UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08416
Touchstone Variable Series Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
TVST Active Bond Fund -------------------------------------------------------------------------------------------------------------------------- GENON ESCROW CORP Agenda Number: 934689932 -------------------------------------------------------------------------------------------------------------------------- Security: 37244DAC3 Meeting Type: Consent Ticker: Meeting Date: 06-Nov-2017 ISIN: US37244DAC39 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = REJECT) Mgmt No vote 2. OPT OUT OF THE THIRD PARTY RELEASE (FOR = OPT OUT, Mgmt No vote ABSTAIN = DO NOT OPT OUT) TVST Aggressive ETF Fund -------------------------------------------------------------------------------------------------------------------------- VANGUARD FUNDS Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 92206C870 Meeting Type: Special Ticker: VCIT Meeting Date: 15-Nov-2017 ISIN: US92206C8709 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908363 Meeting Type: Special Ticker: VOO Meeting Date: 15-Nov-2017 ISIN: US9229083632 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908652 Meeting Type: Special Ticker: VXF Meeting Date: 15-Nov-2017 ISIN: US9229086528 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671252 -------------------------------------------------------------------------------------------------------------------------- Security: 922908553 Meeting Type: Special Ticker: VNQ Meeting Date: 15-Nov-2017 ISIN: US9229085538 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For * EMERSON U. FULLWOOD Mgmt For * AMY GUTMANN Mgmt For * JOANN HEFFERNAN HEISEN Mgmt For * F. JOSEPH LOUGHREY Mgmt For * MARK LOUGHRIDGE Mgmt For * SCOTT C. MALPASS Mgmt For * F. WILLIAM MCNABB III Mgmt For * DEANNA MULLIGAN Mgmt For * ANDRE F. PEROLD Mgmt For * SARAH BLOOM RASKIN Mgmt For * PETER F. VOLANAKIS Mgmt For * 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For * FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX PORTFOLIO. 5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For * INDEX FUND TO NONDIVERSIFIED. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against * PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922042858 Meeting Type: Special Ticker: VWO Meeting Date: 15-Nov-2017 ISIN: US9220428588 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 922042676 Meeting Type: Special Ticker: VNQI Meeting Date: 15-Nov-2017 ISIN: US9220426764 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD TAX-MANAGED FUND Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 921943858 Meeting Type: Special Ticker: VEA Meeting Date: 15-Nov-2017 ISIN: US9219438580 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." TVST Conservative ETF Fund -------------------------------------------------------------------------------------------------------------------------- VANGUARD Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 92203J407 Meeting Type: Special Ticker: BNDX Meeting Date: 15-Nov-2017 ISIN: US92203J4076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD FUNDS Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 92206C870 Meeting Type: Special Ticker: VCIT Meeting Date: 15-Nov-2017 ISIN: US92206C8709 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908363 Meeting Type: Special Ticker: VOO Meeting Date: 15-Nov-2017 ISIN: US9229083632 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908652 Meeting Type: Special Ticker: VXF Meeting Date: 15-Nov-2017 ISIN: US9229086528 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671252 -------------------------------------------------------------------------------------------------------------------------- Security: 922908553 Meeting Type: Special Ticker: VNQ Meeting Date: 15-Nov-2017 ISIN: US9229085538 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For * EMERSON U. FULLWOOD Mgmt For * AMY GUTMANN Mgmt For * JOANN HEFFERNAN HEISEN Mgmt For * F. JOSEPH LOUGHREY Mgmt For * MARK LOUGHRIDGE Mgmt For * SCOTT C. MALPASS Mgmt For * F. WILLIAM MCNABB III Mgmt For * DEANNA MULLIGAN Mgmt For * ANDRE F. PEROLD Mgmt For * SARAH BLOOM RASKIN Mgmt For * PETER F. VOLANAKIS Mgmt For * 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For * FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX PORTFOLIO. 5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For * INDEX FUND TO NONDIVERSIFIED. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against * PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922042858 Meeting Type: Special Ticker: VWO Meeting Date: 15-Nov-2017 ISIN: US9220428588 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD TAX-MANAGED FUND Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 921943858 Meeting Type: Special Ticker: VEA Meeting Date: 15-Nov-2017 ISIN: US9219438580 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." TVST Focused Fund -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934793224 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 30-May-2018 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Tom A. Alberg Mgmt For For 1c. Election of Director: Jamie S. Gorelick Mgmt For For 1d. Election of Director: Daniel P. Huttenlocher Mgmt For For 1e. Election of Director: Judith A. McGrath Mgmt For For 1f. Election of Director: Jonathan J. Rubinstein Mgmt For For 1g. Election of Director: Thomas O. Ryder Mgmt For For 1h. Election of Director: Patricia Q. Stonesifer Mgmt For For 1i. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD Shr Abstain Against CANDIDATES 5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shr For Against INDEPENDENT BOARD CHAIR 6. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For FOR SHAREHOLDER PROPOSALS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934716068 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 13-Feb-2018 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt No vote 1b. Election of director: Tim Cook Mgmt No vote 1c. Election of director: Al Gore Mgmt No vote 1d. Election of director: Bob Iger Mgmt No vote 1e. Election of director: Andrea Jung Mgmt No vote 1f. Election of director: Art Levinson Mgmt No vote 1g. Election of director: Ron Sugar Mgmt No vote 1h. Election of director: Sue Wagner Mgmt No vote 2. Ratification of the appointment of Ernst & Young LLP Mgmt No vote as Apple's independent registered public accounting firm for 2018 3. Advisory vote to approve executive compensation Mgmt No vote 4. Approval of the amended and restated Apple Inc. Mgmt No vote Non-Employee Director Stock Plan 5. A shareholder proposal entitled "Shareholder Proxy Shr No vote Access Amendments" 6. A shareholder proposal entitled "Human Rights Shr No vote Committee" -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 934736236 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Ticker: T Meeting Date: 27-Apr-2018 ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Randall L. Stephenson Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1C. Election of Director: Richard W. Fisher Mgmt For For 1D. Election of Director: Scott T. Ford Mgmt For For 1E. Election of Director: Glenn H. Hutchins Mgmt For For 1F. Election of Director: William E. Kennard Mgmt For For 1G. Election of Director: Michael B. McCallister Mgmt For For 1H. Election of Director: Beth E. Mooney Mgmt For For 1I. Election of Director: Joyce M. Roche Mgmt For For 1J. Election of Director: Matthew K. Rose Mgmt For For 1K. Election of Director: Cynthia B. Taylor Mgmt For For 1L. Election of Director: Laura D'Andrea Tyson Mgmt For For 1M. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent auditors. Mgmt For For 3. Advisory approval of executive compensation. Mgmt For For 4. Approve Stock Purchase and Deferral Plan. Mgmt For For 5. Approve 2018 Incentive Plan. Mgmt For For 6. Prepare lobbying report. Shr Abstain Against 7. Modify proxy access requirements. Shr For Against 8. Independent Chair. Shr For Against 9. Reduce vote required for written consent. Shr For Against -------------------------------------------------------------------------------------------------------------------------- AVNET,INC. Agenda Number: 934680249 -------------------------------------------------------------------------------------------------------------------------- Security: 053807103 Meeting Type: Annual Ticker: AVT Meeting Date: 09-Nov-2017 ISIN: US0538071038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM J. AMELIO Mgmt No vote 1C. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt No vote 1D. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt No vote 1E. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt No vote 1F. ELECTION OF DIRECTOR: JAMES A. LAWRENCE Mgmt No vote 1G. ELECTION OF DIRECTOR: AVID MODJTABAI Mgmt No vote 1H. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III Mgmt No vote 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote VOTES ON EXECUTIVE COMPENSATION. 4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2018. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934737163 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 25-Apr-2018 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J. P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell, III Mgmt For For 1L. Election of Director: Michael D. White Mgmt For For 1M. Election of Director: Thomas D. Woods Mgmt For For 1N. Election of Director: R. David Yost Mgmt For For 1O. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Advisory, Mgmt For For Non-binding "Say on Pay" Resolution) 3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2018 4. Stockholder Proposal - Independent Board Chairman Shr For Against -------------------------------------------------------------------------------------------------------------------------- BANK OF THE OZARKS Agenda Number: 934741972 -------------------------------------------------------------------------------------------------------------------------- Security: 063904106 Meeting Type: Annual Ticker: OZRK Meeting Date: 07-May-2018 ISIN: US0639041062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nicholas Brown Mgmt For For 1b. Election of Director: Paula Cholmondeley Mgmt For For 1c. Election of Director: Richard Cisne Mgmt For For 1d. Election of Director: Robert East Mgmt For For 1e. Election of Director: Kathleen Franklin Mgmt For For 1f. Election of Director: Catherine B. Freedberg Mgmt For For 1g. Election of Director: Jeffrey Gearhart Mgmt For For 1h. Election of Director: George Gleason Mgmt For For 1i. Election of Director: Linda Gleason Mgmt For For 1j. Election of Director: Peter Kenny Mgmt For For 1k. Election of Director: William Koefoed, Jr. Mgmt For For 1l. Election of Director: Walter J. Mullen Mgmt For For 1m. Election of Director: Christopher Orndorff Mgmt For For 1n. Election of Director: Robert Proost Mgmt For For 1o. Election of Director: John Reynolds Mgmt For For 1p. Election of Director: Ross Whipple Mgmt For For 2. To approve an amendment and restatement of the Mgmt For For Company's Non-Employee Director Stock Plan. 3. To approve an amendment to the Company's Amended and Mgmt For For Restated Articles of Incorporation to change the Company's name to "Bank OZK". 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. 5. To approve, on an advisory, non-binding basis, the Mgmt Against Against compensation of the Company's named executive officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 934745641 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 05-May-2018 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Susan L. Decker Mgmt For For William H. Gates III Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Shareholder proposal regarding methane gas emissions. Shr Abstain Against 3. Shareholder proposal regarding adoption of a policy to Shr Abstain Against encourage Berkshire subsidiaries to issue annual sustainability reports. -------------------------------------------------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. Agenda Number: 934822948 -------------------------------------------------------------------------------------------------------------------------- Security: 090572207 Meeting Type: Annual Ticker: BIO Meeting Date: 14-Jun-2018 ISIN: US0905722072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Arnold A. Pinkston Mgmt For For 1.2 Election of Director: Melinda Litherland Mgmt For For 2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For as the Company's independent auditors. -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 934806069 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Ticker: BIIB Meeting Date: 12-Jun-2018 ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexander J. Denner Mgmt For For 1b. Election of Director: Caroline D. Dorsa Mgmt For For 1c. Election of Director: Nancy L. Leaming Mgmt For For 1d. Election of Director: Richard C. Mulligan Mgmt For For 1e. Election of Director: Robert W. Pangia Mgmt For For 1f. Election of Director: Stelios Papadopoulos Mgmt For For 1g. Election of Director: Brian S. Posner Mgmt For For 1h. Election of Director: Eric K. Rowinsky Mgmt For For 1i. Election of Director: Lynn Schenk Mgmt For For 1j. Election of Director: Stephen A. Sherwin Mgmt For For 1k. Election of Director: Michel Vounatsos Mgmt For For 2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Say on Pay - To approve an advisory vote on executive Mgmt For For compensation. 4. Stockholder proposal requesting certain proxy access Shr For Against bylaw amendments. 5. Stockholder proposal requesting a report on the extent Shr For Against to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements. -------------------------------------------------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Agenda Number: 934800687 -------------------------------------------------------------------------------------------------------------------------- Security: 09857L108 Meeting Type: Annual Ticker: BKNG Meeting Date: 07-Jun-2018 ISIN: US09857L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy M. Armstrong Mgmt For For Jeffery H. Boyd Mgmt For For Jeffrey E. Epstein Mgmt For For Glenn D. Fogel Mgmt For For Mirian Graddick-Weir Mgmt For For James M. Guyette Mgmt For For Robert J. Mylod, Jr. Mgmt For For Charles H. Noski Mgmt For For Nancy B. Peretsman Mgmt For For Nicholas J. Read Mgmt For For Thomas E. Rothman Mgmt For For Craig W. Rydin Mgmt For For Lynn M. Vojvodich Mgmt For For 2. Ratification of Deloitte & Touche LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Advisory Vote to Approve 2017 Executive Compensation. Mgmt For For 4. Vote to Approve Amendments to the Company's 1999 Mgmt For For Omnibus Plan. 5. Stockholder Proposal requesting that the Company adopt Shr For Against a policy that the Chairperson of the Board must be an independent director. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 01-May-2018 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: P. J. Arduini Mgmt For For 1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For 1C. Election of Director: R. J. Bertolini Mgmt For For 1D. Election of Director: G. Caforio, M.D. Mgmt For For 1E. Election of Director: M. W. Emmens Mgmt For For 1F. Election of Director: M. Grobstein Mgmt For For 1G. Election of Director: A. J. Lacy Mgmt For For 1H. Election of Director: D. C. Paliwal Mgmt For For 1I. Election of Director: T. R. Samuels Mgmt For For 1J. Election of Director: G. L. Storch Mgmt For For 1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For 1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For 2. Advisory vote to approve the compensation of our Named Mgmt For For Executive Officers 3. Ratification of the appointment of an independent Mgmt For For registered public accounting firm 4. Shareholder Proposal on Annual Report Disclosing How Shr For Against Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans 5. Shareholder Proposal to Lower the Share Ownership Shr For Against Threshold to Call Special Shareholder Meetings -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 934730575 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 11-Apr-2018 ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to approve Mgmt For For executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To approve the Carnival plc Directors' Remuneration Mgmt For For Report (in accordance with legal requirements applicable to UK companies). 14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporation. 15. To authorize the Audit Committee of Carnival plc to Mgmt For For determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 16. To receive the UK accounts and reports of the Mgmt For For Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). 17. To approve the giving of authority for the allotment Mgmt For For of new shares by Carnival plc (in accordance with customary practice for UK companies). 18. To approve the disapplication of pre-emption rights in Mgmt For For relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve a general authority for Carnival plc to buy Mgmt For For back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934694147 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Ticker: CSCO Meeting Date: 11-Dec-2017 ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt No vote 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt No vote 1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt No vote 1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt No vote 1F. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt No vote 1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt No vote 1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt No vote 1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt No vote 1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt No vote 1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt No vote 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 Mgmt No vote STOCK INCENTIVE PLAN. 3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE Mgmt No vote INCENTIVE PLAN. 4. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt No vote COMPENSATION. 5. RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt No vote OF EXECUTIVE COMPENSATION VOTES. 6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. 7. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr No vote CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 934808265 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Ticker: CMCSA Meeting Date: 11-Jun-2018 ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Sheldon M. Bonovitz Mgmt For For Edward D. Breen Mgmt For For Gerald L. Hassell Mgmt For For Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt For For Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our independent Mgmt For For auditors 3. Advisory vote on executive compensation Mgmt For For 4. To provide a lobbying report Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934785784 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 30-May-2018 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan K. Avery Mgmt For For 1b. Election of Director: Angela F. Braly Mgmt For For 1c. Election of Director: Ursula M. Burns Mgmt For For 1d. Election of Director: Kenneth C. Frazier Mgmt For For 1e. Election of Director: Steven A. Kandarian Mgmt For For 1f. Election of Director: Douglas R. Oberhelman Mgmt For For 1g. Election of Director: Samuel J. Palmisano Mgmt For For 1h. Election of Director: Steven S Reinemund Mgmt For For 1i. Election of Director: William C. Weldon Mgmt For For 1j. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page 25) Mgmt For For 3. Advisory Vote to Approve Executive Compensation (page Mgmt Against Against 26) 4. Independent Chairman (page 54) Shr For Against 5. Special Shareholder Meetings (page 55) Shr For Against 6. Board Diversity Matrix (page 56) Shr Against For 7. Report on Lobbying (page 58) Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 934793034 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: FB Meeting Date: 31-May-2018 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc L. Andreessen Mgmt For For Erskine B. Bowles Mgmt For For Kenneth I. Chenault Mgmt For For S. D. Desmond-Hellmann Mgmt Withheld Against Reed Hastings Mgmt Withheld Against Jan Koum Mgmt Withheld Against Sheryl K. Sandberg Mgmt Withheld Against Peter A. Thiel Mgmt Withheld Against Mark Zuckerberg Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. A stockholder proposal regarding change in stockholder Shr For Against voting. 4. A stockholder proposal regarding a risk oversight Shr For Against committee. 5. A stockholder proposal regarding simple majority vote. Shr For Against 6. A stockholder proposal regarding a content governance Shr Abstain Against report. 7. A stockholder proposal regarding median pay by gender. Shr Abstain Against 8. A stockholder proposal regarding tax principles. Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934737707 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 25-Apr-2018 ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 Election of Director: Sebastien M. Bazin Mgmt For For A2 Election of Director: W. Geoffrey Beattie Mgmt For For A3 Election of Director: John J. Brennan Mgmt For For A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For A5 Election of Director: Francisco D'Souza Mgmt For For A6 Election of Director: John L. Flannery Mgmt For For A7 Election of Director: Edward P. Garden Mgmt For For A8 Election of Director: Thomas W. Horton Mgmt For For A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For A10 Election of Director: James J. Mulva Mgmt For For A11 Election of Director: Leslie F. Seidman Mgmt For For A12 Election of Director: James S. Tisch Mgmt For For B1 Advisory Approval of Our Named Executives' Mgmt For For Compensation B2 Approval of the GE International Employee Stock Mgmt For For Purchase Plan B3 Ratification of KPMG as Independent Auditor for 2018 Mgmt For For C1 Require the Chairman of the Board to be Independent Shr For Against C2 Adopt Cumulative Voting for Director Elections Shr Against For C3 Deduct Impact of Stock Buybacks from Executive Pay Shr Against For C4 Issue Report on Political Lobbying and Contributions Shr Abstain Against C5 Issue Report on Stock Buybacks Shr Against For C6 Permit Shareholder Action by Written Consent Shr For Against -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934760871 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Ticker: HAL Meeting Date: 16-May-2018 ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For 1b. Election of Director: William E. Albrecht Mgmt For For 1c. Election of Director: Alan M. Bennett Mgmt For For 1d. Election of Director: James R. Boyd Mgmt For For 1e. Election of Director: Milton Carroll Mgmt For For 1f. Election of Director: Nance K. Dicciani Mgmt For For 1g. Election of Director: Murry S. Gerber Mgmt For For 1h. Election of Director: Jose C. Grubisich Mgmt For For 1i. Election of Director: David J. Lesar Mgmt For For 1j. Election of Director: Robert A. Malone Mgmt For For 1k. Election of Director: Jeffrey A. Miller Mgmt For For 1l. Election of Director: Debra L. Reed Mgmt For For 2. Ratification of Selection of Principal Independent Mgmt For For Public Accountants. 3. Advisory Approval of Executive Compensation. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Ticker: IBM Meeting Date: 24-Apr-2018 ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a Term of One Year: K.I. Mgmt For For Chenault 1b. Election of Director for a Term of One Year: M.L. Mgmt For For Eskew 1c. Election of Director for a Term of One Year: D.N. Farr Mgmt For For 1d. Election of Director for a Term of One Year: A. Gorsky Mgmt For For 1e. Election of Director for a Term of One Year: S.A. Mgmt For For Jackson 1f. Election of Director for a Term of One Year: A.N. Mgmt For For Liveris 1g. Election of Director for a Term of One Year: H.S. Mgmt For For Olayan 1h. Election of Director for a Term of One Year: J.W. Mgmt For For Owens 1i. Election of Director for a Term of One Year: V.M. Mgmt For For Rometty 1j. Election of Director for a Term of One Year: J.R. Mgmt For For Swedish 1k. Election of Director for a Term of One Year: S. Taurel Mgmt For For 1l. Election of Director for a Term of One Year: P.R. Mgmt For For Voser 1m. Election of Director for a Term of One Year: F.H. Mgmt For For Waddell 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm 3. Advisory Vote on Executive Compensation Mgmt For For 4. Stockholder Proposal on Lobbying Disclosure Shr Abstain Against 5. Stockholder Proposal on Shareholder Ability to Call a Shr For Against Special Shareholder Meeting 6. Stockholder Proposal to Have an Independent Board Shr For Against Chairman -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934737620 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 26-Apr-2018 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Beckerle Mgmt For For 1b. Election of Director: D. Scott Davis Mgmt For For 1c. Election of Director: Ian E. L. Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Alex Gorsky Mgmt For For 1f. Election of Director: Mark B. McClellan Mgmt For For 1g. Election of Director: Anne M. Mulcahy Mgmt For For 1h. Election of Director: William D. Perez Mgmt For For 1i. Election of Director: Charles Prince Mgmt For For 1j. Election of Director: A. Eugene Washington Mgmt For For 1k. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation 3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm for 2018 4. Shareholder Proposal - Accounting for Litigation and Shr Against For Compliance in Executive Compensation Performance Measures 5. Shareholder Proposal - Amendment to Shareholder Shr For Against Ability to Call Special Shareholder Meeting -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934721211 -------------------------------------------------------------------------------------------------------------------------- Security: G51502105 Meeting Type: Annual Ticker: JCI Meeting Date: 07-Mar-2018 ISIN: IE00BY7QL619 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Michael E. Daniels Mgmt No vote 1B. Election of director: W. Roy Dunbar Mgmt No vote 1C. Election of director: Brian Duperreault Mgmt No vote 1D. Election of director: Gretchen R. Haggerty Mgmt No vote 1E. Election of director: Simone Menne Mgmt No vote 1F. Election of director: George R. Oliver Mgmt No vote 1G. Election of director: Juan Pablo del Valle Perochena Mgmt No vote 1H. Election of director: Jurgen Tinggren Mgmt No vote 1I. Election of director: Mark Vergnano Mgmt No vote 1J. Election of director: R. David Yost Mgmt No vote 1K. Election of director: John D. Young Mgmt No vote 2.A To ratify the appointment of PricewaterhouseCoopers Mgmt No vote LLP as the independent auditors of the Company. 2.B To authorize the Audit Committee of the Board of Mgmt No vote Directors to set the auditors' remuneration. 3. To authorize the Company and/or any subsidiary of the Mgmt No vote Company to make market purchases of Company shares. 4. To determine the price range at which the Company can Mgmt No vote re-allot shares that it holds as treasury shares (Special Resolution). 5. To approve, in a non-binding advisory vote, the Mgmt No vote compensation of the named executive officers. 6. To approve the Directors' authority to allot shares up Mgmt No vote to approximately 33% of issued share capital. 7. To approve the waiver of statutory pre-emption rights Mgmt No vote with respect to up to 5% of issued share capital (Special Resolution). 8.A To approve the reduction of Company capital (Special Mgmt No vote Resolution). 8.B To approve a clarifying amendment to the Company's Mgmt No vote Articles of Association to facilitate the capital reduction (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 934793363 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 30-May-2018 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hugo Bague Mgmt For For 1b. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1c. Election of Director: Dame DeAnne Julius Mgmt For For 1d. Election of Director: Sheila A. Penrose Mgmt For For 1e. Election of Director: Ming Lu Mgmt For For 1f. Election of Director: Bridget Macaskill Mgmt For For 1g. Election of Director: Martin H. Nesbitt Mgmt For For 1h. Election of Director: Ann Marie Petach Mgmt For For 1i. Election of Director: Shailesh Rao Mgmt For For 1j. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation 3. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934689514 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 29-Nov-2017 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote 1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt No vote 1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt No vote 1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote 1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote 1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote 1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote 1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote 1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt No vote 1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote 1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt No vote 1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote 1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote 1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt No vote COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote VOTES TO APPROVE EXECUTIVE COMPENSATION 4. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt No vote INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 5. APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS Mgmt No vote UNDER THE EXECUTIVE INCENTIVE PLAN 6. APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Ticker: MDLZ Meeting Date: 16-May-2018 ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lewis W.K. Booth Mgmt For For 1b. Election of Director: Charles E. Bunch Mgmt For For 1c. Election of Director: Debra A. Crew Mgmt For For 1d. Election of Director: Lois D. Juliber Mgmt For For 1e. Election of Director: Mark D. Ketchum Mgmt For For 1f. Election of Director: Peter W. May Mgmt For For 1g. Election of Director: Jorge S. Mesquita Mgmt For For 1h. Election of Director: Joseph Neubauer Mgmt For For 1i. Election of Director: Fredric G. Reynolds Mgmt For For 1j. Election of Director: Christiana S. Shi Mgmt For For 1k. Election of Director: Patrick T. Siewert Mgmt For For 1l. Election of Director: Jean-Francois M. L. van Boxmeer Mgmt For For 1m. Election of Director: Dirk Van de Put Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt Against Against 3. Ratification of PricewaterhouseCoopers LLP as Mgmt For For Independent Registered Public Accountants for Fiscal Year Ending December 31, 2018. 4. Report on Non-Recyclable Packaging. Shr Abstain Against 5. Create a Committee to Prepare a Report Regarding the Shr Abstain Against Impact of Plant Closures on Communities and Alternatives to Help Mitigate the Effects. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 934724039 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Ticker: NVS Meeting Date: 02-Mar-2018 ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Review of Mgmt No vote Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2017 Financial Year 2. Discharge from Liability of the Members of the Board Mgmt No vote of Directors and the Executive Committee 3. Appropriation of Available Earnings of Novartis AG as Mgmt No vote per Balance Sheet and Declaration of Dividend 4. Reduction of Share Capital Mgmt No vote 5A. Binding Vote on the maximum aggregate amount of Mgmt No vote Compensation for Members of the Board of Directors from the 2018 Annual General Meeting to the 2019 Annual General Meeting 5B. Binding Vote on the maximum aggregate amount of Mgmt No vote Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2019 5C. Advisory Vote on the 2017 Compensation Report Mgmt No vote 6A. Re-election as Chairman of the Board of Director: Mgmt No vote Joerg Reinhardt, Ph.D. 6B. Re-election of Director: Nancy C. Andrews, M.D., Ph.D. Mgmt No vote 6C. Re-election of Director: Dimitri Azar, M.D. Mgmt No vote 6D. Re-election of Director: Ton Buechner Mgmt No vote 6E. Re-election of Director: Srikant Datar, Ph.D. Mgmt No vote 6F. Re-election of Director: Elizabeth Doherty Mgmt No vote 6G. Re-election of Director: Ann Fudge Mgmt No vote 6H. Re-election of Director: Frans van Houten Mgmt No vote 6I. Re-election of Director: Andreas von Planta, Ph.D. Mgmt No vote 6J. Re-election of Director: Charles L. Sawyers, M.D. Mgmt No vote 6K. Re-election of Director: Enrico Vanni, Ph.D. Mgmt No vote 6L. Re-election of Director: William T. Winters Mgmt No vote 7A. Re-election to the Compensation Committee: Srikant Mgmt No vote Datar, Ph.D. 7B. Re-election to the Compensation Committee: Ann Fudge Mgmt No vote 7C. Re-election to the Compensation Committee: Enrico Mgmt No vote Vanni, Ph.D. 7D. Re-election to the Compensation Committee: William T. Mgmt No vote Winters 8. Re-election of the Statutory Auditor Mgmt No vote 9. Re-election of the Independent Proxy Mgmt No vote 10. General instructions in case of alternative motions Mgmt No vote under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations Mark FOR on this Voting Instruction Card to vote according to the motions of the Board of Directors. Mark AGAINST to vote against any alternative /new motions. Mark ABSTAIN to abstain from voting. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 934681671 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Ticker: ORCL Meeting Date: 15-Nov-2017 ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JEFFREY S. BERG Mgmt No vote MICHAEL J. BOSKIN Mgmt No vote SAFRA A. CATZ Mgmt No vote BRUCE R. CHIZEN Mgmt No vote GEORGE H. CONRADES Mgmt No vote LAWRENCE J. ELLISON Mgmt No vote HECTOR GARCIA-MOLINA Mgmt No vote JEFFREY O. HENLEY Mgmt No vote MARK V. HURD Mgmt No vote RENEE J. JAMES Mgmt No vote LEON E. PANETTA Mgmt No vote NAOMI O. SELIGMAN Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt No vote EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE ORACLE CORPORATION AMENDED AND Mgmt No vote RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. 5. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. 6. STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr No vote REPORT. 7. STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. Shr No vote 8. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. Shr No vote -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 934814939 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 12-Jun-2018 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc Benioff Mgmt For For 1b. Election of Director: Keith Block Mgmt For For 1c. Election of Director: Craig Conway Mgmt For For 1d. Election of Director: Alan Hassenfeld Mgmt For For 1e. Election of Director: Neelie Kroes Mgmt For For 1f. Election of Director: Colin Powell Mgmt For For 1g. Election of Director: Sanford Robertson Mgmt For For 1h. Election of Director: John V. Roos Mgmt For For 1i. Election of Director: Bernard Tyson Mgmt For For 1j. Election of Director: Robin Washington Mgmt For For 1k. Election of Director: Maynard Webb Mgmt For For 1l. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our Certificate of Mgmt For For Incorporation to allow stockholders to request special meetings of the stockholders. 3. Amendment and restatement of our 2013 Equity Incentive Mgmt For For Plan to, among other things, increase the number of shares authorized for issuance by 40 million shares. 4. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending January 31, 2019. 5. An advisory vote to approve the fiscal 2018 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the elimination of Shr For Against supermajority voting requirements. 7. A stockholder proposal requesting a report on Shr Abstain Against Salesforce's criteria for investing in, operating in and withdrawing from high-risk regions. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Ticker: SLB Meeting Date: 04-Apr-2018 ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter L.S. Currie Mgmt For For 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: V. Maureen Kempston Darkes Mgmt For For 1D. Election of Director: Paal Kibsgaard Mgmt For For 1E. Election of Director: Nikolay Kudryavtsev Mgmt For For 1F. Election of Director: Helge Lund Mgmt For For 1G. Election of Director: Michael E. Marks Mgmt For For 1H. Election of Director: Indra K. Nooyi Mgmt For For 1I. Election of Director: Lubna S. Olayan Mgmt For For 1J. Election of Director: Leo Rafael Reif Mgmt For For 1K. Election of Director: Henri Seydoux Mgmt For For 2. To approve, on an advisory basis, the Company's Mgmt Against Against executive compensation. 3. To report on the course of business during the year Mgmt For For ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for 2018. 5. To approve amended and restated French Sub Plan for Mgmt For For purposes of qualification under French Law. -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 934738658 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Ticker: SBNY Meeting Date: 25-Apr-2018 ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Kathryn A. Byrne Mgmt For For 1.2 Election of Director: Alfonse M. D'Amato Mgmt For For 1.3 Election of Director: Jeffrey W. Meshel Mgmt For For 2. To ratify the appointment of KPMG LLP, an independent Mgmt For For registered public accounting firm, as the independent auditors for the year ending December 31, 2018. 3. Advisory vote on executive compensation. Mgmt Against Against 4. To approve an amendment to the Amended and Restated Mgmt For For 2004 Long-Term Incentive Plan to extend the term of such Plan until December 31, 2028. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 934758357 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Ticker: SPG Meeting Date: 08-May-2018 ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glyn F. Aeppel Mgmt For For 1b. Election of Director: Larry C. Glasscock Mgmt For For 1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1d. Election of Director: Allan Hubbard Mgmt For For 1e. Election of Director: Reuben S. Leibowitz Mgmt For For 1f. Election of Director: Gary M. Rodkin Mgmt For For 1g. Election of Director: Stefan M. Selig Mgmt For For 1h. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For 1i. Election of Director: J. Albert Smith, Jr. Mgmt For For 1j. Election of Director: Marta R. Stewart Mgmt For For 2. An advisory vote to approve the compensation of our Mgmt For For Named Executive Officers. 3. Ratification of Ernst & Young LLP as our independent Mgmt For For registered public accounting firm for 2018. 4. A shareholder proposal that any future employment Shr Against For agreement with our CEO does not provide any termination benefits following a change in control. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934721956 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Ticker: SBUX Meeting Date: 21-Mar-2018 ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Howard Schultz Mgmt No vote 1B. Election of Director: Rosalind G. Brewer Mgmt No vote 1C. Election of Director: Mary N. Dillon Mgmt No vote 1D. Election of Director: Mellody Hobson Mgmt No vote 1E. Election of Director: Kevin R. Johnson Mgmt No vote 1F. Election of Director: Jorgen Vig Knudstorp Mgmt No vote 1G. Election of Director: Satya Nadella Mgmt No vote 1H. Election of Director: Joshua Cooper Ramo Mgmt No vote 1I. Election of Director: Clara Shih Mgmt No vote 1J. Election of Director: Javier G. Teruel Mgmt No vote 1K. Election of Director: Myron E. Ullman, III Mgmt No vote 1L. Election of Director: Craig E. Weatherup Mgmt No vote 2. Advisory resolution to approve our executive Mgmt No vote compensation. 3. Ratification of selection of Deloitte & Touche LLP as Mgmt No vote our independent registered public accounting firm for fiscal 2018. 4. Proxy Access Bylaw Amendments. Shr No vote 5. Report on Sustainable Packaging. Shr No vote 6. "Proposal Withdrawn". Shr No vote 7. Diversity Report. Shr No vote -------------------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. Agenda Number: 934778119 -------------------------------------------------------------------------------------------------------------------------- Security: 858912108 Meeting Type: Annual Ticker: SRCL Meeting Date: 23-May-2018 ISIN: US8589121081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert S. Murley Mgmt For For 1b. Election of Director: Charles A. Alutto Mgmt For For 1c. Election of Director: Brian P. Anderson Mgmt For For 1d. Election of Director: Lynn D. Bleil Mgmt For For 1e. Election of Director: Thomas D. Brown Mgmt For For 1f. Election of Director: Thomas F. Chen Mgmt For For 1g. Election of Director: Mark C. Miller Mgmt For For 1h. Election of Director: John Patience Mgmt For For 1i. Election of Director: Mike S. Zafirovski Mgmt For For 2. Advisory vote to approve executive compensation Mgmt For For 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2018 4. Stockholder proposal entitled Special Shareholder Shr For Against Meeting Improvement 5. Stockholder proposal on the vesting of equity awards Shr For Against upon a change in control -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Ticker: GS Meeting Date: 02-May-2018 ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd C. Blankfein Mgmt For For 1b. Election of Director: M. Michele Burns Mgmt For For 1c. Election of Director: Mark A. Flaherty Mgmt For For 1d. Election of Director: William W. George Mgmt For For 1e. Election of Director: James A. Johnson Mgmt For For 1f. Election of Director: Ellen J. Kullman Mgmt For For 1g. Election of Director: Lakshmi N. Mittal Mgmt For For 1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1i. Election of Director: Peter Oppenheimer Mgmt For For 1j. Election of Director: David A. Viniar Mgmt For For 1k. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For on Pay) 3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against Stock Incentive Plan (2018) 4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For Independent Registered Public Accounting Firm for 2018 5. Shareholder Proposal Requesting Report on Lobbying Shr Abstain Against 6. Shareholder Proposal Regarding Amendments to Shr For Against Stockholder Proxy Access -------------------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Agenda Number: 934655070 -------------------------------------------------------------------------------------------------------------------------- Security: 832696405 Meeting Type: Annual Ticker: SJM Meeting Date: 16-Aug-2017 ISIN: US8326964058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt No vote 1B. ELECTION OF DIRECTOR: PAUL J. DOLAN Mgmt No vote 1C. ELECTION OF DIRECTOR: JAY L. HENDERSON Mgmt No vote 1D. ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT Mgmt No vote 1E. ELECTION OF DIRECTOR: ELIZABETH VALK LONG Mgmt No vote 1F. ELECTION OF DIRECTOR: GARY A. OATEY Mgmt No vote 1G. ELECTION OF DIRECTOR: KIRK L. PERRY Mgmt No vote 1H. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt No vote 1I. ELECTION OF DIRECTOR: ALEX SHUMATE Mgmt No vote 1J. ELECTION OF DIRECTOR: MARK T. SMUCKER Mgmt No vote 1K. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt No vote 1L. ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER Mgmt No vote 1M. ELECTION OF DIRECTOR: DAWN C. WILLOUGHBY Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. 3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt No vote COMPENSATION. 4. ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt No vote ADVISORY VOTES ON EXECUTIVE COMPENSATION. 5. SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A Shr No vote REPORT ON RENEWABLE ENERGY. -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 934783855 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Annual Ticker: UN Meeting Date: 03-May-2018 ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. To adopt the Annual Accounts and appropriation of the Mgmt For For profit for the 2017 financial year 3. To discharge the Executive Directors in office in the Mgmt For For 2017 financial year for the fulfilment of their task 4. To discharge the Non-Executive Directors in office in Mgmt For For the 2017 financial year for the fulfilment of their task 5. To approve the Directors' Remuneration Policy Mgmt Against Against 6. To reappoint Mr N S Andersen as a Non-Executive Mgmt For For Director 7. To reappoint Mrs L M Cha as a Non-Executive Director Mgmt For For 8. To reappoint Mr V Colao as a Non-Executive Director Mgmt For For 9. To reappoint Dr M Dekkers as a Non-Executive Director Mgmt For For 10. To reappoint Dr J Hartmann as a Non-Executive Director Mgmt For For 11. To reappoint Ms M Ma as a Non-Executive Director Mgmt For For 12. To reappoint Mr S Masiyiwa as a Non-Executive Director Mgmt For For 13. To reappoint Professor Y Moon as a Non-Executive Mgmt For For Director 14. To reappoint Mr G Pitkethly as an Executive Director Mgmt For For 15. To reappoint Mr P G J M Polman as an Executive Mgmt For For Director 16. To reappoint Mr J Rishton as a Non-Executive Director Mgmt For For 17. To reappoint Mr F Sijbesma as a Non-Executive Director Mgmt For For 18. To appoint Ms A Jung as a Non-Executive Director Mgmt For For 19. To appoint KPMG as the Auditor charged with the Mgmt For For auditing of the Annual Accounts for the 2018 financial year 20. To authorise the Board of Directors to purchase 6% and Mgmt For For 7% cumulative preference shares and depository receipts thereof in the share capital of the Company 21. To authorise the Board of Directors to purchase Mgmt For For ordinary shares and depositary receipts thereof in the share capital of the Company 22. To reduce the capital with respect to the 6% and 7% Mgmt For For cumulative preference shares and depositary receipts thereof held by the Company in its own share capital 23. To reduce the capital with respect to ordinary shares Mgmt For For and depositary receipts thereof held by the Company in its own share capital 24. To designate the Board of Directors as the company Mgmt For For body authorised to issue shares in the share capital of the Company 25. To designate the Board of Directors as the company Mgmt For For body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes 26. To designate the Board of Directors as the company Mgmt For For body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934753890 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 10-May-2018 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew H. Card Jr. Mgmt For For 1b. Election of Director: Erroll B. Davis Jr. Mgmt For For 1c. Election of Director: David B. Dillon Mgmt For For 1d. Election of Director: Lance M. Fritz Mgmt For For 1e. Election of Director: Deborah C. Hopkins Mgmt For For 1f. Election of Director: Jane H. Lute Mgmt For For 1g. Election of Director: Michael R. McCarthy Mgmt For For 1h. Election of Director: Thomas F. McLarty III Mgmt For For 1i. Election of Director: Bhavesh V. Patel Mgmt For For 1j. Election of Director: Jose H. Villarreal Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for 2018. 