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Nuveen Arizona Quality Municipal Income Fund (NAZ)

Filed: 21 Jul 15, 12:00am

July 21, 2015

Mr. Jason P. Fox

U.S. Securities and Exchange Commission

Division of Investment Management, Insured Investments Office

100 F Street N.E.

Washington DC 20549

Re: Nuveen Closed-End and Open-End Funds - Sarbanes Oxley Review

Dear Mr. Fox:

This letter addresses the comments you provided in a telephone discussion on June 18, 2015, regarding reviews performed by the staff of the U.S. Securities and Exchange Commission (the “SEC Staff”) of certain regulatory filings made by closed-end and open-end registered investment companies (“funds”) advised by Nuveen Fund Advisors, LLC (“NFAL”). Each comment is shown below followed by our response. Unless otherwise noted, the responses relate to all funds listed on Appendix A attached hereto.

 

 1)

Comment:For the Nuveen Dividend Value Fund, the shareholder report cover has the incorrect ticker symbol for Class R6 Shares. The ticker symbol is currently FFEIX and should be FFEFX. Please correct in future filings.

Response:We agree with the SEC Staff’s comment and corrected the Fund’s ticker symbol effective with the Fund’s April 30, 2015 semi-annual report.

 

 2)

Comment:For those funds that invested significantly in derivatives during their fiscal year, management’s discussion of fund performance (“MDFP”) should discuss how the derivatives affected fund performance.

Response:As we indicated to you on our recent call, we received a similar comment during the SEC Staff’s last review in 2012, at which time we responded that we had expanded our disclosure in the MDFPs to include how a fund’s use of derivatives impacted performance during the reporting period if the fund used derivatives as a form of leverage and/or if the fund’s use of derivatives had a material impact on its performance. Examples of the funds’ most recent derivatives disclosures are as follows:

April 30, 2015 annual report for Nuveen Short Duration High Yield Municipal Bond Fund

“We owned interest rate swaps to modestly reduce the portfolio’s duration. By relying on hedges to manage sensitivity to changes in rates, we were able to be more deliberate about the securities we chose to own in the Fund. As expected in light of the overall drop in interest rates, however, these swaps hurt the Fund’s performance in absolute terms.”

March 31, 2015 annual report for Nuveen Build America Bond Fund (NBB) and Nuveen Build America Bond Opportunity Fund (NBD)

“However, because NBB and NBD also were using swaps to shorten long term interest rates at a time when rates were falling, the use of swaps had a negative impact on the Funds’ total return performance for the reporting period. This impact was greater in NBD, which made greater use of derivatives.”

March 31, 2015 semi-annual report for Nuveen Tactical Market Opportunities Fund

“Throughout the reporting period, we continued to use equity, interest rate and currency futures contracts, which were used to manage country and style exposures as well as implement various absolute return, tactical market and hedging strategies in the Fund. We also utilized equity put and call options to generate returns and manage the Fund. These put and call options were used to implement views on the direction of implied market volatility as well as hedge against a decline or increase in the market, respectively. Overall, these derivative positions were meaningful contributors to performance during the reporting period.”

 

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February 28, 2015 semi-annual report for Nuveen Strategy Balanced Allocation Fund

“Throughout the reporting period, we also tactically used equity and fixed income futures to adjust the Fund’s mix. Due to generally higher equity prices and fluctuating interest rates, the futures contracts had a moderately negative impact on performance as gains in large- and mid-cap futures were offset by small-cap short futures losses.”

January 31, 2015 semi-annual report for Nuveen Senior Income Fund (NSL), Nuveen Floating Rate Income Fund (JFR), Nuveen Floating Rate Income Opportunity Fund (JRO), Nuveen Short Duration Credit Opportunities Fund (JSD) and Nuveen Credit Strategies Income Fund (JQC)

“The Funds also used interest rate swap contracts to partially fix the interest cost of leverage, which as mentioned previously, is through bank borrowings and/or VRTP Shares. During the reporting period, NSL, JFR, JRO and JQC unwound their respective swap contracts. JSD began the reporting period with three swap contracts, one of which matured and another was unwound prior to the end of the reporting period. The swap contracts held by NSL, JFR, JRO and JQC had an overall negligible impact on Fund performance, while JSD’s swap contracts detracted modestly from overall Fund performance.”

