as Director For For Management
3civ Reelect Gerard O' Hanlon as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Share Repurchase up to five For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Re-elect Noel Crowe as a Director For For Management
2b Re-elect Tony McArdle as a Director For For Management
2c Re-elect Helen Kirkpatrick as a For For Management
Director
2d Re-elect Eugene Murtagh as a Director For For Management
2e Re-elect Danny Kitchen as a Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
4 Authorize Issuance of Equity-Linked For For Management
Securities with Preemptive Rights
5 Authorize Issuance of Equity-Linked For For Management
Securities without Preemptive Rights
6 Authorize Share Repurchase up to Ten For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
9 Amend Articles Re: Appointment of For For Management
Proxies, Conduct of General Meetings,
and Electronic Communications
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: AUG 19, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2a Approve Recommendation by General None Did Not Vote Management
Meeting of Shareholders to Nominate One
Member to Supervisory Board
2b Elect M.P. Kramer to Supervisory Board For Did Not Vote Management
3 Close Meeting None Did Not Vote Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: DEC 7, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Receive Explanation on the Proposed Bid None Did Not Vote Management
on All Outstanding Shares of Smith
Internationale N.V.
3a Approve Issue of Shares in Connection For Did Not Vote Management
with Acquisition of Smith
Internationale N.V.
3b Authorize Board to Exclude Preemptive For Did Not Vote Management
Rights from Issuance under Item 3a
4 Other Business (Non-Voting) None Did Not Vote Management
5 Close Meeting None Did Not Vote Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: MAR 17, 2010 Meeting Type: Special
Record Date: MAR 2, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Discuss Acquisition of Smit None Did Not Vote Management
Internationale N.V.
3 Approve Acquisition of SMIT For Did Not Vote Management
Internationale N.V.
4.a Opportunity to Nominate Supervisory For Did Not Vote Management
Board Members
4.b Elect H. Hazenwinkel to Supervisory For Did Not Vote Management
Board
5 Receive Announcement of Appointment of None Did Not Vote Management
B. Vree to Management Board
6 Receive Announcement of Appointment of None Did Not Vote Management
J.H. Kamps to Management Board
7 Other Business None Did Not Vote Management
8 Close Meeting None Did Not Vote Management
--------------------------------------------------------------------------------
KONINKLIJKE BOSKALIS WESTMINSTER NV
Ticker: BOKA Security ID: N14952266
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None Did Not Vote Management
2 Receive Report of Management Board None Did Not Vote Management
(Non-Voting)
3.a Approve Financial Statements For Did Not Vote Management
3.b Receive Report of Supervisory Board None Did Not Vote Management
(Non-Voting)
4 Discussion on Company's Corporate None Did Not Vote Management
Governance Structure
5.a Receive Explanation on Company's None Did Not Vote Management
Allocation of Income
5.b Approve Dividends of EUR 1.19 Per Share For Did Not Vote Management
6 Approve Discharge of Management Board For Did Not Vote Management
7 Approve Discharge of Supervisory Board For Did Not Vote Management
8 Authorize Repurchase of Up to 10 For Did Not Vote Management
Percent of Issued Share Capital
9 Allow Questions None Did Not Vote Management
10 Close Meeting None Did Not Vote Management
--------------------------------------------------------------------------------
LAYNE CHRISTENSEN COMPANY
Ticker: LAYN Security ID: 521050104
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A.B. Brown For For Management
1.2 Elect Director J. Samuel Butler For For Management
1.3 Elect Director Robert R. Gilmore For For Management
1.4 Elect Director Anthony B. Helfet For For Management
1.5 Elect Director Nelson Obus For For Management
1.6 Elect Director Jeffrey J. Reynolds For For Management
1.7 Elect Director Rene J. Robichaud For For Management
1.8 Elect Director Andrew B. Schmitt For For Management
2 Ratify Auditors For For Management
3 Prepare Sustainability Report Against Against Shareholder
--------------------------------------------------------------------------------
LDK SOLAR CO., LTD.
Ticker: LDK Security ID: 50183L107
Meeting Date: AUG 28, 2009 Meeting Type: Annual
Record Date: JUL 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Reelect Xingxue Tong as Director For Against Management
3 Reelect Bing Xiang as Director For For Management
4 Reelect Wang Gang as Director For Against Management
5 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
MAGINDUSTRIES CORP.
Ticker: MAA Security ID: 55917T102
Meeting Date: JUN 16, 2010 Meeting Type: Annual/Special
Record Date: MAY 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Burton For For Management
1.2 Elect Director Stephane A. Rigny For For Management
1.3 Elect Director Gerard Munera For For Management
1.4 Elect Director Victor Wells For For Management
1.5 Elect Director Gary E. German For For Management
1.6 Elect Director Richard John Linnell For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Approve Issuance of Share Purchase For For Management
Warrants
--------------------------------------------------------------------------------
MAXWELL TECHNOLOGIES, INC.
