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QUMU Qumu

Filed: 30 Apr 21, 4:02pm

   
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
   
   
 FORM 8-K 
   
   
CURRENT REPORT
   
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (date of earliest event reported): April 29, 2021
   
Qumu Corporation 
(Exact name of Registrant as Specified in its Charter)
 
 Minnesota 
(State Or Other Jurisdiction Of Incorporation)
   
000-20728 41-1577970
(Commission File Number) (I.R.S. Employer Identification No.)
   
400 S 4th St, Suite 401-412  
Minneapolis, MN 55415
(Address Of Principal Executive Offices) (Zip Code)
   
 (612) 638-9100 
Registrant’s Telephone Number, Including Area Code
   
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  
oWritten communications pursuant to Rule 425 under the Securities Act
  
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act
  
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
  
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading
Symbol
Name of each exchange on which registered
Common stock, par value $0.01QUMUThe Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



Items under Sections 1 and 3 through 8 are not applicable and therefore omitted.

ITEM 2.02    RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
Qumu Corporation (the “Company”) hereby furnishes as Exhibit 99.1 a press release issued on April 29, 2021 disclosing material non-public information regarding its results of operations for the quarter ended March 31, 2021 and hereby furnishes as Exhibit 99.2 statements of TJ Kennedy, its President and Chief Executive Officer, David Ristow, its Chief Financial Officer, and Rose Bentley, its Chief Operating Officer, made on April 29, 2021 at a telephone conference relating to the quarter ended March 31, 2021 results.

ITEM 9.01    FINANCIAL STATEMENTS AND EXHIBITS.

SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
   
 QUMU CORPORATION
   
 By:/s/ David G. Ristow
  David G. Ristow
  Chief Financial Officer
   
Date: April 29, 2021