UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNT VA-1
(Exact Name of Registrant as specified in charter)
730 Third Avenue, New York, New York 10017-3206
(Address of Principal Executive Offices) (Zip code)
Stewart P. Greene, Esq.
c/o TIAA-CREF
730 Third Avenue
New York, New York 10017-3206
(Name and address of agent for service)
Registrant’s telephone number, including area code: 212-490-9000
Date of fiscal year end: December 31
Date of reporting period: December 31, 2010
Item 1. Reports to Stockholders.
UNDERSTANDING THIS REPORT
This annual report contains information about the TIAA Separate Account VA-1 and describes the account’s results for the twelve months ended December 31, 2010. The report contains three main sections:
• | The account performance section compares the account’s investment returns with those of its benchmark index. | |||
• | The summary portfolio of investments lists the industries and types of securities in which the account had investments as of December 31, 2010. It also lists the account’s largest individual holdings as of that date. | |||
• | The financial statements provide detailed information about the operations and financial condition of the account. |
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit our website at tiaa-cref.org, or call 800 223-1200. We urge you to read the prospectus carefully before investing.
CONTENTS
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1 |
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Statement of changes in net assets |
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11 |
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Financial highlights | 12 | |||||||||
2 | ||||||||||
Notes to financial statements | 13 | |||||||||
3 | ||||||||||
Report of independent | ||||||||||
Account performance | registered public accounting firm | 18 | ||||||||
4 | ||||||||||
Management committee | ||||||||||
Summary portfolio of investments | 6 | members and officers | 19 | |||||||
Financial statements | How to reach us | Inside back cover | ||||||||
Statement of assets and liabilities | 9 | |||||||||
Statement of operations
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INFORMATION FOR CONTRACTOWNERS
Portfolio holdings
Securities and Exchange Commission (SEC) rules allow investment companies to list the top holdings of the account in its annual and semiannual reports, instead of providing complete portfolio listings. The account also files complete portfolio listings with the SEC, and they are available to the public.
You can obtain a complete list of TIAA Separate Account VA-1’s portfolio holdings (called “TIAA Separate Account VA-1 Schedule of Investments”) as of the most recently completed fiscal quarter in the following ways:
• | By visiting our website at tiaa-cref.org; or | |
• | By calling us at 800 842-2252 to request a copy free of charge. |
You can also obtain a complete list of the portfolio holdings of the account as of the most recently completed fiscal quarter, and for prior quarter-ends, from the SEC. (Form N-CSR lists holdings as of December 31 or June 30; Form N-Q lists holdings as of March 31 or September 30.) Copies of these forms are available:
• | Through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at www.sec.gov; or | |
• | From the SEC’s Office of Investor Education and Advocacy. (Call 202 551-8090 for more information.) |
Proxy voting
The TIAA Separate Account VA-1’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found on our website at tiaa-cref.org or on the SEC’s website at www.sec.gov. You can also call us at 800 223-1200 to request a free copy. A report of how the account voted during the most recently completed twelve-month period ended June 30 can be found on our website or on Form N-PX at www.sec.gov.
Contacting TIAA-CREF
There are three easy ways to contact us: by e-mail, using the Contact Us link at the top of our home page; by mail at TIAA-CREF, 730 Third Avenue, New York NY 10017–3206; or by phone at 800 223-1200.
Account management
The TIAA Separate Account VA-1 is managed by a portfolio management team of Teachers Advisors, Inc. The members of this team are responsible for the day-to-day investment management of the account.
TIAA Separate Account VA-1 ¡ 2010 Annual Report 1
IMPORTANT INFORMATION ABOUT EXPENSES
As a TIAA Separate Account VA-1 contractowner, you incur only one of two potential types of costs.
• | You do not incur transaction costs, including sales charges (loads) on purchases. There are also no redemption fees or exchange fees. | |
• | However, you do incur ongoing costs, including investment advisory fees, administrative expenses, and mortality and expense risk charges. |
The expense example that appears on the next page is intended to help you understand your ongoing costs (in U.S. dollars) of investing in the account. The example is also designed to help you compare these costs with the ongoing costs of investing in other variable annuity accounts and mutual funds.
The example assumes $1,000 was invested on July 1, 2010, and held for six months until December 31, 2010. |
Actual expenses
The first line in the table on page 3 uses the account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested at the beginning of the period, to estimate the expenses that you paid over the six-month period.
Simply divide your beginning accumulation value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid” to estimate the expenses you paid during the six-month period.
Hypothetical example for comparison purposes
The second line in the table on page 3 shows hypothetical account values and hypothetical expenses based on the account’s actual expense ratio for the six-month period and an assumed 5% per year rate of return before expenses. This was not the account’s actual return.
This hypothetical example cannot be used to estimate the actual expenses you paid for the period but rather allows you to compare the ongoing costs of investing in the account with the costs of other accounts. To do so, compare our 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other variable annuity accounts and mutual funds.
2 2010 Annual Report ¡ TIAA Separate Account VA-1
EXPENSE EXAMPLE
Six months ended December 31, 2010
Stock Index Account | Starting account value (7/1/10) | Ending account value (12/31/10) | Expenses paid* (7/1/10– 12/31/10) | |||||||||
Actual return | $1,000.00 | $1,239.65 | $4.23 | |||||||||
5% annual hypothetical return |
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1,000.00 |
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1,021.42 |
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3.82 |
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* | “Expenses paid” is based on the account’s actual expense ratio for the most recent fiscal half-year, multiplied by the average account value over the six-month period, multiplied by 184/365. There were 184 days in the six months ended December 31, 2010. The account’s annualized six-month expense ratio for that period was 0.75%. The total annual expense ratio reflects a voluntary agreement by the account’s investment adviser to waive a portion of its fee. Without this waiver, the account’s total annual expense ratio would have been 0.90%. Although TIAA reserves the right to increase the account’s mortality and expense risk charge to a maximum of 1.00% of average daily net assets per year, the total annual expense ratio will never exceed 1.50%. |
The account’s benchmark is the Russell 3000® Index, which measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. The index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market. You cannot invest directly in this index. The index’s return does not include a deduction for fees or expenses.
Russell 3000 is a trademark and service mark of Russell Investment Group. TIAA-CREF products are not promoted or sponsored by, or affiliated with, Russell Investment Group.
TIAA Separate Account VA-1 ¡ 2010 Annual Report 3
PERFORMANCE FOR THE TWELVE MONTHS ENDED DECEMBER 31, 2010
The Stock Index Account returned 16.11% for the year, compared with the 16.93% return of its benchmark, the Russell 3000® Index.
For the period, the account’s return trailed that of its benchmark, primarily because of the effect of expenses. The account’s return includes a deduction for expenses, while the benchmark’s does not. The account had a risk profile similar to that of its benchmark.
Stocks gain despite early losses
The year began with encouraging U.S. economic data that drove positive stock market returns for the first four months. However, worries about the economic recovery at home and sovereign debt problems in Europe resurfaced in May, causing a sell-off that left the benchmark with a 6.05% loss for the first half of the year.
Stocks rallied during the third quarter on the strength of strong corporate earnings and the Federal Reserve’s decision to buy U.S. Treasury securities in an effort to lower long-term interest rates. Strong overseas demand for U.S. products and congressional agreement on a package of tax cuts in December helped sustain the rally.
During the twelve-month period, growth stocks outperformed value issues, 17.64% to 16.23%. Small-cap
stocks led the market, with a return of 26.85%. Mid caps performed nearly as well, gaining 25.47%, while large caps returned 16.10%. (Returns by investment style and market capitalization are based on the Russell indexes.)
Consumer discretionary leads
Eight of the benchmark’s nine industry sectors posted double-digit gains for the year. The index’s return was driven by a 27.6% jump in the consumer discretionary sector, followed by a 27.0% advance in producer durables. These results were tempered by less robust returns in technology (up 13.7%) and financial services (up 12.6%), the benchmark’s two largest sectors. The health care sector, with a return of 5.8%, lagged the rest of the market.
Four of the index’s five largest stocks rise
Four of the five largest stocks in the Russell 3000 registered double-digit gains for the year. Apple posted a 53.1% advance on the strength of strong sales and expectations that Verizon would begin offering the iPhone. Results for the other four stocks, in descending order of market capitalization at period-end, were: Exxon Mobil, 10.1%; Microsoft, –6.5%; General Electric, 24.3%; and IBM, 14.3%.
4 2010 Annual Report ¡ TIAA Separate Account VA-1
PERFORMANCE AS OF DECEMBER 31, 2010
Total |
Average annual | |||||||||||
1 year | 5 years | 10 years | ||||||||||
Stock Index Account (inception: 11/1/1994) | 16.11 | % | 2.13 | % | 1.61 | % | ||||||
Russell 3000 Index | 16.93 | 2.74 | 2.16 |
The returns in this report show past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. The account’s performance reflects a fee waiver, which is currently in place. Without any such waiver, the expenses of the account would have been higher and its performance lower. Current performance may be higher or lower than that shown, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recent month-end, please visit tiaa-cref.org. The index returns noted above do not include a deduction for fees or expenses.
For the purpose of comparison, the graph also shows the change in the value of the account’s benchmark during the same period.
HOLDINGS BY COMPANY SIZE
Market capitalization |
% of equity investments | |||
Over $15 billion | 64.1 | |||
$4 billion–$15 billion | 20.5 | |||
Under $4 billion | 15.4 | |||
Total | 100.0 |
TIAA Separate Account VA-1 ¡ 2010 Annual Report 5
SUMMARY PORTFOLIO OF INVESTMENTS
STOCK INDEX ACCOUNT n DECEMBER 31, 2010
Value (000) | % of net assets | |||||||||||||||
CORPORATE BONDS | ||||||||||||||||
DIVERSIFIED FINANCIALS | $ | 0 | ^ | 0.0 | % | |||||||||||
TOTAL CORPORATE BONDS | (Cost $1) | 0 | ^ | 0.0 | ||||||||||||
Shares | Company | |||||||||||||||
COMMON STOCKS | ||||||||||||||||
AUTOMOBILES & COMPONENTS | ||||||||||||||||
172,813 | * | Ford Motor Co | 2,902 | 0.4 | ||||||||||||
Other | 4,123 | 0.5 | ||||||||||||||
7,025 | 0.9 | |||||||||||||||
BANKS | ||||||||||||||||
99,288 | US Bancorp | 2,678 | 0.4 | |||||||||||||
252,538 | Wells Fargo & Co | 7,826 | 1.0 | |||||||||||||
Other | 14,430 | 1.9 | ||||||||||||||
24,934 | 3.3 | |||||||||||||||
CAPITAL GOODS | ||||||||||||||||
36,966 | 3M Co | 3,190 | 0.4 | |||||||||||||
39,444 | Boeing Co | 2,574 | 0.3 | |||||||||||||
32,552 | Caterpillar, Inc | 3,049 | 0.4 | |||||||||||||
554,184 | General Electric Co | 10,136 | 1.4 | |||||||||||||
48,383 | United Technologies Corp | 3,809 | 0.5 | |||||||||||||
Other | 40,698 | 5.5 | ||||||||||||||
63,456 | 8.5 | |||||||||||||||
COMMERCIAL & PROFESSIONAL SERVICES | 7,428 | 1.0 | ||||||||||||||
CONSUMER DURABLES & APPAREL | 10,424 | 1.4 | ||||||||||||||
CONSUMER SERVICES | ||||||||||||||||
55,802 | McDonald’s Corp | 4,283 | 0.6 | |||||||||||||
Other | 12,003 | 1.6 | ||||||||||||||
16,286 | 2.2 | |||||||||||||||
DIVERSIFIED FINANCIALS | ||||||||||||||||
520,560 | Bank of America Corp | 6,944 | 0.9 | |||||||||||||
1,097,683 | * | Citigroup, Inc | 5,192 | 0.7 | ||||||||||||
26,771 | Goldman Sachs Group, Inc | 4,502 | 0.6 | |||||||||||||
51,000 | iShares Russell 3000 Index Fund | 3,822 | 0.5 | |||||||||||||
206,503 | JPMorgan Chase & Co | 8,760 | 1.2 | |||||||||||||
Other | 24,840 | 3.4 | ||||||||||||||
54,060 | 7.3 | |||||||||||||||
ENERGY | ||||||||||||||||
104,261 | Chevron Corp | 9,514 | 1.3 | |||||||||||||
77,203 | ConocoPhillips | 5,258 | 0.7 | |||||||||||||
265,312 | Exxon Mobil Corp | 19,400 | 2.6 | |||||||||||||
42,113 | Occidental Petroleum Corp | 4,131 | 0.5 | |||||||||||||
70,876 | Schlumberger Ltd | 5,918 | 0.8 | |||||||||||||
Other | 38,786 | 5.2 | ||||||||||||||
83,007 | 11.1 | |||||||||||||||
6 | 2010 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
SUMMARY PORTFOLIO OF INVESTMENTS | continued |
STOCK INDEX ACCOUNT n DECEMBER 31, 2010
Shares | Company | Value (000) | % of net assets | |||||||||||||
FOOD & STAPLES RETAILING | ||||||||||||||||
70,478 | CVS Corp | $ | 2,451 | 0.3 | % | |||||||||||
100,872 | Wal-Mart Stores, Inc | 5,440 | 0.8 | |||||||||||||
Other | 6,711 | 0.9 | ||||||||||||||
14,602 | 2.0 | |||||||||||||||
FOOD, BEVERAGE & TOBACCO | ||||||||||||||||
108,180 | Altria Group, Inc | 2,663 | 0.4 | |||||||||||||
109,306 | Coca-Cola Co | 7,189 | 1.0 | |||||||||||||
83,093 | Kraft Foods, Inc (Class A) | 2,618 | 0.3 | |||||||||||||
83,667 | PepsiCo, Inc | 5,466 | 0.7 | |||||||||||||
96,082 | Philip Morris International, Inc | 5,624 | 0.7 | |||||||||||||
Other | 13,216 | 1.8 | ||||||||||||||
36,776 | 4.9 | |||||||||||||||
HEALTH CARE EQUIPMENT & SERVICES | 33,118 | 4.4 | ||||||||||||||
HOUSEHOLD & PERSONAL PRODUCTS | ||||||||||||||||
149,489 | Procter & Gamble Co | 9,617 | 1.3 | |||||||||||||
Other | 6,165 | 0.8 | ||||||||||||||
15,782 | 2.1 | |||||||||||||||
INSURANCE | ||||||||||||||||
89,759 | * | Berkshire Hathaway, Inc (Class B) | 7,191 | 1.0 | ||||||||||||
Other | 21,538 | 2.9 | ||||||||||||||
28,729 | 3.9 | |||||||||||||||
MATERIALS | ||||||||||||||||
24,434 | Freeport-McMoRan Copper & Gold, Inc (Class B) | 2,934 | 0.4 | |||||||||||||
Other | 28,904 | 3.9 | ||||||||||||||
31,838 | 4.3 | |||||||||||||||
MEDIA | ||||||||||||||||
145,792 | Comcast Corp (Class A) | 3,203 | 0.5 | |||||||||||||
101,550 | Walt Disney Co | 3,809 | 0.5 | |||||||||||||
Other | 15,791 | 2.1 | ||||||||||||||
22,803 | 3.1 | |||||||||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | ||||||||||||||||
80,031 | Abbott Laboratories | 3,834 | 0.5 | |||||||||||||
49,631 | * | Amgen, Inc | 2,725 | 0.4 | ||||||||||||
143,158 | Johnson & Johnson | 8,854 | 1.2 | |||||||||||||
162,190 | Merck & Co, Inc | 5,845 | 0.8 | |||||||||||||
418,583 | Pfizer, Inc | 7,329 | 1.0 | |||||||||||||
Other | 21,374 | 2.8 | ||||||||||||||
49,961 | 6.7 | |||||||||||||||
REAL ESTATE | 19,720 | 2.6 | ||||||||||||||
RETAILING | ||||||||||||||||
18,133 | * | Amazon.com, Inc | 3,264 | 0.5 | ||||||||||||
87,753 | Home Depot, Inc | 3,077 | 0.4 | |||||||||||||
Other | 21,793 | 2.9 | ||||||||||||||
28,134 | 3.8 | |||||||||||||||
See notes to financial statements | TIAA Separate Account VA-1 n 2010 Annual Report | 7 |
SUMMARY PORTFOLIO OF INVESTMENTS | concluded |
STOCK INDEX ACCOUNT n DECEMBER 31, 2010
Shares | Company | Value (000) | % of net assets | |||||||||||||
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | ||||||||||||||||
288,700 | Intel Corp | $ | 6,071 | 0.8 | % | |||||||||||
Other | 15,049 | 2.0 | ||||||||||||||
21,120 | 2.8 | |||||||||||||||
SOFTWARE & SERVICES | ||||||||||||||||
12,646 | * | Google, Inc (Class A) | 7,511 | 1.0 | ||||||||||||
66,569 | International Business Machines Corp | 9,770 | 1.3 | |||||||||||||
398,645 | Microsoft Corp | 11,130 | 1.5 | |||||||||||||
197,646 | Oracle Corp | 6,186 | 0.9 | |||||||||||||
Other | 30,043 | 4.0 | ||||||||||||||
64,640 | 8.7 | |||||||||||||||
TECHNOLOGY HARDWARE & EQUIPMENT | ||||||||||||||||
47,323 | * | Apple, Inc | 15,264 | 2.0 | ||||||||||||
296,554 | * | Cisco Systems, Inc | 5,999 | 0.8 | ||||||||||||
121,656 | Hewlett-Packard Co | 5,122 | 0.7 | |||||||||||||
85,072 | Qualcomm, Inc | 4,210 | 0.6 | |||||||||||||
Other | 19,364 | 2.6 | ||||||||||||||
49,959 | 6.7 | |||||||||||||||
TELECOMMUNICATION SERVICES | ||||||||||||||||
306,700 | AT&T, Inc | 9,011 | 1.2 | |||||||||||||
147,474 | Verizon Communications, Inc | 5,277 | 0.7 | |||||||||||||
Other | 6,517 | 0.9 | ||||||||||||||
20,805 | 2.8 | |||||||||||||||
TRANSPORTATION | ||||||||||||||||
36,998 | United Parcel Service, Inc (Class B) | 2,685 | 0.4 | |||||||||||||
Other | 12,067 | 1.6 | ||||||||||||||
14,752 | 2.0 | |||||||||||||||
UTILITIES | 25,016 | 3.4 | ||||||||||||||
TOTAL COMMON STOCKS | (Cost $554,262) | 744,375 | 99.9 | |||||||||||||
RIGHTS/WARRANTS | ||||||||||||||||
COMMERCIAL & PROFESSIONAL SERVICES | 2 | 0.0 | ||||||||||||||
TOTAL RIGHTS/WARRANTS | (Cost $2) | 2 | 0.0 | |||||||||||||
TOTAL PORTFOLIO | (Cost $554,265) | 744,377 | 99.9 | |||||||||||||
OTHER ASSETS & LIABILITIES, NET | 912 | 0.1 | ||||||||||||||
NET ASSETS | $ | 745,289 | 100.0 | % | ||||||||||||
* | Non-income producing. |
^ | Amount represents less than $1,000. |
Cost amounts are in thousands.
For ease of presentation, a number of classification categories have been grouped together in the Summary Portfolio of Investments. Note that the Account uses more specific categories in following its investment limitations on investment concentrations.
8 | 2010 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
STATEMENT OF ASSETS AND LIABILITIES
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
(amounts in thousands, except accumulation unit value) | Stock Index Account | |||
ASSETS | ||||
Portfolio investments, at value* | $ | 744,377 | ||
Cash | 598 | |||
Receivable from securities transactions | 8 | |||
Dividends receivable | 861 | |||
Other | 27 | |||
Total assets | 745,871 | |||
LIABILITIES | ||||
Due to affiliates | 554 | |||
Payable for securities transactions | 2 | |||
Other | 26 | |||
Total liabilities | 582 | |||
NET ASSETS | ||||
Accumulation Fund | $ | 745,289 | ||
Accumulation units outstanding | 8,427 | |||
Accumulation unit value | $88.44 | |||
* Portfolio investments, at cost | $ | 554,265 |
See notes to financial statements | TIAA Separate Account VA-1 n 2010 Annual Report | 9 |
STATEMENT OF OPERATIONS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED DECEMBER 31, 2010
(amounts in thousands) | Stock Index Account | |||
INVESTMENT INCOME | ||||
Dividends* | $ | 13,383 | ||
Total income | 13,383 | |||
EXPENSES | ||||
Administrative | 1,368 | |||
Investment advisory | 2,053 | |||
Mortality and expense risk charges | 2,737 | |||
Total expenses | 6,158 | |||
Less: Expense waiver by investment advisor | (1,027 | ) | ||
Net expenses | 5,131 | |||
Net investment income (loss) | 8,252 | |||
NET REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS | ||||
Realized gain (loss): | ||||
Portfolio investments | 12,726 | |||
Futures transactions | (47 | ) | ||
Net realized gain (loss) on total investments | 12,679 | |||
Change in unrealized appreciation (depreciation): | ||||
Portfolio investments | 83,372 | |||
Net change in unrealized appreciation (depreciation) on total investments | 83,372 | |||
Net realized and unrealized gain (loss) on total investments | 96,051 | |||
Net increase (decrease) in net assets resulting from operations | $ | 104,303 | ||
* Net of foreign withholding taxes of: | $ | (2 | ) |
10 | 2010 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
STATEMENT OF CHANGES IN NET ASSETS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED DECEMBER 31
Stock Index Account | ||||||||
(amounts in thousands) | 2010 | 2009 | ||||||
OPERATIONS | ||||||||
Net investment income (loss) | $ | 8,252 | $ | 8,748 | ||||
Net realized gain (loss) on total investments | 12,679 | (15,160 | ) | |||||
Net change in unrealized appreciation (depreciation) on total investments | 83,372 | 152,027 | ||||||
Net increase (decrease) resulting from operations | 104,303 | 145,615 | ||||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 12,817 | 10,716 | ||||||
Net transfers from (to) TIAA | (17,757 | ) | (14,230 | ) | ||||
Withdrawals and death benefits | (33,633 | ) | (29,480 | ) | ||||
Net increase (decrease) resulting from contractowner transactions | (38,573 | ) | (32,994 | ) | ||||
Net increase (decrease) in net assets | 65,730 | 112,621 | ||||||
NET ASSETS | ||||||||
Beginning of period | 679,559 | 566,938 | ||||||
End of period | $ | 745,289 | $ | 679,559 | ||||
ACCUMULATION UNITS | ||||||||
Units purchased | 161 | 164 | ||||||
Units sold/transferred | (655 | ) | (731 | ) | ||||
OUTSTANDING | ||||||||
Beginning of period | 8,921 | 9,488 | ||||||
End of period | 8,427 | 8,921 | ||||||
See notes to financial statements | TIAA Separate Account VA-1 n 2010 Annual Report | 11 |
FINANCIAL HIGHLIGHTS
TIAA SEPARATE ACCOUNT VA-1 n FOR THE YEAR ENDED
Stock Index Account | ||||||||||||||||||||
12/31/10 | 12/31/09 | 12/31/08 | 12/31/07 | 12/31/06 | ||||||||||||||||
FOR AN ACCUMULATION UNIT OUTSTANDING THROUGHOUT EACH YEAR |
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Investment income (a) | $ | 1.542 | $ | 1.413 | $ | 1.758 | $ | 1.750 | $ | 1.568 | ||||||||||
Expenses (a) | 0.591 | 0.452 | 0.484 | 0.575 | 0.584 | |||||||||||||||
Net investment income (a) | 0.951 | 0.961 | 1.274 | 1.175 | 0.984 | |||||||||||||||
Net realized and unrealized gain (loss) on total investments | 11.319 | 15.456 | (37.166 | ) | 2.979 | 10.909 | ||||||||||||||
Net change in accumulation unit value | 12.270 | 16.417 | (35.892 | ) | 4.154 | 11.893 | ||||||||||||||
Accumulation Unit Value: | ||||||||||||||||||||
Beginning of period | 76.171 | 59.754 | 95.646 | 91.492 | 79.599 | |||||||||||||||
End of period | $ | 88.441 | $ | 76.171 | $ | 59.754 | $ | 95.646 | $ | 91.492 | ||||||||||
TOTAL RETURN* | 16.11% | 27.48% | (37.53 | )% | 4.54% | 14.94% | ||||||||||||||
RATIOS TO AVERAGE NET ASSETS | ||||||||||||||||||||
Ratio of expense to average net assets before expense waiver | 0.90% | 0.90% | 0.90% | 0.90% | 0.90% | |||||||||||||||
Ratio of expense to average net assets after expense waiver | 0.75% | 0.71% | 0.67% | 0.67% | 0.67% | |||||||||||||||
Ratio of net investment income to average net assets | 1.21% | 1.50% | 1.58% | 1.19% | 1.13% | |||||||||||||||
SUPPLEMENTAL DATA | ||||||||||||||||||||
Portfolio turnover rate | 10% | 6% | 7% | 6% | 7% | |||||||||||||||
Accumulation units outstanding at the end period† | 8,427 | 8,921 | 9,488 | 10,345 | 10,882 | |||||||||||||||
Net assets at the end of period† | $ | 745,289 | $ | 679,559 | $ | 566,938 | $ | 989,292 | $ | 996,044 | ||||||||||
(a) | Based on average accumulation units outstanding. |
* | Based on per accumulation data. |
† | Thousands. |
12 | 2010 Annual Report n TIAA Separate Account VA-1 | See notes to financial statements |
NOTES TO FINANCIAL STATEMENTS
TIAA Separate Account VA-1
Note 1—organization and significant accounting policies
TIAA Separate Account VA-1 (“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and was organized on February 16, 1994, under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. The variable annuity contracts were issued by TIAA. VA-1 is registered with the Securities and Exchange Commission as an open-end management investment company under the Investment Company Act of 1940, as amended (“1940 Act”). VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”).
In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and that provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not yet occurred. Also, under the Account’s organizational documents, the Management Committee (“Managers”) and officers of the Account are indemnified against certain liabilities that may arise out of their duties to the Account. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be remote.
The accompanying financial statements were prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”) which may require the use of estimates made by management and the evaluation of subsequent events. Actual results may differ from those estimates. The Accumulation Unit Value (“AUV”) for financial reporting purposes may differ from the AUV for processing transactions. The AUV for financial reporting purposes includes security and contractowner transactions through the date of the report. Total return is computed based on the AUV used for processing transactions. The following is a summary of the significant accounting policies consistently followed by the Account.
Security valuation: The Account’s investments in securities are recorded at their estimated fair value as described in the valuation of investments note to the financial statements.
Accounting for investments and investment income: Securities transactions are accounted for as of the trade date for financial reporting purposes. Interest income is recorded as earned and includes accretion of discounts and amortization of premiums using the effective yield method. Dividend income is recorded on the ex-dividend date. Realized gains and losses on securities transactions are based upon the specific identification method. Distributions received on securities that represent a return of capital or capital gain are recorded as a reduction of cost of investments and/or as a realized gain. The Account estimates the components of distributions received that may be considered return of capital distributions or capital gain distributions.
TIAA Separate Account VA-1 n 2010 Annual Report | 13 |
NOTES TO FINANCIAL STATEMENTS |
Cash: The Account holds cash with the custodian. The Account is charged a fee for any overdrafts.
Restricted securities: Restricted securities held by the Account, if any, may not be sold except in exempt transactions or in a public offering registered under the Securities Act of 1933. The risk of investing in such securities is generally greater than the risk of investing in securities that are widely held and publicly traded.
Income taxes: VA-1 is a separate account of TIAA, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code. VA-1 should incur no federal income tax liability. Under the rules of taxation applicable to life insurance companies, VA-1’s Accumulation Account for contractowners will generally be treated as life insurance reserves; therefore, any increase in such reserves will be deductible. Management has analyzed the Account’s tax positions taken for all open federal income tax years (2005-2010) and has concluded that no provision for federal income tax is required in the Account’s financial statements.
Managers compensation: The Managers, all of whom are independent, receive certain remuneration for their services, plus travel and other expenses incurred in attending Committee meetings. Managers may elect to participate in a deferred compensation plan and defer all or a portion of their compensation. In addition, Managers participate in a long-term compensation plan. Amounts deferred are retained by the Account until paid. The investment of deferred amounts and the offsetting payable to the Managers are included in Other Assets and Other Liabilities in the accompanying Statement of Assets and Liabilities.
Note 2—valuation of investments
Portfolio investments are valued at fair value utilizing various valuation methods approved by the Managers. U.S. GAAP establishes a hierarchy that prioritizes market inputs to valuation methods. The three levels of inputs are:
• | Level 1—quoted prices in active markets for identical securities |
• | Level 2—other significant observable inputs (including quoted prices for similar securities, interest rates, credit risk, etc.) |
• | Level 3—significant unobservable inputs (including the Account’s own assumptions in determining the fair value of investments) |
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of market, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
14 | 2010 Annual Report n TIAA Separate Account VA-1 |
continued |
A description of the valuation techniques applied to the Account’s major categories of assets and liabilities measured at fair value follows:
Exchange-traded equity securities, common and preferred stock: Equity securities listed or traded on a national market or exchange are valued based on their sale price on such market or exchange at the close of business on the date of valuation, or at the mean of the closing bid and asked prices if no sale is reported. To the extent these securities are actively traded and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. Foreign investments are valued, at the last sale price or official closing price reported on the exchange where traded and converted to U.S. dollars at the prevailing rates of exchange on the date of valuation. If events materially affecting the value of foreign securities occur between the time when the exchange on which they are traded closes and the time when the Account’s net assets are calculated, such securities may be valued at fair value in accordance with procedures adopted by the Managers. Foreign securities are generally categorized in Level 2 of the fair value hierarchy.
Debt securities: Debt securities will generally be valued using prices provided by a pricing service that may employ various indications of value including but not limited to broker-dealer quotations. Certain debt securities, other than money market instruments, are valued based on the most recent bid price or the equivalent quoted yield for such securities (or those of comparable maturity, quality and type). Debt securities are generally categorized in Level 2 of the fair value hierarchy; in instances where prices, yields or any other key inputs are unobservable, they are categorized in Level 3 of the hierarchy.
Short-term investments: Short-term investments with maturities of 60 days or less are valued at amortized cost. Short-term investments with maturities in excess of 60 days are valued in the same manner as debt securities. Short-term investments are generally categorized in Level 2 of the fair value hierarchy.
Futures contracts: Stock and bond index futures and options, which are traded on commodities exchanges, are valued at the last sale price as of the close of such commodities exchanges and are categorized in Level 1 of the fair value hierarchy.
Any portfolio security for which market quotations are not readily available or for which the above valuation procedures are deemed not to reflect fair value are valued at fair value, as determined in good faith using procedures approved by the Managers. To the extent the inputs are observable and timely, the values would be categorized in Level 2 of the fair value hierarchy; otherwise they would be categorized as Level 3.