Ticker: MXWL Security ID: 577767106
Meeting Date: MAY 6, 2010 Meeting Type: Annual
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Rossi For For Management
1.2 Elect Director Jean Lavigne For For Management
1.3 Elect Director Burkhard Goeschel For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONSANTO CO.
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: NOV 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank V. AtLee III For For Management
2 Elect Director David L. Chicoine For For Management
3 Elect Director Arthur H. Harper For For Management
4 Elect Director Gwendolyn S. King For For Management
5 Ratify Auditors For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOSAIC CO
Ticker: MOS Security ID: 61945A107
Meeting Date: OCT 8, 2009 Meeting Type: Annual
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Robert L. Lumpkins For For Management
1.3 Elect Director Harold H. MacKay For For Management
1.4 Elect Director William T. Monahan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry F. Altenbaumer For For Management
1.2 Elect Director William A. Koertner For For Management
1.3 Elect Director William D. Patterson For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Approve Annual Bonus Payment to For For Management
Directors
3.1 Elect Director Yukio Nagira For For Management
3.2 Elect Director Tatsunosuke Fujiwara For For Management
3.3 Elect Director Kaoru Aizawa For For Management
3.4 Elect Director Yasuo Ninomiya For For Management
3.5 Elect Director Kenji Matsumoto For For Management
3.6 Elect Director Hideo Takasaki For For Management
3.7 Elect Director Yoichiro Sakuma For For Management
3.8 Elect Director Youichirou Furuse For For Management
3.9 Elect Director Kunio Itou For For Management
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NORDEX SE
Ticker: NDX1 Security ID: D5736K135
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2009
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Approve Creation of EUR 13.6 Million For For Management
Pool of Capital without Preemptive
Rights
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2010
--------------------------------------------------------------------------------
OESTERREICHISCHE ELEKTRIZITAETSWIRTSCHAFTS-AG (VERBUND)
Ticker: VER Security ID: A5528H103
Meeting Date: APR 7, 2010 Meeting Type: Annual
Record Date: MAR 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management and For For Management
Supervisory Board
4 Ratify Auditors For For Management
5 Amend Articles Re: Compliance with New For �� For Management
Austrian Legislation (Transposition of
EU Shareholder's Rights Directive);
Company Name
6.1 Reelect Maximilian Eiselsberg as For For Management
Supervisory Board Member
6.2 Reelect Gilbert Frizberg as Supervisory For For Management
Board Member
6.3 Reelect Alfred Heinzel as Supervisory For For Management
Board Member
6.4 Elect Harald Kaszanits as Supervisory For For Management
Board Member
6.5 Reelect Herbert Kaufmann as Supervisory For For Management
Board Member
6.6 Reelect Peter Puespoek as Supervisory For For Management
Board Member
6.7 Reelect Reinhold Suessenbacher as For For Management
Supervisory Board Member
6.8 Elect Christa Wagner as Supervisory For For Management
Board Member
6.9 Reelect Siegfried Wolf as Supervisory For For Management
Board Member
6.10 Reelect Burkhard Hofer as Supervisory For For Management
Board Member
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David R. Andrews For For Management
2 Elect Director Lewis Chew For For Management
3 Elect Director C. Lee Cox For For Management
4 Elect Director Peter A. Darbee For For Management
5 Elect Director Maryellen C. Herringer For For Management
6 Elect Director Roger H. Kimmel For For Management
7 Elect Director Richard A. Meserve For For Management
8 Elect Director Forrest E. Miller For For Management
9 Elect Director Rosendo G. Parra For For Management
10 Elect Director Barbara L. Rambo For For Management
11 Elect Director Barry Lawson Williams For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Amend Omnibus Stock Plan For For Management
15 Require Independent Board Chairman Against Against Shareholder
16 Limits for Directors Involved with Against Against Shareholder
Bankruptcy
17 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
PLUM CREEK TIMBER COMPANY, INC.
Ticker: PCL Security ID: 729251108
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick R. Holley For For Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director John G. McDonald For For Management
1.4 Elect Director Robert B. McLeod For For Management
1.5 Elect Director John F. Morgan, Sr. For For Management
1.6 Elect Director Marc F. Racicot For For Management
1.7 Elect Director John H. Scully For For Management
1.8 Elect Director Stephen C. Tobias For For Management
1.9 Elect Director Martin A. White For For Management
2 Ratify Auditors For For Management
3 Amend Vote Requirements to Amend Against For Shareholder
Articles/Bylaws/Charter
--------------------------------------------------------------------------------
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: POT Security ID: 73755L107
Meeting Date: MAY 6, 2010 Meeting Type: Annual/Special
Record Date: MAR 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. M. Burley as Director For For Management
1.2 Elect W. J. Doyle as Director For For Management
1.3 Elect J. W. Estey as Director For For Management
1.4 Elect C. S. Hoffman as Director For For Management
1.5 Elect D. J. Howe as Director For For Management
1.6 Elect A. D. Laberge as Director For For Management
1.7 Elect K. G. Martell as Director For For Management
1.8 Elect J. J. McCaig as Director For For Management
1.9 Elect M. Mogford as Director For For Management
1.10 Elect P. J. Schoenhals as Director For For Management
1.11 Elect E. R. Stromberg as Director For For Management
1.12 Elect E. Viyella de Paliza as Director For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Performance Option Plan For For Management
4 Advisory Vote on Executive Compensation For For Management
Approach
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Fiebiger For For Management
1.2 Elect Director Nicholas E. Brathwaite For For Management
1.3 Elect Director Balakrishnan S. Iyer For For Management
1.4 Elect Director E. Floyd Kvamme For For Management
1.5 Elect Director Alan D. Bickell For For Management
1.6 Elect Director Balu Balakrishnan For For Management
1.7 Elect Director William George For For Management
1.8 Elect Director Steven J. Sharp For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Ball For For Management
1.2 Elect Director John R. Colson For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Ralph R. DiSibio For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Louis C. Golm For For Management
1.7 Elect Director Worthing F. Jackman For For Management
1.8 Elect Director Bruce Ranck For For Management
1.9 Elect Director John R. Wilson For For Management
1.10 Elect Director Pat Wood, III For For Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
RAYONIER INC.
