UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-6569
IVY FUNDS
(Exact Name as Specified in Charter)
6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913) 236-2000
Date of fiscal year end: March 31
Date of reporting period: July 1, 2019 to June 30, 2020
IVY ASSET STRATEGY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Larsen & Toubro Limited
Meeting Date: | 08/01/2019 | Country: | India | Primary Security ID: | Y5217N159 | |||||
Record Date: | 07/25/2019 | Meeting Type: | Annual | Ticker: | 500510 | |||||
Shares Voted: | 1,304,842 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Reelect M.V. Satish as Director | Mgmt | For | For | For | |||||
4 | Reelect Shailendra Roy as Director | Mgmt | For | For | For | |||||
5 | Reelect R. Shankar Raman as Director | Mgmt | For | For | For | |||||
6 | Reelect J.D Patil as Director | Mgmt | For | For | For | |||||
7 | Reelect M.M. Chitale as Director | Mgmt | For | For | For | |||||
8 | Reelect M. Damodaran as Director | Mgmt | For | For | For | |||||
9 | Reelect Vikram Singh Mehta as Director | Mgmt | For | For | For | |||||
10 | Reelect Adil Zainulbhai as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director | Mgmt | For | Refer | Against | |||||
12 | Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director | Mgmt | For | Refer | Against | |||||
13 | Amend Objects Clause of Memorandum of Association | Mgmt | For | For | For | |||||
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
15 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
ICICI Bank Limited
Meeting Date: | 08/09/2019 | Country: | India | Primary Security ID: | Y3860Z132 | |||||
Record Date: | 08/02/2019 | Meeting Type: | Annual | Ticker: | 532174 | |||||
Shares Voted: | 3,828,421 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Reelect Anup Bagchi as Director | Mgmt | For | For | For | |||||
4 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
6 | Elect Hari L. Mundra as Director | Mgmt | For | For | For | |||||
7 | Elect Rama Bijapurkar as Director | Mgmt | For | For | For | |||||
8 | Elect B. Sriram as Director | Mgmt | For | For | For | |||||
9 | Elect Subramanian Madhavan as Director | Mgmt | For | For | For | |||||
10 | Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer | Mgmt | For | For | For | |||||
11 | Elect Sandeep Batra as Director | Mgmt | For | For | For | |||||
12 | Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director) | Mgmt | For | For | For | |||||
13 | Approve Revision in the Remuneration of N. S. Kannan as Executive Director | Mgmt | For | For | For | |||||
14 | Approve Revision in the Remuneration of Vishakha Mulye as Executive Director | Mgmt | For | For | For | |||||
15 | Approve Revision in the Remuneration of Vijay Chandok as Executive Director | Mgmt | For | For | For | |||||
16 | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | Mgmt | For | For | For | |||||
17 | Amend Memorandum of Association | Mgmt | For | For | For | |||||
18 | Adopt New Articles of Association | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Reliance Industries Limited
Meeting Date: | 08/12/2019 | Country: | India | Primary Security ID: | Y72596102 | |||||
Record Date: | 08/05/2019 | Meeting Type: | Annual | Ticker: | 500325 | |||||
Shares Voted: | 1,515,406 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.b | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Elect Pawan Kumar Kapil as Director | Mgmt | For | For | For | |||||
4 | Elect Nita M. Ambani as Director | Mgmt | For | For | For | |||||
5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | Mgmt | For | For | For | |||||
6 | Reelect Raminder Singh Gujral as Director | Mgmt | For | Refer | Against | |||||
7 | Elect Arundhati Bhattacharya as Director | Mgmt | For | For | For | |||||
8 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
The Procter & Gamble Company
Meeting Date: | 10/08/2019 | Country: | USA | Primary Security ID: | 742718109 | |||||
Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | PG | |||||
Shares Voted: | 271,509 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
1b | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
1c | Elect Director Amy L. Chang | Mgmt | For | For | For | |||||
1d | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1e | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
1f | Elect Director Terry J. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Christine M. McCarthy | Mgmt | For | For | For | |||||
1h | Elect Director W. James McNerney, Jr. | Mgmt | For | For | For | |||||
1i | Elect Director Nelson Peltz | Mgmt | For | For | For | |||||
1j | Elect Director David S. Taylor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
The Procter & Gamble Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Margaret C. Whitman | Mgmt | For | For | For | |||||
1l | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For |
Ferguson Plc
Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID: | G3421J106 | |||||
Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
Shares Voted: | 304,631 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For | |||||
14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Ferguson Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 549,144 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: | 12/10/2019 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | 2318 | |||||
Shares Voted: | 3,386,117 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | Mgmt | |||||||||
1.01 | Elect Xie Yonglin as Director | Mgmt | For | For | For | |||||
1.02 | Elect Tan Sin Yin as Director | Mgmt | For | For | For | |||||
2 | Amend Articles of Association | Mgmt | For | Refer | For |
Intuit Inc.
Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 461202103 | |||||
Record Date: | 11/25/2019 | Meeting Type: | Annual | Ticker: | INTU | |||||
Shares Voted: | 132,717 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||||
1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Intuit Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
1h | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
1j | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
1k | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Adopt a Mandatory Arbitration Bylaw | SH | Against | Refer | Against |
Visa Inc.
Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
Shares Voted: | 265,104 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Compass Group Plc
Meeting Date: | 02/06/2020 | Country: | United Kingdom | Primary Security ID: | G23296208 | |||||
Record Date: | 02/04/2020 | Meeting Type: | Annual | Ticker: | CPG | |||||
Shares Voted: | 1,161,048 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Karen Witts as Director | Mgmt | For | For | For | |||||
5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For | For | |||||
6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |||||
7 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For | For | |||||
8 | Re-elect John Bason as Director | Mgmt | For | For | For | |||||
9 | Re-elect Stefan Bomhard as Director | Mgmt | For | For | For | |||||
10 | Re-elect John Bryant as Director | Mgmt | For | For | For | |||||
11 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For | For | |||||
12 | Re-elect Nelson Silva as Director | Mgmt | For | For | For | |||||
13 | Re-elect Ireena Vittal as Director | Mgmt | For | For | For | |||||
14 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |||||
15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
18 | Approve Payment of Fees to Non-executive Directors | Mgmt | For | Refer | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Gardner Denver Holdings, Inc.
Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
Shares Voted: | 678,854 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
QUALCOMM Incorporated
Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
Shares Voted: | 363,474 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Samsung Electronics Co., Ltd.
Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
Shares Voted: | 599,975 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Adobe Inc.
Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
Shares Voted: | 127,790 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Adobe Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: | 04/09/2020 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | 2318 | |||||
Shares Voted: | 3,386,117 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
AGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
1 | Approve 2019 Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve 2019 Report of the Supervisory Committee | Mgmt | For | For | For | |||||
3 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For | For | |||||
4 | Approve 2019 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Mgmt | For | For | For | |||||
6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Mgmt | For | For | For | |||||
8 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Mgmt | For | Refer | For | |||||
10 | Amend Articles of Association | Mgmt | For | For | For | |||||
11 | Elect Lu Min as Director | SH | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
UniCredit SpA
Meeting Date: | 04/09/2020 | Country: | Italy | Primary Security ID: | T9T23L642 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual/Special | Ticker: | UCG | |||||
Shares Voted: | 1,516,237 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Approve Dividend Distribution | Mgmt | For | For | For | |||||
4 | Approve Elimination of Negative Reserves | Mgmt | For | For | For | |||||
5.1 | Approve Decrease in Size of Board | Mgmt | For | Refer | For | |||||
5.2 | Elect Beatriz Lara Bartolome as Director | Mgmt | For | For | For | |||||
5.3 | Elect Diego De Giorgi as Director | Mgmt | For | For | For | |||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7 | Approve 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
9 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
10 | Approve Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Mgmt | For | Refer | For | |||||
2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
3 | Amend Company Bylaws Re: Clause 6 | Mgmt | For | Refer | For | |||||
4 | Authorize Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Airbus SE
Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
Shares Voted: | 405,854 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3 | Discussion of Agenda Items | Mgmt | ||||||||
4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | Against | |||||
4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | Against | |||||
4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
5 | Close Meeting | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 448,852 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
ASML Holding NV
Meeting Date: | 04/22/2020 | Country: | Netherlands | Primary Security ID: | N07059202 | |||||
Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | ASML | |||||
Shares Voted: | 108,065 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2 | Discuss the Company’s Business, Financial Situation and Sustainability | Mgmt | ||||||||
3.a | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3.c | Receive Clarification on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3.d | Approve Dividends of EUR 2.40 Per Share | Mgmt | For | For | For | |||||
4.a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
4.b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
5 | Approve Number of Shares for Management Board | Mgmt | For | Refer | For | |||||
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
8.a | Announce Vacancies on the Supervisory Board | Mgmt | ||||||||
8.b | Opportunity to Make Recommendations | Mgmt | ||||||||
8.c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Mgmt | ||||||||
8.d | Reelect A.P. (Annet) Aris to Supervisory Board | Mgmt | For | For | For | |||||
8.e | Elect D.M. (Mark) Durcan to Supervisory Board | Mgmt | For | For | For | |||||
8.f | Elect D.W.A. (Warren) East to Supervisory Board | Mgmt | For | For | For | |||||
8.g | Receive Information on the Composition of the Supervisory Board | Mgmt | ||||||||
9 | Ratify KPMG as Auditors | Mgmt | For | For | For | |||||
10.a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Mgmt | For | For | For | |||||
10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
ASML Holding NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
10.c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Mgmt | For | For | For | |||||
10.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c | Mgmt | For | For | For | |||||
11.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
11.b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
12 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
13 | Other Business (Non-Voting) | Mgmt | ||||||||
14 | Close Meeting | Mgmt |
Aptiv PLC
Meeting Date: | 04/23/2020 | Country: | Jersey | Primary Security ID: | G6095L109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | APTV | |||||
Shares Voted: | 319,048 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Director Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Director Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Director Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Director Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Director Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Director Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Director Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Director Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Nestle SA
Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
Shares Voted: | 205,776 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against |
Schneider Electric SE
Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
Shares Voted: | 250,269 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Beiersdorf AG
Meeting Date: | 04/29/2020 | Country: | Germany | Primary Security ID: | D08792109 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | BEI | |||||
Shares Voted: | 240,054 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Beiersdorf AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
7 | Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
8 | Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
12.1 | Elect Wolfgang Herz to the Supervisory Board | Mgmt | For | Refer | For | |||||
12.2 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Mgmt | For | For | For |
Koninklijke Philips NV
Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
Shares Voted: | 511,111 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | President’s Speech | Mgmt | ||||||||
2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Koninklijke Philips NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
8 | Other Business (Non-Voting) | Mgmt |
Barrick Gold Corporation
Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 067901108 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ABX | |||||
Shares Voted: | 320,917 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director D. Mark Bristow | Mgmt | For | For | For | |||||
1.2 | Elect Director Gustavo A. Cisneros | Mgmt | For | For | For | |||||
1.3 | Elect Director Christopher L. Coleman | Mgmt | For | For | For | |||||
1.4 | Elect Director J. Michael Evans | Mgmt | For | For | For | |||||
1.5 | Elect Director Brian L. Greenspun | Mgmt | For | For | For | |||||
1.6 | Elect Director J. Brett Harvey | Mgmt | For | For | For | |||||
1.7 | Elect Director Andrew J. Quinn | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Barrick Gold Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director M. Loreto Silva | Mgmt | For | For | For | |||||
1.9 | Elect Director John L. Thornton | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 1,238,422 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Canadian Natural Resources Limited
Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
Shares Voted: | 784,127 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Canadian Natural Resources Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Zimmer Biomet Holdings, Inc.
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
Shares Voted: | 240,145 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For | |||||
1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Fiserv, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
Shares Voted: | 348,882 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | Against |
Union Pacific Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 192,587 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Union Pacific Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
5 | Report on Climate Change | SH | Against | Against | Against |
BNP Paribas SA
Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
Shares Voted: | 534,461 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For | |||||
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For | |||||
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Northrop Grumman Corporation
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
Shares Voted: | 105,537 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Anthem, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
Shares Voted: | 79,832 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Elanco Animal Health Incorporated
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 28414H103 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ELAN | |||||
Shares Voted: | 1,121,990 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Michael J. Harrington | Mgmt | For | Refer | Against | |||||
1b | Elect Director Deborah T. Kochevar | Mgmt | For | Refer | Against | |||||
1c | Elect Director Kirk P. McDonald | Mgmt | For | Refer | Against | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Kansas City Southern
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 485170302 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | KSU | |||||
Shares Voted: | 149,032 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Lydia I. Beebe | Mgmt | For | For | For | |||||
1.2 | Elect Director Lu M. Cordova | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert J. Druten | Mgmt | For | For | For | |||||
1.4 | Elect Director Antonio O. Garza, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director David Garza-Santos | Mgmt | For | For | For | |||||
1.6 | Elect Director Janet H. Kennedy | Mgmt | For | For | For | |||||
1.7 | Elect Director Mitchell J. Krebs | Mgmt | For | For | For | |||||
1.8 | Elect Director Henry J. Maier | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas A. McDonnell | Mgmt | For | For | For | |||||
1.10 | Elect Director Patrick J. Ottensmeyer | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Morgan Stanley
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
Shares Voted: | 384,182 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Morgan Stanley
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
The Home Depot, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
Shares Voted: | 134,183 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
The Home Depot, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For |
VeriSign, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
Shares Voted: | 80,808 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Amazon.com, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 15,564 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
E.ON SE
Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D24914133 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | EOAN | ||||||
Shares Voted: | 2,722,833 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020 | Mgmt | For | For | For | |||||
5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
6.1 | Elect Ulrich Grillo to the Supervisory Board | Mgmt | For | For | For | |||||
6.2 | Elect Rolf Martin Schmitz to the Supervisory Board | Mgmt | For | For | For | |||||
6.3 | Elect Deborah Wilkens to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
E.ON SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For |
Merck KGaA
Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D5357W103 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | MRK | |||||
Shares Voted: | 219,635 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Mgmt | For | For | For | |||||
4 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
7 | Approve Affiliation Agreement with BSSN UG | Mgmt | For | Refer | For |
AIA Group Limited
Meeting Date: | 05/29/2020 | Country: | Hong Kong | Primary Security ID: | Y002A1105 | |||||
Record Date: | 05/25/2020 | Meeting Type: | Annual | Ticker: | 1299 | |||||
Shares Voted: | 3,197,065 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Edmund Sze-Wing Tse as Director | Mgmt | For | For | For | |||||
4 | Elect Jack Chak-Kwong So as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
AIA Group Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Elect Mohamed Azman Yahya Director | Mgmt | For | For | For | |||||
6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Mgmt | For | For | For |
Glencore Plc
Meeting Date: | 06/02/2020 | Country: | Jersey | Primary Security ID: | G39420107 | |||||
Record Date: | 05/31/2020 | Meeting Type: | Annual | Ticker: | GLEN | |||||
Shares Voted: | 6,486,046 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Re-elect Anthony Hayward as Director | Mgmt | For | For | For | |||||
3 | Re-elect Ivan Glasenberg as Director | Mgmt | For | For | For | |||||
4 | Re-elect Peter Coates as Director | Mgmt | For | For | For | |||||
5 | Re-elect Leonhard Fischer as Director | Mgmt | For | For | For | |||||
6 | Re-elect Martin Gilbert as Director | Mgmt | For | For | For | |||||
7 | Re-elect John Mack as Director | Mgmt | For | For | For | |||||
8 | Re-elect Gill Marcus as Director | Mgmt | For | For | For | |||||
9 | Re-elect Patrice Merrin as Director | Mgmt | For | For | For | |||||
10 | Elect Kalidas Madhavpeddi as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
12 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
13 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
15 | Authorise Issue of Equity | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Glencore Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Walmart Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
Shares Voted: | 493,908 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Walmart Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For |
Sarepta Therapeutics, Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 803607100 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | SRPT | |||||
Shares Voted: | 143,386 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Douglas S. Ingram | Mgmt | For | For | For | |||||
1.2 | Elect Director Hans Wigzell | Mgmt | For | For | For | |||||
1.3 | Elect Director Mary Ann Gray | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Gartner, Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 366651107 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | IT | |||||
Shares Voted: | 137,016 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Peter E. Bisson | Mgmt | For | For | For | |||||
1b | Elect Director Richard J. Bressler | Mgmt | For | For | For | |||||
1c | Elect Director Raul E. Cesan | Mgmt | For | For | For | |||||
1d | Elect Director Karen E. Dykstra | Mgmt | For | For | For | |||||
1e | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | For | |||||
1f | Elect Director William O. Grabe | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Gartner, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Eugene A. Hall | Mgmt | For | For | For | |||||
1h | Elect Director Stephen G. Pagliuca | Mgmt | For | For | For | |||||
1i | Elect Director Eileen M. Serra | Mgmt | For | For | For | |||||
1j | Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 7,094,017 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For |
Caterpillar Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 149123101 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CAT | |||||
Shares Voted: | 215,622 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kelly A. Ayotte | Mgmt | For | For | For | |||||
1.2 | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Director Daniel M. Dickinson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Caterpillar Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
1.6 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
1.7 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
1.9 | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
1.11 | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Dollar Tree, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 256746108 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | DLTR | |||||
Shares Voted: | 253,785 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Arnold S. Barron | Mgmt | For | For | For | |||||
1b | Elect Director Gregory M. Bridgeford | Mgmt | For | For | For | |||||
1c | Elect Director Thomas W. Dickson | Mgmt | For | For | For | |||||
1d | Elect Director Lemuel E. Lewis | Mgmt | For | For | For | |||||
1e | Elect Director Jeffrey G. Naylor | Mgmt | For | For | For | |||||
1f | Elect Director Gary M. Philbin | Mgmt | For | For | For | |||||
1g | Elect Director Bob Sasser | Mgmt | For | For | For | |||||
1h | Elect Director Thomas A. Saunders, III | Mgmt | For | For | For | |||||
1i | Elect Director Stephanie P. Stahl | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Dollar Tree, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Carrie A. Wheeler | Mgmt | For | For | For | |||||
1k | Elect Director Thomas E. Whiddon | Mgmt | For | For | For | |||||
1l | Elect Director Carl P. Zeithaml | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Greenhouse Gas Emissions Goals | SH | Against | For | For |
KEYENCE Corp.
Meeting Date: | 06/12/2020 | Country: | Japan | Primary Security ID: | J32491102 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | 6861 | |||||
Shares Voted: | 68,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Mgmt | For | For | For | |||||
2.1 | Elect Director Takizaki, Takemitsu | Mgmt | For | For | For | |||||
2.2 | Elect Director Nakata, Yu | Mgmt | For | For | For | |||||
2.3 | Elect Director Kimura, Keiichi | Mgmt | For | For | For | |||||
2.4 | Elect Director Yamaguchi, Akiji | Mgmt | For | For | For | |||||
2.5 | Elect Director Miki, Masayuki | Mgmt | For | For | For | |||||
2.6 | Elect Director Yamamoto, Akinori | Mgmt | For | For | For | |||||
2.7 | Elect Director Kanzawa, Akira | Mgmt | For | For | For | |||||
2.8 | Elect Director Tanabe, Yoichi | Mgmt | For | For | For | |||||
2.9 | Elect Director Taniguchi, Seiichi | Mgmt | For | For | For | |||||
3.1 | Appoint Statutory Auditor Takeda, Hidehiko | Mgmt | For | Refer | For | |||||
3.2 | Appoint Statutory Auditor Indo, Hiroji | Mgmt | For | Refer | For | |||||
4 | Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Ingersoll Rand, Inc.
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 45687V106 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | IR | |||||
Shares Voted: | 662,026 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director William P. Donnelly | Mgmt | For | For | For | |||||
1c | Elect Director Marc E. Jones | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
VINCI SA
Meeting Date: | 06/18/2020 | Country: | France | Primary Security ID: | F5879X108 | |||||
Record Date: | 06/15/2020 | Meeting Type: | Annual/Special | Ticker: | DG | |||||
Shares Voted: | 256,050 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Mgmt | For | For | For | |||||
4 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
5 | Elect Benoit Bazin as Director | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
9 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
VINCI SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached | Mgmt | For | For | For | |||||
15 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
16 | Amend Article 14 of Bylaws Re: Board Members Remuneration | Mgmt | For | Refer | For | |||||
17 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Deutsche Telekom AG
Meeting Date: | 06/19/2020 | Country: | Germany | Primary Security ID: | D2035M136 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | DTE | ||||||
Shares Voted: | 1,395,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | Refer | For | |||||
7 | Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Deutsche Telekom AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For |
Subaru Corp.
Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||
Shares Voted: | 1,547,943 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For | |||||
3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For |
Koninklijke Philips NV
Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
Shares Voted: | 511,111 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Koninklijke Philips NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For |
ORIX Corp.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
Shares Voted: | 2,907,588 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For | |||||
1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | Against | |||||
1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For |
Suzuki Motor Corp.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J78529138 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7269 | |||||
Shares Voted: | 812,183 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Mgmt | For | For | For | |||||
2.1 | Elect Director Suzuki, Osamu | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Suzuki Motor Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.2 | Elect Director Harayama, Yasuhito | Mgmt | For | For | For | |||||
2.3 | Elect Director Suzuki, Toshihiro | Mgmt | For | For | For | |||||
2.4 | Elect Director Honda, Osamu | Mgmt | For | For | For | |||||
2.5 | Elect Director Nagao, Masahiko | Mgmt | For | For | For | |||||
2.6 | Elect Director Suzuki, Toshiaki | Mgmt | For | For | For | |||||
2.7 | Elect Director Kawamura, Osamu | Mgmt | For | For | For | |||||
2.8 | Elect Director Domichi, Hideaki | Mgmt | For | For | For | |||||
2.9 | Elect Director Kato, Yuriko | Mgmt | For | For | For | |||||
3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | Mgmt | For | Refer | For | |||||
3.2 | Appoint Statutory Auditor Kasai, Masato | Mgmt | For | Refer | For | |||||
3.3 | Appoint Statutory Auditor Tanaka, Norio | Mgmt | For | Refer | For | |||||
3.4 | Appoint Statutory Auditor Araki, Nobuyuki | Mgmt | For | Refer | For | |||||
3.5 | Appoint Statutory Auditor Nagano, Norihisa | Mgmt | For | Refer | For | |||||
4 | Approve Restricted Stock Plan | Mgmt | For | For | For |
Mitsubishi UFJ Financial Group, Inc.
Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J44497105 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8306 | |||||
Shares Voted: | 4,808,440 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Mgmt | For | For | For | |||||
2.1 | Elect Director Fujii, Mariko | Mgmt | For | For | For | |||||
2.2 | Elect Director Honda, Keiko | Mgmt | For | For | For | |||||
2.3 | Elect Director Kato, Kaoru | Mgmt | For | For | For | |||||
2.4 | Elect Director Matsuyama, Haruka | Mgmt | For | For | For | |||||
2.5 | Elect Director Toby S. Myerson | Mgmt | For | For | For | |||||
2.6 | Elect Director Nomoto, Hirofumi | Mgmt | For | Refer | Against | |||||
2.7 | Elect Director Shingai, Yasushi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 6 Ivy Asset Strategy Fund
Mitsubishi UFJ Financial Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.8 | Elect Director Tarisa Watanagase | Mgmt | For | For | For | |||||
2.9 | Elect Director Yamate, Akira | Mgmt | For | For | For | |||||
2.10 | Elect Director Okamoto, Junichi | Mgmt | For | For | For | |||||
2.11 | Elect Director Ogura, Ritsuo | Mgmt | For | For | For | |||||
2.12 | Elect Director Hirano, Nobuyuki | Mgmt | For | For | For | |||||
2.13 | Elect Director Mike, Kanetsugu | Mgmt | For | For | For | |||||
2.14 | Elect Director Araki, Saburo | Mgmt | For | For | For | |||||
2.15 | Elect Director Nagashima, Iwao | Mgmt | For | For | For | |||||
2.16 | Elect Director Kamezawa, Hironori | Mgmt | For | For | For |
IVY BALANCED FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Constellation Brands, Inc.
Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 21036P108 | |||||
Record Date: | 05/17/2019 | Meeting Type: | Annual | Ticker: | STZ | |||||
Shares Voted: | 154,300 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Jennifer M. Daniels | Mgmt | For | For | For | |||||
1.2 | Elect Director Jerry Fowden | Mgmt | For | For | For | |||||
1.3 | Elect Director Ernesto M. Hernandez | Mgmt | For | For | For | |||||
1.4 | Elect Director Susan Somersille Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Director James A. Locke, III | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Daniel J. McCarthy | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director William A. Newlands | Mgmt | For | For | For | |||||
1.8 | Elect Director Richard Sands | Mgmt | For | For | For | |||||
1.9 | Elect Director Robert Sands | Mgmt | For | For | For | |||||
1.10 | Elect Director Judy A. Schmeling | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
SunTrust Banks, Inc.
Meeting Date: | 07/30/2019 | Country: | USA | Primary Security ID: | 867914103 | |||||
Record Date: | 06/24/2019 | Meeting Type: | Special | Ticker: | STI | |||||
Shares Voted: | 7,600,000 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Jazz Pharmaceuticals plc
Meeting Date: | 08/01/2019 | Country: | Ireland | Primary Security ID: | G50871105 | |||||
Record Date: | 06/05/2019 | Meeting Type: | Annual | Ticker: | JAZZ | |||||
Shares Voted: | 156,800 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Paul L. Berns | Mgmt | For | For | For | |||||
1b | Elect Director Patrick G. Enright | Mgmt | For | For | For | |||||
1c | Elect Director Seamus Mulligan | Mgmt | For | For | For | |||||
1d | Elect Director Norbert G. Riedel | Mgmt | For | For | For | |||||
2 | Approve KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Electronic Arts Inc.
Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID | 285512109 | |||||
Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
Shares Voted: | 339,200 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Electronic Arts Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For |
LyondellBasell Industries N.V.
Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
Shares Voted: | 370,550 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
2 | Approve the Cancellation of Shares | Mgmt | For | For | For |
General Mills, Inc.
Meeting Date: | 09/24/2019 | Country: | USA | Primary Security ID: | 370334104 | |||||
Record Date: | 07/26/2019 | Meeting Type: | Annual | Ticker: | GIS | |||||
Shares Voted: | 926,550 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
1b | Elect Director David M. Cordani | Mgmt | For | For | For | |||||
1c | Elect Director Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Jeffrey L. Harmening | Mgmt | For | For | For | |||||
1e | Elect Director Maria G. Henry | Mgmt | For | For | For | |||||
1f | Elect Director Elizabeth C. Lempres | Mgmt | For | For | For | |||||
1g | Elect Director Diane L. Neal | Mgmt | For | For | For | |||||
1h | Elect Director Steve Odland | Mgmt | For | For | For | |||||
1i | Elect Director Maria A. Sastre | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
General Mills, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Eric D. Sprunk | Mgmt | For | For | For | |||||
1k | Elect Director Jorge A. Uribe | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 341,037 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Refer | Against | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Cisco Systems, Inc.
Meeting Date: | 12/10/2019 | Country: | USA | Primary Security ID: | 17275R102 | |||||
Record Date: | 10/11/2019 | Meeting Type: | Annual | Ticker: | CSCO | |||||
Shares Voted: | 595,050 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
1b | Elect Director Wesley G. Bush | Mgmt | For | For | For | |||||
1c | Elect Director Michael D. Capellas | Mgmt | For | For | For | |||||
1d | Elect Director Mark Garrett | Mgmt | For | For | For | |||||
1e | Elect Director Kristina M. Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Roderick C. McGeary | Mgmt | For | For | For | |||||
1g | Elect Director Charles H. Robbins | Mgmt | For | For | For | |||||
1h | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
1i | Elect Director Brenton L. Saunders | Mgmt | For | For | For | |||||
1j | Elect Director Carol B. Tome | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Micron Technology, Inc.
Meeting Date: | 01/16/2020 | Country: | USA | Primary Security ID: | 595112103 | |||||
Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | MU | |||||
Shares Voted: | 893,200 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert L. Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard M. Beyer | Mgmt | For | For | For | |||||
1.3 | Elect Director Steven J. Gomo | Mgmt | For | For | For | |||||
1.4 | Elect Director Mary Pat McCarthy | Mgmt | For | For | For | |||||
1.5 | Elect Director Sanjay Mehrotra | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Micron Technology, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Robert E. Switz | Mgmt | For | For | For | |||||
1.7 | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Emerson Electric Co.
Meeting Date: | 02/04/2020 | Country: | USA | Primary Security ID: | 291011104 | |||||
Record Date: | 11/26/2019 | Meeting Type: | Annual | Ticker: | EMR | |||||
Shares Voted: | 259,788 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Martin S. Craighead | Mgmt | For | For | For | |||||
1.2 | Elect Director David N. Farr | Mgmt | For | For | For | |||||
1.3 | Elect Director Gloria A. Flach | Mgmt | For | For | For | |||||
1.4 | Elect Director Matthew S. Levatich | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For |
Infineon Technologies AG
Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
Record Date: | 01/15/2020 | Meeting Type: | Annual | Ticker: | IFX | |||||
Shares Voted: | 1,287,642 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Infineon Technologies AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6a | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
6b | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For | |||||
6c | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
6d | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
6e | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
6f | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For |
Apple Inc.
Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 181,469 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against |
Deere & Company
Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 244199105 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | DE | |||||
Shares Voted: | 182,950 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Samuel R. Allen | Mgmt | For | For | For | |||||
1b | Elect Director Alan C. Heuberger | Mgmt | For | For | For | |||||
1c | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Dipak C. Jain | Mgmt | For | For | For | |||||
1e | Elect Director Michael O. Johanns | Mgmt | For | For | For | |||||
1f | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
1g | Elect Director John C. May | Mgmt | For | For | For | |||||
1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
1i | Elect Director Sherry M. Smith | Mgmt | For | For | For | |||||
1j | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
1k | Elect Director Sheila G. Talton | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Deere & Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Refer | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
6 | Disclose Board Qualifications Matrix | SH | Against | Refer | Against |
QUALCOMM Incorporated
Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID : | 747525103 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
Shares Voted: | 565,940 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
The Walt Disney Company
Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
Shares Voted: | 120,398 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
PPG Industries, Inc.
Meeting Date: | 04/16/2020 | Country: | USA | Primary Security ID: | 693506107 | |||||
Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | PPG | |||||
Shares Voted: | 324,091 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||||
1.2 | Elect Director Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
2.1 | Elect Director Kathleen A. Ligocki | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
PPG Industries, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | |||||
6 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 241,820 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Citigroup Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Domino’s Pizza, Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 25754A201 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | DPZ | |||||
Shares Voted: | 123,856 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David A. Brandon | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard E. Allison, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Director C. Andrew Ballard | Mgmt | For | For | For | |||||
1.4 | Elect Director Andrew B. Balson | Mgmt | For | For | For | |||||
1.5 | Elect Director Corie S. Barry | Mgmt | For | For | For | |||||
1.6 | Elect Director Diana F. Cantor | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard L. Federico | Mgmt | For | For | For | |||||
1.8 | Elect Director James A. Goldman | Mgmt | For | For | For | |||||
1.9 | Elect Director Patricia E. Lopez | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Northern Trust Corporation
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 665859104 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | NTRS | |||||
Shares Voted: | 318,418 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Linda Walker Bynoe | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Northern Trust Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1b | Elect Director Susan Crown | Mgmt | For | For | For | |||||
1c | Elect Director Dean M. Harrison | Mgmt | For | For | For | |||||
1d | Elect Director Jay L. Henderson | Mgmt | For | For | For | |||||
1e | Elect Director Marcy S. Klevorn | Mgmt | For | For | For | |||||
1f | Elect Director Siddharth N. “Bobby” Mehta | Mgmt | For | For | For | |||||
1g | Elect Director Michael G. O’Grady | Mgmt | For | For | For | |||||
1h | Elect Director Jose Luis Prado | Mgmt | For | For | For | |||||
1i | Elect Director Thomas E. Richards | Mgmt | For | For | For | |||||
1j | Elect Director Martin P. Slark | Mgmt | For | For | For | |||||
1k | Elect Director David H. B. Smith, Jr. | Mgmt | For | For | For | |||||
1l | Elect Director Donald Thompson | Mgmt | For | For | For | |||||
1m | Elect Director Charles A. Tribbett, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Pfizer Inc.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 717081103 | |||||
Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | PFE | |||||
Shares Voted: | 530,020 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
1.2 | Elect Director Albert Bourla | Mgmt | For | For | For | |||||
1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
1.5 | Elect Director Scott Gottlieb | Mgmt | For | For | For | |||||
1.6 | Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
1.7 | Elect Director Susan Hockfield | Mgmt | For | For | For | |||||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Pfizer Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.9 | Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
1.10 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1.11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1.12 | Elect Director James Quincey | Mgmt | For | For | For | |||||
1.13 | Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
8 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
9 | Elect Director Susan Desmond-Hellmann | Mgmt | For | For | For |
Snap-on Incorporated
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 833034101 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SNA | |||||
Shares Voted: | 188,567 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David C. Adams | Mgmt | For | For | For | |||||
1.2 | Elect Director Karen L. Daniel | Mgmt | For | For | For | |||||
1.3 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
1.4 | Elect Director James P. Holden | Mgmt | For | For | For | |||||
1.5 | Elect Director Nathan J. Jones | Mgmt | For | For | For | |||||
1.6 | Elect Director Henry W. Knueppel | Mgmt | For | For | For | |||||
1.7 | Elect Director W. Dudley Lehman | Mgmt | For | For | For | |||||
1.8 | Elect Director Nicholas T. Pinchuk | Mgmt | For | For | For | |||||
1.9 | Elect Director Gregg M. Sherrill | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Snap-on Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.10 | Elect Director Donald J. Stebbins | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
The Boeing Company
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 097023105 | |||||
Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
Shares Voted: | 112,019 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
1b | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
1c | Elect Director Arthur D. Collins, Jr. | Mgmt | For | Refer | Against | |||||
1d | Elect Director Edmund P. Giambastiani, Jr. | Mgmt | For | Refer | Against | |||||
1e | Elect Director Lynn J. Good | Mgmt | For | For | For | |||||
1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Mgmt | ||||||||
1g | Elect Director Akhil Johri | Mgmt | For | For | For | |||||
1h | Elect Director Lawrence W. Kellner | Mgmt | For | Refer | For | |||||
1i | Elect Director Caroline B. Kennedy | Mgmt | For | For | For | |||||
1j | Elect Director Steven M. Mollenkopf | Mgmt | For | For | For | |||||
1k | Elect Director John M. Richardson | Mgmt | For | For | For | |||||
1l | Elect Director Susan C. Schwab | Mgmt | For | Refer | Against | |||||
1m | Elect Director Ronald A. Williams | Mgmt | For | Refer | Against | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Director Nominee Qualifications | SH | Against | Refer | Against | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
6 | Require Independent Board Chairman | SH | Against | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
The Boeing Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
8 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
9 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against |
The PNC Financial Services Group, Inc.
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 693475105 | |||||
Record Date: | 01/31/2020 | Meeting Type: | Annual | Ticker: | PNC | |||||
Shares Voted: | 274,484 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Joseph Alvarado | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1.3 | Elect Director Debra A. Cafaro | Mgmt | For | For | For | |||||
1.4 | Elect Director Marjorie Rodgers Cheshire | Mgmt | For | For | For | |||||
1.5 | Elect Director William S. Demchak | Mgmt | For | For | For | |||||
1.6 | Elect Director Andrew T. Feldstein | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard J. Harshman | Mgmt | For | For | For | |||||
1.8 | Elect Director Daniel R. Hesse | Mgmt | For | For | For | |||||
1.9 | Elect Director Linda R. Medler | Mgmt | For | For | For | |||||
1.10 | Elect Director Martin Pfinsgraff | Mgmt | For | For | For | |||||
1.11 | Elect Director Toni Townes-Whitley | Mgmt | For | For | For | |||||
1.12 | Elect Director Michael J. Ward | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
The Goldman Sachs Group, Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 38141G104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | GS | |||||
Shares Voted: | 168,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
1b | Elect Director Drew G. Faust | Mgmt | For | For | For | |||||
1c | Elect Director Mark A. Flaherty | Mgmt | For | For | For | |||||
1d | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
1e | Elect Director Lakshmi N. Mittal | Mgmt | For | For | For | |||||
1f | Elect Director Adebayo O. Ogunlesi | Mgmt | For | For | For | |||||
1g | Elect Director Peter Oppenheimer | Mgmt | For | For | For | |||||
1h | Elect Director David M. Solomon | Mgmt | For | For | For | |||||
1i | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
1j | Elect Director David A. Viniar | Mgmt | For | For | For | |||||
1k | Elect Director Mark O. Winkelman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Review of Statement on the Purpose of a Corporation | SH | Against | Refer | Against |
Berkshire Hathaway Inc.
Meeting Date: | 05/02/2020 | Country: | USA | Primary Security ID: | 084670702 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | BRK.B | |||||
Shares Voted: | 153,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||||
1.3 | Elect Director Gregory E. Abel | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Berkshire Hathaway Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director Howard G. Buffett | Mgmt | For | For | For | |||||
1.5 | Elect Director Stephen B. Burke | Mgmt | For | For | For | |||||
1.6 | Elect Director Kenneth I. Chenault | Mgmt | For | For | For | |||||
1.7 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||||
1.8 | Elect Director David S. Gottesman | Mgmt | For | For | For | |||||
1.9 | Elect Director Charlotte Guyman | Mgmt | For | For | For | |||||
1.10 | Elect Director Ajit Jain | Mgmt | For | For | For | |||||
1.11 | Elect Director Thomas S. Murphy | Mgmt | For | For | For | |||||
1.12 | Elect Director Ronald L. Olson | Mgmt | For | For | For | |||||
1.13 | Elect Director Walter Scott, Jr. | Mgmt | For | For | For | |||||
1.14 | Elect Director Meryl B. Witmer | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | Three Years | Three Years | |||||
4 | Adopt a Policy on Board Diversity | SH | Against | Against | Against |
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 768,499 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Philip Morris International Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
Shares Voted: | 533,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Philip Morris International Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For |
Canadian Natural Resources Limited
Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
Shares Voted: | 1,131,991 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Canadian Natural Resources Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Tractor Supply Company
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
Shares Voted: | 206,188 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Verizon Communications Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
Shares Voted: | 325,875 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For | |||||
1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For |
Zimmer Biomet Holdings, Inc.
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
Shares Voted: | 338,740 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Zimmer Biomet Holdings, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Fiserv, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
Shares Voted: | 338,011 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Fiserv, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | Against |
Las Vegas Sands Corp.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 517834107 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | LVS | |||||
Shares Voted: | 560,864 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sheldon G. Adelson | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Irwin Chafetz | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Micheline Chau | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Patrick Dumont | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Charles D. Forman | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Robert G. Goldstein | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director George Jamieson | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Charles A. Koppelman | Mgmt | For | Refer | Withhold | |||||
1.9 | Elect Director Lewis Kramer | Mgmt | For | Refer | Withhold | |||||
1.10 | Elect Director David F. Levi | Mgmt | For | Refer | Withhold | |||||
1.11 | Elect Director Xuan Yan | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Union Pacific Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 187,228 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
5 | Report on Climate Change | SH | Against | Against | Against |
JPMorgan Chase & Co.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 46625H100 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | JPM | |||||
Shares Voted: | 278,503 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Linda B. Bammann | Mgmt | For | For | For | |||||
1b | Elect Director Stephen B. Burke | Mgmt | For | For | For | |||||
1c | Elect Director Todd A. Combs | Mgmt | For | For | For | |||||
1d | Elect Director James S. Crown | Mgmt | For | For | For | |||||
1e | Elect Director James Dimon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
JPMorgan Chase & Co.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1g | Elect Director Mellody Hobson | Mgmt | For | For | For | |||||
1h | Elect Director Michael A. Neal | Mgmt | For | For | For | |||||
1i | Elect Director Lee R. Raymond | Mgmt | For | For | For | |||||
1j | Elect Director Virginia M. Rometty | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
4 | Require Independent Board Chair | SH | Against | Refer | For | |||||
5 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | SH | Against | Against | Against | |||||
6 | Report on Climate Change | SH | Against | For | For | |||||
7 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
8 | Report on Charitable Contributions | SH | Against | Against | Against | |||||
9 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against |
Knight-Swift Transportation Holdings Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
Shares Voted: | 494,433 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Anthem, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
Shares Voted: | 109,966 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Elanco Animal Health Incorporated
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 28414H103 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ELAN | |||||
Shares Voted: | 463,774 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael J. Harrington | Mgmt | For | Refer | Against | |||||
1b | Elect Director Deborah T. Kochevar | Mgmt | For | Refer | Against | |||||
1c | Elect Director Kirk P. McDonald | Mgmt | For | Refer | Against | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Cerner Corporation
Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
Shares Voted: | 476,087 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For |
Amazon.com, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 20,924 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Chevron Corporation
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
Shares Voted: | 133,488 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Chevron Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
10 | Require Independent Board Chair | SH | Against | Refer | Against |
Facebook, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 107,243 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Facebook, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | Against | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
7 | Report on Political Advertising | SH | Against | For | For | |||||
8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against |
IPG Photonics Corporation
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 44980X109 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | IPGP | |||||
Shares Voted: | 189,470 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Valentin P. Gapontsev | Mgmt | For | For | For | |||||
1.2 | Elect Director Eugene A. Scherbakov | Mgmt | For | For | For | |||||
1.3 | Elect Director Igor Samartsev | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael C. Child | Mgmt | For | For | For | |||||
1.5 | Elect Director Gregory P. Dougherty | Mgmt | For | For | For | |||||
1.6 | Elect Director Catherine P. Lego | Mgmt | For | For | For | |||||
1.7 | Elect Director Eric Meurice | Mgmt | For | For | For | |||||
1.8 | Elect Director John R. Peeler | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas J. Seifert | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
IPG Photonics Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Management Team Diversity | SH | Against | For | For |
Lowe’s Companies, Inc.
Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 548661107 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | LOW | |||||
Shares Voted: | 375,732 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect Director David H. Batchelder | Mgmt | For | For | For | |||||
1.3 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
1.4 | Elect Director Sandra B. Cochran | Mgmt | For | For | For | |||||
1.5 | Elect Director Laurie Z. Douglas | Mgmt | For | For | For | |||||
1.6 | Elect Director Richard W. Dreiling | Mgmt | For | For | For | |||||
1.7 | Elect Director Marvin R. Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Director Brian C. Rogers | Mgmt | For | For | For | |||||
1.9 | Elect Director Bertram L. Scott | Mgmt | For | For | For | |||||
1.10 | Elect Director Lisa W. Wardell | Mgmt | For | For | For | |||||
1.11 | Elect Director Eric C. Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
LyondellBasell Industries N.V.
Meeting Date: | 05/29/2020 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | LYB | |||||
Shares Voted: | 110,886 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Jacques Aigrain | Mgmt | For | For | For | |||||
1b | Elect Director Lincoln Benet | Mgmt | For | For | For | |||||
1c | Elect Director Jagjeet (Jeet) Bindra | Mgmt | For | For | For | |||||
1d | Elect Director Robin Buchanan | Mgmt | For | For | For | |||||
1e | Elect Director Stephen Cooper | Mgmt | For | For | For | |||||
1f | Elect Director Nance Dicciani | Mgmt | For | For | For | |||||
1g | Elect Director Claire Farley | Mgmt | For | For | For | |||||
1h | Elect Director Isabella (Bella) Goren | Mgmt | For | For | For | |||||
1i | Elect Director Michael Hanley | Mgmt | For | For | For | |||||
1j | Elect Director Albert Manifold | Mgmt | For | For | For | |||||
1k | Elect Director Bhavesh (Bob) Patel | Mgmt | For | For | For | |||||
2 | Approve Discharge of the Members of the Board of Directors | Mgmt | For | For | For | |||||
3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
7 | Approve Dividends of USD 4.20 Per Share | Mgmt | For | For | For | |||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
9 | Approve Cancellation of Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Cognizant Technology Solutions Corporation
Meeting Date: | 06/02/2020 | Country: | USA | Primary Security ID: | 192446102 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | CTSH | |||||
Shares Voted: | 316,051 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Zein Abdalla | Mgmt | For | For | For | |||||
1b | Elect Director Vinita Bali | Mgmt | For | For | For | |||||
1c | Elect Director Maureen Breakiron-Evans | Mgmt | For | For | For | |||||
1d | Elect Director Archana Deskus | Mgmt | For | For | For | |||||
1e | Elect Director John M. Dineen | Mgmt | For | For | For | |||||
1f | Elect Director John N. Fox, Jr. | Mgmt | For | For | For | |||||
1g | Elect Director Brian Humphries | Mgmt | For | For | For | |||||
1h | Elect Director Leo S. Mackay, Jr. | Mgmt | For | For | For | |||||
1i | Elect Director Michael Patsalos-Fox | Mgmt | For | For | For | |||||
1j | Elect Director Joseph M. Velli | Mgmt | For | For | For | |||||
1k | Elect Director Sandra S. Wijnberg | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Alphabet Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
Shares Voted: | 9,038 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Alphabet Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
10 | Report on Takedown Requests | SH | Against | For | For | |||||
11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Hess Corporationa
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 42809H107 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | HES | |||||
Shares Voted: | 454,074 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Terrence J. Checki | Mgmt | For | For | For | |||||
1b | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Joaquin Duato | Mgmt | For | For | For | |||||
1d | Elect Director John B. Hess | Mgmt | For | For | For | |||||
1e | Elect Director Edith E. Holiday | Mgmt | For | For | For | |||||
1f | Elect Director Marc S. Lipschultz | Mgmt | For | For | For | |||||
1g | Elect Director David McManus | Mgmt | For | For | For | |||||
1h | Elect Director Kevin O. Meyers | Mgmt | For | For | For | |||||
1i | Elect Director James H. Quigley | Mgmt | For | For | For | |||||
1j | Elect Director William G. Schrader | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Autodesk, Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 052769106 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | ADSK | |||||
Shares Voted: | 246,116 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Andrew Anagnost | Mgmt | For | For | For | |||||
1b | Elect Director Karen Blasing | Mgmt | For | For | For | |||||
1c | Elect Director Reid French | Mgmt | For | For | For | |||||
1d | Elect Director Ayanna Howard | Mgmt | For | For | For | |||||
1e | Elect Director Blake Irving | Mgmt | For | For | For | |||||
1f | Elect Director Mary T. McDowell | Mgmt | For | For | For | |||||
1g | Elect Director Stephen Milligan | Mgmt | For | For | For | |||||
1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 17 Ivy Balanced Fund
Autodesk, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1i | Elect Director Betsy Rafael | Mgmt | For | For | For | |||||
1j | Elect Director Stacy J. Smith | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
IVY CORE EQUITY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Alibaba Group Holding Limited
Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
Shares Voted: | 393,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Constellation Brands, Inc.
Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 21036P108 | |||||
Record Date: | 05/17/2019 | Meeting Type: | Annual | Ticker: | STZ | |||||
Shares Voted: | 102,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Jennifer M. Daniels | Mgmt | For | For | For | |||||
1.2 | Elect Director Jerry Fowden | Mgmt | For | For | For | |||||
1.3 | Elect Director Ernesto M. Hernandez | Mgmt | For | For | For | |||||
1.4 | Elect Director Susan Somersille Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Director James A. Locke, III | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Daniel J. McCarthy | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director William A. Newlands | Mgmt | For | For | For | |||||
1.8 | Elect Director Richard Sands | Mgmt | For | For | For | |||||
1.9 | Elect Director Robert Sands | Mgmt | For | For | For | |||||
1.10 | Elect Director Judy A. Schmeling | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Constellation Brands, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
LyondellBasell Industries N.V.
Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
Shares Voted: | 757,900 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
2 | Approve the Cancellation of Shares | Mgmt | For | For | For |
Take-Two Interactive Software, Inc.
Meeting Date: | 09/18/2019 | Country: | USA | Primary Security ID: | 874054109 | |||||
Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | TTWO | |||||
Shares Voted: | 659,904 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
1.3 | Elect Director J Moses | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
1.5 | Elect Director LaVerne Srinivasan | Mgmt | For | For | For | |||||
1.6 | Elect Director Susan Tolson | Mgmt | For | For | For | |||||
1.7 | Elect Director Paul Viera | Mgmt | For | For | For | |||||
1.8 | Elect Director Roland Hernandez | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
NIKE, Inc.
Meeting Date: | 09/19/2019 | Country: | USA | Primary Security ID: | 654106103 | |||||
Record Date: | 07/19/2019 | Meeting Type: | Annual | Ticker: | NKE | |||||
Shares Voted: | 922,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1.3 | Elect Director Michelle A. Peluso | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 1,854,654 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Cisco Systems, Inc.
Meeting Date: | 12/10/2019 | Country: | USA | Primary Security ID: | 17275R102 | |||||
Record Date: | 10/11/2019 | Meeting Type: | Annual | Ticker: | CSCO | |||||
Shares Voted: | 1,211,042 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
1b | Elect Director Wesley G. Bush | Mgmt | For | For | For | |||||
1c | Elect Director Michael D. Capellas | Mgmt | For | For | For | |||||
1d | Elect Director Mark Garrett | Mgmt | For | For | For | |||||
1e | Elect Director Kristina M. Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Roderick C. McGeary | Mgmt | For | For | For | |||||
1g | Elect Director Charles H. Robbins | Mgmt | For | For | For | |||||
1h | Elect Director Arun Sarin | Mgmt | For | For | For | |||||
1i | Elect Director Brenton L. Saunders | Mgmt | For | For | For | |||||
1j | Elect Director Carol B. Tome | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
AutoZone, Inc.
Meeting Date: | 12/18/2019 | Country: | USA | Primary Security ID: | 053332102 | |||||
Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | AZO | |||||
Shares Voted: | 86,094 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Douglas H. Brooks | Mgmt | For | For | For | |||||
1.2 | Elect Director Linda A. Goodspeed | Mgmt | For | For | For | |||||
1.3 | Elect Director Earl G. Graves, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Enderson Guimaraes | Mgmt | For | For | For | |||||
1.5 | Elect Director Michael M. Calbert | Mgmt | For | For | For | |||||
1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
1.8 | Elect Director George R. Mrkonic, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Jill A. Soltau | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Costco Wholesale Corporation
Meeting Date: | 01/22/2020 | Country: | USA | Primary Security ID: | 22160K105 | |||||
Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | COST | |||||
Shares Voted: | 241,844 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Susan L. Decker | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard A. Galanti | Mgmt | For | For | For | |||||
1.3 | Elect Director Sally Jewell | Mgmt | For | For | For | |||||
1.4 | Elect Director Charles T. Munger | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
5 | Disclose Board Diversity and Qualifications Matrix | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Visa Inc.
Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
Shares Voted: | 340,225 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Aon plc
Meeting Date: | 02/04/2020 | Country: | United Kingdom | Primary Security ID: | G0408V102 | |||||
Record Date: | 01/31/2020 | Meeting Type: | Special | Ticker: | AON | |||||
Shares Voted: | 334,820 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Scheme of Arrangement | Mgmt | For | Refer | For | |||||
2 | Approve Reduction of Share Capital and Creation of Distributable Profits | Mgmt | For | For | For | |||||
3 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Mgmt | For | Refer | For | |||||
4 | Approve Delisting of Shares from the New York Stock Exchange | Mgmt | For | For | For | |||||
5 | Adjourn Meeting | Mgmt | For | Refer | For |
Aon plc
Meeting Date: | 02/04/2020 | Country: | United Kingdom | Primary Security ID: | G0408V102 | |||||
Record Date: | 01/31/2020 | Meeting Type: | Court | Ticker: | AON | |||||
Shares Voted: | 334,820 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Scheme of Arrangement | Mgmt | For | Refer | For |
Apple Inc.
Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 540,324 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
1f | Elect Director Ron Sugar | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against |
Analog Devices, Inc.
Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 032654105 | |||||
Record Date: | 01/06/2020 | Meeting Type: | Annual | Ticker: | ADI | |||||
Shares Voted: | 717,829 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Ray Stata | Mgmt | For | For | For | |||||
1b | Elect Director Vincent Roche | Mgmt | For | For | For | |||||
1c | Elect Director James A. Champy | Mgmt | For | For | For | |||||
1d | Elect Director Anantha P. Chandrakasan | Mgmt | For | For | For | |||||
1e | Elect Director Bruce R. Evans | Mgmt | For | For | For | |||||
1f | Elect Director Edward H. Frank | Mgmt | For | For | For | |||||
1g | Elect Director Karen M. Golz | Mgmt | For | For | For | |||||
1h | Elect Director Mark M. Little | Mgmt | For | For | For | |||||
1i | Elect Director Kenton J. Sicchitano | Mgmt | For | For | For | |||||
1j | Elect Director Susie Wee | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
TE Connectivity Ltd.
Meeting Date: | 03/11/2020 | Country: | Switzerland | Primary Security ID: | H84989104 | |||||
Record Date: | 02/20/2020 | Meeting Type: | Annual | Ticker: | TEL | |||||
Shares Voted: | 1,096,129 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Pierre R. Brondeau | Mgmt | For | For | For | |||||
1b | Elect Director Terrence R. Curtin | Mgmt | For | For | For | |||||
1c | Elect Director Carol A. (‘John’) Davidson | Mgmt | For | For | For | |||||
1d | Elect Director Lynn A. Dugle | Mgmt | For | For | For | |||||
1e | Elect Director William A. Jeffrey | Mgmt | For | For | For | |||||
1f | Elect Director David M. Kerko | Mgmt | For | For | For | |||||
1g | Elect Director Thomas J. Lynch | Mgmt | For | For | For | |||||
1h | Elect Director Yong Nam | Mgmt | For | For | For | |||||
1i | Elect Director Daniel J. Phelan | Mgmt | For | For | For | |||||
1j | Elect Director Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
1k | Elect Director Mark C. Trudeau | Mgmt | For | For | For | |||||
1l | Elect Director Dawn C. Willoughby | Mgmt | For | For | For | |||||
1m | Elect Director Laura H. Wright | Mgmt | For | For | For | |||||
2 | Elect Board Chairman Thomas J. Lynch | Mgmt | For | For | For | |||||
3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Mgmt | For | For | For | |||||
4 | Designate Rene Schwarzenbach as Independent Proxy | Mgmt | For | For | For | |||||
5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For | |||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
TE Connectivity Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2019 | Mgmt | For | For | For | |||||
6 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Mgmt | For | For | For | |||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Mgmt | For | For | For | |||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For | For | |||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | Mgmt | For | Refer | For | |||||
10 | Approve the Increase in Maximum Aggregate Remuneration of Board of Directors | Mgmt | For | Refer | For | |||||
11 | Approve Allocation of Available Earnings at September 27, 2019 | Mgmt | For | For | For | |||||
12 | Approve Declaration of Dividend | Mgmt | For | For | For | |||||
13 | Amend Articles of Association Re: Authorized Capital | Mgmt | For | Refer | For | |||||
14 | Approve Reduction of Share Capital | Mgmt | For | For | For | |||||
15 | Adjourn Meeting | Mgmt | For | Refer | For |
The Walt Disney Company
Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
Shares Voted: | 568,268 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
The Walt Disney Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 1,605,641 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Citigroup Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
The Sherwin-Williams Company
Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 824348106 | |||||
Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | SHW | |||||
Shares Voted: | 108,997 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Director Arthur F. Anton | Mgmt | For | For | For | |||||
1.3 | Elect Director Jeff M. Fettig | Mgmt | For | For | For | |||||
1.4 | Elect Director Richard J. Kramer | Mgmt | For | For | For | |||||
1.5 | Elect Director Susan J. Kropf | Mgmt | For | For | For | |||||
1.6 | Elect Director John G. Morikis | Mgmt | For | For | For | |||||
1.7 | Elect Director Christine A. Poon | Mgmt | For | For | For | |||||
1.8 | Elect Director Michael H. Thaman | Mgmt | For | For | For | |||||
1.9 | Elect Director Matthew Thornton, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Steven H. Wunning | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Aptiv PLC
Meeting Date: | 04/23/2020 | Country: | Jersey | Primary Security ID: | G6095L109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | APTV | |||||
Shares Voted: | 879,313 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Kevin P. Clark | Mgmt | For | For | For | |||||
2 | Elect Director Nancy E. Cooper | Mgmt | For | For | For | |||||
3 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | For | |||||
4 | Elect Director Rajiv L. Gupta | Mgmt | For | For | For | |||||
5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
6 | Elect Director Sean O. Mahoney | Mgmt | For | For | For | |||||
7 | Elect Director Paul M. Meister | Mgmt | For | For | For | |||||
8 | Elect Director Robert K. Ortberg | Mgmt | For | For | For | |||||
9 | Elect Director Colin J. Parris | Mgmt | For | For | For | |||||
10 | Elect Director Ana G. Pinczuk | Mgmt | For | For | For | |||||
11 | Elect Director Lawrence A. Zimmerman | Mgmt | For | For | For | |||||
12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Lockheed Martin Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 539830109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LMT | |||||
Shares Voted: | 248,184 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Director David B. Burritt | Mgmt | For | For | For | |||||
1.3 | Elect Director Bruce A. Carlson | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph F. Dunford, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Lockheed Martin Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | For | |||||
1.7 | Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
1.8 | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
1.9 | Elect Director Vicki A. Hollub | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeh C. Johnson | Mgmt | For | For | For | |||||
1.11 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
1.12 | Elect Director James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Texas Instruments Incorporated
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 882508104 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | TXN | |||||
Shares Voted: | 505,089 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark A. Blinn | Mgmt | For | For | For | |||||
1b | Elect Director Todd M. Bluedorn | Mgmt | For | For | For | |||||
1c | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
1d | Elect Director Carrie S. Cox | Mgmt | For | For | For | |||||
1e | Elect Director Martin S. Craighead | Mgmt | For | For | For | |||||
1f | Elect Director Jean M. Hobby | Mgmt | For | For | For | |||||
1g | Elect Director Michael D. Hsu | Mgmt | For | For | For | |||||
1h | Elect Director Ronald Kirk | Mgmt | For | For | For | |||||
1i | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
1j | Elect Director Robert E. Sanchez | Mgmt | For | For | For | |||||
1k | Elect Director Richard k. Templeton | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Texas Instruments Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
The Boeing Company
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 097023105 | |||||
Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
Shares Voted: | 80,322 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
1b | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
1c | Elect Director Arthur D. Collins, Jr. | Mgmt | For | Refer | Against | |||||
1d | Elect Director Edmund P. Giambastiani, Jr. | Mgmt | For | Refer | Against | |||||
1e | Elect Director Lynn J. Good | Mgmt | For | For | For | |||||
1f | Elect Director Nikki R. Haley - Withdrawn Resolution | Mgmt | ||||||||
1g | Elect Director Akhil Johri | Mgmt | For | For | For | |||||
1h | Elect Director Lawrence W. Kellner | Mgmt | For | Refer | For | |||||
1i | Elect Director Caroline B. Kennedy | Mgmt | For | For | For | |||||
1j | Elect Director Steven M. Mollenkopf | Mgmt | For | For | For | |||||
1k | Elect Director John M. Richardson | Mgmt | For | For | For | |||||
1l | Elect Director Susan C. Schwab | Mgmt | For | Refer | Against | |||||
1m | Elect Director Ronald A. Williams | Mgmt | For | Refer | Against | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Director Nominee Qualifications | SH | Against | Refer | Against | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
6 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
The Boeing Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
9 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against |
Charter Communications, Inc.
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 16119P108 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CHTR | |||||
Shares Voted: | 42,901 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director W. Lance Conn | Mgmt | For | For | For | |||||
1b | Elect Director Kim C. Goodman | Mgmt | For | For | For | |||||
1c | Elect Director Craig A. Jacobson | Mgmt | For | For | For | |||||
1d | Elect Director Gregory B. Maffei | Mgmt | For | Refer | For | |||||
1e | Elect Director John D. Markley, Jr. | Mgmt | For | For | For | |||||
1f | Elect Director David C. Merritt | Mgmt | For | For | For | |||||
1g | Elect Director James E. Meyer | Mgmt | For | For | For | |||||
1h | Elect Director Steven A. Miron | Mgmt | For | Refer | For | |||||
1i | Elect Director Balan Nair | Mgmt | For | For | For | |||||
1j | Elect Director Michael A. Newhouse | Mgmt | For | For | For | |||||
1k | Elect Director Mauricio Ramos | Mgmt | For | For | For | |||||
1l | Elect Director Thomas M. Rutledge | Mgmt | For | For | For | |||||
1m | Elect Director Eric L. Zinterhofer | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Eli Lilly and Company
Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 532457108 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | LLY | |||||
Shares Voted: | 433,123 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Eskew | Mgmt | For | Refer | Against | |||||
1b | Elect Director William G. Kaelin, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
1d | Elect Director Marschall S. Runge | Mgmt | For | For | For | |||||
1e | Elect Director Karen Walker | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Report on Forced Swim Test | SH | Against | Against | Against | |||||
8 | Require Independent Board Chairman | SH | Against | Refer | For | |||||
9 | Disclose Board Matrix Including Ideological Perspectives | SH | Against | Refer | Against | |||||
10 | Report on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements | SH | Against | Against | Against | |||||
11 | Adopt Policy on Bonus Banking | SH | Against | Refer | Against | |||||
12 | Clawback Disclosure of Recoupment Activity from Senior Officers | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Danaher Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 235851102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | DHR | |||||
Shares Voted: | 504,747 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Linda Hefner Filler | Mgmt | For | For | For | |||||
1.2 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Director Teri List-Stoll | Mgmt | For | Refer | For | |||||
1.4 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Refer | For | |||||
1.5 | Elect Director Jessica L. Mega | Mgmt | For | For | For | |||||
1.6 | Elect Director Pardis C. Sabeti | Mgmt | For | For | For | |||||
1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For | For | |||||
1.8 | Elect Director Steven M. Rales | Mgmt | For | For | For | |||||
1.9 | Elect Director John T. Schwieters | Mgmt | For | Refer | For | |||||
1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For | |||||
1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For | For | |||||
1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Phillips 66
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 481,039 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
United Rentals, Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 911363109 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | URI | |||||
Shares Voted: | 392,350 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Jose B. Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc A. Bruno | Mgmt | For | For | For | |||||
1.3 | Elect Director Matthew J. Flannery | Mgmt | For | For | For | |||||
1.4 | Elect Director Bobby J. Griffin | Mgmt | For | For | For | |||||
1.5 | Elect Director Kim Harris Jones | Mgmt | For | For | For | |||||
1.6 | Elect Director Terri L. Kelly | Mgmt | For | For | For | |||||
1.7 | Elect Director Michael J. Kneeland | Mgmt | For | For | For | |||||
1.8 | Elect Director Gracia C. Martore | Mgmt | For | For | For | |||||
1.9 | Elect Director Filippo Passerini | Mgmt | For | For | For | |||||
1.10 | Elect Director Donald C. Roof | Mgmt | For | For | For | |||||
1.11 | Elect Director Shiv Singh | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||||
5 | Require Shareholder Approval of Bylaw | SH | Against | Refer | Against | |||||
Amendments Adopted by the Board of Directors |
Verizon Communications Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
Shares Voted: | 563,769 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Verizon Communications Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For |
The Progressive Corporation
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 743315103 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PGR | |||||
Shares Voted: | 1,002,555 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Philip Bleser | Mgmt | For | For | For | |||||
1b | Elect Director Stuart B. Burgdoerfer | Mgmt | For | For | For | |||||
1c | Elect Director Pamela J. Craig | Mgmt | For | For | For | |||||
1d | Elect Director Charles A. Davis | Mgmt | For | For | For | |||||
1e | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
1f | Elect Director Lawton W. Fitt | Mgmt | For | For | For | |||||
1g | Elect Director Susan Patricia Griffith | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
The Progressive Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Jeffrey D. Kelly | Mgmt | For | For | For | |||||
1i | Elect Director Patrick H. Nettles | Mgmt | For | For | For | |||||
1j | Elect Director Barbara R. Snyder | Mgmt | For | For | For | |||||
1k | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
1l | Elect Director Kahina Van Dyke | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
Zimmer Biomet Holdings, Inc.
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 98956P102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ZBH | |||||
Shares Voted: | 665,972 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Christopher B. Begley | Mgmt | For | For | For | |||||
1b | Elect Director Betsy J. Bernard | Mgmt | For | For | For | |||||
1c | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Farrell | Mgmt | For | For | For | |||||
1e | Elect Director Larry C. Glasscock | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Hagemann | Mgmt | For | For | For | |||||
1g | Elect Director Bryan C. Hanson | Mgmt | For | For | For | |||||
1h | Elect Director Arthur J. Higgins | Mgmt | For | For | For | |||||
1i | Elect Director Maria Teresa Hilado | Mgmt | For | For | For | |||||
1j | Elect Director Syed Jafry | Mgmt | For | For | For | |||||
1k | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Motorola Solutions, Inc.
Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 620076307 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | MSI | |||||
Shares Voted: | 399,376 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gregory Q. Brown | Mgmt | For | For | For | |||||
1b | Elect Director Kenneth D. Denman | Mgmt | For | For | For | |||||
1c | Elect Director Egon P. Durban | Mgmt | For | Refer | Against | |||||
1d | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
1f | Elect Director Gregory K. Mondre | Mgmt | For | Refer | Against | |||||
1g | Elect Director Anne R. Pramaggiore | Mgmt | For | For | For | |||||
1h | Elect Director Joseph M. Tucci | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | Against | Against |
S&P Global Inc.
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78409V104 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | SPGI | |||||
Shares Voted: | 283,124 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Marco Alvera | Mgmt | For | For | For | |||||
1.2 | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
1.3 | Elect Director William D. Green | Mgmt | For | For | For | |||||
1.4 | Elect Director Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Stephanie C. Hill | Mgmt | For | For | For | |||||
1.6 | Elect Director Rebecca J. Jacoby | Mgmt | For | For | For | |||||
1.7 | Elect Director Monique F. Leroux | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
S&P Global Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director Maria R. Morris | Mgmt | For | For | For | |||||
1.9 | Elect Director Douglas L. Peterson | Mgmt | For | For | For | |||||
1.10 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Director Kurt L. Schmoke | Mgmt | For | For | For | |||||
1.12 | Elect Director Richard E. Thornburgh | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
CVS Health Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
Shares Voted: | 720,626 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1l | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
CVS Health Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
7 | Require Independent Board Chairman | SH | Against | Refer | Against |
Fiserv, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
Shares Voted: | 720,736 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Norfolk Southern Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 655844108 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | NSC | |||||
Shares Voted: | 279,490 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Thomas D. Bell, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director Mitchell E. Daniels, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Marcela E. Donadio | Mgmt | For | For | For | |||||
1d | Elect Director John C. Huffard, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Christopher T. Jones | Mgmt | For | For | For | |||||
1f | Elect Director Thomas C. Kelleher | Mgmt | For | For | For | |||||
1g | Elect Director Steven F. Leer | Mgmt | For | For | For | |||||
1h | Elect Director Michael D. Lockhart | Mgmt | For | For | For | |||||
1i | Elect Director Amy E. Miles | Mgmt | For | For | For | |||||
1j | Elect Director Claude Mongeau | Mgmt | For | For | For | |||||
1k | Elect Director Jennifer F. Scanlon | Mgmt | For | For | For | |||||
1l | Elect Director James A. Squires | Mgmt | For | For | For | |||||
1m | Elect Director John R. Thompson | Mgmt | For | For | For | |||||
2a | Amend Articles Re: Voting Standard for Amendment of Articles | Mgmt | For | Refer | For | |||||
2b | Amend Articles Re: Simple Majority Voting Standard to Approve Merger, Share Exchange, Conversion, Sale, or Dissolution of the Corporation | Mgmt | For | Refer | For | |||||
2c | Amend Articles Re: Simple Majority Voting Standard to Approve Re-Domestication of the Corporation and Affiliated Transactions | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Union Pacific Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 300,837 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
5 | Report on Climate Change | SH | Against | Against | Against |
Waste Connections, Inc.
Meeting Date: | 05/15/2020 | Country: | Canada | Primary Security ID: | 94106B101 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual/Special | Ticker: | WCN | |||||
Shares Voted: | 676,291 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Ronald J. Mittelstaedt | Mgmt | For | For | For | |||||
1.2 | Elect Director Edward E. “Ned” Guillet | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael W. Harlan | Mgmt | For | For | For | |||||
1.4 | Elect Director Larry S. Hughes | Mgmt | For | For | For | |||||
1.5 | Elect Director Worthing F. Jackman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Waste Connections, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Elise L. Jordan | Mgmt | For | For | For | |||||
1.7 | Elect Director Susan “Sue” Lee | Mgmt | For | For | For | |||||
1.8 | Elect Director William J. Razzouk | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Zoetis Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 98978V103 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | ZTS | |||||
Shares Voted: | 480,515 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gregory Norden | Mgmt | For | For | For | |||||
1b | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
1c | Elect Director Kristin C. Peck | Mgmt | For | For | For | |||||
1d | Elect Director Robert W. Scully | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Anthem, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 036752103 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ANTM | |||||
Shares Voted: | 247,509 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | For | |||||
1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Morgan Stanley
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
Shares Voted: | 1,767,412 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
NextEra Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 65339F101 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | NEE | |||||
Shares Voted: | 323,604 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sherry S. Barrat | Mgmt | For | For | For | |||||
1b | Elect Director James L. Camaren | Mgmt | For | For | For | |||||
1c | Elect Director Kenneth B. Dunn | Mgmt | For | For | For | |||||
1d | Elect Director Naren K. Gursahaney | Mgmt | For | For | For | |||||
1e | Elect Director Kirk S. Hachigian | Mgmt | For | For | For | |||||
1f | Elect Director Toni Jennings | Mgmt | For | For | For | |||||
1g | Elect Director Amy B. Lane | Mgmt | For | For | For | |||||
1h | Elect Director David L. Porges | Mgmt | For | For | For | |||||
1i | Elect Director James L. Robo | Mgmt | For | For | For | |||||
1j | Elect Director Rudy E. Schupp | Mgmt | For | For | For | |||||
1k | Elect Director John L. Skolds | Mgmt | For | For | For | |||||
1l | Elect Director William H. Swanson | Mgmt | For | For | For | |||||
1m | Elect Director Darryl L. Wilson | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
The Home Depot, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
Shares Voted: | 198,181 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For |
Amazon.com, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 67,228 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Facebook, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 319,122 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
7 | Report on Political Advertising | SH | Against | For | For | |||||
8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Fidelity National Information Services, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
Shares Voted: | 551,169 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
UnitedHealth Group Incorporated
Meeting Date: | 06/01/2020 | Country: | USA | Primary Security ID: | 91324P102 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | UNH | |||||
Shares Voted: | 445,270 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard T. Burke | Mgmt | For | For | For | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Stephen J. Hemsley | Mgmt | For | For | For | |||||
1d | Elect Director Michele J. Hooper | Mgmt | For | For | For | |||||
1e | Elect Director F. William McNabb, III | Mgmt | For | For | For | |||||
1f | Elect Director Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
1g | Elect Director John H. Noseworthy | Mgmt | For | For | For | |||||
1h | Elect Director Glenn M. Renwick | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
UnitedHealth Group Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1i | Elect Director David S. Wichmann | Mgmt | For | For | For | |||||
1j | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against |
Alphabet Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
Shares Voted: | 71,722 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Alphabet Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
10 | Report on Takedown Requests | SH | Against | For | For | |||||
11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against |
Comcast Corporation
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 20030N101 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | CMCSA | |||||
Shares Voted: | 1,994,342 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Director Madeline S. Bell | Mgmt | For | For | For | |||||
1.3 | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
1.4 | Elect Director Edward D. Breen | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Gerald L. Hassell | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Director Maritza G. Montiel | Mgmt | For | For | For | |||||
1.8 | Elect Director Asuka Nakahara | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Comcast Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.9 | Elect Director David C. Novak | Mgmt | For | Refer | Withhold | |||||
1.10 | Elect Director Brian L. Roberts | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Amend Stock Option Plan | Mgmt | For | Refer | For | |||||
4 | Amend Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
7 | Require Independent Board Chair | SH | Against | Refer | For | |||||
8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | SH | Against | Against | Against |
Walmart Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
Shares Voted: | 941,860 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Walmart Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For |
Netflix, Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 64110L106 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | NFLX | |||||
Shares Voted: | 110,323 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Reed Hastings | Mgmt | For | Refer | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | Refer | For | |||||
1c | Elect Director Mathias Dopfner | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Report on Political Contributions | SH | Against | For | For | |||||
6 | Adopt Simple Majority Vote | SH | Against | For | For | |||||
7 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Mastercard Incorporated
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
Shares Voted: | 294,122 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
1h | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Aon plc
Meeting Date: | 06/19/2020 | Country: | Ireland | Primary Security ID: | G0403H108 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | AON | |||||
Shares Voted: | 509,625 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Lester B. Knight | Mgmt | For | For | For | |||||
1.2 | Elect Director Gregory C. Case | Mgmt | For | For | For | |||||
1.3 | Elect Director Jin-Yong Cai | Mgmt | For | For | For | |||||
1.4 | Elect Director Jeffrey C. Campbell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 1 Ivy Core Equity Fund
Aon plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.5 | Elect Director Fulvio Conti | Mgmt | For | For | For | |||||
1.6 | Elect Director Cheryl A. Francis | Mgmt | For | For | For | |||||
1.7 | Elect Director J. Michael Losh | Mgmt | For | For | For | |||||
1.8 | Elect Director Richard B. Myers | Mgmt | For | For | For | |||||
1.9 | Elect Director Richard C. Notebaert | Mgmt | For | For | For | |||||
1.10 | Elect Director Gloria Santona | Mgmt | For | For | For | |||||
1.11 | Elect Director Carolyn Y. Woo | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Mgmt | For | For | For | |||||
5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
IVY EMERGING MARKETS EQUITY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
GAIL (India) Limited
Meeting Date: | 07/01/2019 | Country: | India | Primary Security ID: | Y2R78N114 | |||||
Record Date: | 05/24/2019 | Meeting Type: | Special | Ticker: | 532155 | |||||
Shares Voted: | 4,052,631 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Postal Ballot | Mgmt | |||||||||
1 | Approve Issuance of Bonus Shares | Mgmt | For | For | For |
HDFC Bank Limited
Meeting Date: | 07/12/2019 | Country: | India | Primary Security ID: | Y3119P174 | |||||
Record Date: | 07/05/2019 | Meeting Type: | Annual | Ticker: | 500180 | |||||
Shares Voted: | 1,139,470 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Dividend | Mgmt | For | For | For | |||||
4 | Reelect Srikanth Nadhamuni as Director | Mgmt | For | For | For | |||||
5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Mgmt | For | For | For | |||||
7 | Elect Sanjiv Sachar as Director | Mgmt | For | For | For | |||||
8 | Elect Sandeep Parekh as Director | Mgmt | For | For | For | |||||
9 | Elect M. D. Ranganath as Director | Mgmt | For | For | For | |||||
10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | Refer | For | |||||
11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | Refer | For | |||||
12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
HDFC Bank Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
13 | Approve Sub-Division of Equity Shares | Mgmt | For | For | For | |||||
14 | Amend Memorandum of Association to Reflect Changes in Capital | Mgmt | For | Refer | For |
Alibaba Group Holding Limited
Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
Shares Voted: | 645,880 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Axis Bank Ltd.
Meeting Date: | 07/20/2019 | Country: | India | Primary Security ID: | Y0487S137 | |||||
Record Date: | 07/13/2019 | Meeting Type: | Annual | Ticker: | 532215 | |||||
Shares Voted: | 1,623,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Reelect Usha Sangwan as Director | Mgmt | For | Against | Against | |||||
4 | Approve Appointment and Remuneration of Rakesh Makhija as Non-Executive (Part-Time) Chairman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Axis Bank Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Revision in the Remuneration of Amitabh Chaudhry as Managing Director & CEO | Mgmt | For | For | For | |||||
6 | Approve Revision in the Remuneration of Rajiv Anand as Executive Director (Wholesale Banking) | Mgmt | For | For | For | |||||
7 | Approve Reappointment and Remuneration of Rajiv Anand as Whole Time Director Designated as the Executive Director (Wholesale Banking) | Mgmt | For | For | For | |||||
8 | Approve Revision in the Remuneration of Rajesh Dahiya as Executive Director (CorporateCentre) | Mgmt | For | For | For | |||||
9 | Approve Reappointment and Remuneration of Rajesh Dahiya as Whole Time Director Designated as the Executive Director (Corporate Centre) | Mgmt | For | For | For | |||||
10 | Elect Pralay Mondal as Director | Mgmt | For | For | For | |||||
11 | Approve Appointment and Remuneration of Pralay Mondal as Whole Time Director Designated as the Executive Director (Retail Banking) | Mgmt | For | For | For | |||||
12 | Approve Issuance of Debt Securities on Private Placement Basis | Mgmt | For | Refer | For | |||||
13 | Approve Commission to Non-Executive Directors, Excluding the Non-Executive (Part-Time) Chairman of the Bank | Mgmt | For | Refer | For |
Zee Entertainment Enterprises Limited
Meeting Date: | 07/23/2019 | Country: | India | Primary Security ID: | Y98893152 | |||||
Record Date: | 07/16/2019 | Meeting Type: | Annual | Ticker: | 505537 | |||||
Shares Voted: | 4,683,050 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Confirm Dividend on Preference Shares | Mgmt | For | For | For | |||||
3 | Declare Dividend on Equity Shares | Mgmt | For | For | For | |||||
4 | Reelect Subhash Chandra as Director | Mgmt | For | Against | Against | |||||
5 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Larsen & Toubro Limited
Meeting Date: | 08/01/2019 | Country: | India | Primary Security ID: | Y5217N159 | |||||
Record Date: | 07/25/2019 | Meeting Type: | Annual | Ticker: | 500510 | |||||
Shares Voted: | 853,940 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Reelect M.V. Satish as Director | Mgmt | For | For | For | |||||
4 | Reelect Shailendra Roy as Director | Mgmt | For | For | For | |||||
5 | Reelect R. Shankar Raman as Director | Mgmt | For | For | For | |||||
6 | Reelect J.D Patil as Director | Mgmt | For | For | For | |||||
7 | Reelect M.M. Chitale as Director | Mgmt | For | For | For | |||||
8 | Reelect M. Damodaran as Director | Mgmt | For | For | For | |||||
9 | Reelect Vikram Singh Mehta as Director | Mgmt | For | For | For | |||||
10 | Reelect Adil Zainulbhai as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration to S.N Subrahmanyan as Chief Executive Officer and Managing Director | Mgmt | For | Refer | Against | |||||
12 | Approve Remuneration to R. Shankar Raman as Chief Financial Officer and Whole-time Director | Mgmt | For | Refer | Against | |||||
13 | Amend Objects Clause of Memorandum of Association | Mgmt | For | For | For | |||||
14 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
15 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
Etalon Group Plc
Meeting Date: | 08/02/2019 | Country: | Cyprus | Primary Security ID: | 29760G103 | |||||
Record Date: | 07/08/2019 | Meeting Type: | Annual | Ticker: | ETLN | |||||
Shares Voted: | 3,914,779 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for GDR Holders | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Etalon Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividends | Mgmt | For | For | For | |||||
3 | Ratify Auditors | Mgmt | For | For | For | |||||
4 | Approve Remuneration of External Auditors | Mgmt | For | For | For |
ICICI Bank Limited
Meeting Date: | 08/09/2019 | Country: | India | Primary Security ID: | Y3860Z132 | |||||
Record Date: | 08/02/2019 | Meeting Type: | Annual | Ticker: | 532174 | |||||
Shares Voted: | 5,267,270 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Reelect Anup Bagchi as Director | Mgmt | For | For | For | |||||
4 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
6 | Elect Hari L. Mundra as Director | Mgmt | For | For | For | |||||
7 | Elect Rama Bijapurkar as Director | Mgmt | For | For | For | |||||
8 | Elect B. Sriram as Director | Mgmt | For | For | For | |||||
9 | Elect Subramanian Madhavan as Director | Mgmt | For | For | For | |||||
10 | Approve Appointment and Remuneration of Sandeep Bakhshi as Managing Director & Chief Executive Officer | Mgmt | For | For | For | |||||
11 | Elect Sandeep Batra as Director | Mgmt | For | For | For | |||||
12 | Approve Appointment and Remuneration of Sandeep Batra as Wholetime Director (designated as Executive Director) | Mgmt | For | For | For | |||||
13 | Approve Revision in the Remuneration of N. S. Kannan as Executive Director | Mgmt | For | For | For | |||||
14 | Approve Revision in the Remuneration of Vishakha Mulye as Executive Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
ICICI Bank Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
15 | Approve Revision in the Remuneration of Vijay Chandok as Executive Director | Mgmt | For | For | For | |||||
16 | Approve Revision in the Remuneration of Anup Bagchi as Executive Director | Mgmt | For | For | For | |||||
17 | Amend Memorandum of Association | Mgmt | For | For | For | |||||
18 | Adopt New Articles of Association | Mgmt | For | For | For |
Reliance Industries Limited
Meeting Date: | 08/12/2019 | Country: | India | Primary Security ID: | Y72596102 | |||||
Record Date: | 08/05/2019 | Meeting Type: | Annual | Ticker: | 500325 | |||||
Shares Voted: | 2,995,640 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.b | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Elect Pawan Kumar Kapil as Director | Mgmt | For | For | For | |||||
4 | Elect Nita M. Ambani as Director | Mgmt | For | For | For | |||||
5 | Approve Reappointment and Remuneration of P.M.S. Prasad as Whole-time Director, Designated as Executive Director | Mgmt | For | For | For | |||||
6 | Reelect Raminder Singh Gujral as Director | Mgmt | For | Refer | Against | |||||
7 | Elect Arundhati Bhattacharya as Director | Mgmt | For | For | For | |||||
8 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Bharti Airtel Limited
Meeting Date: | 08/14/2019 | Country: | India | Primary Security ID: | Y0885K108 | |||||
Record Date: | 08/07/2019 | Meeting Type: | Annual | Ticker: | 532454 | |||||
Shares Voted: | 3,590,330 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Reelect Chua Sock Koong as Director | Mgmt | For | For | Against | |||||
3 | Reelect Vegulaparanan Kasi Viswanathan as Director | Mgmt | For | Refer | Against | |||||
4 | Reelect Dinesh Kumar Mittal as Director | Mgmt | For | Against | Against | |||||
5 | Elect Kimsuka Narasimhan as Director | Mgmt | For | For | For | |||||
6 | Approve Waiver of Excess Remuneration Paid to Sunil Bharti Mittal as Chairman for Financial Year Ended March 31, 2019 | Mgmt | For | Refer | For | |||||
7 | Approve Waiver of Excess Remuneration Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Financial year Ended March 31, 2019 | Mgmt | For | Refer | For | |||||
8 | Approve Payment of Remuneration to Sunil Bharti Mittal as Chairman for Period April 1, 2019 to September 30, 2021 | Mgmt | For | Refer | For | |||||
9 | Approve Payment of Remuneration to Paid to Gopal Vittal as Managing Director & CEO (India and South Asia) for Period April 1, 2019 to September 30, 2021 | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
Axis Bank
Meeting Date: | 08/21/2019 | Country: | India | Primary Security ID: | Y0487S137 | |||||
Record Date: | 07/05/2019 | Meeting Type: | Special | Ticker: | 532215 | |||||
Shares Voted: | 1,623,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Postal Ballot | Mgmt | |||||||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 08/21/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 08/14/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
Shares Voted: | 1,587,763 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||
2 | Approve Use of Own Funds for Adjustment on Securities Investment | Mgmt | For | Refer | Against | |||||
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Chen Fashu as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.2 | Elect Chen Yanhui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.3 | Elect Wang Rong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.4 | Elect Na Pengjie as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.5 | Elect Li Shuangyou as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.6 | Elect Wang Minghui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.7 | Elect Yang Changhong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
4.1 | Elect Yin Xiaobing as Independent Director | Mgmt | For | For | For | |||||
4.2 | Elect Dai Yang as Independent Director | Mgmt | For | For | For | |||||
4.3 | Elect Zhang Yongliang as Independent Director | Mgmt | For | For | For | |||||
ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
5.1 | Elect You Guanghui as Supervisor | SH | For | For | For | |||||
5.2 | Elect Zhong Jie as Supervisor | SH | For | For | For | |||||
5.3 | Elect Song Chengli as Supervisor | SH | For | For | For | |||||
5.4 | Elect Wu Qun as Supervisor | SH | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
China International Capital Corporation Limited
Meeting Date: | 08/22/2019 | Country: | China | Primary Security ID: | Y1R99Y109 | |||||
Record Date: | 07/22/2019 | Meeting Type: | Special | Ticker: | 3908 | |||||
Shares Voted: | 8,471,222 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Elect Shen Rujun as Director | Mgmt | For | For | For |
Naspers Ltd.
Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
Record Date: | 08/16/2019 | Meeting Type: | Annual | Ticker: | NPN | |||||
Shares Voted: | 221,033 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Ordinary Resolutions | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Mgmt | For | For | For | |||||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Mgmt | For | For | For | |||||
4 | Re-elect Nolo Letele as Directors | Mgmt | For | For | For | |||||
5.1 | Re-elect Koos Bekker as Director | Mgmt | For | For | Against | |||||
5.2 | Re-elect Steve Pacak as Director | Mgmt | For | For | For | |||||
5.3 | Re-elect Cobus Stofberg as Director | Mgmt | For | For | For | |||||
5.4 | Re-elect Ben van der Ross as Director | Mgmt | For | For | For | |||||
5.5 | Re-elect Debra Meyer as Director | Mgmt | For | For | For | |||||
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Mgmt | For | For | For | |||||
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Mgmt | For | For | For | |||||
6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
8 | Approve Implementation of the Remuneration Policy | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Naspers Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | Refer | Against | |||||
10 | Authorise Board to Issue Shares for Cash | Mgmt | For | Refer | For | |||||
11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Mgmt | For | For | For | |||||
12 | Authorise Ratification of Approved Resolutions | Mgmt | For | For | For | |||||
Special Resolutions | Mgmt | |||||||||
1.1 | Approve Fees of the Board Chairman | Mgmt | For | Refer | For | |||||
1.2 | Approve Fees of the Board Member | Mgmt | For | Refer | For | |||||
1.3 | Approve Fees of the Audit Committee Chairman | Mgmt | For | Refer | For | |||||
1.4 | Approve Fees of the Audit Committee Member | Mgmt | For | Refer | For | |||||
1.5 | Approve Fees of the Risk Committee Chairman | Mgmt | For | Refer | For | |||||
1.6 | Approve Fees of the Risk Committee Member | Mgmt | For | Refer | For | |||||
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Mgmt | For | Refer | For | |||||
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Mgmt | For | Refer | For | |||||
1.9 | Approve Fees of the Nomination Committee Chairman | Mgmt | For | Refer | For | |||||
1.10 | Approve Fees of the Nomination Committee Member | Mgmt | For | Refer | For | |||||
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Mgmt | For | Refer | For | |||||
1.12 | Approve Fees of the Social and Ethics Committee Member | Mgmt | For | Refer | For | |||||
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Mgmt | For | Refer | For | |||||
2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Mgmt | For | Refer | For | |||||
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Mgmt | For | Refer | For | |||||
4 | Authorise Repurchase of N Ordinary Shares | Mgmt | For | For | For | |||||
5 | Authorise Repurchase of A Ordinary Shares | Mgmt | For | For | Against | |||||
6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Mgmt | For | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Naspers Ltd.
Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
Record Date: | 08/16/2019 | Meeting Type: | Special | Ticker: | NPN | |||||
Shares Voted: | 221,033 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Mgmt | For | For | For |
Mexichem SAB de CV
Meeting Date: | 08/26/2019 | Country: | Mexico | Primary Security ID: | P7S81Y105 | |||||
Record Date: | 08/16/2019 | Meeting Type: | Special | Ticker: | MEXCHEM | |||||
Shares Voted: | 12,765,288 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Change Company Name and Amend Article 1 | Mgmt | For | For | For | |||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Maruti Suzuki India Limited
Meeting Date: | 08/27/2019 | Country: | India | Primary Security ID: | Y7565Y100 | |||||
Record Date: | 08/20/2019 | Meeting Type: | Annual | Ticker: | 532500 | |||||
Shares Voted: | 211,440 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividend | Mgmt | For | For | For | |||||
3 | Reelect Toshihiro Suzuki as Director | Mgmt | For | For | Against | |||||
4 | Reelect Kinji Saito as Director | Mgmt | For | For | For | |||||
5 | Approve Reappointment and Remuneration of Kenichi Ayukawa as Managing Director and Chief Executive Officer | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Maruti Suzuki India Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
6 | Elect Takahiko Hashimoto as Director and Approve Appointment and Remuneration of Takahiko Hashimoto as Whole-time Director designated as Director (Marketing & Sales) | Mgmt | For | For | For | |||||
7 | Reelect D.S. Brar as Director | Mgmt | For | For | For | |||||
8 | Reelect R.P. Singh as Director | Mgmt | For | For | For | |||||
9 | Elect Lira Goswami as Director | Mgmt | For | For | For | |||||
10 | Elect Hiroshi Sakamoto as Director | Mgmt | For | For | For | |||||
11 | Elect Hisashi Takeuchi as Director | Mgmt | For | For | For | |||||
12 | Approve Enhancement of Ceiling of Payment of Commission to Non-Executive Directors | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration of Cost Auditors | Mgmt | For | For | For |
PT Bank Mandiri (Persero) Tbk
Meeting Date: | 08/28/2019 | Country: | Indonesia | Primary Security ID: | Y7123S108 | |||||
Record Date: | 08/05/2019 | Meeting Type: | Special | Ticker: | BMRI | |||||
Shares Voted: | 30,256,760 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Evaluation of First Semester Performance 2019 | SH | None | Refer | For | |||||
2 | Approve Changes in Board of Company | SH | None | Refer | Against |
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: | 09/02/2019 | Country: | Indonesia | Primary Security ID: | Y0697U112 | |||||
Record Date: | 08/08/2019 | Meeting Type: | Special | Ticker: | BBRI | |||||
Shares Voted: | 46,992,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Evaluation of First Semester Performance 2019 | SH | None | Refer | For | |||||
2 | Approve Company’s Recovery Plan | SH | None | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Approve Changes in Board of Company | SH | None | Refer | Against |
Hefei Meiya Optoelectronic Technology Inc.
