UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07102
The Advisors’ Inner Circle Fund II
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund II
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: July 31
Date of Reporting Period: July 1, 2020 to June 30, 2021
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which is a series of The Advisors’ Inner Circle Fund II:
Champlain Emerging Markets Fund
Champlain Mid Cap Fund
Champlain Small Company Fund
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
AIA GROUP LTD | ||||||
Security ID: Y002A1105 | ||||||
Meeting Date: 20-May-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040800938.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040800946.pdf | Non-Voting | Non-Voting | ||||
Please Note in the Hong Kong Market That A Vote of | ||||||
'abstain' Will be Treated-the Same As A 'take No | ||||||
Action' Vote | Non-Voting | Non-Voting | ||||
1 | To Receive the Audited Consolidated Financial | |||||
Statements of the Company, the Report of the | ||||||
Directors and the Independent Auditor's Report for | ||||||
the Year Ended 31 December 2020 | Management | For | Voted - For | |||
2 | To Declare A Final Dividend of 100.30 Hong Kong | |||||
Cents Per Share for the Year Ended 31 December 2020 | Management | For | Voted - For | |||
3 | To Re-elect Mr. Lee Yuan Siong As Executive | |||||
Director of the Company | Management | For | Voted - For | |||
4 | To Re-elect Mr. Chung-kong Chow As Independent | |||||
Non-executive Director of the Company | Management | For | Voted - For | |||
5 | To Re-elect Mr. John Barrie Harrison As Independent | |||||
Non-executive Director of the Company | Management | For | Voted - For | |||
6 | To Re-elect Professor Lawrence Juen-yee Lau As | |||||
Independent Non-executive Director of the Company | Management | For | Voted - For | |||
7 | To Re-elect Mr. Cesar Velasquez Purisima As | |||||
Independent Non-executive Director of the Company | Management | For | Voted - For | |||
8 | To Re-appoint PricewaterhouseCoopers As Auditor of | |||||
the Company and to Authorise the Board of Directors | ||||||
of the Company to Fix Its Remuneration | Management | For | Voted - For | |||
9 | .A | To Grant A General Mandate to the Directors to | ||||
Allot, Issue and Deal with Additional Shares of the | ||||||
Company, Not Exceeding 10 Per Cent of the Number of | ||||||
Shares of the Company in Issue As at the Date of | ||||||
This Resolution, and the Discount for Any Shares to | ||||||
be Issued Shall Not Exceed 10 Per Cent to the | ||||||
Benchmarked Price | Management | For | Voted - For | |||
9 | .B | To Grant A General Mandate to the Directors to Buy | ||||
Back Shares of the Company, Not Exceeding 10 Per | ||||||
Cent of the Number of Shares of the Company in | ||||||
Issue As at the Date of This Resolution | Management | For | Voted - For | |||
AIRTAC INTERNATIONAL GROUP | ||||||
Security ID: G01408106 | ||||||
Meeting Date: 28-May-21 | Meeting Type: Annual General Meeting | |||||
1 | To Recognize the Company's Operational and Business | |||||
Report and Consolidated Financial Statements for |
1
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Year 2020.proposed Cash Dividend: Twd 9.1476 Per | ||||||
Share | Management | For | Voted - For | |||
2 | To Discuss the Amendments to the Procedures of | |||||
Shareholders' Meetings of the Company. | Management | For | Voted - For | |||
3 | To Discuss the Amendments to the Procedures for | |||||
Election of Directors of the Company. | Management | For | Voted - For | |||
4 | To Discuss the Amendments to the Procedure for | |||||
Endorsement and Guarantee of the Company. | Management | For | Voted - For | |||
5 | To Discuss the Amendments to the Procedure for | |||||
Trading of Derivatives of the Company. | Management | For | Voted - For | |||
AK MEDICAL HOLDINGS LTD | ||||||
Security ID: G02014101 | ||||||
Meeting Date: 15-Jun-21 | Meeting Type: Annual General Meeting | |||||
Please Note That This is an Amendment to Meeting Id | ||||||
536068 Due to Receipt Of-updated Agenda. All Votes | ||||||
Received on the Previous Meeting Will | ||||||
Be-disregarded and You Will Need to Reinstruct on | ||||||
This Meeting Notice. Thank You | Non-Voting | Non-Voting | ||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0527/2021052700425.pdf, | Non-Voting | Non-Voting | ||||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' For- All Resolutions, | ||||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | ||||
1 | To Receive the Audited Consolidated Financial | |||||
Statements and the Reports of the Directors and | ||||||
Auditors for the Year Ended 31 December 2020 | Management | For | Voted - For | |||
2 | To Declare A Final Dividend of Hkd4.0 Cents Per | |||||
Ordinary Share for the Year Ended 31 December 2020 | Management | For | Voted - For | |||
3 | .A | To Re-elect Mr. Li Zhijiang As Executive Director | ||||
of the Company | Management | For | Voted - Against | |||
3 | .B | To Re-elect Ms. Zhang Bin As Executive Director of | ||||
the Company | Management | For | Voted - For | |||
3 | .C | To Re-elect Mr. Eric Wang As Independent | ||||
Non-executive Director of the Company | Management | For | Voted - For | |||
3 | .D | To Authorize the Board of Directors to Fix the | ||||
Respective Directors' Remuneration | Management | For | Voted - For | |||
3 | .E | To Re-elect Dr. Wang David Guowei As Non- Executive | ||||
Director of the Company | Management | For | Voted - Against | |||
4 | To Re-appoint KPMG As Auditors and to Authorize the | |||||
Board of Directors to Fix Their Remuneration | Management | For | Voted - For | |||
5 | To Give A General Mandate to the Directors to | |||||
Repurchase Shares of the Company Not Exceeding 10% | ||||||
of the Total Number of Issued Shares of the Company | ||||||
As at the Date of Passing of This Resolution | Management | For | Voted - For | |||
6 | To Give A General Mandate to the Directors to | |||||
Issue, Allot and Deal with Additional Shares of the | ||||||
Company Not Exceeding 20% of the Total Number of |
2
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Issued Shares of the Company As at the Date of | ||||||
Passing of This Resolution | Management | For | Voted - Against | |||
7 | To Extend the General Mandate Granted to the | |||||
Directors to Issue, Allot and Deal with Additional | ||||||
Shares in the Capital of the Company Under the | ||||||
Ordinary Resolution No.6 by the Aggregate Number of | ||||||
the Shares Repurchased by the Company Under the | ||||||
Ordinary Resolution No. 5 | Management | For | Voted - Against | |||
ALIBABA GROUP HOLDING LIMITED | ||||||
Security ID: 01609W102 Ticker: BABA | ||||||
Meeting Date: 30-Sep-20 | Meeting Type: Annual | |||||
1 | . | Amend and Restate the Company's Memorandum and | ||||
Articles of Association to Expressly Permit | ||||||
Completely Virtual Shareholders' Meetings and | ||||||
Reflect Such Updates As are Detailed in the Proxy | ||||||
Statement and Set Forth in Exhibit A Thereto. | Management | For | Voted - For | |||
2.1 | Election of Director: Maggie Wei Wu (to Serve for A | |||||
Three Year Term Or Until Such Director's Successor | ||||||
is Elected Or Appointed and Duly Qualified). | Management | For | Voted - For | |||
2.2 | Election of Director: Kabir Misra (to Serve for A | |||||
Three Year Term Or Until Such Director's Successor | ||||||
is Elected Or Appointed and Duly Qualified). | Management | For | Voted - For | |||
2.3 | Election of Director: Walter Teh Ming Kwauk (to | |||||
Serve for A Three Year Term Or Until Such | ||||||
Director's Successor is Elected Or Appointed and | ||||||
Duly Qualified). | Management | For | Voted - For | |||
3 | . | Ratify the Appointment of PricewaterhouseCoopers As | ||||
the Independent Registered Public Accounting Firm | ||||||
of the Company for the Fiscal Year Ending March 31, | ||||||
2021. | Management | For | Voted - For | |||
ARCO PLATFORM LIMITED | ||||||
Security ID: G04553106 | Ticker: ARCE | |||||
Meeting Date: 30-Oct-20 | Meeting Type: Annual | |||||
1 | . | To Resolve, As an Ordinary Resolution, That the | ||||
Company's Financial Statements and the Auditor's | ||||||
Report for the Fiscal Year Ended 31 December 2019 | ||||||
be Approved and Ratified. | Management | For | Voted - For | |||
2 | . | To Resolve, As an Ordinary Resolution, That Edward | ||||
Ruiz be Appointed As A Director of the Company with | ||||||
Immediate Effect to Hold Office in Accordance with | ||||||
the Articles of Association of the Company. | Management | For | Voted - Against | |||
3 | . | To Resolve, As an Ordinary Resolution, That Pablo | ||||
Doberti be Appointed As A Director of the Company | ||||||
with Immediate Effect to Hold Office in Accordance | ||||||
with the Articles of Association of the Company. | Management | For | Voted - For | |||
4 | . | To Resolve, As an Ordinary Resolution, That David | ||||
Peixoto Dos Santos be Appointed As A Director of |
3
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
the Company with Immediate Effect to Hold Office in | ||||||
Accordance with the Articles of Association of the | ||||||
Company. | Management | For | Voted - For | |||
5 | . | To Resolve, As an Ordinary Resolution, That Stelleo | ||||
Tolda be Appointed As A Director of the Company | ||||||
with Immediate Effect to Hold Office in Accordance | ||||||
with the Articles of Association of the Company. | Management | For | Voted - For | |||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1 | . | To Resolve, As an Ordinary Resolution, That the | ||||
Company's Financial Statements and the Auditor's | ||||||
Report for the Fiscal Year Ended 31 December 2020 | ||||||
be Approved and Ratified. | Management | For | Voted - For | |||
2 | . | To Resolve, As an Ordinary Resolution, That Carla | ||||
Schmitzberger be Appointed As A Independent | ||||||
Director of the Company with Immediate Effect to | ||||||
Hold Office in Accordance with the Articles of | ||||||
Association of the Company. | Management | For | Voted - For | |||
3 | . | To Resolve, As an Ordinary Resolution, That Beatriz | ||||
Amary be Appointed As A Director of the Company | ||||||
with Immediate Effect to Hold Office in Accordance | ||||||
with the Articles of Association of the Company. | Management | For | Voted - For | |||
ASIAN PAINTS LIMITED | ||||||
Security ID: Y03638114 | ||||||
Meeting Date: 05-Aug-20 | Meeting Type: Annual General Meeting | |||||
1 | To Receive, Consider and Adopt: A. Audited | |||||
Financial Statements of the Company for the | ||||||
Financial Year Ended 31st March, 2020 Together with | ||||||
the Reports of Board of Directors and Auditors | ||||||
Thereon. B. Audited Consolidated Financial | ||||||
Statements of the Company for the Financial Year | ||||||
Ended 31st March, 2020 Together with the Report of | ||||||
Auditors Thereon | Management | For | Voted - For | |||
2 | To Declare Final Dividend on Equity Shares for the | |||||
Financial Year Ended 31st March, 2020: the Board of | ||||||
Directors at Their Meeting Held on 23rd June, 2020 | ||||||
Has Recommended Payment of Inr 1.50 (rupees One & | ||||||
Paise Fifty Only) Per Equity Share of the Face | ||||||
Value of Inr 1 (rupee One Only) Each As Final | ||||||
Dividend for the Financial Year Ended 31st March, | ||||||
2020. the Payout is Expected to be Inr 143.88 | ||||||
Crores (rupees One Hundred Fourty Three Crores and | ||||||
Eighty-eight Lakhs). the Payment of Final Dividend | ||||||
is Subject to the Approval of the Shareholders of | ||||||
the Company at the Ensuing Annual General Meeting | ||||||
(agm) | Management | For | Voted - For | |||
3 | To Appoint A Director in Place of Mr. Ashwin Dani | |||||
(din: 00009126), Who Retires by Rotation and Being | ||||||
Eligible, Offers Himself for Re- Appointment | Management | For | Voted - For |
4
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | To Appoint A Director in Place of Ms. Amrita Vakil | ||||
(din: 00170725), Who Retires by Rotation and Being | |||||
Eligible, Offers Herself for Re- Appointment | Management | For | Voted - For | ||
5 | To Appoint Mr. Manish Choksi (din: 00026496) As A | ||||
Non - Executive Director of the Company And, If | |||||
Thought Fit, Approve the Following Resolution As an | |||||
Ordinary Resolution | Management | For | Voted - Against | ||
6 | To Continue the Directorship of Mr. Ashwin Dani | ||||
(din: 00009126) As A Non - Executive Director of | |||||
the Company And, If Thought Fit, Pass the Following | |||||
Resolution As A Special Resolution | Management | For | Voted - For | ||
7 | To Appoint Mr. Amit Syngle (din: 07232566) As A | ||||
Director on the Board of Directors of the Company | |||||
And, If Thought Fit, Approve, the Following | |||||
Resolution As an Ordinary Resolution | Management | For | Voted - For | ||
8 | To Appoint Mr. Amit Syngle (din: 07232566) As the | ||||
Managing Director & Ceo of the Company And, If | |||||
Thought Fit, Approve, the Following Resolution As | |||||
an Ordinary Resolution | Management | For | Voted - For | ||
9 | To Ratify the Remuneration Payable to M/s Ra & Co., | ||||
Cost Accountants (firm Registration Number 000242), | |||||
the Cost Auditors of the Company for the Financial | |||||
Year Ending 31st March, 2021 And, If Thought Fit, | |||||
Approve, the Following Resolution As an Ordinary | |||||
Resolution | Management | For | Voted - For | ||
Meeting Date: 29-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt: A. Audited | ||||
Financial Statements of the Company for the | |||||
Financial Year Ended 31st March, 2021 Together with | |||||
the Reports of Board of Directors and Auditors | |||||
Thereon; and B. Audited Consolidated Financial | |||||
Statements of the Company for the Financial Year | |||||
Ended 31st March, 2021 Together with the Report of | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Declare Final Dividend on Equity Shares for the | ||||
Financial Year Ended 31st March, 2021 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr. Abhay Vakil | ||||
(din: 00009151), Who Retires by Rotation and Being | |||||
Eligible, Offers Himself for Re- Appointment | Management | For | Voted - Against | ||
4 | To Appoint A Director in Place of Mr. Jigish Choksi | ||||
(din: 08093304), Who Retires by Rotation and Being | |||||
Eligible, Offers Himself for Re-appointment | Management | For | Voted - Against | ||
5 | To Consider the Re-appointment of M/s. Deloitte | ||||
Haskins & Sells LLP, Chartered Accountants (firm | |||||
Registration No. 117366w/w-100018), As the | |||||
Statutory Auditors of the Company And, If Thought | |||||
Fit, to Pass the Following Resolution As an | |||||
Ordinary Resolution: "resolved That Pursuant to | |||||
Sections 139, 142 and Other Applicable Provisions, | |||||
If Any, of the Companies Act, 2013 Read with the | |||||
Companies (audit and Auditors) Rules, 2014 | |||||
(including Any Statutory Modification(s) Or Re- | |||||
Enactment(s) Thereof for the Time Being in Force), |
5
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
M/s. Deloitte Haskins & Sells LLP, Chartered | ||||
Accountants (firm Registration No. | ||||
117366w/w-100018) be and are Hereby Re- Appointed | ||||
As Statutory Auditors of the Company to Hold Office | ||||
from the Conclusion of This Annual General Meeting | ||||
Till the Conclusion of the 80th Annual General | ||||
Meeting, on Such Remuneration As Shall be Fixed by | ||||
the Board of Directors of the Company | Management | For | Voted - Against | |
6 | To Consider the Re-appointment of Mr. R. Seshasayee | |||
(din: 00047985) As an Independent Director of the | ||||
Company to Hold Office for A Second Term from 23rd | ||||
January, 2022 to 22nd January, 2027 And, If Thought | ||||
Fit, to Pass the Following Resolution As A Special | ||||
Resolution: "resolved That Pursuant to the | ||||
Provisions of Sections 149 and 152 Read with | ||||
Schedule IV and Other Applicable Provisions, If | ||||
Any, of the Companies Act, 2013 and Companies | ||||
(appointment and Qualification of Directors) Rules, | ||||
2014 and the Applicable Provisions of the | ||||
Securities and Exchange Board of India (listing | ||||
Obligations and Disclosure Requirements) | ||||
Regulations, 2015 (including Any Statutory | ||||
Modification(s) And/or Re-enactment(s) Thereof for | ||||
the Time Being in Force), Mr. R. Seshasayee Who Was | ||||
Appointed As an Independent Director and Who Holds | ||||
Office Upto 22nd January, 2022 and Being Eligible, | ||||
be and is Hereby Re-appointed As an Independent | ||||
Director of the Company, Not Liable to Retire by | ||||
Rotation, to Hold Office for A Second Term Up to | ||||
22nd January, 2027 | Management | For | Voted - For | |
7 | To Continue the Directorship by Mr. R. Seshasayee | |||
(din: 00047985) As an Independent Director of the | ||||
Company And, If Thought Fit, to Pass the Following | ||||
Resolution As A Special Resolution: "resolved That | ||||
Pursuant to Regulation 17(1a) of the Securities and | ||||
Exchange Board of India (listing Obligations and | ||||
Disclosure Requirements) Regulations, 2015 | ||||
(including Any Statutory Modification(s) And/or | ||||
2re- Enactment(s) Thereof for the Time Being in | ||||
Force) and Other Applicable Laws, If Any, Approval | ||||
of the Members of Company be and is Hereby Accorded | ||||
for Continuation of Directorship of Mr. R. | ||||
Seshasayee As an Independent Director of the | ||||
Company Beyond 75 (seventy-five) Years of Age, | ||||
After 31st May, 2023, Not Liable to Retire by | ||||
Rotation | Management | For | Voted - For | |
8 | To Consider the Asian Paints Employee Stock Option | |||
Plan 2021 ("2021 Plan") and Grant of Stock Options | ||||
to the Eligible Employees of the Company Under the | ||||
2021 Plan And, If Thought Fit, to Pass the | ||||
Following Resolution As A Special Resolution: | ||||
"resolved That Pursuant to the Applicable | ||||
Provisions of the Companies Act, 2013, the | ||||
Securities and Exchange Board of India (share Based | ||||
Employee Benefits) Regulations, 2014 ("sebi | ||||
Regulations") (including Any Statutory | ||||
Modification(s) Or Re-enactment(s) Thereof for the |
6
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Time Being in Force), and Other Rules, Regulations, | ||||
Circulars and Guidelines of Any/various | ||||
Statutory/regulatory Authority(ies) That are Or May | ||||
Become Applicable and Subject to Any Approvals, | ||||
Permissions and Sanctions of Any/various | ||||
Authority(ies) As May be Required and Subject to | ||||
Such Conditions and Modifications As May be | ||||
Prescribed Or Imposed While Granting Such | ||||
Approvals, Permissions and Sanctions Which May be | ||||
Agreed to by the Board of Directors of the Company | ||||
(hereinafter Referred to As "the Board") the | ||||
Approval of the Shareholders be and is Hereby | ||||
Accorded to the Board to Introduce, Offer, Issue | ||||
and Provide Stock Options Under the Asian Paints | ||||
Employee Stock Option Plan 2021 ("2021 Plan"), the | ||||
Salient Features of Which are Furnished in the | ||||
Explanatory Statement to This Notice and to Grant | ||||
Such Stock Options, to Such Person(s) Who are in | ||||
the Permanent Employment of the Company, Whether | ||||
Working in India Or Out of India, and to the | ||||
Directors of the Company, Except for Persons Who, | ||||
Being Permanent Employees of the Company And/or | ||||
Directors of the Company, are Otherwise Not | ||||
Eligible Under Applicable Laws to be Granted Stock | ||||
Options Under the 2021 Plan (all Such Persons are | ||||
Hereinafter Collectively Referred to As "eligible | ||||
Employees"); at Such Price Or Prices, in One Or | ||||
More Tranches and on Such Terms and Conditions As | ||||
May be Fixed Or Determined by the Board in | ||||
Accordance with the 2021 Plan | Management | For | Voted - Against | |
9 | To Consider the Asian Paints Employee Stock Option | |||
Plan 2021 ("2021 Plan") and Grant of Stock Options | ||||
to the Eligible Employees of the Company's | ||||
Subsidiaries Under the 2021 Plan And, If Thought | ||||
Fit, to Pass the Following Resolution As A Special | ||||
Resolution:"resolved That Pursuant to the | ||||
Applicable Provisions of the Companies Act, 2013, | ||||
the Securities and Exchange Board of India (share | ||||
Based Employee Benefits) Regulations, 2014 ("sebi | ||||
Regulations") (including Any Statutory | ||||
Modification(s) Or Re-enactment(s) Thereof for the | ||||
Time Being in Force), and Other Rules, Regulations, | ||||
Circulars and Guidelines of Any/various | ||||
Statutory/regulatory Authority(ies) That are Or May | ||||
Become Applicable and Subject to Any Approvals, | ||||
Permissions and Sanctions of Any/various | ||||
Authority(ies) As May be Required and Subject to | ||||
Such Conditions and Modifications As May be | ||||
Prescribed Or Imposed While Granting Such | ||||
Approvals, Permissions and Sanctions Which May be | ||||
Agreed to by the Board of Directors of the Company | ||||
(hereinafter Referred to As "the Board") the | ||||
Approval of the Shareholders be and is Hereby | ||||
Accorded to the Board to Introduce, Offer, Issue | ||||
and Provide Stock Options Under the Asian Paints | ||||
Employee Stock Option Plan 2021 ("2021 Plan"), the | ||||
Salient Features of Which are Furnished in the |
7
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Explanatory Statement to This Notice and to Grant | ||||
Such Stock Options, to Such Person(s) Who are in | ||||
the Permanent Employment of Any of the Company's | ||||
Subsidiaries, Whether Working in India Or Outof | ||||
India, and to the Directors of Any of the Company's | ||||
Subsidiaries, Except for Persons Who, Being | ||||
Permanent Employees of Any Subsidiary And/or | ||||
Directors of Any Subsidiary, are Otherwise Not | ||||
Eligible Under Applicable Laws to be Granted Stock | ||||
Options Under the 2021 Plan (all Such Persons are | ||||
Hereinafter Collectively Referred to As "eligible | ||||
Employees"); at Such Price Or Prices, in One Or | ||||
More Tranches and on Such Terms and Conditions, As | ||||
May be Fixed Or Determined by the Board in | ||||
Accordance with the 2021 Plan | Management | For | Voted - Against | |
10 | To Consider the Secondary Acquisition of Equity | |||
Shares of the Company by the Asian Paints Employees | ||||
Stock Ownership Trust for the Implementation of the | ||||
Asian Paints Employee Stock Option Plan 2021 ("2021 | ||||
Plan") And, If Thought Fit, to Pass the Following | ||||
Resolution As A Special Resolution: "resolved That | ||||
Subject to the Provisions of the Indian Trusts Act, | ||||
1882 and the Securities and Exchange Board of India | ||||
(share Based Employee Benefits) Regulations, 2014 | ||||
and Other Applicable Laws (if Any), the Approval of | ||||
the Shareholders of the Company be and is Hereby | ||||
Accorded to Asian Paints Employees Stock Ownership | ||||
Trust ("the Trust") to Acquire Equity Shares of the | ||||
Company by Way of Secondary Acquisition for | ||||
Implementing the Asian Paints Employee Stock Option | ||||
Plan 2021 ("2021 Plan"), with Such Acquisition (in | ||||
One Or More Tranches) Not Cumulatively Exceeding | ||||
25,00,000 Equity Shares (as May be Adjusted for Any | ||||
Changes in Capital Structure of the Company) of the | ||||
Company Constituting 0.26% of the Paid-up Equity | ||||
Share Capital of the Company As on 12th May, 2021 | ||||
(or Such Lower Percentage As May be Permitted Under | ||||
Applicable Laws) at Such Price(s) and on Such Terms | ||||
and Conditions As May be Determined by the Board of | ||||
Directors of the Company (hereinafter Referred to | ||||
As "the Board") Over the Term of the 2021 Plan | Management | For | Voted - Against | |
11 | To Consider the Grant of Equity Stock Options to | |||
Mr. Amit Syngle, Managing Director and Ceo, Under | ||||
the Asian Paints Employee Stock Option Plan 2021 | ||||
("2021 Plan") And, If Thought Fit, to Pass the | ||||
Following Resolution As an Ordinary Resolution: | ||||
"resolved That Pursuant to the Recommendations of | ||||
the Nomination and Remuneration Committee and the | ||||
Approval of the Board of Directors of the Company | ||||
(hereinafter Referred to As "the Board") and | ||||
Pursuant to the Provisions of Sections 196, 197, | ||||
198, 203 and Other Applicable Provisions of the | ||||
Companies Act, 2013 ("the Act") and the Rules Made | ||||
Thereunder, Read with Schedule V to the Act | ||||
(including Any Statutory Modification(s) Or Re- | ||||
Enactments Thereof) and Pursuant to the Asian | ||||
Paints Employee Stock Option Plan 2021 ("2021 |
8
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Plan") (upon Approval of the 2021 Plan by the | ||||
Shareholders of the Company), and in Partial | ||||
Modification to the Resolution Passed by | ||||
Shareholders on 5th August, 2020 Pursuant to the | ||||
Notice of Agm Dated 23rd June, 2020 Sent to the | ||||
Company's Shareholders Approving the Appointment | ||||
and Remuneration of Mr. Amit Syngle As the Managing | ||||
Director & Ceo of the Company, Consent of the | ||||
Shareholders be and is Hereby Accorded to Grant | ||||
Stock Options Under the 2021 Plan, to Mr. Amit | ||||
Syngle, Managing Director & Ceo of the Company | Management | For | Voted - Against | |
12 | To Consider Change of Place of Keeping and | |||
Inspection of Register and Index of Members, | ||||
Returns, Etc. And, If Thought Fit, to Pass the | ||||
Following Resolution As A Special Resolution: | ||||
"resolved That Pursuant to the Provisions of | ||||
Sections 88, 94 and Other Applicable Provisions, If | ||||
Any, of the Companies Act, 2013 (hereinafter | ||||
Referred to As "the Act") Read with the Companies | ||||
(management and Administration) Rules, 2014 | ||||
(including Any Statutory Modification(s) Or | ||||
Re-enactment(s) Thereof for the Time Being in | ||||
Force), Consent of the Members of the Company be | ||||
and is Hereby Accorded for the Maintenance of the | ||||
Registers and Index of Members of the Company Under | ||||
Section 150 of the Companies Act, 1956 Or Section | ||||
88 of the Act, As Applicable and Copies of the | ||||
Returns Prepared Under Section 159 of the Companies | ||||
Act, 1956 Or Section 92 of the Act, As Applicable, | ||||
Read with the Companies (management and | ||||
Administration) Rules, 2014 (including Any | ||||
Statutory Modification(s) Or Re-enactment(s) | ||||
Thereof for the Time Being in Force) and in | ||||
Accordance with Article 144 of the Articles of | ||||
Association of the Company, for the Period(s) on Or | ||||
After 1st April, 2003, be Shifted and Maintained at | ||||
M/s. Tsr Darashaw Consultants Private Limited, | ||||
C-101, 1st Floor, 247 Park, Lal Bahadur Shastri | ||||
Marg, Vikhroli (west), Mumbai - 400 083, Or at Such | ||||
Other Place Within Mumbai, Where the Registrar and | ||||
Transfer Agent May Shift Its Office from Time to | ||||
Time | Management | For | Voted - For | |
13 | To Ratify the Remuneration Payable to M/s. Ra & | |||
Co., Cost Accountants (firm Registration No. | ||||
000242), Cost Auditors of the Company for the | ||||
Financial Year Ending 31st March, 2022 And, If | ||||
Thought Fit, to Pass the Following Resolution As an | ||||
Ordinary Resolution: Resolved That Pursuant to | ||||
Section 148 and Other Applicable Provisions, If | ||||
Any, of the Companies Act, 2013 Read with the | ||||
Companies (audit and Auditors) Rules, 2014 and | ||||
Companies (cost Records and Audit) Rules, 2014 | ||||
(including Any Statutory Modification(s) Or Re- | ||||
Enactment(s) Thereof for the Time Being in Force), | ||||
the Company Hereby Ratifies the Remuneration of Inr | ||||
8 Lakhs (rupees Eight Lakhs Only) Plus Taxes and | ||||
Reimbursement of Out of Pocket Expenses at Actuals, |
9
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
If Any, Incurred in Connection with the Audit to | |||||
M/s. Ra & Co., Cost Accountants (firm Registration | |||||
No. 000242) Who Were Appointed by the Board of | |||||
Directors As Cost Auditors of the Company, Based on | |||||
Recommendations of Audit Committee, to Conduct Cost | |||||
Audits Relating to Cost Records of the Company | |||||
Under the Companies (cost Records and Audit) Rules, | |||||
2015 (including Any Statutory Modification(s) Or | |||||
Re-enactment(s) Thereof for the Time Being in | |||||
Force) for the Financial Year Ending 31st March, | |||||
2022 | Management | For | Voted - For | ||
17 Jun 2021: Please Note That This is A Revision | |||||
Due to Modification of The-text of Resolution 1 and | |||||
Change in Record Date from 27 Jun 2021 to 22 | |||||
Jun-2021. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless-you Decide to Amend | |||||
Your Original Instructions. Thank You | Non-Voting | Non-Voting | |||
AVENUE SUPERMARTS LTD | |||||
Security ID: Y04895101 | |||||
Meeting Date: 01-Sep-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Accounts: A) to Receive, Consider and | ||||
Adopt the Standalone Audited Financial Statements | |||||
of the Company for the Financial Year Ended 31st | |||||
March, 2020 Together with the Reports of the Board | |||||
of Directors and Auditors Thereon; B) to Receive, | |||||
Consider and Adopt the Consolidated Audited | |||||
Financial Statements of the Company for the | |||||
Financial Year Ended 31st March, 2020 Together with | |||||
the Reports of Auditors Thereon | Management | For | Voted - For | ||
2 | Retirement by Rotation: to Appoint A Director in | ||||
Place of Mr. Ramakant Baheti (din: 00246480), Who | |||||
Retires by Rotation and Being Eligible, Offers | |||||
Himself for Re- Appointment | Management | For | Voted - Against | ||
3 | Re-appointment of Mr. Chandrashekhar Bhave (din: | ||||
00059856) As an Independent Director of the Company | Management | For | Voted - Against | ||
4 | Re-appointment of Mr. Ignatius Navil Noronha (din: | ||||
01787989) As Managing Director of the Company | Management | For | Voted - For | ||
5 | Re-appointment of Mr. Elvin Machado (din: 07206710) | ||||
As Whole-time Director of the Company | Management | For | Voted - For | ||
B3 SA - BRASIL BOLSA BALCAO | |||||
Security ID: P1909G107 | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power Of- Attorney (poa) | |||||
May be Required in Order to Lodge and Execute Your | |||||
Voting- Instructions in This Market (dependant Upon | |||||
the Availability and Usage of The- Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your |
10
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Instructions to Be- Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service- | ||||
Representative | Non-Voting | Non-Voting | ||
1 | To Resolve on the Management Accounts and on the | |||
Financial Statements for the Year Ended December | ||||
31, 2020 | Management | For | Voted - For | |
2 | To Resolve on the Allocation of Income for the Year | |||
Ended December 31, 2020, As Follows. I. Brl | ||||
4,152,303,684.20 Fully Allocated to the Dividends | ||||
Account of Which Brl 3,353,789,177.63 Have Already | ||||
Been Paid to Shareholders As Dividends and Interest | ||||
on Equity During Year 2020, There Remaining A | ||||
Balance of Brl 798,514,506.58 to be Distributed As | ||||
Dividends, Under the Terms Detailed in the | ||||
Management Proposal, and II. Distribution of | ||||
Extraordinary Dividends Brl 1,189,697,510.45 to the | ||||
Retained Profits and Profits Reserve Accounts, | ||||
Under the Terms Detailed in the Management Proposal | Management | For | Voted - For | |
3 | To Establish That the Board of Directors for the | |||
2021, 2023 Term of Office Shall Comprise Eleven 11 | ||||
Members | Management | For | Voted - For | |
4 | To Elect the Members of the Board of Directors by | |||
Slate. Indication of All the Names That Make Up the | ||||
by Slate. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Shares with | ||||
Voting Rights Also Fills in the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Deal With. Alberto Monteiro De Queiroz Netto | ||||
Ana Carla Abrao Costa Antonio Carlos Quintella | ||||
Claudia Farkouh Prado Cristina Anne Betts Eduardo | ||||
Mazzilli De Vassimon Florian Bartunek Guilherme | ||||
Affonso Ferreira Jose De Menezes Berenguer Neto | ||||
Mauricio Machado De Minas Pedro Paulo Giubbina | ||||
Lorenzini | Management | For | Voted - For | |
5 | Should Any of the Candidates Integrating the Slate | |||
No Longer Integrates It, Will the Votes | ||||
Corresponding to Your Shares Continue Being Granted | ||||
to the Same Slate | Management | For | Voted - Against | |
For the Proposal 6 Regarding the Adoption of | ||||
Cumulative Voting, Please Be-advised That You Can | ||||
Only Vote for Or Abstain. an Against Vote on | ||||
This-proposal Requires Percentages to be Allocated | ||||
Amongst the Directors In-proposal 7.1 to 7.11. in | ||||
This Case Please Contact Your Client Service- | ||||
Representative in Order to Allocate Percentages | ||||
Amongst the Directors. | Non-Voting | Non-Voting | ||
6 | In Case of Adoption of the Election Procedure by | |||
Multiple Voting, Do You Wish to Distribute the Vote | ||||
Adopted in Equal Percentages for the Candidates | ||||
Integrating the Elected Slate. If the Shareholder | ||||
Chooses to Abstain and the Election Occurs Through | ||||
the Multiple Voting Process, His Vote Must be | ||||
Counted As an Abstention in the Respective | ||||
Resolution of the Meeting | Management | For | Voted - Against |
11
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7.1 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Alberto Monteiro De Queiroz Netto | Management | For | Voted - For | |
7.2 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Ana Carla Abrao Costa | Management | For | Voted - For | |
7.3 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Antonio Carlos Quintella | Management | For | Voted - For | |
7.4 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Claudia Farkouh Prado | Management | For | Voted - For | |
7.5 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Cristina Anne Betts | Management | For | Voted - Against | |
7.6 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Eduardo Mazzilli De Vassimon | Management | For | Voted - For | |
7.7 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Florian Bartunek | Management | For | Voted - For | |
7.8 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Guilherme Affonso Ferreira | Management | For | Voted - Against | |
7.9 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Jose De Menezes Berenguer Neto | Management | For | Voted - For | |
7.10 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Mauricio Machado De Minas | Management | For | Voted - For | |
7.11 | Visualization of All Candidates That Comprise the | |||
Slate to Indicate the Percentage of the Votes to be | ||||
Attributed. Pedro Paulo Giubbina Lorenzini | Management | For | Voted - For | |
8 | Do You Want to Request Adoption of the Multiple | |||
Voting Procedure for Election of the Board of | ||||
Directors, Under Article 141 of Law No. 6.404.76 | Management | For | Voted - Against | |
9 | To Resolve on the Global Compensation of the | |||
Managers for Year 2021 in the Amount of Brl | ||||
98,220,572.73, According to the Management Proposal | Management | For | Voted - For | |
10 | Do You Want A Fiscal Council to be Instated, | |||
Pursuant to Article 161 of Law No. 6.404, of 1976 | Management | For | Voted - For | |
11 | Election of Members of the Fiscal Council by Slate. | |||
Indication of Each Slate of Candidates and of All | ||||
the Names That are on It. Angela Aparecida Seixas | ||||
and Gilberto Lourenco Da Aparecida Mauricio De | ||||
Souza and Maria Elena Cardoso Figueira Andre Coji | ||||
and Maria Paula Soares Aranha | Management | For | Voted - For | |
12 | If One of the Candidates Who is Part of the Slate | |||
Ceases to be Part of It in Order to Accommodate the | ||||
Separate Election That is Dealt with in Article | ||||
161, 4 and Article 240 of Law 6,404 of 1976, Can | ||||
the Votes Corresponding to Your Shares Continue to | ||||
be Conferred on the Chosen Slate | Management | For | Voted - Against |
12
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | In Case of Establishment of the Fiscal Council, to | ||||
Define the Compensation of the Fiscal Council, | |||||
Under the Corporate Legislation, in Brl 525,491.00 | Management | For | Voted - For | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item Are-not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain-are | |||||
Allowed. Thank You | Non-Voting | Non-Voting | |||
Meeting Date: 10-May-21 | Meeting Type: Extraordinary General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power Of- Attorney (poa) | |||||
May be Required in Order to Lodge and Execute Your | |||||
Voting- Instructions in This Market (dependant Upon | |||||
the Availability and Usage of The- Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to Be- Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service- | |||||
Representative | Non-Voting | Non-Voting | |||
1 | To Resolve on the Proposal for Splitting of the | ||||
Shares Issued by the Company in the Proportion of | |||||
One to Three 1.3, Without Any Change in the | |||||
Company's Capital Stock | Management | For | Voted - For | ||
2 | To Resolve on the Following Amendment to the | ||||
Company's by Laws, As Detailed in the Management | |||||
Proposal, As Follows. A. Block A Company's Purpose. | |||||
Amend the Company's Purpose Provided for in Article | |||||
3, So As to Ensure A More Logical Sequence for the | |||||
Activities Currently Existing and to Provide More | |||||
Expressly for Certain Activities Which are Already | |||||
Covered by the Current Purpose | Management | For | Voted - For | ||
3 | To Resolve on the Following Amendment to the | ||||
Company's by Laws, As Detailed in the Management | |||||
Proposal, As Follows B. Block B Capital Stock B.1 | |||||
Change the Expression of the Company's Capital | |||||
Stock Provided for in Article 5 So As to Reflect | |||||
the Cancellation of 17,138,490 Treasury Shares, As | |||||
Approved by the Board of Directors on March 4, | |||||
2021. B.2 Change the Expression of the Company's | |||||
Capital Stock Provided for in Article 5 So As to | |||||
Reflect the Share Split, If Approved, in Accordance | |||||
with the Management Proposal. and B.3 Adjust the | |||||
Proportion of the Company's Authorized Capital | |||||
Provided for in Article 8 So As to Reflect the | |||||
Share Split, If Approved, in Accordance with the | |||||
Management Proposal | Management | For | Voted - For | ||
4 | To Resolve on the Following Amendment to the | ||||
Company's by Laws, As Detailed in the Management | |||||
Proposal, As Follows. C. Block C Adjustments to | |||||
Approval Authorities and Limits. C.1 Adjust the | |||||
Wording of Article 16, H, to Increase the Minimum | |||||
Amount of Interest That Would be Subject to | |||||
Resolution by the Shareholders Meeting, in Line | |||||
with the Expansion of the Company in the Past Years | |||||
and with the Strategic Prospects for Inorganic | |||||
Growth. C.2 Transfer the Duties of the Board of |
13
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Directors, As Provided for in Items L and M of | ||||
Article 29, to the Joint Executive Board, with the | ||||
Corresponding Adjustments to Items N and O of | ||||
Article 37, and C.3 Exclude Item H of Article 29, | ||||
Given That the Rules of Conduct and Ethics for | ||||
Participants are Already Included in Company's | ||||
Regulations | Management | For | Voted - For | |
5 | To Resolve on the Following Amendment to the | |||
Company's by Laws, As Detailed in the Management | ||||
Proposal, As Follows. D. Block D Adjustments to the | ||||
Board of Directors Composition Requirements. D.1 | ||||
Amend Paragraph 4 of Article 22 to Set Forth That | ||||
Directors Should Have the Knowledge Provided for in | ||||
the Company's Internal Policies and Standards, So | ||||
As to Increase the Amount of Skills Encompassed, | ||||
Thus Enabling Greater Variety of Knowledge and | ||||
Experience in the Board, in Line with the Best | ||||