Ticker: RYN Security ID: 754907103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C. David Brown, II For For Management
2 Elect Director John E. Bush For For Management
3 Elect Director Lee M. Thomas For For Management
4 Elect Director Paul G. Kirk, Jr. For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Omnibus Stock Plan For For Management
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROCKWOOL INTERNATIONAL A/S
Ticker: ROCK B Security ID: K8254S144
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: APR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive Financial Statements and None None Management
Statutory Reports
3 Approve Financial Statements and For For Management
Statutory Report; Approve Discharge of
Directors
4 Approve Allocation of Income and For For Management
Dividends of DKK 9.60 per Share
5 Reelect Jan Hillege, Bjorn Jensen, For Against Management
Thomas Kahler, Tom Kahler, Henrik
Nyegaard, and Steen Riisgaard as
Directors
6 Ratify Ernst & Young as Auditors For For Management
7a Approve Remuneration of Directors For Against Management
7b Authorize Repurchase of Issued Shares For For Management
7c1 Amend Articles Re: Right to Call EGM; For For Management
Notice Period; Deadline for Submitting
Shareholder Proposals; Registration
Date; Admission Card Deadline; Other
Amendments
7c2 Amend Articles Re: Method of Convening For For Management
General Meeting; Submission of
documents Pertaining to General
Meeting; Vote by Letter; Other
Amendments
7c3 Amend Articles Re: Introduce Electronic For For Management
Communication of Announcements
7c4 Amend Articles Re: Change Location of For For Management
General Meeting to Zealand
7c5 Amend Articles Re: Amend Quorum For For Management
Requirement
7d Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
8 Other Business None None Management
--------------------------------------------------------------------------------
ROTORK PLC
Ticker: ROR Security ID: G76717126
Meeting Date: APR 23, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Ian King as Director For For Management
4 Re-elect Peter France as Director For For Management
5 Elect Jonathan Davis as Director For For Management
6 Reappoint KPMG Audit plc as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Approve Remuneration Report For For Management
9 Adopt New Articles of Association For For Management
10 Authorise Issue of Equity with For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights
12 Authorise Market Purchase For For Management
13 Authorise Market Purchase For For Management
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
15 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
SAFT GROUPE SA
Ticker: SAFT Security ID: F7758P107
Meeting Date: JUN 9, 2010 Meeting Type: Annual/Special
Record Date: JUN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Management Board, Supervisory
Board, and Auditors
2 Approve Consolidated Financial For For Management
Statements and Discharge Management
Board, Supervisory Board, and Auditors
3 Approve Auditors' Special Report For Against Management
Regarding Related-Party Transactions
4 Approve Dividends of EUR 0.68 per Share For For Management
5 Approve Stock Dividend Program (Cash or For For Management
Shares)
6 Authorize Repurchase of Up to 180,000 For For Management
Shares
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Remuneration of Supervisory For For Management
Board Members in the Aggregate Amount
of EUR 200,000
9 Authorize up to 400,000 Shares for Use For Against Management
in Stock Option Plan
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 10 Million
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4 Million
12 Approve Issuance of Shares Reserved for For Against Management
Qualified Investors or Restricted
Number of Investors
13 Set Total Limit for Capital Increase to For For Management
Result from All Issuance Requests under
Items 10, 11 and 12 at EUR 10 Million
14 Approve Employee Stock Purchase Plan For Against Management
15 Approve Reduction in Share Capital via For For Management
Cancellation of Repurchased Shares
16 Amend Article 18.3 of Bylaws Re: Length For Against Management
of Term for Supervisory Board Members
17 Amend Article 22.14 of Bylaws Re: For For Management
Attendance to General Meetings Through
Videoconference and Telecommunication
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SEOUL SEMICONDUCTOR CO LTD
Ticker: 46890 Security ID: Y7666J101
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: DEC 31, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Income and For For Management
Dividend of KRW 93 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Jung Hyun-Wook as Inside Director For For Management
3.2 Reelect Choi Jae-Bin as Inside Director For For Management
3.3 Reelect Nam Ok-Hyun as Outside Director For For Management
3.4 Elect PengHuat Ang Outside Director For For Management
4 Appoint Kim Kyung-Sik as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor
7 Approve Establishment of Executives For Against Management
Severance Pay Regulations
--------------------------------------------------------------------------------
SGL CARBON SE
Ticker: SGL Security ID: D6949M108
Meeting Date: APR 30, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2009
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2010
5 Approve Remuneration System for For For Management
Management Board Members
6 Elect Susanne Klatten to the For For Management
Supervisory Board
7 Approve Reduction of Conditional For For Management
Capital to EUR 20.5 Million
8 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 500
Million; Approve Creation of EUR 35.8
Million Pool of Capital to Guarantee
Conversion Rights
9 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
10 Amend Articles Re: New German For For Management
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
11 Approve Affiliation Agreements with For For Management
Subsidiaries SGL CARBON Beteiligung
GmbH, SGL CARBON GmbH, and SGL New
Technologies GmbH
--------------------------------------------------------------------------------
SHENZHEN DONGJIANG ENVIRONMENTAL CO., LTD.
