UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number | 811-07340 |
|
J.P. Morgan Funds |
| |
(Exact name of registrant as specified in charter) |
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|
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522 Fifth Avenue, New York, | NY 10036 |
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(Address of principal executive offices) | (Zip code) |
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BISYS Fund Services, 3435 Stelzer Road, Columbus, OH 43219 |
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(Name and address of agent for service) |
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Registrant’s telephone number, including area code: | 1-800-348-4782 |
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Date of fiscal year end: | (August 31: JPMorgan Fleming Emerging Markets Debt Fund) (December 31: |
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|
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Date of reporting period: | July 1, 2003 through June 30, 2004 |
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Item 1. Proxy Voting Record.
FORM N-Px REPORT
ICA File Number: 811-07340
Reporting Period: 07/01/2003 - 06/30/2004
JP Morgan Funds
FLEMING EMERGING MARKETS DEBT FUND
There were no proxy voting matters for this Fund.
U.S. SMALL COMPANY OPPORTUNITIES FUND
ABLE LABORATORIES INC | ||||
| ||||
Ticker: | ABRX |
| Security ID: | 00371N407 |
Meeting Date: | JUN 23, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Elliot F. Hahn, Ph.D. |
| For |
| For |
| Management |
1.2 |
| Elect Director Robert J. Mauro |
| For |
| For |
| Management |
1.3 |
| Elect Director Harry Silverman |
| For |
| For |
| Management |
1.4 |
| Elect Director David S. Tierney, M.D. |
| For |
| For |
| Management |
1.5 |
| Elect Director Jerry I. Treppel |
| For |
| For |
| Management |
1.6 |
| Elect Director Dhananjay G. Wadekar |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
ADOLOR CORP | ||||
| ||||
Ticker: | ADLR |
| Security ID: | 00724X102 |
Meeting Date: | MAY 13, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 17, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Paul Goddard, Ph.D. |
| For |
| For |
| Management |
1.2 |
| Elect Director Claude H. Nash, Ph.D. |
| For |
| For |
| Management |
1.3 |
| Elect Director Donald Nickelson |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
1
AEROPOSTALE, INC | ||||
| ||||
Ticker: | ARO |
| Security ID: | 007865108 |
Meeting Date: | JUN 16, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Classify the Board of Directors |
| For |
| Against |
| Management |
2.1 |
| Elect Director Julian R. Geiger |
| For |
| For |
| Management |
2.2 |
| Elect Director John S. Mills |
| For |
| For |
| Management |
2.3 |
| Elect Director Bodil Arlander |
| For |
| For |
| Management |
2.4 |
| Elect Director Ronald L. Beegle |
| For |
| For |
| Management |
2.5 |
| Elect Director Mary Elizabeth Burton |
| For |
| For |
| Management |
2.6 |
| Elect Director Robert B. Chavez |
| For |
| For |
| Management |
2.7 |
| Elect Director David Edwab |
| For |
| For |
| Management |
2.8 |
| Elect Director John D. Howard |
| For |
| For |
| Management |
2.9 |
| Elect Director David B. Vermylen |
| For |
| For |
| Management |
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
AFFILIATED MANAGERS GROUP, INC. | ||||
| ||||
Ticker: | AMG |
| Security ID: | 008252108 |
Meeting Date: | JUN 8, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director William J. Nutt |
| For |
| For |
| Management |
1.2 |
| Elect Director Sean M. Healey |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard E. Floor |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Stephen J. Lockwood |
| For |
| For |
| Management |
1.5 |
| Elect Director Harold J. Meyerman |
| For |
| For |
| Management |
1.6 |
| Elect Director Robert C. Puff, Jr. |
| For |
| For |
| Management |
1.7 |
| Elect Director Dr. Rita M. Rodriguez |
| For |
| For |
| Management |
ALBANY INTERNATIONAL CORP. | ||||
| ||||
Ticker: | AIN |
| Security ID: | 012348108 |
Meeting Date: | MAY 6, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Frank R. Schmeler |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Thomas R. Beecher, Jr. |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Francis L. McKone |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Barbara P. Wright |
| For |
| For |
| Management |
1.5 |
| Elect Director Joseph G. Morone |
| For |
| For |
| Management |
1.6 |
| Elect Director Christine L. Standish |
| For |
| Withhold |
| Management |
1.7 |
| Elect Director Erland E. Kailbourne |
| For |
| For |
| Management |
1.8 |
| Elect Director John C. Standish |
| For |
| Withhold |
| Management |
1.9 |
| Elect Director Hugh J. Murphy |
| For |
| For |
| Management |
2 |
| Approve Outside Director Stock Awards in Lieu of Cash |
| For |
| For |
| Management |
ALLIANCE DATA SYSTEMS CORP | ||||
| ||||
Ticker: | ADS |
| Security ID: | 018581108 |
Meeting Date: | JUN 8, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Lawrence M. Benveniste |
| For |
| For |
| Management |
1.2 |
| Elect Director D. Keith Cobb |
| For |
| For |
| Management |
1.3 |
| Elect Director Kenneth R. Jensen |
| For |
| For |
| Management |
2
ALLIANCE GAMING CORP. | ||||
| ||||
Ticker: | AGI |
| Security ID: | 01859P609 |
Meeting Date: | DEC 10, 2003 |
| Meeting Type: | Annual |
Record Date: | NOV 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Robert Miodunski |
| For |
| For |
| Management |
1.2 |
| Elect Director David Robbins |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
AMERICAN FINANCIAL REALTY TRUST | ||||
| ||||
Ticker: | AFR |
| Security ID: | 02607P305 |
Meeting Date: | JUN 9, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Trustee Glenn Blumenthal |
| For |
| For |
| Management |
1.2 |
| Elect Trustee John M. Eggemeyer III |
| For |
| For |
| Management |
1.3 |
| Elect Trustee Raymond Garea |
| For |
| For |
| Management |
1.4 |
| Elect Trustee Michael J. Hagan |
| For |
| For |
| Management |
1.5 |
| Elect Trustee John P. Hollihan III |
| For |
| For |
| Management |
1.6 |
| Elect Trustee William M. Kahane |
| For |
| For |
| Management |
1.7 |
| Elect Trustee Richard A. Kraemer |
| For |
| For |
| Management |
1.8 |
| Elect Trustee Lewis S. Ranieri |
| For |
| For |
| Management |
1.9 |
| Elect Trustee Nicholas S. Schorsch |
| For |
| For |
| Management |
AMERICAN FINANCIAL REALTY TRUST | ||||
| ||||
Ticker: | AFR |
| Security ID: | 02607P305 |
Meeting Date: | SEP 25, 2003 |
| Meeting Type: | Annual |
Record Date: | AUG 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
2.a.1 |
| Elect Trustee Glenn Blumenthal |
| For |
| For |
| Management |
2.a.2 |
| Elect Trustee John M. Eggemeyer III |
| For |
| For |
| Management |
2.a.3 |
| Elect Trustee Raymond Garea |
| For |
| For |
| Management |
2.a.4 |
| Elect Trustee Michael J. Hagan |
| For |
| For |
| Management |
2.a.5 |
| Elect Trustee John P. Hollihan III |
| For |
| For |
| Management |
2.a.6 |
| Elect Trustee William M. Kahane |
| For |
| For |
| Management |
2.a.7 |
| Elect Trustee Richard A. Kraemer |
| For |
| For |
| Management |
2.a.8 |
| Elect Trustee Lewis S. Ranieri |
| For |
| For |
| Management |
2.a.9 |
| Elect Trustee Nicholas S. Schorsch |
| For |
| For |
| Management |
2.a.0 |
| Elect Trustee J. Rock Tonkel |
| For |
| For |
| Management |
2.b.1 |
| Elect Trustee Glenn Blumenthal |
| For |
| For |
| Management |
2.b.2 |
| Elect Trustee Raymond Garea |
| For |
| For |
| Management |
2.b.3 |
| Elect Trustee William M. Kahane |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3
APPLIED FILMS CORP. | ||||
| ||||
Ticker: | AFCO |
| Security ID: | 038197109 |
Meeting Date: | OCT 22, 2003 |
| Meeting Type: | Annual |
Record Date: | SEP 5, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Elect Director Thomas T. Edman |
