UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-6569
IVY FUNDS
(Exact Name as Specified in Charter)
100 Independence, 610 Market Street, Philadelphia, PA 19106-2354
(Address of Principal Executive Office) (Zip Code)
David F. Connor, Esq., 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (800) 523-1918
Date of fiscal year end: June 30
Date of reporting period: July 1, 2020 to June 30, 2021
DELAWARE IVY ACCUMULATIVE FUND
(prior to July 1, 2021, Ivy Accumulative Fund)
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
adidas AG
Meeting Date: | 08/11/2020 | Country: | Germany | Primary Security ID: | D0066B185 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | ADS | ||||||
Shares Voted: | 109,564 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | ||||||||
2 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For | |||||
4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For | |||||
5 | Amend Articles Re: Electronic Participation | Mgmt | For | Refer | For | |||||
6 | Elect Christian Klein to the Supervisory Board | Mgmt | For | For | For | |||||
7 | Ratify KPMG AG as Auditors for Fiscal 2020 | Mgmt | For | For | For |
Kornit Digital Ltd.
Meeting Date: | 08/12/2020 | Country: | Israel | Primary Security ID: | M6372Q113 | |||||
Record Date: | 07/02/2020 | Meeting Type: | Annual | Ticker: | KRNT | |||||
Shares Voted: | 647,625 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.a | Reelect Ofer Ben Zur as Director | Mgmt | For | For | For | |||||
1.b | Reelect Lauri Hanover as Director | Mgmt | For | For | For | |||||
1.c | Reelect Gabi Seligsohn as Director | Mgmt | For | For | For | |||||
2 | Relect Yehoshua (Shuki) Nir as Director | Mgmt | For | For | For | |||||
3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||||
4 | Approve Amended Compensation Policy for the Directors and Officers of the Company | Mgmt | For | Refer | For | |||||
5 | Approve Amended Compensation Package of Ronen Samuel, CEO | Mgmt | For | Refer | For | |||||
6 | Approve Compensation of All Current and Future Directors and Officers | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Kornit Digital Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
7 | Discuss Financial Statements and the Report of the Board | Mgmt | ||||||||
A | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Mgmt | None | Refer | For |
Take-Two Interactive Software, Inc.
Meeting Date: | 09/16/2020 | Country: | USA | Primary Security ID: | 874054109 | |||||
Record Date: | 07/20/2020 | Meeting Type: | Annual | Ticker: | TTWO | |||||
Shares Voted: | 208,408 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Strauss Zelnick | Mgmt | For | For | For | |||||
1.2 | Elect Director Michael Dornemann | Mgmt | For | For | For | |||||
1.3 | Elect Director J Moses | Mgmt | For | For | For | |||||
1.4 | Elect Director Michael Sheresky | Mgmt | For | For | For | |||||
1.5 | Elect Director LaVerne Srinivasan | Mgmt | For | For | For | |||||
1.6 | Elect Director Susan Tolson | Mgmt | For | For | For | |||||
1.7 | Elect Director Paul Viera | Mgmt | For | For | For | |||||
1.8 | Elect Director Roland Hernandez | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Darden Restaurants, Inc.
Meeting Date: | 09/23/2020 | Country: | USA | Primary Security ID: | 237194105 | |||||
Record Date: | 07/29/2020 | Meeting Type: | Annual | Ticker: | DRI | |||||
Shares Voted: | 402,803 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Darden Restaurants, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Margaret Shan Atkins | Mgmt | For | For | For | |||||
1.2 | Elect Director James P. Fogarty | Mgmt | For | For | For | |||||
1.3 | Elect Director Cynthia T. Jamison | Mgmt | For | For | For | |||||
1.4 | Elect Director Eugene I. Lee, Jr. | Mgmt | For | For | For | |||||
1.5 | Elect Director Nana Mensah | Mgmt | For | For | For | |||||
1.6 | Elect Director William S. Simon | Mgmt | For | For | For | |||||
1.7 | Elect Director Charles M. Sonsteby | Mgmt | For | For | For | |||||
1.8 | Elect Director Timothy J. Wilmott | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Analog Devices, Inc.
Meeting Date: | 10/08/2020 | Country: | USA | Primary Security ID: | 032654105 | |||||
Record Date: | 08/31/2020 | Meeting Type: | Special | Ticker: | ADI | |||||
Shares Voted: | 297,367 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | Refer | For | |||||
2 | Adjourn Meeting | Mgmt | For | Refer | For |
SelectQuote, Inc.
Meeting Date: | 10/27/2020 | Country: | USA | Primary Security ID: | 816307300 | |||||
Record Date: | 09/18/2020 | Meeting Type: | Annual | Ticker: | SLQT | |||||
Shares Voted: | 692,292 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Timothy “Tim” Danker | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
SelectQuote, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.2 | Elect Director Kavita Patel | Mgmt | For | For | For | |||||
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Microsoft Corporation
Meeting Date: | 12/02/2020 | Country: | USA | Primary Security ID: | 594918104 | |||||
Record Date: | 10/08/2020 | Meeting Type: | Annual | Ticker: | MSFT | |||||
Shares Voted: | 560,147 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Reid G. Hoffman | Mgmt | For | For | For | |||||
1.2 | Elect Director Hugh F. Johnston | Mgmt | For | For | For | |||||
1.3 | Elect Director Teri L. List-Stoll | Mgmt | For | For | For | |||||
1.4 | Elect Director Satya Nadella | Mgmt | For | For | For | |||||
1.5 | Elect Director Sandra E. Peterson | Mgmt | For | For | For | |||||
1.6 | Elect Director Penny S. Pritzker | Mgmt | For | For | For | |||||
1.7 | Elect Director Charles W. Scharf | Mgmt | For | For | For | |||||
1.8 | Elect Director Arne M. Sorenson | Mgmt | For | For | For | |||||
1.9 | Elect Director John W. Stanton | Mgmt | For | For | For | |||||
1.10 | Elect Director John W. Thompson | Mgmt | For | For | For | |||||
1.11 | Elect Director Emma N. Walmsley | Mgmt | For | For | For | |||||
1.12 | Elect Director Padmasree Warrior | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
4 | Report on Employee Representation on the Board of Directors | SH | Against | Refer | Against |
Intuit Inc.