Ticker: 8230 Security ID: Y7742Y106
Meeting Date: MAY 31, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Reappoint Shinewing Certified Public For For Management
Accountants and Shinewing (HK) CPA
Limited as the PRC and International
Auditors, Respectively, and Authorize
the Board to Fix their Remunerations
5 Other Business (Voting) For Against Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Proposed Dividends and Bonus For For Management
Share Issue on the Basis of One Bonus
Share For Every Existing Share Held
8 Amend Articles Re: Shareholding For For Management
Structure
--------------------------------------------------------------------------------
SHENZHEN DONGJIANG ENVIRONMENTAL CO., LTD.
Ticker: 8230 Security ID: Y7742Y106
Meeting Date: MAY 31, 2010 Meeting Type: Special
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Dividends and Bonus For For Management
Share Issue on the Basis of One Bonus
Share for Every Existing Share Held
--------------------------------------------------------------------------------
SHENZHEN DONGJIANG ENVIRONMENTAL COMPANY LIMITED
Ticker: 8230 Security ID: Y7742Y106
Meeting Date: JAN 18, 2010 Meeting Type: Special
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JAN 26, 2010 Meeting Type: Annual
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Supervisory Board Report, None None Management
Corporate Governance Report,
Remuneration Report, and Compliance
Report for Fiscal 2008/2009
(Non-Voting)
2 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2008/2009
(Non-Voting)
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.60 per Share
4a Approve Discharge of Management Board For For Management
Member Peter Loescher for Fiscal
2008/2009
4b Approve Discharge of Management Board For For Management
Member Wolfgang Dehen for Fiscal
2008/2009
4c Approve Discharge of Management Board For For Management
Member Heinrich Hiesinger for Fiscal
2008/2009
4d Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2008/2009
4e Approve Discharge of Management Board For For Management
Member Barbara Kux for Fiscal 2008/2009
4f Approve Discharge of Management Board For For Management
Member Jim Reid-Anderson for Fiscal
2008/2009
4g Approve Discharge of Management Board For For Management
Member Hermann Requardt for Fiscal
2008/2009
4h Approve Discharge of Management Board For For Management
Member Siegfried Russwurm for Fiscal
2008/2009
4i Approve Discharge of Management Board For For Management
Member Peter Solmssen for Fiscal
2008/2009
5a Approve Discharge of Supervisory Board For For Management
Member Gerhard Cromme for Fiscal
2008/2009
5b Approve Discharge of Supervisory Board For For Management
Member Berthold Huber for Fiscal
2008/2009
5c Approve Discharge of Supervisory Board For For Management
Member Ralf Heckmann for Fiscal
2008/2009
5d Approve Discharge of Supervisory Board For For Management
Member Josef Ackermann for Fiscal
2008/2009
5e Approve Discharge of Supervisory Board For For Management
Member Lothar Adler for Fiscal
2008/2009
5f Approve Discharge of Supervisory Board For For Management
Member Jean-Louis Beffa for Fiscal
2008/2009
5g Approve Discharge of Supervisory Board For For Management
Member Gerd von Brandenstein for Fiscal
2008/2009
5h Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2008/2009
5i Approve Discharge of Supervisory Board For For Management
Member Hans Michael Gaul for Fiscal
2008/2009
5j Approve Discharge of Supervisory Board For For Management
Member Peter Gruss for Fiscal 2008/2009
5k Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2008/2009
5l Approve Discharge of Supervisory Board For For Management
Member Hans-Juergen Hartung for Fiscal
2008/2009
5m Approve Discharge of Supervisory Board For For Management
Member Heinz Hawreliuk for Fiscal
2008/2009
5n Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2008/2009
5o Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2008/2009
5p Approve Discharge of Supervisory Board For For Management
Member Werner Moenius for Fiscal
2008/2009
5q Approve Discharge of Supervisory Board For For Management
Member Hakan Samuelsson for Fiscal
2008/2009
5r Approve Discharge of Supervisory Board For For Management
Member Dieter Scheitor for Fiscal
2008/2009
5s Approve Discharge of Supervisory Board For For Management
Member Rainer Sieg for Fiscal 2008/2009
5t Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2008/2009
5u Approve Discharge of Supervisory Board For For Management
Member Lord Iain Vallance of Tummel for
Fiscal 2008/2009
5v Approve Discharge of Supervisory Board For For Management
Member Sibylle Wankel for Fiscal
2008/2009
6 Approve Remuneration System for For For Management
Management Board Members
7a Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2009/2010
7b Ratify Ernst & Young GmbH as Auditors For For Management
for the Inspection of the Abbreviated
Financial Statements for the First Half
of Fiscal 2009/2010
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
of up to 5 Percent of Issued Share
Capital when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds with For For Management
Warrants Attached/Convertible Bonds
without Preemptive Rights up to
Aggregate Nominal Amount of EUR 15
Billion; Approve Creation of EUR 600
Million Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Convocation of, For For Management
Participation in, Video and Audio
Transmission of, and Exercise of Voting
Rights at General Meeting; Other
Statutory Changes due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
12a Approve Settlement Agreement Between For For Management
Siemens AG and Karl-Hermann Baumann
Concluded on Dec. 2, 2009
12b Approve Settlement Agreement Between For For Management
