UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number:811-06669
Name of Fund: BlackRock Capital Appreciation Fund, Inc.
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: John Perlowski, Chief Executive Officer, BlackRock Capital Appreciation Fund, Inc., 55 East 52nd Street, New York City, NY 10055.
Registrant’s telephone number, including area code: (800)441-7762
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2018 – 06/30/2019
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-06669 Reporting Period: 07/01/2018 - 06/30/2019 BlackRock Capital Appreciation Fund, Inc. ================== BlackRock Capital Appreciation Fund, Inc. =================== ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 11, 2019 Meeting Type: Annual Record Date: FEB 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy L. Banse For For Management 1b Elect Director Frank A. Calderoni For Against Management 1c Elect Director James E. Daley For For Management 1d Elect Director Laura B. Desmond For For Management 1e Elect Director Charles M. Geschke For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David A. Ricks For For Management 1j Elect Director Daniel L. Rosensweig For For Management 1k Elect Director John E. Warnock For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify KPMG LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Gender Pay Gap Against Against Shareholder -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LTD. Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 31, 2018 Meeting Type: Annual Record Date: AUG 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Joseph C. Tsai as Director For For Management 1.2 Elect J. Michael Evans as Director For For Management 1.3 Elect Eric Xiandong Jing as Director For For Management 1.4 Elect Borje E. Ekholm as Director For For Management 2 Ratify PricewaterhouseCoopers as For For Management Auditors -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 20, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For For Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For Against Management 1.6 Elect Director Thomas M. Prescott For For Management 1.7 Elect Director Andrea L. Saia For Against Management 1.8 Elect Director Greg J. Santora For Against Management 1.9 Elect Director Susan E. Siegel For For Management 1.10 Elect Director Warren S. Thaler For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 19, 2019 Meeting Type: Annual Record Date: APR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For For Management 1.3 Elect Director John L. Hennessy For Withhold Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Roger W. Ferguson, Jr. For For Management 1.6 Elect Director Ann Mather For For Management 1.7 Elect Director Alan R. Mulally For For Management 1.8 Elect Director Sundar Pichai For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Robin L. Washington For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Adopt a Policy Prohibiting Inequitable Against Against Shareholder Employment Practices 6 Establish Societal Risk Oversight Against Against Shareholder Committee 7 Report on Sexual Harassment Policies Against Against Shareholder 8 Require a Majority Vote for the Against For Shareholder Election of Directors 9 Report on Gender Pay Gap Against Against Shareholder 10 Employ Advisors to Explore Against Against Shareholder Alternatives to Maximize Value 11 Approve Nomination of Employee Against Against Shareholder Representative Director 12 Adopt Simple Majority Vote Against Against Shareholder 13 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 14 Report on Human Rights Risk Assessment Against Against Shareholder 15 Adopt Compensation Clawback Policy Against For Shareholder 16 Report on Policies and Risks Related Against Against Shareholder to Content Governance -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 28, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Rosalind G. Brewer For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For Against Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Management of Food Waste Against Against Shareholder 5 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting 6 Prohibit Sales of Facial Recognition Against Against Shareholder Technology to Government Agencies 7 Report on Impact of Government Use of Against Against Shareholder Facial Recognition Technologies 8 Report on Products Promoting Hate Against Against Shareholder Speech 9 Require Independent Board Chairman Against Against Shareholder 10 Report on Sexual Harassment Against Against Shareholder 11 Report on Climate Change Against Against Shareholder 12 Disclose a Board of Directors' Against Against Shareholder Qualification Matrix 13 Report on Gender Pay Gap Against