December 31, 2014 semi-annual report for Nuveen Global Total Return Bond Fund

“During the reporting period, we also continued to utilize various derivative instruments. We used foreign currency exchange contracts to gain exposure to selected foreign currencies, as well as in some cases to hedge the currency risk present in a foreign bond. The overall effect of these contracts was positive as the majority of the positions were used for hedging purposes during the reporting period as the U.S. dollar rallied. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio. We used U.S. Treasury futures and Eurodollar futures as part of an overall portfolio construction strategy to manage portfolio duration and yield curve exposure; used selected foreign bond futures to actively manage exposure to those markets. The effect of these activities in the period was negative. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio. We used interest rate swaps as part of an overall portfolio construction strategy to manage duration and overall portfolio yield curve exposure. The swap positions detracted slightly from performance during the period. In addition, we entered into High Yield CDX swaps as a way to take on credit risk and earn a commensurate credit spread. The effect of these activities on performance was negligible during the period, as the positions were minimal. These derivative exposures are integrated with the overall portfolio construction and as such losses and gains may be naturally related to and/or may offset impacts elsewhere in the portfolio.”

Management continuously monitors disclosures regarding the funds’ uses of derivatives, striving to provide what we believe to be the best explanation to readers of the funds’ financial statements.

 

 3)

Comment: The portfolio of investments included within the shareholder reports for several open-end funds disclose a money market fund holding in Mount Vernon Securities Lending Trust Prime Portfolio (“Mount Vernon”). When recalculating the net asset value (“NAV”) per share of Mount Vernon as of June 30, 2014 in the Nuveen Strategic Income Fund’s annual report, as noted in the table below, the NAV per share does not equal $1.00. Disclose the NAV of such shares or explain why the NAV is not $1.00.

 

SharesDescriptionValue NAV per
Share
84,532,292      Mount Vernon Securities Lending Trust Prime Portfolio $85,180,247  $1.01

Response: The shares disclosed as of June 30, 2014 in the Nuveen Strategic Income Fund’s annual report were incorrect. The correct shares are $85,180,247, and as such, the NAV per share is $1.00.

 

 4)

Comment: Within the funds’ shareholder reports, the fair value measurements disclosures included within the notes to financial statements do not always indicate whether or not the funds had a transfer of securities between the three-tiered hierarchy of valuation input levels (Level 1, Level 2 and/or Level 3). In future shareholder reports, the fair value measurements disclosures should include whether or not such transfers occurred.

 

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Response: As we indicated to you on our recent call, in the preparation of the relevant valuation footnote disclosure for a fund, we identify all of the transfers between the three-tiered hierarchy of valuation input levels (Level 1, Level 2 and/or Level 3). However, for reporting in the financial statements we have established a de minimis floor below which we would not provide the expanded disclosures in the footnotes. In discussion with other industry participants, we believe this is a common practice followed by others in the industry. In establishing a de minimis floor, we believe it provides the reader of the financial statements a clearer picture of significant transfers between levels. We further believe that this is consistent with GAAP which provides that accounting standards do not apply to immaterial items. Therefore we believe our current disclosure practice provides the reader with the necessary information to conclude that no material transfers have occurred during the period.

 

 5)Comment:Within several of the funds’ shareholder reports, the notes to financial statements include disclosures pertaining to agreements with the adviser for which the adviser agreed to reimburse and/or waive charges to the fund(s) for certain fees and/or expenses. Please confirm that it is not the adviser’s policy to recoup from the funds any amounts waived and/or reimbursed in prior periods during future periods.

Response:NFAL, the funds’ adviser, does not have, and does not currently intend to have, a policy to recoup from the funds during future fiscal years any amounts waived and/or reimbursed in prior fiscal years.

 

 6)Comment:Within several of the funds’ shareholder reports, the notes to financial statements include disclosures for mergers that occurred during the fiscal period. However, those funds that were acquired have not yet completed a Form N-8F filing. Please review the funds that recently ceased operations and complete a Form N-8F filing accordingly.

Response:The SEC Staff is correct in identifying funds that have ceased operations, but had not yet completed a Form N-8F filing. We have identified and completed a Form N-8F filing for each of the funds listed in the table below.

 

Fund Name

Ticker

Symbol  

CIK

File

Number

Date

Form N-8F

Filed with

SEC

  

Nuveen Pennsylvania Premium Income Municipal Fund 2

NPY0000897427  811-07482  June 25, 2015  

Nuveen Pennsylvania Dividend Advantage Municipal Fund

NXM0001087787811-09457June 25, 2015

Nuveen Pennsylvania Dividend Advantage Municipal Fund 2

NVY0001158729811-10549June 25, 2015

Nuveen Massachusetts Dividend Advantage Municipal Fund

NMB0001090120811-09451June 25, 2015

Nuveen Massachusetts AMT-Free Municipal Income Fund

NGX0001196366811-21216June 25, 2015

Nuveen California Performance Plus Municipal Fund, Inc.

