SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 4, 2021
|(Exact name of registrant as specified in its charter)|
|(State or other jurisdiction of incorporation)||(Commission File Number)||(IRS Employer Identification No.)|
1260 Red Fox Road, Arden Hills, MN 55112
|(Address of principal executive offices) (Zip Code)|
|Registrant’s telephone number, including area code (651) 636-9770|
|(Former name or former address, if changed since last report)|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol||Name of each exchange on which registered|
|Common stock, par value $1.00 per share||IIN||Nasdaq Global Market|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
|Item 5.07||Submission of Matters to a Vote of Security Holders.|
(a) The annual meeting of shareholders of Intricon Corporation (“Intricon” or the “Company”) was held on May 4, 2021.
(b) At the meeting, Intricon’s shareholders: (i) re-elected each of Nicholas A. Giordano and Raymond O. Huggenberger as a director of Intricon for a term of three years and until his successor is duly elected and qualified; (ii) approved, on an advisory basis, the Company’s executive compensation as disclosed in the Company’s proxy statement, referred to as "say-on-pay"; (iii) approved an amendment to the Company’s Amended and Restated 2015 Equity Incentive Plan to, among other matters, increase the number of shares of common stock authorized for issuance under that plan by 500,000 shares; and (iv) ratified the appointment of Deloitte & Touche LLP as the Company’s independent auditor for fiscal year 2021.
In addition to the reelected directors referenced in the preceding paragraph, the terms of the following directors continued after the meeting: Mark S. Gorder, Scott Longval, Kathleen P. Pepski, Heather D. Rider and Philip I. Smith. As previously reported, Mr. Masucci retired as a director following the annual meeting.
The tabulation of votes for each proposal is as follows:
|(1)||Election of Directors:|
|Director Nominee:||Nicholas A. Giordano|
|Director Nominee:||Raymond O. Huggenberger|
|(2)||Approval of Executive Compensation (“Say-on-Pay”):|
|(3)||Approval of Amendment to Amended and Restated 2015 Equity Incentive Plan:|
(4) Ratification of Appointment of Deloitte & Touche LLP as Independent Auditor:
/s/ Annalee Lutgen
|Title:||Director of Finance and Treasurer|
Date: May 6, 2021