Against Shareholder 14 Assess Feasibility of Including Against Against Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 15 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- APPLE, INC. Ticker: AAPL Security ID: 037833100 Meeting Date: MAR 01, 2019 Meeting Type: Annual Record Date: JAN 02, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For For Management 1d Elect Director Bob Iger For For Management 1e Elect Director Andrea Jung For For Management 1f Elect Director Art Levinson For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against Against Shareholder 5 Disclose Board Diversity and Against Against Shareholder Qualifications -------------------------------------------------------------------------------- ASML HOLDING NV Ticker: ASML Security ID: N07059210 Meeting Date: APR 24, 2019 Meeting Type: Annual Record Date: MAR 27, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Discuss the Company's Business, None None Management Financial Situation and Sustainability 3a Discuss Remuneration Policy None None Management 3b Adopt Financial Statements and For For Management Statutory Reports 3c Receive Clarification on Company's None None Management Reserves and Dividend Policy 3d Approve Dividends of EUR 2.10 Per Share For For Management 4a Approve Discharge of Management Board For For Management 4b Approve Discharge of Supervisory Board For For Management 5 Amend Remuneration Policy For For Management 6 Approve 200,000 Performance Shares for For For Management Board of Management 7 Discussion of Updated Supervisory None None Management Board Profile 8a Reelect G.J. Kleisterlee to For For Management Supervisory Board 8b Reelect A.P. Aris to Supervisory Board For For Management 8c Reelect R.D. Schwalb to Supervisory For For Management Board 8d Reelect W.H. Ziebart to Supervisory For For Management Board 8e Receive Retirement Schedule of the None None Management Supervisory Board 9 Approve Remuneration of Supervisory For For Management Board 10 Ratify KPMG as Auditors For For Management 11a Grant Board Authority to Issue Shares For For Management Up to 5 Percent of Issued Capital for General Purposes 11b Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 11a 11c Grant Board Authority to Issue or For For Management Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition 11d Authorize Board to Exclude Preemptive For For Management Rights from Share Issuances Under Item 11c 12a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12b Authorize Additional Repurchase of Up For For Management to 10 Percent of Issued Share Capital 13 Authorize Cancellation of Repurchased For For Management Shares 14 Other Business (Non-Voting) None None Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- AUTODESK, INC. Ticker: ADSK Security ID: 052769106 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 16, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Anagnost For For Management 1b Elect Director Karen Blasing For For Management 1c Elect Director Reid French For For Management 1d Elect Director Blake Irving For For Management 1e Elect Director Mary T. McDowell For For Management 1f Elect Director Stephen Milligan For For Management 1g Elect Director Lorrie M. Norrington For For Management 1h Elect Director Betsy Rafael For For Management 1i Elect Director Stacy J. Smith For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BECTON, DICKINSON & CO. Ticker: BDX Security ID: 075887109 Meeting Date: JAN 22, 2019 Meeting Type: Annual Record Date: DEC 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine M. Burzik For For Management 1.2 Elect Director R. Andrew Eckert For For Management 1.3 Elect Director Vincent A. Forlenza For For Management 1.4 Elect Director Claire M. Fraser For For Management 1.5 Elect Director Jeffrey W. Henderson For For Management 1.6 Elect Director Christopher Jones For For Management 1.7 Elect Director Marshall O. Larsen For For Management 1.8 Elect Director David F. Melcher For For Management 1.9 Elect Director Claire Pomeroy For For Management 1.10 Elect Director Rebecca W. Rimel For For Management 1.11 Elect Director Timothy M. Ring For For Management 1.12 Elect Director Bertram L. Scott For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 04, 2019 Meeting Type: Annual Record Date: MAR 06, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffet For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Gregory E. Abel For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Stephen B. Burke For For Management 1.6 Elect Director Susan L. Decker For For Management 1.7 Elect Director William H. Gates, III For For Management 1.8 Elect Director David S. Gottesman For For Management 1.9 Elect Director Charlotte Guyman For For Management 