NCP0000856227811-05930June 25, 2015

Nuveen California Municipal Market Opportunity Fund, Inc.

NCO0000862313811-06081June 25, 2015

Nuveen California Investment Quality Municipal Fund, Inc.

NQC0000868440811-06177June 25, 2015

Nuveen California Select Quality Municipal Fund, Inc.

NVC0000874142811-06294June 25, 2015

Nuveen California Quality Income Municipal Fund, Inc.

NUC0000879826811-06425June 25, 2015

Nuveen California Premium Income Municipal Fund

NCU0000905000811-07720June 25, 2015

Nuveen New Jersey Investment Quality Municipal Fund, Inc.

NQJ0000870778811-06264June 25, 2015

Nuveen New Jersey Premium Income Municipal Fund, Inc.

NNJ0000890898811-07118June 25, 2015

Nuveen New Jersey Dividend Advantage Municipal Fund 2

NUJ0001161070811-10551June 25, 2015

Nuveen Global Income Opportunities Fund

JGG0001359816811-21893June 25, 2015

Nuveen Diversified Currency Opportunities Fund

JGT0001390109811-22018June 25, 2015

Nuveen Equity Premium Opportunity Fund

JSN0001308658811-21674June 25, 2015

Dow 30SM Premium & Dividend Income Fund Inc.

DPD0001314128811-21708June 25, 2015

Dow 30SM Enhanced Premium & Income Fund Inc.

DPO0001390840811-22029June 25, 2015

NASDAQ Premium Income & Growth Fund Inc.

QQQX0001381186811-21983June 25, 2015

Nuveen Equity Premium Advantage Fund

JLA0001320492811-21731June 25, 2015

 

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 7)Comment: For the Form N-SAR filing identified in the table below, the filing indicates that there was a change in auditor from Ernst & Young LLP (“EY”) to KPMG, LLP during the fiscal period, but the letter from EY is not included as an exhibit to the filing. Amend the Form N-SAR filing to include the letter from EY.

 

File NumberRegistrantDate Filed 

811-09037

Nuveen Investment Trust III December 1, 2014  

Response: Management amended the Form N-SAR filing for the Trust in the aforementioned table on July 16, 2015, to include the letter from EY within Exhibit 77K.

 

Page4 of8


Appendix A

 

          CIK or  SEC File
   Registrant Fund Name  Ticker  Series ID  Number

1

 Nuveen Investment Funds, Inc. Nuveen Core Bond Fund    S000005548  811-05309

2

 Nuveen Investment Funds, Inc. Nuveen Core Plus Bond Fund    S000005578  811-05309

3

 Nuveen Investment Funds, Inc. Nuveen Dividend Value Fund    S000005579  811-05309

4

 Nuveen Investment Funds, Inc. Nuveen Equity Index Fund    S000005580  811-05309

5

 Nuveen Investment Funds, Inc. Nuveen Global Infrastructure Fund    S000020012  811-05309

6

 Nuveen Investment Funds, Inc. Nuveen High Income Bond Fund    S000005544  811-05309

7

 Nuveen Investment Funds, Inc. Nuveen Inflation Protected Securities Fund    S000005545  811-05309

8

 Nuveen Investment Funds, Inc. Nuveen Intermediate Government Bond Fund    S000005546  811-05309

9

 Nuveen Investment Funds, Inc. Nuveen Large Cap Growth Opportunities Fund    S000005550  811-05309

10

 Nuveen Investment Funds, Inc. Nuveen Large Cap Select Fund    S000005551  811-05309

11

 Nuveen Investment Funds, Inc. Nuveen Mid Cap Growth Opportunities Fund    S000005553  811-05309

12

 Nuveen Investment Funds, Inc. Nuveen Mid Cap Index Fund    S000005555  811-05309

13

 Nuveen Investment Funds, Inc. Nuveen Mid Cap Value Fund    S000005556  811-05309

14

 Nuveen Investment Funds, Inc. Nuveen Minnesota Intermediate Municipal Bond Fund    S000005558  811-05309

15

 Nuveen Investment Funds, Inc. Nuveen Minnesota Municipal Bond Fund    S000005559  811-05309

16

 Nuveen Investment Funds, Inc. Nuveen Nebraska Municipal Bond Fund    S000005560  811-05309

17

 Nuveen Investment Funds, Inc. Nuveen Oregon Intermediate Municipal Bond Fund    S000005562  811-05309

18

 Nuveen Investment Funds, Inc. Nuveen Real Asset Income Fund    S000033768  811-05309

19

 Nuveen Investment Funds, Inc. Nuveen Real Estate Securities Fund    S000005563  811-05309

