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HMNF HMN Financial

Filed: 22 Oct 21, 10:13am
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): October 21, 2021
 
 
HMN Financial, Inc.
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
 
0-24100
 
41-1777397
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 
1016 Civic Center Drive Northwest
Rochester, Minnesota
 
55901
(Address of principal executive offices) (Zip Code)
 
Registrant's telephone number, including area code (507) 535-1200

______________________________________________________________
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
Common Stock
HMNF
The Nasdaq Stock Market LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 2.02.        Results of Operation and Financial Condition.
 
On October 21, 2021, HMN Financial, Inc. (the “Company”) issued a press release (the “Press Release”) that included financial information for its quarter ended September 30, 2021. A copy of the Press Release is attached as Exhibit 99 to this Form 8-K and incorporated by reference into this Item 2.02. The information included in the Press Release is to be considered furnished under the Securities Exchange Act of 1934, as amended.
 
Item 9.01.        Financial Statements and Exhibits
 
(d) Exhibits
 
Exhibit NumberDescription
99Press Release dated October 21, 2021
104Cover Page Interactive Data File (embedded within the Inline XBRL document)
         
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
HMN Financial, Inc.
(Registrant)
Date: October 22, 2021 
/s/ Jon Eberle
  Jon Eberle 
  Senior Vice President, 
Chief Financial Officer and
  Treasurer 
 
 

 
 
Index to Exhibits
 
 
Exhibit No. Description
  
Exhibit 99Press Release dated October 21, 2021
  
104Cover Page Interactive Data File (embedded within the Inline XBRL document)