Meeting Date: | 09/10/2019 | Country: | China | Primary Security ID: | Y3123L102 | |||||
Record Date: | 09/05/2019 | Meeting Type: | Special | Ticker: | 002690 | |||||
Shares Voted: | 4,242,248 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Investment in Financial Products | Mgmt | For | Refer | For |
NetEase, Inc.
Meeting Date: | 09/13/2019 | Country: | Cayman Islands | Primary Security ID: | 64110W102 | |||||
Record Date: | 07/31/2019 | Meeting Type: | Annual | Ticker: | NTES | |||||
Shares Voted: | 98,620 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1a | Elect William Lei Ding as Director | Mgmt | For | For | For | |||||
1b | Elect Alice Cheng as Director | Mgmt | For | For | For | |||||
1c | Elect Denny Lee as Director | Mgmt | For | For | For | |||||
1d | Elect Joseph Tong as Director | Mgmt | For | For | For | |||||
1e | Elect Lun Feng as Director | Mgmt | For | For | For | |||||
1f | Elect Michael Leung as Director | Mgmt | For | For | For | |||||
1g | Elect Michael Tong as Director | Mgmt | For | For | For | |||||
2 | Approve Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 10/29/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 10/22/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
Shares Voted: | 1,587,763 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Employee Share Purchase Plan (Draft) and Summary | Mgmt | For | Refer | For | |||||
2 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Mgmt | For | Refer | For | |||||
3 | Approve Draft of Employee Share Purchase Plan Management Method | Mgmt | For | Refer | For | |||||
4 | Approve Incentive Fund Management Method | Mgmt | For | Refer | For | |||||
5 | Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel | Mgmt | For | Refer | For |
Midea Group Co. Ltd.
Meeting Date: | 11/18/2019 | Country: | China | Primary Security ID: | Y6S40V103 | |||||
Record Date: | 11/11/2019 | Meeting Type: | Special | Ticker: | 000333 | |||||
Shares Voted: | 3,181,386 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Employee Share Purchase Plan of Subsidiary | Mgmt | For | Refer | For |
Banco do Brasil SA
Meeting Date: | 11/27/2019 | Country: | Brazil | Primary Security ID: | P11427112 | |||||
Record Date: | Meeting Type: | Special | Ticker: | BBAS3 | ||||||
Shares Voted: | 3,569,970 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Paulo Antonio Spencer Uebel as Fiscal Council Member | Mgmt | For | Refer | For | |||||
1.2 | Elect Rafael Cavalcanti de Araujo as Fiscal Council Member | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Banco do Brasil SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
2.1 | Elect Helio Lima Magalhaes as Director | Mgmt | For | For | For | |||||
2.2 | Elect Marcelo Serfaty as Director | Mgmt | For | Refer | Against | |||||
3 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Mgmt | None | Refer | Abstain | |||||
APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 3, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | Mgmt | |||||||||
4.1 | Percentage of Votes to Be Assigned - Elect Helio Lima Magalhaes as Director | Mgmt | None | Abstain | Abstain | |||||
4.2 | Percentage of Votes to Be Assigned - Elect Marcelo Serfaty as Director | Mgmt | None | Abstain | Abstain | |||||
5 | Amend Articles | Mgmt | For | Refer | For |
Mexichem SAB de CV
Meeting Date: | 12/02/2019 | Country: | Mexico | Primary Security ID: | P7S81Y105 | |||||
Record Date: | 11/22/2019 | Meeting Type: | Special | Ticker: | ORBIA | |||||
Shares Voted: | 12,720,888 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Cash Dividends of up to USD 180 Million | Mgmt | For | For | For | |||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Oil Co. LUKOIL PJSC
Meeting Date: | 12/03/2019 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | LKOH | |||||
Shares Voted: | 418,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Mgmt | For | For | For | |||||
2 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration of Members of Audit Commission | Mgmt | For | Refer | For | |||||
4 | Approve Charter in New Edition | Mgmt | For | Refer | For | |||||
5 | Approve Early Termination of Powers of Audit Commission | Mgmt | For | Refer | For | |||||
6 | Amend Regulations on General Meetings | Mgmt | For | For | For | |||||
7 | Amend Regulations on Board of Directors | Mgmt | For | For | For | |||||
8 | Amend Regulations on Management | Mgmt | For | For | For | |||||
9 | Cancel Regulations on Audit Commission | Mgmt | For | Refer | For | |||||
10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Mgmt | For | For | For |
Oil Co. LUKOIL PJSC
Meeting Date: | 12/03/2019 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | LKOH | |||||
Shares Voted: | 119,168 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR/GDR Holders | Mgmt | |||||||||
1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Mgmt | For | For | For | |||||
2 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration of Members of Audit Commission | Mgmt | For | Refer | For | |||||
4 | Approve Charter in New Edition | Mgmt | For | Refer | For | |||||
5 | Approve Early Termination of Powers of Audit Commission | Mgmt | For | Refer | For | |||||
6 | Amend Regulations on General Meetings | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Oil Co. LUKOIL PJSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
7 | Amend Regulations on Board of Directors | Mgmt | For | For | For | |||||
8 | Amend Regulations on Management | Mgmt | For | For | For | |||||
9 | Cancel Regulations on Audit Commission | Mgmt | For | Refer | For | |||||
10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Mgmt | For | For | For |
PT Bank Mandiri (Persero) Tbk
Meeting Date: | 12/09/2019 | Country: | Indonesia | Primary Security ID: | Y7123S108 | |||||
Record Date: | 11/14/2019 | Meeting Type: | Special | Ticker: | BMRI | |||||
Shares Voted: | 30,256,760 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Changes in Board of Company | Mgmt | For | Refer | Against |
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: | 12/10/2019 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | 2318 | |||||
Shares Voted: | 3,390,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | Mgmt | |||||||||
1.01 | Elect Xie Yonglin as Director | Mgmt | For | For | For | |||||
1.02 | Elect Tan Sin Yin as Director | Mgmt | For | For | For | |||||
2 | Amend Articles of Association | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Etalon Group Plc
Meeting Date: | 12/19/2019 | Country: | Cyprus | Primary Security ID: | 29760G103 | |||||
Record Date: | 11/20/2019 | Meeting Type: | Special | Ticker: | ETLN | |||||
Shares Voted: | 3,914,779 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for GDR Holders | Mgmt | |||||||||
1 | Approve Termination of KPMG Limited as Auditor | Mgmt | For | For | For | |||||
2 | Ratify Auditors | Mgmt | For | For | For | |||||
3 | Approve Remuneration of External Auditors | Mgmt | For | For | For |
Yandex NV
Meeting Date: | 12/20/2019 | Country: | Netherlands | Primary Security ID: | N97284108 | |||||
Record Date: | 11/22/2019 | Meeting Type: | Special | Ticker: | YNDX | |||||
Shares Voted: | 1,349,186 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda for Holders of Class A Shares | Mgmt | |||||||||
1 | Prior Approval by the Class A Meeting of Agenda Item 1 (Amendment of Articles ofAssociation) | Mgmt | For | Refer | For | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
2 | Authorize Repurchase of Priority Share | Mgmt | For | For | For | |||||
3 | Elect Alexey Komissarov as Non-Executive Director | Mgmt | For | For | For | |||||
4 | Elect Alexei Yakovitsky as Non-Executive Director | Mgmt | For | For | For | |||||
5 | Approve Cancellation of Outstanding Class C Ordinary Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
BeiGene, Ltd.
Meeting Date: | 12/27/2019 | Country: | Cayman Islands | Primary Security ID: | G1146Y101 | |||||
Record Date: | 11/27/2019 | Meeting Type: | Special | Ticker: | 6160 | |||||
Shares Voted: | 196,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Issuance of Shares Pursuant to the Share Purchase Agreement | Mgmt | For | Refer | For | |||||
2 | Approve Collaboration Agreement with Amgen Inc. | Mgmt | For | Refer | For | |||||
3 | Approve the Annual Caps in Relation to the Collaboration Agreement | Mgmt | For | Refer | For | |||||
4 | Elect Director Anthony C. Hooper | Mgmt | For | For | For |
China International Capital Corporation Limited
Meeting Date: | 12/30/2019 | Country: | China | Primary Security ID: | Y1R99Y109 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Special | Ticker: | 3908 | |||||
Shares Voted: | 7,355,416 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Amend Articles of Association | Mgmt | For | For | For | |||||
2 | Approve Further Amendment to the Articles of Association | SH | For | Refer | Against |
Bharti Airtel Limited
Meeting Date: | 01/03/2020 | Country: | India | Primary Security ID: | Y0885K108 | |||||
Record Date: | 12/27/2019 | Meeting Type: | Special | Ticker: | 532454 | |||||
Shares Voted: | 3,590,330 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
2 | Approve Issuance of Foreign Currency Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: | 02/18/2020 | Country: | Indonesia | Primary Security ID: | Y0697U112 | |||||
Record Date: | 01/24/2020 | Meeting Type: | Annual | Ticker: | BBRI | |||||
Shares Voted: | 46,992,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Approve Remuneration and Tantiem of Directors and Commissioners | Mgmt | For | Refer | For | |||||
4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Mgmt | For | For | For | |||||
5 | Approve Changes in Board of Company | Mgmt | For | Refer | Against |
PT Bank Mandiri (Persero) Tbk
Meeting Date: | 02/19/2020 | Country: | Indonesia | Primary Security ID: | Y7123S108 | |||||
Record Date: | 01/27/2020 | Meeting Type: | Annual | Ticker: | BMRI | |||||
Shares Voted: | 30,256,760 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Approve Remuneration and Tantiem of Directors and Commissioners | Mgmt | For | Refer | For | |||||
4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Mgmt | For | For | For | |||||
5 | Approve Changes in Board of Company | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
China International Capital Corporation Limited
Meeting Date: | 02/28/2020 | Country: | China | Primary Security ID: | Y1R99Y109 | |||||
Record Date: | 01/17/2020 | Meeting Type: | Special | Ticker: | 3908 | |||||
Shares Voted: | 9,044,951 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
ELECT DIRECTORS | Mgmt | |||||||||
2.1 | Elect Shen Rujun as Director | Mgmt | For | For | Against | |||||
2.2 | Elect Huang Hao as Director | Mgmt | For | For | For | |||||
2.3 | Elect Xiong Lianhua as Director | Mgmt | For | For | For | |||||
2.4 | Elect Tan Lixia as Director | Mgmt | For | For | For | |||||
2.5 | Elect Duan Wenwu as Director | Mgmt | For | For | For | |||||
2.6 | Elect Huang Zhaohui as Director | Mgmt | For | For | For | |||||
2.7 | Elect Liu Li as Director | Mgmt | For | For | For | |||||
2.8 | Elect Siu Wai Keung as Director | Mgmt | For | For | For | |||||
2.9 | Elect Ben Shenglin as Director | Mgmt | For | For | For | |||||
2.10 | Elect Peter Hugh Nolan as Director | Mgmt | For | For | For | |||||
ELECT SUPERVISORS | Mgmt | |||||||||
3.1 | Elect Jin Lizuo as Supervisor | Mgmt | For | Refer | For | |||||
3.2 | Elect Cui Zheng as Supervisor | Mgmt | For | Refer | For | |||||
4 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | Refer | For |
Banco Bradesco SA
Meeting Date: | 03/10/2020 | Country: | Brazil | Primary Security ID: | P1808G117 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | BBDC4 | ||||||
Shares Voted: | 646,400 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for Preferred Shareholders | Mgmt | |||||||||
1 | Elect Cristiana Pereira as Fiscal Council Member and Reginaldo Ferreira Alexandre as Alternate Appointed by Preferred Shareholder | SH | None | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Midea Group Co. Ltd.
Meeting Date: | 03/13/2020 | Country: | China | Primary Security ID: | Y6S40V103 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Special | Ticker: | 000333 | |||||
Shares Voted: | 3,144,886 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For |
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: | 03/17/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Special | Ticker: | 000651 | |||||
Shares Voted: | 1,729,123 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For |
Samsung Electronics Co., Ltd.
Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
Shares Voted: | 2,734,439 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Hyundai Motor Co., Ltd.
Meeting Date: | 03/19/2020 | Country: | South Korea | Primary Security ID: | Y38472109 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005380 | |||||
Shares Voted: | 296,491 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2 | Amend Articles of Incorporation | Mgmt | For | Refer | For | |||||
3.1 | Elect Choi Eun-su as Outside Director | Mgmt | For | For | For | |||||
3.2 | Elect Kim Sang-hyeon as Inside Director | Mgmt | For | Refer | Against | |||||
4 | Elect Choi Eun-su as a Member of Audit Committee | Mgmt | For | For | For | |||||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Kweichow Moutai Co., Ltd.
Meeting Date: | 03/20/2020 | Country: | China | Primary Security ID: | Y5070V116 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Special | Ticker: | 600519 | |||||
Shares Voted: | 97,758 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Gao Weidong as Non-Independent Director | Mgmt | For | For | For | |||||
2 | Elect You Yalin as Supervisor | SH | For | Refer | For |
LG Household & Health Care Ltd.
Meeting Date: | 03/20/2020 | Country: | South Korea | Primary Security ID: | Y5275R100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 051900 | |||||
Shares Voted: | 19,755 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
LG Household & Health Care Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.1 | Elect Kim Jae-wook as Outside Director | Mgmt | For | For | For | |||||
2.2 | Elect Kim Gi-young as Outside Director | Mgmt | For | Refer | Against | |||||
3 | Elect Kim Jae-wook as a Member of Audit Committee | Mgmt | For | For | For | |||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
SK hynix, Inc.
Meeting Date: | 03/20/2020 | Country: | South Korea | Primary Security ID: | Y8085F100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 000660 | |||||
Shares Voted: | 158,450 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2 | Amend Articles of Incorporation | Mgmt | For | Refer | For | |||||
3 | Elect Lee Seok-hee as Inside Director | Mgmt | For | For | Against | |||||
4 | Elect Park Jung-ho as Non-Independent Non-Executive Director | Mgmt | For | For | For | |||||
5.1 | Elect Shin Chang-hwan as Outside Director | Mgmt | For | For | For | |||||
5.2 | Elect Han Ae-ra as Outside Director | Mgmt | For | For | For | |||||
6.1 | Elect Ha Young-gu as a Member of Audit Committee | Mgmt | For | For | For | |||||
6.2 | Elect Shin Chang-hwan as a Member of Audit Committee | Mgmt | For | For | For | |||||
6.3 | Elect Han Ae-ra as a Member of Audit Committee | Mgmt | For | For | For | |||||
7 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For | |||||
8 | Approve Stock Option Grants | Mgmt | For | For | For | |||||
9 | Approve Stock Option Grants | Mgmt | For | For | For | |||||
10 | Approve Terms of Retirement Pay | Mgmt | For | Against | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Korea Shipbuilding & Offshore Engineering Co., Ltd.
Meeting Date: | 03/24/2020 | Country: | South Korea | Primary Security ID: | Y3838M106 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 009540 | |||||
Shares Voted: | 293,290 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Ga Sam-hyeon as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Hyeok as Outside Director | Mgmt | For | For | For | |||||
3 | Elect Choi Hyeok as a Member of Audit Committee | Mgmt | For | For | For | |||||
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: | 04/09/2020 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | 2318 | |||||
Shares Voted: | 3,351,000 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
AGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
1 | Approve 2019 Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve 2019 Report of the Supervisory Committee | Mgmt | For | For | For | |||||
3 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For | For | |||||
4 | Approve 2019 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Mgmt | For | For | For | |||||
6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Ping An Insurance (Group) Company of China, Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Mgmt | For | Refer | For | |||||
10 | Amend Articles of Association | Mgmt | For | For | For | |||||
11 | Elect Lu Min as Director | SH | For | For | For |
China International Capital Corporation Limited
Meeting Date: | 04/14/2020 | Country: | China | Primary Security ID: | Y1R99Y109 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Special | Ticker: | 3908 | |||||
Shares Voted: | 8,378,233 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
2 | Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
3 | Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | For | For | |||||
4 | Amend Articles of Association | Mgmt | For | For | For | |||||
5 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures | Mgmt | For | Refer | For | |||||
6 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
7 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
8 | Approve Plan for Shareholders’ Return within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
China International Capital Corporation Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
9 | Approve Report on the Use of Previously Raised Proceeds | Mgmt | For | For | For | |||||
10 | Approve Directors’ Remuneration Package | Mgmt | For | Refer | For | |||||
11 | Approve Supervisors’ Remuneration Package | Mgmt | For | Refer | For | |||||
12 | Approve Purchase of Liability Insurance for the A Shares Prospectus | Mgmt | For | Refer | For | |||||
13 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For | For | |||||
14 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | For | For | |||||
15 | Amend Rules and Procedures Regarding Meetings of Supervisory Committee | Mgmt | For | For | For |
China International Capital Corporation Limited
Meeting Date: | 04/14/2020 | Country: | China | Primary Security ID: | Y1R99Y109 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Special | Ticker: | 3908 | |||||
Shares Voted: | 8,378,233 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
CLASS MEETING FOR HOLDERS OF H SHARES | Mgmt | |||||||||
1 | Approve Plan on the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
2 | Authorize Board to Deal with All Matters in Relation to the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
3 | Approve Use of Proceeds from the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | For | For | |||||
4 | Approve Dilution of Immediate Returns Resulting from the Initial Public Offering of RMB Ordinary Shares (A Shares) and the Remedial Measures | Mgmt | For | Refer | For | |||||
5 | Approve Price Stabilization Plan of A Shares within Three Years Following the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
China International Capital Corporation Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
6 | Approve Undertakings on the Information Disclosure in the Prospectus in Connection with the Initial Public Offering and Listing of RMB Ordinary Shares (A Shares) | Mgmt | For | Refer | For | |||||
7 | Approve Report on the Use of Previously Raised Proceeds | Mgmt | For | For | For |
Etalon Group Plc
Meeting Date: | 04/15/2020 | Country: | Cyprus | Primary Security ID: | 29760G103 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Special | Ticker: | ETLN | |||||
Shares Voted: | 3,676,924 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for GDR Holders | Mgmt | |||||||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For |
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 04/21/2020 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | 000538 | |||||
Shares Voted: | 1,770,111 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Financial Statements | Mgmt | For | For | For | |||||
4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
6 | Approve Appointment of Auditor and Internal Control Auditor | Mgmt | For | For | For | |||||
7 | Approve Draft and Summary of Stock Option Incentive Plan | Mgmt | For | For | For | |||||
8 | Approve Assessment and Management Measures of the Stock Option Incentive Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Yunnan Baiyao Group Co., Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
9 | Approve Company Shares Repurchase to Implement Employee Incentive Plan | Mgmt | For | For | For | |||||
10 | Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan | Mgmt | For | For | For | |||||
11 | Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase | Mgmt | For | For | For |
Hypera SA
Meeting Date: | 04/22/2020 | Country: | Brazil | Primary Security ID: | P5230A101 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | HYPE3 | ||||||
Shares Voted: | 3,176,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Mgmt | For | For | For | |||||
2 | Approve Capital Budget | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
4 | Approve Remuneration of Company’s Management and Fiscal Council | Mgmt | For | Refer | For | |||||
5 | Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law? | Mgmt | None | Refer | For |
Hypera SA
Meeting Date: | 04/22/2020 | Country: | Brazil | Primary Security ID: | P5230A101 | |||||
Record Date: | Meeting Type: | Special | Ticker: | HYPE3 | ||||||
Shares Voted: | 3,176,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Share Matching Plan | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Orbia Advance Corporation SAB de CV
Meeting Date: | 04/28/2020 | Country: | Mexico | Primary Security ID: | P7S81Y105 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | ORBIA | |||||
Shares Voted: | 9,693,094 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Accept CEO’s Report and Board’s Report on Operations and Results | Mgmt | For | For | For | |||||
1.2 | Accept Individual and Consolidated Financial Statements | Mgmt | For | For | For | |||||
1.3 | Accept Report on Compliance of Fiscal Obligations | Mgmt | For | For | For | |||||
2 | Accept Report of Audit Committee | Mgmt | For | For | For | |||||
3 | Accept Report of Corporate Practices Committee | Mgmt | For | For | For | |||||
4.1 | Approve Individual and Consolidated Net Profit after Minority Interest in the Amount of USD 206.73 Million | Mgmt | For | For | For | |||||
4.2 | Approve Allocation of Individual and or Consolidated Profits and or Losses Referred to in Previous Item to the Accumulated Net Income Account | Mgmt | For | For | For | |||||
5.1 | Ratify Antonio Del Valle Ruiz as Honorary and Lifetime Board Chairman | Mgmt | For | For | For | |||||
5.2a | Elect or Ratify Juan Pablo Del Valle Perochena as Board Member | Mgmt | For | For | For | |||||
5.2b | Elect or Ratify Adolfo Del Valle Ruiz as Board Member | Mgmt | For | For | For | |||||
5.2c | Elect or Ratify Ignacio Del Valle Ruiz as Board Member | Mgmt | For | Refer | Against | |||||
5.2d | Elect or Ratify Antonio Del Valle Perochena as Board Member | Mgmt | For | For | For | |||||
5.2e | Elect or Ratify Maria Guadalupe Del Valle Perochena as Board Member | Mgmt | For | For | For | |||||
5.2f | Elect or Ratify Jaime Ruiz Sacristan as Board Member | Mgmt | For | For | For | |||||
5.2g | Elect or Ratify Fernando Ruiz Sahagun as Board Member | Mgmt | For | For | Against | |||||
5.2h | Elect or Ratify Eugenio Santiago Clariond Reyes as Board Member | Mgmt | For | For | For | |||||
5.2i | Elect or Ratify Eduardo Tricio Haro as Board Member | Mgmt | For | For | Against | |||||
5.2j | Elect or Ratify Guillermo Ortiz Martinez as Board Member | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Orbia Advance Corporation SAB de CV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5.2k | Elect or Ratify Divo Milan Haddad as Board Member | Mgmt | For | For | Against | |||||
5.2l | Elect or Ratify Alma Rosa Moreno Razo as Board Member | Mgmt | For | For | For | |||||
5.2m | Elect or Ratify Maria Teresa Altagracia Arnal Machado as Board Member | Mgmt | For | For | For | |||||
5.2n | Elect or Ratify Jack Goldstein as Board Member | Mgmt | For | For | For | |||||
5.2o | Elect or Ratify Anil Menon as Board Member | Mgmt | For | For | For | |||||
5.3a | Elect or Ratify Juan Pablo Del Valle Perochena as Chairman of Board of Directors | Mgmt | For | For | For | |||||
5.3b | Elect or Ratify Juan Pablo Del Rio Benitez as Secretary (Non-Member) of Board | Mgmt | For | Refer | For | |||||
5.3c | Elect or Ratify Sheldon Hirt as Alternate Secretary (Non-Member) of Board | Mgmt | For | Refer | For | |||||
5.4a | Elect or Ratify Fernando Ruiz Sahagun as Chairman of Audit Committee | Mgmt | For | For | Against | |||||
5.4b | Elect or Ratify Eugenio Santiago Clariond Reyes as Chairman of Corporate Practices Committee | Mgmt | For | For | Against | |||||
6 | Approve Remuneration of Chairman of Board, Audit Committee and Corporate Practices Committee; Approve Remuneration of Members of Board and Members of Audit Committee and Corporate Practices Committee | Mgmt | For | Refer | Against | |||||
7.1 | Approve Cancellation of Balance of Amount Approved to be Used for Acquisition of Company’s Shares | Mgmt | For | For | For | |||||
7.2 | Set Aggregate Nominal Amount of Share Repurchase Reserve at USD 400 Million | Mgmt | For | For | For | |||||
8 | Accept Report on Adoption or Modification of Policies in Share Repurchases of Company | Mgmt | For | For | For | |||||
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Vale SA
Meeting Date: | 04/30/2020 | Country: | Brazil | Primary Security ID: | P9661Q155 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | VALE3 | ||||||
Shares Voted: | 1,476,745 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Mgmt | For | For | For | |||||
2 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Abstain | Abstain | |||||
3 | Elect Directors | Mgmt | For | Against | Against | |||||
4 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Mgmt | None | Refer | Against | |||||
5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Mgmt | None | Refer | Abstain | |||||
APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | Mgmt | |||||||||
6.1 | Percentage of Votes to Be Assigned - Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.2 | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.3 | Percentage of Votes to Be Assigned - Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.4 | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Director | Mgmt | None | Abstain | Abstain | |||||
6.5 | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | Mgmt | None | Abstain | Abstain | |||||
6.6 | Percentage of Votes to Be Assigned - Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.7 | Percentage of Votes to Be Assigned - Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.8 | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate | Mgmt | None | Abstain | Abstain |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
6.9 | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.10 | Percentage of Votes to Be Assigned - Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.11 | Percentage of Votes to Be Assigned - Elect Sandra Maria Guerra de Azevedo as Independent Director | Mgmt | None | Abstain | Abstain | |||||
6.12 | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate | Mgmt | None | Abstain | Abstain | |||||
7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Refer | For | |||||
8 | Elect Fiscal Council Members | Mgmt | For | Refer | For | |||||
9 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Mgmt | None | Refer | Against | |||||
10 | Approve Remuneration of Company’s Management and Fiscal Council | Mgmt | For | Refer | Against |
Vale SA
Meeting Date: | 04/30/2020 | Country: | Brazil | Primary Security ID: | P9661Q155 | |||||
Record Date: | Meeting Type: | Special | Ticker: | VALE3 | ||||||
Shares Voted: | 1,476,745 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Amend Articles and Consolidate Bylaws | Mgmt | For | Refer | Against | |||||
2 | Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
4 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
5 | Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For | |||||
6 | Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For | |||||
7 | Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
8 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
9 | Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE - Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For |
XP, Inc.
Meeting Date: | 04/30/2020 | Country: | Cayman Islands | Primary Security ID: | G98239109 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | XP | |||||
Shares Voted: | 330,447 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Management Accounts for the Fiscal Year Ended December 31, 2019 | Mgmt | For | Refer | For | |||||
3 | Elect Director Ricardo Baldin | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Hong Kong Exchanges & Clearing Ltd.
Meeting Date: | 05/07/2020 | Country: | Hong Kong | Primary Security ID: | Y3506N139 | |||||
Record Date: | 04/29/2020 | Meeting Type: | Annual | Ticker: | 388 | |||||
Shares Voted: | 625,770 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2a | Elect Cheah Cheng Hye as Director | Mgmt | For | For | For | |||||
2b | Elect Leung Pak Hon, Hugo as Director | Mgmt | For | For | For | |||||
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For |
Hefei Meiya Optoelectronic Technology Inc.
Meeting Date: | 05/13/2020 | Country: | China | Primary Security ID: | Y3123L102 | |||||
Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 002690 | |||||
Shares Voted: | 4,725,460 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
4 | Approve Financial Statements | Mgmt | For | For | For | |||||
5 | Approve Financial Budget Report | Mgmt | For | For | For | |||||
6 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
7 | Approve Remuneration of Directors, Supervisors and Senior Management Members | Mgmt | For | Refer | For | |||||
8 | Approve Special Report on the Deposit and Usage of Raised Funds | Mgmt | For | For | For | |||||
9 | Amend Articles of Association and Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | Refer | For | |||||
10 | Approve Appointment of Auditor | Mgmt | For | For | For | |||||
11 | Approve Credit Line Bank Application | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Hefei Meiya Optoelectronic Technology Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
12 | Approve Use of Idle Raised Funds and Own Funds to Conduct Cash Management | Mgmt | For | Refer | Against | |||||
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
13.1 | Elect Tian Ming as Non-Independent Director | Mgmt | For | For | For | |||||
13.2 | Elect Shen Haibin as Non-Independent Director | Mgmt | For | For | For | |||||
13.3 | Elect Hao Xianjin as Non-Independent Director | Mgmt | For | For | For | |||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
14.1 | Elect Zhang Benzhao as Independent Director | Mgmt | For | For | For | |||||
14.2 | Elect Chu Yuming as Independent Director | Mgmt | For | For | For | |||||
14.3 | Elect Yang Morong as Independent Director | Mgmt | For | For | For | |||||
ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
15.1 | Elect Han Liming as Supervisor | Mgmt | For | Refer | For | |||||
15.2 | Elect Ni Yingjiu as Supervisor | Mgmt | For | Refer | For |
Tencent Holdings Limited
Meeting Date: | 05/13/2020 | Country: | Cayman Islands | Primary Security ID: | G87572163 | |||||
Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 700 | |||||
Shares Voted: | 2,413,520 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | Refer | For | |||||
3b | Elect Charles St Leger Searle as Director | Mgmt | For | For | For | |||||
3c | Elect Ke Yang as Director | Mgmt | For | For | For | |||||
3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Tencent Holdings Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | Refer | For |
Hypera SA
Meeting Date: | 05/15/2020 | Country: | Brazil | Primary Security ID: | P5230A101 | |||||
Record Date: | Meeting Type: | Special | Ticker: | HYPE3 | ||||||
Shares Voted: | 3,176,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Agreement to Acquire All Shares of the Company to Be Incorporated in Brazil and Held by Takeda Pharmaceutical International AG (Takeda) and Affiliates | Mgmt | For | Refer | For | |||||
2 | Ratify Planconsult Planejamento e Consultoria Ltda. as the Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
3 | Approve Independent Firm’s Appraisal | Mgmt | For | Refer | For |
Meituan Dianping
Meeting Date: | 05/20/2020 | Country: | Cayman Islands | Primary Security ID: | G59669104 | |||||
Record Date: | 05/14/2020 | Meeting Type: | Annual | Ticker: | 3690 | |||||
Shares Voted: | 2,522,400 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Meituan Dianping
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Elect Orr Gordon Robert Halyburton as Director | Mgmt | For | For | For | |||||
3 | Elect Leng Xuesong as Director | Mgmt | For | For | For | |||||
4 | Elect Shum Heung Yeung Harry as Director | Mgmt | For | For | For | |||||
5 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
7 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
8 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Logan Property Holdings Co., Ltd.
Meeting Date: | 05/22/2020 | Country: | Cayman Islands | Primary Security ID: | G55555109 | |||||
Record Date: | 05/18/2020 | Meeting Type: | Annual | Ticker: | 3380 | |||||
Shares Voted: | 13,183,584 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Kei Hoi Pang as Director | Mgmt | For | For | For | |||||
4 | Elect Wu Jian as Director | Mgmt | For | For | For | |||||
5 | Elect Kei Perenna Hoi Ting as Director | Mgmt | For | For | For | |||||
6 | Elect Cai Suisheng as Director | Mgmt | For | For | For | |||||
7 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | Refer | For | |||||
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
9 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
11 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Logan Property Holdings Co., Ltd.
Meeting Date: | 05/22/2020 | Country: | Cayman Islands | Primary Security ID: | G55555109 | |||||
Record Date: | 05/18/2020 | Meeting Type: | Special | Ticker: | 3380 | |||||
Shares Voted: | 13,183,584 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Change of the English name of the Company from “Logan Property Holdings Company Limited” to “Logan Group Company Limited” and the Chinese Name of the Company | Mgmt | For | For | For |
Midea Group Co. Ltd.
Meeting Date: | 05/22/2020 | Country: | China | Primary Security ID: | Y6S40V103 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | 000333 | |||||
Shares Voted: | 3,144,886 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
4 | Approve Financial Statements | Mgmt | For | For | For | |||||
5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
6 | Approve Draft and Summary on Stock Option Incentive Plan | Mgmt | For | For | For | |||||
7 | Approve Methods to Assess the Performance of Stock Option Incentive Plan Participants | Mgmt | For | For | For | |||||
8 | Approve Authorization of the Board to Handle All Related Matters to Stock Option Incentive Plan | Mgmt | For | For | For | |||||
9 | Approve Draft and Summary on Performance Share Incentive Plan | Mgmt | For | For | For | |||||
10 | Approve Methods to Assess the Performance of Performance Share Incentive Plan Participants | Mgmt | For | For | For | |||||
11 | Approve Authorization of the Board to Handle All Related Matters to Performance Share Incentive Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Midea Group Co. Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
12 | Approve Share Purchase Plan (Draft) and Summary Phase VI | Mgmt | For | For | For | |||||
13 | Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase VI | Mgmt | For | For | For | |||||
14 | Approve Draft and Summary on Share Purchase Plan Phase III | Mgmt | For | For | For | |||||
15 | Approve Authorization of the Board to Handle All Related Matters to Share Purchase Plan Phase III | Mgmt | For | For | For | |||||
16 | Approve Provision of Guarantee | Mgmt | For | For | For | |||||
17 | Approve Related Party Transaction | Mgmt | For | For | For | |||||
18 | Approve to Appoint Auditor | Mgmt | For | For | For | |||||
19 | Approve Amendments to Articles of Association | Mgmt | For | Refer | For | |||||
20 | Approve Management System of Raised Funds | Mgmt | For | Refer | For | |||||
21 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Mgmt | For | For | For |
Capitec Bank Holdings Ltd.
Meeting Date: | 05/29/2020 | Country: | South Africa | Primary Security ID: | S15445109 | |||||
Record Date: | 05/22/2020 | Meeting Type: | Annual | Ticker: | CPI | |||||
Shares Voted: | 414,535 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Resolutions | Mgmt | |||||||||
1 | Re-elect Michiel du Pre le Roux as Director | Mgmt | For | For | For | |||||
2 | Re-elect Kabelo Makwane as Director | Mgmt | For | For | For | |||||
3 | Re-elect Chris Otto as Director | Mgmt | For | For | For | |||||
4 | Elect Santie Botha as Director | Mgmt | For | For | For | |||||
5 | Elect Emma Mashilwane as Director | Mgmt | For | For | For | |||||
6 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Capitec Bank Holdings Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Appoint Deloitte & Touche as Auditors of the Company | Mgmt | For | For | For | |||||
8 | Authorise Specific Issue of Loss Absorbent Convertible Capital Securities for Cash | Mgmt | For | Refer | For | |||||
9 | Authorise Board to Issue Shares for Cash | Mgmt | For | For | For | |||||
10 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
11 | Approve Implementation Report of Remuneration Policy | Mgmt | For | Refer | For | |||||
Special Resolutions | Mgmt | |||||||||
1 | Approve Non-executive Directors’ Remuneration | Mgmt | For | Refer | For | |||||
2 | Authorise Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Mgmt | For | Refer | For | |||||
4 | Approve Financial Assistance in Respect of the Restricted Share Plan | Mgmt | For | For | For |
Vinhomes JSC
Meeting Date: | 05/29/2020 | Country: | Vietnam | Primary Security ID: | Y937JX103 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | VHM | |||||
Shares Voted: | 9,214,415 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of Board of Directors for Financial Year 2019 and Plan for Financial Year 2020 | Mgmt | For | For | For | |||||
2 | Approve Report of Management Board on Business Performance of Financial Year 2019 and Plan for Financial Year 2020 | Mgmt | For | For | For | |||||
3 | Approve Reports of Supervisory Board for Financial Year 2019 | Mgmt | For | For | For | |||||
4 | Approve Audited Financial Statements of Financial Year 2019 | Mgmt | For | For | For | |||||
5 | Change Address of Head Office and Amend Articles of Association | Mgmt | For | Refer | For | |||||
6 | Approve Allocation of Income of Financial Year 2019 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Vinhomes JSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Approve Remuneration of Board of Directors and Supervisory Board | Mgmt | For | Refer | For | |||||
8 | Other Business | Mgmt | For | Against | Against |
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: | 06/01/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
Record Date: | 05/26/2020 | Meeting Type: | Annual | Ticker: | 000651 | |||||
Shares Voted: | 2,860,328 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Financial Report | Mgmt | For | For | For | |||||
4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
6 | Approve Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Approve Special Report on Foreign Exchange Derivatives Trading Business | Mgmt | For | Refer | For | |||||
8 | Approve Use of Own Idle Funds for Investment in Financial Products | Mgmt | For | Refer | Against | |||||
9 | Approve Daily Related-Party Transactions | Mgmt | For | Refer | For | |||||
10 | Amend Articles of Association | Mgmt | For | For | For |
MercadoLibre, Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 58733R102 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MELI | |||||
Shares Voted: | 76,695 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Susan Segal | Mgmt | For | For | For | |||||
1.2 | Elect Director Mario Eduardo Vazquez | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
MercadoLibre, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.3 | Elect Director Alejandro Nicolas Aguzin | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Co. S.A. as Auditors | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 10,836,404 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For |
Delta Electronics, Inc.
Meeting Date: | 06/10/2020 | Country: | Taiwan | Primary Security ID: | Y20263102 | |||||
Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2308 | |||||
Shares Voted: | 2,631,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements | Mgmt | For | For | For | |||||
2 | Approve Profit Distribution | Mgmt | For | For | For | |||||
3 | Amend Rules and Procedures Regarding Shareholder’s General Meeting | Mgmt | For | For | For | |||||
4 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Galaxy Entertainment Group Limited
Meeting Date: | 06/10/2020 | Country: | Hong Kong | Primary Security ID: | Y2679D118 | |||||
Record Date: | 06/04/2020 | Meeting Type: | Annual | Ticker: | 27 | |||||
Shares Voted: | 2,648,210 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.1 | Elect Paddy Tang Lui Wai Yu as Director | Mgmt | For | For | For | |||||
2.2 | Elect William Yip Shue Lam as Director | Mgmt | For | For | For | |||||
2.3 | Elect Patrick Wong Lung Tak as Director | Mgmt | For | Against | Against | |||||
2.4 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4.1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
4.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Kweichow Moutai Co., Ltd.
Meeting Date: | 06/10/2020 | Country: | China | Primary Security ID: | Y5070V116 | |||||
Record Date: | 06/01/2020 | Meeting Type: | Annual | Ticker: | 600519 | |||||
Shares Voted: | 97,758 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
4 | Approve Financial Statements | Mgmt | For | For | For | |||||
5 | Approve Financial Budget Report | Mgmt | For | For | For | |||||
6 | Approve Profit Distribution | Mgmt | For | For | For | |||||
7 | Approve Report of the Independent Directors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Kweichow Moutai Co., Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Approve to Appoint Financial and Internal Control Auditor | Mgmt | For | For | For | |||||
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
9.1 | Elect Gao Weidong as Non-Independent Director | Mgmt | For | For | For | |||||
9.2 | Elect Li Jingren as Non-Independent Director | Mgmt | For | For | For | |||||
9.3 | Elect Wang Yan as Non-Independent Director | Mgmt | For | For | For | |||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
10.1 | Elect Li Botan as Independent Director | Mgmt | For | For | For | |||||
10.2 | Elect Lu Jinhai as Independent Director | Mgmt | For | For | For | |||||
10.3 | Elect Xu Dingbo as Independent Director | Mgmt | For | For | For | |||||
10.4 | Elect Zhang Jingzhong as Independent Director | Mgmt | For | For | For | |||||
ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
11.1 | Elect You Yalin as Supervisor | Mgmt | For | Refer | For | |||||
11.2 | Elect Che Xingyu as Supervisor | Mgmt | For | Refer | For |
MediaTek, Inc.
Meeting Date: | 06/11/2020 | Country: | Taiwan | Primary Security ID: | Y5945U103 | |||||
Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2454 | |||||
Shares Voted: | 1,444,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Approve Profit Distribution | Mgmt | For | For | For | |||||
3 | Approve Cash Distribution from Capital Reserve | Mgmt | For | For | For | |||||
4 | Approve Release of Restrictions of Competitive Activities of Directors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Li Ning Company Limited
Meeting Date: | 06/12/2020 | Country: | Cayman Islands | Primary Security ID: | G5496K124 | |||||
Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 2331 | |||||
Shares Voted: | 9,267,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3.1a | Elect Kosaka Takeshi as Director | Mgmt | For | For | For | |||||
3.1b | Elect Wang Ya Fei as Director | Mgmt | For | For | For | |||||
3.1c | Elect Chan Chung Bun, Bunny as Director | Mgmt | For | For | For | |||||
3.2 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | Refer | For | |||||
4 | Approve PricewaterhouseCoopers, Certified Public Accountants as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
BeiGene, Ltd.
Meeting Date: | 06/17/2020 | Country: | Cayman Islands | Primary Security ID: | G1146Y101 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | 6160 | |||||
Shares Voted: | 137,003 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Elect Director John V. Oyler | Mgmt | For | For | For | |||||
2 | Elect Director Timothy Chen | Mgmt | For | For | For | |||||
3 | Elect Director Jing-Shyh (Sam) Su | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young Hua Ming LLP and Ernst & Young as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
BeiGene, Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares | Mgmt | For | For | For | |||||
6 | Approve Connected Person Placing Authorization I | Mgmt | For | For | For | |||||
7 | Approve Connected Person Placing Authorization II | Mgmt | For | For | For | |||||
8 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Sands China Ltd.
Meeting Date: | 06/19/2020 | Country: | Cayman Islands | Primary Security ID: | G7800X107 | |||||
Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 1928 | |||||
Shares Voted: | 2,756,490 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2a | Elect Sheldon Gary Adelson as Director | Mgmt | For | For | For | |||||
2b | Elect Charles Daniel Forman as Director | Mgmt | For | For | For | |||||
2c | Elect Victor Patrick Hoog Antink as Director | Mgmt | For | For | For | |||||
2d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
7 | Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred) | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Midea Group Co. Ltd.
Meeting Date: | 06/22/2020 | Country: | China | Primary Security ID: | Y6S40V103 | |||||
Record Date: | 06/15/2020 | Meeting Type: | Special | Ticker: | 000333 | |||||
Shares Voted: | 3,144,886 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Application for Unified Registration of Varieties of Debt Financing Instruments | Mgmt | For | Refer | Against | |||||
2 | Approve 2017 Repurchase and Cancellation of Performance Share Incentive Plan | SH | For | For | For | |||||
3 | Approve 2018 Repurchase and Cancellation of Performance Share Incentive Plan | SH | For | For | For | |||||
4 | Approve 2019 Repurchase and Cancellation of Performance Share Incentive Plan | SH | For | For | For |
Oil Co. LUKOIL PJSC
Meeting Date: | 06/23/2020 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Annual | Ticker: | LKOH | |||||
Shares Voted: | 408,707 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Mgmt | For | For | For | |||||
Elect 11 Directors via Cumulative Voting | Mgmt | |||||||||
2.1 | Elect Vagit Alekperov as Director | Mgmt | None | Refer | For | |||||
2.2 | Elect Viktor Blazheev as Director | Mgmt | None | Refer | Against | |||||
2.3 | Elect Toby Gati as Director | Mgmt | None | Refer | For | |||||
2.4 | Elect Ravil Maganov as Director | Mgmt | None | Refer | Against | |||||
2.5 | Elect Roger Munnings as Director | Mgmt | None | Refer | For | |||||
2.6 | Elect Nikolai Nikolaev as Director | Mgmt | None | Refer | Against | |||||
2.7 | Elect Pavel Teplukhin as Director | Mgmt | None | Refer | For | |||||
2.8 | Elect Leonid Fedun as Director | Mgmt | None | Refer | For | |||||
2.9 | Elect Liubov Khoba as Director | Mgmt | None | Refer | Against | |||||
2.10 | Elect Sergei Shatalov as Director | Mgmt | None | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Oil Co. LUKOIL PJSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.11 | Elect Wolfgang Schuessel as Director | Mgmt | None | Refer | For | |||||
3.1 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3.2 | Approve Remuneration of New Directors | Mgmt | For | Refer | For | |||||
4 | Ratify KPMG as Auditor | Mgmt | For | For | For | |||||
5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Mgmt | For | Refer | For |
Oil Co. LUKOIL PJSC
Meeting Date: | 06/23/2020 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Annual | Ticker: | LKOH | |||||
Shares Voted: | 48,494 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR/GDR Holders | Mgmt | |||||||||
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Mgmt | For | For | For | |||||
Elect 11 Directors via Cumulative Voting | Mgmt | |||||||||
2.1 | Elect Vagit Alekperov as Director | Mgmt | None | Refer | For | |||||
2.2 | Elect Viktor Blazheev as Director | Mgmt | None | Refer | Against | |||||
2.3 | Elect Toby Gati as Director | Mgmt | None | Refer | For | |||||
2.4 | Elect Ravil Maganov as Director | Mgmt | None | Refer | Against | |||||
2.5 | Elect Roger Munnings as Director | Mgmt | None | Refer | For | |||||
2.6 | Elect Nikolai Nikolaev as Director | Mgmt | None | Refer | Against | |||||
2.7 | Elect Pavel Teplukhin as Director | Mgmt | None | Refer | For | |||||
2.8 | Elect Leonid Fedun as Director | Mgmt | None | Refer | For | |||||
2.9 | Elect Liubov Khoba as Director | Mgmt | None | Refer | Against | |||||
2.10 | Elect Sergei Shatalov as Director | Mgmt | None | Refer | For | |||||
2.11 | Elect Wolfgang Schuessel as Director | Mgmt | None | Refer | For | |||||
3.1 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3.2 | Approve Remuneration of New Directors | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 963 Ivy Emerging Markets Equity Fund
Oil Co. LUKOIL PJSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Ratify KPMG as Auditor | Mgmt | For | For | For | |||||
5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Mgmt | For | Refer | For |
IVY ENERGY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
C&J Energy Services, Inc.
Meeting Date: | 10/22/2019 | Country: | USA | Primary Security ID: | 12674R100 | |||||
Record Date: | 09/18/2019 | Meeting Type: | Special | Ticker: | CJ | |||||
Shares Voted: | 293,009 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Parsley Energy, Inc.
Meeting Date: | 01/09/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
Record Date: | 11/25/2019 | Meeting Type: | Special | Ticker: | PE | |||||
Shares Voted: | 509,183 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For |
WPX Energy, Inc.
Meeting Date: | 03/05/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
Record Date: | 02/04/2020 | Meeting Type: | Special | Ticker: | WPX | |||||
Shares Voted: | 731,012 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
2 | Adjourn Meeting | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Schlumberger N.V.
Meeting Date: | 04/01/2020 | Country: | Curacao | Primary Security ID: | 806857108 | |||||
Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | SLB | |||||
Shares Voted: | 197,329 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Patrick de La Chevardiere | Mgmt | For | For | For | |||||
1b | Elect Director Miguel M. Galuccio | �� | Mgmt | For | For | For | ||||
1c | Elect Director Olivier Le Peuch | Mgmt | For | For | For | |||||
1d | Elect Director Tatiana A. Mitrova | Mgmt | For | For | For | |||||
1e | Elect Director Lubna S. Olayan | Mgmt | For | For | For | |||||
1f | Elect Director Mark G. Papa | Mgmt | For | For | For | |||||
1g | Elect Director Leo Rafael Reif | Mgmt | For | For | For | |||||
1h | Elect Director Henri Seydoux | Mgmt | For | For | For | |||||
1i | Elect Director Jeff W. Sheets | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Adopt and Approve Financials and Dividends | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Liberty Oilfield Services Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 53115L104 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LBRT | |||||
Shares Voted: | 197,576 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Gale A. Norton | Mgmt | For | For | For | |||||
1.2 | Elect Director Jesal Shah | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Cary D. Steinbeck | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
TechnipFMC plc
Meeting Date: | 04/24/2020 | Country: | United Kingdom | Primary Security ID: | G87110105 | |||||
Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | FTI | |||||
Shares Voted: | 228,619 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Douglas J. Pferdehirt | Mgmt | For | For | For | |||||
1b | Elect Director Eleazar de Carvalho Filho | Mgmt | For | For | For | |||||
1c | Elect Director Arnaud Caudoux | Mgmt | For | For | For | |||||
1d | Elect Director Pascal Colombani | Mgmt | For | For | For | |||||
1e | Elect Director Marie-Ange Debon | Mgmt | For | For | For | |||||
1f | Elect Director Claire S. Farley | Mgmt | For | For | For | |||||
1g | Elect Director Didier Houssin | Mgmt | For | For | For | |||||
1h | Elect Director Peter Mellbye | Mgmt | For | For | For | |||||
1i | Elect Director John O’Leary | Mgmt | For | For | For | |||||
1j | Elect Director Olivier Piou | Mgmt | For | For | For | |||||
1k | Elect Director Kay G. Priestly | Mgmt | For | For | For | |||||
1l | Elect Director Joseph Rinaldi | Mgmt | For | For | For | |||||
1m | Elect Director James M. Ringler | Mgmt | For | For | For | |||||
1n | Elect Director John Yearwood | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Directors’ Remuneration Report | Mgmt | For | For | For | |||||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | Mgmt | For | For | For | |||||
7 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Concho Resources Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 20605P101 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CXO | |||||
Shares Voted: | 125,921 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Timothy A. Leach | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Noble Energy, Inc.
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
Shares Voted: | 56,981 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
1g | Elect Director Scott D. Urban | Mgmt | For | For | For | |||||
1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Marathon Petroleum Corporation
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 56585A102 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MPC | |||||
Shares Voted: | 171,344 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2a | Elect Director Steven A. Davis | Mgmt | For | For | For | |||||
2b | Elect Director J. Michael Stice | Mgmt | For | For | For | |||||
2c | Elect Director John P. Surma | Mgmt | For | For | For | |||||
2d | Elect Director Susan Tomasky | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Adopt Simple Majority Vote | SH | For | For | For | |||||
6 | Report on Integrating Community Impacts Into Executive Compensation Program | SH | Against | Against | Against |
EOG Resources, Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 26875P101 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | EOG | |||||
Shares Voted: | 78,752 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
1b | Elect Director Charles R. Crisp | Mgmt | For | For | For | |||||
1c | Elect Director Robert P. Daniels | Mgmt | For | For | For | |||||
1d | Elect Director James C. Day | Mgmt | For | For | For | |||||
1e | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
1f | Elect Director Julie J. Robertson | Mgmt | For | For | For | |||||
1g | Elect Director Donald F. Textor | Mgmt | For | For | For | |||||
1h | Elect Director William R. Thomas | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Valero Energy Corporation
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
Shares Voted: | 123,704 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
1H | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Phillips 66
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 109,705 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Phillips 66
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For |
Suncor Energy Inc.
Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
Shares Voted: | 203,214 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Canadian Natural Resources Limited
Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
Shares Voted: | 123,476 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Transocean Ltd.
Meeting Date: | 05/07/2020 | Country: | Switzerland | Primary Security ID: | H8817H100 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | RIG | |||||
Shares Voted: | 791,545 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Appropriation of Available Earnings for Fiscal Year 2019 | Mgmt | For | For | For | |||||
4 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Mgmt | For | For | For | |||||
5A | Elect Director Glyn A. Barker | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Transocean Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5B | Elect Director Vanessa C.L. Chang | Mgmt | For | For | For | |||||
5C | Elect Director Frederico F. Curado | Mgmt | For | For | For | |||||
5D | Elect Director Chadwick C. Deaton | Mgmt | For | For | For | |||||
5E | Elect Director Vincent J. Intrieri | Mgmt | For | For | For | |||||
5F | Elect Director Samuel J. Merksamer | Mgmt | For | For | For | |||||
5G | Elect Director Frederik W. Mohn | Mgmt | For | For | For | |||||
5H | Elect Director Edward R. Muller | Mgmt | For | For | For | |||||
5I | Elect Director Diane de Saint Victor | Mgmt | For | For | For | |||||
5J | Elect Director Tan Ek Kia | Mgmt | For | For | For | |||||
5K | Elect Director Jeremy D. Thigpen | Mgmt | For | For | For | |||||
6 | Elect Chadwick C. Deaton as Board Chairman | Mgmt | For | For | For | |||||
7A | Appoint Glyn A. Barker as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7B | Appoint Samuel J. Merksamer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7C | Appoint Tan Ek Kia as Member of the Compensation Committee | Mgmt | For | For | For | |||||
8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Mgmt | For | For | For | |||||
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020, and Reelection of Ernst & Young Ltd, Zurich as the Company’s Auditor for a Further One-Year Term | Mgmt | For | For | For | |||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2020 and 2021 Annual General Meetings in the Amount of USD 4.12 Million | Mgmt | For | Refer | For | |||||
11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2021 in the Amount of USD 24 Million | Mgmt | For | Refer | For | |||||
12 | Amend Omnibus Stock Plan | Mgmt | For | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Apergy Corporation
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 03755L104 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | APY | |||||
Shares Voted: | 138,658 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Gary P. Luquette | Mgmt | For | For | For | |||||
1.2 | Elect Director Daniel W. Rabun | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For |
ConocoPhillips
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
Shares Voted: | 72,353 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For | |||||
1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
ConocoPhillips
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Baker Hughes Company
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 05722G100 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | BKR | |||||
Shares Voted: | 324,746 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | For | |||||
1.2 | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1.3 | Elect Director Cynthia B. Carroll | Mgmt | For | For | For | |||||
1.4 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Nelda J. Connors | Mgmt | For | For | For | |||||
1.6 | Elect Director Gregory L. Ebel | Mgmt | For | For | For | |||||
1.7 | Elect Director Lynn L. Elsenhans | Mgmt | For | For | For | |||||
1.8 | Elect Director John G. Rice | Mgmt | For | Refer | Withhold | |||||
1.9 | Elect Director Lorenzo Simonelli | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Continental Resources, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 212015101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CLR | |||||
Shares Voted: | 810 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William B. Berry | Mgmt | For | For | For | |||||
1.2 | Elect Director Shelly Lambertz | Mgmt | For | Refer | Withhold |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Continental Resources, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.3 | Elect Director Timothy G. Taylor | Mgmt | For | For | For | |||||
2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Dril-Quip, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 262037104 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | DRQ | |||||
Shares Voted: | 144,821 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Blake T. DeBerry | Mgmt | For | For | For | |||||
1.2 | Elect Director John V. Lovoi | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
WEX Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 96208T104 | |||||
Record Date: | 03/17/2020 | Meeting Type: | Annual | Ticker: | WEX | |||||
Shares Voted: | 40,473 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Susan Sobbott | Mgmt | For | For | For | |||||
1.2 | Elect Director Stephen Smith | Mgmt | For | For | For | |||||
1.3 | Elect Director James Groch | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Halliburton Company
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 406216101 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | HAL | |||||
Shares Voted: | 268,189 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Abdulaziz F. Al Khayyal | Mgmt | For | For | For | |||||
1b | Elect Director William E. Albrecht | Mgmt | For | For | For | |||||
1c | Elect Director M. Katherine Banks | Mgmt | For | For | For | |||||
1d | Elect Director Alan M. Bennett | Mgmt | For | For | For | |||||
1e | Elect Director Milton Carroll | Mgmt | For | For | For | |||||
1f | Elect Director Nance K. Dicciani | Mgmt | For | For | For | |||||
1g | Elect Director Murry S. Gerber | Mgmt | For | For | For | |||||
1h | Elect Director Patricia Hemingway Hall | Mgmt | For | For | For | |||||
1i | Elect Director Robert A. Malone | Mgmt | For | For | For | |||||
1j | Elect Director Jeffrey A. Miller | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Cactus, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 127203107 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | WHD | |||||
Shares Voted: | 342,241 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Scott Bender | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Bruce Rothstein | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Gary Rosenthal | Mgmt | For | Refer | Withhold | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Helix Energy Solutions Group, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 42330P107 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HLX | |||||
Shares Voted: | 350,816 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Amy H. Nelson | Mgmt | For | For | For | |||||
1.2 | Elect Director William L. Transier | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
NextEra Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 65339F101 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | NEE | |||||
Shares Voted: | 4,066 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sherry S. Barrat | Mgmt | For | For | For | |||||
1b | Elect Director James L. Camaren | Mgmt | For | For | For | |||||
1c | Elect Director Kenneth B. Dunn | Mgmt | For | For | For | |||||
1d | Elect Director Naren K. Gursahaney | Mgmt | For | For | For | |||||
1e | Elect Director Kirk S. Hachigian | Mgmt | For | For | For | |||||
1f | Elect Director Toni Jennings | Mgmt | For | For | For | |||||
1g | Elect Director Amy B. Lane | Mgmt | For | For | For | |||||
1h | Elect Director David L. Porges | Mgmt | For | For | For | |||||
1i | Elect Director James L. Robo | Mgmt | For | For | For | |||||
1j | Elect Director Rudy E. Schupp | Mgmt | For | For | For | |||||
1k | Elect Director John L. Skolds | Mgmt | For | For | For | |||||
1l | Elect Director William H. Swanson | Mgmt | For | For | For | |||||
1m | Elect Director Darryl L. Wilson | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
NextEra Energy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Parsley Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PE | |||||
Shares Voted: | 513,329 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director A.R. Alameddine | Mgmt | For | For | For | |||||
1B | Elect Director Matt Gallagher | Mgmt | For | For | For | |||||
1C | Elect Director Karen Hughes | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Pioneer Natural Resources Company
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 723787107 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PXD | |||||
Shares Voted: | 73,351 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Edison C. Buchanan | Mgmt | For | For | For | |||||
1b | Elect Director Andrew F. Cates | Mgmt | For | For | For | |||||
1c | Elect Director Phillip A. Gobe | Mgmt | For | For | For | |||||
1d | Elect Director Larry R. Grillot | Mgmt | For | For | For | |||||
1e | Elect Director Stacy P. Methvin | Mgmt | For | For | For | |||||
1f | Elect Director Royce W. Mitchell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Pioneer Natural Resources Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Frank A. Risch | Mgmt | For | For | For | |||||
1h | Elect Director Scott D. Sheffield | Mgmt | For | For | For | |||||
1i | Elect Director Mona K. Sutphen | Mgmt | For | For | For | |||||
1j | Elect Director J. Kenneth Thompson | Mgmt | For | For | For | |||||
1k | Elect Director Phoebe A. Wood | Mgmt | For | For | For | |||||
1l | Elect Director Michael D. Wortley | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
WPX Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | WPX | |||||
Shares Voted: | 582,717 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director John A. Carrig | Mgmt | For | For | For | |||||
1.2 | Elect Director Clay M. Gaspar | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert K. Herdman | Mgmt | For | For | For | |||||
1.4 | Elect Director Kelt Kindick | Mgmt | For | For | For | |||||
1.5 | Elect Director Karl F. Kurz | Mgmt | For | For | For | |||||
1.6 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard E. Muncrief | Mgmt | For | For | For | |||||
1.8 | Elect Director Martin Phillips | Mgmt | For | For | For | |||||
1.9 | Elect Director Douglas E. Swanson, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Chevron Corporation
Meeting Date: | �� | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | ||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
Shares Voted: | 49,520 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For | |||||
1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
10 | Require Independent Board Chair | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Exxon Mobil Corporation
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30231G102 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | XOM | |||||
Shares Voted: | 69,660 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Susan K. Avery | Mgmt | For | For | For | |||||
1.2 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | For | |||||
1.4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | For | |||||
1.5 | Elect Director Joseph L. Hooley | Mgmt | For | For | For | |||||
1.6 | Elect Director Steven A. Kandarian | Mgmt | For | For | For | |||||
1.7 | Elect Director Douglas R. Oberhelman | Mgmt | For | For | For | |||||
1.8 | Elect Director Samuel J. Palmisano | Mgmt | For | For | For | |||||
1.9 | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
1.10 | Elect Director Darren W. Woods | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
6 | Report on Costs & Benefits of Climate-Related Expenditures | SH | Against | Against | Against | |||||
7 | Report on Risks of Petrochemical Operations in Flood Prone Areas | SH | Against | Against | Against | |||||
8 | Report on Political Contributions | SH | Against | For | For | |||||
9 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Apergy Corporation
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 03755L104 | |||||
Record Date: | 04/23/2020 | Meeting Type: | Special | Ticker: | APY | |||||
Shares Voted: | 32,154 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issue Shares in Connection with Merger | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Apergy Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Adjourn Meeting | Mgmt | For | Refer | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 74,073 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt | |||||||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Diamondback Energy, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 25278X109 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | FANG | |||||
Shares Voted: | 110,042 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steven E. West | Mgmt | For | For | For | |||||
1.2 | Elect Director Travis D. Stice | Mgmt | For | For | For | |||||
1.3 | Elect Director Vincent K. Brooks | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 61 Ivy Energy Fund
Diamondback Energy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director Michael P. Cross | Mgmt | For | For | For | |||||
1.5 | Elect Director David L. Houston | Mgmt | For | For | For | |||||
1.6 | Elect Director Stephanie K. Mains | Mgmt | For | For | For | |||||
1.7 | Elect Director Mark L. Plaumann | Mgmt | For | For | For | |||||
1.8 | Elect Director Melanie M. Trent | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Hess Corporation
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 42809H107 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | HES | |||||
Shares Voted: | 117,442 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Terrence J. Checki | Mgmt | For | For | For | |||||
1b | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Joaquin Duato | Mgmt | For | For | For | |||||
1d | Elect Director John B. Hess | Mgmt | For | For | For | |||||
1e | Elect Director Edith E. Holiday | Mgmt | For | For | For | |||||
1f | Elect Director Marc S. Lipschultz | Mgmt | For | For | For | |||||
1g | Elect Director David McManus | Mgmt | For | For | For | |||||
1h | Elect Director Kevin O. Meyers | Mgmt | For | For | For | |||||
1i | Elect Director James H. Quigley | Mgmt | For | For | For | |||||
1j | Elect Director William G. Schrader | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
IVY GLOBAL BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Global Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY GLOBAL EQUITY INCOME FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Banco Santander SA
Meeting Date: | 07/22/2019 | Country: | Spain | Primary Security ID: | E19790109 | |||||
Record Date: | 07/17/2019 | Meeting Type: | Special | Ticker: | SAN | |||||
Shares Voted: | 2,645,769 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico | Mgmt | For | Refer | For | |||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
The Procter & Gamble Company
Meeting Date: | 10/08/2019 | Country: | USA | Primary Security ID: | 742718109 | |||||
Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | PG | |||||
Shares Voted: | 169,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
1b | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
1c | Elect Director Amy L. Chang | Mgmt | For | For | For | |||||
1d | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1e | Elect Director Joseph Jimenez | Mgmt | For | For | For | |||||
1f | Elect Director Terry J. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Christine M. McCarthy | Mgmt | For | For | For | |||||
1h | Elect Director W. James McNerney, Jr. | Mgmt | For | For | For | |||||
1i | Elect Director Nelson Peltz | Mgmt | For | For | For | |||||
1j | Elect Director David S. Taylor | Mgmt | For | For | For | |||||
1k | Elect Director Margaret C. Whitman | Mgmt | For | For | For | |||||
1l | Elect Director Patricia A. Woertz | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
CNOOC Limited
Meeting Date: | 11/21/2019 | Country: | Hong Kong | Primary Security ID: | Y1662W117 | |||||
Record Date: | 11/15/2019 | Meeting Type: | Special | Ticker: | 883 | |||||
Shares Voted: | 9,304,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Non-exempt Continuing Connected Transactions | Mgmt | For | Refer | For | |||||
2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | Mgmt | For | Refer | For |
Oil Co. LUKOIL PJSC
Meeting Date: | 12/03/2019 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | LKOH | |||||
Shares Voted: | 130,427 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR/GDR Holders | Mgmt | |||||||||
1 | Approve Interim Dividends of RUB 192 per Share for First Nine Months of Fiscal 2019 | Mgmt | For | For | For | |||||
2 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration of Members of Audit Commission | Mgmt | For | Refer | For | |||||
4 | Approve Charter in New Edition | Mgmt | For | Refer | For | |||||
5 | Approve Early Termination of Powers of Audit Commission | Mgmt | For | Refer | For | |||||
6 | Amend Regulations on General Meetings | Mgmt | For | For | For | |||||
7 | Amend Regulations on Board of Directors | Mgmt | For | For | For | |||||
8 | Amend Regulations on Management | Mgmt | For | For | For | |||||
9 | Cancel Regulations on Audit Commission | Mgmt | For | Refer | For | |||||
10 | Approve Reduction in Share Capital through Share Repurchase Program and Subsequent Share Cancellation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
PT Bank Mandiri (Persero) Tbk
Meeting Date: | 02/19/2020 | Country: | Indonesia | Primary Security ID: | Y7123S108 | |||||
Record Date: | 01/27/2020 | Meeting Type: | Annual | Ticker: | BMRI | |||||
Shares Voted: | 14,786,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements, Statutory Reports, Annual Report, Report of the Partnership and Community Development Program (PCDP), and Discharge of Directors and Commissioners | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Approve Remuneration and Tantiem of Directors and Commissioners | Mgmt | For | Refer | For | |||||
4 | Appoint Auditors of the Company and the Partnership and Community Development Program (PCDP) | Mgmt | For | For | For | |||||
5 | Approve Changes in Board of Company | Mgmt | For | Refer | Against |
QUALCOMM Incorporated
Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
Shares Voted: | 216,913 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
QUALCOMM Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Samsung Electronics Co., Ltd.
Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
Shares Voted: | 525,970 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Bank of Montreal
Meeting Date: | 03/31/2020 | Country: | Canada | Primary Security ID: | 063671101 | |||||
Record Date: | 02/03/2020 | Meeting Type: | Annual | Ticker: | BMO | |||||
Shares Voted: | 20,110 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Janice M. Babiak | Mgmt | For | For | For | |||||
1.2 | Elect Director Sophie Brochu | Mgmt | For | For | For | |||||
1.3 | Elect Director Craig W. Broderick | Mgmt | For | For | For | |||||
1.4 | Elect Director George A. Cope | Mgmt | For | For | For | |||||
1.5 | Elect Director Christine A. Edwards | Mgmt | For | For | For | |||||
1.6 | Elect Director Martin S. Eichenbaum | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Bank of Montreal
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.7 | Elect Director Ronald H. Farmer | Mgmt | For | For | For | |||||
1.8 | Elect Director David E. Harquail | Mgmt | For | For | For | |||||
1.9 | Elect Director Linda S. Huber | Mgmt | For | For | For | |||||
1.10 | Elect Director Eric R. La Fleche | Mgmt | For | For | For | |||||
1.11 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.12 | Elect Director Darryl White | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
4 | Amend Stock Option Plan | Mgmt | For | For | For | |||||
Shareholder Proposals | Mgmt | |||||||||
5 | SP 1: Update Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information | SH | Against | Refer | Against | |||||
6 | SP 2: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years | SH | Against | Against | Against | |||||
7 | SP 3: Assess the Incongruities of Bank’s Lending History and Financing Criteria Regarding Fossil Fuel Loans and Public Statements Regarding Sustainability and Climate Change | SH | Against | Refer | Against |
Banco Santander SA
Meeting Date: | 04/02/2020 | Country: | Spain | Primary Security ID: | E19790109 | |||||
Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | SAN | |||||
Shares Voted: | 2,926,615 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.A | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | |||||
1.B | Approve Non-Financial Information Statement | Mgmt | For | For | For | |||||
1.C | Approve Discharge of Board | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
3.A | Fix Number of Directors at 15 | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Banco Santander SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3.B | Elect Luis Isasi Fernandez de Bobadilla as Director | Mgmt | For | For | For | |||||
3.C | Elect Sergio Agapito Lires Rial as Director | Mgmt | For | For | For | |||||
3.D | Ratify Appointment of and Elect Pamela Ann Walkden as Director | Mgmt | For | For | For | |||||
3.E | Reelect Ana Patricia Botin-Sanz de Sautuola y O’Shea as Director | Mgmt | For | For | For | |||||
3.F | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | For | Against | |||||
3.G | Reelect Esther Gimenez-Salinas i Colomer as Director | Mgmt | For | For | For | |||||
3.H | Reelect Sol Daurella Comadran as Director | Mgmt | For | For | For | |||||
4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For | |||||
5 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
6 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 10 Percent | Mgmt | For | For | For | |||||
7.A | Approve Scrip Dividends | Mgmt | For | For | For | |||||
7.B | Approve Scrip Dividends | Mgmt | For | For | For | |||||
8 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
11 | Fix Maximum Variable Compensation Ratio | Mgmt | For | For | For | |||||
12.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | Mgmt | For | Refer | For | |||||
12.B | Approve Deferred and Conditional Variable Remuneration Plan | Mgmt | For | Refer | For | |||||
12.C | Approve Digital Transformation Award | Mgmt | For | Refer | For | |||||
12.D | Approve Buy-out Policy | Mgmt | For | Refer | For | |||||
12.E | Approve Employee Stock Purchase Plan | Mgmt | For | Refer | For | |||||
13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||||
14 | Advisory Vote on Remuneration Report | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 271,020 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Eaton Corporation plc
Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
Shares Voted: | 113,248 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
1d | Elect Director Richard H. Fearon | Mgmt | For | For | For | |||||
1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For | |||||
1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
CRH Plc
Meeting Date: | 04/23/2020 | Country: | Ireland | Primary Security ID: | G25508105 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRH | |||||
Shares Voted: | 271,948 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4a | Re-elect Richie Boucher as Director | Mgmt | For | For | For | |||||
4b | Elect Johan Karlstrom as Director | Mgmt | For | For | For | |||||
4c | Elect Shaun Kelly as Director | Mgmt | For | For | For | |||||
4d | Re-elect Heather McSharry as Director | Mgmt | For | For | For | |||||
4e | Re-elect Albert Manifold as Director | Mgmt | For | For | For | |||||
4f | Re-elect Senan Murphy as Director | Mgmt | For | For | For | |||||
4g | Re-elect Gillian Platt as Director | Mgmt | For | For | For | |||||
4h | Re-elect Mary Rhinehart as Director | Mgmt | For | For | For | |||||
4i | Re-elect Lucinda Riches as Director | Mgmt | For | For | For | |||||
4j | Re-elect Siobhan Talbot as Director | Mgmt | For | For | For | |||||
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
6 | Ratify Deloitte Ireland LLP as Auditors | Mgmt | For | For | For | |||||
7 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
11 | Authorise Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
12 | Approve Scrip Dividend | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Lockheed Martin Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 539830109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | LMT | |||||
Shares Voted: | 35,024 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | For | |||||
1.2 | Elect Director David B. Burritt | Mgmt | For | For | For | |||||
1.3 | Elect Director Bruce A. Carlson | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph F. Dunford, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | For | |||||
1.7 | Elect Director Ilene S. Gordon | Mgmt | For | For | For | |||||
1.8 | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
1.9 | Elect Director Vicki A. Hollub | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeh C. Johnson | Mgmt | For | For | For | |||||
1.11 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
1.12 | Elect Director James D. Taiclet, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
Nestle SA
Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
Shares Voted: | 168,069 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Pfizer Inc.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 717081103 | |||||
Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | PFE | |||||
Shares Voted: | 534,216 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Ronald E. Blaylock | Mgmt | For | For | For | |||||
1.2 | Elect Director Albert Bourla | Mgmt | For | For | For | |||||
1.3 | Elect Director W. Don Cornwell | Mgmt | For | For | For | |||||
1.4 | Elect Director Joseph J. Echevarria | Mgmt | For | For | For | |||||
1.5 | Elect Director Scott Gottlieb | Mgmt | For | For | For | |||||
1.6 | Elect Director Helen H. Hobbs | Mgmt | For | For | For | |||||
1.7 | Elect Director Susan Hockfield | Mgmt | For | For | For | |||||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | For | |||||
1.9 | Elect Director Dan R. Littman | Mgmt | For | For | For | |||||
1.10 | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1.11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1.12 | Elect Director James Quincey | Mgmt | For | For | For | |||||
1.13 | Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
8 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
9 | Elect Director Susan Desmond-Hellmann | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Schneider Electric SE
Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
Shares Voted: | 137,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Exelon Corporation
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 30161N101 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | EXC | |||||
Shares Voted: | 230,488 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Anthony Anderson | Mgmt | For | For | For | |||||
1b | Elect Director Ann Berzin | Mgmt | For | For | For | |||||
1c | Elect Director Laurie Brlas | Mgmt | For | For | For | |||||
1d | Elect Director Christopher M. Crane | Mgmt | For | For | For | |||||
1e | Elect Director Yves C. de Balmann | Mgmt | For | For | For | |||||
1f | Elect Director Nicholas DeBenedictis | Mgmt | For | For | For | |||||
1g | Elect Director Linda P. Jojo | Mgmt | For | For | For | |||||
1h | Elect Director Paul Joskow | Mgmt | For | For | For | |||||
1i | Elect Director Robert J. Lawless | Mgmt | For | For | For | |||||
1j | Elect Director John Richardson | Mgmt | For | For | For | |||||
1k | Elect Director Mayo Shattuck, III | Mgmt | For | For | For | |||||
1l | Elect Director John F. Young | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
ING Groep NV
Meeting Date: | 04/28/2020 | Country: | Netherlands | Primary Security ID: | N4578E595 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | INGA | |||||
Shares Voted: | 1,092,217 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.a | Receive Report of Management Board (Non-Voting) | Mgmt | ||||||||
2.b | Receive Announcements on Sustainability | Mgmt | ||||||||
2.c | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||||||||
2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.e | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3.a | Receive Explanation on Profit Retention and Distribution Policy | Mgmt | ||||||||
3.b | Approve Dividends of EUR 0.69 Per Share | Mgmt | ||||||||
4.a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
4.b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
5 | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
6 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
7 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
8.a | Elect Juan Colombas to Supervisory Board | Mgmt | For | For | For | |||||
8.b | Elect Herman Hulst to Supervisory Board | Mgmt | For | For | For | |||||
8.c | Elect Harold Naus to Supervisory Board | Mgmt | For | For | For | |||||
9.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |||||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Sanofi
Meeting Date: | 04/28/2020 | Country: | France | Primary Security ID: | F5548N101 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | SAN | |||||
Shares Voted: | 144,377 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Ratify Appointment of Paul Hudson as Director | Mgmt | For | For | For | |||||
6 | Reelect Laurent Attal as Director | Mgmt | For | For | For | |||||
7 | Reelect Carole Piwnica as Director | Mgmt | For | For | For | |||||
8 | Reelect Diane Souza as Director | Mgmt | For | For | For | |||||
9 | Reelect Thomas Sudhof as Director | Mgmt | For | For | For | |||||
10 | Elect Rachel Duan as Director | Mgmt | For | For | For | |||||
11 | Elect Lise Kingo as Director | Mgmt | For | For | For | |||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
14 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
15 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
16 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
17 | Approve Compensation of Serge Weinberg, Chairman of the Board | Mgmt | For | Refer | For | |||||
18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | Mgmt | For | Refer | For | |||||
19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | Mgmt | For | Refer | For | |||||
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Sanofi
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
21 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
AstraZeneca Plc
Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
Shares Voted: | 196,034 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividends | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
14 | Approve Performance Share Plan | Mgmt | For | For | For |
DBS Group Holdings Ltd.
Meeting Date: | 04/30/2020 | Country: | Singapore | Primary Security ID: | Y20246107 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | D05 | ||||||
Shares Voted: | 546,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Approve Directors’ Fees | Mgmt | For | Refer | For | |||||
4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Elect Peter Seah Lim Huat as Director | Mgmt | For | Refer | Against | |||||
6 | Elect Ho Tian Yee as Director | Mgmt | For | For | For | |||||
7 | Elect Olivier Lim Tse Ghow as Director | Mgmt | For | For | For | |||||
8 | Elect Ow Foong Pheng as Director | Mgmt | For | Refer | Against | |||||
9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | Mgmt | For | For | For | |||||
10 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | Mgmt | For | For | For | |||||
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |||||
12 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
DBS Group Holdings Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
13 | Authorize Share Repurchase Program | Mgmt | For | For | For |
Koninklijke Philips NV
Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
Shares Voted: | 284,045 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | President’s Speech | Mgmt | ||||||||
2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
8 | Other Business (Non-Voting) | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Anglo American Plc
Meeting Date: | 05/05/2020 | Country: | United Kingdom | Primary Security ID: | G03764134 | |||||
Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | AAL | |||||
Shares Voted: | 635,366 |
Proposal | Proposal Text | Proponent | �� | Mgmt Rec | Voting | Vote | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |||||
4 | Elect Nonkululeko Nyembezi as Director | Mgmt | For | For | For | |||||
5 | Re-elect Ian Ashby as Director | Mgmt | For | For | For | |||||
6 | Re-elect Marcelo Bastos as Director | Mgmt | For | For | For | |||||
7 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |||||
8 | Re-elect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |||||
10 | Re-elect Tony O’Neill as Director | Mgmt | For | For | For | |||||
11 | Re-elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
12 | Re-elect Jim Rutherford as Director | Mgmt | For | For | For | |||||
13 | Re-elect Anne Stevens as Director | Mgmt | For | For | For | |||||
14 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
18 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
19 | Approve Bonus Share Plan | Mgmt | For | Refer | For | |||||
20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 654,756 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Philip Morris International Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
Shares Voted: | 214,794 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For | |||||
1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For |
Suncor Energy Inc.
Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
Shares Voted: | 397,429 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Suncor Energy Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
BAE Systems plc
Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G06940103 | |||||
Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
Shares Voted: | 1,237,731 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4 | Re-elect Revathi Advaithi as Director | Mgmt | For | For | For | |||||
5 | Re-elect Sir Roger Carr as Director | Mgmt | For | For | For | |||||
6 | Re-elect Dame Elizabeth Corley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Christopher Grigg as Director | Mgmt | For | For | For | |||||
8 | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
9 | Re-elect Nicholas Rose as Director | Mgmt | For | For | For | |||||
10 | Re-elect Ian Tyler as Director | Mgmt | For | For | For | |||||
11 | Re-elect Charles Woodburn as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
BAE Systems plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
12 | Elect Thomas Arseneault as Director | Mgmt | For | For | For | |||||
13 | Elect Bradley Greve as Director | Mgmt | For | For | For | |||||
14 | Elect Jane Griffiths as Director | Mgmt | For | For | For | |||||
15 | Elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
16 | Elect Nicole Piasecki as Director | Mgmt | For | For | For | |||||
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Eastman Chemical Company
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 277432100 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | EMN | |||||
Shares Voted: | 132,860 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Humberto P. Alfonso | Mgmt | For | For | For | |||||
1.2 | Elect Director Brett D. Begemann | Mgmt | For | For | For | |||||
1.3 | Elect Director Mark J. Costa | Mgmt | For | For | For | |||||
1.4 | Elect Director Edward L. Doheny, II | Mgmt | For | For | For | |||||
1.5 | Elect Director Julie F. Holder | Mgmt | For | For | For | |||||
1.6 | Elect Director Renee J. Hornbaker | Mgmt | For | For | For | |||||
1.7 | Elect Director Kim Ann Mink | Mgmt | For | For | For | |||||
1.8 | Elect Director James J. O’Brien | Mgmt | For | For | For | |||||
1.9 | Elect Director David W. Raisbeck | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Eastman Chemical Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.10 | Elect Director Charles K. Stevens, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Verizon Communications Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 92343V104 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | VZ | |||||
Shares Voted: | 380,836 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
1.2 | Elect Director Mark T. Bertolini | Mgmt | For | For | For | |||||
1.3 | Elect Director Vittorio Colao | Mgmt | For | For | For | |||||
1.4 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
1.5 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1.7 | Elect Director Rodney E. Slater | Mgmt | For | For | For | |||||
1.8 | Elect Director Hans E. Vestberg | Mgmt | For | For | For | |||||
1.9 | Elect Director Gregory G. Weaver | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Above-Market Earnings in Executive Retirement Plans | SH | Against | Against | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
7 | Assess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Verizon Communications Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Refer | For |
CVS Health Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
Shares Voted: | 221,191 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1l | Elect Director William C. Weldon | Mgmt | For | For | For | |||||
1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
7 | Require Independent Board Chairman | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Enel SpA
Meeting Date: | 05/14/2020 | Country: | Italy | Primary Security ID: | T3679P115 | |||||
Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | ENEL | |||||
Shares Voted: | 2,277,699 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Ordinary Business | Mgmt | |||||||||
Management Proposals | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |||||
4 | Fix Number of Directors | Mgmt | For | Refer | For | |||||
5 | Fix Board Terms for Directors Appoint Directors (Slate Election) - Choose One of the Following Slates | Mgmt Mgmt | For | Refer | For | |||||
6.1 | Slate 1 Submitted by Ministry of Economy and Finance | SH | None | Refer | Against | |||||
6.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | SH | None | For | For | |||||
Shareholder Proposal Submitted by Ministry of Economy and Finance | Mgmt | |||||||||
7 | Elect Michele Alberto Fabiano Crisostomo as Board Chair | SH | None | For | For | |||||
Management Proposals | Mgmt | |||||||||
8 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
9 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
10.1 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
10.2 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
BNP Paribas SA
Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
Shares Voted: | 237,729 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For | |||||
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For | |||||
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
CNOOC Limited
Meeting Date: | 05/21/2020 | Country: | Hong Kong | Primary Security ID: | Y1662W117 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | 883 | |||||
Shares Voted: | 7,028,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
A1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
A2 | Approve Final Dividend | Mgmt | For | For | For | |||||
A3 | Elect Hu Guangjie as Director | Mgmt | For | For | For | |||||
A4 | Elect Wen Dongfen as Director | Mgmt | For | For | For | |||||
A5 | Elect Lawrence J. Lau as Director | Mgmt | For | For | For | |||||
A6 | Elect Tse Hau Yin, Aloysius as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
CNOOC Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
A7 | Authorize Board to Fix the Remuneration of Directors | Mgmt | For | Refer | For | |||||
A8 | Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
B1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
B2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
B3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
KeyCorp
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 493267108 | |||||
Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | KEY | |||||
Shares Voted: | 644,029 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Bruce D. Broussard | Mgmt | For | For | For | |||||
1.2 | Elect Director Gary M. Crosby | Mgmt | For | For | For | |||||
1.3 | Elect Director Alexander M. Cutler | Mgmt | For | For | For | |||||
1.4 | Elect Director H. James Dallas | Mgmt | For | For | For | |||||
1.5 | Elect Director Elizabeth R. Gile | Mgmt | For | For | For | |||||
1.6 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
1.7 | Elect Director Christopher M. Gorman | Mgmt | For | For | For | |||||
1.8 | Elect Director Carlton L. Highsmith | Mgmt | For | For | For | |||||
1.9 | Elect Director Richard J. Hipple | Mgmt | For | For | For | |||||
1.10 | Elect Director Kristen L. Manos | Mgmt | For | For | For | |||||
1.11 | Elect Director Barbara R. Snyder | Mgmt | For | For | For | |||||
1.12 | Elect Director David K. Wilson | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Morgan Stanley
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
Shares Voted: | 337,504 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
E.ON SE
Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D24914133 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | EOAN | ||||||
Shares Voted: | 781,481 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.46 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
E.ON SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5.1 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
5.2 | Ratify PricewaterhouseCoopers GmbH as Auditors for Half-Year and Quarterly Reports 2020 | Mgmt | For | For | For | |||||
5.3 | Ratify KPMG AG as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For | |||||
6.1 | Elect Ulrich Grillo to the Supervisory Board | Mgmt | For | For | For | |||||
6.2 | Elect Rolf Martin Schmitz to the Supervisory Board | Mgmt | For | For | For | |||||
6.3 | Elect Deborah Wilkens to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Approve Creation of EUR 528 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 264 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 05/27/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 347,175 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt | |||||||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Mowi ASA
Meeting Date: | 06/03/2020 | Country: | Norway | Primary Security ID: | R4S04H101 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | MOWI | ||||||
Shares Voted: | 0 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
3 | Receive Briefing on the Business | Mgmt | ||||||||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Mgmt | For | For | Do Not Vote | |||||
5 | Discuss Company’s Corporate Governance Statement | Mgmt | ||||||||
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Do Not Vote | |||||
7 | Approval of the Guidelines for Allocation of Options | Mgmt | For | Refer | Do Not Vote | |||||
8 | Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee | Mgmt | For | Refer | Do Not Vote | |||||
9 | Approve Remuneration of Nomination Committee | Mgmt | For | Refer | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Mowi ASA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
10 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
11a | Elect Alf-Helge Aarskog (Vice Chair) as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11b | Elect Bjarne Tellmann as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11c | Elect Solveig Strand as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11d | Reelect Cecilie Fredriksen as Director | Mgmt | For | Refer | Do Not Vote | |||||
12 | Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
13 | Authorize Board to Distribute Dividends | Mgmt | For | For | Do Not Vote | |||||
14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote | |||||
15a | Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote | |||||
15b | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | Do Not Vote | |||||
16 | Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly | Mgmt | For | Refer | Do Not Vote |
Walmart Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
Shares Voted: | 62,105 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Cesar Conde | Mgmt | For | For | For | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
1e | Elect Director Thomas W. Horton | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Walmart Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/10/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 2,160,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Guangdong Investment Limited
Meeting Date: | 06/12/2020 | Country: | Hong Kong | Primary Security ID: | Y2929L100 | |||||
Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 270 | |||||
Shares Voted: | 3,746,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3.1 | Elect Hou Wailin as Director | Mgmt | For | For | For | |||||
3.2 | Elect Lin Tiejun as Director | Mgmt | For | For | For | |||||
3.3 | Elect Tsang Hon Nam as Director | Mgmt | For | For | For | |||||
3.4 | Elect Zhao Chunxiao as Director | Mgmt | For | For | For | |||||
3.5 | Elect Fung Daniel Richard as Director | Mgmt | For | For | For | |||||
3.6 | Elect Cheng Mo Chi, Moses as Director | Mgmt | For | Against | Against | |||||
3.7 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
4 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
VINCI SA
Meeting Date: | 06/18/2020 | Country: | France | Primary Security ID: | F5879X108 | |||||
Record Date: | 06/15/2020 | Meeting Type: | Annual/Special | Ticker: | DG | |||||
Shares Voted: | 141,638 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.04 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
VINCI SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
5 | Elect Benoit Bazin as Director | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
9 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
10 | Approve Compensation of Xavier Huillard, Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
12 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
14 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached | Mgmt | For | For | For | |||||
15 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
16 | Amend Article 14 of Bylaws Re: Board Members Remuneration | Mgmt | For | Refer | For | |||||
17 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Sands China Ltd.
Meeting Date: | 06/19/2020 | Country: | Cayman Islands | Primary Security ID: | G7800X107 | |||||
Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | 1928 | |||||
Shares Voted: | 2,698,900 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2a | Elect Sheldon Gary Adelson as Director | Mgmt | For | For | For | |||||
2b | Elect Charles Daniel Forman as Director | Mgmt | For | For | For | |||||
2c | Elect Victor Patrick Hoog Antink as Director | Mgmt | For | For | For | |||||
2d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
7 | Approve the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred) | Mgmt | For | Refer | For |
Oil Co. LUKOIL PJSC
Meeting Date: | 06/23/2020 | Country: | Russia | Primary Security ID: | X6983S100 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Annual | Ticker: | LKOH | |||||
Shares Voted: | 100,665 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR/GDR Holders | Mgmt | |||||||||
1 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 350 per Ordinary Share | Mgmt | For | For | For | |||||
Elect 11 Directors via Cumulative Voting | Mgmt | |||||||||
2.1 | Elect Vagit Alekperov as Director | Mgmt | None | Refer | For | |||||
2.2 | Elect Viktor Blazheev as Director | Mgmt | None | Refer | Against | |||||
2.3 | Elect Toby Gati as Director | Mgmt | None | Refer | For | |||||
2.4 | Elect Ravil Maganov as Director | Mgmt | None | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Oil Co. LUKOIL PJSC
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.5 | Elect Roger Munnings as Director | Mgmt | None | Refer | For | |||||
2.6 | Elect Nikolai Nikolaev as Director | Mgmt | None | Refer | Against | |||||
2.7 | Elect Pavel Teplukhin as Director | Mgmt | None | Refer | For | |||||
2.8 | Elect Leonid Fedun as Director | Mgmt | None | Refer | For | |||||
2.9 | Elect Liubov Khoba as Director | Mgmt | None | Refer | Against | |||||
2.10 | Elect Sergei Shatalov as Director | Mgmt | None | Refer | For | |||||
2.11 | Elect Wolfgang Schuessel as Director | Mgmt | None | Refer | For | |||||
3.1 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
3.2 | Approve Remuneration of New Directors | Mgmt | For | Refer | For | |||||
4 | Ratify KPMG as Auditor | Mgmt | For | For | For | |||||
5 | Approve Related-Party Transaction with Ingosstrakh Re: Liability Insurance for Directors and Executives | Mgmt | For | Refer | For |
Subaru Corp.
Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||||
Shares Voted: | 389,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Subaru Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For |
3i Group Plc
Meeting Date: | 06/25/2020 | Country: | United Kingdom | Primary Security ID: | G88473148 | |||||
Record Date: | 06/23/2020 | Meeting Type: | Annual | Ticker: | III | |||||
Shares Voted: | 749,721 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Re-elect Jonathan Asquith as Director | Mgmt | For | For | For | |||||
6 | Re-elect Caroline Banszky as Director | Mgmt | For | For | For | |||||
7 | Re-elect Simon Borrows as Director | Mgmt | For | For | For | |||||
8 | Re-elect Stephen Daintith as Director | Mgmt | For | For | For | |||||
9 | Re-elect Peter Grosch as Director | Mgmt | For | For | For | |||||
10 | Re-elect David Hutchison as Director | Mgmt | For | For | For | |||||
11 | Re-elect Coline McConville as Director | Mgmt | For | For | For | |||||
12 | Elect Alexandra Schaapveld as Director | Mgmt | For | For | For | |||||
13 | Re-elect Simon Thompson as Director | �� | Mgmt | For | For | For | ||||
14 | Re-elect Julia Wilson as Director | Mgmt | For | For | For | |||||
15 | Appoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise Board Acting Through the Audit and Compliance Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
3i Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
19 | Approve Discretionary Share Plan | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Adopt New Articles of Association | Mgmt | For | Refer | For | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Koninklijke Philips NV
Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
Shares Voted: | 239,706 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For |
ORIX Corp.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
Shares Voted: | 589,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
ORIX Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | Against | |||||
1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For |
RWE AG
Meeting Date: | 06/26/2020 | Country: | Germany | Primary Security ID: | D6629K109 | |||||
Record Date: | 06/04/2020 | Meeting Type: | Annual | Ticker: | RWE | |||||
Shares Voted: | 287,128 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Approve Affiliation Agreement with GBV Vierunddreissigste Gesellschaft fuer Beteiligungsverwaltung mbH | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
Tokio Marine Holdings, Inc.
Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J86298106 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8766 | |||||
Shares Voted: | 261,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 95 | Mgmt | For | For | For | |||||
2.1 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | |||||
2.2 | Elect Director Komiya, Satoru | Mgmt | For | For | For | |||||
2.3 | Elect Director Yuasa, Takayuki | Mgmt | For | For | For | |||||
2.4 | Elect Director Harashima, Akira | Mgmt | For | For | For | |||||
2.5 | Elect Director Okada, Kenji | Mgmt | For | For | For | |||||
2.6 | Elect Director Hirose, Shinichi | Mgmt | For | For | For | |||||
2.7 | Elect Director Mimura, Akio | Mgmt | For | For | For | |||||
2.8 | Elect Director Egawa, Masako | Mgmt | For | For | For | |||||
2.9 | Elect Director Mitachi, Takashi | Mgmt | For | For | For | |||||
2.10 | Elect Director Endo, Nobuhiro | Mgmt | For | For | For | |||||
2.11 | Elect Director Katanozaka, Shinya | Mgmt | For | For | For | |||||
2.12 | Elect Director Handa, Tadashi | Mgmt | For | For | For | |||||
2.13 | Elect Director Endo, Yoshinari | Mgmt | For | For | For | |||||
3 | Appoint Statutory Auditor Fujita, Hirokazu | Mgmt | For | Refer | For |
AXA SA
Meeting Date: | 06/30/2020 | Country: | France | Primary Security ID: | F06106102 | |||||
Record Date: | 06/26/2020 | Meeting Type: | Annual/Special | Ticker: | CS | |||||
Shares Voted: | 600,715 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.73 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
AXA SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
5 | Approve Compensation of Denis Duverne, Chairman of the Board | Mgmt | For | Refer | For | |||||
6 | Approve Compensation of Thomas Buberl, CEO | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
10 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
11 | Reelect Angelien Kemna as Director | Mgmt | For | For | For | |||||
12 | Reelect Irene Dorner as Director | Mgmt | For | For | For | |||||
13 | Elect Isabel Hudson as Director | Mgmt | For | For | For | |||||
14 | Elect Antoine Gosset-Grainville as Director | Mgmt | For | For | For | |||||
15 | Elect Marie-France Tschudin as Director Shareholder Proposals Submitted by Employees of Axa Group | Mgmt Mgmt | For | For | For | |||||
16 | Elect Helen Browne as Director | SH | For | Refer | For | |||||
A | Elect Jerome Amouyal as Director | SH | Against | Refer | Against | |||||
B | Elect Constance Reschke as Director | SH | Against | Refer | Against | |||||
C | Elect Bamba Sall as Director | SH | Against | Refer | Against | |||||
D | Elect Bruno Guy-Wasier as Director | SH | Against | Refer | Against | |||||
E | Elect Timothy Leary as Director | SH | Against | Refer | Against | |||||
F | Elect Ashitkumar Shah as Director | SH | Against | Refer | Against | |||||
Ordinary Business | Mgmt | |||||||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
19 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 59 - Ivy Global Equity Income Fund
AXA SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
21 | Amend Article 10 of Bylaws Re: Employee Representatives | Mgmt | For | Refer | For | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
IVY GLOBAL GROWTH FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Ubisoft Entertainment SA
Meeting Date: | 07/02/2019 | Country: | France | Primary Security ID: | F9396N106 | |||||
Record Date: | 06/28/2019 | Meeting Type: | Annual/Special | Ticker: | UBI | |||||
Shares Voted: | 227,910 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Compensation of Yves Guillemot, Chairman and CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation of Claude Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Michel Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation of Gerard Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
9 | Approve Compensation of Christian Guillemot, Vice-CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy for Chairman and CEO | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy for Vice-CEOs | Mgmt | For | Refer | For | |||||
12 | Reelect Virginie Haas as Director | Mgmt | For | For | For | |||||
13 | Reelect Corinne Fernandez-Handelsman as Director | Mgmt | For | For | For | |||||
14 | Renew Appointment of KPMG SA as Auditor | Mgmt | For | For | For | |||||
15 | Acknowledge End of Mandate of KPMG Audit IS SAS as Alternate Auditor and Decision to Neither Replace Nor Renew | Mgmt | For | For | For | |||||
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Extraordinary Business | Mgmt | For Mgmt | For | For | |||||
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Ubisoft Entertainment SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
18 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Mgmt | For | For | For | |||||
20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850,000 | Mgmt | For | For | For | |||||
21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 850,000 | Mgmt | For | Refer | For | |||||
22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans (International Subsidiaries) | Mgmt | For | Refer | For | |||||
26 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans, Reserved for Employees and Corporate Officers of International Subsidiaries (Specific Countries) | Mgmt | For | Refer | For | |||||
27 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For | |||||
28 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19 to 27 at EUR 4 Million | Mgmt | For | For | For | |||||
29 | Amend Article 8 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
30 | Amend Article 14 of Bylaws Re: Auditors | Mgmt | For | For | For | |||||
31 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
HDFC Bank Limited
Meeting Date: | 07/12/2019 | Country: | India | Primary Security ID: | Y3119P174 | |||||
Record Date: | 07/05/2019 | Meeting Type: | Annual | Ticker: | 500180 | |||||
Shares Voted: | 311,070 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Standalone Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Dividend | Mgmt | For | For | For | |||||
4 | Reelect Srikanth Nadhamuni as Director | Mgmt | For | For | For | |||||
5 | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
6 | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | Mgmt | For | For | For | |||||
7 | Elect Sanjiv Sachar as Director | Mgmt | For | For | For | |||||
8 | Elect Sandeep Parekh as Director | Mgmt | For | For | For | |||||
9 | Elect M. D. Ranganath as Director | Mgmt | For | For | For | |||||
10 | Approve Related Party Transactions with Housing Development Finance Corporation Limited | Mgmt | For | Refer | For | |||||
11 | Approve Related Party Transactions with HDB Financial Services Limited | Mgmt | For | Refer | For | |||||
12 | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | Mgmt | For | Refer | For | |||||
13 | Approve Sub-Division of Equity Shares | Mgmt | For | For | For | |||||
14 | Amend Memorandum of Association to Reflect Changes in Capital | Mgmt | For | Refer | For |
Alibaba Group Holding Limited
Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
Shares Voted: | 64,170 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Share Subdivision | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Alibaba Group Holding Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Fidelity National Information Services, Inc.
Meeting Date: | 07/24/2019 | Country: | USA | Primary Security ID: | 31620M106 | |||||
Record Date: | 06/03/2019 | Meeting Type: | Special | Ticker: | FIS | |||||
Shares Voted: | 125,430 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Alimentation Couche-Tard Inc.
Meeting Date: | 09/18/2019 | Country: | Canada | Primary Security ID: | 01626P403 | |||||
Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | ATD.B | |||||
Shares Voted: | 331,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders | Mgmt | |||||||||
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
2.1 | Elect Director Alain Bouchard | Mgmt | For | For | For | |||||
2.2 | Elect Director Melanie Kau | Mgmt | For | For | For | |||||
2.3 | Elect Director Jean Bernier | Mgmt | For | For | For | |||||
2.4 | Elect Director Nathalie Bourque | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Alimentation Couche-Tard Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.5 | Elect Director Eric Boyko | Mgmt | For | For | For | |||||
2.6 | Elect Director Jacques D’Amours | Mgmt | For | For | For | |||||
2.7 | Elect Director Richard Fortin | Mgmt | For | For | For | |||||
2.8 | Elect Director Brian Hannasch | Mgmt | For | For | For | |||||
2.9 | Elect Director Marie Josee Lamothe | Mgmt | For | For | For | |||||
2.10 | Elect Director Monique F. Leroux | Mgmt | For | For | For | |||||
2.11 | Elect Director Real Plourde | Mgmt | For | For | For | |||||
2.12 | Elect Director Daniel Rabinowicz | Mgmt | For | For | For | |||||
2.13 | Elect Director Louis Tetu | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Diageo Plc
Meeting Date: | 09/19/2019 | Country: | United Kingdom | Primary Security ID: | G42089113 | |||||
Record Date: | 09/17/2019 | Meeting Type: | Annual | Ticker: | DGE | |||||
Shares Voted: | 318,180 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Debra Crew as Director | Mgmt | For | For | For | |||||
5 | Re-elect Lord Davies as Director | Mgmt | For | For | For | |||||
6 | Re-elect Javier Ferran as Director | Mgmt | For | For | For | |||||
7 | Re-elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
8 | Re-elect Ho KwonPing as Director | Mgmt | For | For | For | |||||
9 | Re-elect Nicola Mendelsohn as Director | Mgmt | For | For | For | |||||
10 | Re-elect Ivan Menezes as Director | Mgmt | For | For | For | |||||
11 | Re-elect Kathryn Mikells as Director | Mgmt | For | For | For | |||||
12 | Re-elect Alan Stewart as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Diageo Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
17 | Approve Irish Sharesave Scheme | Mgmt | For | Refer | For | |||||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
21 | Adopt New Articles of Association | Mgmt | For | For | For |
Prudential Plc
Meeting Date: | 10/15/2019 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
Record Date: | 10/11/2019 | Meeting Type: | Special | Ticker: | PRU | |||||
Shares Voted: | 1,085,950 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group | Mgmt | For | Refer | For | |||||
2 | Elect Amy Yip as Director | Mgmt | For | For | For |
Western Digital Corporation
Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID | : 958102105 | |||||
Record Date: | 09/16/2019 | Meeting Type: | Annual | Ticker: | WDC | |||||
Shares Voted: | 61,469 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kimberly E. Alexy | Mgmt | For | For | For | |||||
1b | Elect Director Martin I. Cole | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Western Digital Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
1d | Elect Director Tunc Doluca | Mgmt | For | For | For | |||||
1e | Elect Director Len J. Lauer | Mgmt | For | For | For | |||||
1f | Elect Director Matthew E. Massengill | Mgmt | For | For | For | |||||
1g | Elect Director Stephen D. Milligan | Mgmt | For | For | For | |||||
1h | Elect Director Stephanie A. Streeter | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Ferguson Plc
Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID | : G3421J106 | |||||
Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
Shares Voted: | 130,620 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Ferguson Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 260,880 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ping An Insurance (Group) Co. of China Ltd.
Meeting Date: | 12/10/2019 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 11/08/2019 | Meeting Type: | Special | Ticker: | 2318 | |||||
Shares Voted: | 2,092,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
APPROVE THE ELECTION OF DIRECTORS OF THE COMPANY | Mgmt | |||||||||
1.01 | Elect Xie Yonglin as Director | Mgmt | For | For | For | |||||
1.02 | Elect Tan Sin Yin as Director | Mgmt | For | For | For | |||||
2 | Amend Articles of Association | Mgmt | For | Refer | For |
Visa Inc.
Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
Shares Voted: | 190,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Visa Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Compass Group Plc
Meeting Date: | 02/06/2020 | Country: | United Kingdom | Primary Security ID: | G23296208 | |||||
Record Date: | 02/04/2020 | Meeting Type: | Annual | Ticker: | CPG | |||||
Shares Voted: | 97,610 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Karen Witts as Director | Mgmt | For | For | For | |||||
5 | Re-elect Dominic Blakemore as Director | Mgmt | For | For | For | |||||
6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |||||
7 | Re-elect Carol Arrowsmith as Director | Mgmt | For | For | For | |||||
8 | Re-elect John Bason as Director | Mgmt | For | For | For | |||||
9 | Re-elect Stefan Bomhard as Director | Mgmt | For | For | For | |||||
10 | Re-elect John Bryant as Director | Mgmt | For | For | For | |||||
11 | Re-elect Anne-Francoise Nesmes as Director | Mgmt | For | For | For | |||||
12 | Re-elect Nelson Silva as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Compass Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
13 | Re-elect Ireena Vittal as Director | Mgmt | For | For | For | |||||
14 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |||||
15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix | Mgmt | For | For | For | |||||
Remuneration of Auditors | ||||||||||
17 | Authorise EU Political Donations and | Mgmt | For | For | For | |||||
Expenditure | ||||||||||
18 | Approve Payment of Fees to Non-executive | Mgmt | For | Refer | For | |||||
Directors | ||||||||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive | Mgmt | For | For | For | |||||
Rights | ||||||||||
21 | Authorise Issue of Equity without Pre-emptive | Mgmt | For | For | For | |||||
Rights in Connection with an Acquisition or | ||||||||||
Other Capital Investment | ||||||||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with 14 Working Days’ Notice | Mgmt | For | For | For |
Infineon Technologies AG
Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | IFX | ||||||
Shares Voted: | 1,073,800 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory | Mgmt | ||||||||
Reports for Fiscal 2019 (Non-Voting) | ||||||||||
2 | Approve Allocation of Income and Dividends of | Mgmt | For | For | For | |||||
EUR 0.27 per Share | ||||||||||
3 | Approve Discharge of Management Board for | Mgmt | For | For | For | |||||
Fiscal 2019 | ||||||||||
4 | Approve Discharge of Supervisory Board for | Mgmt | For | For | For | |||||
Fiscal 2019 | ||||||||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6.1 | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
6.2 | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Infineon Technologies AG
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
6.4 | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
6.6 | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For |
Adobe Inc.
Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
Shares Voted: | 61,938 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1g | Elect Director Kathleen Oberg | Mgmt | For | For | For | |||||
1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
1k | Elect Director John E. Warnock | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Adobe Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: | 04/09/2020 | Country: | China | Primary Security ID: | Y69790106 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | 2318 | |||||
Shares Voted: | 2,092,500 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
AGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
1 | Approve 2019 Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve 2019 Report of the Supervisory Committee | Mgmt | For | For | For | |||||
3 | Approve 2019 Annual Report and Its Summary | Mgmt | For | For | For | |||||
4 | Approve 2019 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Approve 2019 Profit Distribution Plan and Distribution of Final Dividends | Mgmt | For | For | For | |||||
6 | Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7 | Approve 2019 Performance Evaluation of Independent Non-Executive Directors | Mgmt | For | For | For | |||||
8 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For | |||||
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares | Mgmt | For | Refer | For | |||||
10 | Amend Articles of Association | Mgmt | For | For | For | |||||
11 | Elect Lu Min as Director | SH | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Airbus SE
Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
Shares Voted: | 325,755 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3 | Discussion of Agenda Items | Mgmt | ||||||||
4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Airbus SE
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
5 | Close Meeting | Mgmt |
Ferrari NV
Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | RACE | |||||
Shares Voted: | 147,439 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.a | Receive Director’s Board Report (Non-Voting) | Mgmt | ||||||||
2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
2.c | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.d | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.e | Approve Dividends of EUR 1.13 Per Share | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Directors | Mgmt | For | For | For | |||||
3.a | Reelect John Elkann as Executive Director | Mgmt | For | Refer | For | |||||
3.b | Reelect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
3.c | Reelect Piero Ferrari as Non-Executive Director | Mgmt | For | For | For | |||||
3.d | Reelect Delphine Arnault as Non-Executive Director | Mgmt | For | Against | Against | |||||
3.e | Reelect Eduardo H. Cue as Non-Executive Director | Mgmt | For | For | For | |||||
3.f | Reelect Sergio Duca as Non-Executive Director | Mgmt | For | For | For | |||||
3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Mgmt | For | For | For | |||||
3.h | Reelect Adam Keswick as Non-Executive Director | Mgmt | For | For | For | |||||
3.i | Elect Francesca Bellettini as Non-Executive Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Ferrari NV
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3.j | Elect Roberto Cingolani as Non-Executive Director | Mgmt | For | For | For | |||||
3.k | Elect John Galantic as Non-Executive Director | Mgmt | For | For | For | |||||
4 | Appoint Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | Refer | Against | |||||
6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | Refer | Against | |||||
6.3 | Grant Board Authority to Issue Special Voting Shares | Mgmt | For | Refer | Against | |||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
8 | Approve Awards to Chairman | Mgmt | For | For | For | |||||
9 | Close Meeting | Mgmt |
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 126,319 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Citigroup Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Eaton Corporation plc
Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
Shares Voted: | 140,608 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
1d | Elect Director Richard H. Fearon | Mgmt | For | For | For | |||||
1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Eaton Corporation plc
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Approve Ernst & Young LLP as Auditors and | Mgmt | For | For | For | |||||
Authorize Board to Fix Their Remuneration | ||||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For |
Johnson & Johnson
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 478160104 | |||||
Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | JNJ | |||||
Shares Voted: | 167,210 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mary C. Beckerle | Mgmt | For | For | For | |||||
1b | Elect Director D. Scott Davis | Mgmt | For | For | For | |||||
1c | Elect Director Ian E. L. Davis | Mgmt | For | For | For | |||||
1d | Elect Director Jennifer A. Doudna | Mgmt | For | For | For | |||||
1e | Elect Director Alex Gorsky | Mgmt | For | For | For | |||||
1f | Elect Director Marillyn A. Hewson | Mgmt | For | For | For | |||||
1g | Elect Director Hubert Joly | Mgmt | For | For | For | |||||
1h | Elect Director Mark B. McClellan | Mgmt | For | For | For | |||||
1i | Elect Director Anne M. Mulcahy | Mgmt | For | For | For | |||||
1j | Elect Director Charles Prince | Mgmt | For | For | For | |||||
1k | Elect Director A. Eugene Washington | Mgmt | For | For | For | |||||
1l | Elect Director Mark A. Weinberger | Mgmt | For | For | For | |||||
1m | Elect Director Ronald A. Williams | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Johnson & Johnson
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Certificate of Incorporation to Permit Removal of Directors With or Without Cause | Mgmt | For | Refer | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Report on Governance Measures Implemented Related to Opioids | SH | Against | Refer | For |
Nestle SA
Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
Shares Voted: | 89,086 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For | |||||
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Nestle SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against |
Schneider Electric SE
Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
Shares Voted: | 168,348 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
SVB Financial Group
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 78486Q101 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SIVB | |||||
Shares Voted: | 30,151 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Greg W. Becker | Mgmt | For | For | For | |||||
1.2 | Elect Director Eric A. Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect Director John S. Clendening | Mgmt | For | For | For | |||||
1.4 | Elect Director Roger F. Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Director Joel P. Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Director Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||||
1.7 | Elect Director Kay Matthews | Mgmt | For | For | For | |||||
1.8 | Elect Director Mary J. Miller | Mgmt | For | For | For | |||||
1.9 | Elect Director Kate D. Mitchell | Mgmt | For | For | For | |||||
1.10 | Elect Director John F. Robinson | Mgmt | For | For | For | |||||
1.11 | Elect Director Garen K. Staglin | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Abbott Laboratories
Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 002824100 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | ABT | |||||
Shares Voted: | 225,379 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | For | |||||
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | For | |||||
1.3 | Elect Director Sally E. Blount | Mgmt | For | For | For | |||||
1.4 | Elect Director Robert B. Ford | Mgmt | For | For | For | |||||
1.5 | Elect Director Michelle A. Kumbier | Mgmt | For | For | For | |||||
1.6 | Elect Director Edward M. Liddy | Mgmt | For | For | For | |||||
1.7 | Elect Director Darren W. McDew | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Abbott Laboratories
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director Nancy McKinstry | Mgmt | For | For | For | |||||
1.9 | Elect Director Phebe N. Novakovic | Mgmt | For | For | For | |||||
1.10 | Elect Director William A. Osborn | Mgmt | For | For | For | |||||
1.11 | Elect Director Daniel J. Starks | Mgmt | For | For | For | |||||
1.12 | Elect Director John G. Stratton | Mgmt | For | For | For | |||||
1.13 | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
1.14 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | Against | Against | |||||
5 | Increase Disclosure of Compensation Adjustments | SH | Against | Refer | Against | |||||
6 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
7 | Adopt Simple Majority Vote | SH | Against | For | For |
AstraZeneca Plc
Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
Shares Voted: | 106,580 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividends | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
14 | Approve Performance Share Plan | Mgmt | For | For | For |
AstraZeneca Plc
Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
Shares Voted: | 121,110 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Dividends | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For | |||||
5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
14 | Approve Performance Share Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Koninklijke Philips NV
Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
Shares Voted: | 346,145 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | President’s Speech | Mgmt | ||||||||
2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
8 | Other Business (Non-Voting) | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
The Goldman Sachs Group, Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 38141G104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | GS | |||||
Shares Voted: | 58,463 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director M. Michele Burns | Mgmt | For | For | For | |||||
1b | Elect Director Drew G. Faust | Mgmt | For | For | For | |||||
1c | Elect Director Mark A. Flaherty | Mgmt | For | For | For | |||||
1d | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
1e | Elect Director Lakshmi N. Mittal | Mgmt | For | For | For | |||||
1f | Elect Director Adebayo O. Ogunlesi | Mgmt | For | For | For | |||||
1g | Elect Director Peter Oppenheimer | Mgmt | For | For | For | |||||
1h | Elect Director David M. Solomon | Mgmt | For | For | For | |||||
1i | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
1j | Elect Director David A. Viniar | Mgmt | For | For | For | |||||
1k | Elect Director Mark O. Winkelman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Review of Statement on the Purpose of a Corporation | SH | Against | Refer | Against |
XP, Inc.
Meeting Date: | 04/30/2020 | Country: | Cayman Islands | Primary Security ID: | G98239109 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | XP | |||||
Shares Voted: | 32,951 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Management Accounts for the Fiscal Year Ended December 31, 2019 | Mgmt | For | Refer | For | |||||
3 | Elect Director Ricardo Baldin | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
HCA Healthcare, Inc.
Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 40412C101 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | HCA | |||||
Shares Voted: | 83,705 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1b | Elect Director Samuel N. Hazen | Mgmt | For | For | For | |||||
1c | Elect Director Meg G. Crofton | Mgmt | For | For | For | |||||
1d | Elect Director Robert J. Dennis | Mgmt | For | For | For | |||||
1e | Elect Director Nancy-Ann DeParle | Mgmt | For | For | For | |||||
1f | Elect Director William R. Frist | Mgmt | For | For | For | |||||
1g | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
1i | Elect Director Wayne J. Riley | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Alcon Inc.
Meeting Date: | 05/06/2020 | Country: | Switzerland | Primary Security ID: | H01301128 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | ALC | ||||||
Shares Voted: | 154,142 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Alcon Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Refer | For | |||||
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Refer | For | |||||
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Mgmt | For | Refer | For | |||||
5.1 | Reelect Michael Ball as Director | Mgmt | For | For | For | |||||
5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | For | |||||
5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | For | |||||
5.4 | Reelect David Endicott as Director | Mgmt | For | For | For | |||||
5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | For | |||||
5.6 | Reelect Keith Grossmann as Director | Mgmt | For | For | For | |||||
5.7 | Reelect Scott Maw as Director | Mgmt | For | For | For | |||||
5.8 | Reelect Karen May as Director | Mgmt | For | For | For | |||||
5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | For | |||||
5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | For | |||||
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | For | |||||
8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For | |||||
9 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
CME Group Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CME | |||||
Shares Voted: | 48,248 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Terrence A. Duffy | Mgmt | For | For | For | |||||
1b | Elect Director Timothy S. Bitsberger | Mgmt | For | For | For | |||||
1c | Elect Director Charles P. Carey | Mgmt | For | For | For | |||||
1d | Elect Director Dennis H. Chookaszian | Mgmt | For | For | For | |||||
1e | Elect Director Bryan T. Durkin | Mgmt | For | For | For | |||||
1f | Elect Director Ana Dutra | Mgmt | For | For | For | |||||
1g | Elect Director Martin J. Gepsman | Mgmt | For | For | For | |||||
1h | Elect Director Larry G. Gerdes | Mgmt | For | For | For | |||||
1i | Elect Director Daniel R. Glickman | Mgmt | For | For | For | |||||
1j | Elect Director Daniel G. Kaye | Mgmt | For | For | For | |||||
1k | Elect Director Phyllis M. Lockett | Mgmt | For | For | For | |||||
1l | Elect Director Deborah J. Lucas | Mgmt | For | For | For | |||||
1m | Elect Director Terry L. Savage | Mgmt | For | For | For | |||||
1n | Elect Director Rahael Seifu | Mgmt | For | For | For | |||||
1o | Elect Director William R. Shepard | Mgmt | For | For | For | |||||
1p | Elect Director Howard J. Siegel | Mgmt | For | For | For | |||||
1q | Elect Director Dennis A. Suskind | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Canadian Natural Resources Limited
Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
Shares Voted: | 463,714 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Canadian Natural Resources Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
ConocoPhillips
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
Shares Voted: | 119,220 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
ConocoPhillips
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Tencent Holdings Limited
Meeting Date: | 05/13/2020 | Country: | Cayman Islands | Primary Security ID: | G87572163 | |||||
Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 700 | |||||
Shares Voted: | 222,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory | Mgmt | For | For | For | |||||
Reports | ||||||||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | Refer | For | |||||
3b | Elect Charles St Leger Searle as Director | Mgmt | For | For | For | |||||
3c | Elect Ke Yang as Director | Mgmt | For | For | For | |||||
3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Prudential Plc
Meeting Date: | 05/14/2020 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
Record Date: | 05/12/2020 | Meeting Type: | Annual | Ticker: | PRU | |||||
Shares Voted: | 584,513 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Jeremy Anderson as Director | Mgmt | For | For | For | |||||
5 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
6 | Re-elect Mark Fitzpatrick as Director | Mgmt | For | For | For | |||||
7 | Re-elect David Law as Director | Mgmt | For | For | For | |||||
8 | Re-elect Paul Manduca as Director | Mgmt | For | For | For | |||||
9 | Re-elect Kaikhushru Nargolwala as Director | Mgmt | For | For | For | |||||
10 | Re-elect Anthony Nightingale as Director | Mgmt | For | For | For | |||||
11 | Re-elect Philip Remnant as Director | Mgmt | For | For | For | |||||
12 | Re-elect Alice Schroeder as Director | Mgmt | For | For | For | |||||
13 | Re-elect James Turner as Director | Mgmt | For | For | For | |||||
14 | Re-elect Thomas Watjen as Director | Mgmt | For | For | For | |||||
15 | Re-elect Michael Wells as Director | Mgmt | For | For | For | |||||
16 | Re-elect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
17 | Re-elect Amy Yip as Director | Mgmt | For | For | For | |||||
18 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
22 | Authorise Issue of Equity to Include Repurchased Shares | Mgmt | For | For | For | |||||
23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Prudential Plc
Proposal | Proposal Text | Proponent | Mgmt | Voting | Vote | |||||
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
28 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Deutsche Boerse AG
Meeting Date: | 05/19/2020 | Country: | Germany | Primary Security ID: | D1882G119 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | DB1 | ||||||
Shares Voted: | 76,831 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Elect Michael Ruediger to the Supervisory Board | Mgmt | For | For | For | |||||
6 | Approve Creation of EUR 19 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | For | |||||
7 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | For | |||||
8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Refer | For | |||||
10 | Amend Corporate Purpose | Mgmt | For | For | For | |||||
11 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Northrop Grumman Corporation
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
Shares Voted: | 48,986 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against |
Thermo Fisher Scientific Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 883556102 | |||||
Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | TMO | |||||
Shares Voted: | 88,321 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Marc N. Casper | Mgmt | For | For | For | |||||
1b | Elect Director Nelson J. Chai | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Thermo Fisher Scientific Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director C. Martin Harris | Mgmt | For | For | For | |||||
1d | Elect Director Tyler Jacks | Mgmt | For | For | For | |||||
1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
1f | Elect Director Thomas J. Lynch | Mgmt | For | For | For | |||||
1g | Elect Director Jim P. Manzi | Mgmt | For | For | For | |||||
1h | Elect Director James C. Mullen | Mgmt | For | For | For | |||||
1i | Elect Director Lars R. Sorensen | Mgmt | For | For | For | |||||
1j | Elect Director Debora L. Spar | Mgmt | For | For | For | |||||
1k | Elect Director Scott M. Sperling | Mgmt | For | For | For | |||||
1l | Elect Director Dion J. Weisler | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
Morgan Stanley
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
Shares Voted: | 182,095 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Morgan Stanley
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1m | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
PayPal Holdings, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | PYPL | |||||
Shares Voted: | 157,201 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1b | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
1c | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
1d | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1e | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
1g | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
1h | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
1i | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
1j | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1k | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Adopt Human and Indigenous People’s Rights Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
The Home Depot, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
Shares Voted: | 41,687 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
VeriSign, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
Shares Voted: | 48,012 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | Against |
Amazon.com,Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 23,070 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Amazon.com,Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Dollar General Corporation
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 256677105 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | DG | |||||
Shares Voted: | 32,166 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Warren F. Bryant | Mgmt | For | For | For | |||||
1b | Elect Director Michael M. Calbert | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Dollar General Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1c | Elect Director Sandra B. Cochran *Withdrawn Resolution* | Mgmt | ||||||||
1d | Elect Director Patricia D. Fili-Krushel | Mgmt | For | For | For | |||||
1e | Elect Director Timothy I. McGuire | Mgmt | For | For | For | |||||
1f | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
1g | Elect Director Debra A. Sandler | Mgmt | For | For | For | |||||
1h | Elect Director Ralph E. Santana | Mgmt | For | For | For | |||||
1i | Elect Director Todd J. Vasos | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Charter Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Mgmt | For | For | For | |||||
5 | Approve Bylaw Amendment to Replace Supermajority Vote Requirements with a Majority Vote Requirement | Mgmt | For | For | For |
Facebook, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 92,621 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Facebook, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
7 | Report on Political Advertising | SH | Against | For | For | |||||
8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against |
Fidelity National Information Services, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
Shares Voted: | 126,127 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Fidelity National Information Services, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
AIA Group Limited
Meeting Date: | 05/29/2020 | Country: | Hong Kong | Primary Security ID: | Y002A1105 | |||||
Record Date: | 05/25/2020 | Meeting Type: | Annual | Ticker: | 1299 | |||||
Shares Voted: | 464,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Edmund Sze-Wing Tse as Director | Mgmt | For | For | For | |||||
4 | Elect Jack Chak-Kwong So as Director | Mgmt | For | For | For | |||||
5 | Elect Mohamed Azman Yahya Director | Mgmt | For | For | For | |||||
6 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||||
7B | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
8 | Approve New Share Option Scheme and Terminate Existing Share Option Scheme | Mgmt | For | For | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 125,138 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Ordinary Business | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt | |||||||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Ambarella, Inc.
Meeting Date: | 06/04/2020 | Country: | Cayman Islands | Primary Security ID: | G037AX101 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | AMBA | |||||
Shares Voted: | 232,970 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Leslie Kohn | Mgmt | For | For | For | |||||
1.2 | Elect Director D. Jeffrey Richardson | Mgmt | For | For | For | |||||
1.3 | Elect Director Elizabeth M. Schwarting | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Gartner, Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 366651107 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | IT | |||||
Shares Voted: | 67,577 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Peter E. Bisson | Mgmt | For | For | For | |||||
1b | Elect Director Richard J. Bressler | Mgmt | For | For | For | |||||
1c | Elect Director Raul E. Cesan | Mgmt | For | For | For | |||||
1d | Elect Director Karen E. Dykstra | Mgmt | For | For | For | |||||
1e | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | For | |||||
1f | Elect Director William O. Grabe | Mgmt | For | For | For | |||||
1g | Elect Director Eugene A. Hall | Mgmt | For | For | For | |||||
1h | Elect Director Stephen G. Pagliuca | Mgmt | For | For | For | |||||
1i | Elect Director Eileen M. Serra | Mgmt | For | For | For | |||||
1j | Elect Director James C. Smith | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 235,131 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Galaxy Entertainment Group Limited
Meeting Date: | 06/10/2020 | Country: | Hong Kong | Primary Security ID: | Y2679D118 | |||||
Record Date: | 06/04/2020 | Meeting Type: | Annual | Ticker: | 27 | |||||
Shares Voted: | 1,244,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.1 | Elect Paddy Tang Lui Wai Yu as Director | Mgmt | For | For | For | |||||
2.2 | Elect William Yip Shue Lam as Director | Mgmt | For | For | For | |||||
2.3 | Elect Patrick Wong Lung Tak as Director | Mgmt | For | Against | Against | |||||
2.4 | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4.1 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
4.3 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Mastercard Incorporated
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
Shares Voted: | 59,520 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
1h | Elect Director Oki Matsumoto | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Mastercard Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Autodesk, Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 052769106 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | ADSK | |||||
Shares Voted: | 80,080 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Andrew Anagnost | Mgmt | For | For | For | |||||
1b | Elect Director Karen Blasing | Mgmt | For | For | For | |||||
1c | Elect Director Reid French | Mgmt | For | For | For | |||||
1d | Elect Director Ayanna Howard | Mgmt | For | For | For | |||||
1e | Elect Director Blake Irving | Mgmt | For | For | For | |||||
1f | Elect Director Mary T. McDowell | Mgmt | For | For | For | |||||
1g | Elect Director Stephen Milligan | Mgmt | For | For | For | |||||
1h | Elect Director Lorrie M. Norrington | Mgmt | For | For | For | |||||
1i | Elect Director Betsy Rafael | Mgmt | For | For | For | |||||
1j | Elect Director Stacy J. Smith | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
Daikin Industries Ltd.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J10038115 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6367 | |||||
Shares Voted: | 47,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Mgmt | For | For | For | |||||
2 | Amend Articles to Reduce Directors’ Term | Mgmt | For | Refer | For | |||||
3.1 | Elect Director Inoue, Noriyuki | Mgmt | For | For | For | |||||
3.2 | Elect Director Togawa, Masanori | Mgmt | For | For | For | |||||
3.3 | Elect Director Terada, Chiyono | Mgmt | For | For | For | |||||
3.4 | Elect Director Kawada, Tatsuo | Mgmt | For | For | For | |||||
3.5 | Elect Director Makino, Akiji | Mgmt | For | For | For | |||||
3.6 | Elect Director Torii, Shingo | Mgmt | For | For | For | |||||
3.7 | Elect Director Tayano, Ken | Mgmt | For | For | For | |||||
3.8 | Elect Director Minaka, Masatsugu | Mgmt | For | For | For | |||||
3.9 | Elect Director Tomita, Jiro | Mgmt | For | For | For | |||||
3.10 | Elect Director Kanwal Jeet Jawa | Mgmt | For | For | For | |||||
3.11 | Elect Director Matsuzaki, Takashi | Mgmt | For | For | For | |||||
4 | Appoint Statutory Auditor Nagashima, Toru | Mgmt | For | Refer | For | |||||
5 | Appoint Alternate Statutory Auditor Ono, Ichiro | Mgmt | For | Refer | For | |||||
6 | Approve Compensation Ceiling for Directors | Mgmt | For | Refer | For |
Koninklijke Philips NV
Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
Shares Voted: | 346,145 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
LVMH Moet Hennessy Louis Vuitton SE
Meeting Date: | 06/30/2020 | Country: | France | Primary Security ID: | F58485115 | |||||
Record Date: | 06/26/2020 | Meeting Type: | Annual/Special | Ticker: | MC | |||||
Shares Voted: | 12,750 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 4.80 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | Against | |||||
5 | Reelect Delphine Arnault as Director | Mgmt | For | Refer | For | |||||
6 | Reelect Antonio Belloni as Director | Mgmt | For | Refer | For | |||||
7 | Reelect Diego Della Valle as Director | Mgmt | For | Against | Against | |||||
8 | Reelect Marie-Josee Kravis as Director | Mgmt | For | For | For | |||||
9 | Reelect Marie-Laure Sauty de Chalon as Director | Mgmt | For | For | For | |||||
10 | Elect Natacha Valla as Director | Mgmt | For | For | For | |||||
11 | Appoint Lord Powell of Bayswater as Censor | Mgmt | For | Refer | Against | |||||
12 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
13 | Approve Compensation of Bernard Arnault, Chairman and CEO | Mgmt | For | Refer | For | |||||
14 | Approve Compensation of Antonio Belloni, Vice-CEO | Mgmt | For | Refer | For | |||||
15 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | Refer | For | |||||
16 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | Against | |||||
17 | Approve Remuneration Policy of Vice-CEO | Mgmt | For | Refer | Against | |||||
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 958 Ivy Global Growth Fund
LVMH Moet Hennessy Louis Vuitton SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | Against | |||||
21 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
22 | Amend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | Refer | For | |||||
23 | Amend Article 14 of Bylaws Re: Board Powers | Mgmt | For | Refer | For | |||||
24 | Amend Article 20, 21, 23 and 25 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For |
Recruit Holdings Co., Ltd.
Meeting Date: | 06/30/2020 | Country: | Japan | Primary Security ID: | J6433A101 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6098 | |||||
Shares Voted: | 520,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Minegishi, Masumi | Mgmt | For | For | For | |||||
1.2 | Elect Director Idekoba, Hisayuki | Mgmt | For | For | For | |||||
1.3 | Elect Director Senaha, Ayano | Mgmt | For | For | For | |||||
1.4 | Elect Director Rony Kahan | Mgmt | For | For | For | |||||
1.5 | Elect Director Izumiya, Naoki | Mgmt | For | For | For | |||||
1.6 | Elect Director Totoki, Hiroki | Mgmt | For | For | For | |||||
2.1 | Appoint Statutory Auditor Nagashima, Yukiko | Mgmt | For | Refer | For | |||||
2.2 | Appoint Statutory Auditor Ogawa, Yoichiro | Mgmt | For | Refer | For | |||||
2.3 | Appoint Statutory Auditor Natori, Katsuya | Mgmt | For | Refer | For | |||||
2.4 | Appoint Alternate Statutory Auditor Tanaka, Miho | Mgmt | For | Refer | For |
IVY GOVERNMENT MONEY MARKET FUND
Proxy Voting Record
There was no proxy voting for Ivy Government Money Market Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY HIGH INCOME FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 9 Ivy High Income Fund
ADVANZ PHARMA Corp.
Meeting Date: | 12/17/2019 | Country: | Canada | Primary Security ID: | 00775M104 | |||||
Record Date: | 11/18/2019 | Meeting Type: | Special | Ticker: | ADVZ | |||||
Shares Voted: | 296,880 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for Limited Voting, Class A, B, and C Special Shareholders | Mgmt | |||||||||
1 | Approve Continuance of Company [Canada to Jersey] and Change Company Name to ADVANZ PHARMA Corp. Limited | Mgmt | For | Refer | For |
Laureate Education, Inc.
Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 518613203 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | LAUR | |||||
Shares Voted: | 5,107,942 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Brian F. Carroll | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Andrew B. Cohen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director William L. Cornog | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Pedro del Corro | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Michael J. Durham | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Kenneth W. Freeman | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director George Munoz | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Judith Rodin | Mgmt | For | Refer | Withhold | |||||
1.9 | Elect Director Eilif Serck-Hanssen | Mgmt | For | Refer | Withhold | |||||
1.10 | Elect Director Ian K. Snow | Mgmt | For | Refer | Withhold | |||||
1.11 | Elect Director Steven M. Taslitz | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 9 Ivy High Income Fund
ADVANZ PHARMA Corp. Ltd.
Meeting Date: | 06/17/2020 | Country: | Jersey | Primary Security ID: | G01022105 | |||||
Record Date: | 05/11/2020 | Meeting Type: | Annual | Ticker: | CXRXF | |||||
Shares Voted: | 256,880 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for Limited Voting Shareholders | Mgmt | |||||||||
1a | Elect Director Adeel Ahmad | Mgmt | For | Refer | Withhold | |||||
1b | Elect Director Elmar Schnee | Mgmt | For | For | For | |||||
1c | Elect Director Frances Cloud | Mgmt | For | Refer | Withhold | |||||
1d | Elect Director Graeme Duncan | Mgmt | For | Refer | Withhold | |||||
1e | Elect Director Maurice Chagnaud | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP (UK) as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Amend Articles of Association | Mgmt | For | Refer | Against |
IVY INTERNATIONAL CORE EQUITY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BT Group Plc
Meeting Date: | 07/10/2019 | Country: | United Kingdom | Primary Security ID: | G16612106 | |||||
Record Date: | 07/08/2019 | Meeting Type: | Annual | Ticker: | BT.A | |||||
Shares Voted: | 29,022,349 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Re-elect Jan du Plessis as Director | Mgmt | For | For | For | |||||
5 | Re-elect Simon Lowth as Director | Mgmt | For | For | For | |||||
6 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |||||
7 | Re-elect Tim Hottges as Director | Mgmt | For | For | Against | |||||
8 | Re-elect Isabel Hudson as Director | Mgmt | For | For | For | |||||
9 | Re-elect Mike Inglis as Director | Mgmt | For | For | For | |||||
10 | Re-elect Nick Rose as Director | Mgmt | For | For | For | |||||
11 | Re-elect Jasmine Whitbread as Director | Mgmt | For | For | For | |||||
12 | Elect Philip Jansen as Director | Mgmt | For | For | For | |||||
13 | Elect Matthew Key as Director | Mgmt | For | For | For | |||||
14 | Elect Allison Kirkby as Director | Mgmt | For | For | For | |||||
15 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Alibaba Group Holding Limited
Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
Shares Voted: | 573,006 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Industria de Diseno Textil SA
Meeting Date: | 07/16/2019 | Country: | Spain | Primary Security ID: | E6282J125 | |||||
Record Date: | 07/11/2019 | Meeting Type: | Annual | Ticker: | ITX | |||||
Shares Voted: | 2,232,637 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Standalone Financial Statements | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements | Mgmt | For | For | For | |||||
3 | Approve Non-Financial Information Report | Mgmt | For | For | For | |||||
4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
5 | Fix Number of Directors at 11 | Mgmt | For | Refer | For | |||||
6.a | Reelect Pablo Isla Alvarez de Tejera as Director | Mgmt | For | For | For | |||||
6.b | Reelect Amancio Ortega Gaona as Director | Mgmt | For | For | For | |||||
6.c | Elect Carlos Crespo Gonzalez as Director | Mgmt | For | For | For | |||||
6.d | Reelect Emilio Saracho Rodriguez de Torres as Director | Mgmt | For | For | For | |||||
6.e | Reelect Jose Luis Duran Schulz as Director | Mgmt | For | For | For | |||||
7.a | Amend Article 13 Re: General Meetings | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Industria de Diseno Textil SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
7.b | Amend Articles Re: Board Committees | Mgmt | For | Refer | For | |||||
7.c | Amend Articles Re: Annual Accounts and Allocation of Income | Mgmt | For | For | For | |||||
8 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For | |||||
9 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
10 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
11 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
12 | Advisory Vote on Remuneration Report | Mgmt | For | Refer | For | |||||
13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||||
14 | Receive Amendments to Board of Directors Regulations | Mgmt |
Babcock International Group Plc
Meeting Date: | 07/18/2019 | Country: | United Kingdom | Primary Security ID: | G0689Q152 | |||||||
Record Date: | 07/16/2019 | Meeting Type: | Annual | Ticker: | BAB | |||||||
Shares Voted: | 7,075,618 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Elect Ruth Cairnie as Director | Mgmt | For | For | For | |||||
5 | Re-elect Sir David Omand as Director | Mgmt | For | For | For | |||||
6 | Re-elect Victoire de Margerie as Director | Mgmt | For | For | For | |||||
7 | Re-elect Ian Duncan as Director | Mgmt | For | For | For | |||||
8 | Re-elect Lucy Dimes as Director | Mgmt | For | For | For | |||||
9 | Re-elect Myles Lee as Director | Mgmt | For | For | For | |||||
10 | Re-elect Kjersti Wiklund as Director | Mgmt | For | For | For | |||||
11 | Re-elect Jeff Randall as Director | Mgmt | For | For | For | |||||
12 | Re-elect Archie Bethel as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Babcock International Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
13 | Re-elect Franco Martinelli as Director | Mgmt | For | For | For | |||||
14 | Re-elect John Davies as Director | Mgmt | For | For | For | |||||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
19 | Approve Performance Share Plan | Mgmt | For | Refer | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
22 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Tenaris SA
Meeting Date: | 07/29/2019 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
Record Date: | 07/15/2019 | Meeting Type: | Special | Ticker: | TEN | |||||
Shares Voted: | 1,129,967 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Mgmt | For | For | For | |||||
2 | Approve Share Repurchase | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Tenaris SA
Meeting Date: | 07/29/2019 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
Record Date: | 07/15/2019 | Meeting Type: | Special | Ticker: | TEN | |||||
Shares Voted: | 2,144,899 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Delisting of Shares from Bolsas y Mercados Argentinos S.A. | Mgmt | For | For | For | |||||
2 | Approve Share Repurchase | Mgmt | For | For | For |
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 08/21/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 08/14/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
Shares Voted: | 3,491,526 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||
2 | Approve Use of Own Funds for Adjustment on Securities Investment | Mgmt | For | Refer | Against | |||||
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Chen Fashu as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.2 | Elect Chen Yanhui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.3 | Elect Wang Rong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.4 | Elect Na Pengjie as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.5 | Elect Li Shuangyou as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.6 | Elect Wang Minghui as Non-Independent Director | Mgmt | For | Refer | Against | |||||
3.7 | Elect Yang Changhong as Non-Independent Director | Mgmt | For | Refer | Against | |||||
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
4.1 | Elect Yin Xiaobing as Independent Director | Mgmt | For | For | For | |||||
4.2 | Elect Dai Yang as Independent Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Yunnan Baiyao Group Co., Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
4.3 | Elect Zhang Yongliang as Independent Director | Mgmt | For | For | For | |||||
ELECT SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
5.1 | Elect You Guanghui as Supervisor | SH | For | For | For | |||||
5.2 | Elect Zhong Jie as Supervisor | SH | For | For | For | |||||
5.3 | Elect Song Chengli as Supervisor | SH | For | For | For | |||||
5.4 | Elect Wu Qun as Supervisor | SH | For | For | For |
Naspers Ltd.
Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
Record Date: | 08/16/2019 | Meeting Type: | Annual | Ticker: | NPN | |||||
Shares Voted: | 238,227 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Ordinary Resolutions | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | Mgmt | For | For | For | |||||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | Mgmt | For | For | For | |||||
4 | Re-elect Nolo Letele as Directors | Mgmt | For | For | For | |||||
5.1 | Re-elect Koos Bekker as Director | Mgmt | For | For | Against | |||||
5.2 | Re-elect Steve Pacak as Director | Mgmt | For | For | For | |||||
5.3 | Re-elect Cobus Stofberg as Director | Mgmt | For | For | For | |||||
5.4 | Re-elect Ben van der Ross as Director | Mgmt | For | For | For | |||||
5.5 | Re-elect Debra Meyer as Director | Mgmt | For | For | For | |||||
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | Mgmt | For | For | For | |||||
6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | Mgmt | For | For | For | |||||
6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Naspers Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
8 | Approve Implementation of the Remuneration Policy | Mgmt | For | Refer | Against | |||||
9 | Place Authorised but Unissued Shares under Control of Directors | Mgmt | For | Refer | Against | |||||
10 | Authorise Board to Issue Shares for Cash | Mgmt | For | Refer | For | |||||
11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | Mgmt | For | For | For | |||||
12 | Authorise Ratification of Approved Resolutions | Mgmt | For | For | For | |||||
Special Resolutions | Mgmt | |||||||||
1.1 | Approve Fees of the Board Chairman | Mgmt | For | Refer | For | |||||
1.2 | Approve Fees of the Board Member | Mgmt | For | Refer | For | |||||
1.3 | Approve Fees of the Audit Committee Chairman | Mgmt | For | Refer | For | |||||
1.4 | Approve Fees of the Audit Committee Member | Mgmt | For | Refer | For | |||||
1.5 | Approve Fees of the Risk Committee Chairman | Mgmt | For | Refer | For | |||||
1.6 | Approve Fees of the Risk Committee Member | Mgmt | For | Refer | For | |||||
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | Mgmt | For | Refer | For | |||||
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | Mgmt | For | Refer | For | |||||
1.9 | Approve Fees of the Nomination Committee Chairman | Mgmt | For | Refer | For | |||||
1.10 | Approve Fees of the Nomination Committee Member | Mgmt | For | Refer | For | |||||
1.11 | Approve Fees of the Social and Ethics Committee Chairman | Mgmt | For | Refer | For | |||||
1.12 | Approve Fees of the Social and Ethics Committee Member | Mgmt | For | Refer | For | |||||
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | Mgmt | For | Refer | For | |||||
2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | Mgmt | For | Refer | For | |||||
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | Mgmt | For | Refer | For | |||||
4 | Authorise Repurchase of N Ordinary Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Naspers Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5 | Authorise Repurchase of A Ordinary Shares | Mgmt | For | For | Against | |||||
6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | Mgmt | For | For | Against |
Naspers Ltd.
Meeting Date: | 08/23/2019 | Country: | South Africa | Primary Security ID: | S53435103 | |||||
Record Date: | 08/16/2019 | Meeting Type: | Special | Ticker: | NPN | |||||
Shares Voted: | 238,227 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | Mgmt | For | For | For |
Han’s Laser Technology Industry Group Co., Ltd.
Meeting Date: | 09/05/2019 | Country: | China | Primary Security ID: | Y3063F107 | |||||
Record Date: | 09/02/2019 | Meeting Type: | Special | Ticker: | 002008 | |||||
Shares Voted: | 9,487,745 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Stock Option Incentive Plan and Its Summary | Mgmt | For | For | For | |||||
2 | Approve Methods to Assess the Performance of Plan Participants | Mgmt | For | For | For | |||||
3 | Approve Authorization of the Board to Handle All Related Matters | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Wen’s Foodstuffs Group Co., Ltd.
Meeting Date: | 09/06/2019 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
Record Date: | 08/29/2019 | Meeting Type: | Special | Ticker: | 300498 | |||||
Shares Voted: | 2,047,669 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Interim Profit Distribution | Mgmt | For | For | For | |||||
2 | Approve Donation to Beiying Charity Foundation in Xinxing County, Guangdong Province | Mgmt | For | For | For | |||||
3 | Approve Donation to Guangdong Province Foundation and Applied Basic Research Fund Committee | Mgmt | For | For | For |
Huayu Automotive Systems Co., Ltd.
Meeting Date: | 09/25/2019 | Country: | China | Primary Security ID: | Y3750U102 | |||||
Record Date: | 09/18/2019 | Meeting Type: | Special | Ticker: | 600741 | |||||
Shares Voted: | 14,720,755 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Elect Wang Xiaoqiu as Non-Independent Director | Mgmt | For | For | For | |||||
2 | Elect Zhuang Jingxiong as Supervisor | Mgmt | For | Refer | For |
Wuliangye Yibin Co., Ltd.
Meeting Date: | 09/27/2019 | Country: | China | Primary Security ID: | Y9718N106 | |||||
Record Date: | 09/20/2019 | Meeting Type: | Special | Ticker: | 000858 | |||||
Shares Voted: | 2,621,572 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Amendments to Articles of Association | Mgmt | For | For | For | |||||
2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For | For | |||||
3 | Amend Rules and Procedures Regarding Meetings of Board of Directors | Mgmt | For | For | For | |||||
4 | Amend Rules and Procedures Regarding Meetings of Board of Supervisors | Mgmt | For | For | For | |||||
5 | Elect Zeng Congqin as Non-Independent Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BHP Group Plc
Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
Shares Voted: | 1,664,875 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
Management Proposals | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
18 | Re-elect John Mogford as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BHP Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
Shareholder Proposals | Mgmt | |||||||||
21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against |
BHP Group Plc
Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
Shares Voted: | 585,417 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Management Proposals | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
12 | Elect Susan Kilsby as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BHP Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
18 | Re-elect John Mogford as Director | Mgmt | For | For | For | |||||
19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
Shareholder Proposals | Mgmt | |||||||||
21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against |
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 10/29/2019 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 10/22/2019 | Meeting Type: | Special | Ticker: | 000538 | |||||
Shares Voted: | 4,052,658 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Employee Share Purchase Plan (Draft) and Summary | Mgmt | For | Refer | For | |||||
2 | Approve Authorization of the Board to Handle All Matters Related to Employee Share Purchase Plan | Mgmt | For | Refer | For | |||||
3 | Approve Draft of Employee Share Purchase Plan Management Method | Mgmt | For | Refer | For | |||||
4 | Approve Incentive Fund Management Method | Mgmt | For | Refer | For | |||||
5 | Approve Working Rules of the Remuneration and Evaluation Management System of Board of Directors, Supervisors and Core Personnel | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
China Construction Bank Corporation
Meeting Date: | 10/30/2019 | Country: | China | Primary Security ID: | Y1397N101 | |||||
Record Date: | 09/27/2019 | Meeting Type: | Special | Ticker: | 939 | |||||
Shares Voted: | 80,086,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
EGM BALLOT FOR HOLDERS OF H SHARES | Mgmt | |||||||||
1 | Elect Wang Yongqing as Supervisor | Mgmt | For | Refer | For | |||||
2 | Elect Michel Madelain as Director | Mgmt | For | For | For | |||||
3 | Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018 | Mgmt | For | Refer | For | |||||
4 | Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018 | Mgmt | For | Refer | For | |||||
5 | Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations | Mgmt | For | For | For |
Pernod Ricard SA
Meeting Date: | 11/08/2019 | Country: | France | Primary Security ID: | F72027109 | |||||
Record Date: | 11/06/2019 | Meeting Type: | Annual/Special | Ticker: | RI | |||||
Shares Voted: | 287,555 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 3.12 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Reelect Kory Sorenson as Director | Mgmt | For | For | For | |||||
6 | Elect Esther Berrozpe Galindo as Director | Mgmt | For | For | For | |||||
7 | Elect Philippe Petitcolin as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Pernod Ricard SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Mgmt | For | Refer | For | |||||
9 | Approve Compensation of Alexandre Ricard, Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy for Alexandre Ricard, Chairman and CEO | Mgmt | For | Refer | For | |||||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | For | For | |||||
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | For | For | |||||
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |||||
16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | Refer | For | |||||
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers | Mgmt | For | For | For | |||||
19 | Authorize Capitalization of Reserves of Up to EUR 135 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
20 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For | |||||
21 | Authorize up to 1.5 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | Mgmt | For | Refer | For | |||||
24 | Amend Article 16 of Bylaws Re: Employee Representative | Mgmt | For | Refer | For | |||||
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Wen’s Foodstuff Group Co., Ltd.
Meeting Date: | 11/08/2019 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
Record Date: | 10/31/2019 | Meeting Type: | Special | Ticker: | 300498 | |||||
Shares Voted: | 4,977,207 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Adjustment on Issuance of Commercial Papers | Mgmt | For | Refer | For | |||||
2 | Approve Adjustment on Related Party Transaction | Mgmt | For | Refer | For | |||||
3 | Approve Repurchase and Cancellation of Performance Share Plan | Mgmt | For | For | For | |||||
4 | Approve Changes in Registered Capital and Amend Articles of Association | Mgmt | For | Refer | For |
Newcrest Mining Ltd.
Meeting Date: | 11/12/2019 | Country: | Australia | Primary Security ID: | Q6651B114 | |||||
Record Date: | 11/10/2019 | Meeting Type: | Annual | Ticker: | NCM | |||||
Shares Voted: | 2,679,752 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2a | Elect Peter Hay as Director | Mgmt | For | For | For | |||||
2b | Elect Vickki McFadden as Director | Mgmt | For | For | For | |||||
3a | Approve Grant of Performance Rights to Sandeep Biswas | Mgmt | For | For | For | |||||
3b | Approve Grant of Performance Rights to Gerard Bond | Mgmt | For | For | For | |||||
4 | Approve Remuneration Report | Mgmt | For | Refer | For |
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: | 11/18/2019 | Country: | China | Primary Security ID: | Y2882R102 | |||||
Record Date: | 11/12/2019 | Meeting Type: | Special | Ticker: | 000651 | |||||
Shares Voted: | 3,134,423 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Amendments to Articles of Association | Mgmt | For | Refer | For | |||||
2 | Amend Rules and Procedures Regarding General Meetings of Shareholders | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Ferguson Plc
Meeting Date: | 11/21/2019 | Country: | Jersey | Primary Security ID: | G3421J106 | |||||
Record Date: | 11/19/2019 | Meeting Type: | Annual | Ticker: | FERG | |||||
Shares Voted: | 820,232 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Re-elect Tessa Bamford as Director | Mgmt | For | For | For | |||||
6 | Re-elect Gareth Davis as Director | Mgmt | For | For | For | |||||
7 | Elect Geoff Drabble as Director | Mgmt | For | For | For | |||||
8 | Elect Catherine Halligan as Director | Mgmt | For | For | For | |||||
9 | Re-elect Kevin Murphy as Director | Mgmt | For | For | For | |||||
10 | Re-elect Alan Murray as Director | Mgmt | For | For | For | |||||
11 | Re-elect Michael Powell as Director | Mgmt | For | For | For | |||||
12 | Elect Tom Schmitt as Director | Mgmt | For | For | For | |||||
13 | Re-elect Dr Nadia Shouraboura as Director | Mgmt | For | For | For | |||||
14 | Re-elect Jacqueline Simmonds as Director | Mgmt | For | For | For | |||||
15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Ferguson Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
19 | Amend Long Term Incentive Plan 2019 | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
Whitbread Plc
Meeting Date: | 12/06/2019 | Country: | United Kingdom | Primary Security ID: | G9606P197 | |||||
Record Date: | 12/04/2019 | Meeting Type: | Special | Ticker: | WTB | |||||
Shares Voted: | 848,361 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
2 | Approve Restricted Share Plan | Mgmt | For | For | For |
Axis Bank Limited
Meeting Date: | 01/09/2020 | Country: | India | Primary Security ID: | Y0487S137 | |||||
Record Date: | 11/22/2019 | Meeting Type: | Special | Ticker: | 532215 | |||||
Shares Voted: | 4,777,645 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Postal Ballot | Mgmt | |||||||||
1 | Reelect S. Vishvanathan as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
ZOZO, Inc.
Meeting Date: | 01/28/2020 | Country: | Japan | Primary Security ID: | J9893A108 | |||||
Record Date: | 11/30/2019 | Meeting Type: | Special | Ticker: | 3092 | |||||
Shares Voted: | 1,400,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Kawabe, Kentaro | Mgmt | For | Refer | Against |
Amdocs Limited
Meeting Date: | 01/31/2020 | Country: | Guernsey | Primary Security ID: | G02602103 | |||||
Record Date: | 12/05/2019 | Meeting Type: | Annual | Ticker: | DOX | |||||
Shares Voted: | 908,245 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert A. Minicucci | Mgmt | For | For | For | |||||
1.2 | Elect Director Adrian Gardner | Mgmt | For | For | For | |||||
1.3 | Elect Director James S. Kahan | Mgmt | For | For | For | |||||
1.4 | Elect Director Rafael de la Vega | Mgmt | For | For | For | |||||
1.5 | Elect Director Giora Yaron | Mgmt | For | For | For | |||||
1.6 | Elect Director Eli Gelman | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard T.C. LeFave | Mgmt | For | For | For | |||||
1.8 | Elect Director John A. MacDonald | Mgmt | For | For | For | |||||
1.9 | Elect Director Shuky Sheffer | Mgmt | For | For | For | |||||
1.10 | Elect Director Yvette Kanouff | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Approve an Increase in the Quarterly Cash Dividend Rate | Mgmt | For | For | For | |||||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
5 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Imperial Brands Plc
Meeting Date: | 02/05/2020 | Country: | United Kingdom | Primary Security ID: | G4720C107 | |||||
Record Date: | 02/03/2020 | Meeting Type: | Annual | Ticker: | IMB | |||||
Shares Voted: | 1,773,660 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Re-elect Susan Clark as Director | Mgmt | For | For | For | |||||
5 | Re-elect Alison Cooper as Director | Mgmt | For | For | For | |||||
6 | Re-elect Therese Esperdy as Director | Mgmt | For | For | For | |||||
7 | Re-elect Simon Langelier as Director | Mgmt | For | For | For | |||||
8 | Re-elect Matthew Phillips as Director | Mgmt | For | For | For | |||||
9 | Re-elect Steven Stanbrook as Director | Mgmt | For | For | For | |||||
10 | Elect Jonathan Stanton as Director | Mgmt | For | For | For | |||||
11 | Re-elect Oliver Tant as Director | Mgmt | For | For | For | |||||
12 | Re-elect Karen Witts as Director | Mgmt | For | For | For | |||||
13 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: | 03/17/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Special | Ticker: | 000651 | |||||
Shares Voted: | 4,314,542 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Issuance of Debt Financing Instruments | Mgmt | For | Refer | For |
Samsung Electronics Co., Ltd.
Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
Shares Voted: | 1,365,283 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
A.P. Moller-Maersk A/S
Meeting Date: | 03/23/2020 | Country: | Denmark | Primary Security ID: | K0514G101 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | MAERSK.B | |||||
Shares Voted: | 9,057 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Report of Board | Mgmt | ||||||||
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management and Board | Mgmt | For | For | For | |||||
4 | Approve Allocation of Income and Dividends of DKK 150 Per Share | Mgmt | For | For | For | |||||
5a | Reelect Jim Hagemann Snabe as Director | Mgmt | For | For | For | |||||
5b | Reelect Ane Maersk Mc-Kinney Uggla as Director | Mgmt | For | For | Abstain |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
A.P. Moller-Maersk A/S
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5c | Reelect Robert Maersk Uggla as Director | Mgmt | For | For | Abstain | |||||
5d | Reelect Jacob Andersen Sterling as Director | Mgmt | For | For | For | |||||
5e | Reelect Thomas Lindegaard Madsen as Director | Mgmt | For | For | For | |||||
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
7a | Authorize Board to Declare Extraordinary Dividend | Mgmt | For | For | For | |||||
7b | Approve DKK 784.9 Million Reduction in Share Capital via Share Cancellation | Mgmt | For | For | For | |||||
7c | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | Refer | For | |||||
7d | Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings | Mgmt | For | For | For |
Wen’s Foodstuff Group Co., Ltd.
Meeting Date: | 03/23/2020 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Special | Ticker: | 300498 | |||||
Shares Voted: | 6,437,845 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Amend Management System of External Donations | Mgmt | For | For | For | |||||
2 | Approve Donations to Support the Prevention and Control of the Novel Coronavirus Pneumonia Epidemic | Mgmt | For | For | For | |||||
3 | Approve Donations to Beiying Charity Foundation of Xinxing County, Guangdong Province | Mgmt | For | For | For | |||||
4 | Approve Donations to Xinxingxian Liuzu Charity Association | Mgmt | For | For | For | |||||
5 | Approve the Confirmation of Previously Entrusted Asset Management | Mgmt | For | Refer | For | |||||
6 | Approve Use of Temporary Excess Idle Raised Funds and Remaining Raised Funds for Cash Management | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
INPEX Corp.
Meeting Date: | 03/25/2020 | Country: | Japan | Primary Security ID: | J2467E101 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 1605 | |||||
Shares Voted: | 5,251,900 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | Mgmt | For | For | For | |||||
2.1 | Elect Director Kitamura, Toshiaki | Mgmt | For | For | For | |||||
2.2 | Elect Director Ueda, Takayuki | Mgmt | For | For | For | |||||
2.3 | Elect Director Ito, Seiya | Mgmt | For | For | For | |||||
2.4 | Elect Director Ikeda, Takahiko | Mgmt | For | For | For | |||||
2.5 | Elect Director Yajima, Shigeharu | Mgmt | For | For | For | |||||
2.6 | Elect Director Kittaka, Kimihisa | Mgmt | For | For | For | |||||
2.7 | Elect Director Sase, Nobuharu | Mgmt | For | For | For | |||||
2.8 | Elect Director Yamada, Daisuke | Mgmt | For | For | For | |||||
2.9 | Elect Director Yanai, Jun | Mgmt | For | For | For | |||||
2.10 | Elect Director Iio, Norinao | Mgmt | For | For | For | |||||
2.11 | Elect Director Nishimura, Atsuko | Mgmt | For | For | For | |||||
2.12 | Elect Director Kimura, Yasushi | Mgmt | For | For | For | |||||
2.13 | Elect Director Ogino, Kiyoshi | Mgmt | For | For | For | |||||
2.14 | Elect Director Nishikawa, Tomo | Mgmt | For | For | For | |||||
3 | Approve Annual Bonus | Mgmt | For | Refer | For |
UniCredit SpA
Meeting Date: | 04/09/2020 | Country: | Italy | Primary Security ID: | T9T23L642 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual/Special | Ticker: | UCG | |||||
Shares Voted: | 2,773,151 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
UniCredit SpA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Approve Dividend Distribution | Mgmt | For | For | For | |||||
4 | Approve Elimination of Negative Reserves | Mgmt | For | For | For | |||||
5.1 | Approve Decrease in Size of Board | Mgmt | For | Refer | For | |||||
5.2 | Elect Beatriz Lara Bartolome as Director | Mgmt | For | For | For | |||||
5.3 | Elect Diego De Giorgi as Director | Mgmt | For | For | For | |||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
7 | Approve 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
9 | Approve Second Section of the Remuneration Report | Mgmt | For | Refer | For | |||||
10 | Approve Long-Term Incentive Plan | Mgmt | For | For | For | |||||
11 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | Mgmt | For | Refer | For | |||||
2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | Mgmt | For | Refer | For | |||||
3 | Amend Company Bylaws Re: Clause 6 | Mgmt | For | Refer | For | |||||
4 | Authorize Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Mgmt | None | Refer | Against |
Airbus SE
Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N0280G100 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | AIR | |||||
Shares Voted: | 678,716 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Airbus SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.1 | Discussion on Company’s Corporate Governance Structure | Mgmt | ||||||||
2.2 | Receive Report on Business and Financial Statements | Mgmt | ||||||||
2.3 | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3 | Discussion of Agenda Items | Mgmt | ||||||||
4.1 | Adopt Financial Statements | Mgmt | For | For | For | |||||
4.2 | Approve Allocation of Income and Dividends of EUR of 1.80 per Share | Mgmt | ||||||||
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
4.4 | Approve Discharge of Executive Members of the Board of Directors | Mgmt | For | For | For | |||||
4.5 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
4.6 | Adopt Remuneration Policy | Mgmt | For | Refer | For | |||||
4.7 | Approve Remuneration Report Containing Remuneration Policy | Mgmt | For | Refer | For | |||||
4.8 | Elect Mark Dunkerley as Non-Executive Director | Mgmt | For | For | For | |||||
4.9 | Elect Stephan Gemkow as Non-Executive Director | Mgmt | For | For | For | |||||
4.10 | Reelect Ralph D. Crosby, Jr. as Non-Executive Director | Mgmt | For | For | For | |||||
4.11 | Reelect Lord Drayson (Paul) as Non-Executive Director | Mgmt | For | For | For | |||||
4.12 | Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Exclude Preemptive Rights Re: ESOP and LTIP Plans | Mgmt | For | For | For | |||||
4.13 | Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Exclude Preemptive Rights Re: Company Funding | Mgmt | For | For | For | |||||
4.14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
4.15 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
5 | Close Meeting | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Yunnan Baiyao Group Co., Ltd.
Meeting Date: | 04/21/2020 | Country: | China | Primary Security ID: | Y9879F108 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | 000538 | |||||
Shares Voted: | 1,714,231 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Financial Statements | Mgmt | For | For | For | |||||
4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
6 | Approve Appointment of Auditor and Internal Control Auditor | Mgmt | For | For | For | |||||
7 | Approve Draft and Summary of Stock Option Incentive Plan | Mgmt | For | For | For | |||||
8 | Approve Assessment and Management Measures of the Stock Option Incentive Plan | Mgmt | For | For | For | |||||
9 | Approve Company Shares Repurchase to Implement Employee Incentive Plan | Mgmt | For | For | For | |||||
10 | Approve Authorization of Board to Handle All Matters Related to the Stock Option Incentive Plan | Mgmt | For | For | For | |||||
11 | Approve Authorize Board to Deal with All Matters in Relation to the Share Repurchase | Mgmt | For | For | For |
CRH Plc
Meeting Date: | 04/23/2020 | Country: | Ireland | Primary Security ID: | G25508105 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRH | |||||
Shares Voted: | 1,098,201 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4a | Re-elect Richie Boucher as Director | Mgmt | For | For | For | |||||
4b | Elect Johan Karlstrom as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
CRH Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4c | Elect Shaun Kelly as Director | Mgmt | For | For | For | |||||
4d | Re-elect Heather McSharry as Director | Mgmt | For | For | For | |||||
4e | Re-elect Albert Manifold as Director | Mgmt | For | For | For | |||||
4f | Re-elect Senan Murphy as Director | Mgmt | For | For | For | |||||
4g | Re-elect Gillian Platt as Director | Mgmt | For | For | For | |||||
4h | Re-elect Mary Rhinehart as Director | Mgmt | For | For | For | |||||
4i | Re-elect Lucinda Riches as Director | Mgmt | For | For | For | |||||
4j | Re-elect Siobhan Talbot as Director | Mgmt | For | For | For | |||||
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
6 | Ratify Deloitte Ireland LLP as Auditors | Mgmt | For | For | For | |||||
7 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
8 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
10 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
11 | Authorise Reissuance of Treasury Shares | Mgmt | For | Refer | For | |||||
12 | Approve Scrip Dividend | Mgmt | For | For | For |
Nestle SA
Meeting Date: | 04/23/2020 | Country: | Switzerland | Primary Security ID: | H57312649 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | NESN | ||||||
Shares Voted: | 744,502 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
1.2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of CHF 2.70 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Nestle SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Mgmt | For | For | For | |||||
4.1.b | Reelect Ulf Schneider as Director | Mgmt | For | For | For | |||||
4.1.c | Reelect Henri de Castries as Director | Mgmt | For | For | For | |||||
4.1.d | Reelect Renato Fassbind as Director | Mgmt | For | For | For | |||||
4.1.e | Reelect Ann Veneman as Director | Mgmt | For | For | For | |||||
4.1.f | Reelect Eva Cheng as Director | Mgmt | For | For | For | |||||
4.1.g | Reelect Patrick Aebischer as Director | Mgmt | For | For | For | |||||
4.1.h | Reelect Ursula Burns as Director | Mgmt | For | For | For | |||||
4.1.i | Reelect Kasper Rorsted as Director | Mgmt | For | For | For | |||||
4.1.j | Reelect Pablo Isla as Director | Mgmt | For | For | For | |||||
4.1.k | Reelect Kimberly Ross as Director | Mgmt | For | For | For | |||||
4.1.l | Reelect Dick Boer as Director | Mgmt | For | For | For | |||||
4.1.m | Reelect Dinesh Paliwal as Director | Mgmt | For | For | For | |||||
4.2 | Elect Hanne Jimenez de Mora as Director | Mgmt | For | For | For | |||||
4.3.1 | Appoint Patrick Aebischer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.2 | Appoint Ursula Burns as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.3 | Appoint Pablo Isla as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.3.4 | Appoint Dick Boer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
4.4 | Ratify Ernst & Young AG as Auditors | Mgmt | For | For | For | |||||
4.5 | Designate Hartmann Dreyer as Independent Proxy | Mgmt | For | For | For | |||||
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Mgmt | For | Refer | For | |||||
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 55 Million | Mgmt | For | Refer | For | |||||
6 | Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
7 | Transact Other Business (Voting) | Mgmt | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Schneider Electric SE
Meeting Date: | 04/23/2020 | Country: | France | Primary Security ID: | F86921107 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual/Special | Ticker: | SU | |||||
Shares Voted: | 450,329 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation Report | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Board Members | Mgmt | For | Refer | For | |||||
12 | Reelect Leo Apotheker as Director | Mgmt | For | For | For | |||||
13 | Reelect Cecile Cabanis as Director | Mgmt | For | For | For | |||||
14 | Reelect Fred Kindle as Director | Mgmt | For | For | For | |||||
15 | Reelect Willy Kissling as Director | Mgmt | For | For | For | |||||
16 | Elect Jill Lee as Director | Mgmt | For | For | For | |||||
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | Mgmt | For | For | For | |||||
19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Schneider Electric SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Bayer AG
Meeting Date: | 04/28/2020 | Country: | Germany | Primary Security ID: | D0712D163 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | BAYN | ||||||
Shares Voted: | 756,177 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019 | Mgmt | For | For | For | |||||
2 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
3 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4.1 | Elect Ertharin Cousin to the Supervisory Board | Mgmt | For | For | For | |||||
4.2 | Elect Otmar Wiestler to the Supervisory Board | Mgmt | For | For | For | |||||
4.3 | Elect Horst Baier to the Supervisory Board | Mgmt | For | For | For | |||||
5 | Approve Remuneration Policy for the Management Board | Mgmt | For | Refer | For | |||||
6 | Approve Remuneration Policy for the Supervisory Board | Mgmt | For | Refer | For | |||||
7 | Amend Articles Re: Supervisory Board Term of Office | Mgmt | For | Refer | For | |||||
8 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Hochtief AG
Meeting Date: | 04/28/2020 | Country: | Germany | Primary Security ID: | D33134103 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | HOT | |||||
Shares Voted: | 520,933 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 5.80 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | Refer | For |
AstraZeneca Plc
Meeting Date: | 04/29/2020 | Country: | United Kingdom | Primary Security ID: | G0593M107 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | AZN | |||||
Shares Voted: | 511,708 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Dividends | Mgmt | For | For | For | |||||
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5a | Re-elect Leif Johansson as Director | Mgmt | For | For | For | |||||
5b | Re-elect Pascal Soriot as Director | Mgmt | For | For | For | |||||
5c | Re-elect Marc Dunoyer as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
AstraZeneca Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5d | Re-elect Genevieve Berger as Director | Mgmt | For | For | For | |||||
5e | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
5f | Re-elect Graham Chipchase as Director | Mgmt | For | For | For | |||||
5g | Elect Michel Demare as Director | Mgmt | For | For | For | |||||
5h | Re-elect Deborah DiSanzo as Director | Mgmt | For | For | For | |||||
5i | Re-elect Sheri McCoy as Director | Mgmt | For | For | For | |||||
5j | Re-elect Tony Mok as Director | Mgmt | For | For | For | |||||
5k | Re-elect Nazneen Rahman as Director | Mgmt | For | For | For | |||||
5l | Re-elect Marcus Wallenberg as Director | Mgmt | For | For | For | |||||
6 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
14 | Approve Performance Share Plan | Mgmt | For | For | For |
Beiersdorf AG
Meeting Date: | 04/29/2020 | Country: | Germany | Primary Security ID: | D08792109 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | BEI | |||||
Shares Voted: | 360,351 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Beiersdorf AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Approve Creation of EUR 42 Million Pool of Authorized Capital I with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
7 | Approve Creation of EUR 25 Million Pool of Authorized Capital II with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
8 | Approve Creation of EUR 25 Million Pool of Authorized Capital III with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 42 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | Refer | For | |||||
11 | Amend Articles Re: Participation Requirements and Proof of Entitlement | Mgmt | For | For | For | |||||
12.1 | Elect Wolfgang Herz to the Supervisory Board | Mgmt | For | Refer | For | |||||
12.2 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member | Mgmt | For | For | For |
British American Tobacco plc
Meeting Date: | 04/30/2020 | Country: | United Kingdom | Primary Security ID: | G1510J102 | |||||
Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | BATS | |||||
Shares Voted: | 1,276,032 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
3 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
British American Tobacco plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5 | Re-elect Jack Bowles as Director | Mgmt | For | For | For | |||||
6 | Re-elect Richard Burrows as Director | Mgmt | For | For | For | |||||
7 | Re-elect Sue Farr as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Marion Helmes as Director | Mgmt | For | For | For | |||||
9 | Re-elect Luc Jobin as Director | Mgmt | For | For | For | |||||
10 | Re-elect Holly Koeppel as Director | Mgmt | For | For | For | |||||
11 | Re-elect Savio Kwan as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dimitri Panayotopoulos as Director | Mgmt | For | For | For | |||||
13 | Elect Jeremy Fowden as Director | Mgmt | For | For | For | |||||
14 | Elect Tadeu Marroco as Director | Mgmt | For | For | For | |||||
15 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
18 | Approve Restricted Share Plan | Mgmt | For | For | For | |||||
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Koninklijke Philips NV
Meeting Date: | 04/30/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | PHIA | |||||
Shares Voted: | 865,175 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | President’s Speech | Mgmt | ||||||||
2.a | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Koninklijke Philips NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
2.b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.c | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For | |||||
2.d | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.e | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
3.a | Approve Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
3.b | Approve Long Term Incentive Plan for Management Board Members | Mgmt | For | For | For | |||||
3.c | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
4.a | Reelect N. Dhawan to Supervisory Board | Mgmt | For | For | For | |||||
4.b | Elect F. Sijbesma to Supervisory Board | Mgmt | For | For | For | |||||
4.c | Elect P. Loscher to Supervisory Board | Mgmt | For | For | For | |||||
5.a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |||||
5.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
8 | Other Business (Non-Voting) | Mgmt |
Anglo American Plc
Meeting Date: | 05/05/2020 | Country: | United Kingdom | Primary Security ID: | G03764134 | |||||
Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | AAL | |||||
Shares Voted: | 2,348,138 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |||||
4 | Elect Nonkululeko Nyembezi as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Anglo American Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5 | Re-elect Ian Ashby as Director | Mgmt | For | For | For | |||||
6 | Re-elect Marcelo Bastos as Director | Mgmt | For | For | For | |||||
7 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |||||
8 | Re-elect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |||||
10 | Re-elect Tony O’Neill as Director | Mgmt | For | For | For | |||||
11 | Re-elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
12 | Re-elect Jim Rutherford as Director | Mgmt | For | For | For | |||||
13 | Re-elect Anne Stevens as Director | Mgmt | For | For | For | |||||
14 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
18 | Approve Long Term Incentive Plan | Mgmt | For | For | For | |||||
19 | Approve Bonus Share Plan | Mgmt | For | Refer | For | |||||
20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Seven Generations Energy Ltd.
Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 81783Q105 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual/Special | Ticker: | VII | |||||
Shares Voted: | 5,822,055 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Fix Number of Directors at Ten | Mgmt | For | Refer | For | |||||
2.1 | Elect Director Mark Monroe | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Seven Generations Energy Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
2.2 | Elect Director Marty Proctor | Mgmt | For | For | For | |||||
2.3 | Elect Director Leontine Atkins | Mgmt | For | For | For | |||||
2.4 | Elect Director Avik Dey | Mgmt | For | For | For | |||||
2.5 | Elect Director Harvey Doerr | Mgmt | For | For | For | |||||
2.6 | Elect Director Paul Hand | Mgmt | For | For | For | |||||
2.7 | Elect Director Ronnie Irani | Mgmt | For | For | For | |||||
2.8 | Elect Director Susan Jones | Mgmt | For | For | For | |||||
2.9 | Elect Director Bill McAdam | Mgmt | For | For | For | |||||
2.10 | Elect Director Jackie Sheppard | Mgmt | For | For | For | |||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Approve Performance and Restricted Share Unit Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Alcon Inc.
Meeting Date: | 05/06/2020 | Country: | Switzerland | Primary Security ID: | H01301128 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | ALC | ||||||
Shares Voted: | 454,163 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Refer | For | |||||
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Refer | For | |||||
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 35.3 Million | Mgmt | For | Refer | For | |||||
5.1 | Reelect Michael Ball as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Alcon Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | For | |||||
5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | For | |||||
5.4 | Reelect David Endicott as Director | Mgmt | For | For | For | |||||
5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | For | |||||
5.6 | Reelect Keith Grossmann as Director | Mgmt | For | For | For | |||||
5.7 | Reelect Scott Maw as Director | Mgmt | For | For | For | |||||
5.8 | Reelect Karen May as Director | Mgmt | For | For | For | |||||
5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | For | |||||
5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | For | |||||
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.2 | Reappoint Keith Grossmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | For | |||||
8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For | |||||
9 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 2,407,549 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 750,979 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Suncor Energy Inc.
Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
Shares Voted: | 103,774 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Gass | Mgmt | For | For | For | |||||
1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
BAE Systems plc
Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G06940103 | |||||
Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | BA | |||||
Shares Voted: | 4,592,080 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BAE Systems plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4 | Re-elect Revathi Advaithi as Director | Mgmt | For | For | For | |||||
5 | Re-elect Sir Roger Carr as Director | Mgmt | For | For | For | |||||
6 | Re-elect Dame Elizabeth Corley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Christopher Grigg as Director | Mgmt | For | For | For | |||||
8 | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
9 | Re-elect Nicholas Rose as Director | Mgmt | For | For | For | |||||
10 | Re-elect Ian Tyler as Director | Mgmt | For | For | For | |||||
11 | Re-elect Charles Woodburn as Director | Mgmt | For | For | For | |||||
12 | Elect Thomas Arseneault as Director | Mgmt | For | For | For | |||||
13 | Elect Bradley Greve as Director | Mgmt | For | For | For | |||||
14 | Elect Jane Griffiths as Director | Mgmt | For | For | For | |||||
15 | Elect Stephen Pearce as Director | Mgmt | For | For | For | |||||
16 | Elect Nicole Piasecki as Director | Mgmt | For | For | For | |||||
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Canadian Natural Resources Limited
Meeting Date: | 05/07/2020 | Country: | Canada | Primary Security ID: | 136385101 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CNQ | |||||
Shares Voted: | 888,983 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Catherine M. Best | Mgmt | For | For | For | |||||
1.2 | Elect Director M. Elizabeth Cannon | Mgmt | For | For | For | |||||
1.3 | Elect Director N. Murray Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher L. Fong | Mgmt | For | For | For | |||||
1.5 | Elect Director Gordon D. Giffin | Mgmt | For | For | For | |||||
1.6 | Elect Director Wilfred A. Gobert | Mgmt | For | For | For | |||||
1.7 | Elect Director Steve W. Laut | Mgmt | For | For | For | |||||
1.8 | Elect Director Tim S. McKay | Mgmt | For | For | For | |||||
1.9 | Elect Director Frank J. McKenna | Mgmt | For | For | For | |||||
1.10 | Elect Director David A. Tuer | Mgmt | For | For | For | |||||
1.11 | Elect Director Annette M. Verschuren | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Hong Kong Exchanges & Clearing Ltd.
Meeting Date: | 05/07/2020 | Country: | Hong Kong | Primary Security ID: | Y3506N139 | |||||
Record Date: | 04/29/2020 | Meeting Type: | Annual | Ticker: | 388 | |||||
Shares Voted: | 1,473,438 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2a | Elect Cheah Cheng Hye as Director | Mgmt | For | For | For | |||||
2b | Elect Leung Pak Hon, Hugo as Director | Mgmt | For | For | For | |||||
3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Hong Kong Exchanges & Clearing Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For |
Epiroc AB
Meeting Date: | 05/12/2020 | Country: | Sweden | Primary Security ID: | W25918116 | |||||
Record Date: | 05/06/2020 | Meeting Type: | Annual | Ticker: | EPI.A | |||||
Shares Voted: | 2,987,881 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Open Meeting; Elect Chairman of Meeting | Mgmt | For | For | For | |||||
2 | Prepare and Approve List of Shareholders | Mgmt | For | For | For | |||||
3 | Approve Agenda of Meeting | Mgmt | For | For | For | |||||
4 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | For | |||||
5 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |||||
6 | Receive Financial Statements and Statutory Reports | Mgmt | ||||||||
7 | Receive President’s Report | Mgmt | ||||||||
8.a | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
8.b | Approve Discharge of Board and President | Mgmt | For | For | For | |||||
8.c | Approve Allocation of Income and Dividends of SEK 1.20 Per Share | Mgmt | For | For | For | |||||
8.d | Approve Record Date for Dividend Payment | Mgmt | For | For | For | |||||
9.a | Determine Number of Members (9) and Deputy Members of Board | Mgmt | For | Refer | For | |||||
9.b | Determine Number of Auditors (1) and Deputy Auditors | Mgmt | For | Refer | For | |||||
10.a | Reelect Lennart Evrell, Johan Forssell, Jeane Hull, Ronnie Leten, Ulla Litzen, Astrid Skarheim Onsum and Anders Ullberg as Directors; Elect Sigurd Mareels and Helena Hedblom as New Directors | Mgmt | For | For | For | |||||
10.b | Reelect Ronnie Leten as Board Chairman | Mgmt | For | For | For | |||||
10.c | Ratify Deloitte as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Epiroc AB
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
11.a | Approve Remuneration of Directors in the Amount of SEK 2.05 Million for Chair and SEK 640,000 for Other Directors; Approve Partly Remuneration in Synthetic Shares; Approve Remuneration for Committee Work | Mgmt | For | Refer | For | |||||
11.b | Approve Remuneration of Auditors | Mgmt | For | For | For | |||||
12.a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | For | |||||
12.b | Approve Stock Option Plan 2020 for Key Employees | Mgmt | For | For | For | |||||
13.a | Approve Equity Plan Financing Through Repurchase of Class A Shares | Mgmt | For | For | For | |||||
13.b | Approve Repurchase of Shares to Pay 50 Per cent of Director’s Remuneration in Synthetic Shares | Mgmt | For | For | For | |||||
13.c | Approve Equity Plan Financing Through Transfer of Class A Shares to Participants | Mgmt | For | For | For | |||||
13.d | Approve Sale of Class A Shares to Finance Director Remuneration in Synthetic Shares | Mgmt | For | For | For | |||||
13.e | Approve Sale of Class A Shares to Finance Stock Option Plan 2015, 2016 and 2017 | Mgmt | For | For | For | |||||
14 | Close Meeting | Mgmt |
ENGIE SA
Meeting Date: | 05/14/2020 | Country: | France | Primary Security ID: | F7629A107 | |||||
Record Date: | 05/12/2020 | Meeting Type: | Annual/Special | Ticker: | ENGI | |||||
Shares Voted: | 3,533,388 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Treatment of Losses | Mgmt | For | For | For | |||||
4 | Approve Termination Package of Isabelle Kocher, CEO Until Feb. 24, 2020 | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
ENGIE SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Reelect Fabrice Bregier as Director | Mgmt | For | For | For | |||||
8 | Reelect Lord Peter Ricketts of Shortlands as Director | Mgmt | For | For | For | |||||
9 | Renew Appointment of Ernst & Young et Autres as Auditor | Mgmt | For | For | For | |||||
10 | Renew Appointment of Deloitte & Associes as Auditor | Mgmt | For | For | For | |||||
11 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | Mgmt | For | Refer | For | |||||
13 | Approve Compensation of Isabelle Kocher, CEO | Mgmt | For | Refer | For | |||||
14 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
15 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
16 | Approve Remuneration Policy of CEO Until Feb. 24, 2020 | Mgmt | For | Refer | For | |||||
17 | Approve Remuneration Policy of CEO For Transitional Period Since Feb. 24, 2020 Until Appointment of New CEO | Mgmt | For | Refer | Against | |||||
18 | Approve Remuneration Policy of New CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | For | For | |||||
20 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | For | For | |||||
21 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 225 Million | Mgmt | For | Refer | For | |||||
22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
ENGIE SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | Refer | For | |||||
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-23 and 27-28 at EUR 265 Million | Mgmt | For | For | For | |||||
25 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | �� | Mgmt | For | Against | Against | ||||
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
29 | Amend Article 2 of Bylaws Re: Update Corporate Purpose | Mgmt | For | For | For | |||||
30 | Add Corporate Purpose and Amend Article 2 of Bylaws Accordingly | Mgmt | For | For | For | |||||
31 | Amend Articles 6, 13, 17 and 23 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For | |||||
32 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Prudential Plc
Meeting Date: | 05/14/2020 | Country: | United Kingdom | Primary Security ID: | G72899100 | |||||
Record Date: | 05/12/2020 | Meeting Type: | Annual | Ticker: | PRU | |||||
Shares Voted: | 2,331,056 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Jeremy Anderson as Director | Mgmt | For | For | For | |||||
5 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
6 | Re-elect Mark Fitzpatrick as Director | Mgmt | For | For | For | |||||
7 | Re-elect David Law as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Prudential Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Re-elect Paul Manduca as Director | Mgmt | For | For | For | |||||
9 | Re-elect Kaikhushru Nargolwala as Director | Mgmt | For | For | For | |||||
10 | Re-elect Anthony Nightingale as Director | Mgmt | For | For | For | |||||
11 | Re-elect Philip Remnant as Director | Mgmt | For | For | For | |||||
12 | Re-elect Alice Schroeder as Director | Mgmt | For | For | For | |||||
13 | Re-elect James Turner as Director | Mgmt | For | For | For | |||||
14 | Re-elect Thomas Watjen as Director | Mgmt | For | For | For | |||||
15 | Re-elect Michael Wells as Director | Mgmt | For | For | For | |||||
16 | Re-elect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
17 | Re-elect Amy Yip as Director | Mgmt | For | For | For | |||||
18 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
22 | Authorise Issue of Equity to Include Repurchased Shares | Mgmt | For | For | For | |||||
23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
25 | Authorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities | Mgmt | For | For | For | |||||
27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
28 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Wen’s Foodstuff Group Co., Ltd.