1.10 Elect Director Ajit Jain For For Management 1.11 Elect Director Thomas S. Murphy For For Management 1.12 Elect Director Ronald L. Olson For For Management 1.13 Elect Director Walter Scott, Jr. For For Management 1.14 Elect Director Meryl B. Witmer For For Management -------------------------------------------------------------------------------- BLACKROCK LIQUIDITY FUNDS Ticker: Security ID: 09248U718 Meeting Date: NOV 21, 2018 Meeting Type: Special Record Date: SEP 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Bruce R. Bond For For Management 1a.2 Elect Director Susan J. Carter For For Management 1a.3 Elect Director Collette Chilton For For Management 1a.4 Elect Director Neil A. Cotty For For Management 1a.5 Elect Director Robert Fairbairn For For Management 1a.6 Elect Director Lena G. Goldberg For For Management 1a.7 Elect Director Robert M. Hernandez For For Management 1a.8 Elect Director Henry R. Keizer For For Management 1a.9 Elect Director Cynthia A. Montgomery For For Management 1a.10 Elect Director Donald C. Opatrny For For Management 1a.11 Elect Director John M. Perlowski For For Management 1a.12 Elect Director Joseph P. Platt For For Management 1a.13 Elect Director Mark Stalnecker For For Management 1a.14 Elect Director Kenneth L. Urish For For Management 1a.15 Elect Director Claire A. Walton For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Jeffery H. Boyd For For Management 1.3 Elect Director Glenn D. Fogel For For Management 1.4 Elect Director Mirian Graddick-Weir For For Management 1.5 Elect Director James M. Guyette For For Management 1.6 Elect Director Wei Hopeman For For Management 1.7 Elect Director Robert J. Mylod, Jr. For For Management 1.8 Elect Director Charles H. Noski For For Management 1.9 Elect Director Nancy B. Peretsman For For Management 1.10 Elect Director Nicholas J. Read For For Management 1.11 Elect Director Thomas E. Rothman For For Management 1.12 Elect Director Lynn M. Vojvodich For For Management 1.13 Elect Director Vanessa A. Wittman For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Bylaw Against Against Shareholder -------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Ticker: BSX Security ID: 101137107 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nelda J. Connors For For Management 1b Elect Director Charles J. Dockendorff For For Management 1c Elect Director Yoshiaki Fujimori For For Management 1d Elect Director Donna A. James For For Management 1e Elect Director Edward J. Ludwig For For Management 1f Elect Director Stephen P. MacMillan For For Management 1g Elect Director Michael F. Mahoney For For Management 1h Elect Director David J. Roux For For Management 1i Elect Director John E. Sununu For For Management 1j Elect Director Ellen M. Zane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- CENTENE CORP. Ticker: CNC Security ID: 15135B101 Meeting Date: JAN 28, 2019 Meeting Type: Special Record Date: DEC 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: FEB 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Orlando Ayala For For Management 1B Elect Director John R. Roberts For For Management 1C Elect Director Tommy G. Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- CENTENE CORPORATION Ticker: CNC Security ID: 15135B101 Meeting Date: JUN 24, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CME GROUP INC. Ticker: CME Security ID: 12572Q105 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 11, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrence A. Duffy For For Management 1b Elect Director Timothy S. Bitsberger For For Management 1c Elect Director Charles P. Carey For For Management 1d Elect Director Dennis H. Chookaszian For For Management 1e Elect Director Ana Dutra For For Management 1f Elect Director Martin J. Gepsman For For Management 1g Elect Director Larry G. Gerdes For For Management 1h Elect Director Daniel R. Glickman For For Management 1i Elect Director Daniel G. Kaye For For Management 1j Elect Director Phyllis M. Lockett For For Management 1k Elect Director Deborah J. Lucas For For Management 1l Elect Director Alex J. Pollock For For Management 1m Elect Director Terry L. Savage For For Management 1n Elect Director William R. Shepard For For Management 1o Elect Director Howard J. Siegel For For Management 1p Elect Director Michael A. Spencer For For Management 1q Elect Director Dennis A. Suskind For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CME GROUP, INC. Ticker: CME Security ID: 12572Q105 Meeting Date: NOV 29, 2018 Meeting Type: Special Record Date: SEP 06, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Eliminate All or Some of the Class B For For Management Election Rights -------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Ticker: STZ Security ID: 21036P108 Meeting Date: JUL 17, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Fowden For For Management 1.2 Elect Director Barry A. Fromberg For For Management 1.3 Elect Director Robert L. Hanson For For Management 1.4 Elect Director Ernesto M. Hernandez For For Management 1.5 Elect Director Susan Somersille Johnson For For Management 1.6 Elect Director James A. Locke, III For For Management 1.7 Elect Director Daniel J. McCarthy For For Management 1.8 Elect Director Richard Sands For For Management 1.9 Elect Director Robert Sands For For Management 1.10 Elect Director Judy A. Schmeling For For Management 1.11 Elect Director Keith E. Wandell For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COSTAR GROUP, INC. Ticker: CSGP Security ID: 22160N109 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael R. Klein For Against Management 1b Elect Director Andrew C. Florance For For Management 1c Elect Director Laura Cox Kaplan For For Management 1d Elect Director Michael J. Glosserman For Against Management 1e Elect Director John W. Hill For For Management 1f Elect Director Christopher J. Nassetta For Against Management 1g Elect Director David J. Steinberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMINO'S PIZZA, INC. Ticker: DPZ Security ID: 25754A201 Meeting Date: APR 23, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Brandon For For Management 1.2 Elect Director Richard E. Allison, Jr. For For Management 1.3 Elect Director C. Andrew Ballard For For Management 1.4 Elect Director Andrew B. Balson For For Management 1.5 Elect Director Corie S. Barry For For Management 1.6 Elect Director Diana F. Cantor For For Management 1.7 Elect Director Richard L. Federico For For Management 1.8 Elect Director James A. Goldman For For Management 1.9 Elect Director Patricia E. Lopez For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELECTRONIC ARTS INC. Ticker: EA Security ID: 285512109 Meeting Date: AUG 02, 2018 Meeting Type: Annual Record Date: JUN 08, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leonard S. Coleman For For Management 1b Elect Director Jay C. Hoag For For Management 1c Elect Director Jeffrey T. Huber For For Management 1d Elect Director Lawrence F. Probst, III For For Management 1e Elect Director Talbott Roche For For Management 1f Elect Director Richard A. Simonson For For Management 1g Elect Director Luis A. Ubinas For For Management 1h Elect Director Heidi J. Ueberroth For For Management 1i Elect Director Andrew Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 30, 2019 Meeting Type: Annual Record Date: APR 05, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For For Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Susan D. For For Management Desmond-Hellmann 1.5 Elect Director Sheryl K. Sandberg For For Management 1.6 Elect Director Peter A. Thiel For For Management 1.7 Elect Director Jeffrey D. Zients For For Management 1.8 Elect Director Mark Zuckerberg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three Three Years Management Years 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Require Independent Board Chairman Against For Shareholder 7 Require a Majority Vote for the Against Against Shareholder Election of Directors 8 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix 9 Report on Content Governance Against Against Shareholder 10 Report on Global Median Gender Pay Gap Against Against Shareholder 11 Prepare Employment Diversity Report Against Against Shareholder and Report on Diversity Policies 12 Study Strategic Alternatives Including Against Against Shareholder Sale of Assets -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 14, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Herbert, II For For Management 1.2 Elect Director Katherine August-deWilde For For Management 1.3 Elect Director Thomas J. Barrack, Jr. For For Management 1.4 Elect Director Hafize Gaye Erkan For For Management 1.5 Elect Director Frank J. Fahrenkopf, Jr. For For Management 1.6 Elect Director Boris Groysberg For For Management 1.7 Elect Director Sandra R. Hernandez For For Management 1.8 Elect Director Pamela J. Joyner For For Management 1.9 Elect Director Reynold Levy For For Management 1.10 Elect Director Duncan L. Niederauer For For Management 1.11 Elect Director George G.C. Parker For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 29, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For For Management 1B Elect Director Duncan B. Angove For For Management 1C Elect Director William S. Ayer For For Management 1D Elect Director Kevin Burke For For Management 1E Elect Director Jaime Chico Pardo For For Management 1F Elect Director D. Scott Davis For For Management 1G Elect Director Linnet