| For |
| For |
| Management |
2 |
| Elect Director Vincent Sollitto, Jr. |
| For |
| For |
| Management |
3 |
| Elect Company Secretary |
| For |
| For |
| Management |
4 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
5 |
| Other Business |
| For |
| For |
| Management |
APPLIED MICRO CIRCUITS CORP. | ||||
| ||||
Ticker: | AMCC |
| Security ID: | 03822W109 |
Meeting Date: | AUG 27, 2003 |
| Meeting Type: | Annual |
Record Date: | JUL 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director David M. Rickey |
| For |
| For |
| Management |
1.2 |
| Elect Director Roger A. Smullen, Sr. |
| For |
| For |
| Management |
1.3 |
| Elect Director Cesar Cesaratto |
| For |
| For |
| Management |
1.4 |
| Elect Director Franklin P. Johnson, Jr. |
| For |
| For |
| Management |
1.5 |
| Elect Director Kevin N. Kalkhoven |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director L. Wayne Price |
| For |
| For |
| Management |
1.7 |
| Elect Director Douglas C. Spreng |
| For |
| For |
| Management |
1.8 |
| Elect Director Arthur B. Stabenow |
| For |
| For |
| Management |
1.9 |
| Elect Director Harvey P. White |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
ARCH COAL, INC. | ||||
| ||||
Ticker: | ACI |
| Security ID: | 039380100 |
Meeting Date: | APR 22, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Steven F. Leer |
| For |
| For |
| Management |
1.2 |
| Elect Director Robert G. Potter |
| For |
| For |
| Management |
1.3 |
| Elect Director Theodore D. Sands |
| For |
| For |
| Management |
4
ARTISAN COMPONENTS, INC. | ||||
| ||||
Ticker: | ARTI |
| Security ID: | 042923102 |
Meeting Date: | MAR 11, 2004 |
| Meeting Type: | Annual |
Record Date: | JAN 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Mark R. Templeton |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Scott T. Becker |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Lucio L. Lanza |
| For |
| For |
| Management |
1.4 |
| Elect Director R. Stephen Heinrichs |
| For |
| For |
| Management |
1.5 |
| Elect Director Morio Kurosaki |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Robert P. Latta |
| For |
| Withhold |
| Management |
1.7 |
| Elect Director Leon Malmed |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| Against |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
ATHEROGENICS INC | ||||
| ||||
Ticker: | AGIX |
| Security ID: | 047439104 |
Meeting Date: | APR 28, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director David Bearman |
| For |
| For |
| Management |
1.2 |
| Elect Director Vaughn D. Bryson |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director T. Forcht Dagi |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
ATHEROS COMMUNICATIONS, INC | ||||
| ||||
Ticker: | ATHR |
| Security ID: | 04743P108 |
Meeting Date: | MAY 18, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Craig Barratt |
| For |
| For |
| Management |
1.2 |
| Elect Director Marshall Mohr |
| For |
| For |
| Management |
1.3 |
| Elect Director Andrew Rappaport |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
BLACK BOX CORP. | ||||
| ||||
Ticker: | BBOX |
| Security ID: | 091826107 |
Meeting Date: | AUG 12, 2003 |
| Meeting Type: | Annual |
Record Date: | JUN 13, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director William F. Andrews |
| For |
| For |
| Management |
1.2 |
| Elect Director Thomas W. Golonski |
| For |
| For |
| Management |
1.3 |
| Elect Director Thomas G. Greig |
| For |
| For |
| Management |
1.4 |
| Elect Director William R. Newlin |
| For |
| Withhold |
| Management |
1.5 |
| Elect Director Brian D. Young |
| For |
| For |
| Management |
1.6 |
| Elect Director Fred C. Young |
| For |
| For |
| Management |
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
5
BOYD GAMING CORP. | ||||
| ||||
Ticker: | BYD |
| Security ID: | 103304101 |
Meeting Date: | APR 30, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
2.1 |
| Elect Director William S. Boyd |
| For |
| Withhold |
| Management |
2.2 |
| Elect Director Frederick J. Schwab |
| For |
| For |
| Management |
2.3 |
| Elect Director Peter M. Thomas |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
CARMIKE CINEMAS, INC. | ||||
| ||||
Ticker: | CKEC |
| Security ID: | 143436400 |
Meeting Date: | MAY 21, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Michael W. Patrick |
| For |
| For |
| Management |
1.2 |
| Elect Director Elizabeth C. Fascitelli |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard A. Friedman |
| For |
| For |
| Management |
1.4 |
| Elect Director Alan J. Hirschfield |
| For |
| For |
| Management |
1.5 |
| Elect Director John W. Jordan II |
| For |
| For |
| Management |
1.6 |
| Elect Director S. David Passman III |
| For |
| For |
| Management |
1.7 |
| Elect Director Carl L. Patrick, Jr. |
| For |
| For |
| Management |
1.8 |
| Elect Director Kenneth A. Pontarelli |
| For |
| For |
| Management |
1.9 |
| Elect Director Roland C. Smith |
| For |
| For |
| Management |
1.10 |
| Elect Director Patricia A. Wilson |
| For |
| For |
| Management |
1.11 |
| Elect Director David W. Zalaznick |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
CDW CORP. | ||||
| ||||
Ticker: | CDWC |
| Security ID: | 12512N105 |
Meeting Date: | MAY 20, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Michelle L. Collins |
| For |
| For |
| Management |
1.2 |
| Elect Director Casey G. Cowell |
| For |
| For |
| Management |
1.3 |
| Elect Director John A. Edwardson |
| For |
| For |
| Management |
1.4 |
| Elect Director Daniel S. Goldin |
| For |
| For |
| Management |
1.5 |
| Elect Director Donald P. Jacobs |
| For |
| For |
| Management |
1.6 |
| Elect Director Michael P. Krasny |
| For |
| For |
| Management |
1.7 |
| Elect Director Terry L. Lengfelder |
| For |
| For |
| Management |
1.8 |
| Elect Director Susan D. Wellington |
| For |
| For |
| Management |
1.9 |
| Elect Director Brian E. Williams |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Approve Non-Employee Director Omnibus Stock Plan |
| For |
| Against |
| Management |
6
CONNETICS CORP. | ||||
| ||||
Ticker: | CNCT |
| Security ID: | 208192104 |
Meeting Date: | MAY 7, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Alexander E. Barkas, Ph.D. |
| For |
| For |
| Management |
1.2 |
| Elect Director Eugene A. Bauer, M.D. |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director R. Andrew Eckert |
| For |
| For |
| Management |
1.4 |
| Elect Director Denise M. Gilbert, Ph.D. |
| For |
| For |
| Management |
1.5 |
| Elect Director John C. Kane |
| For |
| For |
| Management |
1.6 |
| Elect Director Thomas D. Kiley |
| For |
| For |
| Management |
1.7 |
| Elect Director Leon E. Panetta |
| For |
| Withhold |
| Management |
1.8 |
| Elect Director G. Kirk Raab |
| For |
| For |
| Management |
1.9 |
| Elect Director Thomas G. Wiggans |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Other Business |
| For |
| For |
| Management |
COOPER COMPANIES, INC., THE | ||||
| ||||
Ticker: | COO |
| Security ID: | 216648402 |
Meeting Date: | MAR 23, 2004 |
| Meeting Type: | Annual |
Record Date: | FEB 3, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director A. Thomas Bender |
| For |
| For |
| Management |
1.2 |
| Elect Director Michael H. Kalkstein |
| For |
| For |
| Management |
1.3 |
| Elect Director Moses Marx |
| For |
| For |
| Management |
1.4 |
| Elect Director Donald Press |
| For |
| For |
| Management |
1.5 |
| Elect Director Steven Rosenberg |
| For |
| For |
| Management |
1.6 |
| Elect Director Allan E Rubenstein M.D. |
| For |
| For |
| Management |
1.7 |
| Elect Director Robert S. Weiss |
| For |
| For |
| Management |
1.8 |
| Elect Director Stanley Zinberg, M.D. |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
COVANCE INC. | ||||
| ||||
Ticker: | CVD |
| Security ID: | 222816100 |