20

 Nuveen Investment Funds, Inc. Nuveen Short Term Bond Fund    S000005566  811-05309

21

 Nuveen Investment Funds, Inc. Nuveen Short Term Municipal Bond Fund    S000005564  811-05309

22

 Nuveen Investment Funds, Inc. Nuveen Small Cap Growth Opportunities Fund    S000005567  811-05309

23

 Nuveen Investment Funds, Inc. Nuveen Small Cap Index Fund    S000005568  811-05309

24

 Nuveen Investment Funds, Inc. Nuveen Small Cap Select Fund    S000005569  811-05309

25

 Nuveen Investment Funds, Inc. Nuveen Small Cap Value Fund    S000005570  811-05309

26

 Nuveen Investment Funds, Inc. Nuveen Strategic Income Fund    S000005573  811-05309

27

 Nuveen Investment Funds, Inc. Nuveen Tactical Market Opportunities Fund    S000027104  811-05309

28

 Nuveen Investment Trust Nuveen Concentrated Core Fund    S000040902  811-07619

29

 Nuveen Investment Trust Nuveen Core Dividend Fund    S000040903  811-07619

30

 Nuveen Investment Trust Nuveen Equity Market Neutral Fund    S000040904  811-07619

31

 Nuveen Investment Trust Nuveen Global Tactical Opportunities Plus Fund    S000041890  811-07619

32

 Nuveen Investment Trust Nuveen Global Total Return Bond Fund    S000034786  811-07619

33

 Nuveen Investment Trust Nuveen Intelligent Risk Conservative Allocation Fund    S000036970  811-07619

34

 Nuveen Investment Trust Nuveen Intelligent Risk Growth Allocation Fund    S000036968  811-07619

35

 Nuveen Investment Trust Nuveen Intelligent Risk Moderate Allocation Fund    S000036969  811-07619

36

 Nuveen Investment Trust Nuveen Large Cap Core Fund    S000040905  811-07619

37

 Nuveen Investment Trust Nuveen Large Cap Core Plus Fund    S000040906  811-07619

38

 Nuveen Investment Trust Nuveen Large Cap Growth Fund    S000040907  811-07619

39

 Nuveen Investment Trust Nuveen Large Cap Value Fund    S000000602  811-07619

40

 Nuveen Investment Trust Nuveen NWQ Global Equity Fund    S000044763  811-07619

41

 Nuveen Investment Trust Nuveen NWQ Global Equity Income Fund    S000026520  811-07619

42

 Nuveen Investment Trust Nuveen NWQ Large-Cap Value Fund    S000014608  811-07619

43

 Nuveen Investment Trust Nuveen NWQ Multi-Cap Value Fund    S000000605  811-07619

44

 Nuveen Investment Trust Nuveen NWQ Small/Mid-Cap Value Fund    S000014609  811-07619

45

 Nuveen Investment Trust Nuveen NWQ Small-Cap Value Fund    S000000606  811-07619

46

 Nuveen Investment Trust Nuveen Tradewinds Value Opportunities Fund    S000000607  811-07619

47

 Nuveen Investment Trust Nuveen U.S. Infrastructure Bond Fund    S000045412  811-07619

48

 Nuveen Investment Trust II Nuveen Equity Long/Short Fund    S000024570  811-08333

49

 Nuveen Investment Trust II Nuveen Global Growth Fund    S000024097  811-08333

50

 Nuveen Investment Trust II Nuveen Growth Fund    S000008517  811-08333

51

 Nuveen Investment Trust II Nuveen International Growth Fund    S000024098  811-08333

52

 Nuveen Investment Trust II Nuveen Santa Barbara Dividend Growth Fund    S000008519  811-08333

53

 Nuveen Investment Trust II Nuveen Santa Barbara Global Dividend Growth Fund    S000037309  811-08333

54

 Nuveen Investment Trust II Nuveen Santa Barbara International Dividend Growth Fund    S000037310  811-08333

55

 Nuveen Investment Trust II Nuveen Symphony Mid-Cap Core Fund    S000012453  811-08333

 

Page5 of8


Appendix A (continued)

 

        CIK or SEC File
   Registrant Fund Name Ticker Series ID Number

56

 Nuveen Investment Trust II Nuveen Tradewinds Global All-Cap Fund  S000008516 811-08333

57

 Nuveen Investment Trust II Nuveen Symphony Dynamic Equity Fund  S000043130 811-08333

58

 Nuveen Investment Trust II Nuveen Symphony Large-Cap Growth Fund  S000014594 811-08333

59

 Nuveen Investment Trust II Nuveen Symphony Low Volatility Equity Fund  S000018484 811-08333