Meeting Date: | 01/21/2021 | Country: | USA | Primary Security ID: | 461202103 | |||||
Record Date: | 11/23/2020 | Meeting Type: | Annual | Ticker: | INTU | |||||
Shares Voted: | 88,541 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Intuit Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Eve Burton | Mgmt | For | For | For | |||||
1b | Elect Director Scott D. Cook | Mgmt | For | For | For | |||||
1c | Elect Director Richard L. Dalzell | Mgmt | For | For | For | |||||
1d | Elect Director Sasan K. Goodarzi | Mgmt | For | For | For | |||||
1e | Elect Director Deborah Liu | Mgmt | For | For | For | |||||
1f | Elect Director Tekedra Mawakana | Mgmt | For | For | For | |||||
1g | Elect Director Suzanne Nora Johnson | Mgmt | For | For | For | |||||
1h | Elect Director Dennis D. Powell | Mgmt | For | For | For | |||||
1i | Elect Director Brad D. Smith | Mgmt | For | For | For | |||||
1j | Elect Director Thomas Szkutak | Mgmt | For | For | For | |||||
1k | Elect Director Raul Vazquez | Mgmt | For | For | For | |||||
1l | Elect Director Jeff Weiner | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Apple Inc.
Meeting Date: | 02/23/2021 | Country: | USA | Primary Security ID: | 037833100 | |||||
Record Date: | 12/28/2020 | Meeting Type: | Annual | Ticker: | AAPL | |||||
Shares Voted: | 1,113,899 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director James Bell | Mgmt | For | For | For | |||||
1b | Elect Director Tim Cook | Mgmt | For | For | For | |||||
1c | Elect Director Al Gore | Mgmt | For | For | For | |||||
1d | Elect Director Andrea Jung | Mgmt | For | For | For | |||||
1e | Elect Director Art Levinson | Mgmt | For | For | For | |||||
1f | Elect Director Monica Lozano | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Apple Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1g | Elect Director Ron Sugar | Mgmt | For | For | For | |||||
1h | Elect Director Sue Wagner | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Proxy Access Amendments | SH | Against | For | For | |||||
5 | Improve Principles of Executive Compensation Program | SH | Against | Refer | Against |
Sartorius Stedim Biotech SA
Meeting Date: | 03/24/2021 | Country: | France | Primary Security ID: | F8005V210 | |||||
Record Date: | 03/22/2021 | Meeting Type: | Annual/Special | Ticker: | DIM | |||||
Shares Voted: | 80,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Ordinary Business | Mgmt | |||||||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of EUR 0.68 per Share | Mgmt | For | For | For | |||||
4 | Approve Auditors’ Special Report on Related-Party Transactions | Mgmt | For | Refer | Against | |||||
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 313,800 | Mgmt | For | Refer | For | |||||
6 | Approve Compensation of Corporate Officers | Mgmt | For | Refer | For | |||||
7 | Approve Compensation of Joachim Kreuzburg, Chairman and CEO | Mgmt | For | Refer | Against | |||||
8 | Approve Remuneration Policy of Corporate Officers | Mgmt | For | Refer | Against | |||||
9 | Authorize Repurchase of Up to 0.10 Percent of Issued Share Capital | Mgmt | For | For | For | |||||
10 | Reelect Anne-Marie Graffin as Director | Mgmt | For | For | For | |||||
11 | Reelect Susan Dexter as Director | Mgmt | For | For | For | |||||
12 | Renew Appointment of KPMG as Auditor | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Sartorius Stedim Biotech SA
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
13 | Acknowledge End of Mandate of Salustro Reydel as Alternate Auditor and Decision to Neither Replace Nor Renew | Mgmt | For | For | For | |||||
14 | Authorize Filing of Required Documents/Other Formalities Extraordinary Business | Mgmt Mgmt | For | For | For | |||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||||
16 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Genmab A/S
Meeting Date: | 04/13/2021 | Country: | Denmark | Primary Security ID: | K3967W102 | |||||
Record Date: | 03/09/2021 | Meeting Type: | Annual | Ticker: | GMAB | |||||
Shares Voted: | 580,820 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Receive Report of Board | Mgmt | ||||||||
2 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | For | For | |||||
4 | Approve Remuneration Report (Advisory Vote) | Mgmt | For | Refer | For | |||||
5.a | Reelect Deirdre P. Connelly as Director | Mgmt | For | For | For | |||||
5.b | Reelect Pernille Erenbjerg as Director | Mgmt | For | For | For | |||||
5.c | Reelect Rolf Hoffmann as Director | Mgmt | For | For | For | |||||
5.d | Reelect Paolo Paoletti as Director | Mgmt | For | For | For | |||||
5.e | Reelect Jonathan Peacock as Director | Mgmt | For | For | For | |||||
5.f | Reelect Anders Gersel Pedersen as Director | Mgmt | For | For | For | |||||
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Genmab A/S
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
7.a | Approve Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 900,000 for Vice Chairman, and DKK 600,000 for Other Directors (if item 7.b is Approved); Approve Remuneration for Committee Work; Approve Meeting Fees | Mgmt | For | Refer | For | |||||
7.b | Amendment to Remuneration Policy for Board of Directors and Executive Management (base fee multiplier for Chair and Deputy Chair) | Mgmt | For | Refer | For | |||||
7.c | Adoption of amended Remuneration Policy for Board of Directors and Executive Management (certain other changes) | Mgmt | For | Refer | For | |||||
7.d | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
7.e | Approve Creation of DKK 5.5 Million Pool of Capital with Preemptive Rights; Approve Creation of DKK 5.5 Million Pool of Capital without Preemptive Rights; Maximum Increase in Share Capital under Both Authorizations up to DKK 5.5 Million | Mgmt | For | For | For | |||||
7.f | Approve Issuance of Warrants without Preemptive Rights; Approve Creation of DKK 750,000 Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |||||
7.g | Allow Shareholder Meetings to be Held by Electronic Means Only | Mgmt | For | Refer | For | |||||
8 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Mgmt | For | For | For | |||||
9 | Other Business | Mgmt |
Alcon Inc.