3. An advisory vote to approve executive compensation Mgmt For For ("Say on Pay"). 4. Shareholder proposal regarding Independent Chairman if Shr Against For properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 934741605 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Ticker: UTX Meeting Date: 30-Apr-2018 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd J. Austin III Mgmt For For 1b. Election of Director: Diane M. Bryant Mgmt For For 1c. Election of Director: John V. Faraci Mgmt For For 1d. Election of Director: Jean-Pierre Garnier Mgmt For For 1e. Election of Director: Gregory J. Hayes Mgmt For For 1f. Election of Director: Ellen J. Kullman Mgmt For For 1g. Election of Director: Marshall O. Larsen Mgmt For For 1h. Election of Director: Harold W. McGraw III Mgmt For For 1i. Election of Director: Margaret L. O'Sullivan Mgmt For For 1j. Election of Director: Fredric G. Reynolds Mgmt For For 1k. Election of Director: Brian C. Rogers Mgmt For For 1l. Election of Director: Christine Todd Whitman Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt For For 3. Approve the UTC 2018 Long-Term Incentive Plan. Mgmt For For 4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For Independent Auditor for 2018. 5. Approve an Amendment to the Restated Certificate of Mgmt For For Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. 6. Shareowner Proposal: Reduce Threshold to Call Special Shr For Against Meetings from 25% to 10%. -------------------------------------------------------------------------------------------------------------------------- VISTA OUTDOOR INC Agenda Number: 934649611 -------------------------------------------------------------------------------------------------------------------------- Security: 928377100 Meeting Type: Annual Ticker: VSTO Meeting Date: 01-Aug-2017 ISIN: US9283771007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARK DEYOUNG Mgmt No vote 1B. ELECTION OF DIRECTOR: MARK GOTTFREDSON Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE 2017 COMPENSATION OF Mgmt No vote VISTA OUTDOOR'S NAMED EXECUTIVE OFFICERS 3. RATIFICATION OF THE APPOINTMENT OF VISTA OUTDOOR'S Mgmt No vote INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4. VOTE TO APPROVE THE STOCKHOLDER PROPOSAL ON THE Shr No vote DECLASSIFICATION OF THE BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 934756896 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 11-May-2018 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Louis T. Hsieh Mgmt For For 1b. Election of Director: Jonathan S. Linen Mgmt For For 1c. Election of Director: Muktesh "Micky" Pant Mgmt For For 1d. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For TVST Large Cap Core Equity Fund -------------------------------------------------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Agenda Number: 934758713 -------------------------------------------------------------------------------------------------------------------------- Security: 015351109 Meeting Type: Annual Ticker: ALXN Meeting Date: 08-May-2018 ISIN: US0153511094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Felix J. Baker Mgmt For For David R. Brennan Mgmt For For Christopher J. Coughlin Mgmt For For Deborah Dunsire Mgmt For For Paul A. Friedman Mgmt For For Ludwig N. Hantson Mgmt For For John T. Mollen Mgmt For For Francois Nader Mgmt For For Judith A. Reinsdorf Mgmt For For Andreas Rummelt Mgmt For For 2. Ratification of appointment by the Board of Directors Mgmt For For of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. 3. Approval of a non-binding advisory vote of the 2017 Mgmt For For compensation paid to Alexion's named executive officers. 4. To request the Board to require an independent Shr Against For Chairman. -------------------------------------------------------------------------------------------------------------------------- ALLEGHANY CORPORATION Agenda Number: 934748332 -------------------------------------------------------------------------------------------------------------------------- Security: 017175100 Meeting Type: Annual Ticker: Y Meeting Date: 27-Apr-2018 ISIN: US0171751003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William K. Lavin Mgmt For For 1b. Election of Director: Phillip M. Martineau Mgmt For For 1c. Election of Director: Raymond L.M. Wong Mgmt For For 2. Ratification of selection of Ernst & Young LLP as Mgmt For For Alleghany Corporation's independent registered public accounting firm for fiscal 2018. 3. Advisory vote to approve the compensation of the named Mgmt For For executive officers of Alleghany Corporation. -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 934763473 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Ticker: MO Meeting Date: 17-May-2018 ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John T. Casteen III Mgmt For For 1b. Election of Director: Dinyar S. Devitre Mgmt For For 1c. Election of Director: Thomas F. Farrell II Mgmt For For 1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For 1e. Election of Director: W. Leo Kiely III Mgmt For For 1f. Election of Director: Kathryn B. McQuade Mgmt For For 1g. Election of Director: George Munoz Mgmt For For 1h. Election of Director: Mark E. Newman Mgmt For For 1i. Election of Director: Nabil Y. Sakkab Mgmt For For 1j. Election of Director: Virginia E. Shanks Mgmt For For 1k. Election of Director: Howard A. Willard III Mgmt For For 2. Ratification of the Selection of Independent Mgmt For For Registered Public Accounting Firm 3. Non-Binding Advisory Vote to Approve the Compensation Mgmt For For of Altria's Named Executive Officers 4. Shareholder Proposal - Reducing and Disclosing Shr Against For Nicotine Levels in Cigarette Brands -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934716068 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 13-Feb-2018 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2018 3. Advisory vote to approve executive compensation Mgmt For For 4. Approval of the amended and restated Apple Inc. Mgmt For For Non-Employee Director Stock Plan 5. A shareholder proposal entitled "Shareholder Proxy Shr For Against Access Amendments" 6. A shareholder proposal entitled "Human Rights Shr Against For Committee" -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934737163 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 25-Apr-2018 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J. P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell, III Mgmt For For 1L. Election of Director: Michael D. White Mgmt For For 1M. Election of Director: Thomas D. Woods Mgmt For For 1N. Election of Director: R. David Yost Mgmt For For 1O. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Advisory, Mgmt For For Non-binding "Say on Pay" Resolution) 3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2018 4. Stockholder Proposal - Independent Board Chairman Shr For Against -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 934745641 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 05-May-2018 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Susan L. Decker Mgmt For For William H. Gates III Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Shareholder proposal regarding methane gas emissions. Shr Against For 3. Shareholder proposal regarding adoption of a policy to Shr Against For encourage Berkshire subsidiaries to issue annual sustainability reports. -------------------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. Agenda Number: 934785493 -------------------------------------------------------------------------------------------------------------------------- Security: 09247X101 Meeting Type: Annual Ticker: BLK Meeting Date: 23-May-2018 ISIN: US09247X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mathis Cabiallavetta Mgmt For For 1b. Election of Director: Pamela Daley Mgmt For For 1c. Election of Director: William S. Demchak Mgmt For For 1d. Election of Director: Jessica P. Einhorn Mgmt For For 1e. Election of Director: Laurence D. Fink Mgmt For For 1f. Election of Director: William E. Ford Mgmt For For 1g. Election of Director: Fabrizio Freda Mgmt For For 1h. Election of Director: Murry S. Gerber Mgmt For For 1i. Election of Director: Margaret L. Johnson Mgmt For For 1j. Election of Director: Robert S. Kapito Mgmt For For 1k. Election of Director: Sir Deryck Maughan Mgmt For For 1l. Election of Director: Cheryl D. Mills Mgmt For For 1m. Election of Director: Gordon M. Nixon Mgmt For For 1n. Election of Director: Charles H. Robbins Mgmt For For 1o. Election of Director: Ivan G. Seidenberg Mgmt For For 1p. Election of Director: Marco Antonio Slim Domit Mgmt For For 1q. Election of Director: Susan L. Wagner Mgmt For For 1r. Election of Director: Mark Wilson Mgmt For For 2. Approval, in a non-binding advisory vote, of the Mgmt For For compensation for named executive officers. 3. Approval of an Amendment to the BlackRock, Inc. Second Mgmt For For Amended and Restated 1999 Stock Award and Incentive Plan. 4. Ratification of the appointment of Deloitte LLP as Mgmt For For BlackRock's independent registered public accounting firm for the fiscal year 2018. 5. Shareholder Proposal - Production of an Annual Report Shr For Against on Certain Trade Association and Lobbying Expenditures. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 01-May-2018 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: P. J. Arduini Mgmt For For 1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For 1C. Election of Director: R. J. Bertolini Mgmt For For 1D. Election of Director: G. Caforio, M.D. Mgmt For For 1E. Election of Director: M. W. Emmens Mgmt For For 1F. Election of Director: M. Grobstein Mgmt For For 1G. Election of Director: A. J. Lacy Mgmt For For 1H. Election of Director: D. C. Paliwal Mgmt For For 1I. Election of Director: T. R. Samuels Mgmt For For 1J. Election of Director: G. L. Storch Mgmt For For 1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For 1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For 2. Advisory vote to approve the compensation of our Named Mgmt For For Executive Officers 3. Ratification of the appointment of an independent Mgmt For For registered public accounting firm 4. Shareholder Proposal on Annual Report Disclosing How Shr For Against Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans 5. Shareholder Proposal to Lower the Share Ownership Shr For Against Threshold to Call Special Shareholder Meetings -------------------------------------------------------------------------------------------------------------------------- CARMAX, INC. Agenda Number: 934814511 -------------------------------------------------------------------------------------------------------------------------- Security: 143130102 Meeting Type: Annual Ticker: KMX Meeting Date: 26-Jun-2018 ISIN: US1431301027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Peter J. Mgmt For For Bensen 1B. Election of Director for a one-year term: Ronald E. Mgmt For For Blaylock 1C. Election of Director for a one-year term: Sona Chawla Mgmt For For 1D. Election of Director for a one-year term: Thomas J. Mgmt For For Folliard 1E. Election of Director for a one-year term: Shira Mgmt For For Goodman 1F. Election of Director for a one-year term: Robert J. Mgmt For For Hombach 1G. Election of Director for a one-year term: David W. Mgmt For For McCreight 1H. Election of Director for a one-year term: William D. Mgmt For For Nash 1I. Election of Director for a one-year term: Marcella Mgmt For For Shinder 1J. Election of Director for a one-year term: Mitchell D. Mgmt For For Steenrod 1K. Election of Director for a one-year term: William R. Mgmt For For Tiefel 2. To ratify the appointment of KPMG LLP as independent Mgmt For For registered public accounting firm. 3. To approve, in an advisory (non-binding) vote, the Mgmt For For compensation of our named executive officers. 4. To vote on a shareholder proposal for a report on Shr For Against political contributions, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 934730575 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 11-Apr-2018 ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to approve Mgmt For For executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To approve the Carnival plc Directors' Remuneration Mgmt For For Report (in accordance with legal requirements applicable to UK companies). 14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporation. 15. To authorize the Audit Committee of Carnival plc to Mgmt For For determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 16. To receive the UK accounts and reports of the Mgmt For For Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). 17. To approve the giving of authority for the allotment Mgmt For For of new shares by Carnival plc (in accordance with customary practice for UK companies). 18. To approve the disapplication of pre-emption rights in Mgmt For For relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve a general authority for Carnival plc to buy Mgmt For For back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 934787308 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Ticker: CVX Meeting Date: 30-May-2018 ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W.M. Austin Mgmt For For 1b. Election of Director: J.B. Frank Mgmt For For 1c. Election of Director: A.P. Gast Mgmt For For 1d. Election of Director: E. Hernandez, Jr. Mgmt For For 1e. Election of Director: C.W. Moorman IV Mgmt For For 1f. Election of Director: D.F. Moyo Mgmt For For 1g. Election of Director: R.D. Sugar Mgmt For For 1h. Election of Director: I.G. Thulin Mgmt For For 1i. Election of Director: D.J. Umpleby III Mgmt For For 1j. Election of Director: M.K. Wirth Mgmt For For 2. Ratification of Appointment of PWC as Independent Mgmt For For Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation 4. Report on Lobbying Shr For Against 5. Report on Feasibility of Policy on Not Doing Business Shr Against For With Conflict Complicit Governments 6. Report on Transition to a Low Carbon Business Model Shr Against For 7. Report on Methane Emissions Shr For Against 8. Adopt Policy on Independent Chairman Shr Against For 9. Recommend Independent Director with Environmental Shr For Against Expertise 10. Set Special Meetings Threshold at 10% Shr For Against -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 934694147 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Ticker: CSCO Meeting Date: 11-Dec-2017 ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For 1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For 1F. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For 1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For 1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 Mgmt For For STOCK INCENTIVE PLAN. 3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE Mgmt For For INCENTIVE PLAN. 4. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For COMPENSATION. 5. RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year For OF EXECUTIVE COMPENSATION VOTES. 6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018. 7. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr For Against CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 934718959 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Ticker: DE Meeting Date: 28-Feb-2018 ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel R. Allen Mgmt For For 1B. Election of Director: Vance D. Coffman Mgmt For For 1C. Election of Director: Alan C. Heuberger Mgmt For For 1D. Election of Director: Charles O. Holliday, Jr. Mgmt For For 1E. Election of Director: Dipak C. Jain Mgmt For For 1F. Election of Director: Michael O. Johanns Mgmt For For 1G. Election of Director: Clayton M. Jones Mgmt For For 1H. Election of Director: Brian M. Krzanich Mgmt For For 1I. Election of Director: Gregory R. Page Mgmt For For 1J. Election of Director: Sherry M. Smith Mgmt For For 1K. Election of Director: Dmitri L. Stockton Mgmt For For 1L. Election of Director: Sheila G. Talton Mgmt For For 2. Advisory vote on executive compensation Mgmt For For 3. Re-approve the John Deere Long-Term Incentive Cash Mgmt For For Plan 4. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as Deere's independent registered public accounting firm for fiscal 2018 5. Stockholder Proposal - Special Shareowner Meetings Shr For Against -------------------------------------------------------------------------------------------------------------------------- DOLLAR TREE, INC. Agenda Number: 934806653 -------------------------------------------------------------------------------------------------------------------------- Security: 256746108 Meeting Type: Annual Ticker: DLTR Meeting Date: 14-Jun-2018 ISIN: US2567461080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Arnold S. Barron Mgmt For For 1b. Election of Director: Gregory M. Bridgeford Mgmt For For 1c. Election of Director: Mary Anne Citrino Mgmt For For 1d. Election of Director: Conrad M. Hall Mgmt For For 1e. Election of Director: Lemuel E. Lewis Mgmt For For 1f. Election of Director: Jeffrey G. Naylor Mgmt For For 1g. Election of Director: Gary M. Philbin Mgmt For For 1h. Election of Director: Bob Sasser Mgmt For For 1i. Election of Director: Thomas A. Saunders III Mgmt For For 1j. Election of Director: Stephanie P. Stahl Mgmt For For 1k. Election of Director: Thomas E. Whiddon Mgmt For For 1l. Election of Director: Carl P. Zeithaml Mgmt For For 2. To Approve, on an Advisory Basis, the Compensation of Mgmt For For the Company's Named Executive Officers 3. To Ratify the Selection of KPMG LLP as the Company's Mgmt For For Independent Registered Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 934749853 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Ticker: LLY Meeting Date: 07-May-2018 ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: K. Baicker Mgmt For For 1b. Election of Director: J. E. Fyrwald Mgmt For For 1c. Election of Director: J. Jackson Mgmt For For 1d. Election of Director: E. R. Marram Mgmt Abstain Against 1e. Election of Director: J. P. Tai Mgmt For For 2. Approval, by non-binding vote, of the compensation Mgmt For For paid to the company's named executive officers. 3. Ratification of Ernst & Young LLP as the principal Mgmt For For independent auditor for 2018. 4. Approve amendments to the Articles of Incorporation to Mgmt For For eliminate the classified board structure. 5. Approve amendments to the Articles of Incorporation to Mgmt For For eliminate supermajority voting provisions. 6. Approve the Amended and Restated 2002 Lilly Stock Mgmt For For Plan. 7. Shareholder proposal seeking support for the Shr Against For descheduling of cannabis. 8. Shareholder proposal requesting report regarding Shr Against For direct and indirect political contributions. 9. Shareholder proposal requesting report on policies and Shr Against For practices regarding contract animal laboratories. 10. Shareholder proposal requesting report on extent to Shr For Against which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements. -------------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda Number: 934667760 -------------------------------------------------------------------------------------------------------------------------- Security: 31428X106 Meeting Type: Annual Ticker: FDX Meeting Date: 25-Sep-2017 ISIN: US31428X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For 1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS Mgmt For For 1E. ELECTION OF DIRECTOR: KIMBERLY A. JABAL Mgmt For For 1F. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For 1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For 1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For 1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION. 4. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE Mgmt For For PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES. 5. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For ACCOUNTING FIRM. 6. STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY Shr For Against ACCESS REVISIONS. 7. STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND Shr For Against EXPENDITURE REPORT. 8. STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY Shr Against For CONFIDENTIAL VOTING. 9. STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY Shr Against For NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. -------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Agenda Number: 934744536 -------------------------------------------------------------------------------------------------------------------------- Security: 369550108 Meeting Type: Annual Ticker: GD Meeting Date: 02-May-2018 ISIN: US3695501086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: James S. Crown Mgmt For For 1b. Election of Director: Rudy F. deLeon Mgmt For For 1c. Election of Director: Lester L. Lyles Mgmt For For 1d. Election of Director: Mark M. Malcolm Mgmt For For 1e. Election of Director: Phebe N. Novakovic Mgmt For For 1f. Election of Director: C. Howard Nye Mgmt For For 1g. Election of Director: William A. Osborn Mgmt For For 1h. Election of Director: Catherine B. Reynolds Mgmt For For 1i. Election of Director: Laura J. Schumacher Mgmt For For 1j. Election of Director: Peter A. Wall Mgmt For For 2. Advisory Vote on the Selection of Independent Auditors Mgmt For For 3. Advisory Vote to approve Executive Compensation Mgmt For For 4. Shareholder Proposal to reduce the ownership threshold Shr Against For required to call a special shareholder meeting -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 934787245 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Ticker: LOW Meeting Date: 01-Jun-2018 ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Angela F. Braly Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marshall O. Larsen Mgmt For For James H. Morgan Mgmt For For Robert A. Niblock Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Lisa W. Wardell Mgmt For For Eric C. Wiseman Mgmt For For 2. Advisory vote to approve Lowe's named executive Mgmt For For officer compensation in fiscal 2017. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as Lowe's independent registered public accounting firm for fiscal 2018. 4. Shareholder proposal to reduce the threshold to call Shr For Against special shareholder meetings to 10% of outstanding shares. -------------------------------------------------------------------------------------------------------------------------- NEWMARKET CORPORATION Agenda Number: 934736274 -------------------------------------------------------------------------------------------------------------------------- Security: 651587107 Meeting Type: Annual Ticker: NEU Meeting Date: 26-Apr-2018 ISIN: US6515871076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Phyllis L. Cothran Mgmt For For 1B. Election of Director: Mark M. Gambill Mgmt For For 1C. Election of Director: Bruce C. Gottwald Mgmt For For 1D. Election of Director: Thomas E. Gottwald Mgmt For For 1E. Election of Director: Patrick D. Hanley Mgmt For For 1F. Election of Director: H. Hiter Harris, III Mgmt For For 1G. Election of Director: James E. Rogers Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for the fiscal year ending December 31, 2018. 3. Approval, on an advisory basis, of the compensation of Mgmt For For the named executive officers of NewMarket Corporation. -------------------------------------------------------------------------------------------------------------------------- NIKE, INC. Agenda Number: 934663774 -------------------------------------------------------------------------------------------------------------------------- Security: 654106103 Meeting Type: Annual Ticker: NKE Meeting Date: 21-Sep-2017 ISIN: US6541061031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ALAN B. GRAF, JR. Mgmt For For JOHN C. LECHLEITER Mgmt For For MICHELLE A. PELUSO Mgmt For For 2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. Mgmt For For 3. TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year For EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. 4. TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS Mgmt For For AMENDED. 5. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against CONTRIBUTIONS DISCLOSURE. 6. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- NORFOLK SOUTHERN CORPORATION Agenda Number: 934743990 -------------------------------------------------------------------------------------------------------------------------- Security: 655844108 Meeting Type: Annual Ticker: NSC Meeting Date: 10-May-2018 ISIN: US6558441084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For 1b. Election of Director: Wesley G. Bush Mgmt For For 1c. Election of Director: Daniel A. Carp Mgmt For For 1d. Election of Director: Mitchell E. Daniels, Jr. Mgmt For For 1e. Election of Director: Marcela E. Donadio Mgmt For For 1f. Election of Director: Steven F. Leer Mgmt For For 1g. Election of Director: Michael D. Lockhart Mgmt For For 1h. Election of Director: Amy E. Miles Mgmt For For 1i. Election of Director: Martin H. Nesbitt Mgmt For For 1j. Election of Director: Jennifer F. Scanlon Mgmt For For 1k. Election of Director: James A. Squires Mgmt For For 1l. Election of Director: John R. Thompson Mgmt For For 2. Ratification of the appointment of KPMG LLP, Mgmt For For independent registered public accounting firm, as Norfolk Southern's independent auditors for the year ending December 31, 2018. 3. Approval of advisory resolution on executive Mgmt For For compensation, as disclosed in the proxy statement for the 2018 Annual Meeting of Shareholders. 4. If properly presented at the meeting, a shareholder Shr For Against proposal regarding right to act by written consent. -------------------------------------------------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Agenda Number: 934762267 -------------------------------------------------------------------------------------------------------------------------- Security: 67103H107 Meeting Type: Annual Ticker: ORLY Meeting Date: 08-May-2018 ISIN: US67103H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David O'Reilly Mgmt For For 1b. Election of Director: Larry O'Reilly Mgmt For For 1c. Election of Director: Rosalie O'Reilly Wooten Mgmt For For 1d. Election of Director: Greg Henslee Mgmt For For 1e. Election of Director: Jay D. Burchfield Mgmt For For 1f. Election of Director: Thomas T. Hendrickson Mgmt For For 1g. Election of Director: John R. Murphy Mgmt For For 1h. Election of Director: Dana M. Perlman Mgmt For For 1i. Election of Director: Ronald Rashkow Mgmt For For 2. Advisory vote to approve executive compensation. Mgmt For For 3. Ratification of appointment of Ernst & Young LLP, as Mgmt For For independent auditors for the fiscal year ending December 31, 2018. 4. Shareholder proposal entitled "Special Shareholder Shr For Against Meeting Improvement." -------------------------------------------------------------------------------------------------------------------------- SOUTHWEST AIRLINES CO. Agenda Number: 934776949 -------------------------------------------------------------------------------------------------------------------------- Security: 844741108 Meeting Type: Annual Ticker: LUV Meeting Date: 16-May-2018 ISIN: US8447411088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: David W. Biegler Mgmt For For 1b. Election of Director: J. Veronica Biggins Mgmt For For 1c. Election of Director: Douglas H. Brooks Mgmt For For 1d. Election of Director: William H. Cunningham Mgmt For For 1e. Election of Director: John G. Denison Mgmt For For 1f. Election of Director: Thomas W. Gilligan Mgmt For For 1g. Election of Director: Gary C. Kelly Mgmt For For 1h. Election of Director: Grace D. Lieblein Mgmt For For 1i. Election of Director: Nancy B. Loeffler Mgmt For For 1j. Election of Director: John T. Montford Mgmt For For 1k. Election of Director: Ron Ricks Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. Ratification of selection of Ernst & Young LLP as Mgmt For For Company's independent auditors for fiscal year ending December 31, 2018. 4. Advisory vote on shareholder proposal to require an Shr For Against independent board chairman. 5. Advisory vote on shareholder proposal to permit Shr Against For shareholder action by written consent. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 934735234 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Ticker: KO Meeting Date: 25-Apr-2018 ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Ronald W. Allen Mgmt For For 1C. Election of Director: Marc Bolland Mgmt For For 1D. Election of Director: Ana Botin Mgmt For For 1E. Election of Director: Richard M. Daley Mgmt For For 1F. Election of Director: Christopher C. Davis Mgmt For For 1G. Election of Director: Barry Diller Mgmt For For 1H. Election of Director: Helene D. Gayle Mgmt For For 1I. Election of Director: Alexis M. Herman Mgmt For For 1J. Election of Director: Muhtar Kent Mgmt For For 1K. Election of Director: Robert A. Kotick Mgmt For For 1L. Election of Director: Maria Elena Lagomasino Mgmt For For 1M. Election of Director: Sam Nunn Mgmt For For 1N. Election of Director: James Quincey Mgmt For For 1O. Election of Director: Caroline J. Tsay Mgmt For For 1P. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive compensation Mgmt For For 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Independent Auditors -------------------------------------------------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Agenda Number: 934764691 -------------------------------------------------------------------------------------------------------------------------- Security: 743315103 Meeting Type: Annual Ticker: PGR Meeting Date: 11-May-2018 ISIN: US7433151039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Philip Bleser Mgmt For For 1b. Election of Director: Stuart B. Burgdoerfer Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Charles A. Davis Mgmt For For 1e. Election of Director: Roger N. Farah Mgmt For For 1f. Election of Director: Lawton W. Fitt Mgmt For For 1g. Election of Director: Susan Patricia Griffith Mgmt For For 1h. Election of Director: Jeffrey D. Kelly Mgmt For For 1i. Election of Director: Patrick H. Nettles, Ph.D. Mgmt For For 1j. Election of Director: Barbara R. Snyder Mgmt For For 1k. Election of Director: Kahina Van Dyke Mgmt For For 2. Cast an advisory vote to approve our executive Mgmt For For compensation program. 