Meeting Date: | APR 29, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Robert M. Baylis |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Irwin Lerner |
| For |
| Abstain |
| Management |
2 |
| Declassify the Board of Directors |
| Against |
| For |
| Shareholder |
3 |
| Other Business |
| For |
| For |
| Management |
7
CREDENCE SYSTEMS CORP. | ||||
| ||||
Ticker: | CMOS |
| Security ID: | 225302108 |
Meeting Date: | MAY 27, 2004 |
| Meeting Type: | Special |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
CREDENCE SYSTEMS CORP. | ||||
| ||||
Ticker: | CMOS |
| Security ID: | 225302108 |
Meeting Date: | MAR 23, 2004 |
| Meeting Type: | Annual |
Record Date: | FEB 11, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Richard M. Beyer |
| For |
| For |
| Management |
1.2 |
| Elect Director Thomas R. Franz |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director William G. Howard, Jr. |
| For |
| For |
| Management |
1.4 |
| Elect Director Bruce R. Wright |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
CUBIST PHARMACEUTICALS, INC. | ||||
| ||||
Ticker: | CBST |
| Security ID: | 229678107 |
Meeting Date: | JUN 10, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Michael W. Bonney |
| For |
| For |
| Management |
1.2 |
| Elect Director Susan B. Bayh |
| For |
| For |
| Management |
1.3 |
| Elect Director Walter R. Maupay |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
CYMER, INC. | ||||
| ||||
Ticker: | CYMI |
| Security ID: | 232572107 |
Meeting Date: | MAY 20, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Charles J. Abbe |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Robert P. Akins |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Edward H. Braun |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Michael R. Gaulke |
| For |
| Withhold |
| Management |
1.5 |
| Elect Director William G. Oldham |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Peter J. Simone |
| For |
| Withhold |
| Management |
1.7 |
| Elect Director Young K. Sohn |
| For |
| Withhold |
| Management |
1.8 |
| Elect Director Jon D. Tompkins |
| For |
| Withhold |
| Management |
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| Against |
| Management |
8
DEL MONTE FOODS CO. | ||||
| ||||
Ticker: | DLM |
| Security ID: | 24522P103 |
Meeting Date: | SEP 12, 2003 |
| Meeting Type: | Annual |
Record Date: | JUL 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Samuel H. Armacost |
| For |
| For |
| Management |
1.2 |
| Elect Director Terence D. Martin |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard G. Wolford |
| For |
| For |
| Management |
2 |
| Amend Executive Incentive Bonus Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
DOCUMENTUM, INC. | ||||
| ||||
Ticker: | DCTM |
| Security ID: | 256159104 |
Meeting Date: | DEC 18, 2003 |
| Meeting Type: | Special |
Record Date: | NOV 17, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
DOUBLECLICK INC. | ||||
| ||||
Ticker: | DCLK |
| Security ID: | 258609304 |
Meeting Date: | JUN 7, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Thomas S. Murphy |
| For |
| For |
| Management |
1.2 |
| Elect Director Mark E. Nunnelly |
| For |
| For |
| Management |
1.3 |
| Elect Director Kevin J. O’Connor |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
DSP GROUP, INC. | ||||
| ||||
Ticker: | DSPG |
| Security ID: | 23332B106 |
Meeting Date: | MAY 4, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 10, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Eliyahu Ayalon |
| For |
| For |
| Management |
1.2 |
| Elect Director Zvi Limon |
| For |
| For |
| Management |
1.3 |
| Elect Director Louis Silver |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
9
EAST WEST BANCORP, INC. | ||||
| ||||
Ticker: | EWBC |
| Security ID: | 27579R104 |
Meeting Date: | MAY 17, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Julia Gouw |
| For |
| For |
| Management |
1.2 |
| Elect Director Peggy Cherng |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
ELECTRONICS FOR IMAGING, INC. | ||||
| ||||
Ticker: | EFII |
| Security ID: | 286082102 |
Meeting Date: | JUN 3, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Gill Cogan |
| For |
| For |
| Management |
1.2 |
| Elect Director Jean-Louis Gassee |
| For |
| For |
| Management |
1.3 |
| Elect Director Guy Gecht |
| For |
| For |
| Management |
1.4 |
| Elect Director James S. Greene |
| For |
| For |
| Management |
1.5 |
| Elect Director Dan Maydan |
| For |
| For |
| Management |
1.6 |
| Elect Director Fred Rosenzweig |
| For |
| For |
| Management |
1.7 |
| Elect Director Thomas I. Unterberg |
| For |
| For |
| Management |
1.8 |
| Elect Director David Peterschmidt |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
ENCYSIVE PHARMACEUTICALS, INC. | ||||
| ||||
Ticker: | ENCY |
| Security ID: | 29256X107 |
Meeting Date: | MAY 11, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director John M. Pietruski |
| For |
| For |
| Management |
1.2 |
| Elect Director Ron J. Anderson |
| For |
| For |
| Management |
1.3 |
| Elect Director Frank C. Carlucci |
| For |
| For |
| Management |
1.4 |
| Elect Director Robert J. Cruikshank |
| For |
| For |
| Management |
1.5 |
| Elect Director Richard A. F. Dixon |
| For |
| For |
| Management |
1.6 |
| Elect Director Bruce D. Given |
| For |
| For |
| Management |
1.7 |
| Elect Director Suzanne Oparil |
| For |
| For |
| Management |
1.8 |
| Elect Director William R. Ringo, Jr. |
| For |
| For |
| Management |
1.9 |
| Elect Director James A. Thomson |
| For |
| For |
| Management |
1.10 |
| Elect Director James T. Willerson |
| For |
| Withhold |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
ENTEGRIS, INC | ||||
| ||||
Ticker: | ENTG |
| Security ID: | 29362U104 |
Meeting Date: | JAN 20, 2004 |
| Meeting Type: | Annual |
Record Date: | NOV 24, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Declassify the Board of Directors |
| For |
| For |
| Management |
2 |
| Reduce Supermajority Vote Requirement |
| For |
| For |
| Management |
3.1 |
| Elect Director Gary F. Klingl |
| For |
| For |
| Management |
3.2 |
| Elect Director Roger D. McDaniel |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
5 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
6 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
10
EPICOR SOFTWARE CORPORATION | ||||
| ||||
Ticker: | EPIC |
| Security ID: | 29426L108 |
Meeting Date: | MAY 11, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director L. George Klaus |
| For |
| For |
| Management |
1.2 |
| Elect Director Donald R. Dixon |
| For |
| For |
| Management |
1.3 |
| Elect Director Thomas F. Kelly |
| For |
| For |
| Management |
1.4 |
| Elect Director Harold D. Copperman |
| For |
| For |
| Management |
1.5 |
| Elect Director Robert H. Smith |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
EQUINIX, INC. | ||||
| ||||
Ticker: | EQIX |
| Security ID: | 29444U502 |
Meeting Date: | JUN 3, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Gary Hromadko |
| For |
| For |
| Management |
1.2 |
| Elect Director Scott Kriens |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Andrew Rachleff |
| For |
| For |
| Management |
1.4 |
| Elect Director Dennis Raney |
| For |
| For |
| Management |
1.5 |
| Elect Director Peter Van Camp |
| For |
| For |
| Management |
1.6 |
| Elect Director Michelangelo Volpi |
| For |
| Withhold |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
4 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
GENERAL CABLE CORP. | ||||
| ||||
Ticker: | BGC |
| Security ID: | 369300108 |
Meeting Date: | MAY 11, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Jeffrey Noddle |
| For |
| For |
| Management |
1.2 |
| Elect Director John E. Welsh, III |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
11
GENESCO INC. | ||||
| ||||
Ticker: | GCO |
| Security ID: | 371532102 |
Meeting Date: | JUN 23, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director L.L. Berry |