Meeting Date: | 04/28/2021 | Country: | Switzerland | Primary Security ID: | H01301128 | |||||
Record Date: | Meeting Type: | Annual | Ticker: | ALC | ||||||
Shares Voted: | 141,537 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||||
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Alcon Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
4.1 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Refer | For | |||||
4.2 | Approve Remuneration of Directors in the Amount of CHF 3.3 Million | Mgmt | For | Refer | For | |||||
4.3 | Approve Remuneration of Executive Committee in the Amount of CHF 38.4 Million | Mgmt | For | Refer | For | |||||
5.1 | Reelect Michael Ball as Director and Board Chairman | Mgmt | For | For | For | |||||
5.2 | Reelect Lynn Bleil as Director | Mgmt | For | For | For | |||||
5.3 | Reelect Arthur Cummings as Director | Mgmt | For | For | For | |||||
5.4 | Reelect David Endicott as Director | Mgmt | For | For | For | |||||
5.5 | Reelect Thomas Glanzmann as Director | Mgmt | For | For | For | |||||
5.6 | Reelect Keith Grossman as Director | Mgmt | For | Against | For | |||||
5.7 | Reelect Scott Maw as Director | Mgmt | For | For | For | |||||
5.8 | Reelect Karen May as Director | Mgmt | For | For | For | |||||
5.9 | Reelect Ines Poeschel as Director | Mgmt | For | For | For | |||||
5.10 | Reelect Dieter Spaelti as Director | Mgmt | For | For | For | |||||
6.1 | Reappoint Thomas Glanzmann as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.2 | Reappoint Keith Grossman as Member of the Compensation Committee | Mgmt | For | Against | For | |||||
6.3 | Reappoint Karen May as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6.4 | Reappoint Ines Poeschel as Member of the Compensation Committee | Mgmt | For | For | For | |||||
7 | Designate Hartmann Dreyer Attorneys-at-Law as Independent Proxy | Mgmt | For | For | For | |||||
8 | Ratify PricewaterhouseCoopers SA as Auditors | Mgmt | For | For | For | |||||
9 | Transact Other Business (Voting) | Mgmt | For | Against | Against |
Spirit AeroSystems Holdings, Inc.
Meeting Date: | 04/28/2021 | Country: | USA | Primary Security ID: | 848574109 | |||||
Record Date: | 03/02/2021 | Meeting Type: | Annual | Ticker: | SPR | |||||
Shares Voted: | 480,416 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Spirit AeroSystems Holdings, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Stephen A. Cambone | Mgmt | For | For | For | |||||
1b | Elect Director Charles L. Chadwell | Mgmt | For | For | For | |||||
1c | Elect Director Irene M. Esteves | Mgmt | For | For | For | |||||
1d | Elect Director Paul E. Fulchino | Mgmt | For | For | For | |||||
1e | Elect Director Thomas C. Gentile, III | Mgmt | For | For | For | |||||
1f | Elect Director Richard A. Gephardt | Mgmt | For | For | For | |||||
1g | Elect Director Robert D. Johnson | Mgmt | For | For | For | |||||
1h | Elect Director Ronald T. Kadish | Mgmt | For | For | For | |||||
1i | Elect Director John L. Plueger | Mgmt | For | For | For | |||||
1j | Elect Director Laura H. Wright | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Proxy Access Right | SH | Against | For | For |
Uber Technologies, Inc.
Meeting Date: | 05/10/2021 | Country: | USA | Primary Security ID: | 90353T100 | |||||
Record Date: | 03/15/2021 | Meeting Type: | Annual | Ticker: | UBER | |||||
Shares Voted: | 961,613 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Ronald Sugar | Mgmt | For | For | For | |||||
1b | Elect Director Revathi Advaithi | Mgmt | For | For | For | |||||
1c | Elect Director Ursula Burns | Mgmt | For | For | For | |||||
1d | Elect Director Robert Eckert | Mgmt | For | For | For | |||||
1e | Elect Director Amanda Ginsberg | Mgmt | For | For | For | |||||
1f | Elect Director Dara Khosrowshahi | Mgmt | For | For | For | |||||
1g | Elect Director Wan Ling Martello | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Uber Technologies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1h | Elect Director Yasir Al-Rumayyan | Mgmt | For | For | For | |||||
1i | Elect Director John Thain | Mgmt | For | For | For | |||||
1j | Elect Director David I. Trujillo | Mgmt | For | For | For | |||||
1k | Elect Director Alexander Wynaendts | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For | |||||
5 | Report on Lobbying Payments and Policy | SH | Against | For | For |
Five9, Inc.
