UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07360
Monetta Trust
(Exact name of registrant as specified in charter)
1776-A S. Naperville Road, Suite 100
Wheaton, IL 60189-5831
(Address of principal executive offices) (Zip code)
Robert S. Bacarella
1776-A S. Naperville Road, Suite 100
Wheaton, IL 60189-5831
(Name and address of agent for service)
(630) 462-9800
Registrant's telephone number, including area code
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 – June 30, 2015
Item 1. Proxy Voting Record.
Monetta Fund
July 1, 2014 – June 30, 2015
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PRECISION CASTPARTS | PCP | 740189105 | ANNUAL | 8/12/2014 | 1A. ELECTION OF DIRECTOR: MARK DONEGAN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: DON R. GRABER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: LESTER L. LYLES | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DANIEL J. MURPHY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: VERNON E. OECHSLE | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ULRICH SCHMIDT | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: RICHARD L. WAMBOLD | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: TIMOTHY A. WICKS | MGMT | FOR | FOR | |||||
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
FEDEX CORP. | FDX | 31428X106 | ANNUAL | 9/29/2014 | 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KIMBERLY A. JABAL | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: GARY W. LOVEMAN | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: DAVID P. STEINER | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: PAUL S. WALSH | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. | SHRHLDR | AGAINST | AGAINST | |||||
6. STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | SHRHLDR | AGAINST | AGAINST | |||||
7. STOCKHOLDER PROPOSAL REGARDING TAX PAYMENTS ON RESTRICTED STOCK AWARDS. | SHRHLDR | AGAINST | AGAINST | |||||
8. STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COMCAST CORPORATION | CMCSA | 20030N101 | SPECIAL | 10/8/2014 | 1. TO APPROVE THE ISSUANCE OF SHARES OF COMCAST CLASS A COMMON STOCK TO TIME WARNER CABLE INC. STOCKHOLDERS IN THE MERGER. | MGMT | FOR | FOR |
2. TO APPROVE THE ADJOURNMENT OF THE COMCAST SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
WELLPOINT | WLP | 94973V-107 | SPECIAL | 11/5/2014 | 1. TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY FROM WELLPOINT, INC. TO ANTHEM, INC. | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TRW AUTOMOTIVE HOLDINGS CORP. | TRW | 87264S-106 | SPECIAL | 11/19/2014 | 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 15, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG TRW AUTOMOTIVE HOLDINGS CORP., ZF FRIEDRICHSHAFEN AG AND MSNA, INC. | MGMT | FOR | FOR |
2. TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY TRW AUTOMOTIVE HOLDINGS CORP. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. | MGMT | FOR | FOR | |||||
3. TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS OF TRW AUTOMOTIVE HOLDINGS CORP., FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE ADOPTION OF THE MERGER AGREEMENT. | SHRHLDR | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MICROSOFT CORPORATION | MSFT | 594918104 | ANNUAL | 12/3/2014 | 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: G. MASON MORFIT | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: SATYA NADELLA | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: HELMUT PANKE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: JOHN W. STANTON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015 | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PALO ALTO NETWORKS INC. | PANW | 697435105 | ANNUAL | 12/12/2014 | 1A. ELECTION OF DIRECTOR: CARL ESCHENBACH | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: DANIEL J. WARMENHOVEN | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS PALO ALTO NETWORKS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JULY 31, 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
ALLERGAN, INC. | AGN | 018490102 | SPECIAL | 12/18/2014 | 1A. REMOVAL OF DEBORAH DUNSIRE, M.D. | MGMT | AGAINST | AGAINST |
1B. REMOVAL OF MICHAEL R. GALLAGHER | MGMT | AGAINST | AGAINST | |||||
1C. REMOVAL OF TREVOR M. JONES, PH.D. | MGMT | AGAINST | AGAINST | |||||
1D. REMOVAL OF LOUIS J. LAVIGNE, JR | MGMT | AGAINST | AGAINST | |||||
1E. REMOVAL OF RUSSELL T. RAY | MGMT | AGAINST | AGAINST | |||||
1F. REMOVAL OF HENRI A. TERMEER | MGMT | AGAINST | AGAINST | |||||
2. REQUEST THAT THE ALLERGAN BOARD ELECT OR APPOINT PERSHING SQUARE AND VALEANT'S NOMINEES TO SERVE AS DIRECTORS FOR ALLERGAN | MGMT | AGAINST | AGAINST | |||||
3. AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO MODIFY SPECIAL MEETING PROCEDURES | MGMT | AGAINST | AGAINST | |||||
4. AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO ADD SPECIAL MEETING PROCEDURES IF NO DIRECTORS OR LESS THAN A MAJORITY OF DIRECTORS IS IN OFFICE | MGMT | AGAINST | AGAINST | |||||
5. AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO MODIFY PROCEDURES FOR NOMINATING DIRECTORS OR PROPOSING BUSINESS AT AN ANNUAL MEETING | MGMT | AGAINST | AGAINST | |||||
6. AMENDMENT TO OUR AMENDED AND RESTATED BYLAWS TO FIX THE AUTHORIZED NUMBER OF DIRECTORS | MGMT | AGAINST | AGAINST | |||||
7. BYLAWS AMENDMENT REPEAL PROPOSAL | MGMT | AGAINST | AGAINST | |||||
8. REQUEST FOR ENGAGEMENT IN DISCUSSIONS WITH VALEANT | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COSTCO WHOLESALE CORP. | COST | 22160K105 | ANNUAL | 1/29/2015 | 1. DIRECTOR 1) JEFFREY H. BROTMAN 2) DANIEL J. EVANS 3) RICHARD A. GALANTI 4) JEFFREY S. RAIKES 5) JAMES D. SINEGAL | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | MGMT | FOR | FOR | |||||
3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO AMEND AND RESTATE THE COMPANY'S SIXTH RESTATED STOCK INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5A. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR REMOVAL OF DIRECTORS. | MGMT | FOR | FOR | |||||
5B. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR AMENDING THE ARTICLE DEALING WITH REMOVAL OF DIRECTORS FOR CAUSE. | MGMT | FOR | FOR | |||||
6. SHAREHOLDER PROPOSAL TO REGULATE DIRECTOR TENURE. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
APPLE INC. | AAPL | 037833100 | ANNUAL | 3/10/2015 | 1A. ELECTION OF DIRECTOR: TIM COOK | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: AL GORE | MGMT | FOR | FOR |
1C. ELECTION OF DIRECTOR: BOB IGER | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ANDREA JUNG | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ART LEVINSON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: RON SUGAR | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: SUE WAGNER | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE STOCK PURCHASE PLAN | MGMT | FOR | FOR | |||||
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH ENTITLED "RISK REPORT" | SHRHLDR | AGAINST | AGAINST | |||||
6. A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE WALT DISNEY CO. | DIS | 254687106 | ANNUAL | 3/12/2015 | 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN S. CHEN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JACK DORSEY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ROBERT A. IGER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: ORIN C. SMITH | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
5. TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EXECUTIVE PAY. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
NOVARTIS AG | NVS | 66987V109 | ANNUAL | 2/27/2015 | 1. APPROVAL OF THE ANNUAL REPORT OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2014 FINANCIAL YEAR | MGMT | FOR | FOR |
2. DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | MGMT | FOR | FOR | |||||
3. APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | MGMT | FOR | FOR | |||||
4. REDUCTION OF SHARE CAPITAL | MGMT | FOR | FOR | |||||
5. REVISION OF THE ARTICLES OF INCORPORATION | MGMT | FOR | FOR | |||||
6A. VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2015 ANNUAL GENERAL MEETING TO THE 2016 ANNUAL GENERAL MEETING | MGMT | FOR | FOR | |||||
6B. VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2016 | MGMT | FOR | FOR | |||||
6C. VOTES ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2014 COMPENSATION REPORT | MGMT | FOR | FOR | |||||
7A. RE-ELECTION OF JOERG REINHARDT, PH.D., AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | MGMT | FOR | FOR | |||||
7B. RE-ELECTION OF DIMITRI AZAR, M.D. | MGMT | FOR | FOR | |||||
7C. RE-ELECTION OF VERENA A. BRINER, M.D. | MGMT | FOR | FOR | |||||
7D. RE-ELECTION OF SRIKANT DATAR, PH.D. | MGMT | FOR | FOR | |||||
7E. RE-ELECTION OF ANN FUDGE | MGMT | FOR | FOR | |||||
7F. RE-ELECTION OF PIERRE LANDOLT, PH.D. | MGMT | FOR | FOR | |||||
7G. RE-ELECTION OF ANDREAS VON PLANTA, PH.D. | MGMT | FOR | FOR | |||||
7H. RE-ELECTION OF CHARLES L. SAWYERS, M.D. | MGMT | FOR | FOR | |||||
7I. RE-ELECTION OF ENRICO VANNI, PH.D. | MGMT | FOR | FOR | |||||
7J. RE-ELECTION OF WILLIAM T. WINTERS | MGMT | FOR | FOR | |||||
7K. ELECTION OF NANCY C. ANDREWS, M.D., PH.D. | MGMT | FOR | FOR | |||||
8A. RE-ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | MGMT | FOR | FOR |
8B. RE-ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | MGMT | FOR | FOR | |||||
8C. RE-ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | MGMT | FOR | FOR | |||||
8D. ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | MGMT | FOR | FOR | |||||
9. RE-ELECTION OF THE STATUTORY AUDITOR | MGMT | FOR | FOR | |||||
10. RE-ELECTION OF THE INDEPENDENT PROXY | MGMT | FOR | FOR | |||||
11. P58679L INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | MGMT | FOR | NONE | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BAKER HUGHES INC. | BHI | 057224107 | SPECIAL | 03/27/2015 | 1 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16 , 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG HALLIBURTON COMPANY, RED TIGER LLC AND BAKER HUGHES INCORPORATED. | MGMT | FOR | FOR |
2 APPROVE THE ADJOURNMENT OF THE BAKER HUGHES INCORPORATED SPECIAL MEETING OF STOCKHOLDERS IF NECESSARY OR ADVISABLE TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | MGMT | FOR | FOR | |||||
3 APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO BAKER HUGHES INCORPORATED'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CIGNA CORPORATION | CI | 125509109 | ANNUAL | 4/22/2015 | 1.1 ELECTION OF DIRECTOR: JOHN M. PARTRIDGE | MGMT | FOR | FOR |
1.2 ELECTION OF DIRECTOR: JAMES E. ROGERS | MGMT | FOR | FOR | |||||
1.3 ELECTION OF DIRECTOR: ERIC C. WISEMAN | MGMT | FOR | FOR | |||||