Transfers between levels are recognized at the end of the reporting period. For the year ended December 31, 2010, there were no significant transfers between levels by the Account.
TIAA Separate Account VA-1 n 2010 Annual Report | 15 |
NOTES TO FINANCIAL STATEMENTS |
As of December 31, 2010, 100% of the value of investments in the Account were valued based on Level 1 inputs. Please see the Summary Portfolio of Investments for a detailed breakout by industry.
Note 3—derivative instruments
As defined by U.S. GAAP, a derivative is a financial instrument whose value is derived from an underlying security price, foreign exchange rate, interest rate, index of prices or rates, or other variable. Derivatives require little or no initial investment and permit or require net settlement. The Account values derivatives at fair value.
Futures contracts: The Account is subject to equity price risk in the normal course of pursuing its investment objectives. The Account may use futures contracts to manage exposure to the equity markets and for cash management purposes to remain highly invested in these markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/index, while selling futures contracts tends to decrease exposure to the underlying instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract and variation margin payments are made or received reflecting changes in the value of the futures contracts. Futures contracts are valued at the last sale price as of the close of the board of trade or exchange on which they are traded. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts, or if the counterparties do not perform in accordance with contractual provisions. Realized gain (loss) and unrealized appreciation (depreciation) on futures transactions are reported separately in the Statement of Operations. With futures, there is minimal counterparty credit risk to the Account since futures are exchange-traded and the exchange’s clearinghouse, as counterparty to all exchange traded funds, guarantees the futures against default. During the year ended December 31, 2010, the Account had exposure to equity futures contracts, based on underlying notional values, generally between 0% and 1% of net assets.
At December 31, 2010, the Account did not hold any futures contracts.
Note 4—investment adviser and affiliates
Teachers Advisors, Inc. (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services for VA-1 pursuant to an Investment Management Agreement among TIAA, Advisors and VA-1. TIAA provides all administrative services for VA-1 pursuant to an Administrative Services Agreement with VA-1. The contracts are distributed primarily by Teachers Personal Investors Services, Inc. (“TPIS”) and, in some instances, by TIAA-CREF Individual & Institutional Services, LLC (“Services”). TPIS and Services are wholly owned subsidiaries of TIAA. The Investment Management Agreement sets the investment advisory charge at an annual rate of
16 | 2010 Annual Report n TIAA Separate Account VA-1 |
concluded |
0.30% of the average daily net assets of the Account. Advisors has agreed to waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.15% of the average daily net assets of the Account. The Administrative Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the average daily net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the average daily net assets of the Account. Although TIAA reserves the right to increase the Account’s mortality and expense risk charge to a maximum of 1.00% per year, the total expense ratio should never exceed 1.50% per year.
The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Managers, pursuant to the 1940 Act. These transactions are effected at market rates without incurring broker commissions.
Note 5—investments
At December 31, 2010, net unrealized appreciation (depreciation) based on the aggregate cost of portfolio investments was $190,112,000, consisting of gross unrealized appreciation of $272,464,000 and gross unrealized depreciation of $(82,352,000).
Purchases and sales of portfolio securities, excluding short-term instruments, for the year ended December 31, 2010 were $65,195,000 and $95,750,000, respectively.
Note 6—line of credit
The Account participates in a $1 billion unsecured revolving credit facility that can be used for temporary purposes, including, without limitation, the funding of contractowner withdrawals. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by the participating accounts and mutual funds on a pro rata basis. Interest associated with any borrowing under the facility is charged to the borrowing account at a specified rate of interest. The Account is not liable for borrowings under the facility by other affiliated accounts or mutual funds. Prior to June 29, 2010, the unsecured revolving credit facility was $750 million. For the year ended December 31, 2010, there were no borrowings under this credit facility by the Account.
TIAA Separate Account VA-1 n 2010 Annual Report | 17 |
REPORT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
To the Management Committee and Contractowners of
TIAA Separate Account VA-1:
In our opinion, the accompanying statement of assets and liabilities, including the summary portfolio of investments, and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of the Stock Index Account of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) at December 31, 2010, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period then ended and the financial highlights for each of the five years in the period then ended, in conformity with accounting principles generally accepted in the United States of America. These financial statements and financial highlights (hereafter referred to as “financial statements”) are the responsibility of VA-1’s management; our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audit, which included confirmation of securities at December 31, 2010 by correspondence with the custodian and brokers, provides a reasonable basis for our opinion.
PricewaterhouseCoopers LLP
Boston, Massachusetts
February 18, 2011
18 | 2010 Annual Report n TIAA Separate Account VA-1 |
MANAGEMENT COMMITTEE MEMBERS AND OFFICERS (UNAUDITED)
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
Members
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | Number of Portfolios in Fund Complex Overseen by Member | Other Directorship(s) Held by Member | |||||
Forrest Berkley c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 4/25/54 | Member | Indefinite term. Member since 2006. | Retired Partner (since 2006), Former Partner (1990–2005) and Head of Global Product Management (2003–2005), GMO (formerly, Grantham, Mayo, Van Otterloo & Co.) (investment management); and member of asset allocation portfolio management team, GMO (2003–2005). | 68 | Director of GMO; Director, the Maine Coast Heritage Trust; Investment Committee member, Maine Community Foundation, the Butler Conservation Fund, Inc. and the Elmina B. Sewell Foundation. | |||||
Nancy A. Eckl c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/6/62 | Member | Indefinite term. Member since 2007. | Former Vice President (1990–2006), American Beacon Advisors, Inc., and Vice President of certain funds advised by American Beacon Advisors, Inc. | 68 | Independent Director, The Lazard Funds, Inc., Lazard Retirement Series, Inc., Lazard Global Total Return and Income Fund, Inc. and Lazard World Dividend and Income Fund, Inc.; Member of the Board of Managers of Lazard Alternative Strategies Fund, LLC. | |||||
Eugene Flood, Jr. c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/31/55 | Member | Indefinite term. Member since 2005. | President and Chief Executive Officer (since 2000) of Smith Breeden Associates, Inc. (investment adviser). | 68 | Director, Smith Breeden Associates, Inc. (investment adviser). |
TIAA Separate Account VA-1 n 2010 Annual Report | 19 |
MANAGEMENT COMMITTEE MEMBERS AND OFFICERS (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
Members—continued
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | Number of Portfolios in Fund Complex Overseen by Member | Other Directorship(s) Held by Member | |||||
Michael A. Forrester c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 11/05/67 | Member | Indefinite term. Member since 2007. | Chief Operating Officer, Copper Rock Capital Partners, LLC (since 2007); Chief Operating Officer, DDJ Capital Management (2003–2006). | 68 | Director of Copper Rock Capital Partners, LLC (investment adviser). | |||||
Howell E. Jackson c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 1/4/54 | Member | Indefinite term. Member since 2005. | James S. Reid, Jr. Professor of Law (since 2004), Acting Dean (2009), Vice Dean for Budget (2003–2006) and on the faculty (since 1989) of Harvard Law School. | 68 | Director, D2D Fund. | |||||
Nancy L. Jacob c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 1/15/43 | Member | Indefinite term. Member since 2001. | President and Founder (since 2006) of NLJ Advisors, Inc. (investment adviser); President and Managing Principal, Windermere Investment Associates (1997–2006). | 68 | None |
20 | 2010 Annual Report n TIAA Separate Account VA-1 |
Bridget A. Macaskill c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 8/5/48 | Member | Indefinite term. Member since 2003. | Chief Executive Officer (since 2010), President and Chief Operating Officer (since 2009), First Eagle Investment Management; Principal, BAM Consulting LLC (2003–2009); Independent Consultant for Merrill Lynch (2003–2009). | 68 | Director, Prudential plc; Arnhold and S. Bleichroeder Holdings; First Eagle Investment Management; Governors Committee on Scholastic Achievement; William T. Grant Foundation; American Legacy Foundation (Investment Committee); University of Edinburgh (Campaign Board); and North Shore Land Alliance. | |||||
James M. Poterba c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 7/13/58 | Member | Indefinite term. Member since 2006. | President and Chief Executive Officer, National Bureau of Economic Research (since 2008); Mitsui Professor of Economics (since 1996), Head (2006–2008) and Associate Head (1994–2000 and 2001–2006), Economics Department, Massachusetts Institute of Technology (MIT); Program Director, National Bureau of Economic Research (1990–2008). | 68 | Director, The Alfred P. Sloan Foundation and National Bureau of Economic Research. | |||||
Maceo K. Sloan c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 10/18/49 | Chairman of the Management Committee and Member | Indefinite term as Member; Chairman for term ending June 30, 2012. Member since 2001. Chairman since 2009. | Chairman, President and Chief Executive Officer, Sloan Financial Group, Inc. (since 1991); Chairman, Chief Executive Officer and Chief Investment Officer, NCM Capital Management Group, Inc. (since 1991); Chairman and Chief Executive Officer and Chief Investment Officer, NCM Capital Advisers Inc. (since 2003); and Chairman, President and Principal Executive Officer, NCM Capital Investment Trust (since 2007). | 68 | Director, SCANA Corporation (energy holding company) and NCM Capital Investment Trust. |
TIAA Separate Account VA-1 n 2010 Annual Report | 21 |
MANAGEMENT COMMITTEE MEMBERS AND OFFICERS (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
Members—concluded
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | Number of Portfolios in Fund Complex Overseen by Member | Other Directorship(s) Held by Member | |||||
Laura T. Starks c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 DOB: 2/17/50 | Member | Indefinite term. Member since 2006. | Chairman, Department of Finance, the Charles E. and Sarah M. Seay Regents Chair in Finance (since 2002), and Director, AIM Investment Center, McCombs School of Business, University of Texas at Austin (since 2000); Professor, University of Texas at Austin (since 1987). | 68 | Governing Council, Independent Directors Council (mutual fund director organization). |
22 | 2010 Annual Report n TIAA Separate Account VA-1 |
Officers
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Marvin W. Adams TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 11/16/57 | Executive Vice President | One-year term. Executive Vice President since 2010. | Executive Vice President of Shared Services (since 2010) and Technology and Operations (2010) of Teachers Insurance and Annuity Association of America (“TIAA”), Teachers Advisors, Inc. (“Advisors”) and TIAA-CREF Investment Management, LLC (“TCIM”), and Executive Vice President of the TIAA-CREF Funds, CREF, TIAA-CREF Life Funds and TIAA-CREF Separate Account VA-1 (collectively, the “TIAA-CREF Fund Complex”) (since 2010); President, Fidelity Shared Services, Fidelity Investments (2007–2009); Chief Information Officer and CIO Council Head, Citigroup (2006–2007); Senior Vice President of Corporate Strategy and Chief Information Officer, Ford Motor Company (2000–2006). | |||
Brandon Becker TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/19/54 | Executive Vice President and Chief Legal Officer | One year term. Executive Vice President and Chief Legal Officer since 2009. | Executive Vice President and Chief Legal Officer of TIAA and the TIAA-CREF Fund Complex (since 2009); Partner, Wilmer Cutler Pickering Hale & Dorr LLP (1996–2009). | |||
Richard S. Biegen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 5/8/62 | Vice President and Chief Compliance Officer | One-year term. Vice President and Chief Compliance Officer since 2008. | Chief Compliance Officer of TIAA Separate Account VA-3 and the TIAA-CREF Fund Complex, Vice President, Senior Compliance Officer of Asset Management Compliance of TIAA and Chief Compliance Officer of TCIM (since 2008), Chief Compliance Officer of Advisors (2008); Managing Director/Director of Global Compliance, AIG Global Investment Group (2000–2008). |
TIAA Separate Account VA-1 n 2010 Annual Report | 23 |
MANAGEMENT COMMITTEE MEMBERS AND OFFICERS (UNAUDITED) | continued |
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
Officers—continued
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Scott C. Evans TIAA-CREF | Executive Vice President | One-year term. Executive Vice President since 1997. | President and Principal Executive Officer of the TIAA-CREF Funds and the TIAA-CREF Life Funds (since 2007), Executive Vice President (since 1997) of CREF and TIAA Separate Account VA-1, Executive Vice President, Investments, Research, Institute & Strategy (since 2009), Executive Vice President, Head of Asset Management (2006–2009), Executive Vice President and Chief Investment Officer (2005) of TIAA, Director of Advisors (since 2004), President and Chief Executive Officer of TCIM and Advisors and Manager of TCIM (since 2004), Manager of TIAA Realty Capital Management, LLC (2004–2006), Chief Investment Officer of TIAA (2004–2006), Director of TIAA Global Markets, Inc. (2004–2005), Director of TIAA-CREF Life Insurance Company (1997–2006), and Director of Teachers Personal Investors Services, Inc. (“TPIS”) (2006–2008). | |||
Roger W. Ferguson, Jr. TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 10/28/51 | President and Chief Executive Officer | One-year term. President and Chief Executive Officer since 2008. | President and Chief Executive Officer of TIAA (since 2008), and President and Chief Executive Officer of CREF and TIAA Separate Account VA-1 (since 2008); Chairman, Head of Financial Services and Member of the Executive Committee of Swiss Re America Holding Corporation (2006–2008); Vice Chairman and Member of the Board of Governors of the United States Federal Reserve System (1997–006). | |||
Phillip G. Goff TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 11/22/63 | Principal Financial Officer, Principal Accounting Officer and Treasurer | One-year term. Principal Financial Officer, Principal Accounting Officer and Treasurer since 2009. | Principal Financial Officer, Principal Accounting Officer and Treasurer of the TIAA-CREF Funds and TIAA-CREF Life Funds (since 2007) and TIAA Separate Account VA-1 (since 2009), Treasurer of CREF (since 2008), Director of Advisors (since 2008); Chief Financial Officer, Van Kampen Funds (2005–2006). |
24 | 2010 Annual Report n TIAA Separate Account VA-1 |
Stephen Gruppo TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 9/25/59 | Executive Vice President | One-year term. Executive Vice President since 2009. | Executive Vice President, Head of Risk Management of TIAA, Executive Vice President of the TIAA-CREF Fund Complex (since 2009), Executive Vice President, Risk Management of Advisors and TCIM (since 2009), Senior Managing Director and Acting Head of Risk Management of TIAA and Senior Managing Director of the TIAA-CREF Fund Complex (2008–2009), Senior Managing Director, Chief Credit Risk Officer (2004–2008) of TIAA, Director, TIAA-CREF Life Insurance Company (2006–2008), Director, TPIS, Advisors and TCIM (2008), Head of Risk Management of Advisors and TCIM (2005–2006). | |||
William Mostyn III TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 1/1/48 | Vice President and Corporate Secretary | One-year term. Vice President and Corporate Secretary since 2008. | Senior Vice President (since 2010) and Corporate Secretary of TIAA and Vice President and Corporate Secretary of the TIAA-CREF Fund Complex (since 2008); Deputy General Counsel and Corporate Secretary, Bank of America (2005–2008). | |||
Dermot J. O’Brien TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 3/13/66 | Executive Vice President | One-year term. Executive Vice President since 2003. | Executive Vice President, Human Resources (since 2010, 2005–2007) and Executive Vice President of Human Resources and Corporate Services (2007–2010) of TIAA, and Executive Vice President of the TIAA-CREF Fund Complex (since 2003), Director, TIAA-CREF Life Insurance Company (2003–2006). | |||
Edward D. Van Dolsen TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 4/21/58 | Executive Vice President | One-year term. Executive Vice President since 2006. | Executive Vice President and Chief Operating Officer (since 2010), Executive Vice President, Product Development and Management (2009–2010), Executive Vice President, Institutional Client Services (2006–2009), and Executive Vice President, Product Management (2005–2006) of TIAA, and Executive Vice President of the TIAA-CREF Fund Complex (since 2006), Executive Vice President, Institutional Client Services (2006–2008), Director, TCT Holdings, Inc. (since 2007), Executive Vice President, TIAA-CREF Enterprises, Inc., Manager, President and Chief Executive Officer, TIAA-CREF Redwood, LLC (since 2006), Director of Tuition Financing (2006–2009), Senior Vice President, Pension Products (2003–2006). |
TIAA Separate Account VA-1 n 2010 Annual Report | 25 |
MANAGEMENT COMMITTEE MEMBERS AND OFFICERS (UNAUDITED) | concluded |
TIAA SEPARATE ACCOUNT VA-1 n DECEMBER 31, 2010
Officers—concluded
Name, Address and Date of Birth (“DOB”) | Position(s) Held with Account | Term of Office and Length of Time Served | Principal Occupation(s) During Past 5 Years | |||
Constance K. Weaver TIAA-CREF 730 Third Avenue New York, NY 10017-3206 DOB: 9/26/52 | Executive Vice President | One-year term. Executive Vice President since 2010. | Executive Vice President, Chief Marketing and Communications Officer of TIAA and Executive Vice President of the TIAA-CREF Fund Complex (since 2010); Senior Vice President, The Hartford Financial Services Group, Inc. (2008–2010); Executive Vice President and Chief Marketing Officer, BearingPoint (2005–2008). |
Please note that the Account’s Statement of Additional Information (SAI) includes additional information about the Account’s members and is available, without charge, through our website, tiaa-cref.org, or by telephone at 800 223-1200.
26 | 2010 Annual Report n TIAA Separate Account VA-1 |
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HOW TO REACH US
TIAA-CREF WEBSITE
Account performance, personal account information and transactions, product descriptions, and information about investment choices and income options
tiaa-cref.org 24 hours a day, 7 days a week
AUTOMATED TELEPHONE SERVICE
Check account performance and accumulation balances, change allocations, transfer funds and verify credited premiums
800 842-2252 24 hours a day, 7 days a week
TELEPHONE COUNSELING CENTER
Retirement saving and planning, income options and payments, beneficiary services and tax reporting
800 842-2252 8 a.m. to 10 p.m. ET, Monday–Friday 9 a.m. to 6 p.m. ET, Saturday
PLANNING AND SERVICE CENTER
TIAA-CREF mutual funds
800 223-1200 8 a.m. to 10 p.m. ET, Monday–Friday |
INSURANCE PLANNING CENTER
After-tax annuities and life insurance For an existing policy or contract
800 223-1200
To apply for a new policy or contract
877 825-0411 8 a.m. to 6 p.m. ET, Monday–Friday
FOR THE HEARING- OR SPEECH-IMPAIRED
800 842-2755 8 a.m. to 10 p.m. ET, Monday–Friday 9 a.m. to 6 p.m. ET, Saturday
TIAA-CREF BROKERAGE SERVICES
Self-directed brokerage accounts for investing in stocks, bonds and mutual funds
800 927-3059 8 a.m. to 7 p.m. ET, Monday–Friday
TIAA-CREF TRUST COMPANY, FSB
Asset management, trust administration, estate planning and planned giving
888 842-9001 9 a.m. to 6 p.m. ET, Monday–Friday
ADVISOR SERVICES
888 842-0318 8 a.m. to 7:30 p.m. ET, Monday–Friday |
You should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit tiaa-cref.org, or call 800 223-1200. Please read the prospectus carefully before investing. Investment products are not FDIC insured, are not bank deposits or bank guaranteed, and may lose value. TIAA-CREF Brokerage Services is a division of TIAA-CREF Individual & Institutional Services, LLC. TIAA-CREF
Individual & Institutional Services, LLC, and Teachers Personal Investors Services, Inc., members FINRA, distribute securities products. Annuity contracts and certificates are issued by Teachers Insurance and Annuity Association (TIAA) and College Retirement Equities Fund (CREF), New York, NY. After-tax annuities and life insurance are issued by TIAA-CREF Life Insurance Company, New York, NY. TIAA-CREF Trust Company, FSB provides trust services.
©2011 Teachers Insurance and Annuity Association—College Retirement Equities Fund (TIAA-CREF), New York, NY 10017-3206
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C49775 | A10845 (2/11) |
Item 2. Code of Ethics.
2(a) The Management Committee of TIAA Separate Account VA-1 (the “Registrant”) has adopted a code of ethics for senior financial officers, including the Registrant’s principal executive officer, principal financial officer, principal accounting officer, or controller, and persons performing similar functions, in conformity with rules promulgated under the Sarbanes-Oxley Act of 2002.
2(b) No response required.
2(c) During the reporting period, there were no amendments to the code of ethics.
2(d) During the reporting period, there were no implicit or explicit waivers granted by the Registrant from any provision of the code of ethics.
2(e) Not applicable.
2(f) A copy of the current code of ethics is filed as an exhibit to this Form N-CSR.
Item 3. Audit Committee Financial Expert.
3(a)(1) The Registrant’s Management Committee has determined that the Registrant has at least one audit committee financial expert serving on its Audit Committee.
3(a)(2) Nancy A. Eckl is the Registrant’s audit committee financial expert for the reporting period and is “independent” for purposes of Item 3 of Form N-CSR.
Item 4. Principal Accountant Fees and Services.
PricewaterhouseCoopers LLP (“PwC”) performs independent audits of the Registrant’s financial statements. To maintain auditor independence and avoid the appearance of conflicts of interest, the Registrant, as a policy, does not engage PwC for management advisory or consulting services.
4(a) Audit Fees.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for the audit of the Registrant’s annual financial statements were $122,800 and $110,000, respectively.
4(b) Audit Related Fees.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for services related to the performance of the audit of the Registrant’s annual financial statements were $0 and $0, respectively.
For the fiscal years ended December 31, 2010 and December 31, 2009, the Audit-Related Fees billed by PwC to Teachers Advisors, Inc. (“Advisors”) or to any entity controlling, controlled by or under common control with Advisors that provides ongoing services to the Registrant (collectively, “Fund Service Providers”) were $0 and $0; respectively.
4(c) Tax Fees.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for tax services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for tax services billed to the Fund Service Providers were $0 and $0, respectively.
4(d) All Other Fees.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for all other services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2010 and December 31, 2009, PwC’s aggregate fees for all other services billed to the Fund Service Providers were $0 and $0, respectively.
4(e)(1) Preapproval Policy.
The Registrant’s audit committee (“Audit Committee”) has adopted a Preapproval Policy for External Audit Firm Services (the “Policy”). The Policy describes the types of services that may be provided by the independent auditor to the Registrant and certain of its affiliates without
impairing the auditor’s independence. Under the Policy, the Audit Committee is required to preapprove all services to be performed by the Registrant’s independent auditor in order to ensure that such services do not impair the auditor’s independence.
The Policy requires the Audit Committee to: (i) appoint the independent auditor to perform the financial statements audit for the Registrant and certain of its affiliates, including approving the terms of the engagement, and (ii) preapprove the audit, audit-related, tax and other services to be provided by the independent auditor to the Registrant and certain of its affiliates and the fees to be charged for provision of such services from year to year.
4(e)(2) Services provided pursuant to paragraph (c)(7)(i)(C) of Rule 2-01 of Regulation S-X (the “de minimis exception”):
Audit-Related Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
Tax Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
All Other Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2010 and December 31, 2009 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
4(f) The percentage of hours expended by PwC’s engagement to audit the Registrant’s financial statements for the most recent fiscal year attributable to work performed by persons other than PwC’s full-time, permanent employees was less than 50%.
4(g) Non-Audit Fees for Related Entities.
For the fiscal years ended December 31, 2010 and December 31, 2009, aggregate non-audit fees billed to the Registrant and to its Fund Service Providers by PwC were $245,730 and $238,354, respectively.
4(h) The Registrant’s Audit Committee has considered whether the non-audit services that were rendered by PwC to the Registrant’s Fund Service Providers that were not pre-approved pursuant to paragraph (c)(7)(ii) of Rule 2-01 of Regulation S-X are compatible with maintaining PwC’s independence.
Item 5. Audit Committee of Listed Registrants.
Not Applicable.
Item 6. Schedule of Investments.