Meeting Date: | 05/12/2021 | Country: | USA | Primary Security ID: | 338307101 | |||||
Record Date: | 03/15/2021 | Meeting Type: | Annual | Ticker: | FIVN | |||||
Shares Voted: | 418,992 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Michael Burdiek | Mgmt | For | Refer | For | |||||
1.2 | Elect Director David DeWalt | Mgmt | For | Refer | For | |||||
1.3 | Elect Director Susan Barsamian | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Tandem Diabetes Care, Inc.
Meeting Date: | 05/18/2021 | Country: | USA | Primary Security ID: | 875372203 | |||||
Record Date: | 03/23/2021 | Meeting Type: | Annual | Ticker: | TNDM | |||||
Shares Voted: | 268,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Dick P. Allen | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Tandem Diabetes Care, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1b | Elect Director Rebecca B. Robertson | Mgmt | For | For | For | |||||
1c | Elect Director Rajwant “Raj” S. Sodhi | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For | |||||
Officers’ Compensation |
Southwest Airlines Co.
Meeting Date: | 05/19/2021 | Country: | USA | Primary Security ID: | 844741108 | |||||
Record Date: | 03/23/2021 | Meeting Type: | Annual | Ticker: | LUV | |||||
Shares Voted: | 773,250 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director David W. Biegler | Mgmt | For | For | For | |||||
1b | Elect Director J. Veronica Biggins | Mgmt | For | For | For | |||||
1c | Elect Director Douglas H. Brooks | Mgmt | For | For | For | |||||
1d | Elect Director William H. Cunningham | Mgmt | For | For | For | |||||
1e | Elect Director John G. Denison | Mgmt | For | For | For | |||||
1f | Elect Director Thomas W. Gilligan | Mgmt | For | For | For | |||||
1g | Elect Director Gary C. Kelly | Mgmt | For | For | For | |||||
1h | Elect Director Grace D. Lieblein | Mgmt | For | For | For | |||||
1i | Elect Director Nancy B. Loeffler | Mgmt | For | For | For | |||||
1j | Elect Director John T. Montford | Mgmt | For | For | For | |||||
1k | Elect Director Ron Ricks | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | SH | Against | Refer | Against |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
DexCom, Inc.
Meeting Date: | 05/20/2021 | Country: | USA | Primary Security ID: | 252131107 | |||||
Record Date: | 03/31/2021 | Meeting Type: | Annual | Ticker: | DXCM | |||||
Shares Voted: | 119,600 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Kevin R. Sayer | Mgmt | For | For | For | |||||
1.2 | Elect Director Nicholas Augustinos | Mgmt | For | For | For | |||||
1.3 | Elect Director Bridgette P. Heller | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Declassify the Board of Directors | Mgmt | For | For | For |
Amazon.com, Inc.
Meeting Date: | 05/26/2021 | Country: | USA | Primary Security ID: | 023135106 | |||||
Record Date: | 04/01/2021 | Meeting Type: | Annual | Ticker: | AMZN | |||||
Shares Voted: | 39,363 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Jeffrey P. Bezos | Mgmt | For | Refer | For | |||||
1b | Elect Director Keith B. Alexander | Mgmt | For | For | For | |||||
1c | Elect Director Jamie S. Gorelick | Mgmt | For | For | For | |||||
1d | Elect Director Daniel P. Huttenlocher | Mgmt | For | For | For | |||||
1e | Elect Director Judith A. McGrath | Mgmt | For | For | For | |||||
1f | Elect Director Indra K. Nooyi | Mgmt | For | For | For | |||||
1g | Elect Director Jonathan J. Rubinstein | Mgmt | For | For | For | |||||
1h | Elect Director Thomas O. Ryder | Mgmt | For | For | For | |||||
1i | Elect Director Patricia Q. Stonesifer | Mgmt | For | For | For | |||||
1j | Elect Director Wendell P. Weeks | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Amazon.com, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
4 | Report on Customers’ Use of its Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
6 | Report on Gender/Racial Pay Gap | SH | Against | For | For | |||||
7 | Report on Promotion Data | SH | Against | Against | Against | |||||
8 | Report on the Impacts of Plastic Packaging | SH | Against | For | For | |||||
9 | Oversee and Report on a Civil Rights, Equity, Diversity and Inclusion Audit | SH | Against | For | For | |||||
10 | Adopt a Policy to Include Hourly Employees as Director Candidates | SH | Against | Refer | Against | |||||
11 | Report on Board Oversight of Risks Related to Anti-Competitive Practices | SH | Against | For | For | |||||
12 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | For | |||||
13 | Report on Lobbying Payments and Policy | SH | Against | For | For | |||||
14 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | SH | Against | For | For |
Facebook, Inc.