2. ADVISORY APPROVAL OF CIGNA'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIGNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PPG INDUSTRIES, INC. | PPG | 693506107 | ANNUAL | 4/16/2015 | 1 DIRECTOR 1) CHARLES E. BUNCH 2) MICHAEL W. LAMACH 3) MARTIN H. RICHENHAGEN 4) THOMAS J. USHER | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2 PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | MGMT | FOR | FOR | |||||
3 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. | MGMT | FOR | FOR | |||||
4 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EATON CORPOATION PLC | ETN | G29183103 | ANNUAL | 4/22/2015 | 1A. ELECTION OF DIRECTOR: TODD M. BLUEDORN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: CHARLES E. GOLDEN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: LINDA A. HILL | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: NED C. LAUTENBACH | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: DEBORAH L. MCCOY | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: GREGORY R. PAGE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: SANDRA PIANALTO | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: GERALD B. SMITH | MGMT | FOR | FOR | |||||
2. APPROVING A PROPOSED 2015 STOCK PLAN. | MGMT | FOR | FOR |
3. APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2015 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | MGMT | FOR | FOR | |||||
4. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
5. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TEXTRON INC. | TXT | 883203101 | ANNUAL | 4/22/2015 | 1A. ELECTION OF DIRECTOR: SCOTT C. DONNELLY | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: KATHLEEN M. BADER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: R. KERRY CLARK | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: JAMES T. CONWAY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: IVOR J. EVANS | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: LAWRENCE K. FISH | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: PAUL E. GAGNE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: DAIN M. HANCOCK | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: LLOYD G. TROTTER | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: JAMES L. ZIEMER | MGMT | FOR | FOR | |||||
2. APPROVAL OF THE PROPOSED TEXTRON INC. 2015 LONG-TERM INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
6. SHAREHOLDER PROPOSAL REGARDING INCENTIVE COMPENSATION RECOUPMENT POLICY. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BERKSHIRE HATHAWAY INC. | BRK.B | 084670702 | ANNUAL | 5/2/2015 | 1. DIRECTOR 1) WARREN E. BUFFETT 2) CHARLES T. MUNGER 3) HOWARD G. BUFFETT 4) STEPHEN B. BURKE 5) SUSAN L. DECKER 6) WILLIAM H. GATES III 7) DAVID S. GOTTESMAN 8) CHARLOTTE GUYMAN 9) THOMAS S. MURPHY 10) RONALD L. OLSON 11) WALTER SCOTT, JR. 12) MERYL B. WITMER | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
WHIRLPOOL CORPORATION | WHR | 963320106 | ANNUAL | 4/21/2015 | 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: GARY T. DICAMILLO | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: DIANE M. DIETZ | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: GERRI T. ELLIOTT | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: JOHN D. LIU | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: HARISH MANWANI | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: MICHAEL A. TODMAN | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: MICHAEL D. WHITE | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | ANNUAL | 4/29/2015 | 1. DIRECTOR 1) DAVID A. DABERKO 2) DONNA A. JAMES 3) JAMES E. ROHR | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY APPROVAL OF THE COMPANY'S 2015 NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | ANNUAL | 4/27/2015 | 1A. ELECTION OF DIRECTOR: JOHN V. FARACI | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: GREGORY J. HAYES | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: EDWARD A. KANGAS | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ELLEN J. KULLMAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MARSHALL O. LARSEN | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: HAROLD MCGRAW III | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: RICHARD B. MYERS | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: H. PATRICK SWYGERT | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: ANDRE VILLENEUVE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | MGMT | FOR | FOR | |||||
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2015. | MGMT | FOR | FOR | |||||
3. AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE CHUBB CORPORATION | CB | 171232101 | ANNUAL | 4/28/2015 | 1A) ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER | MGMT | FOR | FOR |
1B) ELECTION OF DIRECTOR: SHEILA P. BURKE | MGMT | FOR | FOR | |||||
1C) ELECTION OF DIRECTOR: JAMES I. CASH, JR. | MGMT | FOR | FOR | |||||
1D) ELECTION OF DIRECTOR: JOHN D. FINNEGAN | MGMT | FOR | FOR | |||||
1E) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | MGMT | FOR | FOR | |||||
1F) ELECTION OF DIRECTOR: KAREN M. HOGUET | MGMT | FOR | FOR | |||||
1G) ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | MGMT | FOR | FOR | |||||
1H) ELECTION OF DIRECTOR: MARTIN G. MCGUINN | MGMT | FOR | FOR | |||||
1I) ELECTION OF DIRECTOR: LAWRENCE M. SMALL | MGMT | FOR | FOR | |||||
1J) ELECTION OF DIRECTOR: JESS SODERBERG | MGMT | FOR | FOR | |||||
1K) ELECTION OF DIRECTOR: DANIEL E. SOMERS | MGMT | FOR | FOR | |||||
1L) ELECTION OF DIRECTOR: WILLIAM C. WELDON | MGMT | FOR | FOR | |||||
1M) ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | MGMT | FOR | FOR | |||||
1N) ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING THE PREPARATION OF AN ANNUAL SUSTAINABILITY REPORT. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PFIZER INC. | PFE | 717081103 | ANNUAL | 4/23/2015 | 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: W. DON CORNWELL | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: HELEN H. HOBBS | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JAMES M. KILTS | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: SHANTANU NARAYEN | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: IAN C. READ | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: STEPHEN W. SANGER | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: JAMES C. SMITH | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE | MGMT | FOR | FOR | |||||
2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING REPORT ON LOBBYING ACTIVITIES | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
AVERY DENNISON CORP. | AVY | 053611109 | ANNUAL | 4/23/2015 | 1A. ELECTION OF DIRECTOR: BRADLEY ALFORD | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ANTHONY ANDERSON | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: PETER BARKER | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KEN HICKS | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DAVID PYOTT | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: DEAN SCARBOROUGH | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: PATRICK SIEWERT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JULIA STEWART | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: MARTHA SULLIVAN | MGMT | FOR | FOR | |||||
2. APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | MGMT | FOR | FOR |
3. APPROVAL OF OUR AMENDED AND RESTATED BYLAWS TO, AMONG OTHER THINGS, DESIGNATE THE DELAWARE COURT OF CHANCERY AS THE EXCLUSIVE FORUM FOR ADJUDICATING CERTAIN STOCKHOLDER DISPUTES. | MGMT | FOR | FOR | |||||
4. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
WELLS FARGO & COMPANY | WFC | 949746101 | ANNUAL | 4/28/2015 | 1A) ELECTION OF DIRECTOR: JOHN D. BAKER II | MGMT | FOR | FOR |
1B) ELECTION OF DIRECTOR: ELAINE L. CHAO | MGMT | FOR | FOR | |||||
1C) ELECTION OF DIRECTOR: JOHN S. CHEN | MGMT | FOR | FOR | |||||
1D) ELECTION OF DIRECTOR: LLOYD H. DEAN | MGMT | FOR | FOR | |||||
1E) ELECTION OF DIRECTOR: ELIZABETH A. DUKE | MGMT | FOR | FOR | |||||
1F) ELECTION OF DIRECTOR: SUSAN E. ENGEL | MGMT | FOR | FOR | |||||
1G) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | MGMT | FOR | FOR | |||||
1H) ELECTION OF DIRECTOR: DONALD M. JAMES | MGMT | FOR | FOR | |||||
1I) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | MGMT | FOR | FOR | |||||
1J) ELECTION OF DIRECTOR: FEDERICO F. PENA | MGMT | FOR | FOR | |||||
1K) ELECTION OF DIRECTOR: JAMES H. QUIGLEY | MGMT | FOR | FOR | |||||
1L) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | MGMT | FOR | FOR | |||||
1M) ELECTION OF DIRECTOR: STEPHEN W. SANGER | MGMT | FOR | FOR | |||||
1N) ELECTION OF DIRECTOR: JOHN G. STUMPF | MGMT | FOR | FOR | |||||
1O) ELECTION OF DIRECTOR: SUSAN G. SWENSON | MGMT | FOR | FOR | |||||
1P) ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | MGMT | FOR | FOR | |||||
2. VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
4. ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
5. PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
E.I. DU PONT DE NEMOURS AND CO. | DD | 263534109 | ANNUAL | 5/13/2015 | 1. DIRECTOR 1) LAMBERTO ANDREOTTI 2) EDWARD D. BREEN 3) ROBERT A. BROWN 4) ALEXANDER M. CUTLER 5) ELEUTHERE I. DU PONT 6) JAMES L. GALLOGLY 7) MARILLYN A. HEWSON 8) LOIS D. JULIBER 9) ELLEN J. KULLMAN 10) ULF M. SCHNEIDER 11) LEE M. THOMAS 12) PATRICK J. WARD | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. ON LOBBYING | MGMT | AGAINST | AGAINST | |||||
5. ON GROWER COMPLIANCE | MGMT | AGAINST | AGAINST | |||||
6. ON PLANT CLOSURES | MGMT | AGAINST | AGAINST | |||||
7. ON REPEALING CERTAIN AMENDMENTS TO THE BYLAWS ADOPTED BY THE BOARD WITHOUT STOCKHOLDER APPROVAL | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BANK OF AMERICA CORP. | BAC | 060505104 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: SUSAN S. BIES | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: THOMAS J. MAY | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: R. DAVID YOST | MGMT | FOR | FOR | |||||
2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | MGMT | FOR | FOR | |||||
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR |
4. APPROVING THE AMENDMENT AND RESTATEMENT OF THE BANK OF AMERICA CORPORATION 2003 KEY ASSOCIATE STOCK PLAN | MGMT | FOR | FOR | |||||
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT | SHRHLDR | AGAINST | AGAINST | |||||
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT | SHRHLDR | AGAINST | AGAINST | |||||
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT | SHRHLDR | AGAINST | AGAINST | |||||
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE COMMITTEE | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TESORO CORPORATION | TSO | 881609101 | ANNUAL | 5/7/2015 | 1A ELECTION OF DIRECTOR: RODNEY F. CHASE | MGMT | FOR | FOR |
1B ELECTION OF DIRECTOR: GREGORY J. GOFF | MGMT | FOR | FOR | |||||
1C ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | MGMT | FOR | FOR | |||||
1D ELECTION OF DIRECTOR: DAVID LILLEY | MGMT | FOR | FOR | |||||