Meeting Date: | 05/15/2020 | Country: | China | Primary Security ID: | Y2R30P108 | |||||
Record Date: | 05/06/2020 | Meeting Type: | Annual | Ticker: | 300498 | |||||
Shares Voted: | 7,658,773 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
4 | Approve Financial Statements | Mgmt | For | For | For | |||||
5 | Approve Internal Control Self-Evaluation Report | Mgmt | For | For | For | |||||
6 | Approve Report on the Deposit and Usage of Raised Funds | Mgmt | For | For | For | |||||
7 | Approve Allocation of Income and Capitalization of Capital Reserves | Mgmt | For | For | For | |||||
8 | Approve Related Party Transaction | Mgmt | For | Refer | For | |||||
9 | Approve Provision of Guarantee | Mgmt | For | Refer | Against | |||||
10 | Approve Remuneration of Directors and Supervisors | Mgmt | For | Refer | For | |||||
11 | Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management Members | Mgmt | For | Refer | For | |||||
12 | Approve to Appoint Auditor | Mgmt | For | For | For |
BNP Paribas SA
Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F1058Q238 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | BNP | |||||
Shares Voted: | 1,498,466 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Absence of Dividends | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
6 | Reelect Jean Lemierre as Director | Mgmt | For | For | For | |||||
7 | Reelect Jacques Aschenbroich as Director | Mgmt | For | For | For | |||||
8 | Reelect Monique Cohen as Director | Mgmt | For | For | For | |||||
9 | Reelect Daniela Schwarzer as Director | Mgmt | For | For | For | |||||
10 | Reelect Fields Wicker-Miurin as Director | Mgmt | For | For | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of CEO and Vice-CEO | Mgmt | For | Refer | For | |||||
14 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
15 | Approve Compensation of Jean Lemierre, Chairman of the Board | Mgmt | For | Refer | For | |||||
16 | Approve Compensation of Jean-Laurent Bonnafe, CEO | Mgmt | For | Refer | For | |||||
17 | Approve Compensation of Philippe Bordenave, Vice-CEO | Mgmt | For | Refer | For | |||||
18 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
19 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Mgmt | For | For | For | |||||
20 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Mgmt | For | For | For | |||||
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Mgmt | For | For | For | |||||
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million | Mgmt | For | For | For | |||||
23 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
24 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BNP Paribas SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
27 | Amend Article 7 of Bylaws Re: Employee Shareholder Representative | Mgmt | For | For | For | |||||
28 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | Mgmt | For | For | For | |||||
29 | Amend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes | Mgmt | For | Refer | For | |||||
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Orange SA
Meeting Date: | 05/19/2020 | Country: | France | Primary Security ID: | F6866T100 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual/Special | Ticker: | ORA | |||||
Shares Voted: | 2,741,184 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Elect Frederic Sanchez as Director | Mgmt | For | For | For | |||||
6 | Reelect Christel Heydemann as Director | Mgmt | For | For | For | |||||
7 | Reelect Bernard Ramanantsoa as Director | Mgmt | For | For | For | |||||
8 | Elect Laurence Dalboussiere as Director | Mgmt | For | For | For | |||||
9 | Approve Compensation Report for Corporate Officers | Mgmt | For | Refer | For | |||||
10 | Approve Compensation of Stephane Richard, Chairman and CEO | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Orange SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
11 | Approve Compensation of Ramon Fernandez, Vice-CEO | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Gervais Pellissier, Vice-CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
14 | Approve Remuneration Policy of Vice-CEOs | Mgmt | For | Refer | For | |||||
15 | Approve Remuneration Policy of Non-Executive Directors | Mgmt | For | Refer | For | |||||
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
17 | Amend Article 2 of Bylaws Re: Corporate Purpose | Mgmt | For | For | For | |||||
18 | Amend Article 13 of Bylaws Re: Employee Representative | Mgmt | For | Refer | For | |||||
19 | Authorize up to 0.07 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
22 | Amend Article 13 of Bylaws Re: Employee Shareholders | Mgmt | For | Refer | For | |||||
Ordinary Business | Mgmt | |||||||||
23 | Approve Stock Dividend Program | Mgmt | For | For | For | |||||
24 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||||
Shareholder Proposals Submitted by Fonds Commun de Placement d Entreprise Orange Actions | Mgmt | |||||||||
A | Amend Item 16: Authorize Repurchase of Shares | SH | Against | Refer | Against | |||||
B | Amend Article 13 of Bylaws Re: Plurality of Directorships | SH | Against | Refer | Against | |||||
C | Amend Item 19: Authorize Shares for Use in Restricted Stock Plans Reserved for Key Employees and Corporate Officers With Performance Conditions Attached | SH | Against | Refer | Against | |||||
D | Amend Employee Stock Purchase Plans in Favor of Employees | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Capgemini SE
Meeting Date: | 05/20/2020 | Country: | France | Primary Security ID: | F4973Q101 | |||||
Record Date: | 05/18/2020 | Meeting Type: | Annual/Special | Ticker: | CAP | |||||
Shares Voted: | 455,369 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 1.35 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | For | |||||
5 | Approve Compensation of Paul Hermelin, Chairman and CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation of Thierry Delaporte, Vice-CEO | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Aiman Ezzat, Vice-CEO | Mgmt | For | Refer | For | |||||
8 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
10 | Approve Remuneration Policy of Vice-CEOs | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | Refer | For | |||||
12 | Approve Remuneration Policy of CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
14 | Reelect Sian Herbert-Jones as Director | Mgmt | For | For | For | |||||
15 | Elect Belen Moscoso del Prado Lopez-Doriga as Director | Mgmt | For | For | For | |||||
16 | Elect Aiman Ezzat as Director | Mgmt | For | For | For | |||||
17 | Elect Lucia Sinapi-Thomas as Director Shareholder Representative | Mgmt | For | For | For | |||||
17A | Elect Claire Sauvanaud as Director Shareholder Representative | Mgmt | Against | For | For | |||||
18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Capgemini SE
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
19 | Appoint Mazars as Auditor | Mgmt | For | For | For | |||||
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
Extraordinary Business | Mgmt | |||||||||
21 | Amend Articles 7 and 17 of Bylaws to Comply with Legal Changes | Mgmt | For | For | For | |||||
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
23 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
24 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million | Mgmt | For | For | For | |||||
25 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | For | For | |||||
26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million | Mgmt | For | Refer | For | |||||
27 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26 | Mgmt | For | For | For | |||||
28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |||||
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
30 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers | Mgmt | For | For | For | |||||
31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For | |||||
33 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
SAP SE
Meeting Date: | 05/20/2020 | Country: | Germany | Primary Security ID: | D66992104 | |||||
Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | SAP | |||||
Shares Voted: | 547,295 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 1.58 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | Mgmt | For | For | For | |||||
6.2 | Approve Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy for the Management Board | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Policy for the Supervisory Board | Mgmt | For | Refer | For |
Legal & General Group Plc
Meeting Date: | 05/21/2020 | Country: | United Kingdom | Primary Security ID: | G54404127 | |||||
Record Date: | 05/19/2020 | Meeting Type: | Annual | Ticker: | LGEN | |||||
Shares Voted: | 20,913,905 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3 | Elect Michelle Scrimgeour as Director | Mgmt | For | For | For | |||||
4 | Re-elect Henrietta Baldock as Director | Mgmt | For | For | For | |||||
5 | Re-elect Philip Broadley as Director | Mgmt | For | For | For | |||||
6 | Re-elect Jeff Davies as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Legal & General Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Re-elect Sir John Kingman as Director | Mgmt | For | For | For | |||||
8 | Re-elect Lesley Knox as Director | Mgmt | For | For | For | |||||
9 | Re-elect George Lewis as Director | Mgmt | For | For | For | |||||
10 | Re-elect Kerrigan Procter as Director | Mgmt | For | For | For | |||||
11 | Re-elect Toby Strauss as Director | Mgmt | For | For | For | |||||
12 | Re-elect Julia Wilson as Director | Mgmt | For | For | For | |||||
13 | Re-elect Nigel Wilson as Director | Mgmt | For | For | For | |||||
14 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
16 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
17 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
18 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity in Connection with the Issue of Contingent Convertible Securities | Mgmt | For | For | For | |||||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Contingent Convertible Securities | Mgmt | For | For | For | |||||
24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Lloyds Banking Group Plc
Meeting Date: | 05/21/2020 | Country: | United Kingdom | Primary Security ID: | G5533W248 | |||||
Record Date: | 05/19/2020 | Meeting Type: | Annual | Ticker: | LLOY | |||||
Shares Voted: | 62,654,409 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Elect William Chalmers as Director | Mgmt | For | For | For | |||||
3 | Elect Sarah Legg as Director | Mgmt | For | For | For | |||||
4 | Elect Catherine Woods as Director | Mgmt | For | For | For | |||||
5 | Re-elect Lord Blackwell as Director | Mgmt | For | For | For | |||||
6 | Re-elect Juan Colombas as Director | Mgmt | For | For | For | |||||
7 | Re-elect Alan Dickinson as Director | Mgmt | For | For | For | |||||
8 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |||||
9 | Re-elect Antonio Horta-Osorio as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lord Lupton as Director | Mgmt | For | For | For | |||||
11 | Re-elect Amanda Mackenzie as Director | Mgmt | For | For | For | |||||
12 | Re-elect Nick Prettejohn as Director | Mgmt | For | For | For | |||||
13 | Re-elect Stuart Sinclair as Director | Mgmt | For | For | For | |||||
14 | Re-elect Sara Weller as Director | Mgmt | For | For | For | |||||
15 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
16 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
17 | Approve Final Dividend | Mgmt | For | Refer | For | |||||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
20 | Approve Long Term Share Plan | Mgmt | For | For | For | |||||
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
22 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
23 | Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | For | For | For | |||||
24 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Lloyds Banking Group Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
26 | Authorise Issue of Equity without Pre-Emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Mgmt | For | For | For | |||||
27 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
28 | Authorise Market Purchase of Preference Shares | Mgmt | For | For | For | |||||
29 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
BP Plc
Meeting Date: | 05/27/2020 | Country: | United Kingdom | Primary Security ID: | G12793108 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | BP | |||||
Shares Voted: | 474,944 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4(a) | Elect Bernard Looney as Director | Mgmt | For | For | For | |||||
4(b) | Re-elect Brian Gilvary as Director | Mgmt | For | For | For | |||||
4(c) | Re-elect Dame Alison Carnwath as Director | Mgmt | For | For | For | |||||
4(d) | Re-elect Pamela Daley as Director | Mgmt | For | For | For | |||||
4(e) | Re-elect Sir Ian Davis as Director | Mgmt | For | For | For | |||||
4(f) | Re-elect Dame Ann Dowling as Director | Mgmt | For | For | For | |||||
4(g) | Re-elect Helge Lund as Director | Mgmt | For | For | For | |||||
4(h) | Re-elect Melody Meyer as Director | Mgmt | For | For | For | |||||
4(i) | Re-elect Brendan Nelson as Director | Mgmt | For | For | For | |||||
4(j) | Re-elect Paula Reynolds as Director | Mgmt | For | For | For | |||||
4(k) | Re-elect Sir John Sawers as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
BP Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
5 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
6 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
7 | Approve Executive Directors’ Incentive Plan | Mgmt | For | For | For | |||||
8 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
9 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
12 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
13 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Merck KGaA
Meeting Date: | 05/28/2020 | Country: | Germany | Primary Security ID: | D5357W103 | |||||
Record Date: | 05/15/2020 | Meeting Type: | Annual | Ticker: | MRK | |||||
Shares Voted: | 448,335 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Mgmt | For | For | For | |||||
4 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
6 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
7 | Approve Affiliation Agreement with BSSN UG | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Seven & i Holdings Co., Ltd.
Meeting Date: | 05/28/2020 | Country: | Japan | Primary Security ID: | J7165H108 | |||||
Record Date: | 02/29/2020 | Meeting Type: | Annual | Ticker: | 3382 | |||||
Shares Voted: | 1,895,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 51 | Mgmt | For | For | For | |||||
2 | Amend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings | Mgmt | For | Refer | For | |||||
3.1 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | |||||
3.2 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | |||||
3.3 | Elect Director Ito, Junro | Mgmt | For | For | For | |||||
3.4 | Elect Director Yamaguchi, Kimiyoshi | Mgmt | For | For | For | |||||
3.5 | Elect Director Maruyama, Yoshimichi | Mgmt | For | For | For | |||||
3.6 | Elect Director Nagamatsu, Fumihiko | Mgmt | For | For | For | |||||
3.7 | Elect Director Kimura, Shigeki | Mgmt | For | For | For | |||||
3.8 | Elect Director Joseph M. DePinto | Mgmt | For | For | For | |||||
3.9 | Elect Director Tsukio, Yoshio | Mgmt | For | For | For | |||||
3.10 | Elect Director Ito, Kunio | Mgmt | For | For | For | |||||
3.11 | Elect Director Yonemura, Toshiro | Mgmt | For | For | For | |||||
3.12 | Elect Director Higashi, Tetsuro | Mgmt | For | For | For | |||||
3.13 | Elect Director Rudy, Kazuko | Mgmt | For | For | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 05/27/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 1,386,530 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt | |||||||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Gree Electric Appliances, Inc. of Zhuhai
Meeting Date: | 06/01/2020 | Country: | China | Primary Security ID: | Y2882R102 | |||||
Record Date: | 05/26/2020 | Meeting Type: | Annual | Ticker: | 000651 | |||||
Shares Voted: | 4,383,742 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Report of the Board of Directors | Mgmt | For | For | For | |||||
2 | Approve Report of the Board of Supervisors | Mgmt | For | For | For | |||||
3 | Approve Financial Report | Mgmt | For | For | For | |||||
4 | Approve Annual Report and Summary | Mgmt | For | For | For | |||||
5 | Approve Profit Distribution | Mgmt | For | For | For | |||||
6 | Approve Appointment of Auditor | Mgmt | For | For | For | |||||
7 | Approve Special Report on Foreign Exchange Derivatives Trading Business | Mgmt | For | Refer | For | |||||
8 | Approve Use of Own Idle Funds for Investment in Financial Products | Mgmt | For | Refer | Against | |||||
9 | Approve Daily Related-Party Transactions | Mgmt | For | Refer | For | |||||
10 | Amend Articles of Association | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Tenaris SA
Meeting Date: | 06/02/2020 | Country: | Luxembourg | Primary Security ID: | 90272102 | |||||
Record Date: | 05/19/2020 | Meeting Type: | Annual/Special | Ticker: | TEN | |||||
Shares Voted: | 1,868,762 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Financial Statements | Mgmt | For | For | For | |||||
4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
6 | Elect Directors (Bundled) | Mgmt | For | Refer | Against | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
8 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
9 | Appoint Auditor | Mgmt | For | For | For | |||||
10 | Approve Share Repurchase | Mgmt | For | For | For | |||||
11 | Allow Electronic Distribution of Company Documents to Shareholders | Mgmt | For | Refer | For | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Renewal of the Share Capital Authorization of the Company | Mgmt | For | Refer | Against |
Tenaris SA
Meeting Date: | 06/02/2020 | Country: | Luxembourg | Primary Security ID: | L90272102 | |||||
Record Date: | 05/19/2020 | Meeting Type: | Annual/Special | Ticker: | TEN | |||||
Shares Voted: | 1,827,072 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Receive and Approve Board’s and Auditor’s Reports Re: Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Tenaris SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Financial Statements | Mgmt | For | For | For | |||||
4 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
6 | Elect Directors (Bundled) | Mgmt | For | Refer | Against | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | Against | |||||
8 | Approve Remuneration Report | Mgmt | For | Refer | Against | |||||
9 | Appoint Auditor | Mgmt | For | For | For | |||||
10 | Approve Share Repurchase | Mgmt | For | For | For | |||||
11 | Allow Electronic Distribution of Company Documents to Shareholders | Mgmt | For | Refer | For | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Renewal of the Share Capital Authorization of the Company | Mgmt | For | Refer | Against |
Mowi ASA
Meeting Date: | 06/03/2020 | Country: | Norway | Primary Security ID: | R4S04H101 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | MOWI | ||||||
Shares Voted: | 0 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
3 | Receive Briefing on the Business | Mgmt | ||||||||
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income | Mgmt | For | For | Do Not Vote | |||||
5 | Discuss Company’s Corporate Governance Statement | Mgmt | ||||||||
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Mowi ASA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Approval of the Guidelines for Allocation of Options | Mgmt | For | Refer | Do Not Vote | |||||
8 | Approve Remuneration of Directors in the Amount of NOK 1.2 Million for Chair, NOK 675,000 for Vice Chair and NOK 500,000 for Other Directors; Approve Remuneration for Audit Committee | Mgmt | For | Refer | Do Not Vote | |||||
9 | Approve Remuneration of Nomination Committee | Mgmt | For | Refer | Do Not Vote | |||||
10 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
11a | Elect Alf-Helge Aarskog (Vice Chair) as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11b | Elect Bjarne Tellmann as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11c | Elect Solveig Strand as New Director | Mgmt | For | Refer | Do Not Vote | |||||
11d | Reelect Cecilie Fredriksen as Director | Mgmt | For | Refer | Do Not Vote | |||||
12 | Elect Anne Lise Ellingsen Gryte as New Member and Chair of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
13 | Authorize Board to Distribute Dividends | Mgmt | For | For | Do Not Vote | |||||
14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | Do Not Vote | |||||
15a | Approve Creation of NOK 387.8 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | Do Not Vote | |||||
15b | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.2 Billion; Approve Creation of NOK 387.8 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | Do Not Vote | |||||
16 | Approval of an Application to be Exempt from the Obligation to Establish a CorporateAssembly | Mgmt | For | Refer | Do Not Vote |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Deutsche Wohnen SE
Meeting Date: | 06/05/2020 | Country: | Germany | Primary Security ID: | D2046U176 | |||||
Record Date: | 05/14/2020 | Meeting Type: | Annual | Ticker: | DWNI | |||||
Shares Voted: | 928,698 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6.1 | Elect Matthias Huenlein to the Supervisory Board | Mgmt | For | For | For | |||||
6.2 | Elect Kerstin Guenther to the Supervisory Board | Mgmt | For | For | For | |||||
7.1 | Amend Articles Re: Information Sent by Registered Letter | Mgmt | For | For | For | |||||
7.2 | Amend Articles Re: Transmission of Information by Electronic Means | Mgmt | For | For | For | |||||
7.3 | Amend Articles Re: Proof of Entitlement | Mgmt | For | For | For |
Dollarama Inc.
Meeting Date: | 06/10/2020 | Country: | Canada | Primary Security ID: | 25675T107 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | DOL | |||||
Shares Voted: | 1,117,585 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director Joshua Bekenstein | Mgmt | For | For | For | |||||
1B | Elect Director Gregory David | Mgmt | For | For | For | |||||
1C | Elect Director Elisa D. Garcia C. | Mgmt | For | For | For | |||||
1D | Elect Director Stephen Gunn | Mgmt | For | For | For | |||||
1E | Elect Director Kristin Mugford | Mgmt | For | For | For | |||||
1F | Elect Director Nicholas Nomicos | Mgmt | For | For | For | |||||
1G | Elect Director Neil Rossy | Mgmt | For | For | For | |||||
1H | Elect Director Richard Roy | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Dollarama Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1I | Elect Director Huw Thomas | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
WPP Plc
Meeting Date: | 06/10/2020 | Country: | Jersey | Primary Security ID: | G9788D103 | |||||
Record Date: | 06/08/2020 | Meeting Type: | Annual | Ticker: | WPP | |||||
Shares Voted: | 2,016,079 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect John Rogers as Director | Mgmt | For | For | For | |||||
5 | Elect Sandrine Dufour as Director | Mgmt | For | For | For | |||||
6 | Elect Keith Weed as Director | Mgmt | For | For | For | |||||
7 | Elect Jasmine Whitbread as Director | Mgmt | For | For | For | |||||
8 | Re-elect Roberto Quarta as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Jacques Aigrain as Director | Mgmt | For | For | For | |||||
10 | Re-elect Tarek Farahat as Director | Mgmt | For | For | For | |||||
11 | Re-elect Mark Read as Director | Mgmt | For | For | For | |||||
12 | Re-elect Cindy Rose as Director | Mgmt | For | For | For | |||||
13 | Re-elect Nicole Seligman as Director | Mgmt | For | For | For | |||||
14 | Re-elect Sally Susman as Director | Mgmt | For | For | For | |||||
15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
WPP Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Randstad NV
Meeting Date: | 06/18/2020 | Country: | Netherlands | Primary Security ID: | N7291Y137 | |||||
Record Date: | 05/21/2020 | Meeting Type: | Annual | Ticker: | RAND | |||||
Shares Voted: | 836,833 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2a | Receive Report of Executive Board and Supervisory Board (Non-Voting) | Mgmt | ||||||||
2b | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2c | Amend Articles of Association Re: Transitory Provision for the Dividend on the Preference Shares B | Mgmt | For | Refer | For | |||||
2d | Adopt Financial Statements | Mgmt | For | For | For | |||||
2e | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
3b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
4a | Approve Remuneration Policy for Management Board Members | Mgmt | For | Refer | For | |||||
4b | Approve Remuneration Policy for Supervisory Board Members | Mgmt | For | Refer | For | |||||
5 | Elect Rene Steenvoorden to Management Board | Mgmt | For | For | For | |||||
6a | Elect Helene Auriol Potier to Supervisory Board | Mgmt | For | For | For | |||||
6b | Reelect Wout Dekker to Supervisory Board | Mgmt | For | For | For | |||||
7a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | Mgmt | For | For | For | |||||
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Randstad NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7c | Authorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 7b | Mgmt | For | For | For | |||||
8 | Reelect Sjoerd van Keulen as Board Member of Stichting Administratiekantoor Preferente Aandelen Randstad | Mgmt | For | For | For | |||||
9 | Ratify Deloitte as Auditors | Mgmt | For | For | For | |||||
10 | Other Business (Non-Voting) | Mgmt | ||||||||
11 | Close Meeting | Mgmt |
Deutsche Telekom AG
Meeting Date: | 06/19/2020 | Country: | Germany | Primary Security ID: | D2035M136 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | DTE | ||||||
Shares Voted: | 1,067,041 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6 | Elect Michael Kaschke to the Supervisory Board | Mgmt | For | Refer | For | |||||
7 | Approve Spin-Off and Takeover Agreement with Telekom Deutschland GmbH | Mgmt | For | Refer | For | |||||
8 | Ratify Ernst & Young GmbH as Auditors for the First Quarter of Fiscal 2021 | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Subaru Corp.
Meeting Date: | 06/23/2020 | Country: | Japan | Primary Security ID: | J7676H100 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7270 | |||||
Shares Voted: | 2,557,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Mgmt | For | For | For | |||||
2.1 | Elect Director Yoshinaga, Yasuyuki | Mgmt | For | For | For | |||||
2.2 | Elect Director Nakamura, Tomomi | Mgmt | For | For | For | |||||
2.3 | Elect Director Hosoya, Kazuo | Mgmt | For | For | For | |||||
2.4 | Elect Director Okada, Toshiaki | Mgmt | For | For | For | |||||
2.5 | Elect Director Kato, Yoichi | Mgmt | For | For | For | |||||
2.6 | Elect Director Onuki, Tetsuo | Mgmt | For | For | For | |||||
2.7 | Elect Director Abe, Yasuyuki | Mgmt | For | For | For | |||||
2.8 | Elect Director Yago, Natsunosuke | Mgmt | For | For | For | |||||
2.9 | Elect Director Doi, Miwako | Mgmt | For | For | For | |||||
3 | Appoint Statutory Auditor Tsutsumi, Hiromi | Mgmt | For | Refer | For | |||||
4 | Appoint Alternate Statutory Auditor Ryu, Hirohisa | Mgmt | For | Refer | For |
TAISEI Corp.
Meeting Date: | 06/24/2020 | Country: | Japan | Primary Security ID: | J79561148 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 1801 | |||||
Shares Voted: | 1,067,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |||||
2.1 | Elect Director Yamauchi, Takashi | Mgmt | For | For | For | |||||
2.2 | Elect Director Murata, Yoshiyuki | Mgmt | For | For | For | |||||
2.3 | Elect Director Sakurai, Shigeyuki | Mgmt | For | For | For | |||||
2.4 | Elect Director Tanaka, Shigeyoshi | Mgmt | For | For | For | |||||
2.5 | Elect Director Yaguchi, Norihiko | Mgmt | For | For | For | |||||
2.6 | Elect Director Shirakawa, Hiroshi | Mgmt | For | For | For | |||||
2.7 | Elect Director Aikawa, Yoshiro | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
TAISEI Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.8 | Elect Director Kimura, Hiroshi | Mgmt | For | For | For | |||||
2.9 | Elect Director Nishimura, Atsuko | Mgmt | For | For | For | |||||
2.10 | Elect Director Murakami, Takao | Mgmt | For | For | For | |||||
2.11 | Elect Director Otsuka, Norio | Mgmt | For | For | For | |||||
2.12 | Elect Director Kokubu, Fumiya | Mgmt | For | For | For | |||||
3.1 | Appoint Statutory Auditor Sato, Yasuhiro | Mgmt | For | Refer | Against | |||||
3.2 | Appoint Statutory Auditor Higuchi, Tateshi | Mgmt | For | Refer | For | |||||
3.3 | Appoint Statutory Auditor Tashiro, Seishi | Mgmt | For | Refer | For | |||||
3.4 | Appoint Statutory Auditor Ohara, Keiko | Mgmt | For | Refer | For | |||||
4 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | For | For |
Getinge AB
Meeting Date: | 06/26/2020 | Country: | Sweden | Primary Security ID: | W3443C107 | |||||
Record Date: | 06/19/2020 | Meeting Type: | Annual | Ticker: | GETI.B | |||||
Shares Voted: | 199,938 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Open Meeting | Mgmt | ||||||||
2 | Elect Chairman of Meeting | Mgmt | For | For | For | |||||
3 | Prepare and Approve List of Shareholders | Mgmt | ||||||||
4 | Approve Agenda of Meeting | Mgmt | For | For | For | |||||
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | ||||||||
6 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |||||
7.a | Receive Financial Statements and Statutory Reports | Mgmt | ||||||||
7.b | Receive Consolidated Financial Statements and Statutory Reports | Mgmt | ||||||||
7.c | Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management | Mgmt | ||||||||
7.d | Receive Board’s Proposal on Dividend Payment | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Getinge AB
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
8 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
9 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | Mgmt | For | For | For | |||||
10.a | Approve Discharge of Board Member Carl Bennet | Mgmt | For | For | For | |||||
10.b | Approve Discharge of Board Member Johan Bygge | Mgmt | For | For | For | |||||
10.c | Approve Discharge of Board Member Cecilia Daun Wennborg | Mgmt | For | For | For | |||||
10.d | Approve Discharge of Board Member Barbro Friden | Mgmt | For | For | For | |||||
10.e | Approve Discharge of Board Member Dan Frohm | Mgmt | For | For | For | |||||
10.f | Approve Discharge of Board Member Sofia Hasselberg | Mgmt | For | For | For | |||||
10.g | Approve Discharge of Board Chairman Johan Malmquist | Mgmt | For | For | For | |||||
10.h | Approve Discharge of Board Member Mattias Perjos | Mgmt | For | For | For | |||||
10.i | Approve Discharge of Board Member Malin Persson | Mgmt | For | For | For | |||||
10.j | Approve Discharge of Board Member Johan Stern | Mgmt | For | For | For | |||||
10.k | Approve Discharge of Employee Representative Peter Jormalm | Mgmt | For | For | For | |||||
10.l | Approve Discharge of Employee Representative Rickard Karlsson | Mgmt | For | For | For | |||||
10.m | Approve Discharge of Employee Representative Ake Larsson | Mgmt | For | For | For | |||||
10.n | Approve Discharge of Employee Representative Mattias Perjos | Mgmt | For | For | For | |||||
11.a | Determine Number of Members (10) and Deputy Members (0) of Board | Mgmt | For | Refer | For | |||||
11.b | Determine Number of Auditors (1) and Deputy Auditors (0) | Mgmt | For | Refer | For | |||||
12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 6.3 Million; Approve Remuneration for Committee Work | Mgmt | For | Refer | For | |||||
12.b | Approve Remuneration of Auditors | Mgmt | For | For | For | |||||
13.a | Reelect Carl Bennet as Director | Mgmt | For | Against | Against | |||||
13.b | Reelect Johan Bygge as Director | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Getinge AB
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
13.c | Reelect Cecilia Daun Wennborg as Director | Mgmt | For | Against | Against | |||||
13.d | Reelect Barbro Friden as Director | Mgmt | For | For | For | |||||
13.e | Reelect Dan Frohm as Director | Mgmt | For | Refer | Against | |||||
13.f | Reelect Sofia Hasselberg as Director | Mgmt | For | For | For | |||||
13.g | Reelect Johan Malmquist as Director | Mgmt | For | Refer | Against | |||||
13.h | Reelect Mattias Perjos as Director | Mgmt | For | For | For | |||||
13.i | Reelect Malin Persson as Director | Mgmt | For | For | For | |||||
13.j | Reelect Johan Stern as Director | Mgmt | For | Refer | Against | |||||
13.k | Reelect Johan Malmquist as Board Chairman | Mgmt | For | Refer | Against | |||||
14 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
15 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | Mgmt | For | Refer | For | |||||
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | Refer | Against | |||||
17 | Amend Articles of Association Re: Editorial Changes of Article 1; Notice of Meeting; Editorial Changes of Article 13 | Mgmt | For | For | For | |||||
18 | Close Meeting | Mgmt |
Koninklijke Philips NV
Meeting Date: | 06/26/2020 | Country: | Netherlands | Primary Security ID: | N7637U112 | |||||
Record Date: | 05/29/2020 | Meeting Type: | Special | Ticker: | PHIA | |||||
Shares Voted: | 793,103 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Dividends of EUR 0.85 Per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
ORIX Corp.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J61933123 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 8591 | |||||
Shares Voted: | 3,135,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Inoue, Makoto | Mgmt | For | For | For | |||||
1.2 | Elect Director Irie, Shuji | Mgmt | For | For | For | |||||
1.3 | Elect Director Taniguchi, Shoji | Mgmt | For | For | For | |||||
1.4 | Elect Director Matsuzaki, Satoru | Mgmt | For | For | For | |||||
1.5 | Elect Director Stan Koyanagi | Mgmt | For | For | For | |||||
1.6 | Elect Director Suzuki, Yoshiteru | Mgmt | For | For | For | |||||
1.7 | Elect Director Yasuda, Ryuji | Mgmt | For | For | For | |||||
1.8 | Elect Director Takenaka, Heizo | Mgmt | For | For | For | |||||
1.9 | Elect Director Michael Cusumano | Mgmt | For | For | For | |||||
1.10 | Elect Director Akiyama, Sakie | Mgmt | For | For | For | |||||
1.11 | Elect Director Watanabe, Hiroshi | Mgmt | For | Refer | For | |||||
1.12 | Elect Director Sekine, Aiko | Mgmt | For | For | For |
SMC Corp. (Japan)
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J75734103 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 6273 | |||||
Shares Voted: | 117,170 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 200 | Mgmt | For | For | For | |||||
2.1 | Elect Director Maruyama, Katsunori | Mgmt | For | For | For | |||||
2.2 | Elect Director Takada, Yoshiki | Mgmt | For | For | For | |||||
2.3 | Elect Director Kosugi, Seiji | Mgmt | For | For | For | |||||
2.4 | Elect Director Satake, Masahiko | Mgmt | For | For | For | |||||
2.5 | Elect Director Isoe, Toshio | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
SMC Corp. (Japan)
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2.6 | Elect Director Ota, Masahiro | Mgmt | For | For | For | |||||
2.7 | Elect Director Maruyama, Susumu | Mgmt | For | For | For | |||||
2.8 | Elect Director Samuel Neff | Mgmt | For | For | For | |||||
2.9 | Elect Director Kaizu, Masanobu | Mgmt | For | For | For | |||||
2.10 | Elect Director Kagawa, Toshiharu | Mgmt | For | For | For | |||||
3 | Approve Director Retirement Bonus | Mgmt | For | Against | For | |||||
4 | Approve Bonus Related to Retirement Bonus System Abolition | Mgmt | For | Refer | For | |||||
5 | Approve Trust-Type Equity Compensation Plan | Mgmt | For | Refer | For |
Suzuki Motor Corp.
Meeting Date: | 06/26/2020 | Country: | Japan | Primary Security ID: | J78529138 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7269 | |||||
Shares Voted: | 337,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | Mgmt | For | For | For | |||||
2.1 | Elect Director Suzuki, Osamu | Mgmt | For | For | For | |||||
2.2 | Elect Director Harayama, Yasuhito | Mgmt | For | For | For | |||||
2.3 | Elect Director Suzuki, Toshihiro | Mgmt | For | For | For | |||||
2.4 | Elect Director Honda, Osamu | Mgmt | For | For | For | |||||
2.5 | Elect Director Nagao, Masahiko | Mgmt | For | For | For | |||||
2.6 | Elect Director Suzuki, Toshiaki | Mgmt | For | For | For | |||||
2.7 | Elect Director Kawamura, Osamu | Mgmt | For | For | For | |||||
2.8 | Elect Director Domichi, Hideaki | Mgmt | For | For | For | |||||
2.9 | Elect Director Kato, Yuriko | Mgmt | For | For | For | |||||
3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | Mgmt | For | Refer | For | |||||
3.2 | Appoint Statutory Auditor Kasai, Masato | Mgmt | For | Refer | For | |||||
3.3 | Appoint Statutory Auditor Tanaka, Norio | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
Suzuki Motor Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3.4 | Appoint Statutory Auditor Araki, Nobuyuki | Mgmt | For | Refer | For | |||||
3.5 | Appoint Statutory Auditor Nagano, Norihisa | Mgmt | For | Refer | For | |||||
4 | Approve Restricted Stock Plan | Mgmt | For | For | For |
Isuzu Motors Ltd.
Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J24994113 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 7202 | |||||
Shares Voted: | 4,322,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Mgmt | For | For | For | |||||
2.1 | Elect Director Minami, Shinsuke | Mgmt | For | �� | For | For | ||||
2.2 | Elect Director Sugimoto, Shigeji | Mgmt | For | For | For | |||||
2.3 | Elect Director Shibata, Mitsuyoshi | Mgmt | For | For | For | |||||
2.4 | Elect Director Nakayama, Kozue | Mgmt | For | For | For | |||||
3 | Appoint Statutory Auditor Miyazaki, Kenji | Mgmt | For | Refer | For |
ZOZO, Inc.
Meeting Date: | 06/29/2020 | Country: | Japan | Primary Security ID: | J9893A108 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | 3092 | |||||
Shares Voted: | 2,468,800 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 18 | Mgmt | For | For | For | |||||
2.1 | Elect Director Ozawa, Takao | Mgmt | For | For | For | |||||
2.2 | Elect Director Saito, Taro | Mgmt | For | For | For | |||||
3 | Appoint Statutory Auditor Utsunomiya, Junko | Mgmt | For | Refer | For | |||||
4 | Appoint Deloitte Touche Tohmatsu LLC as New External Audit Firm | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 961 Ivy International Core Equity Fund
ZOZO, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Restricted Stock Plan | Mgmt | For | Refer | For |
DNB ASA
Meeting Date: | 06/30/2020 | Country: | Norway | Primary Security ID: | R1640U124 | |||||
Record Date: | 06/23/2020 | Meeting Type: | Annual | Ticker: | DNB | |||||
Shares Voted: | 0 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Open Meeting; Elect Chairman of Meeting | Mgmt | ||||||||
2 | Approve Notice of Meeting and Agenda | Mgmt | For | For | Do Not Vote | |||||
3 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | Do Not Vote | |||||
4 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | Do Not Vote | |||||
5a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | Mgmt | For | Refer | Do Not Vote | |||||
5b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | Mgmt | For | Refer | Do Not Vote | |||||
6 | Approve Company’s Corporate Governance Statement | Mgmt | For | For | Do Not Vote | |||||
7 | Approve Remuneration of Auditors | Mgmt | For | For | Do Not Vote | |||||
8 | Approve Reduction in Share Capital via Share Cancellation | Mgmt | For | For | Do Not Vote | |||||
9 | Amend Articles | Mgmt | For | For | Do Not Vote | |||||
10 | Authorize Board to Raise Subordinated Loan | Mgmt | For | Refer | Do Not Vote | |||||
11 | Elect Directors | Mgmt | For | For | Do Not Vote | |||||
12 | Elect Members of Nominating Committee | Mgmt | For | For | Do Not Vote | |||||
13 | Approve Remuneration of Directors and Nominating Committee | Mgmt | For | Refer | Do Not Vote |
IVY LARGE CAP GROWTH FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
VF Corporation
Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 918204108 | |||||
Record Date: | 05/22/2019 | Meeting Type: | Annual | Ticker: | VFC | |||||
Shares Voted: | 1,428,750 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Richard T. Carucci | Mgmt | For | For | For | |||||
1.2 | Elect Director Juliana L. Chugg | Mgmt | For | For | For | |||||
1.3 | Elect Director Benno Dorer | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark S. Hoplamazian | Mgmt | For | For | For | |||||
1.5 | Elect Director Laura W. Lang | Mgmt | For | For | For | |||||
1.6 | Elect Director W. Alan McCollough | Mgmt | For | For | For | |||||
1.7 | Elect Director W. Rodney McMullen | Mgmt | For | For | For | |||||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Director Steven E. Rendle | Mgmt | For | For | For | |||||
1.10 | Elect Director Carol L. Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Director Matthew J. Shattock | Mgmt | For | For | For | |||||
1.12 | Elect Director Veronica B. Wu | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
ABIOMED, Inc.
Meeting Date: | 08/07/2019 | Country: | USA | Primary Security ID: | 003654100 | |||||
Record Date: | 06/10/2019 | Meeting Type: | Annual | Ticker: | ABMD | |||||
Shares Voted: | 157,900 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
1.2 | Elect Director Martin P. Sutter | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Electronic Arts Inc.
Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
Shares Voted: | 679,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For |
NIKE, Inc.
Meeting Date: | 09/19/2019 | Country: | USA | Primary Security ID: | 654106103 | |||||
Record Date: | 07/19/2019 | Meeting Type: | Annual | Ticker: | NKE | |||||
Shares Voted: | 1,355,596 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Director Peter B. Henry | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
NIKE, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.3 | Elect Director Michelle A. Peluso | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Broadridge Financial Solutions, Inc.
Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 11133T103 | |||||
Record Date: | 09/19/2019 | Meeting Type: | Annual | Ticker: | BR | |||||
Shares Voted: | 519,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Leslie A. Brun | Mgmt | For | For | For | |||||
1b | Elect Director Pamela L. Carter | Mgmt | For | For | For | |||||
1c | Elect Director Richard J. Daly | Mgmt | For | For | For | |||||
1d | Elect Director Robert N. Duelks | Mgmt | For | For | For | |||||
1e | Elect Director Timothy C. Gokey | Mgmt | For | For | For | |||||
1f | Elect Director Brett A. Keller | Mgmt | For | For | For | |||||
1g | Elect Director Maura A. Markus | Mgmt | For | For | For | |||||
1h | Elect Director Thomas J. Perna | Mgmt | For | For | For | |||||
1i | Elect Director Alan J. Weber | Mgmt | For | For | For | |||||
1j | Elect Director Amit K. Zavery | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
The Estee Lauder Companies Inc.
Meeting Date: | 11/15/2019 | Country: | USA | Primary Security ID: | 518439104 | |||||
Record Date: | 09/16/2019 | Meeting Type: | Annual | Ticker: | EL | |||||
Shares Voted: | 553,757 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Ronald S. Lauder | Mgmt | For | For | For | |||||
1.2 | Elect Director William P. Lauder | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Richard D. Parsons | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Lynn Forester de Rothschild | Mgmt | For | For | For | |||||
1.5 | Elect Director Jennifer Tejada | Mgmt | For | For | For | |||||
1.6 | Elect Director Richard F. Zannino | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 2,824,484 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Intuit Inc.
Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 461202103 | |||||
Record Date: | 11/25/2019 | Meeting Type: | Annual | Ticker: | INTU | |||||
Shares Voted: | 363,771 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||||
1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
1f | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1g | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
1h | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
1i | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
1j | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
1k | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Adopt a Mandatory Arbitration Bylaw | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Visa Inc.
Meeting Date: | 01/28/2020 | Country: | USA | Primary Security ID: | 92826C839 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | V | |||||
Shares Voted: | 1,216,116 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Lloyd A. Carney | Mgmt | For | Refer | For | |||||
1b | Elect Director Mary B. Cranston | Mgmt | For | For | For | |||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Mgmt | For | For | For | |||||
1d | Elect Director Alfred F. Kelly, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Ramon L. Laguarta | Mgmt | For | For | For | |||||
1f | Elect Director John F. Lundgren | Mgmt | For | For | For | |||||
1g | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1h | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1i | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1j | Elect Director John A. C. Swainson | Mgmt | For | For | For | |||||
1k | Elect Director Maynard G. Webb, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Apple Inc.
Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 1,000,713 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1e | Elect Director Art Levinson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | Against | Against | |||||
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against |
The Walt Disney Company
Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
Shares Voted: | 447,115 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
The Cooper Companies, Inc.
Meeting Date: | 03/18/2020 | Country: | USA | Primary Security ID: | 216648402 | |||||
Record Date: | 01/23/2020 | Meeting Type: | Annual | Ticker: | COO | |||||
Shares Voted: | 49,210 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director A. Thomas Bender | Mgmt | For | For | For | |||||
1.2 | Elect Director Colleen E. Jay | Mgmt | For | For | For | |||||
1.3 | Elect Director William A. Kozy | Mgmt | For | For | For | |||||
1.4 | Elect Director Jody S. Lindell | Mgmt | For | For | For | |||||
1.5 | Elect Director Gary S. Petersmeyer | Mgmt | For | For | For | |||||
1.6 | Elect Director Allan E. Rubenstein | Mgmt | For | For | For | |||||
1.7 | Elect Director Robert S. Weiss | Mgmt | For | For | For | |||||
1.8 | Elect Director Albert G. White, III | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Adobe Inc.
Meeting Date: | 04/09/2020 | Country: | USA | Primary Security ID: | 00724F101 | |||||
Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | ADBE | |||||
Shares Voted: | 386,686 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Amy L. Banse | Mgmt | For | For | For | |||||
1b | Elect Director Frank A. Calderoni | Mgmt | For | For | For | |||||
1c | Elect Director James E. Daley | Mgmt | For | For | For | |||||
1d | Elect Director Laura B. Desmond | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Geschke | Mgmt | For | For | For | |||||
1f | Elect Director Shantanu Narayen | Mgmt | For | For | For | |||||
1g | Elect Director Kathleen Oberg | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Adobe Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1h | Elect Director Dheeraj Pandey | Mgmt | For | For | For | |||||
1i | Elect Director David A. Ricks | Mgmt | For | For | For | |||||
1j | Elect Director Daniel L. Rosensweig | Mgmt | For | For | For | |||||
1k | Elect Director John E. Warnock | Mgmt | For | For | For | |||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Ferrari NV
Meeting Date: | 04/16/2020 | Country: | Netherlands | Primary Security ID: | N3167Y103 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | RACE | |||||
Shares Voted: | 525,227 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2.a | Receive Director’s Board Report (Non-Voting) | Mgmt | ||||||||
2.b | Receive Explanation on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
2.c | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
2.d | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2.e | Approve Dividends of EUR 1.13 Per Share | Mgmt | For | For | For | |||||
2.f | Approve Discharge of Directors | Mgmt | For | For | For | |||||
3.a | Reelect John Elkann as Executive Director | Mgmt | For | Refer | For | |||||
3.b | Reelect Louis C. Camilleri as Executive Director | Mgmt | For | For | For | |||||
3.c | Reelect Piero Ferrari as Non-Executive Director | Mgmt | For | For | For | |||||
3.d | Reelect Delphine Arnault as Non-Executive Director | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Ferrari NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
3.e | Reelect Eduardo H. Cue as Non-Executive Director | Mgmt | For | For | For | |||||
3.f | Reelect Sergio Duca as Non-Executive Director | Mgmt | For | For | For | |||||
3.g | Reelect Maria Patrizia Grieco as Non-Executive Director | Mgmt | For | For | For | |||||
3.h | Reelect Adam Keswick as Non-Executive Director | Mgmt | For | For | For | |||||
3.i | Elect Francesca Bellettini as Non-Executive Director | Mgmt | For | For | For | |||||
3.j | Elect Roberto Cingolani as Non-Executive Director | Mgmt | For | For | For | |||||
3.k | Elect John Galantic as Non-Executive Director | Mgmt | For | For | For | |||||
4 | Appoint Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
5 | Amend Remuneration Policy | Mgmt | For | Refer | For | |||||
6.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | Refer | Against | |||||
6.2 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | Refer | Against | |||||
6.3 | Grant Board Authority to Issue Special Voting Shares | Mgmt | For | Refer | Against | |||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
8 | Approve Awards to Chairman | Mgmt | For | For | For | |||||
9 | Close Meeting | Mgmt |
Stanley Black & Decker, Inc.
Meeting Date: | 04/17/2020 | Country: | USA | Primary Security ID: | 854502101 | |||||
Record Date: | 02/14/2020 | Meeting Type: | Annual | Ticker: | SWK | |||||
Shares Voted: | 655,870 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Andrea J. Ayers | Mgmt | For | For | For | |||||
1.2 | Elect Director George W. Buckley | Mgmt | For | For | For | |||||
1.3 | Elect Director Patrick D. Campbell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Stanley Black & Decker, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.4 | Elect Director Carlos M. Cardoso | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert B. Coutts | Mgmt | For | For | For | |||||
1.6 | Elect Director Debra A. Crew | Mgmt | For | For | For | |||||
1.7 | Elect Director Michael D. Hankin | Mgmt | For | For | For | |||||
1.8 | Elect Director James M. Loree | Mgmt | For | For | For | |||||
1.9 | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
1.10 | Elect Director Irving Tan | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
The Coca-Cola Company
Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 191216100 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | KO | |||||
Shares Voted: | 2,799,832 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc Bolland | Mgmt | For | For | For | |||||
1.3 | Elect Director Ana Botin | Mgmt | For | For | For | |||||
1.4 | Elect Director Christopher C. Davis | Mgmt | For | For | For | |||||
1.5 | Elect Director Barry Diller | Mgmt | For | For | For | |||||
1.6 | Elect Director Helene D. Gayle | Mgmt | For | For | For | |||||
1.7 | Elect Director Alexis M. Herman | Mgmt | For | For | For | |||||
1.8 | Elect Director Robert A. Kotick | Mgmt | For | For | For | |||||
1.9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
1.10 | Elect Director James Quincey | Mgmt | For | For | For | |||||
1.11 | Elect Director Caroline J. Tsay | Mgmt | For | For | For | |||||
1.12 | Elect Director David B. Weinberg | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
The Coca-Cola Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
4 | Report on the Health Impacts and Risks of Sugar in the Company’s Products | SH | Against | Refer | Against |
Intuitive Surgical, Inc.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 46120E602 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | ISRG | |||||
Shares Voted: | 119,464 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Craig H. Barratt | Mgmt | For | For | For | |||||
1b | Elect Director Joseph C. Beery | Mgmt | For | For | For | |||||
1c | Elect Director Gary S. Guthart | Mgmt | For | For | For | |||||
1d | Elect Director Amal M. Johnson | Mgmt | For | For | For | |||||
1e | Elect Director Don R. Kania | Mgmt | For | For | For | |||||
1f | Elect Director Amy L. Ladd | Mgmt | For | For | For | |||||
1g | Elect Director Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Alan J. Levy | Mgmt | For | For | For | |||||
1i | Elect Director Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
1j | Elect Director Mark J. Rubash | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
6 | Provide Right to Call Special Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
J.B. Hunt Transport Services, Inc.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 445658107 | |||||
Record Date: | 02/18/2020 | Meeting Type: | Annual | Ticker: | JBHT | |||||
Shares Voted: | 513,685 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Douglas G. Duncan | Mgmt | For | For | For | |||||
1.2 | Elect Director Francesca M. Edwardson | Mgmt | For | For | For | |||||
1.3 | Elect Director Wayne Garrison | Mgmt | For | For | For | |||||
1.4 | Elect Director Sharilyn S. Gasaway | Mgmt | For | For | For | |||||
1.5 | Elect Director Gary C. George | Mgmt | For | For | For | |||||
1.6 | Elect Director Bryan Hunt | Mgmt | For | For | For | |||||
1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
1.8 | Elect Director John N. Roberts, III | Mgmt | For | For | For | |||||
1.9 | Elect Director James L. Robo | Mgmt | For | For | For | |||||
1.10 | Elect Director Kirk Thompson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | Against | Against | |||||
5 | Report on Climate Change Initiatives | SH | Against | Refer | Against |
Danaher Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 235851102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | DHR | |||||
Shares Voted: | 307,466 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Linda Hefner Filler | Mgmt | For | For | For | |||||
1.2 | Elect Director Thomas P. Joyce, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Director Teri List-Stoll | Mgmt | For | Refer | For | |||||
1.4 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Danaher Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.5 | Elect Director Jessica L. Mega | Mgmt | For | For | For | |||||
1.6 | Elect Director Pardis C. Sabeti | Mgmt | For | For | For | |||||
1.7 | Elect Director Mitchell P. Rales | Mgmt | For | For | For | |||||
1.8 | Elect Director Steven M. Rales | Mgmt | For | For | For | |||||
1.9 | Elect Director John T. Schwieters | Mgmt | For | Refer | For | |||||
1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | For | |||||
1.11 | Elect Director Raymond C. Stevens | Mgmt | For | For | For | |||||
1.12 | Elect Director Elias A. Zerhouni | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
CME Group Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 12572Q105 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CME | |||||
Shares Voted: | 429,043 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Terrence A. Duffy | Mgmt | For | For | For | |||||
1b | Elect Director Timothy S. Bitsberger | Mgmt | For | For | For | |||||
1c | Elect Director Charles P. Carey | Mgmt | For | For | For | |||||
1d | Elect Director Dennis H. Chookaszian | Mgmt | For | For | For | |||||
1e | Elect Director Bryan T. Durkin | Mgmt | For | For | For | |||||
1f | Elect Director Ana Dutra | Mgmt | For | For | For | |||||
1g | Elect Director Martin J. Gepsman | Mgmt | For | For | For | |||||
1h | Elect Director Larry G. Gerdes | Mgmt | For | For | For | |||||
1i | Elect Director Daniel R. Glickman | Mgmt | For | For | For | |||||
1j | Elect Director Daniel G. Kaye | Mgmt | For | For | For | |||||
1k | Elect Director Phyllis M. Lockett | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
CME Group Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1l | Elect Director Deborah J. Lucas | Mgmt | For | For | For | |||||
1m | Elect Director Terry L. Savage | Mgmt | For | For | For | |||||
1n | Elect Director Rahael Seifu | Mgmt | For | For | For | |||||
1o | Elect Director William R. Shepard | Mgmt | For | For | For | |||||
1p | Elect Director Howard J. Siegel | Mgmt | For | For | For | |||||
1q | Elect Director Dennis A. Suskind | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Mettler-Toledo International Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 592688105 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | MTD | |||||
Shares Voted: | 32,566 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Robert F. Spoerry | Mgmt | For | For | For | |||||
1.2 | Elect Director Wah-Hui Chu | Mgmt | For | For | For | |||||
1.3 | Elect Director Domitille Doat-Le Bigot | Mgmt | For | For | For | |||||
1.4 | Elect Director Olivier A. Filliol | Mgmt | For | For | For | |||||
1.5 | Elect Director Elisha W. Finney | Mgmt | For | For | For | |||||
1.6 | Elect Director Richard Francis | Mgmt | For | For | For | |||||
1.7 | Elect Director Michael A. Kelly | Mgmt | For | For | For | |||||
1.8 | Elect Director Thomas P. Salice | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Tractor Supply Company
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
Shares Voted: | 872,070 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
Motorola Solutions, Inc.
Meeting Date: | 05/11/2020 | Country: | USA | Primary Security ID: | 620076307 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | MSI | |||||
Shares Voted: | 853,854 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Gregory Q. Brown | Mgmt | For | For | For | |||||
1b | Elect Director Kenneth D. Denman | Mgmt | For | For | For | |||||
1c | Elect Director Egon P. Durban | Mgmt | For | Refer | Against | |||||
1d | Elect Director Clayton M. Jones | Mgmt | For | For | For | |||||
1e | Elect Director Judy C. Lewent | Mgmt | For | For | For | |||||
1f | Elect Director Gregory K. Mondre | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Motorola Solutions, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1g | Elect Director Anne R. Pramaggiore | Mgmt | For | For | For | |||||
1h | Elect Director Joseph M. Tucci | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | Against | Against |
S&P Global Inc.
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78409V104 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | SPGI | |||||
Shares Voted: | 296,085 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Marco Alvera | Mgmt | For | For | For | |||||
1.2 | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
1.3 | Elect Director William D. Green | Mgmt | For | For | For | |||||
1.4 | Elect Director Charles E. Haldeman, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Stephanie C. Hill | Mgmt | For | For | For | |||||
1.6 | Elect Director Rebecca J. Jacoby | Mgmt | For | For | For | |||||
1.7 | Elect Director Monique F. Leroux | Mgmt | For | For | For | |||||
1.8 | Elect Director Maria R. Morris | Mgmt | For | For | For | |||||
1.9 | Elect Director Douglas L. Peterson | Mgmt | For | For | For | |||||
1.10 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Director Kurt L. Schmoke | Mgmt | For | For | For | |||||
1.12 | Elect Director Richard E. Thornburgh | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Provide Directors May Be Removed With or Without Cause | Mgmt | For | Refer | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Union Pacific Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 354,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For | |||||
1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
5 | Report on Climate Change | SH | Against | Against | Against |
American Tower Corporation
Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 03027X100 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | AMT | |||||
Shares Voted: | 166,141 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Thomas A. Bartlett | Mgmt | For | For | For | |||||
1b | Elect Director Raymond P. Dolan | Mgmt | For | For | For | |||||
1c | Elect Director Robert D. Hormats | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
American Tower Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1d | Elect Director Gustavo Lara Cantu | Mgmt | For | For | For | |||||
1e | Elect Director Grace D. Lieblein | Mgmt | For | For | For | |||||
1f | Elect Director Craig Macnab | Mgmt | For | For | For | |||||
1g | Elect Director JoAnn A. Reed | Mgmt | For | For | For | |||||
1h | Elect Director Pamela D.A. Reeve | Mgmt | For | For | For | |||||
1i | Elect Director David E. Sharbutt | Mgmt | For | For | For | |||||
1j | Elect Director Bruce L. Tanner | Mgmt | For | For | For | |||||
1k | Elect Director Samme L. Thompson | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions and Expenditures | SH | Against | Against | Against | |||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Northrop Grumman Corporation
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
Shares Voted: | 202,439 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
1.9 | Elect Director Gary Roughead | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Northrop Grumman Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against |
Verisk Analytics, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 92345Y106 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | VRSK | |||||
Shares Voted: | 420,044 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Christopher M. Foskett | Mgmt | For | For | For | |||||
1b | Elect Director David B. Wright | Mgmt | For | For | For | |||||
1c | Elect Director Annell R. Bay | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Zoetis Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 98978V103 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | ZTS | |||||
Shares Voted: | 495,895 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Gregory Norden | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Zoetis Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1b | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
1c | Elect Director Kristin C. Peck | Mgmt | For | For | For | |||||
1d | Elect Director Robert W. Scully | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
PayPal Holdings, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
Record Date: | 03/27/2020 | Meeting Type: | Annual | Ticker: | PYPL | |||||
Shares Voted: | 809,720 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1b | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
1c | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
1d | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1e | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
1g | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
1h | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
1i | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
1j | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1k | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Adopt Human and Indigenous People’s Rights Policy | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
The Home Depot, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 437076102 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | HD | |||||
Shares Voted: | 449,382 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Gerard J. Arpey | Mgmt | For | For | For | |||||
1b | Elect Director Ari Bousbib | Mgmt | For | For | For | |||||
1c | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1d | Elect Director Gregory D. Brenneman | Mgmt | For | For | For | |||||
1e | Elect Director J. Frank Brown | Mgmt | For | For | For | |||||
1f | Elect Director Albert P. Carey | Mgmt | For | For | For | |||||
1g | Elect Director Helena B. Foulkes | Mgmt | For | For | For | |||||
1h | Elect Director Linda R. Gooden | Mgmt | For | For | For | |||||
1i | Elect Director Wayne M. Hewett | Mgmt | For | For | For | |||||
1j | Elect Director Manuel Kadre | Mgmt | For | For | For | |||||
1k | Elect Director Stephanie C. Linnartz | Mgmt | For | For | For | |||||
1l | Elect Director Craig A. Menear | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
5 | Prepare Employment Diversity Report and Report on Diversity Policies | SH | Against | For | For | |||||
6 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
7 | Report on Congruency Political Analysis and Electioneering Expenditures | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
VeriSign, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
Shares Voted: | 356,040 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | Against |
Cerner Corporation
Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
Shares Voted: | 1,804,992 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Amazon.com, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 111,655 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Facebook, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 640,130 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | Against | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
7 | Report on Political Advertising | SH | Against | For | For | |||||
8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
UnitedHealth Group Incorporated
Meeting Date: | 06/01/2020 | Country: | USA | Primary Security ID: | 91324P102 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | UNH | |||||
Shares Voted: | 301,403 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard T. Burke | Mgmt | For | For | For | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Stephen J. Hemsley | Mgmt | For | For | For | |||||
1d | Elect Director Michele J. Hooper | Mgmt | For | For | For | |||||
1e | Elect Director F. William McNabb, III | Mgmt | For | For | For | |||||
1f | Elect Director Valerie C. Montgomery Rice | Mgmt | For | For | For | |||||
1g | Elect Director John H. Noseworthy | Mgmt | For | For | For | |||||
1h | Elect Director Glenn M. Renwick | Mgmt | For | For | For | |||||
1i | Elect Director David S. Wichmann | Mgmt | For | For | For | |||||
1j | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For | |||||
Officers’ Compensation | ||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against |
Alphabet Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
Shares Voted: | 139,185 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Alphabet Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For | |||||
1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | Withhold | |||||
1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
7 | Establish Human Rights Risk Oversight | SH | Against | For | For | |||||
Committee | ||||||||||
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
10 | Report on Takedown Requests | SH | Against | For | For | |||||
11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
CoStar Group, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 22160N109 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | CSGP | |||||
Shares Voted: | 63,966 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael R. Klein | Mgmt | For | For | For | |||||
1b | Elect Director Andrew C. Florance | Mgmt | For | For | For | |||||
1c | Elect Director Laura Cox Kaplan | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Glosserman | Mgmt | For | For | For | |||||
1e | Elect Director John W. Hill | Mgmt | For | For | For | |||||
1f | Elect Director Robert W. Musslewhite | Mgmt | For | For | For | |||||
1g | Elect Director Christopher J. Nassetta | Mgmt | For | For | For | |||||
1h | Elect Director Louise S. Sams | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vertex Pharmaceuticals Incorporated
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92532F100 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VRTX | |||||
Shares Voted: | 322,358 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sangeeta N. Bhatia | Mgmt | For | For | For | |||||
1.2 | Elect Director Lloyd Carney | Mgmt | For | For | For | |||||
1.3 | Elect Director Alan Garber | Mgmt | For | For | For | |||||
1.4 | Elect Director Terrence Kearney | Mgmt | For | For | For | |||||
1.5 | Elect Director Reshma Kewalramani | Mgmt | For | For | For | |||||
1.6 | Elect Director Yuchun Lee | Mgmt | For | For | For | |||||
1.7 | Elect Director Jeffrey M. Leiden | Mgmt | For | For | For | |||||
1.8 | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
1.9 | Elect Director Diana McKenzie | Mgmt | For | For | For | |||||
1.10 | Elect Director Bruce I. Sachs | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Vertex Pharmaceuticals Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Booking Holdings Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 09857L108 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | BKNG | |||||
Shares Voted: | 61,917 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Timothy M. Armstrong | Mgmt | For | For | For | |||||
1.2 | Elect Director Jeffery H. Boyd | Mgmt | For | For | For | |||||
1.3 | Elect Director Glenn D. Fogel | Mgmt | For | For | For | |||||
1.4 | Elect Director Mirian M. Graddick-Weir | Mgmt | For | For | For | |||||
1.5 | Elect Director Wei Hopeman | Mgmt | For | For | For | |||||
1.6 | Elect Director Robert J. Mylod, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Director Charles H. Noski | Mgmt | For | For | For | |||||
1.8 | Elect Director Nicholas J. Read | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas E. Rothman | Mgmt | For | For | For | |||||
1.10 | Elect Director Bob van Dijk | Mgmt | For | For | For | |||||
1.11 | Elect Director Lynn M. Vojvodich | Mgmt | For | For | For | |||||
1.12 | Elect Director Vanessa A. Wittman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
NVIDIA Corporation
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 67066G104 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | NVDA | |||||
Shares Voted: | 410,546 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Robert K. Burgess | Mgmt | For | For | For | |||||
1b | Elect Director Tench Coxe | Mgmt | For | For | For | |||||
1c | Elect Director Persis S. Drell | Mgmt | For | For | For | |||||
1d | Elect Director Jen-Hsun Huang | Mgmt | For | For | For | |||||
1e | Elect Director Dawn Hudson | Mgmt | For | For | For | |||||
1f | Elect Director Harvey C. Jones | Mgmt | For | For | For | |||||
1g | Elect Director Michael G. McCaffery | Mgmt | For | For | For | |||||
1h | Elect Director Stephen C. Neal | Mgmt | For | For | For | |||||
1i | Elect Director Mark L. Perry | Mgmt | For | For | For | |||||
1j | Elect Director A. Brooke Seawell | Mgmt | For | For | For | |||||
1k | Elect Director Mark A. Stevens | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Caterpillar Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 149123101 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CAT | |||||
Shares Voted: | 658,324 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kelly A. Ayotte | Mgmt | For | For | For | |||||
1.2 | Elect Director David L. Calhoun | Mgmt | For | For | For | |||||
1.3 | Elect Director Daniel M. Dickinson | Mgmt | For | For | For | |||||
1.4 | Elect Director Juan Gallardo | Mgmt | For | For | For | |||||
1.5 | Elect Director William A. Osborn | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Caterpillar Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Debra L. Reed-Klages | Mgmt | For | For | For | |||||
1.7 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Susan C. Schwab | Mgmt | For | For | For | |||||
1.9 | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Miles D. White | Mgmt | For | For | For | |||||
1.11 | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
FleetCor Technologies Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 339041105 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | FLT | |||||
Shares Voted: | 305,159 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steven T. Stull | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael Buckman | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas M. Hagerty | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Provide Right to Call Special Meeting | SH | Against | For | For | |||||
5 | Adopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers | SH | Against | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Mastercard Incorporated
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MA | |||||
Shares Voted: | 84,348 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard Haythornthwaite | Mgmt | For | For | For | |||||
1b | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
1g | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
1h | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
1i | Elect Director Youngme Moon | Mgmt | For | For | For | |||||
1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Equinix, Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 29444U700 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | EQIX | |||||
Shares Voted: | 56,973 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Thomas Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect Director Nanci Caldwell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 67 Ivy Large Cap Growth Fund
Equinix, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.3 | Elect Director Adaire Fox-Martin | Mgmt | For | For | For | |||||
1.4 | Elect Director Gary Hromadko | Mgmt | For | For | For | |||||
1.5 | Elect Director William Luby | Mgmt | For | For | For | |||||
1.6 | Elect Director Irving Lyons, III | Mgmt | For | For | For | |||||
1.7 | Elect Director Charles Meyers | Mgmt | For | For | For | |||||
1.8 | Elect Director Christopher Paisley | Mgmt | For | For | For | |||||
1.9 | Elect Director Sandra Rivera | Mgmt | For | For | For | |||||
1.10 | Elect Director Peter Van Camp | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
5 | Report on Political Contributions | SH | Against | For | For |
IVY LASALLE GLOBAL REAL ESTATE FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 4 | Re-elect Toby Courtauld as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 5 | Re-elect Nick Sanderson as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 6 | Re-elect Richard Mully as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 7 | Re-elect Charles Philipps as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 8 | Re-elect Wendy Becker as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 9 | Re-elect Nick Hampton as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 10 | Re-elect Alison Rose as Director | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 11 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 13 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 14 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Great Portland Estates Plc | GPOR | United Kingdom | G40712211 | G40712211 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1a | Elect Director Scott D. Peters | For | For | Yes | No | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1b | Elect Director W. Bradley Blair, II | For | Against | Yes | Yes | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1c | Elect Director Vicki U. Booth | For | Against | Yes | Yes | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1d | Elect Director Maurice J. DeWald | For | Against | Yes | Yes | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1e | Elect Director Warren D. Fix | For | For | Yes | No | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1f | Elect Director Peter N. Foss | For | Against | Yes | Yes | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1g | Elect Director Daniel S. Henson | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1h | Elect Director Larry L. Mathis | For | Against | Yes | Yes | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 1i | Elect Director Gary T. Wescombe | For | For | Yes | No | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Healthcare Trust of America, Inc. | HTA | USA | 42225P501 | 42225P501 | Annual | 09-Jul-19 | 18-Apr-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Special | 09-Jul-19 | 07-Jul-19 | Management | 1 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to a Placing | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4 | Elect Madeleine Cosgrave as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 5 | Elect Christophe Evain as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 6 | Re-elect Robert Noel as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 7 | Re-elect Martin Greenslade as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 8 | Re-elect Colette O’Shea as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 9 | Re-elect Christopher Bartram as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 10 | Re-elect Edward Bonham Carter as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 11 | Re-elect Nicholas Cadbury as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 12 | Re-elect Cressida Hogg as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 13 | Re-elect Stacey Rauch as Director | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 14 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 15 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 16 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 17 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Land Securities Group Plc | LAND | United Kingdom | G5375M142 | G5375M142 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 21 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 4 | Re-elect Richard Cotton as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 5 | Re-elect James Gibson as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 6 | Re-elect Georgina Harvey as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 7 | Re-elect Steve Johnson as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 8 | Re-elect Dr Anna Keay as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 9 | Re-elect Adrian Lee as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 10 | Re-elect Vince Niblett as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 11 | Re-elect John Trotman as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 12 | Re-elect Nicholas Vetch as Director | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 13 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 15 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Big Yellow Group Plc | BYG | United Kingdom | G1093E108 | G1093E108 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 5 | Re-elect Simon Carter as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 6 | Re-elect Lynn Gladden as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 7 | Re-elect Chris Grigg as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 8 | Re-elect Alastair Hughes as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 9 | Re-elect William Jackson as Director | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 10 | Re-elect Nicholas Macpherson as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 11 | Re-elect Preben Prebensen as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 12 | Re-elect Tim Score as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 13 | Re-elect Laura Wade-Gery as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 14 | Re-elect Rebecca Worthington as Director | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 17 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 18 | Approve Scrip Dividends | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 19 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
The British Land Co. Plc | BLND | United Kingdom | G15540118 | G15540118 | Annual | 19-Jul-19 | 17-Jul-19 | Management | 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3a | Re-elect Daniel Kitchen as Director | For | Against | Yes | Yes | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3b | Re-elect Kevin Nowlan as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3c | Re-elect Thomas Edwards-Moss as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3d | Re-elect Colm Barrington as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3e | Elect Roisin Brennan as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3f | Re-elect Stewart Harrington as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3g | Re-elect Frank Kenny as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 3h | Re-elect Terence O’Rourke as Director | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 5 | Ratify Deloitte as Auditors | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 6 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 7 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 8 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 11 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 12 | Authorise the Company to Determine the Price Range at which Treasury Shares may be Re- issued Off-Market | For | For | Yes | No | ||||||||||||||||
Hibernia REIT Plc | HBRN | Ireland | G4432Z105 | G4432Z105 | Annual | 31-Jul-19 | 29-Jul-19 | Management | 13 | Approve Reduction of Capital by Cancellation of Share Premium Account | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Special | 07-Aug-19 | 14-Jun-19 | Management | 1 | Amend Declaration of Trust to Add a Foreign Ownership Limit | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 2 | Approve Grant of Performance Rights to Darren Steinberg | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 3.1 | Elect Mark Ford as Director | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 3.2 | Elect Nicola Roxon as Director | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 4.1 | Ratify Past Issuance of Securities to Institutional and Sophisticated Investors | For | For | Yes | No | ||||||||||||||||
Dexus | DXS | Australia | Q3190P134 | Q3190P134 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 4.2 | Ratify Past Issuance of Exchangeable Notes to Professional and Sophisticated Investors | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1a | Elect Kwok Kai-Chun, Geoffrey as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1b | Elect Wu Xiang-Dong as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1c | Elect Kwok Ping-Luen, Raymond as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1d | Elect Wong Chik-Wing, Mike as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1e | Elect Li Ka-Cheung, Eric as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1f | Elect Leung Ko May-Yee, Margaret as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1g | Elect Kwok Kai-Wang, Christopher as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1h | Elect Tung Chi-Ho, Eric as Director | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.2 | Approve Directors’ Fees | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | Yes | ||||||||||||||||
Sun Hung Kai Properties Limited | 16 | Hong Kong | Y82594121 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3a | Elect Cheng Chi-Kong Adrian as Director | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3b | Elect Yeung Ping-Leung, Howard as Director | For | Against | Yes | Yes | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3c | Elect Ho Hau-Hay, Hamilton as Director | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3d | Elect Lee Luen-Wai, John as Director | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3e | Elect Cheng Chi-Heng as Director | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3f | Elect Au Tak-Cheong as Director | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 3g | Authorize Board to Fix Remuneration of Directors | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | Yes | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Annual | 19-Nov-19 | 11-Nov-19 | Management | 7 | Approve Grant of Options Under the Share Option Scheme | For | Against | Yes | Yes | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 1 | Amend Articles to Change Japanese Era Year to Western Year | For | For | Yes | No | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 2 | Elect Executive Director Ozaki, Teruo | For | For | Yes | No | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 3 | Elect Alternate Executive Director Hattori, Takeshi | For | For | Yes | No | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 4.1 | Elect Supervisory Director Koike, Toshio | For | For | Yes | No | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 4.2 | Elect Supervisory Director Hattori, Takeshi | For | For | Yes | No | ||||||||||||||||
ORIX JREIT Inc. | 8954 | Japan | J8996L102 | J8996L102 | Special | 27-Nov-19 | 31-Aug-19 | Management | 4.3 | Elect Supervisory Director Kataoka, Ryohei | For | For | Yes | No | ||||||||||||||||
First Capital Realty Inc. | FCR | Canada | 31943B100 | 31943B100 | Special | 10-Dec-19 | 25-Oct-19 | Management | 1 | Approve Conversion to Publicly Traded Real Estate Investment Trust | For | For | Yes | No | ||||||||||||||||
Global One Real Estate Investment Corp. | 8958 | Japan | J1727U103 | J1727U103 | Special | 12-Dec-19 | 30-Sep-19 | Management | 1 | Amend Articles to Amend Audit Fee Payment Schedule - Amend Asset Management Compensation | For | For | Yes | No | ||||||||||||||||
Global One Real Estate Investment Corp. | 8958 | Japan | J1727U103 | J1727U103 | Special | 12-Dec-19 | 30-Sep-19 | Management | 2 | Elect Executive Director Uchida, Akio | For | For | Yes | No | ||||||||||||||||
Global One Real Estate Investment Corp. | 8958 | Japan | J1727U103 | J1727U103 | Special | 12-Dec-19 | 30-Sep-19 | Management | 3 | Elect Alternate Executive Director Ishiyama, Makoto | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Global One Real Estate Investment Corp. | 8958 | Japan | J1727U103 | J1727U103 | Special | 12-Dec-19 | 30-Sep-19 | Management | 4.1 | Elect Supervisory Director Natori, Katsuya | For | For | Yes | No | ||||||||||||||||
Global One Real Estate Investment Corp. | 8958 | Japan | J1727U103 | J1727U103 | Special | 12-Dec-19 | 30-Sep-19 | Management | 4.2 | Elect Supervisory Director Morita, Yasuhiro | For | Against | Yes | Yes | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 1 | Amend Articles to Amend Asset Management Compensation | For | For | Yes | No | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 2 | Elect Executive Director Takeda, Jiro | For | For | Yes | No | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 3 | Elect Alternate Executive Director Momoi, Hiroaki | For | For | Yes | No | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 4.1 | Elect Supervisory Director Toba, Shiro | For | For | Yes | No | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 4.2 | Elect Supervisory Director Morishima, Yoshihiro | For | Against | Yes | Yes | ||||||||||||||||
Kenedix Office Investment Corp. | 8972 | Japan | J32922106 | J32922106 | Special | 27-Jan-20 | 31-Oct-19 | Management | 4.3 | Elect Supervisory Director Seki, Takahiro | For | For | Yes | No | ||||||||||||||||
Nippon Healthcare Investment Corp. | 3308 | Japan | J53917100 | J53917100 | Special | 04-Feb-20 | 13-Dec-19 | Management | 1 | Approve Merger Agreement with Japan Rental Housing Investments, Inc. | For | For | Yes | No | ||||||||||||||||
Nippon Healthcare Investment Corp. | 3308 | Japan | J53917100 | J53917100 | Special | 04-Feb-20 | 13-Dec-19 | Management | 2 | Terminate Asset Management Contract | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 5 | Re-elect Mark Clare as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 6 | Re-elect Helen Gordon as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 7 | Re-elect Vanessa Simms as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 8 | Re-elect Andrew Carr-Locke as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 9 | Re-elect Rob Wilkinson as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 10 | Re-elect Justin Read as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 11 | Elect Janette Bell as Director | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 12 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 18 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 19 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
Grainger Plc | GRI | United Kingdom | G40432117 | G40432117 | Annual | 05-Feb-20 | 03-Feb-20 | Management | 20 | Amend Long-Term Incentive Plan | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Special | 27-Feb-20 | 07-Jan-20 | Management | 1 | Issue Shares in Connection with Acquisition | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Special | 27-Feb-20 | 07-Jan-20 | Management | 2 | Adjourn Meeting | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 3 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 5 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 6 | Elect David Hearn as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 7 | Re-elect Frederic Vecchioli as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 8 | Re-elect Andy Jones as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 9 | Re-elect Ian Krieger as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 10 | Re-elect Joanne Kenrick as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 11 | Re-elect Claire Balmforth as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 12 | Re-elect Bill Oliver as Director | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 13 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 14 | Approve Long Term Incentive Plan | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Safestore Holdings Plc | SAFE | United Kingdom | G77733106 | G77733106 | Annual | 18-Mar-20 | 16-Mar-20 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Star Asia Investment Corp. | 3468 | Japan | J76639103 | J76639103 | Special | 31-Mar-20 | 31-Jan-20 | Management | 1 | Approve Merger Agreement with Sakura Sogo REIT Investment Corp. | For | For | Yes | No | ||||||||||||||||
Star Asia Investment Corp. | 3468 | Japan | J76639103 | J76639103 | Special | 31-Mar-20 | 31-Jan-20 | Management | 2 | Amend Articles to Clarify Language concerning Asset Management Compensation | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.1 | Elect Director Ronald L. Havner, Jr. | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.2 | Elect Director Tamara Hughes Gustavson | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.3 | Elect Director Uri P. Harkham | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.4 | Elect Director Leslie S. Heisz | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.5 | Elect Director B. Wayne Hughes, Jr. | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.6 | Elect Director Avedick B. Poladian | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.7 | Elect Director Gary E. Pruitt | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.8 | Elect Director John Reyes | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.9 | Elect Director Joseph D. Russell, Jr. | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.10 | Elect Director Tariq M. Shaukat | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.11 | Elect Director Ronald P. Spogli | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 1.12 | Elect Director Daniel C. Staton | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Public Storage | PSA | USA | 74460D109 | 74460D109 | Annual | 21-Apr-20 | 28-Feb-20 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 4 | Re-elect Gerald Corbett as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 5 | Re-elect Mary Barnard as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 6 | Re-elect Sue Clayton as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 7 | Re-elect Soumen Das as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 8 | Re-elect Carol Fairweather as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 9 | Re-elect Christopher Fisher as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 10 | Re-elect Andy Gulliford as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 11 | Re-elect Martin Moore as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 12 | Re-elect David Sleath as Director | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
SEGRO Plc | SGRO | United Kingdom | G80277141 | G80277141 | Annual | 21-Apr-20 | 17-Apr-20 | Management | 21 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 3 | Approve Transfer of Asset Revaluation Gap to Corresponding Reserves Account | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 4 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 5 | Approve Stock Dividend Program Re: FY 2020 | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 6 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 7 | Approve Compensation of Corporate Officers | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 8 | Approve Compensation of Chairman of the Board | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Speci | 23-Apr-20 | 21-Apr-20 | Management | 9 | Approve Compensation of CEO | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 10 | Approve Remuneration Policy of Directors | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 11 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 12 | Approve Remuneration Policy of CEO | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 13 | Ratify Appointment of Jerome Brunel as Censor | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 14 | Reelect Ines Reinmann Toper as Director | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 15 | Reelect Claude Gendron as Director | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Speci | 23-Apr-20 | 21-Apr-20 | Management | 16 Elect Jerome Brunel as Director | For | For | Yes | No | |||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 18 | Approve Spin-Off Agreement with GEC 25 | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 19 | Amend Article 7 of Bylaws Re: Shares | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | For | Against | Yes | Yes | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 21 | Amend Article 19 of Bylaws Re: Remuneration of Directors, Censors, Chairman of the Board, CEO and Vice-CEO | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 22 | Amend Article 23 of Bylaws Re: Allocation of Income | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 25 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 26 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 50 Million | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 29 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 30 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 32 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 33 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
Gecina SA | GFC | France | F4268U171 | F4268U171 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 34 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1A | Elect Director Thomas J. Baltimore, Jr. | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1B | Elect Director Gordon M. Bethune | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1C | Elect Director Patricia M. Bedient | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1D | Elect Director Thomas D. Eckert | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1E | Elect Director Geoffrey M. Garrett | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1F | Elect Director Christie B. Kelly | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1G | Elect Director Joseph I. Lieberman | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1H | Elect Director Thomas A. Natelli | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1I | Elect Director Timothy J. Naughton | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 1J | Elect Director Stephen I. Sadove | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Park Hotels & Resorts Inc. | PK | USA | 700517105 | 700517105 | Annual | 24-Apr-20 | 02-Mar-20 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 1 | Amend Articles to Amend Asset Management Compensation | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 2 | Elect Executive Director Shoji, Junichi | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 3.1 | Elect Alternate Executive Director Yoshida, Keiichi | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 3.2 | Elect Alternate Executive Director Okubo, Akihiko | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 4.1 | Elect Supervisory Director Toyama, Soichi | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 4.2 | Elect Supervisory Director Dai, Tsuyoshi | For | For | Yes | No | ||||||||||||||||
ITOCHU Advance Logistics Investment Corp. | 3493 | Japan | J25034109 | J25034109 | Special | 28-Apr-20 | 31-Jan-20 | Management | 5 | Elect Alternate Supervisory Director Shimamura, Kazuya | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1a | Elect Director John P. Case | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1b | Elect Director James B. Connor | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1c | Elect Director Ngaire E. Cuneo | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1d | Elect Director Charles R. Eitel | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1e | Elect Director Tamara D. Fischer | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1f | Elect Director Norman K. Jenkins | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1g | Elect Director Melanie R. Sabelhaus | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1h | Elect Director Peter M. Scott, III | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1i | Elect Director David P. Stockert | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1j | Elect Director Chris T. Sultemeier | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1k | Elect Director Michael E. Szymanczyk | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1l | Elect Director Warren M. Thompson | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 1m | Elect Director Lynn C. Thurber | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Duke Realty Corporation | DRE | USA | 264411505 | 264411505 | Annual | 29-Apr-20 | 20-Feb-20 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1a | Elect Director Hamid R. Moghadam | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1b | Elect Director Cristina G. Bita | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1c | Elect Director George L. Fotiades | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1d | Elect Director Lydia H. Kennard | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1e | Elect Director Irving F. Lyons, III | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1f | Elect Director Avid Modjtabai | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1g | Elect Director David P. O’Connor | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1h | Elect Director Olivier Piani | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1i | Elect Director Jeffrey L. Skelton | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1j | Elect Director Carl B. Webb | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 1k | Elect Director William D. Zollars | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 3 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 4 | Increase Authorized Common Stock | For | For | Yes | No | ||||||||||||||||
Prologis, Inc. | PLD | USA | 74340W103 | 74340W103 | Annual | 29-Apr-20 | 06-Mar-20 | Management | 5 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1a | Elect Director Martin E. Stein, Jr. | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1b | Elect Director Joseph F. Azrack | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1c | Elect Director Bryce Blair | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1d | Elect Director C. Ronald Blankenship | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1e | Elect Director Deirdre J. Evens | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1f | Elect Director Thomas W. Furphy | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1g | Elect Director Karin M. Klein | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1h | Elect Director Peter D. Linneman | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1i | Elect Director David P. O’Connor | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1j | Elect Director Lisa Palmer | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 1k | Elect Director Thomas G. Wattles | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Regency Centers Corporation | REG | USA | 758849103 | 758849103 | Annual | 29-Apr-20 | 09-Mar-20 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 1 | Receive Board’s and Auditor’s Reports | Yes | No | ||||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 3 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 4 | Approve Allocation of Income and Dividends | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 5 | Approve Discharge of Directors | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 6 | Approve Share Repurchase | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.1 | Reelect Ronald L. Havner, Jr. as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.2 | Reelect Marc Oursin as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.3 | Reelect Z. Jamie Behar as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.4 | Reelect Daniel C. Staton as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.5 | Reelect Olivier Faujour as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.6 | Reelect Frank Fiskers as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.7 | Reelect Ian Marcus as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.8 | Reelect Padraig McCarthy as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.9 | Reelect Isabelle Moins as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 7.10 | Reelect Muriel de Lathouwer as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 8 | Elect Everett Miller III as Director | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 9 | Renew Appointment of Auditor | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 10 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Shurgard Self Storage SA | SHUR | Luxembourg | L8230B107 | L8230B107 | Annual | 29-Apr-20 | 15-Apr-20 | Management | 11 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 1 | Open Meeting; Registration of Attending Shareholders and Proxies | No | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 2 | Elect Chairman of Meeting | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 3 | Designate Inspector(s) of Minutes of Meeting | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 4 | Approve Notice of Meeting and Agenda | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 5 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Total Dividends of NOK 4.70 Per Share | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 6 | Authorize Board to Distribute Dividends | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 7 | Discuss Company’s Corporate Governance Statement | No | No | |||||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 8a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 8b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 9 | Authorize Share Repurchase Program | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 10 | Approve Equity Plan Financing Through Repurchase of Shares | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 11 | Approve Creation of NOK 18.2 Million Pool of Capital without Preemptive Rights | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 12 | Approve Remuneration of Auditors | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 13a | Approve Remuneration of Directors | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 13b | Approve Remuneration of Audit Committee | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 13c | Approve Remuneration of Compensation Committee | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 14a | Reelect Siri Hatlen as Director | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 14b | Reelect Kjell Bjordal as Director | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 14c | Reelect Camilla AC Tepfers as Director | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 14d | Reelect Widar Salbuvik as Director | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 14e | Elect Benedicte Schilbred Fasmer as New Director | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 15 | Elect Torkel Storflor Halmo as New Member of Nominating Committee | For | Do Not Vote | No | No | |||||||||||||||||
Entra ASA | ENTRA | Norway | R2R8A2105 | R2R8A2105 | Annual | 30-Apr-20 | Management | 16 | Approve Remuneration of Nominating Committee | For | Do Not Vote | No | No | |||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1A | Elect Director John V. Arabia | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1B | Elect Director W. Blake Baird | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1C | Elect Director Andrew Batinovich | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1D | Elect Director Monica Digilio | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1E | Elect Director Thomas A. Lewis, Jr. | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1F | Elect Director Murray J. McCabe | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Sunstone Hotel Investors, Inc. | �� | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1G | Elect Director Douglas M. Pasquale | For | For | Yes | No | |||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1H | Elect Director Keith P. Russell | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Sunstone Hotel Investors, Inc. | SHO | USA | 867892101 | 867892101 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1a | Elect Director James R. Abrahamson | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1b | Elect Director Diana F. Cantor | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1c | Elect Director Monica H. Douglas | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1d | Elect Director Elizabeth I. Holland | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1e | Elect Director Craig Macnab | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1f | Elect Director Edward B. Pitoniak | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 1g | Elect Director Michael D. Rumbolz | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
VICI Properties Inc. | VICI | USA | 925652109 | 925652109 | Annual | 30-Apr-20 | 02-Mar-20 | Management | 4 | Eliminate Supermajority Vote Requirement | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1a | Elect Director Kenneth J. Bacon | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1b | Elect Director Thomas J. DeRosa | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1c | Elect Director Karen B. DeSalvo | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1d | Elect Director Jeffrey H. Donahue | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1e | Elect Director Sharon M. Oster | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1f | Elect Director Sergio D. Rivera | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1g | Elect Director Johnese M. Spisso | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 1h | Elect Director Kathryn M. Sullivan | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditor | For | For | Yes | No | ||||||||||||||||
Welltower Inc. | WELL | USA | 95040Q104 | 95040Q104 | Annual | 30-Apr-20 | 03-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 1.1 | Elect Director Merrie S. Frankel | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 1.2 | Elect Director Farris G. Kalil | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 1.3 | Elect Director Simon Leopold | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 1.4 | Elect Director William S. Rubenfaer | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 2 | Ratify Grant Thornton LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Agree Realty Corporation | ADC | USA | 008492100 | 008492100 | Annual | 05-May-20 | 06-Mar-20 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.1 | Elect Director Jon E. Bortz | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.2 | Elect Director David W. Faeder | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.3 | Elect Director Elizabeth I. Holland | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.4 | Elect Director Mark S. Ordan | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.5 | Elect Director Gail P. Steinel | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.6 | Elect Director Joseph S. Vassalluzzo | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 1.7 | Elect Director Donald C. Wood | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 3 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Federal Realty Investment Trust | FRT | USA | 313747206 | 313747206 | Annual | 06-May-20 | 16-Mar-20 | Management | 4 | Ratify Grant Thornton LLP as Auditors | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.1 | Elect Director Peter E. Baccile | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.2 | Elect Director Teresa Bryce Bazemore | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.3 | Elect Director Matthew S. Dominski | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.4 | Elect Director Bruce W. Duncan | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.5 | Elect Director H. Patrick Hackett, Jr. | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.6 | Elect Director Denise A. Olsen | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.7 | Elect Director John Rau | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 1.8 | Elect Director L. Peter Sharpe | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 2 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
First Industrial Realty Trust, Inc. | FR | USA | 32054K103 | 32054K103 | Annual | 06-May-20 | 12-Mar-20 | Management | 5 | Other Business | For | Against | Yes | Yes | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 2a | Elect Kevin Chung Ying Hui as Director | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 2b | Elect Alexander Siu Kee Au as Director | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 2c | Elect Richard Gareth Williams as Director | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 2d | Elect Eng Kiong Yeoh as Director | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 3 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 4 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Wharf Real Estate Investment Company Limited | 1997 | Cayman Islands | G9593A104 | G9593A104 | Annual | 07-May-20 | 29-Apr-20 | Management | 6 | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1a | Elect Director Glyn F. Aeppel | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1b | Elect Director Terry S. Brown | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1c | Elect Director Alan B. Buckelew | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1d | Elect Director Ronald L. Havner, Jr. | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1e | Elect Director Stephen P. Hills | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1f | Elect Director Richard J. Lieb | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1g | Elect Director Timothy J. Naughton | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1h | Elect Director H. Jay Sarles | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1i | Elect Director Susan Swanezy | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 1j | Elect Director W. Edward Walter | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
AvalonBay Communities, Inc. | AVB | USA | 053484101 | 053484101 | Annual | 12-May-20 | 16-Mar-20 | Management | 4 | Eliminate Supermajority Vote Requirement for Future Charter Amendments and Other Extraordinary Actions | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.1 | Elect Director Piero Bussani | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.2 | Elect Director Dorothy Dowling | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.3 | Elect Director John W. Fain | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.4 | Elect Director Marianne M. Keler | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.5 | Elect Director Christopher P. Marr | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.6 | Elect Director Deborah R. Salzberg | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.7 | Elect Director John F. Remondi | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.8 | Elect Director Jeffrey F. Rogatz | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
CubeSmart | CUBE | USA | 229663109 | 229663109 | Annual | 12-May-20 | 13-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.1 | Elect Director Keith R. Guericke | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.2 | Elect Director Maria R. Hawthorne | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.3 | Elect Director Amal M. Johnson | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.4 | Elect Director Mary Kasaris | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.5 | Elect Director Irving F. Lyons, III | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.6 | Elect Director George M. Marcus | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.7 | Elect Director Thomas E. Robinson | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.8 | Elect Director Michael J. Schall | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 1.9 | Elect Director Byron A. Scordelis | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 2 | Ratify KPMG LLP as Auditor | For | For | Yes | No | ||||||||||||||||
Essex Property Trust, Inc. | ESS | USA | 297178105 | 297178105 | Annual | 12-May-20 | 27-Feb-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.1 | Elect Director Charles A. Anderson | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.2 | Elect Director Gene H. Anderson | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.3 | Elect Director Thomas P. Anderson | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.4 | Elect Director Carlos E. Evans | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.5 | Elect Director David J. Hartzell | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.6 | Elect Director Sherry A. Kellett | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.7 | Elect Director Theodore J. Klinck | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 1.8 | Elect Director Anne H. Lloyd | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Highwoods Properties, Inc. | HIW | USA | 431284108 | 431284108 | Annual | 12-May-20 | 10-Mar-20 | Management | 4 | Approve Non-Qualified Employee Stock Purchase Plan | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.1 | Elect Director Pamela K. Beall | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.2 | Elect Director Steven D. Cosler | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.3 | Elect Director Don DeFosset | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.4 | Elect Director David M. Fick | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.5 | Elect Director Edward J. Fritsch | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.6 | Elect Director Kevin B. Habicht | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.7 | Elect Director Betsy D. Holden | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 1.8 | Elect Director Julian E. Whitehurst | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
National Retail Properties, Inc. | NNN | USA | 637417106 | 637417106 | Annual | 12-May-20 | 13-Mar-20 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1a | Elect Director Kathleen R. Allen | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1b | Elect Director A. Larry Chapman | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1c | Elect Director Reginald H. Gilyard | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1d | Elect Director Priya Cherian Huskins | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1e | Elect Director Christie B. Kelly | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1f | Elect Director Gerardo I. Lopez | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1g | Elect Director Michael D. McKee | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1h | Elect Director Gregory T. McLaughlin | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1i | Elect Director Ronald L. Merriman | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 1j | Elect Director Sumit Roy | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Realty Income Corporation | O | USA | 756109104 | 756109104 | Annual | 12-May-20 | 12-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1a | Elect Director Glyn F. Aeppel | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1b | Elect Director Larry C. Glasscock | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1c | Elect Director Karen N. Horn | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1d | Elect Director Allan Hubbard | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1e | Elect Director Reuben S. Leibowitz | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1f | Elect Director Gary M. Rodkin | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1g | Elect Director Stefan M. Selig | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1h | Elect Director Daniel C. Smith | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1i | Elect Director J. Albert Smith, Jr. | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 1j | Elect Director Marta R. Stewart | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Simon Property Group, Inc. | SPG | USA | 828806109 | 828806109 | Annual | 12-May-20 | 16-Mar-20 | Management | 3 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.1 | Elect Director Linda B. Abraham | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.2 | Elect Director Terrance R. Ahern | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.3 | Elect Director Jane E. DeFlorio | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.4 | Elect Director Thomas Finne | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.5 | Elect Director David R. Lukes | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.6 | Elect Director Victor B. MacFarlane | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.7 | Elect Director Alexander Otto | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 1.8 | Elect Director Dawn M. Sweeney | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
SITE Centers Corp. | SITC | USA | 82981J109 | 82981J109 | Annual | 12-May-20 | 20-Mar-20 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditor | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 2 | Approve Increase in Number of Trustees from Nine to Ten | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.1 | Elect Trustee Luc Bachand | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.2 | Elect Trustee Christine Beaubien | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.3 | Elect Trustee Paul D. Campbell | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.4 | Elect Trustee Mitchell Cohen | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.5 | Elect Trustee Sylvain Cossette | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.6 | Elect Trustee Zachary R. George | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.7 | Elect Trustee Johanne Lepine | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.8 | Elect Trustee Michel Theroux | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.9 | Elect Trustee Rene Tremblay | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 3.10 | Elect Trustee Karen Laflamme | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 4 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 5 | Amend Contract of Trust Re: Unit Distribution | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 6 | Amend Contract of Trust Re: Investment Guidelines | For | For | Yes | No | ||||||||||||||||
Cominar Real Estate Investment Trust | CUF.UN | Canada | 199910100 | 199910100 | Annual/Special | 13-May-20 | 31-Mar-20 | Management | 7 | Approve Unitholders Rights Plan | For | For | Yes | No | ||||||||||||||||
The GPT Group | GPT | Australia | Q4252X155 | Q4252X155 | Annual | 13-May-20 | 11-May-20 | Management | 1 | Elect Gene Tilbrook as Director | For | For | Yes | No | ||||||||||||||||
The GPT Group | GPT | Australia | Q4252X155 | Q4252X155 | Annual | 13-May-20 | 11-May-20 | Management | 2 | Elect Mark Menhinnitt as Director | For | For | Yes | No | ||||||||||||||||
The GPT Group | GPT | Australia | Q4252X155 | Q4252X155 | Annual | 13-May-20 | 11-May-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 3.1 | Elect Li Tzar Kuoi, Victor as Director | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 3.2 | Elect Chiu Kwok Hung, Justin as Director | For | Against | Yes | Yes | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 3.3 | Elect Cheong Ying Chew, Henry as Director | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 3.4 | Elect Hung Siu-lin, Katherine as Director | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 3.5 | Elect Colin Stevens Russel as Director | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 5.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 5.2 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
CK Asset Holdings Limited | 1113 | Cayman Islands | G2177B101 | G2177B101 | Annual | 14-May-20 | 08-May-20 | Management | 6 | Amend Articles of Association | For | For | Yes | No | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 1.1 | Elect Director Steven E. Bernstein | For | For | Yes | No | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 1.2 | Elect Director Duncan H. Cocroft | For | For | Yes | No | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 1.3 | Elect Director Fidelma Russo | For | For | Yes | No | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
SBA Communications Corporation | SBAC | USA | 78410G104 | 78410G104 | Annual | 14-May-20 | 12-Mar-20 | Management | 4 | Approve Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.1 | Elect Director Steven Roth | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.2 | Elect Director Candace K. Beinecke | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.3 | Elect Director Michael D. Fascitelli | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.4 | Elect Director Beatrice Hamza Bassey | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.5 | Elect Director William W. Helman, IV | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.6 | Elect Director David M. Mandelbaum | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.7 | Elect Director Mandakini Puri | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.8 | Elect Director Daniel R. Tisch | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.9 | Elect Director Richard R. West | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 1.10 | Elect Director Russell B. Wight, Jr. | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||||
Vornado Realty Trust | VNO | USA | 929042109 | 929042109 | Annual | 14-May-20 | 16-Mar-20 | Management | 4 | Amend Omnibus Stock Plan | For | Against | Yes | Yes | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 2 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 5 | Re-elect John Burns as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 6 | Re-elect Claudia Arney as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 7 | Re-elect Lucinda Bell as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 8 | Re-elect Richard Dakin as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 9 | Re-elect Simon Fraser as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 10 | Re-elect Nigel George as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 11 | Re-elect Helen Gordon as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 12 | Re-elect Simon Silver as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 13 | Re-elect David Silverman as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 14 | Re-elect Cilla Snowball as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 15 | Re-elect Paul Williams as Director | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 16 | Re-elect Damian Wisniewski as Director | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 17 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 19 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Derwent London Plc | DLN | United Kingdom | G27300105 | G27300105 | Annual | 15-May-20 | 13-May-20 | Management | 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 1 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2a | Elect Director Melody C. Barnes | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2b | Elect Director Debra A. Cafaro | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2c | Elect Director Jay M. Gellert | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2d | Elect Director Richard I. Gilchrist | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2e | Elect Director Matthew J. Lustig | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2f | Elect Director Roxanne M. Martino | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2g | Elect Director Sean P. Nolan | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2h | Elect Director Walter C. Rakowich | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2i | Elect Director Robert D. Reed | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 2j | Elect Director James D. Shelton | For | For | Yes | No | ||||||||||||||||
Ventas, Inc. | VTR | USA | 92276F100 | 92276F100 | Annual | 18-May-20 | 20-Mar-20 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1a | Elect Director John Kilroy | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1b | Elect Director Edward Brennan | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1c | Elect Director Jolie Hunt | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1d | Elect Director Scott Ingraham | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1e | Elect Director Gary Stevenson | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 1f | Elect Director Peter Stoneberg | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 4 | Increase Authorized Common Stock | For | For | Yes | No | ||||||||||||||||
Kilroy Realty Corporation | KRC | USA | 49427F108 | 49427F108 | Annual | 19-May-20 | 06-Mar-20 | Management | 5 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1a | Elect Director Jon E. Bortz | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1b | Elect Director Cydney C. Donnell | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1c | Elect Director Ron E. Jackson | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1d | Elect Director Phillip M. Miller | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1e | Elect Director Michael J. Schall | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1f | Elect Director Bonny W. Simi | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 1g | Elect Director Earl E. Webb | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Pebblebrook Hotel Trust | PEB | USA | 70509V100 | 70509V100 | Annual | 19-May-20 | 20-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1a | Elect Director James C. Diggs | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1b | Elect Director Wyche Fowler | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1c | Elect Director H. Richard Haverstick, Jr. | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1d | Elect Director Terri A. Herubin | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1e | Elect Director Michael J. Joyce | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1f | Elect Director Charles P. Pizzi | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 1g | Elect Director Gerard H. Sweeney | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Brandywine Realty Trust | BDN | USA | 105368203 | 105368203 | Annual | 20-May-20 | 20-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.1 | Elect Director Victor J. Coleman | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.2 | Elect Director Theodore R. Antenucci | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.3 | Elect Director Richard B. Fried | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.4 | Elect Director Jonathan M. Glaser | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.5 | Elect Director Robert L. Harris, II | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.6 | Elect Director Christy Haubegger | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.7 | Elect Director Mark D. Linehan | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.8 | Elect Director Robert M. Moran, Jr. | For | Against | Yes | Yes | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.9 | Elect Director Barry A. Porter | For | Against | Yes | Yes | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 1.10 | Elect Director Andrea Wong | For | Against | Yes | Yes | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Hudson Pacific Properties, Inc. | HPP | USA | 444097109 | 444097109 | Annual | 20-May-20 | 20-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.1 | Elect Director Bryce Blair | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.2 | Elect Director Dallas B. Tanner | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.3 | Elect Director Jana Cohen Barbe | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.4 | Elect Director Richard D. Bronson | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.5 | Elect Director Michael D. Fascitelli | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.6 | Elect Director Jeffrey E. Kelter | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.7 | Elect Director Joseph D. Margolis | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.8 | Elect Director John B. Rhea | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.9 | Elect Director J. Heidi Roizen | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.10 | Elect Director Janice L. Sears | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 1.11 | Elect Director William J. Stein | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Invitation Homes, Inc. | INVH | USA | 46187W107 | 46187W107 | Annual | 20-May-20 | 25-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1a | Elect Director Glenn J. Rufrano | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1b | Elect Director Hugh R. Frater | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1c | Elect Director David B. Henry | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1d | Elect Director Mary Hogan Preusse | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1e | Elect Director Richard J. Lieb | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1f | Elect Director Mark S. Ordan | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1g | Elect Director Eugene A. Pinover | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 1h | Elect Director Julie G. Richardson | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
VEREIT, Inc. | VER | USA | 92339V100 | 92339V100 | Annual | 21-May-20 | 27-Mar-20 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2a | Re-elect Phillip Burns as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2b | Re-elect Joan Garahy as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2c | Re-elect Tom Kavanagh as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2d | Re-elect Mark Kenney as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2e | Re-elect Declan Moylan as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2f | Re-elect Aidan O’Hogan as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 2g | Re-elect Margaret Sweeney as Director | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 3 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 5 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 6 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 7a | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 7b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 8 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Irish Residential Properties REIT Plc | IRES | Ireland | G49456109 | G49456109 | Annual | 27-May-20 | 25-May-20 | Management | 9 | Authorise Reissuance of Treasury Shares | For | For | Yes | No | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 1 | Amend Articles to Change Japanese Era Year to Western Year - Amend Provisions on Deemed Approval System - Amend Permitted Investment Types | For | For | Yes | No | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 2 | Elect Executive Director Miura, Yoshiyuki | For | For | Yes | No | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 3 | Elect Alternate Executive Director Miki, Hisatake | For | For | Yes | No | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 4.1 | Elect Supervisory Director Inoue, Toraki | For | Against | Yes | Yes | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 4.2 | Elect Supervisory Director Yamaguchi, Kota | For | For | Yes | No | ||||||||||||||||
GLP-J REIT | 3281 | Japan | J17305103 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 5 | Elect Alternate Supervisory Director Kase, Yutaka | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Japan Excellent, Inc. | 8987 | Japan | J2739K109 | J2739K109 | Special | 29-May-20 | 08-Apr-20 | Management | 1 | Elect Executive Director Kayama, Shuichiro | For | For | Yes | No | ||||||||||||||||
Japan Excellent, Inc. | 8987 | Japan | J2739K109 | J2739K109 | Special | 29-May-20 | 08-Apr-20 | Management | 2 | Elect Alternate Executive Director Tabei, Hiroshi | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1a | Elect Director William C. Bayless, Jr. | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1b | Elect Director G. Steven Dawson | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1c | Elect Director Cydney C. Donnell | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1d | Elect Director Mary C. Egan | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1e | Elect Director Edward Lowenthal | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1f | Elect Director Oliver Luck | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1g | Elect Director C. Patrick Oles, Jr. | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1h | Elect Director John T. Rippel | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 1i | Elect Director Carla Pineyro Sublett | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
American Campus Communities, Inc. | ACC | USA | 024835100 | 024835100 | Annual | 01-Jun-20 | 09-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.1 | Elect Trustees Harold Burke | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.2 | Elect Trustees Gina Parvaneh Cody | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.3 | Elect Trustees Mark Kenney | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.4 | Elect Trustees Poonam Puri | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.5 | Elect Trustees Jamie Schwartz | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.6 | Elect Trustees Michael Stein | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.7 | Elect Trustees Elaine Todres | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 1.8 | Elect Trustees Rene Tremblay | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Canadian Apartment Properties Real Estate Investment Trust | CAR.UN | Canada | 134921105 | 134921105 | Annual/Special | 01-Jun-20 | 27-Apr-20 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Yes | No | ||||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 6.1 | Elect Matthias Huenlein to the Supervisory Board | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 6.2 | Elect Kerstin Guenther to the Supervisory Board | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 7.1 | Amend Articles Re: Information Sent by Registered Letter | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 7.2 | Amend Articles Re: Transmission of Information by Electronic Means | For | For | Yes | No | ||||||||||||||||
Deutsche Wohnen SE | DWNI | Germany | D2046U176 | D2046U176 | Annual | 05-Jun-20 | 14-May-20 | Management | 7.3 | Amend Articles Re: Proof of Entitlement | For | For | Yes | No | ||||||||||||||||
ESR-REIT | J91U | Singapore | Y2301D106 | Y2301D106 | Annual | 05-Jun-20 | Management | 1 | Adopt Trustee’s Report, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Yes | No | |||||||||||||||||
ESR-REIT | J91U | Singapore | Y2301D106 | Y2301D106 | Annual | 05-Jun-20 | Management | 2 | Approve Ernst & Young LLP as Auditors and Authorize Directors of the Manager to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
ESR-REIT | J91U | Singapore | Y2301D106 | Y2301D106 | Annual | 05-Jun-20 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
ESR-REIT | J91U | Singapore | Y2301D106 | Y2301D106 | Annual | 05-Jun-20 | Management | 4 | Authorize Unit Repurchase Program | For | For | Yes | No | |||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1a | Elect Director Laurence A. Chapman | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1b | Elect Director Alexis Black Bjorlin | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1c | Elect Director Michael A. Coke | For | Against | Yes | Yes | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1d | Elect Director VeraLinn “Dash” Jamieson | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1e | Elect Director Kevin J. Kennedy | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1f | Elect Director William G. LaPerch | For | Against | Yes | Yes | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1g | Elect Director Jean F.H.P. Mandeville | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1h | Elect Director Afshin Mohebbi | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1i | Elect Director Mark R. Patterson | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1j | Elect Director Mary Hogan Preusse | For | Against | Yes | Yes | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 1k | Elect Director A. William Stein | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 2 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Digital Realty Trust, Inc. | DLR | USA | 253868103 | 253868103 | Annual | 08-Jun-20 | 20-Apr-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 3.1 | Elect Lee Ka Kit as Director | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 3.2 | Elect Lee Ka Shing as Director | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 3.3 | Elect Suen Kwok Lam as Director | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 3.4 | Elect Fung Lee Woon King as Director | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 3.5 | Elect Lee Pui Ling, Angelina as Director | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 5A | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 5B | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
Henderson Land Development Company Limited | 12 | Hong Kong | Y31476107 | Y31476107 | Annual | 08-Jun-20 | 02-Jun-20 | Management | 5C | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1A | Elect Trustee Alex Avery | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1B | Elect Trustee Robert E. Dickson | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1C | Elect Trustee Edward Gilbert | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1D | Elect Trustee Brenna Haysom | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1E | Elect Trustee Thomas J. Hofstedter | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1F | Elect Trustee Laurence A. Lebovic | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1G | Elect Trustee Juli Morrow | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1H | Elect Trustee Marvin Rubner | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 1I | Elect Trustee Ronald C. Rutman | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 2 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
H&R Real Estate Investment Trust | HR.UN | Canada | 403925407 | 403925407 | Annual | 16-Jun-20 | 04-May-20 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 15.5 | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Nakano, Kenjiro | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Minami, Koichi | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Isemura, Seisuke | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Kawauchi, Kazutomo | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tsuji, Takashi | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 3 | Approve Compensation Ceiling for Directors | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 4 | Approve Restricted Stock Plan | For | For | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Share Holder | 5 | Appoint Shareholder Director Nominee Maruki, Tsuyoshi | Against | For | Yes | Yes | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Share Holder | 6 | Amend Articles to Amend Business Lines | Against | For | Yes | Yes | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Share Holder | 7 | Dispose of All Rental Real Estate Properties for at Least JPY 198.5 Billion | Against | Against | Yes | No | ||||||||||||||||
Keihanshin Building Co., Ltd. | 8818 | Japan | J32018111 | J32018111 | Annual | 16-Jun-20 | 31-Mar-20 | Share Holder | 8 | Amend Articles to Dispose of All Shares Held for Purposes Other Than Pure Investment by March 2021 | Against | For | Yes | Yes | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 1 | Approve Consolidated and Standalone Financial Statements | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 2.1 | Approve Allocation of Income and Dividends | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 2.2 | Approve Dividends Charged to Reserves | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 3 | Approve Discharge of Board | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 4 | Renew Appointment of Deloitte as Auditor | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.1 | Fix Number of Directors at 14 | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.2 | Reelect Ismael Clemente Orrego as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.3 | Reelect George Donald Johnston as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.4 | Reelect Maria Luisa Jorda Castro as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.5 | Reelect Ana Maria Garcia Fau as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.6 | Reelect Fernando Javier Ortiz Vaamonde as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.7 | Reelect John Gomez-Hall as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.8 | Reelect Emilio Novela Berlin as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.9 | Elect Maria Ana Forner Beltran as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.10 | Reelect Miguel Ollero Barrera as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 5.11 | Elect Ignacio Gil-Casares Satrustegui as Director | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 6 | Approve Remuneration of Directors | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 7 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 8 | Advisory Vote on Remuneration Report | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 9 | Amend Article 38 Re: Director Remuneration | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 10 | Authorize Issuance of Non- Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 6 Billion and Issuance of Notes up to EUR 750 Million | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 11 | Authorize Company to Call EGM with 15 Days’ Notice | For | For | Yes | No | ||||||||||||||||
MERLIN Properties SOCIMI SA | MRL | Spain | E7390Z100 | E7390Z100 | Annual | 16-Jun-20 | 11-Jun-20 | Management | 12 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.1 | Elect Director Thomas Bartlett | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.2 | Elect Director Nanci Caldwell | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.3 | Elect Director Adaire Fox-Martin | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.4 | Elect Director Gary Hromadko | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.5 | Elect Director William Luby | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.6 | Elect Director Irving Lyons, III | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.7 | Elect Director Charles Meyers | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.8 | Elect Director Christopher Paisley | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.9 | Elect Director Sandra Rivera | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 1.10 | Elect Director Peter Van Camp | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 3 | Approve Omnibus Stock Plan | For | Against | Yes | Yes | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Equinix, Inc. | EQIX | USA | 29444U700 | 29444U700 | Annual | 18-Jun-20 | 20-Apr-20 | Share Holder | 5 | Report on Political Contributions | Against | For | Yes | Yes | ||||||||||||||||
New World Development Co. Ltd. | 17 | Hong Kong | Y63084126 | Y63084126 | Special | 19-Jun-20 | 15-Jun-20 | Management | 1 | Approve Share Consolidation | For | For | Yes | No | ||||||||||||||||
New World Development Company Limited | 17 | Hong Kong | Y63084126 | Y63084126 | Special | 19-Jun-20 | 15-Jun-20 | Management | 1 | Approve Services Group Master Services Agreement, Services Group Transactions, Services Group Annual Caps and Related Transactions | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1a | Elect Cheng Lily Ka Lai as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1b | Elect Lim Siang Keat Raymond as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1c | Elect Low Mei Shuen Michelle as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1d | Elect Wu May Yihong as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1e | Elect Choi Tak Kwan Thomas as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 1f | Elect Wang Jinlong as Director | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 3 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
Swire Properties Ltd. | 1972 | Hong Kong | Y83191109 | Y83191109 | Annual | 22-Jun-20 | 16-Jun-20 | Management | 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1 | Amend Articles to Amend Provisions on Number of Directors | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Yoshikawa, Atsushi | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Kutsukake, Eiji | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Miyajima, Seiichi | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Seki, Toshiaki | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Haga, Makoto | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Higashi, Tetsuro | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Nagamatsu, Shoichi | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 3 | Elect Director and Audit Committee Member Takahashi, Tetsu | For | For | Yes | No | ||||||||||||||||
Nomura Real Estate Holdings, Inc. | 3231 | Japan | J5893B104 | J5893B104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 4 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Tsuchimoto, Kiyoyuki | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Iwasaki, Norio | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Yamada, Kazuo | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Mizuta, Hiroki | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Nakao, Tomoharu | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Masui, Kiichiro | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Ota, Junji | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | �� | Management | 2.8 | Elect Director Moriguchi, Takahiro | For | For | Yes | No | |||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Utsunomiya, Junko | For | For | Yes | No | ||||||||||||||||
Heiwa Real Estate Co., Ltd. | 8803 | Japan | J19278100 | J19278100 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 3 | Appoint KPMG AZSA LLC as New External Audit Firm | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 10.5 | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Sonobe, Toshiyuki | For | Against | Yes | Yes | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Narita, Junichi | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tanaka, Kensuke | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Ota, Takehiko | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tainaka, Hideki | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Oi, Atsushi | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Miyanoya, Atsushi | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Alternate Statutory Auditor Morimoto, Hiroshi | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
Daibiru Corp. | 8806 | Japan | J08463101 | J08463101 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 5 | Approve Restricted Stock Plan | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Raymond Bennett | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Linda Walker Bynoe | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Connie K. Duckworth | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Mary Kay Haben | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Tahsinul Zia Huque | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Bradley A. Keywell | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director John E. Neal | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director David J. Neithercut | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Mark J. Parrell | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.10 | Elect Director Mark S. Shapiro | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.11 | Elect Director Stephen E. Sterrett | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.12 | Elect Director Samuel Zell | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Equity Residential | EQR | USA | 29476L107 | 29476L107 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Sugiyama, Hirotaka | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Yoshida, Junichi | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tanisawa, Junichi | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Arimori, Tetsuji | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Katayama, Hiroshi | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Naganuma, Bunroku | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kato, Jo | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Okusa, Toru | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Okamoto, Tsuyoshi | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Ebihara, Shin | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Narukawa, Tetsuo | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Shirakawa, Masaaki | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.13 | Elect Director Nagase, Shin | For | For | Yes | No | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.14 | Elect Director Egami, Setsuko | For | Against | Yes | Yes | ||||||||||||||||
Mitsubishi Estate Co., Ltd. | 8802 | Japan | J43916113 | J43916113 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.15 | Elect Director Taka, Iwao | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2 | Amend Articles to Amend Business Lines | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3 | Elect Director Ueda, Takashi | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4.1 | Appoint Statutory Auditor Ishigami, Hiroyuki | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4.2 | Appoint Statutory Auditor Ozeki, Yukimi | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 5 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
Mitsui Fudosan Co., Ltd. | 8801 | Japan | J4509L101 | J4509L101 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 6 | Approve Restricted Stock Plan | For | For | Yes | No | ||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 2 | Approve First and Final Dividend | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 3 | Approve Directors’ Remuneration | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 4a | Elect Chaly Mah Chee Kheong as Director | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 4b | Elect Amirsham Bin A Aziz as Director | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 4c | Elect Kee Teck Koon as Director | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 4d | Elect Gabriel Lim Meng Liang as Director | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 5 | Elect Miguel Ko as Director | For | For | Yes | No |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 15 - Ivy LaSalle Global Real Estate Fund
Company | Ticker | Country | Primary CUSIP | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management | Vote Instruction | Voted | Vote Against Management | ||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 8 | Approve Grant of Awards and Issuance of Shares Under the CapitaLand Performance Share Plan 2020 and CapitaLand Restricted Share Plan 2020 | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 9 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 10 | Approve Issuance of Shares Pursuant to the CapitaLand Scrip Dividend Scheme | For | For | Yes | No | |||||||||||||||||
CapitaLand Ltd. | C31 | Singapore | Y10923103 | Y10923103 | Annual | 29-Jun-20 | Management | 11 | Amend Constitution | For | For | Yes | No | |||||||||||||||||
Vonovia SE | VNA | Germany | D9581T100 | D9581T100 | Annual | 30-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Yes | No | |||||||||||||||||||
Vonovia SE | VNA | Germany | D9581T100 | D9581T100 | Annual | 30-Jun-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 1.57 per Share | For | For | Yes | No | |||||||||||||||||
Vonovia SE | VNA | Germany | D9581T100 | D9581T100 | Annual | 30-Jun-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
Vonovia SE | VNA | Germany | D9581T100 | D9581T100 | Annual | 30-Jun-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
Vonovia SE | VNA | Germany | D9581T100 | D9581T100 | Annual | 30-Jun-20 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | Yes | No |
IVY LIMITED-TERM BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Limited-Term Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY MANAGED INTERNATIONAL OPPORTUNITIES FUND
Proxy Voting Record
There was no proxy voting for Ivy Managed International Opportunities Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY MID CAP GROWTH FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Burberry Group Plc
Meeting Date: | 07/17/2019 | Country: | United Kingdom | Primary Security ID: | G1700D105 | |||||
Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | BRBY | |||||
Shares Voted: | 2,270,421 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Final Dividend | Mgmt | For | For | For | |||||
4 | Re-elect Dr Gerry Murphy as Director | Mgmt | For | For | For | |||||
5 | Re-elect Fabiola Arredondo as Director | Mgmt | For | For | For | |||||
6 | Re-elect Jeremy Darroch as Director | Mgmt | For | For | For | |||||
7 | Re-elect Ron Frasch as Director | Mgmt | For | For | For | |||||
8 | Re-elect Matthew Key as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dame Carolyn McCall as Director | Mgmt | For | For | For | |||||
10 | Re-elect Orna NiChionna as Director | Mgmt | For | For | For | |||||
11 | Re-elect Marco Gobbetti as Director | Mgmt | For | For | For | |||||
12 | Re-elect Julie Brown as Director | Mgmt | For | For | For | |||||
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
ABIOMED, Inc.