Meeting Date: | 05/26/2021 | Country: | USA | Primary Security ID: | 30303M102 | |||||
Record Date: | 04/01/2021 | Meeting Type: | Annual | Ticker: | FB | |||||
Shares Voted: | 191,524 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Peggy Alford | Mgmt | For | For | For | |||||
1.2 | Elect Director Marc L. Andreessen | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Andrew W. Houston | Mgmt | For | Refer | Withhold | |||||
1.4 | Elect Director Nancy Killefer | Mgmt | For | For | For | |||||
1.5 | Elect Director Robert M. Kimmitt | Mgmt | For | For | For | |||||
1.6 | Elect Director Sheryl K. Sandberg | Mgmt | For | For | For | |||||
1.7 | Elect Director Peter A. Thiel | Mgmt | For | Refer | Withhold | |||||
1.8 | Elect Director Tracey T. Travis | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Facebook, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.9 | Elect Director Mark Zuckerberg | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Amend Non-Employee Director Compensation Policy | Mgmt | For | Refer | Against | |||||
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | For | |||||
5 | Require Independent Board Chair | SH | Against | Refer | Against | |||||
6 | Report on Online Child Sexual Exploitation | SH | Against | For | For | |||||
7 | Require Independent Director Nominee with Human and/or Civil Rights Experience | SH | Against | Against | Against | |||||
8 | Report on Platform Misuse | SH | Against | For | For | |||||
9 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | SH | Against | Refer | Against |
PayPal Holdings, Inc.
Meeting Date: | 05/26/2021 | Country: | USA | Primary Security ID: | 70450Y103 | |||||
Record Date: | 03/30/2021 | Meeting Type: | Annual | Ticker: | PYPL | |||||
Shares Voted: | 256,181 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Rodney C. Adkins | Mgmt | For | For | For | |||||
1b | Elect Director Jonathan Christodoro | Mgmt | For | For | For | |||||
1c | Elect Director John J. Donahoe | Mgmt | For | For | For | |||||
1d | Elect Director David W. Dorman | Mgmt | For | For | For | |||||
1e | Elect Director Belinda J. Johnson | Mgmt | For | For | For | |||||
1f | Elect Director Gail J. McGovern | Mgmt | For | For | For | |||||
1g | Elect Director Deborah M. Messemer | Mgmt | For | For | For | |||||
1h | Elect Director David M. Moffett | Mgmt | For | For | For | |||||
1i | Elect Director Ann M. Sarnoff | Mgmt | For | For | For | |||||
1j | Elect Director Daniel H. Schulman | Mgmt | For | For | For | |||||
1k | Elect Director Frank D. Yeary | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
PayPal Holdings, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Act by Written Consent | SH | Against | For | For | |||||
5 | Report on Whether Written Policies or Unwritten Norms Reinforce Racism in Company Culture | SH | Against | Against | Against |
Insulet Corporation
Meeting Date: | 05/27/2021 | Country: | USA | Primary Security ID: | 45784P101 | |||||
Record Date: | 04/01/2021 | Meeting Type: | Annual | Ticker: | PODD | |||||
Shares Voted: | 153,744 |
Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Wayne A. I. Frederick | Mgmt | For | For | For | |||||
1.2 | Elect Director Shacey Petrovic | Mgmt | For | For | For | |||||
1.3 | Elect Director Timothy J. Scannell | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
Pinterest, Inc.
Meeting Date: | 05/27/2021 | Country: | USA | Primary Security ID: | 72352L106 | |||||
Record Date: | 04/01/2021 | Meeting Type: | Annual | Ticker: | PINS | |||||
Shares Voted: | 751,947 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Fredric Reynolds | Mgmt | For | Refer | Against | |||||
1b | Elect Director Evan Sharp | Mgmt | For | Refer | Against | |||||
1c | Elect Director Andrea Wishom | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Social Capital Hedosophia Holdings Corp. V
Meeting Date: | 05/27/2021 | Country: | Cayman Islands | Primary Security ID: | G8252P105 | |||||
Record Date: | 04/29/2021 | Meeting Type: | Special | Ticker: | IPOE | |||||
Shares Voted: | 15,300 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1 | Approve SPAC Transaction | Mgmt | For | Refer | For | |||||
2 | Change State of Incorporation to State of Delaware | Mgmt | For | Refer | For | |||||
3 | Approve Change in Authorized Capital Stock | Mgmt | For | For | For | |||||
4 | Approve Issuance of Preferred Stock | Mgmt | For | Refer | For | |||||
5 | Amend Certificate of Incorporation | Mgmt | For | Refer | For | |||||
6 | Elect Anthony Noto, Clay Wilkes, Tom Hutton, Steven Freiberg, Ahmed Al-Hammadi, Michael Bingle, Michel Combes, Richard Costolo, Clara Liang, Carlos Medeiros, Harvey Schwartz and Magdalena Yesil as Directors | Mgmt | For | For | For | |||||
7 | Approve Issuance of Shares for a Private Placement | Mgmt | For | Refer | For | |||||
8 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | |||||
9 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||||
10 | Adjourn Meeting | Mgmt | For | Refer | For |
Anaplan, Inc.
Meeting Date: | 06/02/2021 | Country: | USA | Primary Security ID: | 03272L108 | |||||
Record Date: | 04/05/2021 | Meeting Type: | Annual | Ticker: | PLAN | |||||
Shares Voted: | 433,058 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director David Conte | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Suresh Vasudevan | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Yvonne Wassenaar | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
HubSpot, Inc.
Meeting Date: | 06/03/2021 | Country: | USA | Primary Security ID: | 443573100 | |||||
Record Date: | 04/08/2021 | Meeting Type: | Annual | Ticker: | HUBS | |||||
Shares Voted: | 90,500 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Brian Halligan | Mgmt | For | Refer | Against | |||||
1b | Elect Director Ron Gill | Mgmt | For | Refer | Against | |||||
1c | Elect Director Jill Ward | Mgmt | For | Refer | Against | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
ServiceNow, Inc.