1E ELECTION OF DIRECTOR: MARY PAT MCCARTHY | MGMT | FOR | FOR | |||||
1F ELECTION OF DIRECTOR: J.W. NOKES | MGMT | FOR | FOR | |||||
1G ELECTION OF DIRECTOR: SUSAN TOMASKY | MGMT | FOR | FOR | |||||
1H ELECTION OF DIRECTOR: MICHAEL E. WILEY | MGMT | FOR | FOR | |||||
1I ELECTION OF DIRECTOR: PATRICK Y. YANG | MGMT | FOR | FOR | |||||
02 TO CONDUCT AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION; | MGMT | FOR | FOR | |||||
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CVS HEALTH CORPORATION | CVS | 126650100 | ANNUAL | 5/7/2015 | 1A. ELECTION OF DIRECTOR: RICHARD M. BRACKEN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: C. DAVID BROWN II | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DAVID W. DORMAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: LARRY J. MERLO | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RICHARD J. SWIFT | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: WILLIAM C. WELDON | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: TONY L. WHITE | MGMT | FOR | FOR | |||||
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. PROPOSAL TO APPROVE PERFORMANCE CRITERIA IN THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. | MGMT | FOR | FOR | |||||
5. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PEPSICO, INC. | PEP | 713448108 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: SHONA L. BROWN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: IAN M. COOK | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DINA DUBLON | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: RICHARD W. FISHER | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: DAVID C. PAGE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: DANIEL VASELLA | MGMT | FOR | FOR | |||||
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. | MGMT | AGAINST | AGAINST | |||||
5. POLICY REGARDING LIMIT ON ACCELERATED VESTING OF EQUITY AWARDS. | MGMT | AGAINST | AGAINST | |||||
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EXPRESS SCRIPTS | ESRX | 30219G108 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: GARY G. BENANAV | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MAURA C. BREEN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ELDER GRANGER, MD, MG, USA (RETIRED) | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: FRANK MERGENTHALER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RODERICK A. PALMORE | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: GEORGE PAZ | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EOG RESOURCES INC. | EOG | 26875P101 | ANNUAL | 4/30/2015 | 1A. ELECTION OF DIRECTOR: JANET F. CLARK | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JAMES C. DAY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: FRANK G. WISNER | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL CONCERNING PROXY ACCESS, IF PROPERLY PRESENTED. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
ZIMMER HOLDINGS INC. | ZMH | 98956P102 | ANNUAL | 5/5/2015 | 1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: PAUL M. BISARO | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DAVID C. DVORAK | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MICHAEL J. FARRELL | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, PH.D. | MGMT | FOR | FOR | |||||
2. APPROVE THE AMENDED STOCK PLAN FOR NON-EMPLOYEE DIRECTORS | MGMT | FOR | FOR | |||||
3. APPROVE THE AMENDED AND RESTATED DEFERRED COMPENSATION PLAN FOR NON-EMPLOYEE DIRECTORS | MGMT | FOR | FOR | |||||
4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | FOR | FOR | |||||
5. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
VALERO ENERGY CORPORATION | VLO | 91913Y100 | ANNUAL | 4/30/2015 | 1A. ELECTION OF DIRECTOR: JERRY D. CHOATE | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOSEPH W. GORDER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: DEBORAH P. MAJORAS | MGMT | FOR | FOR |
1D. ELECTION OF DIRECTOR: DONALD L. NICKLES | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: PHILIP J. PFEIFFER | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: SUSAN KAUFMAN PURCELL | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: STEPHEN M. WATERS | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RANDALL J. WEISENBURGER | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | MGMT | FOR | FOR | |||||
2. RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. APPROVE, BY NON-BINDING VOTE, THE 2014 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "GREENHOUSE GAS EMISSIONS." | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EDWARDS LIFESCIENCES CORP. | EW | 28176E108 | ANNUAL | 5/14/2015 | 1A. ELECTION OF DIRECTOR: JOHN T. CARDIS | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: BARBARA J. MCNEIL | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE 2015 EDWARDS INCENTIVE PLAN | MGMT | FOR | FOR | |||||
4. AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM | MGMT | FOR | FOR | |||||
5. RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
6. STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
AETNA | AET | 00817Y108 | ANNUAL | 5/15/2015 | 1a. ELECTION OF DIRECTOR: FERNANDO AGUIRRE | MGMT | FOR | FOR |
1b. ELECTION OF DIRECTOR: MARK T. BERTOLINI | MGMT | FOR | FOR | |||||
1c. ELECTION OF DIRECTOR: FRANK M. CLARK | MGMT | FOR | FOR | |||||
1d. ELECTION OF DIRECTOR: BETSY Z. COHEN | MGMT | FOR | FOR | |||||
1e. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | MGMT | FOR | FOR | |||||
1f. ELECTION OF DIRECTOR: ROGER N. FARAH | MGMT | FOR | FOR | |||||
1g. ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | MGMT | FOR | FOR | |||||
1h. ELECTION OF DIRECTOR: JEFFREY E. GARTEN | MGMT | FOR | FOR | |||||
1i. ELECTION OF DIRECTOR: ELLEN M. HANCOCK | MGMT | FOR | FOR | |||||
1j. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | MGMT | FOR | FOR | |||||
1k. ELECTION OF DIRECTOR: EDWARD J. LUDWIG | MGMT | FOR | FOR | |||||
1l. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | MGMT | FOR | FOR | |||||
1m. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | MGMT | FOR | FOR | |||||
2. APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | MGMT | FOR | FOR | |||||
4A. SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS-DISCLOSURE | SHRHLDR | AGAINST | AGAINST | |||||
4B. SHAREHOLDER PROPOSAL ON EXECUTIVES TO RETAIN SIGNIFICANT STOCK | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MASCO CORP. | MAS | 574599106 | ANNUAL | 5/4/2015 | 1A. ELECTION OF DIRECTOR: MARK R. ALEXANDER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JOHN C. PLANT | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: MARY ANN VAN LOKEREN | MGMT | FOR | FOR | |||||
2. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND THE RELATED MATERIALS DISCLOSED IN THE PROXY STATEMENT. | MGMT | FOR | FOR | |||||
3. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CF INDUSTRIES INC. | CF | 125269100 | ANNUAL | 5/15/2015 | 1A. ELECTION OF DIRECTOR: ROBERT C. ARZBAECHER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: WILLIAM DAVISSON | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: STEPHEN A. FURBACHER | MGMT | FOR | FOR |
1D. ELECTION OF DIRECTOR: STEPHEN J. HAGGE | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOHN D. JOHNSON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ROBERT G. KUHBACH | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: EDWARD A. SCHMITT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: THERESA E. WAGLER | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: W. ANTHONY WILL | MGMT | FOR | FOR | |||||
2. APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
RYDER SYSTEM, INC. | R | 783549108 | ANNUAL | 5/1/2015 | 1A. ELECTION OF DIRECTOR: JOHN M. BERRA | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: LUIS P. NIETO, JR. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: E. FOLLIN SMITH | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ROBERT E. SANCHEZ | MGMT | FOR | FOR | |||||
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. | MGMT | FOR | FOR | |||||
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BY-LAWS TO CHANGE THE VOTING REQUIREMENT FOR THE REMOVAL OF DIRECTORS. | MGMT | FOR | FOR | |||||
5. APPROVAL OF AMENDMENTS TO ARTICLES AND BY-LAWS TO CHANGE VOTING REQUIREMENT TO AMEND CERTAIN PROVISIONS OF THE BY-LAWS. | MGMT | FOR | FOR | |||||
6. APPROVAL OF AMENDMENTS TO OUR ARTICLES OF INCORPORATION TO CHANGE THE VOTING REQUIREMENT FOR AMENDMENTS TO THE ARTICLES. | MGMT | FOR | FOR | |||||
7. APPROVAL OF AMENDMENTS TO OUR BY-LAWS TO CHANGE THE GENERAL VOTING REQUIREMENT. | MGMT | FOR | FOR | |||||
8. A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
DANAHER CORPORATION | DHR | 235851102 | ANNUAL | 5/7/2015 | 1A. ELECTION OF DIRECTOR: DONALD J. EHRLICH | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: LINDA HEFNER FILLER | MGMT | FOR | FOR |
1C. ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: TERI LIST-STOLL | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MITCHELL P. RALES | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: STEVEN M. RALES | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: ALAN G. SPOON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | MGMT | FOR | FOR | |||||
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CBRE GROUP INC. | CBG | 12504L109 | ANNUAL | 5/15/2015 | 1. DIRECTOR 1) RICHARD C. BLUM 2) BRANDON B. BOZE 3) CURTIS F. FEENY 4) BRADFORD M. FREEMAN 5) MICHAEL KANTOR 6) FREDERIC V. MALEK 7) ROBERT E. SULENTIC 8) LAURA D. TYSON 9) GARY L. WILSON 10) RAY WIRTA | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION FOR 2014. | MGMT | FOR | FOR |
4. APPROVE AN AMENDMENT TO OUR EXECUTIVE INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
LABORATORY CORP. OF AMERICA | LH | 50540R409 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID P. KING | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: PETER M. NEUPERT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ADAM H. SCHECHTER | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | MGMT | FOR | FOR | |||||
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
WYNDHAM WORLDWIDE CORP. | WYN | 98310W108 | ANNUAL | 5/15/2015 | 1. DIRECTOR 1) STEPHEN P. HOLMES 2) MYRA J. BIBLOWIT 3) JAMES E. BUCKMAN 4) GEORGE HERRERA 5) BRIAN MULRONEY 6) PAULINE D.E. RICHARDS 7) MICHAEL H. WARGOTZ | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. ADVISORY VOTE TO APPROVE THE WYNDHAM WORLDWIDE CORPORATION EXECUTIVE COMPENSATION PROGRAM. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE TRAVELERS COMPANIES | TRV | 89417E109 | ANNUAL | 5/20/2015 | 1A. ELECTION OF DIRECTOR: ALAN L. BELLER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JANET M. DOLAN | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