Siemens AG and Johannes Feldmayer
Concluded on Dec. 2, 2009
12c Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Kleinfeld
Concluded on Dec. 2, 2009
12d Approve Settlement Agreement Between For For Management
Siemens AG and Edward Krubasik
Concluded on Dec. 2, 2009
12e Approve Settlement Agreement Between For For Management
Siemens AG and Rudi Lamprecht Concluded
on Dec. 2, 2009
12f Approve Settlement Agreement Between For For Management
Siemens AG and Heinrich von Pierer
Concluded on Dec. 2, 2009
12g Approve Settlement Agreement Between For For Management
Siemens AG and Juergen Radomski
Concluded on Dec. 2, 2009
12h Approve Settlement Agreement Between For For Management
Siemens AG and Uriel Sharef Concluded
on Dec. 2, 2009
12i Approve Settlement Agreement Between For For Management
Siemens AG and Klaus Wucherer Concluded
on Dec. 2, 2009
13 Approve Settlement Between Siemens AG For For Management
and Group of D&O Liability and
Indemnification Insurers Concluded on
Dec. 2, 2009
14 Approve Amendments to Remuneration of Against Against Shareholder
Supervisory Board
15 Amend Corporate Purpose Against Against Shareholder
--------------------------------------------------------------------------------
SIG PLC
Ticker: SHI Security ID: G80797106
Meeting Date: MAY 13, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Elect Chris Geoghegan as Director For For Management
4 Elect Vanda Murray as Director For For Management
5 Elect Jonathan Nicholls as Director For For Management
6 Re-elect John Chivers as Director For For Management
7 Reappoint Deloitte LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity with For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase For For Management
12 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SMA SOLAR TECHNOLOGY AG
Ticker: S92 Security ID: D7008K108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
3.1 Approve Discharge of Management Board For For Management
Member Guenther Cramer for Fiscal 2009
3.2 Approve Discharge of Management Board For For Management
Member Peter Drews for Fiscal 2009
3.3 Approve Discharge of Management Board For For Management
Member Roland Grebe for Fiscal 2009
3.4 Approve Discharge of Management Board For For Management
Pierre-Pascal Urbon for Fiscal 2009
3.5 Approve Discharge of Management Board For For Management
Member Marko Werner for Fiscal 2009
3.6 Approve Discharge of Management Board For For Management
Member Reiner Wettlaufer for Fiscal
2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2010
6.1 Amend Articles Re: Editorial Changes For For Management
6.2 Amend Articles Re: Supervisory Board For For Management
6.3 Amend Articles Re: Convocation of, For For Management
Registration for, and Voting Rights
Representation at General Meeting due
to New German Legislation (Law on
Transposition of EU Shareholder's
Rights Directive)
7.1 Elect Siegfried Drueker to the For For Management
Supervisory Board
7.2 Elect Erik Ehrentraut to the For For Management
Supervisory Board
7.3 Elect Winfried Hoffmann to the For For Management
Supervisory Board
7.4 Elect Martin Hoppe-Kilpper to the For For Management
Supervisory Board
7.5 Elect Werner Kleinkauf to the For For Management
Supervisory Board
7.6 Elect Reiner Wettlaufer to the For Against Shareholder
Supervisory Board
8 Require Management Board to Disclose For For Management
Individualized Remuneration of its
Members
9 Approve Remuneration System for For For Management
Management Board Members
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. (SQM)
Ticker: SQM Security ID: 833635105
Meeting Date: APR 29, 2010 Meeting Type: Annual/Special
Record Date: APR 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Company's Name, For For Management
Address and Corporate Objective;
Reflect Capital; Approve Changes in
Punctuations, Transcription and Wording
of the Articles in Company Bylaws;
Amend Bylaws Accordance with Law No.
18.046 and No. 20.382
2 Amend Company Bylaws to Reflect Changes For For Management
on Item 1
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Accept Annual Report, Financial For For Management
Statements, Supervisory Board's Report
and External Auditor Reports, and
Statutory Reports for Fiscal Year Ended
Dec. 31, 2009
2 Elect External Auditors and Supervisory For For Management
Board for Fiscal Year 2010
3 Receive Special Auditors' Report For For Management
Regarding Related-Party Transactions
4 Approve Investment and Financing Policy For For Management
5 Approve Allocation of Income and For For Management
Dividends, and Dividend Policy
6 Approve Board Expenses for Fiscal Year For For Management
2009
7 Approve Remuneration of Directors For For Management
8 Approve Issues Related to Directors and For Against Management
Audit Committees
9 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SOLARWORLD AG
Ticker: SWV Security ID: D7045Y103
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: APR 29, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.16 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Approve Remuneration System for For For Management
Management Board Members
6 Ratify BDO Deutsche Warentreuhand AG as For For Management
Auditors for Fiscal 2010
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Creation of EUR 55.9 Million For Against Management
Pool of Capital without Preemptive
Rights
9 Amend Articles Re: Convocation of, For For Management
Participation in, Electronic Voting,
and Exercise of Voting Rights at
General Meeting due to New German
Legislation (Law on Transposition of EU
Shareholder's Rights Directive)
--------------------------------------------------------------------------------
STELLA CHEMIFA CORP.
