GTLS Chart Industries
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 2, 2021
CHART INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
(State of other jurisdiction of
incorporation or organization)
3055 Torrington Drive
Ball Ground, Georgia
|(Address of principal executive offices)||(ZIP Code)|
Registrant’s telephone number, including area code: (770) 721-8800
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Name of Each Exchange
on Which Registered
|Common stock, par value $0.01||GTLS||New York Stock Exchange|
Emerging growth company ☐
Regulation FD Disclosure.
On February 2, 2021, Chart Industries, Inc. (“Chart”) issued a press release announcing the completion of an investment in Svante Inc. in the amount of $15 million representing under 10% of its capital stock on a fully diluted basis. A copy of Chart’s press release is furnished as Exhibit 99.1 and is incorporated herein by reference.
On February 2, 2021, Chart posted a slide presentation on its investor relations website. A copy of Chart’s presentation is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
All information in the press release and the slide presentation is furnished and shall not be deemed “filed” with the Securities and Exchange Commission for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liability of that Section, and shall not be deemed to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except to the extent that Chart specifically incorporates it by reference.
Financial Statements and Exhibits.
|99.1||Press release issued by Chart, dated February 2, 2021.|
|99.2||Investor Presentation posted by Chart, dated February 2, 2021.|
|104||Cover Page Interactive Data File (embedded within the Inline XBRL document).|
|Chart Industries, Inc.|
Date: February 2, 2021
/s/ Jillian C. Evanko
|Name:||Jillian C. Evanko|
|Title:||President and Chief Executive Officer|