| For |
| For |
| Management |
1.2 |
| Elect Director W.F. Blaufuss, Jr. |
| For |
| For |
| Management |
1.3 |
| Elect Director R.V. Dale |
| For |
| For |
| Management |
1.4 |
| Elect Director W.L. Davis, Jr. |
| For |
| For |
| Management |
1.5 |
| Elect Director M.C. Diamond |
| For |
| For |
| Management |
1.6 |
| Elect Director M.G. Dickens |
| For |
| For |
| Management |
1.7 |
| Elect Director B.T. Harris |
| For |
| For |
| Management |
1.8 |
| Elect Director K. Mason |
| For |
| For |
| Management |
1.9 |
| Elect Director H.N. Pennington |
| For |
| For |
| Management |
1.10 |
| Elect Director W.A. Williamson, Jr. |
| For |
| For |
| Management |
1.11 |
| Elect Director W.S. Wire II |
| For |
| For |
| Management |
GLOBAL IMAGING SYSTEMS INC. | ||||
| ||||
Ticker: | GISX |
| Security ID: | 37934A100 |
Meeting Date: | AUG 18, 2003 |
| Meeting Type: | Annual |
Record Date: | JUN 19, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Daniel T. Hendrix |
| For |
| For |
| Management |
1.2 |
| Elect Director M. Lazane Smith |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
GLOBESPANVIRATA INC. | ||||
| ||||
Ticker: | GSPN |
| Security ID: | 37957V106 |
Meeting Date: | FEB 25, 2004 |
| Meeting Type: | Special |
Record Date: | JAN 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Approve Merger Agreement |
| For |
| For |
| Management |
GLOBESPANVIRATA INC. | ||||
| ||||
Ticker: | GSPN |
| Security ID: | 37957V106 |
Meeting Date: | OCT 16, 2003 |
| Meeting Type: | Annual |
Record Date: | AUG 20, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Armando Geday |
| For |
| For |
| Management |
1.2 |
| Elect Director Bami Bastani |
| For |
| For |
| Management |
1.3 |
| Elect Director Steven J. Bilodeau |
| For |
| For |
| Management |
1.4 |
| Elect Director Gary Bloom |
| For |
| For |
| Management |
1.5 |
| Elect Director Dipanjan Deb |
| For |
| For |
| Management |
1.6 |
| Elect Director John Marren |
| For |
| For |
| Management |
1.7 |
| Elect Director Garry K. McGuire, Sr. |
| For |
| For |
| Management |
1.8 |
| Elect Director Giuseppe Zocco |
| For |
| For |
| Management |
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
3 |
| Approve Non-Employee Director Restricted Stock Plan |
| For |
| Against |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
12
GRAFTECH INTERNATIONAL, LTD. | ||||
| ||||
Ticker: | GTI |
| Security ID: | 384313102 |
Meeting Date: | MAY 26, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 29, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Gilbert E. Playford |
| For |
| For |
| Management |
1.2 |
| Elect Director R. Eugene Cartledge |
| For |
| For |
| Management |
1.3 |
| Elect Director Mary B. Cranston |
| For |
| For |
| Management |
1.4 |
| Elect Director John R. Hall |
| For |
| For |
| Management |
1.5 |
| Elect Director Harold E. Layman |
| For |
| For |
| Management |
1.6 |
| Elect Director Ferrell P. McClean |
| For |
| For |
| Management |
1.7 |
| Elect Director Michael C. Nahl |
| For |
| For |
| Management |
1.8 |
| Elect Director Craig S. Shular |
| For |
| For |
| Management |
2 |
| Amend Pension and Retirement Medical Insurance Plan |
| Against |
| Against |
| Shareholder |
GRAY TELEVISION INC. | ||||
| ||||
Ticker: | GTN.A |
| Security ID: | 389375106 |
Meeting Date: | MAY 26, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director J. Mack Robinson |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Robert S. Prather, Jr. |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Hilton H. Howell, Jr. |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director William E. Mayher, III |
| For |
| For |
| Management |
1.5 |
| Elect Director Richard L. Boger |
| For |
| For |
| Management |
1.6 |
| Elect Director Ray M. Deaver |
| For |
| Withhold |
| Management |
1.7 |
| Elect Director T.L. Elder |
| For |
| For |
| Management |
1.8 |
| Elect Director Howell W. Newton |
| For |
| For |
| Management |
1.9 |
| Elect Director Hugh E. Norton |
| For |
| For |
| Management |
1.10 |
| Elect Director Harriet J. Robinson |
| For |
| Withhold |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
GUITAR CENTER, INC. | ||||
| ||||
Ticker: | GTRC |
| Security ID: | 402040109 |
Meeting Date: | APR 29, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Larry Thomas |
| For |
| For |
| Management |
1.2 |
| Elect Director Marty Albertson |
| For |
| For |
| Management |
1.3 |
| Elect Director Wm. Christopher Gorog |
| For |
| For |
| Management |
1.4 |
| Elect Director Wayne Inouye |
| For |
| For |
| Management |
1.5 |
| Elect Director George Jones |
| For |
| For |
| Management |
1.6 |
| Elect Director Larry Livingston |
| For |
| For |
| Management |
1.7 |
| Elect Director George Mrkonic |
| For |
| For |
| Management |
1.8 |
| Elect Director Kenneth Reiss |
| For |
| For |
| Management |
1.9 |
| Elect Director Walter Rossi |
| For |
| For |
| Management |
1.10 |
| Elect Director Peter Starrett |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
13
HEADWATERS INCORPORATED | ||||
| ||||
Ticker: | HDWR |
| Security ID: | 42210P102 |
Meeting Date: | MAR 12, 2004 |
| Meeting Type: | Annual |
Record Date: | JAN 21, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director R. Sam Christensen |
| For |
| For |
| Management |
1.2 |
| Elect Director William S. Dickinson |
| For |
| For |
| Management |
1.3 |
| Elect Director Malyn K. Malquist |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
HYPERION SOLUTIONS CORP. | ||||
| ||||
Ticker: | HYSL |
| Security ID: | 44914M104 |
Meeting Date: | NOV 10, 2003 |
| Meeting Type: | Annual |
Record Date: | SEP 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Jeffrey Rodek |
| For |
| For |
| Management |
1.2 |
| Elect Director Aldo Papone |
| For |
| For |
| Management |
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
INFINITY PROPERTY & CASUALTY CORP | ||||
| ||||
Ticker: | IPCC |
| Security ID: | 45665Q103 |
Meeting Date: | MAY 25, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James R. Gober |
| For |
| For |
| Management |
1.2 |
| Elect Director Gregory G. Joseph |
| For |
| For |
| Management |
1.3 |
| Elect Director Harold E. Layman |
| For |
| For |
| Management |
1.4 |
| Elect Director Samuel J. Weinhoff |
| For |
| For |
| Management |
2 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
3 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
14
INFORMATION HOLDINGS INC. | ||||
| ||||
Ticker: | IHI |
| Security ID: | 456727106 |
Meeting Date: | APR 20, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 1, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Michael E. Danziger |
| For |
| For |
| Management |
1.2 |
| Elect Director David R. Haas |
| For |
| For |
| Management |
1.3 |
| Elect Director Keith B. Jarrett |
| For |
| For |
| Management |
1.4 |
| Elect Director Sidney Lapidus |
| For |
| For |
| Management |
1.5 |
| Elect Director Martin D. Payson |
| For |
| For |
| Management |
1.6 |
| Elect Director Mason P. Slaine |
| For |
| For |
| Management |
1.7 |
| Elect Director John L. Vogelstein |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
INTER-TEL, INC. | ||||
| ||||
Ticker: | INTL |
| Security ID: | 458372109 |
Meeting Date: | APR 27, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Steven G. Mihaylo |
| For |
| For |
| Management |
1.2 |
| Elect Director J. Robert Anderson |
| For |
| For |
| Management |
1.3 |
| Elect Director Jerry W. Chapman |
| For |
| For |
| Management |
1.4 |
| Elect Director Gary D. Edens |
| For |
| For |
| Management |
1.5 |
| Elect Director C. Roland Haden |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Other Business |
| For |
| For |
| Management |
J. M. SMUCKER CO., THE | ||||
| ||||
Ticker: | SJM |
| Security ID: | 832696405 |
Meeting Date: | AUG 14, 2003 |
| Meeting Type: | Annual |
