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APT Alpha Pro Tech

Filed: 10 Jun 21, 11:52am

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 9, 2021

 

Alpha Pro Tech, Ltd.

(Exact name of registrant as specified in its charter)

 

Delaware, U.S.A.

01-15725

63-1009183

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

   
60 Centurian Drive, Suite 112  
Markham, Ontario, Canada L3R 9R2
(Address of principal executive offices) (Zip Code)

         

Registrant’s telephone number, including area code: (905) 479-0654

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, $0.01 par value

APT

NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Item 5.07.         Submission of Matters to a Vote of Security Holders.

 

The 2021 Annual Meeting of Shareholders (the “Annual Meeting”) of Alpha Pro Tech, Ltd. (the “Company”) was held on June 9, 2021. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

 

Proposal 1 Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:

 

Name

Votes For

Withhold Authority

Broker Non-Votes

    

Lloyd Hoffman

4,290,846

430,002

3,622,205

    

Donna Millar

4,116,452

604,396

3,622,205

    

John Ritota

4,236,235

484,613

3,622,205

    

Russell Manock

4,210,853

509,995

3,622,205

    

Danny Montgomery

4,109,828

611,020

3,622,205

    

David R. Garcia

4,244,592

476,256

3,622,355

    

James Buchan

4,097,423

623,425

3,622,205

 

Proposal 2 Ratification of the Appointment of Tanner LLC as the Companys Independent Registered Public Accountants for the Fiscal Year Ending December 31, 2021. The shareholders ratified the appointment of Tanner LLC as the Company’s independent registered public accountants for the year ending December 31, 2021. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

7,895,134

378,331

69,588

 

Proposal 3 Advisory Approval of Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Proxy Statement pursuant to the compensation disclosure rules of the Securities and Exchange Commission. The result of the vote taken at the Annual Meeting was as follows:

 

Votes For

Votes Against

Abstain

4,187,404

486,989

46,455

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

 

 

ALPHA PRO TECH, LTD.

 

 

 

 

 

Date: June 10, 2021

By:

/s/ Colleen McDonald 

 

 

 

Colleen McDonald

 

 

 

Chief Financial Officer