(a) TIAA Separate Account VA-1 - Schedule of Investments
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
TIAA SEPARATE ACCOUNT VA-1
STOCK INDEX ACCOUNT
SCHEDULE OF INVESTMENTS
December 31, 2010
PRINCIPAL | ISSUER | RATE | MATURITY DATE | VALUE ( 000) | ||||||||||||
CORPORATE BONDS - 0.0% | ||||||||||||||||
DIVERSIFIED FINANCIALS - 0.0% | ||||||||||||||||
$1,400 | GAMCO Investors, Inc | 0.000 | % | 12/31/15 | $ | 0 | ^ | |||||||||
TOTAL DIVERSIFIED FINANCIALS |
| 0 | ^ | |||||||||||||
TOTAL CORPORATE BONDS (Cost $1) |
| 0 | ^ | |||||||||||||
SHARES | COMPANY | |||||||
COMMON STOCKS - 99.9% | ||||||||
AUTOMOBILES & COMPONENTS - 0.9% | ||||||||
3,156 | * | American Axle & Manufacturing Holdings, Inc | 41 | |||||
1,306 | * | Amerigon, Inc (Class A) | 14 | |||||
4,520 | Autoliv, Inc | 357 | ||||||
6,217 | * | BorgWarner, Inc | 450 | |||||
3,223 | Cooper Tire & Rubber Co | 76 | ||||||
7,610 | * | Dana Holding Corp | 131 | |||||
612 | * | Dorman Products, Inc | 22 | |||||
1,013 | Drew Industries, Inc | 23 | ||||||
3,666 | * | Exide Technologies | 34 | |||||
996 | * | Federal Mogul Corp (Class A) | 21 | |||||
172,813 | * | Ford Motor Co | 2,902 | |||||
735 | * | Fuel Systems Solutions, Inc | 22 | |||||
7,377 | Gentex Corp | 218 | ||||||
12,866 | * | Goodyear Tire & Rubber Co | 152 | |||||
12,445 | Harley-Davidson, Inc | 432 | ||||||
35,019 | Johnson Controls, Inc | 1,338 | ||||||
2,477 | * | Lear Corp (New) | 244 | |||||
2,342 | * | Modine Manufacturing Co | 36 | |||||
1,983 | Spartan Motors, Inc | 12 | ||||||
1,021 | Standard Motor Products, Inc | 14 | ||||||
898 | * | Stoneridge, Inc | 14 | |||||
1,205 | Superior Industries International, Inc | 26 | ||||||
3,166 | * | Tenneco, Inc | 130 | |||||
600 | * | Tesla Motors, Inc | 16 | |||||
1,719 | Thor Industries, Inc | 58 | ||||||
4,151 | * | TRW Automotive Holdings Corp | 219 |
1
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,530 | * | Winnebago Industries, Inc | $ | 23 | ||||
TOTAL AUTOMOBILES & COMPONENTS | 7,025 | |||||||
BANKS - 3.3% | ||||||||
810 | 1st Source Corp | 16 | ||||||
1,172 | * | 1st United Bancorp, Inc | 8 | |||||
1,011 | Abington Bancorp, Inc | 12 | ||||||
243 | Alliance Financial Corp | 8 | ||||||
322 | American National Bankshares, Inc | 8 | ||||||
1,244 | Ameris Bancorp | 13 | ||||||
387 | Ames National Corp | 8 | ||||||
559 | Arrow Financial Corp | 15 | ||||||
9,712 | Associated Banc-Corp | 147 | ||||||
4,208 | Astoria Financial Corp | 59 | ||||||
520 | Bancfirst Corp | 21 | ||||||
1,517 | Banco Latinoamericano de Exportaciones S.A. (Class E) | 28 | ||||||
88 | Bancorp Rhode Island, Inc | 3 | ||||||
4,426 | Bancorpsouth, Inc | 71 | ||||||
2,688 | Bank Mutual Corp | 13 | ||||||
2,544 | Bank of Hawaii Corp | 120 | ||||||
288 | Bank of Marin Bancorp | 10 | ||||||
638 | Bank of the Ozarks, Inc | 28 | ||||||
1,044 | BankFinancial Corp | 10 | ||||||
35,669 | BB&T Corp | 938 | ||||||
1,950 | * | Beneficial Mutual Bancorp, Inc | 17 | |||||
636 | Berkshire Hills Bancorp, Inc | 14 | ||||||
384 | * | BofI Holding, Inc | 6 | |||||
1,341 | BOK Financial Corp | 72 | ||||||
3,543 | Boston Private Financial Holdings, Inc | 23 | ||||||
354 | Bridge Bancorp, Inc | 9 | ||||||
3,126 | Brookline Bancorp, Inc | 34 | ||||||
397 | Bryn Mawr Bank Corp | 7 | ||||||
460 | Camden National Corp | 17 | ||||||
831 | Capital City Bank Group, Inc | 10 | ||||||
17,063 | CapitalSource, Inc | 121 | ||||||
1,322 | Capitol Federal Financial | 16 | ||||||
1,503 | Cardinal Financial Corp | 18 | ||||||
3,380 | Cathay General Bancorp | 56 | ||||||
1,895 | * | Center Financial | 14 | |||||
1,148 | Centerstate Banks of Florida, Inc | 9 | ||||||
152 | Century Bancorp, Inc | 4 | ||||||
1,616 | Chemical Financial Corp | 36 | ||||||
10,534 | * | CIT Group, Inc | 496 | |||||
533 | Citizens & Northern Corp | 8 | ||||||
20,090 | * | Citizens Republic Bancorp, Inc | 12 | |||||
923 | City Holding Co | 33 | ||||||
2,532 | City National Corp | 155 | ||||||
875 | Clifton Savings Bancorp, Inc | 9 | ||||||
498 | CNB Financial Corp | 7 | ||||||
1,740 | CoBiz, Inc | 11 | ||||||
2,091 | Columbia Banking System, Inc | 44 | ||||||
9,328 | Comerica, Inc | 394 |
2
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,156 | Commerce Bancshares, Inc | $ | 165 | |||||
1,740 | Community Bank System, Inc | 48 | ||||||
1,003 | Community Trust Bancorp, Inc | 29 | ||||||
2,741 | Cullen/Frost Bankers, Inc | 168 | ||||||
4,428 | CVB Financial Corp | 38 | ||||||
1,102 | Danvers Bancorp, Inc | 20 | ||||||
1,609 | Dime Community Bancshares | 23 | ||||||
559 | * | Eagle Bancorp, Inc | 8 | |||||
7,706 | East West Bancorp, Inc | 151 | ||||||
512 | Enterprise Financial Services Corp | 5 | ||||||
466 | ESB Financial Corp | 8 | ||||||
1,035 | ESSA Bancorp, Inc | 14 | ||||||
399 | Federal Agricultural Mortgage Corp (Class C) | 7 | ||||||
40,744 | Fifth Third Bancorp | 598 | ||||||
664 | Financial Institutions, Inc | 13 | ||||||
720 | First Bancorp (NC) | 11 | ||||||
4,676 | * | First Bancorp (Puerto Rico) | 2 | |||||
498 | First Bancorp, Inc | 8 | ||||||
1,530 | First Busey Corp | 7 | ||||||
285 | First Citizens Bancshares, Inc (Class A) | 54 | ||||||
4,700 | First Commonwealth Financial Corp | 33 | ||||||
680 | First Community Bancshares, Inc | 10 | ||||||
3,063 | First Financial Bancorp | 57 | ||||||
1,100 | First Financial Bankshares, Inc | 56 | ||||||
590 | First Financial Corp | 21 | ||||||
889 | First Financial Holdings, Inc | 10 | ||||||
13,105 | * | First Horizon National Corp | 154 | |||||
654 | First Interstate Bancsystem, Inc | 10 | ||||||
1,238 | First Merchants Corp | 11 | ||||||
3,929 | First Midwest Bancorp, Inc | 45 | ||||||
10,998 | First Niagara Financial Group, Inc | 154 | ||||||
288 | First of Long Island Corp | 8 | ||||||
504 | First South Bancorp, Inc | 3 | ||||||
5,568 | FirstMerit Corp | 110 | ||||||
2,430 | * | Flagstar Bancorp, Inc | 4 | |||||
1,645 | Flushing Financial Corp | 23 | ||||||
5,502 | FNB Corp | 54 | ||||||
10,974 | Fulton Financial Corp | 114 | ||||||
602 | German American Bancorp, Inc | 11 | ||||||
3,468 | Glacier Bancorp, Inc | 52 | ||||||
500 | Great Southern Bancorp, Inc | 12 | ||||||
637 | * | Greene County Bancshares, Inc | 2 | |||||
1,586 | Hancock Holding Co | 55 | ||||||
2,515 | * | Hanmi Financial Corp | 3 | |||||
928 | Heartland Financial USA, Inc | 16 | ||||||
534 | * | Heritage Financial Corp | 7 | |||||
504 | * | Home Bancorp, Inc | 7 | |||||
841 | Home Bancshares, Inc | 19 | ||||||
821 | Home Federal Bancorp, Inc | 10 | ||||||
24,956 | Hudson City Bancorp, Inc | 318 | ||||||
686 | Hudson Valley Holding Corp | 17 | ||||||
37,922 | Huntington Bancshares, Inc | 261 |
3
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES �� | COMPANY | VALUE (000) | ||||||
1,168 | IBERIABANK Corp | $ | 69 | |||||
1,031 | Independent Bank Corp | 28 | ||||||
3,295 | International Bancshares Corp | 66 | ||||||
2,538 | * | Investors Bancorp, Inc | 33 | |||||
1,441 | Kearny Financial Corp | 12 | ||||||
45,680 | Keycorp | 404 | ||||||
1,025 | Lakeland Bancorp, Inc | 11 | ||||||
734 | Lakeland Financial Corp | 16 | ||||||
3,890 | M&T Bank Corp | 339 | ||||||
731 | MainSource Financial Group, Inc | 8 | ||||||
27,834 | Marshall & Ilsley Corp | 193 | ||||||
2,798 | MB Financial, Inc | 48 | ||||||
273 | Merchants Bancshares, Inc | 8 | ||||||
249 | * | Meridian Interstate Bancorp, Inc | 3 | |||||
10,357 | * | MGIC Investment Corp | 106 | |||||
265 | Midsouth Bancorp, Inc | 4 | ||||||
361 | MidWestOne Financial Group, Inc | 5 | ||||||
2,026 | * | Nara Bancorp, Inc | 20 | |||||
206 | NASB Financial, Inc | 3 | ||||||
357 | National Bankshares, Inc | 11 | ||||||
5,443 | National Penn Bancshares, Inc | 44 | ||||||
1,807 | NBT Bancorp, Inc | 44 | ||||||
23,019 | New York Community Bancorp, Inc | 434 | ||||||
5,609 | NewAlliance Bancshares, Inc | 84 | ||||||
1,192 | Northfield Bancorp, Inc | 16 | ||||||
5,862 | Northwest Bancshares, Inc | 69 | ||||||
741 | OceanFirst Financial Corp | 10 | ||||||
3,925 | * | Ocwen Financial Corp | 37 | |||||
3,801 | Old National Bancorp | 45 | ||||||
700 | * | OmniAmerican Bancorp, Inc | 10 | |||||
1,760 | Oriental Financial Group, Inc | 22 | ||||||
1,069 | Oritani Financial Corp | 13 | ||||||
345 | Orrstown Financial Services, Inc | 9 | ||||||
991 | Pacific Continental Corp | 10 | ||||||
1,486 | PacWest Bancorp | 32 | ||||||
688 | Park National Corp | 50 | ||||||
523 | Peapack Gladstone Financial Corp | 7 | ||||||
221 | Penns Woods Bancorp, Inc | 9 | ||||||
720 | * | Pennsylvania Commerce Bancorp, Inc | 8 | |||||
595 | Peoples Bancorp, Inc | 9 | ||||||
19,630 | People’s United Financial, Inc | 275 | ||||||
1,766 | * | Pinnacle Financial Partners, Inc | 24 | |||||
7,590 | * | PMI Group, Inc | 25 | |||||
27,450 | PNC Financial Services Group, Inc | 1,667 | ||||||
52,615 | * | Popular, Inc | 165 | |||||
2,771 | PrivateBancorp, Inc | 40 | ||||||
2,398 | Prosperity Bancshares, Inc | 94 | ||||||
3,163 | Provident Financial Services, Inc | 48 | ||||||
2,753 | Provident New York Bancorp | 29 | ||||||
7,051 | Radian Group, Inc | 57 | ||||||
66,625 | Regions Financial Corp | 466 | ||||||
1,026 | Renasant Corp | 17 |
4
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
612 | Republic Bancorp, Inc (Class A) | $ | 15 | |||||
598 | Rockville Financial, Inc | 7 | ||||||
629 | Roma Financial Corp | 7 | ||||||
1,211 | S&T Bancorp, Inc | 27 | ||||||
615 | S.Y. Bancorp, Inc | 15 | ||||||
1,250 | Sandy Spring Bancorp, Inc | 23 | ||||||
605 | SCBT Financial Corp | 20 | ||||||
370 | Sierra Bancorp | 4 | ||||||
2,123 | * | Signature Bank | 106 | |||||
905 | Simmons First National Corp (Class A) | 26 | ||||||
833 | Southside Bancshares, Inc | 18 | ||||||
740 | Southwest Bancorp, Inc | 9 | ||||||
856 | State Bancorp, Inc | 8 | ||||||
1,347 | StellarOne Corp | 20 | ||||||
1,199 | Sterling Bancorp | 13 | ||||||
4,189 | Sterling Bancshares, Inc | 29 | ||||||
513 | Suffolk Bancorp | 13 | ||||||
25,848 | SunTrust Banks, Inc | 763 | ||||||
6,027 | Susquehanna Bancshares, Inc | 58 | ||||||
2,402 | * | SVB Financial Group | 127 | |||||
41,390 | Synovus Financial Corp | 109 | ||||||
520 | * | Taylor Capital Group, Inc | 7 | |||||
6,992 | TCF Financial Corp | 104 | ||||||
700 | Territorial Bancorp, Inc | 14 | ||||||
1,877 | * | Texas Capital Bancshares, Inc | 40 | |||||
4,208 | TFS Financial Corp | 38 | ||||||
1,165 | * | The Bancorp, Inc | 12 | |||||
429 | Tompkins Trustco, Inc | 17 | ||||||
192 | Tower Bancorp, Inc | 4 | ||||||
1,219 | TowneBank | 19 | ||||||
726 | Trico Bancshares | 12 | ||||||
5,202 | Trustco Bank Corp NY | 33 | ||||||
3,370 | Trustmark Corp | 84 | ||||||
1,859 | UMB Financial Corp | 77 | ||||||
5,809 | Umpqua Holdings Corp | 71 | ||||||
814 | Union Bankshares Corp | 12 | ||||||
2,414 | United Bankshares, Inc | 71 | ||||||
4,918 | * | United Community Banks, Inc | 10 | |||||
1,056 | United Financial Bancorp, Inc | 16 | ||||||
792 | Univest Corp of Pennsylvania | 15 | ||||||
99,288 | US Bancorp | 2,678 | ||||||
8,636 | Valley National Bancorp | 124 | ||||||
966 | ViewPoint Financial Group | 11 | ||||||
1,010 | * | Virginia Commerce Bancorp | 6 | |||||
835 | Washington Banking Co | 11 | ||||||
5,275 | Washington Federal, Inc | 89 | ||||||
881 | Washington Trust Bancorp, Inc | 19 | ||||||
681 | * | Waterstone Financial, Inc | 2 | |||||
3,466 | Webster Financial Corp | 68 | ||||||
252,538 | Wells Fargo & Co | 7,826 | ||||||
1,213 | WesBanco, Inc | 23 | ||||||
997 | West Bancorporation, Inc | 8 |
5
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,963 | * | West Coast Bancorp | $ | 14 | ||||
1,616 | Westamerica Bancorporation | 90 | ||||||
3,132 | * | Western Alliance Bancorp | 23 | |||||
1,313 | Westfield Financial, Inc | 12 | ||||||
5,072 | Whitney Holding Corp | 72 | ||||||
4,204 | Wilmington Trust Corp | 18 | ||||||
980 | Wilshire Bancorp, Inc | 7 | ||||||
1,580 | Wintrust Financial Corp | 52 | ||||||
320 | WSFS Financial Corp | 15 | ||||||
8,469 | Zions Bancorporation | 205 | ||||||
TOTAL BANKS | 24,934 | |||||||
CAPITAL GOODS - 8.5% | ||||||||
813 | * | 3D Systems Corp | 26 | |||||
36,966 | 3M Co | 3,190 | ||||||
1,795 | A.O. Smith Corp | 68 | ||||||
3,857 | * | A123 Systems, Inc | 37 | |||||
1,014 | Aaon, Inc | 29 | ||||||
2,061 | * | AAR Corp | 57 | |||||
1,483 | Aceto Corp | 13 | ||||||
2,862 | Actuant Corp (Class A) | 76 | ||||||
2,300 | Acuity Brands, Inc | 133 | ||||||
2,485 | * | Advanced Battery Technologies, Inc | 10 | |||||
5,411 | * | Aecom Technology Corp | 151 | |||||
873 | * | Aerovironment, Inc | 23 | |||||
4,647 | * | AGCO Corp | 235 | |||||
2,801 | Aircastle Ltd | 29 | ||||||
374 | Alamo Group, Inc | 10 | ||||||
1,443 | Albany International Corp (Class A) | 34 | ||||||
1,638 | * | Alliant Techsystems, Inc | 122 | |||||
1,557 | * | Altra Holdings, Inc | 31 | |||||
569 | * | American Railcar Industries, Inc | 13 | |||||
373 | American Science & Engineering, Inc | 32 | ||||||
2,155 | * | American Superconductor Corp | 62 | |||||
475 | American Woodmark Corp | 12 | ||||||
532 | Ameron International Corp | 41 | ||||||
8,441 | Ametek, Inc | 331 | ||||||
475 | Ampco-Pittsburgh Corp | 13 | ||||||
1,479 | Apogee Enterprises, Inc | 20 | ||||||
4,332 | * | Applied Energetics, Inc | 4 | |||||
2,206 | Applied Industrial Technologies, Inc | 72 | ||||||
760 | Applied Signal Technology, Inc | 29 | ||||||
420 | * | Argan, Inc | 4 | |||||
988 | Armstrong World Industries, Inc | 42 | ||||||
4,985 | * | ArvinMeritor, Inc | 102 | |||||
1,044 | * | Astec Industries, Inc | 34 | |||||
478 | * | Astronics Corp | 10 | |||||
723 | AZZ, Inc | 29 | ||||||
6,272 | * | Babcock & Wilcox Co | 160 | |||||
779 | Badger Meter, Inc | 34 | ||||||
2,467 | Baldor Electric Co | 156 | ||||||
2,603 | Barnes Group, Inc | 54 |
6
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,137 | * | BE Aerospace, Inc | $ | 190 | ||||
2,410 | * | Beacon Roofing Supply, Inc | 43 | |||||
2,523 | Belden CDT, Inc | 93 | ||||||
2,508 | * | Blount International, Inc | �� | 40 | ||||
39,444 | Boeing Co | 2,574 | ||||||
2,584 | Brady Corp (Class A) | 84 | ||||||
2,463 | Briggs & Stratton Corp | 48 | ||||||
4,873 | * | Broadwind Energy, Inc | 11 | |||||
3,970 | Bucyrus International, Inc (Class A) | 355 | ||||||
2,524 | * | Builders FirstSource, Inc | 5 | |||||
531 | * | CAI International, Inc | 10 | |||||
12,740 | * | Capstone Turbine Corp | 12 | |||||
3,214 | Carlisle Cos, Inc | 128 | ||||||
344 | Cascade Corp | 16 | ||||||
32,552 | Caterpillar, Inc | 3,049 | ||||||
1,385 | * | Ceradyne, Inc | 44 | |||||
1,631 | * | Chart Industries, Inc | 55 | |||||
5,276 | * | Chicago Bridge & Iron Co NV | 174 | |||||
990 | CIRCOR International, Inc | 42 | ||||||
2,671 | Clarcor, Inc | 115 | ||||||
963 | * | CNH Global NV | 46 | |||||
1,273 | * | Colfax Corp | 23 | |||||
1,162 | * | Columbus McKinnon Corp | 24 | |||||
2,009 | Comfort Systems USA, Inc | 26 | ||||||
1,268 | * | Commercial Vehicle Group, Inc | 21 | |||||
8,852 | Cooper Industries plc | 516 | ||||||
2,617 | Crane Co | 107 | ||||||
828 | Cubic Corp | 39 | ||||||
10,360 | Cummins, Inc | 1,140 | ||||||
2,088 | Curtiss-Wright Corp | 69 | ||||||
27,692 | Danaher Corp | 1,306 | ||||||
22,161 | Deere & Co | 1,840 | ||||||
1,344 | * | DigitalGlobe, Inc | 43 | |||||
4,024 | Donaldson Co, Inc | 235 | ||||||
619 | Douglas Dynamics, Inc | 9 | ||||||
9,583 | Dover Corp | 560 | ||||||
636 | Ducommun, Inc | 14 | ||||||
430 | * | DXP Enterprises, Inc | 10 | |||||
2,075 | * | Dycom Industries, Inc | 31 | |||||
757 | Dynamic Materials Corp | 17 | ||||||
8,639 | Eaton Corp | 877 | ||||||
3,412 | * | EMCOR Group, Inc | 99 | |||||
39,000 | Emerson Electric Co | 2,230 | ||||||
840 | Encore Wire Corp | 21 | ||||||
3,258 | * | Ener1, Inc | 12 | |||||
1,511 | * | Energy Recovery, Inc | 6 | |||||
2,547 | * | EnerSys | 82 | |||||
1,258 | * | EnPro Industries, Inc | 52 | |||||
1,380 | ESCO Technologies, Inc | 52 | ||||||
1,554 | * | Esterline Technologies Corp | 107 | |||||
6,999 | Fastenal Co | 419 | ||||||
3,085 | Federal Signal Corp | 21 |
7
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,307 | * | Flow International Corp | $ | 9 | ||||
2,897 | Flowserve Corp | 345 | ||||||
9,246 | Fluor Corp | 613 | ||||||
4,014 | * | Force Protection, Inc | 22 | |||||
1,238 | Franklin Electric Co, Inc | 48 | ||||||
635 | Freightcar America, Inc | 18 | ||||||
4,152 | * | FuelCell Energy, Inc | 10 | |||||
2,145 | * | Furmanite Corp | 15 | |||||
2,782 | Gardner Denver, Inc | 191 | ||||||
2,370 | GATX Corp | 84 | ||||||
1,806 | * | GenCorp, Inc | 9 | |||||
900 | * | Generac Holdings, Inc | 15 | |||||
2,858 | * | General Cable Corp | 100 | |||||
18,006 | General Dynamics Corp | 1,278 | ||||||
554,184 | General Electric Co | 10,136 | ||||||
1,077 | * | GeoEye, Inc | 46 | |||||
1,633 | * | Gibraltar Industries, Inc | 22 | |||||
270 | * | Global Defense Technology & Systems, Inc | 4 | |||||
6,617 | Goodrich Corp | 583 | ||||||
636 | Gorman-Rupp Co | 21 | ||||||
3,212 | Graco, Inc | 127 | ||||||
6,478 | * | GrafTech International Ltd | 129 | |||||
604 | Graham Corp | 12 | ||||||
1,832 | Granite Construction, Inc | 50 | ||||||
3,079 | Great Lakes Dredge & Dock Corp | 23 | ||||||
869 | * | Greenbrier Cos, Inc | 18 | |||||
2,356 | * | Griffon Corp | 30 | |||||
1,293 | * | H&E Equipment Services, Inc | 15 | |||||
4,326 | Harsco Corp | 123 | ||||||
1,540 | Heico Corp | 79 | ||||||
807 | * | Herley Industries, Inc | 14 | |||||
5,110 | * | Hexcel Corp | 92 | |||||
923 | * | Hoku Scientific, Inc | 2 | |||||
39,669 | Honeywell International, Inc | 2,109 | ||||||
800 | Houston Wire & Cable Co | 11 | ||||||
3,166 | Hubbell, Inc (Class B) | 190 | ||||||
4,356 | IDEX Corp | 170 | ||||||
1,400 | * | II-VI, Inc | 65 | |||||
22,942 | Illinois Tool Works, Inc | 1,225 | ||||||
16,564 | Ingersoll-Rand plc | 780 | ||||||
1,981 | * | Insituform Technologies, Inc (Class A) | 52 | |||||
916 | Insteel Industries, Inc | 11 | ||||||
1,758 | * | Interline Brands, Inc | 40 | |||||
9,388 | ITT Industries, Inc | 489 | ||||||
6,628 | * | Jacobs Engineering Group, Inc | 304 | |||||
1,665 | John Bean Technologies Corp | 34 | ||||||
5,446 | Joy Global, Inc | 472 | ||||||
888 | * | Kadant, Inc | 21 | |||||
1,371 | Kaman Corp | 40 | ||||||
1,677 | Kaydon Corp | 68 | ||||||
8,502 | KBR, Inc | 259 | ||||||
3,920 | Kennametal, Inc | 155 |
8
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
844 | * | Kratos Defense & Security Solutions, Inc | $ | 11 | ||||
5,990 | L-3 Communications Holdings, Inc | 422 | ||||||
725 | * | LaBarge, Inc | 11 | |||||
904 | * | Ladish Co, Inc | 44 | |||||
300 | Lawson Products, Inc | 8 | ||||||
1,155 | * | Layne Christensen Co | 40 | |||||
659 | * | LB Foster Co (Class A) | 27 | |||||
2,159 | Lennox International, Inc | 102 | ||||||
2,233 | Lincoln Electric Holdings, Inc | 146 | ||||||
700 | Lindsay Manufacturing Co | 42 | ||||||
533 | * | LMI Aerospace, Inc | 8 | |||||
16,107 | Lockheed Martin Corp | 1,126 | ||||||
1,293 | LSI Industries, Inc | 11 | ||||||
853 | * | Lydall, Inc | 7 | |||||
6,192 | Manitowoc Co, Inc | 81 | ||||||
18,960 | Masco Corp | 240 | ||||||
2,813 | * | Mastec, Inc | 41 | |||||
901 | Met-Pro Corp | 11 | ||||||
445 | * | Michael Baker Corp | 14 | |||||
722 | * | Middleby Corp | 61 | |||||
300 | Miller Industries, Inc | 4 | ||||||
2,390 | * | Moog, Inc (Class A) | 95 | |||||
2,247 | MSC Industrial Direct Co (Class A) | 145 | ||||||
1,988 | Mueller Industries, Inc | 65 | ||||||
8,122 | Mueller Water Products, Inc (Class A) | 34 | ||||||
881 | * | MYR Group, Inc | 18 | |||||
271 | Nacco Industries, Inc (Class A) | 29 | ||||||
3,502 | * | Navistar International Corp | 203 | |||||
926 | * | NCI Building Systems, Inc | 13 | |||||
1,708 | Nordson Corp | 157 | ||||||
15,537 | Northrop Grumman Corp | 1,006 | ||||||
625 | * | Northwest Pipe Co | 15 | |||||
2,339 | * | Orbital Sciences Corp | 40 | |||||
1,499 | * | Orion Marine Group, Inc | 17 | |||||
4,853 | * | Oshkosh Truck Corp | 171 | |||||
5,833 | * | Owens Corning, Inc | 182 | |||||
18,827 | Paccar, Inc | 1,081 | ||||||
6,177 | Pall Corp | 306 | ||||||
8,285 | Parker Hannifin Corp | 715 | ||||||
5,113 | Pentair, Inc | 187 | ||||||
1,399 | Perini Corp | 30 | ||||||
1,041 | * | Pgt, Inc | 2 | |||||
1,025 | * | Pike Electric Corp | 9 | |||||
762 | * | PMFG, Inc | 12 | |||||
1,248 | * | Polypore International, Inc | 51 | |||||
458 | * | Powell Industries, Inc | 15 | |||||
940 | * | PowerSecure International, Inc | 7 | |||||
7,340 | Precision Castparts Corp | 1,022 | ||||||
96 | Preformed Line Products Co | 6 | ||||||
836 | Primoris Services Corp | 8 | ||||||
1,987 | Quanex Building Products Corp | 38 | ||||||
11,146 | * | Quanta Services, Inc | 222 |
9
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,083 | Raven Industries, Inc | $ | 52 | |||||
19,817 | Raytheon Co | 918 | ||||||
1,025 | * | RBC Bearings, Inc | 40 | |||||
1,983 | Regal-Beloit Corp | 132 | ||||||
1,526 | Robbins & Myers, Inc | 55 | ||||||
7,312 | Rockwell Automation, Inc | 524 | ||||||
8,133 | Rockwell Collins, Inc | 474 | ||||||
4,830 | Roper Industries, Inc | 369 | ||||||
2,525 | * | RSC Holdings, Inc | 25 | |||||
1,703 | * | Rush Enterprises, Inc (Class A) | 35 | |||||
2,893 | * | SatCon Technology Corp | 13 | |||||
744 | * | Sauer-Danfoss, Inc | 21 | |||||
22 | Seaboard Corp | 44 | ||||||
4,515 | * | Shaw Group, Inc | 155 | |||||
1,742 | Simpson Manufacturing Co, Inc | 54 | ||||||
3,058 | Snap-On, Inc | 173 | ||||||
5,621 | * | Spirit Aerosystems Holdings, Inc (Class A) | 117 | |||||
2,680 | SPX Corp | 192 | ||||||
800 | Standex International Corp | 24 | ||||||
701 | * | Sterling Construction Co, Inc | 9 | |||||
685 | Sun Hydraulics Corp | 26 | ||||||
893 | TAL International Group, Inc | 28 | ||||||
3,948 | * | Taser International, Inc | 19 | |||||
1,000 | * | Tecumseh Products Co (Class A) | 13 | |||||
1,872 | * | Teledyne Technologies, Inc | 82 | |||||
1,004 | Tennant Co | 39 | ||||||
5,654 | * | Terex Corp | 175 | |||||
590 | Textainer Group Holdings Ltd | 17 | ||||||
14,349 | Textron, Inc | 339 | ||||||
2,807 | * | Thomas & Betts Corp | 136 | |||||
4,570 | Timken Co | 218 | ||||||
1,848 | Titan International, Inc | 36 | ||||||
433 | * | Titan Machinery, Inc | 8 | |||||
1,603 | Toro Co | 99 | ||||||
2,435 | TransDigm Group, Inc | 175 | ||||||
1,281 | Tredegar Corp | 25 | ||||||
714 | * | Trex Co, Inc | 17 | |||||
809 | * | Trimas Corp | 17 | |||||
4,177 | Trinity Industries, Inc | 111 | ||||||
862 | Triumph Group, Inc | 77 | ||||||
562 | Twin Disc, Inc | 17 | ||||||
26,577 | Tyco International Ltd | 1,101 | ||||||
3,113 | * | United Rentals, Inc | 71 | |||||
48,383 | United Technologies Corp | 3,809 | ||||||
979 | Universal Forest Products, Inc | 38 | ||||||
1,949 | * | UQM Technologies, Inc | 4 | |||||
4,041 | * | URS Corp | 168 | |||||
3,497 | * | USG Corp | 59 | |||||
1,173 | Valmont Industries, Inc | 104 | ||||||
1,023 | Vicor Corp | 17 | ||||||
3,051 | W.W. Grainger, Inc | 421 | ||||||
1,826 | * | Wabash National Corp | 22 |
10
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,395 | * | WABCO Holdings, Inc | $ | 207 | ||||
1,468 | Watsco, Inc | 93 | ||||||
1,666 | Watts Water Technologies, Inc (Class A) | 61 | ||||||
2,219 | * | WESCO International, Inc | 117 | |||||
2,535 | Westinghouse Air Brake Technologies Corp | 134 | ||||||
3,108 | Woodward Governor Co | 117 | ||||||
418 | *,b | Xerium Technologies, Inc | 7 | |||||
TOTAL CAPITAL GOODS | 63,456 | |||||||
COMMERCIAL & PROFESSIONAL SERVICES - 1.0% |
| |||||||