ANTHEM, INC. | WLP | 036752103 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: JULIE A. HILL | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: RAMIRO G. PERU | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JOHN H. SHORT | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | SHRHLDR | AGAINST | NONE | |||||
5. IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO AMEND THE BY-LAWS OF ANTHEM, INC. TO ALLOW PROXY ACCESS BY SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE HOME DEPOT | HD | 437076102 | ANNUAL | 5/21/2015 | 1A. ELECTION OF DIRECTOR: ARI BOUSBIB | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: J. FRANK BROWN | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ALBERT P. CAREY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ARMANDO CODINA | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: HELENA B. FOULKES | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: WAYNE M. HEWETT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: KAREN L. KATEN | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: CRAIG A. MENEAR | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: MARK VADON | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | SHRHLDR | AGAINST | AGAINST | |||||
5. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
NORTHROP GRUMMAN CORP. | NOC | 666807102 | ANNUAL | 5/20/2015 | 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MADELEINE A. KLEINER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY | MGMT | FOR | FOR | |||||
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
3. PROPOSAL TO AMEND THE COMPANY'S 2011 LONG-TERM INCENTIVE STOCK PLAN. | MGMT | FOR | FOR | |||||
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
SOUTHWEST AIRLINES CO. | LUV | 844741108 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOHN G. DENISON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: GARY C. KELLY | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE SOUTHWEST AIRLINES CO. AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
4. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CME GROUP INC. | CME | 12572Q105 | ANNUAL | 5/20/2015 | 1A. ELECTION OF DIRECTOR: TERRENCE A. DUFFY | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: PHUPINDER S. GILL | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: TIMOTHY S. BITSBERGER | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: CHARLES P. CAREY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DENNIS H. CHOOKASZIAN | MGMT | FOR | FOR |
1F. ELECTION OF DIRECTOR: ANA DUTRA | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MARTIN J. GEPSMAN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: LARRY G. GERDES | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: DANIEL R. GLICKMAN | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: J. DENNIS HASTERT | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: LEO MELAMED | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: WILLIAM P. MILLER II | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: JAMES E. OLIFF | MGMT | FOR | FOR | |||||
1N. ELECTION OF DIRECTOR: EDEMIR PINTO | MGMT | FOR | FOR | |||||
1O. ELECTION OF DIRECTOR: ALEX J. POLLOCK | MGMT | FOR | FOR | |||||
1P. ELECTION OF DIRECTOR: JOHN F. SANDNER | MGMT | FOR | FOR | |||||
1Q. ELECTION OF DIRECTOR: TERRY L. SAVAGE | MGMT | FOR | FOR | |||||
1R. ELECTION OF DIRECTOR: WILLIAM R. SHEPARD | MGMT | FOR | FOR | |||||
1S. ELECTION OF DIRECTOR: DENNIS A. SUSKIND | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. APPROVAL, ON AN ADVISORY BASIS, OF AN AMENDMENT TO OUR TENTH AMENDED AND RESTATED BYLAWS TO ADOPT DELAWARE AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
UNION PACIFIC CORPORATION | UNP | 907818108 | ANNUAL | 5/14/2015 | 1A. ELECTION OF DIRECTOR: A.H. CARD, JR. | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: D.B. DILLON | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: L.M. FRITZ | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: J.R. HOPE | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: J.J. KORALESKI | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: C.C. KRULAK | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: M.R. MCCARTHY | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: M.W. MCCONNELL | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: T.F. MCLARTY III | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: S.R. ROGEL | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: J.H. VILLARREAL | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
JP MORGAN CHASE & CO. | JPM | 46625H100 | ANNUAL | 5/19/2015 | 1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JAMES A. BELL | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JAMES S. CROWN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JAMES DIMON | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON | MGMT | FOR | FOR | |||||
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
4. APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | MGMT | FOR | FOR | |||||
5. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | SHRHLDR | AGAINST | AGAINST | |||||
6. LOBBYING - REPORT ON POLICIES, PROCEDURES AND EXPENDITURES | SHRHLDR | AGAINST | AGAINST | |||||
7. SPECIAL SHAREOWNER MEETINGS - REDUCE OWNERSHIP THRESHOLD FROM 20% TO 10% | SHRHLDR | AGAINST | AGAINST | |||||
8. HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST | SHRHLDR | AGAINST | AGAINST | |||||
9. ACCELERATED VESTING PROVISIONS - REPORT NAMES OF SENIOR EXECUTIVES AND VALUE OF EQUITY AWARDS THAT WOULD VEST IF THEY RESIGN TO ENTER GOVERNMENT SERVICE | SHRHLDR | AGAINST | AGAINST |
10. CLAWBACK DISCLOSURE POLICY - DISCLOSE WHETHER THE FIRM RECOUPED ANY INCENTIVE COMPENSATION FROM SENIOR EXECUTIVES | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BAKER HUGHES INC. | BHI | 057224107 | ANNUAL | 5/14/2015 | 1A ELECTION OF DIRECTOR: LARRY D. BRADY | MGMT | FOR | FOR |
1B ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | MGMT | FOR | FOR | |||||
1C ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR | MGMT | FOR | FOR | |||||
1D ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | MGMT | FOR | FOR | |||||
1E ELECTION OF DIRECTOR: WILLIAM H. EASTER, III | MGMT | FOR | FOR | |||||
1F ELECTION OF DIRECTOR: LYNN L. ELSENHANS | MGMT | FOR | FOR | |||||
1G ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | MGMT | FOR | FOR | |||||
1H ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | MGMT | FOR | FOR | |||||
1I ELECTION OF DIRECTOR: PIERRE H. JUNGELS | MGMT | FOR | FOR | |||||
1J ELECTION OF DIRECTOR: JAMES A. LASH | MGMT | FOR | FOR | |||||
1K ELECTION OF DIRECTOR: J. LARRY NICHOLS | MGMT | FOR | FOR | |||||
1L ELECTION OF DIRECTOR: JAMES W. STEWART | MGMT | FOR | FOR | |||||
1M ELECTION OF DIRECTOR: CHARLES L. WATSON | MGMT | FOR | FOR | |||||
2 AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | MGMT | FOR | FOR | |||||
3 THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EVEREST RE GROUP | RE | G3223R108 | ANNUAL | 5/13/2015 | 1. DIRECTOR 1) DOMINIC J. ADDESSO 2) JOHN J. AMORE 3) JOHN R. DUNNE 4) WILLIAM F. GALTNEY, JR. 5) GERRI LOSQUADRO 6) ROGER M. SINGER 7) JOSEPH V. TARANTO 8) JOHN A. WEBER | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM TO ACT AS THE COMPANY'S AUDITOR FOR YEAR ENDING DECEMBER 31, 2015 AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING BY THE AUDIT COMMITTEE, TO SET THE FEES FOR THE REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. TO APPROVE THE EVEREST RE GROUP, LTD. 2010 STOCK INCENTIVE PLAN AS AMENDED THROUGH THE SECOND AMENDMENT. | MGMT | FOR | FOR | |||||
4. TO APPROVE THE EVEREST RE GROUP, LTD. 2003 NON-EMPLOYEE DIRECTOR EQUITY COMPENSATION PLAN AS AMENDED THROUGH THE THIRD AMENDMENT. | MGMT | FOR | FOR | |||||
5. ADVISORY VOTE TO APPROVE 2014 EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EXXON MOBIL CORP. | XOM | 30231G102 | ANNUAL | 5/27/2015 | DIRECTOR 1) M.J. BOSKIN 2) P. BRABECK-LETMATHE 3) U.M. BURNS 4) L.R. FAULKNER 5) J.S. FISHMAN 6) H.H. FORE 7) K.C. FRAZIER 8) D.R. OBERHELMAN 9) S.J. PALMISANO 10) S.S REINEMUND 11) R.W. TILLERSON 12) W.C. WELDON | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | MGMT | FOR | FOR | |||||
4. INDEPENDENT CHAIRMAN (PAGE 63) | MGMT | AGAINST | AGAINST | |||||
5. PROXY ACCESS BYLAW (PAGE 64) | MGMT | AGAINST | AGAINST | |||||
6. CLIMATE EXPERT ON BOARD (PAGE 66) | MGMT | AGAINST | AGAINST | |||||
7. BOARD QUOTA FOR WOMEN (PAGE 67) | MGMT | AGAINST | AGAINST | |||||
8. REPORT ON COMPENSATION FOR WOMEN (PAGE 68) | MGMT | AGAINST | AGAINST | |||||
9. REPORT ON LOBBYING (PAGE 69) | MGMT | AGAINST | AGAINST | |||||
10. GREENHOUSE GAS EMISSIONS GOALS (PAGE 70) | MGMT | AGAINST | AGAINST | |||||
11. REPORT ON HYDRAULIC FRACTURING (PAGE 72) | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
DEVON ENERGY CORPORATION | DVN | 25179M103 | ANNUAL | 6/3/2015 | 1. DIRECTOR 1) BARBARA M. BAUMANN 2) JOHN E. BETHANCOURT 3) ROBERT H. HENRY 4) MICHAEL M. KANOVSKY 5) ROBERT A. MOSBACHER, JR 6) J. LARRY NICHOLS 7) DUANE C. RADTKE 8) MARY P. RICCIARDELLO 9) JOHN RICHELS | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2015. | MGMT | FOR | FOR | |||||
4. ADOPTION OF THE DEVON ENERGY CORPORATION 2015 LONG-TERM INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5. ADOPTION OF PROXY ACCESS BYLAW. | MGMT | AGAINST | AGAINST | |||||
6. REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | MGMT | AGAINST | AGAINST | |||||
7. REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | MGMT | AGAINST | AGAINST | |||||
8. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
SKYWORKS SOLUTIONS INC. | SWKS | 83088M102 | ANNUAL | 5/19/2015 | 1.1 ELECTION OF DIRECTOR: DAVID J. ALDRICH | MGMT | FOR | FOR |
1.2 ELECTION OF DIRECTOR: KEVIN L. BEEBE | MGMT | FOR | FOR | |||||
1.3 ELECTION OF DIRECTOR: TIMOTHY R. FUREY | MGMT | FOR | FOR | |||||
1.4 ELECTION OF DIRECTOR: BALAKRISHNAN S. IYER | MGMT | FOR | FOR | |||||
1.5 ELECTION OF DIRECTOR: CHRISTINE KING | MGMT | FOR | FOR | |||||
1.6 ELECTION OF DIRECTOR: DAVID P. MCGLADE | MGMT | FOR | FOR | |||||
1.7 ELECTION OF DIRECTOR: DAVID J. MCLACHLAN | MGMT | FOR | FOR | |||||
1.8 ELECTION OF DIRECTOR: ROBERT A. SCHRIESHEIM | MGMT | FOR | FOR | |||||
2. TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | FOR | FOR | |||||
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPANY'S PROXY STATEMENT. | MGMT | FOR | FOR | |||||
4. TO APPROVE THE COMPANY'S 2015 LONG-TERM INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5. TO APPROVE A STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING PROVISIONS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TWITTER INC. | TWTR | 90184L-102 | ANNUAL | 6/3/2015 | 1. DIRECTOR 1) DAVID ROSENBLATT 2) EVAN WILLIAMS | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | 1 YR | 1 YR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