Meeting Date: | 08/07/2019 | Country: | USA | Primary Security ID: | 003654100 | |||||
Record Date: | 06/10/2019 | Meeting Type: | Annual | Ticker: | ABMD | |||||
Shares Voted: | 276,866 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
1.2 | Elect Director Martin P. Sutter | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Electronic Arts Inc.
Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
Shares Voted: | 1,321,445 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Microchip Technology Incorporated
Meeting Date: | 08/20/2019 | Country: | USA | Primary Security ID: | 595017104 | |||||
Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | MCHP | |||||
Shares Voted: | 528,103 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |||||
1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | Against | Against |
RPM International Inc.
Meeting Date: | 10/03/2019 | Country: | USA | Primary Security ID: | 749685103 | |||||
Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | RPM | |||||
Shares Voted: | 977,717 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kirkland B. Andrews | Mgmt | For | For | For | |||||
1.2 | Elect Director David A. Daberko | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas S. Gross | Mgmt | For | For | For | |||||
1.4 | Elect Director Frank C. Sullivan | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
L3Harris Technologies, Inc.
Meeting Date: | 10/25/2019 | Country: | USA | Primary Security ID: | 502431109 | |||||
Record Date: | 08/30/2019 | Meeting Type: | Annual | Ticker: | LHX | |||||
Shares Voted: | 411,628 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
1g | Elect Director Lewis Hay, III | Mgmt | For | For | For | |||||
1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Maxim Integrated Products, Inc.
Meeting Date: | 11/07/2019 | Country: | USA | Primary Security ID: | 57772K101 | |||||
Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | MXIM | |||||
Shares Voted: | 1,388,404 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director William (Bill) P. Sullivan | Mgmt | For | For | For | |||||
1b | Elect Director Tunc Doluca | Mgmt | For | For | For | |||||
1c | Elect Director Tracy C. Accardi | Mgmt | For | For | For | |||||
1d | Elect Director James R. Bergman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Maxim Integrated Products, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Joseph R. Bronson | Mgmt | For | For | For | |||||
1f | Elect Director Robert E. Grady | Mgmt | For | For | For | |||||
1g | Elect Director Mercedes Johnson | Mgmt | For | For | For | |||||
1h | Elect Director William D. Watkins | Mgmt | For | For | For | |||||
1i | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Jack Henry & Associates, Inc.
Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 426281101 | |||||
Record Date: | 09/20/2019 | Meeting Type: | Annual | Ticker: | JKHY | |||||
Shares Voted: | 23,004 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Matthew C. Flanigan | Mgmt | For | For | For | |||||
1.2 | Elect Director John F. Prim | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas H. Wilson, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Jacque R. Fiegel | Mgmt | For | For | For | |||||
1.5 | Elect Director Thomas A. Wimsett | Mgmt | For | For | For | |||||
1.6 | Elect Director Laura G. Kelly | Mgmt | For | For | For | |||||
1.7 | Elect Director Shruti S. Miyashiro | Mgmt | For | For | For | |||||
1.8 | Elect Director Wesley A. Brown | Mgmt | For | For | For | |||||
1.9 | Elect Director David B. Foss | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers, LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Palo Alto Networks, Inc.
Meeting Date: | 12/09/2019 | Country: | USA | Primary Security ID: | 697435105 | |||||
Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | PANW | |||||
Shares Voted: | 327,426 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Asheem Chandna | Mgmt | For | Refer | Withhold | |||||
1b | Elect Director James J. Goetz | Mgmt | For | Refer | Withhold | |||||
1c | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Guidewire Software, Inc.
Meeting Date: | 12/17/2019 | Country: | USA | Primary Security ID: | 40171V100 | |||||
Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | GWRE | |||||
Shares Voted: | 974,237 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Margaret Dillon | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael Keller | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael (Mike) Rosenbaum | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Require a Majority Vote for the Election of Directors | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
The Scotts Miracle-Gro Company
Meeting Date: | 01/27/2020 | Country: | USA | Primary Security ID: | 810186106 | |||||
Record Date: | 12/04/2019 | Meeting Type: | Annual | Ticker: | SMG | |||||
Shares Voted: | 606,778 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
1.1 | Elect Director James Hagedorn | Mgmt | For | For | For | |||||
1.2 | Elect Director Brian D. Finn | Mgmt | For | For | For | |||||
1.3 | Elect Director Nancy G. Mistretta | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Gardner Denver Holdings, Inc.
Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
Shares Voted: | 1,543,577 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Keysight Technologies, Inc.
Meeting Date: | 03/19/2020 | Country: | USA | Primary Security ID: | 49338L103 | |||||
Record Date: | 01/21/2020 | Meeting Type: | Annual | Ticker: | KEYS | |||||
Shares Voted: | 1,103,599 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Paul N. Clark | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard P. Hamada | Mgmt | For | For | For | |||||
1.3 | Elect Director Paul A. Lacouture | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Keysight Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Genmab A/S
Meeting Date: | 03/26/2020 | Country: | Denmark | Primary Security ID: | K3967W102 | |||||
Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | GMAB | |||||
Shares Voted: | 993,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Receive Report of Board | Mgmt | ||||||||
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
4a | Reelect Deirdre P. Connelly as Director | Mgmt | For | For | For | |||||
4b | Reelect Pernille Erenbjerg as Director | Mgmt | For | For | For | |||||
4c | Reelect Rolf Hoffmann as Director | Mgmt | For | For | For | |||||
4d | Reelect Paolo Paoletti as Director | Mgmt | For | For | For | |||||
4e | Reelect Anders Gersel Pedersen as Director | Mgmt | For | For | For | |||||
4f | Elect Jonathan Peacock as New Director | Mgmt | For | Refer | For | |||||
5 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
6a | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | Refer | Against | |||||
6b | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees | Mgmt | For | Refer | Against | |||||
6c | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S | Mgmt | For | Refer | For | |||||
7 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Genmab A/S
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
8 | Other Business | Mgmt |
A. O. Smith Corporation
Meeting Date: | 04/15/2020 | Country: | USA | Primary Security ID: | 831865209 | |||||
Record Date: | 02/18/2020 | Meeting Type: | Annual | Ticker: | AOS | |||||
Shares Voted: | 1,804,555 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1.1 | Elect Director William P. Greubel | Mgmt | For | For | For | |||||
1.2 | Elect Director Ilham Kadri | Mgmt | For | For | For | |||||
1.3 | Elect Director Idelle K. Wolf | Mgmt | For | For | For | |||||
1.4 | Elect Director Gene C. Wulf | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Agilent Technologies, Inc.
Meeting Date: | 04/17/2020 | Country: | USA | Primary Security ID: | 00846U101 | |||||
Record Date: | 01/22/2020 | Meeting Type: | Annual | Ticker: | A | |||||
Shares Voted: | 754,436 | |||||||||
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1.1 | Elect Director Heidi Kunz | Mgmt | For | For | For | |||||
1.2 | Elect Director Susan H. Rataj | Mgmt | For | For | For | |||||
1.3 | Elect Director George A. Scangos | Mgmt | For | For | For | |||||
1.4 | Elect Director Dow R. Wilson | Mgmt | For | For | For | |||||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Agilent Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Intuitive Surgical, Inc.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 46120E602 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | ISRG | |||||
Shares Voted: | 143,736 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1a | Elect Director Craig H. Barratt | Mgmt | For | For | For | |||||
1b | Elect Director Joseph C. Beery | Mgmt | For | For | For | |||||
1c | Elect Director Gary S. Guthart | Mgmt | For | For | For | |||||
1d | Elect Director Amal M. Johnson | Mgmt | For | For | For | |||||
1e | Elect Director Don R. Kania | Mgmt | For | For | For | |||||
1f | Elect Director Amy L. Ladd | Mgmt | For | For | For | |||||
1g | Elect Director Keith R. Leonard, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Alan J. Levy | Mgmt | For | For | For | |||||
1i | Elect Director Jami Dover Nachtsheim | Mgmt | For | For | For | |||||
1j | Elect Director Mark J. Rubash | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For | |||||
Officers’ Compensation | ||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
6 | Provide Right to Call Special Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
SVB Financial Group
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 78486Q101 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SIVB | |||||
Shares Voted: | 315,911 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Greg W. Becker | Mgmt | For | For | For | |||||
1.2 | Elect Director Eric A. Benhamou | Mgmt | For | For | For | |||||
1.3 | Elect Director John S. Clendening | Mgmt | For | For | For | |||||
1.4 | Elect Director Roger F. Dunbar | Mgmt | For | For | For | |||||
1.5 | Elect Director Joel P. Friedman | Mgmt | For | For | For | |||||
1.6 | Elect Director Jeffrey N. Maggioncalda | Mgmt | For | For | For | |||||
1.7 | Elect Director Kay Matthews | Mgmt | For | For | For | |||||
1.8 | Elect Director Mary J. Miller | Mgmt | For | For | For | |||||
1.9 | Elect Director Kate D. Mitchell | Mgmt | For | For | For | |||||
1.10 | Elect Director John F. Robinson | Mgmt | For | For | For | |||||
1.11 | Elect Director Garen K. Staglin | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
L3Harris Technologies, Inc.
Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 502431109 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | LHX | |||||
Shares Voted: | 391,038 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
1g | Elect Director Lewis Hay, III | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
L3Harris Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Mgmt | For | For | For | |||||
5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Mgmt | For | Refer | For | |||||
6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Mgmt | For | Refer | For | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For |
Fastenal Company
Meeting Date: | 04/25/2020 | Country: | USA | Primary Security ID: | 311900104 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | FAST | |||||
Shares Voted: | 2,013,457 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Willard D. Oberton | Mgmt | For | For | For | |||||
1b | Elect Director Michael J. Ancius | Mgmt | For | For | For | |||||
1c | Elect Director Michael J. Dolan | Mgmt | For | For | For | |||||
1d | Elect Director Stephen L. Eastman | Mgmt | For | For | For | |||||
1e | Elect Director Daniel L. Florness | Mgmt | For | For | For | |||||
1f | Elect Director Rita J. Heise | Mgmt | For | For | For | |||||
1g | Elect Director Daniel L. Johnson | Mgmt | For | For | For | |||||
1h | Elect Director Nicholas J. Lundquist | Mgmt | For | For | For | |||||
1i | Elect Director Scott A. Satterlee | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Fastenal Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Reyne K. Wisecup | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Prepare Employment Diversity Report | SH | Against | Against | Against |
Coherent, Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
Shares Voted: | 376,342 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
1b | Elect Director Pamela Fletcher | Mgmt | For | For | For | |||||
1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
1e | Elect Director Michael R. McMullen | Mgmt | For | For | For | |||||
1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Noble Energy, Inc.
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
Shares Voted: | 2,985,966 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
1g | Elect Director Scott D. Urban | Mgmt | For | For | For | |||||
1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Axalta Coating Systems Ltd.
Meeting Date: | 04/29/2020 | Country: | Bermuda | Primary Security ID: | G0750C108 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | AXTA | |||||
Shares Voted: | 2,893,521 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Mark Garrett | Mgmt | For | For | Withhold | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | Against | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
BorgWarner Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 099724106 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BWA | |||||
Shares Voted: | 2,054,240 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Dennis C. Cuneo | Mgmt | For | For | For | |||||
1b | Elect Director Michael S. Hanley | Mgmt | For | For | For | |||||
1c | Elect Director Frederic B. Lissalde | Mgmt | For | For | For | |||||
1d | Elect Director Paul A. Mascarenas | Mgmt | For | For | For | |||||
1e | Elect Director John R. McKernan, Jr. | Mgmt | For | For | For | |||||
1f | Elect Director Deborah D. McWhinney | Mgmt | For | For | For | |||||
1g | Elect Director Alexis P. Michas | Mgmt | For | For | For | |||||
1h | Elect Director Vicki L. Sato | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against |
Trex Company, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 89531P105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | TREX | |||||
Shares Voted: | 782,185 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Jay M. Gratz | Mgmt | For | For | For | |||||
1.2 | Elect Director Kristine L. Juster | Mgmt | For | For | For | |||||
1.3 | Elect Director Ronald W. Kaplan | Mgmt | For | For | For | |||||
1.4 | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
National Instruments Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 636518102 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | NATI | |||||
Shares Voted: | 98,493 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael E. McGrath | Mgmt | For | For | For | |||||
1.2 | Elect Director Alexander M. Davern | Mgmt | For | For | For | |||||
2 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Advanced Micro Devices, Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 007903107 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | AMD | |||||
Shares Voted: | 1,917,073 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director John E. Caldwell | Mgmt | For | For | For | |||||
1b | Elect Director Nora M. Denzel | Mgmt | For | For | For | |||||
1c | Elect Director Mark Durcan | Mgmt | For | For | For | |||||
1d | Elect Director Michael P. Gregoire | Mgmt | For | For | For | |||||
1e | Elect Director Joseph A. Householder | Mgmt | For | For | For | |||||
1f | Elect Director John W. Marren | Mgmt | For | For | For | |||||
1g | Elect Director Lisa T. Su | Mgmt | For | For | For | |||||
1h | Elect Director Abhi Y. Talwalkar | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Edwards Lifesciences Corporation
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 28176E108 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | EW | |||||
Shares Voted: | 445,583 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael A. Mussallem | Mgmt | For | For | For | |||||
1b | Elect Director Kieran T. Gallahue | Mgmt | For | For | For | |||||
1c | Elect Director Leslie S. Heisz | Mgmt | For | For | For | |||||
1d | Elect Director William J. Link | Mgmt | For | For | For | |||||
1e | Elect Director Steven R. Loranger | Mgmt | For | For | For | |||||
1f | Elect Director Martha H. Marsh | Mgmt | For | For | For | |||||
1g | Elect Director Ramona Sequeira | Mgmt | For | For | For | |||||
1h | Elect Director Nicholas J. Valeriani | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Approve Stock Split | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
IDEX Corporation
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 45167R104 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | IEX | |||||
Shares Voted: | 542,331 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1.1 | Elect Director Andrew K. Silvernail | Mgmt | For | For | For | |||||
1.2 | Elect Director Katrina L. Helmkamp | Mgmt | For | For | For | |||||
1.3 | Elect Director Mark A. Beck | Mgmt | For | For | For | |||||
1.4 | Elect Director Carl R. Christenson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
IDEX Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against |
Tractor Supply Company
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 892356106 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TSCO | |||||
Shares Voted: | 1,379,611 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
1.2 | Elect Director Ricardo Cardenas | Mgmt | For | For | For | |||||
1.3 | Elect Director Denise L. Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Director Thomas A. Kingsbury | Mgmt | For | For | For | |||||
1.5 | Elect Director Ramkumar Krishnan | Mgmt | For | For | For | |||||
1.6 | Elect Director George MacKenzie | Mgmt | For | For | For | |||||
1.7 | Elect Director Edna K. Morris | Mgmt | For | For | For | |||||
1.8 | Elect Director Mark J. Weikel | Mgmt | For | For | For | |||||
1.9 | Elect Director Harry A. Lawton, III | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Teradyne, Inc.
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 880770102 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | TER | |||||
Shares Voted: | 1,823,601 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director Michael A. Bradley | Mgmt | For | For | For | |||||
1B | Elect Director Edwin J. Gillis | Mgmt | For | For | For | |||||
1C | Elect Director Timothy E. Guertin | Mgmt | For | For | For | |||||
1D | Elect Director Mark E. Jagiela | Mgmt | For | For | For | |||||
1E | Elect Director Mercedes Johnson | Mgmt | For | For | For | |||||
1F | Elect Director Marilyn Matz | Mgmt | For | For | For | |||||
1G | Elect Director Paul J. Tufano | Mgmt | For | For | For | |||||
1H | Elect Director Roy A. Vallee | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Cboe Global Markets, Inc.
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 12503M108 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | CBOE | |||||
Shares Voted: | 384,192 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Edward T. Tilly | Mgmt | For | For | For | |||||
1b | Elect Director Eugene S. Sunshine | Mgmt | For | For | For | |||||
1c | Elect Director William M. Farrow, III | Mgmt | For | For | For | |||||
1d | Elect Director Edward J. Fitzpatrick | Mgmt | For | For | For | |||||
1e | Elect Director Janet P. Froetscher | Mgmt | For | For | For | |||||
1f | Elect Director Jill R. Goodman | Mgmt | For | For | For | |||||
1g | Elect Director Roderick A. Palmore | Mgmt | For | For | For | |||||
1h | Elect Director James E. Parisi | Mgmt | For | For | For | |||||
1i | Elect Director Joseph P. Ratterman | Mgmt | For | For | For | |||||
1j | Elect Director Michael L. Richter | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Cboe Global Markets, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1k | Elect Director Jill E. Sommers | Mgmt | For | For | For | |||||
1l | Elect Director Fredric J. Tomczyk | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
First Republic Bank
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 33616C100 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | FRC | |||||
Shares Voted: | 826,032 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director James H. Herbert, II | Mgmt | For | For | For | |||||
1b | Elect Director Katherine August-deWilde | Mgmt | For | For | For | |||||
1c | Elect Director Hafize Gaye Erkan | Mgmt | For | For | For | |||||
1d | Elect Director Frank J. Fahrenkopf, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Boris Groysberg | Mgmt | For | For | For | |||||
1f | Elect Director Sandra R. Hernandez | Mgmt | For | For | For | |||||
1g | Elect Director Pamela J. Joyner | Mgmt | For | For | For | |||||
1h | Elect Director Reynold Levy | Mgmt | For | For | For | |||||
1i | Elect Director Duncan L. Niederauer | Mgmt | For | For | For | |||||
1j | Elect Director George G.C. Parker | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
The Hershey Company
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 427866108 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | HSY | |||||
Shares Voted: | 500,590 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Pamela M. Arway | Mgmt | For | For | For | |||||
1.2 | Elect Director James W. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director Michele G. Buck | Mgmt | For | For | For | |||||
1.4 | Elect Director Victor L. Crawford | Mgmt | For | For | For | |||||
1.5 | Elect Director Charles A. Davis | Mgmt | For | For | For | |||||
1.6 | Elect Director Mary Kay Haben | Mgmt | For | For | For | |||||
1.7 | Elect Director James C. Katzman | Mgmt | For | For | For | |||||
1.8 | Elect Director M. Diane Koken | Mgmt | For | For | For | |||||
1.9 | Elect Director Robert M. Malcolm | Mgmt | For | For | For | |||||
1.10 | Elect Director Anthony J. Palmer | Mgmt | For | For | For | |||||
1.11 | Elect Director Juan R. Perez | Mgmt | For | For | For | |||||
1.12 | Elect Director Wendy L. Schoppert | Mgmt | For | For | For | |||||
1.13 | Elect Director David L. Shedlarz | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
TransUnion
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 89400J107 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | TRU | |||||
Shares Voted: | 1,461,335 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2a | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Mgmt | For | For | For | |||||
2b | Eliminate Supermajority Vote Requirement to Remove Directors | Mgmt | For | For | For | |||||
3 | Amend Articles of Incorporation to Remove the Corporate Opportunity Waiver | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
TransUnion
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
5a | Elect Director Suzanne P. Clark | Mgmt | For | For | For | |||||
5b | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||||
5c | Elect Director Thomas L. Monahan, III | Mgmt | For | For | For | |||||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Tyler Technologies, Inc.
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 902252105 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | TYL | |||||
Shares Voted: | 249,365 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Donald R. Brattain | Mgmt | For | For | For | |||||
1b | Elect Director Glenn A. Carter | Mgmt | For | For | For | |||||
1c | Elect Director Brenda A. Cline | Mgmt | For | For | For | |||||
1d | Elect Director J. Luther King, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Mary L. Landrieu | Mgmt | For | For | For | |||||
1f | Elect Director John S. Marr, Jr. | Mgmt | For | For | For | |||||
1g | Elect Director H. Lynn Moore, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Daniel M. Pope | Mgmt | For | For | For | |||||
1i | Elect Director Dustin R. Womble | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Dunkin’ Brands Group, Inc.
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 265504100 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | DNKN | |||||
Shares Voted: | 307,866 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Linda Boff | Mgmt | For | For | For | |||||
1b | Elect Director Irene Chang Britt | Mgmt | For | For | For | |||||
1c | Elect Director Michael F. Hines | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Laboratory Corporation of America Holdings
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 50540R409 | |||||
Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | LH | |||||
Shares Voted: | 442,310 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
1b | Elect Director Jean-Luc Belingard | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey A. Davis | Mgmt | For | For | For | |||||
1d | Elect Director D. Gary Gilliland | Mgmt | For | For | For | |||||
1e | Elect Director Garheng Kong | Mgmt | For | For | For | |||||
1f | Elect Director Peter M. Neupert | Mgmt | For | For | For | |||||
1g | Elect Director Richelle P. Parham | Mgmt | For | For | For | |||||
1h | Elect Director Adam H. Schechter | Mgmt | For | For | For | |||||
1i | Elect Director R. Sanders Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Seattle Genetics, Inc.
Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 812578102 | |||||
Record Date: | 03/19/2020 | Meeting Type: | Annual | Ticker: | SGEN | |||||
Shares Voted: | 733,730 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David W. Gryska | Mgmt | For | For | For | |||||
1.2 | Elect Director John A. Orwin | Mgmt | For | For | For | |||||
1.3 | Elect Director Alpna H. Seth | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Chipotle Mexican Grill, Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 169656105 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | CMG | |||||
Shares Voted: | 183,725 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Albert S. Baldocchi | Mgmt | For | For | For | |||||
1.2 | Elect Director Patricia Fili-Krushel | Mgmt | For | For | For | |||||
1.3 | Elect Director Neil W. Flanzraich | Mgmt | For | For | For | |||||
1.4 | Elect Director Robin Hickenlooper | Mgmt | For | For | For | |||||
1.5 | Elect Director Scott Maw | Mgmt | For | For | For | |||||
1.6 | Elect Director Ali Namvar | Mgmt | For | For | For | |||||
1.7 | Elect Director Brian Niccol | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Adopt Share Retention Policy For Senior Executives | SH | Against | Against | Against | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Chipotle Mexican Grill, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
6 | Report on Employment-Related Arbitration | SH | Against | For | For | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For |
Zendesk, Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 98936J101 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ZEN | |||||
Shares Voted: | 508,317 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael Curtis | Mgmt | For | Refer | Against | |||||
1b | Elect Director Mikkel Svane | Mgmt | For | Refer | Against | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Nordstrom, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 655664100 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | JWN | |||||
Shares Voted: | 139,307 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | |||||
1b | Elect Director Stacy Brown-Philpot | Mgmt | For | For | For | |||||
1c | Elect Director Tanya L. Domier | Mgmt | For | For | For | |||||
1d | Elect Director James L. Donald | Mgmt | For | For | For | |||||
1e | Elect Director Kirsten A. Green | Mgmt | For | For | For | |||||
1f | Elect Director Glenda G. McNeal | Mgmt | For | For | For | |||||
1g | Elect Director Erik B. Nordstrom | Mgmt | For | For | For | |||||
1h | Elect Director Peter E. Nordstrom | Mgmt | For | For | For | |||||
1i | Elect Director Brad D. Smith | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Nordstrom, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director Bradley D. Tilden | Mgmt | For | For | For | |||||
1k | Elect Director Mark J. Tritton | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
DexCom, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 252131107 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | DXCM | |||||
Shares Voted: | 422,136 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard A. Collins | Mgmt | For | For | For | |||||
1b | Elect Director Mark G. Foletta | Mgmt | For | For | For | |||||
1c | Elect Director Eric J. Topol | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
VeriSign, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 92343E102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | VRSN | |||||
Shares Voted: | 184,545 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director D. James Bidzos | Mgmt | For | For | For | |||||
1.2 | Elect Director Yehuda Ari Buchalter | Mgmt | For | For | For | |||||
1.3 | Elect Director Kathleen A. Cote | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
VeriSign, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.4 | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1.6 | Elect Director Roger H. Moore | Mgmt | For | For | For | |||||
1.7 | Elect Director Louis A. Simpson | Mgmt | For | For | For | |||||
1.8 | Elect Director Timothy Tomlinson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | Against |
Cerner Corporation
Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
Shares Voted: | 1,358,802 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Novanta Inc.
Meeting Date: | 05/26/2020 | Country: | Canada | Primary Security ID: | 67000B104 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual/Special | Ticker: | NOVT | |||||
Shares Voted: | 313,269 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Stephen W. Bershad | Mgmt | For | For | For | |||||
1.2 | Elect Director Lonny J. Carpenter | Mgmt | For | For | For | |||||
1.3 | Elect Director Deborah DiSanzo | Mgmt | For | For | For | |||||
1.4 | Elect Director Matthijs Glastra | Mgmt | For | For | For | |||||
1.5 | Elect Director Brian D. King | Mgmt | For | For | For | |||||
1.6 | Elect Director Ira J. Lamel | Mgmt | For | For | For | |||||
1.7 | Elect Director Maxine L. Mauricio | Mgmt | For | For | For | |||||
1.8 | Elect Director Dominic A. Romeo | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas N. Secor | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend By-Law Number 1 to Allow the Company to Hold Shareholder Meetings by Means of Remote Participation | Mgmt | For | Refer | For |
Arista Networks, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 040413106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | ANET | |||||
Shares Voted: | 349,769 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Mark B. Templeton | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Nikos Theodosopoulos | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Twitter, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 90184L102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TWTR | |||||
Shares Voted: | 1,635,881 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Omid R. Kordestani | Mgmt | For | For | For | |||||
1b | Elect Director Ngozi Okonjo-Iweala | Mgmt | For | For | For | |||||
1c | Elect Director Bret Taylor | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Risks of Omitting Viewpoint and Ideology from EEO Policy | SH | Against | Against | Against |
Teladoc Health, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
Shares Voted: | 279,604 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
DocuSign, Inc.
Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 256163106 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | DOCU | |||||
Shares Voted: | 912,849 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Cynthia Gaylor | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director S. Steven Singh | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
CoStar Group, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 22160N109 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | CSGP | |||||
Shares Voted: | 247,599 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael R. Klein | Mgmt | For | For | For | |||||
1b | Elect Director Andrew C. Florance | Mgmt | For | For | For | |||||
1c | Elect Director Laura Cox Kaplan | Mgmt | For | For | For | |||||
1d | Elect Director Michael J. Glosserman | Mgmt | For | For | For | |||||
1e | Elect Director John W. Hill | Mgmt | For | For | For | |||||
1f | Elect Director Robert W. Musslewhite | Mgmt | For | For | For | |||||
1g | Elect Director Christopher J. Nassetta | Mgmt | For | For | For | |||||
1h | Elect Director Louise S. Sams | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Glaukos Corporation
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 377322102 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | GKOS | |||||
Shares Voted: | 858,919 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William J. Link | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Aimee S. Weisner | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
lululemon athletica inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 550021109 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | LULU | |||||
Shares Voted: | 251,082 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael Casey | Mgmt | For | For | For | |||||
1b | Elect Director Glenn Murphy | Mgmt | For | For | For | |||||
1c | Elect Director David M. Mussafer | Mgmt | For | For | For | |||||
1d | Elect Director Stephanie Ferris | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Adopt Policy to Eliminate the Sale of Items Containing Down Feathers | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Twilio Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 90138F102 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | TWLO | |||||
Shares Voted: | 664,384 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Richard Dalzell | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Jeffrey Immelt | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Erika Rottenberg | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Ulta Beauty, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 90384S303 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | ULTA | |||||
Shares Voted: | 379,949 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michelle L. Collins | Mgmt | For | For | For | |||||
1.2 | Elect Director Patricia A. Little | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael C. Smith | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Trane Technologies Plc
Meeting Date: | 06/04/2020 | Country: | Ireland | Primary Security ID: | G8994E103 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | TT | |||||
Shares Voted: | 191,364 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Ann C. Berzin | Mgmt | For | For | For | |||||
1c | Elect Director John Bruton | Mgmt | For | For | For | |||||
1d | Elect Director Jared L. Cohon | Mgmt | For | For | For | |||||
1e | Elect Director Gary D. Forsee | Mgmt | For | For | For | |||||
1f | Elect Director Linda P. Hudson | Mgmt | For | For | For | |||||
1g | Elect Director Michael W. Lamach | Mgmt | For | For | For | |||||
1h | Elect Director Myles P. Lee | Mgmt | For | For | For | |||||
1i | Elect Director Karen B. Peetz | Mgmt | For | For | For | |||||
1j | Elect Director John P. Surma | Mgmt | For | For | For | |||||
1k | Elect Director Richard J. Swift | Mgmt | For | For | For | |||||
1l | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Authorize Issue of Equity | Mgmt | For | For | For | |||||
5 | Renew Directors’ Authority to Issue Shares for Cash | Mgmt | For | For | For | |||||
6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Refer | For |
MercadoLibre, Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 58733R102 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MELI | |||||
Shares Voted: | 145,567 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy | Vote Instruction | |||||
1.1 | Elect Director Susan Segal | Mgmt | For | For | For | |||||
1.2 | Elect Director Mario Eduardo Vazquez | Mgmt | For | For | For | |||||
1.3 | Elect Director Alejandro Nicolas Aguzin | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Co. S.A. as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
The Middleby Corporation
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 596278101 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | MIDD | |||||
Shares Voted: | 794,361 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sarah Palisi Chapin | Mgmt | For | For | For | |||||
1.2 | Elect Director Timothy J. FitzGerald | Mgmt | For | For | For | |||||
1.3 | Elect Director Cathy L. McCarthy | Mgmt | For | For | For | |||||
1.4 | Elect Director John R. Miller, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert A. Nerbonne | Mgmt | For | For | For | |||||
1.6 | Elect Director Gordon O’Brien | Mgmt | For | For | For | |||||
1.7 | Elect Director Nassem Ziyad | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
MarketAxess Holdings Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 57060D108 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MKTX | |||||
Shares Voted: | 334,133 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard M. McVey | Mgmt | For | For | For | |||||
1b | Elect Director Nancy Altobello | Mgmt | For | For | For | |||||
1c | Elect Director Steven L. Begleiter | Mgmt | For | For | For | |||||
1d | Elect Director Stephen P. Casper | Mgmt | For | For | For | |||||
1e | Elect Director Jane Chwick | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
MarketAxess Holdings Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Christopher R. Concannon | Mgmt | For | For | For | |||||
1g | Elect Director William F. Cruger | Mgmt | For | For | For | |||||
1h | Elect Director Justin G. Gmelich | Mgmt | For | For | For | |||||
1i | Elect Director Richard G. Ketchum | Mgmt | For | For | For | |||||
1j | Elect Director Emily H. Portney | Mgmt | For | For | For | |||||
1k | Elect Director Richard L. Prager | Mgmt | For | For | For | |||||
1l | Elect Director John Steinhardt | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
National Vision Holdings, Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 63845R107 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | EYE | |||||
Shares Voted: | 1,536,383 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David M. Tehle | Mgmt | For | For | For | |||||
1.2 | Elect Director Thomas V. Taylor, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Director Virginia A. Hepner | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Monolithic Power Systems, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 609839105 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MPWR | |||||
Shares Voted: | 562,777 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Victor K. Lee | Mgmt | For | Withhold | Withhold | |||||
1.2 | Elect Director James C. Moyer | Mgmt | For | Withhold | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against |
10X Genomics, Inc.
Meeting Date: | 06/15/2020 | Country: | USA | Primary Security ID: | 88025U109 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | TXG | |||||
Shares Voted: | 61,154 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Serge Saxonov | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Benjamin J. Hindson | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director John R. Stuelpnagel | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Ingersoll Rand, Inc.
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 45687V106 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | IR | |||||
Shares Voted: | 1,792,536 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director William P. Donnelly | Mgmt | For | For | For | |||||
1c | Elect Director Marc E. Jones | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Square, Inc.
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 852234103 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | SQ | |||||
Shares Voted: | 1,407,147 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Roelof Botha | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Amy Brooks | Mgmt | For | For | For | |||||
1.3 | Elect Director James McKelvey | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Non-Management Employee Representation on the Board of Directors | SH | Against | Refer | Against |
Universal Display Corporation
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 91347P105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | OLED | |||||
Shares Voted: | 381,885 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director Steven V. Abramson | Mgmt | For | For | For | |||||
1B | Elect Director Cynthia J. Comparin | Mgmt | For | For | For | |||||
1C | Elect Director Richard C. Elias | Mgmt | For | For | For | |||||
1D | Elect Director Elizabeth H. Gemmill | Mgmt | For | For | For | |||||
1E | Elect Director C. Keith Hartley | Mgmt | For | For | For | |||||
1F | Elect Director Celia M. Joseph | Mgmt | For | For | For | |||||
1G | Elect Director Lawrence Lacerte | Mgmt | For | For | For | |||||
1H | Elect Director Sidney D. Rosenblatt | Mgmt | For | For | For | |||||
1I | Elect Director Sherwin I. Seligsohn | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 68 Ivy Mid Cap Growth Fund
Ollie’s Bargain Outlet Holdings, Inc.
Meeting Date: | 06/22/2020 | Country: | USA | Primary Security ID: | 681116109 | |||||
Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | OLLI | |||||
Shares Voted: | 187,711 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director Alissa Ahlman | Mgmt | For | For | For | |||||
1B | Elect Director Robert Fisch | Mgmt | For | For | For | |||||
1C | Elect Director John Swygert | Mgmt | For | For | For | |||||
1D | Elect Director Richard Zannino | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
IVY MID CAP INCOME OPPORTUNITIES FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
VF Corporation
Meeting Date: | 07/16/2019 | Country: | USA | Primary Security ID: | 918204108 | |||||
Record Date: | 05/22/2019 | Meeting Type: | Annual | Ticker: | VFC | |||||
Shares Voted: | 216,882 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Richard T. Carucci | Mgmt | For | For | For | |||||
1.2 | Elect Director Juliana L. Chugg | Mgmt | For | For | For | |||||
1.3 | Elect Director Benno Dorer | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark S. Hoplamazian | Mgmt | For | For | For | |||||
1.5 | Elect Director Laura W. Lang | Mgmt | For | For | For | |||||
1.6 | Elect Director W. Alan McCollough | Mgmt | For | For | For | |||||
1.7 | Elect Director W. Rodney McMullen | Mgmt | For | For | For | |||||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Director Steven E. Rendle | Mgmt | For | For | For | |||||
1.10 | Elect Director Carol L. Roberts | Mgmt | For | For | For | |||||
1.11 | Elect Director Matthew J. Shattock | Mgmt | For | For | For | |||||
1.12 | Elect Director Veronica B. Wu | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Microchip Technology Incorporated
Meeting Date: | 08/20/2019 | Country: | USA | Primary Security ID: | 595017104 | |||||
Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | MCHP | |||||
Shares Voted: | 236,523 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |||||
1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Microchip Technology Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | Against | Against |
RPM International Inc.
Meeting Date: | 10/03/2019 | Country: | USA | Primary Security ID: | 749685103 | |||||
Record Date: | 08/09/2019 | Meeting Type: | Annual | Ticker: | RPM | |||||
Shares Voted: | 348,677 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kirkland B. Andrews | Mgmt | For | For | For | |||||
1.2 | Elect Director David A. Daberko | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas S. Gross | Mgmt | For | For | For | |||||
1.4 | Elect Director Frank C. Sullivan | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Paychex, Inc.
Meeting Date: | 10/17/2019 | Country: | USA | Primary Security ID: | 704326107 | |||||
Record Date: | 08/19/2019 | Meeting Type: | Annual | Ticker: | PAYX | |||||
Shares Voted: | 228,275 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director B. Thomas Golisano | Mgmt | For | For | For | |||||
1b | Elect Director Thomas F. Bonadio | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Paychex, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Joseph G. Doody | Mgmt | For | For | For | |||||
1d | Elect Director David J.S. Flaschen | Mgmt | For | For | For | |||||
1e | Elect Director Pamela A. Joseph | Mgmt | For | For | For | |||||
1f | Elect Director Martin Mucci | Mgmt | For | For | For | |||||
1g | Elect Director Joseph M. Tucci | Mgmt | For | For | For | |||||
1h | Elect Director Joseph M. Velli | Mgmt | For | For | For | |||||
1i | Elect Director Kara Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
L3Harris Technologies, Inc.
Meeting Date: | 10/25/2019 | Country: | USA | Primary Security ID: | 502431109 | |||||
Record Date: | 08/30/2019 | Meeting Type: | Annual | Ticker: | LHX | |||||
Shares Voted: | 107,235 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
1g | Elect Director Lewis Hay, III | Mgmt | For | For | For | |||||
1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
L3Harris Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Maxim Integrated Products, Inc.
Meeting Date: | 11/07/2019 | Country: | USA | Primary Security ID: | 57772K101 | |||||
Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | MXIM | |||||
Shares Voted: | 367,481 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director William (Bill) P. Sullivan | Mgmt | For | For | For | |||||
1b | Elect Director Tunc Doluca | Mgmt | For | For | For | |||||
1c | Elect Director Tracy C. Accardi | Mgmt | For | For | For | |||||
1d | Elect Director James R. Bergman | Mgmt | For | For | For | |||||
1e | Elect Director Joseph R. Bronson | Mgmt | For | For | For | |||||
1f | Elect Director Robert E. Grady | Mgmt | For | For | For | |||||
1g | Elect Director Mercedes Johnson | Mgmt | For | For | For | |||||
1h | Elect Director William D. Watkins | Mgmt | For | For | For | |||||
1i | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Broadridge Financial Solutions, Inc.
Meeting Date: | 11/14/2019 | Country: | USA | Primary Security ID: | 11133T103 | |||||
Record Date: | 09/19/2019 | Meeting Type: | Annual | Ticker: | BR | |||||
Shares Voted: | 161,898 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Leslie A. Brun | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Broadridge Financial Solutions, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1b | Elect Director Pamela L. Carter | Mgmt | For | For | For | |||||
1c | Elect Director Richard J. Daly | Mgmt | For | For | For | |||||
1d | Elect Director Robert N. Duelks | Mgmt | For | For | For | |||||
1e | Elect Director Timothy C. Gokey | Mgmt | For | For | For | |||||
1f | Elect Director Brett A. Keller | Mgmt | For | For | For | |||||
1g | Elect Director Maura A. Markus | Mgmt | For | For | For | |||||
1h | Elect Director Thomas J. Perna | Mgmt | For | For | For | |||||
1i | Elect Director Alan J. Weber | Mgmt | For | For | For | |||||
1j | Elect Director Amit K. Zavery | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
The Clorox Company
Meeting Date: | 11/20/2019 | Country: | USA | Primary Security ID: | 189054109 | |||||
Record Date: | 09/23/2019 | Meeting Type: | Annual | Ticker: | CLX | |||||
Shares Voted: | 133,920 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Amy Banse | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard H. Carmona | Mgmt | For | For | For | |||||
1.3 | Elect Director Benno Dorer | Mgmt | For | For | For | |||||
1.4 | Elect Director Spencer C. Fleischer | Mgmt | For | For | For | |||||
1.5 | Elect Director Esther Lee | Mgmt | For | For | For | |||||
1.6 | Elect Director A.D. David Mackay | Mgmt | For | For | For | |||||
1.7 | Elect Director Robert W. Matschullat | Mgmt | For | For | For | |||||
1.8 | Elect Director Matthew J. Shattock | Mgmt | For | For | For | |||||
1.9 | Elect Director Pamela Thomas-Graham | Mgmt | For | For | For | |||||
1.10 | Elect Director Russell J. Weiner | Mgmt | For | For | For | |||||
1.11 | Elect Director Christopher J. Williams | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
The Clorox Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement to Approve Certain Business Combinations | Mgmt | For | For | For |
Cracker Barrel Old Country Store, Inc.
Meeting Date: | 11/21/2019 | Country: | USA | Primary Security ID: | 22410J106 | |||||
Record Date: | 09/20/2019 | Meeting Type: | Annual | Ticker: | CBRL | |||||
Shares Voted: | 20,369 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Thomas H. Barr | Mgmt | For | For | For | |||||
1.2 | Elect Director Carl T. Berquist | Mgmt | For | For | For | |||||
1.3 | Elect Director Sandra B. Cochran | Mgmt | For | For | For | |||||
1.4 | Elect Director Meg G. Crofton | Mgmt | For | For | For | |||||
1.5 | Elect Director Richard J. Dobkin | Mgmt | For | For | For | |||||
1.6 | Elect Director Norman E. Johnson | Mgmt | For | For | For | |||||
1.7 | Elect Director William W. McCarten | Mgmt | For | For | For | |||||
1.8 | Elect Director Coleman H. Peterson | Mgmt | For | For | For | |||||
1.9 | Elect Director Andrea M. Weiss | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
The Scotts Miracle-Gro Company
Meeting Date: | 01/27/2020 | Country: | USA | Primary Security ID: | 810186106 | |||||
Record Date: | 12/04/2019 | Meeting Type: | Annual | Ticker: | SMG | |||||
Shares Voted: | 222,794 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | �� | Vote Instruction | ||||
1.1 | Elect Director James Hagedorn | Mgmt | For | For | For | |||||
1.2 | Elect Director Brian D. Finn | Mgmt | For | For | For | |||||
1.3 | Elect Director Nancy G. Mistretta | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Rockwell Automation, Inc.
Meeting Date: | 02/04/2020 | Country: | USA | Primary Security ID: | 773903109 | |||||
Record Date: | 12/09/2019 | Meeting Type: | Annual | Ticker: | ROK | |||||
Shares Voted: | 131,985 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
A1 | Elect Director Steven R. Kalmanson | Mgmt | For | For | For | |||||
A2 | Elect Director James P. Keane | Mgmt | For | For | For | |||||
A3 | Elect Director Pam Murphy | Mgmt | For | For | For | |||||
A4 | Elect Director Donald R. Parfet | Mgmt | For | For | For | |||||
B | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
C | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
D | Approve Omnibus Stock Plan | Mgmt | For | Refer | For |
Sonoco Products Company
Meeting Date: | 04/15/2020 | Country: | USA | Primary Security ID: | 835495102 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | SON | |||||
Shares Voted: | 451,523 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Harry A. Cockrell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Sonoco Products Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director R. Howard Coker | Mgmt | For | For | For | |||||
1.3 | Elect Director Pamela L. Davies | Mgmt | For | For | �� | For | ||||
1.4 | Elect Director Theresa J. Drew | Mgmt | For | For | For | |||||
1.5 | Elect Director Philippe Guillemot | Mgmt | For | For | For | |||||
1.6 | Elect Director John R. Haley | Mgmt | For | For | For | |||||
1.7 | Elect Director Robert R. Hill, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Richard G. Kyle | Mgmt | For | For | For | |||||
1.9 | Elect Director Blythe J. McGarvie | Mgmt | For | For | For | |||||
1.10 | Elect Director James M. Micali | Mgmt | For | For | For | |||||
1.11 | Elect Director Sundaram Nagarajan | Mgmt | For | For | For | |||||
1.12 | Elect Director Marc. D. Oken | Mgmt | For | For | For | |||||
1.13 | Elect Director Thomas E. Whiddon | Mgmt | For | For | For | |||||
1.14 | Elect Director Lloyd M. Yates | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Articles of Incorporation and Article III, Section 7, of the By-Laws Relating to the Vote Required for the Removal of Directors | Mgmt | For | Refer | For | |||||
5 | Amend Articles of Incorporation Relating to Quorum or Voting Requirement for Shareholders | Mgmt | For | Refer | For | |||||
6 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | |||||
7 | Provide Right to Call Special Meeting | SH | For | For | For |
Umpqua Holdings Corporation
Meeting Date: | 04/20/2020 | Country: | USA | Primary Security ID: | 904214103 | |||||
Record Date: | 02/12/2020 | Meeting Type: | Annual | Ticker: | UMPQ | |||||
Shares Voted: | 1,407,982 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peggy Y. Fowler | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Umpqua Holdings Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director Stephen M. Gambee | Mgmt | For | For | For | |||||
1.3 | Elect Director James S. Greene | Mgmt | For | For | For | |||||
1.4 | Elect Director Luis F. Machuca | Mgmt | For | For | For | |||||
1.5 | Elect Director Maria M. Pope | Mgmt | For | For | For | |||||
1.6 | Elect Director Cort L. O’Haver | Mgmt | For | For | For | |||||
1.7 | Elect Director John F. Schultz | Mgmt | For | For | For | |||||
1.8 | Elect Director Susan F. Stevens | Mgmt | For | For | For | |||||
1.9 | Elect Director Hilliard C. Terry, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Bryan L. Timm | Mgmt | For | For | For | |||||
1.11 | Elect Director Anddria Varnado | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Avery Dennison Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 053611109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AVY | |||||
Shares Voted: | 191,039 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Bradley A. Alford | Mgmt | For | For | For | |||||
1b | Elect Director Anthony K. Anderson | Mgmt | For | For | For | |||||
1c | Elect Director Peter K. Barker | Mgmt | For | For | For | |||||
1d | Elect Director Mark J. Barrenechea | Mgmt | For | For | For | |||||
1e | Elect Director Mitchell R. Butier | Mgmt | For | For | For | |||||
1f | Elect Director Ken C. Hicks | Mgmt | For | For | For | |||||
1g | Elect Director Andres A. Lopez | Mgmt | For | For | For | |||||
1h | Elect Director Patrick T. Siewert | Mgmt | For | For | For | |||||
1i | Elect Director Julia A. Stewart | Mgmt | For | For | For | |||||
1j | Elect Director Martha N. Sullivan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Avery Dennison Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Snap-on Incorporated
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 833034101 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | SNA | |||||
Shares Voted: | 164,771 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David C. Adams | Mgmt | For | For | For | |||||
1.2 | Elect Director Karen L. Daniel | Mgmt | For | For | For | |||||
1.3 | Elect Director Ruth Ann M. Gillis | Mgmt | For | For | For | |||||
1.4 | Elect Director James P. Holden | Mgmt | For | For | For | |||||
1.5 | Elect Director Nathan J. Jones | Mgmt | For | For | For | |||||
1.6 | Elect Director Henry W. Knueppel | Mgmt | For | For | For | |||||
1.7 | Elect Director W. Dudley Lehman | Mgmt | For | For | For | |||||
1.8 | Elect Director Nicholas T. Pinchuk | Mgmt | For | For | For | |||||
1.9 | Elect Director Gregg M. Sherrill | Mgmt | For | For | For | |||||
1.10 | Elect Director Donald J. Stebbins | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
L3Harris Technologies, Inc.
Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 502431109 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | LHX | |||||
Shares Voted: | 115,880 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sallie B. Bailey | Mgmt | For | For | For | |||||
1b | Elect Director William M. Brown | Mgmt | For | For | For | |||||
1c | Elect Director Peter W. Chiarelli | Mgmt | For | For | For | |||||
1d | Elect Director Thomas A. Corcoran | Mgmt | For | For | For | |||||
1e | Elect Director Thomas A. Dattilo | Mgmt | For | For | For | |||||
1f | Elect Director Roger B. Fradin | Mgmt | For | For | For | |||||
1g | Elect Director Lewis Hay, III | Mgmt | For | For | For | |||||
1h | Elect Director Lewis Kramer | Mgmt | For | For | For | |||||
1i | Elect Director Christopher E. Kubasik | Mgmt | For | For | For | |||||
1j | Elect Director Rita S. Lane | Mgmt | For | For | For | |||||
1k | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
1l | Elect Director Lloyd W. Newton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations | Mgmt | For | For | For | |||||
5 | Amend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision | Mgmt | For | Refer | For | |||||
6 | Amend Certificate of Incorporation to Eliminate Cumulative Voting Provision | Mgmt | For | Refer | For | |||||
7 | Provide Right to Act by Written Consent | SH | Against | For | For |
Glacier Bancorp, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 37637Q105 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | GBCI | |||||
Shares Voted: | 558,731 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David C. Boyles | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Glacier Bancorp, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director Randall M. Chesler | Mgmt | For | For | For | |||||
1.3 | Elect Director Sherry L. Cladouhos | Mgmt | For | For | For | |||||
1.4 | Elect Director James M. English | Mgmt | For | For | For | |||||
1.5 | Elect Director Annie M. Goodwin | Mgmt | For | For | For | |||||
1.6 | Elect Director Craig A. Langel | Mgmt | For | For | For | |||||
1.7 | Elect Director Douglas J. McBride | Mgmt | For | For | For | |||||
1.8 | Elect Director John W. Murdoch | Mgmt | For | For | For | |||||
1.9 | Elect Director George R. Sutton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify BKD, LLP as Auditors | Mgmt | For | For | For |
Polaris Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 731068102 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | PII | |||||
Shares Voted: | 282,381 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director George W. Bilicic | Mgmt | For | For | For | |||||
1b | Elect Director Gary E. Hendrickson | Mgmt | For | For | For | |||||
1c | Elect Director Gwenne A. Henricks | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
3 | Ratify Ernst &Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
First American Financial Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 31847R102 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FAF | |||||
Shares Voted: | 324,858 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director James L. Doti | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael D. McKee | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas V. McKernan | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
National Instruments Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 636518102 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | NATI | |||||
Shares Voted: | 589,050 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael E. McGrath | Mgmt | For | For | For | |||||
1.2 | Elect Director Alexander M. Davern | Mgmt | For | For | For | |||||
2 | Approve Restricted Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Packaging Corporation of America
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 695156109 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | PKG | |||||
Shares Voted: | 252,228 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Cheryl K. Beebe | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Packaging Corporation of America
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director Duane C. Farrington | Mgmt | For | For | For | |||||
1.3 | Elect Director Donna A. Harman | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark W. Kowlzan | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert C. Lyons | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas P. Maurer | Mgmt | For | For | For | |||||
1.7 | Elect Director Samuel M. Mencoff | Mgmt | For | For | For | |||||
1.8 | Elect Director Roger B. Porter | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas S. Souleles | Mgmt | For | For | For | |||||
1.10 | Elect Director Paul T. Stecko | Mgmt | For | For | For | |||||
1.11 | Elect Director James D. Woodrum | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Encompass Health Corporation
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 29261A100 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | EHC | |||||
Shares Voted: | 316,243 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Greg D. Carmichael | Mgmt | For | For | For | |||||
1b | Elect Director John W. Chidsey | Mgmt | For | For | For | |||||
1c | Elect Director Donald L. Correll | Mgmt | For | For | For | |||||
1d | Elect Director Yvonne M. Curl | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Elson | Mgmt | For | For | For | |||||
1f | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||
1g | Elect Director Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Leslye G. Katz | Mgmt | For | For | For | |||||
1i | Elect Director Patricia A. Maryland | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Encompass Health Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1j | Elect Director John E. Maupin, Jr. | Mgmt | For | For | For | |||||
1k | Elect Director Nancy M. Schlichting | Mgmt | For | For | For | |||||
1l | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
1m | Elect Director Mark J. Tarr | Mgmt | For | For | For | |||||
1n | Elect Director Terrance Williams | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
C.H. Robinson Worldwide, Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 12541W209 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | CHRW | |||||
Shares Voted: | 346,319 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Scott P. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert C. Biesterfeld, Jr. | Mgmt | For | For | For | |||||
1.3 | Elect Director Wayne M. Fortun | Mgmt | For | For | For | |||||
1.4 | Elect Director Timothy C. Gokey | Mgmt | For | For | For | |||||
1.5 | Elect Director Mary J. Steele Guilfoile | Mgmt | For | For | For | |||||
1.6 | Elect Director Jodee A. Kozlak | Mgmt | For | For | For | |||||
1.7 | Elect Director Brian P. Short | Mgmt | For | For | For | |||||
1.8 | Elect Director James B. Stake | Mgmt | For | For | For | |||||
1.9 | Elect Director Paula C. Tolliver | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Arthur J. Gallagher & Co.
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 363576109 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | AJG | |||||
Shares Voted: | 239,433 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sherry S. Barrat | Mgmt | For | For | For | |||||
1b | Elect Director William L. Bax | Mgmt | For | For | For | |||||
1c | Elect Director D. John Coldman | Mgmt | For | For | For | |||||
1d | Elect Director Frank E. English, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||||
1f | Elect Director David S. Johnson | Mgmt | For | For | For | |||||
1g | Elect Director Kay W. McCurdy | Mgmt | For | For | For | |||||
1h | Elect Director Christopher C. Miskel | Mgmt | For | For | For | |||||
1i | Elect Director Ralph J. Nicoletti | Mgmt | For | For | For | |||||
1j | Elect Director Norman L. Rosenthal | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Adopt a Policy on Board Diversity | SH | Against | Against | Against |
Service Corporation International
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 817565104 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | SCI | |||||
Shares Voted: | 419,006 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Alan R. Buckwalter | Mgmt | For | For | For | |||||
1b | Elect Director Jakki L. Haussler | Mgmt | For | For | For | |||||
1c | Elect Director Victor L. Lund | Mgmt | For | For | For | |||||
1d | Elect Director Clifton H. Morris, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Ellen Ochoa | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Service Corporation International
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1f | Elect Director Thomas L. Ryan | Mgmt | For | For | For | |||||
1g | Elect Director W. Blair Waltrip | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Hasbro, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 418056107 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | HAS | |||||
Shares Voted: | 286,963 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kenneth A. Bronfin | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael R. Burns | Mgmt | For | For | For | |||||
1.3 | Elect Director Hope F. Cochran | Mgmt | For | For | For | |||||
1.4 | Elect Director Crispin H. Davis | Mgmt | For | For | For | |||||
1.5 | Elect Director John A. Frascotti | Mgmt | For | For | For | |||||
1.6 | Elect Director Lisa Gersh | Mgmt | For | For | For | |||||
1.7 | Elect Director Brian D. Goldner | Mgmt | For | For | For | |||||
1.8 | Elect Director Alan G. Hassenfeld | Mgmt | For | For | For | |||||
1.9 | Elect Director Tracy A. Leinbach | Mgmt | For | For | For | |||||
1.10 | Elect Director Edward M. Philip | Mgmt | For | For | For | |||||
1.11 | Elect Director Richard S. Stoddart | Mgmt | For | For | For | |||||
1.12 | Elect Director Mary Beth West | Mgmt | For | For | For | |||||
1.13 | Elect Director Linda K. Zecher | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Wyndham Destinations, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 98310W108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | WYND | |||||
Shares Voted: | 531,236 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Louise F. Brady | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael D. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director James E. Buckman | Mgmt | For | For | For | |||||
1.4 | Elect Director George Herrera | Mgmt | For | For | For | |||||
1.5 | Elect Director Stephen P. Holmes | Mgmt | For | For | For | |||||
1.6 | Elect Director Denny Marie Post | Mgmt | For | For | For | |||||
1.7 | Elect Director Ronald L. Rickles | Mgmt | For | For | For | |||||
1.8 | Elect Director Michael H. Wargotz | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Leggett & Platt, Incorporated
Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 524660107 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | LEG | |||||
Shares Voted: | 578,232 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark A. Blinn | Mgmt | For | For | For | |||||
1b | Elect Director Robert E. Brunner | Mgmt | For | For | For | |||||
1c | Elect Director Mary Campbell | Mgmt | For | For | For | |||||
1d | Elect Director J. Mitchell Dolloff | Mgmt | For | For | For | |||||
1e | Elect Director Manuel A. Fernandez | Mgmt | For | For | For | |||||
1f | Elect Director Karl G. Glassman | Mgmt | For | For | For | |||||
1g | Elect Director Joseph W. McClanathan | Mgmt | For | For | For | |||||
1h | Elect Director Judy C. Odom | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Leggett & Platt, Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1i | Elect Director Srikanth Padmanabhan | Mgmt | For | For | For | |||||
1j | Elect Director Jai Shah | Mgmt | For | For | For | |||||
1k | Elect Director Phoebe A. Wood | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
nVent Electric plc
Meeting Date: | 05/15/2020 | Country: | Ireland | Primary Security ID: | G6700G107 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | NVT | |||||
Shares Voted: | 909,408 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Brian M. Baldwin *Withdrawn* | Mgmt | ||||||||
1b | Elect Director Jerry W. Burris | Mgmt | For | For | For | |||||
1c | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||||
1d | Elect Director Michael L. Ducker | Mgmt | For | For | For | |||||
1e | Elect Director Randall J. Hogan | Mgmt | For | For | For | |||||
1f | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||
1g | Elect Director Nicola T. Palmer | Mgmt | For | For | For | |||||
1h | Elect Director Herbert K. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Beth A. Wozniak | Mgmt | For | For | For | |||||
1j | Elect Director Jacqueline Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Quest Diagnostics Incorporated
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 74834L100 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | DGX | |||||
Shares Voted: | 192,821 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Vicky B. Gregg | Mgmt | For | For | For | |||||
1.2 | Elect Director Wright L. Lassiter, III | Mgmt | For | For | For | |||||
1.3 | Elect Director Timothy L. Main | Mgmt | For | For | For | |||||
1.4 | Elect Director Denise M. Morrison | Mgmt | For | For | For | |||||
1.5 | Elect Director Gary M. Pfeiffer | Mgmt | For | For | For | |||||
1.6 | Elect Director Timothy M. Ring | Mgmt | For | For | For | |||||
1.7 | Elect Director Stephen H. Rusckowski | Mgmt | For | For | For | |||||
1.8 | Elect Director Daniel C. Stanzione | Mgmt | For | For | For | |||||
1.9 | Elect Director Helen I. Torley | Mgmt | For | For | For | |||||
1.10 | Elect Director Gail R. Wilensky | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Cinemark Holdings, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 17243V102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | CNK | |||||
Shares Voted: | 1,006,233 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Nancy Loewe | Mgmt | For | For | For | |||||
1.2 | Elect Director Steven P. Rosenberg | Mgmt | For | For | For | |||||
1.3 | Elect Director Enrique F. Senior | Mgmt | For | For | For | |||||
1.4 | Elect Director Nina G. Vaca | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
OGE Energy Corp.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 670837103 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | OGE | |||||
Shares Voted: | 196,076 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Frank A. Bozich | Mgmt | For | For | For | |||||
1b | Elect Director James H. Brandi | Mgmt | For | For | For | |||||
1c | Elect Director Peter D. Clarke | Mgmt | For | For | For | |||||
1d | Elect Director Luke R. Corbett | Mgmt | For | For | For | |||||
1e | Elect Director David L. Hauser | Mgmt | For | For | For | |||||
1f | Elect Director Judy R. McReynolds | Mgmt | For | For | For | |||||
1g | Elect Director David E. Rainbolt | Mgmt | For | For | For | |||||
1h | Elect Director J. Michael Sanner | Mgmt | For | For | For | |||||
1i | Elect Director Sheila G. Talton | Mgmt | For | For | For | |||||
1j | Elect Director Sean Trauschke | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Voting Provisions | Mgmt | For | For | For | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For |
American Campus Communities, Inc.
Meeting Date: | 06/01/2020 | Country: | USA | Primary Security ID: | 024835100 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ACC | |||||
Shares Voted: | 532,441 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director William C. Bayless, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director G. Steven Dawson | Mgmt | For | For | For | |||||
1c | Elect Director Cydney C. Donnell | Mgmt | For | For | For | |||||
1d | Elect Director Mary C. Egan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
American Campus Communities, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Edward Lowenthal | Mgmt | For | For | For | |||||
1f | Elect Director Oliver Luck | Mgmt | For | For | For | |||||
1g | Elect Director C. Patrick Oles, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director John T. Rippel | Mgmt | For | For | For | |||||
1i | Elect Director Carla Pineyro Sublett | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Garmin Ltd.
Meeting Date: | 06/05/2020 | Country: | Switzerland | Primary Security ID: | H2906T109 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | GRMN | |||||
Shares Voted: | 267,323 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||||
3 | Approve Dividends | Mgmt | For | For | For | |||||
4 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
5.1 | Elect Director Jonathan C. Burrell | Mgmt | For | For | For | |||||
5.2 | Elect Director Joseph J. Hartnett | Mgmt | For | For | For | |||||
5.3 | Elect Director Min H. Kao | Mgmt | For | For | For | |||||
5.4 | Elect Director Catherine A. Lewis | Mgmt | For | For | For | |||||
5.5 | Elect Director Charles W. Peffer | Mgmt | For | For | For | |||||
5.6 | Elect Director Clifton A. Pemble | Mgmt | For | For | For | |||||
6 | Elect Min H. Kao as Board Chairman | Mgmt | For | For | For | |||||
7.1 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 12 Ivy Mid Cap Income Opportunities Fund
Garmin Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7.3 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7.4 | Appoint Charles W. Peffer as Member of the Compensation Committee | Mgmt | For | For | For | |||||
8 | Designate Wuersch & Gering LLP as Independent Proxy | Mgmt | For | For | For | |||||
9 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
11 | Approve Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management | Mgmt | For | For | For | |||||
12 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM | Mgmt | For | Refer | For | |||||
13 | Approve the Renewal of Authorized Share Capital without Preemptive Rights | Mgmt | For | For | For |
Ares Management Corporation
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 03990B101 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | ARES | |||||
Shares Voted: | 664,567 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael J Arougheti | Mgmt | For | Refer | Against | |||||
1b | Elect Director Antoinette Bush | Mgmt | For | For | For | |||||
1c | Elect Director Paul G. Joubert | Mgmt | For | For | For | |||||
1d | Elect Director R. Kipp deVeer | Mgmt | For | Refer | Against | |||||
1e | Elect Director David B. Kaplan | Mgmt | For | Refer | Against | |||||
1f | Elect Director Michael Lynton | Mgmt | For | For | For | |||||
1g | Elect Director Judy D. Olian | Mgmt | For | For | For | |||||
1h | Elect Director Antony P. Ressler | Mgmt | For | Refer | Against | |||||
1i | Elect Director Bennett Rosenthal | Mgmt | For | Refer | Against | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
IVY MUNICIPAL BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Municipal Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY MUNICIPAL HIGH INCOME FUND
Proxy Voting Record
There was no proxy voting for Ivy Municipal High Income Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY NATURAL RESOURCES FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
BHP Group Plc
Meeting Date: | 10/17/2019 | Country: | United Kingdom | Primary Security ID: | G10877127 | |||||
Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
Shares Voted: | 507,057 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Management Proposals | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
4 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
5 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | Mgmt | For | For | For | |||||
11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
13 | Re-elect Terry Bowen as Director | Mgmt | For | For | For | |||||
14 | Re-elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
15 | Re-elect Anita Frew as Director | Mgmt | For | For | For | |||||
16 | Re-elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
17 | Re-elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
18 | Re-elect John Mogford as Director | Mgmt | For | For | For | |||||
19 | Re-elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
20 | Re-elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
Shareholder Proposals | Mgmt | |||||||||
21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Parsley Energy, Inc.
Meeting Date: | 01/09/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
Record Date: | 11/25/2019 | Meeting Type: | Special | Ticker: | PE | |||||
Shares Voted: | 256,318 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For |
Air Products and Chemicals, Inc.
Meeting Date: | 01/23/2020 | Country: | USA | Primary Security ID: | 009158106 | |||||
Record Date: | 11/29/2019 | Meeting Type: | Annual | Ticker: | APD | |||||
Shares Voted: | 22,175 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Susan K. Carter | Mgmt | For | For | For | |||||
1b | Elect Director Charles I. Cogut | Mgmt | For | For | For | |||||
1c | Elect Director Chadwick C. Deaton | Mgmt | For | For | For | |||||
1d | Elect Director Seifollah (Seifi) Ghasemi | Mgmt | For | For | For | |||||
1e | Elect Director David H. Y. Ho | Mgmt | For | For | For | |||||
1f | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
1g | Elect Director Edward L. Monser | Mgmt | For | For | For | |||||
1h | Elect Director Matthew H. Paull | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Petroleo Brasileiro SA
Meeting Date: | 03/04/2020 | Country: | Brazil | Primary Security ID: | P78331140 | |||||
Record Date: | 02/10/2020 | Meeting Type: | Special | Ticker: | PETR4 | |||||
Shares Voted: | 196,034 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO) | Mgmt | For | Refer | For | |||||
2 | Amend Articles and Consolidate Bylaws | Mgmt | For | Refer | For | |||||
3 | Elect Maria Claudia Guimaraes as Director | Mgmt | For | For | For |
WPX Energy, Inc.
Meeting Date: | 03/05/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
Record Date: | 02/04/2020 | Meeting Type: | Special | Ticker: | WPX | |||||
Shares Voted: | 394,236 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
2 | Adjourn Meeting | Mgmt | For | Refer | For |
Rio Tinto Plc
Meeting Date: | 04/08/2020 | Country: | United Kingdom | Primary Security ID: | G75754104 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | RIO | |||||
Shares Voted: | 129,762 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Resolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Rio Tinto Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
3 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
4 | Approve the Potential Termination of Benefits for Australian Law Purposes | Mgmt | For | Refer | For | |||||
5 | Elect Hinda Gharbi as Director | Mgmt | For | For | For | |||||
6 | Elect Jennifer Nason as Director | Mgmt | For | For | For | |||||
7 | Elect Ngaire Woods as Director | Mgmt | For | For | For | |||||
8 | Re-elect Megan Clark as Director | Mgmt | For | For | For | |||||
9 | Re-elect David Constable as Director | Mgmt | For | For | For | |||||
10 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |||||
11 | Re-elect Jean-Sebastien Jacques as Director | Mgmt | For | For | For | |||||
12 | Re-elect Sam Laidlaw as Director | Mgmt | For | For | For | |||||
13 | Re-elect Michael L’Estrange as Director | Mgmt | For | For | For | |||||
14 | Re-elect Simon McKeon as Director | Mgmt | For | For | For | |||||
15 | Re-elect Jakob Stausholm as Director | Mgmt | For | For | For | |||||
16 | Re-elect Simon Thompson as Director | Mgmt | For | For | For | |||||
17 | Appoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
20 | Amend Articles of Association Re: General Updates and Changes | Mgmt | For | For | For | |||||
Resolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate | Mgmt | |||||||||
21 | Amend Articles of Association Re: Hybrid and Contemporaneous General Meetings | Mgmt | For | Refer | For | |||||
Resolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only | Mgmt | |||||||||
22 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
23 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
24 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
PPG Industries, Inc.