Corporate Governance Practices, D.2 Amend Paragraph | ||||
12 of Article 22 to Clarify Which Requirements of | ||||
Said Article Shall Give Rise to Replacement of | ||||
Directors, D.3 Include Paragraph 13 in Article 22 | ||||
to Mention Situations That Shall Give Rise to | ||||
Resignation of the Directors Elected | Management | For | Voted - For | |
6 | To Resolve on the Following Amendment to the | |||
Company's by Laws, As Detailed in the Management | ||||
Proposal, As Follows. E. Block E, Adjustments to | ||||
the Joint Executive Boards Composition, Amend | ||||
Article 32, Main Section, to Enable the Eventual | ||||
Increasement in the Maximum Number of Vice | ||||
Presidents and Officers, Without However Increasing | ||||
the Current Maximum Limit of 20 Members in the | ||||
Composition of the Joint Executive Board | Management | For | Voted - For | |
7 | To Resolve on the Following Amendment to the | |||
Company's by Laws, As Detailed in the Management | ||||
Proposal, As Follows. F. Block F Adjustments | ||||
Relating to the Board of Directors Statutory | ||||
Advisory Committees, F.1 Amend Paragraph 1 of | ||||
Article 46 to Set Forth That the Term of Office of | ||||
Audit Committee Members Shall be of Up to Two | ||||
Years, So As to Guarantee the Maximum Term of Six | ||||
Years to Exercise the Position is Fulfilled, | ||||
Depending on the Timing of the Election Or | ||||
Reelection of the Members, and F.2 Amend Articles | ||||
49, Main Section, 51, Main Section, and 52, Main | ||||
Section, to Set Forth the Possibility of | ||||
Appointment for the Statutory Advisory Committees | ||||
to the Board of Directors of Professionals That are | ||||
Not Part of the Company's Management and Who Have | ||||
Specific Expertise in the Subjects Pertaining to | ||||
the Committees, Allowing Greater Variety and Depth | ||||
of Knowledge and Experience, in Line with the Best | ||||
Corporate Governance Practices | Management | For | Voted - For | |
8 | To Resolve on the Following Amendment to the | |||
Company's Bylaws, As Detailed in the Management | ||||
Proposal, As Follows. G. Block G Right to Indemnity | ||||
by the Company Amend Article 76, Main Provision, in | ||||
Line with the Proposal Made in Item F.2. Above, So |
14
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
As to Extend the Benefit of Indemnification | |||||
Provisions to the External Members of the Statutory | |||||
Committees | Management | For | Voted - For | ||
9 | To Resolve on the Following Amendment to the | ||||
Company's by Laws, As Detailed in the Management | |||||
Proposal, As Follows. H. Block H Market Arbitration | |||||
Chamber Camara De Arbitragem Do Mercado Cam, | |||||
Include New Paragraph 1 in Article 76 So That the | |||||
Definition of Beneficiaries of the Indemnification | |||||
Provisions Encompasses the President and the Vice | |||||
Presidents of the Market Arbitration Chamber | Management | For | Voted - For | ||
10 | To Resolve on the Following Amendment to the | ||||
Company's by Laws, As Detailed in the Management | |||||
Proposal, As Follows. I. Block I Other Adjustments, | |||||
I.1 Amend Articles 35, G, 37, G, and 50, F and G to | |||||
Adjust the Name of the Financing Infrastructure | |||||
Unit, I.2 Amend the Wording of Articles 13, Main | |||||
Section, 14, and 15, Paragraph 3, Pursuant to the | |||||
Applicable Regulations to the Remote Attendance and | |||||
Voting at Shareholders Meetings, and I.3 Other | |||||
Adjustments to the Wording, Cross References and | |||||
Renumbering | Management | For | Voted - For | ||
11 | To Restate the Company's Bylaws So As to Reflect | ||||
the Changes Mentioned Above | Management | For | Voted - For | ||
12 | To Resolve on the Proposals for Changes in the | ||||
Stock Granting Plan of the Company, As Detailed in | |||||
the Management Proposal | Management | For | Voted - For | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item Are-not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain-are | |||||
Allowed. Thank You | Non-Voting | Non-Voting | |||
05 May 2021: Please Note That This is A Revision | |||||
Due to Change in Record Date-from 26 Apr 2021 to 23 | |||||
Apr 2021 and Addition of Comment and Postponement | |||||
Of-the Meeting Date from 29 Apr 2021 to 10 May | |||||
2021. If You Have Already Sent In-your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original-instructions. Thank You. | Non-Voting | Non-Voting | |||
05 May 2021: Please Note That This Meeting is | |||||
Second Call for the Meeting-that Took Place on 29 | |||||
Apr 2021 Under Job 538646. If You Have Already | |||||
Voted-the Prior Meeting, Your Voting Instructions | |||||
Will Remain Valid with Your-subcustodian and You | |||||
are Not Required to Submit New Voting Instructions | |||||
For-this Meeting Unless You Wish to Change Your Vote | Non-Voting | Non-Voting | |||
BAJAJ FINANCE LTD | |||||
Security ID: Y0547D112 | |||||
Meeting Date: 21-Jul-20 | Meeting Type: Annual General Meeting | ||||
1 | To Consider and Adopt the Standalone and | ||||
Consolidated Financial Statements of the Company | |||||
for the Financial Year Ended 31 March 2020, |
15
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Together with the Directors' and Auditors' Reports | |||||
Thereon | Management | For | Voted - For | ||
2 | To Confirm the Interim Dividend of Inr 10 Per | ||||
Equity Share of Face Value of Inr 2 As Final | |||||
Dividend for the Financial Year Ended 31 March 2020 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Madhurkumar | ||||
Ramkrishnaji Bajaj (din: 00014593), Who Retires by | |||||
Rotation in Terms of Section 152(6) of the | |||||
Companies Act, 2013 And, Being Eligible, Offers | |||||
Himself for Re- Appointment | Management | For | Voted - Against | ||
4 | Re-appointment of Rajeev Jain (din: 01550158) As | ||||
Managing Director of the Company for A Period of | |||||
Five Years with Effect from 1 April 2020 | Management | For | Voted - For | ||
5 | Issue of Non-convertible Debentures Through Private | ||||
Placement | Management | For | Voted - For | ||
Meeting Date: 19-Apr-21 | Meeting Type: Other Meeting | ||||
1 | Modification to the Employee Stock Option Scheme, | ||||
2009 | Management | For | Voted - For | ||
2 | Grant of Options to Employees of Holding And/or | ||||
Subsidiary Company(ies), Under the Amended Employee | |||||
Stock Option Scheme, 2009 | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting Is-not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests Are-not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your-instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain Is-not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Non-Voting | Non-Voting | |||
BANCO INTER SA | |||||
Security ID: P1S6FG106 | |||||
Meeting Date: 28-Apr-21 | Meeting Type: Annual General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power Of- Attorney (poa) | |||||
May be Required in Order to Lodge and Execute Your | |||||
Voting- Instructions in This Market (dependant Upon | |||||
the Availability and Usage of The- Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to Be- Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service- | |||||
Representative | Non-Voting | Non-Voting | |||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item Are-not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain-are | |||||
Allowed. Thank You | Non-Voting | Non-Voting | |||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 3 Only. Thank-you | Non-Voting | Non-Voting |
16
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | Do You Wish to Request the Instatement of the | |||||
Fiscal Council, Under the Terms of Article 161 of | ||||||
Law 6,404 of 1976 | Management | For | Voted - For | |||
CLICKS GROUP LIMITED | ||||||
Security ID: S17249111 | ||||||
Meeting Date: 27-Jan-21 | Meeting Type: Annual General Meeting | |||||
O.1 | Adoption of Financial Statements | Management | For | Voted - For | ||
O.2 | Reappointment of Auditor: Ernst Young Inc | Management | For | Voted - For | ||
O.3 | Election of Mfundiso Njeke As A Director | Management | For | Voted - For | ||
O.4 | Re-election of John Bester As A Director | Management | For | Voted - For | ||
O.5 | Re-election of Bertina Engelbrecht As A Director | Management | For | Voted - For | ||
O.6 | Re-election of Michael Fleming As A Director | Management | For | Voted - For | ||
O.7.1Election of Member of the Audit and Risk Committee | ||||||
(separate Voting): John Bester | Management | For | Voted - For | |||
O.7.2Election of Member of the Audit and Risk Committee | ||||||
(separate Voting): Fatima Daniels | Management | For | Voted - For | |||
O.7.3Election of Member of the Audit and Risk Committee | ||||||
(separate Voting): Mfundiso Njeke | Management | For | Voted - For | |||
NB.8 Non-binding Advisory Vote: Approval of the | ||||||
Company's Remuneration Policy | Management | For | Voted - For | |||
NB.9 Non-binding Advisory Vote: Endorsement of the | ||||||
Company's Remuneration Implementation Report | Management | For | Voted - For | |||
S.1 | General Authority to Repurchase Shares | Management | For | Voted - For | ||
S.2 | Approval of Directors' Fees | Management | For | Voted - For | ||
S.3 | General Approval to Provide Financial Assistance | Management | For | Voted - For | ||
S.4 | Amendments to the Memorandum of Incorporation | Management | For | Voted - For | ||
11 Dec 2020: Please Note That This is A Revision | ||||||
Due to Modification Of-numbering of Resolutions | ||||||
Nb.8 & Nb.9 and Modification of Text in | ||||||
Resolution-2. If You Have Already Sent in Your | ||||||
Votes, Please Do Not Vote Again Unless-you Decide | ||||||
to Amend Your Original Instructions. Thank You. | Non-Voting | Non-Voting | ||||
CREDICORP LTD. | ||||||
Security ID: G2519Y108 Ticker: BAP | ||||||
Meeting Date: 16-Oct-20 | Meeting Type: Special | |||||
1 | . | Election of Director: Leslie Pierce Diez Canseco | Management | For | Voted - For | |
Meeting Date: 31-Mar-21 | Meeting Type: Annual | |||||
1 | . | To Appoint the External Auditors of the Company to | ||||
Perform Such Services for the 2021 Financial Year | ||||||
and to Delegate the Power to Set and Approve Fees | ||||||
for Such Audit Services to the Board of Directors | ||||||
(for Further Delegation to the Audit Committee | ||||||
Thereof). | Management | For | Voted - For |
17
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
EPAM SYSTEMS, INC. | ||||||
Security ID: 29414B104 | Ticker: EPAM | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class III Director to Hold Office for A | ||||
Three Year Term: Arkadiy Dobkin | Management | For | Voted - For | |||
1 | B. | Election of Class III Director to Hold Office for A | ||||
Three Year Term: Robert E. Segert | Management | For | Voted - For | |||
2 | . | To Ratify the Appointment of Deloitte & Touche LLP | ||||
As our Independent Registered Public Accounting | ||||||
Firm for our Fiscal Year Ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory and Non-binding Basis, | ||||
the Compensation for our Named Executive Officers | ||||||
As Disclosed in This Proxy Statement. | Management | For | Voted - For | |||
4 | . | To Approve, on an Advisory and Non-binding Basis, | ||||
the Frequency in Which Future Advisory Votes on the | ||||||
Compensation for our Named Executive Officers Will | ||||||
Occur. | Management | 1 Year | Voted - 1 Year | |||
5 | . | To Approve the Epam Systems, Inc. 2021 Employee | ||||
Stock Purchase Plan. | Management | For | Voted - For | |||
FOSHAN HAITIAN FLAVOURING AND FOOD COMPANY LTD | ||||||
Security ID: Y23840104 | ||||||
Meeting Date: 23-Apr-21 | Meeting Type: Annual General Meeting | |||||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | ||
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | ||
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | ||
4 | 2020 Annual Accounts | Management | For | Voted - For | ||
5 | 2021 Financial Budget Report | Management | For | Voted - For | ||
6 | 2020 Profit Distribution Plan: the Detailed Profit | |||||
Distribution Plan are As Follows: 1) Cash | ||||||
Dividend/10 Shares (tax Included):cny10.30000000 2) | ||||||
Bonus Issue from Profit (share/10 Shares):1.000000 | ||||||
3) Bonus Issue from Capital Reserve (share/10 | ||||||
Shares):2.000000 | Management | For | Voted - For | |||
7 | 2021 Remuneration for Directors and Supervisors | Management | For | Voted - For | ||
8 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | ||
9 | 2021 Entrusted Wealth Management with Idle | |||||
Proprietary Funds | Management | For | Voted - For | |||
10 | 2021 Continuing Connected Transactions Plan | Management | For | Voted - For | ||
11 | Amendments to the Company's Articles of Association | Management | For | Voted - For |
18
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HDFC BANK LTD | |||||
Security ID: Y3119P190 | |||||
Meeting Date: 18-Jul-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (standalone) of the Bank for | |||||
the Financial Year Ended March 31, 2020 and the | |||||
Reports of the Board of Directors and Auditors | |||||
Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (consolidated) of the Bank for | |||||
the Financial Year Ended March 31, 2020 and the | |||||
Report of the Auditors Thereon | Management | For | Voted - For | ||
3 | To Confirm the Special Interim Dividend of Inr 5/- | ||||
Per Equity Share of Erstwhile Face Value of Inr 2/- | |||||
Each Fully Paid-up, for the Financial Year 2019-20, | |||||
Approved by the Board of Directors and Already Paid | |||||
to Eligible Shareholders | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Mr. Kaizad | ||||
Bharucha (din 02490648), Who Retires by Rotation | |||||
And, Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
5 | To Approve the Fees / Remuneration of the Statutory | ||||
Auditors, M/s. Mska & Associates, Chartered | |||||
Accountants and in This Regard to Consider, and If | |||||
Thought Fit, to Pass, the Following Resolution As | |||||
an Ordinary Resolution: "resolved That Pursuant to | |||||
Section 142 and Other Applicable Provisions, If | |||||
Any, of the Companies Act, 2013 and the Relevant | |||||
Rules Thereunder, Including Any Amendments, | |||||
Modifications, Variations Or Re-enactments Thereof, | |||||
Approval of the Members of the Bank be and is | |||||
Hereby Accorded for Payment of Remuneration of Inr | |||||
26,500,000 (rupees Two Crores Sixty Five Lacs Only) | |||||
to M/s. Mska & Associates, Statutory Auditors of | |||||
the Bank, for the Purpose of Audit of the Bank's | |||||
Accounts at Its Head Office, Branches and Other | |||||
Offices Including Reporting on Internal Financial | |||||
Controls and Additional Certification As Required | |||||
by the Reserve Bank of India ("rbi"), and | |||||
Additional Fees of Inr 2,500,000 (rupees Twenty | |||||
Five Lacs Only) for the Purpose of Review / | |||||
Finalization of the 'fit for Consolidation' | |||||
Information for the Limited Purpose of Submitting | |||||
Such 'fit for Consolidation' Information to Housing | |||||
Development Finance Corporation Limited ("hdfc | |||||
Limited") for Facilitating Consolidation of | |||||
Financial Statements of the Bank with That of Hdfc | |||||
Limited Under Ind-as, Plus Expenses, Outlays and | |||||
Taxes As Applicable, for the Financial Year | |||||
2020-21, and for Such Remuneration and Expenses | |||||
Thereafter As May be Mutually Agreed Between the | |||||
Bank and the Said Statutory Auditors and As May be | |||||
Further Approved by the Board from Time to Time, |
19
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
with Power to the Board, Including Relevant | ||||
Committee(s) Thereof, to Alter and Vary the Terms | ||||
and Conditions of Appointment Etc., Including by | ||||
Reason of Necessity on Account of Conditions As May | ||||
be Stipulated by the Rbi and / Or Any Other | ||||
Authority, in Such Manner and to Such Extent As May | ||||
be Mutually Agreed with the Statutory Auditors." | Management | For | Voted - For | |
6 | To Ratify the Additional Fees / Remuneration to the | |||
Statutory Auditors, M/s. Mska & Associates, | ||||
Chartered Accountants and in This Regard to | ||||
Consider, and If Thought Fit, to Pass, the | ||||
Following Resolution As an Ordinary Resolution: | ||||
"resolved That Pursuant to Section 142 and Other | ||||
Applicable Provisions, If Any, of the Companies | ||||
Act, 2013 and the Relevant Rules Thereunder, in | ||||
Addition to the Resolution Passed by the Members of | ||||
the Bank on July 12, 2019, for Payment of | ||||
Remuneration of Inr 25,000,000 (rupees Two Crores | ||||
Fifty Lacs Only) for the Financial Year 2019-20 to | ||||
M/s. Mska & Associates, Statutory Auditors of the | ||||
Bank, Further Approval of the Members of the Bank | ||||
be and is Hereby Accorded for Ratifying the Fees of | ||||
Inr 6,000,000 (rupees Sixty Lacs Only) for | ||||
Additional Certification As Required by the Rbi, | ||||
for the Financial Year 2019-20." | Management | For | Voted - For | |
7 | To Re-appoint Mr. Malay Patel (din 06876386) As an | |||
Independent Director and in This Regard to | ||||
Consider, and If Thought Fit, to Pass, the | ||||
Following Resolution As A Special Resolution: | ||||
"resolved That Pursuant to Sections 149, 152 and | ||||
Other Applicable Provisions, If Any, of the | ||||
Companies Act, 2013 and the Relevant Rules | ||||
Thereunder Read with Schedule IV to the Companies | ||||
Act, 2013 and Pursuant to Section 10a(2)(a) of the | ||||
Banking Regulation Act, 1949, and Relevant | ||||
Circulars Issued by the Rbi from Time to Time, | ||||
Including Any Amendments, Modifications, Variations | ||||
Or Re-enactments Thereof and Recommendation of the | ||||
Nomination and Remuneration Committee of Directors | ||||
and the Board of Directors of the Bank, Mr. Malay | ||||
Patel (din 06876386), be and is Hereby Re-appointed | ||||
As an Independent Director of the Bank Having | ||||
Specialized Knowledge and Practical Experience in | ||||
Matters Relating to Small Scale Industries, to Hold | ||||
Office for A Period of Three (3) Years Commencing | ||||
from March 31, 2020 and That He Shall Not be Liable | ||||
to Retire by Rotation and That He Shall be Paid | ||||
Sitting Fees and Reimbursed Expenses for Attending | ||||
Board and Committee Meetings, As May be Permissible | ||||
Under Law from Time to Time, As Well As Profit | ||||
Related Commission As May be Allowed by Relevant | ||||
Rbi Guidelines and Other Applicable Laws, from Time | ||||
to Time." | Management | For | Voted - For | |
8 | To Approve the Re-appointment of Mr. Kaizad | |||
Bharucha (din 02490648) As an Executive Director | ||||
and in This Regard to Consider, and If Thought Fit, | ||||
to Pass, the Following Resolution As an Ordinary |
20
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Resolution; "resolved That Pursuant to Sections | ||||
196, 197, 203 and Other Applicable Provisions, If | ||||
Any, of the Companies Act, 2013 and the Relevant | ||||
Rules Thereunder, the Banking Regulation Act, 1949, | ||||
Relevant Circulars Issued by the Reserve Bank of | ||||
India ("rbi") from Time to Time, Including Any | ||||
Amendments, Modifications, Variations Or | ||||
Re-enactments Thereof and Recommendation of the | ||||
Nomination and Remuneration Committee of Directors | ||||
and the Board of Directors of the Bank (hereinafter | ||||
Referred to As the "board", Which Term Shall be | ||||
Deemed to Include Any Committee Constituted / | ||||
Empowered / to be Constituted by the Board from | ||||
Time to Time to Exercise Its Powers Conferred by | ||||
This Resolution), and Pursuant to the Approval | ||||
Received from the Rbi and Subject to the Approvals, | ||||
As May be Necessary from Concerned Authorities Or | ||||
Bodies and Subject to the Conditions As May be | ||||
Prescribed by Any of Them While Granting Such | ||||
Approvals, Mr. Kaizad Bharucha (din 02490648), be | ||||
and is Hereby Re-appointed As Executive Director of | ||||
the Bank, Liable to Retire by Rotation, for A | ||||
Period of Three (3) Years Commencing from June 13, | ||||
2020 Up to June 12, 2023 Upon Such Terms and | ||||
Conditions Including Remuneration As Set Out in the | ||||
Explanatory Statement to the Resolution As Per Item | ||||
No. 8 of the Notice of the Annual General Meeting | ||||
and Which is Specifically Approved and Sanctioned | ||||
with Authority to the Board to Alter and Vary the | ||||
Terms and Conditions of the Said Appointment and / | ||||
Or Agreement Including Increments and / Or Any | ||||
Other Components of the Remuneration, As May be | ||||
Necessary from Time to Time, in View of Any | ||||
Approvals and Conditions As May be Given / | ||||
Stipulated by the Rbi Or Any Other Statutory | ||||
Authority, (including Authority, from Time to Time | ||||
to Determine the Amount of Salary As Also the Type | ||||
and Amount of Perquisites and Other Benefits | ||||
Payable to Mr. Bharucha), in Such Manner As May be | ||||
Decided by the Board; Resolved Further That the | ||||
Board be and is Hereby Authorized to Do All Such | ||||
Acts, Deeds, Matters and Things and to Execute Any | ||||
Agreements, Documents, Instruments and Writings As | ||||
May be Required, with Power to Settle All | ||||
Questions, Difficulties Or Doubts That May Arise in | ||||
Regard to the Said Appointment As It May in Its | ||||
Sole Discretion Deem Fit and Necessary and to | ||||
Delegate All Or Any of Its Powers Conferred Herein | ||||
to Any Director(s) and / Or Officer(s) of the Bank | ||||
to Give Effect to This Resolution." | Management | For | Voted - For | |
9 | To Appoint Mrs. Renu Karnad (din 00008064) As A | |||
Non- Executive Director and in This Regard to | ||||
Consider, and If Thought Fit, to Pass, the | ||||
Following Resolution As an Ordinary Resolution: | ||||
"resolved That Pursuant to Section 152 and Other | ||||
Applicable Provisions, If Any, of the Companies | ||||
Act, 2013 and the Relevant Rules Thereunder, the |
21
Champlain Emerging Markets Fund | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Banking Regulation Act, 1949, Relevant Circulars | |||
Issued by the Rbi from Time to Time Including Any | |||
Amendments, Modifications, Variations Or | |||
Re-enactments Thereof and Recommendation of the | |||
Nomination and Remuneration Committee and the Board | |||
of Directors of the Bank (hereinafter Referred to | |||
As the "board", Which Term Shall be Deemed to | |||
Include Any Committee Constituted / Empowered / to | |||
be Constituted by the Board from Time to Time to | |||
Exercise Its Powers Conferred by This Resolution), | |||
Mrs. Renu Karnad (din 00008064), Who Has Been | |||
Appointed As an Additional Non- Executive Director | |||
of the Bank by the Board with Effect from March 3, | |||
2020 Until She Attains the Age of 70 Years I.e. | |||
Upto September 3, 2022 in Accordance with Section | |||
161(1) of the Companies Act, 2013 and the Articles | |||
of Association of the Bank and Whose Term of Office | |||
Expires at the Annual General Meeting, be and is | |||
Hereby Appointed As A Non- Executive Director | |||
(nominee of Housing Development Finance Corporation | |||
Limited, Promoter of the Bank), and That She Shall | |||
be Liable to Retire by Rotation and Shall be Paid | |||
Sitting Fees and Reimbursed Expenses for Attending | |||
Board and Committee Meetings, As May be Permissible | |||
Under Law from Time to Time, As Well As Profit | |||
Related Commission As May be Allowed by Relevant | |||
Rbi Guidelines and Other Applicable Laws, from Time | |||
to Time." | Management | For | Voted - Against |
10 To Ratify and Approve the Related Party | |||
Transactions with Housing Development Finance | |||
Corporation Limited and in This Regard to Consider | |||
And, If Thought Fit, to Pass, the Following | |||
Resolution As an Ordinary Resolution: "resolved | |||
That Pursuant to the Securities and Exchange Board | |||
of India (listing Obligations and Disclosure | |||
Requirements) Regulations, 2015 ("listing | |||
Regulations") and Any Other Applicable Provisions | |||
of Law, Including Any Amendments, Modifications, | |||
Variations Or Re-enactments Thereof, the Members of | |||
the Bank Do Hereby Ratify As Also Accord Further | |||
Approval to the Board of Directors of the Bank | |||
(hereinafter Referred to As the "board", Which Term | |||
Shall be Deemed to Include Any Committee | |||
Constituted / Empowered / to be Constituted by the | |||
Board from Time to Time to Exercise Its Powers | |||
Conferred by This Resolution) for Carrying Out and | |||
/ Or Continuing with Arrangements and Transactions | |||
(whether Individual Transaction Or Transactions | |||
Taken Together Or Series of Transactions Or | |||
Otherwise) with Housing Development Finance | |||
Corporation Limited ("hdfc Limited"), Being A | |||
Related Party, Whether by Way of Renewal(s) Or | |||
Extension(s) Or Modification(s) of Earlier | |||
Arrangements / Transactions Or Otherwise, Including | |||
Banking Transactions, Transactions for Sourcing of | |||
Home Loans for Hdfc Limited Against the | |||
Consideration of the Commission Agreed Upon Or As |
22
Champlain Emerging Markets Fund | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
May be Mutually Agreed Upon from Time to Time, | |||
Purchase / Securitization of Such Percentage of | |||
Home Loans Sourced and Disbursed As May be Agreed | |||
from Time to Time Mutually Between the Bank and | |||
Hdfc Limited, Servicing by Hdfc Limited of Home | |||
Loans Assigned by It / Securitized Against the | |||
Consideration Agreed Upon Or As May be Agreed Upon | |||
from Time to Time and Any Other Transactions | |||
Including Those As May be Disclosed in the Notes | |||
Forming Part of the Financial Statements for the | |||
Relevant Period, Notwithstanding the Fact That All | |||
These Transactions Within the Financial Year | |||
2020-21 in Aggregate May Exceed 10% of the Annual | |||
Consolidated Turnover of the Bank As Per the Bank's | |||
Last Audited Financial Statements Or Any | |||
Materiality Threshold As May be Applicable from | |||
Time to Time; Resolved Further That the Members of | |||
the Bank Do Hereby Ratify As Also Accord Further | |||
Approval to the Board of Directors of the Bank to | |||
Sign and Execute All Such Documents, Deeds and | |||
Writings and to Do All Such Acts, Deeds, Matters | |||
and Things As May be Deemed Necessary, Expedient | |||
and Incidental Thereto and to Delegate All Or Any | |||
of Its Powers Herein Conferred to Any Committee of | |||
Directors and / Or Director(s) and / Or Officer(s) | |||
/ Employee(s) of the Bank / Any Other Person(s) to | |||
Give Effect to the Aforesaid Resolution." | Management | For | Voted - For |
11 To Ratify and Approve the Related Party | |||
Transactions with Hdb Financial Services Limited | |||
and in This Regard to Consider, and If Thought Fit, | |||
to Pass, the Following Resolution As an Ordinary | |||
Resolution: "resolved That Pursuant to the | |||
Securities and Exchange Board of India (listing | |||
Obligations and Disclosure Requirements) | |||
Regulations, 2015 ("listing Regulations") and Any | |||
Other Applicable Provisions of Law, Including Any | |||
Amendments, Modifications, Variations Or | |||
Re-enactments Thereof, the Members of the Bank Do | |||
Hereby Ratify and Also Accord Further Approval to | |||
the Board of Directors of the Bank (hereinafter | |||
Referred to As the "board", Which Term Shall be | |||
Deemed to Include Any Committee Constituted / | |||
Empowered / to be Constituted by the Board from | |||
Time to Time to Exercise Its Powers Conferred by | |||
This Resolution) for Carrying Out And/or Continuing | |||
with Arrangements and the Transactions (whether | |||
Individual Transactions Or Transactions Taken | |||
Together Or Series of Transactions Or Otherwise) | |||
with Hdb Financial Services Limited ("hdbfsl"), | |||
Being A Related Party, Including Transactions of | |||
Purchase / Securitization of Loans, Servicing | |||
Arrangements, If Any, Banking Transactions and Any | |||
Other Arrangements / Transactions As Disclosed in | |||
the Notes Forming Part of the Financial Statements, | |||
Whether by Way of Continuation, Renewal(s) Or | |||
Extension(s) Or Modification(s) of Earlier | |||
Arrangements / Transactions Or Otherwise, Against |
23
Champlain Emerging Markets Fund | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Such Consideration As Agreed Upon Or As May be | |||
Mutually Agreed Upon from Time to Time Between the | |||
Bank and Hdbfsl, Notwithstanding the Fact That All | |||
These Transactions Within the Financial Year 2020- | |||
21 in Aggregate May Exceed 10% of the Annual | |||
Consolidated Turnover of the Bank As Per the Bank's | |||
Last Audited Financial Statements Or Any | |||
Materiality Threshold As May be Applicable from | |||
Time to Time; Resolved Further That the Members of | |||
the Bank Do Hereby Ratify As Also Accord Further | |||
Approval to the Board of Directors of the Bank to | |||
Sign and Execute All Such Documents, Deeds and | |||
Writings and to Do All Such Acts, Deeds, Matters | |||
and Things As May be Deemed Necessary, Expedient | |||
and Incidental Thereto and to Delegate All Or Any | |||
of Its Powers Herein Conferred to Any Committee of | |||
Directors and / Or Director(s) and / Or Officer(s) | |||
/ Employee(s) of the Bank / Any Other Person(s) to | |||
Give Effect to the Aforesaid Resolution." | Management | For | Voted - For |
12 To Issue Unsecured Perpetual Debt Instruments (part | |||
of Additional Tier I Capital), Tier II Capital | |||
Bonds and Long Term Bonds (financing of | |||
Infrastructure and Affordable Housing) on A Private | |||
Placement Basis and in This Regard to Consider And, | |||
If Thought Fit, to Pass the Following Resolution, | |||
As A Special Resolution: "resolved That Pursuant to | |||
Section 42 and Other Applicable Provisions, If Any, | |||
of the Companies Act, 2013, Rule 14 and Other | |||
Applicable Provisions, If Any, of the Companies | |||
(prospectus and Allotment of Securities) Rules, | |||
2014, the Companies (share Capital and Debenture) | |||
Rules, 2014, Any Other Applicable Rules, Securities | |||
and Exchange Board of India (issue and Listing of | |||
Debt Securities) Regulations, 2008, Any Other | |||
Applicable Provisions of Law, Any Amendments, | |||
Modifications, Variations Or Reenactments Thereto | |||
from Time to Time, and the Provisions of the | |||
Memorandum and Articles of Association of the Bank | |||
and Subject to Such Other Approval(s), Consent(s), | |||
Permission(s) and Sanction(s) As May be Necessary | |||
from the Concerned Authorities / Regulators / | |||
Statutory Authority(ies), Including the Reserve | |||
Bank of India ("rbi"), the Approval of the Members | |||
of the Bank be and is Hereby Accorded to the Board | |||
of Directors of the Bank (hereinafter Referred to | |||
As "board" and Which Term Shall be Deemed to | |||
Include Any Committee of the Board Or Any Other | |||
Persons to Whom Powers are Delegated by the Board | |||
As Permitted Under the Companies Act, 2013 Or Rules | |||
Thereunder) for Borrowing / Raising Funds in Indian | |||
Currency by Issue of Unsecured Perpetual Debt | |||
Instruments (part of Additional Tier I Capital), | |||
Tier II Capital Bonds and Long Term Bonds | |||
(financing of Infrastructure and Affordable | |||
Housing) in Domestic Market on A Private Placement | |||
Basis and / Or for Making Offers and / Or | |||
Invitations Therefor and / Or Issue(s) / Issuances |
24
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Therefor, on Private Placement Basis, for A Period | |||||
of One (1) Year from the Date Hereof, in One Or | |||||
More Tranches and / Or Series and Under One Or More | |||||
Shelf Disclosure Documents and / Or One Or More | |||||
Issues / Letters of Offer Or Such Other Documents | |||||
Or Amendments / Revisions Thereof and on Such Terms | |||||
and Conditions for Each Series / Tranches Including | |||||
the Price, Coupon, Premium, Discount, Tenor, Etc. | |||||
As Deemed Fit by the Board, As Per the Structure | |||||
and Within the Limits Permitted by the Rbi, of an | |||||
Amount in Aggregate Not Exceeding Inr 50,000 Crores | |||||
(rupees Fifty Thousand Crores Only); Resolved | |||||
Further That the Members of the Bank Do Hereby | |||||
Accord Approval to the Board of Directors of the | |||||
Bank to Sign and Execute All Such Documents, Deeds | |||||
and Writings and to Do All Such Acts, Deeds, | |||||
Matters and Things As May be Deemed Necessary, | |||||
Expedient and Incidental Thereto with Power to | |||||
Settle All Questions, Difficulties Or Doubts That | |||||
May Arise with Regard to Any of the Said Matters, | |||||
and to Delegate All Or Any of Its Powers Herein | |||||
Conferred to Any Committee of Directors and / Or | |||||
Director(s) and / Or Officer(s) / Employee(s) of | |||||
the Bank / Any Other Person(s) to Give Effect to | |||||
the Aforesaid Resolution." | Management | For | Voted - For | ||
Meeting Date: 01-Dec-20 | Meeting Type: Other Meeting | ||||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting Is-not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests Are-not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your-instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain Is-not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Non-Voting | Non-Voting | |||
1 | Appointment of Mr. Sashidhar Jagdishan (din: | ||||
08614396) As A Director of the Bank | Management | For | Voted - For | ||
2 | Appointment of Mr. Sashidhar Jagdishan (din: | ||||
08614396) As the Managing Director & Chief | |||||
Executive Officer of the Bank, for A Period of | |||||
Three (3) Years, W.e.f. October 27, 2020, on the | |||||
Terms and Conditions Relating to the Said | |||||
Appointment, Including Remuneration, As Approved by | |||||
the Rbi | Management | For | Voted - For | ||
HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC. | |||||
Security ID: Y3123L102 | |||||
Meeting Date: 07-May-21 | Meeting Type: Annual General Meeting | ||||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For |
25
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
5 | 2021 Financial Budget Report | Management | For | Voted - For | ||
6 | 2020 Profit Distribution Plan: the Detailed Profit | |||||
Distribution Plan are As Follows: 1) Cash | ||||||
Dividend/10 Shares (tax Included):cny8.00000000 2) | ||||||
Bonus Issue from Profit (share/10 Shares):none 3) | ||||||
Bonus Issue from Capital Reserve (share/10 | ||||||
Shares):none | Management | For | Voted - For | |||
7 | 2020 Remuneration for Directors, Supervisors and | |||||
Senior Management | Management | For | Voted - For | |||
8 | 2020 Special Report on the Deposit and Use of | |||||
Raised Funds | Management | For | Voted - For | |||
9 | Cash Management with Some Surplus Raised Funds and | |||||
Proprietary Funds | Management | For | Voted - For | |||
10 | Appointment of Audit Firm | Management | For | Voted - For | ||
11 | Application for Bank Credit Line | Management | For | Voted - For | ||
HEINEKEN NV | ||||||
Security ID: N39427211 | ||||||
Meeting Date: 22-Apr-21 | Meeting Type: Annual General Meeting | |||||
Please Note That Beneficial Owner Details is | ||||||
Required for This Meeting. If No- Beneficial Owner | ||||||
Details is Provided, Your Instruction May be | ||||||
Rejected. Thank-you | Non-Voting | Non-Voting | ||||
Please Note That Shareholder Details are Required | ||||||
to Vote at This Meeting. If-no Shareholder Details | ||||||
are Provided, Your Instruction May Carry A | ||||||
Heightened-risk of Being Rejected. Thank You | Non-Voting | Non-Voting | ||||
Intermediary Clients Only - Please Note That If You | ||||||
are Classified As An- Intermediary Client Under the | ||||||
Shareholder Rights Directive II, You Should | ||||||
Be-providing the Underlying Shareholder Information | ||||||
at the Vote Instruction-level. If You are Unsure on | ||||||
How to Provide This Level of Data to | ||||||
Broadridge-outside of Proxyedge, Please Speak to | ||||||
Your Dedicated Client Service-representative for | ||||||
Assistance | Non-Voting | Non-Voting | ||||
1 | . | Opening | Non-Voting | Non-Voting | ||
1 | a. | Report of the Executive Board for the Financial | ||||
Year 2020 | Non-Voting | Non-Voting | ||||
1 | b. | Advisory Vote on the 2020 Remuneration Report | Management | For | Voted - Against | |
1 | c. | Adoption of the 2020 Financial Statements of the | ||||
Company | Management | For | Voted - For | |||
1 | d. | Explanation of the Dividend Policy | Non-Voting | Non-Voting | ||
1 | e. | Adoption of the Dividend Proposal for 2020: Eur | ||||
0.70 Per Share | Management | For | Voted - For | |||
1 | f. | Discharge of the Members of the Executive Board | Management | For | Voted - For | |
1 | g. | Discharge of the Members of the Supervisory Board | Management | For | Voted - Against | |
2 | . | Authorisations | Non-Voting | Non-Voting | ||
2 | a. | Authorisation of the Executive Board to Acquire Own | ||||
Shares | Management | For | Voted - For |
26
Champlain Emerging Markets Fund | |||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||||
2 | b. | Authorisation of the Executive Board to Issue | |||||
(rights To) Shares | Management | For | Voted - For | ||||
2 | c. | Authorisation of the Executive Board to Restrict Or | |||||
Exclude Shareholders Pre- Emptive Rights | Management | For | Voted - For | ||||
3 | . | Composition Executive Board Appointment of Mr. | |||||
H.p.j. Van Den Broek As Member of the Executive | |||||||
Board | Management | For | Voted - For | ||||
4 | . | Composition Supervisory Board | Non-Voting | Non-Voting | |||
4 | a. | Re-appointment of Mr. M. Das As Member (and | |||||
Delegated Member) of the Supervisory Board | Management | For | Voted - Against | ||||
4 | b. | Appointment of Mr. N. Paranjpe As Member of the | |||||
Supervisory Board | Management | For | Voted - For | ||||
5 | . | Re-appointment of the External Auditor for A Period | |||||
of One Year: Deloitte Accountants B.v | Management | For | Voted - For | ||||
6 | . | Closing | Non-Voting | Non-Voting | |||
22 Mar 2021: Please Note That This is A Revision | |||||||
Due to Modification of Text-of Resolutions 6 and | |||||||
1e. If You Have Already Sent in Your Votes, Please | |||||||
Do-not Vote Again Unless You Decide to Amend Your | |||||||
Original Instructions. Thank-you. | Non-Voting | Non-Voting | |||||
HONG KONG EXCHANGES AND CLEARING LTD | |||||||
Security ID: Y3506N139 | |||||||
Meeting Date: 28-Apr-21 | Meeting Type: Annual General Meeting | ||||||
Please Note That the Company Notice and Proxy Form | |||||||
are Available by Clicking-on the Url Links:- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0316/2021031600529.pdf-and- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0316/2021031600523 | Non-Voting | Non-Voting | |||||
Please Note in the Hong Kong Market That A Vote of | |||||||
'abstain' Will be Treated-the Same As A 'take No | |||||||
Action' Vote | Non-Voting | Non-Voting | |||||
1 | To Receive the Audited Financial Statements for the | ||||||
Year Ended 31 December 2020 Together with the | |||||||
Reports of the Directors and Auditor Thereon | Management | For | Voted - For | ||||
2 | .A | To Elect Nicholas Charles Allen As Director | Management | For | Voted - For | ||
2 | .B | To Elect Cheung Ming Ming, Anna As Director | Management | For | Voted - For | ||
2 | .C | To Elect Zhang Yichen As Director | Management | For | Voted - Against | ||
3 | To Re-appoint PricewaterhouseCoopers As the Auditor | ||||||
and to Authorise the Directors to Fix Its | |||||||
Remuneration | Management | For | Voted - For | ||||
4 | To Grant A General Mandate to the Directors to Buy | ||||||
Back Shares of Hkex, Not Exceeding 10% of the | |||||||
Number of Issued Shares of Hkex As at the Date of | |||||||
This Resolution | Management | For | Voted - For | ||||
5 | To Grant A General Mandate to the Directors to | ||||||
Allot, Issue and Deal with Additional Shares of | |||||||
Hkex, Not Exceeding 10% of the Number of Issued | |||||||