Record Date: | JUN 16, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Fred A. Duncan |
| For |
| For |
| Management |
1.2 |
| Elect Director Charles S. Mechem, Jr. |
| For |
| For |
| Management |
1.3 |
| Elect Director Gary A. Oatey |
| For |
| For |
| Management |
1.4 |
| Elect Director Timothy P. Smucker |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
JAKKS PACIFIC, INC. | ||||
| ||||
Ticker: | JAKK |
| Security ID: | 47012E106 |
Meeting Date: | SEP 3, 2003 |
| Meeting Type: | Annual |
Record Date: | JUL 8, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Jack Friedman |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Stephen G. Berman |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director David C. Blatte |
| For |
| For |
| Management |
1.4 |
| Elect Director Robert E. Glick |
| For |
| For |
| Management |
1.5 |
| Elect Director Michael G. Miller |
| For |
| For |
| Management |
1.6 |
| Elect Director Murray L. Skala |
| For |
| Withhold |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Other Business |
| For |
| For |
| Management |
15
KYPHON INC | ||||
| ||||
Ticker: | KYPH |
| Security ID: | 501577100 |
Meeting Date: | JUN 16, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 20, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Stephen M. Campe |
| For |
| For |
| Management |
1.2 |
| Elect Director Douglas W. Kohrs |
| For |
| For |
| Management |
1.3 |
| Elect Director Jack W. Lasersohn |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
LAUREATE EDUCATION INC. | ||||
| ||||
Ticker: | PR |
| Security ID: | 871399101 |
Meeting Date: | JUN 25, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Douglas L. Becker |
| For |
| For |
| Management |
1.2 |
| Elect Director James H. McGuire |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard W. Riley |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
LAWSON SOFTWARE INC | ||||
| ||||
Ticker: | LWSN |
| Security ID: | 520780107 |
Meeting Date: | OCT 30, 2003 |
| Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director John J. Coughlan |
| For |
| For |
| Management |
1.2 |
| Elect Director David J. Eskra |
| For |
| For |
| Management |
1.3 |
| Elect Director David R. Hubers |
| For |
| For |
| Management |
1.4 |
| Elect Director Thomas G. Hudson |
| For |
| For |
| Management |
1.5 |
| Elect Director Richard D. Kreysar |
| For |
| For |
| Management |
1.6 |
| Elect Director David S. B. Lang |
| For |
| For |
| Management |
1.7 |
| Elect Director H. Richard Lawson |
| For |
| For |
| Management |
1.8 |
| Elect Director Michael A. Rocca |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
LCC INTERNATIONAL, INC. | ||||
| ||||
Ticker: | LCCI |
| Security ID: | 501810105 |
Meeting Date: | MAY 26, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director C. Thomas Faulders, III |
| For |
| For |
| Management |
1.2 |
| Elect Director Julie A. Dobson |
| For |
| For |
| Management |
1.3 |
| Elect Director Mark D. Ein |
| For |
| For |
| Management |
1.4 |
| Elect Director Steven J. Gilbert |
| For |
| For |
| Management |
1.5 |
| Elect Director Susan Ness |
| For |
| For |
| Management |
1.6 |
| Elect Director Rajendra Singh |
| For |
| For |
| Management |
1.7 |
| Elect Director Neera Singh |
| For |
| For |
| Management |
2 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
16
LENDINGTREE, INC. | ||||
| ||||
Ticker: | TREE |
| Security ID: | 52602Q105 |
Meeting Date: | AUG 8, 2003 |
| Meeting Type: | Special |
Record Date: | JUL 3, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Amend Charter Amendment to the Series A preferred stock |
| For |
| For |
| Management |
2 |
| Approve Merger Agreement |
| For |
| For |
| Management |
MATTSON TECHNOLOGY, INC. | ||||
| ||||
Ticker: | MTSN |
| Security ID: | 577223100 |
Meeting Date: | MAY 19, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Kenneth Kannappan |
| For |
| For |
| Management |
1.2 |
| Elect Director William Turner |
| For |
| For |
| Management |
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
MB FINANCIAL, INC. | ||||
| ||||
Ticker: | MBFI |
| Security ID: | 55264U108 |
Meeting Date: | APR 27, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director E.M. Bakwin |
| For |
| For |
| Management |
1.2 |
| Elect Director Mitchell Feiger |
| For |
| For |
| Management |
1.3 |
| Elect Director James N. Hallene |
| For |
| For |
| Management |
1.4 |
| Elect Director David L. Husman |
| For |
| For |
| Management |
MCDATA CORPORATION | ||||
| ||||
Ticker: | MCDT |
| Security ID: | 580031201 |
Meeting Date: | AUG 27, 2003 |
| Meeting Type: | Annual |
Record Date: | JUL 1, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Charles C. Johnston |
| For |
| For |
| Management |
1.2 |
| Elect Director John F. McDonnell |
| For |
| For |
| Management |
1.3 |
| Elect Director Laurence G. Walker |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
17
METTLER-TOLEDO INTERNATIONAL INC. | ||||
| ||||
Ticker: | MTD |
| Security ID: | 592688105 |
Meeting Date: | MAY 6, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Robert F. Spoerry |
| For |
| For |
| Management |
1.2 |
| Elect Director Philip Caldwell |
| For |
| For |
| Management |
1.3 |
| Elect Director John T. Dickson |
| For |
| For |
| Management |
1.4 |
| Elect Director Philip H. Geier |
| For |
| For |
| Management |
1.5 |
| Elect Director John D. Macomber |
| For |
| For |
| Management |
1.6 |
| Elect Director Hans Ulrich Maerki |
| For |
| For |
| Management |
1.7 |
| Elect Director George M. Milne, Jr. |
| For |
| For |
| Management |
1.8 |
| Elect Director Thomas P. Salice |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
MKS INSTRUMENTS, INC. | ||||
| ||||
Ticker: | MKSI |
| Security ID: | 55306N104 |
Meeting Date: | MAY 13, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James G. Berges |
| For |
| For |
| Management |
1.2 |
| Elect Director Richard S. Chute |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Owen W. Robbins |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
4 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
5 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
6 |
| Ratify Auditors |
| For |
| For |
| Management |
MULTIMEDIA GAMES, INC. | ||||
| ||||
Ticker: | MGAM |
| Security ID: | 625453105 |
Meeting Date: | FEB 2, 2004 |
| Meeting Type: | Annual |
Record Date: | DEC 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Thomas W. Sarnoff |
| For |
| For |
| Management |
1.2 |
| Elect Director Clifton E. Lind |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Gordon T. Graves |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Robert D. Repass |
| For |
| For |
| Management |
1.5 |
| Elect Director Martin A. Keane |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director John M. Winkelman |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
3 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
18
NABI BIOPHARMACEUTICALS | ||||
| ||||
Ticker: | NABI |
| Security ID: | 629519109 |
Meeting Date: | MAY 14, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director David L. Castaldi |
| For |
| For |
| Management |
1.2 |
| Elect Director Geoffrey F. Cox, Ph.D. |
| For |
| For |
| Management |
1.3 |
| Elect Director George W. Ebright |
| For |
| For |
| Management |
1.4 |
| Elect Director Richard A. Harvey, Jr. |
| For |
| For |
| Management |
1.5 |
| Elect Director Linda Jenckes |
| For |
| For |
| Management |
1.6 |
| Elect Director Thomas H. McLain |
| For |
| For |
| Management |
1.7 |
| Elect Director Stephen G. Sudovar |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
4 |
| Approve Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
NATIONAL FINANCIAL PARTNERS CORP. | ||||
| ||||
Ticker: | NFP |
| Security ID: | 63607P208 |
Meeting Date: | MAY 19, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Stephanie Abramson |
| For |
| For |
| Management |
1.2 |
| Elect Director Arthur Ainsberg |