Meeting Date: | 06/07/2021 | Country: | USA | Primary Security ID: | 81762P102 | |||||
Record Date: | 04/09/2021 | Meeting Type: | Annual | Ticker: | NOW | |||||
Shares Voted: | 75,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1a | Elect Director Susan L. Bostrom | Mgmt | For | For | For | |||||
1b | Elect Director Jonathan C. Chadwick | Mgmt | For | For | For | |||||
1c | Elect Director Lawrence J. Jackson, Jr. | Mgmt | For | For | For | |||||
1d | Elect Director Frederic B. Luddy | Mgmt | For | For | For | |||||
1e | Elect Director Jeffrey A. Miller | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Provide Right to Call Special Meeting | Mgmt | For | For | For | |||||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | For | |||||
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Q2 Holdings, Inc.
Meeting Date: | 06/08/2021 | Country: | USA | Primary Security ID: | 74736L109 | |||||
Record Date: | 04/22/2021 | Meeting Type: | Annual | Ticker: | QTWO | |||||
Shares Voted: | 297,400 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | For | |||||
1.2 | Elect Director Jeffrey T. Diehl | Mgmt | For | For | For | |||||
1.3 | Elect Director Matthew P. Flake | Mgmt | For | For | For | |||||
1.4 | Elect Director Stephen C. Hooley | Mgmt | For | For | For | |||||
1.5 | Elect Director Margaret L. Taylor | Mgmt | For | For | For | |||||
1.6 | Elect Director Lynn Antipas Tyson | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditor | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: | 06/08/2021 | Country: | Taiwan | Primary Security ID: | Y84629107 | |||||
Record Date: | 04/09/2021 | Meeting Type: | Annual | Ticker: | 2330 | |||||
Shares Voted: | 329,062 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction | |||||
Meeting for ADR Holders | Mgmt | |||||||||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |||||
2 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | For | Refer | For | |||||
3 | Approve Issuance of Restricted Stocks | Mgmt | For | For | For | |||||
ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||||||
4.1 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Mgmt | For | For | For | |||||
4.2 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Mgmt | For | For | For | |||||
4.3 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Taiwan Semiconductor Manufacturing Co., Ltd.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
4.4 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Mgmt | For | For | For | |||||
4.5 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Mgmt | For | For | For | |||||
4.6 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Mgmt | For | For | For | |||||
4.7 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Mgmt | For | For | For | |||||
4.8 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Mgmt | For | For | For | |||||
4.9 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Mgmt | For | For | For | |||||
4.10 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Mgmt | For | For | For |
The TJX Companies, Inc.
Meeting Date: | 06/08/2021 | Country: | USA | Primary Security ID: | 872540109 | |||||
Record Date: | 04/09/2021 | Meeting Type: | Annual | Ticker: | TJX | |||||
Shares Voted: | 677,206 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Zein Abdalla | Mgmt | For | For | For | |||||
1b | Elect Director Jose B. Alvarez | Mgmt | For | For | For | |||||
1c | Elect Director Alan M. Bennett | Mgmt | For | For | For | |||||
1d | Elect Director Rosemary T. Berkery | Mgmt | For | For | For | |||||
1e | Elect Director David T. Ching | Mgmt | For | For | For | |||||
1f | Elect Director C. Kim Goodwin | Mgmt | For | For | For | |||||
1g | Elect Director Ernie Herrman | Mgmt | For | For | For | |||||
1h | Elect Director Michael F. Hines | Mgmt | For | For | For | |||||
1i | Elect Director Amy B. Lane | Mgmt | For | For | For | |||||
1j | Elect Director Carol Meyrowitz | Mgmt | For | For | For | |||||
1k | Elect Director Jackwyn L. Nemerov | Mgmt | For | For | For | |||||
1l | Elect Director John F. O’Brien | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
The TJX Companies, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
2 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Report on Animal Welfare | SH | Against | Against | Against | |||||
5 | Report on Pay Disparity | SH | Against | Against | Against |
Workday, Inc.
Meeting Date: | 06/08/2021 | Country: | USA | Primary Security ID: | 98138H101 | |||||
Record Date: | 04/12/2021 | Meeting Type: | Annual | Ticker: | WDAY | |||||
Shares Voted: | 184,715 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Aneel Bhusri | Mgmt | For | For | For | |||||
1.2 | Elect Director Ann-Marie Campbell | Mgmt | For | For | For | |||||
1.3 | Elect Director David A. Duffield | Mgmt | For | For | For | |||||
1.4 | Elect Director Lee J. Styslinger, III | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
CRISPR Therapeutics AG
Meeting Date: | 06/10/2021 | Country: | Switzerland | Primary Security ID: | H17182108 | |||||
Record Date: | 04/16/2021 | Meeting Type: | Annual | Ticker: | CRSP | |||||
Shares Voted: | 176,014 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||||
2 | Approve Treatment of Net Loss | Mgmt | For | Refer | For | |||||
3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
CRISPR Therapeutics AG
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
4a | Reelect Director Rodger Novak | Mgmt | For | For | For | |||||
4b | Reelect Director Samarth Kulkarni | Mgmt | For | For | For | |||||
4c | Reelect Director Ali Behbahani | Mgmt | For | Against | Against | |||||
4d | Reelect Director Bradley Bolzon | Mgmt | For | For | For | |||||
4e | Reelect Director Simeon J. George | Mgmt | For | For | For | |||||
4f | Reelect Director John T. Greene | Mgmt | For | For | For | |||||
4g | Reelect Director Katherine A. High | Mgmt | For | For | For | |||||
4h | Reelect Director Douglas A. Treco | Mgmt | For | For | For | |||||
4i | Elect Director H Edward Fleming, Jr. | Mgmt | For | For | For | |||||
5a | Reelect Ali Behbahani as Member of the Compensation Committee | Mgmt | For | Against | Against | |||||
5b | Reelect Simeon J. George as Member of the Compensation Committee | Mgmt | For | For | For | |||||
5c | Reelect John T. Greene as Member of the Compensation Committee | Mgmt | For | For | For | |||||
6a | Approve Remuneration of Directors in the Amount of USD 507,000 | Mgmt | For | Refer | For | |||||
6b | Approve Remuneration of Directors in the Amount of USD 11,738,100 | Mgmt | For | Refer | Against | |||||
6c | Approve Remuneration of Executive Committee in the Amount of USD 3,514,207 | Mgmt | For | Refer | For | |||||
6d | Approve Remuneration of Executive Committee in the Amount of USD 2,693,933 | Mgmt | For | Refer | For | |||||
6e | Approve Remuneration of Executive Committee in the Amount of USD 55,827,593 | Mgmt | For | Refer | For | |||||
7 | Approve Increase in Conditional Share Capital for Employee Equity Plans | Mgmt | For | Refer | For | |||||
8 | Approve Increase in Size of Board | Mgmt | For | Refer | For | |||||
9 | Approve CHF 1,179,509 Increase in Authorized Capital | Mgmt | For | Refer | Against | |||||
10 | Designate Marius Meier as Independent Proxy | Mgmt | For | For | For | |||||
11 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Mgmt | For | For | For |
Live Nation Entertainment, Inc.
Meeting Date: | 06/10/2021 | Country: | USA | Primary Security ID: | 538034109 | |||||
Record Date: | 04/14/2021 | Meeting Type: | Annual | Ticker: | LYV | |||||
Shares Voted: | 637,400 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Live Nation Entertainment, Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Maverick Carter | Mgmt | For | For | For | |||||
1.2 | Elect Director Ari Emanuel - Withdrawn | Mgmt | ||||||||
1.3 | Elect Director Ping Fu | Mgmt | For | For | For | |||||
1.4 | Elect Director Jeffrey T. Hinson | Mgmt | For | For | For | |||||
1.5 | Elect Director Chad Hollingsworth | Mgmt | For | For | For | |||||
1.6 | Elect Director James Iovine | Mgmt | For | For | For | |||||
1.7 | Elect Director James S. Kahan | Mgmt | For | For | For | |||||
1.8 | Elect Director Gregory B. Maffei | Mgmt | For | Against | Against | |||||
1.9 | Elect Director Randall T. Mays | Mgmt | For | For | For | |||||
1.10 | Elect Director Michael Rapino | Mgmt | For | For | For | |||||
1.11 | Elect Director Mark S. Shapiro | Mgmt | For | For | For | |||||
1.12 | Elect Director Dana Walden | Mgmt | For | For | For | |||||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Shift4 Payments, Inc.
Meeting Date: | 06/10/2021 | Country: | USA | Primary Security ID: | 82452J109 | |||||
Record Date: | 04/16/2021 | Meeting Type: | Annual | Ticker: | FOUR | |||||
Shares Voted: | 425,000 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote | |||||
1.1 | Elect Director Jared Isaacman | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Andrew Frey | Mgmt | For | Refer | Withhold | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Ingersoll Rand Inc.
Meeting Date: | 06/16/2021 | Country: | USA | Primary Security ID: | 45687V106 | |||||
Record Date: | 04/20/2021 | Meeting Type: | Annual | Ticker: | IR | |||||
Shares Voted: | 968,632 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Ingersoll Rand Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1 | Declassify the Board of Directors | Mgmt | For | For | For | |||||
2 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation | Mgmt | For | For | For | |||||
3 | Eliminate Supermajority Vote Requirement to Amend Bylaws | Mgmt | For | For | For | |||||
4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For | |||||
5 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For | |||||
Officers’ Compensation If Proposal 1 is Approved, Elect Ten Director Nominees | Mgmt | |||||||||
6a.1 | Elect Director Peter M. Stavros | Mgmt | For | For | For | |||||
6a.2 | Elect Director Kirk E. Arnold | Mgmt | For | For | For | |||||
6a.3 | Elect Director Elizabeth Centoni | Mgmt | For | For | For | |||||
6a.4 | Elect Director William P. Donnelly | Mgmt | For | For | For | |||||
6a.5 | Elect Director Gary D. Forsee | Mgmt | For | For | For | |||||
6a.6 | Elect Director John Humphrey | Mgmt | For | For | For | |||||
6a.7 | Elect Director Marc E. Jones | Mgmt | For | For | For | |||||
6a.8 | Elect Director Vicente Reynal | Mgmt | For | For | For | |||||
6a.9 | Elect Director Joshua T. Weisenbeck | Mgmt | For | For | For | |||||
6a.10 | Elect Director Tony L. White | Mgmt | For | For | For | |||||
If Proposal 1 is Not Approved, Elect Four Class I Director Nominees | Mgmt | |||||||||
6b.11 | Elect Director Peter M. Stavros | Mgmt | For | For | For | |||||
6b.12 | Elect Director Elizabeth Centoni | Mgmt | For | For | For | |||||
6b.13 | Elect Director Gary D. Forsee | Mgmt | For | For | For | |||||
6b.14 | Elect Director Tony L. White | Mgmt | For | For | For |
Twilio Inc.