3,952 | Aaron’s, Inc | 81 | ||||||
2,600 | ABM Industries, Inc | 68 | ||||||
1,804 | * | Acacia Research (Acacia Technologies) | 47 | |||||
2,726 | * | ACCO Brands Corp | 23 | |||||
1,159 | Administaff, Inc | 34 | ||||||
900 | * | Advisory Board Co | 43 | |||||
928 | American Ecology Corp | 16 | ||||||
2,166 | * | American Reprographics Co | 16 | |||||
1,377 | * | APAC Customer Services, Inc | 8 | |||||
5,841 | Avery Dennison Corp | 247 | ||||||
383 | Barrett Business Services, Inc | 6 | ||||||
2,433 | Brink’s Co | 65 | ||||||
1,306 | * | Casella Waste Systems, Inc (Class A) | 9 | |||||
2,695 | * | CBIZ, Inc | 17 | |||||
669 | CDI Corp | 12 | ||||||
3,345 | * | Cenveo, Inc | 18 | |||||
7,099 | Cintas Corp | 199 | ||||||
1,182 | * | Clean Harbors, Inc | 99 | |||||
493 | * | Consolidated Graphics, Inc | 24 | |||||
3,576 | * | Copart, Inc | 134 | |||||
1,871 | Corporate Executive Board Co | 70 | ||||||
6,023 | * | Corrections Corp of America | 151 | |||||
1,115 | * | CoStar Group, Inc | 64 | |||||
594 | Courier Corp | 9 | ||||||
6,781 | Covanta Holding Corp | 117 | ||||||
717 | * | CRA International, Inc | 17 | |||||
2,529 | Deluxe Corp | 58 | ||||||
1,664 | * | Dolan Media Co | 23 | |||||
2,640 | Dun & Bradstreet Corp | 217 | ||||||
4,206 | EnergySolutions, Inc | 23 | ||||||
1,037 | * | EnerNOC, Inc | 25 | |||||
1,357 | Ennis, Inc | 23 | ||||||
6,687 | Equifax, Inc | 238 | ||||||
641 | * | Exponent, Inc | 24 | |||||
691 | * | Franklin Covey Co | 6 | |||||
2,507 | * | FTI Consulting, Inc | 93 | |||||
1,063 | * | Fuel Tech, Inc | 10 | |||||
989 | G & K Services, Inc (Class A) | 31 | ||||||
2,803 | * | Geo Group, Inc | 69 | |||||
645 | * | GP Strategies Corp | 7 | |||||
3,373 | Healthcare Services Group | 55 | ||||||
1,202 | Heidrick & Struggles International, Inc | 34 |
11
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,007 | Herman Miller, Inc | $ | 76 | |||||
1,422 | * | Hill International, Inc | 9 | |||||
2,339 | HNI Corp | 73 | ||||||
1,656 | * | Hudson Highland Group, Inc | 10 | |||||
1,154 | * | Huron Consulting Group, Inc | 31 | |||||
892 | * | ICF International, Inc | 23 | |||||
2,565 | * | IHS, Inc (Class A) | 206 | |||||
1,446 | * | Innerworkings, Inc | 10 | |||||
2,666 | Interface, Inc (Class A) | 42 | ||||||
9,202 | Iron Mountain, Inc | 230 | ||||||
1,460 | * | KAR Auction Services, Inc | 20 | |||||
1,394 | * | Kelly Services, Inc (Class A) | 26 | |||||
1,774 | * | Kforce, Inc | 29 | |||||
1,737 | Kimball International, Inc (Class B) | 12 | ||||||
2,470 | Knoll, Inc | 41 | ||||||
2,433 | * | Korn/Ferry International | 56 | |||||
1,184 | * | LECG Corp | 2 | |||||
563 | * | M&F Worldwide Corp | 13 | |||||
4,325 | Manpower, Inc | 271 | ||||||
1,316 | McGrath RentCorp | 35 | ||||||
1,459 | * | Metalico, Inc | 9 | |||||
1,391 | Mine Safety Appliances Co | 43 | ||||||
757 | * | Mistras Group, Inc | 10 | |||||
2,280 | * | Mobile Mini, Inc | 45 | |||||
514 | Multi-Color Corp | 10 | ||||||
2,873 | * | Navigant Consulting, Inc | 26 | |||||
1,673 | * | On Assignment, Inc | 14 | |||||
11,219 | Pitney Bowes, Inc | 271 | ||||||
10,896 | R.R. Donnelley & Sons Co | 190 | ||||||
16,650 | Republic Services, Inc | 497 | ||||||
2,774 | Resources Connection, Inc | 52 | ||||||
7,931 | Robert Half International, Inc | 243 | ||||||
3,219 | Rollins, Inc | 64 | ||||||
977 | Schawk, Inc (Class A) | 20 | ||||||
913 | * | School Specialty, Inc | 13 | |||||
3,429 | * | Spherion Corp | 34 | |||||
672 | * | Standard Parking Corp | 13 | |||||
1,179 | Standard Register Co | 4 | ||||||
3,734 | Steelcase, Inc (Class A) | 40 | ||||||
4,348 | * | Stericycle, Inc | 352 | |||||
2,192 | * | SYKES Enterprises, Inc | 44 | |||||
1,110 | * | Team, Inc | 27 | |||||
3,264 | * | Tetra Tech, Inc | 82 | |||||
2,310 | Towers Watson & Co | 120 | ||||||
2,350 | * | TrueBlue, Inc | 42 | |||||
664 | Unifirst Corp | 37 | ||||||
1,202 | * | United Stationers, Inc | 77 | |||||
4,998 | * | Verisk Analytics, Inc | 170 | |||||
1,084 | Viad Corp | 28 | ||||||
858 | * | Volt Information Sciences, Inc | 7 | |||||
205 | VSE Corp | 7 | ||||||
5,901 | Waste Connections, Inc | 162 |
12
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
25,233 | Waste Management, Inc | $ | 930 | |||||
TOTAL COMMERCIAL & PROFESSIONAL SERVICES | 7,428 | |||||||
CONSUMER DURABLES & APPAREL - 1.4% | ||||||||
2,117 | * | American Apparel, Inc | 4 | |||||
2,371 | American Greetings Corp (Class A) | 52 | ||||||
653 | * | Arctic Cat, Inc | 10 | |||||
2,994 | * | Beazer Homes USA, Inc | 16 | |||||
386 | Blyth, Inc | 13 | ||||||
485 | * | Brookfield Homes Corp | 5 | |||||
4,839 | Brunswick Corp | 91 | ||||||
3,430 | Callaway Golf Co | 28 | ||||||
2,938 | * | Carter’s, Inc | 87 | |||||
379 | * | Cavco Industries, Inc | 18 | |||||
442 | Cherokee, Inc | 8 | ||||||
15,721 | Coach, Inc | 870 | ||||||
562 | Columbia Sportswear Co | 34 | ||||||
4,890 | * | CROCS, Inc | 84 | |||||
269 | CSS Industries, Inc | 6 | ||||||
481 | * | Culp, Inc | 5 | |||||
2,023 | * | Deckers Outdoor Corp | 161 | |||||
14,750 | DR Horton, Inc | 176 | ||||||
14,610 | * | Eastman Kodak Co | 78 | |||||
1,299 | Ethan Allen Interiors, Inc | 26 | ||||||
7,798 | Fortune Brands, Inc | 470 | ||||||
2,682 | * | Fossil, Inc | 189 | |||||
2,907 | * | Furniture Brands International, Inc | 15 | |||||
5,941 | Garmin Ltd | 184 | ||||||
811 | * | G-III Apparel Group Ltd | 28 | |||||
5,029 | * | Hanesbrands, Inc | 128 | |||||
3,541 | * | Harman International Industries, Inc | 164 | |||||
6,700 | Hasbro, Inc | 316 | ||||||
1,630 | * | Helen of Troy Ltd | 48 | |||||
680 | Hooker Furniture Corp | 10 | ||||||
2,297 | * | Hovnanian Enterprises, Inc (Class A) | 9 | |||||
3,571 | * | Iconix Brand Group, Inc | 69 | |||||
950 | * | iRobot Corp | 24 | |||||
1,657 | * | Jakks Pacific, Inc | 30 | |||||
4,840 | Jarden Corp | 149 | ||||||
509 | * | Joe’s Jeans, Inc | 1 | |||||
232 | * | Johnson Outdoors, Inc | 3 | |||||
4,615 | Jones Apparel Group, Inc | 72 | ||||||
4,044 | KB Home | 55 | ||||||
500 | * | Kenneth Cole Productions, Inc (Class A) | 6 | |||||
1,430 | * | K-Swiss, Inc (Class A) | 18 | |||||
39 | Lacrosse Footwear, Inc | 1 | ||||||
2,552 | * | La-Z-Boy, Inc | 23 | |||||
1,909 | * | Leapfrog Enterprises, Inc | 11 | |||||
7,834 | Leggett & Platt, Inc | 178 | ||||||
7,949 | Lennar Corp (Class A) | 149 | ||||||
847 | * | Libbey, Inc | 13 | |||||
362 | * | Lifetime Brands, Inc | 5 |
13
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,008 | * | Liz Claiborne, Inc | $ | 36 | ||||
862 | * | M/I Homes, Inc | 13 | |||||
1,202 | * | Maidenform Brands, Inc | 29 | |||||
1,066 | * | Marine Products Corp | 7 | |||||
19,289 | Mattel, Inc | 490 | ||||||
2,061 | MDC Holdings, Inc | 59 | ||||||
1,694 | * | Meritage Homes Corp | 38 | |||||
3,006 | * | Mohawk Industries, Inc | 171 | |||||
817 | * | Movado Group, Inc | 13 | |||||
206 | National Presto Industries, Inc | 27 | ||||||
14,687 | Newell Rubbermaid, Inc | 267 | ||||||
18,768 | Nike, Inc (Class B) | 1,603 | ||||||
293 | * | NVR, Inc | 202 | |||||
733 | Oxford Industries, Inc | 19 | ||||||
804 | * | Perry Ellis International, Inc | 22 | |||||
2,991 | Phillips-Van Heusen Corp | 188 | ||||||
1,645 | Polaris Industries, Inc | 128 | ||||||
2,959 | Polo Ralph Lauren Corp (Class A) | 328 | ||||||
2,627 | Pool Corp | 59 | ||||||
17,820 | * | Pulte Homes, Inc | 134 | |||||
6,801 | * | Quiksilver, Inc | 34 | |||||
1,217 | * | RC2 Corp | 26 | |||||
444 | RG Barry Corp | 5 | ||||||
673 | * | Russ Berrie & Co, Inc | 6 | |||||
2,334 | Ryland Group, Inc | 40 | ||||||
2,732 | * | Sealy Corp | 8 | |||||
1,823 | * | Skechers U.S.A., Inc (Class A) | 36 | |||||
442 | Skyline Corp | 11 | ||||||
2,979 | * | Smith & Wesson Holding Corp | 11 | |||||
5,166 | * | Standard-Pacific Corp | 24 | |||||
8,347 | Stanley Works | 558 | ||||||
288 | * | Steinway Musical Instruments, Inc | 6 | |||||
1,192 | * | Steven Madden Ltd | 50 | |||||
957 | Sturm Ruger & Co, Inc | 15 | ||||||
3,418 | * | Tempur-Pedic International, Inc | 137 | |||||
2,073 | * | Timberland Co (Class A) | 51 | |||||
6,926 | * | Toll Brothers, Inc | 132 | |||||
1,435 | * | True Religion Apparel, Inc | 32 | |||||
3,339 | Tupperware Corp | 159 | ||||||
1,864 | * | Under Armour, Inc (Class A) | 102 | |||||
489 | * | Unifi, Inc | 8 | |||||
787 | * | Universal Electronics, Inc | 22 | |||||
500 | * | Vera Bradley, Inc | 16 | |||||
4,474 | VF Corp | 386 | ||||||
977 | Volcom, Inc | 18 | ||||||
2,341 | * | Warnaco Group, Inc | 129 | |||||
378 | Weyco Group, Inc | 9 | ||||||
3,974 | Whirlpool Corp | 353 | ||||||
2,109 | Wolverine World Wide, Inc | 67 | ||||||
TOTAL CONSUMER DURABLES & APPAREL | 10,424 | |||||||
14
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
CONSUMER SERVICES - 2.2% | ||||||||
1,322 | * | AFC Enterprises | $ | 18 | ||||
1,219 | Ambassadors Group, Inc | 14 | ||||||
960 | * | American Public Education, Inc | 36 | |||||
1,418 | Ameristar Casinos, Inc | 22 | ||||||
6,794 | * | Apollo Group, Inc (Class A) | 268 | |||||
2,931 | * | Bally Technologies, Inc | 124 | |||||
896 | * | BJ’s Restaurants, Inc | 32 | |||||
1,131 | * | Bluegreen Corp | 4 | |||||
1,700 | Bob Evans Farms, Inc | 56 | ||||||
1,718 | * | Boyd Gaming Corp | 18 | |||||
1,029 | * | Bridgepoint Education, Inc | 20 | |||||
5,407 | Brinker International, Inc | 113 | ||||||
937 | * | Buffalo Wild Wings, Inc | 41 | |||||
1,029 | * | California Pizza Kitchen, Inc | 18 | |||||
846 | * | Cambium Learning Group, Inc | 3 | |||||
888 | * | Capella Education Co | 59 | |||||
3,445 | * | Career Education Corp | 71 | |||||
404 | * | Caribou Coffee Co, Inc | 4 | |||||
22,550 | Carnival Corp | 1,040 | ||||||
1,126 | �� | CBRL Group, Inc | 62 | |||||
1,153 | * | CEC Entertainment, Inc | 45 | |||||
3,164 | * | Cheesecake Factory | 97 | |||||
1,665 | * | Chipotle Mexican Grill, Inc (Class A) | 354 | |||||
1,471 | Choice Hotels International, Inc | 56 | ||||||
533 | Churchill Downs, Inc | 23 | ||||||
1,574 | * | Coinstar, Inc | 89 | |||||
4,659 | * | Corinthian Colleges, Inc | 24 | |||||
276 | CPI Corp | 6 | ||||||
7,445 | Darden Restaurants, Inc | 346 | ||||||
6,036 | * | Denny’s Corp | 22 | |||||
3,362 | DeVry, Inc | 161 | ||||||
858 | * | DineEquity, Inc | 42 | |||||
2,316 | * | Domino’s Pizza, Inc | 37 | |||||
1,290 | * | Education Management Corp | 23 | |||||
289 | * | Einstein Noah Restaurant Group, Inc | 4 | |||||
1,754 | * | Gaylord Entertainment Co | 63 | |||||
1,646 | * | Grand Canyon Education, Inc | 32 | |||||
16,043 | H&R Block, Inc | 191 | ||||||
3,288 | Hillenbrand, Inc | 68 | ||||||
2,300 | * | Hyatt Hotels Corp | 105 | |||||
15,766 | International Game Technology | 279 | ||||||
1,433 | International Speedway Corp (Class A) | 38 | ||||||
2,163 | * | Interval Leisure Group, Inc | 35 | |||||
1,142 | * | Isle of Capri Casinos, Inc | 12 | |||||
1,704 | * | ITT Educational Services, Inc | 109 | |||||
2,907 | * | Jack in the Box, Inc | 61 | |||||
3,249 | * | Jamba, Inc | 7 | |||||
1,265 | * | K12, Inc | 36 | |||||
3,561 | * | Krispy Kreme Doughnuts, Inc | 25 | |||||
16,287 | * | Las Vegas Sands Corp | 748 | |||||
522 | Learning Tree International, Inc | 5 | ||||||
2,155 | * | Life Time Fitness, Inc | 88 |
15
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
870 | Lincoln Educational Services Corp | $ | 14 | |||||
638 | Mac-Gray Corp | 10 | ||||||
1,242 | Marcus Corp | 16 | ||||||
14,431 | Marriott International, Inc (Class A) | 599 | ||||||
1,582 | Matthews International Corp (Class A) | 55 | ||||||
812 | * | McCormick & Schmick’s Seafood Restaurants, Inc | 7 | |||||
55,802 | McDonald’s Corp | 4,283 | ||||||
16,061 | * | MGM Mirage | 239 | |||||
604 | * | Monarch Casino & Resort, Inc | 8 | |||||
1,158 | * | Morgans Hotel Group Co | 11 | |||||
1,276 | * | Multimedia Games, Inc | 7 | |||||
386 | National American University Holdings, Inc | 3 | ||||||
1,279 | * | O’Charleys, Inc | 9 | |||||
4,684 | * | Orient-Express Hotels Ltd (Class A) | 61 | |||||
1,518 | * | Panera Bread Co (Class A) | 154 | |||||
1,116 | * | Papa John’s International, Inc | 31 | |||||
462 | * | Peet’s Coffee & Tea, Inc | 19 | |||||
3,623 | * | Penn National Gaming, Inc | 127 | |||||
1,227 | PF Chang’s China Bistro, Inc | 59 | ||||||
3,407 | * | Pinnacle Entertainment, Inc | 48 | |||||
394 | * | Pre-Paid Legal Services, Inc | 24 | |||||
705 | * | Princeton Review, Inc | 1 | |||||
490 | * | Red Lion Hotels Corp | 4 | |||||
957 | * | Red Robin Gourmet Burgers, Inc | 21 | |||||
2,615 | Regis Corp | 43 | ||||||
6,968 | * | Royal Caribbean Cruises Ltd | 327 | |||||
3,070 | * | Ruby Tuesday, Inc | 40 | |||||
1,588 | * | Ruth’s Chris Steak House, Inc | 7 | |||||
2,868 | * | Scientific Games Corp (Class A) | 29 | |||||
13,457 | Service Corp International | 111 | ||||||
2,802 | * | Shuffle Master, Inc | 32 | |||||
3,411 | * | Sonic Corp | 35 | |||||
3,535 | Sotheby’s (Class A) | 159 | ||||||
819 | Speedway Motorsports, Inc | 13 | ||||||
38,775 | Starbucks Corp | 1,246 | ||||||
10,017 | Starwood Hotels & Resorts Worldwide, Inc | 609 | ||||||
84 | * | Steak N Shake Co | 34 | |||||
956 | * | Steiner Leisure Ltd | 45 | |||||
4,084 | Stewart Enterprises, Inc (Class A) | 27 | ||||||
735 | Strayer Education, Inc | 112 | ||||||
3,228 | * | Texas Roadhouse, Inc (Class A) | 55 | |||||
1,448 | Universal Technical Institute, Inc | 32 | ||||||
1,845 | * | Vail Resorts, Inc | 96 | |||||
1,692 | Weight Watchers International, Inc | 64 | ||||||
17,379 | Wendy’s/Arby’s Group, Inc (Class A) | 80 | ||||||
2,997 | * | WMS Industries, Inc | 136 | |||||
9,502 | Wyndham Worldwide Corp | 285 | ||||||
3,957 | Wynn Resorts Ltd | 411 | ||||||
24,342 | Yum! Brands, Inc | 1,194 | ||||||
TOTAL CONSUMER SERVICES | 16,286 | |||||||
16
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
DIVERSIFIED FINANCIALS - 7.3% | ||||||||
3,111 | Advance America Cash Advance Centers, Inc | $ | 18 | |||||
2,591 | * | Affiliated Managers Group, Inc | 257 | |||||
17,707 | * | American Capital Ltd | 134 | |||||
54,317 | American Express Co | 2,331 | ||||||
13,246 | Ameriprise Financial, Inc | 762 | ||||||
9,666 | Apollo Investment Corp | 107 | ||||||
10,143 | Ares Capital Corp | 167 | ||||||
1,707 | Artio Global Investors, Inc | 25 | ||||||
1,058 | * | Asset Acceptance Capital Corp | 6 | |||||
428 | Asta Funding, Inc | 4 | ||||||
520,560 | Bank of America Corp | 6,944 | ||||||
62,753 | Bank of New York Mellon Corp | 1,895 | ||||||
2,748 | BGC Partners, Inc (Class A) | 23 | ||||||
2,986 | BlackRock Kelso Capital Corp | 33 | ||||||
4,841 | BlackRock, Inc | 923 | ||||||
3,645 | * | Broadpoint Securities Group, Inc | 9 | |||||
1,288 | Calamos Asset Management, Inc (Class A) | 18 | ||||||
23,759 | Capital One Financial Corp | 1,011 | ||||||
151 | Capital Southwest Corp | 16 | ||||||
1,281 | * | Cardtronics, Inc | 23 | |||||
1,565 | Cash America International, Inc | 58 | ||||||
500 | CBOE Holdings, Inc | 11 | ||||||
51,606 | Charles Schwab Corp | 883 | ||||||
1,097,683 | * | Citigroup, Inc | 5,192 | |||||
3,392 | CME Group, Inc | 1,091 | ||||||
1,086 | Cohen & Steers, Inc | 28 | ||||||
1,682 | Compass Diversified Trust | 30 | ||||||
879 | CompuCredit Corp | 6 | ||||||
1,382 | * | Cowen Group, Inc | 6 | |||||
302 | * | Credit Acceptance Corp | 19 | |||||
118 | Diamond Hill Investment Group, Inc | 9 | ||||||
27,995 | Discover Financial Services | 519 | ||||||
1,322 | * | Dollar Financial Corp | 38 | |||||
800 | Duff & Phelps Corp | 14 | ||||||
11,625 | * | E*Trade Financial Corp | 186 | |||||
6,232 | Eaton Vance Corp | 188 | ||||||
860 | * | Encore Capital Group, Inc | 20 | |||||
737 | Epoch Holding Corp | 11 | ||||||
820 | Evercore Partners, Inc (Class A) | 28 | ||||||
2,322 | * | Ezcorp, Inc (Class A) | 63 | |||||
2,692 | * | FBR Capital Markets Corp | 10 | |||||
4,555 | Federated Investors, Inc (Class B) | 119 | ||||||
973 | Fifth Street Finance Corp | 12 | ||||||
672 | * | Financial Engines, Inc | 13 | |||||
1,630 | * | First Cash Financial Services, Inc | 51 | |||||
3,742 | * | First Marblehead Corp | 8 | |||||
7,721 | Franklin Resources, Inc | 859 | ||||||
352 | Friedman Billings Ramsey Group, Inc (Class A) | 8 | ||||||
448 | GAMCO Investors, Inc (Class A) | 22 | ||||||
3,928 | GFI Group, Inc | 18 | ||||||
1,256 | Gladstone Capital Corp | 14 | ||||||
1,326 | Gladstone Investment Corp | 10 |
17
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
26,771 | Goldman Sachs Group, Inc | $ | 4,502 | |||||
404 | Golub Capital BDC, Inc | 7 | ||||||
1,634 | Greenhill & Co, Inc | 133 | ||||||
1,395 | * | Harris & Harris Group, Inc | 6 | |||||
1,766 | Hercules Technology Growth Capital, Inc | 18 | ||||||
991 | * | HFF, Inc (Class A) | 10 | |||||
2,025 | Interactive Brokers Group, Inc (Class A) | 36 | ||||||
3,907 | * | IntercontinentalExchange, Inc | 466 | |||||
675 | * | International Assets Holding Corp | 16 | |||||
24,132 | Invesco Ltd | 581 | ||||||
2,567 | * | Investment Technology Group, Inc | 42 | |||||
51,000 | iShares Russell 3000 Index Fund | 3,822 | ||||||
9,425 | Janus Capital Group, Inc | 122 | ||||||
6,156 | Jefferies Group, Inc | 164 | ||||||
822 | JMP Group, Inc | 6 | ||||||
206,503 | JPMorgan Chase & Co | 8,760 | ||||||
597 | Kayne Anderson Energy Development Co | 11 | ||||||
1,881 | KBW, Inc | 53 | ||||||
5,321 | * | Knight Capital Group, Inc (Class A) | 73 | |||||
1,992 | * | LaBranche & Co, Inc | 7 | |||||
5,033 | * | Ladenburg Thalmann Financial Services, Inc | 6 | |||||
4,853 | Lazard Ltd (Class A) | 192 | ||||||
8,040 | Legg Mason, Inc | 292 | ||||||
10,310 | Leucadia National Corp | 301 | ||||||
448 | Life Partners Holdings, Inc | 9 | ||||||
700 | * | LPL Investment Holdings, Inc | 25 | |||||
647 | Main Street Capital Corp | 12 | ||||||
1,518 | MarketAxess Holdings, Inc | 32 | ||||||
3,668 | MCG Capital Corp | 26 | ||||||
872 | Medallion Financial Corp | 7 | ||||||
4,787 | * | MF Global Holdings Ltd | 40 | |||||
10,845 | Moody’s Corp | 288 | ||||||
78,313 | Morgan Stanley | 2,131 | ||||||
5,783 | * | MSCI, Inc (Class A) | 225 | |||||
1,507 | MVC Capital, Inc | 22 | ||||||
7,090 | * | Nasdaq Stock Market, Inc | 168 | |||||
1,305 | Nelnet, Inc (Class A) | 31 | ||||||
1,400 | * | Netspend Holdings, Inc | 18 | |||||
959 | * | NewStar Financial, Inc | 10 | |||||
1,181 | NGP Capital Resources Co | 11 | ||||||
12,539 | Northern Trust Corp | 695 | ||||||
13,816 | NYSE Euronext | 414 | ||||||
448 | Oppenheimer Holdings, Inc | 12 | ||||||
2,681 | optionsXpress Holdings, Inc | 42 | ||||||
1,696 | PennantPark Investment Corp | 21 | ||||||
879 | * | Penson Worldwide, Inc | 4 | |||||
2,946 | * | PHH Corp | 68 | |||||
1,198 | * | Pico Holdings, Inc | 38 | |||||
935 | * | Piper Jaffray Cos | 33 | |||||
964 | * | Portfolio Recovery Associates, Inc | 73 | |||||
1,195 | * | Primus Guaranty Ltd | 6 | |||||
3,632 | Prospect Capital Corp | 39 |
18
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,235 | Raymond James Financial, Inc | $ | 171 | |||||
1,299 | * | Safeguard Scientifics, Inc | 22 | |||||
870 | Sanders Morris Harris Group, Inc | 6 | ||||||
7,899 | SEI Investments Co | 188 | ||||||
25,584 | * | SLM Corp | 322 | |||||
305 | Solar Capital Ltd | 8 | ||||||
18,000 | SPDR Trust Series 1 | 2,264 | ||||||
25,908 | State Street Corp | 1,201 | ||||||
1,826 | * | Stifel Financial Corp | 113 | |||||
258 | Student Loan Corp | 8 | ||||||
1,726 | SWS Group, Inc | 9 | ||||||
13,471 | T Rowe Price Group, Inc | 869 | ||||||
11,821 | TD Ameritrade Holding Corp | 224 | ||||||
456 | THL Credit, Inc | 6 | ||||||
1,245 | TICC Capital Corp | 14 | ||||||
2,123 | * | TradeStation Group, Inc | 14 | |||||
426 | Triangle Capital Corp | 8 | ||||||
354 | * | Virtus Investment Partners, Inc | 16 | |||||
4,579 | Waddell & Reed Financial, Inc (Class A) | 162 | ||||||
322 | Westwood Holdings Group, Inc | 13 | ||||||
876 | * | World Acceptance Corp | 46 | |||||
TOTAL DIVERSIFIED FINANCIALS | 54,060 | |||||||
ENERGY - 11.1% | ||||||||
2,008 | * | Abraxas Petroleum Corp | 9 | |||||
3,068 | * | Allis-Chalmers Energy, Inc | 22 | |||||
783 | Alon USA Energy, Inc | 5 | ||||||
6,407 | * | Alpha Natural Resources, Inc | 385 | |||||
25,601 | Anadarko Petroleum Corp | 1,950 | ||||||
19,789 | Apache Corp | 2,359 | ||||||
568 | APCO Argentina, Inc | 33 | ||||||
546 | * | Approach Resources, Inc | 13 | |||||
8,603 | Arch Coal, Inc | 302 | ||||||
4,135 | * | Atlas America, Inc | 182 | |||||
2,356 | * | ATP Oil & Gas Corp | 39 | |||||
2,656 | * | Atwood Oceanics, Inc | 99 | |||||
22,166 | Baker Hughes, Inc | 1,267 | ||||||
1,205 | * | Basic Energy Services, Inc | 20 | |||||
2,676 | Berry Petroleum Co (Class A) | 117 | ||||||
2,422 | * | Bill Barrett Corp | 100 | |||||
4,811 | * | BPZ Energy, Inc | 23 | |||||
6,161 | * | Brigham Exploration Co | 168 | |||||
1,671 | * | Bristow Group, Inc | 79 | |||||
5,319 | Cabot Oil & Gas Corp | 201 | ||||||
4,578 | * | Cal Dive International, Inc | 26 | |||||
1,294 | * | Callon Petroleum Co | 8 | |||||
12,915 | * | Cameron International Corp | 655 | |||||
872 | CARBO Ceramics, Inc | 90 | ||||||
1,637 | * | Carrizo Oil & Gas, Inc | 56 | |||||
3,135 | * | Cheniere Energy, Inc | 17 | |||||
33,502 | Chesapeake Energy Corp | 868 | ||||||
104,261 | Chevron Corp | 9,514 |
19
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,254 | Cimarex Energy Co | $ | 377 | |||||
326 | * | Clayton Williams Energy, Inc | 27 | |||||
2,252 | * | Clean Energy Fuels Corp | 31 | |||||
1,710 | * | Cloud Peak Energy, Inc | 40 | |||||
4,200 | * | Cobalt International Energy, Inc | 51 | |||||
3,823 | * | Complete Production Services, Inc | 113 | |||||
2,095 | * | Comstock Resources, Inc | 51 | |||||
5,242 | * | Concho Resources, Inc | 460 | |||||
77,203 | ConocoPhillips | 5,258 | ||||||
11,599 | Consol Energy, Inc | 565 | ||||||
582 | * | Contango Oil & Gas Co | 34 | |||||
1,662 | * | Continental Resources, Inc | 98 | |||||
2,332 | Core Laboratories NV | 208 | ||||||
2,304 | Crosstex Energy, Inc | 20 | ||||||
1,581 | * | CVR Energy, Inc | 24 | |||||
474 | * | Dawson Geophysical Co | 15 | |||||
683 | Delek US Holdings, Inc | 5 | ||||||
10,625 | * | Delta Petroleum Corp | 8 | |||||
20,375 | * | Denbury Resources, Inc | 389 | |||||
23,312 | * | Devon Energy Corp | 1,830 | |||||
2,362 | DHT Maritime, Inc | 11 | ||||||
3,643 | Diamond Offshore Drilling, Inc | 244 | ||||||
4,177 | * | Dresser-Rand Group, Inc | 178 | |||||
1,762 | * | Dril-Quip, Inc | 137 | |||||
36,915 | El Paso Corp | 508 | ||||||
972 | * | Endeavour International Corp | 13 | |||||
1,505 | * | Energy Partners Ltd | 22 | |||||
3,786 | * | Energy XXI Bermuda Ltd | 105 | |||||
13,206 | EOG Resources, Inc | 1,207 | ||||||
7,328 | Equitable Resources, Inc | 329 | ||||||
668 | * | Evolution Petroleum Corp | 4 | |||||
7,607 | EXCO Resources, Inc | 148 | ||||||
3,340 | * | Exterran Holdings, Inc | 80 | |||||
265,312 | Exxon Mobil Corp | 19,400 | ||||||
6,423 | * | FMC Technologies, Inc | 571 | |||||
5,981 | * | Forest Oil Corp | 227 | |||||
5,706 | Frontier Oil Corp | 103 | ||||||
2,722 | Frontline Ltd | 69 | ||||||
2,157 | * | FX Energy, Inc | 13 | |||||
2,282 | * | Gastar Exploration Ltd | 10 | |||||
2,956 | General Maritime Corp | 10 | ||||||
673 | * | Georesources, Inc | 15 | |||||
238 | * | Global Geophysical Services, Inc | 2 | |||||
4,490 | * | Global Industries Ltd | 31 | |||||
1,351 | * | GMX Resources, Inc | 7 | |||||
2,142 | Golar LNG Ltd | 32 | ||||||
1,342 | * | Goodrich Petroleum Corp | 24 | |||||
827 | * | Green Plains Renewable Energy, Inc | 9 | |||||
727 | Gulf Island Fabrication, Inc | 20 | ||||||
1,244 | * | Gulfmark Offshore, Inc | 38 | |||||