Shares of Hkex As at the Date of This Resolution, |
27
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
and the Discount for Any Shares to be Issued Shall | ||||||
Not Exceed 10% | Management | For | Voted - For | |||
JD.COM INC | ||||||
Security ID: G8208B101 | ||||||
Meeting Date: 23-Jun-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0521/2021052101216.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0521/2021052101228 | Non-Voting | Non-Voting | ||||
1 | That Subject to the Dual Foreign Name "as | |||||
Specified" Being Entered in the Register of | ||||||
Companies by the Registrar of Companies in the | ||||||
Cayman Islands, the Chinese Name "as Specified" be | ||||||
Adopted As the Dual Foreign Name of the Company | Management | For | Voted - For | |||
2 | That the Company's Amended and Restated Memorandum | |||||
of Association and Articles of Association (the | ||||||
"current M&aa") be Amended and Restated by Their | ||||||
Deletion in Their Entirety and by the Substitution | ||||||
in Their Place of the Second Amended and Restated | ||||||
Memorandum of Association and Articles of | ||||||
Association in the Form As Attached Hereto As | ||||||
Exhibit B (the "amended M&aa") | Management | For | Voted - For | |||
KAKAO CORP. | ||||||
Security ID: Y4519H119 | ||||||
Meeting Date: 29-Mar-21 | Meeting Type: Annual General Meeting | |||||
Please Note That This is an Amendment to Meeting Id | ||||||
524199 Due to Receipt Of-updated Agenda. All Votes | ||||||
Received on the Previous Meeting Will | ||||||
Be-disregarded If Vote Deadline Extensions are | ||||||
Granted. Therefore Please-reinstruct on This | ||||||
Meeting Notice on the New Job. If However Vote | ||||||
Deadline-extensions are Not Granted in the Market, | ||||||
This Meeting Will be Closed And-your Vote | ||||||
Intentions on the Original Meeting Will be | ||||||
Applicable. Please-ensure Voting is Submitted Prior | ||||||
to Cutoff on the Original Meeting, and As-soon As | ||||||
Possible on This New Amended Meeting. Thank You. | Non-Voting | Non-Voting | ||||
1 | Approval of Financial Statement | Management | For | Voted - For | ||
2.1 | Approval of Partial Amendment to Articles of | |||||
Incorporation | Management | For | Voted - For | |||
2.2 | Approval of Partial Amendment to Articles of | |||||
Incorporation | Management | For | Voted - For | |||
2.3 | Approval of Partial Amendment to Articles of | |||||
Incorporation | Management | For | Voted - For |
28
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
2.4 | Approval of Partial Amendment to Articles of | |||||
Incorporation | Management | For | Voted - For | |||
2.5 | Approval of Partial Amendment to Articles of | |||||
Incorporation | Management | For | Voted - For | |||
3.1 | Election of Outside Director: Choi Sei Jung | Management | For | Voted - For | ||
3.2 | Election of Outside Director: Cho Kyujin | Management | For | Voted - For | ||
3.3 | Election of Outside Director: Park Saerom | Management | For | Voted - For | ||
4 | Election of Outside Director As Audit Committee | |||||
Member: Yoon Seok | Management | For | Voted - Against | |||
5.1 | Election of Audit Committee Member: Cho Kyujin | Management | For | Voted - For | ||
5.2 | Election of Audit Committee Member: Choi Seijung | Management | For | Voted - For | ||
6 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | ||
7 | Approval of Grant of Stock Option | Management | For | Voted - For | ||
8 | Approval of Division Plan | Management | For | Voted - For | ||
KOH YOUNG TECHNOLOGY INC | ||||||
Security ID: Y4810R105 | ||||||
Meeting Date: 25-Mar-21 | Meeting Type: Annual General Meeting | |||||
1 | Approval of Financial Statements | Management | For | Voted - For | ||
2.1 | Amendment of Articles of Incorporation (for Stock | |||||
Split) | Management | For | Voted - For | |||
2.2 | Amendment of Articles of Incorporation | Management | For | Voted - For | ||
3 | Approval of Remuneration for Director | Management | For | Voted - For | ||
4 | Approval of Remuneration for Auditor | Management | For | Voted - For | ||
KOTAK MAHINDRA BANK LTD | ||||||
Security ID: Y4964H150 | ||||||
Meeting Date: 18-Aug-20 | Meeting Type: Annual General Meeting | |||||
Please Note That This is an Amendment to Meeting Id | ||||||
445835 Due to Resolution-1 Needs to be Split Into | ||||||
Sub Votable Items. All Votes Received on | ||||||
The-previous Meeting Will be Disregarded and You | ||||||
Will Need to Reinstruct on This-meeting Notice. | ||||||
Thank You | Non-Voting | Non-Voting | ||||
1 | .A | To Consider and Adopt: the Audited Financial | ||||
Statements of the Bank for the Financial Year Ended | ||||||
31st March 2020 and the Reports of the Board of | ||||||
Directors and the Auditors Thereon | Management | For | Voted - For | |||
1 | .B | To Consider and Adopt: the Audited Consolidated | ||||
Financial Statements of the Bank for the Financial | ||||||
Year Ended 31st March 2020 and the Report of the | ||||||
Auditors Thereon | Management | For | Voted - For | |||
2 | To Appoint A Director in Place of Mr. Dipak Gupta | |||||
(din: 00004771) Who Retires by Rotation And, Being | ||||||
Eligible, Offers Himself for Re- Appointment, | ||||||
Subject to Approval of the Reserve Bank of India | Management | For | Voted - For | |||
3 | To Confirm Payment of Interim Dividend on | |||||
Preference Shares | Management | For | Voted - For |
29
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As A Special Resolution: | ||||
Resolved That Pursuant to Section 35-b and Other | ||||
Applicable Provisions, If Any, of the Banking | ||||
Regulation Act, 1949 Or Any Amendments Thereto Or | ||||
Any Modification Or Statutory Re-enactment(s) | ||||
Thereof, Applicable Provisions of the Companies | ||||
Act, 2013 Or Any Amendments Thereto Or Any | ||||
Modification Or Statutory Re-enactment(s) Thereof | ||||
and Subject to the Approvals, As May be Necessary | ||||
from the Reserve Bank of India and Other Concerned | ||||
Authorities Or Bodies and Subject to Conditions As | ||||
May be Prescribed by Any of Them While Granting | ||||
Such Approvals, the Approval of the Members of the | ||||
Bank be and is Hereby Accorded for the | ||||
Re-appointment of Mr. Prakash Apte (din: 00196106) | ||||
As Part-time Chairman of the Bank from 1st January | ||||
2021 Till 31st December 2023, on the Terms of | ||||
Remuneration to be Fixed by the Board of Directors | ||||
of the Bank, on an Annual Basis Such That the | ||||
Remuneration Does Not Exceed Inr 36 Lakh Per Annum | ||||
at Any Given Time. Resolved Further That in Case of | ||||
Absence Or Inadequacy of Profit in Any Financial | ||||
Year, the Aforesaid Remuneration be Paid to Mr. | ||||
Apte As Minimum Remuneration. Resolved Further That | ||||
the Board be and is Hereby Authorized to Do All | ||||
Such Acts, Deeds and Things and to Execute Any | ||||
Agreements, Documents Or Instructions As May be | ||||
Required to Give Effect to This Resolution | Management | For | Voted - For | |
5 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution: | ||||
Resolved That Pursuant to the Provisions of Section | ||||
35-b and Other Applicable Provisions, If Any, of | ||||
the Banking Regulation Act, 1949 Or Any Amendments | ||||
Thereto Or Any Modification Or Statutory | ||||
Re-enactment(s) Thereof, Applicable Provisions of | ||||
the Companies Act, 2013 Or Any Amendments Thereto | ||||
Or Any Modification Or Statutory Re-enactment(s) | ||||
Thereof, and Subject to the Approvals, As May be | ||||
Necessary from the Reserve Bank of India (the Rbi) | ||||
and Other Concerned Authorities Or Regulatory | ||||
Bodies and Subject to Conditions As May be | ||||
Prescribed by Such Authorities Or Regulatory Bodies | ||||
While Granting Such Approvals, the Approval of the | ||||
Members of the Bank be and is Hereby Accorded for | ||||
the Re- Appointment of Mr. Uday S. Kotak (din: | ||||
00007467) As Managing Director & Ceo for the Period | ||||
from 1st January 2021 to 31st December 2023, on the | ||||
Following Terms of Remuneration: (as Specified) | ||||
Resolved Further That the Board of Directors | ||||
(hereinafter Referred to As the Board, Which Term | ||||
Shall Include Any Committee Which the Board of | ||||
Directors of the Bank May Have Constituted Or May | ||||
Thereafter Constitute and Delegate with the Powers | ||||
Necessary for the Purpose) of the Bank be and is | ||||
Hereby Authorized to Fix the Actual Amount of | ||||
Remuneration and Perquisites, Payable Or to be |
30
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Provided to Mr. Uday Kotak and Vary Or Increase the | ||||
Same from Time to Time, Within the Limits Approved | ||||
by the Members, to the Extent the Board May | ||||
Consider Appropriate and As May be Permitted Or | ||||
Authorised by Rbi on an Application Made by the | ||||
Bank. Resolved Further That in Case of Absence Or | ||||
Inadequacy of Profits in Any Financial Year, the | ||||
Aforesaid Remuneration Shall be Paid to Mr. Kotak | ||||
As Minimum Remuneration. and Resolved Further That | ||||
the Board be and is Hereby Authorised to Do All | ||||
Such Acts, Deeds and Things and to Execute Any | ||||
Agreements, Documents Or Instructions As May be | ||||
Required to Give Effect to This Resolution | Management | For | Voted - For | |
6 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution: | ||||
Resolved That Pursuant to the Provisions of Section | ||||
35-b and Other Applicable Provisions, If Any, of | ||||
the Banking Regulation Act, 1949 Or Any Amendments | ||||
Thereto Or Any Modification Or Statutory | ||||
Re-enactment(s) Thereof, Applicable Provisions of | ||||
the Companies Act, 2013 Or Any Amendments Thereto | ||||
Or Any Modification Or Statutory Re-enactment(s) | ||||
Thereof, and Subject to the Approvals, As May be | ||||
Necessary from the Reserve Bank of India (the Rbi) | ||||
and Other Concerned Authorities Or Regulatory | ||||
Bodies and Subject to Conditions As May be | ||||
Prescribed by Such Authorities Or Regulatory Bodies | ||||
While Granting Such Approvals, the Approval of the | ||||
Members of the Bank be and is Hereby Accorded for | ||||
the Re- Appointment of Mr. Dipak Gupta (din: | ||||
00004771) As Whole-time Director of the Bank | ||||
Designated As Joint Managing Director for the | ||||
Period from 1st January 2021 to 31st December 2023, | ||||
on the Following Terms of Remuneration: (as | ||||
Specified) Resolved Further That the Board of | ||||
Directors (hereinafter Referred to As the Board, | ||||
Which Term Shall Include Any Committee Which the | ||||
Board of Directors of the Bank May Have Constituted | ||||
Or May Thereafter Constitute and Delegate with the | ||||
Powers Necessary for the Purpose) of the Bank be | ||||
and is Hereby Authorized to Fix the Actual Amount | ||||
of Remuneration and Perquisites, Payable Or to be | ||||
Provided to Mr. Dipak Gupta and Vary Or Increase | ||||
the Same from Time to Time, Within the Limits | ||||
Approved by the Members, to the Extent the Board | ||||
May Consider Appropriate and As May be Permitted Or | ||||
Authorised by Rbi on an Application Made by the | ||||
Bank. Resolved Further That Mr. Gupta Shall be | ||||
Subject to Retirement by Rotation During His Tenure | ||||
As Whole-time Director. Resolved Further That in | ||||
Case of Absence Or Inadequacy of Profits in Any | ||||
Financial Year, the Aforesaid Remuneration Shall be | ||||
Paid to Mr. Gupta As Minimum Remuneration. and | ||||
Resolved Further That the Board be and is Hereby | ||||
Authorised to Do All Such Acts, Deeds and Things | ||||
and to Execute Any Agreements, Documents Or |
31
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Instructions As May be Required to Give Effect to | |||||
This Resolution | Management | For | Voted - For | ||
7 | To Consider And, If Thought Fit, to Pass the | ||||
Following Resolution As A Special Resolution: | |||||
Resolved That Pursuant to the Relevant Provisions | |||||
of the Memorandum and Articles of Association of | |||||
the Bank, the Provisions of Section 42 and Other | |||||
Applicable Provisions of the Companies Act, 2013, | |||||
and Any Rules, Guidelines Or Circulars Issued | |||||
Thereunder, Including the Companies (prospectus and | |||||
Allotment of Securities) Rules, 2014, the | |||||
Applicable Provisions of the Banking Regulation | |||||
Act, 1949, (including Any Statutory Amendment(s), | |||||
Modification(s) Or Re- Enactment(s) Thereof for the | |||||
Time Being in Force), the Rules, Guidelines and | |||||
Circulars Issued by the Reserve Bank of India from | |||||
Time to Time and Such Other Rules and Regulations | |||||
As May be Applicable And, the Consent of the | |||||
Members of the Bank be and is Hereby Accorded to | |||||
Borrowings/ Raising of Funds by the Board of | |||||
Directors of the Bank (board) by Way of Issue of | |||||
Redeemable Securities in the Nature of Unsecured | |||||
Non- Convertible Debentures/ Bonds/ Other Debt | |||||
Securities, in Indian/ Foreign Currencies in the | |||||
Domestic And/ Or Overseas Markets, in One Or More | |||||
Tranches, for an Amount Up to Inr 5,000 Crore | |||||
(rupees Five Thousand Crore Only), for Its General | |||||
Corporate Purposes Within the Overall Borrowing | |||||
Limits of the Bank, on A Private Placement Basis in | |||||
One Or More Tranches and Series, As Per the | |||||
Structure and on Such Terms and Conditions As May | |||||
be Determined, from Time to Time, by the Board. | |||||
Resolved Further That the Board (including Any | |||||
Committee Thereof) and Any Other Person Duly | |||||
Authorised by the Board be and is Hereby Severally | |||||
Authorised to Do All Such Acts, Matters, Deeds and | |||||
Things and Give Such Directions As May be Deemed | |||||
Necessary Or Expedient in Connection with Or | |||||
Incidental to Give Effect to the Above Resolution, | |||||
Including But Not Limited to Filing of Necessary | |||||
Forms with the Registrar of Companies and to Comply | |||||
with All Other Requirements in This Regard | Management | For | Voted - For | ||
Meeting Date: 23-Mar-21 | Meeting Type: Other Meeting | ||||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting Is-not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests Are-not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your-instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain Is-not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Non-Voting | Non-Voting | |||
1 | Approval for Material Related Party Transactions | ||||
with Infina Finance Private Limited | Management | For | Voted - For |
32
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Approval for Material Related Party Transactions | ||||
with Mr. Uday Suresh Kotak | Management | For | Voted - For | ||
L&T TECHNOLOGY SERVICES LTD | |||||
Security ID: Y5S4BH104 | |||||
Meeting Date: 17-Jul-20 | Meeting Type: Annual General Meeting | ||||
1 | To Consider and Adopt the Audited Financial | ||||
Statements of the Company for the Year Ended March | |||||
31, 2020 and the Reports of the Board of Directors | |||||
and Auditors Thereon and the Audited Consolidated | |||||
Financial Statements of the Company and the Reports | |||||
of the Auditors Thereon for the Year Ended March | |||||
31, 2020 | Management | For | Voted - For | ||
2 | To Declare A Final Dividend on Equity Shares for | ||||
the Financial Year 2019-20 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr. S. N. | ||||
Subrahmanyan (din: 02255382) Who Retires by | |||||
Rotation and is Eligible for Re-appointment | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Dr. Keshab Panda | ||||
(din: 05296942) Who Retires by Rotation and is | |||||
Eligible for Re-appointment | Management | For | Voted - For | ||
5 | Appointment of Ms. Apurva Purohit (din: 00190097) | ||||
As an Independent Director of the Company | Management | For | Voted - For | ||
6 | Appointment of Mr. Abhishek (din: 07596644) As A | ||||
Director of the Company | Management | For | Voted - For | ||
7 | Appointment and Remuneration of Mr. Ab Hishek (din: | ||||
07596644) As the Chief Operating Officer & | |||||
Whole-time Director of the Company | Management | For | Voted - For | ||
8 | Remuneration of Dr. Keshab Panda (din: 05296942) As | ||||
the Chief Executive Officer & Managing Director | Management | For | Voted - For | ||
9 | Remuneration of Mr. Amit Chadha (din: 07076149) As | ||||
the Deputy Chief Executive Officer and Whole-time | |||||
Director | Management | For | Voted - For | ||
Meeting Date: 03-Mar-21 | Meeting Type: Other Meeting | ||||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting Is-not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests Are-not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your-instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain Is-not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Non-Voting | Non-Voting | |||
1 | Extension of Term of Dr. Keshab Panda (din: | ||||
05296942), As the Chief Executive Officer & | |||||
Managing Director of the Company Up to March 31, | |||||
2021 and His Appointment As Nonexecutive Director | |||||
of the Company with Effect from April 1, 2021 | Management | For | Voted - For | ||
2 | Extension of Term of Mr. Amit Chadha (din: | ||||
07076149), As the Deputy Ceo & Whole-time Director | |||||
of the Company Up to March 31, 2021 and His |
33
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Appointment As the Ceo & Managing Director of the | ||||||
Company for A Term of Three Years with Effect from | ||||||
April 1, 2021 Till March 31, 2024 | Management | For | Voted - For | |||
3 | Appointment of Mr. Chandrasekaran Ramakrishnan | |||||
(din: 00580842) As an Independent Director of the | ||||||
Company | Management | For | Voted - For | |||
4 | Re-appointment of Mr. Sudip Banerjee (din: | |||||
05245757) As an Independent Director of the Company | Management | For | Voted - For | |||
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL | ||||||
Security ID: Y5275R100 | ||||||
Meeting Date: 19-Mar-21 | Meeting Type: Annual General Meeting | |||||
1 | Approval of Financial Statements | Management | For | Voted - For | ||
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | ||
3.1 | Election of Inside Director: Gim Hong Gi | Management | For | Voted - For | ||
3.2 | Election of A Non-permanent Director: Ha Beom Jong | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For | ||
MEITUAN | ||||||
Security ID: G59669104 | ||||||
Meeting Date: 29-Sep-20 | Meeting Type: Extraordinary General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 0911/2020091100448.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 0911/2020091100420.pdf | Non-Voting | Non-Voting | ||||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' For- All Resolutions, | ||||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | ||||
1 | .A | To Approve, Subject to and Conditional Upon the | ||||
Approval of the Registrar of Companies of the | ||||||
Cayman Islands, the Change of the English Name of | ||||||
the Company from "meituan Dianping" to "meituan" | ||||||
and the Adoption of the Chinese Name of ("as | ||||||
Specified") As the Dual Foreign Name of the Company | ||||||
in Place of Its Existing Chinese Name of ("as | ||||||
Specified") with Effect from the Date of | ||||||
Registration As Set Out in the Certificate of | ||||||
Incorporation on Change of Name Issued by the | ||||||
Registrar of Companies of the Cayman Islands | Management | For | Voted - For | |||
1 | .B | To Authorize Any One Director of the Company on | ||||
Behalf of the Company to Do All Such Acts and | ||||||
Things and Execute and Deliver All Such Documents | ||||||
Which He Considers Necessary, Desirable Or | ||||||
Expedient for the Purpose Of, Or in Connection | ||||||
With, the Implementation of and Giving Effect to | ||||||
Resolution No. 1(a) Above and to Attend to Any |
34
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Registration And/or Filing in the Cayman Islands | |||||
and Hong Kong on Behalf of the Company | Management | For | Voted - For | ||
Meeting Date: 23-Jun-21 | Meeting Type: Annual General Meeting | ||||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking-on the Url Links:- | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
21/ 0521/2021052100405.pdf-and- | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
21/ 0521/2021052100429.pdf | Non-Voting | Non-Voting | |||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' For- All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | |||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements of the Company for the Year | |||||
Ended December 31, 2020 and the Reports of the | |||||
Directors of the Company ("directors") and | |||||
Independent Auditor of the Company Thereon | Management | For | Voted - For | ||
2 | To Re-elect Mr. Wang Huiwen As an Executive Director | Management | For | Voted - For | |
3 | To Re-elect Mr. Lau Chi Ping Martin As A Non- | ||||
Executive Director | Management | For | Voted - For | ||
4 | To Re-elect Mr. Neil Nanpeng Shen As A Non- | ||||
Executive Director | Management | For | Voted - For | ||
5 | To Authorize the Board of Directors ("board") to | ||||
Fix the Remuneration of the Directors | Management | For | Voted - For | ||
6 | To Grant A General Mandate to the Directors, | ||||
Exercisable on Their Behalf by Mr. Wang Xing, to | |||||
Issue, Allot and Deal with Additional Class B | |||||
Shares of the Company Not Exceeding 20% of the | |||||
Total Number of Issued Shares of the Company As at | |||||
the Date of Passing of This Resolution | Management | For | Voted - Against | ||
7 | To Grant A General Mandate to the Directors, | ||||
Exercisable on Their Behalf by Mr. Wang Xing, to | |||||
Repurchase Shares of the Company Not Exceeding 10% | |||||
of the Total Number of Issued Shares of the Company | |||||
As at the Date of Passing of This Resolution | Management | For | Voted - For | ||
8 | To Extend the General Mandate Granted to the | ||||
Directors to Issue, Allot and Deal with Additional | |||||
Shares in the Capital of the Company by the | |||||
Aggregate Number of the Shares Repurchased by the | |||||
Company | Management | For | Voted - Against | ||
9 | To Re-appoint PricewaterhouseCoopers As Auditor of | ||||
the Company to Hold Office Until the Conclusion of | |||||
the Next Annual General Meeting of the Company and | |||||
to Authorize the Board to Fix Their Remuneration | |||||
for the Year Ending December 31, 2021 | Management | For | Voted - For | ||
10.A To Approve the Subscription Agreement (the "tencent | |||||
Subscription Agreement") Dated April 19, 2021 and | |||||
Entered Into by the Company As Issuer and Tencent | |||||
Mobility Limited ("tencent") As Subscriber in | |||||
Relation to the Subscription of 11,352,600 New | |||||
Shares (the "tencent Subscription Shares") at the | |||||
Subscription Price of Hkd 273.80 Per Share | Management | For | Voted - For |
35
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
10.B To Approve the Grant of A Specific Mandate to the | ||||||
Directors of the Company to Exercise All the Powers | ||||||
of the Company to Allot and Issue the Tencent | ||||||
Subscription Shares, Subject to and in Accordance | ||||||
with the Terms and Conditions Set Out in the | ||||||
Tencent Subscription Agreement | Management | For | Voted - For | |||
10.C To Authorize Any One Director of the Company to | ||||||
Sign, Execute, Perfect and Deliver All Such | ||||||
Documents and Deeds, and Do All Such Acts, Matters | ||||||
and Things As Are, in the Opinion of Such Director | ||||||
of the Company, Desirable Or Expedient to Give | ||||||
Effect to the Tencent Subscription Agreement, All | ||||||
the Transactions Contemplated Thereunder And/or Any | ||||||
Matter Ancillary Or Incidental Thereto (including | ||||||
Without Limitation the Allotment and Issue of the | ||||||
Tencent Subscription Shares Pursuant Thereto), to | ||||||
Agree to Such Variations, Amendments Or Waivers to | ||||||
Or of Any of the Provisions of the Tencent | ||||||
Subscription Agreement and All Documents Ancillary | ||||||
Or Incidental Thereto As Are, in the Opinion of | ||||||
Such Director of the Company, Not of A Material | ||||||
Nature and in the Interest of the Company, and to | ||||||
Effect Or Implement Any Other Matter Referred to in | ||||||
This Resolution | Management | For | Voted - For | |||
11 | To Amend the Memorandum and Articles of Association | |||||
to Update the Name of the Company from "meituan | ||||||
Dianping" to "meituan" | Management | For | Voted - For | |||
MERCADOLIBRE, INC. | ||||||
Security ID: 58733R102 | Ticker: MELI | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1 | . | Director | Management | For | ||
1.1 | Director: Nicolás Galperin | Management | For | Voted - For | ||
1.2 | Director: Henrique Dubugras | Management | For | Voted - For | ||
2 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers for Fiscal Year | ||||||
2020. | Management | For | Voted - For | |||
3 | . | Ratification of the Appointment of Deloitte & Co. | ||||
S.a. As our Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
NCSOFT CORP | ||||||
Security ID: Y6258Y104 | ||||||
Meeting Date: 25-Mar-21 | Meeting Type: Annual General Meeting | |||||
1 | Approval of Financial Statements | Management | For | Voted - Against | ||
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | ||
3 | Election of Inside Director: Gim Taek Jin | Management | For | Voted - For |
36
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
4 | Election of Outside Director Who is an Audit | |||||
Committee Member: Hwang Chan Hyeon | Management | For | Voted - Against | |||
5 | Approval of Remuneration for Director | Management | For | Voted - Against | ||
NETEASE INC | ||||||
Security ID: G6427A102 | ||||||
Meeting Date: 23-Jun-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0430/2021043001589.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0430/2021043001569.pdf | Non-Voting | Non-Voting | ||||
1 | .A | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: William Lei Ding | Management | For | Voted - For | |||
1 | .B | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: Alice Yu-fen Cheng | Management | For | Voted - For | |||
1 | .C | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: Denny Ting Bun Lee | Management | For | Voted - Against | |||
1 | .D | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: Joseph Tze Kay Tong | Management | For | Voted - For | |||
1 | .E | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: Lun Feng | Management | For | Voted - For | |||
1 | .F | Re-elect the Following Director to Serve for the | ||||
Ensuing Year Until the Next Annual General Meeting | ||||||
of Shareholders and Until Their Successors are | ||||||
Elected and Duly Qualified, Or Until Such | ||||||
Directors' Earlier Death, Bankruptcy, Insanity, | ||||||
Resignation Or Removal: Michael Man Kit Leung | Management | For | Voted - Against | |||
2 | Ratify the Appointment of PricewaterhouseCoopers | |||||
Zhong Tian LLP and PricewaterhouseCoopers As | ||||||
Auditors of Netease, Inc. for the Fiscal Year | ||||||
Ending December 31, 2021 for U.S. Financial |
37
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Reporting and Hong Kong Financial Reporting | ||||||
Purposes, Respectively | Management | For | Voted - For | |||
3 | Amend and Restate the Company's Memorandum and | |||||
Articles of Association to Expressly Permit | ||||||
Completely Virtual Shareholders' Meetings, Change | ||||||
the Quorum for Shareholders' Meetings and Reflect | ||||||
Other Updates | Management | For | Voted - For | |||
NETEASE, INC. | ||||||
Security ID: 64110W102 Ticker: NTES | ||||||
Meeting Date: 25-Sep-20 | Meeting Type: Annual | |||||
1 | A. | Re-election of Director: William Lei Ding | Management | For | Voted - For | |
1 | B. | Re-election of Director: Alice Yu-fen Cheng | Management | For | Voted - For | |
1 | C. | Re-election of Director: Denny Ting Bun Lee | Management | For | Voted - Against | |
1 | D. | Re-election of Director: Joseph Tze Kay Tong | Management | For | Voted - For | |
1 | E. | Re-election of Director: Lun Feng | Management | For | Voted - For | |
1 | F. | Re-election of Director: Michael Man Kit Leung | Management | For | Voted - Against | |
1 | G. | Re-election of Director: Michael Sui Bau Tong | Management | For | Voted - For | |
2 | . | Ratify the Appointment of PricewaterhouseCoopers | ||||
Zhong Tian LLP and PricewaterhouseCoopers As | ||||||
Auditors of Netease, Inc. for the Fiscal Year | ||||||
Ending December 31, 2020 for U.S. Financial | ||||||
Reporting and Hong Kong Financial Reporting | ||||||
Purposes, Respectively. | Management | For | Voted - For | |||
NEW HORIZON HEALTH LIMITED | ||||||
Security ID: G6485S102 | ||||||
Meeting Date: 18-Jun-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0428/2021042802372.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0428/2021042802396.pdf | Non-Voting | Non-Voting | ||||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' For- All Resolutions, | ||||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | ||||
1 | To Receive and Consider the Audited Consolidated | |||||
Financial Statements of the Company and the Reports | ||||||
of the Directors and Auditors for the Year Ended | ||||||
December 31, 2020 | Management | For | Voted - For | |||
2 | To Re-elect Dr. Yiyou Chen As an Executive Director | Management | For | Voted - For | ||
3 | To Authorise the Board of Directors to Fix the | |||||
Remuneration of the Directors | Management | For | Voted - For | |||
4 | To Re-appoint Deloitte Touche Tohmatsu As Auditors | |||||
and Authorise the Board of Directors to Fix Their | ||||||
Remuneration | Management | For | Voted - For |
38
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Grant A General Mandate to the Directors of the | ||||
Company to Allot, Issue and Deal with Additional | |||||
Shares Not Exceeding 20% of the Issued Share | |||||
Capital of the Company As at the Date of Passing of | |||||
This Resolution | Management | For | Voted - Against | ||
6 | To Grant A General Mandate to the Directors of the | ||||
Company to Repurchase Shares Not Exceeding 10% of | |||||
the Issued Share Capital of the Company As at the | |||||
Date of Passing of This Resolution | Management | For | Voted - For | ||
7 | To Extend, Conditional Upon the Above Resolutions 5 | ||||
and 6 Being Duly Passed, the General Mandate to | |||||
Allot, Issue and Deal with Additional Shares by | |||||
Adding the Aggregate Amount of the Repurchased | |||||
Shares to the 20% General Mandate | Management | For | Voted - Against | ||
OTP BANK PLC | |||||
Security ID: X60746181 | |||||
Meeting Date: 16-Apr-21 | Meeting Type: Annual General Meeting | ||||
Market Rules Require Disclosure of Beneficial Owner | |||||
Information for All Voted-accounts. If an Account | |||||
Has Multiple Beneficial Owners, You Will Need | |||||
To-provide the Breakdown of Each Beneficial Owner | |||||
Name, Address and Share-position to Your Client | |||||
Service Representative. This Information is | |||||
Required-in Order for Your Vote to be Lodged | Non-Voting | Non-Voting | |||
Important Market Processing Requirement: Power of | |||||
Attorney (poa) Requirements- Vary by Custodian. | |||||
Global Custodians May Have A Poa in Place Which | |||||
Would-eliminate the Need for the Individual | |||||
Beneficial Owner Poa. in the Absence Of-this | |||||
Arrangement, an Individual Beneficial Owner Poa May | |||||
be Required. If You-have Any Questions Please | |||||
Contact Your Client Service Representative. | |||||
Thank-you. | Non-Voting | Non-Voting | |||
Please Note That Shareholder Details are Required | |||||
to Vote at This Meeting. If-no Shareholder Details | |||||
are Provided, Your Instruction May Carry A | |||||
Heightened-risk of Being Rejected. Thank You | Non-Voting | Non-Voting | |||
Intermediary Clients Only - Please Note That If You | |||||
are Classified As An- Intermediary Client Under the | |||||
Shareholder Rights Directive II, You Should | |||||
Be-providing the Underlying Shareholder Information | |||||
at the Vote Instruction-level. If You are Unsure on | |||||
How to Provide This Level of Data to | |||||
Broadridge-outside of Proxyedge, Please Speak to | |||||
Your Dedicated Client Service-representative for | |||||
Assistance | Non-Voting | Non-Voting | |||
Please Note That This is an Amendment to Meeting Id | |||||
538231 Due to Receipt Of-updated Agenda. All Votes | |||||
Received on the Previous Meeting Will | |||||
Be-disregarded and You Will Need to Reinstruct on | |||||
This Meeting Notice. Thank You | Non-Voting | Non-Voting |
39
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1 | Approve Financial Statements, Statutory Reports, | |||
and Allocation of Income | Management | For | Voted - For | |
2 | Approve Company's Corporate Governance Statement | Management | For | Voted - For |
3.1 | Approve Discharge of Sandor Csanyi As Management | |||
Board Member | Management | For | Voted - For | |
3.2 | Approve Discharge of Tamas Gyorgy Erdei As | |||
Management Board Member | Management | For | Voted - For | |
3.3 | Approve Discharge of Antal Gyorgy Kovacs As | |||
Management Board Member | Management | For | Voted - For | |
3.4 | Approve Discharge of Laszlo Wolf As Management | |||
Board Member | Management | For | Voted - For | |
3.5 | Approve Discharge of Mihaly Baumstark As Management | |||
Board Member | Management | For | Voted - For | |
3.6 | Approve Discharge of Tibor Biro As Management Board | |||
Member | Management | For | Voted - For | |
3.7 | Approve Discharge of Istvan Gresa As Management | |||
Board Member | Management | For | Voted - For | |
3.8 | Approve Discharge of Antal Pongracz As Management | |||
Board Member | Management | For | Voted - For | |
3.9 | Approve Discharge of Laszlo Utassy As Management | |||
Board Member | Management | For | Voted - For | |
3.10 | Approve Discharge of Jozsef Zoltan Voros As | |||
Management Board Member | Management | For | Voted - For | |
4 | Approve Ernst & Young Audit Ltd. As Auditor and Fix | |||
Its Remuneration | Management | For | Voted - For | |
5 | Amend Bylaws Re: Supervisory Board | Management | For | Voted - For |
6 | Approve Remuneration Policy | Management | For | Voted - For |
7 | Authorize Share Repurchase Program | Management | For | Voted - Against |
8 | Elect Tamas Gudra As Supervisory Board Member | Management | For | Voted - For |
9 | Elect Tamas Gudra As Audit Committee Member | Management | For | Voted - For |
10 | Approve Remuneration of Supervisory Board and Audit | |||
Committee Members | Management | For | Voted - Against | |
11.1 | Reelect Sandor Csanyi As Management Board Member | Management | For | Voted - For |
11.2 | Reelect Antal Gyorgy Kovacs As Management Board | |||
Member | Management | For | Voted - For | |
11.3 | Reelect Laszlo Wolf As Management Board Member | Management | For | Voted - For |
11.4 | Reelect Tamas Gyorgy Erdei As Management Board | |||
Member | Management | For | Voted - For | |
11.5 | Reelect Mihaly Baumstark As Management Board Member | Management | For | Voted - For |
11.6 | Reelect Istvan Gresa As Management Board Member | Management | For | Voted - For |
11.7 | Reelect Jozsef Zoltan Voros As Management Board | |||
Member | Management | For | Voted - For | |
11.8 | Reelect Peter Csanyi As Management Board Member | Management | For | Voted - For |
11.9 | Elect Gabriella Balogh As Management Board Member | Management | For | Voted - For |
11.10Elect Gyorgy Nagy As Management Board Member | Management | For | Voted - For | |
11.11Elect Gellert Marton Vagi As Management Board Member | Management | For | Voted - For |
40
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
PAGSEGURO DIGITAL, LTD-CIA | ||||||
Security ID: G68707101 | Ticker: PAGS | |||||
Meeting Date: 01-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Re-election of Director: Luis Frias | Management | For | Voted - For | |
1 | B. | Re-election of Director: Maria Judith De Brito | Management | For | Voted - For | |
1 | C. | Re-election of Director: Eduardo Alcaro | Management | For | Voted - For | |
1 | D. | Re-election of Director: Noemia Mayumi Fukugauti | ||||
Gushiken | Management | For | Voted - Against | |||
1 | E. | Re-election of Director: Cleveland Prates Teixeira | Management | For | Voted - For | |
1 | F. | Re-election of Director: Marcia Nogueira De Mello | Management | For | Voted - For | |
1 | G. | Re-election of Director: Ricardo Dutra Da Silva | Management | For | Voted - For | |
2 | . | To Receive and Adopt the Consolidated Financial | ||||
Statements for the Year Ended December 31, 2020 | ||||||
Together with the Auditor's Report, As Filed with | ||||||
the U.S. Securities and Exchange Commission in the | ||||||
Company's Annual Report on Form 20-f on Or Around | ||||||
April 26, 2021. | Management | For | Voted - For | |||
3 | . | To Sanction the Ratification of A Long-term | ||||
Incentive Plan (the "ltip Goals") in the Form | ||||||
Approved by the Directors and As Filed with the | ||||||
U.S. Securities and Exchange Commission in the | ||||||
Company's Annual Report on Form 20- F on Or Around | �� | |||||
April 26, 2021, Subject to the Number of Shares | ||||||
Granted Under the Ltip Goals in Any Financial Year | ||||||
Not Exceeding One Percent of the Total Issued and | ||||||
Outstanding Shares of the Company in Any Such Year. | Management | For | Voted - For | |||
4 | . | To Ratify and Confirm All Actions Taken by the | ||||
Directors and Officers of the Company in Relation | ||||||
to the Business of the Company During the Financial | ||||||
Year Ended December 31, 2020 and Up to the Date of | ||||||
the Annual General Meeting of the Company. | Management | For | Voted - For | |||
PT BANK CENTRAL ASIA TBK | ||||||
Security ID: Y7123P138 | ||||||
Meeting Date: 30-Jul-20 | Meeting Type: Extraordinary General Meeting | |||||
1 | Approval of the Company's Plan to Acquire the | |||||
Shares in Pt. Bank Rabobank International Indonesia | Management | For | Voted - For | |||
2 | Amendment of the Company's Articles of Association | Management | For | Voted - For | ||
RELIANCE INDUSTRIES LTD | ||||||
Security ID: Y72596102 | ||||||
Meeting Date: 15-Jul-20 | Meeting Type: Annual General Meeting | |||||
1 | .A | To Consider and Adopt: Resolved That the Audited | ||||
Financial Statement of the Company for the | ||||||
Financial Year Ended March 31, 2020 and the Reports |
41
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
of the Board of Directors and Auditors Thereon, As | ||||||
Circulated to the Members, be and are Hereby | ||||||
Considered and Adopted | Management | For | Voted - For | |||
1 | .B | To Consider and Adopt: Resolved That the Audited | ||||
Consolidated Financial Statement of the Company for | ||||||
the Financial Year Ended March 31, 2020 and the | ||||||
Report of Auditors Thereon, As Circulated to the | ||||||
Members, be and are Hereby Considered and Adopted | Management | For | Voted - For | |||
2 | To Declare A Dividend on Equity Shares for the Fy | |||||
Ended March 31, 2020: "resolved That A Dividend at | ||||||
the Rate of Inr 6.50 (six Rupees and Fifty Paise | ||||||
Only) Per Equity Share of Inr 10/- (ten Rupees) | ||||||
Each Fully Paidup of the Company, and A Pro-rata | ||||||
Dividend of Inr 1.625 on Each of the Partly Paid-up | ||||||
Rights Equity Shares of the Company, As Recommended | ||||||
by the Board of Directors, be and is Hereby | ||||||
Declared for the Financial Year Ended March 31, | ||||||
2020 and the Same be Paid Out of the Profits of the | ||||||
Company for the Financial Year Ended March 31, | ||||||
2020." | Management | For | Voted - For | |||
3 | To Appoint Shri Hital R. Meswani, Who Retires by | |||||
Rotation As A Director | Management | For | Voted - Against | |||
4 | To Appoint Shri P.m.s. Prasad, Who Retires by | |||||
Rotation As A Director | Management | For | Voted - Against | |||
5 | To Re Appoint Shri Hital R. Meswani As A Whole Time | |||||
Director | Management | For | Voted - For | |||
6 | To Appoint Shri K. V. Chowdary As A Director | Management | For | Voted - Against | ||