F. Deily For For Management 1H Elect Director Judd Gregg For For Management 1I Elect Director Clive Hollick For For Management 1J Elect Director Grace D. Lieblein For For Management 1K Elect Director George Paz For For Management 1L Elect Director Robin L. Washington For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against Against Shareholder 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- IAC/INTERACTIVECORP Ticker: IAC Security ID: 44919P508 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edgar Bronfman, Jr. For For Management 1.2 Elect Director Chelsea Clinton For For Management 1.3 Elect Director Barry Diller For For Management 1.4 Elect Director Michael D. Eisner For For Management 1.5 Elect Director Bonnie S. Hammer For For Management 1.6 Elect Director Victor A. Kaufman For For Management 1.7 Elect Director Joseph Levin For For Management 1.8 Elect Director Bryan Lourd For For Management 1.9 Elect Director David Rosenblatt For For Management 1.10 Elect Director Alan G. Spoon For For Management 1.11 Elect Director Alexander von For For Management Furstenberg 1.12 Elect Director Richard F. Zannino For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 29, 2019 Meeting Type: Annual Record Date: APR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Frances Arnold For For Management 1B Elect Director Francis A. deSouza For For Management 1C Elect Director Susan E. Siegel For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- INTUIT, INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 17, 2019 Meeting Type: Annual Record Date: NOV 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Thomas Szkutak For For Management 1j Elect Director Raul Vazquez For For Management 1k Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 25, 2019 Meeting Type: Annual Record Date: MAR 01, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For For Management 1b Elect Director Gary S. Guthart For For Management 1c Elect Director Amal M. Johnson For For Management 1d Elect Director Don R. Kania For For Management 1e Elect Director Keith R. Leonard, Jr. For Against Management 1f Elect Director Alan J. Levy For For Management 1g Elect Director Jami Dover Nachtsheim For For Management 1h Elect Director Mark J. Rubash For For Management 1i Elect Director Lonnie M. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 25, 2019 Meeting Type: Annual Record Date: APR 26, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director David R. Carlucci For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Steven J. Freiberg For For Management 1f Elect Director Julius Genachowski For For Management 1g Elect Director Choon Phong Goh For For Management 1h Elect Director Merit E. Janow For For Management 1i Elect Director Oki Matsumoto For Against Management 1j Elect Director Youngme Moon For For Management 1k Elect Director Rima Qureshi For For Management 1l Elect Director Jose Octavio Reyes For For Management Lagunes 1m Elect Director Gabrielle Sulzberger For For Management 1n Elect Director Jackson Tai For For Management 1o Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Gender Pay Gap Against Against Shareholder 5 Establish Human Rights Board Committee Against Against Shareholder -------------------------------------------------------------------------------- MERCADOLIBRE, INC. Ticker: MELI Security ID: 58733R102 Meeting Date: JUN 10, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emiliano Calemzuk For For Management 1.2 Elect Director Marcos Galperin For For Management 1.3 Elect Director Roberto Balls Sallouti For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Deloitte & Co. S.A. as Auditor For For Management -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 28, 2018 Meeting Type: Annual Record Date: SEP 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Reid G. Hoffman For For Management 1.3 Elect Director Hugh F. Johnston For For Management 1.4 Elect Director Teri L. List-Stoll For For Management 1.5 Elect Director Satya Nadella For For Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Helmut Panke For For Management 1.8 Elect Director Sandra E. Peterson For For Management 1.9 Elect Director Penny S. Pritzker For For Management 1.10 Elect Director Charles W. Scharf For For Management 1.11 Elect Director Arne M. Sorenson For For Management 1.12 Elect Director John W. Stanton For For Management 1.13 Elect Director John W. Thompson For For Management 1.14 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy M. Haley For For Management 1b Elect Director Leslie Kilgore For For Management 1c Elect Director Ann Mather For Withhold Management 1d Elect Director Susan Rice For Withhold Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder 5 