1,573 | * | Gulfport Energy Corp | 34 | |||||
47,031 | Halliburton Co | 1,920 |
20
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,747 | * | Harvest Natural Resources, Inc | $ | 21 | ||||
5,489 | * | Helix Energy Solutions Group, Inc | 67 | |||||
4,981 | Helmerich & Payne, Inc | 241 | ||||||
5,516 | * | Hercules Offshore, Inc | 19 | |||||
15,406 | Hess Corp | 1,179 | ||||||
2,360 | Holly Corp | 96 | ||||||
1,230 | * | Hornbeck Offshore Services, Inc | 26 | |||||
928 | Houston American Energy Corp | 17 | ||||||
6,899 | * | International Coal Group, Inc | 53 | |||||
6,522 | * | ION Geophysical Corp | 55 | |||||
61 | * | Isramco, Inc | 5 | |||||
1,514 | * | James River Coal Co | 38 | |||||
6,661 | * | Key Energy Services, Inc | 86 | |||||
1,036 | Knightsbridge Tankers Ltd | 23 | ||||||
6,235 | * | Kodiak Oil & Gas Corp | 41 | |||||
843 | * | L&L Energy, Inc | 9 | |||||
1,577 | Lufkin Industries, Inc | 98 | ||||||
2,510 | * | Magnum Hunter Resources Corp | 18 | |||||
36,981 | Marathon Oil Corp | 1,369 | ||||||
5,448 | Massey Energy Co | 292 | ||||||
1,545 | * | Matrix Service Co | 19 | |||||
12,545 | * | McDermott International, Inc | 260 | |||||
4,297 | * | McMoRan Exploration Co | 74 | |||||
738 | * | Miller Petroleum, Inc | 4 | |||||
9,854 | Murphy Oil Corp | 735 | ||||||
15,083 | * | Nabors Industries Ltd | 354 | |||||
21,659 | National Oilwell Varco, Inc | 1,457 | ||||||
714 | * | Natural Gas Services Group, Inc | 14 | |||||
7,055 | * | Newfield Exploration Co | 509 | |||||
4,752 | * | Newpark Resources, Inc | 29 | |||||
9,082 | Noble Energy, Inc | 782 | ||||||
2,356 | Nordic American Tanker Shipping | 61 | ||||||
2,245 | * | Northern Oil And Gas, Inc | 61 | |||||
2,800 | * | Oasis Petroleum, Inc | 76 | |||||
42,113 | Occidental Petroleum Corp | 4,131 | ||||||
2,956 | * | Oceaneering International, Inc | 218 | |||||
2,669 | * | Oil States International, Inc | 171 | |||||
1,191 | Overseas Shipholding Group, Inc | 42 | ||||||
246 | * | OYO Geospace Corp | 24 | |||||
2,542 | * | Pacific Asia Petroleum, Inc | 5 | |||||
447 | Panhandle Oil and Gas, Inc (Class A) | 12 | ||||||
6,555 | * | Parker Drilling Co | 30 | |||||
3,837 | * | Patriot Coal Corp | 74 | |||||
8,139 | Patterson-UTI Energy, Inc | 175 | ||||||
13,992 | Peabody Energy Corp | 895 | ||||||
2,491 | Penn Virginia Corp | 42 | ||||||
15,983 | * | PetroHawk Energy Corp | 292 | |||||
1,000 | * | Petroleum Development Corp | 42 | |||||
2,768 | * | Petroquest Energy, Inc | 21 | |||||
882 | * | PHI, Inc | 17 | |||||
2,681 | * | Pioneer Drilling Co | 24 | |||||
5,942 | Pioneer Natural Resources Co | 516 |
21
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
7,413 | * | Plains Exploration & Production Co | $ | 238 | ||||
9,282 | * | Pride International, Inc | 306 | |||||
9,263 | Questar Market Resources, Inc | 336 | ||||||
6,285 | * | Quicksilver Resources, Inc | 93 | |||||
2,531 | * | RAM Energy Resources, Inc | 5 | |||||
8,313 | Range Resources Corp | 374 | ||||||
11,466 | * | Rentech, Inc | 14 | |||||
2,024 | * | Resolute Energy Corp | 30 | |||||
1,826 | * | Rex Energy Corp | 25 | |||||
303 | * | Rex Stores Corp | 5 | |||||
2,800 | * | Rosetta Resources, Inc | 105 | |||||
6,060 | * | Rowan Cos, Inc | 212 | |||||
2,193 | RPC, Inc | 40 | ||||||
18,950 | * | SandRidge Energy, Inc | 139 | |||||
70,876 | Schlumberger Ltd | 5,918 | ||||||
625 | * | Scorpio Tankers, Inc | 6 | |||||
1,081 | SEACOR Holdings, Inc | 109 | ||||||
638 | * | Seahawk Drilling, Inc | 6 | |||||
2,365 | Ship Finance International Ltd | 51 | ||||||
6,440 | Southern Union Co | 155 | ||||||
18,036 | * | Southwestern Energy Co | 675 | |||||
33,650 | Spectra Energy Corp | 841 | ||||||
3,375 | St. Mary Land & Exploration Co | 199 | ||||||
1,953 | * | Stone Energy Corp | 44 | |||||
6,379 | Sunoco, Inc | 257 | ||||||
4,141 | * | Superior Energy Services | 145 | |||||
1,867 | * | Swift Energy Co | 73 | |||||
3,388 | * | Syntroleum Corp | 6 | |||||
746 | * | T-3 Energy Services, Inc | 30 | |||||
2,240 | Teekay Corp | 74 | ||||||
1,125 | Teekay Tankers Ltd (Class A) | 14 | ||||||
1,600 | * | Tesco Corp | 25 | |||||
7,483 | Tesoro Corp | 139 | ||||||
4,241 | * | Tetra Technologies, Inc | 50 | |||||
2,548 | Tidewater, Inc | 137 | ||||||
7,743 | * | TransAtlantic Petroleum Ltd | 26 | |||||
8,044 | * | Ultra Petroleum Corp | 384 | |||||
500 | * | Union Drilling, Inc | 4 | |||||
2,117 | * | Unit Corp | 98 | |||||
2,636 | * | Uranium Energy Corp | 16 | |||||
5,759 | * | USEC, Inc | 35 | |||||
3,520 | Vaalco Energy, Inc | 25 | ||||||
29,032 | Valero Energy Corp | 671 | ||||||
4,769 | * | Vantage Drilling Co | 10 | |||||
1,058 | * | Venoco, Inc | 20 | |||||
1,693 | W&T Offshore, Inc | 30 | ||||||
3,436 | * | Warren Resources, Inc | 16 | |||||
38,440 | * | Weatherford International Ltd | 876 | |||||
2,614 | * | Western Refining, Inc | 28 | |||||
3,093 | * | Whiting Petroleum Corp | 362 | |||||
2,395 | * | Willbros Group, Inc | 24 | |||||
30,051 | Williams Cos, Inc | 743 |
22
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,096 | World Fuel Services Corp | $ | 112 | |||||
TOTAL ENERGY | 83,007 | |||||||
FOOD & STAPLES RETAILING - 2.0% | ||||||||
962 | Andersons, Inc | 35 | ||||||
66 | Arden Group, Inc (Class A) | 5 | ||||||
2,786 | * | BJ’s Wholesale Club, Inc | 134 | |||||
1,965 | Casey’s General Stores, Inc | 84 | ||||||
22,786 | Costco Wholesale Corp | 1,645 | ||||||
70,478 | CVS Corp | 2,451 | ||||||
600 | * | Fresh Market, Inc | 25 | |||||
700 | Ingles Markets, Inc (Class A) | 13 | ||||||
33,647 | Kroger Co | 752 | ||||||
656 | Nash Finch Co | 28 | ||||||
1,214 | * | Pantry, Inc | 24 | |||||
811 | Pricesmart, Inc | 31 | ||||||
23,788 | * | Rite Aid Corp | 21 | |||||
2,157 | Ruddick Corp | 80 | ||||||
19,849 | Safeway, Inc | 446 | ||||||
1,382 | Spartan Stores, Inc | 23 | ||||||
11,240 | Supervalu, Inc | 108 | ||||||
233 | * | Susser Holdings Corp | 3 | |||||
30,489 | Sysco Corp | 896 | ||||||
2,218 | * | United Natural Foods, Inc | 81 | |||||
424 | Village Super Market (Class A) | 14 | ||||||
47,932 | Walgreen Co | 1,867 | ||||||
100,872 | Wal-Mart Stores, Inc | 5,440 | ||||||
311 | Weis Markets, Inc | 13 | ||||||
7,145 | * | Whole Foods Market, Inc | 362 | |||||
2,891 | * | Winn-Dixie Stores, Inc | 21 | |||||
TOTAL FOOD & STAPLES RETAILING | 14,602 | |||||||
FOOD, BEVERAGE & TOBACCO - 4.9% | ||||||||
246 | Alico, Inc | 6 | ||||||
5,454 | * | Alliance One International, Inc | 23 | |||||
108,180 | Altria Group, Inc | 2,663 | ||||||
33,477 | Archer Daniels Midland Co | 1,007 | ||||||
1,189 | B&G Foods, Inc (Class A) | 16 | ||||||
400 | * | Boston Beer Co, Inc (Class A) | 38 | |||||
5,558 | Brown-Forman Corp (Class B) | 387 | ||||||
7,623 | Bunge Ltd | 500 | ||||||
555 | Calavo Growers, Inc | 13 | ||||||
803 | b | Cal-Maine Foods, Inc | 25 | |||||
9,440 | Campbell Soup Co | 328 | ||||||
3,635 | * | Central European Distribution Corp | 83 | |||||
2,584 | * | Chiquita Brands International, Inc | 36 | |||||
263 | Coca-Cola Bottling Co Consolidated | 15 | ||||||
109,306 | Coca-Cola Co | 7,189 | ||||||
16,847 | Coca-Cola Enterprises, Inc | 422 | ||||||
22,823 | ConAgra Foods, Inc | 515 | ||||||
9,688 | * | Constellation Brands, Inc (Class A) | 215 | |||||
3,972 | Corn Products International, Inc | 183 |
23
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,436 | * | Darling International, Inc | $ | 59 | ||||
9,678 | * | Dean Foods Co | 86 | |||||
10,500 | Del Monte Foods Co | 197 | ||||||
1,154 | Diamond Foods, Inc | 61 | ||||||
1,712 | * | Dole Food Co, Inc | 23 | |||||
11,668 | Dr Pepper Snapple Group, Inc | 410 | ||||||
616 | Farmer Bros Co | 11 | ||||||
3,651 | Flowers Foods, Inc | 98 | ||||||
2,084 | Fresh Del Monte Produce, Inc | 52 | ||||||
34,570 | General Mills, Inc | 1,230 | ||||||
5,934 | * | Green Mountain Coffee Roasters, Inc | 195 | |||||
149 | Griffin Land & Nurseries, Inc (Class A) | 5 | ||||||
16,405 | H.J. Heinz Co | 811 | ||||||
2,173 | * | Hain Celestial Group, Inc | 59 | |||||
3,445 | * | Hansen Natural Corp | 180 | |||||
4,668 | * | Heckmann Corp | 23 | |||||
8,128 | Hershey Co | 383 | ||||||
3,547 | Hormel Foods Corp | 182 | ||||||
740 | Imperial Sugar Co | 10 | ||||||
800 | J&J Snack Foods Corp | 39 | ||||||
6,296 | J.M. Smucker Co | 413 | ||||||
366 | * | John B. Sanfilippo & Son, Inc | 5 | |||||
13,309 | Kellogg Co | 680 | ||||||
83,093 | Kraft Foods, Inc (Class A) | 2,618 | ||||||
975 | Lancaster Colony Corp | 56 | ||||||
1,626 | Lance, Inc | 38 | ||||||
443 | Limoneira Co | 13 | ||||||
7,939 | Lorillard, Inc | 651 | ||||||
6,903 | McCormick & Co, Inc | 321 | ||||||
10,832 | Mead Johnson Nutrition Co | 674 | ||||||
621 | Mgp Ingredients, Inc | 7 | ||||||
6,834 | Molson Coors Brewing Co (Class B) | 343 | ||||||
621 | National Beverage Corp | 8 | ||||||
83,667 | PepsiCo, Inc | 5,466 | ||||||
96,082 | Philip Morris International, Inc | 5,624 | ||||||
2,432 | * | Pilgrim’s Pride Corp | 17 | |||||
2,846 | * | Ralcorp Holdings, Inc | 185 | |||||
17,224 | Reynolds American, Inc | 562 | ||||||
1,203 | Sanderson Farms, Inc | 47 | ||||||
34,939 | Sara Lee Corp | 612 | ||||||
365 | * | Seneca Foods Corp | 10 | |||||
3,778 | * | Smart Balance, Inc | 16 | |||||
6,686 | * | Smithfield Foods, Inc | 138 | |||||
4,200 | * | Star Scientific, Inc | 8 | |||||
889 | * | Synutra International, Inc | 12 | |||||
1,153 | Tootsie Roll Industries, Inc | 34 | ||||||
1,621 | * | TreeHouse Foods, Inc | 83 | |||||
15,785 | Tyson Foods, Inc (Class A) | 272 | ||||||
1,060 | Universal Corp | 43 | ||||||
2,395 | Vector Group Ltd | 42 | ||||||
TOTAL FOOD, BEVERAGE & TOBACCO | 36,776 | |||||||
24
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
HEALTH CARE EQUIPMENT & SERVICES - 4.4% | ||||||||
1,214 | * | Abaxis, Inc | $ | 33 | ||||
1,811 | * | Abiomed, Inc | 17 | |||||
629 | * | Accretive Health, Inc | 10 | |||||
2,669 | * | Accuray, Inc | 18 | |||||
20,612 | Aetna, Inc | 629 | ||||||
17,995 | * | Agilent Technologies, Inc | 746 | |||||
677 | * | Air Methods Corp | 38 | |||||
3,597 | Alcon, Inc | 588 | ||||||
3,127 | * | Align Technology, Inc | 61 | |||||
94 | * | Alimera Sciences, Inc | 1 | |||||
1,316 | * | Alliance Imaging, Inc | 6 | |||||
2,099 | * | Allied Healthcare International, Inc | 5 | |||||
5,972 | * | Allscripts Healthcare Solutions, Inc | 115 | |||||
380 | * | Almost Family, Inc | 15 | |||||
2,729 | * | Alphatec Holdings, Inc | 7 | |||||
1,533 | * | Amedisys, Inc | 51 | |||||
425 | America Service Group, Inc | 6 | ||||||
608 | * | American Dental Partners, Inc | 8 | |||||
3,974 | * | American Medical Systems Holdings, Inc | 75 | |||||
2,741 | * | AMERIGROUP Corp | 120 | |||||
14,943 | AmerisourceBergen Corp | 510 | ||||||
2,008 | * | AMN Healthcare Services, Inc | 12 | |||||
1,528 | * | Amsurg Corp | 32 | |||||
711 | Analogic Corp | 35 | ||||||
1,310 | * | Angiodynamics, Inc | 20 | |||||
3,605 | * | Antares Pharma, Inc | 6 | |||||
1,336 | * | Arthrocare Corp | 41 | |||||
553 | * | Assisted Living Concepts, Inc (A Shares) | 18 | |||||
1,737 | * | athenahealth, Inc | 71 | |||||
86 | Atrion Corp | 15 | ||||||
4,899 | Bard (C.R.), Inc | 450 | ||||||
31,106 | Baxter International, Inc | 1,575 | ||||||
3,474 | Beckman Coulter, Inc | 261 | ||||||
12,006 | Becton Dickinson & Co | 1,015 | ||||||
1,242 | * | Bio-Reference Labs, Inc | 28 | |||||
2,298 | * | BioScrip, Inc | 12 | |||||
78,995 | * | Boston Scientific Corp | 598 | |||||
4,417 | * | Brookdale Senior Living, Inc | 95 | |||||
711 | Cantel Medical Corp | 17 | ||||||
1,396 | * | Capital Senior Living Corp | 9 | |||||
18,620 | Cardinal Health, Inc | 713 | ||||||
1,317 | * | CardioNet, Inc | 6 | |||||
9,008 | * | CareFusion Corp | 232 | |||||
1,981 | * | Catalyst Health Solutions, Inc | 92 | |||||
2,707 | * | Centene Corp | 69 | |||||
3,464 | * | Cerner Corp | 328 | |||||
1,975 | * | Cerus Corp | 5 | |||||
1,154 | Chemed Corp | 73 | ||||||
671 | * | Chindex International, Inc | 11 | |||||
14,625 | Cigna Corp | 536 | ||||||
5,083 | * | Community Health Systems, Inc | 190 |
25
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
590 | Computer Programs & Systems, Inc | $ | 28 | |||||
1,671 | * | Conceptus, Inc | 23 | |||||
1,595 | * | Conmed Corp | 42 | |||||
1,564 | * | Continucare Corp | 7 | |||||
2,399 | Cooper Cos, Inc | 135 | ||||||
467 | * | Corvel Corp | 23 | |||||
7,805 | * | Coventry Health Care, Inc | 206 | |||||
26,095 | Covidien plc | 1,191 | ||||||
2,234 | * | Cross Country Healthcare, Inc | 19 | |||||
1,413 | * | CryoLife, Inc | 8 | |||||
646 | * | Cutera, Inc | 5 | |||||
1,543 | * | Cyberonics, Inc | 48 | |||||
475 | * | Cynosure, Inc (Class A) | 5 | |||||
5,335 | * | DaVita, Inc | 371 | |||||
1,929 | * | Delcath Systems, Inc | 19 | |||||
7,510 | Dentsply International, Inc | 257 | ||||||
3,033 | * | DexCom, Inc | 41 | |||||
493 | * | DynaVox, Inc | 3 | |||||
5,784 | * | Edwards Lifesciences Corp | 468 | |||||
988 | * | Electro-Optical Sciences, Inc | 3 | |||||
1,600 | * | Emdeon, Inc | 22 | |||||
1,495 | * | Emergency Medical Services Corp (Class A) | 97 | |||||
1,185 | * | Emeritus Corp | 23 | |||||
2,539 | * | Endologix, Inc | 18 | |||||
711 | Ensign Group, Inc | 18 | ||||||
408 | * | Exactech, Inc | 8 | |||||
28,510 | * | Express Scripts, Inc | 1,541 | |||||
393 | * | Five Star Quality Care, Inc | 3 | |||||
920 | * | Genoptix, Inc | 18 | |||||
2,495 | * | Gen-Probe, Inc | 146 | |||||
1,497 | * | Gentiva Health Services, Inc | 40 | |||||
1,370 | * | Greatbatch, Inc | 33 | |||||
1,153 | * | Haemonetics Corp | 73 | |||||
1,363 | * | Hanger Orthopedic Group, Inc | 29 | |||||
1,438 | * | Hansen Medical, Inc | 2 | |||||
13,239 | * | Health Management Associates, Inc (Class A) | 126 | |||||
5,253 | * | Health Net, Inc | 143 | |||||
4,886 | * | Healthsouth Corp | 101 | |||||
3,065 | * | Healthspring, Inc | 81 | |||||
1,788 | * | Healthways, Inc | 20 | |||||
490 | * | HeartWare International, Inc | 43 | |||||
4,727 | * | Henry Schein, Inc | 290 | |||||
3,333 | Hill-Rom Holdings, Inc | 131 | ||||||
1,403 | * | HMS Holdings Corp | 91 | |||||
13,950 | * | Hologic, Inc | 263 | |||||
8,495 | * | Hospira, Inc | 473 | |||||
8,723 | * | Humana, Inc | 478 | |||||
632 | * | ICU Medical, Inc | 23 | |||||
2,924 | * | Idexx Laboratories, Inc | 202 | |||||
3,850 | * | Immucor, Inc | 76 | |||||
2,021 | * | Insulet Corp | 31 | |||||
1,114 | * | Integra LifeSciences Holdings Corp | 53 |
26
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,047 | * | Intuitive Surgical, Inc | $ | 528 | ||||
1,548 | Invacare Corp | 47 | ||||||
4,435 | * | Inverness Medical Innovations, Inc | 162 | |||||
904 | * | IPC The Hospitalist Co, Inc | 35 | |||||
1,079 | * | IRIS International, Inc | 11 | |||||
520 | * | Kensey Nash Corp | 14 | |||||
1,974 | * | Kindred Healthcare, Inc | 36 | |||||
3,360 | * | Kinetic Concepts, Inc | 141 | |||||
5,374 | * | Laboratory Corp of America Holdings | 472 | |||||
498 | Landauer, Inc | 30 | ||||||
939 | * | LCA-Vision, Inc | 5 | |||||
735 | * | LHC Group, Inc | 22 | |||||
2,956 | * | LifePoint Hospitals, Inc | 109 | |||||
5,117 | Lincare Holdings, Inc | 137 | ||||||
1,669 | * | Magellan Health Services, Inc | 79 | |||||
1,334 | * | MAKO Surgical Corp | 20 | |||||
2,792 | Masimo Corp | 81 | ||||||
13,093 | McKesson Corp | 922 | ||||||
2,281 | * | MedAssets, Inc | 46 | |||||
955 | * | Medcath Corp | 13 | |||||
22,417 | * | Medco Health Solutions, Inc | 1,374 | |||||
873 | * | Medical Action Industries, Inc | 8 | |||||
975 | * | Medidata Solutions, Inc | 23 | |||||
455 | MedQuist, Inc | 4 | ||||||
57,015 | Medtronic, Inc | 2,115 | ||||||
2,504 | * | Merge Healthcare, Inc | 9 | |||||
2,245 | Meridian Bioscience, Inc | 52 | ||||||
1,469 | * | Merit Medical Systems, Inc | 23 | |||||
2,267 | * | Metropolitan Health Networks, Inc | 10 | |||||
720 | * | Molina Healthcare, Inc | 20 | |||||
620 | * | MWI Veterinary Supply, Inc | 39 | |||||
216 | National Healthcare Corp | 10 | ||||||
1,662 | * | Natus Medical, Inc | 24 | |||||
1,314 | * | Neogen Corp | 54 | |||||
2,136 | * | NuVasive, Inc | 55 | |||||
1,296 | * | NxStage Medical, Inc | 32 | |||||
6,412 | Omnicare, Inc | 163 | ||||||
1,729 | * | Omnicell, Inc | 25 | |||||
2,901 | * | OraSure Technologies, Inc | 17 | |||||
1,010 | * | Orthofix International NV | 29 | |||||
3,708 | * | Orthovita, Inc | 7 | |||||
3,228 | Owens & Minor, Inc | 95 | ||||||
1,140 | * | Palomar Medical Technologies, Inc | 16 | |||||
5,480 | Patterson Cos, Inc | 168 | ||||||
258 | * | PDI, Inc | 3 | |||||
2,410 | * | Pediatrix Medical Group, Inc | 162 | |||||
1,726 | * | PharMerica Corp | 20 | |||||
617 | * | Providence Service Corp | 10 | |||||
3,039 | * | PSS World Medical, Inc | 69 | |||||
873 | Quality Systems, Inc | 61 | ||||||
7,348 | Quest Diagnostics, Inc | 397 | ||||||
1,220 | * | Quidel Corp | 18 |
27
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,200 | * | RehabCare Group, Inc | $ | 28 | ||||
8,078 | * | Resmed, Inc | 280 | |||||
566 | * | Rochester Medical Corp | 6 | |||||
3,216 | * | RTI Biologics, Inc | 9 | |||||
1,011 | * | Rural | 15 | |||||
2,500 | * | Select Medical Holdings Corp | 18 | |||||
1,762 | * | Sirona Dental Systems, Inc | 74 | |||||
1,374 | * | Skilled Healthcare Group, Inc (Class A) | 12 | |||||
3,016 | * | Solta Medical, Inc | 9 | |||||
766 | * | SonoSite, Inc | 24 | |||||
1,958 | * | Spectranetics Corp | 10 | |||||
17,334 | * | St. Jude Medical, Inc | 741 | |||||
1,741 | * | Staar Surgical Co | 11 | |||||
939 | * | Stereotaxis, Inc | 4 | |||||
3,142 | STERIS Corp | 115 | ||||||
16,225 | Stryker Corp | 871 | ||||||
758 | * | Sun Healthcare Group, Inc | 10 | |||||
2,773 | * | Sunrise Senior Living, Inc | 15 | |||||
900 | * | SurModics, Inc | 11 | |||||
3,234 | * | SXC Health Solutions Corp | 139 | |||||
1,974 | * | Symmetry Medical, Inc | 18 | |||||
1,913 | * | Syneron Medical Ltd | 19 | |||||
768 | * | Synovis Life Technologies, Inc | 12 | |||||
700 | * | Team Health Holdings, Inc | 11 | |||||
2,103 | Teleflex, Inc | 113 | ||||||
25,436 | * | Tenet Healthcare Corp | 170 | |||||
2,999 | * | Thoratec Corp | 85 | |||||
2,452 | * | TomoTherapy, Inc | 9 | |||||
360 | * | Transcend Services, Inc | 7 | |||||
979 | * | Triple-S Management Corp (Class B) | 19 | |||||
2,569 | * | Unilife Corp | 14 | |||||
58,857 | UnitedHealth Group, Inc | 2,125 | ||||||
1,661 | Universal American Financial Corp | 34 | ||||||
4,753 | Universal Health Services, Inc (Class B) | 206 | ||||||
701 | * | US Physical Therapy, Inc | 14 | |||||
6,312 | * | Varian Medical Systems, Inc | 437 | |||||
937 | * | Vascular Solutions, Inc | 11 | |||||
4,634 | * | VCA Antech, Inc | 108 | |||||
828 | * | Vital Images, Inc | 12 | |||||
2,758 | * | Volcano Corp | 75 | |||||
2,242 | * | WellCare Health Plans, Inc | 68 | |||||
20,861 | * | WellPoint, Inc | 1,186 | |||||
1,778 | West Pharmaceutical Services, Inc | 73 | ||||||
2,200 | * | Wright Medical Group, Inc | 34 | |||||
246 | Young Innovations, Inc | 8 | ||||||
10,416 | * | Zimmer Holdings, Inc | 559 | |||||
1,200 | * | Zoll Medical Corp | 45 | |||||
TOTAL HEALTH CARE EQUIPMENT & SERVICES | 33,118 | |||||||
HOUSEHOLD & PERSONAL PRODUCTS - 2.1% | ||||||||
4,324 | Alberto-Culver Co | 160 | ||||||
22,324 | Avon Products, Inc | 649 |
28
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,024 | * | Central Garden and Pet Co (Class A) | $ | 30 | ||||
3,465 | Church & Dwight Co, Inc | 239 | ||||||
7,444 | Clorox Co | 471 | ||||||
25,489 | Colgate-Palmolive Co | 2,048 | ||||||
1,265 | * | Elizabeth Arden, Inc | 29 | |||||
3,706 | * | Energizer Holdings, Inc | 270 | |||||
5,827 | Estee Lauder Cos (Class A) | 470 | ||||||
867 | Female Health Co | 5 | ||||||
3,165 | Herbalife Ltd | 216 | ||||||
735 | Inter Parfums, Inc | 14 | ||||||
21,337 | Kimberly-Clark Corp | 1,345 | ||||||
721 | * | Medifast, Inc | 21 | |||||
83 | * | Nature’s Sunshine Products, Inc | 1 | |||||
2,594 | Nu Skin Enterprises, Inc (Class A) | 78 | ||||||
602 | * | Nutraceutical International Corp | 8 | |||||
45 | Oil-Dri Corp of America | 1 | ||||||
1,891 | * | Prestige Brands Holdings, Inc | 23 | |||||
149,489 | Procter & Gamble Co | 9,617 | ||||||
575 | * | Revlon, Inc (Class A) | 6 | |||||
93 | Schiff Nutrition International, Inc | 1 | ||||||
956 | * | Spectrum Brands, Inc | 30 | |||||
312 | * | USANA Health Sciences, Inc | 14 | |||||
886 | WD-40 Co | 36 | ||||||
TOTAL HOUSEHOLD & PERSONAL PRODUCTS | 15,782 | |||||||
INSURANCE - 3.9% | ||||||||
17,621 | ACE Ltd | 1,097 | ||||||
24,470 | Aflac, Inc | 1,381 | ||||||
341 | * | Alleghany Corp | 104 | |||||
2,214 | Allied World Assurance Co Holdings Ltd | 132 | ||||||
27,706 | Allstate Corp | 883 | ||||||
3,620 | American Equity Investment Life Holding Co | 45 | ||||||
4,670 | American Financial Group, Inc | 151 | ||||||
6,384 | * | American International Group, Inc | 368 | |||||
360 | American National Insurance Co | 31 | ||||||
622 | * | American Safety Insurance Holdings Ltd | 13 | |||||
1,131 | * | Amerisafe, Inc | 20 | |||||
1,200 | Amtrust Financial Services, Inc | 21 | ||||||
16,860 | AON Corp | 776 | ||||||
2,476 | * | Arch Capital Group Ltd | 218 | |||||
1,633 | Argo Group International Holdings Ltd | 61 | ||||||
5,455 | Arthur J. Gallagher & Co | 159 | ||||||
4,187 | Aspen Insurance Holdings Ltd | 120 | ||||||
5,997 | Assurant, Inc | 231 | ||||||
9,629 | Assured Guaranty Ltd | 170 | ||||||
6,234 | Axis Capital Holdings Ltd | 224 | ||||||
422 | Baldwin & Lyons, Inc (Class B) | 10 | ||||||
89,759 | * | Berkshire Hathaway, Inc (Class B) | 7,191 | |||||
5,834 | Brown & Brown, Inc | 140 | ||||||
15,639 | Chubb Corp | 933 | ||||||
7,677 | Cincinnati Financial Corp | 243 | ||||||
2,162 | * | Citizens, Inc (Class A) | 16 |
29
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,391 | * | CNA Financial Corp | $ | 38 | ||||
1,100 | * | CNA Surety Corp | 26 | |||||
11,895 | * | Conseco, Inc | 81 | |||||
1,190 | * | Crawford & Co (Class B) | 4 | |||||
2,592 | Delphi Financial Group, Inc (Class A) | 75 | ||||||
850 | Donegal Group, Inc (Class A) | 12 | ||||||
1,474 | * | eHealth, Inc | 21 | |||||
168 | EMC Insurance Group, Inc | 4 | ||||||
2,273 | Employers Holdings, Inc | 40 | ||||||
2,424 | Endurance Specialty Holdings Ltd | 112 | ||||||
395 | * | Enstar Group Ltd | 33 | |||||
1,505 | Erie Indemnity Co (Class A) | 99 | ||||||
3,116 | Everest Re Group Ltd | 264 | ||||||
881 | FBL Financial Group, Inc (Class A) | 25 | ||||||
12,242 | Fidelity National Title Group, Inc (Class A) | 167 | ||||||
5,526 | First American Financial Corp | 83 | ||||||
763 | First Mercury Financial Corp | 13 | ||||||
2,488 | Flagstone Reinsurance Holdings Ltd | 31 | ||||||
659 | * | Fpic Insurance Group, Inc | 24 | |||||
24,828 | * | Genworth Financial, Inc (Class A) | 326 | |||||
1,491 | * | Greenlight Capital Re Ltd (Class A) | 40 | |||||
368 | * | Hallmark Financial Services | 3 | |||||
2,267 | Hanover Insurance Group, Inc | 106 | ||||||
657 | Harleysville Group, Inc | 24 | ||||||
22,770 | Hartford Financial Services Group, Inc | 603 | ||||||
6,078 | HCC Insurance Holdings, Inc | 176 | ||||||
2,378 | * | Hilltop Holdings, Inc | 24 | |||||
2,513 | Horace Mann Educators Corp | 45 | ||||||
704 | Infinity Property & Casualty Corp | 43 | ||||||
212 | Kansas City Life Insurance Co | 7 | ||||||
15,840 | Lincoln National Corp | 441 | ||||||
16,314 | Loews Corp | 635 | ||||||
2,909 | Maiden Holdings Ltd | 23 | ||||||
489 | * | Markel Corp | 185 | |||||
28,415 | Marsh & McLennan Cos, Inc | 777 | ||||||
5,095 | Max Capital Group Ltd | 110 | ||||||