GENERAL MOTORS CO. | GM | 37045V100 | ANNUAL | 6/9/2015 | 1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARY T. BARRA | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: LINDA R. GOODEN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JAMES J. MULVA | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. INDEPENDENT BOARD CHAIRMAN | MGMT | AGAINST | AGAINST | |||||
5. CUMULATIVE VOTING | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
GOOGLE, INC. | GOOGL | 38259P508 | ANNUAL | 6/3/2015 | 1 DIRECTOR 1) LARRY PAGE 2) SERGEY BRIN 3) ERIC E. SCHMIDT 4) L. JOHN DOERR 5) DIANE B. GREENE 6) JOHN L. HENNESSY 7) ANN MATHER 8) ALAN R. MULALLY 9) PAUL S. OTELLINI 10) K. RAM SHRIRAM 11) SHIRLEY M. TILGHMAN | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 17,000,000 SHARES OF CLASS C CAPITAL STOCK. | MGMT | FOR | FOR | |||||
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST |
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST |
6 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY COST, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT ON BUSINESS RISK RELATED TO CLIMATE CHANGE REGULATIONS, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | ANNUAL | 6/9/2015 | 1. DIRECTOR 1) JEAN-JACQUES BIENAIME 2) MICHAEL GREY 3) ELAINE J. HERON 4) PIERRE LAPALME 5) V. BRYAN LAWLIS 6) RICHARD A. MEIER 7) ALAN J. LEWIS 8) WILLIAM D. YOUNG 9) KENNETH M. BATE 10) DENNIS J. SLAMON | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2 TO APPROVE AN AMENDMENT TO BIOMARIN'S AMENDED AND RESTATED 2006 SHARE INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
3 TO VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF BIOMARIN'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN ITS PROXY STATEMENT. | MGMT | FOR | FOR | |||||
4 TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
5 TO VOTE UPON A STOCKHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BIOGEN INC. | BIIB | 09062X103 | ANNUAL | 6/10/2015 | 1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: GEORGE A. SCANGOS | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: LYNN SCHENK | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | MGMT | FOR | FOR | |||||
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE STOCK PURCHASE PLAN. | MGMT | FOR | FOR | |||||
5. TO APPROVE AN AMENDMENT TO THE BIOGEN INC. 2006 NON-EMPLOYEE DIRECTORS EQUITY PLAN. | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
FACEBOOK, INC. | FB | 30303M102 | ANNUAL | 6/11/2015 | 1. DIRECTOR 1) MARC L. ANDREESSEN 2) ERSKINE B. BOWLES 3) S.D. DESMOND-HELLMANN 4) REED HASTINGS 5) JAN KOUM 6) SHERYL K. SANDBERG 7) PETER A. THIEL 8) MARK ZUCKERBERG | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | MGMT | FOR | FOR | |||||
3. TO RE-APPROVE THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, SECTION 162(M) LIMITS OF OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS THAT MAY BECOME AVAILABLE PURSUANT TO SECTION 162(M) | MGMT | FOR | FOR | |||||
4. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING | SHRHLDR | AGAINST | AGAINST | |||||
5. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT | SHRHLDR | AGAINST | AGAINST | |||||
6. A STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS RISK ASSESSMENT | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MASTERCARD INC. | MA | 57636Q104 | ANNUAL | 6/9/2015 | 1A. ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: AJAY BANGA | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: SILVIO BARZI | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MERIT E. JANOW | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: NANCY J. KARCH | MGMT | FOR | FOR |
1I. ELECTION OF DIRECTOR: MARC OLIVIE | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: RIMA QURESHI | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: JACKSON P. TAI | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN | MGMT | FOR | FOR | |||||
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN | MGMT | FOR | FOR | |||||
4. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015 | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COGNIZANT TECHNOLOGY SOLUTIONS CORP. | CTSH | 192446102 | ANNUAL | 6/2/2015 | 1A. ELECTION OF CLASS II DIRECTOR: MICHAEL PATSALOS-FOX | MGMT | FOR | FOR |
1B. ELECTION OF CLASS II DIRECTOR: ROBERT E. WEISSMAN | MGMT | FOR | FOR | |||||
1C. ELECTION OF CLASS III DIRECTOR: FRANCISCO D'SOUZA | MGMT | FOR | FOR | |||||
1D. ELECTION OF CLASS III DIRECTOR: JOHN N. FOX, JR. | MGMT | FOR | FOR | |||||
1E. ELECTION OF CLASS III DIRECTOR: LEO S. MACKAY, JR. | MGMT | FOR | FOR | |||||
1F. ELECTION OF CLASS III DIRECTOR: THOMAS M. WENDEL | MGMT | FOR | FOR | |||||
2. APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TARGET CORPORATION | TGT | 87612E106 | ANNUAL | 6/10/2015 | 1A. ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: BRIAN C. CORNELL | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: CALVIN DARDEN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MARY E. MINNICK | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: DERICA W. RICE | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: KENNETH L. SALAZAR | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: JOHN G. STUMPF | MGMT | FOR | FOR | |||||
2. COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | MGMT | FOR | FOR |
4. COMPANY PROPOSAL TO APPROVE THE AMENDED AND RESTATED TARGET CORPORATION 2011 LONG-TERM INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5. SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
6. SHAREHOLDER PROPOSAL TO ADOPT A POLICY PROHIBITING DISCRIMINATION "AGAINST" OR "FOR" PERSONS. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TAIWAN SEMICONDUCTOR MFG. | TSM | 874039100 | ANNUAL | 6/9/2015 | 1) TO ACCEPT 2014 BUSINESS REPORT AND FINANCIAL STATEMENTS | MGMT | FOR | FOR |
2) TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2014 PROFITS | MGMT | FOR | FOR | |||||
�� | 3) DIRECTOR 1) MORRIS CHANG* 2) F.C. TSENG* 3) JOHNSEE LEE* 4) SIR PETER L. BONFIELD$ 5) STAN SHIH$ 6) THOMAS J. ENGIBOUS$ 7) KOK-CHOO CHEN$ 8) MICHAEL R. SPLINTER$ | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
ULTA SALON, COSMETICS INC. | ULTA | 90384S303 | ANNUAL | 6/3/2015 | 1. DIRECTOR 1) ROBERT F. DIROMUALDO 2) CATHERINE HALLIGAN 3) LORNA E. NAGLER 4) MICHELLE L. COLLINS | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2015, ENDING JANUARY 30, 2016 | MGMT | FOR | FOR | |||||
3. ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CHECK POINT SOFTWARE | CHKP | M22465104 | ANNUAL | 6/19/2015 | 1A. ELECTION OF DIRECTOR: GIL SHWED | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARIUS NACHT | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JERRY UNGERMAN | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAN PROPPER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DAVID RUBNER | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: DR. TAL SHAVIT | MGMT | FOR | FOR | |||||
2A. TO ELECT YOAV Z. CHELOUCHE AS OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM. | MGMT | FOR | FOR | |||||
2B. TO ELECT GUY GECHT AS OUTSIDE DIRECTOR FOR AN ADDITIONAL THREE-YEAR TERM. | MGMT | FOR | FOR | |||||
3. TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
4. TO AMEND AND EXTEND THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN. | MGMT | FOR | FOR | |||||
5. TO AUTHORIZE AN INCREASE TO THE COVERAGE OF OUR D&O LIABILITY INSURANCE COVERAGE. | MGMT | FOR | FOR | |||||
6. APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. | MGMT | FOR | FOR | |||||
7. AUTHORIZATION OF CHAIRMAN OF THE BOARD TO SERVE AS CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER. | MGMT | FOR | FOR | |||||
8A. THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 2. | MGMT | NO | NO | |||||
8B. THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 6. | MGMT | NO | NO | |||||
8C. THE UNDERSIGNED IS A CONTROLLING SHAREHOLDER OR HAS A PERSONAL INTEREST IN ITEM 7. | MGMT | NO | NO |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE KROGER CO. | KR | 501044101 | ANNUAL | 6/25/2015 | 1A. ELECTION OF DIRECTOR: NORA A. AUFREITER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: SUSAN J. KROPF | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID B. LEWIS | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: CLYDE R. MOORE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: JAMES A. RUNDE | MGMT | FOR | FOR |
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | MGMT | FOR | FOR | |||||
4. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO PUBLISH A REPORT ON HUMAN RIGHTS RISKS OF OPERATIONS AND SUPPLY CHAIN. | SHRHLDR | AGAINST | AGAINST | |||||
5. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS. | SHRHLDR | AGAINST | AGAINST | |||||
6. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT REGARDING OPTIONS TO REDUCE OR ELIMINATE ANTIBIOTIC USE IN THE PRODUCTION OF PRIVATE LABEL MEATS. | SHRHLDR | AGAINST | AGAINST |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
NXP SEMICONDUCTORS NV. | NXPI | N6596X-109 | ANNUAL | 6/2/2015 | 2C. ADOPTION OF THE 2014 STATUTORY ANNUAL ACCOUNTS | MGMT | FOR | FOR |
2D. GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2014 | MGMT | FOR | FOR | |||||
3A. PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3B. PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AND NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3C. PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3D. PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3E. PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3F. PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3G. PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3H. PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3I. PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
3J. PROPOSAL TO APPOINT DR. RICK TSAI AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 | MGMT | FOR | FOR | |||||
4A. AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | MGMT | FOR | FOR | |||||
4B. AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS | MGMT | FOR | FOR | |||||
5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL | MGMT | FOR | FOR | |||||
6. AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL | MGMT | FOR | FOR | |||||
7. RE-APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS THE COMPANY'S EXTERNAL AUDITOR | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
SONY CORPORATION | SNE | 835699307 | ANNUAL | 6/23/2015 | 1. TO AMEND A PART OF THE ARTICLES OF INCORPORATION. | MGMT | FOR | FOR |
2. DIRECTOR 1) KAZUO HIRAI 2) KENICHIRO YOSHIDA 3) KANEMITSU ANRAKU 4) OSAMU NAGAYAMA 5) TAKAAKI NIMURA 6) EIKOH HARADA 7) JOICHI ITO 8) TIM SCHAAFF 9) KAZUO MATSUNAGA 10) KOICHI MIYATA 11) JOHN V. ROOS 12) ERIKO SAKURAI | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES | |||||
3. TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TOYOTA MOTOR COPR. | TM | 892331307 | ANNUAL | 6/15/2015 | 1. Distribution of Surplus | MGMT | NO VOTE | FOR |
2. Election of 12 Members of the Board of Directors | MGMT | NO VOTE | FOR | |||||
2a. Takeshi Uchiyamada | MGMT | NO VOTE | FOR | |||||
2b. Akio Toyoda | MGMT | NO VOTE | FOR | |||||
2c. Nobuyori Kodaira | MGMT | NO VOTE | FOR | |||||
2d. Mitsuhisa Kato | MGMT | NO VOTE | FOR | |||||
2e. Seiichi Sudo | MGMT | NO VOTE | FOR |
2f. Shigeki Terashi | MGMT | NO VOTE | FOR | |||||
2g. Shigeru Hayakawa | MGMT | NO VOTE | FOR | |||||
2h. Didier Leroy | MGMT | NO VOTE | FOR | |||||
2i Takahiko Ljichi | MGMT | NO VOTE | FOR | |||||
2j. Ikuo Uno | MGMT | NO VOTE | FOR | |||||
2k. Haruhiko Kato | MGMT | NO VOTE | FOR | |||||
2L. Mark T. Hogan | MGMT | NO VOTE | FOR | |||||
3. Election of 4 Audit & Supervisory Board Members | MGMT | NO VOTE | FOR | |||||
3a. Masahiro Kato | MGMT | NO VOTE | FOR | |||||
3b. Yoshiyuki Kagawa | MGMT | NO VOTE | FOR | |||||
3c. Yoko Wake | MGMT | NO VOTE | FOR | |||||
3d. Hiroshi Ozu | MGMT | NO VOTE | FOR | |||||
4. Election of 1 Substitute Audit & Supervisory Board Member 4a. Ryuji Sakai | MGMT | NO VOTE | FOR | |||||
5. Payment of Bonuses to Members of the Board Directors | MGMT | NO VOTE | FOR | |||||
6. Payment Amendments to the Articles of Incorporation | MGMT | NO VOTE | FOR | |||||
7. Partial Amendments to the Articles of Incorporation and Delegation to Our Board of Directors of the Power to Determine Offering Terms in Connection with Issuance of Class Shares | MGMT | NO VOTE | FOR |
Young Investor Fund
July 1, 2014 – June 30, 2015
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PRECISION CASTPARTS | PCP | 740189105 | ANNUAL | 8/12/2014 | 1A. ELECTION OF DIRECTOR: MARK DONEGAN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: DON R. GRABER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: LESTER L. LYLES | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DANIEL J. MURPHY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: VERNON E. OECHSLE | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ULRICH SCHMIDT | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: RICHARD L. WAMBOLD | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: TIMOTHY A. WICKS | MGMT | FOR | FOR | |||||
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
NIKE INC. | NKE | 654106103 | ANNUAL | 9/18/2014 | DIRECTOR 1) ALAN B. GRAF, JR. 2) JOHN C. LECHLEITER 3) MICHELLE A. PELUSO 4) PHYLLIS M. WISE | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
FEDEX CORP. | FDX | 31428X106 | ANNUAL | 9/29/2014 | 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KIMBERLY A. JABAL | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: GARY W. LOVEMAN | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: DAVID P. STEINER | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: PAUL S. WALSH | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. | SHRHLDR | AGAINST | AGAINST | |||||
6. STOCKHOLDER PROPOSAL REGARDING HEDGING AND PLEDGING POLICY. | SHRHLDR | AGAINST | AGAINST | |||||
7. STOCKHOLDER PROPOSAL REGARDING TAX PAYMENTS ON RESTRICTED STOCK AWARDS. | SHRHLDR | AGAINST | AGAINST | |||||
8. STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COMCAST CORPORATION | CMCSA | 20030N101 | SPECIAL | 10/8/2014 | 1. TO APPROVE THE ISSUANCE OF SHARES OF COMCAST CLASS A COMMON STOCK TO TIME WARNER CABLE INC. STOCKHOLDERS IN THE MERGER. | MGMT | FOR | FOR |
2. TO APPROVE THE ADJOURNMENT OF THE COMCAST SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
WELLPOINT | WLP | 94973V-107 | SPECIAL | 11/5/2014 | 1. TO AMEND THE ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY FROM WELLPOINT, INC. TO ANTHEM, INC. | MGMT | FOR | FOR |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MICROSOFT CORPORATION | MSFT | 594918104 | ANNUAL | 12/3/2014 | 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARIA M. KLAWE | MGMT | FOR | FOR |
1C. ELECTION OF DIRECTOR: TERI L. LIST-STOLL | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: G. MASON MORFIT | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: SATYA NADELLA | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: HELMUT PANKE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: JOHN W. STANTON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015 | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COSTCO WHOLESALE CORP. | COST | 22160K105 | ANNUAL | 1/29/2015 | 1. DIRECTOR 1) JEFFREY H. BROTMAN 2) DANIEL J. EVANS 3) RICHARD A. GALANTI 4) JEFFREY S. RAIKES 5) JAMES D. SINEGAL | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | MGMT | FOR | FOR | |||||
3. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO AMEND AND RESTATE THE COMPANY'S SIXTH RESTATED STOCK INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5A. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR REMOVAL OF DIRECTORS. | MGMT | FOR | FOR | |||||
5B. TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR AMENDING THE ARTICLE DEALING WITH REMOVAL OF DIRECTORS FOR CAUSE. | MGMT | FOR | FOR | |||||
6. SHAREHOLDER PROPOSAL TO REGULATE DIRECTOR TENURE. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
APPLE INC. | AAPL | 037833100 | ANNUAL | 3/10/2015 | 1A. ELECTION OF DIRECTOR: TIM COOK | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: AL GORE | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: BOB IGER | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ANDREA JUNG | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ART LEVINSON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: RON SUGAR | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: SUE WAGNER | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
3. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. THE AMENDMENT OF THE APPLE INC. EMPLOYEE STOCK PURCHASE PLAN | MGMT | FOR | FOR | |||||
5. A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH ENTITLED "RISK REPORT" | SHRHLDR | AGAINST | AGAINST | |||||
6. A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE WALT DISNEY CO. | DIS | 254687106 | ANNUAL | 3/12/2015 | 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN S. CHEN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JACK DORSEY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ROBERT A. IGER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MONICA C. LOZANO | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: ORIN C. SMITH | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
5. TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EXECUTIVE PAY. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BERKSHIRE HATHAWAY INC. | BRK.B | 084670702 | ANNUAL | 5/2/2015 | 1. DIRECTOR 1) WARREN E. BUFFETT 2) CHARLES T. MUNGER 3) HOWARD G. BUFFETT 4) STEPHEN B. BURKE 5) SUSAN L. DECKER 6) WILLIAM H. GATES III 7) DAVID S. GOTTESMAN 8) CHARLOTTE GUYMAN 9) THOMAS S. MURPHY 10) RONALD L. OLSON 11) WALTER SCOTT, JR. 12) MERYL B. WITMER | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
E.I. DU PONT DE NEMOURS AND CO. | DD | 263534109 | ANNUAL | 5/13/2015 | 1. DIRECTOR 1) LAMBERTO ANDREOTTI 2) EDWARD D. BREEN 3) ROBERT A. BROWN 4) ALEXANDER M. CUTLER 5) ELEUTHERE I. DU PONT 6) JAMES L. GALLOGLY 7) MARILLYN A. HEWSON 8) LOIS D. JULIBER 9) ELLEN J. KULLMAN 10) ULF M. SCHNEIDER 11) LEE M. THOMAS 12) PATRICK J. WARD | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. ON LOBBYING | MGMT | AGAINST | AGAINST | |||||
5. ON GROWER COMPLIANCE | MGMT | AGAINST | AGAINST | |||||
6. ON PLANT CLOSURES | MGMT | AGAINST | AGAINST | |||||
7. ON REPEALING CERTAIN AMENDMENTS TO THE BYLAWS ADOPTED BY THE BOARD WITHOUT STOCKHOLDER APPROVAL | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BANK OF AMERICA CORP. | BAC | 060505104 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: SHARON L. ALLEN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: SUSAN S. BIES | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: CHARLES K. GIFFORD | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: LINDA P. HUDSON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: MONICA C. LOZANO | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: THOMAS J. MAY | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: R. DAVID YOST | MGMT | FOR | FOR | |||||
2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | MGMT | FOR | FOR | |||||
3. RATIFYING THE APPOINTMENT OF OUR REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
4. APPROVING THE AMENDMENT AND RESTATEMENT OF THE BANK OF AMERICA CORPORATION 2003 KEY ASSOCIATE STOCK PLAN | MGMT | FOR | FOR | |||||
5. STOCKHOLDER PROPOSAL - CLIMATE CHANGE REPORT | SHRHLDR | AGAINST | AGAINST | |||||
6. STOCKHOLDER PROPOSAL - LOBBYING REPORT | SHRHLDR | AGAINST | AGAINST | |||||
7. STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT | SHRHLDR | AGAINST | AGAINST | |||||
8. STOCKHOLDER PROPOSAL - STOCKHOLDER VALUE COMMITTEE | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TESORO CORPORATION | TSO | 881609101 | ANNUAL | 5/7/2015 | 1A ELECTION OF DIRECTOR: RODNEY F. CHASE | MGMT | FOR | FOR |
1B ELECTION OF DIRECTOR: GREGORY J. GOFF | MGMT | FOR | FOR | |||||
1C ELECTION OF DIRECTOR: ROBERT W. GOLDMAN | MGMT | FOR | FOR | |||||
1D ELECTION OF DIRECTOR: DAVID LILLEY | MGMT | FOR | FOR | |||||
1E ELECTION OF DIRECTOR: MARY PAT MCCARTHY | MGMT | FOR | FOR | |||||
1F ELECTION OF DIRECTOR: J.W. NOKES | MGMT | FOR | FOR | |||||
1G ELECTION OF DIRECTOR: SUSAN TOMASKY | MGMT | FOR | FOR | |||||
1H ELECTION OF DIRECTOR: MICHAEL E. WILEY | MGMT | FOR | FOR | |||||
1I ELECTION OF DIRECTOR: PATRICK Y. YANG | MGMT | FOR | FOR |
02 TO CONDUCT AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION; | MGMT | FOR | FOR | |||||
3 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CVS HEALTH CORPORATION | CVS | 126650100 | ANNUAL | 5/7/2015 | 1A. ELECTION OF DIRECTOR: RICHARD M. BRACKEN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: C. DAVID BROWN II | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DAVID W. DORMAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ANNE M. FINUCANE | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: LARRY J. MERLO | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RICHARD J. SWIFT | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: WILLIAM C. WELDON | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: TONY L. WHITE | MGMT | FOR | FOR | |||||
2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. PROPOSAL TO APPROVE PERFORMANCE CRITERIA IN THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. | MGMT | FOR | FOR | |||||