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 20, 2018 Meeting Type: Annual Record Date: JUL 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Report on Political Contributions Against Against Shareholder Disclosure 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: 66987V109 Meeting Date: FEB 28, 2019 Meeting Type: Annual Record Date: JAN 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Approve Allocation of Income and For For Management Dividends of CHF 2.85 per Share 4 Approve CHF 11.6 Million Reduction in For For Management Share Capital via Cancellation of Repurchased Shares 5 Authorize Repurchase of up to CHF 10 For For Management Billion in Issued Share Capital 6 Approve Special Distribution by Way of For For Management a Dividend in Kind to Effect the Spin-Off of Alcon Inc. 7.1 Approve Maximum Remuneration of For For Management Directors in the Amount of CHF 8.2 Million 7.2 Approve Maximum Remuneration of For For Management Executive Committee in the Amount of CHF 92 Million 7.3 Approve Remuneration Report For For Management 8.1 Reelect Joerg Reinhardt as Director For For Management and Board Chairman 8.2 Reelect Nancy Andrews as Director For For Management 8.3 Reelect Ton Buechner as Director For For Management 8.4 Reelect Srikant Datar as Director For For Management 8.5 Reelect Elizabeth Doherty as Director For For Management 8.6 Reelect Ann Fudge as Director For For Management 8.7 Reelect Frans van Houten as Director For For Management 8.8 Reelect Andreas von Planta as Director For For Management 8.9 Reelect Charles Sawyers as Director For For Management 8.10 Reelect Enrico Vanni as Director For For Management 8.11 Reelect William Winters as Director For For Management 8.12 Elect Patrice Bula as Director For For Management 9.1 Reappoint Srikant Datar as Member of For For Management the Compensation Committee 9.2 Reappoint Ann Fudge as Member of the For For Management Compensation Committee 9.3 Reappoint Enrico Vanni as Member of For For Management the Compensation Committee 9.4 Reappoint William Winters as Member of For For Management the Compensation Committee 9.5 Appoint Patrice Bula as Member of the For For Management Compensation Committee 10 Ratify PricewaterhouseCoopers AG as For For Management Auditors 11 Designate Peter Zahn as Independent For For Management Proxy 12 Transact Other Business (Voting) For Abstain Management -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 25, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director Persis S. Drell For For Management 1d Elect Director James C. Gaither For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For For Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director Stephen C. Neal For For Management 1j Elect Director Mark L. Perry For For Management 1k Elect Director A. Brooke Seawell For For Management 1l Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Remove Director Without Cause -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 22, 2019 Meeting Type: Annual Record Date: MAR 29, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Wences Casares For For Management 1c Elect Director Jonathan Christodoro For For Management 1d Elect Director John J. Donahoe For Against Management 1e Elect Director David W. Dorman For For Management 1f Elect Director Belinda J. Johnson For For Management 1g Elect Director Gail J. McGovern For For Management 1h Elect Director Deborah M. Messemer For For Management 1i Elect Director David M. Moffett For For Management 1j Elect Director Ann M. Sarnoff For For Management 1k Elect Director Daniel H. Schulman For For Management 1l Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder 5 Amend Board Governance Documents to Against Against Shareholder Define Human Rights Responsibilities -------------------------------------------------------------------------------- ROPER TECHNOLOGIES, INC. Ticker: ROP Security ID: 776696106 Meeting Date: JUN 10, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Amy Woods Brinkley For For Management 1.3 Elect Director John F. Fort, III For For Management 1.4 Elect Director L. Neil Hunn For For Management 1.5 Elect Director Robert D. Johnson For For Management 1.6 Elect Director Robert E. Knowling, Jr. For For Management 1.7 Elect Director Wilbur J. Prezzano For For Management 1.8 Elect Director Laura G. Thatcher For For Management 1.9 Elect Director Richard F. Wallman For Withhold Management 1.10 Elect Director Christopher Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Political Contributions Against Against Shareholder Disclosure -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 09, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Charles E. Haldeman, Jr. For For Management 1.5 Elect