Meeting Date: | 04/16/2020 | Country: | USA | Primary Security ID: | 693506107 | |||||
Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | PPG | |||||
Shares Voted: | 46,878 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | For | |||||
1.2 | Elect Director Hugh Grant | Mgmt | For | For | For | |||||
1.3 | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
2.1 | Elect Director Kathleen A. Ligocki | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | |||||
6 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For |
Canadian Pacific Railway Limited
Meeting Date: | 04/21/2020 | Country: | Canada | Primary Security ID: | 13645T100 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CP | |||||
Shares Voted: | 30,063 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Ratify Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For | |||||
3.1 | Elect Director John Baird | Mgmt | For | For | For | |||||
3.2 | Elect Director Isabelle Courville | Mgmt | For | For | For | |||||
3.3 | Elect Director Keith E. Creel | Mgmt | For | For | For | |||||
3.4 | Elect Director Gillian (Jill) H. Denham | Mgmt | For | For | For | |||||
3.5 | Elect Director Edward R. Hamberger | Mgmt | For | For | For | |||||
3.6 | Elect Director Rebecca MacDonald | Mgmt | For | For | For | |||||
3.7 | Elect Director Edward L. Monser | Mgmt | For | For | For | |||||
3.8 | Elect Director Matthew H. Paull | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Canadian Pacific Railway Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
3.9 | Elect Director Jane L. Peverett | Mgmt | For | For | For | |||||
3.10 | Elect Director Andrea Robertson | Mgmt | For | For | For | |||||
3.11 | Elect Director Gordon T. Trafton | Mgmt | For | For | For |
The Sherwin-Williams Company
Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 824348106 | |||||
Record Date: | 02/27/2020 | Meeting Type: | Annual | Ticker: | SHW | |||||
Shares Voted: | 9,709 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Kerrii B. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Director Arthur F. Anton | Mgmt | For | For | For | |||||
1.3 | Elect Director Jeff M. Fettig | Mgmt | For | For | For | |||||
1.4 | Elect Director Richard J. Kramer | Mgmt | For | For | For | |||||
1.5 | Elect Director Susan J. Kropf | Mgmt | For | For | For | |||||
1.6 | Elect Director John G. Morikis | Mgmt | For | For | For | |||||
1.7 | Elect Director Christine A. Poon | Mgmt | For | For | For | |||||
1.8 | Elect Director Michael H. Thaman | Mgmt | For | For | For | |||||
1.9 | Elect Director Matthew Thornton, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Steven H. Wunning | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Avery Dennison Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 053611109 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AVY | |||||
Shares Voted: | 29,698 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Bradley A. Alford | Mgmt | For | For | For | |||||
1b | Elect Director Anthony K. Anderson | Mgmt | For | For | For | |||||
1c | Elect Director Peter K. Barker | Mgmt | For | For | For | |||||
1d | Elect Director Mark J. Barrenechea | Mgmt | For | For | For | |||||
1e | Elect Director Mitchell R. Butier | Mgmt | For | For | For | |||||
1f | Elect Director Ken C. Hicks | Mgmt | For | For | For | |||||
1g | Elect Director Andres A. Lopez | Mgmt | For | For | For | |||||
1h | Elect Director Patrick T. Siewert | Mgmt | For | For | For | |||||
1i | Elect Director Julia A. Stewart | Mgmt | For | For | For | |||||
1j | Elect Director Martha N. Sullivan | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Croda International Plc
Meeting Date: | 04/23/2020 | Country: | United Kingdom | Primary Security ID: | G25536155 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CRDA | |||||
Shares Voted: | 53,422 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Re-elect Roberto Cirillo as Director | Mgmt | For | For | For | |||||
6 | Re-elect Jacqui Ferguson as Director | Mgmt | For | For | For | |||||
7 | Re-elect Steve Foots as Director | Mgmt | For | For | For | |||||
8 | Re-elect Anita Frew as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Croda International Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
9 | Re-elect Helena Ganczakowski as Director | Mgmt | For | For | For | |||||
10 | Re-elect Keith Layden as Director | Mgmt | For | For | Against | |||||
11 | Re-elect Jez Maiden as Director | Mgmt | For | For | For | |||||
12 | Elect John Ramsay as Director | Mgmt | For | For | For | |||||
13 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For | |||||
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
16 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For | |||||
21 | Amend Performance Share Plan 2014 | Mgmt | For | For | For |
Magellan Midstream Partners, L.P.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 559080106 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | MMP | |||||
Shares Voted: | 94,163 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Chansoo Joung | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael N. Mears | Mgmt | For | For | For | |||||
1.3 | Elect Director James R. Montague | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Galp Energia SGPS SA
Meeting Date: | 04/24/2020 | Country: | Portugal | Primary Security ID: | X3078L108 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | GALP | |||||
Shares Voted: | 427,447 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Allocation of Income | Mgmt | For | For | For | |||||
3 | Appraise Management of Company and Approve Vote of Confidence to Board of Directors | Mgmt | For | For | For | |||||
4 | Appraise Supervision of Company and Approve Vote of Confidence to Fiscal Council | Mgmt | For | For | For | |||||
5 | Appraise Work Performed by Statutory Auditor and Approve Vote of Confidence to Statutory Auditor | Mgmt | For | For | For | |||||
6 | Approve Statement on Remuneration Policy | Mgmt | For | Refer | For | |||||
7 | Authorize Repurchase and Reissuance of Shares and Bonds | Mgmt | For | For | For |
Concho Resources Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 20605P101 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CXO | |||||
Shares Voted: | 91,118 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Timothy A. Leach | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
FMC Corporation
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 302491303 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | FMC | |||||
Shares Voted: | 32,884 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Pierre Brondeau | Mgmt | For | For | For | |||||
1b | Elect Director Eduardo E. Cordeiro | Mgmt | For | For | For | |||||
1c | Elect Director Mark Douglas | Mgmt | For | For | For | |||||
1d | Elect Director C. Scott Greer | Mgmt | For | For | For | |||||
1e | Elect Director K’Lynne Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Dirk A. Kempthorne | Mgmt | For | For | For | |||||
1g | Elect Director Paul J. Norris | Mgmt | For | For | For | |||||
1h | Elect Director Margareth Ovrum | Mgmt | For | For | For | |||||
1i | Elect Director Robert C. Pallash | Mgmt | For | For | For | |||||
1j | Elect Director William H. Powell | Mgmt | For | For | For | |||||
1k | Elect Director Vincent R. Volpe, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Noble Energy, Inc.
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 655044105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | NBL | |||||
Shares Voted: | 238,465 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Jeffrey L. Berenson | Mgmt | For | For | For | |||||
1b | Elect Director James E. Craddock | Mgmt | For | Refer | Against | |||||
1c | Elect Director Barbara J. Duganier | Mgmt | For | For | For | |||||
1d | Elect Director Thomas J. Edelman | Mgmt | For | For | For | |||||
1e | Elect Director Holli C. Ladhani | Mgmt | For | For | For | |||||
1f | Elect Director David L. Stover | Mgmt | For | For | For | |||||
1g | Elect Director Scott D. Urban | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Noble Energy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1h | Elect Director William T. Van Kleef | Mgmt | For | For | For | |||||
1i | Elect Director Martha B. Wyrsch | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Marathon Petroleum Corporation
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 56585A102 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MPC | |||||
Shares Voted: | 200,512 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2a | Elect Director Steven A. Davis | Mgmt | For | For | For | |||||
2b | Elect Director J. Michael Stice | Mgmt | For | For | For | |||||
2c | Elect Director John P. Surma | Mgmt | For | For | For | |||||
2d | Elect Director Susan Tomasky | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Adopt Simple Majority Vote | SH | For | For | For | |||||
6 | Report on Integrating Community Impacts Into Executive Compensation Program | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Cabot Oil & Gas Corporation
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 127097103 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | COG | |||||
Shares Voted: | 251,574 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Dorothy M. Ables | Mgmt | For | For | For | |||||
1.2 | Elect Director Rhys J. Best | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert S. Boswell | Mgmt | For | For | For | |||||
1.4 | Elect Director Amanda M. Brock | Mgmt | For | For | For | |||||
1.5 | Elect Director Peter B. Delaney | Mgmt | For | For | For | |||||
1.6 | Elect Director Dan O. Dinges | Mgmt | For | For | For | |||||
1.7 | Elect Director Robert Kelley | Mgmt | For | For | For | |||||
1.8 | Elect Director W. Matt Ralls | Mgmt | For | For | For | |||||
1.9 | Elect Director Marcus A. Watts | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
EOG Resources, Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 26875P101 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | EOG | |||||
Shares Voted: | 106,793 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Janet F. Clark | Mgmt | For | For | For | |||||
1b | Elect Director Charles R. Crisp | Mgmt | For | For | For | |||||
1c | Elect Director Robert P. Daniels | Mgmt | For | For | For | |||||
1d | Elect Director James C. Day | Mgmt | For | For | For | |||||
1e | Elect Director C. Christopher Gaut | Mgmt | For | For | For | |||||
1f | Elect Director Julie J. Robertson | Mgmt | For | For | For | |||||
1g | Elect Director Donald F. Textor | Mgmt | For | For | For | |||||
1h | Elect Director William R. Thomas | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
EOG Resources, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vale SA
Meeting Date: | 04/30/2020 | Country: | Brazil | Primary Security ID: | P9661Q155 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual/Special | Ticker: | VALE3 | |||||
Shares Voted: | 229,632 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Ordinary Business | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019 | Mgmt | For | For | For | |||||
2 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Against | Against | |||||
3 | Elect Directors | Mgmt | For | Against | Against | |||||
4 | In Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? | Mgmt | None | Against | Against | |||||
5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Mgmt | None | Abstain | Abstain | |||||
APPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED – If You Vote FOR on Item 5, Votes Will Be Automatically Distributed in Equal % Amongst The Nominees voted FOR below. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes | Mgmt | |||||||||
6.1 | Percentage of Votes to Be Assigned – Elect Jose Mauricio Pereira Coelho as Director and Arthur Prado Silva as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.2 | Percentage of Votes to Be Assigned – Elect Fernando Jorge Buso Gomes as Director and Johan Albino Ribeiro as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.3 | Percentage of Votes to Be Assigned – Elect Oscar Augusto Camargo Filho as Director and Ken Yasuhara as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.4 | Percentage of Votes to Be Assigned – Elect Jose Luciano Duarte Penido as Director | Mgmt | None | Abstain | Abstain |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
6.5 | Percentage of Votes to Be Assigned – Elect Eduardo de Oliveira Rodrigues Filho as Director | Mgmt | None | Abstain | Abstain | |||||
6.6 | Percentage of Votes to Be Assigned – Elect Marcel Juviniano Barros as Director and Marcia Fragoso Soares as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.7 | Percentage of Votes to Be Assigned – Elect Toshiya Asahi as Director and Hugo Serrado Stoffel as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.8 | Percentage of Votes to Be Assigned – Elect Roger Allan Downey as Director and Ivan Luiz Modesto Schara as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.9 | Percentage of Votes to Be Assigned – Elect Murilo Cesar Lemos dos Santos Passos as Director and Joao Ernesto de Lima Mesquita as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.10 | Percentage of Votes to Be Assigned – Elect Isabella Saboya de Albuquerque as Independent Director and Adriano Cives Seabra as Alternate | Mgmt | None | Abstain | Abstain | |||||
6.11 | Percentage of Votes to Be Assigned – Elect Sandra Maria Guerra de Azevedo as Independent Director | Mgmt | None | Abstain | Abstain | |||||
6.12 | Percentage of Votes to Be Assigned – Elect Marcelo Gasparino da Silva as Independent Director and Nuno Maria Pestana de Almeida Alves as Alternate | Mgmt | None | Abstain | Abstain | |||||
7 | As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Mgmt | None | Refer | For | |||||
8 | Elect Fiscal Council Members | Mgmt | For | Refer | For | |||||
9 | In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? | Mgmt | None | Refer | Against | |||||
10 | Approve Remuneration of Company’s Management and Fiscal Council | Mgmt | For | Refer | Against | |||||
Extraordinary Business | Mgmt | |||||||||
1 | Amend Articles and Consolidate Bylaws | Mgmt | For | Refer | Against | |||||
2 | Approve Agreement to Absorb Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Vale SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Ratify Premiumbravo Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
4 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
5 | Approve Absorption of Ferrous Resources do Brasil S.A. (Ferrous) and Mineracao Jacuipe S.A. (Jacuipe) | Mgmt | For | Refer | For | |||||
6 | Approve Agreement to Absorb Minas da Serra Geral S.A. (MSG), MSE – Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For | |||||
7 | Ratify Macso Legate Auditores Independentes as Independent Firm to Appraise Proposed Transaction | Mgmt | For | Refer | For | |||||
8 | Approve Independent Firm’s Appraisals | Mgmt | For | Refer | For | |||||
9 | Approve Absorption of Minas da Serra Geral S.A. (MSG), MSE – Servicos de Operacao, Manutencao e Montagens Ltda. (MSE), Retiro Novo Reflorestamento Ltda. (Retiro Novo) and Mineracao Guariba Ltda. (Guariba) | Mgmt | For | Refer | For |
Valero Energy Corporation
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
Shares Voted: | 127,541 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
1H | Elect Director Robert A. Profusek | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Valero Energy Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Agnico Eagle Mines Limited
Meeting Date: | 05/01/2020 | Country: | Canada | Primary Security ID: | 008474108 | |||||
Record Date: | 03/17/2020 | Meeting Type: | Annual/Special | Ticker: | AEM | |||||
Shares Voted: | 19,741 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Leanne M. Baker | Mgmt | For | For | For | |||||
1.2 | Elect Director Sean Boyd | Mgmt | For | For | For | |||||
1.3 | Elect Director Martine A. Celej | Mgmt | For | For | For | |||||
1.4 | Elect Director Robert J. Gemmell | Mgmt | For | For | For | |||||
1.5 | Elect Director Mel Leiderman | Mgmt | For | For | For | |||||
1.6 | Elect Director Deborah McCombe | Mgmt | For | For | For | |||||
1.7 | Elect Director James D. Nasso | Mgmt | For | For | For | |||||
1.8 | Elect Director Sean Riley | Mgmt | For | For | For | |||||
1.9 | Elect Director J. Merfyn Roberts | Mgmt | For | For | For | |||||
1.10 | Elect Director Jamie C. Sokalsky | Mgmt | For | For | For | |||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Air Liquide SA
Meeting Date: | 05/05/2020 | Country: | France | Primary Security ID: | F01764103 | |||||
Record Date: | 04/30/2020 | Meeting Type: | Annual/Special | Ticker: | AI | |||||
Shares Voted: | 259 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Reelect Brian Gilvary as Director | Mgmt | For | For | For | |||||
6 | Elect Anette Bronder as Director | Mgmt | For | For | For | |||||
7 | Elect Kim Ann Mink as Director | Mgmt | For | For | For | |||||
8 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
9 | Approve Compensation of Benoit Potier | Mgmt | For | Refer | For | |||||
10 | Approve Compensation Report for Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | Refer | For | |||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
14 | Authorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |||||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Air Liquide SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
17 | Amend Article 11 of Bylaws Re: Employee Representative | Mgmt | For | For | For | |||||
18 | Amend Article 15 of Bylaws Re: Board Powers | Mgmt | For | For | For | |||||
19 | Amend Article 16 of Bylaws Re: Board Members Remuneration | Mgmt | For | For | For | |||||
20 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds | Mgmt | For | Refer | For | |||||
21 | Amend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members | Mgmt | For | Refer | For | |||||
22 | Amend Article 4 of Bylaws Re: Company Duration | Mgmt | For | Refer | For | |||||
Ordinary Business | Mgmt | |||||||||
23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Albemarle Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 012653101 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | ALB | |||||
Shares Voted: | 11,248 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
2a | Elect Director Mary Lauren Brlas | Mgmt | For | For | For | |||||
2b | Elect Director Luther C. Kissam, IV | Mgmt | For | For | For | |||||
2c | Elect Director J. Kent Masters | Mgmt | For | For | For | |||||
2d | Elect Director Glenda J. Minor | Mgmt | For | For | For | |||||
2e | Elect Director James J. O’Brien | Mgmt | For | For | For | |||||
2f | Elect Director Diarmuid B. O’Connell | Mgmt | For | For | For | |||||
2g | Elect Director Dean L. Seavers | Mgmt | For | For | For | |||||
2h | Elect Director Gerald A. Steiner | Mgmt | For | For | For | |||||
2i | Elect Director Holly A. Van Deursen | Mgmt | For | For | For | |||||
2j | Elect Director Alejandro D. Wolff | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Albemarle Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Barrick Gold Corporation
Meeting Date: | 05/05/2020 | Country: | Canada | Primary Security ID: | 067901108 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ABX | |||||
Shares Voted: | 579,641 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director D. Mark Bristow | Mgmt | For | For | For | |||||
1.2 | Elect Director Gustavo A. Cisneros | Mgmt | For | For | For | |||||
1.3 | Elect Director Christopher L. Coleman | Mgmt | For | For | For | |||||
1.4 | Elect Director J. Michael Evans | Mgmt | For | For | For | |||||
1.5 | Elect Director Brian L. Greenspun | Mgmt | For | For | For | |||||
1.6 | Elect Director J. Brett Harvey | Mgmt | For | For | For | |||||
1.7 | Elect Director Andrew J. Quinn | Mgmt | For | For | For | |||||
1.8 | Elect Director M. Loreto Silva | Mgmt | For | For | For | |||||
1.9 | Elect Director John L. Thornton | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Packaging Corporation of America
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 695156109 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | PKG | |||||
Shares Voted: | 49,305 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Cheryl K. Beebe | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Packaging Corporation of America
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.2 | Elect Director Duane C. Farrington | Mgmt | For | For | For | |||||
1.3 | Elect Director Donna A. Harman | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark W. Kowlzan | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert C. Lyons | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas P. Maurer | Mgmt | For | For | For | |||||
1.7 | Elect Director Samuel M. Mencoff | Mgmt | For | For | For | |||||
1.8 | Elect Director Roger B. Porter | Mgmt | For | For | For | |||||
1.9 | Elect Director Thomas S. Souleles | Mgmt | For | For | For | |||||
1.10 | Elect Director Paul T. Stecko | Mgmt | For | For | For | |||||
1.11 | Elect Director James D. Woodrum | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Franco-Nevada Corporation
Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 351858105 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual/Special | Ticker: | FNV | |||||
Shares Voted: | 32,476 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director David Harquail | Mgmt | For | For | For | |||||
1.2 | Elect Director Paul Brink | Mgmt | For | For | For | |||||
1.3 | Elect Director Tom Albanese | Mgmt | For | For | For | |||||
1.4 | Elect Director Derek W. Evans | Mgmt | For | For | For | |||||
1.5 | Elect Director Catharine Farrow | Mgmt | For | For | For | |||||
1.6 | Elect Director Louis Gignac | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen Jensen | Mgmt | For | For | For | |||||
1.8 | Elect Director Jennifer Maki | Mgmt | For | For | For | |||||
1.9 | Elect Director Randall Oliphant | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Franco-Nevada Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.10 | Elect Director David R. Peterson | Mgmt | For | For | For | |||||
1.11 | Elect Director Elliott Pew | Mgmt | For | For | For | |||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Phillips 66
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 132,741 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For |
Suncor Energy Inc.
Meeting Date: | 05/06/2020 | Country: | Canada | Primary Security ID: | 867224107 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | SU | |||||
Shares Voted: | 178,695 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Patricia M. Bedient | Mgmt | For | For | For | |||||
1.2 | Elect Director Mel E. Benson | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Gass | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Suncor Energy Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.4 | Elect Director Dennis M. Houston | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark S. Little | Mgmt | For | For | For | |||||
1.6 | Elect Director Brian P. MacDonald | Mgmt | For | For | For | |||||
1.7 | Elect Director Maureen McCaw | Mgmt | For | For | For | |||||
1.8 | Elect Director Lorraine Mitchelmore | Mgmt | For | For | For | |||||
1.9 | Elect Director Eira M. Thomas | Mgmt | For | For | For | |||||
1.10 | Elect Director Michael M. Wilson | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Mondi Plc
Meeting Date: | 05/07/2020 | Country: | United Kingdom | Primary Security ID: | G6258S107 | |||||
Record Date: | 05/05/2020 | Meeting Type: | Annual | Ticker: | MNDI | |||||
Shares Voted: | 173,898 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
4 | Approve Final Dividend | Mgmt | For | For | For | |||||
5 | Elect Enoch Godongwana as Director | Mgmt | For | For | For | |||||
6 | Elect Philip Yea as Director | Mgmt | For | For | For | |||||
7 | Re-elect Tanya Fratto as Director | Mgmt | For | For | For | |||||
8 | Re-elect Stephen Harris as Director | Mgmt | For | For | For | |||||
9 | Re-elect Andrew King as Director | Mgmt | For | For | For | |||||
10 | Re-elect Dominique Reiniche as Director | Mgmt | For | For | For | |||||
11 | Re-elect Stephen Young as Director | Mgmt | For | For | For | |||||
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Mondi Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
14 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
ConocoPhillips
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 20825C104 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | COP | |||||
Shares Voted: | 116,728 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1a | Elect Director Charles E. Bunch | Mgmt | For | For | For | |||||
1b | Elect Director Caroline Maury Devine | Mgmt | For | For | For | |||||
1c | Elect Director John V. Faraci | Mgmt | For | For | For | |||||
1d | Elect Director Jody Freeman | Mgmt | For | For | For | |||||
1e | Elect Director Gay Huey Evans | Mgmt | For | For | For | |||||
1f | Elect Director Jeffrey A. Joerres | Mgmt | For | For | For | |||||
1g | Elect Director Ryan M. Lance | Mgmt | For | For | For | |||||
1h | Elect Director William H. McRaven | Mgmt | For | For | For | |||||
1i | Elect Director Sharmila Mulligan | Mgmt | For | For | For | |||||
1j | Elect Director Arjun N. Murti | Mgmt | For | For | For | |||||
1k | Elect Director Robert A. Niblock | Mgmt | For | For | For | |||||
1l | Elect Director David T. Seaton | Mgmt | For | For | For | |||||
1m | Elect Director R. A. Walker | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Waste Management, Inc.
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 94106L109 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | WM | |||||
Shares Voted: | 37,008 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Frank M. Clark, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director James C. Fish, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Andres R. Gluski | Mgmt | For | For | For | |||||
1d | Elect Director Victoria M. Holt | Mgmt | For | For | For | |||||
1e | Elect Director Kathleen M. Mazzarella | Mgmt | For | For | For | |||||
1f | Elect Director William B. Plummer | Mgmt | For | For | For | |||||
1g | Elect Director John C. Pope | Mgmt | For | For | For | |||||
1h | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Union Pacific Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 907818108 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | UNP | |||||
Shares Voted: | 42,598 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andrew H. Card, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director William J. DeLaney | Mgmt | For | For | For | |||||
1c | Elect Director David B. Dillon | Mgmt | For | For | For | |||||
1d | Elect Director Lance M. Fritz | Mgmt | For | For | For | |||||
1e | Elect Director Deborah C. Hopkins | Mgmt | For | For | For | |||||
1f | Elect Director Jane H. Lute | Mgmt | For | For | For | |||||
1g | Elect Director Michael R. McCarthy | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Union Pacific Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Thomas F. McLarty, III | Mgmt | For | For | For | |||||
1i | Elect Director Bhavesh V. Patel | Mgmt | For | For | For | |||||
1j | Elect Director Jose H. Villarreal | Mgmt | For | For | For | |||||
1k | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
5 | Report on Climate Change | SH | Against | Against | Against |
Wheaton Precious Metals Corp.
Meeting Date: | 05/14/2020 | Country: | Canada | Primary Security ID: | 962879102 | |||||
Record Date: | 03/17/2020 | Meeting Type: | Annual/Special | Ticker: | WPM | |||||
Shares Voted: | 64,828 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
a1 | Elect Director George L. Brack | Mgmt | For | For | For | |||||
a2 | Elect Director John A. Brough | Mgmt | For | For | For | |||||
a3 | Elect Director R. Peter Gillin | Mgmt | For | For | For | |||||
a4 | Elect Director Chantal Gosselin | Mgmt | For | For | For | |||||
a5 | Elect Director Douglas M. Holtby | Mgmt | For | For | For | |||||
a6 | Elect Director Glenn Ives | Mgmt | For | For | For | |||||
a7 | Elect Director Charles A. Jeannes | Mgmt | For | For | For | |||||
a8 | Elect Director Eduardo Luna | Mgmt | For | For | For | |||||
a9 | Elect Director Marilyn Schonberner | Mgmt | For | For | For | |||||
a10 | Elect Director Randy V. J. Smallwood | Mgmt | For | For | For | |||||
b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
c | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Enphase Energy, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 29355A107 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ENPH | |||||
Shares Voted: | 69,459 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Benjamin Kortlang | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard S. Mora | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Report on Sustainability | SH | Against | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Graphic Packaging Holding Company
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 388689101 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | GPK | |||||
Shares Voted: | 177,531 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael P. Doss | Mgmt | For | For | For | |||||
1.2 | Elect Director Dean A. Scarborough | Mgmt | For | For | For | |||||
1.3 | Elect Director Larry M. Venturelli | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
ONEOK, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 682680103 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | OKE | |||||
Shares Voted: | 84,808 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Brian L. Derksen | Mgmt | For | For | For | |||||
1.2 | Elect Director Julie H. Edwards | Mgmt | For | For | For | |||||
1.3 | Elect Director John W. Gibson | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark W. Helderman | Mgmt | For | For | For | |||||
1.5 | Elect Director Randall J. Larson | Mgmt | For | For | For | |||||
1.6 | Elect Director Steven J. Malcolm | Mgmt | For | For | For | |||||
1.7 | Elect Director Jim W. Mogg | Mgmt | For | For | For | |||||
1.8 | Elect Director Pattye L. Moore | Mgmt | For | For | For | |||||
1.9 | Elect Director Gary D. Parker | Mgmt | For | For | For | |||||
1.10 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
1.11 | Elect Director Terry K. Spencer | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Parsley Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 701877102 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | PE | |||||
Shares Voted: | 254,760 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director A.R. Alameddine | Mgmt | For | For | For | |||||
1B | Elect Director Matt Gallagher | Mgmt | For | For | For | |||||
1C | Elect Director Karen Hughes | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
WPX Energy, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 98212B103 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | WPX | |||||
Shares Voted: | 394,236 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director John A. Carrig | Mgmt | For | For | For | |||||
1.2 | Elect Director Clay M. Gaspar | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert K. Herdman | Mgmt | For | For | For | |||||
1.4 | Elect Director Kelt Kindick | Mgmt | For | For | For | |||||
1.5 | Elect Director Karl F. Kurz | Mgmt | For | For | For | |||||
1.6 | Elect Director Kimberly S. Lubel | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard E. Muncrief | Mgmt | For | For | For | |||||
1.8 | Elect Director Martin Phillips | Mgmt | For | For | For | |||||
1.9 | Elect Director Douglas E. Swanson, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Chevron Corporation
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 166764100 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | CVX | |||||
Shares Voted: | 51,249 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1b | Elect Director John B. Frank | Mgmt | For | For | For | |||||
1c | Elect Director Alice P. Gast | Mgmt | For | For | For | |||||
1d | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Charles W. Moorman, IV | Mgmt | For | For | For | |||||
1f | Elect Director Dambisa F. Moyo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Chevron Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Debra Reed-Klages | Mgmt | For | For | For | |||||
1h | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1i | Elect Director D. James Umpleby, III | Mgmt | For | For | For | |||||
1j | Elect Director Michael K. Wirth | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
5 | Establish Board Committee on Climate Risk | SH | Against | Against | Against | |||||
6 | Report on Climate Lobbying Aligned with Paris Agreement Goals | SH | Against | For | For | |||||
7 | Report on Petrochemical Risk | SH | Against | For | For | |||||
8 | Report on Human Rights Practices | SH | Against | Against | Against | |||||
9 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
10 | Require Independent Board Chair | SH | Against | Refer | Against |
LyondellBasell Industries N.V.
Meeting Date: | 05/29/2020 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 05/01/2020 | Meeting Type: | Annual | Ticker: | LYB | |||||
Shares Voted: | 32,833 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jacques Aigrain | Mgmt | For | For | For | |||||
1b | Elect Director Lincoln Benet | Mgmt | For | For | For | |||||
1c | Elect Director Jagjeet (Jeet) Bindra | Mgmt | For | For | For | |||||
1d | Elect Director Robin Buchanan | Mgmt | For | For | For | |||||
1e | Elect Director Stephen Cooper | Mgmt | For | For | For | |||||
1f | Elect Director Nance Dicciani | Mgmt | For | For | For | |||||
1g | Elect Director Claire Farley | Mgmt | For | For | For | |||||
1h | Elect Director Isabella (Bella) Goren | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
LyondellBasell Industries N.V.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1i | Elect Director Michael Hanley | Mgmt | For | For | For | |||||
1j | Elect Director Albert Manifold | Mgmt | For | For | For | |||||
1k | Elect Director Bhavesh (Bob) Patel | Mgmt | For | For | For | |||||
2 | Approve Discharge of the Members of the Board of Directors | Mgmt | For | For | For | |||||
3 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Mgmt | For | For | For | |||||
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
7 | Approve Dividends of USD 4.20 Per Share | Mgmt | For | For | For | |||||
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
9 | Approve Cancellation of Shares | Mgmt | For | For | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 105,054 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 955 Ivy Natural Resources Fund
Total SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Diamondback Energy, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 25278X109 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | FANG | |||||
Shares Voted: | 62,112 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steven E. West | Mgmt | For | For | For | |||||
1.2 | Elect Director Travis D. Stice | Mgmt | For | For | For | |||||
1.3 | Elect Director Vincent K. Brooks | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael P. Cross | Mgmt | For | For | For | |||||
1.5 | Elect Director David L. Houston | Mgmt | For | For | For | |||||
1.6 | Elect Director Stephanie K. Mains | Mgmt | For | For | For | |||||
1.7 | Elect Director Mark L. Plaumann | Mgmt | For | For | For | |||||
1.8 | Elect Director Melanie M. Trent | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
IVY PZENA INTERNATIONAL VALUE FUND
(Prior to July 31, 2018, known as Ivy Cundill Global Value Fund)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 3 | Approve Final Dividend | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 4 | Elect Martin Scicluna as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 5 | Re-elect Matt Brittin as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 6 | Re-elect Brian Cassin as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 7 | Re-elect Mike Coupe as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 8 | Re-elect Jo Harlow as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 9 | Re-elect David Keens as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 10 | Re-elect Kevin O’Byrne as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 11 | Re-elect Dame Susan Rice as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 12 | Re-elect John Rogers as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 13 | Re-elect Jean Tomlin as Director | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 14 | Reappoint Ernst & Young LLP as Auditors | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 16 | Authorise Issue of Equity | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 19 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 20 | Authorise Market Purchase Ordinary Shares | For | For | |||||||||||||
J Sainsbury Plc | SBRY | United Kingdom | G77732173 | Annual | 04-Jul-19 | 02-Jul-19 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 2 | Approve Final Dividend | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3a | Elect Zhu Linan as Director | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3b | Elect Yang Chih-Yuan Jerry as Director | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3c | Elect Gordon Robert Halyburton Orr as Director | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3d | Elect Woo Chin Wan Raymond as Director | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3e | Authorize Board Not to Fill Up Vacated Office Resulting From Retirement of Tian Suning as Director | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 3f | Authorize Board to Fix Remuneration of Directors | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 6 | Authorize Repurchase of Issued Share Capital | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | For | |||||||||||||
Lenovo Group Limited | 992 | Hong Kong | Y5257Y107 | Annual | 09-Jul-19 | 02-Jul-19 | Management | 8 | Approve Award Plans and California Sub-Plans | For | Against | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 2 | Elect Sanjiv Ahuja as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 3 | Elect David Thodey as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 4 | Re-elect Gerard Kleisterlee as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 5 | Re-elect Nick Read as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 6 | Re-elect Margherita Della Valle as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 7 | Re-elect Sir Crispin Davis as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 8 | Re-elect Michel Demare as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 9 | Re-elect Dame Clara Furse as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 10 | Re-elect Valerie Gooding as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 11 | Re-elect Renee James as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 12 | Re-elect Maria Amparo Moraleda Martinez as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 13 | Re-elect David Nish as Director | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 14 | Approve Final Dividend | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 15 | Approve Remuneration Report | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 16 | Appoint Ernst & Young LLP as Auditors | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 18 | Authorise Issue of Equity | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 21 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 22 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Vodafone Group Plc | VOD | United Kingdom | G93882192 | Annual | 23-Jul-19 | 19-Jul-19 | Management | 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
WPP Plc | WPP | Jersey | G9788D103 | Special | 24-Oct-19 | 22-Oct-19 | Management | 1 | Approve Matters Relating to the Sale by the Company of 60 Percent of their Kantar Business | For | For | |||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 3.90 per Share | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.1 | Approve Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.2 | Approve Discharge of Management Board Member Roland Busch for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.3 | Approve Discharge of Management Board Member Lisa Davis for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.4 | Approve Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.5 | Approve Discharge of Management Board Member Janina Kugel for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.6 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19 | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.7 | Approve Discharge of Management Board Member Michael Sen for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 3.8 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.1 | Approve Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.3 | Approve Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.4 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.7 | Approve Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.8 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.9 | Approve Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.10 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.11 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.12 | Approve Discharge of Supervisory Board Member Nicola Leibinger- Kammueller for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.13 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19 | For | For | ||||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.14 | Approve Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19 | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.15 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.16 | Approve Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.17 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.18 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.19 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.20 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 4.21 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2019/20 | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 6 | Approve Remuneration Policy | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights | For | For | ||||||||||||||
Siemens AG | SIE | Germany | D69671218 | Annual | 05-Feb-20 | Management | 10 | Approve Affiliation Agreement with Subsidiary Siemens Mobility GmbH | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 3 | Approve Allocation of Income and Dividends of CHF 2.95 per Share | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 4 | Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 5.1 | Approve Remuneration of Directors in the Amount of CHF 9 Million | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 5.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 5.3 | Approve Remuneration Report | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.1 | Reelect Joerg Reinhardt as Director and Board Chairman | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.2 | Reelect Nancy Andrews as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.3 | Reelect Ton Buechner as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.4 | Reelect Patrice Bula as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.5 | Reelect Srikant Datar as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.6 | Reelect Elizabeth Doherty as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.7 | Reelect Ann Fudge as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.8 | Reelect Frans van Houten as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.9 | Reelect Andreas von Planta as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.10 | Reelect Charles Sawyers as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.11 | Reelect Enrico Vanni as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.12 | Reelect William Winters as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.13 | Elect Bridgette Heller as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 6.14 | Elect Simon Moroney as Director | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 7.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 7.2 | Reappoint Srikant Datar as Member of the Compensation Committee | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 7.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 7.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 7.5 | Appoint Bridgette Heller as Member of the Compensation Committee | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 8 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 9 | Designate Peter Zahn as Independent Proxy | For | For | ||||||||||||||
Novartis AG | NOVN | Switzerland | H5820Q150 | Annual | 28-Feb-20 | Management | 10 | Transact Other Business (Voting) | For | Against | ||||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 18 | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.1 | Elect Director Kitamura, Toshiaki | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.2 | Elect Director Ueda, Takayuki | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.3 | Elect Director Ito, Seiya | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.4 | Elect Director Ikeda, Takahiko | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.5 | Elect Director Yajima, Shigeharu | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.6 | Elect Director Kittaka, Kimihisa | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.7 | Elect Director Sase, Nobuharu | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.8 | Elect Director Yamada, Daisuke | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.9 | Elect Director Yanai, Jun | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.10 | Elect Director Iio, Norinao | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.11 | Elect Director Nishimura, Atsuko | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.12 | Elect Director Kimura, Yasushi | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.13 | Elect Director Ogino, Kiyoshi | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 2.14 | Elect Director Nishikawa, Tomo | For | For | |||||||||||||
INPEX Corp. | 1605 | Japan | J2467E101 | Annual | 25-Mar-20 | 31-Dec-19 | Management | 3 | Approve Annual Bonus | For | For | |||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 2 | Approve Remuneration Report (Non- Binding) | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 3 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 4 | Approve Allocation of Income and Dividends of CHF 0.80 per Share | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 5 | Amend Articles Re: Annual Report | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 6.1 | Approve Remuneration of Directors in the Amount of CHF 4.7 Million | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 39.5 Million | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.1 | Reelect Matti Alahuhta as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.2 | Reelect Gunnar Brock as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.3 | Reelect David Constable as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.4 | Reelect Frederico Curado as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.5 | Reelect Lars Foerberg as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.6 | Reelect Jennifer Xin-Zhe Li as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.7 | Reelect Geraldine Matchett as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.8 | Reelect David Meline as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.9 | Reelect Satish Pai as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.10 | Reelect Jacob Wallenberg as Director | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 7.11 | Reelect Peter Voser as Director and Board Chairman | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 8.1 | Appoint David Constable as Member of the Compensation Committee | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 8.2 | Appoint Frederico Curado as Member of the Compensation Committee | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 8.3 | Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 9 | Designate Hans Zehnder as Independent Proxy | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 10 | Ratify KPMG AG as Auditors | For | For | ||||||||||||||
ABB Ltd. | ABBN | Switzerland | H0010V101 | Annual | 26-Mar-20 | Management | 11 | Transact Other Business (Voting) | For | Against | ||||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 2 | Amend Articles of Incorporation | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.1 | Elect Cho Yong-byoung as Inside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.2 | Elect Philippe Avril as Non- Independent Non-Executive Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.3 | Elect Park An-soon as Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.4 | Elect Park Cheul as Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.5 | Elect Yoon Jae-won as Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.6 | Elect Jin Hyun-duk as Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.7 | Elect Choi Kyong-rok as Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3.8 | Elect as Yuki Hirakawa Outside Director | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 4.1 | Elect Yoon Jae-won as a Member of Audit Committee | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 4.2 | Elect Lee Yoon-jae as a Member of Audit Committee | For | For | |||||||||||||
Shinhan Financial Group Co., Ltd. | 055550 | South Korea | Y7749X101 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 1.1 | Approve Standalone Financial Statements | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 1.2 | Approve Consolidated Financial Statements | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 1.3 | Approve Non-Financial Information Statement | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 1.4 | Approve Discharge of Board | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 1.5 | Approve Allocation of Income and Dividends | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.1 | Fix Number of Directors at 13 | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.2 | Elect Nuria Oliver Ramirez as Director | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.3 | Reelect Jose Sevilla Alvarez as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.4 | Reelect Joaquin Ayuso Garcia as Director | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.5 | Reelect Francisco Javier Campo Garcia as Director | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.6 | Reelect Eva Castillo Sanz as Director | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 2.7 | Reelect Antonio Greno Hidalgo as Director | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 3 | Appoint KPMG Auditores as Auditor | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 4 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | Against | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 5 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 1.5 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | For | Against | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 6 | Authorize Share Repurchase Program | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 7 | Approve Dividends | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 8.1 | Approve Shares-in-lieu-of-Bonus Plan as Part of the 2019 Annual Variable Remuneration of Executive Directors | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 8.2 | Approve Shares-in-lieu-of-Bonus Plan as Part of the 2020 Annual Variable Remuneration of Executive Directors | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.1 | Amend Articles Re: General Meetings and Notice of Meetings | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.2 | Amend Articles Re: Available Information Prior to the Meetings, Right to Information, and Attendance, Proxy and Remove Voting Cards | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.3 | Amend Articles Re: Right of Attendance, Means of Communication, Logistics and Constitution | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.4 | Amend Articles Re: Information and Proposals | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.5 | Amend Articles Re: Remote Voting, Voting of Proposed Resolutions and Documentation | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.6 | Amend Articles Re: Provisional Suspension and Extension of the General Meeting | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 9.7 | Amend Articles Re: Publication and Documentation of Resolutions | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 10 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 11 | Advisory Vote on Remuneration Report | For | For | |||||||||||||
Bankia SA | BKIA | Spain | E2R23Z164 | Annual | 27-Mar-20 | 20-Mar-20 | Management | 12 | Receive Amendments to Board of Directors Regulations and Approval of the Appointments and Responsible Management Committee Regulations and Remuneration Committee Regulations | |||||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.1 | Elect Chang In-hwa as Inside Director | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.2 | Elect Chon Jung-son as Inside Director | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.3 | Elect Kim Hak-dong as Inside Director | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.4 | Elect Jeong Tak as Inside Director | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 3 | Elect Chang Seung-wha as Outside Director | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 4 | Elect Park Heui-jae as a Member of Audit Committee | For | For | |||||||||||||
POSCO | 005490 | South Korea | Y70750115 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 1 | Elect Chairman of Meeting | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 2 | Prepare and Approve List of Shareholders | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 3 | Approve Agenda of Meeting | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 4 | Acknowledge Proper Convening of Meeting | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 6 | Receive Financial Statements and Statutory Reports | |||||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 7 | Receive President’s Report | |||||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 8.1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 8.2 | Approve Discharge of Board and President | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 8.3 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 9 | Determine Number of Directors (10) and Deputy Directors (0) of Board | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 10 | Approve Remuneration of Directors in the Amount of SEK 4.2 Million for Chairman and SEK 1.05 Million for Other Directors, Approve Remuneration for Committee Work | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.1 | Reelect Jon Baksaas as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.2 | Reelect Jan Carlson as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.3 | Reelect Nora Denzel as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.4 | Reelect Borje Ekholm as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.5 | Reelect Eric A. Elzvik as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.6 | Reelect Kurt Jofs as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.7 | Reelect Ronnie Leten as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.8 | Reelect Kristin S. Rinne as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.9 | Reelect Helena Stjernholm as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 11.10 | Reelect Jacob Wallenberg as Director | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 12 | Reelect Ronnie Leten as Board Chairman | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 13 | Determine Number of Auditors (1) and Deputy Auditors (0) | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 14 | Approve Remuneration of Auditors | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 15 | Ratify Deloitte as Auditors | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 17.1 | Approve Long-Term Variable Compensation Program 2020 (LTV 2020) | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 17.2 | Approve Equity Plan Financing of LTV 2020 | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 17.3 | Approve Alternative Equity Plan Financing of LTV 2020 | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 18 | Approve Equity Plan Financing of LTV 2018 and 2019 | For | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 19 | Approve Equity Plan Financing of LTV 2016 and 2017 | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 20.1 | Eliminate Differentiated Voting Rights | None | Against | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 20.2 | Amend Articles Re: Editorial Changes | None | Against | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 21.1 | Instruct Board to Work for the Swedish Companies Act to be Amended so the Possibility of Differentiation of Voting Rights is Abolished | None | Against | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 21.2 | Instruct Board to Prepare a Proposal for Representation of Small and Medium-Sized Shareholders in the Board and Nomination Committee | None | Against | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 22 | Appoint Special Examination of the Company’s and the Auditors’ Actions | None | Against | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Share Holder | 23 | Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2021 | None | For | |||||||||||||
Telefonaktiebolaget LM Ericsson | ERIC.B | Sweden | W26049119 | Annual | 31-Mar-20 | 25-Mar-20 | Management | 24 | Close Meeting | |||||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 2 | Approve Allocation of Income | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 3 | Approve Dividend Distribution | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 4 | Approve Elimination of Negative Reserves | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 5.1 | Approve Decrease in Size of Board | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 5.2 | Elect Beatriz Lara Bartolome as Director | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 5.3 | Elect Diego De Giorgi as Director | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 7 | Approve 2020 Group Incentive System | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 8 | Approve Remuneration Policy | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 9 | Approve Second Section of the Remuneration Report | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 10 | Approve Long-Term Incentive Plan | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 11 | Authorize Share Repurchase Program | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 1 | Authorize Board to Increase Capital to Service 2019 Group Incentive System | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 2 | Authorize Board to Increase Capital to Service 2020 Group Incentive System | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 3 | Amend Company Bylaws Re: Clause 6 | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | 4 | Authorize Cancellation of Repurchased Shares | For | For | |||||||||||||
UniCredit SpA | UCG | Italy | T9T23L642 | Annual/Special | 09-Apr-20 | 31-Mar-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 1 | Open Meeting | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 2 | Receive Report of Management Board (Non-Voting) | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 3 | Adopt Financial Statements | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 4 | Approve Remuneration Report | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 5 | Receive Explanation on Company’s Reserves and Dividend Policy | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 6 | Approve Dividends of EUR 12.5 Per Share | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 7 | Approve Discharge of Management Board | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 8 | Approve Discharge of Supervisory Board | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 9 | Ratify Ernst & Young as Auditors | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 10 | Opportunity to Make Recommendations | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 11 | Elect C. Guillouard to Supervisory Board | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 12 | Announce Vacancies on the Supervisory Board | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 13 | Approve Remuneration Policy for Management Board | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 14 | Approve Remuneration Policy for Supervisory Board | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 16 | Approve Reduction in Share Capital through Cancellation of Shares | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 17 | Grant Board Authority to Issue Shares up to 10 Percent of Issued Capital | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 18 | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | |||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 19 | Other Business (Non-Voting) | |||||||||||||||
Royal KPN NV | KPN | Netherlands | N4297B146 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 20 | Close Meeting | |||||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 3 | Approve Allocation of Income and Absence of Dividend | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions | For | Against | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 5 | Approve Remuneration Policy of Corporate Officers | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 6 | Approve Remuneration Policy of Directors | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 7 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 8 | Approve Compensation of Martin Bouygues | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 9 | Approve Compensation of Olivier Bouygues | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 10 | Approve Compensation of Philippe Marien | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 11 | Approve Compensation of Olivier Roussat | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 12 | Reelect Alexandre de Rothschild as Director | For | Against | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 13 | Elect Benoit Maes as Director | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | For | Against | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 17 | Amend Articles 4, 8, 13, 12, 14, 15 and 16 of Bylaws to Comply with Legal Changes | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 18 | Delegate Power to the Board of Directors to Amend the Bylaws to Comply with Legal Changes | For | For | |||||||||||||
Bouygues SA | EN | France | F11487125 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 19 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 5 | Approve Termination Package of Emmanuel Babeau, Vice-CEO | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 6 | Approve Compensation Report | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 7 | Approve Compensation of Jean- Pascal Tricoire, Chairman and CEO | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 8 | Approve Compensation of Emmanuel Babeau, Vice-CEO | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 9 | Approve Remuneration Policy of Chairman and CEO | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 10 | Approve Remuneration Policy of Emmanuel Babeau, Vice-CEO | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 11 | Approve Remuneration Policy of Board Members | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 12 | Reelect Leo Apotheker as Director | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 13 | Reelect Cecile Cabanis as Director | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 14 | Reelect Fred Kindle as Director | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 15 | Reelect Willy Kissling as Director | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 16 | Elect Jill Lee as Director | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 18 | Amend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 19 | Amend Articles 13 and 16 of Bylaws to Comply with New Regulation | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | |||||||||||||
Schneider Electric SE | SU | France | F86921107 | Annual/Special | 23-Apr-20 | 21-Apr-20 | Management | 22 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 1.1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 1.2 | Approve Allocation of Income | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 2.1 | Elect Salvatore Rossi as Director | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 2.2 | Elect Franck Cadoret as Director | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 3.1 | Approve Remuneration Policy | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 3.2 | Approve Second Section of the Remuneration Report | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 4 | Approve Long Term Incentive Plan | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 5 | Authorize Board to Increase Capital to Service Long Term Incentive Plan | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 6 | Approve Employee Share Plan; Authorize Board to Increase Capital to Service Employee Share Plan | For | For | |||||||||||||
Telecom Italia SpA | TIT | Italy | T92778108 | Annual/Special | 23-Apr-20 | 14-Apr-20 | Management | 7 | Amend Company Bylaws Re: Article 9 | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3a | Elect Noel Quinn as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3b | Re-elect Laura Cha as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3c | Re-elect Henri de Castries as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3d | Re-elect Irene Lee as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3e | Re-elect Jose Antonio Meade Kuribrena as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3f | Re-elect Heidi Miller as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3g | Re-elect David Nish as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3h | Re-elect Ewen Stevenson as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3i | Re-elect Jackson Tai as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3j | Re-elect Mark Tucker as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 3k | Re-elect Pauline van der Meer Mohr as Director | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 6 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 7 | Authorise Issue of Equity | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 8 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 10 | Authorise Directors to Allot Any Repurchased Shares | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 11 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 12 | Authorise Issue of Equity in Relation to Contingent Convertible Securities | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 14 | Amend Share Plan 2011 | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 15 | Amend Savings-Related Share Option Plan (UK) | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 16 | Amend UK Share Incentive Plan and International Employee Share Purchase Plan | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
HSBC Holdings Plc | HSBA | United Kingdom | G4634U169 | Annual | 24-Apr-20 | 23-Apr-20 | Share Holder | 18 | Remove the “State Deduction” Feature of the Post 1974 Midland Bank Defined Benefit Pension Scheme | Against | Against | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1a | Elect Director Douglas J. Pferdehirt | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1b | Elect Director Eleazar de Carvalho Filho | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1c | Elect Director Arnaud Caudoux | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1d | Elect Director Pascal Colombani | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1e | Elect Director Marie-Ange Debon | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1f | Elect Director Claire S. Farley | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1g | Elect Director Didier Houssin | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1h | Elect Director Peter Mellbye | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1i | Elect Director John O’Leary | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1j | Elect Director Olivier Piou | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1k | Elect Director Kay G. Priestly | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1l | Elect Director Joseph Rinaldi | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1m | Elect Director James M. Ringler | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 1n | Elect Director John Yearwood | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 3 | Approve Directors’ Remuneration Report | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 4 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 6 | Re-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor | For | For | |||||||||||||
TechnipFMC plc | FTI | United Kingdom | G87110105 | Annual | 24-Apr-20 | 27-Feb-20 | Management | 7 | Authorize Board to Fix Remuneration of Auditors | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 1 | Open Meeting | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 2.a | Receive Report of Management Board (Non-Voting) | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 2.b | Receive Announcements on Sustainability | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 2.c | Receive Report of Supervisory Board (Non-Voting) | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 2.d | Approve Remuneration Report | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 2.e | Adopt Financial Statements and Statutory Reports | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 3.a | Receive Explanation on Profit Retention and Distribution Policy | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 3.b | Approve Dividends of EUR 0.69 Per Share | |||||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 4.a | Approve Discharge of Management Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 4.b | Approve Discharge of Supervisory Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 5 | Approve Remuneration Policy for Management Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 6 | Approve Remuneration Policy for Supervisory Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 7 | Amend Articles of Association | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 8.a | Elect Juan Colombas to Supervisory Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 8.b | Elect Herman Hulst to Supervisory Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 8.c | Elect Harold Naus to Supervisory Board | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 9.a | Grant Board Authority to Issue Shares | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 9.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | For | For | |||||||||||||
ING Groep NV | INGA | Netherlands | N4578E595 | Annual | 28-Apr-20 | 31-Mar-20 | Management | 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 3 | Approve Treatment of Losses and Dividends of EUR 3.15 per Share | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 5 | Ratify Appointment of Paul Hudson as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 6 | Reelect Laurent Attal as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 7 | Reelect Carole Piwnica as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 8 | Reelect Diane Souza as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 9 | Reelect Thomas Sudhof as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 10 | Elect Rachel Duan as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 11 | Elect Lise Kingo as Director | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 2 Million | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 13 | Approve Remuneration Policy of Directors | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 14 | Approve Remuneration Policy of Chairman of the Board | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 15 | Approve Remuneration Policy of CEO | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 16 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | �� | Management | 17 | Approve Compensation of Serge Weinberg, Chairman of the Board | For | For | ||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 18 | Approve Compensation of Paul Hudson, CEO Since Sept. 1, 2019 | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 19 | Approve Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019 | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Sanofi | SAN | France | F5548N101 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 21 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 3 | Approve Remuneration Policy | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 4 | Elect Marianne Culver as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 5 | Elect Blair Illingworth as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 6 | Elect Nick Roberts as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 7 | Re-elect Stuart Chambers as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 8 | Re-elect Coline McConville as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 9 | Re-elect Pete Redfern as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 10 | Re-elect Christopher Rogers as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 11 | Re-elect John Rogers as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 12 | Re-elect Alan Williams as Director | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 13 | Reappoint KPMG LLP as Auditors | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 14 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 15 | Authorise Issue of Equity | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 19 | Adopt New Articles of Association | For | For | |||||||||||||
Travis Perkins Plc | TPK | United Kingdom | G90202105 | Annual | 28-Apr-20 | 24-Apr-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 2 | Approve Remuneration Policy | For | Against | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 3 | Approve Remuneration Report | For | Against | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 4 | Approve Final Dividend | For | Abstain | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 5 | Approve Special Dividend | For | Abstain | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 6 | Re-elect Howard Davies as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 7 | Elect Alison Rose-Slade as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 8 | Re-elect Katie Murray as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 9 | Re-elect Frank Dangeard as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 10 | Re-elect Patrick Flynn as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 11 | Re-elect Morten Friis as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 12 | Re-elect Robert Gillespie as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 13 | Elect Yasmin Jetha as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 14 | Re-elect Baroness Noakes as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 15 | Re-elect Mike Rogers as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 16 | Re-elect Mark Seligman as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 17 | Re-elect Lena Wilson as Director | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 18 | Reappoint Ernst & Young LLP as Auditors | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 19 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 20 | Authorise Issue of Equity | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 23 | Authorise Issue of Equity in Connection with Equity Convertible Notes | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with Equity Convertible Notes | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 25 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 26 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 27 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 28 | Authorise Off-Market Purchase of Ordinary Shares | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 29 | Adopt New Articles of Association | For | For | |||||||||||||
Royal Bank of Scotland Group Plc | RBS | United Kingdom | G7S86Z172 | Annual | 29-Apr-20 | 27-Apr-20 | Management | 30 | Approve Employee Share Ownership Plan | For | For | |||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 3 | Approve Allocation of Income and Dividends of USD 0.365 per Share | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 4 | Approve Discharge of Board and Senior Management for Fiscal 2019, excluding French Cross- Border Matter | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.1 | Reelect Axel Weber as Director and Board Chairman | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.2 | Reelect Jeremy Anderson as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.3 | Reelect William Dudley as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.4 | Reelect Reto Francioni as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.5 | Reelect Fred Hu as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.6 | Reelect Julie Richardson as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.7 | Reelect Beatrice di Mauro as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.8 | Reelect Dieter Wemmer as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 5.9 | Reelect Jeanette Wong as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 6.1 | Elect Mark Hughes as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 6.2 | Elect Nathalie Rachou as Director | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 7.1 | Appoint Julie Richardson as Member of the Compensation Committee | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 7.2 | Appoint Reto Francioni as Member of the Compensation Committee | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 7.3 | Appoint Dieter Wemmer as Member of the Compensation Committee | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 7.4 | Appoint Jeanette Wong as Member of the Compensation Committee | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 8.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 70.3 Million | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 8.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 9 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 10 | Ratify Ernst & Young AG as Auditors | For | For | ||||||||||||||
UBS Group AG | UBSG | Switzerland | H42097107 | Annual | 29-Apr-20 | Management | 11 | Transact Other Business (Voting) | For | Against | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 1.1 | Approve Remuneration Report | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 1.2 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 3 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 4 | Approve CHF 4.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.a | Reelect Urs Rohner as Director and Board Chairman | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.b | Reelect Iris Bohnet as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.c | Reelect Christian Gellerstad as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.d | Reelect Andreas Gottschling as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.e | Reelect Michael Klein as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.f | Reelect Shan Li as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.g | Reelect Seraina Macia as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.h | Reelect Kai Nargolwala as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.i | Reelect Ana Pessoa as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.j | Reelect Joaquin Ribeiro as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.k | Reelect Severin Schwan as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.l | Reelect John Tiner as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.1.m | Elect Richard Meddings as Director | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 22.4 Million | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 28.6 Million | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 7.2 | Ratify BDO AG as Special Auditors | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 7.3 | Designate Keller KLG as Independent Proxy | For | For | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Against | Against | ||||||||||||||
Credit Suisse Group AG | CSGN | Switzerland | H3698D419 | Annual | 30-Apr-20 | Management | 8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | For | Against | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 2 | Approve Final Dividend | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 3 | Approve Directors’ Fees | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 5 | Elect Peter Seah Lim Huat as Director | For | Against | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 6 | Elect Ho Tian Yee as Director | For | Against | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 7 | Elect Olivier Lim Tse Ghow as Director | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 8 | Elect Ow Foong Pheng as Director | For | Against | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 9 | Approve Grant of Awards and Issuance of Shares Under the DBSH Share Plan | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 10 | Approve Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 12 | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | For | For | ||||||||||||||
DBS Group Holdings Ltd. | D05 | Singapore | Y20246107 | Annual | 30-Apr-20 | Management | 13 | Authorize Share Repurchase Program | For | For | ||||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 2 | Approve Final Dividend | For | Abstain |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 3 | Approve Remuneration Report | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 4 | Elect Phil Rivett as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 5 | Elect David Tang as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 6 | Re-elect David Conner as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 7 | Re-elect Dr Byron Grote as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 8 | Re-elect Andy Halford as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 9 | Re-elect Christine Hodgson as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 10 | Re-elect Gay Huey Evans as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 11 | Re-elect Naguib Kheraj as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 12 | Re-elect Dr Ngozi Okonjo-Iweala as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 13 | Re-elect Carlson Tong as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 14 | Re-elect Jose Vinals as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 15 | Re-elect Jasmine Whitbread as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 16 | Re-elect Bill Winters as Director | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 17 | Appoint Ernst & Young LLP as Auditors | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 18 | Authorise Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 19 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 20 | Authorise Board to Offer Scrip Dividend | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 21 | Authorise Issue of Equity | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 24 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 27 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 28 | Authorise Market Purchase of Preference Shares | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 29 | Adopt New Articles of Association | For | For | |||||||||||||
Standard Chartered Plc | STAN | United Kingdom | G84228157 | Annual | 06-May-20 | 04-May-20 | Management | 30 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 3 | Approve Remuneration Policy | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 4 | Elect Dawn Fitzpatrick as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 5 | Elect Mohamed A. El-Erian as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 6 | Elect Brian Gilvary as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 7 | Re-elect Mike Ashley as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 8 | Re-elect Tim Breedon as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 9 | Re-elect Sir Ian Cheshire as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 10 | Re-elect Mary Anne Citrino as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 11 | Re-elect Mary Francis as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 12 | Re-elect Crawford Gillies as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 13 | Re-elect Nigel Higgins as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 14 | Re-elect Tushar Morzaria as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 15 | Re-elect Diane Schueneman as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 16 | Re-elect James Staley as Director | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 17 | Reappoint KPMG LLP as Auditors | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 18 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 19 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 20 | Authorise Issue of Equity | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 23 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 25 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 27 | Approve SAYE Share Option Scheme | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 28 | Amend Share Value Plan | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Management | 29 | Approve Barclays’ Commitment in Tackling Climate Change | For | For | |||||||||||||
Barclays Plc | BARC | United Kingdom | G08036124 | Annual | 07-May-20 | 05-May-20 | Share Holder | 30 | Approve ShareAction Requisitioned Resolution | Against | Against | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 1 | Receive Directors’ Reports (Non- Voting) | |||||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 2 | Receive Auditors’ Reports (Non- Voting) | |||||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | |||||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 4 | Adopt Financial Statements | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 5a | Approve Allocation of Income | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 5b | Approve Dividends of EUR 1.00 Per Share | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 6 | Approve Remuneration Report | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 7 | Approve Discharge of Directors | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 8 | Approve Discharge of Auditors | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 9 | Approve Auditors’ Remuneration | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10a | Indicate Koenraad Debackere as Independent Director | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10b | Elect Erik Clinck as Director | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10c | Elect Liesbet Okkerse as Director | For | Against | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10d | Reelect Theodoros Roussis as Director | For | Against | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10e | Reelect Sonja De Becker as Director | For | Against | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10f | Reelect Johan Thijs as Director | For | Against | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 10g | Reelect Vladimira Papirnik as Independent Director | For | For | |||||||||||||
KBC Group SA/NV | KBC | Belgium | B5337G162 | Annual | 07-May-20 | 23-Apr-20 | Management | 11 | Transact Other Business | |||||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 3 | Approve Allocation of Income and Absence of Dividends | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 5 | Approve Compensation Report | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 6 | Approve Compensation of Yves Perrier, CEO | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 7 | Approve Remuneration Policy of Directors | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 8 | Approve Remuneration Policy of CEO | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 9 | Approve Remuneration Policy of Chairman of the Board | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 10 | Advisory Vote on the Aggregate Remuneration Granted in 2019 to Senior Management, Responsible Officers and Regulated Risk-Takers | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 11 | Ratify Appointment of Henri Buecher as Director | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 12 | Reelect Laurence Danon as Director | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 13 | Reelect Helene Molinari as Director | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 14 | Reelect Christian Rouchon as Director | For | Against | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 15 | Reelect Andree Samat as Director | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 17 | Amend Article 13 of Bylaws Re: Board Members Remuneration | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 18 | Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 19 | Correction Regarding Items 18 and 19 of May 16, 2019 AGM: Item 18 to be Understood as an Increase in Capital by Public Offer; Item 19 to be Understood as Increase in Capital As Private Placement | For | For | |||||||||||||
Amundi SA | AMUN | France | F0300Q103 | Annual/Special | 12-May-20 | 08-May-20 | Management | 20 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 2 | Approve Allocation of Income | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 4 | Fix Number of Directors | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 5 | Fix Board Terms for Directors | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Share Holder | 6.1 | Slate 1 Submitted by Ministry of Economy and Finance | None | Against | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Share Holder | 6.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | None | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Share Holder | 7 | Elect Michele Alberto Fabiano Crisostomo as Board Chair | None | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 8 | Approve Remuneration of Directors | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 9 | Approve Long Term Incentive Plan | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 10.1 | Approve Remuneration Policy | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | 10.2 | Approve Second Section of the Remuneration Report | For | For | |||||||||||||
Enel SpA | ENEL | Italy | T3679P115 | Annual | 14-May-20 | 05-May-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Special | 14-May-20 | 12-May-20 | Management | 1 | Approve Matters Relating to the Disposal of the Asia Business to C.P. Retail Development Company Limited | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 2 | Approve Remuneration Policy | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 3 | Approve Remuneration Report | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 4 | Elect Dick Boer as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 5 | Elect Andrew Mackenzie as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 6 | Elect Martina Hund-Mejean as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 7 | Re-elect Ben van Beurden as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 8 | Re-elect Neil Carson as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 9 | Re-elect Ann Godbehere as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 10 | Re-elect Euleen Goh as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 11 | Re-elect Charles Holliday as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 12 | Re-elect Catherine Hughes as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 13 | Re-elect Sir Nigel Sheinwald as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 14 | Re-elect Jessica Uhl as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 15 | Re-elect Gerrit Zalm as Director | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 16 | Reappoint Ernst & Young LLP as Auditors | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 18 | Authorise Issue of Equity | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Royal Dutch Shell Plc | RDSB | United Kingdom | G7690A100 | Annual | 19-May-20 | 15-May-20 | Share Holder | 21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Against | Against | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 3 | Approve Final Dividend (Withdrawn) | For | Abstain | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 4 | Elect Amanda Blanc as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 5 | Elect George Culmer as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 6 | Elect Patrick Flynn as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 7 | Elect Jason Windsor as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 8 | Re-elect Patricia Cross as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 9 | Re-elect Belen Romana Garcia as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 10 | Re-elect Michael Mire as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 11 | Re-elect Sir Adrian Montague as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 12 | Re-elect Maurice Tulloch as Director | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 16 | Authorise Issue of Equity | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 19 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 21 | Authorise Issue of Sterling New Preference Shares | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 22 | Authorise Issue of Sterling New Preference Shares without Pre- emptive Rights | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 23 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 24 | Authorise Market Purchase of 8 3/4 % Preference Shares | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 25 | Authorise Market Purchase of 8 3/8 % Preference Shares | For | For | |||||||||||||
Aviva Plc | AV | United Kingdom | G0683Q109 | Annual | 26-May-20 | 21-May-20 | Management | 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 4 | Approve Stock Dividend Program | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 6 | Approve Remuneration Policy of Chairman of Supervisory Board | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 7 | Approve Remuneration Policy of Supervisory Board Members | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 8 | Approve Remuneration Policy of Chairman of Management Board | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 9 | Approve Remuneration Policy of Management Board Members | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 10 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 11 | Approve Compensation of Maurice Levy, Chairman of Supervisory Board | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 12 | Approve Compensation of Arthur Sadoun, Chairman of the Management Board | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 13 | Approve Compensation of Jean- Michel Etienne, Management Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 14 | Approve Compensation of Anne- Gabrielle Heilbronner, Management Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 15 | Approve Compensation of Steve King, Management Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 16 | Reelect Sophie Dulac as Supervisory Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 17 | Reelect Thomas H. Glocer as Supervisory Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 18 | Reelect Marie-Josee Kravis as Supervisory Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 19 | Reelect Andre Kudelski as Supervisory Board Member | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 22 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Million | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 23 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 9 Million | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 25 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 26 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 27 | Authorize Capital Increase of Up to EUR 9 Million for Future Exchange Offers | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 31 | Amend Articles 6, 7 and 17 of Bylaws to Comply with Legal Changes | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 32 | Amend Article 13 of Bylaws Re: Employee Representatives | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 33 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | |||||||||||||
Publicis Groupe SA | PUB | France | F7607Z165 | Annual/Special | 27-May-20 | 25-May-20 | Management | 34 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 2 | Approve Final Dividend | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.1 | Elect Wang Chuandong as Director | For | Against | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.2 | Elect Tang Yong as Director | For | Against | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.3 | Elect Zhang Junzheng as Director | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.4 | Elect Wang Xiao Bin as Director | For | Against | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.5 | Elect Wang Yan as Director | For | Against | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.6 | Elect Ma Chiu-Cheung, Andrew as Director | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.7 | Elect So Chak Kwong, Jack as Director | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 3.8 | Authorize Board to Fix Remuneration of Directors | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | For | |||||||||||||
China Resources Power Holdings Company Limited | 836 | Hong Kong | Y1503A100 | Annual | 09-Jun-20 | 03-Jun-20 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 1 | Receive Report of Board | |||||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 2 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 3 | Approve Allocation of Income and Omission of Dividends | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4a | Reelect Lars-Erik Brenoe as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4b | Reelect Karsten Dybvad as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4c | Reelect Bente Avnung Landsnes as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4d | Reelect Jan Thorsgaard Nielsen as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4e | Reelect Christian Sagild as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4f | Reelect Carol Sergeant as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4g | Reelect Gerrit Zalm as Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4h | Elect Martin Blessing as New Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 4i | Elect Raija-Leena Hankonen as New Director | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 4j | Elect Lars Wismann as New Director | Abstain | Abstain |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 5 | Ratify Deloitte as Auditors | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6a | Approve Creation of DKK 1.72 Billion Pool of Capital with Preemptive Rights | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6b | Approve Creation of DKK 860 Million Pool of Capital without Preemptive Rights | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6c | Approve Creation of DKK 1.49 Billion Pool of Capital without Preemptive Rights | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6d | Amend Articles Re: Deadline for Submitting Shareholder Proposals | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6e | Amend Articles Re: Indemnification of Directors and Officers | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 6f | Amend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 7 | Authorize Share Repurchase Program | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 8 | Approve Board Remuneration for 2020 and 2021 | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 9 | Approve Guidelines for Incentive- Based Compensation for Executive Management and Board | For | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 10 | Approve Indemnification of Directors and Officers as of the 2020 Annual General Meeting until the 2021 Annual General Meeting | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 11 | Request Regarding Sustainability and Responsible Investments | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 12 | Amend Articles Re: Allow Electronic General Meetings | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 13.1 | Board of Directors’ and Executive Leadership Team’s Shareholdings in the Oil, Gasand Coal Industry Must be Divested | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 13.2 | Investing in Oil, Gas and Coal Must Cease | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 13.3 | Investing and Lending Policy in Accordance with EIB ENERGY LENDING POLICY | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 13.4 | Mistrust Towards the Chairman of the Board of Directors and the CEO | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 14.1 | Legal Proceedings Against Auditors | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 14.2 | Legal Proceedings Against Former Management | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 14.3 | Forum for Shareholder Proceedings Against Auditors | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.1 | Determination of Administration Margins and Interest Rates | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.2 | Information Regarding Assessments and Calculations | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.3 | Ceasing Advisory Services to Commercial Customers within Real Estate Mortgages | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.4 | Confirm Receipt of Enquiries | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.5 | Respondent to Enquiries | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.6 | Deadline for Reply to Enquiries | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.7 | Minutes of the Annual General Meeting | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.8 | Researcher Tax Scheme | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.9 | Reduction of Tax Rate under the Researcher Tax Scheme | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Share Holder | 15.10 | No Increase in the Remuneration of the Board of Directors | Against | Against | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 16 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | For | For | |||||||||||||
Danske Bank A/S | DANSKE | Denmark | K22272114 | Annual | 09-Jun-20 | 02-Jun-20 | Management | 17 | Other Business | |||||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 2.1 | Elect Paddy Tang Lui Wai Yu as Director | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 2.2 | Elect William Yip Shue Lam as Director | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 2.3 | Elect Patrick Wong Lung Tak as Director | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 2.4 | Authorize Board to Fix Remuneration of Directors | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 3 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 4.1 | Authorize Repurchase of Issued Share Capital | For | For | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 4.2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |||||||||||||
Galaxy Entertainment Group Limited | 27 | Hong Kong | Y2679D118 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 4.3 | Authorize Reissuance of Repurchased Shares | For | Against | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1a | Elect Director Anna C. Catalano | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1b | Elect Director Victor F. Ganzi | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1c | Elect Director John J. Haley | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1d | Elect Director Wendy E. Lane | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1e | Elect Director Brendan R. O’Neill | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1f | Elect Director Jaymin B. Patel | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1g | Elect Director Linda D. Rabbitt | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1h | Elect Director Paul D. Thomas | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 1i | Elect Director Wilhelm Zeller | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 2 | Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | |||||||||||||
Willis Towers Watson Public Limited Company | WLTW | Ireland | G96629103 | Annual | 10-Jun-20 | 20-Mar-20 | Management | 5 | Renew the Board’s Authority to Opt- Out of Statutory Pre-Emptions Rights | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Uchiyamada, Takeshi | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Hayakawa, Shigeru | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Toyoda, Akio | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Kobayashi, Koji | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Terashi, Shigeki | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director James Kuffner | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Sugawara, Ikuro | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Sir Philip Craven | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Kudo, Teiko | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2 | Appoint Alternate Statutory Auditor Sakai, Ryuji | For | For | |||||||||||||
Toyota Motor Corp. | 7203 | Japan | J92676113 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 3 | Amend Articles to Amend Business Lines | For | For | |||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 2 | Approve Final Dividend | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 3 | Approve Directors’ Fees | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 4 | Elect Kwah Thiam Hock as Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 5 | Approve Kwah Thiam Hock to Continue Office as Independent Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 6 | Elect Tay Kah Chye as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 7 | Approve Tay Kah Chye to Continue Office as Independent Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 8 | Elect Kuok Khoon Hua as Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 9 | Elect Kuok Khoon Ean as Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 10 | Elect Teo Siong Seng as Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 11 | Elect Soh Gim Teik as Director | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 13 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 14 | Approve Grant of Options and Issuance of Shares Under the Wilmar Executives Share Option Scheme 2019 | For | Against | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 15 | Approve Mandate for Interested Person Transactions | For | For | ||||||||||||||
Wilmar International Limited | F34 | Singapore | Y9586L109 | Annual | 12-Jun-20 | Management | 16 | Authorize Share Repurchase Program | For | For | ||||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 2 | Approve Allocation of Income and Absence of Dividends | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 4 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 5 | Approve Compensation of Denis Kessler, Chairman and CEO | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 6 | Approve Remuneration Policy of Directors | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 7 | Approve Remuneration Policy of Denis Kessler, Chairman and CEO | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 8 | Reelect Vanessa Marquette as Director | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 9 | Reelect Holding Malakoff Humanis as Director | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 10 | Reelect Zhen Wang as Director | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 11 | Elect Natacha Valla as Director | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 12 | Appoint KPMG as Auditor | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 13 | Renew Appointment of Mazars as Auditor | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 14 | Acknowledge End of Mandate of Olivier Drion as Alternate Auditor and Decision Not to Replace | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 15 | Acknowledge End of Mandate of Lionel Gotlib as Alternate Auditor and Decision Not to Replace | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 17 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 589,353,524 | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 147,338,381 | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 21 | Authorize Capital Increase of Up to EUR 147,338,381 for Future Exchange Offers | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 24 | Authorize Issuance of Warrants (Bons 2020 Contingents) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 25 | Authorize Issuance of Warrants (Bons 2020 AOF) without Preemptive Rights Reserved for Specific Beneficiaries up to Aggregate Nominal Amount of EUR 300 Million | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 26 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 27 | Authorize up to 1.5 Million Shares for Use in Stock Option Plans | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 28 | Authorize up to 3 Million Shares for Use in Restricted Stock Plans | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 30 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 18-25, 27 and 29 at EUR 772,138,280 | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 31 | Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 32 | Amend Articles 7, 10, 11, 13, 15, 18 of Bylaws to Comply with Legal Changes | For | For | |||||||||||||
SCOR SE | SCR | France | F15561677 | Annual/Special | 16-Jun-20 | 12-Jun-20 | Management | 33 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | ||||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 4 | Approve Discharge of Management Board for Fiscal 2019 | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 6 | Elect Kurt Bock to the Supervisory Board | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 7 | Approve Remuneration Policy for the Management Board | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 8 | Amend Articles Re: Supervisory Board Term of Office | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 9 | Amend Articles Re: Remuneration of Supervisory Board Members | For | For | ||||||||||||||
BASF SE | BAS | Germany | D06216317 | Annual | 18-Jun-20 | Management | 10 | Approve Remuneration of Supervisory Board | For | For | ||||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Mikoshiba, Toshiaki | For | Against | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Hachigo, Takahiro | For | Against | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Kuraishi, Seiji | For | Against | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Takeuchi, Kohei | For | Against | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Mibe, Toshihiro | For | Against | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Koide, Hiroko | For | For | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Kokubu, Fumiya | For | For | |||||||||||||
Honda Motor Co., Ltd. | 7267 | Japan | J22302111 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Ito, Takanobu | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Iijima, Masami | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Yasunaga, Tatsuo | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Takebe, Yukio | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Uchida, Takakazu | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Hori, Kenichi | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Fujiwara, Hirotatsu | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kometani, Yoshio | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Omachi, Shinichiro | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Yoshikawa, Miki | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Kobayashi, Izumi | For | For | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Jenifer Rogers | For | For | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Samuel Walsh | For | For | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.13 | Elect Director Uchiyamada, Takeshi | For | Against | |||||||||||||
Mitsui & Co., Ltd. | 8031 | Japan | J44690139 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.14 | Elect Director Egawa, Masako | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Higashi, Kazuhiro | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Minami, Masahiro | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Noguchi, Mikio | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Kawashima, Takahiro | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Urano, Mitsudo | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Matsui, Tadamitsu | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Sato, Hidehiko | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Baba, Chiharu | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Iwata, Kimie | For | For | |||||||||||||
Resona Holdings, Inc. | 8308 | Japan | J6448E106 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.10 | Elect Director Egami, Setsuko | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 62 | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Watanabe, Koichiro | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Inagaki, Seiji | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tsuyuki, Shigeo | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Teramoto, Hideo | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tsutsumi, Satoru | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Sakurai, Kenji | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kikuta, Tetsuya | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director George Olcott | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Maeda, Koichi | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Inoue, Yuriko | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Shingai, Yasushi | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3.1 | Elect Director and Audit Committee Member Nagahama, Morinobu | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3.2 | Elect Director and Audit Committee Member Kondo, Fusakazu | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3.3 | Elect Director and Audit Committee Member Sato, Rieko | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3.4 | Elect Director and Audit Committee Member Shu, Ungyon | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3.5 | Elect Director and Audit Committee Member Masuda, Koichi | For | For | |||||||||||||
Dai-ichi Life Holdings, Inc. | 8750 | Japan | J09748112 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 4 | Elect Alternate Director and Audit Committee Member Tsuchiya, Fumiaki | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Tokita, Takahito | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Furuta, Hidenori | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Isobe, Takeshi | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Yamamoto, Masami | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Yokota, Jun | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Mukai, Chiaki | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Abe, Atsushi | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Kojo, Yoshiko | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Scott Callon | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.1 | Appoint Statutory Auditor Yamamuro, Megumi | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 2.2 | Appoint Statutory Auditor Makuta, Hideo | For | For | |||||||||||||
Fujitsu Ltd. | 6702 | Japan | J15708159 | Annual | 22-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Alternate Statutory Auditor Namba, Koichi | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 2 per Share | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 6 | Approve Remuneration Policy of General Managers | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 7 | Approve Remuneration Policy of Supervisory Board Members | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 8 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 9 | Approve Compensation of Florent Menegaux, General Manager Since May 17, 2019 | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 10 | Approve Compensation of Yves Chapo, Manager | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 11 | Approve Compensation of Jean- Dominique Senard, General Manager Until May 17, 2019 | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 12 | Approve Compensation of Michel Rollier, Chairman of Supervisory Board | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 13 | Elect Anne-Sophie de La Bigne as Supervisory Board Member | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 14 | Elect Jean-Pierre Duprieu as Supervisory Board Member | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 15 | Elect Patrick de La Chevardiere as Supervisory Board Member | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 20 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 23 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 126 Million | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 25 | Authorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 26 | Amend Article 15 of Bylaws Re: Employee Representatives | For | For | |||||||||||||
Compagnie Generale des Etablissements Michelin SCA | ML | France | F61824144 | Annual/Special | 23-Jun-20 | 19-Jun-20 | Management | 27 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Nishiie, Kenichi | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Uenoyama, Makoto | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Oka, Toshiko | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Fukuo, Koichi | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Nishiyama, Mitsuaki | For | For | |||||||||||||
Hitachi Metals, Ltd. | 5486 | Japan | J20538112 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Morita, Mamoru | For | For | |||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-20 | 24-Apr-20 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | |||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-20 | 24-Apr-20 | Management | 2 | Approve Profit Distribution | For | For | |||||||||||||
Hon Hai Precision Industry Co., Ltd. | 2317 | Taiwan | Y36861105 | Annual | 23-Jun-20 | 24-Apr-20 | Management | 3 | Approve Amendments to Articles of Association | For | For | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | For | For | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2 | Amend Articles to Change Company Name | For | For | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.1 | Elect Director Sugimori, Tsutomu | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.2 | Elect Director Ota, Katsuyuki | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.3 | Elect Director Adachi, Hiroji | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.4 | Elect Director Hosoi, Hiroshi | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.5 | Elect Director Murayama, Seiichi | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.6 | Elect Director Yokoi, Yoshikazu | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.7 | Elect Director Iwase, Junichi | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.8 | Elect Director Yatabe, Yasushi | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.9 | Elect Director Ota, Hiroko | For | For | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.10 | Elect Director Otsuka, Mutsutake | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.11 | Elect Director Miyata, Yoshiiku | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4.1 | Elect Director and Audit Committee Member Kato, Hitoshi | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4.2 | Elect Director and Audit Committee Member Ouchi, Yoshiaki | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4.3 | Elect Director and Audit Committee Member Nishioka, Seiichiro | For | For | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4.4 | Elect Director and Audit Committee Member Oka, Toshiko | For | Against | |||||||||||||
ENEOS Holdings, Inc. | 5020 | Japan | J29699105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 5 | Approve Trust-Type Equity Compensation Plan | For | For | |||||||||||||
Iida Group Holdings Co., Ltd. | 3291 | Japan | J23426109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | For | For | |||||||||||||
Iida Group Holdings Co., Ltd. | 3291 | Japan | J23426109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2 | Appoint Statutory Auditor Fujita, Koji | For | For | |||||||||||||
Iida Group Holdings Co., Ltd. | 3291 | Japan | J23426109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Alternate Statutory Auditor Sasaki, Shinichi | For | For | |||||||||||||
Iida Group Holdings Co., Ltd. | 3291 | Japan | J23426109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Alternate Statutory Auditor Shimazaki, Makoto | For | Against | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Karasawa, Yasuyoshi | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Kanasugi, Yasuzo | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Hara, Noriyuki | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Higuchi, Tetsuji | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tamura, Satoru | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Fukuda, Masahito | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Suzuki, Hisahito | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Bando, Mariko | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Arima, Akira | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Ikeo, Kazuhito | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Tobimatsu, Junichi | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Rochelle Kopp | For | For | |||||||||||||
MS&AD Insurance Group Holdings, Inc. | 8725 | Japan | J4687C105 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Chiyoda, Kunio | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Nagae, Shusaku | For | Against | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Tsuga, Kazuhiro | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Sato, Mototsugu | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Higuchi, Yasuyuki | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Homma, Tetsuro | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Tsutsui, Yoshinobu | For | Against | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Ota, Hiroko | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Toyama, Kazuhiko | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Noji, Kunio | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.10 | Elect Director Umeda, Hirokazu | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.11 | Elect Director Laurence W.Bates | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.12 | Elect Director Sawada, Michitaka | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1.13 | Elect Director Kawamoto, Yuko | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Appoint Statutory Auditor Fujii, Eiji | For | For | |||||||||||||
Panasonic Corp. | 6752 | Japan | J6354Y104 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Appoint Statutory Auditor Yufu, Setsuko | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 3 | Approve Allocation of Income and Absence of Dividends | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 4 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 5 | Approve Additional Pension Scheme Agreement with Patrick Berard, CEO | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 6 | Approve Remuneration Policy of Chairman of the Board | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 7 | Approve Remuneration Policy of Directors | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 8 | Approve Remuneration Policy of CEO | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 9 | Approve Compensation Report of Corporate Officers | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 10 | Approve Compensation of Ian Meakins, Chairman of the Board | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 11 | Approve Compensation of Patrick Berard, CEO | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 12 | Ratify Appointment of Brigitte Cantaloube as Director | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 13 | Reelect Brigitte Cantaloube as Director | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 14 | Reelect Ian Meakins as Director | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 15 | Reelect Patrick Berard as Director | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 18 | Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 19 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 22 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 23 | Amend Article 14 of Bylaws Re: Board Composition | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 24 | Amend Article 17 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 25 | Amend Article 19 of Bylaws Re: Age Limit of CEO | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 26 | Amend Article 20 of Bylaws Re: Directors Remuneration | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 27 | Amend Article 22 of Bylaws Re: Related Party Transaction | For | For | |||||||||||||
Rexel SA | RXL | France | F7782J366 | Annual/Special | 25-Jun-20 | 23-Jun-20 | Management | 28 | Authorize Filing of Required Documents/Other Formalities | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 42.5 | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2 | Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Amend Provisions on Number of Directors | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Elect Director Shibato, Takashige | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Elect Director Yoshida, Yasuhiko | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.3 | Elect Director Shirakawa, Yuji | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.4 | Elect Director Morikawa, Yasuaki | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.5 | Elect Director Yokota, Koji | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.6 | Elect Director Nomura, Toshimi | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.7 | Elect Director Mori, Takujiro | For | Against | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.8 | Elect Director Fukasawa, Masahiko | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.9 | Elect Director Kosugi, Toshiya | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4.1 | Elect Director and Audit Committee Member Tanaka, Kazunori | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4.2 | Elect Director and Audit Committee Member Yamada, Hideo | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4.3 | Elect Director and Audit Committee Member Ishibashi, Nobuko | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 5.1 | Elect Alternate Director and Audit Committee Member Gondo, Naohiko | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 5.2 | Elect Alternate Director and Audit Committee Member Miura, Masamichi | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 6 | Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members | For | For | |||||||||||||
Fukuoka Financial Group, Inc. | 8354 | Japan | J17129107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 7 | Approve Compensation Ceiling for Directors Who Are Audit Committee Members | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Kunibe, Takeshi | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Ota, Jun | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Takashima, Makoto | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Nagata, Haruyuki | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Nakashima, Toru | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Inoue, Atsuhiko | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Mikami, Toru | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Shimizu, Yoshihiko | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Matsumoto, Masayuki | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Arthur M. Mitchell | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Yamazaki, Shozo | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Kono, Masaharu | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.13 | Elect Director Tsutsui, Yoshinobu | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.14 | Elect Director Shimbo, Katsuyoshi | For | For | |||||||||||||
Sumitomo Mitsui Financial Group, Inc. | 8316 | Japan | J7771X109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.15 | Elect Director Sakurai, Eriko | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 48 | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Suzuki, Osamu | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Harayama, Yasuhito | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Suzuki, Toshihiro | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Honda, Osamu | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Nagao, Masahiko | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Suzuki, Toshiaki | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kawamura, Osamu | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Domichi, Hideaki | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Kato, Yuriko | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Sugimoto, Toyokazu | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Kasai, Masato | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.3 | Appoint Statutory Auditor Tanaka, Norio | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.4 | Appoint Statutory Auditor Araki, Nobuyuki | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.5 | Appoint Statutory Auditor Nagano, Norihisa | For | For | |||||||||||||
Suzuki Motor Corp. | 7269 | Japan | J78529138 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4 | Approve Restricted Stock Plan | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 3 | Approve Final Dividend | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 4 | Re-elect John Allan as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 5 | Re-elect Mark Armour as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 6 | Re-elect Melissa Bethell as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 7 | Re-elect Stewart Gilliland as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 8 | Re-elect Steve Golsby as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 9 | Re-elect Byron Grote as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 10 | Re-elect Dave Lewis as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 11 | Re-elect Mikael Olsson as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 12 | Re-elect Deanna Oppenheimer as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 13 | Re-elect Simon Patterson as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 14 | Re-elect Alison Platt as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 15 | Re-elect Lindsey Pownall as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 16 | Re-elect Alan Stewart as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 17 | Elect Ken Murphy as Director | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 18 | Reappoint Deloitte LLP as Auditors | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 19 | Authorise Board to Fix Remuneration of Auditors | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 20 | Approve Share Incentive Plan | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 21 | Authorise Issue of Equity | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 22 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 23 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 24 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 25 | Authorise EU Political Donations and Expenditure | For | For | |||||||||||||
Tesco Plc | TSCO | United Kingdom | G87621101 | Annual | 26-Jun-20 | 24-Jun-20 | Management | 26 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Minami, Shinsuke | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Sugimoto, Shigeji | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Shibata, Mitsuyoshi | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Nakayama, Kozue | For | For | |||||||||||||
Isuzu Motors Ltd. | 7202 | Japan | J24994113 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Miyazaki, Kenji | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 2 | Approve Remuneration Report | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 3 | Approve Remuneration Policy | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 4 | Re-elect Roy Franklin as Director | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 5 | Re-elect Thomas Botts as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 6 | Re-elect Jacqui Ferguson as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 7 | Re-elect Mary Shafer-Malicki as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 8 | Re-elect Robin Watson as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 9 | Re-elect David Kemp as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 10 | Elect Adrian Marsh as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 11 | Elect Birgitte Brinch Madsen as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 12 | Elect Nigel Mills as Director | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 13 | Reappoint KPMG LLP as Auditors | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 15 | Authorise Issue of Equity | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 19 | Adopt New Articles of Association | For | For | |||||||||||||
John Wood Group Plc | WG | United Kingdom | G9745T118 | Annual | 29-Jun-20 | 27-Jun-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | |||||||||||||
Catcher Technology Co., Ltd. | 2474 | Taiwan | Y1148A101 | Annual | 30-Jun-20 | 30-Apr-20 | Management | 1 | Approve Business Report and Financial Statements | For | For | |||||||||||||
Catcher Technology Co., Ltd. | 2474 | Taiwan | Y1148A101 | Annual | 30-Jun-20 | 30-Apr-20 | Management | 2 | Approve Profit Distribution | For | For | |||||||||||||
Catcher Technology Co., Ltd. | 2474 | Taiwan | Y1148A101 | Annual | 30-Jun-20 | 30-Apr-20 | Management | 3 | Approve to Raise Funds through Issuing New Shares or GDR | For | For | |||||||||||||
Catcher Technology Co., Ltd. | 2474 | Taiwan | Y1148A101 | Annual | 30-Jun-20 | 30-Apr-20 | Management | 4.1 | Elect HUNG SHUI-SUNG, a Representative of YUNG YU INVESTMENT CO. LTD. with SHAREHOLDER NO.281516, as Non-Independent Director | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1A | Elect Director Heather Bresch | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1B | Elect Director Robert J. Cindrich | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1C | Elect Director Robert J. Coury | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 951 - Ivy Pzena International Value Fund
Company Name | Ticker | Country | Provider Security ID | Meeting Type | Meeting Date | Record Date | Proponent | Proposal Number | Proposal Text | Management Recommendation | Vote Instruction | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1D | Elect Director JoEllen Lyons Dillon | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1E | Elect Director Neil Dimick | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1F | Elect Director Melina Higgins | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1G | Elect Director Harry A. Korman | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1H | Elect Director Rajiv Malik | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1I | Elect Director Richard A. Mark | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1J | Elect Director Mark W. Parrish | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1K | Elect Director Pauline van der Meer Mohr | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1L | Elect Director Randall L. (Pete) Vanderveen | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 1M | Elect Director Sjoerd S. Vollebregt | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 3 | Adopt Financial Statements and Statutory Reports | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 5 | Instruction to Deloitte Accountants B.V. for the Audit of the Company’s Dutch Statutory Annual Accounts for Fiscal Year 2020 | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 6 | Authorize Share Repurchase Program | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | 7 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Preemptive Rights | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | E1E | Approve Combination | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | E2E | Advisory Vote on Golden Parachutes | For | Against | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | E3E | Approve Board Composition | For | For | |||||||||||||
Mylan N.V. | MYL | Netherlands | N59465109 | Annual/Special | 30-Jun-20 | 02-Jun-20 | Management | E4E | Amend Right to Call Special Meeting | For | For |
IVY SCIENCE AND TECHNOLOGY FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Alibaba Group Holding Limited
Meeting Date: | 07/15/2019 | Country: | Cayman Islands | Primary Security ID: | 01609W102 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | BABA | |||||
Shares Voted: | 1,795,000 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Share Subdivision | Mgmt | For | For | For | |||||
2.1 | Elect Daniel Yong Zhang as Director | Mgmt | For | Refer | Against | |||||
2.2 | Elect Chee Hwa Tung as Director | Mgmt | For | For | For | |||||
2.3 | Elect Jerry Yang as Director | Mgmt | For | For | For | |||||
2.4 | Elect Wan Ling Martello as Director | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Electronic Arts Inc.