7 | To Ratify the Remuneration of Cost Auditors for the | |||||
Fy Ending March 31, 2021 | Management | For | Voted - For | |||
Please Note That This is an Amendment to Meeting Id | ||||||
436946 Due to Splitting-of Resolution 1. All Votes | ||||||
Received on the Previous Meeting Will | ||||||
Be-disregarded If Vote Deadline Extensions are | ||||||
Granted. Therefore Please-reinstruct on This | ||||||
Meeting Notice on the New Job. If However Vote | ||||||
Deadline-extensions are Not Granted in the Market, | ||||||
This Meeting Will be Closed And-your Vote | ||||||
Intentions on the Original Meeting Will be | ||||||
Applicable. Please-ensure Voting is Submitted Prior | ||||||
to Cutoff on the Original Meeting, and As-soon As | ||||||
Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | ||||
Meeting Date: 31-Mar-21 | Meeting Type: Court Meeting | |||||
1 | For the Purpose of Their Considering, and If | |||||
Thought Fit, Approving, with Or Without | ||||||
Modification(s), the Proposed Scheme of Arrangement | ||||||
Between Reliance Industries Limited ("transferor | ||||||
Company" Or "company") & Its Shareholders and | ||||||
Creditors and Reliance O2c Limited ("transferee | ||||||
Company") & Its Shareholders and Creditors | ||||||
("scheme") | Management | For | Voted - For |
42
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Meeting Date: 24-Jun-21 | Meeting Type: Annual General Meeting | |||
1 | To Consider and Adopt (a) the Audited Financial | |||
Statement of the Company for the Financial Year | ||||
Ended March 31, 2021 and the Reports of the Board | ||||
of Directors and Auditors Thereon; and (b) the | ||||
Audited Consolidated Financial Statement of the | ||||
Company for the Financial Year Ended March 31, | ||||
2021and the Report of Auditors Thereon And, in This | ||||
Regard, to Consider and If Thought Fit, to Pass, | ||||
with Or Without Modification(s), the Following | ||||
Resolutions As Ordinary Resolutions: A) 'resolved | ||||
That the Audited Financial Statement of the Company | ||||
for the Financial Year Ended March 31, 2021 and the | ||||
Reports of the Board of Directors and Auditors | ||||
Thereon, As Circulated to the Members, be and are | ||||
Hereby Considered and Adopted " B) 'resolved That | ||||
the Audited Consolidated Financial Statement of the | ||||
Company for the Financial Year Ended March 31, 2021 | ||||
and the Report of Auditors Thereon, As Circulated | ||||
to the Members, be and are Hereby Considered and | ||||
Adopted | Management | For | Voted - For | |
2 | Resolved That A Dividend at the Rate of Inr 7/- | |||
(seven Rupees Only) Per Equity Share of E 10/- (ten | ||||
Rupees) Each Fully Paid-up of the Company, and A | ||||
Pro-rata Dividend on the Partly Paid-up Equity | ||||
Shares of the Company (that Is, Dividend in | ||||
Proportion to the Amount Paid-up on Such Shares), | ||||
As Recommended by the Board of Directors, be and is | ||||
Hereby Declared for the Financial Year Ended March | ||||
31, 2021 and the Same be Paid Out of the Profits of | ||||
the Company | Management | For | Voted - For | |
3 | Resolved That in Accordance with the Provisions of | |||
Section 152 and Other Applicable Provisions of the | ||||
Companies Act, 2013, Shri Nikhil R. Meswani (din: | ||||
00001620), Who Retires by Rotation at This Meeting, | ||||
be and is Hereby Appointed As A Director of the | ||||
Company | Management | For | Voted - Against | |
4 | Resolved That in Accordance with the Provisions of | |||
Section 152 and Other Applicable Provisions of the | ||||
Companies Act, 2013, Shri Pawan Kumar Kapil (din: | ||||
02460200), Who Retires by Rotation at This Meeting, | ||||
be and is Hereby Appointed As A Director of the | ||||
Company | Management | For | Voted - Against | |
5 | Resolved That Pursuant to the Provisions of | |||
Sections 149, 152 Read with Schedule IV and Other | ||||
Applicable Provisions of the Companies Act, 2013 | ||||
("the Act") and the Companies (appointment and | ||||
Qualification of Directors) Rules, 2014 and the | ||||
Applicable Provisions of the Securities and | ||||
Exchange Board of India (listing Obligations and | ||||
Disclosure Requirements) Regulations, 2015 | ||||
(including Any Statutory Modification(s) Or for | ||||
Time Being in Force), Dr. Shumeet Banerji (din: | ||||
02787784), Who Was Appointed As an Independent | ||||
Director End Who Holds Office As an Independent |
43
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Director Up to July 20, 2022 and in Respect of Whom | |||||
the Company Has Received A Notice in Writing Under | |||||
Section 160 of the Act from A Member Proposing His | |||||
Candidature for the Office of Director, Being | |||||
Eligible, be and is Hereby Re-appointed As an | |||||
Independent Director, Not Liable to Retire by | |||||
Rotation and to Hold Office for A Second Term of 5 | |||||
(five) Consecutive Years, That Is, Up to July 20, | |||||
2027, Resolved Further That the Board of Directors | |||||
be and is Hereby Authorised to Do All Acts and Take | |||||
All Such Steps Es May be Necessary, Proper Or | |||||
Expedient to Give Effect to This Resolution | Management | For | Voted - For | ||
6 | Resolved That in Accordance with the Provisions of | ||||
Section 148 and Other Applicable Provisions of the | |||||
Companies Act, 2013 Read with the Companies (audit | |||||
and Auditors) Rules, 2014 (including Any Statutory | |||||
Modification(s) Or Re- Enactment(s) Thereof, for | |||||
the Time Being in Force), the Remuneration, As | |||||
Approved by the Board of Directors and Set Out in | |||||
the Statement Annexed to the Notice, to be Paid to | |||||
the Cost Auditors Appointed by the Board of | |||||
Directors, to Conduct the Audit of Cost Records of | |||||
the Company for the Financial Year Ending March 31, | |||||
2022, be and is Hereby Ratified | Management | For | Voted - For | ||
07 June 2021: Please Note That This is A Revision | |||||
Due to Modification of The-text of Resolution 1. If | |||||
You Have Already Sent in Your Votes, Please Do | |||||
Not-vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You | Non-Voting | Non-Voting | |||
SAFARICOM PLC | |||||
Security ID: V74587102 | |||||
Meeting Date: 31-Jul-20 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Amendment to Meeting Id | |||||
443577 Due to Received-updated Agenda. All Votes | |||||
Received on the Previous Meeting Will | |||||
Be-disregarded and You Will Need to Reinstruct on | |||||
This Meeting Notice. Thank You | Non-Voting | Non-Voting | |||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements for the Year Ended 31st March | |||||
2020 Together with the Chairman's, Directors' and | |||||
Auditors' Reports Thereon | Management | For | Voted - For | ||
2 | To Approve A Final Dividend of Kshs 1.40 Per Share | ||||
for the Financial Year Ended 31st March 2020 As | |||||
Recommended by the Directors. the Dividend Will be | |||||
Payable on Or About 31st August 2020 to the | |||||
Shareholders on the Register of Members As at the | |||||
Close of Business on 31st July 2020 | Management | For | Voted - For | ||
3 | To Re-election Ms Rose Ogega Who Retires at This | ||||
Meeting in Accordance with the Provisions of | |||||
Articles 90 and 91 of the Company's Articles of | |||||
Association, And, Being Eligible, Offers Herself | |||||
for Re- Election | Management | For | Voted - Against |
44
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | To Elect the Following Directors, Being Members of | ||||
the Board Audit Committee to Continue to Serve As | |||||
Members of the Said Committee: Ms Rose Ogega; Dr | |||||
Bitange Ndemo; Mrs Esther Koimett and Mr Mohamed | |||||
Joosub | Management | For | Voted - Against | ||
5 | To Approve the Directors' Remuneration Report and | ||||
the Remuneration Paid to the Directors for the Year | |||||
Ended 31 March 2020 | Management | For | Voted - For | ||
6 | To Appoint Messrs Ernst & Young As Auditors of the | ||||
Company in Accordance with the Provisions of | |||||
Section 721 (2) of the Companies Act, 2015 and to | |||||
Authorize the Directors to Fix Their Remuneration | |||||
for the Ensuing Financial Year in Accordance with | |||||
the Provisions of Section 724 (1) of the Companies | |||||
Act, 2015 | Management | For | Voted - Against | ||
S.1 | To Consider and If Thought Fit to Pass the | ||||
Following Resolutions As Special Resolution, As | |||||
Recommended by the Directors: A) That the Articles | |||||
of the Company be Amended by Adding the Following | |||||
Sentence As Line 2 of Article 63: "the Company May | |||||
Give Such Notice in Writing Or by Electronic Means | |||||
Or by A Combination of Means Permitted by the | |||||
Statutes." B) That the Articles of Association of | |||||
the Company be Amended by Inserting A New Article | |||||
64a to Allow for Electronic Meetings. the Wording | |||||
of the Article is Stated in the Notice and of the | |||||
Meeting | Management | For | Voted - For | ||
SANGFOR TECHNOLOGIES INC. | |||||
Security ID: Y7496N108 | |||||
Meeting Date: 13-May-21 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Amendment to Meeting Id | |||||
562626 Due to Receipt Of- Additional Resolutions 15 | |||||
to 18. All Votes Received on the Previous | |||||
Meeting-will be Disregarded and You Will Need to | |||||
Reinstruct on This Meeting Notice.-thank You | Non-Voting | Non-Voting | |||
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2021 Financial Budget Report | Management | For | Voted - For | |
6 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan is As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included): Cny2.00000000 2) | |||||
Bonus Issue from Profit (share/10 Shares): None 3) | |||||
Bonus Issue from Capital Reserve (share/10 Shares): | |||||
None | Management | For | Voted - For | ||
7 | 2021 Cash Management with Some Idle Proprietary | ||||
Funds | Management | For | Voted - For | ||
8 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
9 | 2021 Allowance Plan for Independent Directors | Management | For | Voted - For |
45
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 | 2021 Remuneration Plan for Directors, Supervisors | ||||
and Senior Management | Management | For | Voted - For | ||
11 | Change of the Company's Registered Capital and | ||||
Total Number of Shares, and Amendments to the | |||||
Company's Articles of Association | Management | For | Voted - For | ||
12 | Amendments to the Company's Rules of Procedure | ||||
Governing the Board Meetings | Management | For | Voted - For | ||
13 | Amendments to the Company's Rules of Procedure | ||||
Governing Meetings of the Supervisory Committee | Management | For | Voted - For | ||
14 | Amendments to the Company's Rules of Procedure | ||||
Governing Shareholders' General Meetings | Management | For | Voted - For | ||
15 | Supplementary Amendments to the Company's Rules of | ||||
Procedure Governing the Board Meetings | Management | For | Voted - For | ||
16 | Supplementary Amendments to the Company's Rules of | ||||
Procedure Governing the Meetings of the Supervisory | |||||
Committee | Management | For | Voted - For | ||
17 | Supplementary Amendments the Company's Rules of | ||||
Procedure Governing Shareholders' General Meetings | Management | For | Voted - For | ||
18 | Amendments to the External Investment Management | ||||
System | Management | For | Voted - For | ||
SHENZHEN INOVANCE TECHNOLOGY CO LTD | |||||
Security ID: Y7744Z101 | |||||
Meeting Date: 24-May-21 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Amendment to Meeting Id | |||||
566118 Due to Receipt Of-updated Agenda. All Votes | |||||
Received on the Previous Meeting Will | |||||
Be-disregarded and You Will Need to Reinstruct on | |||||
This Meeting Notice. Thank-you. | Non-Voting | Non-Voting | |||
1 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
2 | 2020 Annual Accounts | Management | For | Voted - For | |
3 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
4 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan is As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included): Cny3.60000000 2) | |||||
Bonus Issue from Profit (share/10 Shares): None 3) | |||||
Bonus Issue from Capital Reserve (share/10 | |||||
Shares):5.000000 | Management | For | Voted - For | ||
6 | 2021 Financial Budget Report | Management | For | Voted - For | |
7 | Long-term Stock Ownership Incentive Plan (draft) | ||||
and Its Summary | Management | For | Voted - Against | ||
8 | Management Measures for the Long-term Stock | ||||
Ownership Incentive Plan | Management | For | Voted - Against | ||
9 | Authorization to the Board to Handle Matters | ||||
Regarding the Long-term Stock Ownership Incentive | |||||
Plan | Management | For | Voted - Against | ||
10 | Amendments to the Information Disclosure Management | ||||
System | Management | For | Voted - For | ||
11 | Amendments to the Rules of Procedure Governing | ||||
Meetings of the Supervisory Committee | Management | For | Voted - For |
46
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Purchase of Wealth Management Products with Idle | ||||
Proprietary Funds | Management | For | Voted - For | ||
13 | Purchase of Wealth Management Products from Banks | ||||
with Idle Raised Funds | Management | For | Voted - For | ||
14 | Amendments to the Company's Articles of Association | Management | For | Voted - For | |
15 | Amendments to the Rules of Procedure Governing the | ||||
Board Meetings | Management | For | Voted - For | ||
16 | Amendments to the Company's Rules of Procedure | ||||
Governing Shareholders' General Meetings | Management | For | Voted - For | ||
17 | Amendments to the External Guarantee Management | ||||
System | Management | For | Voted - For | ||
18 | Amendments to the Connected Transactions | ||||
Decision-making System | Management | For | Voted - For | ||
19 | Amendments to the Management System for the Use of | ||||
Raised Funds | Management | For | Voted - For | ||
20.1 | Election of Non-independent Director: Zhu Xingming | Management | For | Voted - For | |
20.2 | Election of Non-independent Director: Li Juntian | Management | For | Voted - For | |
20.3 | Election of Non-independent Director: Song Junen | Management | For | Voted - For | |
20.4 | Election of Non-independent Director: Zhou Bin | Management | For | Voted - For | |
20.5 | Election of Non-independent Director: Liu Yuchuan | Management | For | Voted - For | |
20.6 | Election of Non-independent Director: Zhao Jinrong | Management | For | Voted - For | |
21.1 | Election of Independent Director: Zhang Taowei | Management | For | Voted - For | |
21.2 | Election of Independent Director: Zhao Jinlin | Management | For | Voted - For | |
21.3 | Election of Independent Director: Huang Pei | Management | For | Voted - For | |
22.1 | Election of Non-employee Supervisor: Bai Ziping | Management | For | Voted - For | |
22.2 | Election of Non-employee Supervisor: Lu Songquan | Management | For | Voted - Against | |
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD. | |||||
Security ID: Y774E3101 | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual General Meeting | ||||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan are As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included):cny25.00000000 2) | |||||
Bonus Issue from Profit (share/10 Shares):none 3) | |||||
Bonus Issue from Capital Reserve (share/10 | |||||
Shares):none | Management | For | Voted - For | ||
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2020 Social Responsibility Report | Management | For | Voted - For | |
7 | Change of Some Projects Financed with Raised Funds | Management | For | Voted - For | |
8 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
9 | Election of Independent Directors | Management | For | Voted - For | |
10 | 2021 Purchase Liability Insurance for Directors, | ||||
Supervisors and Senior Management | Management | For | Voted - For | ||
11 | Change of the Business Scope | Management | For | Voted - For | |
12 | Amendments to the Articles of Association | Management | For | Voted - For |
47
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13.1 | Amendments to the Company's Governance Systems: | ||||
Amendments to the Company's Rules of Procedure | |||||
Governing Shareholders' General Meetings | Management | For | Voted - For | ||
13.2 | Amendments to the Company's Governance Systems: | ||||
Amendments to the Rules of Procedure Governing the | |||||
Board Meetings | Management | For | Voted - For | ||
13.3 | Amendments to the Company's Governance Systems: | ||||
Amendments to the Company's Rules of Procedure | |||||
Governing Meetings of the Supervisory Committee | Management | For | Voted - For | ||
13.4 | Amendments to the Company's Governance Systems: | ||||
Amendments to the External Investment | |||||
Decision-making System | Management | For | Voted - For | ||
13.5 | Amendments to the Company's Governance Systems: | ||||
Amendments to the External Guarantee System | Management | For | Voted - For | ||
13.6 | Amendments to the Company's Governance Systems: | ||||
Amendments to the Connected Transactions | |||||
Decision-making System | Management | For | Voted - For | ||
13.7 | Amendments to the Company's Governance Systems: | ||||
Amendments to the Work System for Independent | |||||
Directors | Management | For | Voted - For | ||
SICHUAN TEWAY FOOD GROUP CO., LTD. | |||||
Security ID: Y793CM101 | |||||
Meeting Date: 07-May-21 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Amendment to Meeting Id | |||||
540726 Due to Meeting-date Has Been Postponed from | |||||
30 Apr 2021 to 07 May 2021 with Updated Agenda.-all | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will-need to Reinstruct on This | |||||
Meeting Notice. Thank You | Non-Voting | Non-Voting | |||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Accounts | Management | For | Voted - For | |
4 | 2021 Financial Budget Report | Management | For | Voted - For | |
5 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
6 | 2020 Internal Control Self-evaluation Report | Management | For | Voted - For | |
7 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan is As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included): Cny2.50000000 2) | |||||
Bonus Issue from Profit (share/10 Shares): None 3) | |||||
Bonus Issue from Capital Reserve (share/10 Shares): | |||||
2.000000 | Management | For | Voted - For | ||
8 | 2020 Special Report on the Deposit and Use of | ||||
Raised Funds | Management | For | Voted - For | ||
9 | 2021 Remuneration Plan for Directors and Supervisors | Management | For | Voted - For | |
10 | Cash Management with Idle Proprietary Funds | Management | For | Voted - For | |
11 | Cash Management with Temporarily Idle Raised Funds | Management | For | Voted - For | |
12 | Repurchase and Cancellation of Some Restricted | ||||
Stocks | Management | For | Voted - For | ||
13 | Reappointment of Audit Firm | Management | For | Voted - For |
48
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Repurchase and Cancellation of Some Restricted | ||||
Stocks (approved at the 19th Meeting of the 4th | |||||
Board of Directors) | Management | For | Voted - For | ||
15 | Amendments to the Company's Articles of Association | Management | For | Voted - For | |
SILERGY CORP | |||||
Security ID: G8190F102 | |||||
Meeting Date: 03-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2020 Business Report and Consolidated | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | To Accept the Proposal for the Distribution of 2020 | ||||
Earnings. Proposed Cash Dividend: Twd 10.5 Per Share | Management | For | Voted - For | ||
3 | To Approve the Amendments to Rules for Election of | ||||
Directors and Independent Directors | Management | For | Voted - For | ||
4 | To Approve the Amendments to Rules and Procedures | ||||
for Shareholders' Meetings | Management | For | Voted - For | ||
5 | To Approve the Issuance of New Employee Restricted | ||||
Shares | Management | For | Voted - For | ||
SKSHU PAINT CO LTD | |||||
Security ID: Y806G4107 | |||||
Meeting Date: 17-Mar-21 | Meeting Type: Extraordinary General Meeting | ||||
1 | Additional Investment Funds for A Project and | ||||
Signing the Supplementary Agreement | Management | For | Voted - For | ||
2 | Investment in Construction of A Production Base | ||||
Project and Signing the Investment Agreement | Management | For | Voted - For | ||
3 | Investment Agreement to be Signed with the | ||||
Management Commitment of Anhui Mingguang Economic | |||||
Development Zone and Investment in Construction of | |||||
A Production Base Project | Management | For | Voted - For | ||
Meeting Date: 23-Apr-21 | Meeting Type: Extraordinary General Meeting | ||||
1 | The Company's Eligibility for Non-public Share | ||||
Offering | Management | For | Voted - Against | ||
2.1 | Plan for 2021 Non-public A-share Offering: Stock | ||||
Type and Par Value | Management | For | Voted - Against | ||
2.2 | Plan for 2021 Non-public A-share Offering: Issuing | ||||
Method and Date | Management | For | Voted - Against | ||
2.3 | Plan for 2021 Non-public A-share Offering: Issuing | ||||
Targets and Subscription Method | Management | For | Voted - Against | ||
2.4 | Plan for 2021 Non-public A-share Offering: Issue | ||||
Price and Pricing Base Date | Management | For | Voted - Against | ||
2.5 | Plan for 2021 Non-public A-share Offering: Issuing | ||||
Volume | Management | For | Voted - Against | ||
2.6 | Plan for 2021 Non-public A-share Offering: Purpose | ||||
and Amount of the Raised Funds | Management | For | Voted - Against |
49
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.7 | Plan for 2021 Non-public A-share Offering: Lockup | ||||
Period | Management | For | Voted - Against | ||
2.8 | Plan for 2021 Non-public A-share Offering: Listing | ||||
Place | Management | For | Voted - Against | ||
2.9 | Plan for 2021 Non-public A-share Offering: | ||||
Arrangement for the Accumulated Retained Profits | Management | For | Voted - Against | ||
2.10 | Plan for 2021 Non-public A-share Offering: the | ||||
Valid Period of the Resolution | Management | For | Voted - Against | ||
3 | Preplan for 2021 Non-public A-share Offering | Management | For | Voted - Against | |
4 | Feasibility Analysis on the Use of Funds to be | ||||
Raised from the Non-public A-share Offering | Management | For | Voted - Against | ||
5 | Report on the Use of Previously Raised Funds | Management | For | Voted - For | |
6 | Filling Measures for Diluted Immediate Return After | ||||
the Non-public A-share Offering and Relevant | |||||
Commitments | Management | For | Voted - Against | ||
7 | Formulation of the Shareholder Return Plan for the | ||||
Next Three Years from 2021 to 2023 | Management | For | Voted - For | ||
8 | Full Authorization to the Board Or Its Authorized | ||||
Persons to Handle Matters Regarding the Non-public | |||||
Share Offering | Management | For | Voted - Against | ||
9 | Adjustment of the Implementing Contents of A Project | Management | For | Voted - For | |
10 | Amendments to the Raised Funds Management Measures | Management | For | Voted - Abstain | |
Meeting Date: 20-May-21 | Meeting Type: Annual General Meeting | ||||
1 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
2 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
3 | 2020 Annual Report and Its Summary | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan are As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included):cny5.70000000 2) | |||||
Bonus Issue from Profit (share/10 Shares):none 3) | |||||
Bonus Issue from Capital Reserve (share/10 | |||||
Shares):4.000000 | Management | For | Voted - For | ||
6 | 2021 Reappointment of Audit Firm | Management | For | Voted - For | |
7 | 2021 Application for Credit Line to Financial | ||||
Institutions and Provision of Guarantee for | |||||
Subsidiaries | Management | For | Voted - For | ||
8 | Provision of External Guarantee | Management | For | Voted - Against | |
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | |||||
Security ID: Y84629107 | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2020 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | Based on Recent Amendments to the 'template of | ||||
Procedures for Election of Director' by the Taiwan | |||||
Stock Exchange, to Approve Amendments to the Ballot |
50
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Format Requirement for Election of Directors Set | |||||
Forth in Tsmc's 'rules for Election of Directors'. | Management | For | Voted - For | ||
3 | To Approve the Issuance of Employee Restricted | ||||
Stock Awards for Year 2021. | Management | For | Voted - For | ||
4.1 | The Election of the Director.:mark Liu,shareholder | ||||
No.10758 | Management | For | Voted - For | ||
4.2 | The Election of the Director.:c.c. Wei,shareholder | ||||
No.370885 | Management | For | Voted - For | ||
4.3 | The Election of the Director.:f.c. | ||||
Tseng,shareholder No.104 | Management | For | Voted - For | ||
4.4 | The Election of the Director.:national Development | ||||
Fund, Executive Yuan,shareholder No.1,ming Hsin | |||||
Kung As Representative | Management | For | Voted - For | ||
4.5 | The Election of the Independent Director.:sir Peter | ||||
L. Bonfield,shareholder No.504512xxx | Management | For | Voted - For | ||
4.6 | The Election of the Independent Director.:kok Choo | ||||
Chen,shareholder No.a210358xxx | Management | For | Voted - For | ||
4.7 | The Election of the Independent Director.:michael | ||||
R. Splinter,shareholder No.488601xxx | Management | For | Voted - For | ||
4.8 | The Election of the Independent Director.:moshe N. | ||||
Gavrielov,shareholder No.505930xxx | Management | For | Voted - For | ||
4.9 | The Election of the Independent Director.:yancey | ||||
Hai,shareholder No.d100708xxx | Management | For | Voted - For | ||
4.10 | The Election of the Independent Director.:l. Rafael | ||||
Reif,shareholder No.545784xxx | Management | For | Voted - For | ||
TATA CONSULTANCY SERVICES LTD | |||||
Security ID: Y85279100 | |||||
Meeting Date: 18-Nov-20 | Meeting Type: Other Meeting | ||||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting Is-not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests Are-not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your-instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain Is-not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You. | Non-Voting | Non-Voting | |||
1 | Approval for Buyback of Equity Shares | Management | For | Voted - For | |
Meeting Date: 10-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt: A. the Audited | ||||
Standalone Financial Statements of the Company for | |||||
the Financial Year Ended March 31, 2021, Together | |||||
with the Reports of the Board of Directors and the | |||||
Auditors Thereon; and B. the Audited Consolidated | |||||
Financial Statements of the Company for the | |||||
Financial Year Ended March 31, 2021, Together with | |||||
the Report of the Auditors Thereon | Management | For | Voted - For |
51
Champlain Emerging Markets Fund | |||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||||
2 | To Confirm the Payment of Interim Dividends on | ||||||
Equity Shares and to Declare A Final Dividend on | |||||||
Equity Shares for the Financial Year 2020-21 | Management | For | Voted - For | ||||
3 | To Appoint A Director in Place of N Chandrasekaran | ||||||
(din 00121863) Who Retires by Rotation And, Being | |||||||
Eligible, Offers Himself for Re-appointment | Management | For | Voted - Against | ||||
TCS GROUP HOLDING PLC | |||||||
Security ID: 87238U203 | |||||||
Meeting Date: 24-Aug-20 | Meeting Type: Annual General Meeting | ||||||
1 | Appointment of Chairperson of the Meeting | Management | For | Voted - For | |||
2 | To Re-appoint PricewaterhouseCoopers Limited, | ||||||
Cyprus As Auditors of the Company and to Authorise | |||||||
the Board of Directors to Determine the | |||||||
Remuneration of the Auditors in Accordance with | |||||||
Their Terms of Engagement | Management | For | Voted - For | ||||
3 | To Re-appoint Mr. Jacques Der Megreditchian As A | ||||||
Director of the Company | Management | For | Voted - For | ||||
4 | To Approve the Remuneration of the Members of the | ||||||
Board of Directors | Management | For | Voted - For | ||||
5 | To Authorise the Board of Directors to Buy Back | ||||||
Class A Shares, Or Interests in Class A Shares | |||||||
Including Global Depository Receipts, in the Company | Management | For | Voted - For | ||||
TENCENT HOLDINGS LTD | |||||||
Security ID: G87572163 | |||||||
Meeting Date: 20-May-21 | Meeting Type: Annual General Meeting | ||||||
Please Note That the Company Notice and Proxy Form | |||||||
are Available by Clicking-on the Url Links:- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0408/2021040802057.pdf-and- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0408/2021040802049 | Non-Voting | Non-Voting | |||||
Please Note That Shareholders are Allowed to Vote | |||||||
'in Favor' Or 'against' For- All Resolutions, | |||||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | |||||
1 | To Receive and Consider the Audited Financial | ||||||
Statements, the Directors' Report and the | |||||||
Independent Auditor 's Report for the Year Ended 31 | |||||||
December 2020 | Management | For | Voted - For | ||||
2 | To Declare A Final Dividend | Management | For | Voted - For | |||
3 | .A | To Re-elect Mr Yang Siu Shun As Director | Management | For | Voted - For | ||
3 | .B | To Authorise the Board of Directors to Fix the | |||||
Directors' Remuneration | Management | For | Voted - For | ||||
4 | To Re-appoint Auditor and Authorise the Board of | ||||||
Directors to Fix Their Remuneration: | |||||||
PricewaterhouseCoopers As Auditor | Management | For | Voted - For | ||||
5 | To Grant A General Mandate to the Directors to | ||||||
Issue New Shares | Management | For | Voted - Against |
52
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
6 | To Grant A General Mandate to the Directors to | |||||
Repurchase Shares | Management | For | Voted - For | |||
7 | To Extend the General Mandate to Issue New Shares | |||||
by Adding the Number of Shares Repurchased | Management | For | Voted - Against | |||
12 Apr 2021: Please Note That This is A Revision | ||||||
Due to Modification of The-text of Resolution 4. If | ||||||
You Have Already Sent in Your Votes, Please Do | ||||||
Not-vote Again Unless You Decide to Amend Your | ||||||
Original Instructions. Thank You | Non-Voting | Non-Voting | ||||
Meeting Date: 20-May-21 | Meeting Type: Extraordinary General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0423/2021042302014.pdf, | Non-Voting | Non-Voting | ||||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' For- Resolution 1, Abstain | ||||||
is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | ||||
1 | To Adopt the Share Option Plan of China Literature | |||||
Limited | Management | For | Voted - For | |||
UNILEVER N.V. | ||||||
Security ID: 904784709 | Ticker: UN | |||||
Meeting Date: 21-Sep-20 | Meeting Type: Special | |||||
1 | . | To Amend Nv's Articles of Association in Connection | ||||
with Unification (proposed Under Agenda Item 2). | Management | For | Voted - For | |||
2 | . | To Approve Unification. | Management | For | Voted - For | |
3 | . | To Discharge Executive Directors. | Management | For | Voted - For | |
4 | . | To Discharge Non-executive Directors. | Management | For | Voted - For | |
1 | . | To Amend Nv's Articles of Association in Connection | ||||
with Unification (proposed Under Agenda Item 2). | Management | For | Voted - For | |||
2 | . | To Approve Unification. | Management | For | Voted - For | |
3 | . | To Discharge Executive Directors. | Management | For | Voted - For | |
4 | . | To Discharge Non-executive Directors. | Management | For | Voted - For | |
UNILEVER PLC | ||||||
Security ID: 904767704 | Ticker: UL | |||||
Meeting Date: 05-May-21 | Meeting Type: Annual | |||||
1 | . | To Receive the Report and Accounts for the Year | ||||
Ended 31 December 2020. | Management | For | Voted - For | |||
2 | . | To Approve the Directors' Remuneration Report. | Management | For | Voted - For | |
3 | . | To Approve the Directors' Remuneration Policy. | Management | For | Voted - For | |
4 | . | To Approve the Climate Transition Action Plan. | Management | For | Voted - For | |
5 | . | To Re-elect Mr N Andersen As A Non-executive | ||||
Director. | Management | For | Voted - For | |||
6 | . | To Re-elect Mrs L Cha As A Non-executive Director. | Management | For | Voted - For |
53
Champlain Emerging Markets Fund | |||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||||
7 | . | To Re-elect Dr J Hartmann As A Non-executive | |||||
Director. | Management | For | Voted - For | ||||
8 | . | To Re-elect Mr A Jope As an Executive Director. | Management | For | Voted - For | ||
9 | . | To Re-elect Ms A Jung As A Non-executive Director. | Management | For | Voted - For | ||
10 | . | To Re-elect Ms S Kilsby As A Non-executive Director. | Management | For | Voted - For | ||
11 | . | To Re-elect Mr S Masiyiwa As A Non-executive | |||||
Director. | Management | For | Voted - For | ||||
12 | . | To Re-elect Professor Y Moon As A Non-executive | |||||
Director. | Management | For | Voted - For | ||||
13 | . | To Re-elect Mr G Pitkethly As an Executive Director. | Management | For | Voted - For | ||
14 | . | To Re-elect Mr J Rishton As A Non-executive | |||||
Director. | Management | For | Voted - For | ||||
15 | . | To Re-elect Mr F Sijbesma As A Non-executive | |||||
Director. | Management | For | Voted - For | ||||
16 | . | To Reappoint KPMG LLP As Auditors of the Company. | Management | For | Voted - For | ||
17 | . | To Authorise the Directors to Fix the Remuneration | |||||
of the Auditors. | Management | For | Voted - For | ||||
18 | . | To Authorise Political Donations and Expenditure. | Management | For | Voted - For | ||
19 | . | To Approve the Shares Plan. | Management | For | Voted - For | ||
20 | . | To Renew the Authority to Directors to Issue Shares. | Management | For | Voted - For | ||
21 | . | To Renew the Authority to Directors to Disapply | |||||
Pre- Emption Rights. | Management | For | Voted - For | ||||
22 | . | To Renew the Authority to Directors to Disapply | |||||
Pre- Emption Rights for the Purposes of | |||||||
Acquisitions Or Capital Investments. | Management | For | Voted - For | ||||
23 | . | To Renew the Authority to the Company to Purchase | |||||
Its Own Shares. | Management | For | Voted - For | ||||
24 | . | To Shorten the Notice Period for General Meetings. | Management | For | Voted - For | ||
25 | . | To Adopt New Articles of Association. | Management | For | Voted - For | ||
26 | . | To Reduce the Share Premium Account. | Management | For | Voted - For | ||
VENUS MEDTECH (HANGZHOU) INC. | |||||||
Security ID: Y9277Y105 | |||||||
Meeting Date: 21-May-21 | Meeting Type: Annual General Meeting | ||||||
Please Note That the Company Notice and Proxy Form | |||||||
are Available by Clicking-on the Url Links:- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0420/2021042000513.pdf-and- | |||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||||
21/ 0420/2021042000611 | Non-Voting | Non-Voting | |||||
1 | To Consider and Approve the Resolution on the 2020 | ||||||
Annual Report | Management | For | Voted - For | ||||
2 | To Consider and Approve the Resolution on the Work | ||||||
Report of the Board for 2020 | Management | For | Voted - For | ||||
3 | To Consider and Approve the Resolution on the Work | ||||||
Report of the Supervisory Committee for 2020 | Management | For | Voted - For | ||||
4 | To Consider and Approve the Resolution on the | ||||||
Profit Distribution Plan for 2020 | Management | For | Voted - For |
54
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Consider and Approve the Resolution on | ||||
Re-appointment of Auditors for 2021 and Their | |||||
Remuneration for 2020 | Management | For | Voted - For | ||
6 | To Consider and Approve the Resolution on the Grant | ||||
of A General Mandate to the Board to Issue Shares | Management | For | Voted - Against | ||
7 | To Consider and Approve the Resolution on the Grant | ||||
of A General Mandate to the Board to Repurchase H | |||||
Shares | Management | For | Voted - For | ||
8 | To Consider and Approve the Resolution on the | ||||
Amendments to the Articles of Association of Venus | |||||
Medtech (hangzhou) Inc | Management | For | Voted - For | ||
Meeting Date: 21-May-21 | Meeting Type: Class Meeting | ||||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking-on the Url Links:- | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
21/ 0420/2021042000551.pdf-and- | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
21/ 0420/2021042000631.pdf | Non-Voting | Non-Voting | |||
1 | To Consider and Approve the Resolution on the Grant | ||||
of A General Mandate to the Board to Repurchase H | |||||
Shares | Management | For | Voted - For | ||
VOLTRONIC POWER TECHNOLOGY CORP | |||||
Security ID: Y937BE103 | |||||
Meeting Date: 21-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | The Proposal for the 2020 Business Report and | ||||
Financial Statements of the Company. | Management | For | Voted - For | ||
2 | The Proposal for the 2020 Earnings Distribution of | ||||
the Company. Proposed Cash Dividend: Twd 22.5 Per | |||||
Share. | Management | For | Voted - For | ||
3 | Proposal for Distribution from Capital Reserves of | ||||
the Company.proposed Cash Dividend: Twd 1 Per Share. | Management | For | Voted - For | ||
4 | Amendment of the Procedure of Director Election. | Management | For | Voted - For | |
5.1 | The Election of the Director.:hsieh Chuo- | ||||
Ming,shareholder No.1 | Management | For | Voted - For | ||
5.2 | The Election of the Director.:open Great | ||||
International Investment Limited | |||||
Company,shareholder No.3,chen Tsui-fang As | |||||
Representative | Management | For | Voted - For | ||
5.3 | The Election of the Director.:fsp Technology | ||||
Inc,shareholder No.7,cheng Ya- Jen As Representative | Management | For | Voted - For | ||
5.4 | The Election of the Director.:passuello | ||||
Fabio,shareholder No.ya4399xxx | Management | For | Voted - For | ||
5.5 | The Election of the Independent Director.:li | ||||
Chien-jan,shareholder No.f122404xxx | Management | For | Voted - For | ||
5.6 | The Election of the Independent Director.:wang | ||||
Hsiu-chi,shareholder No.n200364xxx | Management | For | Voted - For | ||
5.7 | The Election of the Independent Director.:sam | ||||
Ho,shareholder No.f126520xxx | Management | For | Voted - For |
55
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
5.8 | The Election of the Independent Director.:liao | |||||
Kuei-fang,shareholder No.h220375xxx | Management | For | Voted - For | |||
6 | To Discharge the Non-competition Duties of the New | |||||
Directors. | Management | For | Voted - For | |||
WAL-MART DE MEXICO SAB DE CV | ||||||
Security ID: P98180188 | ||||||
Meeting Date: 23-Mar-21 | Meeting Type: Annual General Meeting | |||||
Please Note That This is an Amendment to Meeting Id | ||||||
522006 Due to Splitting-of Resolution 6. All Votes | ||||||
Received on the Previous Meeting Will | ||||||
Be-disregarded If Vote Deadline Extensions are | ||||||
Granted. Therefore Please-reinstruct on This | ||||||
Meeting Notice on the New Job. If However Vote | ||||||
Deadline-extensions are Not Granted in the Market, | ||||||
This Meeting Will be Closed And-your Vote | ||||||
Intentions on the Original Meeting Will be | ||||||
Applicable. Please-ensure Voting is Submitted Prior | ||||||
to Cutoff on the Original Meeting, and As-soon As | ||||||
Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | ||||
1 | .A | Approve Report of Audit and Corporate Practices | ||||
Committees | Management | For | Voted - For | |||
1 | .B | Approve Ceos Report and Board Opinion on Ceos Report | Management | For | Voted - For | |
1 | .C | Approve Board of Directors Report | Management | For | Voted - For | |
2 | Approve Consolidated Financial Statements | Management | For | Voted - For | ||
3 | Approve Allocation of Income and Dividends of Mxn | |||||