60

 Nuveen Investment Trust II Nuveen Symphony Small Cap Core Fund  S000043129 811-08333

61

 Nuveen Investment Trust II Nuveen Tradewinds Emerging Markets Fund  S000024424 811-08333

62

 Nuveen Investment Trust II Nuveen Tradewinds International Value Fund  S000000610 811-08333

63

 Nuveen Investment Trust II Nuveen Tradewinds Japan Fund  S000024425 811-08333

64

 Nuveen Investment Trust II Nuveen Winslow Large-Cap Growth Fund  S000025526 811-08333

65

 Nuveen Investment Trust II Nuveen Symphony International Equity Fund  S000022314 811-08333

66

 Nuveen Investment Trust III Nuveen Symphony Credit Opportunities Fund  S000028810 811-09037

67

 Nuveen Investment Trust III Nuveen Symphony Dynamic Credit Fund  S000043131 811-09037

68

 Nuveen Investment Trust III Nuveen Symphony Floating Rate Income Fund  S000032446 811-09037

69

 Nuveen Investment Trust III Nuveen Symphony High Yield Bond Fund  S000039257 811-09037

70

 Nuveen Investment Trust V Nuveen Gresham Diversified Commodity Strategy Fund  S000037640 811-21979

71

 Nuveen Investment Trust V Nuveen Gresham Long/Short Commodity Strategy Fund  S000037641 811-21979

72

 Nuveen Investment Trust V Nuveen NWQ Flexible Income Fund  S000027100 811-21979

73

 Nuveen Investment Trust V Nuveen Preferred Securities Fund  S000015514 811-21979

74

 Nuveen Managed Accounts Portfolios Trust Municipal Total Return Managed Accounts Portfolio  S000017347 811-22023

75

 Nuveen Multistate Trust I Nuveen Arizona Municipal Bond Fund  S000000545 811-07747

76

 Nuveen Multistate Trust I Nuveen Colorado Municipal Bond Fund  S000000546 811-07747

77

 Nuveen Multistate Trust I Nuveen Maryland Municipal Bond Fund  S000000548 811-07747

78

 Nuveen Multistate Trust I Nuveen New Mexico Municipal Bond Fund  S000000549 811-07747

79

 Nuveen Multistate Trust I Nuveen Pennsylvania Municipal Bond Fund  S000000550 811-07747

80

 Nuveen Multistate Trust I Nuveen Virginia Municipal Bond Fund  S000000551 811-07747

81

 Nuveen Multistate Trust II Nuveen California High Yield Municipal Bond Fund  S000008513 811-07755

82

 Nuveen Multistate Trust II Nuveen California Municipal Bond Fund  S000000552 811-07755

83

 Nuveen Multistate Trust II Nuveen Connecticut Municipal Bond Fund  S000000554 811-07755

84

 Nuveen Multistate Trust II Nuveen Massachusetts Municipal Bond Fund  S000000555 811-07755

85

 Nuveen Multistate Trust II Nuveen New Jersey Municipal Bond Fund  S000000557 811-07755

86

 Nuveen Multistate Trust II Nuveen New York Municipal Bond Fund  S000000558 811-07755

87

 Nuveen Multistate Trust III Nuveen Georgia Municipal Bond Fund  S000000560 811-07943

88

 Nuveen Multistate Trust III Nuveen Louisiana Municipal Bond Fund  S000000561 811-07943

89

 Nuveen Multistate Trust III Nuveen North Carolina Municipal Bond Fund  S000000562 811-07943

90

 Nuveen Multistate Trust III Nuveen Tennessee Municipal Bond Fund  S000000563 811-07943

91

 Nuveen Multistate Trust IV Nuveen Kansas Municipal Bond Fund  S000000596 811-07751

92

 Nuveen Multistate Trust IV Nuveen Kentucky Municipal Bond Fund  S000000597 811-07751

93

 Nuveen Multistate Trust IV Nuveen Missouri Municipal Bond Fund  S000000599 811-07751

94

 Nuveen Multistate Trust IV Nuveen Ohio Municipal Bond Fund  S000000600 811-07751

95

 Nuveen Multistate Trust IV Nuveen Wisconsin Municipal Bond Fund  S000000601 811-07751

96

 Nuveen Multistate Trust IV Nuveen Michigan Municipal Bond Fund  S000000598 811-07751

97

 Nuveen Municipal Trust Nuveen All-American Municipal Bond Fund  S000000286 811-07873

98

 Nuveen Municipal Trust Nuveen High Yield Municipal Bond Fund  S000000289 811-07873

99

 Nuveen Municipal Trust Nuveen Inflation Protected Municipal Bond Fund  S000030344 811-07873