Meeting Date: | 08/08/2019 | Country: | USA | Primary Security ID: | 285512109 | |||||
Record Date: | 06/14/2019 | Meeting Type: | Annual | Ticker: | EA | |||||
Shares Voted: | 752,900 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Leonard S. Coleman | Mgmt | For | For | For | |||||
1b | Elect Director Jay C. Hoag | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey T. Huber | Mgmt | For | For | For | |||||
1d | Elect Director Lawrence F. Probst, III | Mgmt | For | For | For | |||||
1e | Elect Director Talbott Roche | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Simonson | Mgmt | For | For | For | |||||
1g | Elect Director Luis A. Ubinas | Mgmt | For | For | For | |||||
1h | Elect Director Heidi J. Ueberroth | Mgmt | For | For | For | |||||
1i | Elect Director Andrew Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Electronic Arts Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right for Shareholders Holding 25% or More of the Common Stock to Call Special Meetings | Mgmt | For | For | For | |||||
6 | Provide Right for Shareholders Holding 15% or More of the Common Stock to Call Special Meetings | SH | Against | For | For |
Microchip Technology Incorporated
Meeting Date: | 08/20/2019 | Country: | USA | Primary Security ID: | 595017104 | |||||
Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | MCHP | |||||
Shares Voted: | 824,741 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Steve Sanghi | Mgmt | For | For | For | |||||
1.2 | Elect Director Matthew W. Chapman | Mgmt | For | For | For | |||||
1.3 | Elect Director L.B. Day | Mgmt | For | For | For | |||||
1.4 | Elect Director Esther L. Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Director Wade F. Meyercord | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Report on Human Rights Risks in Operations and Supply Chain | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Cypress Semiconductor Corporation
Meeting Date: | 08/27/2019 | Country: | USA | Primary Security ID: | 232806109 | |||||
Record Date: | 07/11/2019 | Meeting Type: | Special | Ticker: | CY | |||||
Shares Voted: | 2,753,207 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Merger Agreement | Mgmt | For | Refer | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Take-Two Interactive Software, Inc.
Meeting Date: | 09/18/2019 | Country: | USA | Primary Security ID: | 874054109 | |||||
Record Date: | 07/22/2019 | Meeting Type: | Annual | Ticker: | TTWO | |||||
Shares Voted: | 807,900 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
1.3 | Elect Director J Moses | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
1.5 | Elect Director LaVerne Srinivasan | Mgmt | For | For | For | |||||
1.6 | Elect Director Susan Tolson | Mgmt | For | For | For | |||||
1.7 | Elect Director Paul Viera | Mgmt | For | For | For | |||||
1.8 | Elect Director Roland Hernandez | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Evogene Ltd.
Meeting Date: | 09/26/2019 | Country: | Israel | Primary Security ID: | M4119S104 | |||||
Record Date: | 08/26/2019 | Meeting Type: | Annual | Ticker: | EVGN | |||||
Shares Voted: | 2,620,002 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Mgmt | For | Refer | For | |||||
2 | Renew Liability or D&O Insurance Policies to Directors and Officers | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Evogene Ltd.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Mgmt | None | Refer | For |
WNS (Holdings) Limited
Meeting Date: | 09/26/2019 | Country: | Jersey | Primary Security ID: | 92932M101 | |||||
Record Date: | 08/22/2019 | Meeting Type: | Annual | Ticker: | WNS | |||||
Shares Voted: | 6,566,488 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton India LLP as Auditors | Mgmt | For | For | For | |||||
3 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
4 | Reelect Adrian T. Dillon as a Director | Mgmt | For | For | For | |||||
5 | Reelect Gareth Williams as a Director | Mgmt | For | For | For | |||||
6 | Reelect Mario P. Vitale as a Director | Mgmt | For | For | For | |||||
7 | Approve Remuneration of Directors | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 5,665,356 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Microsoft Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
Aspen Technology, Inc.
Meeting Date: | 12/12/2019 | Country: | USA | Primary Security ID: | 045327103 | |||||
Record Date: | 10/15/2019 | Meeting Type: | Annual | Ticker: | AZPN | |||||
Shares Voted: | 3,163,190 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Donald P. Casey | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert M. Whelan, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Micron Technology, Inc.
Meeting Date: | 01/16/2020 | Country: | USA | Primary Security ID: | 595112103 | |||||
Record Date: | 11/18/2019 | Meeting Type: | Annual | Ticker: | MU | |||||
Shares Voted: | 7,570,161 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert L. Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard M. Beyer | Mgmt | For | For | For | |||||
1.3 | Elect Director Steven J. Gomo | Mgmt | For | For | For | |||||
1.4 | Elect Director Mary Pat McCarthy | Mgmt | For | For | For | |||||
1.5 | Elect Director Sanjay Mehrotra | Mgmt | For | For | For | |||||
1.6 | Elect Director Robert E. Switz | Mgmt | For | For | For | |||||
1.7 | Elect Director MaryAnn Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Infineon Technologies AG
Meeting Date: | 02/20/2020 | Country: | Germany | Primary Security ID: | D35415104 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | IFX | ||||||
Shares Voted: | 9,112,541 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For | |||||
6.1 | Elect Xiaoqun Clever to the Supervisory Board | Mgmt | For | For | For | |||||
6.2 | Elect Friedrich Eichiner to the Supervisory Board | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Infineon Technologies AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
6.3 | Elect Hans-Ulrich Holdenried to the Supervisory Board | Mgmt | For | For | For | |||||
6.4 | Elect Manfred Puffer to the Supervisory Board | Mgmt | For | For | For | |||||
6.5 | Elect Ulrich Spiesshofer to the Supervisory Board | Mgmt | For | For | For | |||||
6.6 | Elect Margret Suckale to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Conditional Capital 2010/I | Mgmt | For | For | For | |||||
8 | Approve Creation of EUR 750 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |||||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For |
Apple Inc.
Meeting Date: | 02/26/2020 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 1,717,785 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
1f | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1g | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
6 | Report on Freedom of Expression and Access to Information Policies | SH | Against | Against | Against |
QUALCOMM Incorporated
Meeting Date: | 03/10/2020 | Country: | USA | Primary Security ID: | 747525103 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | QCOM | |||||
Shares Voted: | 1,933,884 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark Fields | Mgmt | For | For | For | |||||
1b | Elect Director Jeffrey W. Henderson | Mgmt | For | For | For | |||||
1c | Elect Director Ann M. Livermore | Mgmt | For | For | For | |||||
1d | Elect Director Harish Manwani | Mgmt | For | For | For | |||||
1e | Elect Director Mark D. McLaughlin | Mgmt | For | For | For | |||||
1f | Elect Director Steve Mollenkopf | Mgmt | For | For | For | |||||
1g | Elect Director Clark T. “Sandy” Randt, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Irene B. Rosenfeld | Mgmt | For | For | For | |||||
1i | Elect Director Kornelis “Neil” Smit | Mgmt | For | For | For | |||||
1j | Elect Director Anthony J. Vinciquerra | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
The Walt Disney Company
Meeting Date: | 03/11/2020 | Country: | USA | Primary Security ID: | 254687106 | |||||
Record Date: | 01/13/2020 | Meeting Type: | Annual | Ticker: | DIS | |||||
Shares Voted: | 538,480 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Susan E. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Mary T. Barra | Mgmt | For | For | For | |||||
1c | Elect Director Safra A. Catz | Mgmt | For | For | For | |||||
1d | Elect Director Francis A. deSouza | Mgmt | For | For | For | |||||
1e | Elect Director Michael B.G. Froman | Mgmt | For | For | For | |||||
1f | Elect Director Robert A. Iger | Mgmt | For | For | For | |||||
1g | Elect Director Maria Elena Lagomasino | Mgmt | For | For | For | |||||
1h | Elect Director Mark G. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Derica W. Rice | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Samsung Electronics Co., Ltd.
Meeting Date: | 03/18/2020 | Country: | South Korea | Primary Security ID: | Y74718100 | |||||
Record Date: | 12/31/2019 | Meeting Type: | Annual | Ticker: | 005930 | |||||
Shares Voted: | 2,034,860 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | For | |||||
2.1 | Elect Han Jong-hee as Inside Director | Mgmt | For | For | For | |||||
2.2 | Elect Choi Yoon-ho as Inside Director | Mgmt | For | For | For | |||||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
ASML Holding NV
Meeting Date: | 04/22/2020 | Country: | Netherlands | Primary Security ID: | N07059202 | |||||
Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | ASML | |||||
Shares Voted: | 788,093 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2 | Discuss the Company’s Business, Financial Situation and Sustainability | Mgmt | ||||||||
3a | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3b | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3c | Receive Clarification on Company’s Reserves and Dividend Policy | Mgmt | ||||||||
3d | Approve Dividends of EUR 2.40 Per Share | Mgmt | For | For | For | |||||
4a | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |||||
5 | Approve Number of Shares for Management Board | Mgmt | For | Refer | For | |||||
6 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Mgmt | For | Refer | For | |||||
7 | Approve Remuneration Policy for Supervisory Board | Mgmt | For | Refer | For | |||||
8a | Announce Vacancies on the Supervisory Board | Mgmt | ||||||||
8b | Opportunity to Make Recommendations | Mgmt | ||||||||
8c | Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and D.M. Durcan to Supervisory Board | Mgmt | ||||||||
8d | Reelect A.P. (Annet) Aris to Supervisory Board | Mgmt | For | For | For | |||||
8e | Elect D.M. (Mark) Durcan to Supervisory Board | Mgmt | For | For | For | |||||
8f | Elect D.W.A. (Warren) East to Supervisory Board | Mgmt | For | For | For | |||||
8g | Receive Information on the Composition of the Supervisory Board | Mgmt | ||||||||
9 | Ratify KPMG as Auditors | Mgmt | For | For | For | |||||
10a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
ASML Holding NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
10b | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10a | Mgmt | For | For | For | |||||
10c | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Mgmt | For | For | For | |||||
10d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 10c | Mgmt | For | For | For | |||||
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
11b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
12 | Authorize Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
13 | Other Business (Non-Voting) | Mgmt | ||||||||
14 | Close Meeting | Mgmt |
Moderna, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 60770K107 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | MRNA | |||||
Shares Voted: | 1,766,783 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Stephen Berenson | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Sandra Horning | Mgmt | For | For | For | |||||
1.3 | Elect Director Paul Sagan | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
QTS Realty Trust, Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 74736A103 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | QTS | |||||
Shares Voted: | 2,284,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Chad L. Williams | Mgmt | For | For | For | |||||
1.2 | Elect Director John W. Barter | Mgmt | For | For | For | |||||
1.3 | Elect Director William O. Grabe | Mgmt | For | For | For | |||||
1.4 | Elect Director Catherine R. Kinney | Mgmt | For | For | For | |||||
1.5 | Elect Director Peter A. Marino | Mgmt | For | For | For | |||||
1.6 | Elect Director Scott D. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Mazen Rawashdeh | Mgmt | For | For | For | |||||
1.8 | Elect Director Wayne M. Rehberger | Mgmt | For | For | For | |||||
1.9 | Elect Director Philip P. Trahanas | Mgmt | For | For | For | |||||
1.10 | Elect Director Stephen E. Westhead | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For |
Tencent Holdings Limited
Meeting Date: | 05/13/2020 | Country: | Cayman Islands | Primary Security ID: | G87572163 | |||||
Record Date: | 05/07/2020 | Meeting Type: | Annual | Ticker: | 700 | |||||
Shares Voted: | 797,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Final Dividend | Mgmt | For | For | For | |||||
3a | Elect Lau Chi Ping Martin as Director | Mgmt | For | Refer | For | |||||
3b | Elect Charles St Leger Searle as Director | Mgmt | For | For | For | |||||
3c | Elect Ke Yang as Director | Mgmt | For | For | For | |||||
3d | Authorize Board to Fix Remuneration of Directors | Mgmt | For | Refer | For | |||||
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Tencent Holdings Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |||||
6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |||||
8 | Amend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association | Mgmt | For | Refer | For |
Fiserv, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 337738108 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | FISV | |||||
Shares Voted: | 698,116 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Frank J. Bisignano | Mgmt | For | For | For | |||||
1.2 | Elect Director Alison Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director Henrique de Castro | Mgmt | For | For | For | |||||
1.4 | Elect Director Harry F. DiSimone | Mgmt | For | For | For | |||||
1.5 | Elect Director Dennis F. Lynch | Mgmt | For | For | For | |||||
1.6 | Elect Director Heidi G. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Director Scott C. Nuttall | Mgmt | For | For | For | |||||
1.8 | Elect Director Denis J. O’Leary | Mgmt | For | For | For | |||||
1.9 | Elect Director Doyle R. Simons | Mgmt | For | For | For | |||||
1.10 | Elect Director Jeffery W. Yabuki | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Euronet Worldwide, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 298736109 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | EEFT | |||||
Shares Voted: | 2,067,629 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Andrzej Olechowski | Mgmt | For | For | For | |||||
1.2 | Elect Director Eriberto R. Scocimara | Mgmt | For | For | For | |||||
1.3 | Elect Director Mark R. Callegari | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Cerner Corporation
Meeting Date: | 05/22/2020 | Country: | USA | Primary Security ID: | 156782104 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | CERN | |||||
Shares Voted: | 4,068,755 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Julie L. Gerberding | Mgmt | For | For | For | |||||
1b | Elect Director Brent Shafer | Mgmt | For | For | For | |||||
1c | Elect Director William D. Zollars | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Advance Notice Provisions | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Amazon.com, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 119,905 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | For | For | |||||
1b | Elect Director Rosalind G. Brewer | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Report on Management of Food Waste | SH | Against | For | For | |||||
6 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | SH | Against | For | For | |||||
7 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For | |||||
8 | Report on Products Promoting Hate Speech and Sales of Offensive Products | SH | Against | For | For | |||||
9 | Require Independent Board Chairman | SH | Against | Refer | Against | |||||
10 | Report on Global Median Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
11 | Report on Reducing Environmental and Health Harms to Communities of Color | SH | Against | Against | Against | |||||
12 | Report on Viewpoint Discrimination | SH | Against | Against | Against | |||||
13 | Report on Promotion Velocity | SH | Against | Against | Against | |||||
14 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
15 | Human Rights Risk Assessment | SH | Against | For | For | |||||
16 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Facebook, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 2,186,299 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | For | For | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | For | |||||
6 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
7 | Report on Political Advertising | SH | Against | For | For | |||||
8 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
9 | Report on Civil and Human Rights Risk Assessment | SH | Against | Against | Against | |||||
10 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
11 | Report on Median Gender/Racial Pay Gap | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Teladoc Health, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
Shares Voted: | 449,274 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Alphabet Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 02079K305 | |||||
Record Date: | 04/07/2020 | Meeting Type: | Annual | Ticker: | GOOGL | |||||
Shares Voted: | 135,483 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Larry Page | Mgmt | For | For | For | |||||
1.2 | Elect Director Sergey Brin | Mgmt | For | For | For | |||||
1.3 | Elect Director Sundar Pichai | Mgmt | For | For | For | |||||
1.4 | Elect Director John L. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Director Frances H. Arnold | Mgmt | For | For | For | |||||
1.6 | Elect Director L. John Doerr | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Alphabet Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.7 | Elect Director Roger W. Ferguson Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Ann Mather | Mgmt | For | For | For | |||||
1.9 | Elect Director Alan R. Mulally | Mgmt | For | Withhold | For | |||||
1.10 | Elect Director K. Ram Shiram | Mgmt | For | Refer | For | |||||
1.11 | Elect Director Robin L. Washington | Mgmt | For | Refer | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
6 | Report on Arbitration of Employment-Related Claims | SH | Against | For | For | |||||
7 | Establish Human Rights Risk Oversight Committee | SH | Against | For | For | |||||
8 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | SH | Against | Refer | Against | |||||
9 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | Against | |||||
10 | Report on Takedown Requests | SH | Against | For | For | |||||
11 | Require a Majority Vote for the Election of Directors | SH | Against | For | For | |||||
12 | Report on Gender/Racial Pay Gap | SH | Against | Against | Against | |||||
13 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | For | For | |||||
14 | Report on Whistleblower Policies and Practices | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Vertex Pharmaceuticals Incorporated
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92532F100 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VRTX | |||||
Shares Voted: | 1,525,751 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sangeeta N. Bhatia | Mgmt | For | For | For | |||||
1.2 | Elect Director Lloyd Carney | Mgmt | For | For | For | |||||
1.3 | Elect Director Alan Garber | Mgmt | For | For | For | |||||
1.4 | Elect Director Terrence Kearney | Mgmt | For | For | For | |||||
1.5 | Elect Director Reshma Kewalramani | Mgmt | For | For | For | |||||
1.6 | Elect Director Yuchun Lee | Mgmt | For | For | For | |||||
1.7 | Elect Director Jeffrey M. Leiden | Mgmt | For | For | For | |||||
1.8 | Elect Director Margaret G. McGlynn | Mgmt | For | For | For | |||||
1.9 | Elect Director Diana McKenzie | Mgmt | For | For | For | |||||
1.10 | Elect Director Bruce I. Sachs | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Ionis Pharmaceuticals, Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 462222100 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | IONS | |||||
Shares Voted: | 2,022,117 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Joseph H. Wender | Mgmt | For | For | For | |||||
1.2 | Elect Director B. Lynne Parshall | Mgmt | For | For | For | |||||
1.3 | Elect Director Spencer R. Berthelsen | Mgmt | For | For | For | |||||
1.4 | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
3 | Ratify Amending the Existing Stock Option and Restricted Stock Unit Awards of Directors to Adjust Vesting | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Ionis Pharmaceuticals, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Sarepta Therapeutics, Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 803607100 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | SRPT | |||||
Shares Voted: | 866,615 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Douglas S. Ingram | Mgmt | For | For | For | |||||
1.2 | Elect Director Hans Wigzell | Mgmt | For | For | For | |||||
1.3 | Elect Director Mary Ann Gray | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
ACI Worldwide, Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 004498101 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | ACIW | |||||
Shares Voted: | 9,597,321 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Odilon Almeida | Mgmt | For | For | For | |||||
1.2 | Elect Director Janet O. Estep | Mgmt | For | For | For | |||||
1.3 | Elect Director James C. Hale | Mgmt | For | For | For | |||||
1.4 | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
1.5 | Elect Director Charles E. Peters, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
ACI Worldwide, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director David A. Poe | Mgmt | For | For | For | |||||
1.7 | Elect Director Adalio T. Sanchez | Mgmt | For | For | For | |||||
1.8 | Elect Director Thomas W. Warsop, III | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
NVIDIA Corporation
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 67066G104 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | NVDA | |||||
Shares Voted: | 256,086 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Robert K. Burgess | Mgmt | For | For | For | |||||
1b | Elect Director Tench Coxe | Mgmt | For | For | For | |||||
1c | Elect Director Persis S. Drell | Mgmt | For | For | For | |||||
1d | Elect Director Jen-Hsun Huang | Mgmt | For | For | For | |||||
1e | Elect Director Dawn Hudson | Mgmt | For | For | For | |||||
1f | Elect Director Harvey C. Jones | Mgmt | For | For | For | |||||
1g | Elect Director Michael G. McCaffery | Mgmt | For | For | For | |||||
1h | Elect Director Stephen C. Neal | Mgmt | For | For | For | |||||
1i | Elect Director Mark L. Perry | Mgmt | For | For | For | |||||
1j | Elect Director A. Brooke Seawell | Mgmt | For | For | For | |||||
1k | Elect Director Mark A. Stevens | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/09/2020 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 1,709,506 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Amend Procedures for Lending Funds to Other Parties | Mgmt | For | Refer | For | |||||
ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING | Mgmt | |||||||||
3.1 | Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director | Mgmt | For | For | For |
CRISPR Therapeutics AG
Meeting Date: | 06/11/2020 | Country: | Switzerland | Primary Security ID: | H17182108 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | CRSP | |||||
Shares Voted: | 960,725 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Treatment of Net Loss | Mgmt | For | Refer | For | |||||
3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
4a | Reelect Rodger Novak as Director and Board Chairman | Mgmt | For | For | For | |||||
4b | Reelect Director Samarth Kulkarni | Mgmt | For | For | For | |||||
4c | Reelect Director Ali Behbahani | Mgmt | For | Refer | For | |||||
4d | Reelect Director Bradley Bolzon | Mgmt | For | Refer | Against | |||||
4e | Reelect Director Simeon J. George | Mgmt | For | For | For | |||||
4f | Reelect Director John T. Greene | Mgmt | For | For | For | |||||
4g | Reelect Director Katherine A. High | Mgmt | For | Refer | Against | |||||
4h | Elect Director Douglas A. Treco | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
CRISPR Therapeutics AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5a | Elect Ali Behbahan as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
5b | Reelect Simeon J. George as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
5c | Reelect John T. Greene as Member of the Compensation Committee | Mgmt | For | Refer | For | |||||
6a | Approve Remuneration of Directors in the Amount of USD 320,000 | Mgmt | For | Refer | For | |||||
6b | Approve Remuneration of Directors in the Amount of USD 5,911,650 | Mgmt | For | Refer | For | |||||
6c | Approve Remuneration of Executive Committee in the Amount of USD 3,393,795 | Mgmt | For | Refer | For | |||||
6d | Approve Remuneration of Executive Committee in the Amount of USD 2,379,619 | Mgmt | For | Refer | For | |||||
6e | Approve Remuneration of Executive Committee in the Amount of USD 53,069,700 | Mgmt | For | Refer | For | |||||
7 | Amend Pool of Conditional Capital for Employee Benefit Plans | Mgmt | For | Refer | For | |||||
8 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
9 | Approve CHF 915,548 Increase in Authorized Capital | Mgmt | For | Refer | Against | |||||
10 | Designate Marius Meier as Independent Proxy | Mgmt | For | For | For | |||||
11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Mgmt | For | For | For | |||||
12 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
salesforce.com, inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 79466L302 | |||||
Record Date: | 04/16/2020 | Meeting Type: | Annual | Ticker: | CRM | |||||
Shares Voted: | 485,654 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Marc Benioff | Mgmt | For | For | For | |||||
1b | Elect Director Craig Conway | Mgmt | For | For | For | |||||
1c | Elect Director Parker Harris | Mgmt | For | For | For | |||||
1d | Elect Director Alan Hassenfeld | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
salesforce.com, inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Neelie Kroes | Mgmt | For | For | For | |||||
1f | Elect Director Colin Powell | Mgmt | For | For | For | |||||
1g | Elect Director Sanford Robertson | Mgmt | For | For | For | |||||
1h | Elect Director John V. Roos | Mgmt | For | For | For | |||||
1i | Elect Director Robin Washington | Mgmt | For | For | For | |||||
1j | Elect Director Maynard Webb | Mgmt | For | For | For | |||||
1k | Elect Director Susan Wojcicki | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Semtech Corporation
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 816850101 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | SMTC | |||||
Shares Voted: | 1,985,234 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director James P. Burra | Mgmt | For | For | For | |||||
1.2 | Elect Director Rodolpho C. Cardenuto | Mgmt | For | For | For | |||||
1.3 | Elect Director Bruce C. Edwards | Mgmt | For | For | For | |||||
1.4 | Elect Director Saar Gillai | Mgmt | For | For | For | |||||
1.5 | Elect Director Rockell N. Hankin | Mgmt | For | For | For | |||||
1.6 | Elect Director Ye Jane Li | Mgmt | For | For | For | |||||
1.7 | Elect Director James T. Lindstrom | Mgmt | For | For | For | |||||
1.8 | Elect Director Mohan R. Maheswaran | Mgmt | For | For | For | |||||
1.9 | Elect Director Sylvia Summers | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
ServiceNow, Inc.
Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 81762P102 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | NOW | |||||
Shares Voted: | 254,459 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director William R. “Bill” McDermott | Mgmt | For | For | For | |||||
1b | Elect Director Anita M. Sands | Mgmt | For | For | For | |||||
1c | Elect Director Dennis M. Woodside | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Universal Display Corporation
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 91347P105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | OLED | |||||
Shares Voted: | 1,530,786 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1A | Elect Director Steven V. Abramson | Mgmt | For | For | For | |||||
1B | Elect Director Cynthia J. Comparin | Mgmt | For | For | For | |||||
1C | Elect Director Richard C. Elias | Mgmt | For | For | For | |||||
1D | Elect Director Elizabeth H. Gemmill | Mgmt | For | For | For | |||||
1E | Elect Director C. Keith Hartley | Mgmt | For | For | For | |||||
1F | Elect Director Celia M. Joseph | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 8 Ivy Science and Technology Fund
Universal Display Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1G | Elect Director Lawrence Lacerte | Mgmt | For | For | For | |||||
1H | Elect Director Sidney D. Rosenblatt | Mgmt | For | For | For | |||||
1I | Elect Director Sherwin I. Seligsohn | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
IVY SECURIAN CORE BOND FUND
Proxy Voting Record
There was no proxy voting for Ivy Securian Core Bond Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
IVY SECURIAN REAL ESTATE SECURITIES FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63- Ivy Securian Real Estate Securities Fund
Agree Realty Corporation
Ticker | ADC | Security ID: | CUSIP 008492100 | Meeting Date | 05/05/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Merrie Frankel | Mgmt | For | For | For | |||||
1.2 | Elect Farris G. Kalil | Mgmt | For | For | For | |||||
1.3 | Elect Simon J. Leopold | Mgmt | For | For | For | |||||
1.4 | Elect William S. Rubenfaer | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Approval of the 2020 Omnibus Incentive Plan | Mgmt | For | For | For |
Alexandria Real Estate Equities, Inc.
Ticker | ARE | Security ID: | CUSIP 015271109 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel S. Marcus | Mgmt | For | For | For | |||||
2 | Elect Steven R. Hash | Mgmt | For | For | For | |||||
3 | Elect John L. Atkins, III | Mgmt | For | For | For | |||||
4 | Elect James P. Cain | Mgmt | For | For | For | |||||
5 | Elect Maria C. Freire | Mgmt | For | For | For | |||||
6 | Elect Jennifer Friel Goldstein | Mgmt | For | For | For | |||||
7 | Elect Richard H. Klein | Mgmt | For | For | For | |||||
8 | Elect James H. Richardson | Mgmt | For | For | For | |||||
9 | Elect Michael A. Woronoff | Mgmt | For | For | For | |||||
10 | Amendment to the 1997 Stock Award and Incentive Plan | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For |
American Homes 4 Rent
Ticker | AMH | Security ID: | CUSIP 02665T306 | Meeting Date | 05/07/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
2 | Elect David P. Singelyn | Mgmt | For | For | For | |||||
3 | Elect Douglas N. Benham | Mgmt | For | For | For | |||||
4 | Elect John Corrigan | Mgmt | For | For | For | |||||
5 | Elect David Goldberg | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Hart | Mgmt | For | For | For | |||||
7 | Elect James H. Kropp | Mgmt | For | For | For | |||||
8 | Elect Winifred Webb | Mgmt | For | For | For | |||||
9 | Elect Jay Willoughby | Mgmt | For | For | For | |||||
10 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
11 | Elect Matthew R. Zaist | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Apartment Investment and Management Company
Ticker | AIV | Security ID: | CUSIP 03748R754 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Terry Considine | Mgmt | For | For | For | |||||
2 | Elect Thomas L. Keltner | Mgmt | For | For | For | |||||
3 | Elect Robert A. Miller | Mgmt | For | For | For | |||||
4 | Elect Devin I. Murphy | Mgmt | For | For | For | |||||
5 | Elect Kathleen M. Nelson | Mgmt | For | For | For | |||||
6 | Elect John D. Rayis | Mgmt | For | For | For | |||||
7 | Elect Ann Sperling | Mgmt | For | For | For | |||||
8 | Elect Michael A. Stein | Mgmt | For | For | For | |||||
9 | Elect Nina A. Tran | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Approval of the 2020 Employee Stock Purchase Plan | Mgmt | For | For | For |
AvalonBay Communities, Inc
Ticker | AVB | Security ID: | CUSIP 053484101 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
2 | Elect Terry S. Brown | Mgmt | For | For | For | |||||
3 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||||
4 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
5 | Elect Stephen P. Hills | Mgmt | For | For | For | |||||
6 | Elect Richard J. Lieb | Mgmt | For | For | For | |||||
7 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||||
8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||||
9 | Elect Susan Swanezy | Mgmt | For | For | For | |||||
10 | Elect W. Edward Walter | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Elimination of Supermajority Requirement | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Boston Properties, Inc.
Ticker | BXP | Security ID: | CUSIP 101121101 | Meeting Date | 05/20/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Joel I. Klein | Mgmt | For | For | For | |||||
2 | Elect Kelly A. Ayotte | Mgmt | For | For | For | |||||
3 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
4 | Elect Karen E. Dykstra | Mgmt | For | For | For | |||||
5 | Elect Carol B. Einiger | Mgmt | For | For | For | |||||
6 | Elect Diane J. Hoskins | Mgmt | For | For | For | |||||
7 | Elect Douglas T. Linde | Mgmt | For | For | For | |||||
8 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
9 | Elect Owen D. Thomas | Mgmt | For | For | For | |||||
10 | Elect David A. Twardock | Mgmt | For | For | For | |||||
11 | Elect William H. Walton III | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For |
Brixmor Property Group Inc.
Ticker | BRX | Security ID: | CUSIP 11120U105 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James M. Taylor Jr. | Mgmt | For | For | For | |||||
2 | Elect John G. Schreiber | Mgmt | For | For | For | |||||
3 | Elect Michael Berman | Mgmt | For | For | For | |||||
4 | Elect Julie Bowerman | Mgmt | For | For | For | |||||
5 | Elect Sheryl M. Crosland | Mgmt | For | For | For | |||||
6 | Elect Thomas W. Dickson | Mgmt | For | For | For | |||||
7 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | |||||
8 | Elect William D. Rahm | Mgmt | For | For | For | |||||
9 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Camden Property Trust
Ticker | CPT | Security ID: | CUSIP 133131102 | Meeting Date | 05/13/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||||
1.2 | Elect Heather J. Brunner | Mgmt | For | For | For | |||||
1.3 | Elect Mark D. Gibson | Mgmt | For | For | For | |||||
1.4 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||||
1.5 | Elect Renu Khator | Mgmt | For | For | For | |||||
1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||||
1.7 | Elect William F. Paulsen | Mgmt | For | For | For | |||||
1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | For | For | For | |||||
1.9 | Elect Steven Webster | Mgmt | For | For | For | |||||
1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Cousins Properties Incorporated
Ticker | CUZ | Security ID: | CUSIP 222795502 | Meeting Date | 04/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Charles T. Cannada | Mgmt | For | For | For | |||||
2 | Elect Robert M. Chapman | Mgmt | For | For | For | |||||
3 | Elect M. Colin Connolly | Mgmt | For | For | For | |||||
4 | Elect Scott W. Fordham | Mgmt | For | For | For | |||||
5 | Elect Lillian C. Giornelli | Mgmt | For | For | For | |||||
6 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
7 | Elect Donna W. Hyland | Mgmt | For | For | For | |||||
8 | Elect R. Dary Stone | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For |
Crown Castle International Corp.
Ticker | CCI | Security ID: | CUSIP 22822V101 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect P. Robert Bartolo | Mgmt | For | For | For | |||||
2 | Elect Jay A. Brown | Mgmt | For | For | For | |||||
3 | Elect Cindy Christy | Mgmt | For | For | For | |||||
4 | Elect Ari Q. Fitzgerald | Mgmt | For | For | For | |||||
5 | Elect Robert E. Garrison II | Mgmt | For | For | For | |||||
6 | Elect Andrea J. Goldsmith | Mgmt | For | For | For | |||||
7 | Elect Lee W. Hogan | Mgmt | For | For | For | |||||
8 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | |||||
9 | Elect J. Landis Martin | Mgmt | For | For | For | |||||
10 | Elect Robert F. McKenzie | Mgmt | For | For | For | |||||
11 | Elect Anthony J. Melone | Mgmt | For | For | For | |||||
12 | Elect W. Benjamin Moreland | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
CubeSmart
Ticker | CUBE | Security ID: | CUSIP 229663109 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Piero Bussani | Mgmt | For | For | For | |||||
1.2 | Elect Dorothy Dowling | Mgmt | For | For | For | |||||
1.3 | Elect John W. Fain | Mgmt | For | For | For | |||||
1.4 | Elect Marianne M. Keler | Mgmt | For | For | For | |||||
1.5 | Elect Christopher P. Marr | Mgmt | For | For | For | |||||
1.6 | Elect Deborah Ratner Salzberg | Mgmt | For | For | For | |||||
1.7 | Elect John F. Remondi | Mgmt | For | For | For | |||||
1.8 | Elect Jeffrey F. Rogatz | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
CyrusOne Inc.
Ticker | CONE | Security ID: | CUSIP 23283R100 | Meeting Date | 04/27/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect David H. Ferdman | Mgmt | For | For | For | |||||
1.2 | Elect John W. Gamble, Jr | Mgmt | For | For | For | |||||
1.3 | Elect Michael A. Klayko | Mgmt | For | Withhold | Against | |||||
1.4 | Elect T. Tod Nielsen | Mgmt | For | For | For | |||||
1.5 | Elect Alex Shumate | Mgmt | For | For | For | |||||
1.6 | Elect William E. Sullivan | Mgmt | For | For | For | |||||
1.7 | Elect Lynn A. Wentworth | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Digital Realty Trust, Inc.
Ticker | DLR | Security ID: | CUSIP 253868103 | Meeting Date | 02/27/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Share Issuance Pursuant to Merger | Mgmt | For | For | For | |||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Digital Realty Trust, Inc.
Ticker | DLR | Security ID: | CUSIP 253868103 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||||
2 | Elect Alexis Black Bjorlin | Mgmt | For | For | For | |||||
3 | Elect Michael A. Coke | Mgmt | For | For | For | |||||
4 | Elect VeraLinn Jamieson | Mgmt | For | For | For | |||||
5 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||||
6 | Elect William G. LaPerch | Mgmt | For | For | For | |||||
7 | Elect Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
8 | Elect Afshin Mohebbi | Mgmt | For | For | For | |||||
9 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
10 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
11 | Elect A. William Stein | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Duke Realty Corporation
Ticker | DRE | Security ID: | CUSIP 264411505 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John P. Case | Mgmt | For | For | For | |||||
2 | Elect James B. Connor | Mgmt | For | For | For | |||||
3 | Elect Ngaire E. Cuneo | Mgmt | For | For | For | |||||
4 | Elect Charles R. Eitel | Mgmt | For | For | For | |||||
5 | Elect Tamara D. Fischer | Mgmt | For | For | For | |||||
6 | Elect Norman K. Jenkins | Mgmt | For | For | For | |||||
7 | Elect Melanie R. Sabelhaus | Mgmt | For | For | For | |||||
8 | Elect Peter M. Scott III | Mgmt | For | For | For | |||||
9 | Elect David P. Stockert | Mgmt | For | For | For | |||||
10 | Elect Chris Sultemeier | Mgmt | For | For | For | |||||
11 | Elect Michael E. Szymanczyk | Mgmt | For | For | For | |||||
12 | Elect Warren M. Thompson | Mgmt | For | For | For | |||||
13 | Elect Lynn C. Thurber | Mgmt | For | For | For | |||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Equinix, Inc.
Ticker | EQIX | Security ID: | CUSIP 29444U700 | Meeting Date | 06/18/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Thomas Bartlett | Mgmt | For | For | For | |||||
1.2 | Elect Nanci E. Caldwell | Mgmt | For | For | For | |||||
1.3 | Elect Adaire Fox-Martin | Mgmt | For | For | For | |||||
1.4 | Elect Gary F. Hromadko | Mgmt | For | For | For | |||||
1.5 | Elect William Luby | Mgmt | For | For | For | |||||
1.6 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.7 | Elect Charles Meyers | Mgmt | For | For | For | |||||
1.8 | Elect Christopher B. Paisley | Mgmt | For | For | For | |||||
1.9 | Elect Sandra Rivera | Mgmt | For | For | For | |||||
1.10 | Elect Peter F. Van Camp | Mgmt | For | Withhold | Against | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Approval of the 2020 Equity Incentive Plan | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For |
Equity LifeStyle Properties, Inc.
Ticker | ELS | Security ID: | CUSIP 29472R108 | Meeting Date | 04/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Andrew Berkenfield | Mgmt | For | For | For | |||||
1.2 | Elect Philip C. Calian | Mgmt | For | For | For | |||||
1.3 | Elect David J. Contis | Mgmt | For | For | For | |||||
1.4 | Elect Constance Freedman | Mgmt | For | For | For | |||||
1.5 | Elect Thomas P. Heneghan | Mgmt | For | For | For | |||||
1.6 | Elect Tao Huang | Mgmt | For | For | For | |||||
1.7 | Elect Marguerite Nader | Mgmt | For | For | For | |||||
1.8 | Elect Scott R. Peppet | Mgmt | For | For | For | |||||
1.9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
1.10 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Equity Residential
Ticker | EQR | Security ID: | CUSIP 29476L107 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Raymond Bennett | Mgmt | For | For | For | |||||
1.2 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||||
1.3 | Elect Connie K. Duckworth | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||||
1.5 | Elect Tahsinul Zia Huque | Mgmt | For | For | For | |||||
1.6 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||||
1.7 | Elect John E. Neal | Mgmt | For | For | For | |||||
1.8 | Elect David J. Neithercut | Mgmt | For | For | For | |||||
1.9 | Elect Mark J. Parrell | Mgmt | For | For | For | |||||
1.10 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||||
1.11 | Elect Stephen E. Sterrett | Mgmt | For | For | For | |||||
1.12 | Elect Samuel Zell | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Essex Property Trust, Inc.
Ticker | ESS | Security ID: | CUSIP 297178105 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||||
1.2 | Elect Maria R. Hawthorne | Mgmt | For | For | For | |||||
1.3 | Elect Amal M. Johnson | Mgmt | For | For | For | |||||
1.4 | Elect Mary Kasaris | Mgmt | For | For | For | |||||
1.5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
1.6 | Elect George M. Marcus | Mgmt | For | For | For | |||||
1.7 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||||
1.8 | Elect Michael J. Schall | Mgmt | For | For | For | |||||
1.9 | Elect Byron A. Scordelis | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Extra Space Storage Inc.
Ticker | EXR | Security ID: | CUSIP 30225T102 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth M. Woolley | Mgmt | For | For | For | |||||
2 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
3 | Elect Roger B. Porter | Mgmt | For | For | For | |||||
4 | Elect Joseph J. Bonner | Mgmt | For | For | For | |||||
5 | Elect Gary L. Crittenden | Mgmt | For | For | For | |||||
6 | Elect Ashley Dreier | Mgmt | For | For | For | |||||
7 | Elect Spencer F. Kirk | Mgmt | For | For | For | |||||
8 | Elect Dennis J. Letham | Mgmt | For | For | For | |||||
9 | Elect Diane Olmstead | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
First Industrial Realty Trust, Inc.
Ticker | FR | Security ID: | CUSIP 32054K103 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter E. Baccile | Mgmt | For | For | For | |||||
2 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | |||||
3 | Elect Matthew S. Dominski | Mgmt | For | For | For | |||||
4 | Elect Bruce W. Duncan | Mgmt | For | For | For | |||||
5 | Elect H. Patrick Hackett, Jr. | Mgmt | For | For | For | |||||
6 | Elect Denise A. Olsen | Mgmt | For | For | For | |||||
7 | Elect John Rau | Mgmt | For | For | For | |||||
8 | Elect Leonard Peter Sharpe | Mgmt | For | For | For | |||||
9 | Amendment to the 2014 Stock Incentive Plan | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Transaction of Other Business | Mgmt | For | Against | Against |
Four Corners Property Trust, Inc.
Ticker | FCPT | Security ID: | CUSIP 35086T109 | Meeting Date | 06/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect William H. Lenehan | Mgmt | For | For | For | |||||
2 | Elect Douglas B. Hansen | Mgmt | For | For | For | |||||
3 | Elect John S. Moody | Mgmt | For | For | For | |||||
4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | |||||
5 | Elect Paul E. Szurek | Mgmt | For | For | For | |||||
6 | Elect Charles Jemley | Mgmt | For | For | For | |||||
7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Gaming And Leisure Properties, Inc.
Ticker | GLPI | Security ID: | CUSIP 36467J108 | Meeting Date | 06/11/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Peter M. Carlino | Mgmt | For | For | For | |||||
2 | Elect Carol Lynton | Mgmt | For | For | For | |||||
3 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | |||||
4 | Elect James B. Perry | Mgmt | For | For | For | |||||
5 | Elect Barry F. Schwartz | Mgmt | For | For | For | |||||
6 | Elect Earl C. Shanks | Mgmt | For | For | For | |||||
7 | Elect E. Scott Urdang | Mgmt | For | For | For | |||||
8 | Amendment to the 2013 Long Term Incentive Compensation Plan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Healthcare Trust of America, Inc.
Ticker | HTA | Security ID: | CUSIP 42225P501 | Meeting Date | 07/09/2019 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Scott D. Peters | Mgmt | For | For | For | |||||
2 | Elect W. Bradley Blair, II | Mgmt | For | For | For | |||||
3 | Elect Vicki U. Booth | Mgmt | For | For | For | |||||
4 | Elect Maurice J. DeWald | Mgmt | For | For | For | |||||
5 | Elect Warren D. Fix | Mgmt | For | For | For | |||||
6 | Elect Peter N. Foss | Mgmt | For | For | For | |||||
7 | Elect Daniel S. Henson | Mgmt | For | For | For | |||||
8 | Elect Larry L. Mathis | Mgmt | For | For | For | |||||
9 | Elect Gary T. Wescombe | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For |
Healthpeak Properties, Inc.
Ticker | PEAK | Security ID: | CUSIP 42250P103 | Meeting Date | 04/23/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Brian G. Cartwright | Mgmt | For | For | For | |||||
2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||||
3 | Elect R. Kent Griffin Jr. | Mgmt | For | For | For | |||||
4 | Elect David B. Henry | Mgmt | For | For | For | |||||
5 | Elect Thomas M. Herzog | Mgmt | For | For | For | |||||
6 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
7 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||||
8 | Elect Katherine M. Sandstrom | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For |
Hilton Worldwide Holdings Inc.
Ticker | HLT | Security ID: | CUSIP 43300A203 | Meeting Date | 06/05/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Christopher J. Nassetta | Mgmt | For | For | For | |||||
2 | Elect Jonathan D. Gray | Mgmt | For | For | For | |||||
3 | Elect Charlene T. Begley | Mgmt | For | For | For | |||||
4 | Elect Melanie L. Healey | Mgmt | For | For | For | |||||
5 | Elect Raymond E. Mabus, Jr. | Mgmt | For | For | For | |||||
6 | Elect Judith A. McHale | Mgmt | For | For | For | |||||
7 | Elect John G. Schreiber | Mgmt | For | For | For | |||||
8 | Elect Elizabeth A. Smith | Mgmt | For | For | For | |||||
9 | Elect Douglas M. Steenland | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Host Hotels & Resorts, Inc.
Ticker | HST | Security ID: | CUSIP 44107P104 | Meeting Date | 05/15/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Mary L. Baglivo | Mgmt | For | For | For | |||||
2 | Elect Sheila C. Bair | Mgmt | For | For | For | |||||
3 | Elect Richard E. Marriott | Mgmt | For | For | For | |||||
4 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | |||||
5 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||||
6 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
7 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||||
8 | Elect James F. Risoleo | Mgmt | For | For | For | |||||
9 | Elect Gordon H. Smith | Mgmt | For | For | For | |||||
10 | Elect A. William Stein | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Approval of the 2020 Comprehensive Stock and Cash Incentive Plan | Mgmt | For | For | For |
Invitation Homes Inc.
Ticker | INVH | Security ID: | CUSIP 46187W107 | Meeting Date | 05/20/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Bryce Blair | Mgmt | For | For | For | |||||
1.2 | Elect Dallas B. Tanner | Mgmt | For | For | For | |||||
1.3 | Elect Jana Cohen Barbe | Mgmt | For | For | For | |||||
1.4 | Elect Richard D. Bronson | Mgmt | For | For | For | |||||
1.5 | Elect Michael D. Fascitelli | Mgmt | For | For | For | |||||
1.6 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | |||||
1.7 | Elect Joseph D. Margolis | Mgmt | For | For | For | |||||
1.8 | Elect John B. Rhea | Mgmt | For | For | For | |||||
1.9 | Elect J. Heidi Roizen | Mgmt | For | For | For | |||||
1.10 | Elect Janice L. Sears | Mgmt | For | For | For | |||||
1.11 | Elect William J. Stein | Mgmt | For | Withhold | Against | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Kilroy Realty Corporation
Ticker | KRC | Security ID: | CUSIP 49427F108 | Meeting Date | 05/19/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect John Kilroy | Mgmt | For | For | For | |||||
2 | Elect Edward Brennan | Mgmt | For | For | For | |||||
3 | Elect Jolie Hunt | Mgmt | For | For | For | |||||
4 | Elect Scott Ingraham | Mgmt | For | For | For | |||||
5 | Elect Gary Stevenson | Mgmt | For | For | For | |||||
6 | Elect Peter Stoneberg | Mgmt | For | For | For | |||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
8 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | For | For | |||||
9 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For |
Omega Healthcare Investors, Inc.
Ticker | OHI | Security ID: | CUSIP 681936100 | Meeting Date | 06/11/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Kapila K. Anand | Mgmt | For | For | For | |||||
1.2 | Elect Craig R. Callen | Mgmt | For | For | For | |||||
1.3 | Elect Barbara B. Hill | Mgmt | For | For | For | |||||
1.4 | Elect Edward Lowenthal | Mgmt | For | For | For | |||||
1.5 | Elect C. Taylor Pickett | Mgmt | For | For | For | |||||
1.6 | Elect Stephen D. Plavin | Mgmt | For | For | For | |||||
1.7 | Elect Burke W. Whitman | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Park Hotels & Resorts Inc.
Ticker | PK | Security ID: | CUSIP 700517105 | Meeting Date | 04/24/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | |||||
2 | Elect Gordon M. Bethune | Mgmt | For | For | For | |||||
3 | Elect Patricia M. Bedient | Mgmt | For | For | For | |||||
4 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||||
5 | Elect Geoffrey M. Garrett | Mgmt | For | For | For | |||||
6 | Elect Christie B. Kelly | Mgmt | For | For | For | |||||
7 | Elect Joseph I. Lieberman | Mgmt | For | For | For | |||||
8 | Elect Thomas A. Natelli | Mgmt | For | For | For | |||||
9 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Physicians Realty Trust
Ticker | DOC | Security ID: | CUSIP 71943U104 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect John T. Thomas | Mgmt | For | For | For | |||||
1.2 | Elect Thomas G. Thompson | Mgmt | For | For | For | |||||
1.3 | Elect Stanton D. Anderson | Mgmt | For | For | For | |||||
1.4 | Elect Mark A. Baumgartner | Mgmt | For | For | For | |||||
1.5 | Elect Albert C. Black, Jr. | Mgmt | For | For | For | |||||
1.6 | Elect William A. Ebinger | Mgmt | For | For | For | |||||
1.7 | Elect Pamela J. Kessler | Mgmt | For | For | For | |||||
1.8 | Elect Richard A. Weiss | Mgmt | For | For | For | |||||
2 | Ratification of Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Prologis, Inc.
Ticker | PLD | Security ID: | CUSIP 74340W103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||||
2 | Elect Cristina G. Bita | Mgmt | For | For | For | |||||
3 | Elect George L. Fotiades | Mgmt | For | For | For | |||||
4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||||
5 | Elect Irving F. Lyons, III | Mgmt | For | For | For | |||||
6 | Elect Avid Modjtabai | Mgmt | For | For | For | |||||
7 | Elect David P. O’Connor | Mgmt | For | For | For | |||||
8 | Elect Olivier Piani | Mgmt | For | For | For | |||||
9 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||||
10 | Elect Carl B. Webb | Mgmt | For | For | For | |||||
11 | Elect William D. Zollars | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
13 | 2020 Long Term Incentive Plan | Mgmt | For | For | For | |||||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||||
15 | Ratification of Auditor | Mgmt | For | For | For |
Public Storage
Ticker | PSA | Security ID: | CUSIP 74460D109 | Meeting Date | 04/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||||
2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||||
3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||||
4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | |||||
5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | |||||
6 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||||
7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||||
8 | Elect John Reyes | Mgmt | For | Against | Against | |||||
9 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||||
10 | Elect Tariq M Shaukat | Mgmt | For | For | For | |||||
11 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||||
12 | Elect Daniel C. Staton | Mgmt | For | For | For | |||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
14 | Ratification of Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
QTS Realty Trust, Inc.
Ticker | QTS | Security ID: | CUSIP 74736A103 | Meeting Date | 05/06/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Chad L. Williams | Mgmt | For | For | For | |||||
1.2 | Elect John W. Barter | Mgmt | For | For | For | |||||
1.3 | Elect William O. Grabe | Mgmt | For | For | For | |||||
1.4 | Elect Catherine R. Kinney | Mgmt | For | For | For | |||||
1.5 | Elect Peter A. Marino | Mgmt | For | For | For | |||||
1.6 | Elect Scott D. Miller | Mgmt | For | For | For | |||||
1.7 | Elect Mazen Rahwashdeh | Mgmt | For | For | For | |||||
1.8 | Elect Wayne M. Rehberger | Mgmt | For | For | For | |||||
1.9 | Elect Philip P. Trahanas | Mgmt | For | For | For | |||||
1.10 | Elect Stephen E. Westhead | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Realty Income Corporation
Ticker | O | Security ID: | CUSIP 756109104 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kathleen R. Allen | Mgmt | For | For | For | |||||
2 | Elect A. Larry Chapman | Mgmt | For | For | For | |||||
3 | Elect Reginald H. Gilyard | Mgmt | For | For | For | |||||
4 | Elect Priya Cherian Huskins | Mgmt | For | For | For | |||||
5 | Elect Christie B. Kelly | Mgmt | For | For | For | |||||
6 | Elect Gerardo I. Lopez | Mgmt | For | For | For | |||||
7 | Elect Michael D. McKee | Mgmt | For | For | For | |||||
8 | Elect Gregory T. McLaughlin | Mgmt | For | For | For | |||||
9 | Elect Ronald L. Merriman | Mgmt | For | For | For | |||||
10 | Elect Sumit Roy | Mgmt | For | For | For | |||||
11 | Ratification of Auditor | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
Regency Centers Corporation
Ticker | REG | Security ID: | CUSIP 758849103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Martin E. Stein, Jr. | Mgmt | For | For | For | |||||
2 | Elect Joseph F. Azrack | Mgmt | For | For | For | |||||
3 | Elect Bryce Blair | Mgmt | For | For | For | |||||
4 | Elect C. Ronald Blankenship | Mgmt | For | For | For | |||||
5 | Elect Deirdre J. Evens | Mgmt | For | For | For | |||||
6 | Elect Thomas W. Furphy | Mgmt | For | For | For | |||||
7 | Elect Karin Klein | Mgmt | For | For | For | |||||
8 | Elect Peter Linneman | Mgmt | For | For | For | |||||
9 | Elect David P. O’Connor | Mgmt | For | For | For | |||||
10 | Elect Lisa Palmer | Mgmt | For | For | For | |||||
11 | Elect Thomas G. Wattles | Mgmt | For | For | For | |||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
13 | Ratification of Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
SBA Communications Corporation
Ticker | SBAC | Security ID: | CUSIP 78410G104 | Meeting Date | 05/14/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Steven E. Bernstein | Mgmt | For | For | For | |||||
2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | |||||
3 | Elect Fidelma Russo | Mgmt | For | For | For | |||||
4 | Ratification of Auditor | Mgmt | For | For | For | |||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
6 | Approval of the 2020 Performance and Equity Incentive Plan | Mgmt | For | For | For |
Simon Property Group, Inc.
Ticker | SPG | Security ID: | CUSIP 828806109 | Meeting Date | 05/12/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||||
2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||||
3 | Elect Karen N. Horn | Mgmt | For | For | For | |||||
4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||||
5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||||
6 | Elect Gary M. Rodkin | Mgmt | For | For | For | |||||
7 | Elect Stefan M. Selig | Mgmt | For | For | For | |||||
8 | Elect Daniel C. Smith | Mgmt | For | For | For | |||||
9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||||
10 | Elect Marta R. Stewart | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For |
Spirit Realty Capital, Inc.
Ticker | SRC | Security ID: | CUSIP 84860W300 | Meeting Date | 06/08/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Jackson Hsieh | Mgmt | For | For | For | |||||
2 | Elect Kevin M. Charlton | Mgmt | For | For | For | |||||
3 | Elect Todd A. Dunn | Mgmt | For | For | For | |||||
4 | Elect Elizabeth F. Frank | Mgmt | For | For | For | |||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
6 | Elect Diana M. Laing | Mgmt | For | For | For | |||||
7 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||||
8 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | |||||
9 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | |||||
10 | Ratification of Auditor | Mgmt | For | For | For | |||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
STORE Capital Corporation
Ticker | STOR | Security ID: | CUSIP 862121100 | Meeting Date | 05/28/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | |||||
1.2 | Elect Mary Fedewa | Mgmt | For | For | For | |||||
1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | |||||
1.4 | Elect William F. Hipp | Mgmt | For | For | For | |||||
1.5 | Elect Tawn Kelley | Mgmt | For | For | For | |||||
1.6 | Elect Catherine D. Rice | Mgmt | For | For | For | |||||
1.7 | Elect Einar A. Seadler | Mgmt | For | For | For | |||||
1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | |||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Sun Communities, Inc.
Ticker | SUI | Security ID: | CUSIP 866674104 | Meeting Date | 05/22/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Gary A. Shiffman | Mgmt | For | For | For | |||||
2 | Elect Meghan G. Baivier | Mgmt | For | For | For | |||||
3 | Elect Stephanie W. Bergeron | Mgmt | For | For | For | |||||
4 | Elect Brian M. Hermelin | Mgmt | For | For | For | |||||
5 | Elect Ronald A. Klein | Mgmt | For | For | For | |||||
6 | Elect Clunet R. Lewis | Mgmt | For | For | For | |||||
7 | Elect Arthur A. Weiss | Mgmt | For | For | For | |||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For |
Taubman Centers, Inc.
Ticker | TCO | Security ID: | CUSIP 876664103 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition by Simon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
Taubman Centers, Inc.
Ticker | TCO | Security ID: | CUSIP 876664103 | Meeting Date | 06/25/2020 | Meeting Status | Voted | |||||||
Meeting Type | Special | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Acquisition by Simon | Mgmt | For | For | For | |||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
UDR, Inc.
Ticker | UDR | Security ID: | CUSIP 902653104 | Meeting Date | 05/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Katherine A. Cattanach | Mgmt | For | For | For | |||||
2 | Elect Jon A. Grove | Mgmt | For | For | For | |||||
3 | Elect Mary Ann King | Mgmt | For | For | For | |||||
4 | Elect James D. Klingbeil | Mgmt | For | For | For | |||||
5 | Elect Clint D. McDonnough | Mgmt | For | For | For | |||||
6 | Elect Robert A. McNamara | Mgmt | For | For | For | |||||
7 | Elect Mark R. Patterson | Mgmt | For | For | For | |||||
8 | Elect Thomas W. Toomey | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Ventas, Inc.
Ticker | VTR | Security ID: | CUSIP 92276F100 | Meeting Date | 05/18/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
2 | Elect Melody C. Barnes | Mgmt | For | For | For | |||||
3 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||||
4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||||
5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||||
7 | Elect Roxanne M. Martino | Mgmt | For | For | For | |||||
8 | Elect Sean Nolan | Mgmt | For | For | For | |||||
9 | Elect Walter C. Rakowich | Mgmt | For | For | For | |||||
10 | Elect Robert D. Reed | Mgmt | For | For | For | |||||
11 | Elect James D. Shelton | Mgmt | For | For | For | |||||
12 | Ratification of Auditor | Mgmt | For | For | For |
VEREIT, Inc.
Ticker | VER | Security ID: | CUSIP 92339V100 | Meeting Date | 05/21/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||||
2 | Elect Hugh R. Frater | Mgmt | For | For | For | |||||
3 | Elect David B. Henry | Mgmt | For | For | For | |||||
4 | Elect Mary Hogan Preusse | Mgmt | For | For | For | |||||
5 | Elect Richard J. Lieb | Mgmt | For | For | For | |||||
6 | Elect Mark S. Ordan | Mgmt | For | For | For | |||||
7 | Elect Eugene A. Pinover | Mgmt | For | For | For | |||||
8 | Elect Julie G. Richardson | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Institution Account: 63 - Ivy Securian Real Estate Securities Fund
VICI Properties Inc.
Ticker | VICI | Security ID: | CUSIP 925652109 | Meeting Date | 04/30/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect James R. Abrahamson | Mgmt | For | For | For | |||||
2 | Elect Diana F. Cantor | Mgmt | For | For | For | |||||
3 | Elect Monica H. Douglas | Mgmt | For | For | For | |||||
4 | Elect Elizabeth Holland | Mgmt | For | For | For | |||||
5 | Elect Craig Macnab | Mgmt | For | For | For | |||||
6 | Elect Edward B. Pitoniak | Mgmt | For | For | For | |||||
7 | Elect Michael D. Rumbolz | Mgmt | For | For | For | |||||
8 | Ratification of Auditor | Mgmt | For | For | For | |||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||
10 | Elimination of Supermajority Voting Provisions | Mgmt | For | For | For |
Weingarten Realty Investors
Ticker | WRI | Security ID: | CUSIP 948741103 | Meeting Date | 04/29/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Andrew M. Alexander | Mgmt | For | For | For | |||||
2 | Elect Stanford Alexander | Mgmt | For | For | For | |||||
3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | |||||
4 | Elect Stephen A. Lasher | Mgmt | For | For | For | |||||
5 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |||||
6 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | |||||
7 | Elect C. Park Shaper | Mgmt | For | For | For | |||||
8 | Elect Marc J. Shapiro | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against |
Welltower Inc.
Ticker | WELL | Security ID: | CUSIP 95040Q104 | Meeting Date | 04/30/2020 | Meeting Status | Voted | |||||||
Meeting Type | Annual | Country of Trade | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||
1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | |||||
2 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||||
3 | Elect Karen B. DeSalvo | Mgmt | For | For | For | |||||
4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||||
5 | Elect Sharon M. Oster | Mgmt | For | For | For | |||||
6 | Elect Sergio D. Rivera | Mgmt | For | For | For | |||||
7 | Elect Johnese M. Spisso | Mgmt | For | For | For | |||||
8 | Elect Kathryn M. Sullivan | Mgmt | For | For | For | |||||
9 | Ratification of Auditor | Mgmt | For | For | For | |||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For |
IVY SMALL CAP CORE FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Boot Barn Holdings, Inc.
Meeting Date: | 08/28/2019 | Country: | USA | Primary Security ID | 099406100 | |||||
Record Date: | 07/09/2019 | Meeting Type: | Annual | Ticker: | BOOT | |||||
Shares Voted: | 245,323 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Greg Bettinelli | Mgmt | For | For | For | |||||
1.2 | Elect Director James G. Conroy | Mgmt | For | For | For | |||||
1.3 | Elect Director Lisa G. Laube | Mgmt | For | For | For | |||||
1.4 | Elect Director Anne MacDonald | Mgmt | For | For | For | |||||
1.5 | Elect Director Brenda I. Morris | Mgmt | For | For | For | |||||
1.6 | Elect Director Peter Starrett | Mgmt | For | For | For | |||||
1.7 | Elect Director Brad Weston | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
RBC Bearings Incorporated
Meeting Date: | 09/11/2019 | Country: | USA | Primary Security ID: | 75524B104 | |||||
Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | ROLL | |||||
Shares Voted: | 88,100 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Edward D. Stewart | Mgmt | For | For | For | |||||
1.2 | Elect Director Daniel A. Bergeron | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael H. Ambrose | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Avnet, Inc.
Meeting Date: | 11/19/2019 | Country: | USA | Primary Security ID: | 053807103 | |||||
Record Date: | 09/20/2019 | Meeting Type: | Annual | Ticker: | AVT | |||||
Shares Voted: | 225,954 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1b | Elect Director William J. Amelio | Mgmt | For | For | For | |||||
1c | Elect Director Carlo Bozotti | Mgmt | For | For | For | |||||
1d | Elect Director Michael A. Bradley | Mgmt | For | For | For | |||||
1e | Elect Director Brenda L. Freeman | Mgmt | For | For | For | |||||
1f | Elect Director Jo Ann Jenkins | Mgmt | For | For | For | |||||
1g | Elect Director Oleg Khaykin | Mgmt | For | For | For | |||||
1h | Elect Director James A. Lawrence | Mgmt | For | For | For | |||||
1i | Elect Director Avid Modjtabai | Mgmt | For | For | For | |||||
1j | Elect Director Adalio T. Sanchez | Mgmt | For | For | For | |||||
1k | Elect Director William H. Schumann, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Constellium SE
Meeting Date: | 11/25/2019 | Country: | Netherlands | Primary Security ID: | N22035104 | |||||
Record Date: | 10/28/2019 | Meeting Type: | Special | Ticker: | CSTM | |||||
Shares Voted: | 581,306 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Open Meeting | Mgmt | ||||||||
2 | Change of Corporate Seat from Amsterdam to Paris | Mgmt | For | Refer | For | |||||
3 | Amend Articles of Association | Mgmt | For | Refer | For | |||||
4 | Confirm Board Composition Following Transfer of Corporate Seat | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Constellium SE
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Confirm Annual Fixed Fees to Directors | Mgmt | For | Refer | For | |||||
6 | Appoint PricewaterhouseCoopers Audit and RSM Paris as Auditors | Mgmt | For | For | For | |||||
7 | Approve Issuance of Shares under 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||
8 | Approve Issuance of Shares or Other Equity Securities with Preemptive Rights up to 50 Percent of the Issued Share Capital | Mgmt | For | For | For | |||||
9 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 50 Percent of the Issued Share Capital | Mgmt | For | Refer | Against | |||||
10 | Approve Issuance of Shares or Other Equity Securities without Preemptive Rights up to 10 Percent of the Issued Share Capital | Mgmt | For | For | For | |||||
11 | Grant Board Authority to Issue Additional Shares up to 15 Percent of Issued Capital | Mgmt | For | Refer | Against | |||||
12 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Mgmt | For | Against | Against | |||||
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
14 | Authorize Filing of Required Documents and Other Formalities | Mgmt | For | For | For | |||||
15 | Allow Questions | Mgmt | ||||||||
16 | Close Meeting | Mgmt |
The Scotts Miracle-Gro Company
Meeting Date: | 01/27/2020 | Country: | USA | Primary Security ID: | 810186106 | |||||
Record Date: | 12/04/2019 | Meeting Type: | Annual | Ticker: | SMG | |||||
Shares Voted: | 114,402 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director James Hagedorn | Mgmt | For | For | For | |||||
1.2 | Elect Director Brian D. Finn | Mgmt | For | For | For | |||||
1.3 | Elect Director Nancy G. Mistretta | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Sanderson Farms, Inc.
Meeting Date: | 02/13/2020 | Country: | USA | Primary Security ID: | 800013104 | |||||
Record Date: | 12/19/2019 | Meeting Type: | Annual | Ticker: | SAFM | |||||
Shares Voted: | 39,518 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Election of Five Class A Directors | Mgmt | |||||||||
1.1 | Elect Director David Barksdale | Mgmt | For | For | For | |||||
1.2 | Elect Director Lampkin Butts | Mgmt | For | For | For | |||||
1.3 | Elect Director Beverly W. Hogan | Mgmt | For | For | For | |||||
1.4 | Elect Director Phil K. Livingston | Mgmt | For | For | For | |||||
1.5 | Elect Director Joe F. Sanderson, Jr. | Mgmt | For | For | For | |||||
Election of One Class C Director | Mgmt | |||||||||
1.1 | Elect Director Sonia Perez | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
6 | Report on Water Resource Risks | SH | Against | Refer | Against | |||||
7 | Report on Human Rights Due Diligence | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Gardner Denver Holdings, Inc.
Meeting Date: | 02/21/2020 | Country: | USA | Primary Security ID: | 36555P107 | |||||
Record Date: | 01/02/2020 | Meeting Type: | Special | Ticker: | GDI | |||||
Shares Voted: | 333,836 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Adjourn Meeting | Mgmt | For | Refer | For |
Argo Group International Holdings, Ltd.
Meeting Date: | 04/16/2020 | Country: | Bermuda | Primary Security ID: | G0464B107 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | ARGO | |||||
Shares Voted: | 73,201 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2a | Elect Director Bernard C. Bailey | Mgmt | For | For | For | |||||
2b | Elect Director Thomas A. Bradley | Mgmt | For | For | For | |||||
2c | Elect Director Fred R. Donner | Mgmt | For | For | For | |||||
2d | Elect Director Anthony P. Latham | Mgmt | For | For | For | |||||
2e | Elect Director Dymphna A. Lehane | Mgmt | For | For | For | |||||
2f | Elect Director Samuel G. Liss | Mgmt | For | For | For | |||||
2g | Elect Director Carol A. McFate | Mgmt | For | For | For | |||||
2h | Elect Director Kathleen A. Nealon | Mgmt | For | For | For | |||||
2i | Elect Director Al-Noor Ramji | Mgmt | For | For | For | |||||
2j | Elect Director Kevin J. Rehnberg | Mgmt | For | For | For | |||||
2k | Elect Director John H. Tonelli | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Establish Range For Board Size | Mgmt | For | Refer | For | |||||
6 | Amend Bye-Laws to Modify the Voting Push-Up Requirement | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
MGIC Investment Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 552848103 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | MTG | |||||
Shares Voted: | 1,515,449 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Daniel A. Arrigoni | Mgmt | For | For | For | |||||
1.2 | Elect Director C. Edward Chaplin | Mgmt | For | For | For | |||||
1.3 | Elect Director Curt S. Culver | Mgmt | For | For | For | |||||
1.4 | Elect Director Jay C. Hartzell | Mgmt | For | For | For | |||||
1.5 | Elect Director Timothy A. Holt | Mgmt | For | For | For | |||||
1.6 | Elect Director Kenneth M. Jastrow, II | Mgmt | For | For | For | |||||
1.7 | Elect Director Jodeen A. Kozlak | Mgmt | For | For | For | |||||
1.8 | Elect Director Michael E. Lehman | Mgmt | For | For | For | |||||
1.9 | Elect Director Melissa B. Lora | Mgmt | For | For | For | |||||
1.10 | Elect Director Timothy J. Mattke | Mgmt | For | For | For | |||||
1.11 | Elect Director Gary A. Poliner | Mgmt | For | For | For | |||||
1.12 | Elect Director Sheryl L. Sculley | Mgmt | For | For | For | |||||
1.13 | Elect Director Mark M. Zandi | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Webster Financial Corporation
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 947890109 | |||||
Record Date: | 02/26/2020 | Meeting Type: | Annual | Ticker: | WBS | |||||
Shares Voted: | 460,347 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director William L. Atwell | Mgmt | For | For | For | |||||
1b | Elect Director John R. Ciulla | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Webster Financial Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Elizabeth E. Flynn | Mgmt | For | For | For | |||||
1d | Elect Director E. Carol Hayles | Mgmt | For | For | For | |||||
1e | Elect Director Linda H. Ianieri | Mgmt | For | For | For | |||||
1f | Elect Director Laurence C. Morse | Mgmt | For | For | For | |||||
1g | Elect Director Karen R. Osar | Mgmt | For | For | For | |||||
1h | Elect Director Mark Pettie | Mgmt | For | For | For | |||||
1i | Elect Director Lauren C. States | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
First Horizon National Corporation
Meeting Date: | 04/24/2020 | Country: | USA | Primary Security ID: | 320517105 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Special | Ticker: | FHN | |||||
Shares Voted: | 662,632 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Issue Shares in Connection with Merger | Mgmt | For | Refer | For | |||||
2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Refer | For | |||||
4 | Adjourn Meeting | Mgmt | For | Refer | For |
Coherent, Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
Shares Voted: | 83,805 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
1b | Elect Director Pamela Fletcher | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Coherent, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
1e | Elect Director Michael R. McMullen | Mgmt | For | For | For | |||||
1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Crane Co.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 224399105 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CR | |||||
Shares Voted: | 145,324 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Martin R. Benante | Mgmt | For | For | For | |||||
1.2 | Elect Director Donald G. Cook | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Dinkins | Mgmt | For | For | For | |||||
1.4 | Elect Director Ronald C. Lindsay | Mgmt | For | For | For | |||||
1.5 | Elect Director Ellen McClain | Mgmt | For | For | For | |||||
1.6 | Elect Director Charles G. McClure, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Director Max H. Mitchell | Mgmt | For | For | For | |||||
1.8 | Elect Director Jennifer M. Pollino | Mgmt | For | For | For | |||||
1.9 | Elect Director James L. L. Tullis | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
TopBuild Corp.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 89055F103 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BLD | |||||
Shares Voted: | 79,520 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Alec C. Covington | Mgmt | For | For | For | |||||
1b | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
1c | Elect Director Carl T. Camden | Mgmt | For | For | For | |||||
1d | Elect Director Joseph S. Cantie | Mgmt | For | For | For | |||||
1e | Elect Director Tina M. Donikowski | Mgmt | For | For | For | |||||
1f | Elect Director Mark A. Petrarca | Mgmt | For | For | For | |||||
1g | Elect Director Nancy M. Taylor | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
First Horizon National Corporation
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 320517105 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | FHN | |||||
Shares Voted: | 662,632 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kenneth A. Burdick | Mgmt | For | For | For | |||||
1.2 | Elect Director John C. Compton | Mgmt | For | For | For | |||||
1.3 | Elect Director Wendy P. Davidson | Mgmt | For | For | For | |||||
1.4 | Elect Director Mark A. Emkes | Mgmt | For | For | For | |||||
1.5 | Elect Director Corydon J. Gilchrist | Mgmt | For | For | For | |||||
1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
1.7 | Elect Director Vicki R. Palmer | Mgmt | For | For | For | |||||
1.8 | Elect Director Colin V. Reed | Mgmt | For | For | For | |||||
1.9 | Elect Director Cecelia D. Stewart | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
First Horizon National Corporation
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.10 | Elect Director Rajesh Subramaniam | Mgmt | For | For | For | |||||
1.11 | Elect Director R. Eugene Taylor | Mgmt | For | For | For | |||||
1.12 | Elect Director Luke Yancy, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Knowles Corporation
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 49926D109 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | KN | |||||
Shares Voted: | 309,380 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Keith L. Barnes | Mgmt | For | For | For | |||||
1b | Elect Director Hermann Eul | Mgmt | For | For | For | |||||
1c | Elect Director Donald Macleod | Mgmt | For | For | For | |||||
1d | Elect Director Jeffrey S. Niew | Mgmt | For | For | For | |||||
1e | Elect Director Cheryl Shavers | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
STAG Industrial, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 85254J102 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | STAG | |||||
Shares Voted: | 501,414 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Benjamin S. Butcher | Mgmt | For | For | For | |||||
1b | Elect Director Jit Kee Chin | Mgmt | For | For | For | |||||
1c | Elect Director Virgis W. Colbert | Mgmt | For | For | For | |||||
1d | Elect Director Michelle S. Dilley | Mgmt | For | For | For | |||||
1e | Elect Director Jeffrey D. Furber | Mgmt | For | For | For | |||||
1f | Elect Director Larry T. Guillemette | Mgmt | For | For | For | |||||
1g | Elect Director Francis X. Jacoby, III | Mgmt | For | For | For | |||||
1h | Elect Director Christopher P. Marr | Mgmt | For | For | For | |||||
1i | Elect Director Hans S. Weger | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Polaris Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 731068102 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | PII | |||||
Shares Voted: | 77,012 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director George W. Bilicic | Mgmt | For | For | For | |||||
1b | Elect Director Gary E. Hendrickson | Mgmt | For | For | For | |||||
1c | Elect Director Gwenne A. Henricks | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
3 | Ratify Ernst &Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
TreeHouse Foods, Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 89469A104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | THS | |||||
Shares Voted: | 190,329 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Mark R. Hunter | Mgmt | For | For | For | |||||
1.2 | Elect Director Ann M. Sardini | Mgmt | For | For | For | |||||
1.3 | Elect Director Jean E. Spence | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
Huntsman Corporation
Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 447011107 | |||||
Record Date: | 03/05/2020 | Meeting Type: | Annual | Ticker: | HUN | |||||
Shares Voted: | 466,282 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Peter R. Huntsman | Mgmt | For | For | For | |||||
1b | Elect Director Nolan D. Archibald | Mgmt | For | For | For | |||||
1c | Elect Director Mary C. Beckerle | Mgmt | For | For | For | |||||
1d | Elect Director M. Anthony Burns | Mgmt | For | For | For | |||||
1e | Elect Director Daniele Ferrari | Mgmt | For | For | For | |||||
1f | Elect Director Robert J. Margetts | Mgmt | For | For | For | |||||
1g | Elect Director Wayne A. Reaud | Mgmt | For | For | For | |||||
1h | Elect Director Jan E. Tighe | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Magnolia Oil & Gas Corporation
Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 559663109 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | MGY | |||||
Shares Voted: | 1,273,233 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Stephen “Steve” I. Chazen | Mgmt | For | For | For | |||||
1b | Elect Director Arcilia C. Acosta | Mgmt | For | For | For | |||||
1c | Elect Director Angela M. Busch | Mgmt | For | For | For | |||||
1d | Elect Director Edward P. Djerejian | Mgmt | For | For | For | |||||
1e | Elect Director James R. Larson | Mgmt | For | For | For | |||||
1f | Elect Director Dan F. Smith | Mgmt | For | For | For | |||||
1g | Elect Director John B. Walker | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Agree Realty Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 008492100 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | ADC | |||||
Shares Voted: | 194,109 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Merrie S. Frankel | Mgmt | For | For | For | |||||
1.2 | Elect Director Farris G. Kalil | Mgmt | For | For | For | |||||
1.3 | Elect Director Simon Leopold | Mgmt | For | For | For | |||||
1.4 | Elect Director William S. Rubenfaer | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Kemper Corporation
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 488401100 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | KMPR | |||||
Shares Voted: | 197,521 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Teresa A. Canida | Mgmt | For | For | For | |||||
1b | Elect Director George N. Cochran | Mgmt | For | For | For | |||||
1c | Elect Director Kathleen M. Cronin | Mgmt | For | For | For | |||||
1d | Elect Director Lacy M. Johnson | Mgmt | For | For | For | |||||
1e | Elect Director Robert J. Joyce | Mgmt | For | For | For | |||||
1f | Elect Director Joseph P. Lacher, Jr. | Mgmt | For | For | For | |||||
1g | Elect Director Gerald Laderman | Mgmt | For | For | For | |||||
1h | Elect Director Christopher B. Sarofim | Mgmt | For | For | For | |||||
1i | Elect Director David P. Storch | Mgmt | For | For | For | |||||
1j | Elect Director Susan D. Whiting | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For |
Cogent Communications Holdings, Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 19239V302 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | CCOI | |||||
Shares Voted: | 194,041 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Dave Schaeffer | Mgmt | For | For | For | |||||
1.2 | Elect Director D. Blake Bath | Mgmt | For | For | For | |||||
1.3 | Elect Director Steven D. Brooks | Mgmt | For | For | For | |||||
1.4 | Elect Director Lewis H. Ferguson, III | Mgmt | For | For | For | |||||
1.5 | Elect Director Carolyn Katz | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Cogent Communications Holdings, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Sheryl Kennedy | Mgmt | For | For | For | |||||
1.7 | Elect Director Marc Montagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Encompass Health Corporation
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 29261A100 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | EHC | |||||
Shares Voted: | 335,977 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Greg D. Carmichael | Mgmt | For | For | For | |||||
1b | Elect Director John W. Chidsey | Mgmt | For | For | For | |||||
1c | Elect Director Donald L. Correll | Mgmt | For | For | For | |||||
1d | Elect Director Yvonne M. Curl | Mgmt | For | For | For | |||||
1e | Elect Director Charles M. Elson | Mgmt | For | For | For | |||||
1f | Elect Director Joan E. Herman | Mgmt | For | For | For | |||||
1g | Elect Director Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Leslye G. Katz | Mgmt | For | For | For | |||||
1i | Elect Director Patricia A. Maryland | Mgmt | For | For | For | |||||
1j | Elect Director John E. Maupin, Jr. | Mgmt | For | For | For | |||||
1k | Elect Director Nancy M. Schlichting | Mgmt | For | For | For | |||||
1l | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||
1m | Elect Director Mark J. Tarr | Mgmt | For | For | For | |||||
1n | Elect Director Terrance Williams | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
TCF Financial Corporation
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 872307103 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | TCF | |||||
Shares Voted: | 389,641 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Peter Bell | Mgmt | For | For | For | |||||
1.2 | Elect Director Craig R. Dahl | Mgmt | For | For | For | |||||
1.3 | Elect Director Karen L. Grandstrand | Mgmt | For | For | For | |||||
1.4 | Elect Director Richard H. King | Mgmt | For | For | For | |||||
1.5 | Elect Director Ronald A. Klein | Mgmt | For | For | For | |||||
1.6 | Elect Director Barbara J. Mahone | Mgmt | For | For | For | |||||
1.7 | Elect Director Barbara L. McQuade | Mgmt | For | For | For | |||||
1.8 | Elect Director Vance K. Opperman | Mgmt | For | For | For | |||||
1.9 | Elect Director David T. Provost | Mgmt | For | For | For | |||||
1.10 | Elect Director Roger J. Sit | Mgmt | For | For | For | |||||
1.11 | Elect Director Julie H. Sullivan | Mgmt | For | For | For | |||||
1.12 | Elect Director Jeffrey L. Tate | Mgmt | For | For | For | |||||
1.13 | Elect Director Gary Torgow | Mgmt | For | For | For | |||||
1.14 | Elect Director Arthur A. Weiss | Mgmt | For | For | For | |||||
1.15 | Elect Director Franklin C. Wheatlake | Mgmt | For | For | For | |||||
1.16 | Elect Director Theresa M. H. Wise | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Assurant, Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 04621X108 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | AIZ | |||||
Shares Voted: | 51,966 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elaine D. Rosen | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Assurant, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1b | Elect Director Paget L. Alves | Mgmt | For | For | For | |||||
1c | Elect Director Juan N. Cento | Mgmt | For | For | For | |||||
1d | Elect Director Alan B. Colberg | Mgmt | For | For | For | |||||
1e | Elect Director Harriet Edelman | Mgmt | For | For | For | |||||
1f | Elect Director Lawrence V. Jackson | Mgmt | For | For | For | |||||
1g | Elect Director Jean-Paul L. Montupet | Mgmt | For | For | For | |||||
1h | Elect Director Debra J. Perry | Mgmt | For | For | For | |||||
1i | Elect Director Ognjen (Ogi) Redzic | Mgmt | For | For | For | |||||
1j | Elect Director Paul J. Reilly | Mgmt | For | For | For | |||||
1k | Elect Director Robert W. Stein | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
The Brink’s Company
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 109696104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BCO | |||||
Shares Voted: | 93,699 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kathie J. Andrade | Mgmt | For | For | For | |||||
1.2 | Elect Director Paul G. Boynton | Mgmt | For | For | For | |||||
1.3 | Elect Director Ian D. Clough | Mgmt | For | For | For | |||||
1.4 | Elect Director Susan E. Docherty | Mgmt | For | For | For | |||||
1.5 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For | |||||
1.6 | Elect Director Dan R. Henry - Withdrawn | Mgmt | ||||||||
1.7 | Elect Director Michael J. Herling | Mgmt | For | For | For | |||||
1.8 | Elect Director Douglas A. Pertz | Mgmt | For | For | For | |||||
1.9 | Elect Director George I. Stoeckert | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
The Brink’s Company
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
ALLETE, Inc.
Meeting Date: | 05/12/2020 | Country: | USA | Primary Security ID: | 018522300 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | ALE | |||||
Shares Voted: | 111,625 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kathryn W. Dindo | Mgmt | For | For | For | |||||
1b | Elect Director George G. Goldfarb | Mgmt | For | For | For | |||||
1c | Elect Director Alan R. Hodnik | Mgmt | For | For | For | |||||
1d | Elect Director James J. Hoolihan | Mgmt | For | For | For | |||||
1e | Elect Director Heidi E. Jimmerson | Mgmt | For | For | For | |||||
1f | Elect Director Madeleine W. Ludlow | Mgmt | For | For | For | |||||
1g | Elect Director Susan K. Nestegard | Mgmt | For | For | For | |||||
1h | Elect Director Douglas C. Neve | Mgmt | For | For | For | |||||
1i | Elect Director Bethany M. Owen | Mgmt | For | For | For | |||||
1j | Elect Director Robert P. Powers | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Cardtronics plc
Meeting Date: | 05/13/2020 | Country: | United Kingdom | Primary Security ID: | G1991C105 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CATM | |||||
Shares Voted: | 811,889 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Douglas L. Braunstein | Mgmt | For | For | For | |||||
1b | Elect Director Michelle Moore | Mgmt | For | For | For | |||||
1c | Elect Director G. Patrick Phillips | Mgmt | For | For | For | |||||
2 | Elect Director Rahul Gupta | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP (U.S.) as Auditors | Mgmt | For | For | For | |||||
4 | Reappoint KPMG LLP (U.K.) as Statutory Auditors | Mgmt | For | For | For | |||||
5 | Authorize Audit Committee to Fix Remuneration of UK Statutory Auditors | Mgmt | For | For | For | |||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
7 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
8 | Approve Directors’ Remuneration Policy | Mgmt | For | Refer | For | |||||
9 | Advisory Vote to Ratify Directors’ Compensation Report | Mgmt | For | For | For | |||||
10 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Ryman Hospitality Properties, Inc.
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 78377T107 | |||||
Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | RHP | |||||
Shares Voted: | 105,752 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Rachna Bhasin | Mgmt | For | For | For | |||||
1b | Elect Director Alvin Bowles, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Fazal Merchant | Mgmt | For | For | For | |||||
1d | Elect Director Patrick Moore | Mgmt | For | For | For | |||||
1e | Elect Director Christine Pantoya | Mgmt | For | For | For | |||||
1f | Elect Director Robert Prather, Jr. | Mgmt | For | For | For | |||||
1g | Elect Director Colin V. Reed | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Ryman Hospitality Properties, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Michael Roth | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Compass Minerals International, Inc.
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 20451N101 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | CMP | |||||
Shares Voted: | 313,454 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2a | Elect Director Valdemar L. Fischer | Mgmt | For | For | For | |||||
2b | Elect Director Richard S. Grant | Mgmt | For | For | For | |||||
2c | Elect Director Amy J. Yoder | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
5 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For |
Morningstar, Inc.
Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 617700109 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | MORN | |||||
Shares Voted: | 101,175 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Joe Mansueto | Mgmt | For | For | For | |||||
1b | Elect Director Kunal Kapoor | Mgmt | For | For | For | |||||
1c | Elect Director Robin Diamonte | Mgmt | For | Refer | Against | |||||
1d | Elect Director Cheryl Francis | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Morningstar, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1e | Elect Director Steve Joynt | Mgmt | For | For | For | |||||
1f | Elect Director Steve Kaplan | Mgmt | For | For | For | |||||
1g | Elect Director Gail Landis | Mgmt | For | Refer | Against | |||||
1h | Elect Director Bill Lyons | Mgmt | For | For | For | |||||
1i | Elect Director Jack Noonan | Mgmt | For | Refer | Against | |||||
1j | Elect Director Caroline Tsay | Mgmt | For | Refer | Against | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
nVent Electric plc
Meeting Date: | 05/15/2020 | Country: | Ireland | Primary Security ID: | G6700G107 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | NVT | |||||
Shares Voted: | 559,061 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Brian M. Baldwin *Withdrawn* | Mgmt | ||||||||
1b | Elect Director Jerry W. Burris | Mgmt | For | For | For | |||||
1c | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||||
1d | Elect Director Michael L. Ducker | Mgmt | For | For | For | |||||
1e | Elect Director Randall J. Hogan | Mgmt | For | For | For | |||||
1f | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||
1g | Elect Director Nicola T. Palmer | Mgmt | For | For | For | |||||
1h | Elect Director Herbert K. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Beth A. Wozniak | Mgmt | For | For | For | |||||
1j | Elect Director Jacqueline Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
5 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Chemed Corporation
Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 16359R103 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | CHE | |||||
Shares Voted: | 61,696 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Kevin J. McNamara | Mgmt | For | For | For | |||||
1.2 | Elect Director Ron DeLyons | Mgmt | For | For | For | |||||
1.3 | Elect Director Joel F. Gemunder | Mgmt | For | For | For | |||||
1.4 | Elect Director Patrick P. Grace | Mgmt | For | For | For | |||||
1.5 | Elect Director Christopher J. Heaney | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas C. Hutton | Mgmt | For | For | For | |||||
1.7 | Elect Director Andrea R. Lindell | Mgmt | For | For | For | |||||
1.8 | Elect Director Thomas P. Rice | Mgmt | For | For | For | |||||
1.9 | Elect Director Donald E. Saunders | Mgmt | For | For | For | |||||
1.10 | Elect Director George J. Walsh, III | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Political Contributions | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Knight-Swift Transportation Holdings Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
Shares Voted: | 345,553 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Integer Holdings Corporation
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 45826H109 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | ITGR | |||||
Shares Voted: | 77,911 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Pamela G. Bailey | Mgmt | For | For | For | |||||
1.2 | Elect Director Joseph W. Dziedzic | Mgmt | For | For | For | |||||
1.3 | Elect Director James F. Hinrichs | Mgmt | For | For | For | |||||
1.4 | Elect Director Jean Hobby | Mgmt | For | For | For | |||||
1.5 | Elect Director M. Craig Maxwell | Mgmt | For | For | For | |||||
1.6 | Elect Director Filippo Passerini | Mgmt | For | For | For | |||||
1.7 | Elect Director Bill R. Sanford | Mgmt | For | For | For | |||||
1.8 | Elect Director Donald J. Spence | Mgmt | For | For | For | |||||
1.9 | Elect Director William B. Summers, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
ONE Gas, Inc.
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 68235P108 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | OGS | |||||
Shares Voted: | 155,382 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Robert B. Evans | Mgmt | For | For | For | |||||
1.2 | Elect Director John W. Gibson | Mgmt | For | For | For | |||||
1.3 | Elect Director Tracy E. Hart | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael G. Hutchinson | Mgmt | For | For | For | |||||
1.5 | Elect Director Pattye L. Moore | Mgmt | For | For | For | |||||
1.6 | Elect Director Pierce H. Norton, II | Mgmt | For | For | For | |||||
1.7 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | For | |||||
1.8 | Elect Director Douglas H. Yaeger | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Omnicell, Inc.
Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 68213N109 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | OMCL | |||||
Shares Voted: | 85,479 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Joanne B. Bauer | Mgmt | For | For | For | |||||
1.2 | Elect Director Robin G. Seim | Mgmt | For | For | For | |||||
1.3 | Elect Director Sara J. White | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Varonis Systems, Inc.
Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 922280102 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | VRNS | |||||
Shares Voted: | 181,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Yakov Faitelson | Mgmt | For | For | For | |||||
1.2 | Elect Director Ohad Korkus | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas F. Mendoza | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For |
Tandem Diabetes Care, Inc.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 875372203 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | TNDM | |||||
Shares Voted: | 74,948 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Kim D. Blickenstaff | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Christopher J. Twomey | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
EVERTEC, Inc.
Meeting Date: | 05/28/2020 | Country: | Puerto Rico | Primary Security ID: | 30040P103 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | EVTC | |||||
Shares Voted: | 362,618 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Frank G. D’Angelo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
EVERTEC, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1b | Elect Director Morgan M. Schuessler, Jr. | Mgmt | For | For | For | |||||
1c | Elect Director Olga Botero | Mgmt | For | For | For | |||||
1d | Elect Director Jorge A. Junquera | Mgmt | For | For | For | |||||
1e | Elect Director Ivan Pagan | Mgmt | For | For | For | |||||
1f | Elect Director Aldo J. Polak | Mgmt | For | For | For | |||||
1g | Elect Director Alan H. Schumacher | Mgmt | For | For | For | |||||
1h | Elect Director Brian J. Smith | Mgmt | For | For | For | |||||
1i | Elect Director Thomas W. Swidarski | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
ICF International, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 44925C103 | |||||
Record Date: | 03/31/2020 | Meeting Type: | Annual | Ticker: | ICFI | |||||
Shares Voted: | 176,767 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Sudhakar Kesavan | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael J. Van Handel | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
NuVasive, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 670704105 | |||||
Record Date: | 04/08/2020 | Meeting Type: | Annual | Ticker: | NUVA | |||||
Shares Voted: | 79,997 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director J. Christopher Barry | Mgmt | For | For | For | |||||
1b | Elect Director Gregory T. Lucier | Mgmt | For | For | For | |||||
1c | Elect Director Leslie V. Norwalk | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Teladoc Health, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
Shares Voted: | 18,645 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Clean Harbors, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 184496107 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | CLH | |||||
Shares Voted: | 78,455 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Eugene Banucci | Mgmt | For | For | For | |||||
1.2 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas J. Shields | Mgmt | For | For | For | |||||
1.4 | Elect Director John R. Welch | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Columbia Sportswear Company
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 198516106 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | COLM | |||||
Shares Voted: | 152,338 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Timothy P. Boyle | Mgmt | For | For | For | |||||
1.2 | Elect Director Stephen E. Babson | Mgmt | For | For | For | |||||
1.3 | Elect Director Andy D. Bryant | Mgmt | For | For | For | |||||
1.4 | Elect Director Walter T. Klenz | Mgmt | For | For | For | |||||
1.5 | Elect Director Kevin Mansell | Mgmt | For | For | For | |||||
1.6 | Elect Director Ronald E. Nelson | Mgmt | For | For | For | |||||
1.7 | Elect Director Sabrina L. Simmons | Mgmt | For | For | For | |||||
1.8 | Elect Director Malia H. Wasson | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
FTI Consulting, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 302941109 | |||||
Record Date: | 03/25/2020 | Meeting Type: | Annual | Ticker: | FCN | |||||
Shares Voted: | 42,466 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Brenda J. Bacon | Mgmt | For | For | For | |||||
1b | Elect Director Mark S. Bartlett | Mgmt | For | For | For | |||||
1c | Elect Director Claudio Costamagna | Mgmt | For | For | For | |||||
1d | Elect Director Vernon Ellis | Mgmt | For | For | For | |||||
1e | Elect Director Nicholas C. Fanandakis | Mgmt | For | For | For | |||||
1f | Elect Director Steven H. Gunby | Mgmt | For | For | For | |||||
1g | Elect Director Gerard E. Holthaus | Mgmt | For | For | For | |||||
1h | Elect Director Laureen E. Seeger | Mgmt | For | For | For | |||||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Visteon Corporation
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 92839U206 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | VC | |||||
Shares Voted: | 107,959 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director James J. Barrese | Mgmt | For | For | For | |||||
1b | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
1c | Elect Director Jeffrey D. Jones | Mgmt | For | For | For | |||||
1d | Elect Director Sachin S. Lawande | Mgmt | For | For | For | |||||
1e | Elect Director Joanne M. Maguire | Mgmt | For | For | For | |||||
1f | Elect Director Robert J. Manzo | Mgmt | For | For | For | |||||
1g | Elect Director Francis M. Scricco | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Visteon Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1h | Elect Director David L. Treadwell | Mgmt | For | For | For | |||||
1i | Elect Director Rouzbeh Yassini-Fard | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Q2 Holdings, Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 74736L109 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | QTWO | |||||
Shares Voted: | 7,945 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles T. Doyle | Mgmt | For | For | For | |||||
1.3 | Elect Director Carl James Schaper | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
EVO Payments, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 26927E104 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | EVOP | |||||
Shares Voted: | 129,138 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Laura M. Miller | Mgmt | For | For | For | |||||
1.2 | Elect Director Gregory S. Pope | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Matthew W. Raino | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
EVO Payments, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vonage Holdings Corp.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 92886T201 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | VG | |||||
Shares Voted: | 837,647 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1a | Elect Director Hamid Akhavan | Mgmt | For | For | For | |||||
1b | Elect Director Jan Hauser | Mgmt | For | For | For | |||||
1c | Elect Director Priscilla Hung | Mgmt | For | For | For | |||||
1d | Elect Director Carolyn Katz | Mgmt | For | For | For | |||||
1e | Elect Director Alan Masarek | Mgmt | For | For | For | |||||
1f | Elect Director Michael J. McConnell | Mgmt | For | For | For | |||||
1g | Elect Director John J. Roberts | Mgmt | For | For | For | |||||
1h | Elect Director Gary Steele | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Switch, Inc.