| For |
| For |
| Management |
1.3 |
| Elect Director Marc Becker |
| For |
| For |
| Management |
1.4 |
| Elect Director Jessica Bibliowicz |
| For |
| For |
| Management |
1.5 |
| Elect Director Matthew Goldstein |
| For |
| For |
| Management |
1.6 |
| Elect Director Shari Loessberg |
| For |
| For |
| Management |
1.7 |
| Elect Director Marc Rowan |
| For |
| For |
| Management |
2 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
NATIONAL INSTRUMENTS CORP. | ||||
| ||||
Ticker: | NATI |
| Security ID: | 636518102 |
Meeting Date: | MAY 11, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James J. Truchard |
| For |
| For |
| Management |
1.2 |
| Elect Director Charles J. Roesslein |
| For |
| For |
| Management |
2 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
19
NBTY, INC. | ||||
| ||||
Ticker: | NTY |
| Security ID: | 628782104 |
Meeting Date: | APR 26, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Arthur Rudolph |
| For |
| For |
| Management |
1.2 |
| Elect Director Glenn Cohen |
| For |
| For |
| Management |
1.3 |
| Elect Director Michael L. Ashner |
| For |
| For |
| Management |
1.4 |
| Elect Director Michael C. Slade |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
NEKTAR THERAPEUTICS | ||||
| ||||
Ticker: | NKTR |
| Security ID: | 640268108 |
Meeting Date: | JUN 17, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Christopher A. Kuebler |
| For |
| For |
| Management |
1.2 |
| Elect Director Irwin Lerner |
| For |
| For |
| Management |
1.3 |
| Elect Director John S. Patton, Ph.D. |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Ratify Auditors |
| For |
| For |
| Management |
NELNET INC | ||||
| ||||
Ticker: | NNI |
| Security ID: | 64031N108 |
Meeting Date: | MAY 27, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 15, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James P. Abel |
| For |
| For |
| Management |
1.2 |
| Elect Director Don R. Bouc |
| For |
| For |
| Management |
1.3 |
| Elect Director Stephen F. Butterfield |
| For |
| For |
| Management |
1.4 |
| Elect Director Michael S. Dunlap |
| For |
| For |
| Management |
1.5 |
| Elect Director Thomas E. Henning |
| For |
| For |
| Management |
1.6 |
| Elect Director Arturo R. Moreno |
| For |
| For |
| Management |
1.7 |
| Elect Director Brian J. O’Connor |
| For |
| For |
| Management |
1.8 |
| Elect Director Michael D. Reardon |
| For |
| For |
| Management |
1.9 |
| Elect Director James H. Van Horn |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
20
NEWFIELD EXPLORATION CO. | ||||
| ||||
Ticker: | NFX |
| Security ID: | 651290108 |
Meeting Date: | MAY 6, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Joe B. Foster |
| For |
| For |
| Management |
1.2 |
| Elect Director David A. Trice |
| For |
| For |
| Management |
1.3 |
| Elect Director David F. Schaible |
| For |
| For |
| Management |
1.4 |
| Elect Director Charles W. Duncan, Jr. |
| For |
| For |
| Management |
1.5 |
| Elect Director Howard H. Newman |
| For |
| For |
| Management |
1.6 |
| Elect Director Thomas G. Ricks |
| For |
| For |
| Management |
1.7 |
| Elect Director Dennis R. Hendrix |
| For |
| For |
| Management |
1.8 |
| Elect Director C.E. (chuck) Shultz |
| For |
| For |
| Management |
1.9 |
| Elect Director Philip J. Burguieres |
| For |
| For |
| Management |
1.10 |
| Elect Director Claire S. Farley |
| For |
| For |
| Management |
1.11 |
| Elect Director John Randolph Kemp III |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
NEXTEL PARTNERS, INC. | ||||
| ||||
Ticker: | NXTP |
| Security ID: | 65333F107 |
Meeting Date: | MAY 18, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 2, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Adam Aron |
| For |
| For |
| Management |
1.2 |
| Elect Director John Chapple |
| For |
| For |
| Management |
1.3 |
| Elect Director Steven B. Dodge |
| For |
| For |
| Management |
1.4 |
| Elect Director Timothy Donahue |
| For |
| For |
| Management |
1.5 |
| Elect Director Caroline H. Rapking |
| For |
| For |
| Management |
1.6 |
| Elect Director James N. Perry, Jr. |
| For |
| For |
| Management |
1.7 |
| Elect Director Dennis M. Weibling |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
4 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
5 |
| Permit Board to Amend Bylaws Without Shareholder Consent |
| For |
| Against |
| Management |
OMNIVISION TECHNOLOGIES, INC. | ||||
| ||||
Ticker: | OVTI |
| Security ID: | 682128103 |
Meeting Date: | OCT 1, 2003 |
| Meeting Type: | Annual |
Record Date: | AUG 28, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Elect Director Joseph Jeng |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
4 |
| Amend Stock Option Plan |
| For |
| For |
| Management |
ONYX PHARMACEUTICALS, INC. | ||||
| ||||
Ticker: | ONXX |
| Security ID: | 683399109 |
Meeting Date: | JUN 23, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 26, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Nicole Vitullo |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
21
ORBITZ, INC. | ||||
| ||||
Ticker: | ORBZ |
| Security ID: | 68556Y100 |
Meeting Date: | JUN 2, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 7, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Denise K. Fletcher |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
PETCO ANIMAL SUPPLIES, INC. | ||||
| ||||
Ticker: | PETC |
| Security ID: | 716016209 |
Meeting Date: | JUN 3, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James M. Myers |
| For |
| For |
| Management |
1.2 |
| Elect Director Jonathan Coslet |
| For |
| For |
| Management |
1.3 |
| Elect Director Charles W. Duddles |
| For |
| For |
| Management |
2 |
| Report on Animal Sales |
| Against |
| Against |
| Shareholder |
PHOTRONICS, INC. | ||||
| ||||
Ticker: | PLAB |
| Security ID: | 719405102 |
Meeting Date: | MAR 24, 2004 |
| Meeting Type: | Annual |
Record Date: | FEB 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Walter M. Fiederowicz |
| For |
| For |
| Management |
1.2 |
| Elect Director Joseph A. Fiorita, Jr. |
| For |
| For |
| Management |
1.3 |
| Elect Director C.S. Macricostas |
| For |
| For |
| Management |
1.4 |
| Elect Director George Macricostas |
| For |
| For |
| Management |
1.5 |
| Elect Director Willem D. Maris |
| For |
| For |
| Management |
1.6 |
| Elect Director Mitchell G. Tyson |
| For |
| For |
| Management |
2 |
| Amend Employee Stock Purchase Plan |
| For |
| For |
| Management |
PINNACLE SYSTEMS, INC. | ||||
| ||||
Ticker: | PCLE |
| Security ID: | 723481107 |
Meeting Date: | OCT 29, 2003 |
| Meeting Type: | Annual |
Record Date: | SEP 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director L. Gregory Ballard |
| For |
| For |
| Management |
1.2 |
| Elect Director Ajay Chopra |
| For |
| For |
| Management |
1.3 |
| Elect Director J. Kim Fennell |
| For |
| For |
| Management |
1.4 |
| Elect Director L. William Krause |
| For |
| For |
| Management |
1.5 |
| Elect Director John C. Lewis |
| For |
| For |
| Management |
1.6 |
| Elect Director Harry Motro |
| For |
| For |
| Management |
1.7 |
| Elect Director Mark L. Sanders |
| For |
| For |
| Management |
1.8 |
| Elect Director Charles J. Vaughan |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
3 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
22
PROASSURANCE CORP | ||||
| ||||
Ticker: | PRA |
| Security ID: | 74267C106 |
Meeting Date: | MAY 19, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Victor T. Adamo |
| For |
| For |
| Management |
1.2 |
| Elect Director Paul R. Butrus |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
RITCHIE BROS. AUCTIONEERS | ||||
| ||||
Ticker: | RBA |
| Security ID: | 767744105 |
Meeting Date: | APR 16, 2004 |
| Meeting Type: | Annual/Special |
Record Date: | MAR 5, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect David Edward Ritchie as Director |
| For |
| For |