Director Stephanie C. Hill For For Management 1.6 Elect Director Rebecca Jacoby For For Management 1.7 Elect Director Monique F. Leroux For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Amend Deferred Compensation Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 06, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For For Management 1b Elect Director Keith Block For For Management 1c Elect Director Parker Harris For For Management 1d Elect Director Craig Conway For For Management 1e Elect Director Alan Hassenfeld For For Management 1f Elect Director Neelie Kroes For For Management 1g Elect Director Colin Powell For For Management 1h Elect Director Sanford Robertson For For Management 1i Elect Director John V. Roos For For Management 1j Elect Director Bernard Tyson For For Management 1k Elect Director Robin Washington For For Management 1l Elect Director Maynard Webb For For Management 1m Elect Director Susan Wojcicki For For Management 2a Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 2b Eliminate Supermajority Vote For For Management Requirement to Remove Directors 3 Amend Omnibus Stock Plan For For Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Disclose Board Diversity and Against Against Shareholder Qualifications Matrix -------------------------------------------------------------------------------- SBA COMMUNICATIONS CORPORATION Ticker: SBAC Security ID: 78410G104 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin L. Beebe For For Management 1b Elect Director Jack Langer For For Management 1c Elect Director Jeffrey A. Stoops For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 12, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Briggs For For Management 1b Elect Director Paul E. Chamberlain For For Management 1c Elect Director Tamar O. Yehoshua For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3a Elect Jacobus Petrus (Koos) Bekker as For For Management Director 3b Elect Ian Charles Stone as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as For For Management Auditor and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 6 Authorize Repurchase of Issued Share For For Management Capital 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- TENCENT HOLDINGS LIMITED Ticker: 700 Security ID: G87572163 Meeting Date: MAY 15, 2019 Meeting Type: Special Record Date: MAY 08, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Refreshment of Scheme Mandate For For Management Limit Under the Share Option Scheme -------------------------------------------------------------------------------- TESLA, INC. Ticker: TSLA Security ID: 88160R101 Meeting Date: JUN 11, 2019 Meeting Type: Annual Record Date: APR 15, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ira Ehrenpreis For For Management 1.2 Elect Director Kathleen Wilson-Thompson For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Eliminate Supermajority Vote For For Management Requirement 5 Amend Certificate of Incorporation to For For Management Reduce Director Terms 6 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 7 Establish Public Policy Committee Against Against Shareholder 8 Adopt Simple Majority Vote Against For Shareholder -------------------------------------------------------------------------------- THE SHERWIN-WILLIAMS COMPANY Ticker: SHW Security ID: 824348106 Meeting Date: APR 17, 2019 Meeting Type: Annual Record Date: FEB 19, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kerrii B. Anderson For For Management 1.2 Elect Director Arthur F. Anton For For Management 1.3 Elect Director Jeff M. Fettig For For Management 1.4 Elect Director David F. Hodnik For For Management 1.5 Elect Director Richard J. Kramer For For Management 1.6 Elect Director Susan J. Kropf For For Management 1.7 Elect Director John G. Morikis For For Management 1.8 Elect Director Christine A. Poon For For Management 1.9 Elect Director John M. Stropki For For Management 1.10 Elect Director Michael H. Thaman For For Management 1.11 Elect Director Matthew Thornton, III For For Management 1.12 Elect Director Steven H. Wunning For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditor For For Management -------------------------------------------------------------------------------- TRANSUNION Ticker: TRU Security ID: 89400J107 Meeting Date: MAY 08, 2019 Meeting Type: Annual Record Date: MAR 12, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George M. Awad For For Management 1.2 Elect Director Christopher A. For For Management Cartwright 1.3 Elect Director Siddharth N. (Bobby) For For Management Mehta 1.4 Elect Director Andrew Prozes For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 16, 2019 Meeting Type: Annual Record Date: MAR 22, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director