Meeting Date: | 06/12/2020 | Country: | USA | Primary Security ID: | 87105L104 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | SWCH | |||||
Shares Voted: | 1,375,239 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director Rob Roy | Mgmt | For | For | For | |||||
1.2 | Elect Director Zareh Sarrafian | Mgmt | For | Refer | Withhold |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Switch, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.3 | Elect Director Kim Sheehy | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Donald D. Snyder | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Tom Thomas | Mgmt | For | For | For | |||||
1.6 | Elect Director Bryan Wolf | Mgmt | For | Refer | Withhold | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Element Solutions Inc
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 28618M106 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | ESI | |||||
Shares Voted: | 725,039 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
1b | Elect Director Benjamin Gliklich | Mgmt | For | For | For | |||||
1c | Elect Director Scot R. Benson | Mgmt | For | For | For | |||||
1d | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
1e | Elect Director Christopher T. Fraser | Mgmt | For | For | For | |||||
1f | Elect Director Michael F. Goss | Mgmt | For | For | For | |||||
1g | Elect Director Nichelle Maynard-Elliott | Mgmt | For | For | For | |||||
1h | Elect Director E. Stanley O’Neal | Mgmt | For | Refer | Against | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Evercore Inc.
Meeting Date: | 06/16/2020 | Country: | USA | Primary Security ID: | 29977A105 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | EVR | |||||
Shares Voted: | 39,772 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Roger C. Altman | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard I. Beattie | Mgmt | For | For | For | |||||
1.3 | Elect Director Pamela G. Carlton | Mgmt | For | For | For | |||||
1.4 | Elect Director Ellen V. Futter | Mgmt | For | For | For | |||||
1.5 | Elect Director Gail B. Harris | Mgmt | For | For | For | |||||
1.6 | Elect Director Robert B. Millard | Mgmt | For | For | For | |||||
1.7 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | For | |||||
1.8 | Elect Director Simon M. Robertson | Mgmt | For | For | For | |||||
1.9 | Elect Director Ralph L. Schlosstein | Mgmt | For | For | For | |||||
1.10 | Elect Director John S. Weinberg | Mgmt | For | For | For | |||||
1.11 | Elect Director William J. Wheeler | Mgmt | For | For | For | |||||
1.12 | Elect Director Sarah K. Williamson | Mgmt | For | For | For | |||||
1.13 | Elect Director Kendrick R. Wilson, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Encore Capital Group, Inc.
Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 292554102 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | ECPG | |||||
Shares Voted: | 395,703 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael P. Monaco | Mgmt | For | For | For | |||||
1.2 | Elect Director Ashwini (Ash) Gupta | Mgmt | For | For | For | |||||
1.3 | Elect Director Wendy G. Hannam | Mgmt | For | For | For | |||||
1.4 | Elect Director Jeffrey A. Hilzinger | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Encore Capital Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.5 | Elect Director Angela A. Knight | Mgmt | For | For | For | |||||
1.6 | Elect Director Laura Newman Olle | Mgmt | For | For | For | |||||
1.7 | Elect Director Richard J. Srednicki | Mgmt | For | For | For | |||||
1.8 | Elect Director Richard P. Stovsky | Mgmt | For | For | For | |||||
1.9 | Elect Director Ashish Masih | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Nomad Foods Limited
Meeting Date: | 06/17/2020 | Country: | Virgin Isl (UK) | Primary Security ID: | G6564A105 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | NOMD | |||||
Shares Voted: | 1,368,499 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
1.2 | Elect Director Noam Gottesman | Mgmt | For | For | For | |||||
1.3 | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
1.4 | Elect Director Stefan Descheemaeker | Mgmt | For | For | For | |||||
1.5 | Elect Director Jeremy Isaacs | Mgmt | For | For | For | |||||
1.6 | Elect Director James E. Lillie | Mgmt | For | For | For | |||||
1.7 | Elect Director Stuart M. MacFarlane | Mgmt | For | For | For | |||||
1.8 | Elect Director Lord Myners of Truro | Mgmt | For | For | For | |||||
1.9 | Elect Director Victoria Parry | Mgmt | For | For | For | |||||
1.10 | Elect Director Simon White | Mgmt | For | For | For | |||||
1.11 | Elect Director Samy Zekhout | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
Generac Holdings Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 368736104 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | GNRC | |||||
Shares Voted: | 67,882 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Marcia J. Avedon | Mgmt | For | For | For | |||||
1.2 | Elect Director Bennett J. Morgan | Mgmt | For | For | For | |||||
1.3 | Elect Director Dominick P. Zarcone | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
iRhythm Technologies, Inc.
Meeting Date: | 06/19/2020 | Country: | USA | Primary Security ID: | 450056106 | |||||
Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | IRTC | |||||
Shares Voted: | 28,672 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kevin M. King | Mgmt | For | For | For | |||||
1.2 | Elect Director Raymond W. Scott | Mgmt | For | Refer | Withhold | |||||
2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 65 Ivy Small Cap Core Fund
HealthEquity, Inc.
Meeting Date: | 06/25/2020 | Country: | USA | Primary Security ID: | 42226A107 | |||||
Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | HQY | |||||
Shares Voted: | 21,821 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert W. Selander | Mgmt | For | For | For | |||||
1.2 | Elect Director Jon Kessler | Mgmt | For | For | For | |||||
1.3 | Elect Director Stephen D. Neeleman | Mgmt | For | For | For | |||||
1.4 | Elect Director Frank A. Corvino | Mgmt | For | For | For | |||||
1.5 | Elect Director Adrian T. Dillon | Mgmt | For | For | For | |||||
1.6 | Elect Director Evelyn Dilsaver | Mgmt | For | For | For | |||||
1.7 | Elect Director Debra McCowan | Mgmt | For | For | For | |||||
1.8 | Elect Director Ian Sacks | Mgmt | For | For | For | |||||
1.9 | Elect Director Gayle Wellborn | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
IVY SMALL CAP GROWTH FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Tufin Software Technologies Ltd.
Meeting Date: | 07/15/2019 | Country: | Israel | Primary Security ID: | M8893U102 | |||||
Record Date: | 06/17/2019 | Meeting Type: | Special | Ticker: | TUFN | |||||
Shares Voted: | 275,769 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Peter Campbell as External Director | Mgmt | For | For | For | |||||
1.2 | Elect Dafna Gruber as External Director | Mgmt | For | For | For | |||||
2 | Approve Compensation of External and Independent Directors | Mgmt | For | Refer | For | |||||
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Mgmt | None | Refer | Against |
Booz Allen Hamilton Holding Corporation
Meeting Date: | 07/25/2019 | Country: | USA | Primary Security ID: | 099502106 | |||||
Record Date: | 06/03/2019 | Meeting Type: | Annual | Ticker: | BAH | |||||
Shares Voted: | 632,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Melody C. Barnes | Mgmt | For | For | For | |||||
1b | Elect Director Ellen Jewett | Mgmt | For | For | For | |||||
1c | Elect Director Arthur E. Johnson | Mgmt | For | For | For | |||||
1d | Elect Director Charles O. Rossotti | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Eliminate Classes of Common Stock | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
8x8, Inc.
Meeting Date: | 08/01/2019 | Country: | USA | Primary Security ID: | 282914100 | |||||
Record Date: | 06/07/2019 | Meeting Type: | Annual | Ticker: | EGHT | |||||
Shares Voted: | 1,037,013 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Bryan R. Martin | Mgmt | For | For | For | |||||
1.2 | Elect Director Vikram Verma | Mgmt | For | For | For | |||||
1.3 | Elect Director Eric Salzman | Mgmt | For | For | For | |||||
1.4 | Elect Director Jaswinder Pal Singh | Mgmt | For | For | For | |||||
1.5 | Elect Director Vladimir Jacimovic | Mgmt | For | For | For | |||||
1.6 | Elect Director Monique Bonner | Mgmt | For | For | For | |||||
1.7 | Elect Director Todd Ford | Mgmt | For | For | For | |||||
1.8 | Elect Director Elizabeth Theophille | Mgmt | For | For | For | |||||
2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
EnerSys
Meeting Date: | 08/01/2019 | Country: | USA | Primary Security ID: | 29275Y102 | |||||
Record Date: | 06/03/2019 | Meeting Type: | Annual | Ticker: | ENS | |||||
Shares Voted: | 234,170 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Howard I. Hoffen | Mgmt | For | For | For | |||||
1.2 | Elect Director David M. Shaffer | Mgmt | For | For | For | |||||
1.3 | Elect Director Ronald P. Vargo | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
New Relic, Inc.
Meeting Date: | 08/22/2019 | Country: | USA | Primary Security ID: | 64829B100 | |||||
Record Date: | 06/25/2019 | Meeting Type: | Annual | Ticker: | NEWR | |||||
Shares Voted: | 325,298 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Caroline Watteeuw Carlisle | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Dan Scholnick | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director James Tolonen | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
PlayAGS, Inc.
Meeting Date: | 09/10/2019 | Country: | USA | Primary Security ID: | 72814N104 | |||||
Record Date: | 07/18/2019 | Meeting Type: | Annual | Ticker: | AGS | |||||
Shares Voted: | 1,094,900 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Adam Chibib | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
RBC Bearings Incorporated
Meeting Date: | 09/11/2019 | Country: | USA | Primary Security ID: | 75524B104 | |||||
Record Date: | 07/15/2019 | Meeting Type: | Annual | Ticker: | ROLL | |||||
Shares Voted: | 229,373 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Edward D. Stewart | Mgmt | For | For | For | |||||
1.2 | Elect Director Daniel A. Bergeron | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael H. Ambrose | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
RBC Bearings Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Mimecast Limited
Meeting Date: | 10/03/2019 | Country: | Jersey | Primary Security ID: | G14838109 | |||||
Record Date: | 10/01/2019 | Meeting Type: | Annual | Ticker: | MIME | |||||
Shares Voted: | 1,019,428 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Aron Ain | Mgmt | For | For | For | |||||
2 | Elect Director Stephen M. Ward | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||||
5 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Mercury Systems, Inc.
Meeting Date: | 10/23/2019 | Country: | USA | Primary Security ID: | 589378108 | |||||
Record Date: | 08/19/2019 | Meeting Type: | Annual | Ticker: | MRCY | |||||
Shares Voted: | 786,391 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director James K. Bass | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael A. Daniels | Mgmt | For | For | For | |||||
1.3 | Elect Director Lisa S. Disbrow | Mgmt | For | For | For | |||||
1.4 | Elect Director Barry R. Nearhos | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Malibu Boats, Inc.
Meeting Date: | 11/06/2019 | Country: | USA | Primary Security ID: | 56117J100 | |||||
Record Date: | 09/12/2019 | Meeting Type: | Annual | Ticker: | MBUU | |||||
Shares Voted: | 205,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael K. Hooks | Mgmt | For | For | For | |||||
1.2 | Elect Director Jack D. Springer | Mgmt | For | For | For | |||||
1.3 | Elect Director John E. Stokely | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Viavi Solutions Inc.
Meeting Date: | 11/13/2019 | Country: | USA | Primary Security ID: | 925550105 | |||||
Record Date: | 09/23/2019 | Meeting Type: | Annual | Ticker: | VIAV | |||||
Shares Voted: | 1,800,901 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Richard E. Belluzzo | Mgmt | For | For | For | |||||
1.2 | Elect Director Keith Barnes | Mgmt | For | For | For | |||||
1.3 | Elect Director Laura Black | Mgmt | For | For | For | |||||
1.4 | Elect Director Tor Braham | Mgmt | For | For | For | |||||
1.5 | Elect Director Timothy Campos | Mgmt | For | For | For | |||||
1.6 | Elect Director Donald Colvin | Mgmt | For | For | For | |||||
1.7 | Elect Director Masood A. Jabbar | Mgmt | For | For | For | |||||
1.8 | Elect Director Oleg Khaykin | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Woodward, Inc.
Meeting Date: | 01/29/2020 | Country: | USA | Primary Security ID: | 980745103 | |||||
Record Date: | 12/02/2019 | Meeting Type: | Annual | Ticker: | WWD | |||||
Shares Voted: | 396,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Paul Donovan | Mgmt | For | For | For | |||||
1.2 | Elect Director Mary L. Petrovich | Mgmt | For | For | For | |||||
1.3 | Elect Director James R. Rulseh | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For |
J & J SNACK FOODS CORP.
Meeting Date: | 02/11/2020 | Country: | USA | Primary Security ID: | 466032109 | |||||
Record Date: | 12/13/2019 | Meeting Type: | Annual | Ticker: | JJSF | |||||
Shares Voted: | 162,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director Gerald B. Shreiber | Mgmt | For | Refer | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
InterXion Holding NV
Meeting Date: | 02/27/2020 | Country: | Netherlands | Primary Security ID: | FDS0J6G30 | |||||
Record Date: | 01/30/2020 | Meeting Type: | Special | Ticker: | INXN | |||||
Shares Voted: | 577,125 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
A | Discuss the Recommended Tender Offer by Digital Intrepid Holding B.V on all Issued and Outstanding Ordinary Shares of the Company | Mgmt |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
InterXion Holding NV
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
B.1 | Approve Legal Merger | Mgmt | For | Refer | For | |||||
B.2 | Approve Legal Demerger | Mgmt | For | Refer | For | |||||
B.3 | Approve Sale of Company Assets and Sale of Post-Demerger Share | Mgmt | For | Refer | For | |||||
B.4 | Approve Conditions of Liquidation Re: Item 3 | Mgmt | For | Refer | For | |||||
B.5 | Approve Discharge of Management Board | Mgmt | For | For | For | |||||
B.6 | Approve Conversion from Dutch Public Company (N.V.). to Dutch Private Companywith Limited Liability (B.V.) and Amend Articles of Association in Relation with Conversion | Mgmt | For | Refer | For | |||||
B.7 | Elect Directors (Bundled) | Mgmt | For | For | For |
Globant SA
Meeting Date: | 04/03/2020 | Country: | Luxembourg | Primary Security ID: | L44385109 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual/ Special | Ticker: | GLOB | |||||
Shares Voted: | 334,299 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Annual Meeting Agenda | Mgmt | |||||||||
1 | Receive Board’s and Auditor’s Reports | Mgmt | ||||||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Financial Statements | Mgmt | For | For | For | |||||
4 | Approve Allocation of Income | Mgmt | For | For | For | |||||
5 | Approve Discharge of Directors | Mgmt | For | For | For | |||||
6 | Approve Remuneration of Directors | Mgmt | For | Refer | For | |||||
7 | Appoint PricewaterhouseCoopers, Societe Cooperative as Auditor for Annual Accounts | Mgmt | For | For | For | |||||
8 | Appoint Price Waterhouse & Co. S.R.L. as Auditor for Consolidated Accounts | Mgmt | For | For | For | |||||
9 | Reelect Martin Gonzalo Umaran as Director | Mgmt | For | For | For | |||||
10 | Reelect Guibert Andres Englebienne as Director | Mgmt | For | For | For | |||||
11 | Reelect Linda Rottenberg as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Globant SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Special Meeting Agenda | Mgmt | |||||||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Refer | For | |||||
2 | Amend Article 10.2 of the Articles of Association | Mgmt | For | Refer | Against | |||||
3 | Amend Article 10.8 of the Articles of Association | Mgmt | For | Refer | For |
Churchill Downs Incorporated
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 171484108 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | CHDN | |||||
Shares Voted: | 230,809 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert L. Fealy | Mgmt | For | For | For | |||||
1.2 | Elect Director Douglas C. Grissom | Mgmt | For | For | For | |||||
1.3 | Elect Director Daniel P. Harrington | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Prosperity Bancshares, Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 743606105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | PB | |||||
Shares Voted: | 304,747 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kevin J. Hanigan | Mgmt | For | For | For | |||||
1.2 | Elect Director William T. Luedke, IV | Mgmt | For | For | For | |||||
1.3 | Elect Director Perry Mueller, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Harrison Stafford, II | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Prosperity Bancshares, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.5 | Elect Director Bruce W. Hunt | Mgmt | For | For | For | |||||
1.6 | Elect Director George A. Fisk | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
AMN Healthcare Services, Inc.
Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 001744101 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AMN | |||||
Shares Voted: | 573,289 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Mark G. Foletta | Mgmt | For | For | For | |||||
1b | Elect Director Teri G. Fontenot | Mgmt | For | For | For | |||||
1c | Elect Director R. Jeffrey Harris | Mgmt | For | For | For | |||||
1d | Elect Director Michael M.E. Johns | Mgmt | For | For | For | |||||
1e | Elect Director Daphne E. Jones | Mgmt | For | For | For | |||||
1f | Elect Director Martha H. Marsh | Mgmt | For | For | For | |||||
1g | Elect Director Susan R. Salka | Mgmt | For | For | For | |||||
1h | Elect Director Douglas D. Wheat | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | SH | Against | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Coherent, Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 192479103 | |||||
Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COHR | |||||
Shares Voted: | 227,097 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jay T. Flatley | Mgmt | For | For | For | |||||
1b | Elect Director Pamela Fletcher | Mgmt | For | For | For | |||||
1c | Elect Director Andreas (Andy) W. Mattes | Mgmt | For | For | For | |||||
1d | Elect Director Beverly Kay Matthews | Mgmt | For | For | For | |||||
1e | Elect Director Michael R. McMullen | Mgmt | For | For | �� | For | ||||
1f | Elect Director Garry W. Rogerson | Mgmt | For | For | For | |||||
1g | Elect Director Steve Skaggs | Mgmt | For | For | For | |||||
1h | Elect Director Sandeep Vij | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Crane Co.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 224399105 | |||||
Record Date: | 02/28/2020 | Meeting Type: | Annual | Ticker: | CR | |||||
Shares Voted: | 413,047 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Martin R. Benante | Mgmt | For | For | For | |||||
1.2 | Elect Director Donald G. Cook | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Dinkins | Mgmt | For | For | For | |||||
1.4 | Elect Director Ronald C. Lindsay | Mgmt | For | For | For | |||||
1.5 | Elect Director Ellen McClain | Mgmt | For | For | For | |||||
1.6 | Elect Director Charles G. McClure, Jr. | Mgmt | For | For | For | |||||
1.7 | Elect Director Max H. Mitchell | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Crane Co.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director Jennifer M. Pollino | Mgmt | For | For | For | |||||
1.9 | Elect Director James L. L. Tullis | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Paycom Software, Inc.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 70432V102 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PAYC | |||||
Shares Voted: | 63,807 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Janet B. Haugen | Mgmt | For | Refer | For | |||||
1.2 | Elect Director J.C. Watts, Jr. | Mgmt | For | Refer | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
TopBuild Corp.
Meeting Date: | 04/27/2020 | Country: | USA | Primary Security ID: | 89055F103 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BLD | |||||
Shares Voted: | 187,980 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Alec C. Covington | Mgmt | For | For | For | |||||
1b | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
1c | Elect Director Carl T. Camden | Mgmt | For | For | For | |||||
1d | Elect Director Joseph S. Cantie | Mgmt | For | For | For | |||||
1e | Elect Director Tina M. Donikowski | Mgmt | For | For | For | |||||
1f | Elect Director Mark A. Petrarca | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
TopBuild Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1g | Elect Director Nancy M. Taylor | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Pool Corporation
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 73278L105 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | POOL | |||||
Shares Voted: | 68,016 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Peter D. Arvan | Mgmt | For | For | For | |||||
1b | Elect Director Andrew W. Code | Mgmt | For | For | For | |||||
1c | Elect Director Timothy M. Graven | Mgmt | For | For | For | |||||
1d | Elect Director Debra S. Oler | Mgmt | For | For | For | |||||
1e | Elect Director Manuel J. Perez de la Mesa | Mgmt | For | For | For | |||||
1f | Elect Director Harlan F. Seymour | Mgmt | For | For | For | |||||
1g | Elect Director Robert C. Sledd | Mgmt | For | For | For | |||||
1h | Elect Director John E. Stokely | Mgmt | For | For | For | |||||
1i | Elect Director David G. Whalen | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Trex Company, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 89531P105 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | TREX | |||||
Shares Voted: | 133,709 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Jay M. Gratz | Mgmt | For | For | For | |||||
1.2 | Elect Director Kristine L. Juster | Mgmt | For | For | For | |||||
1.3 | Elect Director Ronald W. Kaplan | Mgmt | For | For | For | |||||
1.4 | Elect Director Gerald Volas | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vericel Corporation
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 92346J108 | |||||
Record Date: | 03/05/2020 | Meeting Type: | Annual | Ticker: | VCEL | |||||
Shares Voted: | 2,247,369 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert L. Zerbe | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Alan L. Rubino | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Heidi Hagen | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Steven C. Gilman | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Kevin E. McLaughlin | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Paul K. Wotton | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director Dominick C. Colangelo | Mgmt | For | Refer | Withhold | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Tactile Systems Technology, Inc.
Meeting Date: | 05/04/2020 | Country: | USA | Primary Security ID: | 87357P100 | |||||
Record Date: | 03/10/2020 | Meeting Type: | Annual | Ticker: | TCMD | |||||
Shares Voted: | 694,005 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William W. Burke | Mgmt | For | For | For | |||||
1.2 | Elect Director Raymond O. Huggenberger | Mgmt | For | For | For | |||||
1.3 | Elect Director Gerald R. Mattys | Mgmt | For | For | For | |||||
1.4 | Elect Director Richard J. Nigon | Mgmt | For | For | For | |||||
1.5 | Elect Director Cheryl Pegus | Mgmt | For | For | For | |||||
1.6 | Elect Director Kevin H. Roche | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter H. Soderberg | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Pluralsight, Inc.
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 72941B106 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | PS | |||||
Shares Voted: | 1,426,401 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Arne Duncan | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Leah Johnson | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Frederick Onion | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Karenann Terrell | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Gray Television, Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 389375106 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | GTN | |||||
Shares Voted: | 759,456 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Hilton H. Howell, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Director Howell W. Newton | Mgmt | For | For | For | |||||
1.3 | Elect Director Richard L. Boger | Mgmt | For | For | For | |||||
1.4 | Elect Director T. L. (Gene) Elder | Mgmt | For | For | For | |||||
1.5 | Elect Director Luis A. Garcia | Mgmt | For | For | For | |||||
1.6 | Elect Director Richard B. Hare | Mgmt | For | For | For | |||||
1.7 | Elect Director Robin R. Howell | Mgmt | For | For | For | |||||
1.8 | Elect Director Donald P. (Pat) LaPlatney | Mgmt | For | For | For | |||||
1.9 | Elect Director Paul H. McTear | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify RSM US LLP as Auditors | Mgmt | For | For | For |
LPL Financial Holdings Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 50212V100 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | LPLA | |||||
Shares Voted: | 450,301 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Dan H. Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Edward C. Bernard | Mgmt | For | For | For | |||||
1c | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
1d | Elect Director William F. Glavin, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Allison H. Mnookin | Mgmt | For | For | For | |||||
1f | Elect Director Anne M. Mulcahy | Mgmt | For | For | For | |||||
1g | Elect Director James S. Putnam | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
LPL Financial Holdings Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Richard P. Schifter | Mgmt | For | For | For | |||||
1i | Elect Director Corey E. Thomas | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Air Transport Services Group, Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 00922R105 | |||||
Record Date: | 03/12/2020 | Meeting Type: | Annual | Ticker: | ATSG | |||||
Shares Voted: | 1,550,933 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard M. Baudouin | Mgmt | For | For | For | |||||
1b | Elect Director Richard F. Corrado | Mgmt | For | For | For | |||||
1c | Elect Director Joseph C. Hete | Mgmt | For | For | For | |||||
1d | Elect Director Raymond E. Johns, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director Laura J. Peterson | Mgmt | For | For | For | |||||
1f | Elect Director Randy D. Rademacher | Mgmt | For | For | For | |||||
1g | Elect Director J. Christopher Teets | Mgmt | For | For | For | |||||
1h | Elect Director Jeffrey J. Vorholt | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Community Healthcare Trust Incorporated
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 20369C106 | |||||
Record Date: | 03/06/2020 | Meeting Type: | Annual | Ticker: | CHCT | |||||
Shares Voted: | 168,244 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Alan Gardner | Mgmt | For | For | For | |||||
1.2 | Elect Director Claire Gulmi | Mgmt | For | For | For | |||||
1.3 | Elect Director Robert Hensley | Mgmt | For | For | For | |||||
1.4 | Elect Director Lawrence Van Horn | Mgmt | For | For | For | |||||
1.5 | Elect Director Timothy Wallace | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | For |
Fox Factory Holding Corp.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 35138V102 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | FOXF | |||||
Shares Voted: | 427,319 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Dudley W. Mendenhall | Mgmt | For | For | For | |||||
1.2 | Elect Director Elizabeth A. Fetter | Mgmt | For | For | For | |||||
2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Hilton Grand Vacations Inc.
Meeting Date: | 05/07/2020 | Country: | USA | Primary Security ID: | 43283X105 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | HGV | |||||
Shares Voted: | 544,008 |
Proposal | Proposal Text | Proponent | Mgmt Rec | �� | Voting Policy Rec | Vote Instruction | ||||
1.1 | Elect Director Mark D. Wang | Mgmt | For | For | For | |||||
1.2 | Elect Director Leonard A. Potter | Mgmt | For | For | For | |||||
1.3 | Elect Director Brenda J. Bacon | Mgmt | For | For | For | |||||
1.4 | Elect Director David W. Johnson | Mgmt | For | For | For | |||||
1.5 | Elect Director Mark H. Lazarus | Mgmt | For | For | For | |||||
1.6 | Elect Director Pamela H. Patsley | Mgmt | For | For | For | |||||
1.7 | Elect Director Paul W. Whetsell | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
The Brink’s Company
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 109696104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BCO | |||||
Shares Voted: | 560,014 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kathie J. Andrade | Mgmt | For | For | For | |||||
1.2 | Elect Director Paul G. Boynton | Mgmt | For | For | For | |||||
1.3 | Elect Director Ian D. Clough | Mgmt | For | For | For | |||||
1.4 | Elect Director Susan E. Docherty | Mgmt | For | For | For | |||||
1.5 | Elect Director Reginald D. Hedgebeth | Mgmt | For | For | For | |||||
1.6 | Elect Director Dan R. Henry - Withdrawn | Mgmt | ||||||||
1.7 | Elect Director Michael J. Herling | Mgmt | For | For | For | |||||
1.8 | Elect Director Douglas A. Pertz | Mgmt | For | For | For | |||||
1.9 | Elect Director George I. Stoeckert | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
The Timken Company
Meeting Date: | 05/08/2020 | Country: | USA | Primary Security ID: | 887389104 | |||||
Record Date: | 02/21/2020 | Meeting Type: | Annual | Ticker: | TKR | |||||
Shares Voted: | 663,509 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Maria A. Crowe | Mgmt | For | For | For | |||||
1.2 | Elect Director Elizabeth A. Harrell | Mgmt | For | For | For | |||||
1.3 | Elect Director Richard G. Kyle | Mgmt | For | For | For | |||||
1.4 | Elect Director John A. Luke, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Christopher L. Mapes | Mgmt | For | For | For | |||||
1.6 | Elect Director James F. Palmer | Mgmt | For | For | For | |||||
1.7 | Elect Director Ajita G. Rajendra | Mgmt | For | For | For | |||||
1.8 | Elect Director Frank C. Sullivan | Mgmt | For | For | For | |||||
1.9 | Elect Director John M. Timken, Jr. | Mgmt | For | For | For | |||||
1.10 | Elect Director Ward J. Timken, Jr. | Mgmt | For | For | For | |||||
1.11 | Elect Director Jacqueline F. Woods | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Envestnet, Inc.
Meeting Date: | 05/13/2020 | Country: | USA | Primary Security ID: | 29404K106 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | ENV | |||||
Shares Voted: | 447,041 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Luis Aguilar | Mgmt | For | For | For | |||||
1.2 | Elect Director Ross Chapin | Mgmt | For | For | For | |||||
1.3 | Elect Director William Crager | Mgmt | For | For | For | |||||
1.4 | Elect Director James Fox | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Envestnet, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | �� | Mgmt | For | For | For | ||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
John Bean Technologies Corporation
Meeting Date: | 05/15/2020 | Country: | USA | Primary Security ID: | 477839104 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | JBT | |||||
Shares Voted: | 463,588 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Barbara L. Brasier | Mgmt | For | For | For | |||||
1b | Elect Director Thomas W. Giacomini | Mgmt | For | For | For | |||||
1c | Elect Director Polly B. Kawalek | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
Five9, Inc.
Meeting Date: | 05/18/2020 | Country: | USA | Primary Security ID: | 338307101 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | FIVN | |||||
Shares Voted: | 829,112 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kimberly Alexy | Mgmt | For | Refer | For | |||||
1.2 | Elect Director Michael Burkland | Mgmt | For | Refer | For | |||||
1.3 | Elect Director Robert Zollars | Mgmt | For | Refer | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Knight-Swift Transportation Holdings Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 499049104 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | KNX | |||||
Shares Voted: | 1,127,327 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David Jackson | Mgmt | For | For | For | |||||
1.2 | Elect Director Kevin Knight | Mgmt | For | For | For | |||||
1.3 | Elect Director Roberta Roberts Shank | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Enphase Energy, Inc.
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 29355A107 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | ENPH | |||||
Shares Voted: | 636,819 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Benjamin Kortlang | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard S. Mora | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
4 | Report on Sustainability | SH | Against | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Omnicell, Inc.
Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 68213N109 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | OMCL | |||||
Shares Voted: | 386,149 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Joanne B. Bauer | Mgmt | For | For | For | |||||
1.2 | Elect Director Robin G. Seim | Mgmt | For | For | For | |||||
1.3 | Elect Director Sara J. White | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Varonis Systems, Inc.
Meeting Date: | 05/26/2020 | Country: | USA | Primary Security ID: | 922280102 | |||||
Record Date: | 04/06/2020 | Meeting Type: | Annual | Ticker: | VRNS | |||||
Shares Voted: | 578,846 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Yakov Faitelson | Mgmt | For | For | For | |||||
1.2 | Elect Director Ohad Korkus | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas F. Mendoza | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For |
HMS Holdings Corp.
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 40425J101 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | HMSY | |||||
Shares Voted: | 1,246,523 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Katherine Baicker | Mgmt | For | For | For | |||||
1b | Elect Director Robert Becker | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
HMS Holdings Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director Craig R. Callen | Mgmt | For | For | For | |||||
1d | Elect Director William C. Lucia | Mgmt | For | For | For | |||||
1e | Elect Director William F. Miller, III | Mgmt | For | For | For | |||||
1f | Elect Director Jeffrey A. Rideout | Mgmt | For | For | For | |||||
1g | Elect Director Ellen A. Rudnick | Mgmt | For | For | For | |||||
1h | Elect Director Bart M. Schwartz | Mgmt | For | For | For | |||||
1i | Elect Director Richard H. Stowe | Mgmt | For | For | For | |||||
1j | Elect Director Cora M. Tellez | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Seacoast Banking Corporation of Florida
Meeting Date: | 05/27/2020 | Country: | USA | Primary Security ID: | 811707801 | |||||
Record Date: | 03/30/2020 | Meeting Type: | Annual | Ticker: | SBCF | |||||
Shares Voted: | 1,035,051 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Julie H. Daum | Mgmt | For | For | For | |||||
1.2 | Elect Director Dennis S. Hudson, III | Mgmt | For | For | For | |||||
1.3 | Elect Director Alvaro J. Monserrat | Mgmt | For | For | For | |||||
2 | Ratify Crowe LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Installed Building Products, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 45780R101 | |||||
Record Date: | 04/02/2020 | Meeting Type: | Annual | Ticker: | IBP | |||||
Shares Voted: | 612,342 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael T. Miller | Mgmt | For | For | For | |||||
1.2 | Elect Director Vikas Verma | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Teladoc Health, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 87918A105 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | TDOC | |||||
Shares Voted: | 290,166 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Helen Darling | Mgmt | For | For | For | |||||
1.2 | Elect Director William H. Frist | Mgmt | For | For | For | |||||
1.3 | Elect Director Michael Goldstein | Mgmt | For | For | For | |||||
1.4 | Elect Director Jason Gorevic | Mgmt | For | For | For | |||||
1.5 | Elect Director Catherine A. Jacobson | Mgmt | For | For | For | |||||
1.6 | Elect Director Thomas G. McKinley | Mgmt | For | For | For | |||||
1.7 | Elect Director Kenneth H. Paulus | Mgmt | For | For | For | |||||
1.8 | Elect Director David Shedlarz | Mgmt | For | For | For | |||||
1.9 | Elect Director Mark Douglas Smith | Mgmt | For | For | For | |||||
1.10 | Elect Director David B. Snow, Jr. | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Insulet Corporation
Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 45784P101 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | PODD | |||||
Shares Voted: | 226,623 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sally W. Crawford | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael R. Minogue | Mgmt | For | For | For | |||||
1.3 | Elect Director Corinne H. Nevinny | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Clean Harbors, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 184496107 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | CLH | |||||
Shares Voted: | 515,918 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Eugene Banucci | Mgmt | For | For | For | |||||
1.2 | Elect Director Edward G. Galante | Mgmt | For | For | For | |||||
1.3 | Elect Director Thomas J. Shields | Mgmt | For | For | For | |||||
1.4 | Elect Director John R. Welch | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Nexstar Media Group, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 65336K103 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | NXST | |||||
Shares Voted: | 545,101 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Dennis A. Miller | Mgmt | For | For | Withhold |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Nexstar Media Group, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.2 | Elect Director John R. Muse | Mgmt | For | For | For | |||||
1.3 | Elect Director I. Martin Pompadur | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Penumbra, Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 70975L107 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | PEN | |||||
Shares Voted: | 188,138 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Arani Bose | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Bridget O’Rourke | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Surbhi Sarna | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
FirstCash, Inc.
Meeting Date: | 06/04/2020 | Country: | USA | Primary Security ID: | 33767D105 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | FCFS | |||||
Shares Voted: | 131,603 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Daniel E. Berce | Mgmt | For | For | For | |||||
1b | Elect Director Mikel D. Faulkner | Mgmt | For | For | For | |||||
1c | Elect Director Randel G. Owen | Mgmt | For | For | For | |||||
2 | Ratify RSM US LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Veracyte, Inc.
Meeting Date: | 06/05/2020 | Country: | USA | Primary Security ID: | 92337F107 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | VCYT | |||||
Shares Voted: | 510,837 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Bonnie H. Anderson | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert S. Epstein | Mgmt | For | For | For | |||||
1.3 | Elect Director Evan Jones | Mgmt | For | For | For | |||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Digital Realty Trust, Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 253868103 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | DLR | |||||
Shares Voted: | 270,132 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Laurence A. Chapman | Mgmt | For | For | For | |||||
1b | Elect Director Alexis Black Bjorlin | Mgmt | For | For | For | |||||
1c | Elect Director Michael A. Coke | Mgmt | For | Refer | Against | |||||
1d | Elect Director VeraLinn “Dash” Jamieson | Mgmt | For | For | For | |||||
1e | Elect Director Kevin J. Kennedy | Mgmt | For | For | For | |||||
1f | Elect Director William G. LaPerch | Mgmt | For | Refer | Against | |||||
1g | Elect Director Jean F.H.P. Mandeville | Mgmt | For | For | For | |||||
1h | Elect Director Afshin Mohebbi | Mgmt | For | For | For | |||||
1i | Elect Director Mark R. Patterson | Mgmt | For | For | For | |||||
1j | Elect Director Mary Hogan Preusse | Mgmt | For | Refer | Against | |||||
1k | Elect Director A. William Stein | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Digital Realty Trust, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Wingstop Inc.
Meeting Date: | 06/08/2020 | Country: | USA | Primary Security ID: | 974155103 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | WING | |||||
Shares Voted: | 531,020 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Lynn Crump-Caine | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Wesley S. McDonald | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
4 | Amend Certificate of Incorporation to Remove Certain Provisions | Mgmt | For | For | For |
eHealth, Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 28238P109 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | EHTH | |||||
Shares Voted: | 327,760 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Andrea C. Brimmer | Mgmt | For | For | For | |||||
1.2 | Elect Director Beth A. Brooke | Mgmt | For | For | For | |||||
1.3 | Elect Director Randall S. Livingston | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Monarch Casino & Resort, Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 609027107 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | MCRI | |||||
Shares Voted: | 242,766 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director John Farahi | Mgmt | For | Refer | Against | |||||
1.2 | Elect Director Craig F. Sullivan | Mgmt | For | For | For | |||||
1.3 | Elect Director Paul Andrews | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Q2 Holdings, Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 74736L109 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | QTWO | |||||
Shares Voted: | 515,302 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | For | |||||
1.2 | Elect Director Charles T. Doyle | Mgmt | For | For | For | |||||
1.3 | Elect Director Carl James Schaper | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
NovoCure Limited
Meeting Date: | 06/10/2020 | Country: | Jersey | Primary Security ID: | G6674U108 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | NVCR | |||||
Shares Voted: | 220,019 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director Jeryl Hilleman | Mgmt | For | For | For | |||||
1B | Elect Director David T. Hung | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
NovoCure Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1C | Elect Director Kinyip Gabriel Leung | Mgmt | For | For | For | |||||
1D | Elect Director Martin J. Madden | Mgmt | For | For | For | |||||
1E | Elect Director Sherilyn D. McCoy | Mgmt | For | For | For | |||||
2 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
PTC Therapeutics, Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 69366J200 | |||||
Record Date: | 04/17/2020 | Meeting Type: | Annual | Ticker: | PTCT | |||||
Shares Voted: | 80,351 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Stephanie S. Okey | Mgmt | For | For | For | |||||
1.2 | Elect Director Stuart W. Peltz | Mgmt | For | For | For | |||||
1.3 | Elect Director Jerome B. Zeldis | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
SeaWorld Entertainment, Inc.
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 81282V100 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | SEAS | |||||
Shares Voted: | 1,177,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Ronald Bension | Mgmt | For | For | For | |||||
1b | Elect Director James Chambers | Mgmt | For | For | For | |||||
1c | Elect Director William Gray | Mgmt | For | For | For | |||||
1d | Elect Director Charles Koppelman | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
SeaWorld Entertainment, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Yoshikazu Maruyama | Mgmt | For | For | For | |||||
1f | Elect Director Thomas E. Moloney | Mgmt | For | For | For | |||||
1g | Elect Director Neha Jogani Narang | Mgmt | For | For | For | |||||
1h | Elect Director Scott I. Ross | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
EVO Payments, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 26927E104 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | EVOP | |||||
Shares Voted: | 957,257 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Laura M. Miller | Mgmt | For | For | For | |||||
1.2 | Elect Director Gregory S. Pope | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Matthew W. Raino | Mgmt | For | Refer | Withhold | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
LHC Group, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 50187A107 | |||||
Record Date: | 04/14/2020 | Meeting Type: | Annual | Ticker: | LHCG | |||||
Shares Voted: | 258,470 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Jonathan Goldberg | Mgmt | For | For | For | |||||
1.2 | Elect Director Clifford S. Holtz | Mgmt | For | For | For | |||||
1.3 | Elect Director W.J. ‘Billy’ Tauzin | Mgmt | For | For | For | |||||
1.4 | Elect Director Brent Turner | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Monolithic Power Systems, Inc.
Meeting Date: | 06/11/2020 | Country: | USA | Primary Security ID: | 609839105 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | MPWR | |||||
Shares Voted: | 260,160 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Victor K. Lee | Mgmt | For | Withhold | Withhold | |||||
1.2 | Elect Director James C. Moyer | Mgmt | For | Withhold | Withhold | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Proofpoint, Inc.
Meeting Date: | 06/12/2020 | Country: | USA | Primary Security ID: | 743424103 | |||||
Record Date: | 04/15/2020 | Meeting Type: | Annual | Ticker: | PFPT | |||||
Shares Voted: | 441,432 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Jonathan Feiber | Mgmt | For | For | For | |||||
1b | Elect Director Kevin Harvey | Mgmt | For | For | For | |||||
1c | Elect Director Leyla Seka | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
PGT Innovations, Inc.
Meeting Date: | 06/15/2020 | Country: | USA | Primary Security ID: | 69336V101 | |||||
Record Date: | 04/27/2020 | Meeting Type: | Annual | Ticker: | PGTI | |||||
Shares Voted: | 729,879 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Brett N. Milgrim | Mgmt | For | For | For | |||||
1.2 | Elect Director Richard D. Feintuch | Mgmt | For | For | For | |||||
1.3 | Elect Director Jeffrey T. Jackson | Mgmt | For | For | For | |||||
1.4 | Elect Director Frances Powell Hawes | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
CareDx, Inc.
Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 14167L103 | |||||
Record Date: | 04/21/2020 | Meeting Type: | Annual | Ticker: | CDNA | |||||
Shares Voted: | 1,442,403 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael D. Goldberg | Mgmt | For | Refer | Withhold | |||||
1b | Elect Director Peter Maag | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
CareDx, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against |
HubSpot, Inc.
Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 443573100 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | HUBS | |||||
Shares Voted: | 124,445 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Julie Herendeen | Mgmt | For | Refer | Against | |||||
1b | Elect Director Michael Simon | Mgmt | For | Refer | Against | |||||
1c | Elect Director Jay Simons | Mgmt | For | Refer | Against | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Nomad Foods Limited
Meeting Date: | 06/17/2020 | Country: | Virgin Isl (UK) | Primary Security ID: | G6564A105 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | NOMD | |||||
Shares Voted: | 1,721,658 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Martin Ellis Franklin | Mgmt | For | For | For | |||||
1.2 | Elect Director Noam Gottesman | Mgmt | For | For | For | |||||
1.3 | Elect Director Ian G.H. Ashken | Mgmt | For | For | For | |||||
1.4 | Elect Director Stefan Descheemaeker | Mgmt | For | For | For | |||||
1.5 | Elect Director Jeremy Isaacs | Mgmt | For | For | For | |||||
1.6 | Elect Director James E. Lillie | Mgmt | For | For | For | |||||
1.7 | Elect Director Stuart M. MacFarlane | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
Nomad Foods Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.8 | Elect Director Lord Myners of Truro | Mgmt | For | For | For | |||||
1.9 | Elect Director Victoria Parry | Mgmt | For | For | For | |||||
1.10 | Elect Director Simon White | Mgmt | For | For | For | |||||
1.11 | Elect Director Samy Zekhout | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Smartsheet Inc.
Meeting Date: | 06/17/2020 | Country: | USA | Primary Security ID: | 83200N103 | |||||
Record Date: | 04/20/2020 | Meeting Type: | Annual | Ticker: | SMAR | |||||
Shares Voted: | 582,747 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Geoffrey T. Barker | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Michael Gregoire | Mgmt | For | For | For | |||||
1.3 | Elect Director Matthew McIlwain | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director James N. White | Mgmt | For | Refer | Withhold | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
PetIQ, Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 71639T106 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | PETQ | |||||
Shares Voted: | 1,280,111 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Elect Director McCord Christensen | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
iRhythm Technologies, Inc.
Meeting Date: | 06/19/2020 | Country: | USA | Primary Security ID: | 450056106 | |||||
Record Date: | 04/28/2020 | Meeting Type: | Annual | Ticker: | IRTC | |||||
Shares Voted: | 218,565 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kevin M. King | Mgmt | For | For | For | |||||
1.2 | Elect Director Raymond W. Scott | Mgmt | For | Refer | Withhold | |||||
2 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
ACADIA Pharmaceuticals Inc.
Meeting Date: | 06/23/2020 | Country: | USA | Primary Security ID: | 004225108 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual | Ticker: | ACAD | |||||
Shares Voted: | 112,031 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director James M. Daly | Mgmt | For | For | For | |||||
1.2 | Elect Director Edmund P. Harrigan | Mgmt | For | For | For | |||||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
3 | Approve Non-Employee Director Compensation Policy | Mgmt | For | Refer | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 2 Ivy Small Cap Growth Fund
HealthEquity, Inc.
Meeting Date: | 06/25/2020 | Country: | USA | Primary Security ID: | 42226A107 | |||||
Record Date: | 05/04/2020 | Meeting Type: | Annual | Ticker: | HQY | |||||
Shares Voted: | 373,218 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Robert W. Selander | Mgmt | For | For | For | |||||
1.2 | Elect Director Jon Kessler | Mgmt | For | For | For | |||||
1.3 | Elect Director Stephen D. Neeleman | Mgmt | For | For | For | |||||
1.4 | Elect Director Frank A. Corvino | Mgmt | For | For | For | |||||
1.5 | Elect Director Adrian T. Dillon | Mgmt | For | For | For | |||||
1.6 | Elect Director Evelyn Dilsaver | Mgmt | For | For | For | |||||
1.7 | Elect Director Debra McCowan | Mgmt | For | For | For | |||||
1.8 | Elect Director Ian Sacks | Mgmt | For | For | For | |||||
1.9 | Elect Director Gayle Wellborn | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
IVY VALUE FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Dell Technologies Inc.
Meeting Date: | 07/09/2019 | Country: | USA | Primary Security ID: | 24703L202 | |||||
Record Date: | 05/13/2019 | Meeting Type: | Annual | Ticker: | DELL | |||||
Shares Voted: | 84,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael S. Dell | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director David W. Dorman | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Egon Durban | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director William D. Green | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Ellen J. Kullman | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Simon Patterson | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director Lynn M. Vojvodich | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For |
LyondellBasell Industries N.V.
Meeting Date: | 09/12/2019 | Country: | Netherlands | Primary Security ID: | N53745100 | |||||
Record Date: | 08/15/2019 | Meeting Type: | Special | Ticker: | LYB | |||||
Shares Voted: | 277,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
2 | Approve the Cancellation of Shares | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Parker-Hannifin Corporation
Meeting Date: | 10/23/2019 | Country: | USA | Primary Security ID: | 701094104 | |||||
Record Date: | 08/30/2019 | Meeting Type: | Annual | Ticker: | PH | |||||
Shares Voted: | 74,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Lee C. Banks | Mgmt | For | For | For | |||||
1.2 | Elect Director Robert G. Bohn | Mgmt | For | For | For | |||||
1.3 | Elect Director Linda S. Harty | Mgmt | For | For | For | |||||
1.4 | Elect Director Kevin A. Lobo | Mgmt | For | For | For | |||||
1.5 | Elect Director Candy M. Obourn | Mgmt | For | For | For | |||||
1.6 | Elect Director Joseph Scaminace | Mgmt | For | For | For | |||||
1.7 | Elect Director Ake Svensson | Mgmt | For | For | For | |||||
1.8 | Elect Director Laura K. Thompson | Mgmt | For | For | For | |||||
1.9 | Elect Director James R. Verrier | Mgmt | For | For | For | |||||
1.10 | Elect Director James L. Wainscott | Mgmt | For | For | For | |||||
1.11 | Elect Director Thomas L. Williams | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
5 | Require Independent Board Chairman | SH | Against | Refer | Against |
Lam Research Corporation
Meeting Date: | 11/05/2019 | Country: | USA | Primary Security ID: | 512807108 | |||||
Record Date: | 09/06/2019 | Meeting Type: | Annual | Ticker: | LRCX | |||||
Shares Voted: | 130,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Sohail U. Ahmed | Mgmt | For | For | For | |||||
1.2 | Elect Director Timothy M. Archer | Mgmt | For | For | For | |||||
1.3 | Elect Director Eric K. Brandt | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael R. Cannon | Mgmt | For | For | For | |||||
1.5 | Elect Director Youssef A. El-Mansy | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Lam Research Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.6 | Elect Director Catherine P. Lego | Mgmt | For | For | For | |||||
1.7 | Elect Director Bethany J. Mayer | Mgmt | For | For | For | |||||
1.8 | Elect Director Abhijit Y. Talwalkar | Mgmt | For | For | For | |||||
1.9 | Elect Director Lih Shyng (Rick L.) Tsai | Mgmt | For | For | For | |||||
1.10 | Elect Director Leslie F. Varon | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
BHP Group Limited
Meeting Date: | 11/07/2019 | Country: | Australia | Primary Security ID: | Q1498M100 | |||||
Record Date: | 09/13/2019 | Meeting Type: | Annual | Ticker: | BHP | |||||
Shares Voted: | 39,290 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Management Proposals | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Appoint Ernst & Young as Auditor of the Company | Mgmt | For | For | For | |||||
3 | Authorize the Risk and Audit Committee to Fix Remuneration of the Auditors | Mgmt | For | For | For | |||||
4 | Approve General Authority to Issue Shares in BHP Group Plc | Mgmt | For | For | For | |||||
5 | Approve General Authority to Issue Shares in BHP Group Plc for Cash | Mgmt | For | For | For | |||||
6 | Approve the Repurchase of Shares in BHP Group Plc | Mgmt | For | For | For | |||||
7 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
8 | Approve Remuneration Report for UK Law Purposes | Mgmt | For | Refer | For | |||||
9 | Approve Remuneration Report for Australian Law Purposes | Mgmt | For | Refer | For | |||||
10 | Approve the Grant of Awards to Andrew Mackenzie | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
BHP Group Limited
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
11 | Elect Ian Cockerill as Director | Mgmt | For | For | For | |||||
12 | Elect Susan Kilsby as Director | Mgmt | For | For | For | |||||
13 | Elect Terry Bowen as Director | Mgmt | For | For | For | |||||
14 | Elect Malcolm Broomhead as Director | Mgmt | For | For | For | |||||
15 | Elect Anita Frew as Director | Mgmt | For | For | For | |||||
16 | Elect Andrew Mackenzie as Director | Mgmt | For | For | For | |||||
17 | Elect Lindsay Maxsted as Director | Mgmt | For | For | For | |||||
18 | Elect John Mogford as Director | Mgmt | For | For | For | |||||
19 | Elect Shriti Vadera as Director | Mgmt | For | For | For | |||||
20 | Elect Ken MacKenzie as Director | Mgmt | For | For | For | |||||
Shareholder Proposals | Mgmt | |||||||||
21 | Amend Constitution of BHP Group Limited | SH | Against | Refer | Against | |||||
22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | SH | Against | Refer | Against |
Microsoft Corporation
Meeting Date: | 12/04/2019 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2019 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 151,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director William H. Gates, III | Mgmt | For | For | For | |||||
1.2 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.3 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.4 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.5 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.6 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.7 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.8 | Elect Director Charles W. Scharf | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Microsoft Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.9 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.11 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.12 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.13 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against | |||||
5 | Report on Gender Pay Gap | SH | Against | Against | Against |
AutoZone, Inc.
Meeting Date: | 12/18/2019 | Country: | USA | Primary Security ID: | 053332102 | |||||
Record Date: | 10/21/2019 | Meeting Type: | Annual | Ticker: | AZO | |||||
Shares Voted: | 16,330 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Douglas H. Brooks | Mgmt | For | For | For | |||||
1.2 | Elect Director Linda A. Goodspeed | Mgmt | For | For | For | |||||
1.3 | Elect Director Earl G. Graves, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Enderson Guimaraes | Mgmt | For | For | For | |||||
1.5 | Elect Director Michael M. Calbert | Mgmt | For | For | For | |||||
1.6 | Elect Director D. Bryan Jordan | Mgmt | For | For | For | |||||
1.7 | Elect Director Gale V. King | Mgmt | For | For | For | |||||
1.8 | Elect Director George R. Mrkonic, Jr. | Mgmt | For | For | For | |||||
1.9 | Elect Director William C. Rhodes, III | Mgmt | For | For | For | |||||
1.10 | Elect Director Jill A. Soltau | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Broadcom Inc.
Meeting Date: | 03/30/2020 | Country: | USA | Primary Security ID: | 11135F101 | |||||
Record Date: | 02/06/2020 | Meeting Type: | Annual | Ticker: | AVGO | |||||
Shares Voted: | 85,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Hock E. Tan | Mgmt | For | For | For | |||||
1b | Elect Director Henry Samueli | Mgmt | For | For | For | |||||
1c | Elect Director Eddy W. Hartenstein | Mgmt | For | For | For | |||||
1d | Elect Director Diane M. Bryant | Mgmt | For | For | For | |||||
1e | Elect Director Gayla J. Delly | Mgmt | For | For | For | |||||
1f | Elect Director Raul J. Fernandez | Mgmt | For | For | For | |||||
1g | Elect Director Check Kian Low | Mgmt | For | For | For | |||||
1h | Elect Director Justine F. Page | Mgmt | For | For | For | |||||
1i | Elect Director Harry L. You | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against |
Citigroup Inc.
Meeting Date: | 04/21/2020 | Country: | USA | Primary Security ID: | 172967424 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | C | |||||
Shares Voted: | 566,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Michael L. Corbat | Mgmt | For | For | For | |||||
1b | Elect Director Ellen M. Costello | Mgmt | For | For | For | |||||
1c | Elect Director Grace E. Dailey | Mgmt | For | For | For | |||||
1d | Elect Director Barbara J. Desoer | Mgmt | For | For | For | |||||
1e | Elect Director John C. Dugan | Mgmt | For | For | For | |||||
1f | Elect Director Duncan P. Hennes | Mgmt | For | For | For | |||||
1g | Elect Director Peter B. Henry | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Citigroup Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director S. Leslie Ireland | Mgmt | For | For | For | |||||
1i | Elect Director Lew W. (Jay) Jacobs, IV | Mgmt | For | For | For | |||||
1j | Elect Director Renee J. James | Mgmt | For | For | For | |||||
1k | Elect Director Gary M. Reiner | Mgmt | For | For | For | |||||
1l | Elect Director Diana L. Taylor | Mgmt | For | For | For | |||||
1m | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1n | Elect Director Deborah C. Wright | Mgmt | For | For | For | |||||
1o | Elect Director Alexander R. Wynaendts | Mgmt | For | For | For | |||||
1p | Elect Director Ernesto Zedillo Ponce de Leon | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
6 | Review on Governance Documents | SH | Against | Refer | Against | |||||
7 | Report on Lobbying Payments and Policy | SH | Against | Against | Against |
Bank of America Corporation
Meeting Date: | 04/22/2020 | Country: | USA | Primary Security ID: | 060505104 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | BAC | |||||
Shares Voted: | 1,601,190 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Sharon L. Allen | Mgmt | For | For | For | |||||
1b | Elect Director Susan S. Bies | Mgmt | For | For | For | |||||
1c | Elect Director Jack O. Bovender, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | For | |||||
1e | Elect Director Pierre J.P. de Weck | Mgmt | For | For | For | |||||
1f | Elect Director Arnold W. Donald | Mgmt | For | For | For | |||||
1g | Elect Director Linda P. Hudson | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Bank of America Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Monica C. Lozano | Mgmt | For | For | For | |||||
1i | Elect Director Thomas J. May | Mgmt | For | For | For | |||||
1j | Elect Director Brian T. Moynihan | Mgmt | For | For | For | |||||
1k | Elect Director Lionel L. Nowell, III | Mgmt | For | For | For | |||||
1l | Elect Director Denise L. Ramos | Mgmt | For | For | For | |||||
1m | Elect Director Clayton S. Rose | Mgmt | For | For | For | |||||
1n | Elect Director Michael D. White | Mgmt | For | For | For | |||||
1o | Elect Director Thomas D. Woods | Mgmt | For | For | For | |||||
1p | Elect Director R. David Yost | Mgmt | For | For | For | |||||
1q | Elect Director Maria T. Zuber | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Right | SH | Against | Against | Against | |||||
5 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
6 | Report on Gender Pay Gap | SH | Against | Against | Against | |||||
7 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | SH | Against | Refer | Against |
Eaton Corporation plc
Meeting Date: | 04/22/2020 | Country: | Ireland | Primary Security ID: | G29183103 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | ETN | |||||
Shares Voted: | 297,100 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Craig Arnold | Mgmt | For | For | For | |||||
1b | Elect Director Christopher M. Connor | Mgmt | For | For | For | |||||
1c | Elect Director Michael J. Critelli | Mgmt | For | For | For | |||||
1d | Elect Director Richard H. Fearon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Eaton Corporation plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Olivier Leonetti | Mgmt | For | For | For | |||||
1f | Elect Director Deborah L. McCoy | Mgmt | For | For | For | |||||
1g | Elect Director Silvio Napoli | Mgmt | For | For | For | |||||
1h | Elect Director Gregory R. Page | Mgmt | For | For | For | |||||
1i | Elect Director Sandra Pianalto | Mgmt | For | For | For | |||||
1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | For | |||||
1k | Elect Director Gerald B. Smith | Mgmt | For | For | For | |||||
1l | Elect Director Dorothy C. Thompson | Mgmt | For | For | For | |||||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
5 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |||||
6 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
7 | Authorize Share Repurchase of Issued Share Capital | Mgmt | For | For | For |
AGNC Investment Corp.
Meeting Date: | 04/23/2020 | Country: | USA | Primary Security ID: | 00123Q104 | |||||
Record Date: | 02/24/2020 | Meeting Type: | Annual | Ticker: | AGNC | |||||
Shares Voted: | 1,917,700 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Donna J. Blank | Mgmt | For | For | For | |||||
1.2 | Elect Director Morris A. Davis | Mgmt | For | For | For | |||||
1.3 | Elect Director John D. Fisk | Mgmt | For | For | For | |||||
1.4 | Elect Director Prue B. Larocca | Mgmt | For | For | For | |||||
1.5 | Elect Director Paul E. Mullings | Mgmt | For | For | For | |||||
1.6 | Elect Director Frances R. Spark | Mgmt | For | For | For | |||||
1.7 | Elect Director Gary D. Kain | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
AGNC Investment Corp.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
2 | Increase Authorized Common Stock | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Exelon Corporation
Meeting Date: | 04/28/2020 | Country: | USA | Primary Security ID: | 30161N101 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | EXC | |||||
Shares Voted: | 896,189 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Anthony Anderson | Mgmt | For | For | For | |||||
1b | Elect Director Ann Berzin | Mgmt | For | For | For | |||||
1c | Elect Director Laurie Brlas | Mgmt | For | For | For | |||||
1d | Elect Director Christopher M. Crane | Mgmt | For | For | For | |||||
1e | Elect Director Yves C. de Balmann | Mgmt | For | For | For | |||||
1f | Elect Director Nicholas DeBenedictis | Mgmt | For | For | For | |||||
1g | Elect Director Linda P. Jojo | Mgmt | For | For | For | |||||
1h | Elect Director Paul Joskow | Mgmt | For | For | For | |||||
1i | Elect Director Robert J. Lawless | Mgmt | For | For | For | |||||
1j | Elect Director John Richardson | Mgmt | For | For | For | |||||
1k | Elect Director Mayo Shattuck, III | Mgmt | For | For | For | |||||
1l | Elect Director John F. Young | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Ameriprise Financial, Inc.
Meeting Date: | 04/29/2020 | Country: | USA | Primary Security ID: | 03076C106 | |||||
Record Date: | 03/02/2020 | Meeting Type: | Annual | Ticker: | AMP | |||||
Shares Voted: | 170,276 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director James M. Cracchiolo | Mgmt | For | For | For | |||||
1b | Elect Director Dianne Neal Blixt | Mgmt | For | For | For | |||||
1c | Elect Director Amy DiGeso | Mgmt | For | For | For | |||||
1d | Elect Director Lon R. Greenberg | Mgmt | For | For | For | |||||
1e | Elect Director Jeffrey Noddle | Mgmt | For | For | For | |||||
1f | Elect Director Robert F. Sharpe, Jr. | Mgmt | For | For | For | |||||
1g | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
1h | Elect Director W. Edward Walter, III | Mgmt | For | For | For | |||||
1i | Elect Director Christopher J. Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Capital One Financial Corporation
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 14040H105 | |||||
Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | COF | |||||
Shares Voted: | 343,539 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Richard D. Fairbank | Mgmt | For | For | For | |||||
1b | Elect Director Aparna Chennapragada | Mgmt | For | For | For | |||||
1c | Elect Director Ann Fritz Hackett | Mgmt | For | For | For | |||||
1d | Elect Director Peter Thomas Killalea | Mgmt | For | For | For | |||||
1e | Elect Director Cornelis “Eli” Leenaars | Mgmt | For | For | For | |||||
1f | Elect Director Pierre E. Leroy | Mgmt | For | For | For | |||||
1g | Elect Director Francois Locoh-Donou | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Capital One Financial Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1h | Elect Director Peter E. Raskind | Mgmt | For | For | For | |||||
1i | Elect Director Eileen Serra | Mgmt | For | For | For | |||||
1j | Elect Director Mayo A. Shattuck, III | Mgmt | For | For | For | |||||
1k | Elect Director Bradford H. Warner | Mgmt | For | For | For | |||||
1l | Elect Director Catherine G. West | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
4 | Provide Right to Act by Written Consent | Mgmt | For | For | For | |||||
5 | Require Independent Board Chairman | SH | Against | Refer | For |
Valero Energy Corporation
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 91913Y100 | |||||
Record Date: | 03/04/2020 | Meeting Type: | Annual | Ticker: | VLO | |||||
Shares Voted: | 379,387 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1A | Elect Director H. Paulett Eberhart | Mgmt | For | For | For | |||||
1B | Elect Director Joseph W. Gorder | Mgmt | For | For | For | |||||
1C | Elect Director Kimberly S. Greene | Mgmt | For | For | For | |||||
1D | Elect Director Deborah P. Majoras | Mgmt | For | For | For | |||||
1E | Elect Director Eric D. Mullins | Mgmt | For | For | For | |||||
1F | Elect Director Donald L. Nickles | Mgmt | For | For | For | |||||
1G | Elect Director Philip J. Pfeiffer | Mgmt | For | For | For | |||||
1H | Elect Director Robert A. Profusek | Mgmt | For | For | For | |||||
1I | Elect Director Stephen M. Waters | Mgmt | For | For | For | |||||
1J | Elect Director Randall J. Weisenburger | Mgmt | For | For | For | |||||
1K | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Welltower Inc.
Meeting Date: | 04/30/2020 | Country: | USA | Primary Security ID: | 95040Q104 | |||||
Record Date: | 03/03/2020 | Meeting Type: | Annual | Ticker: | WELL | |||||
Shares Voted: | 409,259 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
1b | Elect Director Thomas J. DeRosa | Mgmt | For | For | For | |||||
1c | Elect Director Karen B. DeSalvo | Mgmt | For | For | For | |||||
1d | Elect Director Jeffrey H. Donahue | Mgmt | For | For | For | |||||
1e | Elect Director Sharon M. Oster | Mgmt | For | For | For | |||||
1f | Elect Director Sergio D. Rivera | Mgmt | For | For | For | |||||
1g | Elect Director Johnese M. Spisso | Mgmt | For | For | For | |||||
1h | Elect Director Kathryn M. Sullivan | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
HCA Healthcare, Inc.
Meeting Date: | 05/01/2020 | Country: | USA | Primary Security ID: | 40412C101 | |||||
Record Date: | 03/09/2020 | Meeting Type: | Annual | Ticker: | HCA | |||||
Shares Voted: | 233,009 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Thomas F. Frist, III | Mgmt | For | For | For | |||||
1b | Elect Director Samuel N. Hazen | Mgmt | For | For | For | |||||
1c | Elect Director Meg G. Crofton | Mgmt | For | For | For | |||||
1d | Elect Director Robert J. Dennis | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
HCA Healthcare, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1e | Elect Director Nancy-Ann DeParle | Mgmt | For | For | For | |||||
1f | Elect Director William R. Frist | Mgmt | For | For | For | |||||
1g | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Michael W. Michelson | Mgmt | For | For | For | |||||
1i | Elect Director Wayne J. Riley | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
6 | Provide Right to Act by Written Consent | SH | Against | For | For |
Evergy, Inc.
Meeting Date: | 05/05/2020 | Country: | USA | Primary Security ID: | 30034W106 | |||||
Record Date: | 02/25/2020 | Meeting Type: | Annual | Ticker: | EVRG | |||||
Shares Voted: | 178,200 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kirkland B. Andrews | Mgmt | For | For | For | |||||
1b | Elect Director Terry Bassham | Mgmt | For | For | For | |||||
1c | Elect Director Mollie Hale Carter | Mgmt | For | For | For | |||||
1d | Elect Director Richard L. Hawley | Mgmt | For | For | For | |||||
1e | Elect Director Thomas D. Hyde | Mgmt | For | For | For | |||||
1f | Elect Director B. Anthony Isaac | Mgmt | For | For | For | |||||
1g | Elect Director Paul M. Keglevic | Mgmt | For | For | For | |||||
1h | Elect Director Sandra A.J. Lawrence | Mgmt | For | For | For | |||||
1i | Elect Director Ann D. Murtlow | Mgmt | For | For | For | |||||
1j | Elect Director Sandra J. Price | Mgmt | For | For | For | |||||
1k | Elect Director Mark A. Ruelle | Mgmt | For | For | For | |||||
1l | Elect Director S. Carl Soderstrom, Jr. | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Evergy, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1m | Elect Director John Arthur Stall | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
GlaxoSmithKline Plc
Meeting Date: | 05/06/2020 | Country: | United Kingdom | Primary Security ID: | G3910J112 | |||||
Record Date: | 03/16/2020 | Meeting Type: | Annual | Ticker: | GSK | |||||
Shares Voted: | 672,141 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Remuneration Report | Mgmt | For | Refer | For | |||||
3 | Approve Remuneration Policy | Mgmt | For | Refer | For | |||||
4 | Elect Sir Jonathan Symonds as Director | Mgmt | For | For | For | |||||
5 | Elect Charles Bancroft as Director | Mgmt | For | For | For | |||||
6 | Re-elect Emma Walmsley as Director | Mgmt | For | For | For | |||||
7 | Re-elect Vindi Banga as Director | Mgmt | For | For | For | |||||
8 | Re-elect Dr Hal Barron as Director | Mgmt | For | For | For | |||||
9 | Re-elect Dr Vivienne Cox as Director | Mgmt | For | For | For | |||||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | |||||
11 | Re-elect Dr Laurie Glimcher as Director | Mgmt | For | For | For | |||||
12 | Re-elect Dr Jesse Goodman as Director | Mgmt | For | For | For | |||||
13 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |||||
14 | Re-elect Iain Mackay as Director | Mgmt | For | For | For | |||||
15 | Re-elect Urs Rohner as Director | Mgmt | For | For | For | |||||
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |||||
17 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
GlaxoSmithKline Plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |||||
19 | Authorise Issue of Equity | Mgmt | For | For | For | |||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For | |||||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |||||
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | Mgmt | For | Refer | For | |||||
24 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | Mgmt | For | For | For |
Philip Morris International Inc.
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718172109 | |||||
Record Date: | 03/13/2020 | Meeting Type: | Annual | Ticker: | PM | |||||
Shares Voted: | 501,866 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Andre Calantzopoulos | Mgmt | For | For | For | |||||
1b | Elect Director Louis C. Camilleri | Mgmt | For | For | For | |||||
1c | Elect Director Werner Geissler | Mgmt | For | For | For | |||||
1d | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1e | Elect Director Jennifer Li | Mgmt | For | For | For | |||||
1f | Elect Director Jun Makihara | Mgmt | For | For | For | |||||
1g | Elect Director Kalpana Morparia | Mgmt | For | For | For | |||||
1h | Elect Director Lucio A. Noto | Mgmt | For | For | For | |||||
1i | Elect Director Frederik Paulsen | Mgmt | For | For | For | |||||
1j | Elect Director Robert B. Polet | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers SA as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Phillips 66
Meeting Date: | 05/06/2020 | Country: | USA | Primary Security ID: | 718546104 | |||||
Record Date: | 03/11/2020 | Meeting Type: | Annual | Ticker: | PSX | |||||
Shares Voted: | 337,564 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Charles M. Holley | Mgmt | For | For | For | |||||
1b | Elect Director Glenn F. Tilton | Mgmt | For | For | For | |||||
1c | Elect Director Marna C. Whittington | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Risks of Gulf Coast Petrochemical Investments | SH | Against | Refer | For |
CVS Health Corporation
Meeting Date: | 05/14/2020 | Country: | USA | Primary Security ID: | 126650100 | |||||
Record Date: | 03/18/2020 | Meeting Type: | Annual | Ticker: | CVS | |||||
Shares Voted: | 585,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
1b | Elect Director C. David Brown, II | Mgmt | For | For | For | |||||
1c | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | For | |||||
1d | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | For | |||||
1e | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1f | Elect Director Roger N. Farah | Mgmt | For | For | For | |||||
1g | Elect Director Anne M. Finucane | Mgmt | For | For | For | |||||
1h | Elect Director Edward J. Ludwig | Mgmt | For | For | For | |||||
1i | Elect Director Larry J. Merlo | Mgmt | For | For | For | |||||
1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | For | |||||
1k | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1l | Elect Director William C. Weldon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
CVS Health Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1m | Elect Director Tony L. White | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Amend Shareholder Written Consent Provisions | SH | Against | Refer | Against | |||||
7 | Require Independent Board Chairman | SH | Against | Refer | Against |
nVent Electric plc
Meeting Date: | 05/15/2020 | Country: | Ireland | Primary Security ID: | G6700G107 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | NVT | |||||
Shares Voted: | 125,644 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Brian M. Baldwin *Withdrawn* | Mgmt | ||||||||
1b | Elect Director Jerry W. Burris | Mgmt | For | For | For | |||||
1c | Elect Director Susan M. Cameron | Mgmt | For | For | For | |||||
1d | Elect Director Michael L. Ducker | Mgmt | For | For | For | |||||
1e | Elect Director Randall J. Hogan | Mgmt | For | For | For | |||||
1f | Elect Director Ronald L. Merriman | Mgmt | For | For | For | |||||
1g | Elect Director Nicola T. Palmer | Mgmt | For | For | For | |||||
1h | Elect Director Herbert K. Parker | Mgmt | For | For | For | |||||
1i | Elect Director Beth A. Wozniak | Mgmt | For | For | For | |||||
1j | Elect Director Jacqueline Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
4 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
nVent Electric plc
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
5 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | Refer | For |
Amgen Inc.
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 031162100 | |||||
Record Date: | 03/20/2020 | Meeting Type: | Annual | Ticker: | AMGN | |||||
Shares Voted: | 137,416 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Wanda M. Austin | Mgmt | For | For | For | |||||
1b | Elect Director Robert A. Bradway | Mgmt | For | For | For | |||||
1c | Elect Director Brian J. Druker | Mgmt | For | For | For | |||||
1d | Elect Director Robert A. Eckert | Mgmt | For | For | For | |||||
1e | Elect Director Greg C. Garland | Mgmt | For | For | For | |||||
1f | Elect Director Fred Hassan | Mgmt | For | For | For | |||||
1g | Elect Director Charles M. Holley, Jr. | Mgmt | For | For | For | |||||
1h | Elect Director Tyler Jacks | Mgmt | For | For | For | |||||
1i | Elect Director Ellen J. Kullman | Mgmt | For | For | For | |||||
1j | Elect Director Ronald D. Sugar | Mgmt | For | For | For | |||||
1k | Elect Director R. Sanders Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Require Independent Board Chairman | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
The Allstate Corporation
Meeting Date: | 05/19/2020 | Country: | USA | Primary Security ID: | 020002101 | |||||
Record Date: | 03/20/2020 | Meeting Date: | Annual | Ticker: | ALL | |||||
Shares Voted: | 307,691 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Kermit R. Crawford | Mgmt | For | For | For | |||||
1b | Elect Director Michael L. Eskew | Mgmt | For | For | For | |||||
1c | Elect Director Margaret M. Keane | Mgmt | For | For | For | |||||
1d | Elect Director Siddharth N. (Bobby) Mehta | Mgmt | For | For | For | |||||
1e | Elect Director Jacques P. Perold | Mgmt | For | For | For | |||||
1f | Elect Director Andrea Redmond | Mgmt | For | For | For | |||||
1g | Elect Director Gregg M. Sherrill | Mgmt | For | For | For | |||||
1h | Elect Director Judith A. Sprieser | Mgmt | For | For | For | |||||
1i | Elect Director Perry M. Traquina | Mgmt | For | For | For | |||||
1j | Elect Director Thomas J. Wilson | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Graphic Packaging Holding Company
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 388689101 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | GPK | |||||
Shares Voted: | 923,629 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Michael P. Doss | Mgmt | For | For | For | |||||
1.2 | Elect Director Dean A. Scarborough | Mgmt | For | For | For | |||||
1.3 | Elect Director Larry M. Venturelli | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Northrop Grumman Corporation
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 666807102 | |||||
Record Date: | 03/24/2020 | Meeting Type: | Annual | Ticker: | NOC | |||||
Shares Voted: | 89,619 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | For | |||||
1.2 | Elect Director Marianne C. Brown | Mgmt | For | For | For | |||||
1.3 | Elect Director Donald E. Felsinger | Mgmt | For | For | For | |||||
1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | For | |||||
1.5 | Elect Director Bruce S. Gordon | Mgmt | For | For | For | |||||
1.6 | Elect Director William H. Hernandez | Mgmt | For | For | For | |||||
1.7 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | For | |||||
1.8 | Elect Director Karl J. Krapek | Mgmt | For | For | For | |||||
1.9 | Elect Director Gary Roughead | Mgmt | For | For | For | |||||
1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | For | |||||
1.11 | Elect Director James S. Turley | Mgmt | For | For | For | |||||
1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Human Rights Impact Assessment | SH | Against | For | For | |||||
5 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | Refer | Against |
Reinsurance Group of America, Incorporated
Meeting Date: | 05/20/2020 | Country: | USA | Primary Security ID: | 759351604 | |||||
Record Date: | 03/17/2020 | Meeting Type: | Annual | Ticker: | RGA | |||||
Shares Voted: | 155,339 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Pina Albo | Mgmt | For | For | For | |||||
1b | Elect Director Christine R. Detrick | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Reinsurance Group of America, Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1c | Elect Director J. Cliff Eason | Mgmt | For | For | For | |||||
1d | Elect Director John J. Gauthier | Mgmt | For | For | For | |||||
1e | Elect Director Anna Manning | Mgmt | For | For | For | |||||
1f | Elect Director Hazel M. McNeilage | Mgmt | For | For | For | |||||
1g | Elect Director Steven C. Van Wyk | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions | Mgmt | For | Refer | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Morgan Stanley
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 617446448 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | MS | |||||
Shares Voted: | 329,380 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Elizabeth Corley | Mgmt | For | For | For | |||||
1b | Elect Director Alistair Darling | Mgmt | For | For | For | |||||
1c | Elect Director Thomas H. Glocer | Mgmt | For | For | For | |||||
1d | Elect Director James P. Gorman | Mgmt | For | For | For | |||||
1e | Elect Director Robert H. Herz | Mgmt | For | For | For | |||||
1f | Elect Director Nobuyuki Hirano | Mgmt | For | For | For | |||||
1g | Elect Director Stephen J. Luczo | Mgmt | For | For | For | |||||
1h | Elect Director Jami Miscik | Mgmt | For | For | For | |||||
1i | Elect Director Dennis M. Nally | Mgmt | For | For | For | |||||
1j | Elect Director Takeshi Ogasawara | Mgmt | For | For | For | |||||
1k | Elect Director Hutham S. Olayan | Mgmt | For | For | For | |||||
1l | Elect Director Mary L. Schapiro | Mgmt | For | For | For | |||||
1m | Elect Director Perry M. Traquina | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Morgan Stanley
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1n | Elect Director Rayford Wilkins, Jr. | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Synchrony Financial
Meeting Date: | 05/21/2020 | Country: | USA | Primary Security ID: | 87165B103 | |||||
Record Date: | 03/26/2020 | Meeting Type: | Annual | Ticker: | SYF | |||||
Shares Voted: | 926,062 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Margaret M. Keane | Mgmt | For | For | For | |||||
1b | Elect Director Fernando Aguirre | Mgmt | For | For | For | |||||
1c | Elect Director Paget L. Alves | Mgmt | For | For | For | |||||
1d | Elect Director Arthur W. Coviello, Jr. | Mgmt | For | For | For | |||||
1e | Elect Director William W. Graylin | Mgmt | For | For | For | |||||
1f | Elect Director Roy A. Guthrie | Mgmt | For | For | For | |||||
1g | Elect Director Richard C. Hartnack | Mgmt | For | For | For | |||||
1h | Elect Director Jeffrey G. Naylor | Mgmt | For | For | For | |||||
1i | Elect Director Laurel J. Richie | Mgmt | For | For | For | |||||
1j | Elect Director Olympia J. Snowe | Mgmt | For | For | For | |||||
1k | Elect Director Ellen M. Zane | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
NXP Semiconductors N.V.
Meeting Date: | 05/27/2020 | Country: | Netherlands | Primary Security ID: | N6596X109 | |||||
Record Date: | 04/29/2020 | Meeting Type: | Annual | Ticker: | NXPI | |||||
Shares Voted: | 270,785 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Adopt Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board Members | Mgmt | For | For | For | |||||
3a | Elect Kurt Sievers as Executive Director | Mgmt | For | For | For | |||||
3b | Reelect Peter Bonfield as Non-Executive Director | Mgmt | For | For | For | |||||
3c | Reelect Kenneth A. Goldman as Non-Executive Director | Mgmt | For | For | For | |||||
3d | Reelect Josef Kaeser as Non-Executive Director | Mgmt | For | For | For | |||||
3e | Reelect Lena Olving as Non-Executive Director | Mgmt | For | For | For | |||||
3f | Reelect Peter Smitham as Non-Executive Director | Mgmt | For | For | For | |||||
3g | Reelect Julie Southern as Non-Executive Director | Mgmt | For | For | For | |||||
3h | Reelect Jasmin Staiblin as Non-Executive Director | Mgmt | For | For | For | |||||
3i | Reelect Gregory Summe as Non-Executive Director | Mgmt | For | For | For | |||||
3j | Reelect Karl-Henrik Sundstrom as Non-Executive Director | Mgmt | For | For | For | |||||
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | |||||
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Mgmt | For | For | For | |||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
7 | Approve Cancellation of Ordinary Shares | Mgmt | For | For | For | |||||
8 | Ratify Ernst & Young Accountants LLP as Auditors | Mgmt | For | For | For | |||||
9 | Approve Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board | Mgmt | For | Refer | For | |||||
10 | Amend Articles to Establish Quorum Requirement | Mgmt | For | Refer | For | |||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Fidelity National Information Services, Inc.
Meeting Date: | 05/28/2020 | Country: | USA | Primary Security ID: | 31620M106 | |||||
Record Date: | 04/01/2020 | Meeting Type: | Annual | Ticker: | FIS | |||||
Shares Voted: | 235,996 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Lee Adrean | Mgmt | For | For | For | |||||
1b | Elect Director Ellen R. Alemany | Mgmt | For | For | For | |||||
1c | Elect Director Lisa A. Hook | Mgmt | For | For | For | |||||
1d | Elect Director Keith W. Hughes | Mgmt | For | For | For | |||||
1e | Elect Director Gary L. Lauer | Mgmt | For | For | For | |||||
1f | Elect Director Gary A. Norcross | Mgmt | For | For | For | |||||
1g | Elect Director Louise M. Parent | Mgmt | For | For | For | |||||
1h | Elect Director Brian T. Shea | Mgmt | For | For | For | |||||
1i | Elect Director James B. Stallings, Jr. | Mgmt | For | For | For | |||||
1j | Elect Director Jeffrey E. Stiefler | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Lowe’s Companies, Inc.
Meeting Date: | 05/29/2020 | Country: | USA | Primary Security ID: | 548661107 | |||||
Record Date: | 03/23/2020 | Meeting Type: | Annual | Ticker: | LOW | |||||
Shares Voted: | 250,933 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Raul Alvarez | Mgmt | For | For | For | |||||
1.2 | Elect Director David H. Batchelder | Mgmt | For | For | For | |||||
1.3 | Elect Director Angela F. Braly | Mgmt | For | For | For | |||||
1.4 | Elect Director Sandra B. Cochran | Mgmt | For | For | For | |||||
1.5 | Elect Director Laurie Z. Douglas | Mgmt | For | For | For | |||||
1.6 | Elect Director Richard W. Dreiling | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Lowe’s Companies, Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.7 | Elect Director Marvin R. Ellison | Mgmt | For | For | For | |||||
1.8 | Elect Director Brian C. Rogers | Mgmt | For | For | For | |||||
1.9 | Elect Director Bertram L. Scott | Mgmt | For | For | For | |||||
1.10 | Elect Director Lisa W. Wardell | Mgmt | For | For | For | |||||
1.11 | Elect Director Eric C. Wiseman | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For |
Total SA
Meeting Date: | 05/29/2020 | Country: | France | Primary Security ID: | F92124100 | |||||
Record Date: | 04/24/2020 | Meeting Type: | Annual/Special | Ticker: | FP | |||||
Shares Voted: | 84,037 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program | Mgmt | For | For | For | |||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | Refer | For | |||||
6 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Total SA
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
7 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | |||||
8 | Reelect Mark Cutifani as Director | Mgmt | For | For | For | |||||
9 | Elect Jerome Contamine as Director | Mgmt | For | For | For | |||||
10 | Approve Compensation Report of Corporate Officers | Mgmt | For | Refer | For | |||||
11 | Approve Remuneration Policy of Directors | Mgmt | For | Refer | For | |||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | Mgmt | For | Refer | For | |||||
13 | Approve Remuneration Policy of Chairman and CEO | Mgmt | For | Refer | For | |||||
Extraordinary Business | Mgmt | |||||||||
14 | Approve Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly | Mgmt | For | Refer | For | |||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |||||
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | For | For | |||||
17 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million | Mgmt | For | Refer | For | |||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17 | Mgmt | For | For | For | |||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | |||||
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Refer | For | |||||
21 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | |||||
Shareholders Proposal | Mgmt | |||||||||
A | Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly | SH | Against | Against | Against |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Comcast Corporation
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 20030N101 | |||||
Record Date: | 04/03/2020 | Meeting Type: | Annual | Ticker: | CMCSA | |||||
Shares Voted: | 918,796 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director Kenneth J. Bacon | Mgmt | For | For | For | |||||
1.2 | Elect Director Madeline S. Bell | Mgmt | For | For | For | |||||
1.3 | Elect Director Naomi M. Bergman | Mgmt | For | For | For | |||||
1.4 | Elect Director Edward D. Breen | Mgmt | For | Refer | Withhold | |||||
1.5 | Elect Director Gerald L. Hassell | Mgmt | For | Refer | Withhold | |||||
1.6 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | For | |||||
1.7 | Elect Director Maritza G. Montiel | Mgmt | For | For | For | |||||
1.8 | Elect Director Asuka Nakahara | Mgmt | For | For | For | |||||
1.9 | Elect Director David C. Novak | Mgmt | For | Refer | Withhold | |||||
1.10 | Elect Director Brian L. Roberts | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditor | Mgmt | For | For | For | |||||
3 | Amend Stock Option Plan | Mgmt | For | Refer | For | |||||
4 | Amend Restricted Stock Plan | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | Against | |||||
6 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
7 | Require Independent Board Chair | SH | Against | Refer | For | |||||
8 | Report on Risks Posed by Failing to Prevent Sexual Harassment | SH | Against | Against | Against |
Walmart Inc.
Meeting Date: | 06/03/2020 | Country: | USA | Primary Security ID: | 931142103 | |||||
Record Date: | 04/09/2020 | Meeting Type: | Annual | Ticker: | WMT | |||||
Shares Voted: | 369,061 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Cesar Conde | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Walmart Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1b | Elect Director Timothy P. Flynn | Mgmt | For | For | For | |||||
1c | Elect Director Sarah J. Friar | Mgmt | For | For | For | |||||
1d | Elect Director Carla A. Harris | Mgmt | For | For | For | |||||
1e | Elect Director Thomas W. Horton | Mgmt | For | For | For | |||||
1f | Elect Director Marissa A. Mayer | Mgmt | For | For | For | |||||
1g | Elect Director C. Douglas McMillon | Mgmt | For | For | For | |||||
1h | Elect Director Gregory B. Penner | Mgmt | For | Refer | For | |||||
1i | Elect Director Steven S Reinemund | Mgmt | For | For | For | |||||
1j | Elect Director S. Robson Walton | Mgmt | For | For | For | |||||
1k | Elect Director Steuart L. Walton | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | |||||
5 | Report on Impacts of Single-Use Plastic Bags | SH | Against | For | For | |||||
6 | Report on Supplier Antibiotics Use Standards | SH | Against | Against | Against | |||||
7 | Adopt Policy to Include Hourly Associates as Director Candidates | SH | Against | Refer | Against | |||||
8 | Report on Strengthening Prevention of Workplace Sexual Harassment | SH | Against | For | For |
Omnicom Group Inc.
Meeting Date: | 06/09/2020 | Country: | USA | Primary Security ID: | 681919106 | |||||
Record Date: | 04/22/2020 | Meeting Type: | Annual | Ticker: | OMC | |||||
Shares Voted: | 403,285 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote Instruction | |||||
1.1 | Elect Director John D. Wren | Mgmt | For | For | For | |||||
1.2 | Elect Director Mary C. Choksi | Mgmt | For | For | For | |||||
1.3 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | For | |||||
1.4 | Elect Director Susan S. Denison | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Omnicom Group Inc.
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.5 | Elect Director Ronnie S. Hawkins | Mgmt | For | For | For | |||||
1.6 | Elect Director Deborah J. Kissire | Mgmt | For | For | For | |||||
1.7 | Elect Director Gracia C. Martore | Mgmt | For | For | For | |||||
1.8 | Elect Director Linda Johnson Rice | Mgmt | For | For | For | |||||
1.9 | Elect Director Valerie M. Williams | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Right | SH | Against | For | For |
Target Corporation
Meeting Date: | 06/10/2020 | Country: | USA | Primary Security ID: | 87612E106 | |||||
Record Date: | 04/13/2020 | Meeting Type: | Annual | Ticker: | TGT | |||||
Shares Voted: | 259,895 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | For | |||||
1b | Elect Director George S. Barrett | Mgmt | For | For | For | |||||
1c | Elect Director Brian C. Cornell | Mgmt | For | For | For | |||||
1d | Elect Director Calvin Darden | Mgmt | For | For | For | |||||
1e | Elect Director Robert L. Edwards | Mgmt | For | For | For | |||||
1f | Elect Director Melanie L. Healey | Mgmt | For | For | For | |||||
1g | Elect Director Donald R. Knauss | Mgmt | For | For | For | |||||
1h | Elect Director Monica C. Lozano | Mgmt | For | For | For | |||||
1i | Elect Director Mary E. Minnick | Mgmt | For | For | For | |||||
1j | Elect Director Kenneth L. Salazar | Mgmt | For | For | For | |||||
1k | Elect Director Dmitri L. Stockton | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): 66 Ivy Value Fund
Delta Air Lines, Inc.
Meeting Date: | 06/18/2020 | Country: | USA | Primary Security ID: | 247361702 | |||||
Record Date: | 04/30/2020 | Meeting Type: | Annual | Ticker: | DAL | |||||
Shares Voted: | 386,391 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Edward H. Bastian | Mgmt | For | For | For | |||||
1b | Elect Director Francis S. Blake | Mgmt | For | For | For | |||||
1c | Elect Director Ashton B. Carter | Mgmt | For | For | For | |||||
1d | Elect Director David G. DeWalt | Mgmt | For | For | For | |||||
1e | Elect Director William H. Easter, III | Mgmt | For | For | For | |||||
1f | Elect Director Christopher A. Hazleton | Mgmt | For | For | For | |||||
1g | Elect Director Michael P. Huerta | Mgmt | For | For | For | |||||
1h | Elect Director Jeanne P. Jackson | Mgmt | For | For | For | |||||
1i | Elect Director George N. Mattson | Mgmt | For | For | For | |||||
1j | Elect Director Sergio A. L. Rial | Mgmt | For | For | For | |||||
1k | Elect Director David S. Taylor | Mgmt | For | For | For | |||||
1l | Elect Director Kathy N. Waller | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Report on Climate Lobbying | SH | Against | For | For | |||||
6 | Report on Political Contributions | SH | Against | For | For | |||||
7 | Report on Sexual Harassment Policy | SH | Against | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IVY FUNDS | ||
(Registrant) | ||
By: | /s/ Philip A. Shipp | |
Philip A. Shipp, Assistant Secretary | ||
Date: August 31, 2020 | ||
By: | /s/ Philip J. Sanders | |
Philip J. Sanders, President and Principal Executive Officer | ||
Date: August 31, 2020 |