| Management |
1.2 |
| Elect Clifford Russell Cmolik as Director |
| For |
| For |
| Management |
1.3 |
| Elect Peter James Blake as Director |
| For |
| For |
| Management |
1.4 |
| Elect Charles Edward Croft as Director |
| For |
| For |
| Management |
1.5 |
| Elect George Edward Moul as Director |
| For |
| For |
| Management |
1.6 |
| Elect Eric Patel as Director |
| For |
| For |
| Management |
2 |
| Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors |
| For |
| For |
| Management |
3 |
| Approve 2:1 Stock Split |
| For |
| For |
| Management |
4 |
| Approve Employee Stock Purchase Plan |
| For |
| For |
| Management |
RUBY TUESDAY, INC. | ||||
| ||||
Ticker: | RI |
| Security ID: | 781182100 |
Meeting Date: | OCT 7, 2003 |
| Meeting Type: | Annual |
Record Date: | AUG 12, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Dr. Donald Ratajczak |
| For |
| For |
| Management |
1.2 |
| Elect Director Samuel E. Beall, III |
| For |
| For |
| Management |
1.3 |
| Elect Director Claire L. Arnold |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Report on Impact of Genetically Engineered Foods |
| Against |
| Against |
| Shareholder |
23
SALEM COMMUNICATIONS CORP. (CA) | ||||
| ||||
Ticker: | SALM |
| Security ID: | 794093104 |
Meeting Date: | JUN 10, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Stuart W. Epperson |
| For |
| For |
| Management |
1.2 |
| Elect Director Roland S. Hinz |
| For |
| For |
| Management |
1.3 |
| Elect Director Edward G. Atsinger III |
| For |
| For |
| Management |
1.4 |
| Elect Director Paul Pressler |
| For |
| For |
| Management |
1.5 |
| Elect Director Eric H. Halvorson |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Richard A. Riddle |
| For |
| For |
| Management |
1.7 |
| Elect Director Mr. Davenport+ |
| For |
| For |
| Management |
1.8 |
| Elect Director Mr. Hodel+ |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
SERENA SOFTWARE, INC. | ||||
| ||||
Ticker: | SRNA |
| Security ID: | 817492101 |
Meeting Date: | JUN 25, 2004 |
| Meeting Type: | Annual |
Record Date: | MAY 14, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Douglas D. Troxel |
| For |
| For |
| Management |
1.2 |
| Elect Director Robert I. Pender, Jr. |
| For |
| For |
| Management |
1.3 |
| Elect Director J. Hallam Dawson |
| For |
| For |
| Management |
1.4 |
| Elect Director David G. DeWalt |
| For |
| For |
| Management |
1.5 |
| Elect Director Mark E. Woodward |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Carl Bass |
| For |
| For |
| Management |
1.7 |
| Elect Director Gregory J. Owens |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
SIERRA PACIFIC RESOURCES | ||||
| ||||
Ticker: | SRP |
| Security ID: | 826428104 |
Meeting Date: | AUG 11, 2003 |
| Meeting Type: | Special |
Record Date: | JUN 18, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Approve the Conversion of Securities |
| For |
| Against |
| Management |
SKYWEST, INC. | ||||
| ||||
Ticker: | SKYW |
| Security ID: | 830879102 |
Meeting Date: | MAY 4, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Jerry C. Atkin |
| For |
| For |
| Management |
1.2 |
| Elect Director J. Ralph Atkin |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Steven F. Udvar-Hazy |
|
| Withhold |
| Management | |
1.4 |
| Elect Director Ian M. Cumming |
| For |
| For |
| Management |
1.5 |
| Elect Director W. Steve Albrecht |
| For |
| For |
| Management |
1.6 |
| Elect Director Mervyn K. Cox |
| For |
| For |
| Management |
1.7 |
| Elect Director Sidney J. Atkin |
| For |
| Withhold |
| Management |
1.8 |
| Elect Director Hyrum W. Smith |
| For |
| For |
| Management |
1.9 |
| Elect Director Robert G. Sarver |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
24
SOUTHWEST BANCORPORATION OF TEXAS, INC. | ||||
| ||||
Ticker: | SWBT |
| Security ID: | 84476R109 |
Meeting Date: | MAY 5, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Ernest H. Cockrell |
| For |
| For |
| Management |
1.2 |
| Elect Director Fred R. Lummis |
| For |
| For |
| Management |
1.3 |
| Elect Director Paul B. Murphy, Jr. |
| For |
| For |
| Management |
1.4 |
| Elect Director Thomas F. Soriero, Sr. |
| For |
| For |
| Management |
2 |
| Approve Deferred Compensation Plan |
| For |
| For |
| Management |
3 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
SUNRISE SENIOR LIVING INC. | ||||
| ||||
Ticker: | SRZ |
| Security ID: | 86768K106 |
Meeting Date: | MAY 12, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 16, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Craig R. Callen |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Paul J. Klaassen |
| For |
| Withhold |
| Management |
TECH DATA CORP. | ||||
| ||||
Ticker: | TECD |
| Security ID: | 878237106 |
Meeting Date: | JUN 10, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Charles E. Adair |
| For |
| For |
| Management |
1.2 |
| Elect Director Maximilian Ardelt |
| For |
| For |
| Management |
1.3 |
| Elect Director John Y. Williams |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Eliminate Class of Preferred Stock |
| For |
| For |
| Management |
25
TEKELEC | ||||
| ||||
Ticker: | TKLC |
| Security ID: | 879101103 |
Meeting Date: | MAY 14, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Robert V. Adams |
| For |
| For |
| Management |
1.2 |
| Elect Director Jean-Claude Asscher |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Daniel L. Brenner |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Martin A. Kaplan |
| For |
| Withhold |
| Management |
1.5 |
| Elect Director Frederick M. Lax |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Jon F. Rager |
| For |
| Withhold |
| Management |
2 |
| Amend Stock Option Plan |
| For |
| Against |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| Against |
| Management |
4 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| Against |
| Management |
5 |
| Ratify Auditors |
| For |
| For |
| Management |
TELIK, INC. | ||||
| ||||
Ticker: | TELK |
| Security ID: | 87959M109 |
Meeting Date: | MAY 12, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 25, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director M.M. Wick, M.D., Ph.D. |
| For |
| For |
| Management |
1.2 |
| Elect Director Richard Newman, Esq. |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
TEXAS REGIONAL BANKSHARES, INC. | ||||
| ||||
Ticker: | TRBS |
| Security ID: | 882673106 |
Meeting Date: | APR 19, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Morris Atlas |
| For |
| For |
| Management |
1.2 |
| Elect Director Frank N. Boggus |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Robert G. Farris |
| For |
| For |
| Management |
1.4 |
| Elect Director C. Kenneth Landrum, M.D |
| For |
| For |
| Management |
1.5 |
| Elect Director David L. Lane |
| For |
| For |
| Management |
1.6 |
| Elect Director Jack H. Mayfield, Jr. |
| For |
| For |
| Management |
1.7 |
| Elect Director Joe Penland, Sr. |
| For |
| For |
| Management |
1.8 |
| Elect Director Joseph E. Reid |
| For |
| For |
| Management |
1.9 |
| Elect Director G.E. Roney |
| For |
| For |
| Management |
1.10 |
| Elect Director Julie G. Uhlhorn |
| For |
| For |
| Management |
1.11 |
| Elect Director Walter Umphrey |
| For |
| For |
| Management |
1.12 |
| Elect Director Mario Max Yzaguirre |
| For |
| For |
| Management |
2 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
3 |
| Approve Stock Option Plan |
| For |
| For |
| Management |
4 |
| Approve Executive Incentive Bonus Plan |
| For |
| For |
| Management |
5 |
| Ratify Auditors |
| For |
| For |
| Management |
TRIPATH IMAGING, INC. | ||||
| ||||
Ticker: | TPTH |
| Security ID: | 896942109 |
Meeting Date: | MAY 20, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Robert E. Curry, Ph.D. |
| For |
| For |
| Management |
1.2 |
| Elect Director Paul R. Sohmer, M.D. |
| For |
| For |
| Management |
2 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