100

 Nuveen Municipal Trust Nuveen Intermediate Duration Municipal Bond Fund  S000000285 811-07873

101

 Nuveen Municipal Trust Nuveen Limited Term Municipal Bond Fund  S000000288 811-07873

102

 Nuveen Municipal Trust Nuveen Short Duration High Yield Municipal Bond Fund  S000039680 811-07873

103

 Nuveen Municipal Trust Nuveen Strategic Municipal Opportunities Fund  S000047609 811-07873

104

 Nuveen Strategy Funds, Inc. Nuveen Strategy Aggressive Growth Allocation Fund  S000005662 811-07687

105

 Nuveen Strategy Funds, Inc. Nuveen Strategy Balanced Allocation Fund  S000005663 811-07687

106

 Nuveen Strategy Funds, Inc. Nuveen Strategy Conservative Allocation Fund  S000005665 811-07687

107

 Nuveen Strategy Funds, Inc. Nuveen Strategy Growth Allocation Fund  S000005664 811-07687

108

 Diversified Real Asset Income Fund Diversified Real Asset Income Fund 

DRA

 0001598085 811-22936

109

 Nuveen All Cap Energy MLP Opportunities Fund Nuveen All Cap Energy MLP Opportunities Fund 

JMLP

 0001582817 811-22877

110

 Nuveen AMT-Free Municipal Income Fund Nuveen AMT-Free Municipal Income Fund 

NEA

 0001195737 811-21213

 

Page6 of8


Appendix A (continued)

 

        CIK or SEC File
   Registrant Fund Name Ticker Series ID Number

111

 Nuveen AMT-Free Municipal Value Fund Nuveen AMT-Free Municipal Value Fund NUW 0001450445 811-22253

112

 Nuveen Arizona Premium Income Municipal Fund Nuveen Arizona Premium Income Municipal Fund NAZ 0000892992 811-07278

113

 Nuveen Build America Bond Fund Nuveen Build America Bond Fund NBB 0001478888 811-22391

114

 Nuveen Build America Bond Opportunity Fund Nuveen Build America Bond Opportunity Fund NBD 0001493523 811-22425

115

 Nuveen California AMT-Free Municipal Income Fund Nuveen California AMT-Free Municipal Income Fund NKX 0001195738 811-21212

116

 Nuveen California Dividend Advantage Municipal Fund Nuveen California Dividend Advantage Municipal Fund NAC 0001074952 811-09161

117

 Nuveen California Dividend Advantage Municipal Fund 2 Nuveen California Dividend Advantage Municipal Fund 2 NVX 0001127706 811-10197

118

 Nuveen California Dividend Advantage Municipal Fund 3 Nuveen California Dividend Advantage Municipal Fund 3 NZH 0001137888 811-10347

119

 Nuveen California Municipal Value Fund 2 Nuveen California Municipal Value Fund 2 NCB 0001454979 811-22272

120

 Nuveen California Municipal Value Fund, Inc. Nuveen California Municipal Value Fund, Inc. NCA 0000818851 811-05235

121

 Nuveen California Select Tax-Free Income Portfolio Nuveen California Select Tax-Free Income Portfolio NXC 0000885732 811-06623

122

 Nuveen Connecticut Premium Income Municipal Fund Nuveen Connecticut Premium Income Municipal Fund NTC 0000899752 811-07606

123

 Nuveen Core Equity Alpha Fund Nuveen Core Equity Alpha Fund JCE 0001385763 811-22003

124

 Nuveen Credit Strategies Income Fund Nuveen Credit Strategies Income Fund JQC 0001227476 811-21333

125

 Nuveen Diversified Dividend and Income Fund Nuveen Diversified Dividend and Income Fund JDD 0001255821 811-21407

126

 Nuveen Dividend Advantage Municipal Fund Nuveen Dividend Advantage Municipal Fund NAD 0001083839 811-09297

127

 Nuveen Dividend Advantage Municipal Fund 2 Nuveen Dividend Advantage Municipal Fund 2 NXZ 0001131062 811-10255

128

 Nuveen Dividend Advantage Municipal Fund 3 Nuveen Dividend Advantage Municipal Fund 3 NZF 0001137887 811-10345

129

 Nuveen Dividend Advantage Municipal Income Fund Nuveen Dividend Advantage Municipal Income Fund NVG 0001090116 811-09475

130

 Nuveen DOWSM Dynamic Overwrite Fund Nuveen DOWSM Dynamic Overwrite Fund DIAX 0001608742 811-22970

131

 Nuveen Energy MLP Total Return Fund Nuveen Energy MLP Total Return Fund JMF 0001502711 811-22482