3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For as our independent registered public accounting firm for 2018. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 934744031 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Ticker: VZ Meeting Date: 03-May-2018 ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Richard L. Carrion Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: M. Frances Keeth Mgmt For For 1f. Election of Director: Lowell C. McAdam Mgmt For For 1g. Election of Director: Clarence Otis, Jr. Mgmt For For 1h. Election of Director: Rodney E. Slater Mgmt For For 1i. Election of Director: Kathryn A. Tesija Mgmt For For 1j. Election of Director: Gregory D. Wasson Mgmt For For 1k. Election of Director: Gregory G. Weaver Mgmt For For 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm 3. Advisory Vote to Approve Executive Compensation Shr For For 4. Special Shareowner Meetings Shr For Against 5. Lobbying Activities Report Shr For Against 6. Independent Chair Shr For Against 7. Report on Cyber Security and Data Privacy Shr Against For 8. Executive Compensation Clawback Policy Shr For Against 9. Nonqualified Savings Plan Earnings Shr For Against -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 934712161 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Ticker: V Meeting Date: 30-Jan-2018 ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For 1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For 1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For FERNANDEZ-CARBAJAL 1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For 1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For 1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For 1J. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 934740350 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Ticker: WFC Meeting Date: 24-Apr-2018 ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John D. Baker II Mgmt For For 1b. Election of Director: Celeste A. Clark Mgmt For For 1c. Election of Director: Theodore F. Craver, Jr. Mgmt For For 1d. Election of Director: Elizabeth A. Duke Mgmt For For 1e. Election of Director: Donald M. James Mgmt For For 1f. Election of Director: Maria R. Morris Mgmt For For 1g. Election of Director: Karen B. Peetz Mgmt For For 1h. Election of Director: Juan A. Pujadas Mgmt For For 1i. Election of Director: James H. Quigley Mgmt For For 1j. Election of Director: Ronald L. Sargent Mgmt For For 1k. Election of Director: Timothy J. Sloan Mgmt For For 1l. Election of Director: Suzanne M. Vautrinot Mgmt For For 2. Advisory resolution to approve executive compensation. Mgmt For For 3. Ratify the appointment of KPMG LLP as the Company's Mgmt For For independent registered public accounting firm for 2018. 4. Shareholder Proposal - Special Shareowner Meetings. Shr For Against 5. Shareholder Proposal - Reform Executive Compensation Shr Against For Policy with Social Responsibility. 6. Shareholder Proposal - Report on Incentive Shr For Against Compensation and Risks of Material Losses. TVST Moderate ETF Fund -------------------------------------------------------------------------------------------------------------------------- VANGUARD Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 92203J407 Meeting Type: Special Ticker: BNDX Meeting Date: 15-Nov-2017 ISIN: US92203J4076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD FUNDS Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 92206C870 Meeting Type: Special Ticker: VCIT Meeting Date: 15-Nov-2017 ISIN: US92206C8709 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908363 Meeting Type: Special Ticker: VOO Meeting Date: 15-Nov-2017 ISIN: US9229083632 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922908652 Meeting Type: Special Ticker: VXF Meeting Date: 15-Nov-2017 ISIN: US9229086528 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INDEX FUNDS Agenda Number: 934671252 -------------------------------------------------------------------------------------------------------------------------- Security: 922908553 Meeting Type: Special Ticker: VNQ Meeting Date: 15-Nov-2017 ISIN: US9229085538 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For * EMERSON U. FULLWOOD Mgmt For * AMY GUTMANN Mgmt For * JOANN HEFFERNAN HEISEN Mgmt For * F. JOSEPH LOUGHREY Mgmt For * MARK LOUGHRIDGE Mgmt For * SCOTT C. MALPASS Mgmt For * F. WILLIAM MCNABB III Mgmt For * DEANNA MULLIGAN Mgmt For * ANDRE F. PEROLD Mgmt For * SARAH BLOOM RASKIN Mgmt For * PETER F. VOLANAKIS Mgmt For * 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For * WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For * FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX PORTFOLIO. 5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For * INDEX FUND TO NONDIVERSIFIED. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against * PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 922042858 Meeting Type: Special Ticker: VWO Meeting Date: 15-Nov-2017 ISIN: US9220428588 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." -------------------------------------------------------------------------------------------------------------------------- VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671199 -------------------------------------------------------------------------------------------------------------------------- Security: 922042676 Meeting Type: Special Ticker: VNQI Meeting Date: 15-Nov-2017 ISIN: US9220426764 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. -------------------------------------------------------------------------------------------------------------------------- VANGUARD TAX-MANAGED FUND Agenda Number: 934671202 -------------------------------------------------------------------------------------------------------------------------- Security: 921943858 Meeting Type: Special Ticker: VEA Meeting Date: 15-Nov-2017 ISIN: US9219438580 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MORTIMER J. BUCKLEY Mgmt For For EMERSON U. FULLWOOD Mgmt For For AMY GUTMANN Mgmt For For JOANN HEFFERNAN HEISEN Mgmt For For F. JOSEPH LOUGHREY Mgmt For For MARK LOUGHRIDGE Mgmt For For SCOTT C. MALPASS Mgmt For For F. WILLIAM MCNABB III Mgmt For For DEANNA MULLIGAN Mgmt For For ANDRE F. PEROLD Mgmt For For SARAH BLOOM RASKIN Mgmt For For PETER F. VOLANAKIS Mgmt For For 2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For THIRD-PARTY INVESTMENT ADVISORS. 3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For WHOLLY-OWNED SUBSIDIARIES OF VANGUARD. 7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR BEHAVIOR CAN BE CHANGED." Touchstone VT Balanced Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Touchstone VT Bond Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Touchstone VT Common Stock Fund -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934793224 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 30-May-2018 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt For For 1b. Election of Director: Tom A. Alberg Mgmt For For 1c. Election of Director: Jamie S. Gorelick Mgmt For For 1d. Election of Director: Daniel P. Huttenlocher Mgmt For For 1e. Election of Director: Judith A. McGrath Mgmt For For 1f. Election of Director: Jonathan J. Rubinstein Mgmt For For 1g. Election of Director: Thomas O. Ryder Mgmt For For 1h. Election of Director: Patricia Q. Stonesifer Mgmt For For 1i. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD Shr Abstain Against CANDIDATES 5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shr For Against INDEPENDENT BOARD CHAIR 6. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For FOR SHAREHOLDER PROPOSALS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 934716068 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 13-Feb-2018 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of director: James Bell Mgmt For For 1b. Election of director: Tim Cook Mgmt For For 1c. Election of director: Al Gore Mgmt For For 1d. Election of director: Bob Iger Mgmt For For 1e. Election of director: Andrea Jung Mgmt For For 1f. Election of director: Art Levinson Mgmt For For 1g. Election of director: Ron Sugar Mgmt For For 1h. Election of director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2018 3. Advisory vote to approve executive compensation Mgmt For For 4. Approval of the amended and restated Apple Inc. Mgmt For For Non-Employee Director Stock Plan 5. A shareholder proposal entitled "Shareholder Proxy Shr For Against Access Amendments" 6. A shareholder proposal entitled "Human Rights Shr Abstain Against Committee" -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 934736236 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Ticker: T Meeting Date: 27-Apr-2018 ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Randall L. Stephenson Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1C. Election of Director: Richard W. Fisher Mgmt For For 1D. Election of Director: Scott T. Ford Mgmt For For 1E. Election of Director: Glenn H. Hutchins Mgmt For For 1F. Election of Director: William E. Kennard Mgmt For For 1G. Election of Director: Michael B. McCallister Mgmt For For 1H. Election of Director: Beth E. Mooney Mgmt For For 1I. Election of Director: Joyce M. Roche Mgmt For For 1J. Election of Director: Matthew K. Rose Mgmt For For 1K. Election of Director: Cynthia B. Taylor Mgmt For For 1L. Election of Director: Laura D'Andrea Tyson Mgmt For For 1M. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent auditors. Mgmt For For 3. Advisory approval of executive compensation. Mgmt For For 4. Approve Stock Purchase and Deferral Plan. Mgmt For For 5. Approve 2018 Incentive Plan. Mgmt For For 6. Prepare lobbying report. Shr Abstain Against 7. Modify proxy access requirements. Shr For Against 8. Independent Chair. Shr For Against 9. Reduce vote required for written consent. Shr For Against -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 934737163 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 25-Apr-2018 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J. P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell, III Mgmt For For 1L. Election of Director: Michael D. White Mgmt For For 1M. Election of Director: Thomas D. Woods Mgmt For For 1N. Election of Director: R. David Yost Mgmt For For 1O. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Advisory, Mgmt For For Non-binding "Say on Pay" Resolution) 3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2018 4. Stockholder Proposal - Independent Board Chairman Shr For Against -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 934745641 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 05-May-2018 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Susan L. Decker Mgmt For For William H. Gates III Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Shareholder proposal regarding methane gas emissions. Shr Abstain Against 3. Shareholder proposal regarding adoption of a policy to Shr Abstain Against encourage Berkshire subsidiaries to issue annual sustainability reports. -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 934806069 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Ticker: BIIB Meeting Date: 12-Jun-2018 ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Alexander J. Denner Mgmt For For 1b. Election of Director: Caroline D. Dorsa Mgmt For For 1c. Election of Director: Nancy L. Leaming Mgmt For For 1d. Election of Director: Richard C. Mulligan Mgmt For For 1e. Election of Director: Robert W. Pangia Mgmt For For 1f. Election of Director: Stelios Papadopoulos Mgmt For For 1g. Election of Director: Brian S. Posner Mgmt For For 1h. Election of Director: Eric K. Rowinsky Mgmt For For 1i. Election of Director: Lynn Schenk Mgmt For For 1j. Election of Director: Stephen A. Sherwin Mgmt For For 1k. Election of Director: Michel Vounatsos Mgmt For For 2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Say on Pay - To approve an advisory vote on executive Mgmt For For compensation. 4. Stockholder proposal requesting certain proxy access Shr For Against bylaw amendments. 5. Stockholder proposal requesting a report on the extent Shr For Against to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements. -------------------------------------------------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Agenda Number: 934800687 -------------------------------------------------------------------------------------------------------------------------- Security: 09857L108 Meeting Type: Annual Ticker: BKNG Meeting Date: 07-Jun-2018 ISIN: US09857L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy M. Armstrong Mgmt For For Jeffery H. Boyd Mgmt For For Jeffrey E. Epstein Mgmt For For Glenn D. Fogel Mgmt For For Mirian Graddick-Weir Mgmt For For James M. Guyette Mgmt For For Robert J. Mylod, Jr. Mgmt For For Charles H. Noski Mgmt For For Nancy B. Peretsman Mgmt For For Nicholas J. Read Mgmt For For Thomas E. Rothman Mgmt For For Craig W. Rydin Mgmt For For Lynn M. Vojvodich Mgmt For For 2. Ratification of Deloitte & Touche LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Advisory Vote to Approve 2017 Executive Compensation. Mgmt For For 4. Vote to Approve Amendments to the Company's 1999 Mgmt For For Omnibus Plan. 5. Stockholder Proposal requesting that the Company adopt Shr For Against a policy that the Chairperson of the Board must be an independent director. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 01-May-2018 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: P. J. Arduini Mgmt For For 1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For 1C. Election of Director: R. J. Bertolini Mgmt For For 1D. Election of Director: G. Caforio, M.D. Mgmt For For 1E. Election of Director: M. W. Emmens Mgmt For For 1F. Election of Director: M. Grobstein Mgmt For For 1G. Election of Director: A. J. Lacy Mgmt For For 1H. Election of Director: D. C. Paliwal Mgmt For For 1I. Election of Director: T. R. Samuels Mgmt For For 1J. Election of Director: G. L. Storch Mgmt For For 1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For 1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For 2. Advisory vote to approve the compensation of our Named Mgmt For For Executive Officers 3. Ratification of the appointment of an independent Mgmt For For registered public accounting firm 4. Shareholder Proposal on Annual Report Disclosing How Shr For Against Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans 5. Shareholder Proposal to Lower the Share Ownership Shr For Against Threshold to Call Special Shareholder Meetings -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 934827380 -------------------------------------------------------------------------------------------------------------------------- Security: 112585104 Meeting Type: Annual and Special Ticker: BAM Meeting Date: 15-Jun-2018 ISIN: CA1125851040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR M. Elyse Allan Mgmt For For Angela F. Braly Mgmt For For Murilo Ferreira Mgmt For For Frank J. McKenna Mgmt For For Rafael Miranda Mgmt For For Youssef A. Nasr Mgmt For For Seek Ngee Huat Mgmt For For Diana L. Taylor Mgmt For For 2 The appointment of Deloitte LLP as external auditor Mgmt For For and authorizing the directors to set its remuneration. 