Erroll B. Davis, Jr. For For Management 1c Elect Director William J. DeLaney For For Management 1d Elect Director David B. Dillon For For Management 1e Elect Director Lance M. Fritz For For Management 1f Elect Director Deborah C. Hopkins For For Management 1g Elect Director Jane H. Lute For For Management 1h Elect Director Michael R. McCarthy For For Management 1i Elect Director Thomas F. McLarty, III For For Management 1j Elect Director Bhavesh V. Patel For For Management 1k Elect Director Jose H. Villarreal For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 03, 2019 Meeting Type: Annual Record Date: APR 09, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Richard T. Burke For For Management 1c Elect Director Timothy P. Flynn For For Management 1d Elect Director Stephen J. Hemsley For For Management 1e Elect Director Michele J. Hooper For For Management 1f Elect Director F. William McNabb, III For For Management 1g Elect Director Valerie C. Montgomery For For Management Rice 1h Elect Director John H. Noseworthy For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director David S. Wichmann For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: JUN 05, 2019 Meeting Type: Annual Record Date: APR 10, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta N. Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Terrence C. Kearney For For Management 1.4 Elect Director Yuchun Lee For For Management 1.5 Elect Director Jeffrey M. Leiden For For Management 1.6 Elect Director Bruce I. Sachs For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Report on Integrating Risks Related to Against Against Shareholder Drug Pricing into Senior Executive Compensation 7 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- VISA, INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 29, 2019 Meeting Type: Annual Record Date: NOV 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For For Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director John F. Lundgren For For Management 1f Elect Director Robert W. Matschullat For For Management 1g Elect Director Denise M. Morrison For For Management 1h Elect Director Suzanne Nora Johnson For For Management 1i Elect Director John A.C. Swainson For For Management 1j Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- VULCAN MATERIALS COMPANY Ticker: VMC Security ID: 929160109 Meeting Date: MAY 10, 2019 Meeting Type: Annual Record Date: MAR 13, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen L. Quirk For For Management 1b Elect Director David P. Steiner For For Management 1c Elect Director Lee J. Styslinger, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- XYLEM INC. Ticker: XYL Security ID: 98419M100 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 18, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeanne Beliveau-Dunn For For Management 1b Elect Director Curtis J. Crawford For For Management 1c Elect Director Patrick K. Decker For For Management 1d Elect Director Robert F. Friel For For Management 1e Elect Director Jorge M. Gomez For For Management 1f Elect Director Victoria D. Harker For For Management 1g Elect Director Sten E. Jakobsson For For Management 1h Elect Director Steven R. Loranger For For Management 1i Elect Director Surya N. Mohapatra For For Management 1j Elect Director Jerome A. Peribere For For Management 1k Elect Director Markos I. Tambakeras For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Reduce Ownership Threshold for Against Against Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- ZAYO GROUP HOLDINGS, INC. Ticker: ZAYO Security ID: 98919V105 Meeting Date: NOV 06, 2018 Meeting Type: Annual Record Date: SEP 07, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan Caruso For For Management 1.2 Elect Director Don Gips For For Management 1.3 Elect Director Scott Drake For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement to Certificate of Incorporation 6 Amend Stock Ownership Limitations For For Management 7 Eliminate Supermajority Vote For For Management Requirement to Current Bylaws -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 15, 2019 Meeting Type: Annual Record Date: MAR 21, 2019 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Juan Ramon Alaix For For Management 1.2 Elect Director Paul M. Bisaro For For Management 1.3 Elect Director Frank A. D'Amelio For For Management 1.4 Elect Director Michael B. McCallister For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management ========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BlackRock Capital Appreciation Fund, Inc.
By: | /s/ John Perlowski | |
John Perlowski Chief Executive Officer of BlackRock Capital Appreciation Fund, Inc. | ||
Date: | August 29, 2019 |