132

 Nuveen Enhanced Municipal Value Fund Nuveen Enhanced Municipal Value Fund NEV 0001469392 811-22323

133

 Nuveen S&P 500 Dynamic Overwrite Fund Nuveen S&P 500 Dynamic Overwrite Fund SPXX 0001338561 811-21809

134

 Nuveen S&P 500 Buy-Write Income Fund Nuveen S&P 500 Buy-Write Income Fund BXMX 0001298699 811-21619

135

 Nuveen Flexible Investment Income Fund Nuveen Flexible Investment Income Fund JPW 0001573312 811-22820

136

 Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Fund JFR 0001276533 811-21494

137

 Nuveen Floating Rate Income Opportunity Fund Nuveen Floating Rate Income Opportunity Fund JRO 0001289213 811-21579

138

 Nuveen Georgia Dividend Advantage Municipal Fund 2 Nuveen Georgia Dividend Advantage Municipal Fund 2 NKG 0001177219 811-21152

139

 Nuveen Global Equity Income Fund Nuveen Global Equity Income Fund JGV 0001363421 811-21903

140

 Nuveen Global High Income Fund Nuveen Global High Income Fund JGH 0001615905 811-22988

141

 Nuveen Intermediate Duration Municipal Term Fund Nuveen Intermediate Duration Municipal Term Fund NID 0001557915 811-22752

142

 Nuveen Intermediate Duration Quality Municipal Term Fund Nuveen Intermediate Duration Quality Municipal Term Fund NIQ 0001564584 811-22779

143

 Nuveen Investment Quality Municipal Fund, Inc. Nuveen Investment Quality Municipal Fund, Inc. NQM 0000862716 811-06091

144

 Nuveen Maryland Premium Income Municipal Fund Nuveen Maryland Premium Income Municipal Fund NMY 0000897424 811-07486

145

 Nuveen Massachusetts Premium Income Municipal Fund Nuveen Massachusetts Premium Income Municipal Fund NMT 0000897419 811-07484

146

 Nuveen Michigan Quality Income Municipal Fund Nuveen Michigan Quality Income Municipal Fund NUM 0000878198 811-06383

147

 Nuveen Minnesota Municipal Income Fund Nuveen Minnesota Municipal Income Fund NMS 0001607997 811-22967

148

 Nuveen Missouri Premium Income Municipal Fund Nuveen Missouri Premium Income Municipal Fund NOM 0000899782 811-07616

149

 Nuveen Mortgage Opportunity Term Fund Nuveen Mortgage Opportunity Term Fund JLS 0001472215 811-22329

150

 Nuveen Mortgage Opportunity Term Fund 2 Nuveen Mortgage Opportunity Term Fund 2 JMT 0001479238 811-22374

151

 Nuveen Multi-Market Income Fund* Nuveen Multi-Market Income Fund* JMM 0000838131 811-05642

152

 Nuveen Municipal Advantage Fund, Inc. Nuveen Municipal Advantage Fund, Inc. NMA 0000857361 811-05957

153

 Nuveen Municipal High Income Opportunity Fund Nuveen Municipal High Income Opportunity Fund NMZ 0001266585 811-21449

154

 Nuveen Municipal Income Fund, Inc. Nuveen Municipal Income Fund, Inc. NMI 0000830271 811-05488

155

 Nuveen Municipal Market Opportunity Fund, Inc. Nuveen Municipal Market Opportunity Fund, Inc. NMO 0000860188 811-06040

156

 Nuveen Municipal Opportunity Fund, Inc. Nuveen Municipal Opportunity Fund, Inc. NIO 0000878242 811-06379

157

 Nuveen Municipal Value Fund, Inc. Nuveen Municipal Value Fund, Inc. NUV 0000812801 811-05120

158

 Nuveen NASDAQ 100 Dynamic Overwrite Fund Nuveen NASDAQ 100 Dynamic Overwrite Fund QQQX 0001608741 811-22971

159

 Nuveen New Jersey Dividend Advantage Municipal Fund Nuveen New Jersey Dividend Advantage Municipal Fund NXJ 0001087786 811-09455

160

 Nuveen New Jersey Municipal Value Fund Nuveen New Jersey Municipal Value Fund NJV 0001454980 811-22274

161

 Nuveen New York AMT-Free Municipal Income Fund Nuveen New York AMT-Free Municipal Income Fund NRK 0001195739 811-21211

162

 Nuveen New York Dividend Advantage Municipal Fund Nuveen New York Dividend Advantage Municipal Fund NAN 0001074769 811-09135

163

 Nuveen New York Municipal Value Fund 2 Nuveen New York Municipal Value Fund 2 NYV 0001454981 811-22271