1.63 Per Share | Management | For | Voted - For | |||
4 | Approve Report and Resolutions Re Employee Stock | |||||
Purchase Plan | Management | For | Voted - For | |||
5 | Approve Report on Share Repurchase Reserves | Management | For | Voted - For | ||
6.A.1Elect Or Ratify Enrique Ostale As Director | Management | For | Voted - For | |||
6.A.2Elect Or Ratify Richard Mayfield As Director | Management | For | Voted - For | |||
6.A.3Elect Or Ratify Amanda Whalen As Director | Management | For | Voted - For | |||
6.A.4Elect Or Ratify Tom Ward As Director | Management | For | Voted - For | |||
6.A.5Elect Or Ratify Kirsten Evans As Director | Management | For | Voted - For | |||
6.A.6Elect Or Ratify Guilherme Loureiro As Director | Management | For | Voted - For | |||
6.A.7Elect Or Ratify Adolfo Cerezo As Director | Management | For | Voted - For | |||
6.A.8Elect Or Ratify Blanca Trevino As Director | Management | For | Voted - For | |||
6.A.9Elect Or Ratify Roberto Newell As Director | Management | For | Voted - For | |||
6.A10 Elect Or Ratify Ernesto Cervera As Director | Management | For | Voted - For | |||
6.A11 Elect Or Ratify Eric Perez Grovas As Director | Management | For | Voted - For | |||
6.B.1 Elect Or Ratify Adolfo Cerezo As Chairman of Audit | ||||||
and Corporate Practices Committees | Management | For | Voted - For | |||
6.B.2 Approve Discharge of Board of Directors and Officers | Management | For | Voted - For | |||
6.B.3 Approve Directors and Officers Liability | Management | For | Voted - For | |||
6.C.1 Approve Remuneration of Board Chairman | Management | For | Voted - For | |||
6.C.2 Approve Remuneration of Director | Management | For | Voted - For | |||
6.C.3 Approve Remuneration of Chairman of Audit and | ||||||
Corporate Practices Committees | Management | For | Voted - For |
56
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.C.4 Approve Remuneration of Member of Audit and | |||||
Corporate Practices Committees | Management | For | Voted - For | ||
7 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For | ||
Meeting Date: 22-Jun-21 | Meeting Type: Extraordinary General Meeting | ||||
I | Amendment of Section 3 of the Bylaws of the | ||||
Company, in Regard to the Corporate Purpose and | |||||
Activities in Pursuit of the Mentioned Purpose That | |||||
the Company Can Carry Out | Management | For | Voted - For | ||
II | Report in Regard to the Stock Plan for Employees of | ||||
the Subsidiaries of the Company and Resolutions in | |||||
This Regard | Management | For | Voted - For | ||
III | Designation of Special Delegates Who Will Carry Out | ||||
the Resolutions That are Passed | Management | For | Voted - For | ||
WULIANGYE YIBIN CO LTD | |||||
Security ID: Y9718N106 | |||||
Meeting Date: 18-Jun-21 | Meeting Type: Annual General Meeting | ||||
1 | 2020 Annual Report | Management | For | Voted - For | |
2 | 2020 Work Report of the Board of Directors | Management | For | Voted - For | |
3 | 2020 Work Report of the Supervisory Committee | Management | For | Voted - For | |
4 | 2020 Annual Accounts | Management | For | Voted - For | |
5 | 2020 Profit Distribution Plan: the Detailed Profit | ||||
Distribution Plan is As Follows: 1) Cash | |||||
Dividend/10 Shares (tax Included): Cny25.80000000 | |||||
2) Bonus Issue from Profit (share/10 Shares): None | |||||
3) Bonus Issue from Capital Reserve (share/10 | |||||
Shares): None | Management | For | Voted - For | ||
6 | Confirmation of 2020 Continuing Connected | ||||
Transactions and 2021 Estimated Continuing | |||||
Connected Transactions | Management | For | Voted - For | ||
7 | Reappointment of 2021 Audit Firm | Management | For | Voted - For | |
8 | Amendments to the Company's Articles of Association | Management | For | Voted - Against | |
9 | 2021 Overall Budget Plan | Management | For | Voted - For | |
10 | By-election of Supervisors | Management | For | Voted - Against | |
11.1 | By-election of Director: Jiang Lin | Management | For | Voted - For | |
11.2 | By-election of Director: Xu Bo | Management | For | Voted - For | |
12.1 | By-election of Independent Director: Xie Zhihua | Management | For | Voted - For | |
12.2 | By-election of Independent Director: Wu Yue | Management | For | Voted - For | |
12.3 | By-election of Independent Director: Lang Dingchang | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
568130 Due to Receipt Of-updated Agenda. All Votes | |||||
Received on the Previous Meeting Will | |||||
Be-disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please-reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline-extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed And-your Vote | |||||
Intentions on the Original Meeting Will be |
57
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Applicable. Please-ensure Voting is Submitted Prior | ||||||
to Cutoff on the Original Meeting, and As-soon As | ||||||
Possible on This New Amended Meeting. Thank You | Non-Voting | Non-Voting | ||||
WUXI APPTEC CO., LTD. | ||||||
Security ID: Y971B1118 | ||||||
Meeting Date: 31-Aug-20 | Meeting Type: Extraordinary General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 0812/2020081200656.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 0812/2020081200688 | Non-Voting | Non-Voting | ||||
1 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Adoption of the H Share Award and | ||||||
Trust Scheme, the Details of Which are Stated in | ||||||
the Circular | Management | For | Voted - Against | |||
2 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Grant of Awards to the Connected | ||||||
Selected Participants the Details of Which are | ||||||
Stated in the Circular | Management | For | Voted - Against | |||
3 | To Consider and Approve the Resolution in Relation | |||||
to the Authorization to the Board And/or the | ||||||
Delegatee to Handle Matters Pertaining to the H | ||||||
Share Award and Trust Scheme with Full Authority, | ||||||
the Details of Which are Stated in the Circular | Management | For | Voted - Against | |||
4 | To Consider and Elect Mr. Boyang Wu As A Supervisor | |||||
of the Second Session of the Supervisory Committee | Management | For | Voted - Against | |||
5 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Adjustment of the Remuneration | ||||||
Scheme of Supervisors | Management | For | Voted - For | |||
6 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Change of Registered Capital of the | ||||||
Company | Management | For | Voted - For | |||
7 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Amendments to the Articles of | ||||||
Association | Management | For | Voted - For | |||
8 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Amendments to the Rules of | ||||||
Procedure for Shareholders' Meetings | Management | For | Voted - For | |||
9 | To Consider and Approve the Resolution in Relation | |||||
to the Proposed Amendments to the Rules of | ||||||
Procedure for Board Meetings | Management | For | Voted - For | |||
Meeting Date: 13-May-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040802011.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040801999 | Non-Voting | Non-Voting |
58
Champlain Emerging Markets Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1 | To Consider and Approve the Report of the Board of | |||
Directors for the Year 2020 | Management | For | Voted - For | |
2 | To Consider and Approve the Report of the | |||
Supervisory Committee for the Year 2020 | Management | For | Voted - For | |
3 | To Consider and Approve the Financial Report for | |||
the Year 2020 | Management | For | Voted - For | |
4 | To Consider and Approve the Proposed Provision of | |||
External Guarantees for Subsidiaries of the Company | Management | For | Voted - For | |
5 | To Consider and Approve the Proposed Authorization | |||
to the Investment Department of the Company to | ||||
Dispose of Listed and Trading Shares of Listed | ||||
Companies Held by the Company | Management | For | Voted - For | |
6 | To Consider and Approve the Proposed Amendments to | |||
the Work Policies of the Independent Directors | Management | For | Voted - For | |
7 | To Approve the Proposed Re-appointment of Deloitte | |||
Touche Tohmatsu (a Special General Partnership) (as | ||||
Specified)) and Deloitte Touche Tohmatsu (as | ||||
Specified), Respectively, As Prc Financial Report | ||||
and Internal Control Report Auditors of the Company | ||||
and As Offshore Financial Report Auditors of the | ||||
Company for the Year 2021 and to Authorize the | ||||
Board to Fix Their Remuneration | Management | For | Voted - For | |
8 | To Consider and Approve the Proposed Foreign | |||
Exchange Hedging Limit | Management | For | Voted - For | |
9 | To Consider and Approve the Adjustment to the | |||
Independent Directors' Annual Allowance | Management | For | Voted - For | |
10 | To Consider and Approve the Application for Shares, | |||
the Amended and Restated Wuxi Xdc Articles, the | ||||
Asset Transfer Agreement and the Transactions | ||||
Contemplated Thereunder, As Well As the Potential | ||||
Continuing Related Parties Transactions | Management | For | Voted - For | |
11 | Subject to the Passing of Resolution No. 16 Below, | |||
to Consider and Approve the Proposed 2020 Profit | ||||
Distribution Plan | Management | For | Voted - For | |
12 | To Consider and Approve the Proposed Increase of | |||
Registered Capital | Management | For | Voted - For | |
13 | To Consider and Approve the Proposed Amendments to | |||
the Articles of Association | Management | For | Voted - For | |
14 | To Consider and Approve the Proposed Granting of | |||
General Mandate to Issue A Shares And/or H Shares | Management | For | Voted - Against | |
15 | To Consider and Approve the Proposed Granting of | |||
General Mandates to Repurchase A Shares And/or H | ||||
Shares | Management | For | Voted - For | |
16 | Subject to the Passing of Resolution No. 11 Above, | |||
to Consider and Approve the Proposed Issuance of | ||||
the Additional Conversion Shares Under the | ||||
Convertible Bonds-related Specific Mandate; and to | ||||
Authorize Dr. Ge Li (as Specified), Mr. Edward Hu | ||||
(as Specified) And/or Mr. Ellis Bih-hsin Chu (as | ||||
Specified) to Handle Matters Relating to the | ||||
Conversion of the Bonds Into H Shares | Management | For | Voted - Against |
59
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Meeting Date: 13-May-21 | Meeting Type: Class Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040802041.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0408/2021040802017 | Non-Voting | Non-Voting | ||||
1 | Subject to the Passing of Resolution No. 3 Below, | |||||
to Consider and Approve the Proposed 2020 Profit | ||||||
Distribution Plan | Management | For | Voted - For | |||
2 | To Consider and Approve the Proposed Granting of | |||||
General Mandates to Repurchase A Shares And/or H | ||||||
Shares | Management | For | Voted - For | |||
3 | Subject to the Passing of Resolution No. 1 Above, | |||||
to Consider and Approve the Proposed Issuance of | ||||||
the Additional Conversion Shares Under the | ||||||
Convertible Bonds-related Specific Mandate; and to | ||||||
Authorize Dr. Ge Li (as Specified), Mr. Edward Hu | ||||||
(as Specified) And/or Mr. Ellis Bih-hsin Chu to | ||||||
Handle Matters Relating to the Conversion of the | ||||||
Bonds Into H Shares | Management | For | Voted - Against | |||
WUXI BIOLOGICS (CAYMAN) INC. | ||||||
Security ID: G97008109 | ||||||
Meeting Date: 12-Nov-20 | Meeting Type: Extraordinary General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 1023/2020102300388.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
20/ 1023/2020102300430 | Non-Voting | Non-Voting | ||||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' For- Resolution 1, Abstain | ||||||
is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | ||||
1 | To Approve the Share Subdivision of Every One (1) | |||||
Share of Par Value Usd 0.000025 of the Company Into | ||||||
Three (3) Subdivided Shares of Par Value Usd | ||||||
1/120,000 Each of the Company | Management | For | Voted - For | |||
WUXI BIOLOGICS (CAYMAN) INC. | ||||||
Security ID: G97008117 | ||||||
Meeting Date: 16-Jun-21 | Meeting Type: Annual General Meeting | |||||
Please Note That the Company Notice and Proxy Form | ||||||
are Available by Clicking-on the Url Links:- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0514/2021051401759.pdf-and- | ||||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | ||||||
21/ 0514/2021051401763 | Non-Voting | Non-Voting |
60
Champlain Emerging Markets Fund | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' For- All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Non-Voting | Non-Voting | |||
1 | To Receive the Audited Consolidated Financial | ||||
Statements of the Company and Its Subsidiaries and | |||||
the Reports of the Directors and of the Independent | |||||
Auditor of the Company for the Year Ended December | |||||
31, 2020 | Management | For | Voted - For | ||
2 | .A | To Re-elect Mr. William Robert Keller As | |||
Independent Non-executive Director | Management | For | Voted - For | ||
2 | .B | To Re-elect Mr. Teh-ming Walter Kwauk As | |||
Independent Non-executive Director | Management | For | Voted - For | ||
3 | To Elect Dr. Ning Zhao As Non-executive Director | Management | For | Voted - For | |
4 | To Authorise the Board of Directors Or Any Duly | ||||
Authorised Board Committee to Fix the Directors' | |||||
Remuneration for the Year Ending December 31, 2021 | Management | For | Voted - For | ||
5 | To Re-appoint Messrs. Deloitte Touche Tohmatsu As | ||||
Auditors and to Authorise the Board of Directors Or | |||||
Any Duly Authorised Board Committee to Fix Their | |||||
Remuneration | Management | For | Voted - For | ||
6 | To Grant A General Mandate to the Directors to | ||||
Issue, Allot and Deal with the Shares of the Company | Management | For | Voted - For | ||
7 | To Grant A General Mandate to the Directors to | ||||
Repurchase the Shares of the Company | Management | For | Voted - For | ||
8 | To Extend the General Mandate Granted to the | ||||
Directors to Issue, Allot and Deal with the Shares | |||||
of the Company by Adding Thereto the Shares to be | |||||
Repurchased by the Company | Management | For | Voted - For | ||
9 | To Grant A Specific Mandate to the Directors of the | ||||
Company to Issue and Allot the Connected Restricted | |||||
Shares (as Defined in the Notice Convening the Agm) | Management | For | Voted - For | ||
10 | To Grant 945,200 Connected Restricted Shares | ||||
Pursuant to the Scheme (as Defined in the Notice | |||||
Convening the Agm) to Dr. Zhisheng Chen | Management | For | Voted - For | ||
11 | To Grant 263,679 Connected Restricted Shares | ||||
Pursuant to the Scheme to Dr. Weichang Zhou | Management | For | Voted - For | ||
12 | To Grant 2,467 Connected Restricted Shares Pursuant | ||||
to the Scheme to Mr. William Robert Keller | Management | For | Voted - For | ||
13 | To Grant 4,934 Connected Restricted Shares Pursuant | ||||
to the Scheme to Mr. Teh- Ming Walter Kwauk | Management | For | Voted - For | ||
14 | To Grant 4,934 Connected Restricted Shares Pursuant | ||||
to the Scheme to Mr. Kenneth Walton Hitchner III | Management | For | Voted - For | ||
15 | To Grant 156,202 Connected Restricted Shares | ||||
Pursuant to the Scheme to Mr. Jian Dong | Management | For | Voted - For | ||
16 | To Grant 98,305 Connected Restricted Shares | ||||
Pursuant to the Scheme to Mr. Angus Scott Marshall | |||||
Turner | Management | For | Voted - For | ||
17 | To Grant 17,420 Connected Restricted Shares | ||||
Pursuant to the Scheme to Mr. Brendan Mcgrath | Management | For | Voted - For |
61
Champlain Emerging Markets Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
YUM CHINA HOLDINGS, INC. | ||||||
Security ID: 98850P109 | Ticker: YUMC | |||||
Meeting Date: 27-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Fred Hu | Management | For | Voted - For | |
1 | B. | Election of Director: Joey Wat | Management | For | Voted - For | |
1 | C. | Election of Director: Peter A. Bassi | Management | For | Voted - For | |
1 | D. | Election of Director: Edouard Ettedgui | Management | For | Voted - For | |
1 | E. | Election of Director: Cyril Han | Management | For | Voted - For | |
1 | F. | Election of Director: Louis T. Hsieh | Management | For | Voted - For | |
1 | G. | Election of Director: Ruby Lu | Management | For | Voted - For | |
1 | H. | Election of Director: Zili Shao | Management | For | Voted - For | |
1 | I. | Election of Director: William Wang | Management | For | Voted - For | |
1 | J. | Election of Director: Min (jenny) Zhang | Management | For | Voted - For | |
2 | . | Ratification of the Appointment of KPMG Huazhen LLP | ||||
As the Company's Independent Auditor. | Management | For | Voted - For | |||
3 | . | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
4 | . | Approval of an Amendment to the Company's Amended | ||||
and Restated Certificate of Incorporation to Allow | ||||||
Stockholders Holding 25% of the Company's | ||||||
Outstanding Shares the Right to Call Special | ||||||
Meetings. | Management | For | Voted - For |
62
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
ADVANCE AUTO PARTS, INC. | ||||||
Security ID: 00751Y106 | Ticker: AAP | |||||
Meeting Date: 26-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Carla J. Bailo | Management | For | Voted - For | |
1 | B. | Election of Director: John F. Ferraro | Management | For | Voted - For | |
1 | C. | Election of Director: Thomas R. Greco | Management | For | Voted - For | |
1 | D. | Election of Director: Jeffrey J. Jones II | Management | For | Voted - For | |
1 | E. | Election of Director: Eugene I. Lee, Jr. | Management | For | Voted - For | |
1 | F. | Election of Director: Sharon L. Mccollam | Management | For | Voted - For | |
1 | G. | Election of Director: Douglas A. Pertz | Management | For | Voted - For | |
1 | H. | Election of Director: Nigel Travis | Management | For | Voted - For | |
1 | I. | Election of Director: Arthur L. Valdez Jr. | Management | For | Voted - For | |
2 | . | Approve, by Advisory Vote, the Compensation of our | ||||
Named Executive Officers. | Management | For | Voted - For | |||
3 | . | Ratify the Appointment of Deloitte & Touche LLP | ||||
(deloitte) As our Independent Registered Public | ||||||
Accounting Firm for 2021. | Management | For | Voted - For | |||
4 | . | Advisory Vote on the Stockholder Proposal, If | ||||
Presented at the Annual Meeting, Regarding Amending | ||||||
our Proxy Access Rights to Remove the Shareholder | ||||||
Aggregation Limit. | Shareholder | Against | Voted - Against | |||
ALIGN TECHNOLOGY, INC. | ||||||
Security ID: 016255101 | Ticker: ALGN | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Kevin J. Dallas | Management | For | Voted - For | |
1 | B. | Election of Director: Joseph M. Hogan | Management | For | Voted - For | |
1 | C. | Election of Director: Joseph Lacob | Management | For | Voted - For | |
1 | D. | Election of Director: C. Raymond Larkin, Jr. | Management | For | Voted - For | |
1 | E. | Election of Director: George J. Morrow | Management | For | Voted - For | |
1 | F. | Election of Director: Anne M. Myong | Management | For | Voted - For | |
1 | G. | Election of Director: Andrea L. Saia | Management | For | Voted - For | |
1 | H. | Election of Director: Greg J. Santora | Management | For | Voted - For | |
1 | I. | Election of Director: Susan E. Siegel | Management | For | Voted - For | |
1 | J. | Election of Director: Warren S. Thaler | Management | For | Voted - For | |
2 | . | Ratification of Appointment of Independent | ||||
Registered Public Accountants: Proposal to Ratify | ||||||
the Appointment of PricewaterhouseCoopers LLP As | ||||||
Align Technology, Inc.'s Independent Registered | ||||||
Public Accountants for the Fiscal Year Ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | Bylaw Amendment: Ratify an Amendment of our Bylaws | ||||
to Designate Delaware and the District Courts of | ||||||
the United States As the Exclusive Forums for | ||||||
Adjudication of Certain Disputes. | Management | For | Voted - For |
63
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
4 | . | Approval of Amended Stock Plan: Approve the | ||||
Amendment and Restatement of our 2010 Employee | ||||||
Stock Purchase Plan. | Management | For | Voted - For | |||
5 | . | Advisory Vote on Named Executives Compensation: | ||||
Consider an Advisory Vote to Approve the | ||||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
AMETEK INC. | ||||||
Security ID: 031100100 | Ticker: AME | |||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director for Three Years Term: Tod E. | ||||
Carpenter | Management | For | Voted - For | |||
1 | B. | Election of Director for Three Years Term: Karleen | ||||
M. Oberton | Management | For | Voted - For | |||
2 | . | Approval, by Advisory Vote, of the Compensation of | ||||
Ametek, Inc.'s Named Executive Officers. | Management | For | Voted - For | |||
3 | . | Ratification of the Appointment of Ernst & Young | ||||
LLP As Independent Registered Public Accounting | ||||||
Firm for 2021. | Management | For | Voted - For | |||
APTARGROUP, INC. | ||||||
Security ID: 038336103 | Ticker: ATR | |||||
Meeting Date: 05-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Andreas C. Kramvis | Management | For | Voted - For | |
1 | B. | Election of Director: Maritza Gomez Montiel | Management | For | Voted - For | |
1 | C. | Election of Director: Jesse Wu | Management | For | Voted - For | |
1 | D. | Election of Director: Ralf K. Wunderlich | Management | For | Voted - For | |
2 | . | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
3 | . | Ratification of the Appointment of | ||||
PricewaterhouseCoopers LLP As the Independent | ||||||
Registered Public Accounting Firm for 2021. | Management | For | Voted - For | |||
ARTHUR J. GALLAGHER & CO. | ||||||
Security ID: 363576109 | Ticker: AJG | |||||
Meeting Date: 11-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Sherry S. Barrat | Management | For | Voted - For | |
1 | B. | Election of Director: William L. Bax | Management | For | Voted - For | |
1 | C. | Election of Director: D. John Coldman | Management | For | Voted - For | |
1 | D. | Election of Director: J. Patrick Gallagher, Jr. | Management | For | Voted - For | |
1 | E. | Election of Director: David S. Johnson | Management | For | Voted - For | |
1 | F. | Election of Director: Kay W. Mccurdy | Management | For | Voted - For | |
1 | G. | Election of Director: Christopher C. Miskel | Management | For | Voted - For | |
1 | H. | Election of Director: Ralph J. Nicoletti | Management | For | Voted - For | |
1 | I. | Election of Director: Norman L. Rosenthal | Management | For | Voted - For |
64
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
2 | . | Ratification of the Appointment of Ernst & Young | ||||
LLP As our Independent Auditor for the Fiscal Year | ||||||
Ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Approval, on an Advisory Basis, of the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
ASANA, INC. | ||||||
Security ID: 04342Y104 | Ticker: ASAN | |||||
Meeting Date: 14-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Sydney Carey | Management | For | Voted - For | ||
1.2 | Director: Matthew Cohler | Management | For | Voted - For | ||
1.3 | Director: Dustin Moskovitz | Management | For | Voted - For | ||
2 | . | Ratification of the Appointment of | ||||
PricewaterhouseCoopers LLP As the Company's | ||||||
Independent Registered Public Accounting Firm for | ||||||
the Fiscal Year Ending January 31, 2022. | Management | For | Voted - For | |||
BIO-RAD LABORATORIES, INC. | ||||||
Security ID: 090572207 | Ticker: BIO | |||||
Meeting Date: 27-Apr-21 | Meeting Type: Annual | |||||
1.1 | Election of Nominee: Melinda Litherland | Management | For | Voted - For | ||
1.2 | Election of Nominee: Arnold A. Pinkston | Management | For | Voted - For | ||
2 | . | Proposal to Ratify the Selection of KPMG LLP to | ||||
Serve As the Company's Independent Auditors. | Management | For | Voted - For | |||
BIO-TECHNE CORP | ||||||
Security ID: 09073M104 | Ticker: TECH | |||||
Meeting Date: 29-Oct-20 | Meeting Type: Annual | |||||
1 | . | To Set the Number of Directors at Nine. | Management | For | Voted - For | |
2 | A. | Election of Director: Robert V. Baumgartner | Management | For | Voted - For | |
2 | B. | Election of Director: Julie L. Bushman | Management | For | Voted - For | |
2 | C. | Election of Director: John L. Higgins | Management | For | Voted - For | |
2 | D. | Election of Director: Joseph D. Keegan | Management | For | Voted - For | |
2 | E. | Election of Director: Charles R. Kummeth | Management | For | Voted - For | |
2 | F. | Election of Director: Roeland Nusse | Management | For | Voted - For | |
2 | G. | Election of Director: Alpna Seth | Management | For | Voted - For | |
2 | H. | Election of Director: Randolph Steer | Management | For | Voted - For | |
2 | I. | Election of Director: Rupert Vessey | Management | For | Voted - For | |
3 | . | Cast A Non-binding Vote on Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
4 | . | Approve an Amendment and Restatement to the | ||||
Company's Second Amended and Restated 2010 Equity | ||||||
Incentive Plan to Allocate 1,300,000 Additional |
65
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Shares to the Plan Reserve and to Make Certain | ||||||
Additional Amendments. | Management | For | Voted - For | |||
5 | . | Ratify the Appointment of the Company's Independent | ||||
Registered Public Accounting Firm for the 2021 | ||||||
Fiscal Year. | Management | For | Voted - For | |||
CAMPBELL SOUP COMPANY | ||||||
Security ID: 134429109 | Ticker: CPB | |||||
Meeting Date: 18-Nov-20 | Meeting Type: Annual | |||||
01 | Election of Director: Fabiola R. Arredondo | Management | For | Voted - For | ||
02 | Election of Director: Howard M. Averill | Management | For | Voted - For | ||
03 | Election of Director: John P. (jp) Bilbrey | Management | For | Voted - For | ||
04 | Election of Director: Mark A. Clouse | Management | For | Voted - For | ||
05 | Election of Director: Bennett Dorrance | Management | For | Voted - For | ||
06 | Election of Director: Maria Teresa (tessa) Hilado | Management | For | Voted - For | ||
07 | Election of Director: Sarah Hofstetter | Management | For | Voted - For | ||
08 | Election of Director: Marc B. Lautenbach | Management | For | Voted - For | ||
09 | Election of Director: Mary Alice D. Malone | Management | For | Voted - For | ||
10 | Election of Director: Keith R. Mcloughlin | Management | For | Voted - For | ||
11 | Election of Director: Kurt T. Schmidt | Management | For | Voted - For | ||
12 | Election of Director: Archbold D. Van Beuren | Management | For | Voted - For | ||
2 | . | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for Fiscal 2021. | Management | For | Voted - For | |||
3 | . | To Vote on an Advisory Resolution to Approve the | ||||
Fiscal 2020 Compensation of our Named Executive | ||||||
Officers, Commonly Referred to As "say on Pay" Vote. | Management | For | Voted - For | |||
CANTEL MEDICAL CORP. | ||||||
Security ID: 138098108 | Ticker: CMD | |||||
Meeting Date: 16-Dec-20 | Meeting Type: Annual | |||||
1 | a. | Election of Director: Charles M. Diker | Management | For | Voted - For | |
1 | b. | Election of Director: Alan R. Batkin | Management | For | Voted - For | |
1 | c. | Election of Director: Ann E. Berman | Management | For | Voted - For | |
1 | d. | Election of Director: Mark N. Diker | Management | For | Voted - For | |
1 | e. | Election of Director: Anthony B. Evnin | Management | For | Voted - For | |
1 | f. | Election of Director: Laura L. Forese | Management | For | Voted - For | |
1 | g. | Election of Director: George L. Fotiades | Management | For | Voted - For | |
1 | h. | Election of Director: Ronnie Myers | Management | For | Voted - For | |
1 | i. | Election of Director: Karen N. Prange | Management | For | Voted - For | |
1 | j. | Election of Director: Peter J. Pronovost | Management | For | Voted - For | |
2 | . | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
3 | . | Consider and Approve the Cantel Medical Corp. 2020 | ||||
Equity Incentive Plan. | Management | For | Voted - For |
66
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
4 | . | Ratify the Selection of Deloitte & Touche LLP As | ||||
the Company's Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending July 31, | ||||||
2021. | Management | For | Voted - For | |||
Meeting Date: 29-Apr-21 | Meeting Type: Special | |||||
1 | . | Proposal No. 1: Cantel Merger Proposal. to Adopt | ||||
the Agreement and Plan of Merger, Dated As of | ||||||
January 12, 2021, As Such Agreement May be Amended | ||||||
from Time to Time, Among Cantel, and Steris PLC, | ||||||
Solar New Us Holding Co, Llc, Which is Referred to | ||||||
�� | As Us Holdco, and Crystal Merger Sub 1, Llc, Which | |||||
is Referred to As Crystal Merger Sub, As Amended on | ||||||
March 1, 2021. | Management | For | Voted - For | |||
2 | . | Proposal No. 2: Compensation Proposal. to Approve, | ||||
by A Non-binding Advisory Vote, Certain | ||||||
Compensation That May be Paid Or Become Payable to | ||||||
Cantel's Named Executive Officers That is Based on | ||||||
Or Otherwise Relates to the Mergers. | Management | For | Voted - For | |||
CATALENT, INC. | ||||||
Security ID: 148806102 | Ticker: CTLT | |||||
Meeting Date: 29-Oct-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Madhavan Balachandran | Management | For | Voted - For | |
1 | B. | Election of Director: J. Martin Carroll | Management | For | Voted - For | |
1 | C. | Election of Director: Rolf Classon | Management | For | Voted - For | |
1 | D. | Election of Director: John J. Greisch | Management | For | Voted - For | |
1 | E. | Election of Director: Christa Kreuzburg | Management | For | Voted - For | |
1 | F. | Election of Director: Gregory T. Lucier | Management | For | Voted - For | |
2 | . | Ratify the Appointment of Ernst & Young LLP As our | ||||
Independent Auditor. | Management | For | Voted - For | |||
3 | . | To Approve, by Non-binding Vote, the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
CHURCH & DWIGHT CO., INC. | ||||||
Security ID: 171340102 | Ticker: CHD | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director for A Term of One Year: James | ||||
R. Craigie | Management | For | Voted - For | |||
1 | B. | Election of Director for A Term of One Year: | ||||
Matthew T. Farrell | Management | For | Voted - For | |||
1 | C. | Election of Director for A Term of One Year: | ||||
Bradley C. Irwin | Management | For | Voted - For | |||
1 | D. | Election of Director for A Term of One Year: Penry | ||||
W. Price | Management | For | Voted - For | |||
1 | E. | Election of Director for A Term of One Year: Susan | ||||
G. Saideman | Management | For | Voted - For |
67
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | F. | Election of Director for A Term of One Year: | ||||
Ravichandra K. Saligram | Management | For | Voted - For | |||
1 | G. | Election of Director for A Term of One Year: Robert | ||||
K. Shearer | Management | For | Voted - For | |||
1 | H. | Election of Director for A Term of One Year: Janet | ||||
S. Vergis | Management | For | Voted - For | |||
1 | I. | Election of Director for A Term of One Year: Arthur | ||||
B. Winkleblack | Management | For | Voted - For | |||
1 | J. | Election of Director for A Term of One Year: Laurie | ||||
J. Yoler | Management | For | Voted - For | |||
2 | . | An Advisory Vote to Approve Compensation of our | ||||
Named Executive Officers. | Management | For | Voted - For | |||
3 | . | Proposal to Amend the Company's Amended and | ||||
Restated Certificate of Incorporation to Remove the | ||||||
Requirement for Holders of Two- Thirds of our | ||||||
Outstanding Stock to Fill Vacancies on the Board of | ||||||
Directors. | Management | For | Voted - For | |||
4 | . | Proposal to Amend the Company's Amended and | ||||
Restated Certificate of Incorporation to Remove the | ||||||
Requirement to Have Holders of Two-thirds of our | ||||||
Outstanding Stock Approve Certain Mergers, | ||||||
Consolidations Or Dispositions of Substantial | ||||||
Assets. | Management | For | Voted - For | |||
5 | . | Proposal to Amend the Company's Amended and | ||||
Restated Certificate of Incorporation to Remove | ||||||
Certain Procedural Provisions That Will No Longer | ||||||
be Required Once the Board is Fully Declassified. | Management | For | Voted - For | |||
6 | . | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As our Independent Registered Public | ||||||
Accounting Firm for 2021. | Management | For | Voted - For | |||
CLARIVATE PLC | ||||||
Security ID: G21810109 | Ticker: CLVT | |||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Valeria Alberola | Management | For | Voted - For | |
1 | B. | Election of Director: Usama N. Cortas | Management | For | Voted - For | |
1 | C. | Election of Director: Adam T. Levyn | Management | For | Voted - For | |
1 | D. | Election of Director: Charles J. Neral | Management | For | Voted - For | |
1 | E. | Election of Director: Roxane White | Management | For | Voted - For | |
2 | . | Approval to Amend Articles of Association to | ||||
Declassify the Board of Directors. | Management | For | Voted - For | |||
3 | . | Approval to Amend Articles of Association to Allow | ||||
for the Removal of A Director with Or Without Cause. | Management | For | Voted - For | |||
4 | . | Approval to Amend Articles of Association to | ||||
Eliminate Inapplicable Provisions. | Management | For | Voted - For | |||
5 | . | Authorization to Purchase Ordinary Shares from | ||||
Leonard Green & Partners, L.p., Partners Group Ag, | ||||||
Castik Capital S.a.r.l. and Ngb Corporation Or | ||||||
Their Affiliates. | Management | For | Voted - For | |||
6 | . | Authorization to Purchase Ordinary Shares from Any | ||||
Wholly Owned Subsidiary. | Management | For | Voted - For |
68
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
7 | . | Approval, on an Advisory, Non-binding Basis, of the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
8 | . | Recommend, on an Advisory, Non-binding Basis, | ||||
Whether an Advisory Vote on the Compensation of our | ||||||
Named Executive Officers Should Take Place Every | ||||||
One, Two, Or Three Years. | Management | 1 Year | Voted - 1 Year | |||
9 | . | Ratification of Appointment of Independent | ||||
Registered Public Accountants. | Management | For | Voted - For | |||
CULLEN/FROST BANKERS, INC. | ||||||
Security ID: 229899109 | Ticker: CFR | |||||
Meeting Date: 28-Apr-21 | Meeting Type: Annual | |||||
1 | a. | Election of Director: Carlos Alvarez | Management | For | Voted - For | |
1 | b. | Election of Director: Chris M. Avery | Management | For | Voted - For | |
1 | c. | Election of Director: Anthony R. Chase | Management | For | Voted - For | |
1 | d. | Election of Director: Cynthia J. Comparin | Management | For | Voted - For | |
1 | e. | Election of Director: Samuel G. Dawson | Management | For | Voted - For | |
1 | f. | Election of Director: Crawford H. Edwards | Management | For | Voted - For | |
1 | g. | Election of Director: Patrick B. Frost | Management | For | Voted - For | |
1 | h. | Election of Director: Phillip D. Green | Management | For | Voted - For | |
1 | i. | Election of Director: David J. Haemisegger | Management | For | Voted - For | |
1 | j. | Election of Director: Karen E. Jennings | Management | For | Voted - For | |
1 | k. | Election of Director: Charles W. Matthews | Management | For | Voted - For | |
1 | l. | Election of Director: Ida Clement Steen | Management | For | Voted - For | |
2 | . | To Ratify the Selection of Ernst & Young LLP to Act | ||||
As Independent Auditors of Cullen/frost Bankers, | ||||||
Inc. for the Fiscal Year That Began January 1, 2021 | Management | For | Voted - For | |||
3 | . | To Provide Nonbinding Approval of Executive | ||||
Compensation. | Management | For | Voted - For | |||
DENTSPLY SIRONA INC. | ||||||
Security ID: 24906P109 | Ticker: XRAY | |||||
Meeting Date: 26-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Eric K. Brandt | Management | For | Voted - For | |
1 | B. | Election of Director: Donald M. Casey Jr. | Management | For | Voted - For | |
1 | C. | Election of Director: Willie A. Deese | Management | For | Voted - For | |
1 | D. | Election of Director: Betsy D. Holden | Management | For | Voted - For | |
1 | E. | Election of Director: Clyde R. Hosein | Management | For | Voted - For | |
1 | F. | Election of Director: Arthur D. Kowaloff | Management | For | Voted - For | |
1 | G. | Election of Director: Harry M. Kraemer Jr. | Management | For | Voted - For | |
1 | H. | Election of Director: Gregory T. Lucier | Management | For | Voted - For | |
1 | I. | Election of Director: Leslie F. Varon | Management | For | Voted - For | |
1 | J. | Election of Director: Janet S. Vergis | Management | For | Voted - For | |
2 | . | Ratification of the Appointment of | ||||
PricewaterhouseCoopers LLP As the Company's | ||||||
Independent Registered Public Accountants for 2021. | Management | For | Voted - For |
69
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Approval, by Non-binding Vote, of the Company's | ||||
Executive Compensation. | Management | For | Voted - For | |||
EDWARDS LIFESCIENCES CORPORATION | ||||||
Security ID: 28176E108 | Ticker: EW | |||||
Meeting Date: 04-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Director: Kieran T. Gallahue | Management | For | Voted - For | ||
1.2 | Election of Director: Leslie S. Heisz | Management | For | Voted - For | ||
1.3 | Election of Director: Paul A. Laviolette | Management | For | Voted - For | ||
1.4 | Election of Director: Steven R. Loranger | Management | For | Voted - For | ||
1.5 | Election of Director: Martha H. Marsh | Management | For | Voted - For | ||
1.6 | Election of Director: Michael A. Mussallem | Management | For | Voted - For | ||
1.7 | Election of Director: Ramona Sequeira | Management | For | Voted - For | ||
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | Voted - For | ||
2 | . | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
3 | . | Approval of the Amendment and Restatement of the | ||||
Company's 2001 Employee Stock Purchase Plan for | ||||||
United States Employees (the "u.s. Espp") to | ||||||
Increase the Total Number of Shares of Common Stock | ||||||
Available for Issuance Under the U.S. Espp by | ||||||
3,300,000 Shares. | Management | For | Voted - For | |||
4 | . | Approval of the Amendment and Restatement of the | ||||
Company's 2001 Employee Stock Purchase Plan for | ||||||
International Employees (the "international Espp") | ||||||
to Increase the Total Number of Shares of Common | ||||||
Stock Available for Issuance Under the | ||||||
International Espp by 1,200,000 Shares. | Management | For | Voted - For | |||
5 | . | Ratification of Appointment of Independent | ||||
Registered Public Accounting Firm. | Management | For | Voted - For | |||
6 | . | Advisory Vote on A Stockholder Proposal Regarding | ||||
Action by Written Consent. | Shareholder | Against | Voted - Against | |||
7 | . | Advisory Vote on A Stockholder Proposal to Adopt A | ||||
Policy to Include Non-management Employees As | ||||||
Prospective Director Candidates. | Shareholder | Against | Voted - Against | |||
ENVISTA HOLDINGS CORPORATION | ||||||
Security ID: 29415F104 | Ticker: NVST | |||||
Meeting Date: 25-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Wendy Carruthers | Management | For | Voted - For | ||
1.2 | Director: Scott Huennekens | Management | For | Voted - For | ||
1.3 | Director: Christine Tsingos | Management | For | Voted - For | ||
2 | A. | To Approve the Following Proposals to Amend | ||||
Envista's Certificate of Incorporation: for | ||||||
Approval of the Proposed Amendment to Phase Out the | ||||||
Classification of the Board. | Management | For | Voted - For | |||
2 | B. | To Approve the Following Proposals to Amend | ||||
Envista's Certificate of Incorporation: for |
70
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Approval of the Proposed Amendment to Eliminate the | ||||||
Supermajority Voting Requirements and Remove | ||||||
Certain Provisions That are No Longer Applicable to | ||||||
Envista. | Management | For | Voted - For | |||
3 | . | To Ratify the Selection of Ernst and Young LLP As | ||||
Envista's Independent Registered Public Accounting | ||||||
Firm for the Year Ending December 31, 2021. | Management | For | Voted - For | |||
4 | . | To Approve on an Advisory Basis Envista's Named | ||||
Executive Officer Compensation. | Management | For | Voted - For | |||
EVEREST RE GROUP, LTD. | ||||||
Security ID: G3223R108 Ticker: RE | ||||||
Meeting Date: 12-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Director for A Term to End in 2022: | |||||
John J. Amore | Management | For | Voted - For | |||
1.2 | Election of Director for A Term to End in 2022: | |||||
Juan C. Andrade | Management | For | Voted - For | |||
1.3 | Election of Director for A Term to End in 2022: | |||||
William F. Galtney, Jr. | Management | For | Voted - For | |||
1.4 | Election of Director for A Term to End in 2022: | |||||
John A. Graf | Management | For | Voted - For | |||
1.5 | Election of Director for A Term to End in 2022: | |||||
Meryl Hartzband | Management | For | Voted - For | |||
1.6 | Election of Director for A Term to End in 2022: | |||||
Gerri Losquadro | Management | For | Voted - For | |||
1.7 | Election of Director for A Term to End in 2022: | |||||
Roger M. Singer | Management | For | Voted - For | |||
1.8 | Election of Director for A Term to End in 2022: | |||||
Joseph V. Taranto | Management | For | Voted - For | |||
1.9 | Election of Director for A Term to End in 2022: | |||||
John A. Weber | Management | For | Voted - For | |||
2 | . | For the Appointment of PricewaterhouseCoopers LLP | ||||
As the Company's Independent Registered Public | ||||||
Accounting Firm to Act As the Company's Independent | ||||||
Auditor for 2021 and Authorize the Company's Board | ||||||
of Directors Acting Through Its Audit Committee to | ||||||
Determine the Independent Auditor's Remuneration. | Management | For | Voted - For | |||
3 | . | For the Approval, by Non-binding Advisory Vote, of | ||||
the 2020 Compensation Paid to the Company's Named | ||||||
Executive Officers. | Management | For | Voted - For | |||
FORTIVE CORPORATION | ||||||
Security ID: 34959J108 | Ticker: FTV | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Daniel L. Comas | Management | For | Voted - For | |||
1 | B. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Feroz Dewan | Management | For | Voted - For |
71
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | C. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Sharmistha | ||||||
Dubey | Management | For | Voted - For | |||
1 | D. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Rejji P. Hayes | Management | For | Voted - For | |||
1 | E. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: James A. Lico | Management | For | Voted - For | |||
1 | F. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Kate D. | ||||||
Mitchell | Management | For | Voted - For | |||
1 | G. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Jeannine P. | ||||||
Sargent | Management | For | Voted - For | |||
1 | H. | Election of Director to Serve for A One-year Term | ||||
Expiring at the 2022 Annual Meeting: Alan G. Spoon | Management | For | Voted - For | |||
2 | . | To Ratify the Selection of Ernst & Young LLP As | ||||
Fortive's Independent Registered Public Accounting | ||||||
Firm for the Year Ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve on an Advisory Basis Fortive's Named | ||||
Executive Officer Compensation. | Management | For | Voted - For | |||
4 | . | To Approve Fortive's Amendment to Amended and | ||||
Restated Certificate of Incorporation to Allow | ||||||
Holders of at Least 25% of Fortive's Outstanding | ||||||
Shares of Common Stock to Call A Special Meeting of | ||||||
the Shareholders. | Management | For | Voted - For | |||
5 | . | To Consider and Act Upon A Shareholder Proposal | ||||
Regarding Shareholders' Ability to Act by Written | ||||||
Consent. | Shareholder | Against | Voted - Against | |||
GENERAC HOLDINGS INC. | ||||||
Security ID: 368736104 | Ticker: GNRC | |||||
Meeting Date: 17-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Robert D. Dixon | Management | For | Voted - For | ||
1.2 | Director: David A. Ramon | Management | For | Voted - For | ||
1.3 | Director: William D. Jenkins, Jr. | Management | For | Voted - For | ||
1.4 | Director: Kathryn V. Roedel | Management | For | Voted - For | ||
2 | . | Proposal to Ratify the Selection of Deloitte & | ||||
Touche LLP As our Independent Registered Public | ||||||
Accounting Firm for the Year Ending December 31, | ||||||
2021. | Management | For | Voted - For | |||
3 | . | Advisory Vote on the Non-binding "say-on-pay" | ||||
Resolution to Approve the Compensation of our | ||||||
Executive Officers. | Management | For | Voted - For |
72
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
IDEX CORPORATION | ||||||
Security ID: 45167R104 | Ticker: IEX | |||||
Meeting Date: 12-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director for A Term of Three Years: | ||||
William M. Cook | Management | For | Voted - For | |||
1 | B. | Election of Director for A Term of Three Years: | ||||
Mark A. Buthman | Management | For | Voted - For | |||
1 | C. | Election of Director for A Term of Three Years: | ||||
Lakecia N. Gunter | Management | For | Voted - For | |||
2 | . | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
3 | . | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As our Independent Registered Accounting | ||||||
Firm for 2021. | Management | For | Voted - For | |||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||
Security ID: 457985208 | Ticker: IART | |||||
Meeting Date: 14-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Peter J. Arduini | Management | For | Voted - For | |
1 | B. | Election of Director: Rhonda G. Ballintyn | Management | For | Voted - For | |
1 | C. | Election of Director: Keith Bradley | Management | For | Voted - For | |
1 | D. | Election of Director: Shaundra D. Clay | Management | For | Voted - For | |
1 | E. | Election of Director: Stuart M. Essig | Management | For | Voted - For | |
1 | F. | Election of Director: Barbara B. Hill | Management | For | Voted - For | |
1 | G. | Election of Director: Donald E. Morel, Jr. | Management | For | Voted - For | |
1 | H. | Election of Director: Raymond G. Murphy | Management | For | Voted - For | |
1 | I. | Election of Director: Christian S. Schade | Management | For | Voted - For | |
2 | . | The Proposal to Ratify the Appointment of | ||||
PricewaterhouseCoopers LLP As the Company's | ||||||
Independent Registered Public Accounting Firm for | ||||||
the Fiscal Year 2021. | Management | For | Voted - For | |||
3 | . | The Proposal to Approve the Fifth Amended and | ||||
Restated 2003 Equity Incentive Plan. | Management | For | Voted - For | |||
4 | . | A Non-binding Resolution to Approve the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
JOHN WILEY & SONS, INC. | ||||||
Security ID: 968223206 | Ticker: JWA | |||||
Meeting Date: 24-Sep-20 | Meeting Type: Annual | |||||
1.1 | Director: Beth Birnbaum | Management | For | Voted - For | ||
1.2 | Director: David C. Dobson | Management | For | Voted - For | ||
1.3 | Director: Mariana Garavaglia | Management | For | Voted - For | ||
1.4 | Director: William Pence | Management | For | Voted - Withheld |
73
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
2 | . | Ratification of the Appointment of KPMG LLP As | ||||
Independent Accountants for the Fiscal Year Ending | ||||||
April 30, 2021. | Management | For | Voted - For | |||
3 | . | Approval, on an Advisory Basis, of the Compensation | ||||
of the Named Executive Officers. | Management | For | Voted - For | |||
LAMB WESTON HOLDINGS, INC. | ||||||
Security ID: 513272104 | Ticker: LW | |||||
Meeting Date: 24-Sep-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Peter J. Bensen | Management | For | Voted - For | |
1 | B. | Election of Director: Charles A. Blixt | Management | For | Voted - For | |
1 | C. | Election of Director: Robert J. Coviello | Management | For | Voted - For | |
1 | D. | Election of Director: André J. Hawaux | Management | For | Voted - For | |
1 | E. | Election of Director: W.g. Jurgensen | Management | For | Voted - For | |
1 | F. | Election of Director: Thomas P. Maurer | Management | For | Voted - For | |
1 | G. | Election of Director: Robert A. Niblock | Management | For | Voted - For | |
1 | H. | Election of Director: Hala G. Moddelmog | Management | For | Voted - For | |
1 | I. | Election of Director: Maria Renna Sharpe | Management | For | Voted - For | |
1 | J. | Election of Director: Thomas P. Werner | Management | For | Voted - For | |
2 | . | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
3 | . | Ratification of the Appointment of KPMG LLP As | ||||
Independent Auditors for Fiscal Year 2021. | Management | For | Voted - For | |||
MARAVAI LIFESCIENCES HOLDINGS, INC. | ||||||
Security ID: 56600D107 | Ticker: MRVI | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Carl Hull | Management | For | Voted - For | ||
1.2 | Director: Benjamin Daverman | Management | For | Voted - For | ||
1.3 | Director: Susannah Gray | Management | For | Voted - For | ||
1.4 | Director: Constantine Mihas | Management | For | Voted - For | ||
2 | . | To Approve, by an Advisory Vote, to Retain the | ||||
Classified Structure of the Board. | Management | For | Voted - For | |||
3 | . | To Approve, by an Advisory Vote, to Retain the | ||||
Supermajority Voting Standards in Maravai's Amended | ||||||
and Restated Certificate of Incorporation and | ||||||
Maravai's Amended and Restated Bylaws. | Management | For | Voted - For | |||
4 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
Maravai's Independent Registered Public Accounting | ||||||
Firm for the Year Ending December 31, 2021. | Management | For | Voted - For | |||
MASIMO CORPORATION | ||||||
Security ID: 574795100 | Ticker: MASI | |||||
Meeting Date: 27-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | Voted - For |
74
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
2 | . | To Ratify the Selection of Grant Thornton As the | ||||
Company's Independent Registered Public Accounting | ||||||
Firm for Fiscal Year Ended January 1, 2022. | Management | For | Voted - For | |||
3 | . | To Provide an Advisory Vote to Approve the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
MEDALLIA, INC. | ||||||
Security ID: 584021109 | Ticker: MDLA | |||||
Meeting Date: 28-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class II Director: Leslie Kilgore | Management | For | Voted - For | |
1 | B. | Election of Class II Director: Stanley Meresman | Management | For | Voted - For | |
1 | C. | Election of Class II Director: Steven Walske | Management | For | Voted - For | |
2 | . | Ratification of the Appointment of Ernst & Young | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for the Fiscal Year Ending January 31, 2022. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
4 | . | To Approve, on an Advisory Basis, the Frequency of | ||||
Future Stockholder Advisory Votes on the | ||||||
Compensation of our Named Executive Officers. | Management | 1 Year | Voted - 1 Year | |||
MOLSON COORS BEVERAGE COMPANY | ||||||
Security ID: 60871R209 | Ticker: TAP | |||||
Meeting Date: 26-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Roger G. Eaton | Management | For | Voted - For | ||
1.2 | Director: Charles M. Herington | Management | For | Voted - For | ||
1.3 | Director: H. Sanford Riley | Management | For | Voted - For | ||
2 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
NEW RELIC, INC. | ||||||
Security ID: 64829B100 | Ticker: NEWR | |||||
Meeting Date: 19-Aug-20 | Meeting Type: Annual | |||||
1.1 | Director: Lewis Cirne | Management | For | Voted - For | ||
1.2 | Director: Michael Christenson | Management | For | Voted - For | ||
2 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of the Company's Named Executive Officers As | ||||||
Disclosed in the Proxy Statement. | Management | For | Voted - For | |||
3 | . | To Ratify the Selection by the Audit Committee of | ||||
the Board of Directors of Deloitte & Touche LLP As | ||||||
the Independent Registered Public Accounting Firm | ||||||
of the Company for Its Fiscal Year Ending March 31, | ||||||
2021. | Management | For | Voted - For |
75
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
NORDSON CORPORATION | ||||||
Security ID: 655663102 | Ticker: NDSN | |||||
Meeting Date: 02-Mar-21 | Meeting Type: Annual | |||||
1.1 | Director: John A. Deford | Management | For | Voted - For | ||
1.2 | Director: Arthur L. George, Jr. | Management | For | Voted - For | ||
1.3 | Director: Frank M. Jaehnert | Management | For | Voted - For | ||
1.4 | Director: Ginger M. Jones | Management | For | Voted - For | ||
1.5 | Director: Jennifer A. Parmentier | Management | For | Voted - For | ||
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
our Independent Registered Public Accounting Firm | ||||||
for the Fiscal Year Ending October 31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory Vote to Approve the Compensation of our | ||||
Named Executive Officers. | Management | For | Voted - For | |||
4 | . | To Approve the Nordson Corporation 2021 Stock | ||||
Incentive and Award Plan. | Management | For | Voted - For | |||
NORTHERN TRUST CORPORATION | ||||||
Security ID: 665859104 | Ticker: NTRS | |||||
Meeting Date: 20-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Linda Walker Bynoe | Management | For | Voted - For | |
1 | B. | Election of Director: Susan Crown | Management | For | Voted - For | |
1 | C. | Election of Director: Dean M. Harrison | Management | For | Voted - For | |
1 | D. | Election of Director: Jay L. Henderson | Management | For | Voted - For | |
1 | E. | Election of Director: Marcy S. Klevorn | Management | For | Voted - For | |
1 | F. | Election of Director: Siddharth N. (bobby) Mehta | Management | For | Voted - For | |
1 | G. | Election of Director: Michael G. O'grady | Management | For | Voted - For | |
1 | H. | Election of Director: Jose Luis Prado | Management | For | Voted - For | |
1 | I. | Election of Director: Thomas E. Richards | Management | For | Voted - For | |
1 | J. | Election of Director: Martin P. Slark | Management | For | Voted - For | |
1 | K. | Election of Director: David H. B. Smith, Jr. | Management | For | Voted - For | |
1 | L. | Election of Director: Donald Thompson | Management | For | Voted - For | |
1 | M. | Election of Director: Charles A. Tribbett III | Management | For | Voted - For | |
2 | . | Approval, by an Advisory Vote, of the 2020 | ||||
Compensation of the Corporation's Named Executive | ||||||
Officers. | Management | For | Voted - For | |||
3 | . | Ratification of the Appointment of KPMG LLP As the | ||||
Corporation's Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
NUTANIX, INC. | ||||||
Security ID: 67059N108 | Ticker: NTNX | |||||
Meeting Date: 11-Dec-20 | Meeting Type: Annual | |||||
1 | a. | Election of Class I Director: Susan L. Bostrom | Management | For | Voted - For |
76
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | b. | Election of Class I Director: Steven J. Gomo | Management | For | Voted - For | |
1 | c. | Election of Class I Director: Max De Groen | Management | For | Voted - For | |
2 | . | To Ratify the Selection of Deloitte & Touche LLP As | ||||
our Independent Registered Public Accounting Firm | ||||||
for the Fiscal Year Ending July 31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve, on A Non-binding Advisory Basis, the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
OKTA, INC. | ||||||
Security ID: 679295105 | Ticker: OKTA | |||||
Meeting Date: 17-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Todd Mckinnon | Management | For | Voted - For | ||
1.2 | Director: Michael Stankey | Management | For | Voted - For | ||
2 | . | A Proposal to Ratify the Appointment of Ernst & | ||||
Young LLP As our Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending January | ||||||
31, 2022. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Non-binding Basis, the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
PALO ALTO NETWORKS, INC. | ||||||
Security ID: 697435105 | Ticker: PANW | |||||
Meeting Date: 09-Dec-20 | Meeting Type: Annual | |||||
1 | a. | Election of Class III Director: Nikesh Arora | Management | For | Voted - For | |
1 | b. | Election of Class III Director: Carl Eschenbach | Management | For | Voted - For | |
1 | c. | Election of Class III Director: Lorraine Twohill | Management | For | Voted - For | |
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
our Independent Registered Public Accounting Firm | ||||||
for our Fiscal Year Ending July 31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
PLANET FITNESS, INC. | ||||||
Security ID: 72703H101 | Ticker: PLNT | |||||
Meeting Date: 03-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Christopher Rondeau | Management | For | Voted - For | ||
1.2 | Director: Frances Rathke | Management | For | Voted - For | ||
1.3 | Director: Bernard Acoca | Management | For | Voted - For | ||
2 | . | Ratification of the Appointment of KPMG LLP As the | ||||
Company's Independent Registered Public Accounting | ||||||
Firm for 2021. | Management | For | Voted - For | |||
3 | . | Approval, on an Advisory Basis, of the Compensation | ||||
of the Company's Named Executive Officers. | Management | For | Voted - For |
77
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
PROOFPOINT, INC. | ||||||
Security ID: 743424103 | Ticker: PFPT | |||||
Meeting Date: 15-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class III Director to Serve Until the | ||||
Third Annual Meeting: Dana Evan | Management | For | Voted - For | |||
1 | B. | Election of Class III Director to Serve Until the | ||||
Third Annual Meeting: Kristen Gil | Management | For | Voted - For | |||
1 | C. | Election of Class III Director to Serve Until the | ||||
Third Annual Meeting: Gary Steele | Management | For | Voted - For | |||
2 | . | To Approve, on A Non-binding Advisory Basis, the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
3 | . | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for the Fiscal Year Ending December 31, 2021. | Management | For | Voted - For | |||
PROSPERITY BANCSHARES, INC. | ||||||
Security ID: 743606105 | Ticker: PB | |||||
Meeting Date: 20-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: James A. Bouligny | Management | For | Voted - For | ||
1.2 | Director: W.r. Collier | Management | For | Voted - For | ||
1.3 | Director: Bruce W. Hunt | Management | For | Voted - For | ||
1.4 | Director: Robert Steelhammer | Management | For | Voted - For | ||
1.5 | Director: H.e. Timanus, Jr. | Management | For | Voted - For | ||
2 | . | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As the Independent Registered Public | ||||||
Accounting Firm of the Company for the Year Ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory Approval of the Compensation of the | ||||
Company's Named Executive Officers ("say-on-pay"). | Management | For | Voted - For | |||
PURE STORAGE, INC. | ||||||
Security ID: 74624M102 | Ticker: PSTG | |||||
Meeting Date: 15-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Jeff Rothschild | Management | For | Voted - For | ||
1.2 | Director: Anita Sands | Management | For | Voted - For | ||
1.3 | Director: Susan Taylor | Management | For | Voted - For | ||
2 | . | Ratification of the Selection of Deloitte & Touche | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for our Fiscal Year Ending February 6, 2022. | Management | For | Voted - For | |||
3 | . | An Advisory Vote on our Named Executive Officer | ||||
Compensation. | Management | For | Voted - For |
78
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
ROCKWELL AUTOMATION, INC. | ||||||
Security ID: 773903109 | Ticker: ROK | |||||
Meeting Date: 02-Feb-21 | Meeting Type: Annual | |||||
1.1 | Director: William P. Gipson | Management | For | Voted - For | ||
1.2 | Director: J. Phillip Holloman | Management | For | Voted - For | ||
1.3 | Director: Steven R. Kalmanson | Management | For | Voted - For | ||
1.4 | Director: Lawrence D. Kingsley | Management | For | Voted - For | ||
1.5 | Director: Lisa A. Payne | Management | For | Voted - For | ||
B. | To Approve, on an Advisory Basis, the Compensation | |||||
of the Corporation's Named Executive Officers. | Management | For | Voted - For | |||
C. | To Approve the Selection of Deloitte & Touche LLP | |||||
As the Corporation's Independent Registered Public | ||||||
Accounting Firm. | Management | For | Voted - For | |||
SERVICENOW, INC. | ||||||
Security ID: 81762P102 | Ticker: NOW | |||||
Meeting Date: 07-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Susan L. Bostrom | Management | For | Voted - For | |
1 | B. | Election of Director: Jonathan C. Chadwick | Management | For | Voted - For | |
1 | C. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | Voted - For | |
1 | D. | Election of Director: Frederic B. Luddy | Management | For | Voted - For | |
1 | E. | Election of Director: Jeffrey A. Miller | Management | For | Voted - For | |
2 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers ("say-on-pay"). | Management | For | Voted - For | |||
3 | . | To Ratify PricewaterhouseCoopers LLP As the | ||||
Independent Registered Public Accounting Firm for | ||||||
2021. | Management | For | Voted - For | |||
4 | . | To Approve an Amendment to our Restated Certificate | ||||
of Incorporation, As Amended, to Provide | ||||||
Shareholders with the Right to Call A Special | ||||||
Meeting. | Management | For | Voted - For | |||
5 | . | To Approve the 2021 Equity Incentive Plan to | ||||
Replace the 2012 Equity Incentive Plan. | Management | For | Voted - For | |||
6 | . | To Approve the Amended and Restated 2012 Employee | ||||
Stock Purchase Plan. | Management | For | Voted - For | |||
SMARTSHEET INC. | ||||||
Security ID: 83200N103 | Ticker: SMAR | |||||
Meeting Date: 17-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Alissa Abdullah | Management | For | Voted - For | ||
1.2 | Director: Brent Frei | Management | For | Voted - For | ||
1.3 | Director: Michael Gregoire | Management | For | Voted - For | ||
1.4 | Director: Rowan Trollope | Management | For | Voted - For |
79
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
2 | . | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As our Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending January | ||||||
31, 2022. | Management | For | Voted - For | |||
3 | . | Approval, on an Advisory Basis, of the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | |||
SPLUNK INC. | ||||||
Security ID: 848637104 | Ticker: SPLK | |||||
Meeting Date: 17-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class III Director: Sara Baack | Management | For | Voted - For | |
1 | B. | Election of Class III Director: Sean Boyle | Management | For | Voted - For | |
1 | C. | Election of Class III Director: Douglas Merritt | Management | For | Voted - For | |
1 | D. | Election of Class III Director: Graham Smith | Management | For | Voted - For | |
2 | . | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for our Fiscal Year Ending January 31, 2022. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers, As Described in | ||||||
the Proxy Statement. | Management | For | Voted - Against | |||
SVB FINANCIAL GROUP | ||||||
Security ID: 78486Q101 | Ticker: SIVB | |||||
Meeting Date: 22-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Greg Becker | Management | For | Voted - For | ||
1.2 | Director: Eric Benhamou | Management | For | Voted - For | ||
1.3 | Director: John Clendening | Management | For | Voted - For | ||
1.4 | Director: Richard Daniels | Management | For | Voted - For | ||
1.5 | Director: Alison Davis | Management | For | Voted - For | ||
1.6 | Director: Roger Dunbar | Management | For | Voted - For | ||
1.7 | Director: Joel Friedman | Management | For | Voted - For | ||
1.8 | Director: Jeffrey Maggioncalda | Management | For | Voted - For | ||
1.9 | Director: Beverly Kay Matthews | Management | For | Voted - For | ||
1.10 | Director: Mary Miller | Management | For | Voted - For | ||
1.11 | Director: Kate Mitchell | Management | For | Voted - For | ||
1.12 | Director: Garen Staglin | Management | For | Voted - For | ||
2 | . | To Approve, on an Advisory Basis, our Executive | ||||
Compensation ("say on Pay"). | Management | For | Voted - For | |||
3 | . | To Ratify the Appointment of KPMG LLP As the | ||||
Company's Independent Registered Public Accounting | ||||||
Firm for Its Fiscal Year Ending December 31, 2021. | Management | For | Voted - For |
80
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
SYNOPSYS, INC. | ||||||
Security ID: 871607107 | Ticker: SNPS | |||||
Meeting Date: 08-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Aart J. De Geus | Management | For | Voted - For | |
1 | B. | Election of Director: Chi-foon Chan | Management | For | Voted - For | |
1 | C. | Election of Director: Janice D. Chaffin | Management | For | Voted - For | |
1 | D. | Election of Director: Bruce R. Chizen | Management | For | Voted - For | |
1 | E. | Election of Director: Mercedes Johnson | Management | For | Voted - For | |
1 | F. | Election of Director: Chrysostomos L. "max" Nikias | Management | For | Voted - For | |
1 | G. | Election of Director: Jeannine P. Sargent | Management | For | Voted - For | |
1 | H. | Election of Director: John Schwarz | Management | For | Voted - For | |
1 | I. | Election of Director: Roy Vallee | Management | For | Voted - For | |
2 | . | To Approve our 2006 Employee Equity Incentive Plan, | ||||
As Amended, in Order To, Among Other Items, | ||||||
Increase the Number of Shares Available for | ||||||
Issuance Under the Plan by 4,700,000 Shares. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers, As Disclosed in | ||||||
the Proxy Statement. | Management | For | Voted - For | |||
4 | . | To Ratify the Selection of KPMG LLP As our | ||||
Independent Registered Public Accounting Firm for | ||||||
the Fiscal Year Ending October 30, 2021. | Management | For | Voted - For | |||
5 | . | To Vote on the Stockholder Proposal Regarding | ||||
Special Stockholder Meetings, If Properly Presented | ||||||
at the Meeting. | Shareholder | Against | Voted - Against | |||
TANDEM DIABETES CARE, INC. | ||||||
Security ID: 875372203 | Ticker: TNDM | |||||
Meeting Date: 18-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class II Director for A Three-year Term | ||||
to Expire at the 2024 Annual Meeting: Dick P. Allen | Management | For | Voted - For | |||
1 | B. | Election of Class II Director for A Three-year Term | ||||
to Expire at the 2024 Annual Meeting: Rebecca B. | ||||||
Robertson | Management | For | Voted - For | |||
1 | C. | Election of Class II Director for A Three-year Term | ||||
to Expire at the 2024 Annual Meeting: Rajwant S. | ||||||
Sodhi | Management | For | Voted - For | |||
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
our Independent Registered Public Accounting Firm | ||||||
for the Fiscal Year Ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve, on A Non-binding, Advisory Basis, the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For |
81
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
TERMINIX GLOBAL HOLDINGS INC | ||||||
Security ID: 88087E100 | Ticker: TMX | |||||
Meeting Date: 17-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class I Director to Serve Until the | ||||
2024 Annual Meeting: David J. Frear | Management | For | Voted - For | |||
1 | B. | Election of Class I Director to Serve Until the | ||||
2024 Annual Meeting: Brett T. Ponton | Management | For | Voted - For | |||
1 | C. | Election of Class I Director to Serve Until the | ||||
2024 Annual Meeting: Stephen J. Sedita | Management | For | Voted - For | |||
2 | . | To Hold A Non-binding Advisory Vote Approving | ||||
Executive Compensation. | Management | For | Voted - For | |||
3 | . | To Hold A Non-binding Advisory Vote on the | ||||
Frequency of Future Advisory Votes Approving | ||||||
Executive Compensation. | Management | 1 Year | Voted - 1 Year | |||
4 | . | To Ratify the Selection of Deloitte & Touche LLP As | ||||
the Company's Independent Registered Public | ||||||
Accounting Firm for the Year Ending December 31, | ||||||
2021. | Management | For | Voted - For | |||
THE COOPER COMPANIES, INC. | ||||||
Security ID: 216648402 | Ticker: COO | |||||
Meeting Date: 17-Mar-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Colleen E. Jay | Management | For | Voted - For | |
1 | B. | Election of Director: William A. Kozy | Management | For | Voted - For | |
1 | C. | Election of Director: Jody S. Lindell | Management | For | Voted - For | |
1 | D. | Election of Director: Teresa S. Madden | Management | For | Voted - For | |
1 | E. | Election of Director: Gary S. Petersmeyer | Management | For | Voted - For | |
1 | F. | Election of Director: Robert S. Weiss | Management | For | Voted - For | |
1 | G. | Election of Director: Albert G. White III | Management | For | Voted - For | |
2 | . | Ratification of the Appointment of KPMG LLP As the | ||||
Independent Registered Public Accounting Firm for | ||||||
the Cooper Companies, Inc. for the Fiscal Year | ||||||
Ending October 31, 2021. | Management | For | Voted - For | |||
3 | . | An Advisory Vote on the Compensation of our Named | ||||
Executive Officers As Presented in the Proxy | ||||||
Statement. | Management | For | Voted - For | |||
THE HERSHEY COMPANY | ||||||
Security ID: 427866108 | Ticker: HSY | |||||
Meeting Date: 17-May-21 | Meeting Type: Annual | |||||
1.1 | Director: P. M. Arway | Management | For | Voted - For | ||
1.2 | Director: J. W. Brown | Management | For | Voted - For | ||
1.3 | Director: M. G. Buck | Management | For | Voted - For | ||
1.4 | Director: V. L. Crawford | Management | For | Voted - For |
82
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1.5 | Director: R. M. Dutkowsky | Management | For | Voted - For | ||
1.6 | Director: M. K. Haben | Management | For | Voted - For | ||
1.7 | Director: J. C. Katzman | Management | For | Voted - For | ||
1.8 | Director: M. D. Koken | Management | For | Voted - For | ||
1.9 | Director: R. M. Malcolm | Management | For | Voted - For | ||
1.10 | Director: A. J. Palmer | Management | For | Voted - For | ||
1.11 | Director: J. R. Perez | Management | For | Voted - For | ||
1.12 | Director: W. L. Schoppert | Management | For | Voted - For | ||
2 | . | Ratify the Appointment of Ernst & Young LLP As | ||||
Independent Auditors for 2021. | Management | For | Voted - For | |||
3 | . | Approve Named Executive Officer Compensation on A | ||||
Non-binding Advisory Basis. | Management | For | Voted - For | |||
THE J. M. SMUCKER COMPANY | ||||||
Security ID: 832696405 | Ticker: SJM | |||||
Meeting Date: 19-Aug-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Susan E. Chapman-hughes | Management | For | Voted - For | |||
1 | B. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Paul J. Dolan | Management | For | Voted - For | |||
1 | C. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Jay L. Henderson | Management | For | Voted - For | |||
1 | D. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Kirk L. Perry | Management | For | Voted - For | |||
1 | E. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Sandra Pianalto | Management | For | Voted - For | |||
1 | F. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Nancy Lopez Russell | Management | For | Voted - For | |||
1 | G. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Alex Shumate | Management | For | Voted - For | |||
1 | H. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Mark T. Smucker | Management | For | Voted - For | |||
1 | I. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Richard K. Smucker | Management | For | Voted - For | |||
1 | J. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Timothy P. Smucker | Management | For | Voted - For | |||
1 | K. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Jodi L. Taylor | Management | For | Voted - For | |||
1 | L. | Election of Director Whose Term of Office Will | ||||
Expire in 2021: Dawn C. Willoughby | Management | For | Voted - For | |||
2 | . | Ratification of Appointment of Ernst & Young LLP As | ||||
the Company's Independent Registered Public | ||||||
Accounting Firm for the 2021 Fiscal Year. | Management | For | Voted - For | |||
3 | . | Advisory Approval of the Company's Executive | ||||
Compensation. | Management | For | Voted - For | |||
4 | . | Approval of the J. M. Smucker Company 2020 Equity | ||||
and Incentive Compensation Plan. | Management | For | Voted - For |
83
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
THE TORO COMPANY | ||||||
Security ID: 891092108 | Ticker: TTC | |||||
Meeting Date: 16-Mar-21 | Meeting Type: Annual | |||||
1.1 | Director: Janet K. Cooper | Management | For | Voted - For | ||
1.2 | Director: Gary L. Ellis | Management | For | Voted - For | ||
1.3 | Director: Michael G. Vale | Management | For | Voted - For | ||
2 | . | Ratification of the Selection of KPMG LLP As our | ||||
Independent Registered Public Accounting Firm for | ||||||
our Fiscal Year Ending October 31, 2021. | Management | For | Voted - For | |||
3 | . | Approval Of, on an Advisory Basis, our Executive | ||||
Compensation. | Management | For | Voted - For | |||
TRACTOR SUPPLY COMPANY | ||||||
Security ID: 892356106 | Ticker: TSCO | |||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Cynthia T. Jamison | Management | For | Voted - For | ||
1.2 | Director: Joy Brown | Management | For | Voted - For | ||
1.3 | Director: Ricardo Cardenas | Management | For | Voted - For | ||
1.4 | Director: Denise L. Jackson | Management | For | Voted - For | ||
1.5 | Director: Thomas A. Kingsbury | Management | For | Voted - For | ||
1.6 | Director: Ramkumar Krishnan | Management | For | Voted - For | ||
1.7 | Director: Edna K. Morris | Management | For | Voted - For | ||
1.8 | Director: Mark J. Weikel | Management | For | Voted - For | ||
1.9 | Director: Harry A. Lawton III | Management | For | Voted - For | ||
2 | . | To Ratify the Re-appointment of Ernst & Young LLP | ||||
As our Independent Registered Public Accounting | ||||||
Firm for the Fiscal Year Ending December 25, 2021. | Management | For | Voted - For | |||
3 | . | Say on Pay - an Advisory Vote to Approve Executive | ||||
Compensation. | Management | For | Voted - For | |||
4 | . | Stockholder Proposal Titled "transition to Public | ||||
Benefit Corporation". | Shareholder | Against | Voted - Against | |||
TRADEWEB MARKETS INC | ||||||
Security ID: 892672106 | Ticker: TW | |||||
Meeting Date: 11-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Paula Madoff | Management | For | Voted - For | ||
1.2 | Director: Thomas Pluta | Management | For | Voted - For | ||
1.3 | Director: Brian West | Management | For | Voted - For | ||
2 | . | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As our Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending December | ||||||
31, 2021. | Management | For | Voted - For |
84
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of the Company's Named Executive Officers, As | ||||||
Described in the 2021 Proxy Statement. | Management | For | Voted - For | |||
4 | . | To Determine, on an Advisory Basis, the Frequency | ||||
(whether Annual, Biennial Or Triennial) with Which | ||||||
Stockholders of the Company Will Participate in Any | ||||||
Advisory Vote on Executive Compensation. | Management | For | Voted - 1 Year | |||
TREEHOUSE FOODS, INC. | ||||||
Security ID: 89469A104 | Ticker: THS | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1.1 | Election of Director: Ashley Buchanan | Management | For | Voted - For | ||
1.2 | Election of Director: Steven Oakland | Management | For | Voted - For | ||
1.3 | Election of Director: Jill A. Rahman | Management | For | Voted - For | ||
2 | . | Advisory Vote to Approve the Company's Executive | ||||
Compensation Program. | Management | For | Voted - For | |||
3 | . | Ratification of the Selection of Deloitte & Touche | ||||
LLP As the Company's Independent Registered Public | ||||||
Accounting Firm for Fiscal Year 2021. | Management | For | Voted - For | |||
ULTA BEAUTY, INC. | ||||||
Security ID: 90384S303 | Ticker: ULTA | |||||
Meeting Date: 02-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Catherine A. Halligan | Management | For | Voted - For | ||
1.2 | Director: David C. Kimbell | Management | For | Voted - For | ||
1.3 | Director: George R. Mrkonic | Management | For | Voted - For | ||
1.4 | Director: Lorna E. Nagler | Management | For | Voted - For | ||
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
our Independent Registered Public Accounting Firm | ||||||
for our Fiscal Year 2021, Ending January 29, 2022. | Management | For | Voted - For | |||
3 | . | To Vote on an Advisory Resolution to Approve the | ||||
Company's Executive Compensation. | Management | For | Voted - For | |||
VEEVA SYSTEMS INC. | ||||||
Security ID: 922475108 | Ticker: VEEV | |||||
Meeting Date: 13-Jan-21 | Meeting Type: Special | |||||
1 | . | The Adoption and Approval of the Amendments to our | ||||
Restated Certificate of Incorporation to Become A | ||||||
Public Benefit Corporation. | Management | For | Voted - For | |||
2 | . | The Adoption and Approval of the Amendments to our | ||||
Restated Certificate of Incorporation to Eliminate | ||||||
the Classified Structure of our Board of Directors. | Management | For | Voted - For |
85
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Meeting Date: 23-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Mark Carges | Management | For | Voted - For | |||
1 | B. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Paul E. Chamberlain | Management | For | Voted - For | |||
1 | C. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Ronald E.f. Codd | Management | For | Voted - For | |||
1 | D. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Peter P. Gassner | Management | For | Voted - For | |||
1 | E. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Mary Lynne Hedley | Management | For | Voted - For | |||
1 | F. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Gordon Ritter | Management | For | Voted - For | |||
1 | G. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Paul Sekhri | Management | For | Voted - For | |||
1 | H. | Election of Director to Serve Until the 2022 Annual | ||||
Meeting: Matthew J. Wallach | Management | For | Voted - For | |||
2 | . | To Ratify the Appointment of KPMG LLP As our | ||||
Independent Registered Public Accounting Firm for | ||||||
the Fiscal Year Ending January 31, 2022. | Management | For | Voted - For | |||
3 | . | To Hold an Advisory (non-binding) Vote to Approve | ||||
Named Executive Officer Compensation. | Management | For | Voted - For | |||
4 | . | To Hold an Advisory (non-binding) Vote on the | ||||
Frequency of Future Shareholder Advisory Votes to | ||||||
Approve Named Executive Officer Compensation. | Management | For | Voted - 1 Year | |||
5 | . | To Amend and Restate our Restated Certificate of | ||||
Incorporation to Permit Shareholders to Call | ||||||
Special Meetings As Specified in our Amended and | ||||||
Restated Bylaws, Which Would Allow Shareholders | ||||||
Holding 25% Or More of the Voting Power of our | ||||||
Capital Stock for at Least One Year to Call Special | ||||||
Meetings. | Management | For | Voted - For | |||
6 | . | To Consider and Vote Upon A Shareholder Proposal, | ||||
If Properly Presented, to Enable Shareholders | ||||||
Holding 15% Or More of our Common Stock to Call | ||||||
Special Meetings. | Shareholder | Against | Voted - Against | |||
VERISK ANALYTICS, INC. | ||||||
Security ID: 92345Y106 | Ticker: VRSK | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Samuel G. Liss | Management | For | Voted - For | |
1 | B. | Election of Director: Bruce E. Hansen | Management | For | Voted - For | |
1 | C. | Election of Director: Therese M. Vaughan | Management | For | Voted - For | |
1 | D. | Election of Director: Kathleen A. Hogenson | Management | For | Voted - For | |
2 | . | To Approve Executive Compensation on an Advisory, | ||||
Non- Binding Basis. | Management | For | Voted - For | |||
3 | . | To Approve the 2021 Equity Incentive Plan. | Management | For | Voted - For | |
4 | . | To Ratify the Appointment of Deloitte & Touche LLP | ||||
As our Independent Auditor for the 2021 Fiscal Year. | Management | For | Voted - For |
86
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
WATERS CORPORATION | ||||||
Security ID: 941848103 | Ticker: WAT | |||||
Meeting Date: 11-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Director to Serve for A Term of One | |||||
Year: Udit Batra | Management | For | Voted - For | |||
1.2 | Election of Director to Serve for A Term of One | |||||
Year: Linda Baddour | Management | For | Voted - For | |||
1.3 | Election of Director to Serve for A Term of One | |||||
Year: Michael J. Berendt | Management | For | Voted - For | |||
1.4 | Election of Director to Serve for A Term of One | |||||
Year: Edward Conard | Management | For | Voted - For | |||
1.5 | Election of Director to Serve for A Term of One | |||||
Year: Gary E. Hendrickson | Management | For | Voted - For | |||
1.6 | Election of Director to Serve for A Term of One | |||||
Year: Pearl S. Huang | Management | For | Voted - For | |||
1.7 | Election of Director to Serve for A Term of One | |||||
Year: Christopher A. Kuebler | Management | For | Voted - For | |||
1.8 | Election of Director to Serve for A Term of One | |||||
Year: Flemming Ornskov | Management | For | Voted - For | |||
1.9 | Election of Director to Serve for A Term of One | |||||
Year: Thomas P. Salice | Management | For | Voted - For | |||
2 | . | To Ratify the Selection of PricewaterhouseCoopers | ||||
LLP As the Company's Independent Registered Public | ||||||
Accounting Firm for the Fiscal Year Ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
3 | . | To Approve, by Non-binding Vote, Named Executive | ||||
Officer Compensation. | Management | For | Voted - For | |||
WEST PHARMACEUTICAL SERVICES, INC. | ||||||
Security ID: 955306105 | Ticker: WST | |||||
Meeting Date: 04-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Mark A. Buthman | Management | For | Voted - For | |
1 | B. | Election of Director: William F. Feehery | Management | For | Voted - For | |
1 | C. | Election of Director: Robert Friel | Management | For | Voted - For | |
1 | D. | Election of Director: Eric M. Green | Management | For | Voted - For | |
1 | E. | Election of Director: Thomas W. Hofmann | Management | For | Voted - For | |
1 | F. | Election of Director: Deborah L. V. Keller | Management | For | Voted - For | |
1 | G. | Election of Director: Myla P. Lai-goldman | Management | For | Voted - For | |
1 | H. | Election of Director: Douglas A. Michels | Management | For | Voted - For | |
1 | I. | Election of Director: Paolo Pucci | Management | For | Voted - For | |
1 | J. | Election of Director: Patrick J. Zenner | Management | For | Voted - For | |
2 | . | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
3 | . | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for 2021. | Management | For | Voted - For |
87
Champlain Mid Cap Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
WORKDAY, INC. | ||||||
Security ID: 98138H101 | Ticker: WDAY | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Aneel Bhusri | Management | For | Voted - For | ||
1.2 | Director: Ann-marie Campbell | Management | For | Voted - For | ||
1.3 | Director: David A. Duffield | Management | For | Voted - For | ||
1.4 | Director: Lee J. Styslinger III | Management | For | Voted - For | ||
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
Workday's Independent Registered Public Accounting | ||||||
Firm for the Fiscal Year Ending January 31, 2022. | Management | For | Voted - For | |||
3 | . | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers As Disclosed in the | ||||||
Proxy Statement. | Management | For | Voted - For | |||
4 | . | To Approve, on an Advisory Basis, the Frequency of | ||||
Future Advisory Votes Concerning the Compensation | ||||||
of our Named Executive Officers. | Management | 1 Year | Voted - 1 Year | |||
ZENDESK, INC. | ||||||
Security ID: 98936J101 | Ticker: ZEN | |||||
Meeting Date: 18-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class I Director: Archana Agrawal | Management | For | Voted - For | |
1 | B. | Election of Class I Director: Hilarie Koplow-mcadams | Management | For | Voted - For | |
1 | C. | Election of Class I Director: Michelle Wilson | Management | For | Voted - For | |
2 | . | To Ratify the Appointment of Ernst & Young LLP As | ||||
Zendesk's Independent Registered Public Accounting | ||||||
Firm for the Fiscal Year Ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Non-binding Advisory Vote to Approve the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For | |||
ZSCALER, INC. | ||||||
Security ID: 98980G102 | Ticker: ZS | |||||
Meeting Date: 06-Jan-21 | Meeting Type: Annual | |||||
1.1 | Director: Jagtar ("jay") Chaudhry | Management | For | Voted - For | ||
1.2 | Director: Amit Sinha | Management | For | Voted - For | ||
2 | . | To Ratify the Selection of PricewaterhouseCoopers | ||||
LLP As our Independent Registered Public Accounting | ||||||
Firm for Fiscal Year 2021. | Management | For | Voted - For | |||
3 | . | To Approve on A Non-binding, Advisory Basis, the | ||||
Compensation of our Named Executive Officers. | Management | For | Voted - For |
88
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
ALBANY INTERNATIONAL CORP. | ||||||
Security ID: 012348108 | Ticker: AIN | |||||
Meeting Date: 13-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Christine L. Standish | Management | For | Voted - For | ||
1.2 | Director: Erland E. Kailbourne | Management | For | Voted - For | ||
1.3 | Director: John R. Scannell | Management | For | Voted - For | ||
1.4 | Director: Katharine L. Plourde | Management | For | Voted - For | ||
1.5 | Director: A. William Higgins | Management | For | Voted - For | ||
1.6 | Director: Kenneth W Krueger | Management | For | Voted - For | ||
1.7 | Director: Lee C. Wortham | Management | For | Voted - For | ||
1.8 | Director: Mark J. Murphy | Management | For | Voted - For | ||
1.9 | Director: J. Michael McQuade | Management | For | Voted - For | ||
2 | . | Ratify the Appointment of KPMG LLP as our | ||||
independent auditor. | Management | For | Voted - For | |||
3 | . | To approve, by non-binding vote, executive | ||||
compensation. | Management | For | Voted - For | |||
ALTRA INDUSTRIAL MOTION CORP | ||||||
Security ID: 02208R106 | Ticker: AIMC | |||||
Meeting Date: 27-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Carl R. Christenson | Management | For | Voted - For | ||
1.2 | Director: Lyle G. Ganske | Management | For | Voted - For | ||
1.3 | Director: J. Scott Hall | Management | For | Voted - For | ||
1.4 | Director: Nicole Parent Haughey | Management | For | Voted - For | ||
1.5 | Director: Margot L. Hoffman, Ph.D | Management | For | Voted - For | ||
1.6 | Director: Thomas W. Swidarski | Management | For | Voted - For | ||
1.7 | Director: James H. Woodward, Jr. | Management | For | Voted - For | ||
2 | . | The ratification of the selection of Deloitte & | ||||
Touche LLP as Altra Industrial Motion Corp.'s | ||||||
independent registered public accounting firm to | ||||||
serve for the fiscal year ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | An advisory vote to approve the compensation of | ||||
Altra's named executive officers. | Management | For | Voted - For | |||
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | ||||||
Security ID: G0464B107 Ticker: ARGO | ||||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director for a one-year term: Bernard | ||||
C. Bailey | Management | For | Voted - For | |||
1 | B. | Election of Director for a one-year term: Thomas A. | ||||
Bradley | Management | For | Voted - For | |||
1 | C. | Election of Director for a one-year term: Fred R. | ||||
Donner | Management | For | Voted - For |
89
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | D. | Election of Director for a one-year term: Anthony | ||||
P. Latham | Management | For | Voted - For | |||
1 | E. | Election of Director for a one-year term: Dymphna | ||||
A. Lehane | Management | For | Voted - For | |||
1 | F. | Election of Director for a one-year term: Samuel G. | ||||
Liss | Management | For | Voted - For | |||
1 | G. | Election of Director for a one-year term: Carol A. | ||||
McFate | Management | For | Voted - For | |||
1 | H. | Election of Director for a one-year term: Al-Noor | ||||
Ramji | Management | For | Voted - For | |||
1 | I. | Election of Director for a one-year term: Kevin J. | ||||
Rehnberg | Management | For | Voted - For | |||
2 | . | Approve, on an advisory, non-binding basis, the | ||||
compensation of our Named Executive Officers. | Management | For | Voted - For | |||
3 | . | Approve Ernst & Young LLP as the Company's | ||||
independent auditors for the fiscal year ending | ||||||
December 31, 2021 and refer the determination of | ||||||
its remuneration to the Audit Committee of the | ||||||
Board of Directors. | Management | For | Voted - For | |||
ATRICURE, INC. | ||||||
Security ID: 04963C209 | Ticker: ATRC | |||||
Meeting Date: 20-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Michael H. Carrel | Management | For | Voted - For | |
1 | B. | Election of Director: Mark A. Collar | Management | For | Voted - For | |
1 | C. | Election of Director: Daniel P. Florin | Management | For | Voted - For | |
1 | D. | Election of Director: Regina E. Groves | Management | For | Voted - For | |
1 | E. | Election of Director: B. Kristine Johnson | Management | For | Voted - For | |
1 | F. | Election of Director: Karen N. Prange | Management | For | Voted - For | |
1 | G. | Election of Director: Sven A. Wehrwein | Management | For | Voted - For | |
1 | H. | Election of Director: Robert S. White | Management | For | Voted - For | |
2 | . | Proposal to ratify the appointment of Deloitte & | ||||
Touche LLP as independent registered public | ||||||
accounting firm for the Company for the fiscal year | ||||||
ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory vote on the compensation of our named | ||||
executive officers as disclosed in the proxy | ||||||
statement for the 2021 Annual Meeting. | Management | For | Voted - For | |||
AVANOS MEDICAL,INC. | ||||||
Security ID: 05350V106 | Ticker: AVNS | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Gary D. Blackford | Management | For | Voted - For | |
1 | B. | Election of Director: Patrick O'Leary | Management | For | Voted - For | |
2 | . | Ratification of the selection of Deloitte & Touche | ||||
LLP as the independent registered public accounting | ||||||
firm to audit the Company's 2021 financial | ||||||
statements. | Management | For | Voted - For |
90
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | |||
4 | . | Advisory vote to approve the frequency of | ||||
stockholder votes on our named executive officers' | ||||||
compensation. | Management | 1 Year | Voted - 1 Year | |||
5 | . | Approval of our 2021 Long Term Incentive Plan. | Management | For | Voted - For | |
B&G FOODS, INC. | ||||||
Security ID: 05508R106 | Ticker: BGS | |||||
Meeting Date: 18-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Director: DeAnn L. Brunts | Management | For | Voted - For | ||
1.2 | Election of Director: Debra Martin Chase | Management | For | Voted - For | ||
1.3 | Election of Director: Charles F. Marcy | Management | For | Voted - For | ||
1.4 | Election of Director: Robert D. Mills | Management | For | Voted - For | ||
1.5 | Election of Director: Dennis M. Mullen | Management | For | Voted - For | ||
1.6 | Election of Director: Cheryl M. Palmer | Management | For | Voted - For | ||
1.7 | Election of Director: Alfred Poe | Management | For | Voted - For | ||
1.8 | Election of Director: Stephen C. Sherrill | Management | For | Voted - For | ||
1.9 | Election of Director: David L. Wenner | Management | For | Voted - For | ||
2 | . | Approval, by non-binding advisory vote, of | ||||
executive compensation. | Management | For | Voted - For | |||
3 | . | Ratification of appointment of KPMG LLP as | ||||
independent registered public accounting firm. | Management | For | Voted - For | |||
BARNES GROUP INC. | ||||||
Security ID: 067806109 | Ticker: B | |||||
Meeting Date: 07-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Thomas O. Barnes | Management | For | Voted - For | |
1 | B. | Election of Director: Elijah K. Barnes | Management | For | Voted - For | |
1 | C. | Election of Director: Patrick J. Dempsey | Management | For | Voted - For | |
1 | D. | Election of Director: Richard J. Hipple | Management | For | Voted - For | |
1 | E. | Election of Director: Thomas J. Hook | Management | For | Voted - For | |
1 | F. | Election of Director: Daphne E. Jones | Management | For | Voted - For | |
1 | G. | Election of Director: Mylle H. Mangum | Management | For | Voted - For | |
1 | H. | Election of Director: Hans-Peter Männer | Management | For | Voted - For | |
1 | I. | Election of Director: William J. Morgan | Management | For | Voted - For | |
1 | J. | Election of Director: Anthony V. Nicolosi | Management | For | Voted - For | |
1 | K. | Election of Director: JoAnna L. Sohovich | Management | For | Voted - For | |
2 | . | Advisory vote for the resolution to approve the | ||||
Company's executive compensation. | Management | For | Voted - For | |||
3 | . | Ratify the selection of PricewaterhouseCoopers LLP | ||||
as the Company's independent auditor for 2021. | Management | For | Voted - For |
91
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
BLACKBAUD, INC. | ||||||
Security ID: 09227Q100 | Ticker: BLKB | |||||
Meeting Date: 10-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class B Director: George H. Ellis | Management | For | Voted - For | |
1 | B. | Election of Class B Director: Andrew M. Leitch | Management | For | Voted - For | |
2 | . | Advisory Vote To Approve The 2020 Compensation Of | ||||
Our Named Executive Officers. | Management | For | Voted - For | |||
3 | . | Approval Of The Amendment And Restatement Of The | ||||
Blackbaud, Inc. 2016 Equity And Incentive | ||||||
Compensation Plan. | Management | For | Voted - For | |||
4 | . | Ratification Of The Appointment Of | ||||
Pricewaterhousecoopers Llp As Our Independent | ||||||
Registered Public Accounting Firm For The Fiscal | ||||||
Year Ending December 31, 2021. | Management | For | Voted - For | |||
BLACKLINE, INC. | ||||||
Security ID: 09239B109 | Ticker: BL | |||||
Meeting Date: 13-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Owen Ryan | Management | For | Voted - For | ||
1.2 | Director: Kevin Thompson | Management | For | Voted - For | ||
1.3 | Director: Sophia Velastegui | Management | For | Voted - For | ||
2 | . | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP ("PwC") as the Company's independent registered | ||||||
public accounting firm for its fiscal year ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | Approval, on a non-binding, advisory basis, of the | ||||
2020 compensation of the Company's named executive | ||||||
officers. | Management | For | Voted - For | |||
BRP GROUP INC | ||||||
Security ID: 05589G102 | Ticker: BRP | |||||
Meeting Date: 16-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Trevor Baldwin | Management | For | Voted - For | ||
1.2 | Director: Barbara Matas | Management | For | Voted - For | ||
1.3 | Director: Jay Cohen | Management | For | Voted - For | ||
2 | . | Company Proposal - Ratification for the Selection | ||||
of PricewaterhouseCoopers LLP as our Independent | ||||||
Registered Public Accounting Firm for the Fiscal | ||||||
Year 2021. | Management | For | Voted - For |
92
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
BRYN MAWR BANK CORPORATION | ||||||
Security ID: 117665109 | Ticker: BMTC | |||||
Meeting Date: 22-Apr-21 | Meeting Type: Annual | |||||
1.1 | Election of Class III Director for the term to | |||||
expire in 2025: Wendell F. Holland | Management | For | Voted - For | |||
1.2 | Election of Class III Director for the term to | |||||
expire in 2025: Diego F. Calderin | Management | For | Voted - For | |||
2 | . | SAY-ON-PAY: To approve a non-binding advisory vote | ||||
on Executive Officer Compensation. | Management | For | Voted - For | |||
3 | . | RATIFICATION OF AUDITORS: To ratify the appointment | ||||
of KPMG LLP as the independent registered public | ||||||
accounting firm for Bryn Mawr Bank Corporation for | ||||||
the fiscal year ending December 31, 2021. | Management | For | Voted - For | |||
Meeting Date: 10-Jun-21 | Meeting Type: Special | |||||
1 | . | Approval of the Agreement and Plan of Merger, dated | ||||
as of March 9, 2021, by and between WSFS Financial | ||||||
Corporation ("WSFS") and Bryn Mawr Bank Corporation | ||||||
("Bryn Mawr"), pursuant to which, among other | ||||||
things, Bryn Mawr will merge with and into WSFS | ||||||
and, simultaneously with the merger, The Bryn Mawr | ||||||
Trust Company will merge with and into Wilmington | ||||||
Savings Fund Society, FSB ("Merger Proposal"). | Management | For | Voted - For | |||
2 | . | An advisory (non-binding) proposal to approve the | ||||
specified compensation that may become payable to | ||||||
the named executive officers of Bryn Mawr in | ||||||
connection with the merger. | Management | For | Voted - For | |||
3 | . | Approval of one or more adjournments of the special | ||||
meeting, if necessary or appropriate, to solicit | ||||||
additional proxies in favor of approval of the | ||||||
Merger Proposal. | Management | For | Voted - For | |||
CANTEL MEDICAL CORP. | ||||||
Security ID: 138098108 | Ticker: CMD | |||||
Meeting Date: 16-Dec-20 | Meeting Type: Annual | |||||
1 | a. | Election of Director: Charles M. Diker | Management | For | Voted - For | |
1 | b. | Election of Director: Alan R. Batkin | Management | For | Voted - For | |
1 | c. | Election of Director: Ann E. Berman | Management | For | Voted - For | |
1 | d. | Election of Director: Mark N. Diker | Management | For | Voted - For | |
1 | e. | Election of Director: Anthony B. Evnin | Management | For | Voted - For | |
1 | f. | Election of Director: Laura L. Forese | Management | For | Voted - For | |
1 | g. | Election of Director: George L. Fotiades | Management | For | Voted - For | |
1 | h. | Election of Director: Ronnie Myers | Management | For | Voted - For | |
1 | i. | Election of Director: Karen N. Prange | Management | For | Voted - For | |
1 | j. | Election of Director: Peter J. Pronovost | Management | For | Voted - For | |
2 | . | Advisory vote to approve Named Executive Officer | ||||
compensation. | Management | For | Voted - For |
93
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Consider and approve the Cantel Medical Corp. 2020 | ||||
Equity Incentive Plan. | Management | For | Voted - For | |||
4 | . | Ratify the selection of Deloitte & Touche LLP as | ||||
the Company's independent registered public | ||||||
accounting firm for the fiscal year ending July 31, | ||||||
2021. | Management | For | Voted - For | |||
Meeting Date: 29-Apr-21 | Meeting Type: Special | |||||
1 | . | Proposal No. 1: Cantel Merger Proposal. To adopt | ||||
the Agreement and Plan of Merger, dated as of | ||||||
January 12, 2021, as such agreement may be amended | ||||||
from time to time, among Cantel, and STERIS plc, | ||||||
Solar New US Holding Co, LLC, which is referred to | ||||||
as US Holdco, and Crystal Merger Sub 1, LLC, which | ||||||
is referred to as Crystal Merger Sub, as amended on | ||||||
March 1, 2021. | Management | For | Voted - For | |||
2 | . | Proposal No. 2: Compensation Proposal. To approve, | ||||
by a non-binding advisory vote, certain | ||||||
compensation that may be paid or become payable to | ||||||
Cantel's named executive officers that is based on | ||||||
or otherwise relates to the Mergers. | Management | For | Voted - For | |||
CARDIOVASCULAR SYSTEMS, INC. | ||||||
Security ID: 141619106 | Ticker: CSII | |||||
Meeting Date: 11-Nov-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Martha Goldberg Aronson | Management | For | Voted - For | |
1 | B. | Election of Director: William Cohn, M.D. | Management | For | Voted - For | |
1 | C. | Election of Director: Stephen Stenbeck | Management | For | Voted - For | |
2 | . | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the independent registered public accounting | ||||||
firm of the Company for its fiscal year ending June | ||||||
30, 2021. | Management | For | Voted - For | |||
3 | . | To approve, on an advisory basis, the compensation | ||||
paid to our named executive officers as disclosed | ||||||
in the proxy statement. | Management | For | Voted - For | |||
CATALENT, INC. | ||||||
Security ID: 148806102 | Ticker: CTLT | |||||
Meeting Date: 29-Oct-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Madhavan Balachandran | Management | For | Voted - For | |
1 | B. | Election of Director: J. Martin Carroll | Management | For | Voted - For | |
1 | C. | Election of Director: Rolf Classon | Management | For | Voted - For | |
1 | D. | Election of Director: John J. Greisch | Management | For | Voted - For | |
1 | E. | Election of Director: Christa Kreuzburg | Management | For | Voted - For | |
1 | F. | Election of Director: Gregory T. Lucier | Management | For | Voted - For | |
2 | . | Ratify the appointment of Ernst & Young LLP as our | ||||
independent auditor. | Management | For | Voted - For |
94
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | To approve, by non-binding vote, the compensation | ||||
of our named executive officers. | Management | For | Voted - For | |||
CHASE CORPORATION | ||||||
Security ID: 16150R104 | Ticker: CCF | |||||
Meeting Date: 02-Feb-21 | Meeting Type: Annual | |||||
1.1 | Director: Adam P. Chase | Management | For | Voted - For | ||
1.2 | Director: Peter R. Chase | Management | For | Voted - For | ||
1.3 | Director: Mary Claire Chase | Management | For | Voted - For | ||
1.4 | Director: Thomas D. DeByle | Management | For | Voted - For | ||
1.5 | Director: John H. Derby III | Management | For | Voted - For | ||
1.6 | Director: Chad A. McDaniel | Management | For | Voted - For | ||
1.7 | Director: Dana Mohler-Faria | Management | For | Voted - For | ||
1.8 | Director: Joan Wallace-Benjamin | Management | For | Voted - For | ||
1.9 | Director: Thomas Wroe, Jr. | Management | For | Voted - For | ||
2 | . | Advisory vote on the compensation of our named | ||||
executive officers. | Management | For | Voted - For | |||
3 | . | To ratify the appointment of Grant Thornton LLP as | ||||
the corporation's independent registered public | ||||||
accounting firm for the fiscal year ending August | ||||||
31, 2021. | Management | For | Voted - For | |||
COMMUNITY BANK SYSTEM, INC. | ||||||
Security ID: 203607106 | Ticker: CBU | |||||
Meeting Date: 13-May-21 | Meeting Type: Annual | |||||
1 | A. | Election Of Director For A One (1) Year Term: Brian | ||||
R. Ace | Management | For | Voted - For | |||
1 | B. | Election Of Director For A One (1) Year Term: Mark | ||||
J. Bolus | Management | For | Voted - For | |||
1 | C. | Election Of Director For A One (1) Year Term: | ||||
Jeffrey L. Davis | Management | For | Voted - For | |||
1 | D. | Election of Director for a one (1) year term: Neil | ||||
E. Fesette | Management | For | Voted - For | |||
1 | E. | Election of Director for a one (1) year term: | ||||
Kerrie D. MacPherson | Management | For | Voted - For | |||
1 | F. | Election of Director for a one (1) year term: John | ||||
Parente | Management | For | Voted - For | |||
1 | G. | Election of Director for a one (1) year term: | ||||
Raymond C. Pecor, III | Management | For | Voted - For | |||
1 | H. | Election of Director for a one (1) year term: Susan | ||||
E. Skerritt | Management | For | Voted - For | |||
1 | I. | Election of Director for a one (1) year term: Sally | ||||
A. Steele | Management | For | Voted - For | |||
1 | J. | Election of Director for a one (1) year term: Eric | ||||
E. Stickels | Management | For | Voted - For | |||
1 | K. | Election of Director for a one (1) year term: Mark | ||||
E. Tryniski | Management | For | Voted - For |
95
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | L. | Election of Director for a one (1) year term: John | ||||
F. Whipple, Jr. | Management | For | Voted - For | |||
2 | . | Advisory vote on executive compensation. | Management | For | Voted - For | |
3 | . | Ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the Company's independent registered public | ||||||
accounting firm for 2021. | Management | For | Voted - For | |||
CONMED CORPORATION | ||||||
Security ID: 207410101 | Ticker: CNMD | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1.1 | Director: David Bronson | Management | For | Voted - For | ||
1.2 | Director: Brian P. Concannon | Management | For | Voted - For | ||
1.3 | Director: LaVerne Council | Management | For | Voted - For | ||
1.4 | Director: Charles M. Farkas | Management | For | Voted - For | ||
1.5 | Director: Martha Goldberg Aronson | Management | For | Voted - For | ||
1.6 | Director: Curt R. Hartman | Management | For | Voted - For | ||
1.7 | Director: Jerome J. Lande | Management | For | Voted - For | ||
1.8 | Director: B.J. Schwarzentraub | Management | For | Voted - For | ||
1.9 | Director: Mark E. Tryniski | Management | For | Voted - For | ||
1.10 | Director: Dr. John L. Workman | Management | For | Voted - For | ||
2 | . | Ratification of appointment of Pricewaterhouse | ||||
Coopers, LLP as the Company's Independent | ||||||
registered accounting firm for the fiscal year | ||||||
ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory Vote on Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | |||
CSW INDUSTRIALS, INC. | ||||||
Security ID: 126402106 | Ticker: CSWI | |||||
Meeting Date: 14-Aug-20 | Meeting Type: Annual | |||||
1.1 | Director: Joseph Armes | Management | For | Voted - For | ||
1.2 | Director: Michael Gambrell | Management | For | Voted - For | ||
1.3 | Director: Terry Johnston | Management | For | Voted - For | ||
1.4 | Director: Linda Livingstone | Management | For | Voted - For | ||
1.5 | Director: William Quinn | Management | For | Voted - For | ||
1.6 | Director: Robert Swartz | Management | For | Voted - For | ||
1.7 | Director: Kent Sweezey | Management | For | Voted - For | ||
1.8 | Director: Debra von Storch | Management | For | Voted - For | ||
2 | . | To approve, by non-binding vote, executive | ||||
compensation. | Management | For | Voted - For | |||
3 | . | The ratification of Grant Thornton LLP to serve as | ||||
independent registered public accounting firm for | ||||||
the fiscal year ended March 31, 2021. | Management | For | Voted - For |
96
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
CVB FINANCIAL CORP. | ||||||
Security ID: 126600105 | Ticker: CVBF | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1.1 | Director: George A. Borba, Jr. | Management | For | Voted - For | ||
1.2 | Director: David A. Brager | Management | For | Voted - For | ||
1.3 | Director: Stephen A. Del Guercio | Management | For | Voted - For | ||
1.4 | Director: Rodrigo Guerra, Jr. | Management | For | Voted - For | ||
1.5 | Director: Anna Kan | Management | For | Voted - For | ||
1.6 | Director: Marshall V. Laitsch | Management | For | Voted - For | ||
1.7 | Director: Kristina M. Leslie | Management | For | Voted - For | ||
1.8 | Director: Raymond V. O'Brien III | Management | For | Voted - For | ||
1.9 | Director: Jane Olvera | Management | For | Voted - For | ||
1.10 | Director: Hal W. Oswalt | Management | For | Voted - For | ||
2 | . | Ratification of appointment of KPMG LLP as | ||||
independent registered public accountants of CVB | ||||||
Financial Corp. for the year ending December 31, | ||||||
2021. | Management | For | Voted - For | |||
3 | . | To approve, on a non-binding advisory basis, the | ||||
compensation of the Company's named executive | ||||||
officers ("Say-On-Pay"). | Management | For | Voted - For | |||
E.L.F. BEAUTY, INC. | ||||||
Security ID: 26856L103 | Ticker: ELF | |||||
Meeting Date: 27-Aug-20 | Meeting Type: Annual | |||||
1.1 | Director: Kirk L. Perry | Management | For | Voted - For | ||
1.2 | Director: Sabrina L. Simmons | Management | For | Voted - For | ||
1.3 | Director: Maureen C. Watson | Management | For | Voted - For | ||
2 | . | To approve, on an advisory basis, the compensation | ||||
of the Company's named executive officers. | Management | For | Voted - For | |||
3 | . | To indicate, on an advisory basis, the preferred | ||||
frequency of the advisory votes on the compensation | ||||||
of the Company's named executive officers. | Management | 1 Year | Voted - 1 Year | |||
4 | . | To ratify the appointment of Deloitte & Touche LLP | ||||
as the Company's independent registered public | ||||||
accounting firm for the fiscal year ending March | ||||||
31, 2021. | Management | For | Voted - For | |||
ENVESTNET, INC. | ||||||
Security ID: 29404K106 | Ticker: ENV | |||||
Meeting Date: 12-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Valerie Mosley | Management | For | Voted - For | ||
1.2 | Director: Gregory Smith | Management | For | Voted - For | ||
2 | . | The approval, on an advisory basis, of 2020 | ||||
executive compensation. | Management | For | Voted - For |
97
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | The ratification of KPMG LLP as the independent | ||||
registered public accounting firm for the fiscal | ||||||
year ending December 31, 2021. | Management | For | Voted - For | |||
4 | . | The approval of the Envestnet, Inc. Long-Term | ||||
Incentive Plan, as amended through the Fifth | ||||||
Amendment. | Management | For | Voted - For | |||
ENVISTA HOLDINGS CORPORATION | ||||||
Security ID: 29415F104 | Ticker: NVST | |||||
Meeting Date: 25-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Wendy Carruthers | Management | For | Voted - For | ||
1.2 | Director: Scott Huennekens | Management | For | Voted - For | ||
1.3 | Director: Christine Tsingos | Management | For | Voted - For | ||
2 | A. | To approve the following proposals to amend | ||||
Envista's Certificate of Incorporation: For | ||||||
approval of the proposed amendment to phase out the | ||||||
classification of the Board. | Management | For | Voted - For | |||
2 | B. | To approve the following proposals to amend | ||||
Envista's Certificate of Incorporation: For | ||||||
approval of the proposed amendment to eliminate the | ||||||
supermajority voting requirements and remove | ||||||
certain provisions that are no longer applicable to | ||||||
Envista. | Management | For | Voted - For | |||
3 | . | To ratify the selection of Ernst and Young LLP as | ||||
Envista's independent registered public accounting | ||||||
firm for the year ending December 31, 2021. | Management | For | Voted - For | |||
4 | . | To approve on an advisory basis Envista's named | ||||
executive officer compensation. | Management | For | Voted - For | |||
EVOQUA WATER TECHNOLOGIES CORP. | ||||||
Security ID: 30057T105 | Ticker: AQUA | |||||
Meeting Date: 16-Feb-21 | Meeting Type: Annual | |||||
1.1 | Director: Gary A. Cappeline | Management | For | Voted - For | ||
1.2 | Director: Lisa Glatch | Management | For | Voted - For | ||
1.3 | Director: Brian R. Hoesterey | Management | For | Voted - For | ||
1.4 | Director: Vinay Kumar | Management | For | Voted - For | ||
2 | . | Approval, on an advisory basis, of the compensation | ||||
of our named executive officers; and | Management | For | Voted - For | |||
3 | . | Ratification of the appointment of Ernst & Young | ||||
LLP as our independent registered public accounting | ||||||
firm for the fiscal year ending September 30, 2021. | Management | For | Voted - For |
98
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
FRESHPET, INC. | ||||||
Security ID: 358039105 | Ticker: FRPT | |||||
Meeting Date: 24-Sep-20 | Meeting Type: Annual | |||||
1.1 | Director: Charles A. Norris | Management | For | Voted - For | ||
1.2 | Director: Leta D. Priest | Management | For | Voted - For | ||
1.3 | Director: Olu Beck | Management | For | Voted - For | ||
1.4 | Director: William B. Cyr | Management | For | Voted - For | ||
2 | . | To ratify the appointment of KPMG LLP as the | ||||
independent registered public accounting firm for | ||||||
2020. | Management | For | Voted - For | |||
3 | . | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | |||
4 | . | To approve an amendment of our Third Amended and | ||||
Restated Certificate of Incorporation (as amended) | ||||||
to eliminate all of its supermajority voting | ||||||
requirements. | Management | For | Voted - For | |||
5 | . | To approve our Second Amended and Restated 2014 | ||||
Omnibus Incentive Plan. | Management | For | Voted - For | |||
GERMAN AMERICAN BANCORP, INC. | ||||||
Security ID: 373865104 | Ticker: GABC | |||||
Meeting Date: 20-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Marc D. Fine | Management | For | Voted - For | ||
1.2 | Director: Jason M. Kelly | Management | For | Voted - For | ||
1.3 | Director: Christina M. Ryan | Management | For | Voted - For | ||
1.4 | Director: Tyson J. Wagler | Management | For | Voted - For | ||
2 | . | To approve, on an advisory basis, the appointment | ||||
of Crowe LLP as our independent registered public | ||||||
accounting firm for the year ending December 31, | ||||||
2021. | Management | For | Voted - For | |||
GLOBUS MEDICAL, INC. | ||||||
Security ID: 379577208 | Ticker: GMED | |||||
Meeting Date: 03-Jun-21 | Meeting Type: Annual | |||||
1 | a. | Election of Director: David D. Davidar | Management | For | Voted - For | |
1 | b. | Election of Director: James R. Tobin | Management | For | Voted - For | |
1 | c. | Election of Director: Stephen T. Zarrilli | Management | For | Voted - For | |
2 | . | The approval of the 2021 Equity Incentive Plan. | Management | For | Voted - For | |
3 | . | To ratify the appointment of Deloitte & Touche LLP | ||||
as the Company's independent registered public | ||||||
accounting firm for the year ending December 31, | ||||||
2021. | Management | For | Voted - For | |||
4 | . | To approve, in an advisory vote, the compensation | ||||
of the Company's named executive officers (the | ||||||
Say-on-Pay Vote). | Management | For | Voted - For |
99
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
H.B. FULLER COMPANY | ||||||
Security ID: 359694106 | Ticker: FUL | |||||
Meeting Date: 08-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Thomas W. Handley | Management | For | Voted - For | ||
1.2 | Director: Maria Teresa Hilado | Management | For | Voted - For | ||
1.3 | Director: Ruth S. Kimmelshue | Management | For | Voted - For | ||
2 | . | A non-binding advisory vote to approve the | ||||
compensation of our named executive officers as | ||||||
disclosed in the Proxy Statement. | Management | For | Voted - For | |||
3 | . | The ratification of the appointment of Ernst & | ||||
Young LLP as H.B. Fuller's independent registered | ||||||
public accounting firm for the fiscal year ending | ||||||
November 27, 2021. | Management | For | Voted - For | |||
4 | . | The approval of the amendment and restatement of | ||||
the H.B. Fuller Company 2020 Master Incentive Plan | ||||||
to increase shares and adopt certain other | ||||||
amendments. | Management | For | Voted - For | |||
HELEN OF TROY LIMITED | ||||||
Security ID: G4388N106 Ticker: HELE | ||||||
Meeting Date: 26-Aug-20 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Gary B. Abromovitz | Management | For | Voted - For | |
1 | B. | Election of Director: Krista L. Berry | Management | For | Voted - For | |
1 | C. | Election of Director: Vincent D. Carson | Management | For | Voted - For | |
1 | D. | Election of Director: Thurman K. Case | Management | For | Voted - For | |
1 | E. | Election of Director: Timothy F. Meeker | Management | For | Voted - For | |
1 | F. | Election of Director: Julien R. Mininberg | Management | For | Voted - For | |
1 | G. | Election of Director: Beryl B. Raff | Management | For | Voted - For | |
1 | H. | Election of Director: Darren G. Woody | Management | For | Voted - For | |
2 | . | To provide advisory approval of the Company's | ||||
executive compensation. | Management | For | Voted - For | |||
3 | . | To appoint Grant Thornton LLP as the Company's | ||||
auditor and independent registered public | ||||||
accounting firm to serve for the 2021 fiscal year | ||||||
and to authorize the Audit Committee of the Board | ||||||
of Directors to set the auditor's remuneration. | Management | For | Voted - For | |||
HOSTESS BRANDS, INC. | ||||||
Security ID: 44109J106 | Ticker: TWNK | |||||
Meeting Date: 28-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Jerry D. Kaminski | Management | For | Voted - For | ||
1.2 | Director: Andrew P. Callahan | Management | For | Voted - For | ||
1.3 | Director: Olu Beck | Management | For | Voted - For | ||
1.4 | Director: Laurence Bodner | Management | For | Voted - For |
100
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1.5 | Director: Gretchen R. Crist | Management | For | Voted - For | ||
1.6 | Director: Rachel P. Cullen | Management | For | Voted - For | ||
1.7 | Director: Hugh G. Dineen | Management | For | Voted - For | ||
1.8 | Director: Ioannis Skoufalos | Management | For | Voted - For | ||
1.9 | Director: Craig D. Steeneck | Management | For | Voted - For | ||
2 | . | 2020 compensation paid to named executive officers | ||||
(advisory). | Management | For | Voted - For | |||
3 | . | Ratification of KPMG LLP as independent registered | ||||
public accounting firm. | Management | For | Voted - For | |||
INDEPENDENT BANK CORP. | ||||||
Security ID: 453836108 | Ticker: INDB | |||||
Meeting Date: 20-May-21 | Meeting Type: Annual | |||||
1.1 | Reelection of Class I Director: Donna L. Abelli | Management | For | Voted - For | ||
1.2 | Reelection of Class I Director: Kevin J. Jones | Management | For | Voted - For | ||
1.3 | Reelection of Class I Director: Mary L. Lentz | Management | For | Voted - For | ||
1.4 | Reelection of Class I Director: John J. Morrissey | Management | For | Voted - For | ||
1.5 | Reelection of Class I Director: Frederick Taw | Management | For | Voted - For | ||
2 | . | Ratify the Appointment of Ernst & Young LLP as the | ||||
Company's independent registered public accounting | ||||||
firm for 2021. | Management | For | Voted - For | |||
3 | . | Approve, on an advisory basis, the compensation of | ||||
our named executive officers. | Management | For | Voted - For | |||
INNOSPEC INC. | ||||||
Security ID: 45768S105 | Ticker: IOSP | |||||
Meeting Date: 05-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Milton C. Blackmore* | Management | For | Voted - For | ||
1.2 | Director: Robert I. Paller* | Management | For | Voted - For | ||
1.3 | Director: Elizabeth K. Arnold# | Management | For | Voted - For | ||
3 | . | Say on Pay - An advisory vote on the approval of | ||||
executive compensation. | Management | For | Voted - For | |||
4 | . | Ratification of the appointment of Innospec Inc.'s | ||||
independent registered public accounting firm. | Management | For | Voted - For | |||
INSPIRE MEDICAL SYSTEMS, INC. | ||||||
Security ID: 457730109 | Ticker: INSP | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Marilyn Carlson Nelson | Management | For | Voted - For | ||
1.2 | Director: Jerry C. Griffin, M.D. | Management | For | Voted - For | ||
1.3 | Director: Casey M. Tansey | Management | For | Voted - For | ||
2 | . | Ratification of the appointment of Ernst & Young | ||||
LLP as the Company's independent registered public | ||||||
accounting firm for 2021. | Management | For | Voted - For |
101
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Approval, on an advisory (non-binding) basis, of | ||||
the compensation of the Company's named executive | ||||||
officers. | Management | For | Voted - For | |||
INTEGRA LIFESCIENCES HOLDINGS CORP. | ||||||
