Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Global Real Estate | ||||
Issuer | GLP J-REIT | ||||
Ticker/Sedol | 3281.T / B8RBZV7 | ||||
Principal Amount (US$) | $219,730,174 | ||||
Principal Amount (Foreign$) | JPY 30,477,673,758 | ||||
Amount Purchased (US$) | $1,833,400 | ||||
Amount Purchased (Foreign$) | JPY 254,136,638 | ||||
Trade Date | 05/18/2023 | ||||
Price (US$) | $1046.38 | ||||
Price-Foreign | JPY 145,138 | ||||
Underwriter | MSCO | ||||
Other Syndicate Members: | MIZUHO SEC. USA LLC NOMURA SECURITIES Co Ltd Mizuho Securities Co Ltd Mitsubishi UFJ Morgan Stanley Mizuho International PLC Nomura International PLC | ||||
Underwriting Spread | 3.21% | ||||
Currency | JPY |
Fund | Global Real Estate | ||||
Issuer | Invincible Investment Corporation | ||||
Ticker/Sedol | 8963.T / B00STP1 | ||||
Principal Amount (US$) | $252,513,248 | ||||
Principal Amount (Foreign$) | JPY 35,577,854,046 | ||||
Amount Purchased (US$) | $2,104,572 | ||||
Amount Purchased (Foreign$) | JPY 296,944,704 | ||||
Trade Date | 7/25/2023 | ||||
Price (US$) | $394.38 | ||||
Price-Foreign | JPY 55,566 | ||||
Underwriter | Mizuho | ||||
Other Syndicate Members: | SMBC Nikko Securities Mitsubishi UFJ Morgan Stanley Securities Morgan Stanley & Co International PLC Nomura International PLC SMBC Nikko Capital Markets Ltd Nomura Securities Co LTD | ||||
Underwriting Spread | 3.31% | ||||
Currency | JPY |