164

 Nuveen New York Municipal Value Fund, Inc. Nuveen New York Municipal Value Fund, Inc. NNY 0000818850 811-05238

165

 Nuveen New York Select Tax-Free Income Portfolio Nuveen New York Select Tax-Free Income Portfolio NXN 0000885731 811-06624

 

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Appendix A (continued)

 

        CIK or SEC File
   Registrant Fund Name Ticker Series ID Number

166

 Nuveen North Carolina Premium Income Municipal Fund Nuveen North Carolina Premium Income Municipal Fund NNC 0000899761 811-07608

167

 Nuveen Ohio Quality Income Municipal Fund Nuveen Ohio Quality Income Municipal Fund NUO 0000878200 811-06385

168

 Nuveen Pennsylvania Investment Quality Municipal Fund Nuveen Pennsylvania Investment Quality Municipal Fund NQP 0000870780 811-06265

169

 Nuveen Pennsylvania Municipal Value Fund Nuveen Pennsylvania Municipal Value Fund NPN 0001454978 811-22273

170

 Nuveen Performance Plus Municipal Fund, Inc. Nuveen Performance Plus Municipal Fund, Inc. NPP 0000849998 811-05809

171

 Nuveen Preferred and Income Term Fund Nuveen Preferred and Income Term Fund JPI 0001547994 811-22699

172

 Nuveen Preferred Income Opportunities Fund Nuveen Preferred Income Opportunities Fund JPC 0001216583 811-21293

173

 Nuveen Premier Municipal Income Fund, Inc. Nuveen Premier Municipal Income Fund, Inc. NPF 0000880845 811-06456

174

 Nuveen Premium Income Municipal Fund 2, Inc. Nuveen Premium Income Municipal Fund 2, Inc. NPM 0000885734 811-06621

175

 Nuveen Premium Income Municipal Fund 4, Inc. Nuveen Premium Income Municipal Fund 4, Inc. NPT 0000896061 811-07432

176

 Nuveen Premium Income Municipal Fund, Inc. Nuveen Premium Income Municipal Fund, Inc. NPI 0000833251 811-05570

177

 Nuveen Quality Income Municipal Fund, Inc. Nuveen Quality Income Municipal Fund, Inc. NQU 0000874506 811-06303

178

 Nuveen Quality Municipal Fund, Inc. Nuveen Quality Municipal Fund, Inc. NQI 0000869405 811-06206

179

 Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund JTP 0001172168 811-21082

180

 Nuveen Quality Preferred Income Fund 2 Nuveen Quality Preferred Income Fund 2 JPS 0001176433 811-21137

181

 Nuveen Quality Preferred Income Fund 3 Nuveen Quality Preferred Income Fund 3 JHP 0001200446 811-21242

182

 Nuveen Real Asset Income and Growth Fund Nuveen Real Asset Income and Growth Fund JRI 0001539337 811-22658

183

 Nuveen Real Estate Income Fund Nuveen Real Estate Income Fund JRS 0001158289 811-10491

184

 Nuveen Select Maturities Municipal Fund Nuveen Select Maturities Municipal Fund NIM 0000890119 811-07056

185

 Nuveen Select Quality Municipal Fund, Inc. Nuveen Select Quality Municipal Fund, Inc. NQS 0000872064 811-06240

186

 Nuveen Select Tax-Free Income Portfolio Nuveen Select Tax-Free Income Portfolio NXP 0000883618 811-06548

187

 Nuveen Select Tax-Free Income Portfolio 2 Nuveen Select Tax-Free Income Portfolio 2 NXQ 0000885733 811-06622

188

 Nuveen Select Tax-Free Income Portfolio 3 Nuveen Select Tax-Free Income Portfolio 3 NXR 0000888411 811-06693

189

 Nuveen Senior Income Fund Nuveen Senior Income Fund NSL 0001093428 811-09571

190

 Nuveen Short Duration Credit Opportunities Fund Nuveen Short Duration Credit Opportunities Fund JSD 0001509253 811-22518

191

 Nuveen Tax-Advantaged Dividend Growth Fund Nuveen Tax-Advantaged Dividend Growth Fund JTD 0001397173 811-22058

192

 Nuveen Tax-Advantaged Total Return Strategy Fund Nuveen Tax-Advantaged Total Return Strategy Fund JTA 0001265708 811-21471

193

 Nuveen Texas Quality Income Municipal Fund Nuveen Texas Quality Income Municipal Fund NTX 0000878201 811-06384

194

 Nuveen Virginia Premium Income Municipal Fund Nuveen Virginia Premium Income Municipal Fund NPV 0000897421 811-07490

 

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