7,809 | * | MBIA, Inc | 94 | |||||
2,850 | Meadowbrook Insurance Group, Inc | 29 | ||||||
1,373 | Mercury General Corp | 59 | ||||||
33,896 | Metlife, Inc | 1,506 | ||||||
3,864 | Montpelier Re Holdings Ltd | 77 | ||||||
2,320 | * | National Financial Partners Corp | 31 | |||||
224 | National Interstate Corp | 5 | ||||||
56 | National Western Life Insurance Co (Class A) | 9 | ||||||
636 | * | Navigators Group, Inc | 32 | |||||
13,769 | Old Republic International Corp | 188 | ||||||
1,314 | OneBeacon Insurance Group Ltd (Class A) | 20 | ||||||
3,999 | PartnerRe Ltd | 321 | ||||||
7,094 | * | Phoenix Cos, Inc | 18 | |||||
2,129 | Platinum Underwriters Holdings Ltd | 96 | ||||||
1,106 | Presidential Life Corp | 11 | ||||||
547 | Primerica, Inc | 13 |
30
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
16,901 | Principal Financial Group | $ | 550 | |||||
1,464 | * | ProAssurance Corp | 89 | |||||
34,483 | Progressive Corp | 685 | ||||||
4,503 | Protective Life Corp | 120 | ||||||
24,209 | Prudential Financial, Inc | 1,421 | ||||||
3,866 | Reinsurance Group of America, Inc (Class A) | 208 | ||||||
2,876 | RenaissanceRe Holdings Ltd | 183 | ||||||
697 | RLI Corp | 37 | ||||||
678 | Safety Insurance Group, Inc | 32 | ||||||
999 | SeaBright Insurance Holdings, Inc | 9 | ||||||
2,700 | Selective Insurance Group, Inc | 49 | ||||||
2,506 | Stancorp Financial Group, Inc | 113 | ||||||
913 | State Auto Financial Corp | 16 | ||||||
1,214 | Stewart Information Services Corp | 14 | ||||||
1,869 | Symetra Financial Corp | 26 | ||||||
4,385 | Torchmark Corp | 262 | ||||||
2,163 | Tower Group, Inc | 55 | ||||||
3,338 | Transatlantic Holdings, Inc | 172 | ||||||
24,289 | Travelers Cos, Inc | 1,353 | ||||||
746 | * | United America Indemnity Ltd | 15 | |||||
1,337 | United Fire & Casualty Co | 30 | ||||||
2,700 | Unitrin, Inc | 66 | ||||||
587 | Universal Insurance Holdings, Inc | 3 | ||||||
17,602 | UnumProvident Corp | 426 | ||||||
4,204 | Validus Holdings Ltd | 129 | ||||||
6,761 | W.R. Berkley Corp | 185 | ||||||
50 | Wesco Financial Corp | 18 | ||||||
404 | White Mountains Insurance Group Ltd | 136 | ||||||
16,482 | XL Capital Ltd | 360 | ||||||
TOTAL INSURANCE | 28,729 | |||||||
MATERIALS - 4.3% | ||||||||
1,660 | A. Schulman, Inc | 38 | ||||||
226 | * | AEP Industries, Inc | 6 | |||||
10,954 | Air Products & Chemicals, Inc | 996 | ||||||
4,411 | Airgas, Inc | 276 | ||||||
5,809 | AK Steel Holding Corp | 95 | ||||||
4,862 | Albemarle Corp | 271 | ||||||
52,542 | Alcoa, Inc | 809 | ||||||
5,243 | Allegheny Technologies, Inc | 289 | ||||||
3,344 | * | Allied Nevada Gold Corp | 88 | |||||
1,252 | AMCOL International Corp | 39 | ||||||
928 | American Vanguard Corp | 8 | ||||||
3,582 | Aptargroup, Inc | 170 | ||||||
1,189 | Arch Chemicals, Inc | 45 | ||||||
4,098 | Ashland, Inc | 208 | ||||||
1,755 | Balchem Corp | 59 | ||||||
4,813 | Ball Corp | 328 | ||||||
5,432 | Bemis Co, Inc | 177 | ||||||
3,150 | Boise, Inc | 25 | ||||||
1,200 | * | Brush Engineered Materials, Inc | 46 | |||||
2,317 | Buckeye Technologies, Inc | 49 |
31
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,454 | Cabot Corp | $ | 130 | |||||
2,978 | * | Calgon Carbon Corp | 45 | |||||
1,590 | * | Capital Gold Corp | 8 | |||||
2,419 | Carpenter Technology Corp | 97 | ||||||
1,087 | * | Castle (A.M.) & Co | 20 | |||||
8,280 | Celanese Corp (Series A) | 341 | ||||||
3,364 | * | Century Aluminum Co | 52 | |||||
3,640 | CF Industries Holdings, Inc | 492 | ||||||
680 | * | Clearwater Paper Corp | 53 | |||||
6,943 | Cleveland-Cliffs, Inc | 542 | ||||||
4,438 | * | Coeur d’Alene Mines Corp | 121 | |||||
6,046 | Commercial Metals Co | 100 | ||||||
1,745 | Compass Minerals International, Inc | 156 | ||||||
8,215 | * | Crown Holdings, Inc | 274 | |||||
2,586 | Cytec Industries, Inc | 137 | ||||||
567 | Deltic Timber Corp | 32 | ||||||
2,260 | Domtar Corporation | 172 | ||||||
59,782 | Dow Chemical Co | 2,041 | ||||||
46,923 | Du Pont (E.I.) de Nemours & Co | 2,341 | ||||||
2,311 | Eagle Materials, Inc | 65 | ||||||
3,830 | Eastman Chemical Co | 322 | ||||||
12,124 | Ecolab, Inc | 611 | ||||||
4,514 | * | Ferro Corp | 66 | |||||
3,844 | FMC Corp | 307 | ||||||
24,434 | Freeport-McMoRan Copper & Gold, Inc (Class B) | 2,934 | ||||||
2,908 | * | General Moly, Inc | 19 | |||||
1,622 | * | Georgia Gulf Corp | 39 | |||||
2,406 | Glatfelter | 30 | ||||||
2,943 | Globe Specialty Metals, Inc | 50 | ||||||
12,807 | * | Golden Star Resources Ltd | 59 | |||||
700 | * | Graham Packaging Co, Inc | 9 | |||||
7,030 | * | Graphic Packaging Holding Co | 27 | |||||
1,790 | Greif, Inc (Class A) | 111 | ||||||
2,571 | H.B. Fuller Co | 53 | ||||||
459 | Hawkins, Inc | 20 | ||||||
750 | Haynes International, Inc | 31 | ||||||
2,769 | * | Headwaters, Inc | 13 | |||||
12,744 | * | Hecla Mining Co | 144 | |||||
2,056 | * | Horsehead Holding Corp | 27 | |||||
9,393 | Huntsman Corp | 147 | ||||||
1,126 | Innophos Holdings, Inc | 41 | ||||||
4,077 | International Flavors & Fragrances, Inc | 227 | ||||||
22,411 | International Paper Co | 610 | ||||||
2,253 | * | Intrepid Potash, Inc | 84 | |||||
4,439 | * | Jaguar Mining, Inc | 32 | |||||
620 | Kaiser Aluminum Corp | 31 | ||||||
2,023 | * | Kapstone Paper and Packaging Corp | 31 | |||||
329 | KMG Chemicals, Inc | 5 | ||||||
1,077 | Koppers Holdings, Inc | 39 | ||||||
400 | * | Kraton Polymers LLC | 12 | |||||
1,289 | * | Landec Corp | 8 | |||||
6,361 | * | Louisiana-Pacific Corp | 60 |
32
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
901 | * | LSB Industries, Inc | $ | 22 | ||||
3,487 | Lubrizol Corp | 373 | ||||||
2,372 | Martin Marietta Materials, Inc | 219 | ||||||
9,021 | MeadWestvaco Corp | 236 | ||||||
566 | * | Metals USA Holdings Corp | 9 | |||||
998 | Minerals Technologies, Inc | 65 | ||||||
1,000 | * | Molycorp, Inc | 50 | |||||
28,234 | Monsanto Co | 1,966 | ||||||
8,114 | Mosaic Co | 620 | ||||||
1,570 | Myers Industries, Inc | 15 | ||||||
6,861 | Nalco Holding Co | 219 | ||||||
1,075 | Neenah Paper, Inc | 21 | ||||||
549 | NewMarket Corp | 68 | ||||||
24,822 | Newmont Mining Corp | 1,525 | ||||||
563 | NL Industries, Inc | 6 | ||||||
581 | * | Noranda Aluminium Holding Corp | 8 | |||||
16,347 | Nucor Corp | 716 | ||||||
4,182 | Olin Corp | 86 | ||||||
529 | Olympic Steel, Inc | 15 | ||||||
1,636 | * | OM Group, Inc | 63 | |||||
2,250 | * | Omnova Solutions, Inc | 19 | |||||
8,712 | * | Owens-Illinois, Inc | 268 | |||||
5,443 | Packaging Corp of America | 141 | ||||||
5,065 | * | PolyOne Corp | 63 | |||||
8,553 | PPG Industries, Inc | 719 | ||||||
15,823 | Praxair, Inc | 1,511 | ||||||
610 | Quaker Chemical Corp | 25 | ||||||
3,922 | Reliance Steel & Aluminum Co | 200 | ||||||
1,893 | Rock-Tenn Co (Class A) | 102 | ||||||
2,609 | * | Rockwood Holdings, Inc | 102 | |||||
2,921 | Royal Gold, Inc | 160 | ||||||
6,836 | RPM International, Inc | 151 | ||||||
1,496 | * | RTI International Metals, Inc | 40 | |||||
1,183 | Schnitzer Steel Industries, Inc (Class A) | 79 | ||||||
1,004 | Schweitzer-Mauduit International, Inc | 63 | ||||||
2,344 | Scotts Miracle-Gro Co (Class A) | 119 | ||||||
8,412 | Sealed Air Corp | 214 | ||||||
2,106 | * | Senomyx, Inc | 15 | |||||
2,628 | Sensient Technologies Corp | 97 | ||||||
4,726 | Sherwin-Williams Co | 396 | ||||||
6,418 | Sigma-Aldrich Corp | 427 | ||||||
2,844 | Silgan Holdings, Inc | 102 | ||||||
6,548 | * | Solutia, Inc | 151 | |||||
5,253 | Sonoco Products Co | 177 | ||||||
8,637 | Southern Copper Corp (NY) | 421 | ||||||
2,188 | * | Spartech Corp | 20 | |||||
11,455 | Steel Dynamics, Inc | 210 | ||||||
417 | Stepan Co | 32 | ||||||
2,345 | * | Stillwater Mining Co | 50 | |||||
1,361 | * | STR Holdings, Inc | 27 | |||||
5,535 | Temple-Inland, Inc | 118 | ||||||
1,109 | Texas Industries, Inc | 51 |
33
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
175 | * | Texas Petrochemicals, Inc | $ | 5 | ||||
7,152 | * | Thompson Creek Metals Co, Inc | 105 | |||||
4,523 | * | Titanium Metals Corp | 78 | |||||
66 | * | United States Lime & Minerals, Inc | 3 | |||||
7,587 | United States Steel Corp | 443 | ||||||
400 | * | Universal Stainless & Alloy | 13 | |||||
1,179 | * | US Energy Corp Wyoming | 7 | |||||
4,575 | * | US Gold Corp | 37 | |||||
5,252 | Valspar Corp | 181 | ||||||
6,777 | Vulcan Materials Co | 300 | ||||||
2,782 | Walter Energy, Inc | 356 | ||||||
2,666 | Wausau Paper Corp | 23 | ||||||
893 | Westlake Chemical Corp | 39 | ||||||
3,205 | Worthington Industries, Inc | 59 | ||||||
3,834 | * | WR Grace & Co | 135 | |||||
1,145 | Zep, Inc | 23 | ||||||
1,635 | * | Zoltek Cos, Inc | 19 | |||||
TOTAL MATERIALS | 31,838 | |||||||
MEDIA - 3.1% | ||||||||
924 | * | AH Belo Corp (Class A) | 8 | |||||
1,425 | Arbitron, Inc | 59 | ||||||
860 | * | Ascent Media Corp (Series A) | 33 | |||||
713 | * | Ballantyne Strong, Inc | 6 | |||||
5,182 | * | Belo (A.H.) Corp (Class A) | 37 | |||||
12,329 | Cablevision Systems Corp (Class A) | 417 | ||||||
563 | * | Carmike Cinemas, Inc | 4 | |||||
35,098 | CBS Corp (Class B) | 669 | ||||||
2,093 | * | Central European Media Enterprises Ltd (Class A) Nasdaq | 43 | |||||
1,933 | Cinemark Holdings, Inc | 33 | ||||||
3,306 | * | CKX, Inc | 13 | |||||
2,400 | * | Clear Channel Outdoor Holdings, Inc (Class A) | 34 | |||||
145,792 | Comcast Corp (Class A) | 3,203 | ||||||
1,802 | * | Crown Media Holdings, Inc (Class A) | 5 | |||||
1,191 | * | Cumulus Media, Inc (Class A) | 5 | |||||
2,555 | * | Dex One Corp | 19 | |||||
42,503 | * | DIRECTV | 1,697 | |||||
15,026 | * | Discovery Communications, Inc (Class A) | 627 | |||||
10,540 | DISH Network Corp (Class A) | 207 | ||||||
3,912 | * | DreamWorks Animation SKG, Inc (Class A) | 115 | |||||
1,252 | * | Entercom Communications Corp (Class A) | 15 | |||||
2,637 | * | Entravision Communications Corp (Class A) | 7 | |||||
1,802 | * | EW Scripps Co (Class A) | 18 | |||||
354 | * | Fisher Communications, Inc | 8 | |||||
12,454 | Gannett Co, Inc | 188 | ||||||
629 | * | Global Sources Ltd | 6 | |||||
1,804 | * | Gray Television, Inc | 3 | |||||
2,075 | Harte-Hanks, Inc | 27 | ||||||
25,878 | * | Interpublic Group of Cos, Inc | 275 | |||||
2,263 | John Wiley & Sons, Inc (Class A) | 102 | ||||||
2,807 | * | Journal Communications, Inc (Class A) | 14 |
34
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,587 | * | Knology, Inc | $ | 25 | ||||
3,031 | * | Lamar Advertising Co (Class A) | 121 | |||||
1,757 | * | Lee Enterprises, Inc | 4 | |||||
12,166 | * | Liberty Global, Inc (Class A) | 430 | |||||
3,823 | * | Liberty Media Corp - Capital (Series A) | 239 | |||||
2,686 | * | Liberty Media Corp - Starz | 179 | |||||
1,798 | * | Lin TV Corp (Class A) | 10 | |||||
3,620 | * | Lions Gate Entertainment Corp | 24 | |||||
7,613 | * | Live Nation, Inc | 87 | |||||
1,113 | * | Lodgenet Entertainment Corp | 5 | |||||
3,359 | * | Madison Square Garden, Inc | 87 | |||||
1,522 | * | Martha Stewart Living Omnimedia, Inc (Class A) | 7 | |||||
3,219 | * | McClatchy Co (Class A) | 15 | |||||
16,191 | McGraw-Hill Cos, Inc | 590 | ||||||
878 | * | Media General, Inc (Class A) | 5 | |||||
2,161 | * | Mediacom Communications Corp (Class A) | 18 | |||||
1,908 | Meredith Corp | 66 | ||||||
1,117 | Morningstar, Inc | 59 | ||||||
2,278 | National CineMedia, Inc | 45 | ||||||
6,290 | * | New York Times Co (Class A) | 62 | |||||
119,248 | News Corp (Class A) | 1,736 | ||||||
542 | * | Nexstar Broadcasting Group, Inc (Class A) | 3 | |||||
15,965 | Omnicom Group, Inc | 731 | ||||||
660 | Outdoor Channel Holdings, Inc | 5 | ||||||
859 | * | Playboy Enterprises, Inc (Class B) | 4 | |||||
1,637 | Primedia, Inc | 7 | ||||||
602 | * | Radio One, Inc | 1 | |||||
264 | * | ReachLocal, Inc | 5 | |||||
4,340 | Regal Entertainment Group (Class A) | 51 | ||||||
475 | * | Rentrak Corp | 14 | |||||
1,378 | Scholastic Corp | 41 | ||||||
4,730 | Scripps Networks Interactive (Class A) | 245 | ||||||
3,111 | Sinclair Broadcast Group, Inc (Class A) | 25 | ||||||
205,247 | * | Sirius XM Radio, Inc | 337 | |||||
598 | * | SuperMedia, Inc | 5 | |||||
19,243 | Thomson Corp | 717 | ||||||
18,464 | Time Warner Cable, Inc | 1,219 | ||||||
59,509 | Time Warner, Inc | 1,914 | ||||||
2,618 | * | Valassis Communications, Inc | 85 | |||||
98 | Value Line, Inc | 1 | ||||||
31,637 | Viacom, Inc (Class B) | 1,253 | ||||||
16,977 | Virgin Media, Inc | 462 | ||||||
101,550 | Walt Disney Co | 3,809 | ||||||
2,602 | * | Warner Music Group Corp | 15 | |||||
279 | Washington Post Co (Class B) | 123 | ||||||
225 | * | Westwood One, Inc | 2 | |||||
1,281 | World Wrestling Entertainment, Inc (Class A) | 18 | ||||||
TOTAL MEDIA | 22,803 | |||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 6.7% | ||||||||
80,031 | Abbott Laboratories | 3,834 | ||||||
2,523 | * | Accelrys, Inc | 21 |
35
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,044 | * | Acorda Therapeutics, Inc | $ | 56 | ||||
991 | * | Affymax, Inc | 7 | |||||
4,200 | * | Affymetrix, Inc | 21 | |||||
2,860 | * | Akorn, Inc | 17 | |||||
1,600 | * | Albany Molecular Research, Inc | 9 | |||||
4,735 | * | Alexion Pharmaceuticals, Inc | 381 | |||||
2,038 | * | Alexza Pharmaceuticals, Inc | 3 | |||||
5,209 | * | Alkermes, Inc | 64 | |||||
15,837 | Allergan, Inc | 1,088 | ||||||
4,202 | * | Allos Therapeutics, Inc | 19 | |||||
2,039 | * | Alnylam Pharmaceuticals, Inc | 20 | |||||
1,109 | * | AMAG Pharmaceuticals, Inc | 20 | |||||
49,631 | * | Amgen, Inc | 2,725 | |||||
7,598 | * | Amylin Pharmaceuticals, Inc | 112 | |||||
803 | * | Ardea Biosciences, Inc | 21 | |||||
4,523 | * | Arena Pharmaceuticals, Inc | 8 | |||||
5,377 | * | Ariad Pharmaceuticals, Inc | 27 | |||||
2,036 | * | Arqule, Inc | 12 | |||||
3,660 | * | Array Biopharma, Inc | 11 | |||||
2,455 | * | Auxilium Pharmaceuticals, Inc | 52 | |||||
3,528 | * | AVANIR Pharmaceuticals, Inc | 14 | |||||
296 | * | AVEO Pharmaceuticals, Inc | 4 | |||||
4,441 | * | AVI BioPharma, Inc | 9 | |||||
1,205 | * | BioCryst Pharmaceuticals, Inc | 6 | |||||
2,657 | * | Biodel, Inc | 5 | |||||
12,462 | * | Biogen Idec, Inc | 836 | |||||
5,472 | * | BioMarin Pharmaceuticals, Inc | 147 | |||||
723 | * | BioMimetic Therapeutics, Inc | 9 | |||||
1,030 | * | Bio-Rad Laboratories, Inc (Class A) | 107 | |||||
3,493 | * | Biosante Pharmaceuticals, Inc | 6 | |||||
215 | * | Biospecifics Technologies Corp | 6 | |||||
1,108 | * | Biotime, Inc | 9 | |||||
1,671 | * | BMP Sunstone Corp | 17 | |||||
89,058 | Bristol-Myers Squibb Co | 2,358 | ||||||
3,825 | * | Bruker BioSciences Corp | 63 | |||||
1,015 | * | Cadence Pharmaceuticals, Inc | 8 | |||||
2,371 | * | Caliper Life Sciences, Inc | 15 | |||||
1,815 | * | Cambrex Corp | 9 | |||||
631 | * | Caraco Pharmaceutical Laboratories Ltd | 3 | |||||
4,841 | * | Celera Corp | 30 | |||||
24,230 | * | Celgene Corp | 1,433 | |||||
1,638 | * | Celldex Therapeutics, Inc | 7 | |||||
3,975 | * | Cephalon, Inc | 245 | |||||
3,215 | * | Cepheid, Inc | 73 | |||||
3,512 | * | Charles River Laboratories International, Inc | 125 | |||||
1,640 | * | Chelsea Therapeutics International, Inc | 12 | |||||
1,196 | * | China Aoxing Pharmaceutical Co, Inc | 3 | |||||
643 | * | Clinical Data, Inc | 10 | |||||
443 | * | Codexis, Inc | 5 | |||||
2,926 | * | Combinatorx, Inc | 5 | |||||
512 | * | Compound partnering business | 7 | |||||
1,326 | * | Corcept Therapeutics, Inc | 5 |
36
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
318 | * | Cornerstone Therapeutics, Inc | $ | 2 | ||||
3,457 | * | Covance, Inc | 178 | |||||
3,370 | * | Cubist Pharmaceuticals, Inc | 72 | |||||
673 | * | Cumberland Pharmaceuticals, Inc | 4 | |||||
3,574 | * | Curis, Inc | 7 | |||||
2,618 | * | Cypress Bioscience, Inc | 17 | |||||
1,702 | * | Cytokinetics, Inc | 4 | |||||
1,586 | * | Cytori Therapeutics, Inc | 8 | |||||
5,546 | * | Cytrx | 6 | |||||
7,690 | * | Dendreon Corp | 269 | |||||
2,984 | * | Depomed, Inc | 19 | |||||
911 | * | Dionex Corp | 108 | |||||
3,494 | * | Durect Corp | 12 | |||||
4,970 | * | Dyax Corp | 11 | |||||
3,782 | * | Dynavax Technologies Corp | 12 | |||||
53,111 | Eli Lilly & Co | 1,861 | ||||||
834 | * | Emergent Biosolutions, Inc | 20 | |||||
6,095 | * | Endo Pharmaceuticals Holdings, Inc | 218 | |||||
1,864 | * | Enzo Biochem, Inc | 10 | |||||
2,632 | * | Enzon Pharmaceuticals, Inc | 32 | |||||
2,888 | * | eResearch Technology, Inc | 21 | |||||
959 | * | Eurand NV | 11 | |||||
1,856 | * | Exact Sciences Corp | 11 | |||||
5,381 | * | Exelixis, Inc | 44 | |||||
14,874 | * | Forest Laboratories, Inc | 476 | |||||
810 | * | Genomic Health, Inc | 17 | |||||
13,957 | * | Genzyme Corp | 994 | |||||
4,973 | * | Geron Corp | 26 | |||||
43,374 | * | Gilead Sciences, Inc | 1,572 | |||||
3,942 | * | Halozyme Therapeutics, Inc | 31 | |||||
458 | * | Hi-Tech Pharmacal Co, Inc | 11 | |||||
9,905 | * | Human Genome Sciences, Inc | 237 | |||||
1,895 | * | Idenix Pharmaceuticals, Inc | 10 | |||||
6,455 | * | Illumina, Inc | 409 | |||||
3,568 | * | Immunogen, Inc | 33 | |||||
3,543 | * | Immunomedics, Inc | 13 | |||||
3,365 | * | Impax Laboratories, Inc | 68 | |||||
4,807 | * | Incyte Corp | 80 | |||||
1,026 | * | Infinity Pharmaceuticals, Inc | 6 | |||||
2,480 | * | Inhibitex, Inc | 6 | |||||
4,173 | * | Inovio Biomedical Corp | 5 | |||||
3,118 | * | Inspire Pharmaceuticals, Inc | 26 | |||||
2,107 | * | InterMune, Inc | 77 | |||||
1,000 | * | Ironwood Pharmaceuticals, Inc | 10 | |||||
5,202 | * | Isis Pharmaceuticals, Inc | 53 | |||||
822 | * | Jazz Pharmaceuticals, Inc | 16 | |||||
143,158 | Johnson & Johnson | 8,854 | ||||||
798 | * | Kendle International, Inc | 9 | |||||
2,721 | * | Keryx Biopharmaceuticals, Inc | 12 | |||||
13,101 | * | King Pharmaceuticals, Inc | 184 | |||||
10,577 | * | Lexicon Pharmaceuticals, Inc | 15 | |||||
9,357 | * | Life Technologies Corp | 519 |
37
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
925 | * | Ligand Pharmaceuticals, Inc (Class B) | $ | 8 | ||||
2,138 | * | Luminex Corp | 39 | |||||
2,990 | * | MannKind Corp | 24 | |||||
716 | * | MAP Pharmaceuticals, Inc | 12 | |||||
1,503 | * | Martek Biosciences Corp | 47 | |||||
1,801 | Maxygen, Inc | 7 | ||||||
3,315 | * | Medicines Co | 47 | |||||
3,195 | Medicis Pharmaceutical Corp (Class A) | 86 | ||||||
1,640 | * | Medivation, Inc | 25 | |||||
162,190 | Merck & Co, Inc | 5,845 | ||||||
1,320 | * | Metabolix, Inc | 16 | |||||
1,682 | * | Mettler-Toledo International, Inc | 254 | |||||
4,244 | * | Micromet, Inc | 34 | |||||
1,926 | * | Momenta Pharmaceuticals, Inc | 29 | |||||
22,925 | * | Mylan Laboratories, Inc | 484 | |||||
4,680 | * | Myriad Genetics, Inc | 107 | |||||
2,384 | * | Nabi Biopharmaceuticals | 14 | |||||
885 | * | Nanosphere, Inc | 4 | |||||
4,982 | * | Nektar Therapeutics | 64 | |||||
1,326 | * | Neostem, Inc | 2 | |||||
2,269 | * | Neuralstem, Inc | 5 | |||||
2,526 | * | Neurocrine Biosciences, Inc | 19 | |||||
583 | * | NeurogesX, Inc | 4 | |||||
4,336 | * | Novavax, Inc | 11 | |||||
2,860 | * | NPS Pharmaceuticals, Inc | 23 | |||||
1,040 | * | Nymox Pharmaceutical Corp | 7 | |||||
1,070 | * | Obagi Medical Products, Inc | 12 | |||||
946 | * | Omeros Corp | 8 | |||||
3,387 | * | Onyx Pharmaceuticals, Inc | 125 | |||||
4,791 | * | Opko Health, Inc | 18 | |||||
1,463 | * | Optimer Pharmaceuticals, Inc | 17 | |||||
1,180 | * | Orexigen Therapeutics, Inc | 10 | |||||
807 | * | Osiris Therapeutics, Inc | 6 | |||||
1,792 | Pain Therapeutics, Inc | 12 | ||||||
1,830 | * | Par Pharmaceutical Cos, Inc | 70 | |||||
3,098 | * | Parexel International Corp | 66 | |||||
5,363 | PDL BioPharma, Inc | 33 | ||||||
2,716 | * | Peregrine Pharmaceuticals, Inc | 6 | |||||
6,229 | PerkinElmer, Inc | 161 | ||||||
4,287 | Perrigo Co | 272 | ||||||
418,583 | Pfizer, Inc | 7,329 | ||||||
5,577 | Pharmaceutical Product Development, Inc | 151 | ||||||
1,960 | * | Pharmacyclics, Inc | 12 | |||||
1,544 | * | Pharmasset, Inc | 67 | |||||
1,425 | * | Pozen, Inc | 9 | |||||
1,419 | * | Progenics Pharmaceuticals, Inc | 8 | |||||
1,799 | * | Pure Bioscience | 4 | |||||
2,889 | * | Questcor Pharmaceuticals, Inc | 43 | |||||
3,481 | * | Regeneron Pharmaceuticals, Inc | 114 | |||||
2,722 | * | Rigel Pharmaceuticals, Inc | 20 | |||||
3,014 | * | Salix Pharmaceuticals Ltd | 142 | |||||
2,157 | * | Sangamo Biosciences, Inc | 14 |
38
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,882 | * | Santarus, Inc | $ | 9 | ||||
3,562 | * | Savient Pharmaceuticals, Inc | 40 | |||||
1,987 | * | Sciclone Pharmaceuticals, Inc | 8 | |||||
4,403 | * | Seattle Genetics, Inc | 66 | |||||
3,166 | * | Sequenom, Inc | 25 | |||||
1,470 | * | SIGA Technologies, Inc | 21 | |||||
1,557 | * | Somaxon Pharmaceuticals, Inc | 5 | |||||
2,652 | * | Spectrum Pharmaceuticals, Inc | 18 | |||||
5,802 | * | StemCells, Inc | 6 | |||||
620 | * | Sucampo Pharmaceuticals, Inc (Class A) | 2 | |||||
2,656 | * | SuperGen, Inc | 7 | |||||
1,092 | * | Synta Pharmaceuticals Corp | 7 | |||||
2,707 | * | Talecris Biotherapeutics Holdings Corp | 63 | |||||
1,257 | * | Targacept, Inc | 33 | |||||
1,900 | Techne Corp | 125 | ||||||
3,298 | * | Theravance, Inc | 83 | |||||
21,365 | * | Thermo Electron Corp | 1,183 | |||||
2,600 | * | United Therapeutics Corp | 164 | |||||
1,501 | * | Vanda Pharmaceuticals, Inc | 14 | |||||
10,747 | * | Vertex Pharmaceuticals, Inc | 376 | |||||
3,055 | * | Vical, Inc | 6 | |||||
4,346 | * | Viropharma, Inc | 75 | |||||
4,243 | * | Vivus, Inc | 40 | |||||
4,381 | Warner Chilcott plc | 99 | ||||||
4,917 | * | Waters Corp | 382 | |||||
5,632 | * | Watson Pharmaceuticals, Inc | 291 | |||||
1,508 | * | Xenoport, Inc | 13 | |||||
2,004 | * | ZIOPHARM Oncology, Inc | 9 | |||||
TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 49,961 | |||||||
REAL ESTATE - 2.6% | ||||||||
2,117 | Acadia Realty Trust | 39 | ||||||
505 | Agree Realty Corp | 13 | ||||||
83 | Alexander’s, Inc | 34 | ||||||
2,762 | Alexandria Real Estate Equities, Inc | 202 | ||||||
8,886 | AMB Property Corp | 282 | ||||||
3,566 | American Campus Communities, Inc | 113 | ||||||
2,821 | American Capital Agency Corp | 81 | ||||||
32,197 | Annaly Mortgage Management, Inc | 577 | ||||||
6,519 | Anworth Mortgage Asset Corp | 46 | ||||||
6,369 | Apartment Investment & Management Co (Class A) | 165 | ||||||
575 | Apollo Commercial Real Estate Finance, Inc | 9 | ||||||
2,185 | * | Ashford Hospitality Trust, Inc | 21 | |||||
1,671 | Associated Estates Realty Corp | 26 | ||||||
4,387 | AvalonBay Communities, Inc | 494 | ||||||
454 | * | Avatar Holdings, Inc | 9 | |||||
7,185 | BioMed Realty Trust, Inc | 134 | ||||||
7,352 | Boston Properties, Inc | 633 | ||||||
7,051 | Brandywine Realty Trust | 82 | ||||||
3,344 | BRE Properties, Inc (Class A) | 146 | ||||||
3,481 | Camden Property Trust | 188 | ||||||
1,900 | Campus Crest Communities, Inc | 27 |
39
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,642 | Capital Lease Funding, Inc | $ | 15 | |||||
3,219 | Capstead Mortgage Corp | 41 | ||||||
15,013 | * | CB Richard Ellis Group, Inc (Class A) | 307 | |||||
7,851 | CBL & Associates Properties, Inc | 137 | ||||||
2,712 | Cedar Shopping Centers, Inc | 17 | ||||||
464 | Chatham Lodging Trust | 8 | ||||||
400 | Chesapeake Lodging Trust | 8 | ||||||
48,252 | Chimera Investment Corp | 198 | ||||||
2,241 | Cogdell Spencer, Inc | 13 | ||||||
3,686 | Colonial Properties Trust | 67 | ||||||
772 | Colony Financial, Inc | 15 | ||||||
378 | Consolidated-Tomoka Land Co | 11 | ||||||
800 | Coresite Realty | 11 | ||||||
3,120 | Corporate Office Properties Trust | 109 | ||||||