Ticker: 4109 Security ID: J7674E109
Meeting Date: JUN 22, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Junko Fukada For For Management
2.2 Elect Director Hirohisa Kikuyama For For Management
2.3 Elect Director Kazumitsu Yabu For For Management
2.4 Elect Director Kiyonori Saka For For Management
2.5 Elect Director Jun Takano For For Management
2.6 Elect Director Masayuki Miyashita For For Management
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: AUG 18, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juergen Dormann and Klaus Sturany For Did Not Vote Management
as Directors (Bundled)
2 Remove Existing Directors Louis Hughes None Did Not Vote Shareholder
and Thor Hakstad
--------------------------------------------------------------------------------
SULZER AG
Ticker: SUN Security ID: H83580284
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 2.80 per Share
3 Approve Discharge of Board and Senior For Did Not Vote Management
Management
4 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
5.1 Amend Articles Re: Conversion of Shares For Did Not Vote Management
due to New Swiss Federal Act on
Intermediated Securities
5.2 Amend Articles Re: Reduce Board Terms For Did Not Vote Management
to One Year
6.1 Elect Hubert Lienhard and Luciano For Did Not Vote Management
Respini as Directors (Bundled)
6.2 Elect Timothy Summers as Director For Did Not Vote Management
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWRA Security ID: 867652307
Meeting Date: MAY 4, 2010 Meeting Type: Annual
Record Date: MAR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Steve Albrecht For For Management
1.2 Elect Director Betsy S. Atkins For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUNTECH POWER HOLDINGS CO LTD
Ticker: STP Security ID: 86800C104
Meeting Date: AUG 14, 2009 Meeting Type: Annual
Record Date: JUL 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman and CEO Reports None None Management
2 Amend Equity Incentive Plan Re: Shares For For Management
Limit
3 Amend Equity Incentive Plan Re: Term For For Management
Limit
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 25, 2010 Meeting Type: Annual
Record Date: DEC 28, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan L. Batrack For For Management
1.2 Elect Director Hugh M. Grant For For Management
1.3 Elect Director Patrick C. Haden For For Management
1.4 Elect Director J. Christopher Lewis For For Management
1.5 Elect Director Albert E. Smith For For Management
1.6 Elect Director J. Kenneth Thompson For For Management
1.7 Elect Director Richard H. Truly For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD
Ticker: 819 Security ID: G8655K109
Meeting Date: DEC 29, 2009 Meeting Type: Special
Record Date: DEC 24, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New NSN Agreement and Related For For Management
Annual Caps
2 Approve New Distribution Agreement and For For Management
Related Annual Caps
--------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD
Ticker: 819 Security ID: G8655K109
Meeting Date: MAY 8, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Zhang Tianren as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
3b Reelect Zhang Aogen as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
3c Reelect Zhang Kaihong as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
3d Reelect Yang Lianming as Executive For For Management
Director and Authorize Board to Fix His
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 14, 2010 Meeting Type: Annual
Record Date: FEB 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis R. Chenevert For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Jean-Pierre Garnier, For For Management
Ph.D.
1.4 Elect Director Jamie S. Gorelick For For Management
1.5 Elect Director Carlos M. Gutierrez For For Management
1.6 Elect Director Edward A. Kangas For For Management
1.7 Elect Director Charles R. Lee For For Management
1.8 Elect Director Richard D. McCormick For For Management
1.9 Elect Director Harold McGraw, III For For Management
1.10 Elect Director Richard B. Myers For For Management
1.11 Elect Director H. Patrick Swygert For For Management
1.12 Elect Director Andre Villeneuve For For Management
1.13 Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive Against Against Shareholder
Officers' Compensation
--------------------------------------------------------------------------------
URALKALIY
Ticker: URKA Security ID: 91688E206
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Approve Annual Report For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividends of RUB 1.70 per Share;
Approve Omission of Remuneration to
Board of Directors and Members of Audit
Commission
5.1 Elect Valery Lepehin as Member of Audit For For Management
Commission
5.2 Elect Aleksandra Orlova as Member of For For Management
Audit Commission
5.3 Elect Natalya Prokopova as Member of For For Management
Audit Commission
5.4 Elect Elena Radaeva as Member of Audit For For Management
Commission
5.5 Elect Alexey Yakovlev as Member of For For Management
Audit Commission
6 Ratify BAT-audit LLC as Auditor For For Management
7 Approve New Edition of Regulations on For For Management
General Meetings
8 Approve New Edition of Regulations on For For Management
Board of Directors
9 Approve New Edition of Regulations on For For Management
Audit Commission
10 Approve Regulations on Remuneration and For For Management
Indemnification of Directors
11.1 Elect Yury Gavrilov as Director None Against Management
11.2 Elect Andrey Konogorov as Director None Against Management
11.3 Elect Anna Koff as Director None For Management
11.4 Elect Kuzma Marchuk as Director None Against Management
11.5 Elect Denis Morozov as Director None Against Management
11.6 Elect Vladimir Ruga as Director None For Management
11.7 Elect Dmitry Rybolovlev as Director None Against Management
11.8 Elect Hans Horn as Director None For Management
11.9 Elect Ilya Yuzhanov as Director None For Management
12.1 Approve Related-Party Transaction with For For Management
OAO Galurgia Re: Work Contracts
12.2 Approve Related-Party Transactions with For For Management
SMT BShSU LLC, ZAO Novaya Nedvizhimost,
Vagonnoe Depo Balahontsy LLC,
Satellit-Service LLC, and ZAO
Avtotranskaliy Re: Work Contracts
12.3 Approve Related-Party Transaction with For For Management
Polyclinic Uralkaliy-Med LLC Re: Paid
Service Contracts
12.4 Approve Related-Party Transactions with For For Management
SMT BShSU LLC, Satellit-Service LLC,
ZAO Avtotranskaliy, Vagonnoe Depo
Balahontsy LLC, and ZAO Novaya
Nedvizhimost Re: Sales Contracts
12.5 Approve Related-Party Transactions with For For Management
SMT BShSU LLC, ZAO Avtotranskaliy,
Vagonnoe Depo Balahontsy LLC, and ZAO
Novaya Nedvizhimost Re: Sales Contracts
12.6 Approve Related-Party Transactions with For For Management
SMT BShSU LLC, Vagonnoe Depo Balahontsy
LLC, ZAO Avtotranskaliy,
Satellit-Service LLC, Polyclinic
Uralkali-Med LLC, ZAO Novaya
Nedvizhimost, and ZAO
Uralkali-Tehnologiya Re: Lease
Contracts
12.7 Approve Related-Party Transactions with For For Management
Satellit-Service LLC Re: Sublicense
Contracts
--------------------------------------------------------------------------------
VALENCE TECHNOLOGY, INC.