3 |
| Amend Non-Employee Director Stock Option Plan |
| For |
| For |
| Management |
26
TRIUMPH GROUP, INC. | ||||
| ||||
Ticker: | TGI |
| Security ID: | 896818101 |
Meeting Date: | JUL 21, 2003 |
| Meeting Type: | Annual |
Record Date: | MAY 30, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Richard C. Ill |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director John R. Bartholdson |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard C. Gozon |
| For |
| For |
| Management |
1.4 |
| Elect Director Claude F. Kronk |
| For |
| For |
| Management |
1.5 |
| Elect Director Joseph M. Silvestri |
| For |
| For |
| Management |
1.6 |
| Elect Director William O. Albertini |
| For |
| For |
| Management |
1.7 |
| Elect Director George S. Simpson |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
TUESDAY MORNING CORP. | ||||
| ||||
Ticker: | TUES |
| Security ID: | 899035505 |
Meeting Date: | MAY 18, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Benjamin D. Chereskin |
| For |
| For |
| Management |
1.2 |
| Elect Director Kathleen Mason |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director W. J. Hunckler, III |
| For |
| For |
| Management |
1.4 |
| Elect Director Robin P. Selati |
| For |
| For |
| Management |
1.5 |
| Elect Director Sally Frame Kasaks |
| For |
| For |
| Management |
1.6 |
| Elect Director Henry F. Frigon |
| For |
| Withhold |
| Management |
1.7 |
| Elect Director Giles H. Bateman |
| For |
| For |
| Management |
2 |
| Approve Omnibus Stock Plan |
| For |
| For |
| Management |
UNIT CORPORATION | ||||
| ||||
Ticker: | UNT |
| Security ID: | 909218109 |
Meeting Date: | MAY 5, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 8, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director John H. Williams |
| For |
| For |
| Management |
1.2 |
| Elect Director William B. Morgan |
| For |
| For |
| Management |
1.3 |
| Elect Director Larry D. Pinkston |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
27
UNITED SURGICAL PARTNERS INTERNATIONAL INC | ||||
| ||||
Ticker: | USPI |
| Security ID: | 913016309 |
Meeting Date: | APR 28, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 12, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Donald E. Steen |
| For |
| For |
| Management |
1.2 |
| Elect Director Thomas L. Mills |
| For |
| For |
| Management |
1.3 |
| Elect Director Boone Powell, Jr. |
| For |
| For |
| Management |
1.4 |
| Elect Director Paul B. Queally |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
URBAN OUTFITTERS, INC. | ||||
| ||||
Ticker: | URBN |
| Security ID: | 917047102 |
Meeting Date: | JUN 1, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Richard A. Hayne |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Scott A. Belair |
| For |
| Withhold |
| Management |
1.3 |
| Elect Director Harry S. Cherken, Jr. |
| For |
| Withhold |
| Management |
1.4 |
| Elect Director Joel S. Lawson III |
| For |
| For |
| Management |
1.5 |
| Elect Director Glen T. Senk |
| For |
| Withhold |
| Management |
1.6 |
| Elect Director Robert H. Strouse |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| Against |
| Management |
3 |
| Approve Omnibus Stock Plan |
| For |
| Against |
| Management |
UTI WORLDWIDE INC. | ||||
| ||||
Ticker: | UTIW |
| Security ID: | G87210103 |
Meeting Date: | FEB 27, 2004 |
| Meeting Type: | Special |
Record Date: | JAN 30, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| TO APPROVE THE UTI WORLDWIDE INC. 2004 LONG-TERM INCENTIVE PLAN. |
| For |
| Against |
| Management |
UTI WORLDWIDE INC. | ||||
| ||||
Ticker: | UTIW |
| Security ID: | G87210103 |
Meeting Date: | JUN 25, 2004 |
| Meeting Type: | Annual |
Record Date: | MAY 28, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Alan C. Draper |
| For |
| For |
| Management |
1.2 |
| Elect Director C. John Langley, Jr. |
| For |
| For |
| Management |
1.3 |
| Elect Director Allan M. Rosenzweig |
| For |
| For |
| Management |
2 |
| TO APPROVE THE 2004 UTI WORLDWIDE INC. NON-EMPLOYEE DIRECTORS SHARE INCENTIVE PLAN. |
| For |
| For |
| Management |
28
VENTANA MEDICAL SYSTEMS, INC. | ||||
| ||||
Ticker: | VMSI |
| Security ID: | 92276H106 |
Meeting Date: | MAY 5, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 19, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1 |
| Ratify Auditors |
| For |
| For |
| Management |
2.1 |
| Elect Director Rodney F. Dammeyer |
| For |
| For |
| Management |
2.2 |
| Elect Director Edward M. Giles |
| For |
| For |
| Management |
2.3 |
| Elect Director Christopher Gleeson |
| For |
| For |
| Management |
WEBMETHODS, INC. | ||||
| ||||
Ticker: | WEBM |
| Security ID: | 94768C108 |
Meeting Date: | AUG 26, 2003 |
| Meeting Type: | Annual |
Record Date: | JUL 10, 2003 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director R. James Green |
| For |
| For |
| Management |
1.2 |
| Elect Director William A. Halter |
| For |
| For |
| Management |
1.3 |
| Elect Director Robert Vasan |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
WITNESS SYSTEMS, INC. | ||||
| ||||
Ticker: | WITS |
| Security ID: | 977424100 |
Meeting Date: | MAY 26, 2004 |
| Meeting Type: | Annual |
Record Date: | APR 9, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Dan J. Lautenbach |
| For |
| For |
| Management |
1.2 |
| Elect Director Peter F. Sinisgalli |
| For |
| For |
| Management |
2 |
| Ratify Auditors |
| For |
| For |
| Management |
WRIGHT MED GROUP INC | ||||
| ||||
Ticker: | WMGI |
| Security ID: | 98235T107 |
Meeting Date: | MAY 13, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 22, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director James T. Treace |
| For |
| For |
| Management |
1.2 |
| Elect Director F. Barry Bays |
| For |
| For |
| Management |
1.3 |
| Elect Director Richard B. Emmitt |
| For |
| For |
| Management |
1.4 |
| Elect Director Laurence Y. Fairey |
| For |
| For |
| Management |
1.5 |
| Elect Director David D. Stevens |
| For |
| For |
| Management |
1.6 |
| Elect Director James E. Thomas |
| For |
| For |
| Management |
1.7 |
| Elect Director Thomas E. Timbie |
| For |
| For |
| Management |
1.8 |
| Elect Director Elizabeth H. Weatherman |
| For |
| For |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
3 |
| Amend Omnibus Stock Plan |
| For |
| For |
| Management |
4 |
| Ratify Auditors |
| For |
| For |
| Management |
29
XTO ENERGY CORP | ||||
| ||||
Ticker: | XTO |
| Security ID: | 98385X106 |
Meeting Date: | MAY 18, 2004 |
| Meeting Type: | Annual |
Record Date: | MAR 31, 2004 |
|
|
# |
| Proposal |
| Mgt Rec |
| Vote Cast |
| Sponsor |
1.1 |
| Elect Director Phillip R. Kevil |
| For |
| Withhold |
| Management |
1.2 |
| Elect Director Scott G. Sherman |
| For |
| For |
| Management |
1.3 |
| Elect Director Bob R. Simpson |
| For |
| Withhold |
| Management |
2 |
| Increase Authorized Common Stock |
| For |
| For |
| Management |
30
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | J.P. Morgan Funds |
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By (Signature and Title) | /s/ George C.W. Gatch |
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| George C.W. Gatch, President |
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Date | August 26, 2004 |
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Pursuant to the requirements of the Investment Company Act of 1940, this report has been signed below by the principal executive officer on behalf of the registrant and on the date indicated.
By (Signature and Title)* | /s/ George C.W. Gatch |
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| George C.W. Gatch, President |
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Date | August 26, 2004 |
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* Print the name and title of each signing officer under his or her signature.
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