4,773 | Cousins Properties, Inc | 40 | ||||||
696 | CreXus Investment Corp | 9 | ||||||
1,400 | Cypress Sharpridge Investments, Inc | 18 | ||||||
10,500 | DCT Industrial Trust, Inc | 56 | ||||||
11,153 | Developers Diversified Realty Corp | 157 | ||||||
8,158 | DiamondRock Hospitality Co | 98 | ||||||
4,296 | Digital Realty Trust, Inc | 221 | ||||||
6,476 | Douglas Emmett, Inc | 108 | ||||||
13,061 | Duke Realty Corp | 163 | ||||||
2,172 | DuPont Fabros Technology, Inc | 46 | ||||||
673 | Dynex Capital, Inc | 7 | ||||||
1,377 | EastGroup Properties, Inc | 58 | ||||||
1,200 | Education Realty Trust, Inc | 9 | ||||||
2,472 | Entertainment Properties Trust | 114 | ||||||
1,377 | Equity Lifestyle Properties, Inc | 77 | ||||||
2,074 | Equity One, Inc | 38 | ||||||
14,683 | Equity Residential | 763 | ||||||
1,592 | Essex Property Trust, Inc | 182 | ||||||
803 | Excel Trust, Inc | 10 | ||||||
4,748 | Extra Space Storage, Inc | 83 | ||||||
3,245 | Federal Realty Investment Trust | 253 | ||||||
3,926 | * | FelCor Lodging Trust, Inc | 28 | |||||
2,899 | * | First Industrial Realty Trust, Inc | 25 | |||||
1,470 | First Potomac Realty Trust | 25 | ||||||
6,441 | * | Forest City Enterprises, Inc (Class A) | 108 | |||||
2,159 | * | Forestar Real Estate Group, Inc | 42 | |||||
3,639 | Franklin Street Properties Corp | 52 | ||||||
20,050 | b | General Growth Properties, Inc | 310 | |||||
1,193 | Getty Realty Corp | 37 | ||||||
498 | Gladstone Commercial Corp | 9 | ||||||
4,360 | Glimcher Realty Trust | 37 | ||||||
1,600 | Government Properties Income Trust | 43 | ||||||
2,160 | Hatteras Financial Corp | 65 | ||||||
15,549 | HCP, Inc | 572 | ||||||
6,761 | Health Care REIT, Inc | 322 | ||||||
3,212 | Healthcare Realty Trust, Inc | 68 | ||||||
5,883 | Hersha Hospitality Trust | 39 | ||||||
3,786 | Highwoods Properties, Inc | 121 |
40
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,096 | Home Properties, Inc | $ | 116 | |||||
6,635 | Hospitality Properties Trust | 153 | ||||||
34,558 | Host Marriott Corp | 618 | ||||||
1,283 | * | Howard Hughes Corp | 70 | |||||
3,368 | HRPT Properties Trust | 86 | ||||||
4,699 | Inland Real Estate Corp | 41 | ||||||
1,363 | Invesco Mortgage Capital, Inc | 30 | ||||||
3,940 | Investors Real Estate Trust | 35 | ||||||
5,389 | * | iStar Financial, Inc | 42 | |||||
2,219 | Jones Lang LaSalle, Inc | 186 | ||||||
484 | * | Kennedy-Wilson Holdings, Inc | 5 | |||||
2,878 | Kilroy Realty Corp | 105 | ||||||
21,105 | Kimco Realty Corp | 381 | ||||||
2,891 | Kite Realty Group Trust | 16 | ||||||
3,698 | LaSalle Hotel Properties | 98 | ||||||
5,143 | Lexington Corporate Properties Trust | 41 | ||||||
5,687 | Liberty Property Trust | 182 | ||||||
1,314 | LTC Properties, Inc | 37 | ||||||
6,802 | Macerich Co | 322 | ||||||
4,206 | Mack-Cali Realty Corp | 139 | ||||||
2,548 | * | Maguire Properties, Inc | 7 | |||||
6,789 | Medical Properties Trust, Inc | 74 | ||||||
14,787 | MFA Mortgage Investments, Inc | 121 | ||||||
1,597 | Mid-America Apartment Communities, Inc | 101 | ||||||
1,230 | Mission West Properties, Inc | 8 | ||||||
2,597 | Monmouth Real Estate Investment Corp (Class A) | 22 | ||||||
1,400 | National Health Investors, Inc | 63 | ||||||
4,549 | National Retail Properties, Inc | 121 | ||||||
5,757 | Nationwide Health Properties, Inc | 209 | ||||||
3,315 | * | Newcastle Investment Corp | 22 | |||||
3,670 | NorthStar Realty Finance Corp | 17 | ||||||
2,098 | NRDC Acquisition Corp | 21 | ||||||
4,423 | Omega Healthcare Investors, Inc | 99 | ||||||
946 | Parkway Properties, Inc | 17 | ||||||
900 | Pebblebrook Hotel Trust | 18 | ||||||
2,924 | Pennsylvania Real Estate Investment Trust | 43 | ||||||
900 | Pennymac Mortgage Investment Trust | 16 | ||||||
2,500 | Piedmont Office Realty Trust, Inc | 50 | ||||||
8,617 | Plum Creek Timber Co, Inc | 323 | ||||||
2,677 | Post Properties, Inc | 97 | ||||||
2,094 | Potlatch Corp | 68 | ||||||
30,073 | Prologis | 434 | ||||||
903 | PS Business Parks, Inc | 50 | ||||||
7,314 | Public Storage, Inc | 742 | ||||||
3,865 | * | RAIT Investment Trust | 9 | |||||
992 | Ramco-Gershenson Properties | 12 | ||||||
4,243 | Rayonier, Inc | 223 | ||||||
5,513 | Realty Income Corp | 189 | ||||||
4,253 | Redwood Trust, Inc | 64 | ||||||
4,430 | Regency Centers Corp | 187 | ||||||
1,355 | Resource Capital Corp | 10 | ||||||
758 | Sabra Healthcare REIT, Inc | 14 |
41
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
330 | Saul Centers, Inc | $ | 16 | |||||
6,554 | Senior Housing Properties Trust | 144 | ||||||
15,351 | Simon Property Group, Inc | 1,527 | ||||||
4,148 | SL Green Realty Corp | 280 | ||||||
1,302 | Sovran Self Storage, Inc | 48 | ||||||
4,644 | * | St. Joe Co | 101 | |||||
2,060 | Starwood Property Trust, Inc | 44 | ||||||
7,422 | * | Strategic Hotels & Resorts, Inc | 39 | |||||
1,069 | Sun Communities, Inc | 36 | ||||||
5,186 | * | Sunstone Hotel Investors, Inc | 54 | |||||
2,138 | Tanger Factory Outlet Centers, Inc | 109 | ||||||
2,937 | Taubman Centers, Inc | 148 | ||||||
779 | * | Tejon Ranch Co | 21 | |||||
400 | * | Terreno Realty Corp | 7 | |||||
1,795 | * | Thomas Properties Group, Inc | 8 | |||||
1,357 | Two Harbors Investment Corp | 13 | ||||||
9,785 | UDR, Inc | 230 | ||||||
507 | UMH Properties, Inc | 5 | ||||||
1,095 | Universal Health Realty Income Trust | 40 | ||||||
1,407 | Urstadt Biddle Properties, Inc (Class A) | 27 | ||||||
4,966 | U-Store-It Trust | 47 | ||||||
8,296 | Ventas, Inc | 435 | ||||||
8,538 | Vornado Realty Trust | 712 | ||||||
1,139 | Walter Investment Management Corp | 20 | ||||||
3,217 | Washington Real Estate Investment Trust | 100 | ||||||
5,688 | Weingarten Realty Investors | 135 | ||||||
27,322 | Weyerhaeuser Co | 517 | ||||||
965 | Winthrop Realty Trust | 12 | ||||||
TOTAL REAL ESTATE | 19,720 | |||||||
RETAILING - 3.8% | ||||||||
1,264 | * | 1-800-FLOWERS.COM, Inc (Class A) | 3 | |||||
2,441 | * | 99 Cents Only Stores | 39 | |||||
4,665 | Abercrombie & Fitch Co (Class A) | 269 | ||||||
4,458 | Advance Auto Parts, Inc | 295 | ||||||
4,938 | * | Aeropostale, Inc | 122 | |||||
18,133 | * | Amazon.com, Inc | 3,264 | |||||
10,078 | American Eagle Outfitters, Inc | 147 | ||||||
580 | * | America’s Car-Mart, Inc | 16 | |||||
3,106 | * | AnnTaylor Stores Corp | 85 | |||||
1,889 | * | Asbury Automotive Group, Inc | 35 | |||||
1,206 | * | Audiovox Corp (Class A) | 10 | |||||
3,354 | * | Autonation, Inc | 95 | |||||
1,372 | * | Autozone, Inc | 374 | |||||
2,049 | Barnes & Noble, Inc | 29 | ||||||
1,533 | Bebe Stores, Inc | 9 | ||||||
13,527 | * | Bed Bath & Beyond, Inc | 665 | |||||
16,867 | Best Buy Co, Inc | 578 | ||||||
1,412 | Big 5 Sporting Goods Corp | 22 | ||||||
3,752 | * | Big Lots, Inc | 114 | |||||
672 | * | Blue Nile, Inc | 38 | |||||
447 | * | Bon-Ton Stores, Inc/the | 6 |
42
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,769 | * | Borders Group, Inc | $ | 3 | ||||
2,300 | Brown Shoe Co, Inc | 32 | ||||||
1,313 | Buckle, Inc | 50 | ||||||
968 | * | Build-A-Bear Workshop, Inc | 7 | |||||
2,068 | * | Cabela’s, Inc | 45 | |||||
11,825 | * | Carmax, Inc | 377 | |||||
2,260 | * | Casual Male Retail Group, Inc | 11 | |||||
966 | Cato Corp (Class A) | 26 | ||||||
6,044 | * | Charming Shoppes, Inc | 21 | |||||
9,528 | Chico’s FAS, Inc | 115 | ||||||
1,448 | * | Children’s Place Retail Stores, Inc | 72 | |||||
2,493 | Christopher & Banks Corp | 15 | ||||||
836 | * | Citi Trends, Inc | 21 | |||||
1,463 | * | Coldwater Creek, Inc | 5 | |||||
3,407 | * | Collective Brands, Inc | 72 | |||||
679 | * | Conn’s, Inc | 3 | |||||
638 | * | Core-Mark Holding Co, Inc | 23 | |||||
238 | * | Destination Maternity Corp | 9 | |||||
4,676 | * | Dick’s Sporting Goods, Inc | 175 | |||||
2,499 | Dillard’s, Inc (Class A) | 95 | ||||||
3,558 | * | Dollar General Corp | 109 | |||||
6,443 | * | Dollar Tree, Inc | 361 | |||||
3,225 | * | Dress Barn, Inc | 85 | |||||
5,097 | * | Drugstore.Com | 11 | |||||
752 | * | DSW, Inc (Class A) | 29 | |||||
10,799 | Expedia, Inc | 271 | ||||||
820 | Express Parent LLC | 15 | ||||||
6,908 | Family Dollar Stores, Inc | 343 | ||||||
2,617 | Finish Line, Inc (Class A) | 45 | ||||||
8,270 | Foot Locker, Inc | 162 | ||||||
2,092 | Fred’s, Inc (Class A) | 29 | ||||||
1,016 | Gaiam, Inc (Class A) | 8 | ||||||
8,074 | * | GameStop Corp (Class A) | 185 | |||||
21,944 | Gap, Inc | 486 | ||||||
1,281 | * | Genesco, Inc | 48 | |||||
8,099 | Genuine Parts Co | 416 | ||||||
1,288 | Group 1 Automotive, Inc | 54 | ||||||
3,453 | Guess ?, Inc | 163 | ||||||
1,232 | Haverty Furniture Cos, Inc | 16 | ||||||
750 | * | hhgregg, Inc | 16 | |||||
1,477 | * | Hibbett Sports, Inc | 55 | |||||
87,753 | Home Depot, Inc | 3,077 | ||||||
2,222 | Hot Topic, Inc | 14 | ||||||
2,163 | * | HSN, Inc | 66 | |||||
2,770 | * | J Crew Group, Inc | 119 | |||||
12,035 | JC Penney Co, Inc | 389 | ||||||
1,448 | * | Jo-Ann Stores, Inc | 87 | |||||
1,456 | * | JOS A Bank Clothiers, Inc | 59 | |||||
891 | * | Kirkland’s, Inc | 12 | |||||
15,774 | * | Kohl’s Corp | 857 | |||||
30,591 | * | Liberty Media Holding Corp (Interactive A) | 483 | |||||
14,121 | Limited Brands, Inc | 434 |
43
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
832 | Lithia Motors, Inc (Class A) | $ | 12 | |||||
7,568 | * | LKQ Corp | 172 | |||||
75,271 | Lowe’s Cos, Inc | 1,888 | ||||||
1,022 | * | Lumber Liquidators, Inc | 25 | |||||
22,317 | Macy’s, Inc | 565 | ||||||
1,129 | * | MarineMax, Inc | 11 | |||||
2,734 | Men’s Wearhouse, Inc | 68 | ||||||
1,073 | * | Midas, Inc | 9 | |||||
1,145 | Monro Muffler, Inc | 40 | ||||||
2,109 | * | NetFlix, Inc | 371 | |||||
888 | * | New York & Co, Inc | 4 | |||||
8,842 | Nordstrom, Inc | 375 | ||||||
1,665 | Nutri/System, Inc | 35 | ||||||
14,528 | * | Office Depot, Inc | 78 | |||||
4,293 | * | OfficeMax, Inc | 76 | |||||
1,309 | * | Orbitz Worldwide, Inc | 7 | |||||
7,296 | * | O’Reilly Automotive, Inc | 441 | |||||
840 | * | Overstock.com, Inc | 14 | |||||
4,283 | * | Pacific Sunwear Of California, Inc | 23 | |||||
2,259 | * | Penske Auto Group, Inc | 39 | |||||
2,583 | PEP Boys - Manny Moe & Jack | 35 | ||||||
1,182 | PetMed Express, Inc | 21 | ||||||
6,307 | Petsmart, Inc | 251 | ||||||
4,570 | * | Pier 1 Imports, Inc | 48 | |||||
2,481 | * | Priceline.com, Inc | 991 | |||||
5,844 | RadioShack Corp | 108 | ||||||
3,420 | Rent-A-Center, Inc | 110 | ||||||
1,292 | * | Retail Ventures, Inc | 21 | |||||
6,266 | Ross Stores, Inc | 396 | ||||||
769 | * | Rue21, Inc | 23 | |||||
7,006 | * | Saks, Inc | 75 | |||||
5,024 | * | Sally Beauty Holdings, Inc | 73 | |||||
2,401 | * | Sears Holdings Corp | 177 | |||||
2,905 | * | Select Comfort Corp | 27 | |||||
517 | * | Shoe Carnival, Inc | 14 | |||||
1,417 | * | Shutterfly, Inc | 50 | |||||
4,531 | * | Signet Jewelers Ltd | 197 | |||||
1,621 | Sonic Automotive, Inc (Class A) | 21 | ||||||
2,128 | Stage Stores, Inc | 37 | ||||||
37,601 | Staples, Inc | 856 | ||||||
1,440 | Stein Mart, Inc | 13 | ||||||
461 | Systemax, Inc | 6 | ||||||
3,723 | * | Talbots, Inc | 32 | |||||
38,138 | Target Corp | 2,293 | ||||||
6,687 | Tiffany & Co | 416 | ||||||
21,321 | TJX Companies, Inc | 946 | ||||||
3,772 | Tractor Supply Co | 183 | ||||||
1,789 | * | Tuesday Morning Corp | 9 | |||||
1,563 | * | Ulta Salon Cosmetics & Fragrance, Inc | 53 | |||||
6,441 | * | Urban Outfitters, Inc | 231 | |||||
658 | * | US Auto Parts Network, Inc | 6 | |||||
767 | * | Vitacost.com, Inc | 4 |
44
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
731 | * | Vitamin Shoppe, Inc | $ | 25 | ||||
640 | * | West Marine, Inc | 7 | |||||
5,043 | * | Wet Seal, Inc (Class A) | 19 | |||||
5,095 | Williams-Sonoma, Inc | 182 | ||||||
133 | Winmark Corp | 4 | ||||||
933 | * | Zumiez, Inc | 25 | |||||
TOTAL RETAILING | 28,134 | |||||||
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT - 2.8% | ||||||||
2,343 | * | Advanced Analogic Technologies, Inc | 9 | |||||
1,919 | * | Advanced Energy Industries, Inc | 26 | |||||
31,257 | * | Advanced Micro Devices, Inc | 256 | |||||
15,906 | Altera Corp | 566 | ||||||
4,798 | * | Amkor Technology, Inc | 35 | |||||
3,097 | * | Anadigics, Inc | 21 | |||||
15,258 | Analog Devices, Inc | 575 | ||||||
69,234 | Applied Materials, Inc | 973 | ||||||
3,650 | * | Applied Micro Circuits Corp | 39 | |||||
3,697 | * | Atheros Communications, Inc | 133 | |||||
24,398 | * | Atmel Corp | 301 | |||||
1,909 | * | ATMI, Inc | 38 | |||||
5,604 | Avago Technologies Ltd | 160 | ||||||
5,359 | * | Axcelis Technologies, Inc | 19 | |||||
1,469 | * | AXT, Inc | 15 | |||||
25,638 | Broadcom Corp (Class A) | 1,117 | ||||||
3,756 | * | Brooks Automation, Inc | 34 | |||||
949 | * | Cabot Microelectronics Corp | 39 | |||||
2,348 | * | Cavium Networks, Inc | 88 | |||||
1,230 | * | Ceva, Inc | 25 | |||||
3,065 | * | Cirrus Logic, Inc | 49 | |||||
1,302 | Cohu, Inc | 22 | ||||||
4,201 | * | Conexant Systems, Inc | 7 | |||||
5,686 | * | Cree, Inc | 375 | |||||
1,601 | * | Cymer, Inc | 72 | |||||
8,640 | * | Cypress Semiconductor Corp | 161 | |||||
1,921 | * | Diodes, Inc | 52 | |||||
1,657 | * | DSP Group, Inc | 13 | |||||
2,523 | * | Energy Conversion Devices, Inc | 12 | |||||
6,714 | * | Entegris, Inc | 50 | |||||
1,870 | * | Entropic Communications, Inc | 23 | |||||
10,461 | * | Evergreen Solar, Inc | 6 | |||||
2,444 | * | Exar Corp | 17 | |||||
6,623 | * | Fairchild Semiconductor International, Inc | 103 | |||||
2,013 | * | FEI Co | 53 | |||||
2,813 | * | First Solar, Inc | 366 | |||||
2,618 | * | Formfactor, Inc | 23 | |||||
1,543 | * | FSI International, Inc | 7 | |||||
1,030 | * | GSI Technology, Inc | 8 | |||||
3,104 | * | GT Solar International, Inc | 28 | |||||
1,231 | * | Hittite Microwave Corp | 75 | |||||
9,197 | * | Integrated Device Technology, Inc | 61 | |||||
1,216 | * | Integrated Silicon Solution, Inc | 10 |
45
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
288,700 | Intel Corp | $ | 6,071 | |||||
3,731 | * | International Rectifier Corp | 111 | |||||
6,580 | Intersil Corp (Class A) | 100 | ||||||
1,636 | * | IXYS Corp | 19 | |||||
8,993 | Kla-Tencor Corp | 348 | ||||||
4,206 | * | Kopin Corp | 18 | |||||
3,600 | * | Kulicke & Soffa Industries, Inc | 26 | |||||
6,691 | * | Lam Research Corp | 346 | |||||
4,295 | * | Lattice Semiconductor Corp | 26 | |||||
11,853 | Linear Technology Corp | 410 | ||||||
34,577 | * | LSI Logic Corp | 207 | |||||
2,408 | * | LTX-Credence Corp | 18 | |||||
27,864 | * | Marvell Technology Group Ltd | 517 | |||||
2,681 | * | Mattson Technology, Inc | 8 | |||||
15,997 | Maxim Integrated Products, Inc | 378 | ||||||
383 | * | MaxLinear, Inc | 4 | |||||
12,002 | * | MEMC Electronic Materials, Inc | 135 | |||||
2,455 | Micrel, Inc | 32 | ||||||
9,747 | Microchip Technology, Inc | 333 | ||||||
45,214 | * | Micron Technology, Inc | 363 | |||||
4,543 | * | Microsemi Corp | 104 | |||||
1,664 | * | Mindspeed Technologies, Inc | 10 | |||||
2,847 | * | MIPS Technologies, Inc | 43 | |||||
2,658 | * | MKS Instruments, Inc | 65 | |||||
1,783 | * | Monolithic Power Systems, Inc | 29 | |||||
1,391 | * | MoSys, Inc | 8 | |||||
753 | * | Nanometrics, Inc | 10 | |||||
12,329 | National Semiconductor Corp | 170 | ||||||
3,270 | * | Netlogic Microsystems, Inc | 103 | |||||
4,931 | * | Novellus Systems, Inc | 159 | |||||
265 | * | NVE Corp | 15 | |||||
30,239 | * | Nvidia Corp | 466 | |||||
2,767 | * | Omnivision Technologies, Inc | 82 | |||||
22,681 | * | ON Semiconductor Corp | 224 | |||||
1,181 | * | PDF Solutions, Inc | 6 | |||||
1,447 | * | Pericom Semiconductor Corp | 16 | |||||
2,260 | * | Photronics, Inc | 13 | |||||
1,628 | * | PLX Technology, Inc | 6 | |||||
11,786 | * | PMC - Sierra, Inc | 101 | |||||
1,292 | Power Integrations, Inc | 52 | ||||||
5,683 | * | Rambus, Inc | 116 | |||||
11,874 | * | RF Micro Devices, Inc | 87 | |||||
782 | * | Rubicon Technology, Inc | 16 | |||||
1,464 | * | Rudolph Technologies, Inc | 12 | |||||
3,192 | * | Semtech Corp | 72 | |||||
1,525 | * | Sigma Designs, Inc | 22 | |||||
1,816 | * | Silicon Image, Inc | 13 | |||||
2,178 | * | Silicon Laboratories, Inc | 100 | |||||
9,357 | * | Skyworks Solutions, Inc | 268 | |||||
684 | * | Spansion, Inc | 14 | |||||
1,279 | * | Standard Microsystems Corp | 37 | |||||
5,134 | * | Sunpower Corp (Class A) | 66 |
46
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
145 | * | Supertex, Inc | $ | 4 | ||||
9,702 | * | Teradyne, Inc | 136 | |||||
2,769 | * | Tessera Technologies, Inc | 61 | |||||
63,777 | Texas Instruments, Inc | 2,073 | ||||||
3,408 | * | Trident Microsystems, Inc | 6 | |||||
8,183 | * | Triquint Semiconductor, Inc | 96 | |||||
928 | * | Ultra Clean Holdings | 9 | |||||
1,279 | * | Ultratech, Inc | 25 | |||||
3,936 | * | Varian Semiconductor Equipment Associates, Inc | 146 | |||||
2,021 | * | Veeco Instruments, Inc | 87 | |||||
1,235 | * | Volterra Semiconductor Corp | 29 | |||||
13,353 | Xilinx, Inc | 387 | ||||||
2,706 | * | Zoran Corp | 24 | |||||
TOTAL SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | 21,120 | |||||||
SOFTWARE & SERVICES - 8.7% | ||||||||
31,867 | Accenture plc | 1,545 | ||||||
1,790 | * | ACI Worldwide, Inc | 48 | |||||
27,440 | Activision Blizzard, Inc | 341 | ||||||
2,448 | * | Actuate Corp | 14 | |||||
3,603 | * | Acxiom Corp | 62 | |||||
27,474 | * | Adobe Systems, Inc | 846 | |||||
828 | * | Advent Software, Inc | 48 | |||||
9,598 | * | Akamai Technologies, Inc | 452 | |||||
2,824 | * | Alliance Data Systems Corp | 201 | |||||
10,563 | * | Amdocs Ltd | 290 | |||||
764 | American Software, Inc (Class A) | 5 | ||||||
984 | * | Ancestry.com, Inc | 28 | |||||
4,800 | * | Ansys, Inc | 250 | |||||
5,639 | * | AOL, Inc | 134 | |||||
641 | * | Archipelago Learning, Inc | 6 | |||||
4,732 | * | Ariba, Inc | 111 | |||||
8,269 | * | Art Technology Group, Inc | 49 | |||||
2,922 | * | Aspen Technology, Inc | 37 | |||||
12,113 | * | Autodesk, Inc | 463 | |||||
25,866 | Automatic Data Processing, Inc | 1,197 | ||||||
2,369 | Blackbaud, Inc | 61 | ||||||
1,799 | * | Blackboard, Inc | 74 | |||||
9,318 | * | BMC Software, Inc | 439 | |||||
1,263 | * | Bottomline Technologies, Inc | 27 | |||||
6,511 | Broadridge Financial Solutions, Inc | 143 | ||||||
19,920 | CA, Inc | 487 | ||||||
1,556 | * | CACI International, Inc (Class A) | 83 | |||||
14,290 | * | Cadence Design Systems, Inc | 118 | |||||
398 | Cass Information Systems, Inc | 15 | ||||||
1,544 | *,b | CDC Corp | 5 | |||||
3,700 | * | Ciber, Inc | 17 | |||||
9,820 | * | Citrix Systems, Inc | 672 | |||||
15,586 | * | Cognizant Technology Solutions Corp (Class A) | 1,142 | |||||
2,159 | * | Commvault Systems, Inc | 62 | |||||
8,102 | Computer Sciences Corp | 402 | ||||||
760 | * | Computer Task Group, Inc | 8 |
47
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
12,190 | * | Compuware Corp | $ | 142 | ||||
1,080 | * | comScore, Inc | 24 | |||||
2,129 | * | Concur Technologies, Inc | 111 | |||||
1,503 | * | Constant Contact, Inc | 47 | |||||
5,243 | * | Convergys Corp | 69 | |||||
1,795 | * | CSG Systems International, Inc | 34 | |||||
2,053 | * | DealerTrack Holdings, Inc | 41 | |||||
1,002 | * | Deltek, Inc | 7 | |||||
1,204 | * | DemandTec, Inc | 13 | |||||
718 | * | Dice Holdings, Inc | 10 | |||||
2,231 | * | Digital River, Inc | 77 | |||||
335 | * | DMRC Corp | 10 | |||||
1,703 | DST Systems, Inc | 76 | ||||||
5,728 | Earthlink, Inc | 49 | ||||||
59,956 | * | eBay, Inc | 1,669 | |||||
1,270 | * | Ebix, Inc | 30 | |||||
539 | * | Echo Global Logistics, Inc | 6 | |||||
17,431 | * | Electronic Arts, Inc | 286 | |||||
2,873 | * | Epicor Software Corp | 29 | |||||
1,155 | EPIQ Systems, Inc | 16 | ||||||
206 | * | ePlus, Inc | 5 | |||||
2,338 | * | Equinix, Inc | 190 | |||||
2,804 | * | Euronet Worldwide, Inc | 49 | |||||
863 | * | ExlService Holdings, Inc | 19 | |||||
2,331 | Factset Research Systems, Inc | 219 | ||||||
2,412 | Fair Isaac Corp | 56 | ||||||
2,479 | * | FalconStor Software, Inc | 8 | |||||
13,836 | Fidelity National Information Services, Inc | 379 | ||||||
5,526 | First American Corp | 102 | ||||||
7,944 | * | Fiserv, Inc | 465 | |||||
901 | Forrester Research, Inc | 32 | ||||||
1,772 | * | Fortinet, Inc | 57 | |||||
3,857 | * | Gartner, Inc | 128 | |||||
3,642 | * | Genpact Ltd | 55 | |||||
2,712 | * | Global Cash Access, Inc | 9 | |||||
4,128 | Global Payments, Inc | 191 | ||||||
12,646 | * | Google, Inc (Class A) | 7,511 | |||||
3,274 | * | GSI Commerce, Inc | 76 | |||||
680 | * | Guidance Software, Inc | 5 | |||||
1,547 | * | Hackett Group, Inc | 5 | |||||
1,893 | Heartland Payment Systems, Inc | 29 | ||||||
4,273 | * | IAC/InterActiveCorp | 123 | |||||
1,449 | iGate Corp | 29 | ||||||
4,859 | * | Informatica Corp | 214 | |||||
2,218 | * | Infospace, Inc | 18 | |||||
1,116 | * | Integral Systems, Inc | 11 | |||||
803 | * | Interactive Intelligence, Inc | 21 | |||||
3,256 | * | Internap Network Services Corp | 20 | |||||
66,569 | International Business Machines Corp | 9,770 | ||||||
1,945 | * | Internet Capital Group, Inc | 28 | |||||
14,426 | * | Intuit, Inc | 711 | |||||
2,389 | * | j2 Global Communications, Inc | 69 |
48
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,506 | Jack Henry & Associates, Inc | $ | 131 | |||||
2,111 | * | JDA Software Group, Inc | 59 | |||||
1,328 | * | Kenexa Corp | 29 | |||||
941 | Keynote Systems, Inc | 14 | ||||||
1,053 | * | KIT Digital, Inc | 17 | |||||
1,667 | * | Knot, Inc | 16 | |||||
7,345 | * | Lawson Software, Inc | 68 | |||||
5,016 | Lender Processing Services, Inc | 148 | ||||||
2,000 | * | Limelight Networks, Inc | 12 | |||||
3,304 | * | Lionbridge Technologies | 12 | |||||
767 | * | Liquidity Services, Inc | 11 | |||||
2,334 | * | Liveperson, Inc | 26 | |||||
885 | * | Local.com Corp | 6 | |||||
787 | * | LogMeIn, Inc | 35 | |||||
1,663 | * | LoopNet, Inc | 18 | |||||
2,510 | * | Magma Design Automation, Inc | 13 | |||||
1,259 | * | Manhattan Associates, Inc | 38 | |||||
1,171 | * | Mantech International Corp (Class A) | 48 | |||||
1,311 | Marchex, Inc (Class B) | 13 | ||||||
5,094 | Mastercard, Inc (Class A) | 1,142 | ||||||
683 | MAXIMUS, Inc | 45 | ||||||
7,921 | * | McAfee, Inc | 367 | |||||
5,422 | * | Mentor Graphics Corp | 65 | |||||
4,246 | * | Micros Systems, Inc | 186 | |||||
398,645 | Microsoft Corp | 11,130 | ||||||
425 | * | MicroStrategy, Inc (Class A) | 36 | |||||
2,352 | * | ModusLink Global Solutions, Inc | 16 | |||||
4,696 | * | MoneyGram International, Inc | 13 | |||||
866 | * | Monotype Imaging Holdings, Inc | 10 | |||||
6,677 | * | Monster Worldwide, Inc | 158 | |||||
8,584 | * | Move, Inc | 22 | |||||
390 | * | NCI, Inc (Class A) | 9 | |||||
1,792 | * | Netscout Systems, Inc | 41 | |||||
965 | * | NetSuite, Inc | 24 | |||||
3,899 | * | NeuStar, Inc (Class A) | 102 | |||||
2,722 | NIC, Inc | 26 | ||||||
18,440 | * | Novell, Inc | 109 | |||||
12,038 | * | Nuance Communications, Inc | 219 | |||||
1,415 | * | Online Resources Corp | 7 | |||||
834 | * | OpenTable, Inc | 59 | |||||
4,315 | * | Openwave Systems, Inc | 9 | |||||
721 | Opnet Technologies, Inc | 19 | ||||||
197,646 | Oracle Corp | 6,186 | ||||||
6,195 | * | Parametric Technology Corp | 140 | |||||
16,548 | Paychex, Inc | 511 | ||||||
792 | Pegasystems, Inc | 29 | ||||||
1,789 | * | Perficient, Inc | 22 | |||||
2,287 | * | Progress Software Corp | 97 | |||||
774 | * | PROS Holdings, Inc | 9 | |||||
400 | * | QAD, Inc (Class A) | 4 | |||||
100 | * | QAD, Inc (Class B) | 1 | |||||
500 | * | QLIK Technologies, Inc | 13 |
49