Ticker: VLNC Security ID: 918914102
Meeting Date: SEP 8, 2009 Meeting Type: Annual
Record Date: JUL 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl E. Berg For For Management
1.2 Elect Director Robert L. Kanode For For Management
1.3 Elect Director Vassilis G. Keramidas For For Management
1.4 Elect Director Bert C. Roberts, Jr. For For Management
1.5 Elect Director Donn V. Tognazzini For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VESTAS WIND SYSTEM AS
Ticker: VWS Security ID: K9773J128
Meeting Date: JAN 14, 2010 Meeting Type: Special
Record Date: DEC 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Amend Deadline for For For Management
Shareholders' Right to Include Matters
on Agenda of Annual General Meeting to
Six Weeks
2 Authorize Board or Chairman of Meeting For For Management
to Make Editorial Changes to Adopted
Resolutions in Connection with
Registration
--------------------------------------------------------------------------------
VESTAS WIND SYSTEM AS
Ticker: VWS Security ID: K9773J128
Meeting Date: MAR 17, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive and Approve Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4a Reelect Bent Carlsen as Director For Against Management
4b Reelect Torsten Rasmussen as Director For For Management
4c Reelect Freddy Frandsen as Director For For Management
4d Reelect Hakan Eriksson as Director For For Management
4e Reelect Jorgen Rasmussen as Director For For Management
4f Reelect Jorn Thomsen as Director For Against Management
4g Reelect Kurt Nielsen as Director For For Management
4h Reelect Ola Rollen as Director For For Management
5 Ratify PricewaterhouseCoopers as For For Management
Auditor
6.1 Amend Articles Re: Right to Convene an For For Management
Extraordinary General Meeting;
Notification and Documents Pertaining
to General Meeting; Stipulate Record
Date and Availability of Admission
Cards; Editorial Changes
6.2 Amend Articles Re: Information For For Management
Contained in Notice to General Meeting;
Voting Rights by Proxy and
Correspondence; Editorial Changes
6.3 Amend Articles Re: Delete Secondary For For Management
Company Name
6.4 Amend Articles Re: Delete Reference to For For Management
Company Address
6.5 Amend Articles Re: Change Name of For For Management
Company's Share Registrar
6.6 Amend Articles Re: Delete Board's For For Management
Authorization to Cancel Unregistered
Shares
6.7 Approve Creation of DKK 20.4 Million For For Management
Pool of Capital without Preemptive
Rights
6.8 Extend Authorization to Issue 1.8 For Against Management
Million Shares to Employees Until May
1, 2011
6.9 Extend Authorization to Issue Warrants For Against Management
to Key Employees Until May 1, 2011;
Extend Authorization to Increase Share
Capital by up to DKK 368,000 to
Guarantee Conversion Rights; Cancel
Authorization to Grant Warrants to
Board Members
6.10 Approve Issuance of Convertible Bonds For Against Management
without Preemptive Rights up to
Aggregate Nominal Amount of DKK 5.00
Billion; Approve Creation of Pool of
Capital to Guarantee Conversion Rights
6.11 Amend Articles Re: Change Location of For For Management
General Meeting to Central Denmark
Region or Capital Region of Denmark
6.12 Amend Articles Re: Amend Agenda of For For Management
General Meeting to Clarify the Number
of Auditors
6.13 Amend Articles Re: Stipulate that For For Management
General Meeting may be Held in English;
Specify that Documents Pertaining to
General Meeting are Available both in
Danish and in English
6.14 Amend Articles Re: Stipulate that the For For Management
Corporate Language is English
6.15 Authorize Repurchase Up to 10 Percent For For Management
of Issued Share Capital
6.16 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board to Include Warrants
6.17 Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
7 Other Business None None Management
--------------------------------------------------------------------------------
VITERRA INC
Ticker: VT Security ID: 92849T108
Meeting Date: MAR 10, 2010 Meeting Type: Annual/Special
Record Date: JAN 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Birks as Director For For Management
1.2 Elect Vic Bruce as Director For For Management
1.3 Elect Thomas Chambers as Director For For Management
1.4 Elect Paul Daniel as Director For For Management
1.5 Elect Bonnie DuPont as Director For For Management
1.6 Elect Perry Gunner as Director For For Management
1.7 Elect Tim Hearn as Director For For Management
1.8 Elect Dallas Howe as Director For For Management
1.9 Elect Kevin Osborn as Director For For Management
1.10 Elect Herb Pinder, Jr. as Director For For Management
1.11 Elect Larry Ruud as Director For For Management
1.12 Elect Mayo Schmidt as Director For For Management
1.13 Elect Max Venning as Director For For Management
2 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Submit a Sustainability Report by Against Against Shareholder
September 2010
--------------------------------------------------------------------------------
WACKER CHEMIE AG
Ticker: WCH Security ID: D9540Z106
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2009
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2009
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2009
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2010
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Amend Articles Re: Convocation of, For For Management
Registration for, Participation in, and
Voting Rights Representation at General
Meeting due to New German Legislation
(Law on Transposition of EU
Shareholder's Rights Directive)
--------------------------------------------------------------------------------
WASION GROUP HOLDINGS LTD.