5. STOCKHOLDER PROPOSAL REGARDING CONGRUENCY OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PEPSICO, INC. | PEP | 713448108 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: SHONA L. BROWN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: IAN M. COOK | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DINA DUBLON | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: RONA A. FAIRHEAD | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: RICHARD W. FISHER | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: ALBERTO IBARGUEN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: INDRA K. NOOYI | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: DAVID C. PAGE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: ROBERT C. POHLAD | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LLOYD G. TROTTER | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: DANIEL VASELLA | MGMT | FOR | FOR | |||||
1N. ELECTION OF DIRECTOR: ALBERTO WEISSER | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. | MGMT | AGAINST | AGAINST | |||||
5. POLICY REGARDING LIMIT ON ACCELERATED VESTING OF EQUITY AWARDS. | MGMT | AGAINST | AGAINST | |||||
6. REPORT ON MINIMIZING IMPACTS OF NEONICS. | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EOG RESOURCES INC. | EOG | 26875P101 | ANNUAL | 4/30/2015 | 1A. ELECTION OF DIRECTOR: JANET F. CLARK | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JAMES C. DAY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: FRANK G. WISNER | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. STOCKHOLDER PROPOSAL CONCERNING PROXY ACCESS, IF PROPERLY PRESENTED. | SHRHLDR | AGAINST | AGAINST | |||||
5. STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EBAY INC. | EBAY | 278642103 | ANNUAL | 5/1/2015 | 1A. ELECTION OF DIRECTOR: FRED D. ANDERSON | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ANTHONY J. BATES | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: SCOTT D. COOK | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JOHN J. DONAHOE | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: DAVID W. DORMAN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: BONNIE S. HAMMER | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: GAIL J. MCGOVERN | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: KATHLEEN C. MITIC | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: DAVID M. MOFFETT | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: THOMAS J. TIERNEY | MGMT | FOR | FOR | |||||
1N. ELECTION OF DIRECTOR: PERRY M. TRAQUINA | MGMT | FOR | FOR | |||||
1O. ELECTION OF DIRECTOR: FRANK D. YEARY | MGMT | FOR | FOR | |||||
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
3. TO APPROVE THE MATERIAL TERMS, INCLUDING THE PERFORMANCE GOALS, OF THE AMENDMENT AND RESTATEMENT OF THE EBAY INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
4. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
5. TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
6. TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER PROXY ACCESS, IF PROPERLY PRESENTED BEFORE THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
7. TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING GENDER PAY, IF PROPERLY PRESENTED BEFORE THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
GILEAD SCIENCES INC. | GILD | 375558103 | ANNUAL | 5/6/2015 | 1A. ELECTION OF DIRECTOR: JOHN F. COGAN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: CARLA A. HILLS | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KEVIN E. LOFTON | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOHN W. MADIGAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JOHN C. MARTIN | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: NICHOLAS G. MOORE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: RICHARD J. WHITLEY | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: GAYLE E. WILSON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: PER WOLD-OLSEN | MGMT | FOR | FOR | |||||
2. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3. TO APPROVE AN AMENDMENT AND RESTATEMENT TO GILEAD'S EMPLOYEE STOCK PURCHASE PLAN AND INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. | MGMT | FOR | FOR | |||||
4. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | MGMT | FOR | FOR | |||||
5. TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | SHRHLDR | AGAINST | AGAINST | |||||
6. TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | SHRHLDR | AGAINST | AGAINST | |||||
7. TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT GILEAD ISSUE AN ANNUAL SUSTAINABILITY REPORT. | SHRHLDR | AGAINST | AGAINST | |||||
8. TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD REPORT ON CERTAIN RISKS TO GILEAD FROM RISING PRESSURE TO CONTAIN U.S. SPECIALTY DRUG PRICES. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
AETNA | AET | 00817Y108 | ANNUAL | 5/15/2015 | 1a. ELECTION OF DIRECTOR: FERNANDO AGUIRRE | MGMT | FOR | FOR |
1b. ELECTION OF DIRECTOR: MARK T. BERTOLINI | MGMT | FOR | FOR | |||||
1c. ELECTION OF DIRECTOR: FRANK M. CLARK | MGMT | FOR | FOR | |||||
1d. ELECTION OF DIRECTOR: BETSY Z. COHEN | MGMT | FOR | FOR | |||||
1e. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. | MGMT | FOR | FOR | |||||
1f. ELECTION OF DIRECTOR: ROGER N. FARAH | MGMT | FOR | FOR | |||||
1g. ELECTION OF DIRECTOR: BARBARA HACKMAN FRANKLIN | MGMT | FOR | FOR |
1h. ELECTION OF DIRECTOR: JEFFREY E. GARTEN | MGMT | FOR | FOR | |||||
1i. ELECTION OF DIRECTOR: ELLEN M. HANCOCK | MGMT | FOR | FOR | |||||
1j. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON | MGMT | FOR | FOR | |||||
1k. ELECTION OF DIRECTOR: EDWARD J. LUDWIG | MGMT | FOR | FOR | |||||
1l. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE | MGMT | FOR | FOR | |||||
1m. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE | MGMT | FOR | FOR | |||||
2. APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ON A NON-BINDING ADVISORY BASIS | MGMT | FOR | FOR | |||||
4A. SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS-DISCLOSURE | SHRHLDR | AGAINST | AGAINST | |||||
4B. SHAREHOLDER PROPOSAL ON EXECUTIVES TO RETAIN SIGNIFICANT STOCK | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
LABORATORY CORP. OF AMERICA | LH | 50540R409 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JEAN-LUC BELINGARD | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: D. GARY GILLILAND, M.D., PH.D. | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID P. KING | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: GARHENG KONG, M.D., PH.D. | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: ROBERT E. MITTELSTAEDT, JR. | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: PETER M. NEUPERT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: ADAM H. SCHECHTER | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, M.D. | MGMT | FOR | FOR | |||||
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE TRAVELERS COMPANIES | TRV | 89417E109 | ANNUAL | 5/20/2015 | 1A. ELECTION OF DIRECTOR: ALAN L. BELLER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JOHN H. DASBURG | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JANET M. DOLAN | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JAY S. FISHMAN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: WILLIAM J. KANE | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH JR. | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
ANTHEM, INC. | WLP | 036752103 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: JULIE A. HILL | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: RAMIRO G. PERU | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: JOHN H. SHORT | MGMT | FOR | FOR | |||||
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
4. IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY. | SHRHLDR | AGAINST | NONE | |||||
5. IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A SHAREHOLDER PROPOSAL TO AMEND THE BY-LAWS OF ANTHEM, INC. TO ALLOW PROXY ACCESS BY SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE HOME DEPOT | HD | 437076102 | ANNUAL | 5/21/2015 | 1A. ELECTION OF DIRECTOR: ARI BOUSBIB | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: J. FRANK BROWN | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ALBERT P. CAREY | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: ARMANDO CODINA | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: HELENA B. FOULKES | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: WAYNE M. HEWETT | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: KAREN L. KATEN | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: CRAIG A. MENEAR | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: MARK VADON | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD | SHRHLDR | AGAINST | AGAINST | |||||
5. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
NORTHROP GRUMMAN CORP. | NOC | 666807102 | ANNUAL | 5/20/2015 | 1A. ELECTION OF DIRECTOR: WESLEY G. BUSH | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: BRUCE S. GORDON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MADELEINE A. KLEINER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: KARL J. KRAPEK | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: RICHARD B. MYERS | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY | MGMT | FOR | FOR | |||||
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
3. PROPOSAL TO AMEND THE COMPANY'S 2011 LONG-TERM INCENTIVE STOCK PLAN. | MGMT | FOR | FOR | |||||
4. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
SOUTHWEST AIRLINES CO. | LUV | 844741108 | ANNUAL | 5/13/2015 | 1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOHN G. DENISON | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: GARY C. KELLY | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: NANCY B. LOEFFLER | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JOHN T. MONTFORD | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: THOMAS M. NEALON | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: DANIEL D. VILLANUEVA | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE SOUTHWEST AIRLINES CO. AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
4. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
JP MORGAN CHASE & CO. | JPM | 46625H100 | ANNUAL | 5/19/2015 | 1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: JAMES A. BELL | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JAMES S. CROWN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JAMES DIMON | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: MICHAEL A. NEAL | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: LEE R. RAYMOND | MGMT | FOR | FOR |
1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON | MGMT | FOR | FOR | |||||
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | FOR | FOR | |||||
4. APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | MGMT | FOR | FOR | |||||
5. INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | SHRHLDR | AGAINST | AGAINST | |||||
6. LOBBYING - REPORT ON POLICIES, PROCEDURES AND EXPENDITURES | SHRHLDR | AGAINST | AGAINST | |||||