Security ID: 457985208 | Ticker: IART | |||||
Meeting Date: 14-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Peter J. Arduini | Management | For | Voted - For | |
1 | B. | Election of Director: Rhonda G. Ballintyn | Management | For | Voted - For | |
1 | C. | Election of Director: Keith Bradley | Management | For | Voted - For | |
1 | D. | Election of Director: Shaundra D. Clay | Management | For | Voted - For | |
1 | E. | Election of Director: Stuart M. Essig | Management | For | Voted - For | |
1 | F. | Election of Director: Barbara B. Hill | Management | For | Voted - For | |
1 | G. | Election of Director: Donald E. Morel, Jr. | Management | For | Voted - For | |
1 | H. | Election of Director: Raymond G. Murphy | Management | For | Voted - For | |
1 | I. | Election of Director: Christian S. Schade | Management | For | Voted - For | |
2 | . | The Proposal to ratify the appointment of | ||||
PricewaterhouseCoopers LLP as the Company's | ||||||
independent registered public accounting firm for | ||||||
the fiscal year 2021. | Management | For | Voted - For | |||
3 | . | The proposal to approve the Fifth Amended and | ||||
Restated 2003 Equity Incentive Plan. | Management | For | Voted - For | |||
4 | . | A non-binding resolution to approve the | ||||
compensation of our named executive officers. | Management | For | Voted - For | |||
J & J SNACK FOODS CORP. | ||||||
Security ID: 466032109 | Ticker: JJSF | |||||
Meeting Date: 10-Feb-21 | Meeting Type: Annual | |||||
1.1 | Director: Peter G. Stanley | Management | For | Voted - For | ||
2 | . | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF | ||||
EXECUTIVES. | Management | For | Voted - For | |||
3 | . | VOTE ON APPROVAL OF THE AMENDED AND RESTATED | ||||
LONG-TERM INCENTIVE PLAN. | Management | For | Voted - For | |||
JOHN BEAN TECHNOLOGIES CORPORATION | ||||||
Security ID: 477839104 | Ticker: JBT | |||||
Meeting Date: 14-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: C. Maury Devine | Management | For | Voted - For | |
1 | B. | Election of Director: Emmanuel Lagarrigue | Management | For | Voted - For | |
1 | C. | Election of Director: James M. Ringler | Management | For | Voted - For | |
2 | . | Approve, on an advisory basis, a non-binding | ||||
resolution regarding the compensation of named | ||||||
executive officers. | Management | For | Voted - For |
102
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Ratify the appointment of PricewaterhouseCoopers | ||||
LLP as our independent registered public accounting | ||||||
firm for 2021. | Management | For | Voted - For | |||
JOHN WILEY & SONS, INC. | ||||||
Security ID: 968223206 | Ticker: JWA | |||||
Meeting Date: 24-Sep-20 | Meeting Type: Annual | |||||
1.1 | Director: Beth Birnbaum | Management | For | Voted - For | ||
1.2 | Director: David C. Dobson | Management | For | Voted - For | ||
1.3 | Director: Mariana Garavaglia | Management | For | Voted - For | ||
1.4 | Director: William Pence | Management | For | Voted - Withheld | ||
2 | . | Ratification of the appointment of KPMG LLP as | ||||
independent accountants for the fiscal year ending | ||||||
April 30, 2021. | Management | For | Voted - For | |||
3 | . | Approval, on an advisory basis, of the compensation | ||||
of the named executive officers. | Management | For | Voted - For | |||
LANCASTER COLONY CORPORATION | ||||||
Security ID: 513847103 | Ticker: LANC | |||||
Meeting Date: 11-Nov-20 | Meeting Type: Annual | |||||
1.1 | Director: Robert L. Fox | Management | For | Voted - For | ||
1.2 | Director: John B. Gerlach, Jr. | Management | For | Voted - For | ||
1.3 | Director: Robert P. Ostryniec | Management | For | Voted - For | ||
2 | . | To approve, by non-binding vote, the compensation | ||||
of the Corporation's named executive officers. | Management | For | Voted - For | |||
3 | . | To ratify the selection of Deloitte & Touche, LLP | ||||
as the Corporation's independent registered public | ||||||
accounting firm for the year ending June 30, 2021. | Management | For | Voted - For | |||
MASIMO CORPORATION | ||||||
Security ID: 574795100 | Ticker: MASI | |||||
Meeting Date: 27-May-21 | Meeting Type: Annual | |||||
1.1 | Election of Class II Director: Mr. Joe Kiani | Management | For | Voted - For | ||
2 | . | To ratify the selection of Grant Thornton as the | ||||
Company's independent registered public accounting | ||||||
firm for fiscal year ended January 1, 2022. | Management | For | Voted - For | |||
3 | . | To provide an advisory vote to approve the | ||||
compensation of our named executive officers. | Management | For | Voted - For |
103
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
MEDALLIA, INC. | ||||||
Security ID: 584021109 | Ticker: MDLA | |||||
Meeting Date: 28-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class II Director: Leslie Kilgore | Management | For | Voted - For | |
1 | B. | Election of Class II Director: Stanley Meresman | Management | For | Voted - For | |
1 | C. | Election of Class II Director: Steven Walske | Management | For | Voted - For | |
2 | . | Ratification of the appointment of Ernst & Young | ||||
LLP as our independent registered public accounting | ||||||
firm for the fiscal year ending January 31, 2022. | Management | For | Voted - For | |||
3 | . | To approve, on an advisory basis, the compensation | ||||
of our named executive officers. | Management | For | Voted - For | |||
4 | . | To approve, on an advisory basis, the frequency of | ||||
future stockholder advisory votes on the | ||||||
compensation of our named executive officers. | Management | 1 Year | Voted - 1 Year | |||
MGP INGREDIENTS INC | ||||||
Security ID: 55303J106 | Ticker: MGPI | |||||
Meeting Date: 17-Jun-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Neha J. Clark | Management | For | Voted - For | |
1 | B. | Election of Director: Thomas A. Gerke | Management | For | Voted - For | |
1 | C. | Election of Director: Donn Lux | Management | For | Voted - For | |
1 | D. | Election of Director: Kevin S. Rauckman | Management | For | Voted - For | |
2 | . | To ratify the appointment of KPMG LLP as the | ||||
Company's independent registered public accounting | ||||||
firm. | Management | For | Voted - For | |||
3 | . | To adopt an advisory resolution to approve the | ||||
compensation of our named executive officers. | Management | For | Voted - For | |||
MSA SAFETY INCORPORATED | ||||||
Security ID: 553498106 | Ticker: MSA | |||||
Meeting Date: 19-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Sandra Phillips Rogers | Management | For | Voted - For | ||
1.2 | Director: John T. Ryan III | Management | For | Voted - For | ||
2 | . | Selection of Ernst & Young LLP as the Company's | ||||
independent registered public accounting firm. | Management | For | Voted - For | |||
3 | . | To provide an advisory vote to approve the | ||||
executive compensation of the Company's named | ||||||
executive officers. | Management | For | Voted - For |
104
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
NATIONAL VISION HOLDINGS INC | ||||||
Security ID: 63845R107 | Ticker: EYE | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: L. Reade Fahs | Management | For | Voted - For | ||
1.2 | Director: Susan S. Johnson | Management | For | Voted - For | ||
1.3 | Director: Naomi Kelman | Management | For | Voted - For | ||
2 | . | Approve an amendment to the second amended and | ||||
restated certificate of incorporation to eliminate | ||||||
the classified structure of the board of directors. | Management | For | Voted - For | |||
3 | . | Approve an amendment to the second amended and | ||||
restated certificate of incorporation to eliminate | ||||||
supermajority voting standards and other obsolete | ||||||
provisions. | Management | For | Voted - For | |||
4 | . | Approve, in a non-binding advisory vote, the | ||||
compensation paid to the named executive officers. | Management | For | Voted - For | |||
5 | . | Ratify the appointment of Deloitte & Touche LLP to | ||||
serve as the Company's independent registered | ||||||
public accounting firm for fiscal 2021. | Management | For | Voted - For | |||
NEW RELIC, INC. | ||||||
Security ID: 64829B100 | Ticker: NEWR | |||||
Meeting Date: 19-Aug-20 | Meeting Type: Annual | |||||
1.1 | Director: Lewis Cirne | Management | For | Voted - For | ||
1.2 | Director: Michael Christenson | Management | For | Voted - For | ||
2 | . | To approve, on an advisory basis, the compensation | ||||
of the Company's Named Executive Officers as | ||||||
disclosed in the Proxy Statement. | Management | For | Voted - For | |||
3 | . | To ratify the selection by the Audit Committee of | ||||
the Board of Directors of Deloitte & Touche LLP as | ||||||
the independent registered public accounting firm | ||||||
of the Company for its fiscal year ending March 31, | ||||||
2021. | Management | For | Voted - For | |||
OMNICELL, INC. | ||||||
Security ID: 68213N109 | Ticker: OMCL | |||||
Meeting Date: 25-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Randall A. Lipps | Management | For | Voted - For | ||
1.2 | Director: Vance B. Moore | Management | For | Voted - For | ||
1.3 | Director: Mark W. Parrish | Management | For | Voted - For | ||
2 | . | Say on Pay - An advisory vote to approve named | ||||
executive officer compensation. | Management | For | Voted - For | |||
3 | . | Proposal to approve Omnicell's 2009 Equity | ||||
Incentive Plan, as amended, to among other items, | ||||||
add an additional 1,100,000 shares of common stock |
105
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
to the number of shares authorized for issuance | ||||||
under the plan. | Management | For | Voted - For | |||
4 | . | Proposal to ratify the selection of Deloitte & | ||||
Touche LLP as the independent registered public | ||||||
accounting firm of the Company for the year ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
OUTSET MEDICAL INC | ||||||
Security ID: 690145107 | Ticker: OM | |||||
Meeting Date: 03-Jun-21 | Meeting Type: Annual | |||||
1 | a. | Election of Class I Director: Leslie Trigg | Management | For | Voted - For | |
1 | b. | Election of Class I Director: Karen Drexler | Management | For | Voted - For | |
2 | . | To ratify the appointment of KPMG LLP as our | ||||
independent registered public accounting firm for | ||||||
2021. | Management | For | Voted - For | |||
PALOMAR HOLDINGS, INC. | ||||||
Security ID: 69753M105 | Ticker: PLMR | |||||
Meeting Date: 27-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Richard H. Taketa | Management | For | Voted - For | ||
1.2 | Director: Catriona M. Fallon | Management | For | Voted - For | ||
2 | . | To hold an advisory vote to approve executive | ||||
compensation (the "Say-on-Pay" vote). | Management | For | Voted - For | |||
3 | . | To hold an advisory vote on the frequency of | ||||
holding an advisory vote to approve executive | ||||||
compensation. | Management | 1 Year | Voted - 1 Year | |||
4 | . | To ratify the appointment of Ernst & Young LLP as | ||||
the Company's independent registered public | ||||||
accounting firm for its fiscal year ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
PENUMBRA, INC. | ||||||
Security ID: 70975L107 | Ticker: PEN | |||||
Meeting Date: 02-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Adam Elsesser | Management | For | Voted - For | ||
1.2 | Director: Harpreet Grewal | Management | For | Voted - For | ||
2 | . | To ratify the selection of Deloitte & Touche LLP as | ||||
the independent registered public accounting firm | ||||||
for Penumbra, Inc. for the fiscal year ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | To approve the Penumbra, Inc. RSU Sub-Plan for | ||||
France. | Management | For | Voted - For | |||
4 | . | To approve, on an advisory basis, the compensation | ||||
of Penumbra, Inc.'s named executive officers as | ||||||
disclosed in the proxy statement. | Management | For | Voted - For |
106
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
PLURALSIGHT, INC. | ||||||
Security ID: 72941B106 | Ticker: PS | |||||
Meeting Date: 09-Mar-21 | Meeting Type: Contested-special | |||||
1 | . | To adopt the Agreement and Plan of Merger, dated as | ||||
of December 11, 2020, as it may be amended from | ||||||
time to time, by and among Pluralsight, Inc., Lake | ||||||
Holdings, LP, Lake Guarantor, LLC, Lake Merger Sub | ||||||
I, Inc., Lake Merger Sub II, LLC and Pluralsight | ||||||
Holdings, LLC. | Management | For | Voted - For | |||
2 | . | To approve any proposal to adjourn the special | ||||
meeting to a later date or dates, if necessary or | ||||||
appropriate, to solicit additional proxies if there | ||||||
are insufficient votes at the time of the special | ||||||
meeting. | Management | For | Voted - For | |||
3 | . | To approve, on a non-binding, advisory basis, the | ||||
compensation that may be paid or become payable by | ||||||
Pluralsight, Inc. to its named executive officers | ||||||
in connection with the mergers. | Management | For | Voted - For | |||
1 | . | Pluralsight's Merger Agreement Proposal. | Management | Against | Voted - Against | |
2 | . | Pluralsight's Adjournment Proposal. | Management | Against | Voted - Against | |
3 | . | Pluralsight's Compensation Proposal. | Management | Against | Voted - Against | |
PRESTIGE CONSUMER HEALTHCARE INC. | ||||||
Security ID: 74112D101 | Ticker: PBH | |||||
Meeting Date: 04-Aug-20 | Meeting Type: Annual | |||||
1.1 | Director: Ronald M. Lombardi | Management | For | Voted - For | ||
1.2 | Director: John E. Byom | Management | For | Voted - For | ||
1.3 | Director: Gary E. Costley | Management | For | Voted - For | ||
1.4 | Director: Christopher J. Coughlin | Management | For | Voted - For | ||
1.5 | Director: Sheila A. Hopkins | Management | For | Voted - For | ||
1.6 | Director: James M. Jenness | Management | For | Voted - For | ||
1.7 | Director: Natale S. Ricciardi | Management | For | Voted - For | ||
1.8 | Director: Dawn M. Zier | Management | For | Voted - For | ||
2 | . | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the independent registered public accounting | ||||||
firm of Prestige Consumer Healthcare Inc. for the | ||||||
fiscal year ending March 31, 2021. | Management | For | Voted - For | |||
3 | . | Say on Pay - An advisory vote on the resolution to | ||||
approve the compensation of Prestige Consumer | ||||||
Healthcare Inc.'s named executive officers. | Management | For | Voted - For | |||
4 | . | To approve the Prestige Consumer Healthcare Inc. | ||||
2020 Long-Term Incentive Plan. | Management | For | Voted - For |
107
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
PROSPERITY BANCSHARES, INC. | ||||||
Security ID: 743606105 | Ticker: PB | |||||
Meeting Date: 20-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: James A. Bouligny | Management | For | Voted - For | ||
1.2 | Director: W.R. Collier | Management | For | Voted - For | ||
1.3 | Director: Bruce W. Hunt | Management | For | Voted - For | ||
1.4 | Director: Robert Steelhammer | Management | For | Voted - For | ||
1.5 | Director: H.E. Timanus, Jr. | Management | For | Voted - For | ||
2 | . | Ratification of the appointment of Deloitte & | ||||
Touche LLP as the independent registered public | ||||||
accounting firm of the Company for the year ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory approval of the compensation of the | ||||
Company's named executive officers ("Say-On-Pay"). | Management | For | Voted - For | |||
PULMONX CORPORATION | ||||||
Security ID: 745848101 | Ticker: LUNG | |||||
Meeting Date: 20-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Glendon E. French | Management | For | Voted - For | ||
2 | . | RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS | ||||
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR | ||||||
FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | Voted - For | |||
PURE STORAGE, INC. | ||||||
Security ID: 74624M102 | Ticker: PSTG | |||||
Meeting Date: 15-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Jeff Rothschild | Management | For | Voted - For | ||
1.2 | Director: Anita Sands | Management | For | Voted - For | ||
1.3 | Director: Susan Taylor | Management | For | Voted - For | ||
2 | . | Ratification of the selection of Deloitte & Touche | ||||
LLP as our independent registered public accounting | ||||||
firm for our fiscal year ending February 6, 2022. | Management | For | Voted - For | |||
3 | . | An advisory vote on our named executive officer | ||||
compensation. | Management | For | Voted - For | |||
Q2 HOLDINGS INC. | ||||||
Security ID: 74736L109 | Ticker: QTWO | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: R. Lynn Atchison | Management | For | Voted - For | ||
1.2 | Director: Jeffrey T. Diehl | Management | For | Voted - For | ||
1.3 | Director: Matthew P. Flake | Management | For | Voted - For |
108
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1.4 | Director: Stephen C. Hooley | Management | For | Voted - For | ||
1.5 | Director: Margaret L. Taylor | Management | For | Voted - For | ||
1.6 | Director: Lynn Antipas Tyson | Management | For | Voted - For | ||
2 | . | To ratify the appointment of Ernst & Young, LLP as | ||||
the Company's independent registered public | ||||||
accounting firm for the fiscal year ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
3 | . | Advisory vote to approve the compensation of our | ||||
named executive officers. | Management | For | Voted - For | |||
QUALYS, INC. | ||||||
Security ID: 74758T303 | Ticker: QLYS | |||||
Meeting Date: 09-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Jeffrey P. Hank | Management | For | Voted - For | ||
1.2 | Director: Sumedh Thakar | Management | For | Voted - For | ||
2 | . | To ratify the appointment of Grant Thornton LLP as | ||||
Qualys, Inc.'s independent registered public | ||||||
accounting firm for its fiscal year ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
3 | . | To approve, on an advisory and non-binding basis, | ||||
the compensation of Qualys, Inc.'s named executive | ||||||
officers as described in the Proxy Statement. | Management | For | Voted - Against | |||
4 | . | To approve Qualys, Inc.'s 2021 Employee Stock | ||||
Purchase Plan and its material terms. | Management | For | Voted - For | |||
RITCHIE BROS. AUCTIONEERS INCORPORATED | ||||||
Security ID: 767744105 | Ticker: RBA | |||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Erik Olsson | Management | For | Voted - For | |
1 | B. | Election of Director: Ann Fandozzi | Management | For | Voted - For | |
1 | C. | Election of Director: Beverley Anne Briscoe | Management | For | Voted - For | |
1 | D. | Election of Director: Robert G. Elton | Management | For | Voted - For | |
1 | E. | Election of Director: J. Kim Fennell | Management | For | Voted - For | |
1 | F. | Election of Director: Amy Guggenheim Shenkan | Management | For | Voted - For | |
1 | G. | Election of Director: Sarah Raiss | Management | For | Voted - For | |
1 | H. | Election of Director: Christopher Zimmerman | Management | For | Voted - For | |
1 | I. | Election of Director: Adam DeWitt | Management | For | Voted - For | |
2 | . | Appointment of Ernst & Young LLP as Auditors of the | ||||
Company for the ensuing year and authorizing the | ||||||
Audit Committee to fix their remuneration. | Management | For | Voted - For | |||
3 | . | Approval, on an advisory basis, of a non-binding | ||||
advisory resolution accepting the Company's | ||||||
approach to executive compensation. | Management | For | Voted - For |
109
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
SAILPOINT TECHNOLOGIES HOLDINGS, INC. | ||||||
Security ID: 78781P105 | Ticker: SAIL | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Mark D. McClain | Management | For | Voted - For | ||
1.2 | Director: Tracey E. Newell | Management | For | Voted - For | ||
2 | . | Ratify the selection by the Audit Committee of our | ||||
Board of Directors of Grant Thornton LLP to serve | ||||||
as our independent registered public accounting | ||||||
firm for the fiscal year ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Approve, on an advisory basis, our named executive | ||||
officer compensation. | Management | For | Voted - For | |||
SALLY BEAUTY HOLDINGS, INC. | ||||||
Security ID: 79546E104 | Ticker: SBH | |||||
Meeting Date: 28-Jan-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Timothy R. Baer | Management | For | Voted - For | |
1 | B. | Election of Director: Christian A. Brickman | Management | For | Voted - For | |
1 | C. | Election of Director: Marshall E. Eisenberg | Management | For | Voted - For | |
1 | D. | Election of Director: Diana S. Ferguson | Management | For | Voted - For | |
1 | E. | Election of Director: Dorlisa K. Flur | Management | For | Voted - For | |
1 | F. | Election of Director: James M. Head | Management | For | Voted - For | |
1 | G. | Election of Director: Linda Heasley | Management | For | Voted - For | |
1 | H. | Election of Director: Robert R. McMaster | Management | For | Voted - For | |
1 | I. | Election of Director: John A. Miller | Management | For | Voted - For | |
1 | J. | Election of Director: Susan R. Mulder | Management | For | Voted - For | |
1 | K. | Election of Director: Denise Paulonis | Management | For | Voted - For | |
1 | L. | Election of Director: Edward W. Rabin | Management | For | Voted - For | |
2 | . | Approval of the compensation of the Corporation's | ||||
executive officers including the Corporation's | ||||||
compensation practices and principles and their | ||||||
implementation. | Management | For | Voted - For | |||
3 | . | Ratification of the selection of KPMG LLP as the | ||||
Corporation's independent registered public | ||||||
accounting firm for the fiscal year 2021. | Management | For | Voted - For | |||
SELECTIVE INSURANCE GROUP, INC. | ||||||
Security ID: 816300107 | Ticker: SIGI | |||||
Meeting Date: 28-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Electiion Of Director For A Term Of One Year: Ainar | ||||
D. Aijala, Jr. | Management | For | Voted - For | |||
1 | B. | Electiion Of Director For A Term Of One Year: Lisa | ||||
Rojas Bacus | Management | For | Voted - For | |||
1 | C. | Electiion Of Director For A Term Of One Year: John | ||||
C. Burville | Management | For | Voted - For |
110
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | D. | Electiion Of Director For A Term Of One Year: | ||||
Terrence W. Cavanaugh | Management | For | Voted - For | |||
1 | E. | Electiion Of Director For A Term Of One Year: Wole | ||||
C. Coaxum | Management | For | Voted - For | |||
1 | F. | Electiion Of Director For A Term Of One Year: | ||||
Robert Kelly Doherty | Management | For | Voted - For | |||
1 | G. | Electiion Of Director For A Term Of One Year: John | ||||
J. Marchioni | Management | For | Voted - For | |||
1 | H. | Electiion Of Director For A Term Of One Year: | ||||
Thomas A. Mccarthy | Management | For | Voted - For | |||
1 | I. | Electiion Of Director For A Term Of One Year: | ||||
Stephen C. Mills | Management | For | Voted - For | |||
1 | J. | Electiion Of Director For A Term Of One Year: H. | ||||
Elizabeth Mitchell | Management | For | Voted - For | |||
1 | K. | Electiion Of Director For A Term Of One Year: | ||||
Michael J. Morrissey | Management | For | Voted - For | |||
1 | L. | Electiion Of Director For A Term Of One Year: | ||||
Gregory E. Murphy | Management | For | Voted - For | |||
1 | M. | Electiion Of Director For A Term Of One Year: | ||||
Cynthia S. Nicholson | Management | For | Voted - For | |||
1 | N. | Electiion Of Director For A Term Of One Year: | ||||
William M. Rue | Management | For | Voted - For | |||
1 | O. | Electiion Of Director For A Term Of One Year: John | ||||
S. Scheid | Management | For | Voted - For | |||
1 | P. | Electiion Of Director For A Term Of One Year: J. | ||||
Brian Thebault | Management | For | Voted - For | |||
1 | Q. | Electiion Of Director For A Term Of One Year: | ||||
Philip H. Urban | Management | For | Voted - For | |||
2 | . | Approval, On An Advisory Basis, Of The 2020 | ||||
Compensation Of Our Named Executive Officers | ||||||
Disclosed In The Proxy Statement. | Management | For | Voted - For | |||
3 | . | Approval Of The Amended And Restated Selective | ||||
Insurance Group, Inc. Employee Stock Purchase Plan | ||||||
(2021). | Management | For | Voted - For | |||
4 | . | Ratification Of The Appointment Of Kpmg Llp As Our | ||||
Independent Registered Public Accounting Firm For | ||||||
The Fiscal Year Ending December 31, 2021. | Management | For | Voted - For | |||
SENSIENT TECHNOLOGIES CORPORATION | ||||||
Security ID: 81725T100 | Ticker: SXT | |||||
Meeting Date: 22-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Joseph Carleone | Management | For | Voted - For | |
1 | B. | Election of Director: Edward H. Cichurski | Management | For | Voted - For | |
1 | C. | Election of Director: Mario Ferruzzi | Management | For | Voted - For | |
1 | D. | Election of Director: Carol R. Jackson | Management | For | Voted - For | |
1 | E. | Election of Director: Donald W. Landry | Management | For | Voted - For | |
1 | F. | Election of Director: Paul Manning | Management | For | Voted - For | |
1 | G. | Election of Director: Deborah McKeithan-Gebhardt | Management | For | Voted - For | |
1 | H. | Election of Director: Scott C. Morrison | Management | For | Voted - For | |
1 | I. | Election of Director: Elaine R. Wedral | Management | For | Voted - For |
111
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
1 | J. | Election of Director: Essie Whitelaw | Management | For | Voted - For | |
2 | . | Proposal to approve the compensation paid to | ||||
Sensient's named executive officers, as disclosed | ||||||
pursuant to Item 402 of Regulation S-K, including | ||||||
the Compensation Discussion and Analysis, | ||||||
compensation tables, and narrative discussion in | ||||||
the accompanying proxy statement. | Management | For | Voted - For | |||
3 | . | Proposal to ratify the appointment of Ernst & Young | ||||
LLP, certified public accountants, as the | ||||||
independent auditors of Sensient for 2021. | Management | For | Voted - For | |||
STANDEX INTERNATIONAL CORPORATION | ||||||
Security ID: 854231107 | Ticker: SXI | |||||
Meeting Date: 20-Oct-20 | Meeting Type: Annual | |||||
1.1 | Election of Director for three year term expiring | |||||
in 2023: David Dunbar | Management | For | Voted - For | |||
1.2 | Election of Director for three year term expiring | |||||
in 2023: Michael A. Hickey | Management | For | Voted - For | |||
2 | . | To conduct an advisory vote on the total | ||||
compensation paid to the executives of the Company. | Management | For | Voted - For | |||
3 | . | To ratify the appointment by the Audit Committee of | ||||
Deloitte & Touche LLP as independent auditors. | Management | For | Voted - For | |||
STOCK YARDS BANCORP, INC. | ||||||
Security ID: 861025104 | Ticker: SYBT | |||||
Meeting Date: 22-Apr-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Paul J. Bickel III | Management | For | Voted - For | |
1 | B. | Election of Director: J. McCauley Brown | Management | For | Voted - For | |
1 | C. | Election of Director: David P. Heintzman | Management | For | Voted - For | |
1 | D. | Election of Director: Donna L. Heitzman | Management | For | Voted - For | |
1 | E. | Election of Director: Carl G. Herde | Management | For | Voted - For | |
1 | F. | Election of Director: James A. Hillebrand | Management | For | Voted - For | |
1 | G. | Election of Director: Richard A. Lechleiter | Management | For | Voted - For | |
1 | H. | Election of Director: Stephen M. Priebe | Management | For | Voted - For | |
1 | I. | Election of Director: John L. Schutte | Management | For | Voted - For | |
1 | J. | Election of Director: Kathy C. Thompson | Management | For | Voted - For | |
2 | . | The ratification of BKD, LLP as the independent | ||||
registered public accounting firm for Stock Yards | ||||||
Bancorp, Inc. for the year ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | The advisory approval of the compensation of | ||||
Bancorp's named executive officers. | Management | For | Voted - For |
112
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
TACTILE SYSTEMS TECHNOLOGY, INC. | ||||||
Security ID: 87357P100 | Ticker: TCMD | |||||
Meeting Date: 17-May-21 | Meeting Type: Annual | |||||
1.1 | Director: William Burke | Management | For | Voted - For | ||
1.2 | Director: Sheri Dodd | Management | For | Voted - For | ||
1.3 | Director: Raymond Huggenberger | Management | For | Voted - For | ||
1.4 | Director: Deepti Jain | Management | For | Voted - For | ||
1.5 | Director: Richard Nigon | Management | For | Voted - For | ||
1.6 | Director: Daniel Reuvers | Management | For | Voted - For | ||
1.7 | Director: Kevin Roche | Management | For | Voted - For | ||
1.8 | Director: Peter Soderberg | Management | For | Voted - For | ||
2 | . | Ratify the appointment of Grant Thornton LLP as our | ||||
independent registered public accounting firm for | ||||||
the year ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | Approve, on an advisory basis, the 2020 | ||||
compensation of our named executive officers. | Management | For | Voted - For | |||
TENABLE HOLDINGS, INC. | ||||||
Security ID: 88025T102 | Ticker: TENB | |||||
Meeting Date: 25-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Arthur W. Coviello, Jr. | Management | For | Voted - For | ||
1.2 | Director: Kimberly L. Hammonds | Management | For | Voted - For | ||
1.3 | Director: Jerry M. Kennelly | Management | For | Voted - For | ||
2 | . | To ratify the selection by the Audit Committee of | ||||
the Board of Directors of Ernst & Young LLP as the | ||||||
independent registered public accounting firm of | ||||||
the Company for the year ending December 31, 2021. | Management | For | Voted - For | |||
3 | . | To approve, on a non-binding advisory basis, the | ||||
compensation of the Company's named executive | ||||||
officers as disclosed in the proxy statement. | Management | For | Voted - For | |||
THE SIMPLY GOOD FOODS COMPANY | ||||||
Security ID: 82900L102 | Ticker: SMPL | |||||
Meeting Date: 21-Jan-21 | Meeting Type: Annual | |||||
1.1 | Director: Robert G. Montgomery | Management | For | Voted - For | ||
1.2 | Director: Joseph E. Scalzo | Management | For | Voted - For | ||
1.3 | Director: Joseph J. Schena | Management | For | Voted - For | ||
1.4 | Director: James D. White | Management | For | Voted - For | ||
2 | . | To ratify the appointment of Deloitte & Touche LLP | ||||
as our independent registered public accounting | ||||||
firm for fiscal year 2021. | Management | For | Voted - For | |||
3 | . | To consider and vote upon the advisory vote to | ||||
approve the compensation of our named executive | ||||||
officers. | Management | For | Voted - For |
113
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
TREEHOUSE FOODS, INC. | ||||||
Security ID: 89469A104 | Ticker: THS | |||||
Meeting Date: 29-Apr-21 | Meeting Type: Annual | |||||
1.1 | Election of Director: Ashley Buchanan | Management | For | Voted - For | ||
1.2 | Election of Director: Steven Oakland | Management | For | Voted - For | ||
1.3 | Election of Director: Jill A. Rahman | Management | For | Voted - For | ||
2 | . | Advisory vote to approve the Company's executive | ||||
compensation program. | Management | For | Voted - For | |||
3 | . | Ratification of the selection of Deloitte & Touche | ||||
LLP as the Company's independent registered public | ||||||
accounting firm for fiscal year 2021. | Management | For | Voted - For | |||
TRIMAS CORPORATION | ||||||
Security ID: 896215209 | Ticker: TRS | |||||
Meeting Date: 11-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Nick L. Stanage | Management | For | Voted - For | ||
1.2 | Director: Daniel P. Tredwell | Management | For | Voted - For | ||
1.3 | Director: Samuel Valenti III | Management | For | Voted - For | ||
2 | . | Ratification of the appointment of Deloitte & | ||||
Touche LLP as the Company's independent registered | ||||||
public accounting firm for the fiscal year ending | ||||||
December 31, 2021. | Management | For | Voted - For | |||
3 | . | Approval, on a non-binding advisory basis, of the | ||||
compensation paid to the Company's Named Executive | ||||||
Officers. | Management | For | Voted - For | |||
UMB FINANCIAL CORPORATION | ||||||
Security ID: 902788108 | Ticker: UMBF | |||||
Meeting Date: 27-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Robin C. Beery | Management | For | Voted - For | ||
1.2 | Director: Janine A. Davidson | Management | For | Voted - For | ||
1.3 | Director: Kevin C. Gallagher | Management | For | Voted - For | ||
1.4 | Director: Greg M. Graves | Management | For | Voted - For | ||
1.5 | Director: Alexander C. Kemper | Management | For | Voted - For | ||
1.6 | Director: J. Mariner Kemper | Management | For | Voted - For | ||
1.7 | Director: Gordon E. Landsford III | Management | For | Voted - For | ||
1.8 | Director: Timothy R. Murphy | Management | For | Voted - For | ||
1.9 | Director: Tamara M. Peterman | Management | For | Voted - For | ||
1.10 | Director: Kris A. Robbins | Management | For | Voted - For | ||
1.11 | Director: L. Joshua Sosland | Management | For | Voted - For | ||
1.12 | Director: Leroy J. Williams, Jr. | Management | For | Voted - For | ||
2 | . | An advisory vote (non-binding) on the compensation | ||||
paid to UMB's named executive officers. | Management | For | Voted - For |
114
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
3 | . | Ratification of the Corporate Audit Committee's | ||||
engagement of KPMG LLP as UMB's independent | ||||||
registered public accounting firm for 2021. | Management | For | Voted - For | |||
UTZ BRANDS INC. | ||||||
Security ID: 918090101 | Ticker: UTZ | |||||
Meeting Date: 20-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Class I Director: John W. Altmeyer | Management | For | Voted - For | |
1 | B. | Election of Class I Director: Jason K. Giordano | Management | For | Voted - For | |
1 | C. | Election of Class I Director: B. John Lindeman | Management | For | Voted - For | |
2 | . | Approval and adoption of the Utz Brands, Inc. 2021 | ||||
Employee Stock Purchase Plan. | Management | For | Voted - For | |||
3 | . | Ratification of the selection by our audit | ||||
committee of Grant Thornton, LLP to serve as our | ||||||
independent registered public accounting firm for | ||||||
the year ending January 2, 2022. | Management | For | Voted - For | |||
VAPOTHERM INC. | ||||||
Security ID: 922107107 | Ticker: VAPO | |||||
Meeting Date: 22-Jun-21 | Meeting Type: Annual | |||||
1.1 | Election of Director to serve until the 2024 annual | |||||
meeting: Lori Knowles | Management | For | Voted - For | |||
1.2 | Election of Director to serve until the 2024 annual | |||||
meeting: Mary Beth Moynihan | Management | For | Voted - For | |||
2 | . | To approve, on an advisory (non-binding) basis, our | ||||
executive compensation. | Management | For | Voted - For | |||
3 | . | To approve, on an advisory (non-binding) basis, the | ||||
frequency of future advisory votes on executive | ||||||
compensation. | Management | 1 Year | Voted - 1 Year | |||
4 | . | To ratify the appointment of Grant Thornton LLP as | ||||
our independent registered public accounting firm | ||||||
for our fiscal year ending December 31, 2021. | Management | For | Voted - For | |||
VERACYTE, INC. | ||||||
Security ID: 92337F107 | Ticker: VCYT | |||||
Meeting Date: 07-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Muna Bhanji | Management | For | Voted - For | ||
1.2 | Director: John L. Bishop | Management | For | Voted - For | ||
2 | . | The ratification of the appointment of Ernst & | ||||
Young LLP as our independent registered public | ||||||
accounting firm for 2021. | Management | For | Voted - For | |||
3 | . | The approval, on a non-binding advisory basis, of | ||||
the compensation of our named executive officers, | ||||||
as disclosed in our proxy statement. | Management | For | Voted - For |
115
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
WASHINGTON TRUST BANCORP, INC. | ||||||
Security ID: 940610108 | Ticker: WASH | |||||
Meeting Date: 27-Apr-21 | Meeting Type: Annual | |||||
1.1 | Director: Constance A. Howes, Esq | Management | For | Voted - For | ||
1.2 | Director: Joseph J. MarcAurele | Management | For | Voted - For | ||
1.3 | Director: Edwin J. Santos | Management | For | Voted - For | ||
1.4 | Director: Lisa M. Stanton | Management | For | Voted - For | ||
2 | . | The approval of an amendment to the Corporation's | ||||
Restated Articles of Incorporation creating a new | ||||||
class of capital stock which shall be designated as | ||||||
"Undesignated Preferred Stock". | Management | For | Voted - For | |||
3 | . | The ratification of the selection of Crowe LLP to | ||||
serve as the Corporation's independent registered | ||||||
public accounting firm for the year ending December | ||||||
31, 2021. | Management | For | Voted - For | |||
4 | . | A non-binding advisory resolution to approve the | ||||
compensation of the Corporation's named executive | ||||||
officers. | Management | For | Voted - For | |||
WINGSTOP INC. | ||||||
Security ID: 974155103 | Ticker: WING | |||||
Meeting Date: 27-May-21 | Meeting Type: Annual | |||||
1.1 | Director: Charles R. Morrison | Management | For | Voted - For | ||
1.2 | Director: Kate S. Lavelle | Management | For | Voted - For | ||
1.3 | Director: Kilandigalu M. Madati | Management | For | Voted - For | ||
2 | . | Ratify the appointment of KPMG LLP as our | ||||
independent registered public accounting firm for | ||||||
fiscal year 2021. | Management | For | Voted - For | |||
3 | . | Approve, on an advisory basis, the compensation of | ||||
our named executive officers. | Management | For | Voted - For | |||
WOLVERINE WORLD WIDE, INC. | ||||||
Security ID: 978097103 | Ticker: WWW | |||||
Meeting Date: 06-May-21 | Meeting Type: Annual | |||||
1 | A. | Election of Director: Roxane Divol | Management | For | Voted - For | |
1 | B. | Election of Director: Brenda J. Lauderback | Management | For | Voted - For | |
1 | C. | Election of Director: David W. McCreight | Management | For | Voted - For | |
2 | . | An advisory resolution approving compensation for | ||||
the Company's named executive officers. | Management | For | Voted - For | |||
3 | . | Proposal to ratify the appointment of Ernst & Young | ||||
LLP as the Company's independent registered public | ||||||
accounting firm for fiscal year 2021. | Management | For | Voted - For | |||
4 | . | Proposal to approve of the Stock Incentive Plan of | ||||
2016 (as amended and restated). | Management | For | Voted - For |
116
Champlain Small Company Fund | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
WORKIVA INC. | ||||||
Security ID: 98139A105 | Ticker: WK | |||||
Meeting Date: 03-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Robert H. Herz | Management | For | Voted - For | ||
1.2 | Director: David S. Mulcahy | Management | For | Voted - For | ||
2 | . | Approval, on an advisory basis, of the compensation | ||||
of Workiva's named executive officers. | Management | For | Voted - For | |||
3 | . | Ratification of the appointment of Ernst & Young | ||||
LLP as our independent registered public accounting | ||||||
firm for 2021. | Management | For | Voted - For | |||
YEXT, INC. | ||||||
Security ID: 98585N106 | Ticker: YEXT | |||||
Meeting Date: 08-Jun-21 | Meeting Type: Annual | |||||
1.1 | Director: Howard Lerman | Management | For | Voted - For | ||
1.2 | Director: Brian Distelburger | Management | For | Voted - For | ||
1.3 | Director: Julie Richardson | Management | For | Voted - For | ||
2 | . | Ratify the appointment of Ernst & Young LLP as | ||||
Yext, Inc.'s independent registered public | ||||||
accounting firm for the fiscal year ending January | ||||||
31, 2022. | Management | For | Voted - For | |||
3 | . | Approve, on an advisory basis, the compensation of | ||||
Yext, Inc.'s named executive officers. | Management | For | Voted - For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund II
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 23, 2021
118