Ticker: 3393 Security ID: G9463P108
Meeting Date: MAY 10, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Dividends For For Management
3(a) Elect Mr. Ji Wei as Director For Against Management
3(b) Elect Ms. Zheng Xiao Ping as Director For For Management
3(c) Elect Mr. Pan Yuan as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Authorize Share Repurchase Program For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Pastora San Juan For For Management
Cafferty
2 Elect Director Frank M. Clark, Jr. For For Management
3 Elect Director Patrick W. Gross For For Management
4 Elect Director John C. Pope For For Management
5 Elect Director W. Robert Reum For For Management
6 Elect Director Steven G. Rothmeier For For Management
7 Elect Director David P. Steiner For For Management
8 Elect Director Thomas H. Weidemeyer For For Management
9 Ratify Auditors For For Management
10 Reduce Supermajority Vote Requirement For For Management
11 Report on Political Contributions Against Against Shareholder
12 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
WAVIN NV
Ticker: WAVIN Security ID: N9438C101
Meeting Date: APR 21, 2010 Meeting Type: Annual
Record Date: MAR 31, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Annual Report 2009 None None Management
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends
5 Discussion on Company's Corporate None None Management
Governance Structure
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8a Reelect P.F.C. Houben to Executive For For Management
Board
8b Reelect W.H.J.C.M. Oomens to Executive For For Management
Board
8c Reelect A.R. Taylor to Executive Board For For Management
8d Reelect H. ten Hove to Executive Board For For Management
9 Reelect R.H.P.W. Kottman to Supervisory For For Management
Board
10 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
11a Approve Reverse Stock Split For For Management
11b Amend Articles of Association Re: For For Management
Public Obligations
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital Plus
Additional 10 Percent in Case of
Takeover/Merger
13b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 13b
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: FEB 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Sinkfield For For Management
1.2 Elect Director D. Michael Steuert For For Management
1.3 Elect Director Kim Williams For For Management
2 Amend For For Management
Articles/Bylaws/Charter-Non-Routine
3 Approve Dividends For For Management
4 Increase Authorized Common Stock For For Management
5 Approve Securities Transfer For For Management
Restrictions
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
7 Report on Incorporating FSC-certified Against For Shareholder
Products into Company's North American
Strategy
8 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 4.50 per
Share
3 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
4 Approve Remuneration of Auditors For For Management
5 Reelect Oivind Lund (Chair), Elect For For Management
Bernt Reitan, Elisabeth Harstad, and
Leiv Nergaard as Directors; Elect Hilde
Aasheim as New Director
6 Approve Remuneration of Directors in For For Management
the Amount of NOK 430,000 for Chairman,
and NOK 247,000 for Other Directors;
Approve Remuneration for Committee Work
7 Elect Bjorg Ven (Chair), Thorunn Bakke, For For Management
and Olaug Svarva as Members of
Nominating Committee
8 Amend Articles Re: Approve Electronic For For Management
Distribution of Documents Pertaining to
General Meetings
9 Authorize Repurchase of up to Five For For Management
Percent of Share Capital and Reissuance
of Repurchased Shares
--------------------------------------------------------------------------------
YASKAWA ELECTRIC CORP.
Ticker: 6506 Security ID: J9690T102
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: MAR 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1.5
2.1 Elect Director Kouji Toshima For For Management
2.2 Elect Director Junji Tsuda For For Management
2.3 Elect Director Kouichi Takei For For Management
2.4 Elect Director Masao Kitou For For Management
2.5 Elect Director Toshihiro Sawa For For Management
2.6 Elect Director Noboru Usami For For Management
2.7 Elect Director Yoshinori Fukahori For For Management
2.8 Elect Director Hideki Gotou For For Management
2.9 Elect Director Kouki Nakamura For For Management
2.10 Elect Director Hiroshi Ogasawara For For Management
2.11 Elect Director Osamu Motomatsu For For Management
2.12 Elect Director Shuuji Murakami For For Management
2.13 Elect Director Yoshikatsu Minami For For Management
2.14 Elect Director Shigeto yanase For For Management
2.15 Elect Director Yuuji Nakayama For For Management
2.16 Elect Director Kouichi Takamiya For For Management
3.1 Appoint Statutory Auditor Sadahiro For For Management
Iwata
3.2 Appoint Statutory Auditor Makoto For For Management
Ishimaru
4 Appoint Alternate Statutory Auditor For For Management
Yasuto Tanaka
--------------------------------------------------------------------------------
YINGLI GREEN ENERGY HOLDING COMPANY LTD.
Ticker: YGE Security ID: 98584B103
Meeting Date: AUG 18, 2009 Meeting Type: Annual
Record Date: JUL 17, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Reelect Zongwei Li as a Director For Against Management
3 Reelect Xiangdong Wang as a Director For Against Management
4 Amend 2006 Stock Incentive Plan For For Management
5 Amend 2006 Stock Incentive Plan For For Management
6 Ratify KPMG as Auditors For For Management
========== END NPX REPORT
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) DWS Securities Trust
By (Signature and Title)* /s/Michael G. Clark
Michael G. Clark, Chief Executive Officer
Date 8/17/10
* Print the name and title of each signing officer under his or her signature.