7. SPECIAL SHAREOWNER MEETINGS - REDUCE OWNERSHIP THRESHOLD FROM 20% TO 10% | SHRHLDR | AGAINST | AGAINST | |||||
8. HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST | SHRHLDR | AGAINST | AGAINST | |||||
9. ACCELERATED VESTING PROVISIONS - REPORT NAMES OF SENIOR EXECUTIVES AND VALUE OF EQUITY AWARDS THAT WOULD VEST IF THEY RESIGN TO ENTER GOVERNMENT SERVICE | SHRHLDR | AGAINST | AGAINST | |||||
10. CLAWBACK DISCLOSURE POLICY - DISCLOSE WHETHER THE FIRM RECOUPED ANY INCENTIVE COMPENSATION FROM SENIOR EXECUTIVES | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
EXXON MOBIL CORP. | XOM | 30231G102 | ANNUAL | 5/27/2015 | DIRECTOR 1) M.J. BOSKIN 2) P. BRABECK-LETMATHE 3) U.M. BURNS 4) L.R. FAULKNER 5) J.S. FISHMAN 6) H.H. FORE 7) K.C. FRAZIER 8) D.R. OBERHELMAN 9) S.J. PALMISANO 10) S.S REINEMUND 11) R.W. TILLERSON 12) W.C. WELDON | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 60) | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE 61) | MGMT | FOR | FOR | |||||
4. INDEPENDENT CHAIRMAN (PAGE 63) | MGMT | AGAINST | AGAINST | |||||
5. PROXY ACCESS BYLAW (PAGE 64) | MGMT | AGAINST | AGAINST | |||||
6. CLIMATE EXPERT ON BOARD (PAGE 66) | MGMT | AGAINST | AGAINST | |||||
7. BOARD QUOTA FOR WOMEN (PAGE 67) | MGMT | AGAINST | AGAINST | |||||
8. REPORT ON COMPENSATION FOR WOMEN (PAGE 68) | MGMT | AGAINST | AGAINST | |||||
9. REPORT ON LOBBYING (PAGE 69) | MGMT | AGAINST | AGAINST | |||||
10. GREENHOUSE GAS EMISSIONS GOALS (PAGE 70) | MGMT | AGAINST | AGAINST | |||||
11. REPORT ON HYDRAULIC FRACTURING (PAGE 72) | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
COMCAST CORPORATION | CMCSA | 20030N101 | ANNUAL | 5/21/2015 | 1. DIRECTOR 1) KENNETH J. BACON 2) SHELDON M. BONOVITZ 3) EDWARD D. BREEN 4) JOSEPH J. COLLINS 5) J. MICHAEL COOK 6) GERALD L. HASSELL 7) JEFFREY A. HONICKMAN 8) EDUARDO MESTRE 9) BRIAN L. ROBERTS 10) RALPH J. ROBERTS 11) JOHNATHAN A. RODGERS 12) DR. JUDITH RODIN | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | MGMT | FOR | FOR | |||||
3. APPROVAL OF OUR 2006 CASH BONUS PLAN | MGMT | FOR | FOR | |||||
4. TO PROVIDE AN ANNUAL REPORT ON LOBBYING ACTIVITIES | MGMT | AGAINST | AGAINST | |||||
5. TO PROHIBIT ACCELERATED VESTING UPON A CHANGE OF CONTROL | MGMT | AGAINST | AGAINST | |||||
6. TO PROVIDE EACH SHARE AN EQUAL VOTE | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
DEVON ENERGY CORPORATION | DVN | 25179M103 | ANNUAL | 6/3/2015 | 1. DIRECTOR 1) BARBARA M. BAUMANN 2) JOHN E. BETHANCOURT 3) ROBERT H. HENRY 4) MICHAEL M. KANOVSKY 5) ROBERT A. MOSBACHER, JR 6) J. LARRY NICHOLS 7) DUANE C. RADTKE 8) MARY P. RICCIARDELLO 9) JOHN RICHELS | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2015. | MGMT | FOR | FOR |
4. ADOPTION OF THE DEVON ENERGY CORPORATION 2015 LONG-TERM INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
5. ADOPTION OF PROXY ACCESS BYLAW. | MGMT | AGAINST | AGAINST | |||||
6. REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | MGMT | AGAINST | AGAINST | |||||
7. REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. | MGMT | AGAINST | AGAINST | |||||
8. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
TWITTER INC. | TWTR | 90184L102 | ANNUAL | 6/3/2015 | 1. DIRECTOR 1) DAVID ROSENBLATT 2) EVAN WILLIAMS | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | 1 YR | 1 YR | |||||
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
UNITED HEALTHCARE GROUP INC. | UNH | 91324P102 | ANNUAL | 6/1/2015 | 1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: EDSON BUENO, M.D. | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: RICHARD T. BURKE | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: ROBERT J. DARRETTA | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: MICHELE J. HOOPER | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: RODGER A. LAWSON | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | MGMT | FOR | FOR | |||||
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | FOR | FOR | |||||
3. APPROVAL OF AMENDMENTS TO THE 2011 STOCK INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
4. APPROVAL OF REINCORPORATION OF THE COMPANY FROM MINNESOTA TO DELAWARE. | MGMT | FOR | FOR | |||||
5. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
6. THE SHAREHOLDER PROPOSAL SET FORTH IN THE PROXY STATEMENT REQUESTING A POLICY REQUIRING AN INDEPENDENT BOARD CHAIR, IF PROPERLY PRESENTED AT THE 2015 ANNUAL MEETING OF SHAREHOLDERS. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
GENERAL MOTORS CO. | GM | 37045V100 | ANNUAL | 6/9/2015 | 1A. ELECTION OF DIRECTOR: JOSEPH J. ASHTON | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: MARY T. BARRA | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: LINDA R. GOODEN | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: JOSEPH JIMENEZ, JR. | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MICHAEL G. MULLEN | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: JAMES J. MULVA | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: PATRICIA F. RUSSO | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: THEODORE M. SOLSO | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: CAROL M. STEPHENSON | MGMT | FOR | FOR | |||||
2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 | MGMT | FOR | FOR | |||||
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
4. INDEPENDENT BOARD CHAIRMAN | MGMT | AGAINST | AGAINST | |||||
5. CUMULATIVE VOTING | MGMT | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
GOOGLE, INC. | GOOGL | 38259P508 | ANNUAL | 6/3/2015 | 1 DIRECTOR 1) LARRY PAGE 2) SERGEY BRIN 3) ERIC E. SCHMIDT 4) L. JOHN DOERR 5) DIANE B. GREENE 6) JOHN L. HENNESSY 7) ANN MATHER 8) ALAN R. MULALLY 9) PAUL S. OTELLINI 10) K. RAM SHRIRAM 11) SHIRLEY M. TILGHMAN | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2 THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3 THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 17,000,000 SHARES OF CLASS C CAPITAL STOCK. | MGMT | FOR | FOR | |||||
4 A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
5 A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
6 A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
7 A STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY COST, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
8 A STOCKHOLDER PROPOSAL REGARDING A REPORT ON BUSINESS RISK RELATED TO CLIMATE CHANGE REGULATIONS, IF PROPERLY PRESENTED AT THE MEETING. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
FACEBOOK, INC. | FB | 30303M102 | ANNUAL | 6/11/2015 | 1. DIRECTOR 1) MARC L. ANDREESSEN 2) ERSKINE B. BOWLES 3) S.D. DESMOND-HELLMANN 4) REED HASTINGS 5) JAN KOUM 6) SHERYL K. SANDBERG 7) PETER A. THIEL 8) MARK ZUCKERBERG | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 | MGMT | FOR | FOR | |||||
3. TO RE-APPROVE THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, SECTION 162(M) LIMITS OF OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS THAT MAY BECOME AVAILABLE PURSUANT TO SECTION 162(M) | MGMT | FOR | FOR | |||||
4. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING | SHRHLDR | AGAINST | AGAINST | |||||
5. A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT | SHRHLDR | AGAINST | AGAINST | |||||
6. A STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS RISK ASSESSMENT | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
MASTERCARD INC. | MA | 57636Q104 | ANNUAL | 6/9/2015 | 1A. ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: AJAY BANGA | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: SILVIO BARZI | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: MERIT E. JANOW | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: NANCY J. KARCH | MGMT | FOR | FOR |
1I. ELECTION OF DIRECTOR: MARC OLIVIE | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: RIMA QURESHI | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | MGMT | FOR | FOR | |||||
1L. ELECTION OF DIRECTOR: JACKSON P. TAI | MGMT | FOR | FOR | |||||
1M. ELECTION OF DIRECTOR: EDWARD SUNING TIAN | MGMT | FOR | FOR | |||||
2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN | MGMT | FOR | FOR | |||||
4. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015 | MGMT | FOR | FOR | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
CELGENE CORPORATION | CELG | 151020104 | ANNUAL | 6/17/2015 | 1. DIRECTOR 1) ROBERT J. HUGIN 2) R.W. BARKER, D. PHIL. 3) MICHAEL W. BONNEY 4) MICHAEL D. CASEY 5) CARRIE S. COX 6) MICHAEL A. FRIEDMAN, MD 7) GILLA S. KAPLAN, PH.D. 8) JAMES J. LOUGHLIN 9) ERNEST MARIO, PH.D. | MGMT | FOR ALL NOMINEES | FOR ALL NOMINEES |
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. | MGMT | FOR | FOR | |||||
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. | MGMT | FOR | FOR | |||||
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | FOR | FOR | |||||
5. STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | SHRHLDR | AGAINST | AGAINST | |||||
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
THE KROGER CO. | KR | 501044101 | ANNUAL | 6/25/2015 | 1A. ELECTION OF DIRECTOR: NORA A. AUFREITER | MGMT | FOR | FOR |
1B. ELECTION OF DIRECTOR: ROBERT D. BEYER | MGMT | FOR | FOR | |||||
1C. ELECTION OF DIRECTOR: SUSAN J. KROPF | MGMT | FOR | FOR | |||||
1D. ELECTION OF DIRECTOR: DAVID B. LEWIS | MGMT | FOR | FOR | |||||
1E. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN | MGMT | FOR | FOR | |||||
1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA | MGMT | FOR | FOR | |||||
1G. ELECTION OF DIRECTOR: CLYDE R. MOORE | MGMT | FOR | FOR | |||||
1H. ELECTION OF DIRECTOR: SUSAN M. PHILLIPS | MGMT | FOR | FOR | |||||
1I. ELECTION OF DIRECTOR: JAMES A. RUNDE | MGMT | FOR | FOR | |||||
1J. ELECTION OF DIRECTOR: RONALD L. SARGENT | MGMT | FOR | FOR | |||||
1K. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | MGMT | FOR | FOR | |||||
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | FOR | FOR | |||||
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. | MGMT | FOR | FOR | |||||
4. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO PUBLISH A REPORT ON HUMAN RIGHTS RISKS OF OPERATIONS AND SUPPLY CHAIN. | SHRHLDR | AGAINST | AGAINST | |||||
5. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS. | SHRHLDR | AGAINST | AGAINST | |||||
6. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT REGARDING OPTIONS TO REDUCE OR ELIMINATE ANTIBIOTIC USE IN THE PRODUCTION OF PRIVATE LABEL MEATS. | SHRHLDR | AGAINST | AGAINST |
Varsity/Monetta Intermediate Bond Fund
July 1, 2014 – June 30, 2015
There is no proxy voting activity for the fund because the fund did not hold any voting securities during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Monetta Trust
By (Signature and Title)* /s/ Robert S. Bacarella
Robert S. Bacarella
Principal Executive Officer
Date August 26, 2015
* Print the name and title of each signing officer under his or her signature.