United States
Securities and Exchange Commission
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the
Securities Exchange Act of 1934
For the month of
November 2021
Vale S.A.
Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil
(Address of principal executive office)
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)
(Check One) Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))
(Check One) Yes ¨ No x
(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))
(Check One) Yes ¨ No x
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)
(Check One) Yes ¨ No x
(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-__ .)
Purchases of equity securities by the issuer and affiliated purchasers on October 31, 2021
Company: VALE S.A.
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 56,463,175 | 1.10 | % | 1.10 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||||||
Shares | VALE3 | Bradesco Securities Inc | Transfer of ADS´s | 10/18/2021 | 23,920,197 | - | - | |||||||||||||||||
Shares | VALE3 | XP Investments US | Transfer of ADS´s | 10/19/2021 | 35,459,797 | - | - | |||||||||||||||||
Shares | VALE3 | Citigroup Global Markets Inc | Transfer of ADS´s | 10/20/2021 | 8,097,552 | - | - | |||||||||||||||||
Shares | VALE3 | Santander Investment Securities Inc. | Transfer of ADS´s | 10/20/2021 | 16,734,600 | - | - |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 140,675,321 | 2.74 | % | 2.74 | % |
Company: VALE S.A. |
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 84,212,146 | 1.64 | % | 1.64 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||
ADS | VALE | Bradesco Securities Inc | Cancellation of ADS´s | 10/18/2021 | 23,920,197 | - | - | |||||||||||||
ADS | VALE | XP Investments US | Cancellation of ADS´s | 10/19/2021 | 35,459,797 | - | - | |||||||||||||
ADS | VALE | Citigroup Global Markets Inc | Cancellation of ADS´s | 10/20/2021 | 8,097,552 | - | - | |||||||||||||
ADS | VALE | Santander Investment Securities Inc. | Cancellation of ADS´s | 10/20/2021 | 16,734,600 | - | - |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 0 | 0.00 | % | 0.00 | % |
Company: MBR S.A.
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 57,809,730 | 1.13 | % | 1.13 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||
Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 09/29/21 | 2,309,900 | 76.03099 | 175,623,986.00 | |||||||||||||
Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 10/01/21 | 2,453,600 | 76.30694 | 187,226,719.00 | |||||||||||||
Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 10/04/21 | 2,492,800 | 76.07452 | 189,638,561.00 | |||||||||||||
Shares | VALE3 | Citigroup Global Markets Brasil CCTVM S/A | Buy | 10/05/21 | 2,060,800 | 75.48840 | 155,566,495.00 | |||||||||||||
Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 10/06/21 | 2,394,953 | 75.70564 | 181,311,450.75 | |||||||||||||
Shares | VALE3 | J.P. Morgan CCVM SA | Buy | 10/07/21 | 3,000,000 | 79.44675 | 238,340,236.00 |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 72,521,783 | 1.41 | % | 1.41 | % |
Company: MBR S.A.
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 0 | 0.00 | % | 0.00 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||||
- | - | - | - | - | - | - | - |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 0 | 0.00 | % | 0.00 | % |
Company: Vale Holdings B.V.
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 0 | 0.00 | % | 0.00 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||||
- | - | - | - | - | - | - | - |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
Shares | VALE3 | 0 | 0.00 | % | 0.00 | % |
Company: Vale Holdings B.V.
Beginning balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 42,032,870 | 0.82 | % | 0.82 | % |
Movements
Type of security | Characteristic of the security | Intermediate | Operation | Date | Quantity | Average price (Daily) | Volume (R$) | |||||||||||||
ADS | VALE | Bradesco Securities Inc | Buy | 09/29/21 | 2,500,000 | 14.03139 | 190,030,650.52 | |||||||||||||
ADS | VALE | Bradesco Securities Inc | Buy | 10/01/21 | 2,500,000 | 14.19780 | 191,354,369.57 | |||||||||||||
ADS | VALE | XP Investments US | Buy | 10/04/21 | 2,500,000 | 14.02114 | 190,000,456.57 | |||||||||||||
ADS | VALE | Bradesco Securities Inc | Buy | 10/05/21 | 2,500,000 | 13.84063 | 188,962,621.99 | |||||||||||||
ADS | VALE | XP Investments US | Buy | 10/06/21 | 2,500,000 | 13.79428 | 190,005,813.45 | |||||||||||||
ADS | VALE | J.P. Morgan Securities Inc. | Buy | 10/07/21 | 2,500,000 | 14.47445 | 199,530,225.12 |
Ending balance
% | ||||||||||||||
Type of security | Characteristic of the security | Quantity | Same class of shares | Total capital | ||||||||||
ADS | VALE | 57,032,870 | 1.11 | % | 1.11 | % |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Vale S.A. | ||
(Registrant) | ||
By: | /s/ Ivan Fadel | |
Date: November 10, 2021 | Head of Investor Relations |