Filed: 30 Apr 21, 4:02pm
|SECURITIES AND EXCHANGE COMMISSION|
|Washington, D.C. 20549|
|PURSUANT TO SECTION 13 OR 15(d) OF|
|THE SECURITIES EXCHANGE ACT OF 1934|
Date of Report (date of earliest event reported): April 29, 2021
|(Exact name of Registrant as Specified in its Charter)|
|(State Or Other Jurisdiction Of Incorporation)|
|(Commission File Number)||(I.R.S. Employer Identification No.)|
|400 S 4th St, Suite 401-412|
|(Address Of Principal Executive Offices)||(Zip Code)|
|Registrant’s Telephone Number, Including Area Code|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|o||Written communications pursuant to Rule 425 under the Securities Act|
|o||Soliciting material pursuant to Rule 14a-12 under the Exchange Act|
|o||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act|
|o||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading|
|Name of each exchange on which registered|
|Common stock, par value $0.01||QUMU||The Nasdaq Stock Market LLC|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934. o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Items under Sections 1 and 3 through 8 are not applicable and therefore omitted.
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
Qumu Corporation (the “Company”) hereby furnishes as Exhibit 99.1 a press release issued on April 29, 2021 disclosing material non-public information regarding its results of operations for the quarter ended March 31, 2021 and hereby furnishes as Exhibit 99.2 statements of TJ Kennedy, its President and Chief Executive Officer, David Ristow, its Chief Financial Officer, and Rose Bentley, its Chief Operating Officer, made on April 29, 2021 at a telephone conference relating to the quarter ended March 31, 2021 results.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|By:||/s/ David G. Ristow|
|David G. Ristow|
|Chief Financial Officer|
|Date: April 29, 2021|