3 The Say on Pay Resolution set out in the Corporation's Mgmt For For Management Information Circular dated May 1, 2018. 4 The Plan Amendment Resolution. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 934730575 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 11-Apr-2018 ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to approve Mgmt For For executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To approve the Carnival plc Directors' Remuneration Mgmt For For Report (in accordance with legal requirements applicable to UK companies). 14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered certified public accounting firm of Carnival Corporation. 15. To authorize the Audit Committee of Carnival plc to Mgmt For For determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 16. To receive the UK accounts and reports of the Mgmt For For Directors and auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies). 17. To approve the giving of authority for the allotment Mgmt For For of new shares by Carnival plc (in accordance with customary practice for UK companies). 18. To approve the disapplication of pre-emption rights in Mgmt For For relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve a general authority for Carnival plc to buy Mgmt For For back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 934740843 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Ticker: CHTR Meeting Date: 25-Apr-2018 ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: W. Lance Conn Mgmt Against Against 1b. Election of Director: Kim C. Goodman Mgmt For For 1c. Election of Director: Craig A. Jacobson Mgmt For For 1d. Election of Director: Gregory B. Maffei Mgmt Against Against 1e. Election of Director: John C. Malone Mgmt Against Against 1f. Election of Director: John D. Markley, Jr. Mgmt For For 1g. Election of Director: David C. Merritt Mgmt For For 1h. Election of Director: Steven A. Miron Mgmt Against Against 1i. Election of Director: Balan Nair Mgmt For For 1j. Election of Director: Michael A. Newhouse Mgmt For For 1k. Election of Director: Mauricio Ramos Mgmt Against Against 1l. Election of Director: Thomas M. Rutledge Mgmt For For 1m. Election of Director: Eric L. Zinterhofer Mgmt Against Against 2. The ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ended December 31, 2018 3. Stockholder proposal regarding proxy access Shr For Against 4. Stockholder proposal regarding lobbying activities Shr Abstain Against 5. Stockholder proposal regarding vesting of equity Shr For Against awards 6. Stockholder proposal regarding our Chairman of the Shr For Against Board and CEO roles -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 934808265 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Ticker: CMCSA Meeting Date: 11-Jun-2018 ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Sheldon M. Bonovitz Mgmt For For Edward D. Breen Mgmt For For Gerald L. Hassell Mgmt For For Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt For For Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our independent Mgmt For For auditors 3. Advisory vote on executive compensation Mgmt For For 4. To provide a lobbying report Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 934785784 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 30-May-2018 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Susan K. Avery Mgmt For For 1b. Election of Director: Angela F. Braly Mgmt For For 1c. Election of Director: Ursula M. Burns Mgmt For For 1d. Election of Director: Kenneth C. Frazier Mgmt For For 1e. Election of Director: Steven A. Kandarian Mgmt For For 1f. Election of Director: Douglas R. Oberhelman Mgmt For For 1g. Election of Director: Samuel J. Palmisano Mgmt For For 1h. Election of Director: Steven S Reinemund Mgmt For For 1i. Election of Director: William C. Weldon Mgmt For For 1j. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page 25) Mgmt For For 3. Advisory Vote to Approve Executive Compensation (page Mgmt Against Against 26) 4. Independent Chairman (page 54) Shr For Against 5. Special Shareholder Meetings (page 55) Shr For Against 6. Board Diversity Matrix (page 56) Shr Against For 7. Report on Lobbying (page 58) Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 934793034 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: FB Meeting Date: 31-May-2018 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Marc L. Andreessen Mgmt For For Erskine B. Bowles Mgmt For For Kenneth I. Chenault Mgmt For For S. D. Desmond-Hellmann Mgmt Withheld Against Reed Hastings Mgmt Withheld Against Jan Koum Mgmt Withheld Against Sheryl K. Sandberg Mgmt Withheld Against Peter A. Thiel Mgmt Withheld Against Mark Zuckerberg Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. A stockholder proposal regarding change in stockholder Shr For Against voting. 4. A stockholder proposal regarding a risk oversight Shr For Against committee. 5. A stockholder proposal regarding simple majority vote. Shr For Against 6. A stockholder proposal regarding a content governance Shr Abstain Against report. 7. A stockholder proposal regarding median pay by gender. Shr Abstain Against 8. A stockholder proposal regarding tax principles. Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 934737707 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 25-Apr-2018 ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 Election of Director: Sebastien M. Bazin Mgmt For For A2 Election of Director: W. Geoffrey Beattie Mgmt For For A3 Election of Director: John J. Brennan Mgmt For For A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For A5 Election of Director: Francisco D'Souza Mgmt For For A6 Election of Director: John L. Flannery Mgmt For For A7 Election of Director: Edward P. Garden Mgmt For For A8 Election of Director: Thomas W. Horton Mgmt For For A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For A10 Election of Director: James J. Mulva Mgmt For For A11 Election of Director: Leslie F. Seidman Mgmt For For A12 Election of Director: James S. Tisch Mgmt For For B1 Advisory Approval of Our Named Executives' Mgmt For For Compensation B2 Approval of the GE International Employee Stock Mgmt For For Purchase Plan B3 Ratification of KPMG as Independent Auditor for 2018 Mgmt For For C1 Require the Chairman of the Board to be Independent Shr For Against C2 Adopt Cumulative Voting for Director Elections Shr Against For C3 Deduct Impact of Stock Buybacks from Executive Pay Shr Against For C4 Issue Report on Political Lobbying and Contributions Shr Abstain Against C5 Issue Report on Stock Buybacks Shr Against For C6 Permit Shareholder Action by Written Consent Shr For Against -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934760871 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Ticker: HAL Meeting Date: 16-May-2018 ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For 1b. Election of Director: William E. Albrecht Mgmt For For 1c. Election of Director: Alan M. Bennett Mgmt For For 1d. Election of Director: James R. Boyd Mgmt For For 1e. Election of Director: Milton Carroll Mgmt For For 1f. Election of Director: Nance K. Dicciani Mgmt For For 1g. Election of Director: Murry S. Gerber Mgmt For For 1h. Election of Director: Jose C. Grubisich Mgmt For For 1i. Election of Director: David J. Lesar Mgmt For For 1j. Election of Director: Robert A. Malone Mgmt For For 1k. Election of Director: Jeffrey A. Miller Mgmt For For 1l. Election of Director: Debra L. Reed Mgmt For For 2. Ratification of Selection of Principal Independent Mgmt For For Public Accountants. 3. Advisory Approval of Executive Compensation. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Ticker: IBM Meeting Date: 24-Apr-2018 ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a Term of One Year: K.I. Mgmt For For Chenault 1b. Election of Director for a Term of One Year: M.L. Mgmt For For Eskew 1c. Election of Director for a Term of One Year: D.N. Farr Mgmt For For 1d. Election of Director for a Term of One Year: A. Gorsky Mgmt For For 1e. Election of Director for a Term of One Year: S.A. Mgmt For For Jackson 1f. Election of Director for a Term of One Year: A.N. Mgmt For For Liveris 1g. Election of Director for a Term of One Year: H.S. Mgmt For For Olayan 1h. Election of Director for a Term of One Year: J.W. Mgmt For For Owens 1i. Election of Director for a Term of One Year: V.M. Mgmt For For Rometty 1j. Election of Director for a Term of One Year: J.R. Mgmt For For Swedish 1k. Election of Director for a Term of One Year: S. Taurel Mgmt For For 1l. Election of Director for a Term of One Year: P.R. Mgmt For For Voser 1m. Election of Director for a Term of One Year: F.H. Mgmt For For Waddell 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm 3. Advisory Vote on Executive Compensation Mgmt For For 4. Stockholder Proposal on Lobbying Disclosure Shr Abstain Against 5. Stockholder Proposal on Shareholder Ability to Call a Shr For Against Special Shareholder Meeting 6. Stockholder Proposal to Have an Independent Board Shr For Against Chairman -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934737620 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 26-Apr-2018 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Beckerle Mgmt For For 1b. Election of Director: D. Scott Davis Mgmt For For 1c. Election of Director: Ian E. L. Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Alex Gorsky Mgmt For For 1f. Election of Director: Mark B. McClellan Mgmt For For 1g. Election of Director: Anne M. Mulcahy Mgmt For For 1h. Election of Director: William D. Perez Mgmt For For 1i. Election of Director: Charles Prince Mgmt For For 1j. Election of Director: A. Eugene Washington Mgmt For For 1k. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation 3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm for 2018 4. Shareholder Proposal - Accounting for Litigation and Shr Against For Compliance in Executive Compensation Performance Measures 5. Shareholder Proposal - Amendment to Shareholder Shr For Against Ability to Call Special Shareholder Meeting -------------------------------------------------------------------------------------------------------------------------- JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934721211 -------------------------------------------------------------------------------------------------------------------------- Security: G51502105 Meeting Type: Annual Ticker: JCI Meeting Date: 07-Mar-2018 ISIN: IE00BY7QL619 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Michael E. Daniels Mgmt For For 1B. Election of director: W. Roy Dunbar Mgmt For For 1C. Election of director: Brian Duperreault Mgmt For For 1D. Election of director: Gretchen R. Haggerty Mgmt For For 1E. Election of director: Simone Menne Mgmt For For 1F. Election of director: George R. Oliver Mgmt For For 1G. Election of director: Juan Pablo del Valle Perochena Mgmt For For 1H. Election of director: Jurgen Tinggren Mgmt For For 1I. Election of director: Mark Vergnano Mgmt For For 1J. Election of director: R. David Yost Mgmt For For 1K. Election of director: John D. Young Mgmt For For 2.A To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the independent auditors of the Company. 2.B To authorize the Audit Committee of the Board of Mgmt For For Directors to set the auditors' remuneration. 3. To authorize the Company and/or any subsidiary of the Mgmt For For Company to make market purchases of Company shares. 4. To determine the price range at which the Company can Mgmt For For re-allot shares that it holds as treasury shares (Special Resolution). 5. To approve, in a non-binding advisory vote, the Mgmt Against Against compensation of the named executive officers. 6. To approve the Directors' authority to allot shares up Mgmt For For to approximately 33% of issued share capital. 7. To approve the waiver of statutory pre-emption rights Mgmt For For with respect to up to 5% of issued share capital (Special Resolution). 8.A To approve the reduction of Company capital (Special Mgmt For For Resolution). 8.B To approve a clarifying amendment to the Company's Mgmt For For Articles of Association to facilitate the capital reduction (Special Resolution). -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 934793363 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 30-May-2018 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hugo Bague Mgmt For For 1b. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1c. Election of Director: Dame DeAnne Julius Mgmt For For 1d. Election of Director: Sheila A. Penrose Mgmt For For 1e. Election of Director: Ming Lu Mgmt For For 1f. Election of Director: Bridget Macaskill Mgmt For For 1g. Election of Director: Martin H. Nesbitt Mgmt For For 1h. Election of Director: Ann Marie Petach Mgmt For For 1i. Election of Director: Shailesh Rao Mgmt For For 1j. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation 3. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Ticker: MDLZ Meeting Date: 16-May-2018 ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lewis W.K. Booth Mgmt For For 1b. Election of Director: Charles E. Bunch Mgmt For For 1c. Election of Director: Debra A. Crew Mgmt For For 1d. Election of Director: Lois D. Juliber Mgmt For For 1e. Election of Director: Mark D. Ketchum Mgmt For For 1f. Election of Director: Peter W. May Mgmt For For 1g. Election of Director: Jorge S. Mesquita Mgmt For For 1h. Election of Director: Joseph Neubauer Mgmt For For 1i. Election of Director: Fredric G. Reynolds Mgmt For For 1j. Election of Director: Christiana S. Shi Mgmt For For 1k. Election of Director: Patrick T. Siewert Mgmt For For 1l. Election of Director: Jean-Francois M. L. van Boxmeer Mgmt For For 1m. Election of Director: Dirk Van de Put Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt Against Against 3. Ratification of PricewaterhouseCoopers LLP as Mgmt For For Independent Registered Public Accountants for Fiscal Year Ending December 31, 2018. 4. Report on Non-Recyclable Packaging. Shr Abstain Against 5. Create a Committee to Prepare a Report Regarding the Shr Abstain Against Impact of Plant Closures on Communities and Alternatives to Help Mitigate the Effects. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 934724039 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Ticker: NVS Meeting Date: 02-Mar-2018 ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Review of Mgmt For For Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2017 Financial Year 2. Discharge from Liability of the Members of the Board Mgmt For For of Directors and the Executive Committee 3. Appropriation of Available Earnings of Novartis AG as Mgmt For For per Balance Sheet and Declaration of Dividend 4. Reduction of Share Capital Mgmt For For 5A. Binding Vote on the maximum aggregate amount of Mgmt For For Compensation for Members of the Board of Directors from the 2018 Annual General Meeting to the 2019 Annual General Meeting 5B. Binding Vote on the maximum aggregate amount of Mgmt For For Compensation for Members of the Executive Committee for the next Financial Year, i.e. 2019 5C. Advisory Vote on the 2017 Compensation Report Mgmt For For 6A. Re-election as Chairman of the Board of Director: Mgmt For For Joerg Reinhardt, Ph.D. 6B. Re-election of Director: Nancy C. Andrews, M.D., Ph.D. Mgmt For For 6C. Re-election of Director: Dimitri Azar, M.D. Mgmt For For 6D. Re-election of Director: Ton Buechner Mgmt For For 6E. Re-election of Director: Srikant Datar, Ph.D. Mgmt For For 6F. Re-election of Director: Elizabeth Doherty Mgmt For For 6G. Re-election of Director: Ann Fudge Mgmt For For 6H. Re-election of Director: Frans van Houten Mgmt For For 6I. Re-election of Director: Andreas von Planta, Ph.D. Mgmt For For 6J. Re-election of Director: Charles L. Sawyers, M.D. Mgmt For For 6K. Re-election of Director: Enrico Vanni, Ph.D. Mgmt For For 6L. Re-election of Director: William T. Winters Mgmt For For 7A. Re-election to the Compensation Committee: Srikant Mgmt For For Datar, Ph.D. 7B. Re-election to the Compensation Committee: Ann Fudge Mgmt For For 7C. Re-election to the Compensation Committee: Enrico Mgmt For For Vanni, Ph.D. 7D. Re-election to the Compensation Committee: William T. Mgmt For For Winters 8. Re-election of the Statutory Auditor Mgmt For For 9. Re-election of the Independent Proxy Mgmt For For 10. General instructions in case of alternative motions Mgmt For under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations Mark FOR on this Voting Instruction Card to vote according to the motions of the Board of Directors. Mark AGAINST to vote against any alternative /new motions. Mark ABSTAIN to abstain from voting. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 934814939 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 12-Jun-2018 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marc Benioff Mgmt For For 1b. Election of Director: Keith Block Mgmt For For 1c. Election of Director: Craig Conway Mgmt For For 1d. Election of Director: Alan Hassenfeld Mgmt For For 1e. Election of Director: Neelie Kroes Mgmt For For 1f. Election of Director: Colin Powell Mgmt For For 1g. Election of Director: Sanford Robertson Mgmt For For 1h. Election of Director: John V. Roos Mgmt For For 1i. Election of Director: Bernard Tyson Mgmt For For 1j. Election of Director: Robin Washington Mgmt For For 1k. Election of Director: Maynard Webb Mgmt For For 1l. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our Certificate of Mgmt For For Incorporation to allow stockholders to request special meetings of the stockholders. 3. Amendment and restatement of our 2013 Equity Incentive Mgmt For For Plan to, among other things, increase the number of shares authorized for issuance by 40 million shares. 4. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending January 31, 2019. 5. An advisory vote to approve the fiscal 2018 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the elimination of Shr For Against supermajority voting requirements. 7. A stockholder proposal requesting a report on Shr Abstain Against Salesforce's criteria for investing in, operating in and withdrawing from high-risk regions. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Ticker: SLB Meeting Date: 04-Apr-2018 ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter L.S. Currie Mgmt For For 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: V. Maureen Kempston Darkes Mgmt For For 1D. Election of Director: Paal Kibsgaard Mgmt For For 1E. Election of Director: Nikolay Kudryavtsev Mgmt For For 1F. Election of Director: Helge Lund Mgmt For For 1G. Election of Director: Michael E. Marks Mgmt For For 1H. Election of Director: Indra K. Nooyi Mgmt For For 1I. Election of Director: Lubna S. Olayan Mgmt For For 1J. Election of Director: Leo Rafael Reif Mgmt For For 1K. Election of Director: Henri Seydoux Mgmt For For 2. To approve, on an advisory basis, the Company's Mgmt Against Against executive compensation. 3. To report on the course of business during the year Mgmt For For ended December 31, 2017; and approve our consolidated balance sheet as of December 31, 2017; our consolidated statement of income for the year ended December 31, 2017; and our Board of Directors' declarations of dividends in 2017, as reflected in our 2017 Annual Report to Stockholders. 4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for 2018. 5. To approve amended and restated French Sub Plan for Mgmt For For purposes of qualification under French Law. -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 934738658 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Ticker: SBNY Meeting Date: 25-Apr-2018 ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Kathryn A. Byrne Mgmt For For 1.2 Election of Director: Alfonse M. D'Amato Mgmt For For 1.3 Election of Director: Jeffrey W. Meshel Mgmt For For 2. To ratify the appointment of KPMG LLP, an independent Mgmt For For registered public accounting firm, as the independent auditors for the year ending December 31, 2018. 3. Advisory vote on executive compensation. Mgmt Against Against 4. To approve an amendment to the Amended and Restated Mgmt For For 2004 Long-Term Incentive Plan to extend the term of such Plan until December 31, 2028. -------------------------------------------------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Agenda Number: 934758357 -------------------------------------------------------------------------------------------------------------------------- Security: 828806109 Meeting Type: Annual Ticker: SPG Meeting Date: 08-May-2018 ISIN: US8288061091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glyn F. Aeppel Mgmt For For 1b. Election of Director: Larry C. Glasscock Mgmt For For 1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For 1d. Election of Director: Allan Hubbard Mgmt For For 1e. Election of Director: Reuben S. Leibowitz Mgmt For For 1f. Election of Director: Gary M. Rodkin Mgmt For For 1g. Election of Director: Stefan M. Selig Mgmt For For 1h. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For 1i. Election of Director: J. Albert Smith, Jr. Mgmt For For 1j. Election of Director: Marta R. Stewart Mgmt For For 2. An advisory vote to approve the compensation of our Mgmt For For Named Executive Officers. 3. Ratification of Ernst & Young LLP as our independent Mgmt For For registered public accounting firm for 2018. 4. A shareholder proposal that any future employment Shr Against For agreement with our CEO does not provide any termination benefits following a change in control. -------------------------------------------------------------------------------------------------------------------------- STARBUCKS CORPORATION Agenda Number: 934721956 -------------------------------------------------------------------------------------------------------------------------- Security: 855244109 Meeting Type: Annual Ticker: SBUX Meeting Date: 21-Mar-2018 ISIN: US8552441094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Howard Schultz Mgmt For For 1B. Election of Director: Rosalind G. Brewer Mgmt For For 1C. Election of Director: Mary N. Dillon Mgmt For For 1D. Election of Director: Mellody Hobson Mgmt For For 1E. Election of Director: Kevin R. Johnson Mgmt For For 1F. Election of Director: Jorgen Vig Knudstorp Mgmt For For 1G. Election of Director: Satya Nadella Mgmt For For 1H. Election of Director: Joshua Cooper Ramo Mgmt For For 1I. Election of Director: Clara Shih Mgmt For For 1J. Election of Director: Javier G. Teruel Mgmt For For 1K. Election of Director: Myron E. Ullman, III Mgmt For For 1L. Election of Director: Craig E. Weatherup Mgmt For For 2. Advisory resolution to approve our executive Mgmt For For compensation. 3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For our independent registered public accounting firm for fiscal 2018. 4. Proxy Access Bylaw Amendments. Shr For Against 5. Report on Sustainable Packaging. Shr Abstain Against 6. "Proposal Withdrawn". Shr Abstain 7. Diversity Report. Shr Abstain Against -------------------------------------------------------------------------------------------------------------------------- STERICYCLE, INC. Agenda Number: 934778119 -------------------------------------------------------------------------------------------------------------------------- Security: 858912108 Meeting Type: Annual Ticker: SRCL Meeting Date: 23-May-2018 ISIN: US8589121081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Robert S. Murley Mgmt For For 1b. Election of Director: Charles A. Alutto Mgmt For For 1c. Election of Director: Brian P. Anderson Mgmt For For 1d. Election of Director: Lynn D. Bleil Mgmt For For 1e. Election of Director: Thomas D. Brown Mgmt For For 1f. Election of Director: Thomas F. Chen Mgmt For For 1g. Election of Director: Mark C. Miller Mgmt For For 1h. Election of Director: John Patience Mgmt For For 1i. Election of Director: Mike S. Zafirovski Mgmt For For 2. Advisory vote to approve executive compensation Mgmt For For 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for 2018 4. Stockholder proposal entitled Special Shareholder Shr For Against Meeting Improvement 5. Stockholder proposal on the vesting of equity awards Shr For Against upon a change in control -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Ticker: GS Meeting Date: 02-May-2018 ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd C. Blankfein Mgmt For For 1b. Election of Director: M. Michele Burns Mgmt For For 1c. Election of Director: Mark A. Flaherty Mgmt For For 1d. Election of Director: William W. George Mgmt For For 1e. Election of Director: James A. Johnson Mgmt For For 1f. Election of Director: Ellen J. Kullman Mgmt For For 1g. Election of Director: Lakshmi N. Mittal Mgmt For For 1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1i. Election of Director: Peter Oppenheimer Mgmt For For 1j. Election of Director: David A. Viniar Mgmt For For 1k. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For on Pay) 3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against Stock Incentive Plan (2018) 4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For Independent Registered Public Accounting Firm for 2018 5. Shareholder Proposal Requesting Report on Lobbying Shr Abstain Against 6. Shareholder Proposal Regarding Amendments to Shr For Against Stockholder Proxy Access -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 934783855 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Annual Ticker: UN Meeting Date: 03-May-2018 ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. To adopt the Annual Accounts and appropriation of the Mgmt For For profit for the 2017 financial year 3. To discharge the Executive Directors in office in the Mgmt For For 2017 financial year for the fulfilment of their task 4. To discharge the Non-Executive Directors in office in Mgmt For For the 2017 financial year for the fulfilment of their task 5. To approve the Directors' Remuneration Policy Mgmt Against Against 6. To reappoint Mr N S Andersen as a Non-Executive Mgmt For For Director 7. To reappoint Mrs L M Cha as a Non-Executive Director Mgmt For For 8. To reappoint Mr V Colao as a Non-Executive Director Mgmt For For 9. To reappoint Dr M Dekkers as a Non-Executive Director Mgmt For For 10. To reappoint Dr J Hartmann as a Non-Executive Director Mgmt For For 11. To reappoint Ms M Ma as a Non-Executive Director Mgmt For For 12. To reappoint Mr S Masiyiwa as a Non-Executive Director Mgmt For For 13. To reappoint Professor Y Moon as a Non-Executive Mgmt For For Director 14. To reappoint Mr G Pitkethly as an Executive Director Mgmt For For 15. To reappoint Mr P G J M Polman as an Executive Mgmt For For Director 16. To reappoint Mr J Rishton as a Non-Executive Director Mgmt For For 17. To reappoint Mr F Sijbesma as a Non-Executive Director Mgmt For For 18. To appoint Ms A Jung as a Non-Executive Director Mgmt For For 19. To appoint KPMG as the Auditor charged with the Mgmt For For auditing of the Annual Accounts for the 2018 financial year 20. To authorise the Board of Directors to purchase 6% and Mgmt For For 7% cumulative preference shares and depository receipts thereof in the share capital of the Company 21. To authorise the Board of Directors to purchase Mgmt For For ordinary shares and depositary receipts thereof in the share capital of the Company 22. To reduce the capital with respect to the 6% and 7% Mgmt For For cumulative preference shares and depositary receipts thereof held by the Company in its own share capital 23. To reduce the capital with respect to ordinary shares Mgmt For For and depositary receipts thereof held by the Company in its own share capital 24. To designate the Board of Directors as the company Mgmt For For body authorised to issue shares in the share capital of the Company 25. To designate the Board of Directors as the company Mgmt For For body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes 26. To designate the Board of Directors as the company Mgmt For For body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934753890 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 10-May-2018 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew H. Card Jr. Mgmt For For 1b. Election of Director: Erroll B. Davis Jr. Mgmt For For 1c. Election of Director: David B. Dillon Mgmt For For 1d. Election of Director: Lance M. Fritz Mgmt For For 1e. Election of Director: Deborah C. Hopkins Mgmt For For 1f. Election of Director: Jane H. Lute Mgmt For For 1g. Election of Director: Michael R. McCarthy Mgmt For For 1h. Election of Director: Thomas F. McLarty III Mgmt For For 1i. Election of Director: Bhavesh V. Patel Mgmt For For 1j. Election of Director: Jose H. Villarreal Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for 2018. 3. An advisory vote to approve executive compensation Mgmt For For ("Say on Pay"). 4. Shareholder proposal regarding Independent Chairman if Shr Against For properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 934741605 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Ticker: UTX Meeting Date: 30-Apr-2018 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Lloyd J. Austin III Mgmt For For 1b. Election of Director: Diane M. Bryant Mgmt For For 1c. Election of Director: John V. Faraci Mgmt For For 1d. Election of Director: Jean-Pierre Garnier Mgmt For For 1e. Election of Director: Gregory J. Hayes Mgmt For For 1f. Election of Director: Ellen J. Kullman Mgmt For For 1g. Election of Director: Marshall O. Larsen Mgmt For For 1h. Election of Director: Harold W. McGraw III Mgmt For For 1i. Election of Director: Margaret L. O'Sullivan Mgmt For For 1j. Election of Director: Fredric G. Reynolds Mgmt For For 1k. Election of Director: Brian C. Rogers Mgmt For For 1l. Election of Director: Christine Todd Whitman Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt For For 3. Approve the UTC 2018 Long-Term Incentive Plan. Mgmt For For 4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For Independent Auditor for 2018. 5. Approve an Amendment to the Restated Certificate of Mgmt For For Incorporation to Eliminate Supermajority Voting for Certain Business Combinations. 6. Shareowner Proposal: Reduce Threshold to Call Special Shr For Against Meetings from 25% to 10%. -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 934756896 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 11-May-2018 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Louis T. Hsieh Mgmt For For 1b. Election of Director: Jonathan S. Linen Mgmt For For 1c. Election of Director: Muktesh "Micky" Pant Mgmt For For 1d. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor Mgmt For For 3. Advisory Vote to Approve Executive Compensation Mgmt For For Touchstone VT Small Company Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Touchstone Variable Series Trust |
By (Signature and Title)* | /s/Jill T. McGruder |
Jill T. McGruder, President | |
(principal executive officer) | |
Date | August 27, 2018 |
*Print the name and title of each signing officer under his or her signature.