Meeting Date: | 06/16/2021 | Country: | USA | Primary Security ID: | 90138F102 | |||||
Record Date: | 04/19/2021 | Meeting Type: | Annual | Ticker: | TWLO | |||||
Shares Voted: | 168,662 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Twilio Inc.
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Jeff Lawson | Mgmt | For | Refer | Withhold | |||||
1.2 | Elect Director Byron Deeter | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Jeffrey Epstein | Mgmt | For | Refer | Withhold | |||||
2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For |
Ambarella, Inc.
Meeting Date: | 06/17/2021 | Country: | Cayman Islands | Primary Security ID: | G037AX101 | |||||
Record Date: | 04/16/2021 | Meeting Type: | Annual | Ticker: | AMBA | |||||
Shares Voted: | 207,510 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Hsiao-Wuen Hon | Mgmt | For | For | For | |||||
1.2 | Elect Director Christopher B. Paisley | Mgmt | For | For | For | |||||
1.3 | Elect Director Andrew W. Verhalen | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | For | For | |||||
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year | |||||
5 | Approve Omnibus Stock Plan | Mgmt | For | Refer | For |
Universal Display Corporation
Meeting Date: | 06/17/2021 | Country: | USA | Primary Security ID: | 91347P105 | |||||
Record Date: | 04/05/2021 | Meeting Type: | Annual | Ticker: | OLED | |||||
Shares Voted: | 210,453 |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Universal Display Corporation
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Steven V. Abramson | Mgmt | For | For | For | |||||
1b | Elect Director Cynthia J. Comparin | Mgmt | For | For | For | |||||
1c | Elect Director Richard C. Elias | Mgmt | For | For | For | |||||
1d | Elect Director Elizabeth H. Gemmill | Mgmt | For | For | For | |||||
1e | Elect Director C. Keith Hartley | Mgmt | For | For | For | |||||
1f | Elect Director Celia M. Joseph | Mgmt | For | For | For | |||||
1g | Elect Director Lawrence Lacerte | Mgmt | For | For | For | |||||
1h | Elect Director Sidney D. Rosenblatt | Mgmt | For | For | For | |||||
1i | Elect Director Sherwin I. Seligsohn | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Mastercard Incorporated
Meeting Date: | 06/22/2021 | Country: | USA | Primary Security ID: | 57636Q104 | |||||
Record Date: | 04/23/2021 | Meeting Type: | Annual | Ticker: | MA | |||||
Shares Voted: | 211,731 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1a | Elect Director Ajay Banga | Mgmt | For | For | For | |||||
1b | Elect Director Merit E. Janow | Mgmt | For | For | For | |||||
1c | Elect Director Richard K. Davis | Mgmt | For | For | For | |||||
1d | Elect Director Steven J. Freiberg | Mgmt | For | For | For | |||||
1e | Elect Director Julius Genachowski | Mgmt | For | For | For | |||||
1f | Elect Director Choon Phong Goh | Mgmt | For | For | For | |||||
1g | Elect Director Oki Matsumoto | Mgmt | For | For | For | |||||
1h | Elect Director Michael Miebach | Mgmt | For | For | For | |||||
1i | Elect Director Youngme Moon | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 07/01/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): 920 Ivy Accumulative Fund
Mastercard Incorporated
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1j | Elect Director Rima Qureshi | Mgmt | For | For | For | |||||
1k | Elect Director Jose Octavio Reyes Lagunes | Mgmt | For | For | For | |||||
1l | Elect Director Gabrielle Sulzberger | Mgmt | For | For | For | |||||
1m | Elect Director Jackson Tai | Mgmt | For | For | For | |||||
1n | Elect Director Lance Uggla | Mgmt | For | For | For | |||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Mgmt | For | Refer | For | |||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | |||||
5 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Refer | For | |||||
6 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | For |
Vroom, Inc.
Meeting Date: | 06/24/2021 | Country: | USA | Primary Security ID: | 92918V109 | |||||
Record Date: | 04/26/2021 | Meeting Type: | Annual | Ticker: | VRM | |||||
Shares Voted: | 934,657 |
Proposal | Proposal Text | Proponent | Mgmt Rec | Voting | Vote | |||||
1.1 | Elect Director Robert J. Mylod, Jr. | Mgmt | For | For | For | |||||
1.2 | Elect Director Scott A. Dahnke | Mgmt | For | Refer | Withhold | |||||
1.3 | Elect Director Michael J. Farello | Mgmt | For | For | For | |||||
1.4 | Elect Director Paul J. Hennessy | Mgmt | For | For | For | |||||
1.5 | Elect Director Laura W. Lang | Mgmt | For | For | For | |||||
1.6 | Elect Director Laura G. O’Shaughnessy | Mgmt | For | Refer | Withhold | |||||
1.7 | Elect Director Paula B. Pretlow | Mgmt | For | For | For | |||||
1.8 | Elect Director Frederick O. Terrell | Mgmt | For | For | For | |||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |||||
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
DELAWARE IVY WILSHIRE GLOBAL ALLOCATION FUND
(prior to July 1, 2021, Ivy Wilshire Global Allocation Fund)
Proxy Voting Record
There was no proxy voting for Delaware Ivy Wilshire Global Allocation Fund, a series of the Registrant, for the period covered by this report, pursuant to Section 30 of the Investment Company Act of 1940, as amended, and Rule 30b1-4 thereunder.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
IVY FUNDS | ||
(Registrant) | ||
By: | /s/ Shawn K. Lytle | |
Shawn K. Lytle, President and Chief Executive Officer | ||
Date: August 31, 2021 |