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,811 | * | Quest Software, Inc | $ | 78 | ||||
556 | * | QuinStreet, Inc | 11 | |||||
5,131 | * | Rackspace Hosting, Inc | 161 | |||||
1,505 | * | Radiant Systems, Inc | 30 | |||||
400 | * | RealD, Inc | 10 | |||||
4,340 | * | RealNetworks, Inc | 18 | |||||
700 | * | RealPage, Inc | 22 | |||||
9,980 | * | Red Hat, Inc | 456 | |||||
781 | Renaissance Learning, Inc | 9 | ||||||
1,137 | * | RightNow Technologies, Inc | 27 | |||||
560 | * | Rosetta Stone, Inc | 12 | |||||
5,451 | * | Rovi Corp | 338 | |||||
2,512 | * | S1 Corp | 17 | |||||
1,356 | * | Saba Software, Inc | 8 | |||||
15,837 | * | SAIC, Inc | 251 | |||||
5,932 | * | Salesforce.com, Inc | 783 | |||||
5,190 | Sapient Corp | 63 | ||||||
1,951 | * | SAVVIS, Inc | 50 | |||||
1,583 | * | Smith Micro Software, Inc | 25 | |||||
1,831 | * | SolarWinds, Inc | 35 | |||||
3,691 | Solera Holdings, Inc | 189 | ||||||
1,944 | * | Sonic Solutions, Inc | 29 | |||||
1,445 | * | Sourcefire, Inc | 38 | |||||
262 | * | SPS Commerce, Inc | 4 | |||||
2,391 | * | SRA International, Inc (Class A) | 49 | |||||
470 | * | SRS Labs, Inc | 4 | |||||
620 | * | SS&C Technologies Holdings, Inc | 13 | |||||
1,120 | Stamps.com, Inc | 15 | ||||||
3,339 | * | SuccessFactors, Inc | 97 | |||||
2,697 | * | SupportSoft, Inc | 17 | |||||
41,085 | * | Symantec Corp | 688 | |||||
1,133 | * | Synchronoss Technologies, Inc | 30 | |||||
7,479 | * | Synopsys, Inc | 201 | |||||
744 | Syntel, Inc | 36 | ||||||
800 | * | TA Indigo Holding Corp | 15 | |||||
3,743 | * | Take-Two Interactive Software, Inc | 46 | |||||
2,022 | * | Taleo Corp (Class A) | 56 | |||||
598 | * | TechTarget, Inc | 5 | |||||
1,946 | * | TeleCommunication Systems, Inc (Class A) | 9 | |||||
435 | * | TeleNav, Inc | 3 | |||||
1,647 | * | TeleTech Holdings, Inc | 34 | |||||
8,824 | * | Teradata Corp | 363 | |||||
3,069 | * | Terremark Worldwide, Inc | 40 | |||||
3,557 | * | THQ, Inc | 22 | |||||
8,757 | * | TIBCO Software, Inc | 173 | |||||
720 | * | Tier Technologies, Inc | 4 | |||||
5,735 | * | TiVo, Inc | 50 | |||||
1,534 | * | TNS, Inc | 32 | |||||
8,838 | Total System Services, Inc | 136 | ||||||
285 | * | Travelzoo, Inc | 12 | |||||
1,686 | * | Tyler Technologies, Inc | 35 | |||||
1,323 | * | Ultimate Software Group, Inc | 64 |
50
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,353 | * | Unisys Corp | $ | 61 | ||||
4,557 | United Online, Inc | 30 | ||||||
4,321 | * | Valueclick, Inc | 69 | |||||
1,577 | * | Vasco Data Security International | 13 | |||||
4,529 | * | VeriFone Holdings, Inc | 175 | |||||
9,553 | VeriSign, Inc | 312 | ||||||
1,636 | VirnetX Holding Corp | 24 | ||||||
620 | * | Virtusa Corp | 10 | |||||
24,373 | Visa, Inc (Class A) | 1,715 | ||||||
2,222 | * | VistaPrint Ltd | 102 | |||||
3,882 | * | VMware, Inc (Class A) | 345 | |||||
792 | * | Vocus, Inc | 22 | |||||
4,167 | * | Wave Systems Corp | 16 | |||||
2,836 | * | WebMD Health Corp (Class A) | 145 | |||||
2,294 | * | Websense, Inc | 47 | |||||
34,524 | Western Union Co | 641 | ||||||
2,073 | * | Wright Express Corp | 95 | |||||
67,318 | * | Yahoo!, Inc | 1,119 | |||||
3,311 | * | Zix Corp | 14 | |||||
TOTAL SOFTWARE & SERVICES | 64,640 | |||||||
TECHNOLOGY HARDWARE & EQUIPMENT - 6.7% | ||||||||
2,308 | * | Acme Packet, Inc | 123 | |||||
3,005 | Adtran, Inc | 109 | ||||||
1,334 | * | Agilysys, Inc | 7 | |||||
8,883 | Amphenol Corp (Class A) | 469 | ||||||
1,061 | * | Anaren, Inc | 22 | |||||
1,540 | Anixter International, Inc | 92 | ||||||
47,323 | * | Apple, Inc | 15,264 | |||||
6,732 | * | Arris Group, Inc | 76 | |||||
6,511 | * | Arrow Electronics, Inc | 223 | |||||
3,865 | * | Aruba Networks, Inc | 81 | |||||
1,355 | * | Avid Technology, Inc | 24 | |||||
8,026 | * | Avnet, Inc | 265 | |||||
2,526 | AVX Corp | 39 | ||||||
674 | Bel Fuse, Inc (Class B) | 16 | ||||||
3,344 | * | Benchmark Electronics, Inc | 61 | |||||
1,630 | * | BigBand Networks, Inc | 5 | |||||
973 | Black Box Corp | 37 | ||||||
2,165 | * | Blue Coat Systems, Inc | 65 | |||||
1,815 | * | Bookham, Inc | 24 | |||||
3,698 | * | Brightpoint, Inc | 32 | |||||
22,509 | * | Brocade Communications Systems, Inc | 119 | |||||
2,102 | * | Checkpoint Systems, Inc | 43 | |||||
4,899 | * | Ciena Corp | 103 | |||||
296,554 | * | Cisco Systems, Inc | 5,999 | |||||
2,207 | Cognex Corp | 65 | ||||||
1,347 | * | Coherent, Inc | 61 | |||||
4,687 | * | CommScope, Inc | 146 | |||||
869 | * | Compellent Technologies, Inc | 24 | |||||
1,497 | Comtech Telecommunications Corp | 42 | ||||||
1,314 | * | Comverge, Inc | 9 |
51
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
81,419 | Corning, Inc | $ | 1,573 | |||||
457 | * | CPI International, Inc | 9 | |||||
1,943 | * | Cray, Inc | 14 | |||||
1,799 | CTS Corp | 20 | ||||||
2,087 | Daktronics, Inc | 33 | ||||||
591 | DDi Corp | 7 | ||||||
88,619 | * | Dell, Inc | 1,201 | |||||
1,322 | * | DG FastChannel, Inc | 38 | |||||
3,499 | Diebold, Inc | 112 | ||||||
1,490 | * | Digi International, Inc | 17 | |||||
2,836 | * | Dolby Laboratories, Inc (Class A) | 189 | |||||
1,039 | * | DTS, Inc | 51 | |||||
1,837 | * | Echelon Corp | 19 | |||||
1,973 | * | EchoStar Corp (Class A) | 49 | |||||
1,000 | Electro Rent Corp | 16 | ||||||
1,450 | * | Electro Scientific Industries, Inc | 23 | |||||
3,012 | * | Electronics for Imaging, Inc | 43 | |||||
106,456 | * | EMC Corp | 2,438 | |||||
956 | * | EMS Technologies, Inc | 19 | |||||
3,637 | * | Emulex Corp | 42 | |||||
6,147 | * | Extreme Networks, Inc | 19 | |||||
4,236 | * | F5 Networks, Inc | 551 | |||||
600 | * | Fabrinet | 13 | |||||
910 | * | FARO Technologies, Inc | 30 | |||||
3,991 | * | Finisar Corp | 119 | |||||
8,113 | * | Flir Systems, Inc | 241 | |||||
1,221 | * | Gerber Scientific, Inc | 10 | |||||
1,197 | * | Globecomm Systems, Inc | 12 | |||||
5,307 | * | Harmonic, Inc | 45 | |||||
6,866 | Harris Corp | 311 | ||||||
3,340 | * | Harris Stratex Networks, Inc (Class A) | 17 | |||||
121,656 | Hewlett-Packard Co | 5,122 | ||||||
396 | * | Hughes Communications, Inc | 16 | |||||
218 | * | Hutchinson Technology, Inc | 1 | |||||
2,391 | * | Hypercom Corp | 20 | |||||
1,552 | * | Imation Corp | 16 | |||||
1,615 | * | Immersion Corp | 11 | |||||
4,051 | * | Infinera Corp | 42 | |||||
7,896 | * | Ingram Micro, Inc (Class A) | 151 | |||||
2,496 | * | Insight Enterprises, Inc | 33 | |||||
2,201 | * | InterDigital, Inc | 92 | |||||
2,592 | * | Intermec, Inc | 33 | |||||
1,163 | * | Intevac, Inc | 16 | |||||
1,382 | * | IPG Photonics Corp | 44 | |||||
2,131 | * | Itron, Inc | 118 | |||||
1,708 | * | Ixia | 29 | |||||
9,514 | Jabil Circuit, Inc | 191 | ||||||
11,409 | * | JDS Uniphase Corp | 165 | |||||
27,130 | * | Juniper Networks, Inc | 1,002 | |||||
758 | * | KVH Industries, Inc | 9 | |||||
4,064 | * | L-1 Identity Solutions, Inc | 48 | |||||
4,153 | * | Lexmark International, Inc (Class A) | 145 |
52
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,154 | Littelfuse, Inc | $ | 54 | |||||
522 | * | Loral Space & Communications, Inc | 40 | |||||
1,385 | * | Maxwell Technologies, Inc | 26 | |||||
742 | * | Measurement Specialties, Inc | 22 | |||||
1,540 | * | Mercury Computer Systems, Inc | 28 | |||||
288 | * | Meru Networks, Inc | 4 | |||||
2,035 | Methode Electronics, Inc | 26 | ||||||
4,736 | * | Microvision, Inc | 9 | |||||
7,107 | Molex, Inc | 161 | ||||||
120,940 | * | Motorola, Inc | 1,097 | |||||
860 | MTS Systems Corp | 32 | ||||||
555 | * | Multi-Fineline Electronix, Inc | 15 | |||||
3,061 | National Instruments Corp | 115 | ||||||
8,531 | * | NCR Corp | 131 | |||||
17,904 | * | NetApp, Inc | 984 | |||||
1,861 | * | Netgear, Inc | 63 | |||||
2,003 | * | Network Engines, Inc | 3 | |||||
1,690 | * | Network Equipment Technologies, Inc | 8 | |||||
2,159 | * | Newport Corp | 37 | |||||
1,922 | * | Novatel Wireless, Inc | 18 | |||||
690 | * | Occam Networks, Inc | 6 | |||||
1,210 | * | Oplink Communications, Inc | 22 | |||||
1,144 | * | OpNext, Inc | 2 | |||||
869 | * | OSI Systems, Inc | 32 | |||||
1,164 | Park Electrochemical Corp | 35 | ||||||
143 | * | PC Connection, Inc | 1 | |||||
1,245 | * | PC-Tel, Inc | 7 | |||||
2,609 | Plantronics, Inc | 97 | ||||||
2,133 | * | Plexus Corp | 66 | |||||
4,570 | * | Polycom, Inc | 178 | |||||
3,047 | * | Power-One, Inc | 31 | |||||
7,309 | * | Powerwave Technologies, Inc | 19 | |||||
1,511 | * | Presstek, Inc | 3 | |||||
5,897 | * | QLogic Corp | 100 | |||||
85,072 | Qualcomm, Inc | 4,210 | ||||||
5,115 | * | Quantum Corp | 19 | |||||
1,782 | * | Rackable Systems, Inc | 16 | |||||
1,200 | * | Radisys Corp | 11 | |||||
717 | Richardson Electronics Ltd | 8 | ||||||
630 | * | Rimage Corp | 9 | |||||
6,574 | * | Riverbed Technology, Inc | 231 | |||||
1,683 | * | Rofin-Sinar Technologies, Inc | 60 | |||||
1,014 | * | Rogers Corp | 39 | |||||
11,904 | * | SanDisk Corp | 593 | |||||
4,084 | * | Sanmina-SCI Corp | 47 | |||||
1,430 | * | Scansource, Inc | 46 | |||||
1,446 | * | Seachange International, Inc | 12 | |||||
25,765 | * | Seagate Technology, Inc | 387 | |||||
2,605 | * | ShoreTel, Inc | 20 | |||||
3,071 | * | Smart Modular Technologies WWH, Inc | 18 | |||||
11,025 | * | Sonus Networks, Inc | 29 | |||||
663 | * | Spectrum Control, Inc | 10 |
53
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,145 | * | STEC, Inc | $ | 38 | ||||
954 | * | Stratasys, Inc | 31 | |||||
1,355 | * | Super Micro Computer, Inc | 16 | |||||
1,033 | Sycamore Networks, Inc | 21 | ||||||
2,360 | * | Symmetricom, Inc | 17 | |||||
1,797 | * | Synaptics, Inc | 53 | |||||
1,111 | * | SYNNEX Corp | 35 | |||||
2,288 | * | Tech Data Corp | 101 | |||||
2,804 | Technitrol, Inc | 15 | ||||||
3,400 | * | Tekelec | 41 | |||||
20,396 | Tellabs, Inc | 138 | ||||||
161 | Tessco Technologies, Inc | 3 | ||||||
6,411 | * | Trimble Navigation Ltd | 256 | |||||
4,098 | * | TTM Technologies, Inc | 61 | |||||
1,466 | * | Universal Display Corp | 45 | |||||
6,631 | * | Utstarcom, Inc | 14 | |||||
1,758 | * | Viasat, Inc | 78 | |||||
128 | * | Viasystems Group, Inc | 3 | |||||
9,163 | * | Vishay Intertechnology, Inc | 134 | |||||
654 | * | Vishay Precision Group, Inc | 12 | |||||
11,793 | * | Western Digital Corp | 400 | |||||
71,641 | Xerox Corp | 825 | ||||||
1,720 | * | X-Rite, Inc | 8 | |||||
1,580 | * | Xyratex Ltd | 26 | |||||
2,804 | * | Zebra Technologies Corp (Class A) | 107 | |||||
1,176 | * | Zygo Corp | 14 | |||||
TOTAL TECHNOLOGY HARDWARE & EQUIPMENT | 49,959 | |||||||
TELECOMMUNICATION SERVICES - 2.8% | ||||||||
1,004 | AboveNet, Inc | 59 | ||||||
2,394 | Alaska Communications Systems Group, Inc | 26 | ||||||
20,971 | * | American Tower Corp (Class A) | 1,083 | |||||
306,700 | AT&T, Inc | 9,011 | ||||||
490 | Atlantic Tele-Network, Inc | 19 | ||||||
662 | * | Cbeyond Communications, Inc | 10 | |||||
15,887 | CenturyTel, Inc | 733 | ||||||
7,818 | * | Cincinnati Bell, Inc | 22 | |||||
7,934 | * | Clearwire Corp (Class A) | 41 | |||||
2,389 | * | Cogent Communications Group, Inc | 34 | |||||
1,438 | Consolidated Communications Holdings, Inc | 28 | ||||||
14,997 | * | Crown Castle International Corp | 657 | |||||
1,988 | * | FiberTower Corp | 9 | |||||
52,428 | Frontier Communications Corp | 510 | ||||||
1,718 | * | General Communication, Inc (Class A) | 22 | |||||
2,003 | * | Global Crossing Ltd | 26 | |||||
3,822 | * | Globalstar, Inc | 5 | |||||
5,063 | * | ICO Global Communications Holdings Ltd (Class A) | 8 | |||||
400 | IDT Corp (Class B) | 10 | ||||||
1,786 | * | Iridium Communications, Inc | 15 | |||||
3,287 | * | Leap Wireless International, Inc | 40 | |||||
87,859 | * | Level 3 Communications, Inc | 86 | |||||
13,163 | * | MetroPCS Communications, Inc | 166 |
54
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,061 | * | Neutral Tandem, Inc | $ | 15 | ||||
8,839 | * | NII Holdings, Inc (Class B) | 395 | |||||
1,715 | NTELOS Holdings Corp | 33 | ||||||
7,414 | * | PAETEC Holding Corp | 28 | |||||
3,214 | * | Premiere Global Services, Inc | 22 | |||||
89,803 | Qwest Communications International, Inc | 683 | ||||||
6,146 | * | SBA Communications Corp (Class A) | 252 | |||||
854 | Shenandoah Telecom Co | 16 | ||||||
154,431 | * | Sprint Nextel Corp | 653 | |||||
3,641 | * | Syniverse Holdings, Inc | 112 | |||||
4,456 | Telephone & Data Systems, Inc | 163 | ||||||
7,497 | * | tw telecom inc (Class A) | 128 | |||||
432 | * | US Cellular Corp | 21 | |||||
1,177 | USA Mobility, Inc | 21 | ||||||
147,474 | Verizon Communications, Inc | 5,277 | ||||||
5,438 | * | Vonage Holdings Corp | 12 | |||||
25,370 | Windstream Corp | 354 | ||||||
TOTAL TELECOMMUNICATION SERVICES | 20,805 | |||||||
TRANSPORTATION - 2.0% | ||||||||
1,304 | * | Air Transport Services Group, Inc | 10 | |||||
6,646 | * | Airtran Holdings, Inc | 49 | |||||
1,868 | * | Alaska Air Group, Inc | 106 | |||||
2,122 | Alexander & Baldwin, Inc | 85 | ||||||
504 | Allegiant Travel Co | 25 | ||||||
407 | * | Amerco, Inc | 39 | |||||
16,679 | * | AMR Corp | 130 | |||||
1,342 | Arkansas Best Corp | 37 | ||||||
1,336 | * | Atlas Air Worldwide Holdings, Inc | 75 | |||||
5,463 | * | Avis Budget Group, Inc | 85 | |||||
684 | Baltic Trading Ltd | 7 | ||||||
1,483 | * | Celadon Group, Inc | 22 | |||||
8,624 | CH Robinson Worldwide, Inc | 692 | ||||||
2,731 | Con-way, Inc | 100 | ||||||
1,385 | Copa Holdings S.A. (Class A) | 81 | ||||||
20,271 | CSX Corp | 1,310 | ||||||
41,744 | * | Delta Air Lines, Inc | 526 | |||||
1,521 | * | Dollar Thrifty Automotive Group, Inc | 72 | |||||
580 | * | Dynamex, Inc | 14 | |||||
2,567 | * | Eagle Bulk Shipping, Inc | 13 | |||||
2,166 | * | Excel Maritime Carriers Ltd | 12 | |||||
10,935 | Expeditors International Washington, Inc | 597 | ||||||
16,339 | FedEx Corp | 1,520 | ||||||
1,526 | Forward Air Corp | 43 | ||||||
1,322 | * | Genco Shipping & Trading Ltd | 19 | |||||
2,045 | * | Genesee & Wyoming, Inc (Class A) | 108 | |||||
2,405 | * | Hawaiian Holdings, Inc | 19 | |||||
2,664 | Heartland Express, Inc | 43 | ||||||
9,518 | * | Hertz Global Holdings, Inc | 138 | |||||
2,063 | Horizon Lines, Inc (Class A) | 9 | ||||||
1,978 | * | Hub Group, Inc (Class A) | 69 | |||||
357 | International Shipholding Corp | 9 |
55
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,893 | J.B. Hunt Transport Services, Inc | $ | 200 | |||||
12,519 | * | JetBlue Airways Corp | 83 | |||||
5,349 | * | Kansas City Southern Industries, Inc | 256 | |||||
2,863 | * | Kirby Corp | 126 | |||||
3,018 | Knight Transportation, Inc | 57 | ||||||
2,387 | Landstar System, Inc | 98 | ||||||
952 | Marten Transport Ltd | 20 | ||||||
19,280 | Norfolk Southern Corp | 1,211 | ||||||
2,205 | * | Old Dominion Freight Line | 70 | |||||
2,338 | * | Pacer International, Inc | 16 | |||||
168 | * | PAM Transportation Services, Inc | 2 | |||||
421 | * | Park-Ohio Holdings Corp | 9 | |||||
103 | * | Patriot Transportation Holding, Inc | 9 | |||||
963 | * | Pinnacle Airlines | 7 | |||||
1,080 | * | RailAmerica, Inc | 14 | |||||
2,007 | * | Republic Airways Holdings, Inc | 15 | |||||
437 | * | Roadrunner Transportation Services Holdings, Inc | 6 | |||||
2,826 | Ryder System, Inc | 149 | ||||||
900 | * | Saia, Inc | 15 | |||||
2,935 | Skywest, Inc | 46 | ||||||
39,357 | Southwest Airlines Co | 511 | ||||||
16,521 | * | UAL Corp | 393 | |||||
931 | * | Ultrapetrol Bahamas Ltd | 6 | |||||
26,221 | Union Pacific Corp | 2,430 | ||||||
36,998 | United Parcel Service, Inc (Class B) | 2,685 | ||||||
200 | Universal Truckload Services, Inc | 3 | ||||||
7,760 | * | US Airways Group, Inc | 78 | |||||
429 | * | USA Truck, Inc | 6 | |||||
5,514 | UTI Worldwide, Inc | 117 | ||||||
2,203 | Werner Enterprises, Inc | 50 | ||||||
TOTAL TRANSPORTATION | 14,752 | |||||||
UTILITIES - 3.4% | ||||||||
35,394 | * | AES Corp | 431 | |||||
4,012 | AGL Resources, Inc | 144 | ||||||
8,949 | Allegheny Energy, Inc | 217 | ||||||
1,423 | Allete, Inc | 53 | ||||||
5,798 | Alliant Energy Corp | 213 | ||||||
12,327 | Ameren Corp | 347 | ||||||
1,059 | * | American DG Energy, Inc | 3 | |||||
24,677 | American Electric Power Co, Inc | 888 | ||||||
980 | American States Water Co | 34 | ||||||
8,048 | American Water Works Co, Inc | 203 | ||||||
7,429 | Aqua America, Inc | 167 | ||||||
366 | Artesian Resources Corp | 7 | ||||||
4,941 | Atmos Energy Corp | 154 | ||||||
2,915 | Avista Corp | 66 | ||||||
2,076 | Black Hills Corp | 62 | ||||||
727 | * | Cadiz, Inc | 9 | |||||
1,013 | California Water Service Group | 38 | ||||||
18,309 | * | Calpine Corp | 244 | |||||
20,864 | Centerpoint Energy, Inc | 328 |
56
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
616 | Central Vermont Public Service Corp | $ | 13 | |||||
563 | CH Energy Group, Inc | 28 | ||||||
551 | Chesapeake Utilities Corp | 23 | ||||||
2,955 | Cleco Corp | 91 | ||||||
12,153 | CMS Energy Corp | 226 | ||||||
518 | Connecticut Water Service, Inc | 14 | ||||||
14,595 | Consolidated Edison, Inc | 723 | ||||||
892 | Consolidated Water Co, Inc | 8 | ||||||
9,760 | Constellation Energy Group, Inc | 299 | ||||||
30,797 | Dominion Resources, Inc | 1,316 | ||||||
5,957 | DPL, Inc | 153 | ||||||
8,870 | DTE Energy Co | 402 | ||||||
68,835 | Duke Energy Corp | 1,226 | ||||||
5,930 | * | Dynegy, Inc (Class A) | 33 | |||||
16,746 | Edison International | 646 | ||||||
1,875 | * | El Paso Electric Co | 52 | |||||
1,913 | Empire District Electric Co | 42 | ||||||
3,525 | Energen Corp | 170 | ||||||
9,786 | Entergy Corp | 693 | ||||||
34,140 | Exelon Corp | 1,422 | ||||||
16,114 | FirstEnergy Corp | 597 | ||||||
7,294 | Great Plains Energy, Inc | 141 | ||||||
5,035 | Hawaiian Electric Industries, Inc | 115 | ||||||
2,260 | Idacorp, Inc | 84 | ||||||
4,076 | Integrys Energy Group, Inc | 198 | ||||||
2,692 | ITC Holdings Corp | 167 | ||||||
1,170 | Laclede Group, Inc | 43 | ||||||
10,015 | MDU Resources Group, Inc | 203 | ||||||
1,200 | MGE Energy, Inc | 51 | ||||||
813 | Middlesex Water Co | 15 | ||||||
3,895 | National Fuel Gas Co | 256 | ||||||
2,248 | New Jersey Resources Corp | 97 | ||||||
21,603 | NextEra Energy, Inc | 1,123 | ||||||
2,400 | Nicor, Inc | 120 | ||||||
14,649 | NiSource, Inc | 258 | ||||||
9,300 | Northeast Utilities | 296 | ||||||
1,384 | Northwest Natural Gas Co | 64 | ||||||
1,907 | NorthWestern Corp | 55 | ||||||
13,488 | * | NRG Energy, Inc | 264 | |||||
5,598 | NSTAR | 236 | ||||||
12,419 | NV Energy, Inc | 175 | ||||||
5,142 | OGE Energy Corp | 234 | ||||||
5,388 | Oneok, Inc | 299 | ||||||
1,079 | Ormat Technologies, Inc | 32 | ||||||
1,956 | Otter Tail Corp | 44 | ||||||
11,870 | Pepco Holdings, Inc | 217 | ||||||
20,166 | PG&E Corp | 965 | ||||||
3,870 | Piedmont Natural Gas Co, Inc | 108 | ||||||
5,639 | Pinnacle West Capital Corp | 234 | ||||||
4,395 | PNM Resources, Inc | 57 | ||||||
3,954 | Portland General Electric Co | 86 | ||||||
24,773 | PPL Corp | 652 |
57
TIAA SEPARATE ACCOUNT VA-1 - Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
15,073 | Progress Energy, Inc | $ | 655 | |||||
26,055 | Public Service Enterprise Group, Inc | 829 | ||||||
9,263 | Questar Corp | 161 | ||||||
40,583 | * | RRI Energy, Inc | 155 | |||||
5,968 | SCANA Corp | 242 | ||||||
12,725 | Sempra Energy | 668 | ||||||
678 | SJW Corp | 18 | ||||||
1,559 | South Jersey Industries, Inc | 82 | ||||||
42,618 | Southern Co | 1,629 | ||||||
2,406 | Southwest Gas Corp | 88 | ||||||
11,229 | TECO Energy, Inc | 200 | ||||||
5,761 | UGI Corp | 182 | ||||||
2,733 | UIL Holdings Corp | 82 | ||||||
1,902 | Unisource Energy Corp | 68 | ||||||
597 | Unitil Corp | 14 | ||||||
4,285 | Vectren Corp | 109 | ||||||
5,819 | Westar Energy, Inc | 146 | ||||||
2,570 | WGL Holdings, Inc | 92 | ||||||
6,034 | Wisconsin Energy Corp | 355 | ||||||
23,575 | Xcel Energy, Inc | 555 | ||||||
672 | York Water Co | 12 | ||||||
TOTAL UTILITIES | 25,016 | |||||||
TOTAL COMMON STOCKS (Cost $554,262) | 744,375 | |||||||
RIGHTS / WARRANTS - 0.0% | ||||||||
COMMERCIAL & PROFESSIONAL SERVICES - 0.0% | ||||||||
357 | Celgene Corp | 2 | ||||||
TOTAL COMMERCIAL & PROFESSIONAL SERVICES | 2 | |||||||
TOTAL RIGHTS / WARRANTS (Cost $2) | 2 | |||||||
TOTAL INVESTMENTS - 99.9% (Cost $554,265) | 744,377 | |||||||
OTHER ASSETS & LIABILITIES, NET - 0.1% | 912 | |||||||
NET ASSETS - 100.0% | $745,289 | |||||||
* | Non-income producing. |
^ | Amount represents less than $1,000. |
b | In bankruptcy |
Cost amounts are in thousands.
58
Report of Independent Registered Public Accounting Firm
To the Management Committee and Contract owners of TIAA Separate Account VA-1:
We have audited, in accordance with the standards of the Public Company Accounting Oversight Board (United States), the financial statements of the Stock Index Account of TIAA Separate Account VA-1 (hereafter referred to as “VA-1”) as of December 31, 2010, and for each of the periods presented, and have issued our unqualified report thereon dated February 18, 2011 (which report and financial statements are included in Item 1 of this Certified Shareholder Report on Form N-CSR). Our audit included an audit of VA-1’s schedule of investments in securities (the Schedules) as of December 31, 2010 appearing in Item 6 of this Form N-CSR. This Schedule is the responsibility of the Funds’ management. Our responsibility is to express an opinion on these Schedules based on our audits.
In our opinion, the Schedules referred to above, when read in conjunction with the financial statements of the Funds referred to above, present fairly, in all material respects, the information set forth therein.
/s/ PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP
Boston, Massachusetts
February 18, 2011
59
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not Applicable.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not Applicable.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not Applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There were no material changes to the procedures by which contractholders may recommend nominees to the Registrant’s Management Committee.
Item 11. Controls and Procedures.
(a) An evaluation was performed within 90 days of the date hereof under the supervision of the Registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the Registrant’s disclosure controls and procedures. Based on that evaluation, the Registrant’s management, including the principal executive officer and principal financial officer, concluded that the Registrant’s disclosure controls and procedures were effective for this annual reporting period.
(b) There were no changes in the Registrant’s internal control over financial reporting that occurred during the Registrant’s fiscal year-end that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
Item 12. Exhibits.
12(a)(1) Copy of current code of ethics
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNT VA-1 | ||||||
Date: February 18, 2011 | By: | /s/ Roger W. Ferguson, Jr. | ||||
Roger W. Ferguson, Jr. | ||||||
President and Chief Executive Officer |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Date: February 18, 2011 | By: | /s/ Roger W. Ferguson, Jr. | ||||
Roger W. Ferguson, Jr. | ||||||
President and Chief Executive Officer | ||||||
(principal executive officer) | ||||||
Date: February 18, 2011 | By: | /s/ Phillip G. Goff | ||||
Phillip G. Goff | ||||||
Principal Financial Officer, Principal Accounting Officer and Treasurer | ||||||
(principal financial officer) |
EXHIBIT INDEX
Item 12. Exhibits.
12(a)(1) Copy of current code of ethics
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer