UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMN-CSR
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number File No. 811-08520
TIAA SEPARATE ACCOUNTVA-1
(Exact name of Registrant as specified in charter)
730 Third Avenue, New York, New York 10017-3206
(Address of principal executive offices) (Zip code)
Terry H. Lin, Esq.
TIAA SEPARATE ACCOUNTVA-1
730 Third Avenue
New York, New York 10017-3206
(Name and address of agent for service)
Registrant’s telephone number, including area code:212-490-9000
Date of fiscal year end:December 31
Date of reporting period:December 31, 2018
Item 1. Reports to Stockholders.
Stock Index Account
Beginning on January 1, 2021, as permitted by regulations adopted by the Securities and Exchange Commission, paper copies of the TIAA Separate AccountVA-1’s (the “Separate Account”) annual and semiannual reports will no longer be sent by mail, unless you specifically request paper copies of the reports. Instead, they will be made available on TIAA’s website, TIAA.org, and you will be notified by mail each time a report is posted and provided with a website link to access the report.
If you already elected to receive these reports electronically, you will not be affected by this change and you need not take any action. You may elect to receive reports and other communications from the Separate Account electronically anytime by updating your account settings at TIAA.org/eDelivery.
You may elect to receive all future reports in paper free of charge. To do so, you can update your account settings at TIAA.org/eDelivery or call800-223-1200 during regular business hours to let the Separate Account know you wish to continue receiving paper copies of your reports. Your election to receive reports in paper will apply to all funds held with the Separate Account and any other investment companies within the same group of related investment companies.
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Account performance | ||||||||
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Summary portfolio of investments | 10 | |||||||
Audited financial statements | ||||||||
Statement of assets and liabilities | 14 | |||||||
Statement of operations | 15 | |||||||
Statements of changes in net assets | 16 | |||||||
Financial highlights | 18 | |||||||
Notes to financial statements | 20 | |||||||
Report of independent registered public accounting firm | 28 | |||||||
Management committee members and officers | 30 | |||||||
Inside back cover | ||||||||
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Proposals for action at the 2019 investor meeting
We anticipate that the next meeting of investors of the Separate Account will be held in July 2019; however, the exact date, time and location of such meeting have yet to be determined. Proposals submitted by or on behalf of investors pursuant to Rule14a-8 under the Securities Exchange Act of 1934 for inclusion in the proxy materials for the 2019 investor meeting must be received by the Separate Account’s Corporate Secretary no earlier than January 2, 2019, and no later than March 15, 2019. The submission of a proposal does not assure its inclusion in the Separate Account’s proxy statement or presentation at the meeting. Unless the Separate Account is notified by April 24, 2019, of other matters that may be properly brought before the 2019 investor’s meeting by or on behalf of investors, the persons named in the proxy will have the discretion to vote on those matters as they see fit.
This annual report contains information about the TIAA Separate AccountVA-1 of Teachers Insurance and Annuity Association of America (TIAA) and made available through TIAA’s Teachers Personal Annuity variable annuity contract, and describes the Separate Account’s results for the twelve months ended December 31, 2018. The report contains three main sections:
• | The Separate Account performance section compares the Separate Account’s investment returns with those of its benchmark index. |
• | The summary portfolio of investments lists the industries and types of securities in which the Separate Account had investments as of December 31, 2018. |
• | The financial statements provide detailed information about the operations and financial condition of the Separate Account. |
The views and opinions expressed in this report are through the end of the period, as stated on the cover of this report. They are subject to change at any time based on a variety of factors. As such, they are not guarantees of future performance or investment results and should not be taken as investment advice. To see the risks of investing in the Separate Account, please read the latest prospectus.
As always, you should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit our website at TIAA.org, or call800-223-1200. We urge you to read the prospectus carefully before investing.
TIAA Separate Account VA-1 ◾ 2018 Annual Report 3
Information for contractowners
Portfolio holdings
The TIAA Separate AccountVA-1’s summary portfolio of investments begins on page 10 of this report.
You can obtain a complete list of the holdings of the TIAA Separate AccountVA-1 (Schedule of Investments) as of the most recently completed fiscal quarter in the following ways:
• | By visiting our website at TIAA.org; or |
• | By calling us at800-842-2252 to request a copy free of charge. |
You can also obtain a complete list of the Separate Account’s portfolio holdings as of the most recently completed fiscal quarter, and for prior quarter-ends, from our Securities and Exchange Commission (SEC) FormN-CSR and FormN-Q filings.Form N-CSR filings are as of December 31 or June 30; FormN-Q filings are as of March 31 or September 30. Copies of these forms are available:
• | Through the Electronic Data Gathering and Retrieval System (EDGAR) on the SEC’s website at sec.gov; or |
• | From the SEC’s Office of Investor Education and Advocacy. Call202-551-8090 for more information. |
Proxy voting
The TIAA Separate AccountVA-1’s ownership of stock gives it the right to vote on proxy issues of companies in which it invests. A description of our proxy voting policies and procedures can be found on our website at TIAA.org or on the SEC’s website at sec.gov. You may also call us at800-223-1200 to request a free copy. A report of how the Separate Account voted during the most recently completed twelve-month period ended June 30 can be found on our website or on FormN-PX at sec.gov.
Contacting TIAA
There are three easy ways to contact us: by email, using the Contact Us link at the top of our home page; by mail at TIAA, 730 Third Avenue, New York, NY 10017-3206; or by phone at800-223-1200.
Account management
The TIAA Separate AccountVA-1 is managed by a portfolio management team of Teachers Advisors, LLC. The members of this team are responsible for theday-to-day investment management of the Separate Account.
4 2018 Annual Report ◾ TIAA Separate Account VA-1
Important information about expenses
All contractowners in the TIAA Separate AccountVA-1 incur ongoing costs, including management fees and other Account expenses.
The TIAA Separate AccountVA-1 is the underlying investment vehicle for Teachers Personal Annuity contracts issued by Teachers Insurance and Annuity Association of America.Premium taxes may apply to certain contracts. Because of this additional charge, the cost to investors may be higher than the figures shown in the expense example. Information about this additional charge can be found in the prospectus.
The expense example that appears in this report is intended to help you understand your ongoing costs (in U.S. dollars) and does not reflect transactional costs. The example is designed to help you compare these ongoing costs with the ongoing costs of investing in other variable annuity accounts and mutual funds. Contractowners in the TIAA Separate AccountVA-1 do not incur a sales charge for purchases or other distributions.
The example is based on an investment of $1,000 invested at the beginning of thesix-month period and held for the entire period (July 1, 2018–December 31, 2018).
Actual expenses
The first line in the table uses the Account’s actual expenses and its actual rate of return. You may use the information in this line, together with the amount you invested, to estimate the expenses that you paid over thesix-month period.
Simply divide your Account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading “Expenses paid during period” to estimate the expenses you paid during thesix-month period.
Hypothetical example for comparison purposes
The second line in the table shows hypothetical Account values and expenses based on the Account’s actual expense ratio for thesix-month period and an assumed5%-per-year rate of return before expenses. This was not the Account’s actual return.
This hypothetical example cannot be used to estimate the actual expenses you paid for the period, but rather allows you to compare the ongoing costs of investing in the Account with the costs of other accounts. To do so, compare our 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other variable annuity accounts and mutual funds.
TIAA Separate Account VA-1 ◾ 2018 Annual Report 5
Important information about expenses
Expense example
Six months ended December 31, 2018
Stock Index Account
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Beginning account value
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Ending account value
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Expenses paid during period* (7/1/18–12/31/18)
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Actual return |
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$1,000.00 |
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$ 915.21 |
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$3.62 |
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5% annual hypothetical return
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| 1,000.00
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| 1,021.42
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| 3.82
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* | “Expenses paid during period” is based on the Account’s actual expense ratio for the most recent fiscal half-year, multiplied by the average Account value over thesix-month period, multiplied by 184/365. There were 184 days in the six months ended December 31, 2018. The Account’s annualizedsix-month expense ratio for that period was 0.75%. The total annual expense ratio reflects a voluntary agreement by the Account’s investment adviser to waive a portion of its fee. Without such waiver, the Account’s total annual expense ratio would have been 0.90%. Although TIAA reserves the right to increase the Account’s mortality and expense risk charge to a maximum of 1.00% of average daily net assets per year, the total annual expense ratio will never exceed 1.50%. |
The Account’s benchmark is the Russell 3000® Index, which measures the performance of the stocks of the 3,000 largest publicly traded U.S. companies, based on market capitalization. The index measures the performance of about 98% of the total market capitalization of the publicly traded U.S. equity market.
You cannot invest directly in any index. Index returns do not include a deduction for fees or expenses.
Frank Russell Company (“Russell”) is the source and owner of the trademarks, service marks and copyrights related to the Russell Indexes. Russell® is a trademark of Frank Russell Company. Neither Russell nor its licensors accept any liability for any errors or omissions in the Russell Indexes and/or Russell ratings or underlying data and no party may rely on any Russell Indexes and/or Russell ratings and/or underlying data contained in this communication. No further distribution of Russell Data is permitted without Russell’s express written consent. Russell does not promote, sponsor or endorse the content of this communication.
6 2018 Annual Report ◾ TIAA Separate Account VA-1
Performance for the twelve months ended December 31, 2018
The Stock Index Account returned –5.88% for the year, compared with the –5.24% return of its benchmark, the Russell 3000® Index.
For the twelve-month period, the Account’s return underperformed that of its benchmark index due to the effect of expenses. The Account’s return includes a deduction for expenses, while the benchmark’s does not. The Account had a risk profile similar to that of its benchmark.
The U.S. economy grew at a solid pace in 2018, while inflation remained moderate. The unemployment rate fell to 3.7%—its lowest level in nearly 50 years—before ending the period at 3.9% on December 31, 2018. Wage growth increased and consumer confidence was strong. The Federal Reserve responded to the growing economy by raising the federal funds target rate four times during the period, increasing the key short-term interest-rate measure to 2.25%–2.50%. Oil prices declined for the year, falling sharply over the final three months of the period. Concerns over rising interest rates, trade tensions with China and a decelerating global economy weighed on markets in the latter months of the period.
The performance of the broad U.S. stock market, as measured by the Russell 3000 Index, was negative across investment styles and capitalization sizes. Growth stocks performed better than value shares, andlarge-cap stocks surpassedmid-cap andsmall-cap equities. (Returns by investment style and capitalization size are based on the Russell indexes.)
Financials and industrials led the benchmark’s decline
Eight of the eleven industry sectors in the Russell 3000 Index posted losses for the year. The worst-performing sectors were energy (down 19.8%), materials (down 17.4%) and industrials (down 14.0%). Financials (down 12.7%)—the benchmark’s second-largest sector—detracted most from the index’s return amid concerns that rising short-term interest rates would reduce banks’ profits. Together, these four sectors represented more thanone-third of the benchmark’s total market capitalization on December 31, 2018. The sectors with positive performance were health care (up 5.2%), utilities (up 4.5%) and information technology (up 3.1%), which was the index’s largest sector.
For the twelve-month period, four of the benchmark’s five largest stocks outperformed the benchmark’s overall return. Amazon.com performed best with strong double-digit gains, followed by Microsoft. Berkshire Hathaway posted a single-digit rise. Johnson & Johnson declined amid uncertainty about drug prices but outpaced the benchmark’s return. Apple slightly underperformed the index as concerns about U.S.-Chinese trade issues and slowing global growth weighed on the stock.
TIAA Separate Account VA-1 ◾ 2018 Annual Report 7
Stock Index Account
Performance as of December 31, 2018
Total return |
| Average annual total return | ||||||||||||||||||
Inception date
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1 year
| 5 years
| 10 years
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Stock Index Account
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| 11/1/1994
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| –5.88
| %
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| 7.15
| %
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| 12.39
| %
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Russell 3000 Index
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| —
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| –5.24
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| 7.91
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| 13.18
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The returns in this report show past performance, which is no guarantee of future results. Returns and the principal value of your investment will fluctuate. The Account’s performance reflects a fee waiver, which is currently in place. Without such waiver, the expenses of the Account would have been higher and its performance lower. Current performance may be higher or lower than that shown, and you may have a gain or a loss when you redeem your accumulation units. For current performance information, including performance to the most recentmonth-end, please visit TIAA.org.
You cannot invest directly in any index. Index returns do not include a deduction for fees or expenses.
$10,000 over 10 years
For the purpose of comparison, the graph also shows the change in the value of the Account’s benchmark during the same period.
8 2018 Annual Report ◾ TIAA Separate Account VA-1
Stock Index Account
Portfolio composition
Sector
|
% of net assets as of 12/31/2018
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Information technology | 19.7 | |||
Health care | 15.0 | |||
Financials | 13.8 | |||
Consumer discretionary | 10.3 | |||
Industrials | 9.9 | |||
Communication services | 9.1 | |||
Consumer staples | 6.6 | |||
Energy | 4.9 | |||
Real estate | 3.9 | |||
Utilities | 3.3 | |||
Materials | 3.0 | |||
Short-term investments, other assets & liabilities, net
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| 0.5
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| |
Total | 100.0 |
Holdings by company size
Market capitalization
|
% of equity investments as of 12/31/2018
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More than $50 billion | 54.4 | |||
More than $15 billion–$50 billion | 22.6 | |||
More than $2 billion–$15 billion | 19.0 | |||
$2 billion or less
| 4.0
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Total | 100.0 |
TIAA Separate Account VA-1 ◾ 2018 Annual Report 9
Summary portfolio of investments |
Stock Index Account § December 31, 2018
Shares | Company | Value (000) | % of net assets | |||||||||||||
COMMON STOCKS | ||||||||||||||||
AUTOMOBILES & COMPONENTS | $ | 7,013 | 0.8 | % | ||||||||||||
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BANKS | ||||||||||||||||
337,604 | Bank of America Corp | 8,318 | 0.9 | |||||||||||||
89,676 | Citigroup, Inc | 4,668 | 0.5 | |||||||||||||
121,265 | JPMorgan Chase & Co | 11,838 | 1.3 | |||||||||||||
156,002 | Wells Fargo & Co | 7,189 | 0.8 | |||||||||||||
Other | 23,398 | 2.5 | ||||||||||||||
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55,411 | 6.0 | |||||||||||||||
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CAPITAL GOODS | ||||||||||||||||
20,713 | 3M Co | 3,947 | 0.4 | |||||||||||||
19,692 | Boeing Co | 6,351 | 0.7 | |||||||||||||
27,147 | Honeywell International, Inc | 3,587 | 0.4 | |||||||||||||
Other | 49,063 | 5.3 | ||||||||||||||
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62,948 | 6.8 | |||||||||||||||
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COMMERCIAL & PROFESSIONAL SERVICES | 9,709 | 1.1 | ||||||||||||||
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CONSUMER DURABLES & APPAREL | 11,902 | 1.3 | ||||||||||||||
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CONSUMER SERVICES | ||||||||||||||||
28,149 | McDonald’s Corp | 4,998 | 0.5 | |||||||||||||
Other | 16,276 | 1.8 | ||||||||||||||
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21,274 | 2.3 | |||||||||||||||
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DIVERSIFIED FINANCIALS | 33,310 | 3.6 | ||||||||||||||
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ENERGY | ||||||||||||||||
69,106 | Chevron Corp | 7,518 | 0.8 | |||||||||||||
153,814 | Exxon Mobil Corp | 10,489 | 1.1 | |||||||||||||
Other | 27,430 | 3.0 | ||||||||||||||
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45,437 | 4.9 | |||||||||||||||
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FOOD & STAPLES RETAILING | ||||||||||||||||
51,930 | Walmart, Inc | 4,837 | 0.5 | |||||||||||||
Other | 8,042 | 0.9 | ||||||||||||||
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12,879 | 1.4 | |||||||||||||||
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FOOD, BEVERAGE & TOBACCO | ||||||||||||||||
139,812 | Coca-Cola Co | 6,620 | 0.7 | |||||||||||||
51,496 | PepsiCo, Inc | 5,689 | 0.6 | |||||||||||||
56,476 | Philip Morris International, Inc | 3,770 | 0.4 | |||||||||||||
Other | 16,985 | 1.9 | ||||||||||||||
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33,064 | 3.6 | |||||||||||||||
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HEALTH CARE EQUIPMENT & SERVICES | ||||||||||||||||
62,561 | Abbott Laboratories | 4,525 | 0.5 | |||||||||||||
49,002 | Medtronic plc | 4,457 | 0.5 | |||||||||||||
34,974 | UnitedHealth Group, Inc | 8,713 | 0.9 | |||||||||||||
Other | 41,775 | 4.5 | ||||||||||||||
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59,470 | 6.4 | |||||||||||||||
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10 | 2018 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Summary portfolio of investments | continued |
Stock Index Account § December 31, 2018
Shares | Company | Value (000) | % of net assets | |||||||||||||
HOUSEHOLD & PERSONAL PRODUCTS | ||||||||||||||||
90,740 | Procter & Gamble Co | $ | 8,341 | 0.9 | % | |||||||||||
Other | 6,686 | 0.7 | ||||||||||||||
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15,027 | 1.6 | |||||||||||||||
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INSURANCE | ||||||||||||||||
70,240 | * | Berkshire Hathaway, Inc (Class B) | 14,342 | 1.6 | ||||||||||||
Other | 24,253 | 2.6 | ||||||||||||||
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38,595 | 4.2 | |||||||||||||||
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MATERIALS | ||||||||||||||||
84,317 | DowDuPont, Inc | 4,510 | 0.5 | |||||||||||||
Other | 23,332 | 2.5 | ||||||||||||||
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27,842 | 3.0 | |||||||||||||||
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MEDIA & ENTERTAINMENT | ||||||||||||||||
10,897 | * | Alphabet, Inc (Class A) | 11,387 | 1.2 | ||||||||||||
11,105 | * | Alphabet, Inc (Class C) | 11,500 | 1.3 | ||||||||||||
166,233 | Comcast Corp (Class A) | 5,660 | 0.6 | |||||||||||||
86,884 | * | Facebook, Inc | 11,390 | 1.2 | ||||||||||||
15,163 | * | NetFlix, Inc | 4,058 | 0.4 | ||||||||||||
53,869 | Walt Disney Co | 5,907 | 0.7 | |||||||||||||
Other | 15,572 | 1.7 | ||||||||||||||
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65,474 | 7.1 | |||||||||||||||
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PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | ||||||||||||||||
55,644 | AbbVie, Inc | 5,130 | 0.6 | |||||||||||||
23,558 | Amgen, Inc | 4,586 | 0.5 | |||||||||||||
34,676 | Eli Lilly & Co | 4,013 | 0.4 | |||||||||||||
98,029 | Johnson & Johnson | 12,651 | 1.4 | |||||||||||||
211,107 | Pfizer, Inc | 9,215 | 1.0 | |||||||||||||
95,805 | Schering-Plough Corp | 7,320 | 0.8 | |||||||||||||
Other | 35,459 | 3.8 | ||||||||||||||
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78,374 | 8.5 | |||||||||||||||
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REAL ESTATE | 35,818 | 3.9 | ||||||||||||||
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RETAILING | ||||||||||||||||
14,862 | * | Amazon.com, Inc | 22,323 | 2.4 | ||||||||||||
41,992 | Home Depot, Inc | 7,215 | 0.8 | |||||||||||||
Other | 24,867 | 2.7 | ||||||||||||||
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54,405 | 5.9 | |||||||||||||||
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SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | ||||||||||||||||
15,119 | Broadcom, Inc | 3,844 | 0.4 | |||||||||||||
167,539 | Intel Corp | 7,863 | 0.9 | |||||||||||||
Other | 21,246 | 2.3 | ||||||||||||||
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32,953 | 3.6 | |||||||||||||||
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SOFTWARE & SERVICES | ||||||||||||||||
17,995 | * | Adobe, Inc | 4,071 | 0.4 | ||||||||||||
33,210 | International Business Machines Corp | 3,775 | 0.4 |
See notes to financial statements | TIAA Separate Account VA-1 § 2018 Annual Report | 11 |
Summary portfolio of investments | continued |
Stock Index Account § December 31, 2018
Shares | Company | Value (000) | % of net assets | |||||||||||||
SOFTWARE & SERVICES—continued | ||||||||||||||||
33,412 | MasterCard, Inc (Class A) | $ | 6,303 | 0.7 | % | |||||||||||
276,926 | Microsoft Corp | 28,127 | 3.1 | |||||||||||||
94,143 | Oracle Corp | 4,251 | 0.5 | |||||||||||||
43,511 | * | PayPal Holdings, Inc | 3,659 | 0.4 | ||||||||||||
64,932 | Visa, Inc (Class A) | 8,567 | 0.9 | |||||||||||||
Other | 41,935 | 4.5 | ||||||||||||||
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100,688 | 10.9 | |||||||||||||||
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TECHNOLOGY HARDWARE & EQUIPMENT | ||||||||||||||||
173,841 | d | Apple, Inc | 27,421 | 3.0 | ||||||||||||
166,923 | Cisco Systems, Inc | 7,233 | 0.8 | |||||||||||||
Other | 14,157 | 1.5 | ||||||||||||||
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48,811 | 5.3 | |||||||||||||||
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TELECOMMUNICATION SERVICES | ||||||||||||||||
263,950 | AT&T, Inc | 7,533 | 0.8 | |||||||||||||
151,357 | Verizon Communications, Inc | 8,509 | 0.9 | |||||||||||||
Other | 2,163 | 0.3 | ||||||||||||||
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18,205 | 2.0 | |||||||||||||||
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TRANSPORTATION | ||||||||||||||||
26,900 | Union Pacific Corp | 3,719 | 0.4 | |||||||||||||
Other | 14,942 | 1.6 | ||||||||||||||
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18,661 | 2.0 | |||||||||||||||
|
| |||||||||||||||
UTILITIES | 30,246 | 3.3 | ||||||||||||||
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TOTAL COMMON STOCKS | (Cost $417,196) | 917,516 | 99.5 | |||||||||||||
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| |||||||||||||||
RIGHTS / WARRANTS | ||||||||||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 1 | 0.0 | ||||||||||||||
|
| |||||||||||||||
TOTAL RIGHTS / WARRANTS | (Cost $0) | 1 | 0.0 | |||||||||||||
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Principal |
| Issuer | ||||||||||||||
SHORT-TERM INVESTMENTS | ||||||||||||||||
GOVERNMENT AGENCY DEBT | ||||||||||||||||
$4,330,000 | Federal Home Loan Bank (FHLB) | 2.150%, 01/02/19 | 4,330 | 0.5 | ||||||||||||
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4,330 | 0.5 | |||||||||||||||
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Shares |
| Company | ||||||||||||||
INVESTMENTS IN REGISTERED INVESTMENT COMPANIES | ||||||||||||||||
4,765,978 | c | State Street Navigator Securities Lending Government Money Market Portfolio | , | 4,766 | 0.5 | |||||||||||
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4,766 | 0.5 | |||||||||||||||
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TOTAL SHORT-TERM INVESTMENTS | (Cost $9,096) | 9,096 | 1.0 | |||||||||||||
|
| |||||||||||||||
TOTAL PORTFOLIO | (Cost $426,292) | 926,613 | 100.5 | |||||||||||||
OTHER ASSETS & LIABILITIES, NET | (4,655 | ) | (0.5 | ) | ||||||||||||
|
| |||||||||||||||
NET ASSETS | $ | 921,958 | 100.0 | % | ||||||||||||
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12 | 2018 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Summary portfolio of investments | concluded |
Stock Index Account § December 31, 2018
* | Non-income producing |
c | Investments made with cash collateral received from securities on loan. |
d | All or a portion of these securities have been segregated to cover margin requirements on open futures contracts. |
“Other” securities represent the aggregate value, by category, of securities that are not among the 50 largest holdings and, in total for any issuer, represent 1% or less of net assets.
At 12/31/18, the aggregate value of securities on loan is $4,611,054.
Cost amounts are in thousands.
For ease of presentation, a number of classification categories have been grouped together in the Summary portfolio of investments. Note that the Account uses more specific categories in following its investment limitations on investment concentrations.
Futures contracts outstanding as of December 31, 2018 were as follows (notional amounts and values are in thousands) (see Note 3):
Description | Number of contracts | Expiration date | Notional amount | Value | Unrealized appreciation | |||||||||||||
| ||||||||||||||||||
S&P 500 E Mini Index | 36 | 03/15/19 | $ | 4,781 | $ | 4,509 | $ | (272 | ) | |||||||||
|
See notes to financial statements | TIAA Separate Account VA-1 § 2018 Annual Report | 13 |
Statement of assets and liabilities |
TIAA Separate Account VA-1 § December 31, 2018
(amounts in thousands, except accumulation unit value) | Stock Index Account | |||
| ||||
ASSETS | ||||
Portfolio investments, at value*† | $ | 926,613 | ||
Cash | 938 | |||
Dividends and interest receivable | 1,105 | |||
Receivable from securities transactions | 30 | |||
Other | 159 | |||
| ||||
Total assets | 928,845 | |||
| ||||
LIABILITIES | ||||
Investment management fees payable | 11 | |||
Service agreement fees payable | 15 | |||
Payable for collateral for securities loaned | 4,766 | |||
Payable for securities transactions | 18 | |||
Due to affiliates | 1,618 | |||
Payable for variation margin on open futures contracts | 272 | |||
Payable for manager compensation | 156 | |||
Other | 31 | |||
| ||||
Total liabilities | 6,887 | |||
| ||||
NET ASSETS | ||||
Accumulation Fund | $ | 921,958 | ||
| ||||
Accumulation units outstanding | 4,799 | |||
| ||||
Accumulation unit value | $ | 192.10 | ||
| ||||
* Portfolio investments, at cost | $ | 426,292 | ||
† Includes securities loaned of | $ | 4,611 |
14 | 2018 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
Statement of operations |
TIAA Separate AccountVA-1 § For the year ended December 31, 2018
(amounts in thousands) | Stock Index Account | |||
| ||||
INVESTMENT INCOME | ||||
Dividends* | $ | 22,179 | ||
Income from securities lending | 171 | |||
Interest | 104 | |||
| ||||
Total income | 22,454 | |||
| ||||
EXPENSES | ||||
Administrative services | 2,102 | |||
Investment advisory | 3,154 | |||
Mortality and expense risk charges | 4,205 | |||
| ||||
Total expenses | 9,461 | |||
Less: Expense waiver by investment adviser | (1,577 | ) | ||
| ||||
Net expenses | 7,884 | |||
| ||||
Net investment income (loss) | 14,570 | |||
| ||||
NET REALIZED AND UNREALIZED GAIN (LOSS) ON TOTAL INVESTMENTS |
| |||
Realized gain (loss): | ||||
Portfolio investments | 55,073 | |||
Futures contracts | (203 | ) | ||
| ||||
Net realized gain (loss) on total investments | 54,870 | |||
| ||||
Change in unrealized appreciation (depreciation) on: | ||||
Portfolio investments | (124,565 | ) | ||
Futures contracts | (325 | ) | ||
| ||||
Net change in unrealized appreciation (depreciation) on total investments | (124,890 | ) | ||
| ||||
Net realized and unrealized gain (loss) on total investments | (70,020 | ) | ||
| ||||
Net increase (decrease) in net assets from operations | $ | (55,450 | ) | |
| ||||
* Net of foreign withholding taxes | $ | 2 |
See notes to financial statements | TIAA Separate Account VA-1 § 2018 Annual Report | 15 |
Statements of changes in net assets |
TIAA Separate AccountVA-1 § For the year ended
Stock Index Account | ||||||||
(amounts in thousands) | December 31, 2018 | December 31, 2017 | ||||||
| ||||||||
OPERATIONS | ||||||||
Net investment income (loss) | $ | 14,570 | $ | 11,944 | ||||
Net realized gain (loss) on total investments | 54,870 | 46,726 | ||||||
Net change in unrealized appreciation (depreciation) on total investments | (124,890 | ) | 126,180 | |||||
| ||||||||
Net increase (decrease) in net assets from operations | (55,450 | ) | 184,850 | |||||
| ||||||||
FROM CONTRACTOWNER TRANSACTIONS | ||||||||
Premiums | 20,268 | 19,045 | ||||||
Withdrawals and death benefits | (103,299 | ) | (95,375 | ) | ||||
| ||||||||
Net increase (decrease) from contractowner transactions | (83,031 | ) | (76,330 | ) | ||||
| ||||||||
Net increase (decrease) in net assets | (138,481 | ) | 108,520 | |||||
NET ASSETS | ||||||||
Beginning of period | 1,060,439 | 951,919 | ||||||
| ||||||||
End of period | $ | 921,958 | $ | 1,060,439 | ||||
| ||||||||
ACCUMULATION UNITS | ||||||||
Units purchased | 96 | 102 | ||||||
Units sold / transferred | (493 | ) | (513 | ) | ||||
Outstanding | ||||||||
Beginning of period | 5,196 | 5,607 | ||||||
| ||||||||
End of period | 4,799 | 5,196 | ||||||
|
16 | 2018 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
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TIAA Separate Account VA-1 § 2018 Annual Report | 17 |
Financial highlights |
TIAA Separate AccountVA-1
Selected per accumulation unit data | ||||||||||||||||||||||||||||||||
Gain (loss) from investment operations | ||||||||||||||||||||||||||||||||
For the year ended | Investment incomea | Expensesa | Net investment income (loss)a | Net realized on total | Net change in accumulation unit value | Accumulation unit value beginning of year | ||||||||||||||||||||||||||
STOCK INDEX ACCOUNT |
| |||||||||||||||||||||||||||||||
12/31/18 | $ | 4.501 | $ | 1.580 | $ | 2.921 | $ | (14.924 | ) | $ | (12.003 | ) | $ | 204.101 | ||||||||||||||||||
12/31/17 | 3.613 | 1.395 | 2.218 | 32.114 | 34.332 | 169.769 | ||||||||||||||||||||||||||
12/31/16 | 3.387 | 1.173 | 2.214 | 15.947 | 18.161 | 151.608 | ||||||||||||||||||||||||||
12/31/15 | 3.175 | 1.150 | 2.025 | (2.347 | ) | (0.322 | ) | 151.930 | ||||||||||||||||||||||||
12/31/14 | 2.761 | 1.067 | 1.694 | 14.236 | 15.930 | 136.000 |
a | Based on average units outstanding. |
b | Based on per accumulation unit data. |
18 | 2018 Annual Report § TIAA Separate Account VA-1 | See notes to financial statements |
| Ratios and supplemental data | |||||||||||||||||||||||||||||||||
Ratios to average net assets | ||||||||||||||||||||||||||||||||||
Accumulation unit value end of year | Total returnb | Gross expenses | Net expenses | Net investment income (loss) | Portfolio turnover rate | Accumulation units outstanding end of period (in millions) | Net assets at the end of year (in millions) | |||||||||||||||||||||||||||
$192.098 | (5.88 | )% | 0.90 | % | 0.75 | % | 1.39 | % | 3 | % | 5 | $ | 922 | |||||||||||||||||||||
204.101 | 20.22 | 0.90 | 0.75 | 1.19 | 5 | 5 | 1,060 | |||||||||||||||||||||||||||
169.769 | 11.98 | 0.90 | 0.75 | 1.42 | 7 | 6 | 952 | |||||||||||||||||||||||||||
151.608 | (0.21 | ) | 0.90 | 0.75 | 1.32 | 7 | 6 | 925 | ||||||||||||||||||||||||||
151.930 | 11.71 | 0.90 | 0.75 | 1.19 | 7 | 7 | 989 |
See notes to financial statements | TIAA Separate Account VA-1 § 2018 Annual Report | 19 |
Notes to financial statements |
TIAA Separate Account VA-1
Note 1—organization and significant accounting policies
TIAA Separate AccountVA-1(“VA-1”) is a segregated investment account of Teachers Insurance and Annuity Association of America (“TIAA”) and is organized under the insurance laws of the State of New York for the purpose of issuing and funding individual variable annuity contracts. The variable annuity contracts were issued by TIAA.VA-1 is registered with the U.S. Securities and Exchange Commission as anopen-end management investment company under the Investment Company Act of 1940, as amended (“1940 Act”).VA-1 consists of a single investment portfolio, the Stock Index Account (“Account”).
The accompanying financial statements were prepared in accordance with accounting principles generally accepted in the United States of America (“U.S. GAAP”), which may require the use of estimates made by management and the evaluation of subsequent events. Actual results may differ from those estimates. The Account is an investment company and follows the accounting guidance in the Financial Accounting Standards Board (“FASB”) Accounting Standards Codification 946,Financial Services—Investment Companies. The Accumulation Unit Value (“AUV”) for financial reporting purposes may differ from the AUV for processing transactions. The AUV for financial reporting purposes includes security and contractowner transactions through the date of the report. Total return is computed based on the AUV used for processing transactions. The following is a summary of the significant accounting policies consistently followed by the Account.
Security valuation: The Account’s investments in securities are recorded at their estimated fair value as described in the valuation of investments note to the financial statements.
Investments and investment income:Securities transactions are accounted for as of the trade date for financial reporting purposes. Interest income is recorded as earned and includes accretion of discounts and amortization of premiums using the effective yield method. Dividend income is recorded on theex-dividend date. Foreign dividend income is recorded on theex-dividend date or as soon as possible after the Account determines the existence of a dividend declaration after exercising reasonable due diligence. Realized gains and losses on securities transactions are based upon the specific identification method. Distributions received on securities that represent a return of capital or capital gains are recorded as a reduction of cost of investments and/or as a realized gain. The Account estimates the components of distributions received that may be considered return of capital distributions or capital gain distributions.
Income taxes:VA-1 is a separate account of TIAA, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code.VA-1 should incur no federal income tax liability. Under the rules of taxation applicable to life insurance companies,VA-1’s Accumulation Account for contractowners will generally be treated as life insurance reserves; therefore, any increase in such reserves will be deductible. The Account files, as a component of the TIAA tax return, a U.S. Federal
20 | 2018 Annual Report § TIAA Separate Account VA-1 |
income tax return. The Account also files income tax returns in applicable state and local jurisdictions. The Account’s federal income tax returns are generally subject to examination for a period of three fiscal years after being filed. State and local tax returns may be subject to examination for an additional period of time depending on the jurisdiction. Management has analyzed the Account’s tax positions taken for all open income tax years and has concluded that no provision for income tax is required in the Account’s financial statements.
Management committee compensation:The members of the Management Committee (“Committee”), all of whom are independent, receive certain remuneration for their services, plus travel and other expenses. Managers may elect to participate in a deferred compensation plan and defer all or a portion of their compensation. In addition, managers participate in a long-term compensation plan. Amounts deferred are retained by the Account until paid. Amounts payable to the managers for compensation are included in the accompanying Statement of Assets and Liabilities. Managers’ fees, including any deferred and long-term compensation incurred, are reflected in the Statement of Operations.
New accounting pronouncement:In August 2018, FASB issued ASU2018-13,Fair Value Measurement: Disclosure Framework—Changes to the Disclosure Requirements for Fair Value Measurements. ASU2018-13 removes or modifies certain disclosures required for fair value measurements. This guidance is effective for fiscal years beginning after December 15, 2019. Management has early implemented this accounting pronouncement for this annual report. This implementation did not have a material impact on the Account’s financial statements and various filings. Refer to Note 2 for further details.
New rule issuances:In October 2016, the Commission issued Final Rule ReleaseNo. 33-10231,Investment Company Reporting Modernization. This final rule modernizes Investment Company reporting by requiring the filing of new FormsN-CEN andN-PORT, and amends RegulationS-X disclosures related to derivatives and other disclosures in the financial statements and various filings. The requirements of this final rule in relation toForm N-CEN must be complied with by June 1, 2018. In December 2017, the Commission issued Temporary Final Rule ReleaseNo. 33-10442, which delayed the filing requirements related to FormN-PORT from June 1, 2018 to April 2019, but still requires the Account to maintain the data that would have been filed on FormN-PORT during the deferral period. FormN-CEN and the data requirements of FormN-PORT were implemented on June 1, 2018 and did not have an impact on net assets or results of operations.
In October 2016, the Commission issued Final Rule ReleaseNo. 33-10233,Investment Company Liquidity Risk Management Programs. This final rule requires Accounts to establish a liquidity risk management program and enhances disclosures regarding account’s liquidity. The requirements of this final rule, in relation to the establishment of the liquidity risk management program and the 15% illiquid investment limit, must be implemented by the December 1, 2018
TIAA Separate Account VA-1 § 2018 Annual Report | 21 |
Notes to financial statements |
compliance date. This portion of the implementation did not have a material impact on the Account’s financial statements and various filings. In February 2018, the Commission issued Release No.IC-33142, which delayed certain compliance requirements related to liquidity classification, highly liquid investment minimums, and board approval of the liquidity risk management programs from December 1, 2018 to June 1, 2019. Management is currently assessing the impact of these provisions on the Account’s financial statements and various filings.
Note 2—valuation of investments
Portfolio investments are valued at fair value utilizing various valuation methods approved by the Committee. U.S. GAAP establishes a hierarchy that prioritizes market inputs to valuation methods. The three levels of inputs are:
• | Level 1 – quoted prices in active markets for identical securities |
• | Level 2 – other significant observable inputs (including quoted prices for similar securities, interest rates, credit spreads, etc.) |
• | Level 3 – significant unobservable inputs (including the Account’s own assumptions in determining the fair value of investments) |
The availability of observable inputs can vary from security to security and is affected by a wide variety of factors, including, for example, the type of security, whether the security is new and not yet established in the marketplace, the liquidity of markets, and other characteristics particular to the security. To the extent that valuation is based on models or inputs that are less observable or unobservable in the market, the determination of fair value requires more judgment. Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized as Level 3. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
A description of the valuation techniques applied to the Account’s major categories of assets and liabilities measured at fair value follows:
Exchange-traded equity securities, common and preferred stock: Equity securities listed or traded on a national market or exchange are valued based on their sale price at the official close of business of such market or exchange on the valuation date, or if there is no official close of business, the latest sale price, or at the mean of the latest available bid and asked prices if no sale is reported. To the extent these securities are actively traded and valuation adjustments are not applied, they are categorized in Level 1 of the fair value hierarchy. Foreign equity securities are valued at the last sale price or official closing price reported on the exchange where traded and converted to U.S. dollars at the prevailing rates of exchange on the date of valuation. For events affecting the value of foreign securities between the time when the exchange on which they are traded closes and the time when the Account’s net assets are calculated, such securities will be valued at fair value in accordance with procedures adopted by the Committee. Foreign securities are generally categorized as Level 2 of the fair value hierarchy.
22 | 2018 Annual Report § TIAA Separate Account VA-1 |
continued |
Debt securities: Debt securities will generally be valued using prices provided by a pricing service that may employ various indications of value including but not limited to broker-dealer quotations. Certain debt securities, other than money market instruments, are valued based on the most recent bid price or the equivalent quoted yield for such securities (or those of comparable maturity, quality and type). Debt securities are generally categorized as Level 2 of the fair value hierarchy; in instances where prices, yields or any other key inputs are unobservable, they are categorized as Level 3 of the hierarchy.
Investments in registered investment companies:These investments are valued at their net asset value on the valuation date. These investments are categorized as Level 1 of the fair value hierarchy.
Futures contracts:Stock and bond index futures contracts, which are traded on commodity exchanges, are valued at the last sale price as of the close of such commodity exchanges and are categorized as Level 1 of the fair value hierarchy.
Any portfolio security for which market quotations are not readily available or for which the above valuation procedures are deemed not to reflect fair value are valued at fair value, as determined in good faith using procedures approved by the Committee. To the extent the inputs are observable and timely, the values would be categorized as Level 2 of the fair value hierarchy; otherwise they would be categorized as Level 3.
The following table summarizes the market value of the Account’s investments as of December 31, 2018, based on the inputs used to value them (dollar amounts are in thousands):
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
| ||||||||||||||||
Equity investments: | ||||||||||||||||
Consumer discretionary | $ | 94,594 | $ | — | $ — | $ | 94,594 | |||||||||
Comsumer staples | 60,970 | — | — | 60,970 | ||||||||||||
Health care | 137,844 | — | 1 | 137,845 | ||||||||||||
Materials | 27,840 | 2 | — | 27,842 | ||||||||||||
All other equity investments* | 596,266 | — | — | 596,266 | ||||||||||||
Short-term investments | 4,766 | 4,330 | — | 9,096 | ||||||||||||
Futures contracts** | (272 | ) | — | — | (272 | ) | ||||||||||
| ||||||||||||||||
Total | $ | 922,008 | $ | 4,332 | $ | 1 | $ | 926,341 | ||||||||
|
* | For detailed categories, see the accompanying Summary portfolio of investments. |
** | Derivative instruments are not reflected in the market value of portfolio investments. |
Note 3—derivative instruments
As defined by U.S. GAAP, a derivative is a financial instrument whose value is derived from an underlying security price, foreign exchange rate, interest rate, index of prices or rates, or other variables. Derivatives require little or no initial investment and permit or require net settlement. The Account values derivatives at fair value.
TIAA Separate Account VA-1 § 2018 Annual Report | 23 |
Notes to financial statements |
At December 31, 2018, the Account has invested in derivative contracts which are reflected in the Statement of Assets and Liabilities as follows (dollar amounts are in thousands):
Asset derivatives | ||||||||
Derivative contracts | Location | Fair value amount | ||||||
| ||||||||
Equity contracts | Futures contracts | * | $ | (272 | ) | |||
|
* | The fair value presented includes cumulative gain (loss) on open futures contracts; however, the value reflected on the accompanying Statements of Assets and Liabilities is only the receivable or payable for variation margin on open futures contracts. |
For the year ended December 31, 2018, the effect of derivative contracts on the Account’s Statement of Operations was as follows (dollar amounts are in thousands):
Derivative contracts | Location | Realized gain (loss) | Change in unrealized appreciation (depreciation) | |||||||||
| ||||||||||||
Equity contracts | Futures contracts | $ | (203 | ) | $ | (325 | ) | |||||
|
Futures contracts: The Account is subject to equity price risk in the normal course of pursuing its investment objectives. The Account uses futures contracts to manage exposure to the equity markets and for cash management purposes to remain highly invested in these markets while minimizing transaction costs. Buying futures contracts tends to increase exposure to the underlying instrument/index, while selling futures contracts tends to decrease exposure to the underlying instrument/index or hedge other investments. Initial margin deposits are made upon entering into a futures contract, and variation margin receipts or payments are settled daily reflecting changes in the value of the futures contracts. Daily changes in the value of such contracts are reflected in net unrealized gains and losses. Gains or losses are realized upon the expiration or closing of the futures contracts or if the counterparties do not perform in accordance with contractual provisions. With futures contracts, there is minimal counterparty credit risk to the Account since futures contracts are exchange-traded and the exchange’s clearinghouse, as counterparty to all exchange-traded funds, guarantees the futures contracts against default. During the year ended December 31, 2018, the Account had exposure to equity futures contracts, based on underlying notional values, generally between 0% and 1% of net assets. The futures contracts outstanding as of December 31, 2018 are disclosed in the Summary portfolio of investments and the full schedule of investments.
24 | 2018 Annual Report § TIAA Separate Account VA-1 |
continued |
Note 4—investment adviser and affiliates
Teachers Advisors, LLC (“Advisors”), a wholly owned subsidiary of TIAA and a registered investment adviser, provides investment advisory services forVA-1 pursuant to an Investment Management Agreement among TIAA, Advisors andVA-1. TIAA provides all administrative services forVA-1 pursuant to an Administrative Services Agreement withVA-1. The contracts are distributed by TIAA-CREF Individual & Institutional Services, LLC (“Services”). Services is a wholly owned subsidiary of TIAA. The Investment Management Agreement sets the investment advisory charge at an annual rate of 0.30% of the average daily net assets of the Account. Advisors has agreed to voluntarily waive a portion of such fee, so that the daily deduction is equivalent to an annual charge of 0.15% of the average daily net assets of the Account.
The Administrative Services Agreement sets the administrative expense charge at an annual rate of 0.20% of the average daily net assets of the Account. TIAA also imposes a daily charge for bearing certain mortality and expense risks in connection with the contracts, equivalent to an annual rate of 0.40% of the average daily net assets of the Account. Although TIAA reserves the right to increase the Account’s mortality and expense risk charge to a maximum of 1.00% per year, the total expense ratio will never exceed 1.50% per year. TIAA pays death benefits to beneficiaries when an annuitant dies during the accumulation period or during the annuity period while payments are still due for the remainder of a guaranteed period, if any.
The Account may purchase or sell investment securities in transactions with affiliated entities under procedures adopted by the Committee, pursuant to the 1940 Act. These transactions are effected at market rates without incurring broker commissions. For the year ended December 31, 2018, these transactions did not materially impact the Account.
Note 5—investments
Securities lending: The Account may lend its securities to qualified institutional borrowers to earn additional income. The Account receives collateral (in the form of cash, Treasury securities or other collateral permitted by applicable law) against the loaned securities and maintains collateral in an amount not less than 100% of the market value of loaned securities during the period of the loan; any additional collateral required due to changes in security values is delivered to the Account the next business day. Cash collateral received by the Account will generally be invested in high-quality short-term instruments or in one or more funds maintained by the securities lending agent (“Agent”) for the purpose of investing cash collateral. The value of the loaned securities and the liability to return the cash collateral received are reflected in the Statement of Assets and Liabilities. As of December 31, 2018, securities lending transactions are for equity securities, and the resulting loans are continuous, can be recalled at any time, and have no set maturity. Securities
TIAA Separate Account VA-1 § 2018 Annual Report | 25 |
Notes to financial statements |
lending income recognized by the Account consists of earnings on invested collateral and lending fees, net of any rebates to the borrower and compensation to the Agent. Such income is reflected separately in the Statement of Operations. In lending its securities, the Account bears the market risk with respect to the investment of collateral and the risk that the Agent may default on its contractual obligations to the Account. The Agent bears the risk that the borrower may default on its obligation to return the loaned securities as the Agent is contractually obligated to indemnify the Account if at the time of a default by a borrower some or all of the loan securities have not been returned.
Restricted securities: Restricted securities held by the Account, if any, may not be sold except in exempt transactions or in a public offering registered under the Securities Act of 1933. The risk of investing in such securities is generally greater than the risk of investing in securities that are widely held and publicly traded.
Net unrealized appreciation (depreciation): At December 31, 2018, net unrealized appreciation (depreciation) based on the aggregate cost of all investments for federal income tax purposes, consisting of gross unrealized appreciation and gross unrealized depreciation, was as follows (dollar amounts in thousands):
Tax cost | Gross unrealized appreciation | Gross unrealized (depreciation) | Net unrealized appreciation (depreciation) | |||||||||
| ||||||||||||
$426,292 | $ | 543,786 | $ | (43,737 | ) | $ | 500,049 | |||||
|
For purposes of this disclosure, tax cost generally includes the cost of portfolio investments as well as up-front fees or premiums exchanged on derivatives and any amounts unrealized for income statement reporting but realized in income and/or capital gains for tax reporting.
Purchases and sales: Purchases and sales of securities (other than short-term instruments) for the Account for the year ended December 31, 2018 were as follows (dollar amounts are in thousands):
Non-U.S. government purchases | Non-U.S. government sales | |||||
| ||||||
$ | 28,281 | $ | 97,200 | |||
|
|
Note 6—inter-fund lending program
Pursuant to an exemptive order issued by the Commission, the Account may participate in an inter-fund lending program. This program allows the Account to lend cash to and/or borrow cash from certain affiliated registered investment companies for temporary purposes (e.g., to satisfy redemption requests or to cover unanticipated cash shortfalls). The program is subject to a number of conditions, including the requirement that the Account may not borrow or lend money under the
26 | 2018 Annual Report § TIAA Separate Account VA-1 |
concluded |
program unless it receives a more favorable interest rate than is available from a bank or other financial institution for a comparable transaction. In addition, the Account may participate in the program only if its participation is consistent with the Account’s investment policies and limitations and authorized by its portfolio manager(s). During the year ended December 31, 2018, there were no inter-fund borrowing or lending transactions.
Note 7—line of credit
The Account participates in a $1.25 billion unsecured revolving credit facility that can be used for temporary purposes, including, without limitation, the funding of contractowner withdrawals. The current facility was entered into on June 19, 2018 expiring on June 18, 2019, replacing the previous $1.5 billion facility, which expired June 2018. Certain affiliated accounts and mutual funds, each of which is managed by Advisors, or an affiliate of Advisors, also participate in this facility. An annual commitment fee for the credit facility is borne by the participating accounts and mutual funds on a pro rata basis. Interest associated with any borrowing under the facility is charged to the borrowing accounts or mutual funds at a specified rate of interest. The Account is not liable for borrowings under the facility by other affiliated accounts or mutual funds. For the year ended December 31, 2018, there were no borrowings under this credit facility by the Account.
Note 8—indemnification
In the normal course of business, the Account enters into contracts that contain a variety of representations and warranties and that provide general indemnities. The Account’s maximum exposure under these arrangements is unknown, as this would involve future claims against the Account that have not yet occurred. Also, under the Account’s organizational documents, the managers and officers of the Account are indemnified against certain liabilities that may arise out of their duties to the Account. However, based on experience, the Account expects the risk of loss due to these warranties and indemnities to be unlikely.
Note 9—legal proceedings
The Account was named as defendant and a putative member of the proposed defendant class of shareholders, or could be added as a defendant, in pending litigation by the Bankruptcy Litigation Trustee for the Tribune Company (Tribune) and certain creditors of Tribune, as a result of its ownership of shares of Tribune in 2007 when Tribune effected a leveraged buyout transaction (LBO) and was converted to a privately held company. The plaintiffs in that litigation seek to recover payments of the proceeds of the LBO. The litigation is now part of a multi-district litigation proceeding in the Southern District of New York and the Second Court of Appeals. The Account’s exposure related to this matter is estimated to be 0.06% of net assets as of December 31, 2018.
TIAA Separate Account VA-1 § 2018 Annual Report | 27 |
Report of independent registered public accounting firm |
To the Management Committee and Contractowners of the Stock Index Account of TIAA Separate Account VA-1
Opinion on the Financial Statements
We have audited the accompanying statement of assets and liabilities, including the summary portfolio of investments, of Stock Index Account of TIAA Separate Account VA-1, (the “Account”) as of December 31, 2018, the related statement of operations for the year ended December 31, 2018, the statement of changes in net assets for each of the two years in the period ended December 31, 2018, including the related notes, and the financial highlights for each of the five years in the period ended December 31, 2018 (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Account as of December 31, 2018, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period ended December 31, 2018 and the financial highlights for each of the five years in the period ended December 31, 2018 in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Account’s management. Our responsibility is to express an opinion on the Account’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (“PCAOB”) and are required to be independent with respect to the Account in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits of these financial statements in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. Our procedures included confirmation of securities owned as of December 31, 2018 by correspondence with
28 | 2018 Annual Report § TIAA Separate Account VA-1 |
the custodian, and brokers; when replies were not received from brokers, we performed other auditing procedures. We believe that our audits provide a reasonable basis for our opinion.
PricewaterhouseCoopers LLP
Baltimore, Maryland
February 21, 2019
We have served as the auditor of one or more investment companies in TIAA-CREF Funds’ investment company group since 2005.
TIAA Separate Account VA-1 § 2018 Annual Report | 29 |
Management committee members and officers(unaudited) |
TIAA Separate Account VA-1 § December 31, 2018
Members
Name, address and year of birth (“YOB”) | Position(s) account | Term of office and length of time served | Principal occupation(s) during past 5 years | Number of portfolios in fund complex overseen by member | Other directorship(s) held by member | |||||
Forrest Berkley c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1954 | Member | Indefinite term. Member since 2006. | Retired Partner (since 2006), Partner (1990–2005) and Head of Global Product Management (2003–2005), GMO (formerly, Grantham, Mayo, Van Otterloo & Co.) (investment management); and member of asset allocation portfolio management team, GMO (2003–2005). | 89 | Investment Committee member, Maine Community Foundation and the Elmina B. Sewall Foundation. | |||||
Janice C. Eberly c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Member | Indefinite term. Member since 2018. | James R. and Helen D. Russell Professor of Finance at the Kellogg School of Management at Northwestern University (2002–2011 and since 2013) and Chair of the Finance Department (2005–2007). Assistant Secretary for Economic Policy, United States Department of the Treasury (2011–2013). | 89 | Member of the Board of the Office of Finance, Federal Home Loan Banks. | |||||
Nancy A. Eckl c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Member | Indefinite term. Member since 2007. | Vice President (1990–2006), American Beacon Advisors, Inc., and Vice President of certain funds advised by American Beacon Advisors, Inc. | 89 | Independent Director, The Lazard Funds, Inc., Lazard Retirement Series, Inc., Lazard Global Total Return and Income Fund, Inc. and Lazard World Dividend & Income Fund, Inc. | |||||
Michael A. Forrester c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1967 | Member | Indefinite term. Member since 2007. | Chief Executive Officer (since 2014) and Chief Operating Officer (2007–2014), Copper Rock Capital Partners, LLC; Chief Operating Officer, DDJ Capital Management (2003–2006). | 89 | Director of Copper Rock Capital Partners, LLC (investment adviser). |
30 | 2018 Annual Report § TIAA Separate Account VA-1 |
Howell E. Jackson c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1954 | Member | Indefinite term. Member since 2005. | James S. Reid, Jr. Professor of Law (since 2004), Senior Advisor to the President and Provost (2010–2012), Acting Dean (2009), Vice Dean for Budget (2003–2006) and on the faculty (since 1989) of Harvard Law School. | 89 | Director, Commonwealth. | |||||
Thomas J. Kenny c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1963 | Chairman of the Management Committee and Member | Indefinite term. Trustee since 2011; Chairman for term ending July 1, 2021. Chairman since 2017. | Advisory Director (2010–2011), Partner (2004–2010), Managing Director (1999–2004),Co-Head of Global Cash and Fixed Income Portfolio Management Team (2002–2010), Goldman Sachs Asset Management. | 89 | Director and Finance and Investment Committee Chair, Aflac Incorporated; Director and Investment Committee member, Sansum Clinic; Director, ParentSquare; Investment Committee member, Cottage Health System; Member, University of California at Santa Barbara Arts and Lectures Advisory Council. | |||||
James M. Poterba c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1958 | Member | Indefinite term. Member since 2006. | President and Chief Executive Officer, National Bureau of Economic Research (“NBER”) (since 2008); Affiliated Faculty Member of the Finance Group at the Alfred P. Sloan School of Management, Massachusetts Institute of Technology (“MIT”) (since 2014); Mitsui Professor of Economics, MIT (since 1996); Head (2006–2008) and Associate Head (1994–2000 and 2001–2006), Economics Department of MIT; and Program Director, NBER (1990–2008). | 89 | Director, The Alfred P. Sloan Foundation and National Bureau of Economic Research; Member, Congressional Budget Office Panel of Economic Advisers. | |||||
Maceo K. Sloan c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1949 | Member | Indefinite term. Member since 2001. | Chairman, President and Chief Executive Officer, Sloan Financial Group, Inc. (1991–2018); Chairman and Chief Executive Officer (1991–2016) and Chief Investment Officer (1991–2013) and Chief Compliance Officer (2015–2016), NCM Capital Management Group, Inc.; Chairman and Chief Executive Officer (2003–2016) and Chief Investment Officer (2003–2013) and Chief Compliance Officer (2015–2016), NCM Capital Advisers Inc.; and Chairman, President and Principal Executive Officer, NCM Capital Investment Trust (2007–2012). | 89 | N/A |
TIAA Separate Account VA-1 § 2018 Annual Report | 31 |
Management committee members and officers(unaudited) | continued |
TIAA Separate Account VA-1 § December 31, 2018
Members—concluded
Name, address and year of birth (“YOB”) | Position(s) account | Term of office and length of time served | Principal occupation(s) during past 5 years | Number of portfolios in fund complex overseen by member | Other directorship(s) held by member | |||||
Laura T. Starks c/o Corporate Secretary 730 Third Avenue New York, NY 10017-3206 YOB: 1950 | Member | Indefinite term. Member since 2006. | Charles E. and Sarah M. Seay Regents Chair in Finance (since 2002),Co-Executive Director of the Social Innovation Initiative (since 2015), Director of the AIM Investment Center (2000–2016), Associate Dean for Research (2011–2016), Chairman, Department of Finance, (2002–2011), and Professor, McCombs School of Business, University of Texas at Austin (since 1987). | 89 | Member of the Board of Governors of the Investment Company Institute, the Governing Council of Independent Directors Council (an association for mutual fund directors); and Investment Advisory Committee, Employees Retirement System of Texas. |
32 | 2018 Annual Report § TIAA Separate Account VA-1 |
Officers
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | |||
Vijay Advani TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1960 | Executive Vice President | One-year term. Executive Vice President since 2018. | Chief Executive Officer, Nuveen. Executive Vice President of the College Retirement Equities Fund (“CREF”), TIAA Separate AccountVA-1, TIAA-CREF Funds and TIAA-CREF Life Funds (collectively, the “TIAA-CREF Fund Complex”). Prior to joining Nuveen, Mr. Advani served asCo-President of Franklin Resources, Inc.-Franklin Templeton Investments. | |||
Mona Bhalla TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1969 | Senior Managing Director and Corporate Secretary | One-year term. Senior Managing Director and Corporate Secretary since 2017. | Senior Managing Director and Corporate Secretary of Teachers Insurance and Annuity Association of America (“TIAA”) and the TIAA-CREF Fund Complex. Prior to joining TIAA, Ms. Bhalla served as Senior Vice President, Counsel and Corporate Secretary, Head of Corporate, Securities and M&A Group of AllianceBernstein L.P. | |||
Richard S. Biegen TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Chief Compliance Officer | One-year term. Chief Compliance Officer since 2008. | Senior Managing Director, TIAA. Chief Compliance Officer of the TIAA-CREF Fund Complex. | |||
Carol W. Deckbar TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Executive Vice President | One-year term. Executive Vice President since 2017. | Executive Vice President, Institutional Investment and Endowment Services of TIAA and Executive Vice President of CREF andVA-1. | |||
Roger W. Ferguson, Jr. TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1951 | President and Chief Executive Officer | One-year term. President and Chief Executive Officer since 2008. | President and Chief Executive Officer of TIAA, CREF and TIAA Separate AccountVA-1. | |||
Jose Minaya TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1971 | Executive Vice President | One-year term. Executive Vice President since 2018. | Executive Vice President, Chief Investment Officer and President, Nuveen Global Investments. Executive Vice President of the TIAA-CREF Fund Complex. Formerly, Senior Managing Director, President, Global Investments, TIAA. |
TIAA Separate Account VA-1 § 2018 Annual Report | 33 |
Management committee members and officers(unaudited) | concluded |
TIAA Separate Account VA-1 § December 31, 2018
Officers—concluded
Name, address and year of birth (“YOB”) | Position(s) held with account | Term of office and length of time served | Principal occupation(s) during past 5 years | |||
Phillip T. Rollock TIAA 730 Third Ave. New York, NY 10017-3206 YOB: 1962 | Executive Vice President and Chief Legal Officer | One-year term. Executive Vice President and Chief Legal Officer since 2018. | Executive Vice President and Chief Legal Officer of TIAA and the TIAA-CREF Fund Complex. Formerly, Senior Managing Director, Deputy Chief Legal Officer and Corporate Secretary of TIAA. | |||
Christopher A. Van Buren TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1962 | Executive Vice President | One-year term. Executive Vice President since 2018. | Executive Vice President, Chief Risk Officer of TIAA, and Executive Vice President of the TIAA-CREF Fund Complex. Prior to joining TIAA, Mr. Van Buren served as Managing Director, Group Risk Control of UBS. | |||
E. Scott Wickerham TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1973 | Principal Financial Officer, Principal Accounting Officer and Treasurer | One-year Principal Financial Officer, Principal Accounting Officer and Treasurer since 2017. | Managing Director, Head, TC Fund Administration, Nuveen. Principal Financial Officer, Principal Accounting Officer and Treasurer of the TIAA-CREF Funds, TIAA-CREF Life Funds and TIAA Separate AccountVA-1; and Treasurer of CREF. | |||
Sean N. Woodroffe TIAA 730 Third Avenue New York, NY 10017-3206 YOB: 1963 | Executive Vice President | One-year term. Executive Vice President since 2018. | Senior Executive Vice President, Chief Human Resources Officer of TIAA, and Executive Vice President of theTIAA-CREF Fund Complex. Prior to joining TIAA, Mr. Woodroffe served as Chief People Officer at National Life Group. |
The Funds’ Statement of Additional Information (SAI) includes additional information about the Account’s members and is available, without charge, through our website, TIAA.org, or by telephone at 800-223-1200.
34 | 2018 Annual Report § TIAA Separate Account VA-1 |
TIAA website | Insurance planning center
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Account performance, personal account | ||
information and transactions, product | ||
descriptions, and information about investment choices and income options | ||
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Check account performance and accumulation balances, change allocations, transfer funds and verify credited premiums
800-842-2252 24 hours a day, 7 days a week
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You should carefully consider the investment objectives, risks, charges and expenses of any account before investing. For a prospectus that contains this and other important information, please visit TIAA.org, or call800-223-1200. Please read the prospectus carefully before investing. Investment, insurance and annuity products are not Federal Deposit Insurance Corporation (FDIC) insured, are not bank guaranteed, are not bank deposits, are not insured by any federal government agency, are not a condition to any banking service or activity, and may lose value. Nuveen, a subsidiary of TIAA, provides investment advice and portfolio management services through a dozen affiliated registered investment advisers. TIAA-CREF Individual & Institutional Services, LLC and Nuveen Securities, LLC, members FINRA and SIPC, distribute securities products. Annuity contracts and certificates are issued by Teachers Insurance and Annuity Association of America (TIAA) and College Retirement Equities Fund (CREF), New York, NY. TIAA Separate AccountVA-1 is issued by Teachers Insurance and Annuity Association of America (TIAA), New York, NY. Each of the foregoing is solely responsible for its own financial condition and contractual obligations.
This material is not intended to be a recommendation or investment advice, does not constitute a solicitation to buy or sell securities, and is not provided in a fiduciary capacity. The information provided does not take into account the specific objectives or circumstances of any particular investor or suggest any specific course of action. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her advisors.
©2019 Teachers Insurance and Annuity Association of America—College Retirement Equities Fund, 730 Third Avenue, New York, NY 10017-3206
730 Third Avenue New York, NY 10017-3206 |
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730 Third Avenue New York, NY 10017-3206 |
695049 | A10845 (2/19) |
Item 2. Code of Ethics.
2(a)The Management Committee of TIAA Separate AccountVA-1 (the “Registrant”) has adopted a code of ethics for senior financial officers, including the Registrant’s principal executive officer, principal financial officer, principal accounting officer, or controller, and persons performing similar functions, in conformity with rules promulgated under the Sarbanes-Oxley Act of 2002.
2(b)No response required.
2(c)During the reporting period, there were no amendments to the code of ethics.
2(d)During the reporting period, there were no implicit or explicit waivers granted by the Registrant from any provision of the code of ethics.
2(e)Not applicable.
2(f)A copy of the current code of ethics is filed as an exhibit to this FormN-CSR.
Item 3. Audit Committee Financial Expert.
3(a)(1)The Registrant’s Management Committee has determined that the Registrant has at least one audit committee financial expert serving on its Audit and Compliance Committee.
3(a)(2)Maceo K. Sloan is the Registrant’s audit committee financial expert and is “independent” for purposes of Item 3 of FormN-CSR.
Item 4. Principal Accountant Fees and Services.
PricewaterhouseCoopers LLP (“PwC”) performs independent audits of the Registrant’s financial statements. To maintain auditor independence and avoid the appearance of conflicts of interest, the Registrant, as a policy, does not engage PwC for management advisory or consulting services.
4(a)Audit Fees.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for the audit of the Registrant’s annual financial statements were $55,945 and $54,580, respectively.
4(b)Audit Related Fees.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for services related to the performance of the audit of the Registrant’s annual financial statements were $0 and $0, respectively.
For the fiscal years ended December 31, 2018 and December 31, 2017, the Audit-Related Fees billed by PwC to Teachers Advisors, LLC (“Advisors”) or to any entity controlling, controlled by or under common control with Advisors that provides ongoing services to the Registrant (collectively, “Fund Service Providers”) were $0 and $0, respectively.
4(c)Tax Fees.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for tax services billed to the Registrant were $0 and $0, respectively.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for tax services billed to the Fund Service Providers were $0 and $0, respectively.
4(d)All Other Fees.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for all other services billed to the Registrant were $3,035 and $3,000, respectively.
For the fiscal years ended December 31, 2018 and December 31, 2017, PwC’s aggregate fees for all other services billed to the Fund Service Providers were $0 and $0, respectively.
4(e)(1)Preapproval Policy.
The Registrant’s audit and compliance committee (“Audit Committee”) has adopted a Preapproval Policy for External Audit Firm Services (the “Policy”). The Policy describes the types of services that may be provided by the independent auditor to the Registrant and certain of its affiliates without impairing the auditor’s independence. Under the Policy, the Audit Committee is required to preapprove all services to be performed by the Registrant’s
independent auditor in order to ensure that such services do not impair the auditor’s independence.
The Policy requires the Audit Committee to: (i) appoint the independent auditor to perform the financial statements audit for the Registrant and certain of its affiliates, including approving the terms of the engagement, and (ii) preapprove the audit, audit-related, tax and other services to be provided by the independent auditor to the Registrant and certain of its affiliates and the fees to be charged for provision of such services from year to year.
4(e)(2)Services provided pursuant to paragraph (c)(7)(i)(C) of Rule2-01 of RegulationS-X (the “de minimis exception”):
Audit-Related Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
Tax Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
All Other Fees:
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Registrant.
There were no amounts that were approved by the Audit Committee pursuant to the de minimis exception for the fiscal years ended December 31, 2018 and December 31, 2017 on behalf of the Fund Service Providers that relate directly to the operations and financial reporting of the Registrant.
4(f) The percentage of hours expended by PwC’s engagement to audit the Registrant’s financial statements for the most recent fiscal year attributable to work performed by persons other than PwC’s full-time, permanent employees was less than 50%.
4(g)Non-Audit Fees for Related Entities.
For the fiscal years ended December 31, 2018 and December 31, 2017, aggregatenon-audit fees billed to the Registrant and to its Fund Service Providers by PwC were $229,000 and $208,315, respectively.
4(h) The Registrant’s Audit Committee has considered whether thenon-audit services that were rendered by PwC to the Registrant’s Fund Service Providers that were notpre-approved pursuant to paragraph (c)(7)(ii) of Rule2-01 of RegulationS-X are compatible with maintaining PwC’s independence.
Item 5. Audit Committee of Listed Registrants.
Not Applicable.
Item 6. Schedule of Investments.
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
TIAA SEPARATE ACCOUNTVA-1
STOCK INDEX ACCOUNT
SCHEDULE OF INVESTMENTS
December 31, 2018
SHARES | COMPANY | VALUE (000) | ||||||
COMMON STOCKS - 99.5% | ||||||||
AUTOMOBILES & COMPONENTS - 0.8% | ||||||||
3,669 | Adient plc | $ | 55 | |||||
3,248 | * | American Axle & Manufacturing Holdings, Inc | 36 | |||||
7,322 | BorgWarner, Inc | 254 | ||||||
1,678 | Cooper Tire & Rubber Co | 54 | ||||||
671 | * | Cooper-Standard Holding, Inc | 42 | |||||
5,567 | Dana Holding Corp | 76 | ||||||
9,462 | Delphi Automotive plc | 583 | ||||||
1,044 | * | Dorman Products, Inc | 94 | |||||
140,555 | Ford Motor Co | 1,075 | ||||||
1,363 | * | Fox Factory Holding Corp | 80 | |||||
2,714 | *,e | Garrett Motion, Inc | 34 | |||||
47,547 | General Motors Co | 1,590 | ||||||
10,320 | Gentex Corp | 209 | ||||||
1,424 | * | Gentherm, Inc | 57 | |||||
8,172 | Goodyear Tire & Rubber Co | 167 | ||||||
6,307 | Harley-Davidson, Inc | 215 | ||||||
938 | LCI Industries, Inc | 63 | ||||||
2,291 | Lear Corp | 281 | ||||||
1,945 | * | Modine Manufacturing Co | 21 | |||||
670 | * | Motorcar Parts of America, Inc | 11 | |||||
313 | * | Shiloh Industries, Inc | 2 | |||||
1,379 | Spartan Motors, Inc | 10 | ||||||
843 | Standard Motor Products, Inc | 41 | ||||||
1,055 | * | Stoneridge, Inc | 26 | |||||
1,027 | Superior Industries International, Inc | 5 | ||||||
2,045 | Tenneco, Inc | 56 | ||||||
4,980 | * | Tesla, Inc | 1,657 | |||||
1,931 | Thor Industries, Inc | 100 | ||||||
897 | Tower International, Inc | 21 | ||||||
1,140 | * | Visteon Corp | 69 | |||||
1,185 | Winnebago Industries, Inc | 29 | ||||||
|
| |||||||
TOTAL AUTOMOBILES & COMPONENTS | 7,013 | |||||||
|
| |||||||
BANKS - 6.0% | ||||||||
625 | 1st Source Corp | 25 | ||||||
486 | Access National Corp | 10 | ||||||
255 | ACNB Corp | 10 | ||||||
444 | * | Allegiance Bancshares, Inc | 14 | |||||
374 | American National Bankshares, Inc | 11 | ||||||
1,390 | Ameris Bancorp | 44 | ||||||
387 | Ames National Corp | 10 | ||||||
413 | Arrow Financial Corp | 13 | ||||||
6,603 | Associated Banc-Corp | 131 | ||||||
706 | * | Atlantic Capital Bancshares, Inc | 12 | |||||
2,322 | * | Axos Financial, Inc | 59 | |||||
1,598 | Banc of California, Inc | 21 | ||||||
666 | Bancfirst Corp | 33 | ||||||
3,345 | BancorpSouth Bank | 87 | ||||||
337,604 | Bank of America Corp | 8,318 | ||||||
601 | Bank of Commerce Holdings | 7 | ||||||
1,630 | Bank of Hawaii Corp | 110 | ||||||
468 | Bank of Marin Bancorp | 19 | ||||||
2,093 | Bank of NT Butterfield & Son Ltd | 66 | ||||||
4,451 | Bank OZK | 102 | ||||||
457 | BankFinancial Corp | 7 |
1
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,119 | BankUnited | $ | 123 | |||||
217 | Bankwell Financial Group, Inc | 6 | ||||||
1,278 | Banner Corp | 68 | ||||||
622 | Bar Harbor Bankshares | 14 | ||||||
385 | * | Baycom Corp | 9 | |||||
28,410 | BB&T Corp | 1,231 | ||||||
361 | BCB Bancorp, Inc | 4 | ||||||
2,708 | Beneficial Bancorp, Inc | 39 | ||||||
1,314 | Berkshire Hills Bancorp, Inc | 35 | ||||||
901 | Blue Hills Bancorp, Inc | 19 | ||||||
1,053 | BOK Financial Corp | 77 | ||||||
3,231 | Boston Private Financial Holdings, Inc | 34 | ||||||
683 | Bridge Bancorp, Inc | 17 | ||||||
2,984 | Brookline Bancorp, Inc | 41 | ||||||
630 | Bryn Mawr Bank Corp | 22 | ||||||
334 | * | BSB Bancorp, Inc | 9 | |||||
313 | Business First Bancshares, Inc | 8 | ||||||
241 | * | Byline Bancorp, Inc | 4 | |||||
131 | C&F Financial Corp | 7 | ||||||
1,724 | Cadence BanCorp | 29 | ||||||
135 | Cambridge Bancorp | 11 | ||||||
613 | Camden National Corp | 22 | ||||||
447 | Capital City Bank Group, Inc | 10 | ||||||
4,687 | Capitol Federal Financial | 60 | ||||||
314 | Capstar Financial Holdings, Inc | 5 | ||||||
555 | Carolina Financial Corp | 16 | ||||||
2,923 | Cathay General Bancorp | 98 | ||||||
654 | CBTX, Inc | 19 | ||||||
3,434 | Centerstate Banks of Florida, Inc | 72 | ||||||
1,125 | Central Pacific Financial Corp | 27 | ||||||
383 | Central Valley Community Bancorp | 7 | ||||||
152 | Century Bancorp, Inc | 10 | ||||||
2,638 | Chemical Financial Corp | 97 | ||||||
122 | Chemung Financial Corp | 5 | ||||||
4,046 | CIT Group, Inc | 155 | ||||||
89,676 | Citigroup, Inc | 4,668 | ||||||
533 | Citizens & Northern Corp | 14 | ||||||
16,885 | Citizens Financial Group, Inc | 502 | ||||||
597 | City Holding Co | 40 | ||||||
377 | Civista Bancshares, Inc | 7 | ||||||
498 | CNB Financial Corp | 11 | ||||||
359 | Codorus Valley Bancorp, Inc | 8 | ||||||
2,875 | Columbia Banking System, Inc | 104 | ||||||
1,738 | * | Columbia Financial, Inc | 27 | |||||
6,121 | Comerica, Inc | 420 | ||||||
3,550 | Commerce Bancshares, Inc | 200 | ||||||
254 | Commerce Union Bancshares, Inc | 6 | ||||||
1,925 | Community Bank System, Inc | 112 | ||||||
837 | * | Community Bankers Trust Corp | 6 | |||||
153 | Community Financial Corp | 5 | ||||||
651 | Community Trust Bancorp, Inc | 26 | ||||||
1,146 | ConnectOne Bancorp, Inc | 21 | ||||||
206 | County Bancorp, Inc | 4 | ||||||
2,189 | Cullen/Frost Bankers, Inc | 193 | ||||||
1,005 | * | Customers Bancorp, Inc | 18 | |||||
4,043 | CVB Financial Corp | 82 | ||||||
1,325 | Dime Community Bancshares | 23 | ||||||
1,035 | * | Eagle Bancorp, Inc | 50 | |||||
5,381 | East West Bancorp, Inc | 234 | ||||||
192 | * | Entegra Financial Corp | 4 | |||||
314 | Enterprise Bancorp, Inc | 10 | ||||||
828 | Enterprise Financial Services Corp | 31 | ||||||
402 | * | Equity Bancshares, Inc | 14 | |||||
342 | ESSA Bancorp, Inc | 5 |
2
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,541 | * | Essent Group Ltd | $ | 121 | ||||
171 | Evans Bancorp, Inc | 6 | ||||||
356 | Farmers & Merchants Bancorp, Inc | 14 | ||||||
1,013 | Farmers National Banc Corp | 13 | ||||||
246 | FB Financial Corp | 9 | ||||||
1,363 | * | FCB Financial Holdings, Inc | 46 | |||||
384 | Federal Agricultural Mortgage Corp (Class C) | 23 | ||||||
863 | Fidelity Southern Corp | 22 | ||||||
24,249 | Fifth Third Bancorp | 571 | ||||||
527 | Financial Institutions, Inc | 14 | ||||||
1,088 | First Bancorp (NC) | 36 | ||||||
6,201 | First Bancorp (Puerto Rico) | 53 | ||||||
498 | First Bancorp, Inc | 13 | ||||||
322 | First Bancshares, Inc | 10 | ||||||
603 | First Bank | 7 | ||||||
1,476 | First Busey Corp | 36 | ||||||
360 | First Business Financial Services, Inc | 7 | ||||||
295 | First Citizens Bancshares, Inc (Class A) | 111 | ||||||
3,678 | First Commonwealth Financial Corp | 44 | ||||||
680 | First Community Bancshares, Inc | 21 | ||||||
736 | First Defiance Financial Corp | 18 | ||||||
3,697 | First Financial Bancorp | 88 | ||||||
2,466 | First Financial Bankshares, Inc | 142 | ||||||
384 | First Financial Corp | 15 | ||||||
175 | First Financial Northwest, Inc | 3 | ||||||
1,098 | * | First Foundation, Inc | 14 | |||||
162 | First Guaranty Bancshares, Inc | 4 | ||||||
2,551 | First Hawaiian, Inc | 57 | ||||||
11,602 | First Horizon National Corp | 153 | ||||||
228 | First Internet Bancorp | 5 | ||||||
951 | First Interstate Bancsystem, Inc | 35 | ||||||
1,580 | First Merchants Corp | 54 | ||||||
380 | FirstMid-Illinois Bancshares, Inc | 12 | ||||||
3,920 | First Midwest Bancorp, Inc | 78 | ||||||
327 | First Northwest Bancorp | 5 | ||||||
862 | First of Long Island Corp | 17 | ||||||
5,972 | First Republic Bank | 519 | ||||||
890 | * | Flagstar Bancorp, Inc | 24 | |||||
1,083 | Flushing Financial Corp | 23 | ||||||
12,570 | FNB Corp | 124 | ||||||
389 | * | Franklin Financial Network, Inc | 10 | |||||
6,701 | Fulton Financial Corp | 104 | ||||||
903 | German American Bancorp, Inc | 25 | ||||||
2,999 | Glacier Bancorp, Inc | 119 | ||||||
412 | Great Southern Bancorp, Inc | 19 | ||||||
2,200 | Great Western Bancorp, Inc | 69 | ||||||
688 | Green Bancorp, Inc | 12 | ||||||
113 | Greene County Bancorp, Inc | 4 | ||||||
913 | Guaranty Bancorp | 19 | ||||||
275 | Guaranty Bancshares, Inc | 8 | ||||||
3,286 | Hancock Holding Co | 114 | ||||||
1,297 | Hanmi Financial Corp | 26 | ||||||
406 | * | HarborOne Bancorp, Inc | 6 | |||||
953 | Heartland Financial USA, Inc | 42 | ||||||
1,355 | Heritage Commerce Corp | 15 | ||||||
1,150 | Heritage Financial Corp | 34 | ||||||
2,919 | Hilltop Holdings, Inc | 52 | ||||||
57 | Hingham Institution for Savings | 11 | ||||||
238 | Home Bancorp, Inc | 8 | ||||||
6,066 | Home Bancshares, Inc | 99 | ||||||
698 | * | HomeStreet, Inc | 15 | |||||
667 | HomeTrust Bancshares, Inc | 18 | ||||||
5,041 | Hope Bancorp, Inc | 60 | ||||||
1,209 | Horizon Bancorp | 19 |
3
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
323 | * | Howard Bancorp, Inc | $ | 5 | ||||
40,501 | Huntington Bancshares, Inc | 483 | ||||||
1,963 | IBERIABANK Corp | 126 | ||||||
350 | *,e | Impac Mortgage Holdings, Inc | 1 | |||||
1,031 | Independent Bank Corp (MA) | 73 | ||||||
863 | Independent Bank Corp (MI) | 18 | ||||||
679 | Independent Bank Group, Inc | 31 | ||||||
2,138 | International Bancshares Corp | 74 | ||||||
299 | Investar Holding Corp | 7 | ||||||
10,225 | Investors Bancorp, Inc | 106 | ||||||
121,265 | JPMorgan Chase & Co | 11,838 | ||||||
4,372 | Kearny Financial Corp | 56 | ||||||
39,132 | Keycorp | 578 | ||||||
1,629 | Lakeland Bancorp, Inc | 24 | ||||||
976 | Lakeland Financial Corp | 39 | ||||||
378 | LCNB Corp | 6 | ||||||
1,826 | LegacyTexas Financial Group, Inc | 59 | ||||||
287 | *,e | LendingTree, Inc | 63 | |||||
833 | Live Oak Bancshares, Inc | 12 | ||||||
5,196 | M&T Bank Corp | 744 | ||||||
1,072 | Macatawa Bank Corp | 10 | ||||||
236 | * | Malvern Bancorp, Inc | 5 | |||||
3,131 | MB Financial, Inc | 124 | ||||||
540 | MBT Financial Corp | 5 | ||||||
640 | Mercantile Bank Corp | 18 | ||||||
573 | Merchants Bancorp | 11 | ||||||
1,997 | Meridian Bancorp, Inc | 29 | ||||||
1,035 | Meta Financial Group, Inc | 20 | ||||||
229 | * | Metropolitan Bank Holding Corp | 7 | |||||
13,096 | * | MGIC Investment Corp | 137 | |||||
96 | Middlefield Banc Corp | 4 | ||||||
582 | Midland States Bancorp, Inc | 13 | ||||||
334 | Midsouth Bancorp, Inc | 4 | ||||||
406 | MidWestOne Financial Group, Inc | 10 | ||||||
280 | * | Mr Cooper Group, Inc | 3 | |||||
213 | MutualFirst Financial, Inc | 6 | ||||||
984 | National Bank Holdings Corp | 30 | ||||||
257 | National Bankshares, Inc | 9 | ||||||
405 | * | National Commerce Corp | 15 | |||||
1,661 | NBT Bancorp, Inc | 57 | ||||||
17,474 | New York Community Bancorp, Inc | 164 | ||||||
301 | * | Nicolet Bankshares, Inc | 15 | |||||
2,265 | * | NMI Holdings, Inc | 40 | |||||
256 | Northeast Bancorp | 4 | ||||||
1,643 | Northfield Bancorp, Inc | 22 | ||||||
280 | Northrim BanCorp, Inc | 9 | ||||||
3,683 | Northwest Bancshares, Inc | 62 | ||||||
223 | Norwood Financial Corp | 7 | ||||||
1,583 | OceanFirst Financial Corp | 36 | ||||||
1,902 | OFG Bancorp | 31 | ||||||
160 | e | Ohio Valley Banc Corp | 6 | |||||
361 | Old Line Bancshares, Inc | 10 | ||||||
4,858 | Old National Bancorp | 75 | ||||||
1,237 | Old Second Bancorp, Inc | 16 | ||||||
796 | Opus Bank | 16 | ||||||
568 | Origin Bancorp, Inc | 19 | ||||||
1,420 | Oritani Financial Corp | 21 | ||||||
297 | Orrstown Financial Services, Inc | 5 | ||||||
589 | * | Pacific Mercantile Bancorp | 4 | |||||
1,516 | * | Pacific Premier Bancorp, Inc | 39 | |||||
4,486 | PacWest Bancorp | 149 | ||||||
529 | Park National Corp | 45 | ||||||
198 | Parke Bancorp, Inc | 4 | ||||||
696 | PCSB Financial Corp | 14 |
4
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
642 | Peapack Gladstone Financial Corp | $ | 16 | |||||
221 | Penns Woods Bancorp, Inc | 9 | ||||||
575 | PennyMac Financial Services, Inc | 12 | ||||||
174 | Peoples Bancorp of North Carolina, Inc | 4 | ||||||
595 | Peoples Bancorp, Inc | 18 | ||||||
333 | Peoples Financial Services Corp | 15 | ||||||
13,504 | People’s United Financial, Inc | 195 | ||||||
521 | People’s Utah Bancorp | 16 | ||||||
2,763 | Pinnacle Financial Partners, Inc | 127 | ||||||
17,181 | PNC Financial Services Group, Inc | 2,009 | ||||||
3,900 | Popular, Inc | 184 | ||||||
510 | Preferred Bank | 22 | ||||||
471 | Premier Financial Bancorp, Inc | 7 | ||||||
2,586 | Prosperity Bancshares, Inc | 161 | ||||||
168 | * | Provident Bancorp, Inc | 4 | |||||
2,502 | Provident Financial Services, Inc | 60 | ||||||
279 | Prudential Bancorp, Inc | 5 | ||||||
472 | QCR Holdings, Inc | 15 | ||||||
6,822 | Radian Group, Inc | 112 | ||||||
475 | RBB Bancorp | 8 | ||||||
41,130 | Regions Financial Corp | 550 | ||||||
1,629 | Renasant Corp | 49 | ||||||
364 | Republic Bancorp, Inc (Class A) | 14 | ||||||
1,873 | * | Republic First Bancorp, Inc | 11 | |||||
671 | Riverview Bancorp, Inc | 5 | ||||||
1,349 | S&T Bancorp, Inc | 51 | ||||||
1,200 | Sandy Spring Bancorp, Inc | 38 | ||||||
1,542 | * | Seacoast Banking Corp of Florida | 40 | |||||
1,876 | ServisFirst Bancshares, Inc | 60 | ||||||
497 | Shore Bancshares, Inc | 7 | ||||||
475 | SI Financial Group, Inc | 6 | ||||||
370 | Sierra Bancorp | 9 | ||||||
1,852 | Signature Bank | 190 | ||||||
2,996 | Simmons First National Corp (Class A) | 72 | ||||||
275 | * | SmartFinancial, Inc | 5 | |||||
1,240 | South State Corp | 74 | ||||||
228 | * | Southern First Bancshares, Inc | 7 | |||||
231 | Southern Missouri Bancorp, Inc | 8 | ||||||
454 | Southern National Bancorp of Virginia, Inc | 6 | ||||||
1,068 | Southside Bancshares, Inc | 34 | ||||||
1,460 | State Bank & Trust Co | 32 | ||||||
7,815 | Sterling Bancorp/DE | 129 | ||||||
922 | Stock Yards Bancorp, Inc | 30 | ||||||
394 | Summit Financial Group, Inc | 8 | ||||||
16,838 | SunTrust Banks, Inc | 849 | ||||||
1,944 | * | SVB Financial Group | 369 | |||||
4,498 | Synovus Financial Corp | 144 | ||||||
6,199 | TCF Financial Corp | 121 | ||||||
286 | Territorial Bancorp, Inc | 7 | ||||||
1,930 | * | Texas Capital Bancshares, Inc | 99 | |||||
1,044 | TFS Financial Corp | 17 | ||||||
1,514 | * | The Bancorp, Inc | 12 | |||||
232 | Timberland Bancorp, Inc | 5 | ||||||
573 | Tompkins Trustco, Inc | 43 | ||||||
2,493 | TowneBank | 60 | ||||||
968 | Trico Bancshares | 33 | ||||||
943 | * | Tristate Capital Holdings, Inc | 18 | |||||
657 | * | Triumph Bancorp, Inc | 20 | |||||
3,358 | Trustco Bank Corp NY | 23 | ||||||
2,619 | Trustmark Corp | 74 | ||||||
1,796 | UMB Financial Corp | 110 | ||||||
8,613 | Umpqua Holdings Corp | 137 | ||||||
2,394 | Union Bankshares Corp | 68 | ||||||
161 | Union Bankshares, Inc | 8 |
5
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,861 | United Bankshares, Inc | $ | 120 | |||||
2,711 | United Community Banks, Inc | 58 | ||||||
1,829 | United Community Financial Corp | 16 | ||||||
2,065 | United Financial Bancorp, Inc (New) | 30 | ||||||
510 | United Security Bancshares | 5 | ||||||
266 | Unity Bancorp, Inc | 6 | ||||||
1,012 | Univest Corp of Pennsylvania | 22 | ||||||
55,835 | US Bancorp | 2,552 | ||||||
11,790 | Valley National Bancorp | 105 | ||||||
558 | * | Veritex Holdings, Inc | 12 | |||||
1,098 | Walker & Dunlop, Inc | 48 | ||||||
3,506 | Washington Federal, Inc | 94 | ||||||
581 | Washington Trust Bancorp, Inc | 28 | ||||||
1,032 | Waterstone Financial, Inc | 17 | ||||||
3,586 | Webster Financial Corp | 177 | ||||||
156,002 | Wells Fargo & Co | 7,189 | ||||||
1,949 | WesBanco, Inc | 72 | ||||||
597 | West Bancorporation, Inc | 11 | ||||||
1,024 | Westamerica Bancorporation | 57 | ||||||
3,666 | * | Western Alliance Bancorp | 145 | |||||
1,021 | Western New England Bancorp, Inc | 10 | ||||||
2,157 | Wintrust Financial Corp | 143 | ||||||
1,176 | WSFS Financial Corp | 45 | ||||||
7,024 | Zions Bancorporation | 286 | ||||||
|
| |||||||
TOTAL BANKS | 55,411 | |||||||
|
| |||||||
CAPITAL GOODS - 6.8% | ||||||||
20,713 | 3M Co | 3,947 | ||||||
5,419 | A.O. Smith Corp | 231 | ||||||
1,275 | Aaon, Inc | 45 | ||||||
1,251 | AAR Corp | 47 | ||||||
2,301 | Actuant Corp (Class A) | 48 | ||||||
1,438 | Acuity Brands, Inc | 165 | ||||||
1,431 | Advanced Drainage Systems, Inc | 35 | ||||||
5,026 | * | Aecom Technology Corp | 133 | |||||
1,316 | * | Aegion Corp | 21 | |||||
2,671 | * | Aerojet Rocketdyne Holdings, Inc | 94 | |||||
831 | * | Aerovironment, Inc | 56 | |||||
2,151 | AGCO Corp | 120 | ||||||
3,064 | Air Lease Corp | 93 | ||||||
1,259 | Aircastle Ltd | 22 | ||||||
374 | Alamo Group, Inc | 29 | ||||||
1,111 | Albany International Corp (Class A) | 69 | ||||||
3,351 | Allegion plc | 267 | ||||||
205 | Allied Motion Technologies, Inc | 9 | ||||||
3,855 | Allison Transmission Holdings, Inc | 169 | ||||||
1,249 | Altra Holdings, Inc | 31 | ||||||
909 | * | Ameresco, Inc | 13 | |||||
568 | * | American Woodmark Corp | 32 | |||||
8,003 | Ametek, Inc | 542 | ||||||
1,095 | Apogee Enterprises, Inc | 33 | ||||||
1,503 | Applied Industrial Technologies, Inc | 81 | ||||||
15,274 | Arconic, Inc | 257 | ||||||
1,955 | * | Arcosa, Inc | 54 | |||||
555 | Argan, Inc | 21 | ||||||
822 | * | Armstrong Flooring, Inc | 10 | |||||
1,735 | Armstrong World Industries, Inc | 101 | ||||||
823 | Astec Industries, Inc | 25 | ||||||
810 | * | Astronics Corp | 25 | |||||
1,239 | * | Atkore International Group, Inc | 25 | |||||
2,036 | * | Axon Enterprise, Inc | 89 | |||||
1,059 | AZZ, Inc | 43 | ||||||
1,953 | Barnes Group, Inc | 105 | ||||||
2,363 | * | Beacon Roofing Supply, Inc | 75 |
6
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
278 | * | Blue Bird Corp | $ | 5 | ||||
325 | *,e | BlueLinx Holdings, Inc | 8 | |||||
2,534 | * | BMC Stock Holdings, Inc | 39 | |||||
19,692 | Boeing Co | 6,351 | ||||||
1,640 | Briggs & Stratton Corp | 21 | ||||||
3,625 | * | Builders FirstSource, Inc | 40 | |||||
3,398 | BWX Technologies, Inc | 130 | ||||||
883 | e | CaesarstoneSdot-Yam Ltd | 12 | |||||
520 | * | CAI International, Inc | 12 | |||||
2,023 | Carlisle Cos, Inc | 203 | ||||||
21,117 | Caterpillar, Inc | 2,683 | ||||||
1,264 | * | Chart Industries, Inc | 82 | |||||
647 | * | CIRCOR International, Inc | 14 | |||||
3,463 | * | Colfax Corp | 72 | |||||
840 | Columbus McKinnon Corp | 25 | ||||||
1,470 | Comfort Systems USA, Inc | 64 | ||||||
945 | * | Commercial Vehicle Group, Inc | 5 | |||||
1,524 | * | Continental Building Products Inc | 39 | |||||
1,769 | Crane Co | 128 | ||||||
554 | * | CSW Industrials, Inc | 27 | |||||
1,041 | Cubic Corp | 56 | ||||||
5,434 | Cummins, Inc | 726 | ||||||
1,720 | Curtiss-Wright Corp | 176 | ||||||
11,837 | Deere & Co | 1,766 | ||||||
535 | DMC Global, Inc | 19 | ||||||
4,162 | Donaldson Co, Inc | 181 | ||||||
932 | Douglas Dynamics, Inc | 33 | ||||||
5,086 | Dover Corp | 361 | ||||||
485 | * | Ducommun, Inc | 18 | |||||
567 | * | DXP Enterprises, Inc | 16 | |||||
1,047 | * | Dycom Industries, Inc | 57 | |||||
174 | Eastern Co | 4 | ||||||
15,754 | Eaton Corp | 1,082 | ||||||
1,960 | EMCOR Group, Inc | 117 | ||||||
22,588 | Emerson Electric Co | 1,350 | ||||||
840 | Encore Wire Corp | 42 | ||||||
648 | *,e | Energous Corp | 4 | |||||
1,368 | *,e | Energy Recovery, Inc | 9 | |||||
1,701 | EnerSys | 132 | ||||||
788 | * | Engility Holdings, Inc | 22 | |||||
3,169 | *,e | Enphase Energy, Inc | 15 | |||||
830 | EnPro Industries, Inc | 50 | ||||||
995 | ESCO Technologies, Inc | 66 | ||||||
1,019 | * | Esterline Technologies Corp | 124 | |||||
137 | e | EVI Industries, Inc | 5 | |||||
2,773 | * | Evoqua Water Technologies Corp | 27 | |||||
10,514 | Fastenal Co | 550 | ||||||
2,292 | Federal Signal Corp | 46 | ||||||
5,094 | Flowserve Corp | 194 | ||||||
4,949 | Fluor Corp | 159 | ||||||
10,608 | Fortive Corp | 718 | ||||||
5,630 | Fortune Brands Home & Security, Inc | 214 | ||||||
499 | * | Foundation Building Materials, Inc | 4 | |||||
1,724 | Franklin Electric Co, Inc | 74 | ||||||
635 | * | Freightcar America, Inc | 4 | |||||
3,933 | * | Gardner Denver Holdings, Inc | 80 | |||||
1,403 | * | Gates Industrial Corp plc | 19 | |||||
1,474 | GATX Corp | 104 | ||||||
277 | * | Gencor Industries, Inc | 3 | |||||
2,385 | * | Generac Holdings, Inc | 119 | |||||
9,305 | General Dynamics Corp | 1,463 | ||||||
315,890 | General Electric Co | 2,391 | ||||||
1,244 | * | Gibraltar Industries, Inc | 44 | |||||
870 | Global Brass & Copper Holdings, Inc | 22 |
7
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
922 | * | GMS, Inc | $ | 14 | ||||
678 | Gorman-Rupp Co | 22 | ||||||
5,750 | Graco, Inc | 241 | ||||||
1,261 | GrafTech International Ltd | 14 | ||||||
470 | Graham Corp | 11 | ||||||
1,755 | Granite Construction, Inc | 71 | ||||||
2,253 | * | Great Lakes Dredge & Dock Corp | 15 | |||||
1,065 | Greenbrier Cos, Inc | 42 | ||||||
1,120 | Griffon Corp | 12 | ||||||
1,293 | H&E Equipment Services, Inc | 26 | ||||||
4,259 | Harris Corp | 573 | ||||||
3,062 | * | Harsco Corp | 61 | |||||
1,580 | *,e | HC2 Holdings, Inc | 4 | |||||
6,880 | * | HD Supply Holdings, Inc | 258 | |||||
1,220 | HEICO Corp | 94 | ||||||
2,602 | HEICO Corp (Class A) | 164 | ||||||
981 | * | Herc Holdings, Inc | 25 | |||||
3,102 | Hexcel Corp | 178 | ||||||
2,415 | Hillenbrand, Inc | 92 | ||||||
27,147 | Honeywell International, Inc | 3,587 | ||||||
2,111 | Hubbell, Inc | 210 | ||||||
1,578 | Huntington Ingalls | 300 | ||||||
316 | Hurco Cos, Inc | 11 | ||||||
404 | Hyster-Yale Materials Handling, Inc | 25 | ||||||
2,662 | IDEX Corp | 336 | ||||||
298 | * | IES Holdings, Inc | 5 | |||||
12,064 | Illinois Tool Works, Inc | 1,528 | ||||||
8,744 | Ingersoll-Rand plc | 798 | ||||||
716 | Insteel Industries, Inc | 17 | ||||||
3,480 | ITT, Inc | 168 | ||||||
4,430 | Jacobs Engineering Group, Inc | 259 | ||||||
2,450 | * | JELD-WEN Holding, Inc | 35 | |||||
1,200 | John Bean Technologies Corp | 86 | ||||||
33,059 | Johnson Controls International plc | 980 | ||||||
433 | Kadant, Inc | 35 | ||||||
1,040 | Kaman Corp | 58 | ||||||
5,716 | KBR, Inc | 87 | ||||||
3,108 | Kennametal, Inc | 103 | ||||||
1,868 | *,e | KEYW Holding Corp, The | 12 | |||||
2,746 | * | Kratos Defense & Security Solutions, Inc | 39 | |||||
2,804 | L3 Technologies, Inc | 487 | ||||||
246 | * | Lawson Products, Inc | 8 | |||||
306 | * | LB Foster Co (Class A) | 5 | |||||
1,228 | Lennox International, Inc | 269 | ||||||
1,943 | Lincoln Electric Holdings, Inc | 153 | ||||||
408 | Lindsay Corp | 39 | ||||||
8,988 | Lockheed Martin Corp | 2,353 | ||||||
674 | * | Lydall, Inc | 14 | |||||
1,198 | * | Manitowoc Co, Inc | 18 | |||||
11,302 | Masco Corp | 330 | ||||||
798 | * | Masonite International Corp | 36 | |||||
2,577 | * | Mastec, Inc | 104 | |||||
2,076 | Maxar Technologies Ltd | 25 | ||||||
1,815 | * | Mercury Systems, Inc | 86 | |||||
3,256 | * | Meritor, Inc | 55 | |||||
1,823 | * | Middleby Corp | 187 | |||||
1,678 | * | Milacron Holdings Corp | 20 | |||||
446 | Miller Industries, Inc | 12 | ||||||
1,239 | Moog, Inc (Class A) | 96 | ||||||
3,470 | * | MRC Global, Inc | 42 | |||||
1,759 | MSC Industrial Direct Co (Class A) | 135 | ||||||
2,210 | Mueller Industries, Inc | 52 | ||||||
6,011 | Mueller Water Products, Inc (Class A) | 55 | ||||||
639 | * | MYR Group, Inc | 18 |
8
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
206 | National Presto Industries, Inc | $ | 24 | |||||
1,911 | * | Navistar International Corp | 50 | |||||
1,570 | * | NCI Building Systems, Inc | 11 | |||||
962 | *,e | Nexeo Solutions, Inc | 8 | |||||
1,020 | NN, Inc | 7 | ||||||
2,122 | Nordson Corp | 253 | ||||||
5,879 | Northrop Grumman Corp | 1,440 | ||||||
371 | * | Northwest Pipe Co | 9 | |||||
4,328 | * | NOW, Inc | 50 | |||||
291 | * | NV5 Holdings, Inc | 18 | |||||
6,241 | nVent Electric plc | 140 | ||||||
117 | Omega Flex, Inc | 6 | ||||||
987 | * | Orion Marine Group, Inc | 4 | |||||
2,888 | Oshkosh Truck Corp | 177 | ||||||
3,800 | Owens Corning, Inc | 167 | ||||||
12,495 | PACCAR, Inc | 714 | ||||||
4,830 | Parker-Hannifin Corp | 720 | ||||||
904 | * | Patrick Industries, Inc | 27 | |||||
5,547 | Pentair plc | 210 | ||||||
1,847 | * | PGT, Inc | 29 | |||||
7,340 | *,e | Plug Power, Inc | 9 | |||||
416 | Powell Industries, Inc | 10 | ||||||
96 | Preformed Line Products Co | 5 | ||||||
1,452 | Primoris Services Corp | 28 | ||||||
1,003 | * | Proto Labs, Inc | 113 | |||||
1,340 | Quanex Building Products Corp | 18 | ||||||
5,705 | * | Quanta Services, Inc | 172 | |||||
1,477 | Raven Industries, Inc | 53 | ||||||
10,497 | Raytheon Co | 1,610 | ||||||
899 | * | RBC Bearings, Inc | 118 | |||||
1,737 | Regal-Beloit Corp | 122 | ||||||
4,524 | * | Resideo Technologies, Inc | 93 | |||||
432 | e | REV Group, Inc | 3 | |||||
4,030 | * | Rexnord Corp | 92 | |||||
4,465 | Rockwell Automation, Inc | 672 | ||||||
3,603 | Roper Industries, Inc | 960 | ||||||
257 | Rush Enterprises, Inc | 9 | ||||||
1,200 | Rush Enterprises, Inc (Class A) | 41 | ||||||
6,314 | * | Sensata Technologies Holding plc | 283 | |||||
1,581 | Simpson Manufacturing Co, Inc | 86 | ||||||
1,315 | * | SiteOne Landscape Supply, Inc | 73 | |||||
1,987 | Snap-On, Inc | 289 | ||||||
460 | * | Sparton Corp | 8 | |||||
3,874 | Spirit Aerosystems Holdings, Inc (Class A) | 279 | ||||||
1,707 | * | SPX Corp | 48 | |||||
1,563 | * | SPX FLOW, Inc | 48 | |||||
472 | Standex International Corp | 32 | ||||||
5,675 | Stanley Works | 679 | ||||||
1,004 | * | Sterling Construction Co, Inc | 11 | |||||
922 | Sun Hydraulics Corp | 31 | ||||||
3,212 | * | Sunrun, Inc | 35 | |||||
1,233 | * | Teledyne Technologies, Inc | 255 | |||||
647 | Tennant Co | 34 | ||||||
2,533 | Terex Corp | 70 | ||||||
967 | * | Textainer Group Holdings Ltd | 10 | |||||
9,038 | Textron, Inc | 416 | ||||||
1,276 | * | Thermon Group Holdings | 26 | |||||
2,702 | Timken Co | 101 | ||||||
1,841 | Titan International, Inc | 9 | ||||||
784 | * | Titan Machinery, Inc | 10 | |||||
3,845 | Toro Co | 215 | ||||||
400 | * | TPI Composites, Inc | 10 | |||||
1,748 | * | TransDigm Group, Inc | 594 | |||||
2,304 | * | Trex Co, Inc | 137 |
9
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,789 | * | Trimas Corp | $ | 49 | ||||
5,866 | Trinity Industries, Inc | 121 | ||||||
1,667 | Triton International Ltd | 52 | ||||||
1,896 | Triumph Group, Inc | 22 | ||||||
1,399 | * | Tutor Perini Corp | 22 | |||||
343 | * | Twin Disc, Inc | 5 | |||||
3,013 | * | United Rentals, Inc | 309 | |||||
29,199 | United Technologies Corp | 3,109 | ||||||
4,022 | * | Univar, Inc | 71 | |||||
2,325 | Universal Forest Products, Inc | 60 | ||||||
2,735 | USG Corp | 117 | ||||||
821 | Valmont Industries, Inc | 91 | ||||||
455 | * | Vectrus, Inc | 10 | |||||
419 | * | Veritiv Corp | 10 | |||||
649 | * | Vicor Corp | 25 | |||||
876 | *,e | Vivint Solar, Inc | 3 | |||||
1,684 | W.W. Grainger, Inc | 475 | ||||||
2,295 | Wabash National Corp | 30 | ||||||
1,869 | * | WABCO Holdings, Inc | 201 | |||||
3,154 | e | Wabtec Corp | 222 | |||||
1,090 | Watsco, Inc | 152 | ||||||
880 | Watts Water Technologies, Inc (Class A) | 57 | ||||||
5,066 | * | Welbilt, Inc | 56 | |||||
2,328 | * | Wesco Aircraft Holdings, Inc | 18 | |||||
1,864 | * | WESCO International, Inc | 89 | |||||
67 | * | Willis Lease Finance Corp | 2 | |||||
1,151 | * | Willscot Corp | 11 | |||||
2,064 | Woodward Governor Co | 153 | ||||||
6,623 | Xylem, Inc | 442 | ||||||
|
| |||||||
TOTAL CAPITAL GOODS | 62,948 | |||||||
|
| |||||||
COMMERCIAL & PROFESSIONAL SERVICES - 1.1% | ||||||||
2,170 | ABM Industries, Inc | 70 | ||||||
2,247 | * | Acacia Research (Acacia Technologies) | 7 | |||||
4,335 | ACCO Brands Corp | 29 | ||||||
3,263 | ADT, Inc | 20 | ||||||
2,702 | * | Advanced Disposal Services, Inc | 65 | |||||
274 | Barrett Business Services, Inc | 16 | ||||||
198 | BG Staffing, Inc | 4 | ||||||
1,868 | Brady Corp (Class A) | 81 | ||||||
511 | * | BrightView Holdings, Inc | 5 | |||||
1,790 | Brink’s Co | 116 | ||||||
1,375 | * | Casella Waste Systems, Inc (Class A) | 39 | |||||
2,160 | * | CBIZ, Inc | 43 | |||||
948 | * | Ceco Environmental Corp | 6 | |||||
814 | * | Cimpress NV | 84 | |||||
3,124 | Cintas Corp | 525 | ||||||
2,053 | * | Clean Harbors, Inc | 101 | |||||
7,339 | * | Copart, Inc | 351 | |||||
1,326 | * | CoStar Group, Inc | 447 | |||||
4,607 | Covanta Holding Corp | 62 | ||||||
364 | CRA International, Inc | 16 | ||||||
1,839 | Deluxe Corp | 71 | ||||||
1,234 | Dun & Bradstreet Corp | 176 | ||||||
1,051 | Ennis, Inc | 20 | ||||||
4,276 | Equifax, Inc | 398 | ||||||
1,364 | Essendant, Inc | 17 | ||||||
1,994 | Exponent, Inc | 101 | ||||||
381 | Forrester Research, Inc | 17 | ||||||
419 | * | Franklin Covey Co | 9 | |||||
1,597 | * | FTI Consulting, Inc | 106 | |||||
494 | * | GP Strategies Corp | 6 | |||||
2,765 | e | Healthcare Services Group | 111 |
10
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
711 | Heidrick & Struggles International, Inc | $ | 22 | |||||
555 | * | Heritage-Crystal Clean, Inc | 13 | |||||
2,222 | Herman Miller, Inc | 67 | ||||||
1,783 | HNI Corp | 63 | ||||||
896 | * | Huron Consulting Group, Inc | 46 | |||||
707 | ICF International, Inc | 46 | ||||||
13,867 | * | IHS Markit Ltd | 665 | |||||
1,756 | * | Innerworkings, Inc | 7 | |||||
1,374 | Insperity, Inc | 128 | ||||||
2,401 | Interface, Inc | 34 | ||||||
5,073 | KAR Auction Services, Inc | 242 | ||||||
1,192 | Kelly Services, Inc (Class A) | 24 | ||||||
1,045 | Kforce, Inc | 32 | ||||||
1,392 | Kimball International, Inc (Class B) | 20 | ||||||
1,970 | Knoll, Inc | 33 | ||||||
1,994 | Korn/Ferry International | 79 | ||||||
1,270 | LSC Communications, Inc | 9 | ||||||
2,161 | Manpower, Inc | 140 | ||||||
1,217 | Matthews International Corp (Class A) | 49 | ||||||
919 | McGrath RentCorp | 47 | ||||||
757 | * | Mistras Group, Inc | 11 | |||||
1,705 | Mobile Mini, Inc | 54 | ||||||
1,290 | MSA Safety, Inc | 122 | ||||||
514 | Multi-Color Corp | 18 | ||||||
1,969 | Navigant Consulting, Inc | 47 | ||||||
12,951 | Nielsen NV | 302 | ||||||
563 | * | NL Industries, Inc | 2 | |||||
1,977 | * | On Assignment, Inc | 108 | |||||
7,274 | Pitney Bowes, Inc | 43 | ||||||
1,198 | Quad Graphics, Inc | 15 | ||||||
7,950 | Republic Services, Inc | 573 | ||||||
1,107 | Resources Connection, Inc | 16 | ||||||
4,381 | Robert Half International, Inc | 251 | ||||||
5,386 | Rollins, Inc | 195 | ||||||
2,868 | RR Donnelley & Sons Co | 11 | ||||||
672 | * | SP Plus Corp | 20 | |||||
3,128 | Steelcase, Inc (Class A) | 46 | ||||||
3,227 | * | Stericycle, Inc | 118 | |||||
461 | Systemax, Inc | 11 | ||||||
1,231 | *,e | Team, Inc | 18 | |||||
2,101 | Tetra Tech, Inc | 109 | ||||||
6,811 | TransUnion | 387 | ||||||
1,603 | * | TriNet Group, Inc | 67 | |||||
1,626 | * | TrueBlue, Inc | 36 | |||||
592 | Unifirst Corp | 85 | ||||||
844 | US Ecology, Inc | 53 | ||||||
5,683 | * | Verisk Analytics, Inc | 620 | |||||
795 | Viad Corp | 40 | ||||||
340 | VSE Corp | 10 | ||||||
1,451 | * | WageWorks, Inc | 39 | |||||
15,581 | Waste Management, Inc | 1,387 | ||||||
279 | * | Willdan Group, Inc | 10 | |||||
|
| |||||||
TOTAL COMMERCIAL & PROFESSIONAL SERVICES | 9,709 | |||||||
|
| |||||||
CONSUMER DURABLES & APPAREL - 1.3% | ||||||||
821 | Acushnet Holdings Corp | 17 | ||||||
2,238 | * | American Outdoor Brands Corp | 29 | |||||
383 | Bassett Furniture Industries, Inc | 8 | ||||||
1,140 | * | Beazer Homes USA, Inc | 11 | |||||
3,230 | Brunswick Corp | 150 | ||||||
3,598 | Callaway Golf Co | 55 | ||||||
1,735 | Carter’s, Inc | 142 | ||||||
237 | * | Cavco Industries, Inc | 31 | |||||
707 | * | Century Communities, Inc | 12 |
11
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
727 | Clarus Corp | $ | 7 | |||||
1,106 | Columbia Sportswear Co | 93 | ||||||
2,849 | * | CROCS, Inc | 74 | |||||
447 | Culp, Inc | 8 | ||||||
1,222 | * | Deckers Outdoor Corp | 156 | |||||
12,733 | DR Horton, Inc | 441 | ||||||
458 | Escalade, Inc | 5 | ||||||
958 | Ethan Allen Interiors, Inc | 17 | ||||||
273 | Flexsteel Industries, Inc | 6 | ||||||
1,713 | * | Fossil Group, Inc | 27 | |||||
4,152 | Garmin Ltd | 263 | ||||||
1,666 | * | G-III Apparel Group Ltd | 46 | |||||
4,066 | *,e | GoPro, Inc | 17 | |||||
992 | * | Green Brick Partners, Inc | 7 | |||||
364 | Hamilton Beach Brands Holding Co | 9 | ||||||
12,390 | Hanesbrands, Inc | 155 | ||||||
3,939 | Hasbro, Inc | 320 | ||||||
1,059 | * | Helen of Troy Ltd | 139 | |||||
438 | Hooker Furniture Corp | 12 | ||||||
4,761 | * | Hovnanian Enterprises, Inc (Class A) | 3 | |||||
845 | * | Installed Building Products Inc | 28 | |||||
1,024 | *,e | iRobot Corp | 86 | |||||
232 | Johnson Outdoors, Inc | 14 | ||||||
3,347 | KB Home | 64 | ||||||
1,887 | La-Z-Boy, Inc | 52 | ||||||
4,915 | Leggett & Platt, Inc | 176 | ||||||
631 | Lennar Corp (B Shares) | 20 | ||||||
10,479 | Lennar Corp (Class A) | 410 | ||||||
624 | *,e | LGI Homes, Inc | 28 | |||||
362 | Lifetime Brands, Inc | 4 | ||||||
3,534 | * | Lululemon Athletica, Inc | 430 | |||||
862 | * | M/I Homes, Inc | 18 | |||||
776 | * | Malibu Boats Inc | 27 | |||||
441 | Marine Products Corp | 7 | ||||||
673 | * | MasterCraft Boat Holdings, Inc | 13 | |||||
12,611 | *,e | Mattel, Inc | 126 | |||||
1,662 | MDC Holdings, Inc | 47 | ||||||
1,156 | * | Meritage Homes Corp | 42 | |||||
5,047 | * | Michael Kors Holdings Ltd | 191 | |||||
2,360 | * | Mohawk Industries, Inc | 276 | |||||
638 | Movado Group, Inc | 20 | ||||||
182 | Nacco Industries, Inc (Class A) | 6 | ||||||
1,163 | * | Nautilus, Inc | 13 | |||||
556 | * | New Home Co Inc | 3 | |||||
16,718 | Newell Rubbermaid, Inc | 311 | ||||||
45,406 | Nike, Inc (Class B) | 3,366 | ||||||
117 | * | NVR, Inc | 285 | |||||
621 | Oxford Industries, Inc | 44 | ||||||
2,203 | Polaris Industries, Inc | 169 | ||||||
8,920 | Pulte Homes, Inc | 232 | ||||||
2,715 | PVH Corp | 252 | ||||||
2,037 | Ralph Lauren Corp | 211 | ||||||
1,594 | * | Roku, Inc | 49 | |||||
4,672 | * | Skechers U.S.A., Inc (Class A) | 107 | |||||
251 | Skyline Corp | 4 | ||||||
3,457 | Steven Madden Ltd | 105 | ||||||
652 | Sturm Ruger & Co, Inc | 35 | ||||||
295 | Superior Uniform Group, Inc | 5 | ||||||
10,357 | Tapestry, Inc | 350 | ||||||
4,313 | * | Taylor Morrison Home Corp | 69 | |||||
1,812 | * | Tempur Sealy International, Inc | 75 | |||||
5,202 | Toll Brothers, Inc | 171 | ||||||
1,426 | * | TopBuild Corp | 64 | |||||
6,145 | * | TRI Pointe Homes, Inc | 67 |
12
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,753 | Tupperware Corp | $ | 55 | |||||
7,306 | * | Under Armour, Inc | 118 | |||||
7,201 | * | Under Armour, Inc (Class A) | 127 | |||||
700 | * | Unifi, Inc | 16 | |||||
585 | * | Universal Electronics, Inc | 15 | |||||
1,001 | * | Vera Bradley, Inc | 9 | |||||
11,801 | VF Corp | 842 | ||||||
2,174 | * | Vista Outdoor, Inc | 25 | |||||
2,108 | Whirlpool Corp | 225 | ||||||
889 | * | William Lyon Homes, Inc | 10 | |||||
3,662 | Wolverine World Wide, Inc | 117 | ||||||
1,093 | * | Zagg, Inc | 11 | |||||
|
| |||||||
TOTAL CONSUMER DURABLES & APPAREL | 11,902 | |||||||
|
| |||||||
CONSUMER SERVICES - 2.3% | ||||||||
2,413 | * | Adtalem Global Education, Inc | 114 | |||||
675 | * | American Public Education, Inc | 19 | |||||
8,281 | ARAMARK Holdings Corp | 240 | ||||||
2,383 | BBX Capital Corp | 14 | ||||||
3,449 | * | Belmond Ltd. | 86 | |||||
3 | * | Biglari Holdings, Inc (A Shares) | 2 | |||||
39 | * | Biglari Holdings, Inc (B Shares) | 5 | |||||
817 | BJ’s Restaurants, Inc | 41 | ||||||
3,148 | Bloomin’ Brands, Inc | 56 | ||||||
641 | * | Bojangles’, Inc | 10 | |||||
3,239 | Boyd Gaming Corp | 67 | ||||||
1,976 | * | Bright Horizons Family Solutions | 220 | |||||
1,545 | e | Brinker International, Inc | 68 | |||||
22,033 | *,e | Caesars Entertainment Corp | 150 | |||||
2,656 | * | Career Education Corp | 30 | |||||
14,470 | Carnival Corp | 713 | ||||||
591 | Carriage Services, Inc | 9 | ||||||
1,345 | * | Carrols Restaurant Group, Inc | 13 | |||||
761 | * | Century Casinos, Inc | 6 | |||||
1,753 | e | Cheesecake Factory | 76 | |||||
3,925 | * | Chegg, Inc | 112 | |||||
894 | * | Chipotle Mexican Grill, Inc (Class A) | 386 | |||||
1,319 | Choice Hotels International, Inc | 95 | ||||||
435 | Churchill Downs, Inc | 106 | ||||||
751 | * | Chuy’s Holdings, Inc | 13 | |||||
521 | e | Cracker Barrel Old Country Store, Inc | 83 | |||||
4,390 | Darden Restaurants, Inc | 438 | ||||||
1,638 | Dave & Buster’s Entertainment, Inc | 73 | ||||||
1,033 | * | Del Frisco’s Restaurant Group, Inc | 8 | |||||
1,227 | * | Del Taco Restaurants, Inc | 12 | |||||
2,646 | * | Denny’s Corp | 43 | |||||
664 | DineEquity, Inc | 45 | ||||||
1,538 | Domino’s Pizza, Inc | 382 | ||||||
2,096 | * | Drive Shack, Inc | 8 | |||||
2,930 | Dunkin Brands Group, Inc | 188 | ||||||
809 | * | El Pollo Loco Holdings, Inc | 12 | |||||
2,425 | * | Eldorado Resorts, Inc | 88 | |||||
125 | * | Empire Resorts, Inc | 1 | |||||
6,386 | Extended Stay America, Inc | 99 | ||||||
1,005 | * | Fiesta Restaurant Group, Inc | 16 | |||||
2,359 | * | frontdoor, Inc | 63 | |||||
412 | * | Golden Entertainment, Inc | 7 | |||||
115 | Graham Holdings Co | 74 | ||||||
1,750 | * | Grand Canyon Education, Inc | 168 | |||||
6,952 | H&R Block, Inc | 176 | ||||||
768 | * | Habit Restaurants, Inc | 8 | |||||
3,588 | * | Hilton Grand Vacations, Inc | 95 | |||||
10,043 | Hilton Worldwide Holdings, Inc | 721 |
13
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,089 | * | Houghton Mifflin Harcourt Co | $ | 36 | ||||
1,688 | Hyatt Hotels Corp | 114 | ||||||
4,144 | International Game Technology plc | 61 | ||||||
972 | International Speedway Corp (Class A) | 43 | ||||||
596 | * | J Alexander’s Holdings, Inc | 5 | |||||
1,093 | Jack in the Box, Inc | 85 | ||||||
1,321 | * | K12, Inc | 33 | |||||
13,279 | Las Vegas Sands Corp | 691 | ||||||
1,409 | * | Laureate Education, Inc | 22 | |||||
608 | * | Lindblad Expeditions Holdings, Inc | 8 | |||||
10,355 | Marriott International, Inc (Class A) | 1,124 | ||||||
1,536 | Marriott Vacations Worldwide Corp | 108 | ||||||
28,149 | McDonald’s Corp | 4,998 | ||||||
19,049 | MGM Resorts International | 462 | ||||||
388 | * | Monarch Casino & Resort, Inc | 15 | |||||
133 | Nathan’s Famous, Inc | 9 | ||||||
400 | * | Noodles & Co | 3 | |||||
7,918 | * | Norwegian Cruise Line Holdings Ltd | 336 | |||||
1,063 | e | Papa John’s International, Inc | 42 | |||||
4,241 | * | Penn National Gaming, Inc | 80 | |||||
3,264 | * | Planet Fitness, Inc | 175 | |||||
322 | * | PlayAGS, Inc | 8 | |||||
946 | * | Potbelly Corp | 8 | |||||
330 | RCI Hospitality Holdings, Inc | 7 | ||||||
638 | * | Red Lion Hotels Corp | 5 | |||||
500 | * | Red Robin Gourmet Burgers, Inc | 13 | |||||
2,623 | Red Rock Resorts, Inc | 53 | ||||||
1,367 | * | Regis Corp | 23 | |||||
6,066 | Royal Caribbean Cruises Ltd | 593 | ||||||
1,174 | Ruth’s Chris Steak House, Inc | 27 | ||||||
1,968 | * | Scientific Games Corp (Class A) | 35 | |||||
1,710 | * | SeaWorld Entertainment, Inc | 38 | |||||
6,513 | Service Corp International | 262 | ||||||
4,718 | * | ServiceMaster Global Holdings, Inc | 173 | |||||
841 | * | Shake Shack, Inc | 38 | |||||
2,790 | Six Flags Entertainment Corp | 155 | ||||||
1,487 | * | Sotheby’s (Class A) | 59 | |||||
581 | Speedway Motorsports, Inc | 10 | ||||||
44,896 | Starbucks Corp | 2,891 | ||||||
791 | Strategic Education Inc | 90 | ||||||
2,599 | Texas Roadhouse, Inc (Class A) | 155 | ||||||
1,434 | Vail Resorts, Inc | 302 | ||||||
1,421 | * | Weight Watchers International, Inc | 55 | |||||
7,240 | Wendy’s | 113 | ||||||
1,127 | Wingstop, Inc | 72 | ||||||
3,769 | Wyndham Hotels & Resorts, Inc | 171 | ||||||
3,769 | Wyndham Worldwide Corp | 135 | ||||||
3,813 | Wynn Resorts Ltd | 377 | ||||||
13,720 | Yum China Holdings, Inc | 460 | ||||||
11,280 | Yum! Brands, Inc | 1,037 | ||||||
|
| |||||||
TOTAL CONSUMER SERVICES | 21,274 | |||||||
|
| |||||||
DIVERSIFIED FINANCIALS - 3.6% | ||||||||
1,964 | Affiliated Managers Group, Inc | 191 | ||||||
1,028 | AG Mortgage Investment Trust | 16 | ||||||
18,978 | AGNC Investment Corp | 333 | ||||||
14,989 | Ally Financial, Inc | 340 | ||||||
25,718 | American Express Co | 2,451 | ||||||
5,036 | Ameriprise Financial, Inc | 526 | ||||||
45,389 | Annaly Capital Management, Inc | 446 | ||||||
3,633 | Anworth Mortgage Asset Corp | 15 | ||||||
3,555 | Apollo Commercial Real Estate Finance, Inc | 59 | ||||||
1,906 | Arbor Realty Trust, Inc | 19 |
14
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,014 | Ares Commercial Real Estate Corp | $ | 13 | |||||
727 | e | Arlington Asset Investment Corp (Class A) | 5 | |||||
1,518 | ARMOUR Residential REIT, Inc | 31 | ||||||
1,731 | Artisan Partners Asset Management, Inc | 38 | ||||||
269 | Associated Capital Group, Inc | 10 | ||||||
6,909 | AXA Equitable Holdings, Inc | 115 | ||||||
382 | B. Riley Financial, Inc | 5 | ||||||
1,284 | Banco Latinoamericano de Exportaciones S.A. (Class E) | 22 | ||||||
33,521 | Bank of New York Mellon Corp | 1,578 | ||||||
8,951 | BGC Partners, Inc (Class A) | 46 | ||||||
4,508 | BlackRock, Inc | 1,771 | ||||||
3,698 | Blackstone Mortgage Trust, Inc | 118 | ||||||
1,604 | * | Blucora, Inc | 43 | |||||
2,523 | * | Cannae Holdings, Inc | 43 | |||||
17,105 | Capital One Financial Corp | 1,293 | ||||||
3,681 | Capstead Mortgage Corp | 25 | ||||||
4,190 | CBOE Holdings, Inc | 410 | ||||||
43,661 | Charles Schwab Corp | 1,813 | ||||||
412 | Cherry Hill Mortgage Investment Corp | 7 | ||||||
5,258 | Chimera Investment Corp | 94 | ||||||
12,864 | CME Group, Inc | 2,420 | ||||||
853 | Cohen & Steers, Inc | 29 | ||||||
3,033 | Colony Credit Real Estate, Inc | 48 | ||||||
1,050 | * | Cowen Group, Inc | 14 | |||||
436 | * | Credit Acceptance Corp | 166 | |||||
334 | * | Curo Group Holdings Corp | 3 | |||||
118 | Diamond Hill Investment Group, Inc | 18 | ||||||
12,104 | Discover Financial Services | 714 | ||||||
1,075 | * | Donnelley Financial Solutions, Inc | 15 | |||||
1,860 | Dynex Capital, Inc | 11 | ||||||
9,915 | E*TRADE Financial Corp | 435 | ||||||
4,044 | Eaton Vance Corp | 142 | ||||||
588 | * | Elevate Credit, Inc | 3 | |||||
978 | *,e | Encore Capital Group, Inc | 23 | |||||
1,226 | * | Enova International, Inc | 24 | |||||
1,565 | Evercore Partners, Inc (Class A) | 112 | ||||||
1,443 | Exantas Capital Corp | 15 | ||||||
1,988 | * | Ezcorp, Inc (Class A) | 15 | |||||
1,406 | Factset Research Systems, Inc | 281 | ||||||
3,795 | Federated Investors, Inc (Class B) | 101 | ||||||
5,062 | * | FGL Holdings | 34 | |||||
1,853 | FirstCash, Inc | 134 | ||||||
570 | * | Focus Financial Partners, Inc | 15 | |||||
11,857 | Franklin Resources, Inc | 352 | ||||||
1,532 | e | Gain Capital Holdings, Inc | 9 | |||||
181 | GAMCO Investors, Inc (Class A) | 3 | ||||||
12,840 | Goldman Sachs Group, Inc | 2,145 | ||||||
1,667 | Granite Point Mortgage Trust, Inc | 30 | ||||||
416 | Great Ajax Corp | 5 | ||||||
1,775 | * | Green Dot Corp | 141 | |||||
1,124 | Greenhill & Co, Inc | 27 | ||||||
544 | Hamilton Lane, Inc | 20 | ||||||
836 | Houlihan Lokey, Inc | 31 | ||||||
2,624 | Interactive Brokers Group, Inc (Class A) | 143 | ||||||
20,801 | IntercontinentalExchange Group, Inc | 1,567 | ||||||
601 | * | INTL FCStone, Inc | 22 | |||||
15,288 | Invesco Ltd | 256 | ||||||
2,531 | Invesco Mortgage Capital, Inc | 37 | ||||||
1,302 | Investment Technology Group, Inc | 39 | ||||||
11,485 | Jefferies Financial Group, Inc | 199 | ||||||
419 | KKR Real Estate Finance Trust, Inc | 8 | ||||||
2,622 | Ladder Capital Corp | 41 | ||||||
5,033 | Ladenburg Thalmann Financial Services, Inc | 12 |
15
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
4,392 | Lazard Ltd (Class A) | $ | 162 | |||||
3,386 | Legg Mason, Inc | 86 | ||||||
12,454 | * | LendingClub Corp | 33 | |||||
3,491 | LPL Financial Holdings, Inc | 213 | ||||||
1,365 | MarketAxess Holdings, Inc | 288 | ||||||
418 | Marlin Business Services Corp | 9 | ||||||
14,764 | MFA Mortgage Investments, Inc | 99 | ||||||
1,429 | Moelis & Co | 49 | ||||||
6,110 | Moody’s Corp | 856 | ||||||
44,773 | Morgan Stanley | 1,775 | ||||||
745 | Morningstar, Inc | 82 | ||||||
3,273 | MSCI, Inc (Class A) | 483 | ||||||
4,411 | NASDAQ OMX Group, Inc | 360 | ||||||
9,280 | Navient Corp | 82 | ||||||
763 | Nelnet, Inc (Class A) | 40 | ||||||
13,650 | New Residential Investment Corp | 194 | ||||||
4,058 | New York Mortgage Trust, Inc | 24 | ||||||
959 | * | NewStar Financial, Inc | 0 | ^ | ||||
7,418 | Northern Trust Corp | 620 | ||||||
2,164 | OM Asset Management plc | 23 | ||||||
2,011 | * | On Deck Capital, Inc | 12 | |||||
2,827 | * | OneMain Holdings, Inc | 69 | |||||
448 | Oppenheimer Holdings, Inc | 11 | ||||||
1,276 | e | Orchid Island Capital, Inc | 8 | |||||
2,603 | PennyMac Mortgage Investment Trust | 49 | ||||||
896 | * | Pico Holdings, Inc | 8 | |||||
553 | Piper Jaffray Cos | 36 | ||||||
727 | PJT Partners, Inc | 28 | ||||||
1,801 | * | PRA Group, Inc | 44 | |||||
527 | Pzena Investment Management, Inc (Class A) | 5 | ||||||
4,885 | Raymond James Financial, Inc | 364 | ||||||
607 | Ready Capital Corp | 8 | ||||||
2,957 | Redwood Trust, Inc | 45 | ||||||
383 | * | Regional Management Corp | 9 | |||||
9,116 | S&P Global, Inc | 1,549 | ||||||
808 | * | Safeguard Scientifics, Inc | 7 | |||||
4,273 | Santander Consumer USA Holdings, Inc | 75 | ||||||
4,960 | SEI Investments Co | 229 | ||||||
298 | Silvercrest Asset Management Group, Inc | 4 | ||||||
16,893 | * | SLM Corp | 140 | |||||
13,446 | State Street Corp | 848 | ||||||
2,581 | Stifel Financial Corp | 107 | ||||||
27,004 | Synchrony Financial | 634 | ||||||
8,529 | T Rowe Price Group, Inc | 787 | ||||||
10,451 | TD Ameritrade Holding Corp | 512 | ||||||
427 | TPG RE Finance Trust, Inc | 8 | ||||||
7,131 | Two Harbors Investment Corp | 92 | ||||||
1,024 | Virtu Financial, Inc | 26 | ||||||
255 | Virtus Investment Partners, Inc | 20 | ||||||
5,623 | Voya Financial, Inc | 226 | ||||||
3,248 | e | Waddell & Reed Financial, Inc (Class A) | 59 | |||||
1,589 | Western Asset Mortgage Capital Corp | 13 | ||||||
322 | Westwood Holdings Group, Inc | 11 | ||||||
4,611 | WisdomTree Investments, Inc | 31 | ||||||
229 | * | World Acceptance Corp | 23 | |||||
|
| |||||||
TOTAL DIVERSIFIED FINANCIALS | 33,310 | |||||||
|
| |||||||
ENERGY - 4.9% | ||||||||
5,830 | * | Abraxas Petroleum Corp | 6 | |||||
99 | Adams Resources & Energy, Inc | 4 | ||||||
3,466 | *,e | Alta Mesa Resources, Inc | 3 | |||||
19,112 | Anadarko Petroleum Corp | 838 | ||||||
7,333 | * | Antero Resources Corp | 69 |
16
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
14,158 | Apache Corp | $ | 372 | |||||
2,927 | * | Apergy Corp | 79 | |||||
1,515 | *,e | Approach Resources, Inc | 1 | |||||
550 | Arch Coal, Inc | 46 | ||||||
4,687 | Archrock, Inc | 35 | ||||||
985 | * | Ardmore Shipping Corp | 5 | |||||
18,455 | Baker Hughes a GE Co | 397 | ||||||
661 | * | Basic Energy Services, Inc | 3 | |||||
784 | * | Bonanza Creek Energy, Inc | 16 | |||||
1,469 | *,e | Bristow Group, Inc | 4 | |||||
1,777 | * | C&J Energy Services, Inc | 24 | |||||
15,262 | Cabot Oil & Gas Corp | 341 | ||||||
812 | * | Cactus, Inc | 22 | |||||
1,677 | * | California Resources Corp | 29 | |||||
7,833 | * | Callon Petroleum Co | 51 | |||||
905 | *,e | CARBO Ceramics, Inc | 3 | |||||
2,286 | * | Carrizo Oil & Gas, Inc | 26 | |||||
6,772 | * | Centennial Resource Development, Inc | 75 | |||||
8,023 | * | Cheniere Energy, Inc | 475 | |||||
32,228 | *,e | Chesapeake Energy Corp | 68 | |||||
69,106 | Chevron Corp | 7,518 | ||||||
3,210 | Cimarex Energy Co | 198 | ||||||
5,167 | * | Clean Energy Fuels Corp | 9 | |||||
8,770 | * | CNX Resources Corp | 100 | |||||
7,124 | * | Concho Resources, Inc | 732 | |||||
42,621 | ConocoPhillips | 2,657 | ||||||
1,096 | * | CONSOL Energy, Inc | 35 | |||||
3,475 | * | Continental Resources, Inc | 140 | |||||
1,185 | * | Covia Holdings Corp | 4 | |||||
612 | CVR Energy, Inc | 21 | ||||||
3,058 | Delek US Holdings, Inc | 99 | ||||||
15,050 | * | Denbury Resources, Inc | 26 | |||||
19,371 | Devon Energy Corp | 437 | ||||||
2,870 | DHT Holdings, Inc | 11 | ||||||
2,618 | * | Diamond Offshore Drilling, Inc | 25 | |||||
5,793 | Diamondback Energy, Inc | 537 | ||||||
1,163 | * | Dorian LPG Ltd | 7 | |||||
1,470 | * | Dril-Quip, Inc | 44 | |||||
384 | * | Earthstone Energy, Inc | 2 | |||||
3,296 | *,e | Eclipse Resources Corp | 3 | |||||
2,812 | *,e | Energy Fuels, Inc | 8 | |||||
21,038 | EOG Resources, Inc | 1,835 | ||||||
1,448 | *,e | EP Energy Corp | 1 | |||||
9,818 | EQT Corp | 185 | ||||||
7,854 | * | Equitrans Midstream Corp | 157 | |||||
891 | * | Era Group, Inc | 8 | |||||
668 | Evolution Petroleum Corp | 5 | ||||||
1,256 | * | Exterran Corp | 22 | |||||
4,719 | * | Extraction Oil & Gas, Inc | 20 | |||||
153,814 | Exxon Mobil Corp | 10,489 | ||||||
2,612 | * | Forum Energy Technologies, Inc | 11 | |||||
1,937 | * | Frank’s International NV | 10 | |||||
2,830 | *,e | Frontline Ltd | 16 | |||||
744 | * | FTS International, Inc | 5 | |||||
1,757 | GasLog Ltd | 29 | ||||||
3,789 | Golar LNG Ltd | 82 | ||||||
1,490 | Green Plains Renewable Energy, Inc | 20 | ||||||
6,440 | * | Gulfport Energy Corp | 42 | |||||
4,058 | *,e | Halcon Resources Corp | 7 | |||||
557 | Hallador Energy Co | 3 | ||||||
31,721 | Halliburton Co | 843 | ||||||
5,378 | * | Helix Energy Solutions Group, Inc | 29 | |||||
3,775 | Helmerich & Payne, Inc | 181 | ||||||
9,840 | Hess Corp | 398 |
17
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,221 | * | HighPoint Resources Corp | $ | 6 | ||||
5,996 | HollyFrontier Corp | 306 | ||||||
1,312 | * | Independence Contract Drilling, Inc | 4 | |||||
1,110 | * | International Seaways, Inc | 19 | |||||
388 | * | ION Geophysical Corp | 2 | |||||
30 | * | Isramco, Inc | 4 | |||||
1,195 | *,e | Jagged Peak Energy, Inc | 11 | |||||
1,187 | * | Keane Group, Inc | 10 | |||||
384 | * | Key Energy Services, Inc | 1 | |||||
69,464 | Kinder Morgan, Inc | 1,068 | ||||||
641 | * | KLX Energy Services Holdings, Inc | 15 | |||||
7,503 | * | Kosmos Energy Ltd | 31 | |||||
6,373 | * | Laredo Petroleum Holdings, Inc | 23 | |||||
394 | e | Liberty Oilfield Services, Inc | 5 | |||||
1,582 | * | Lilis Energy, Inc | 2 | |||||
275 | Mammoth Energy Services, Inc | 5 | ||||||
31,474 | Marathon Oil Corp | 451 | ||||||
24,405 | Marathon Petroleum Corp | 1,440 | ||||||
3,403 | * | Matador Resources Co | 53 | |||||
1,193 | * | Matrix Service Co | 21 | |||||
6,808 | * | McDermott International, Inc | 44 | |||||
377 | * | Midstates Petroleum Co, Inc | 3 | |||||
6,404 | Murphy Oil Corp | 150 | ||||||
11,900 | Nabors Industries Ltd | 24 | ||||||
14,486 | National Oilwell Varco, Inc | 372 | ||||||
561 | * | Natural Gas Services Group, Inc | 9 | |||||
410 | * | NCS Multistage Holdings, Inc | 2 | |||||
6,721 | * | Newfield Exploration Co | 98 | |||||
3,366 | * | Newpark Resources, Inc | 23 | |||||
250 | * | Nine Energy Service, Inc | 6 | |||||
9,079 | * | Noble Corp plc | 24 | |||||
17,812 | Noble Energy, Inc | 334 | ||||||
3,925 | e | Nordic American Tanker Shipping | 8 | |||||
3,920 | * | Northern Oil And Gas, Inc | 9 | |||||
9,279 | * | Oasis Petroleum, Inc | 51 | |||||
27,738 | Occidental Petroleum Corp | 1,703 | ||||||
3,828 | * | Oceaneering International, Inc | 46 | |||||
2,073 | * | Oil States International, Inc | 30 | |||||
15,197 | Oneok, Inc | 820 | ||||||
836 | * | Overseas Shipholding Group, Inc | 1 | |||||
648 | Panhandle Oil and Gas, Inc (Class A) | 10 | ||||||
1,291 | * | Par Pacific Holdings, Inc | 18 | |||||
9,019 | * | Parsley Energy, Inc | 144 | |||||
8,122 | Patterson-UTI Energy, Inc | 84 | ||||||
4,259 | PBF Energy, Inc | 139 | ||||||
2,579 | * | PDC Energy, Inc | 77 | |||||
2,971 | Peabody Energy Corp | 91 | ||||||
544 | * | Penn Virginia Corp | 29 | |||||
620 | *,e | PHI, Inc | 1 | |||||
15,329 | Phillips 66 | 1,321 | ||||||
2,571 | * | Pioneer Energy Services Corp | 3 | |||||
6,184 | Pioneer Natural Resources Co | 813 | ||||||
2,609 | * | ProPetro Holding Corp | 32 | |||||
9,406 | * | Questar Market Resources, Inc | 53 | |||||
7,038 | Range Resources Corp | 67 | ||||||
1,467 | * | Renewable Energy Group, Inc | 38 | |||||
838 | *,e | Resolute Energy Corp | 24 | |||||
234 | * | Rex American Resources Corp | 16 | |||||
611 | * | RigNet, Inc | 8 | |||||
1,749 | * | Ring Energy, Inc | 9 | |||||
4,518 | *,e | Rowan Cos plc | 38 | |||||
2,256 | e | RPC, Inc | 22 | |||||
1,269 | * | SandRidge Energy, Inc | 10 | |||||
50,386 | Schlumberger Ltd | 1,818 |
18
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
6,794 | Scorpio Tankers, Inc | $ | 12 | |||||
617 | * | SEACOR Holdings, Inc | 23 | |||||
629 | * | SEACOR Marine Holdings, Inc | 7 | |||||
351 | * | Select Energy Services, Inc | 2 | |||||
2,570 | SemGroup Corp | 35 | ||||||
2,365 | Ship Finance International Ltd | 25 | ||||||
253 | * | SilverBow Resources, Inc | 6 | |||||
4,345 | SM Energy Co | 67 | ||||||
801 | *,e | Smart Sand, Inc | 2 | |||||
369 | e | Solaris Oilfield Infrastructure, Inc | 4 | |||||
19,699 | * | Southwestern Energy Co | 67 | |||||
7,633 | * | SRC Energy, Inc | 36 | |||||
5,923 | * | Superior Energy Services | 20 | |||||
749 | * | Talos Energy, Inc | 12 | |||||
7,616 | Targa Resources Investments, Inc | 274 | ||||||
2,010 | e | Teekay Corp | 7 | |||||
3,273 | Teekay Tankers Ltd (Class A) | 3 | ||||||
2,116 | *,e | Tellurian, Inc | 15 | |||||
3,896 | * | Tetra Technologies, Inc | 7 | |||||
878 | * | Tidewater, Inc | 17 | |||||
18,539 | * | Transocean Ltd (NYSE) | 129 | |||||
1,986 | * | Unit Corp | 28 | |||||
5,127 | *,e | Uranium Energy Corp | 6 | |||||
3,143 | e | US Silica Holdings Inc | 32 | |||||
15,720 | Valero Energy Corp | 1,178 | ||||||
3,587 | * | W&T Offshore, Inc | 15 | |||||
3,512 | * | Whiting Petroleum Corp | 80 | |||||
705 | * | WildHorse Resource Development Corp | 10 | |||||
44,651 | Williams Cos, Inc | 985 | ||||||
2,651 | World Fuel Services Corp | 57 | ||||||
15,377 | * | WPX Energy, Inc | 174 | |||||
|
| |||||||
TOTAL ENERGY | 45,437 | |||||||
|
| |||||||
FOOD & STAPLES RETAILING - 1.4% | ||||||||
1,108 | Andersons, Inc | 33 | ||||||
1,203 | Casey’s General Stores, Inc | 154 | ||||||
776 | * | Chefs’ Warehouse Holdings, Inc | 25 | |||||
15,984 | Costco Wholesale Corp | 3,256 | ||||||
555 | Ingles Markets, Inc (Class A) | 15 | ||||||
29,322 | Kroger Co | 806 | ||||||
345 | * | Natural Grocers by Vitamin C | 5 | |||||
3,740 | * | Performance Food Group Co | 121 | |||||
820 | Pricesmart, Inc | 49 | ||||||
34,626 | *,e | Rite Aid Corp | 25 | |||||
1,024 | * | Smart & Final Stores, Inc | 5 | |||||
957 | Spartan Stores, Inc | 16 | ||||||
4,309 | * | Sprouts Farmers Market, Inc | 101 | |||||
17,221 | Sysco Corp | 1,079 | ||||||
2,032 | * | United Natural Foods, Inc | 22 | |||||
7,566 | * | US Foods Holding Corp | 239 | |||||
292 | Village Super Market (Class A) | 8 | ||||||
30,262 | Walgreens Boots Alliance, Inc | 2,068 | ||||||
51,930 | Walmart, Inc | 4,837 | ||||||
313 | Weis Markets, Inc | 15 | ||||||
|
| |||||||
TOTAL FOOD & STAPLES RETAILING | 12,879 | |||||||
|
| |||||||
FOOD, BEVERAGE & TOBACCO - 3.6% | ||||||||
4,215 | *,e | 22nd Century Group, Inc | 11 | |||||
135 | Alico, Inc | 4 | ||||||
69,242 | Altria Group, Inc | 3,420 | ||||||
20,341 | Archer Daniels Midland Co | 833 | ||||||
2,508 | e | B&G Foods, Inc (Class A) | 73 | |||||
344 | * | Boston Beer Co, Inc (Class A) | 83 |
19
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,865 | Brown-Forman Corp | $ | 88 | |||||
10,467 | Brown-Forman Corp (Class B) | 498 | ||||||
4,825 | Bunge Ltd | 258 | ||||||
583 | Calavo Growers, Inc | 43 | ||||||
1,263 | Cal-Maine Foods, Inc | 53 | ||||||
6,056 | Campbell Soup Co | 200 | ||||||
3,333 | *,e | Castle Brands, Inc | 3 | |||||
185 | Coca-Cola Bottling Co Consolidated | 33 | ||||||
139,812 | Coca-Cola Co | 6,620 | ||||||
16,363 | ConAgra Brands, Inc | 350 | ||||||
5,685 | Constellation Brands, Inc (Class A) | 914 | ||||||
418 | * | Craft Brewers Alliance, Inc | 6 | |||||
6,364 | * | Darling International, Inc | 122 | |||||
3,513 | Dean Foods Co | 13 | ||||||
288 | * | Farmer Bros Co | 7 | |||||
6,808 | Flowers Foods, Inc | 126 | ||||||
1,315 | Fresh Del Monte Produce, Inc | 37 | ||||||
901 | * | Freshpet, Inc | 29 | |||||
21,591 | General Mills, Inc | 841 | ||||||
3,970 | * | Hain Celestial Group, Inc | 63 | |||||
5,112 | Hershey Co | 548 | ||||||
10,106 | Hormel Foods Corp | 431 | ||||||
3,112 | * | Hostess Brands, Inc | 34 | |||||
2,632 | Ingredion, Inc | 241 | ||||||
585 | J&J Snack Foods Corp | 85 | ||||||
4,037 | J.M. Smucker Co | 377 | ||||||
368 | John B. Sanfilippo & Son, Inc | 21 | ||||||
8,945 | Kellogg Co | 510 | ||||||
5,267 | Keurig Dr Pepper, Inc | 135 | ||||||
22,359 | Kraft Heinz Co | 962 | ||||||
5,006 | Lamb Weston Holdings, Inc | 368 | ||||||
621 | Lancaster Colony Corp | 110 | ||||||
1,056 | * | Landec Corp | 13 | |||||
443 | Limoneira Co | 9 | ||||||
4,446 | McCormick & Co, Inc | 619 | ||||||
476 | MGP Ingredients, Inc | 27 | ||||||
6,197 | Molson Coors Brewing Co (Class B) | 348 | ||||||
52,337 | Mondelez International, Inc | 2,095 | ||||||
14,610 | * | Monster Beverage Corp | 719 | |||||
457 | * | National Beverage Corp | 33 | |||||
51,496 | PepsiCo, Inc | 5,689 | ||||||
56,476 | Philip Morris International, Inc | 3,770 | ||||||
2,078 | * | Pilgrim’s Pride Corp | 32 | |||||
2,539 | * | Post Holdings, Inc | 226 | |||||
845 | * | Primo Water Corp | 12 | |||||
787 | Sanderson Farms, Inc | 78 | ||||||
10 | Seaboard Corp | 35 | ||||||
365 | * | Seneca Foods Corp | 10 | |||||
2,221 | * | Simply Good Foods Co | 42 | |||||
326 | e | Tootsie Roll Industries, Inc | 11 | |||||
2,158 | * | TreeHouse Foods, Inc | 109 | |||||
183 | Turning Point Brands, Inc | 5 | ||||||
10,319 | Tyson Foods, Inc (Class A) | 551 | ||||||
917 | Universal Corp | 50 | ||||||
3,235 | Vector Group Ltd | 31 | ||||||
|
| |||||||
TOTAL FOOD, BEVERAGE & TOBACCO | 33,064 | |||||||
|
| |||||||
HEALTH CARE EQUIPMENT & SERVICES - 6.4% | ||||||||
62,561 | Abbott Laboratories | 4,525 | ||||||
1,565 | * | Abiomed, Inc | 509 | |||||
3,023 | * | Acadia Healthcare Co, Inc | 78 | |||||
3,073 | * | Accuray, Inc | 11 | |||||
255 | * | Addus HomeCare Corp | 17 | |||||
2,916 | * | Align Technology, Inc | 611 |
20
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
7,075 | * | Allscripts Healthcare Solutions, Inc | $ | 68 | ||||
1,099 | * | Amedisys, Inc | 129 | |||||
368 | * | American Renal Associates Holdings, Inc | 4 | |||||
5,940 | AmerisourceBergen Corp | 442 | ||||||
1,811 | * | AMN Healthcare Services, Inc | 103 | |||||
1,310 | * | Angiodynamics, Inc | 26 | |||||
566 | * | Anika Therapeutics, Inc | 19 | |||||
5,621 | * | Antares Pharma, Inc | 15 | |||||
9,474 | Anthem, Inc | 2,488 | ||||||
912 | *,e | Apollo Medical Holdings, Inc | 18 | |||||
1,482 | * | athenahealth, Inc | 196 | |||||
1,229 | * | AtriCure, Inc | 38 | |||||
55 | Atrion Corp | 41 | ||||||
1,812 | * | Avanos Medical, Inc | 81 | |||||
1,009 | * | AxoGen, Inc | 21 | |||||
18,141 | Baxter International, Inc | 1,194 | ||||||
9,540 | Becton Dickinson & Co | 2,150 | ||||||
4,529 | * | BioScrip, Inc | 16 | |||||
1,148 | * | BioTelemetry, Inc | 69 | |||||
50,281 | * | Boston Scientific Corp | 1,777 | |||||
7,134 | * | Brookdale Senior Living, Inc | 48 | |||||
1,418 | Cantel Medical Corp | 106 | ||||||
1,019 | * | Capital Senior Living Corp | 7 | |||||
11,679 | Cardinal Health, Inc | 521 | ||||||
1,207 | * | Cardiovascular Systems, Inc | 34 | |||||
2,441 | * | Castlight Health, Inc | 5 | |||||
7,303 | * | Centene Corp | 842 | |||||
11,275 | * | Cerner Corp | 591 | |||||
4,212 | * | Cerus Corp | 21 | |||||
611 | Chemed Corp | 173 | ||||||
13,538 | Cigna Corp | 2,571 | ||||||
504 | * | Civitas Solutions, Inc | 9 | |||||
481 | Computer Programs & Systems, Inc | 12 | ||||||
1,071 | Conmed Corp | 69 | ||||||
1,710 | Cooper Cos, Inc | 435 | ||||||
368 | * | Corvel Corp | 23 | |||||
1,273 | * | Cross Country Healthcare, Inc | 9 | |||||
1,250 | * | CryoLife, Inc | 35 | |||||
917 | *,e | CryoPort, Inc | 10 | |||||
593 | * | Cutera, Inc | 10 | |||||
46,540 | CVS Health Corp | 3,049 | ||||||
1,039 | *,e | CytoSorbents Corp | 8 | |||||
22,875 | Danaher Corp | 2,359 | ||||||
4,837 | * | DaVita, Inc | 249 | |||||
8,598 | Dentsply Sirona, Inc | 320 | ||||||
3,340 | * | DexCom, Inc | 400 | |||||
1,886 | * | Diplomat Pharmacy, Inc | 25 | |||||
7,699 | * | Edwards Lifesciences Corp | 1,179 | |||||
3,477 | Encompass Health Corp | 215 | ||||||
1,885 | Ensign Group, Inc | 73 | ||||||
2,484 | * | Evolent Health, Inc | 50 | |||||
229 | * | FONAR Corp | 5 | |||||
1,393 | * | Genesis Health Care, Inc | 2 | |||||
1,865 | * | GenMark Diagnostics, Inc | 9 | |||||
1,112 | * | Glaukos Corp | 62 | |||||
2,762 | * | Globus Medical, Inc | 120 | |||||
237 | * | Guardant Health, Inc | 9 | |||||
2,039 | * | Haemonetics Corp | 204 | |||||
9,993 | HCA Holdings, Inc | 1,244 | ||||||
1,932 | * | HealthEquity, Inc | 115 | |||||
1,071 | HealthStream, Inc | 26 | ||||||
868 | *,e | Helius Medical Technologies, Inc | 8 | |||||
5,686 | * | Henry Schein, Inc | 446 | |||||
236 | * | Heska Corp | 20 |
21
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,532 | Hill-Rom Holdings, Inc | $ | 224 | |||||
3,262 | * | HMS Holdings Corp | 92 | |||||
9,576 | * | Hologic, Inc | 394 | |||||
5,032 | Humana, Inc | 1,442 | ||||||
588 | * | ICU Medical, Inc | 135 | |||||
3,173 | * | IDEXX Laboratories, Inc | 590 | |||||
672 | * | Inogen Inc | 83 | |||||
2,425 | *,e | Inovalon Holdings, Inc | 34 | |||||
279 | * | Inspire Medical Systems, Inc | 12 | |||||
2,272 | * | Insulet Corp | 180 | |||||
935 | * | Integer Holding Corp | 71 | |||||
2,413 | * | Integra LifeSciences Holdings Corp | 109 | |||||
222 | * | IntriCon Corp | 6 | |||||
4,116 | * | Intuitive Surgical, Inc | 1,971 | |||||
1,260 | Invacare Corp | 5 | ||||||
878 | * | iRhythm Technologies, Inc | 61 | |||||
3,540 | * | Laboratory Corp of America Holdings | 447 | |||||
982 | * | Lantheus Holdings, Inc | 15 | |||||
562 | LeMaitre Vascular, Inc | 13 | ||||||
1,045 | * | LHC Group, Inc | 98 | |||||
1,646 | * | LivaNova plc | 151 | |||||
735 | * | Magellan Health Services, Inc | 42 | |||||
1,746 | * | Masimo Corp | 187 | |||||
7,372 | McKesson Corp | 814 | ||||||
2,192 | * | Medidata Solutions, Inc | 148 | |||||
3,431 | * | MEDNAX, Inc | 113 | |||||
49,002 | Medtronic plc | 4,457 | ||||||
1,637 | Meridian Bioscience, Inc | 28 | ||||||
1,836 | * | Merit Medical Systems, Inc | 102 | |||||
2,279 | * | Molina Healthcare, Inc | 265 | |||||
685 | *,e | NantHealth, Inc | 0 | ^ | ||||
212 | National Healthcare Corp | 17 | ||||||
357 | National Research Corp | 14 | ||||||
1,257 | * | Natus Medical, Inc | 43 | |||||
1,932 | * | Neogen Corp | 110 | |||||
1,074 | * | Nevro Corp | 42 | |||||
1,960 | * | NextGen Healthcare, Inc | 30 | |||||
2,085 | * | Novocure Ltd | 70 | |||||
1,937 | * | NuVasive, Inc | 96 | |||||
511 | * | Nuvectra Corp | 8 | |||||
2,539 | * | NxStage Medical, Inc | 73 | |||||
1,384 | * | Omnicell, Inc | 85 | |||||
2,181 | * | OraSure Technologies, Inc | 25 | |||||
679 | * | Orthofix International NV | 36 | |||||
225 | * | OrthoPediatrics Corp | 8 | |||||
2,343 | Owens & Minor, Inc | 15 | ||||||
919 | * | Oxford Immunotec Global plc | 12 | |||||
3,229 | Patterson Cos, Inc | 64 | ||||||
1,140 | * | Penumbra, Inc | 139 | |||||
275 | *,e | PetIQ, Inc | 6 | |||||
1,594 | * | Premier, Inc | 60 | |||||
495 | * | Providence Service Corp | 30 | |||||
356 | e | Pulse Biosciences, Inc | 4 | |||||
4,917 | Quest Diagnostics, Inc | 409 | ||||||
1,084 | * | Quidel Corp | 53 | |||||
3,887 | * | R1 RCM, Inc | 31 | |||||
1,510 | * | RadNet, Inc | 15 | |||||
5,009 | Resmed, Inc | 570 | ||||||
1,891 | *,e | Rockwell Medical, Inc | 4 | |||||
2,673 | * | RTI Biologics, Inc | 10 | |||||
640 | * | SeaSpine Holdings Corp | 12 | |||||
4,065 | * | Select Medical Holdings Corp | 62 | |||||
2,436 | *,e | Senseonics Holdings, Inc | 6 | |||||
278 | * | SI-BONE, Inc | 6 |
22
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
549 | * | Sientra, Inc | $ | 7 | ||||
414 | Simulations Plus, Inc | 8 | ||||||
1,741 | * | Staar Surgical Co | 56 | |||||
2,985 | STERIS Plc | 319 | ||||||
12,342 | Stryker Corp | 1,935 | ||||||
643 | * | Surgery Partners, Inc | 6 | |||||
516 | * | SurModics, Inc | 24 | |||||
350 | * | Tabula Rasa HealthCare, Inc | 22 | |||||
357 | * | Tactile Systems Technology, Inc | 16 | |||||
1,644 | * | Tandem Diabetes Care, Inc | 62 | |||||
2,089 | * | Teladoc, Inc | 104 | |||||
1,689 | Teleflex, Inc | 437 | ||||||
3,172 | * | Tenet Healthcare Corp | 54 | |||||
1,422 | * | Tivity Health, Inc | 35 | |||||
5,738 | *,e | TransEnterix, Inc | 13 | |||||
948 | * | Triple-S Management Corp (Class B) | 17 | |||||
34,974 | UnitedHealth Group, Inc | 8,713 | ||||||
3,028 | Universal Health Services, Inc (Class B) | 353 | ||||||
468 | US Physical Therapy, Inc | 48 | ||||||
149 | Utah Medical Products, Inc | 12 | ||||||
1,492 | * | Varex Imaging Corp | 35 | |||||
3,205 | * | Varian Medical Systems, Inc | 363 | |||||
4,450 | * | Veeva Systems, Inc | 397 | |||||
1,068 | *,e | ViewRay, Inc | 7 | |||||
1,082 | * | Vocera Communications, Inc | 43 | |||||
1,792 | * | WellCare Health Plans, Inc | 423 | |||||
2,710 | West Pharmaceutical Services, Inc | 266 | ||||||
4,098 | * | Wright Medical Group NV | 112 | |||||
7,276 | Zimmer Biomet Holdings, Inc | 755 | ||||||
|
| |||||||
TOTAL HEALTH CARE EQUIPMENT & SERVICES | 59,470 | |||||||
|
| |||||||
HOUSEHOLD & PERSONAL PRODUCTS - 1.6% | ||||||||
400 | * | Central Garden & Pet Co | 14 | |||||
1,366 | * | Central Garden and Pet Co (Class A) | 43 | |||||
9,043 | Church & Dwight Co, Inc | 595 | ||||||
4,666 | Clorox Co | 719 | ||||||
30,701 | Colgate-Palmolive Co | 1,827 | ||||||
17,354 | Coty, Inc | 114 | ||||||
2,241 | * | Edgewell Personal Care Co | 84 | |||||
812 | *,e | elf Beauty, Inc | 7 | |||||
2,362 | Energizer Holdings, Inc | 107 | ||||||
7,945 | Estee Lauder Cos (Class A) | 1,034 | ||||||
3,725 | * | Herbalife Ltd | 219 | |||||
735 | Inter Parfums, Inc | 48 | ||||||
12,752 | Kimberly-Clark Corp | 1,453 | ||||||
385 | Medifast, Inc | 48 | ||||||
325 | e | Natural Health Trends Corp | 6 | |||||
537 | * | Nature’s Sunshine Products, Inc | 4 | |||||
2,034 | Nu Skin Enterprises, Inc (Class A) | 125 | ||||||
255 | Oil-Dri Corp of America | 7 | ||||||
90,740 | Procter & Gamble Co | 8,341 | ||||||
480 | * | Revlon, Inc (Class A) | 12 | |||||
1,707 | Spectrum Brands Holdings, Inc | 72 | ||||||
426 | * | USANA Health Sciences, Inc | 50 | |||||
538 | WD-40 Co | 98 | ||||||
|
| |||||||
TOTAL HOUSEHOLD & PERSONAL PRODUCTS | 15,027 | |||||||
|
| |||||||
INSURANCE - 4.2% | ||||||||
27,705 | Aflac, Inc | 1,262 | ||||||
528 | Alleghany Corp | 329 | ||||||
12,361 | Allstate Corp | 1,021 | ||||||
1,747 | * | AMBAC Financial Group, Inc | 30 | |||||
3,330 | American Equity Investment Life Holding Co | 93 |
23
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,665 | American Financial Group, Inc | $ | 241 | |||||
32,432 | American International Group, Inc | 1,278 | ||||||
284 | American National Insurance Co | 36 | ||||||
751 | Amerisafe, Inc | 43 | ||||||
8,766 | Aon plc | 1,274 | ||||||
13,267 | * | Arch Capital Group Ltd | 355 | |||||
1,294 | Argo Group International Holdings Ltd | 87 | ||||||
6,208 | Arthur J. Gallagher & Co | 458 | ||||||
2,327 | Aspen Insurance Holdings Ltd | 98 | ||||||
1,799 | Assurant, Inc | 161 | ||||||
4,096 | Assured Guaranty Ltd | 157 | ||||||
5,275 | * | Athene Holding Ltd | 210 | |||||
2,754 | Axis Capital Holdings Ltd | 142 | ||||||
70,240 | * | Berkshire Hathaway, Inc (Class B) | 14,342 | |||||
3,589 | * | Brighthouse Financial, Inc | 109 | |||||
7,851 | Brown & Brown, Inc | 216 | ||||||
16,728 | Chubb Ltd | 2,161 | ||||||
5,815 | Cincinnati Financial Corp | 450 | ||||||
2,162 | *,e | Citizens, Inc (Class A) | 16 | |||||
758 | CNA Financial Corp | 33 | ||||||
6,647 | Conseco, Inc | 99 | ||||||
723 | Crawford & Co (Class B) | 7 | ||||||
406 | Donegal Group, Inc (Class A) | 6 | ||||||
746 | * | eHealth, Inc | 29 | |||||
252 | EMC Insurance Group, Inc | 8 | ||||||
1,239 | Employers Holdings, Inc | 52 | ||||||
437 | * | Enstar Group Ltd | 73 | |||||
983 | Erie Indemnity Co (Class A) | 131 | ||||||
1,459 | Everest Re Group Ltd | 318 | ||||||
371 | FBL Financial Group, Inc (Class A) | 24 | ||||||
485 | FedNat Holding Co | 10 | ||||||
3,673 | First American Financial Corp | 164 | ||||||
9,345 | FNF Group | 294 | ||||||
19,503 | * | Genworth Financial, Inc (Class A) | 91 | |||||
328 | Global Indemnity Ltd | 12 | ||||||
345 | *,e | Goosehead Insurance, Inc | 9 | |||||
621 | * | Greenlight Capital Re Ltd (Class A) | 5 | |||||
368 | * | Hallmark Financial Services | 4 | |||||
1,661 | Hanover Insurance Group, Inc | 194 | ||||||
12,715 | Hartford Financial Services Group, Inc | 565 | ||||||
290 | HCI Group, Inc | 15 | ||||||
443 | *,e | Health Insurance Innovations, Inc | 12 | |||||
1,074 | e | Heritage Insurance Holdings, Inc | 16 | |||||
1,591 | Horace Mann Educators Corp | 60 | ||||||
345 | Independence Holding Co | 12 | ||||||
62 | Investors Title Co | 11 | ||||||
646 | James River Group Holdings Ltd | 24 | ||||||
2,010 | Kemper Corp | 133 | ||||||
379 | Kingstone Cos, Inc | 7 | ||||||
566 | Kinsale Capital Group, Inc | 31 | ||||||
7,858 | Lincoln National Corp | 403 | ||||||
9,976 | Loews Corp | 454 | ||||||
2,565 | Maiden Holdings Ltd | 4 | ||||||
519 | * | Markel Corp | 539 | |||||
18,445 | Marsh & McLennan Cos, Inc | 1,471 | ||||||
4,904 | * | MBIA, Inc | 44 | |||||
1,072 | Mercury General Corp | 55 | ||||||
30,691 | Metlife, Inc | 1,260 | ||||||
1,991 | National General Holdings Corp | 48 | ||||||
92 | National Western Life Group, Inc | 28 | ||||||
808 | Navigators Group, Inc | 56 | ||||||
394 | * | NI Holdings, Inc | 6 | |||||
10,495 | Old Republic International Corp | 216 | ||||||
1,513 | Primerica, Inc | 148 |
24
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
10,497 | Principal Financial Group | $ | 464 | |||||
1,956 | ProAssurance Corp | 79 | ||||||
20,682 | Progressive Corp | 1,248 | ||||||
422 | Protective Insurance Corp | 7 | ||||||
15,284 | Prudential Financial, Inc | 1,246 | ||||||
2,347 | Reinsurance Group of America, Inc (Class A) | 329 | ||||||
1,586 | RenaissanceRe Holdings Ltd | 212 | ||||||
1,544 | RLI Corp | 107 | ||||||
591 | Safety Insurance Group, Inc | 48 | ||||||
2,223 | Selective Insurance Group, Inc | 135 | ||||||
630 | State Auto Financial Corp | 21 | ||||||
815 | Stewart Information Services Corp | 34 | ||||||
2,745 | * | Third Point Reinsurance Ltd | 26 | |||||
1,255 | Tiptree Financial, Inc | 7 | ||||||
3,929 | Torchmark Corp | 293 | ||||||
9,646 | Travelers Cos, Inc | 1,155 | ||||||
855 | *,e | Trupanion, Inc | 22 | |||||
844 | United Fire & Casualty Co | 47 | ||||||
739 | United Insurance Holdings Corp | 12 | ||||||
1,340 | Universal Insurance Holdings, Inc | 51 | ||||||
7,450 | UnumProvident Corp | 219 | ||||||
3,567 | W.R. Berkley Corp | 264 | ||||||
124 | White Mountains Insurance Group Ltd | 106 | ||||||
4,692 | Willis Towers Watson plc | 713 | ||||||
|
| |||||||
TOTAL INSURANCE | 38,595 | |||||||
|
| |||||||
MATERIALS - 3.0% | ||||||||
1,126 | * | A Schulman, Inc | 2 | |||||
788 | e | Advanced Emissions Solutions, Inc | 8 | |||||
1,237 | * | AdvanSix, Inc | 30 | |||||
801 | *,e | AgroFresh Solutions, Inc | 3 | |||||
7,942 | Air Products & Chemicals, Inc | 1,271 | ||||||
12,220 | *,e | AK Steel Holding Corp | 27 | |||||
3,894 | Albemarle Corp | 300 | ||||||
6,581 | * | Alcoa Corp | 175 | |||||
4,202 | * | Allegheny Technologies, Inc | 91 | |||||
1,143 | American Vanguard Corp | 17 | ||||||
1,996 | Aptargroup, Inc | 188 | ||||||
716 | Ardagh Group S.A. | 8 | ||||||
2,222 | Ashland Global Holdings, Inc | 158 | ||||||
3,291 | Avery Dennison Corp | 296 | ||||||
8,232 | * | Axalta Coating Systems Ltd | 193 | |||||
1,227 | Balchem Corp | 96 | ||||||
12,330 | Ball Corp | 567 | ||||||
3,338 | Bemis Co, Inc | 153 | ||||||
4,805 | * | Berry Plastics Group, Inc | 228 | |||||
1,581 | Boise Cascade Co | 38 | ||||||
2,347 | Cabot Corp | 101 | ||||||
1,812 | Carpenter Technology Corp | 64 | ||||||
4,776 | Celanese Corp (Series A) | 430 | ||||||
1,952 | * | Century Aluminum Co | 14 | |||||
8,475 | CF Industries Holdings, Inc | 369 | ||||||
284 | Chase Corp | 28 | ||||||
6,233 | Chemours Co | 176 | ||||||
623 | * | Clearwater Paper Corp | 15 | |||||
9,437 | * | Cleveland-Cliffs, Inc | 73 | |||||
6,825 | * | Coeur Mining, Inc | 30 | |||||
4,501 | Commercial Metals Co | 72 | ||||||
1,251 | Compass Minerals International, Inc | 52 | ||||||
4,304 | * | Crown Holdings, Inc | 179 | |||||
2,440 | Domtar Corp | 86 | ||||||
84,317 | DowDuPont, Inc | 4,510 | ||||||
1,609 | Eagle Materials, Inc | 98 |
25
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
5,222 | Eastman Chemical Co | $ | 382 | |||||
9,324 | Ecolab, Inc | 1,374 | ||||||
3,191 | * | Ferro Corp | 50 | |||||
2,943 | * | Ferroglobe plc | 0 | |||||
2,151 | * | Flotek Industries, Inc | 2 | |||||
4,704 | FMC Corp | 348 | ||||||
657 | *,e | Forterra, Inc | 2 | |||||
51,409 | Freeport-McMoRan Copper & Gold, Inc (Class B) | 530 | ||||||
954 | FutureFuel Corp | 15 | ||||||
2,797 | * | GCP Applied Technologies, Inc | 69 | |||||
2,189 | Gold Resource Corp | 9 | ||||||
12,219 | Graphic Packaging Holding Co | 130 | ||||||
203 | Greif, Inc | 9 | ||||||
985 | Greif, Inc (Class A) | 37 | ||||||
1,961 | H.B. Fuller Co | 84 | ||||||
377 | Hawkins, Inc | 15 | ||||||
501 | Haynes International, Inc | 13 | ||||||
17,634 | Hecla Mining Co | 42 | ||||||
8,070 | Huntsman Corp | 156 | ||||||
1,659 | * | Ingevity Corp | 139 | |||||
803 | Innophos Holdings, Inc | 20 | ||||||
974 | Innospec, Inc | 60 | ||||||
3,254 | International Flavors & Fragrances, Inc | 437 | ||||||
14,799 | International Paper Co | 597 | ||||||
3,628 | * | Intrepid Potash, Inc | 9 | |||||
656 | Kaiser Aluminum Corp | 59 | ||||||
850 | * | Koppers Holdings, Inc | 14 | |||||
1,207 | * | Kraton Polymers LLC | 26 | |||||
893 | Kronos Worldwide, Inc | 10 | ||||||
20,433 | Linde plc | 3,188 | ||||||
5,593 | Louisiana-Pacific Corp | 124 | ||||||
901 | * | LSB Industries, Inc | 5 | |||||
11,638 | LyondellBasell Industries AF S.C.A | 968 | ||||||
2,142 | Martin Marietta Materials, Inc | 368 | ||||||
774 | Materion Corp | 35 | ||||||
1,370 | Minerals Technologies, Inc | 70 | ||||||
12,629 | Mosaic Co | 369 | ||||||
871 | Myers Industries, Inc | 13 | ||||||
642 | Neenah Paper, Inc | 38 | ||||||
278 | NewMarket Corp | 115 | ||||||
19,350 | Newmont Mining Corp | 670 | ||||||
11,287 | Nucor Corp | 585 | ||||||
6,399 | Olin Corp | 129 | ||||||
395 | Olympic Steel, Inc | 6 | ||||||
1,779 | * | Omnova Solutions, Inc | 13 | |||||
5,702 | * | Owens-Illinois, Inc | 98 | |||||
3,472 | Packaging Corp of America | 290 | ||||||
1,827 | PH Glatfelter Co | 18 | ||||||
8,571 | * | Platform Specialty Products Corp | 89 | |||||
3,172 | PolyOne Corp | 91 | ||||||
8,959 | PPG Industries, Inc | 916 | ||||||
890 | * | PQ Group Holdings, Inc | 13 | |||||
510 | Quaker Chemical Corp | 91 | ||||||
1,744 | Rayonier Advanced Materials, Inc | 19 | ||||||
2,559 | Reliance Steel & Aluminum Co | 182 | ||||||
2,154 | Royal Gold, Inc | 184 | ||||||
4,842 | RPM International, Inc | 285 | ||||||
592 | * | Ryerson Holding Corp | 4 | |||||
1,051 | Schnitzer Steel Industries, Inc (Class A) | 23 | ||||||
1,182 | Schweitzer-Mauduit International, Inc | 30 | ||||||
1,569 | ScottsMiracle-Gro Co (Class A) | 96 | ||||||
5,961 | Sealed Air Corp | 208 | ||||||
1,576 | Sensient Technologies Corp | 88 | ||||||
3,020 | Sherwin-Williams Co | 1,188 |
26
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,434 | Silgan Holdings, Inc | $ | 57 | |||||
3,576 | Sonoco Products Co | 190 | ||||||
3,201 | Southern Copper Corp (NY) | 98 | ||||||
8,549 | Steel Dynamics, Inc | 257 | ||||||
775 | Stepan Co | 57 | ||||||
4,288 | * | Summit Materials, Inc | 53 | |||||
2,524 | * | SunCoke Energy, Inc | 22 | |||||
11,807 | * | Tahoe Resources, Inc | 43 | |||||
1,535 | * | TimkenSteel Corp | 13 | |||||
970 | * | Trecora Resources | 8 | |||||
1,164 | Tredegar Corp | 18 | ||||||
1,292 | Trinseo S.A. | 59 | ||||||
2,505 | Tronox Ltd | 19 | ||||||
226 | * | UFP Technologies, Inc | 7 | |||||
66 | United States Lime & Minerals, Inc | 5 | ||||||
6,801 | United States Steel Corp | 124 | ||||||
577 | * | US Concrete, Inc | 20 | |||||
882 | Valhi, Inc | 2 | ||||||
7,329 | Valvoline, Inc | 142 | ||||||
1,233 | * | Verso Corp | 28 | |||||
5,018 | Vulcan Materials Co | 496 | ||||||
565 | Warrior Met Coal, Inc | 14 | ||||||
1,396 | Westlake Chemical Corp | 92 | ||||||
10,649 | WestRock Co | 402 | ||||||
1,742 | Worthington Industries, Inc | 61 | ||||||
2,489 | WR Grace and Co | 162 | ||||||
|
| |||||||
TOTAL MATERIALS | 27,842 | |||||||
|
| |||||||
MEDIA & ENTERTAINMENT - 7.1% | ||||||||
27,532 | Activision Blizzard, Inc | 1,282 | ||||||
10,897 | * | Alphabet, Inc (Class A) | 11,387 | |||||
11,105 | * | Alphabet, Inc (Class C) | 11,500 | |||||
2,111 | AMC Entertainment Holdings, Inc | 26 | ||||||
1,592 | * | AMC Networks, Inc | 87 | |||||
184 | Cable One, Inc | 151 | ||||||
534 | * | Care.com, Inc | 10 | |||||
1,803 | * | Cargurus, Inc | 61 | |||||
2,801 | * | Cars.com, Inc | 60 | |||||
11,655 | CBS Corp (Class B) | 509 | ||||||
3,461 | * | Central European Media Enterprises Ltd (Class A) (NASDAQ) | 10 | |||||
6,431 | * | Charter Communications, Inc | 1,833 | |||||
4,142 | Cinemark Holdings, Inc | 148 | ||||||
1,723 | Clear Channel Outdoor Holdings, Inc (Class A) | 9 | ||||||
166,233 | Comcast Corp (Class A) | 5,660 | ||||||
46 | * | Daily Journal Corp | 11 | |||||
5,957 | * | Discovery, Inc (Class A) | 147 | |||||
12,786 | * | Discovery, Inc (Class C) | 295 | |||||
8,615 | * | DISH Network Corp (Class A) | 215 | |||||
11,045 | * | Electronic Arts, Inc | 872 | |||||
568 | Emerald Expositions Events, Inc | 7 | ||||||
4,712 | Entercom Communications Corp (Class A) | 27 | ||||||
2,637 | Entravision Communications Corp (Class A) | 8 | ||||||
798 | *,e | Eros International plc | 7 | |||||
2,274 | EW Scripps Co (Class A) | 36 | ||||||
86,884 | * | Facebook, Inc | 11,390 | |||||
586 | * | Fluent, Inc | 2 | |||||
4,415 | Gannett Co, Inc | 38 | ||||||
3,746 | * | GCI Liberty, Inc | 154 | |||||
1,203 | * | Glu Mobile, Inc | 10 | |||||
2,680 | * | Gray Television, Inc | 39 | |||||
408 | * | Hemisphere Media Group, Inc | 5 | |||||
2,708 | * | IAC/InterActiveCorp | 496 | |||||
2,264 | * | Imax Corp | 43 | |||||
13,511 | Interpublic Group of Cos, Inc | 279 |
27
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,634 | John Wiley & Sons, Inc (Class A) | $ | 77 | |||||
428 | * | Liberty Braves Group (Class A) | 11 | |||||
1,434 | * | Liberty Braves Group (Class C) | 36 | |||||
977 | * | Liberty Broadband Corp (Class A) | 70 | |||||
3,671 | * | Liberty Broadband Corp (Class C) | 264 | |||||
4,170 | * | Liberty Latin America Ltd | 61 | |||||
1,581 | * | Liberty Latin America Ltd (Class A) | 23 | |||||
998 | * | Liberty Media Group (Class A) | 30 | |||||
7,316 | * | Liberty Media Group (Class C) | 225 | |||||
2,847 | * | Liberty SiriusXM Group (Class A) | 105 | |||||
5,784 | * | Liberty SiriusXM Group (Class C) | 214 | |||||
3,006 | * | Liberty TripAdvisor Holdings, Inc | 48 | |||||
2,000 | e | Lions Gate Entertainment Corp (Class A) | 32 | |||||
3,835 | e | Lions Gate Entertainment Corp (Class B) | 57 | |||||
5,305 | * | Live Nation, Inc | 261 | |||||
1,013 | *,e | LiveXLive Media, Inc | 5 | |||||
190 | * | Loral Space & Communications, Inc | 7 | |||||
729 | * | Madison Square Garden Co | 195 | |||||
736 | Marcus Corp | 29 | ||||||
1,918 | e | Match Group, Inc | 82 | |||||
2,109 | * | MDC Partners, Inc | 5 | |||||
2,453 | * | Meet Group, Inc | 11 | |||||
1,545 | e | Meredith Corp | 80 | |||||
2,361 | * | MSG Networks, Inc | 56 | |||||
2,714 | National CineMedia, Inc | 18 | ||||||
15,163 | * | NetFlix, Inc | 4,058 | |||||
1,956 | New Media Investment Group, Inc | 23 | ||||||
4,795 | New York Times Co (Class A) | 107 | ||||||
13,730 | News Corp (Class A) | 156 | ||||||
4,708 | News Corp (Class B) | 54 | ||||||
1,776 | Nexstar Broadcasting Group, Inc (Class A) | 140 | ||||||
8,049 | Omnicom Group, Inc | 589 | ||||||
7,425 | * | Pandora Media, Inc | 60 | |||||
1,192 | * | QuinStreet, Inc | 19 | |||||
787 | * | Reading International, Inc | 11 | |||||
750 | * | Rosetta Stone, Inc | 12 | |||||
175 | Saga Communications, Inc | 6 | ||||||
1,096 | Scholastic Corp | 44 | ||||||
2,721 | Sinclair Broadcast Group, Inc (Class A) | 72 | ||||||
43,509 | e | Sirius XM Holdings, Inc | 248 | |||||
4,187 | * | Take-Two Interactive Software, Inc | 431 | |||||
708 | * | TechTarget, Inc | 9 | |||||
8,405 | TEGNA, Inc | 91 | ||||||
2,837 | Tribune Co | 129 | ||||||
780 | * | Tribune Publishing Co | 9 | |||||
3,654 | * | TripAdvisor, Inc | 197 | |||||
2,406 | * | TrueCar, Inc | 22 | |||||
37,705 | Twenty-First Century Fox, Inc | 1,814 | ||||||
17,451 | Twenty-First Century Fox, Inc (Class B) | 834 | ||||||
26,241 | * | Twitter, Inc | 754 | |||||
411 | Viacom, Inc | 11 | ||||||
12,186 | Viacom, Inc (Class B) | 313 | ||||||
53,869 | Walt Disney Co | 5,907 | ||||||
806 | * | WideOpenWest, Inc | 6 | |||||
1,509 | World Wrestling Entertainment, Inc (Class A) | 113 | ||||||
3,020 | * | Yelp, Inc | 106 | |||||
2,077 | * | Zillow Group, Inc | 65 | |||||
4,117 | *,e | Zillow Group, Inc (Class C) | 130 | |||||
30,167 | * | Zynga, Inc | 118 | |||||
|
| |||||||
TOTAL MEDIA & ENTERTAINMENT | 65,474 | |||||||
|
| |||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 8.5% | ||||||||
55,644 | AbbVie, Inc | 5,130 | ||||||
1,001 | * | Abeona Therapeutics, Inc | 7 |
28
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
3,739 | * | Acadia Pharmaceuticals, Inc | $ | 60 | ||||
987 | *,e | Accelerate Diagnostics, Inc | 11 | |||||
1,231 | * | Acceleron Pharma, Inc | 54 | |||||
1,147 | *,e | Achaogen, Inc | 1 | |||||
4,855 | * | Achillion Pharmaceuticals, Inc | 8 | |||||
797 | * | Aclaris Therapeutics, Inc | 6 | |||||
1,689 | * | Acorda Therapeutics, Inc | 26 | |||||
711 | *,e | Adamas Pharmaceuticals, Inc | 6 | |||||
1,602 | * | Aduro Biotech, Inc | 4 | |||||
1,984 | * | Adverum Biotechnologies, Inc | 6 | |||||
1,175 | * | Aerie Pharmaceuticals, Inc | 42 | |||||
2,830 | *,e | Agenus, Inc | 7 | |||||
264 | *,e | AgeX Therapeutics, Inc | 1 | |||||
11,956 | Agilent Technologies, Inc | 807 | ||||||
1,876 | * | Agios Pharmaceuticals, Inc | 87 | |||||
1,385 | * | Aimmune Therapeutics, Inc | 33 | |||||
574 | *,e | Akcea Therapeutics, Inc | 17 | |||||
2,676 | * | Akebia Therapeutics, Inc | 15 | |||||
3,444 | * | Akorn, Inc | 12 | |||||
332 | * | Albireo Pharma, Inc | 8 | |||||
2,198 | * | Alder Biopharmaceuticals, Inc | 23 | |||||
7,934 | * | Alexion Pharmaceuticals, Inc | 772 | |||||
5,962 | * | Alkermes plc | 176 | |||||
239 | *,e | Allakos, Inc | 12 | |||||
12,397 | Allergan plc | 1,657 | ||||||
368 | * | Allogene Therapeutics, Inc | 10 | |||||
3,288 | * | Alnylam Pharmaceuticals, Inc | 240 | |||||
1,423 | * | AMAG Pharmaceuticals, Inc | 22 | |||||
23,558 | Amgen, Inc | 4,586 | ||||||
6,968 | *,e | Amicus Therapeutics, Inc | 67 | |||||
2,888 | * | Amneal Pharmaceuticals, Inc | 39 | |||||
1,331 | * | Amphastar Pharmaceuticals, Inc | 26 | |||||
679 | * | AnaptysBio, Inc | 43 | |||||
292 | * | ANI Pharmaceuticals, Inc | 13 | |||||
1,330 | * | Apellis Pharmaceuticals, Inc | 18 | |||||
409 | * | Aptinyx, Inc | 7 | |||||
1,565 | * | Aratana Therapeutics, Inc | 10 | |||||
1,297 | * | Arbutus Biopharma Corp | 5 | |||||
1,066 | * | Arcus Biosciences, Inc | 11 | |||||
894 | * | Ardelyx, Inc | 2 | |||||
1,827 | * | Arena Pharmaceuticals, Inc | 71 | |||||
3,173 | * | Arqule, Inc | 9 | |||||
6,749 | * | Array Biopharma, Inc | 96 | |||||
3,193 | *,e | Arrowhead Research Corp | 40 | |||||
445 | * | Arvinas, Inc | 6 | |||||
541 | * | Assembly Biosciences, Inc | 12 | |||||
2,241 | * | Assertio Therapeutics, Inc. | 8 | |||||
1,497 | * | Atara Biotherapeutics, Inc | 52 | |||||
1,535 | *,e | Athenex, Inc | 19 | |||||
2,944 | *,e | Athersys, Inc | 4 | |||||
1,179 | * | Audentes Therapeutics, Inc | 25 | |||||
3,670 | *,e | AVEO Pharmaceuticals, Inc | 6 | |||||
1,798 | * | Avid Bioservices, Inc | 7 | |||||
873 | * | Bellicum Pharmaceuticals, Inc | 3 | |||||
3,132 | * | BioCryst Pharmaceuticals, Inc | 25 | |||||
7,405 | * | Biogen Idec, Inc | 2,228 | |||||
1,007 | * | Biohaven Pharmaceutical Holding Co Ltd | 37 | |||||
6,544 | * | BioMarin Pharmaceutical, Inc | 557 | |||||
826 | * | Bio-Rad Laboratories, Inc (Class A) | 192 | |||||
213 | * | Biospecifics Technologies Corp | 13 | |||||
1,318 | Bio-Techne Corp | 191 | ||||||
2,650 | *,e | BioTime, Inc | 2 | |||||
1,782 | * | Bluebird Bio, Inc | 177 | |||||
1,516 | * | Blueprint Medicines Corp | 82 |
29
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
59,939 | Bristol-Myers Squibb Co | $ | 3,116 | |||||
4,110 | Bruker BioSciences Corp | 122 | ||||||
1,175 | * | Calithera Biosciences, Inc | 5 | |||||
311 | * | Calyxt, Inc | 3 | |||||
1,265 | * | Cambrex Corp | 48 | |||||
1,052 | *,e | Cara Therapeutics Inc | 14 | |||||
1,181 | * | CareDx, Inc | 30 | |||||
1,814 | *,e | CASI Pharmaceuticals, Inc | 7 | |||||
4,893 | * | Catalent, Inc | 153 | |||||
2,735 | * | Catalyst Pharmaceuticals, Inc | 5 | |||||
25,835 | * | Celgene Corp | 1,656 | |||||
442 | *,e | Cellular Biomedicine Group, Inc | 8 | |||||
1,846 | * | Charles River Laboratories International, Inc | 209 | |||||
1,103 | * | ChemoCentryx, Inc | 12 | |||||
1,747 | * | Chimerix, Inc | 4 | |||||
788 | *,e | Clearside Biomedical, Inc | 1 | |||||
1,527 | *,e | Clovis Oncology, Inc | 27 | |||||
1,314 | * | Codexis, Inc | 22 | |||||
1,501 | * | Coherus Biosciences, Inc | 14 | |||||
877 | *,e | Collegium Pharmaceutical, Inc | 15 | |||||
642 | * | Concert Pharmaceuticals Inc | 8 | |||||
1,738 | *,e | Corbus Pharmaceuticals Holdings, Inc | 10 | |||||
3,522 | *,e | Corcept Therapeutics, Inc | 47 | |||||
820 | *,e | Corium International, Inc | 0 | ^ | ||||
349 | * | Corvus Pharmaceuticals, Inc | 1 | |||||
1,848 | *,e | CTI BioPharma Corp | 1 | |||||
297 | * | Cue Biopharma, Inc | 1 | |||||
2,162 | * | Cymabay Therapeutics, Inc | 17 | |||||
1,624 | * | Cytokinetics, Inc | 10 | |||||
1,148 | * | CytomX Therapeutics, Inc | 17 | |||||
286 | * | Deciphera Pharmaceuticals, Inc | 6 | |||||
552 | *,e | Denali Therapeutics, Inc | 11 | |||||
1,468 | * | Dermira, Inc | 11 | |||||
1,627 | * | Dicerna Pharmaceuticals Inc | 17 | |||||
195 | *,e | Dova Pharmaceuticals, Inc | 1 | |||||
4,800 | * | Durect Corp | 2 | |||||
1,590 | *,e | Dynavax Technologies Corp | 15 | |||||
323 | * | Eagle Pharmaceuticals, Inc | 13 | |||||
1,310 | * | Editas Medicine, Inc | 30 | |||||
1,921 | * | Elanco Animal Health, Inc | 61 | |||||
34,676 | Eli Lilly & Co | 4,013 | ||||||
792 | * | Eloxx Pharmaceuticals, Inc | 10 | |||||
1,340 | * | Emergent Biosolutions, Inc | 79 | |||||
648 | * | Enanta Pharmaceuticals, Inc | 46 | |||||
8,687 | * | Endo International plc | 63 | |||||
1,556 | * | Enzo Biochem, Inc | 4 | |||||
1,664 | * | Epizyme, Inc | 10 | |||||
554 | *,e | Esperion Thereapeutics, Inc | 25 | |||||
503 | *,e | Evelo Biosciences, Inc | 7 | |||||
4,274 | * | Exact Sciences Corp | 270 | |||||
11,271 | * | Exelixis, Inc | 222 | |||||
1,546 | * | Fate Therapeutics, Inc | 20 | |||||
2,752 | * | FibroGen, Inc | 127 | |||||
979 | * | Five Prime Therapeutics, Inc | 9 | |||||
1,094 | *,e | Flexion Therapeutics Inc | 12 | |||||
1,472 | * | Fluidigm Corp | 13 | |||||
751 | * | G1 Therapeutics, Inc | 14 | |||||
810 | * | Genomic Health, Inc | 52 | |||||
6,445 | *,e | Geron Corp | 6 | |||||
47,107 | Gilead Sciences, Inc | 2,947 | ||||||
1,425 | * | Global Blood Therapeutics, Inc | 58 | |||||
1,226 | * | GlycoMimetics Inc | 12 | |||||
4,274 | * | Halozyme Therapeutics, Inc | 63 | |||||
1,743 | * | Heron Therapeutics, Inc | 45 |
30
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
542 | * | Homology Medicines, Inc | $ | 12 | ||||
6,384 | * | Horizon Pharma plc | 125 | |||||
317 | * | Idera Pharmaceuticals, Inc | 1 | |||||
5,387 | * | Illumina, Inc | 1,616 | |||||
402 | * | Immune Design Corp | 1 | |||||
3,349 | * | Immunogen, Inc | 16 | |||||
4,854 | *,e | Immunomedics, Inc | 69 | |||||
6,468 | * | Incyte Corp | 411 | |||||
2,960 | * | Innoviva, Inc | 52 | |||||
2,690 | * | Inovio Pharmaceuticals, Inc | 11 | |||||
2,469 | * | Insmed, Inc | 32 | |||||
998 | *,e | Insys Therapeutics, Inc | 3 | |||||
561 | * | Intellia Therapeutics, Inc | 8 | |||||
696 | * | Intercept Pharmaceuticals, Inc | 70 | |||||
1,040 | * | Intersect ENT, Inc | 29 | |||||
1,415 | * | Intra-Cellular Therapies, Inc | 16 | |||||
2,121 | *,e | Intrexon Corp | 14 | |||||
1,468 | * | Invitae Corp | 16 | |||||
4,834 | * | Ionis Pharmaceuticals, Inc | 261 | |||||
2,006 | * | Iovance Biotherapeutics, Inc | 18 | |||||
5,731 | * | IQVIA Holdings, Inc | 666 | |||||
5,284 | * | Ironwood Pharmaceuticals, Inc | 55 | |||||
2,166 | * | Jazz Pharmaceuticals plc | 269 | |||||
98,029 | Johnson & Johnson | 12,651 | ||||||
241 | * | Jounce Therapeutics, Inc | 1 | |||||
2,507 | *,e | Kadmon Holdings, Inc | 5 | |||||
312 | * | Kala Pharmaceuticals, Inc | 2 | |||||
1,273 | * | Karyopharm Therapeutics, Inc | 12 | |||||
841 | * | Kindred Biosciences Inc | 9 | |||||
772 | * | Kura Oncology, Inc | 11 | |||||
669 | *,e | La Jolla Pharmaceutical Co | 6 | |||||
1,137 | *,e | Lannett Co, Inc | 6 | |||||
1,763 | *,e | Lexicon Pharmaceuticals, Inc | 12 | |||||
773 | * | Ligand Pharmaceuticals, Inc (Class B) | 105 | |||||
978 | * | Loxo Oncology, Inc | 137 | |||||
1,582 | Luminex Corp | 37 | ||||||
1,309 | * | MacroGenics, Inc | 17 | |||||
153 | *,e | Madrigal Pharmaceuticals, Inc | 17 | |||||
2,997 | * | Mallinckrodt plc | 47 | |||||
5,078 | *,e | MannKind Corp | 5 | |||||
1,316 | *,e | Marinus Pharmaceuticals, Inc | 4 | |||||
2,689 | * | Medicines Co | 51 | |||||
1,230 | *,e | MediciNova, Inc | 10 | |||||
289 | * | Medpace Holdings, Inc | 15 | |||||
343 | * | Melinta Therapeutics, Inc | 0 | ^ | ||||
213 | * | Menlo Therapeutics, Inc | 1 | |||||
396 | *,e | Mersana Therapeutics, Inc | 2 | |||||
932 | * | Mettler-Toledo International, Inc | 527 | |||||
992 | * | Minerva Neurosciences, Inc | 7 | |||||
520 | *,e | Miragen Therapeutics, Inc | 2 | |||||
664 | * | Mirati Therapeutics, Inc | 28 | |||||
2,874 | * | Momenta Pharmaceuticals, Inc | 32 | |||||
18,725 | * | Mylan NV | 513 | |||||
1,123 | * | MyoKardia, Inc | 55 | |||||
2,502 | * | Myriad Genetics, Inc | 73 | |||||
689 | * | NanoString Technologies, Inc | 10 | |||||
1,198 | * | NantKwest, Inc | 1 | |||||
1,110 | * | Natera, Inc | 15 | |||||
5,467 | * | Nektar Therapeutics | 180 | |||||
2,201 | * | NeoGenomics, Inc | 28 | |||||
564 | *,e | Neos Therapeutics, Inc | 1 | |||||
3,420 | * | Neurocrine Biosciences, Inc | 244 | |||||
866 | * | NewLink Genetics Corp | 1 | |||||
11,296 | *,e | Novavax, Inc | 21 |
31
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,041 | *,e | Nymox Pharmaceutical Corp | $ | 1 | ||||
894 | * | Ocular Therapeutix, Inc | 4 | |||||
216 | *,e | Odonate Therapeutics, Inc | 3 | |||||
1,629 | *,e | Omeros Corp | 18 | |||||
13,300 | * | Opko Health, Inc | 40 | |||||
584 | *,e | Optinose, Inc | 4 | |||||
2,776 | *,e | Organovo Holdings, Inc | 3 | |||||
3,094 | * | Pacific Biosciences of California, Inc | 23 | |||||
1,521 | * | Pacira Pharmaceuticals, Inc | 65 | |||||
934 | *,e | Paratek Pharmaceuticals, Inc | 5 | |||||
1,731 | * | PDL BioPharma, Inc | 5 | |||||
4,283 | PerkinElmer, Inc | 336 | ||||||
4,834 | Perrigo Co plc | 187 | ||||||
211,107 | Pfizer, Inc | 9,215 | ||||||
720 | Phibro Animal Health Corp | 23 | ||||||
1,321 | * | Pieris Pharmaceuticals, Inc | 4 | |||||
315 | *,e | PolarityTE, Inc | 4 | |||||
1,961 | *,e | Portola Pharmaceuticals, Inc | 38 | |||||
1,865 | * | PRA Health Sciences, Inc | 172 | |||||
2,080 | * | Prestige Brands Holdings, Inc | 64 | |||||
2,427 | * | Progenics Pharmaceuticals, Inc | 10 | |||||
1,437 | * | Prothena Corp plc | 15 | |||||
1,522 | * | PTC Therapeutics, Inc | 52 | |||||
1,119 | * | Puma Biotechnology, Inc | 23 | |||||
8,215 | * | QIAGEN NV | 283 | |||||
442 | * | Ra Pharmaceuticals, Inc | 8 | |||||
1,455 | * | Radius Health, Inc | 24 | |||||
341 | * | Reata Pharmaceuticals, Inc | 19 | |||||
456 | * | Recro Pharma, Inc | 3 | |||||
2,955 | * | Regeneron Pharmaceuticals, Inc | 1,104 | |||||
1,062 | * | REGENXBIO, Inc | 45 | |||||
1,344 | * | Repligen Corp | 71 | |||||
1,469 | * | Retrophin, Inc | 33 | |||||
879 | * | Revance Therapeutics, Inc | 18 | |||||
280 | * | Rhythm Pharmaceuticals, Inc | 8 | |||||
4,657 | * | Rigel Pharmaceuticals, Inc | 11 | |||||
763 | *,e | Rocket Pharmaceuticals, Inc | 11 | |||||
333 | * | Rubius Therapeutics, Inc | 5 | |||||
1,586 | * | Sage Therapeutics, Inc | 152 | |||||
2,773 | * | Sangamo Biosciences, Inc | 32 | |||||
2,236 | * | Sarepta Therapeutics, Inc | 244 | |||||
911 | * | Savara, Inc | 7 | |||||
95,805 | Schering-Plough Corp | 7,320 | ||||||
3,768 | * | Seattle Genetics, Inc | 213 | |||||
474 | *,e | Selecta Biosciences, Inc | 1 | |||||
745 | *,e | Seres Therapeutics, Inc | 3 | |||||
547 | * | Sienna Biopharmaceuticals, Inc | 1 | |||||
1,913 | *,e | SIGA Technologies, Inc | 15 | |||||
332 | *,e | Solid Biosciences, Inc | 9 | |||||
3,173 | *,e | Sorrento Therapeutics, Inc | 8 | |||||
1,158 | * | Spark Therapeutics, Inc | 45 | |||||
2,652 | * | Spectrum Pharmaceuticals, Inc | 23 | |||||
573 | * | Spring Bank Pharmaceuticals, Inc | 6 | |||||
834 | * | Stemline Therapeutics, Inc | 8 | |||||
1,839 | * | Supernus Pharmaceuticals, Inc | 61 | |||||
359 | * | Syndax Pharmaceuticals, Inc | 2 | |||||
2,126 | * | Syneos Health, Inc | 84 | |||||
496 | * | Syros Pharmaceuticals, Inc | 3 | |||||
927 | *,e | T2 Biosystems, Inc | 3 | |||||
1,333 | *,e | Teligent, Inc | 2 | |||||
1,448 | *,e | TESARO, Inc | 108 | |||||
1,526 | * | Tetraphase Pharmaceuticals, Inc | 2 | |||||
1,870 | * | TG Therapeutics, Inc | 8 | |||||
5,906 | *,e | TherapeuticsMD, Inc | 23 |
32
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,625 | *,e | Theravance Biopharma, Inc | $ | 42 | ||||
14,879 | Thermo Fisher Scientific, Inc | 3,330 | ||||||
327 | * | Tocagen, Inc | 3 | |||||
340 | * | Tricida, Inc | 8 | |||||
3,764 | * | Tyme Technologies, Inc | 14 | |||||
1,517 | * | Ultragenyx Pharmaceutical, Inc | 66 | |||||
1,741 | * | United Therapeutics Corp | 190 | |||||
717 | *,e | UNITY Biotechnology, Inc | 12 | |||||
1,691 | * | Vanda Pharmaceuticals, Inc | 44 | |||||
594 | * | Veracyte, Inc | 7 | |||||
1,933 | *,e | Verastem, Inc | 6 | |||||
1,345 | * | Vericel Corp | 23 | |||||
9,439 | * | Vertex Pharmaceuticals, Inc | 1,564 | |||||
1,592 | *,e | Viking Therapeutics, Inc | 12 | |||||
484 | * | Voyager Therapeutics, Inc | 5 | |||||
2,907 | * | Waters Corp | 548 | |||||
475 | *,e | WaVe Life Sciences Pte Ltd | 20 | |||||
1,460 | * | Xencor Inc | 53 | |||||
1,048 | * | Zafgen, Inc | 5 | |||||
4,815 | *,e | ZIOPHARM Oncology, Inc | 9 | |||||
17,973 | Zoetis, Inc | 1,537 | ||||||
1,053 | * | Zogenix, Inc | 38 | |||||
|
| |||||||
TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 78,374 | |||||||
|
| |||||||
REAL ESTATE - 3.9% | ||||||||
3,250 | Acadia Realty Trust | 77 | ||||||
943 | Agree Realty Corp | 56 | ||||||
2,540 | Alexander & Baldwin, Inc | 47 | ||||||
51 | Alexander’s, Inc | 16 | ||||||
3,763 | Alexandria Real Estate Equities, Inc | 434 | ||||||
466 | *,e | Altisource Portfolio Solutions S.A. | 10 | |||||
1,599 | American Assets Trust, Inc | 64 | ||||||
5,246 | American Campus Communities, Inc | 217 | ||||||
8,855 | American Homes 4 Rent | 176 | ||||||
15,853 | American Tower Corp | 2,508 | ||||||
1,706 | Americold Realty Trust | 44 | ||||||
5,818 | Apartment Investment & Management Co (Class A) | 255 | ||||||
7,310 | Apple Hospitality REIT, Inc | 104 | ||||||
1,658 | Armada Hoffler Properties, Inc | 23 | ||||||
3,090 | Ashford Hospitality Trust, Inc | 12 | ||||||
5,036 | AvalonBay Communities, Inc | 877 | ||||||
769 | Bluerock Residential Growth REIT, Inc | 7 | ||||||
5,662 | Boston Properties, Inc | 637 | ||||||
1,249 | BraeMar Hotels & Resorts, Inc | 11 | ||||||
6,772 | Brandywine Realty Trust | 87 | ||||||
11,939 | Brixmor Property Group, Inc | 175 | ||||||
5,469 | Brookfield Property REIT, Inc | 88 | ||||||
552 | Brt Realty Trust | 6 | ||||||
3,382 | Camden Property Trust | 298 | ||||||
2,763 | CareTrust REIT, Inc | 51 | ||||||
1,667 | CatchMark Timber Trust Inc | 12 | ||||||
6,537 | e | CBL & Associates Properties, Inc | 13 | |||||
11,178 | * | CBRE Group, Inc | 448 | |||||
3,595 | Cedar Realty Trust, Inc | 11 | ||||||
1,449 | Chatham Lodging Trust | 26 | ||||||
2,308 | Chesapeake Lodging Trust | 56 | ||||||
1,087 | City Office REIT, Inc | 11 | ||||||
544 | Clipper Realty, Inc | 7 | ||||||
20,026 | Colony Capital, Inc | 94 | ||||||
4,776 | Columbia Property Trust, Inc | 92 | ||||||
498 | Community Healthcare Trust, Inc | 14 | ||||||
159 | Consolidated-Tomoka Land Co | 8 | ||||||
4,609 | CoreCivic, Inc | 82 | ||||||
419 | CorEnergy Infrastructure Trust, Inc | 14 |
33
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
473 | CorePoint Lodging, Inc | $ | 6 | |||||
1,335 | Coresite Realty | 116 | ||||||
3,896 | Corporate Office Properties Trust | 82 | ||||||
16,091 | Cousins Properties, Inc | 127 | ||||||
15,104 | Crown Castle International Corp | 1,641 | ||||||
6,597 | CubeSmart | 189 | ||||||
1,309 | * | Cushman & Wakefield plc | 19 | |||||
3,383 | CyrusOne, Inc | 179 | ||||||
7,801 | DiamondRock Hospitality Co | 71 | ||||||
7,617 | Digital Realty Trust, Inc | 812 | ||||||
5,662 | Douglas Emmett, Inc | 193 | ||||||
12,847 | Duke Realty Corp | 333 | ||||||
1,340 | Easterly Government Properties, Inc | 21 | ||||||
1,286 | EastGroup Properties, Inc | 118 | ||||||
5,016 | Empire State Realty Trust, Inc | 71 | ||||||
2,455 | Entertainment Properties Trust | 157 | ||||||
2,894 | Equinix, Inc | 1,020 | ||||||
3,801 | Equity Commonwealth | 114 | ||||||
2,834 | Equity Lifestyle Properties, Inc | 275 | ||||||
13,086 | Equity Residential | 864 | ||||||
1,199 | Essential Properties Realty Trust, Inc | 17 | ||||||
2,377 | Essex Property Trust, Inc | 583 | ||||||
4,570 | Extra Space Storage, Inc | 413 | ||||||
967 | Farmland Partners, Inc | 4 | ||||||
2,807 | Federal Realty Investment Trust | 331 | ||||||
4,527 | First Industrial Realty Trust, Inc | 131 | ||||||
400 | * | Forestar Group, Inc | 6 | |||||
2,420 | Four Corners Property Trust, Inc | 63 | ||||||
4,124 | Franklin Street Properties Corp | 26 | ||||||
1,944 | Front Yard Residential Corp | 17 | ||||||
309 | * | FRP Holdings, Inc | 14 | |||||
6,862 | Gaming and Leisure Properties, Inc | 222 | ||||||
4,728 | Geo Group, Inc | 93 | ||||||
1,064 | Getty Realty Corp | 31 | ||||||
881 | Gladstone Commercial Corp | 16 | ||||||
547 | Global Medical REIT, Inc | 5 | ||||||
2,475 | Global Net Lease, Inc | 44 | ||||||
2,836 | *,e | Government Properties Income Trust | 19 | |||||
1,871 | Hannon Armstrong Sustainable Infrastructure Capital, Inc | 36 | ||||||
17,510 | HCP, Inc | 489 | ||||||
4,494 | Healthcare Realty Trust, Inc | 128 | ||||||
7,668 | Healthcare Trust of America, Inc | 194 | ||||||
1,493 | Hersha Hospitality Trust | 26 | ||||||
1,412 | HFF, Inc (Class A) | 47 | ||||||
3,908 | Highwoods Properties, Inc | 151 | ||||||
5,289 | Hospitality Properties Trust | 126 | ||||||
26,196 | Host Marriott Corp | 437 | ||||||
1,318 | * | Howard Hughes Corp | 129 | |||||
6,080 | Hudson Pacific Properties | 177 | ||||||
2,619 | Independence Realty Trust, Inc | 24 | ||||||
1,511 | Industrial Logistics Properties Trust | 30 | ||||||
239 | e | Innovative Industrial Properties, Inc | 11 | |||||
460 | Investors Real Estate Trust | 23 | ||||||
11,120 | Invitation Homes, Inc | 223 | ||||||
10,280 | Iron Mountain, Inc | 333 | ||||||
2,674 | iStar Financial, Inc | 25 | ||||||
3,369 | JBG SMITH Properties | 117 | ||||||
322 | Jernigan Capital, Inc | 6 | ||||||
1,588 | Jones Lang LaSalle, Inc | 201 | ||||||
5,205 | Kennedy-Wilson Holdings, Inc | 95 | ||||||
3,350 | Kilroy Realty Corp | 211 | ||||||
16,000 | Kimco Realty Corp | 234 | ||||||
3,243 | Kite Realty Group Trust | 46 | ||||||
3,092 | Lamar Advertising Co | 214 |
34
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
8,135 | Lexington Realty Trust | $ | 67 | |||||
5,077 | Liberty Property Trust | 213 | ||||||
1,802 | Life Storage, Inc | 168 | ||||||
1,530 | LTC Properties, Inc | 64 | ||||||
5,384 | Macerich Co | 233 | ||||||
3,534 | Mack-Cali Realty Corp | 69 | ||||||
569 | * | Marcus & Millichap, Inc | 20 | |||||
231 | * | Maui Land & Pineapple Co, Inc | 2 | |||||
996 | MedEquities Realty Trust, Inc | 7 | ||||||
12,964 | Medical Properties Trust, Inc | 208 | ||||||
4,212 | Mid-America Apartment Communities, Inc | 403 | ||||||
2,597 | Monmouth Real Estate Investment Corp (Class A) | 32 | ||||||
1,356 | National Health Investors, Inc | 102 | ||||||
5,301 | National Retail Properties, Inc | 257 | ||||||
1,700 | National Storage Affiliates Trust | 45 | ||||||
3,164 | New Senior Investment Group, Inc | 13 | ||||||
4,651 | Newmark Group, Inc | 37 | ||||||
662 | NexPoint Residential Trust, Inc | 23 | ||||||
2,094 | NorthStar Realty Europe Corp | 30 | ||||||
7,596 | Omega Healthcare Investors, Inc | 267 | ||||||
567 | One Liberty Properties, Inc | 14 | ||||||
5,152 | Outfront Media, Inc | 93 | ||||||
7,621 | Paramount Group, Inc | 96 | ||||||
7,462 | Park Hotels & Resorts, Inc | 194 | ||||||
5,135 | Pebblebrook Hotel Trust | 145 | ||||||
2,702 | e | Pennsylvania REIT | 16 | |||||
5,940 | Physicians Realty Trust | 95 | ||||||
4,321 | Piedmont Office Realty Trust, Inc | 74 | ||||||
2,502 | Potlatch Corp | 79 | ||||||
2,737 | Preferred Apartment Communities, Inc | 38 | ||||||
22,420 | Prologis, Inc | 1,316 | ||||||
762 | PS Business Parks, Inc | 100 | ||||||
5,396 | Public Storage, Inc | 1,092 | ||||||
1,829 | QTS Realty Trust, Inc | 68 | ||||||
4,462 | Rayonier, Inc | 124 | ||||||
732 | Re/Max Holdings, Inc | 23 | ||||||
4,163 | e | Realogy Holdings Corp | 61 | |||||
10,419 | Realty Income Corp | 657 | ||||||
2,193 | *,e | Redfin Corp | 32 | |||||
5,824 | Regency Centers Corp | 342 | ||||||
4,204 | Retail Opportunities Investment Corp | 67 | ||||||
6,690 | Retail Properties of America, Inc | 73 | ||||||
605 | * | Retail Value, Inc | 15 | |||||
2,561 | Rexford Industrial Realty, Inc | 75 | ||||||
6,612 | RLJ Lodging Trust | 108 | ||||||
283 | RMR Group, Inc | 15 | ||||||
3,057 | RPT Realty | 37 | ||||||
1,712 | Ryman Hospitality Properties | 114 | ||||||
6,162 | Sabra Healthcare REIT, Inc | 102 | ||||||
401 | Safety Income and Growth, Inc | 8 | ||||||
392 | Saul Centers, Inc | 19 | ||||||
4,023 | * | SBA Communications Corp | 651 | |||||
1,918 | Select Income REIT | 14 | ||||||
9,263 | Senior Housing Properties Trust | 109 | ||||||
990 | e | Seritage Growth Properties | 32 | |||||
11,271 | Simon Property Group, Inc | 1,893 | ||||||
6,051 | SITE Centers Corp | 67 | ||||||
3,174 | SL Green Realty Corp | 251 | ||||||
1,885 | Spirit MTA REIT | 13 | ||||||
3,189 | Spirit Realty Capital, Inc | 112 | ||||||
1,876 | * | St. Joe Co | 25 | |||||
3,470 | STAG Industrial, Inc | 86 | ||||||
9,293 | Starwood Property Trust, Inc | 183 | ||||||
6,501 | STORE Capital Corp | 184 |
35
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
218 | * | Stratus Properties, Inc | $ | 5 | ||||
3,928 | Summit Hotel Properties, Inc | 38 | ||||||
2,801 | Sun Communities, Inc | 285 | ||||||
8,527 | Sunstone Hotel Investors, Inc | 111 | ||||||
3,676 | e | Tanger Factory Outlet Centers, Inc | 74 | |||||
2,340 | Taubman Centers, Inc | 106 | ||||||
834 | * | Tejon Ranch Co | 14 | |||||
1,821 | Terreno Realty Corp | 64 | ||||||
1,934 | Tier REIT, Inc | 40 | ||||||
761 | * | Trinity Place Holdings, Inc | 3 | |||||
10,089 | UDR, Inc | 400 | ||||||
994 | UMH Properties, Inc | 12 | ||||||
6,462 | Uniti Group, Inc | 101 | ||||||
294 | Universal Health Realty Income Trust | 18 | ||||||
3,855 | Urban Edge Properties | 64 | ||||||
1,188 | Urstadt Biddle Properties, Inc (Class A) | 23 | ||||||
13,411 | Ventas, Inc | 786 | ||||||
38,221 | VEREIT, Inc | 273 | ||||||
13,187 | VICI Properties, Inc | 248 | ||||||
6,401 | Vornado Realty Trust | 397 | ||||||
7,181 | Washington Prime Group, Inc | 35 | ||||||
3,060 | Washington REIT | 70 | ||||||
4,685 | Weingarten Realty Investors | 116 | ||||||
14,133 | Welltower, Inc | 981 | ||||||
28,023 | Weyerhaeuser Co | 613 | ||||||
1,293 | Whitestone REIT | 16 | ||||||
5,134 | WP Carey, Inc | 335 | ||||||
4,278 | Xenia Hotels & Resorts, Inc | 74 | ||||||
|
| |||||||
TOTAL REAL ESTATE | 35,818 | |||||||
|
| |||||||
RETAILING - 5.9% | ||||||||
1,264 | * | 1-800-FLOWERS.COM, Inc (Class A) | 15 | |||||
2,429 | Aaron’s, Inc | 102 | ||||||
2,820 | Abercrombie & Fitch Co (Class A) | 57 | ||||||
2,632 | Advance Auto Parts, Inc | 414 | ||||||
14,862 | * | Amazon.com, Inc | 22,323 | |||||
6,015 | American Eagle Outfitters, Inc | 116 | ||||||
367 | * | America’sCar-Mart, Inc | 27 | |||||
727 | * | Asbury Automotive Group, Inc | 48 | |||||
5,932 | * | Ascena Retail Group, Inc | 15 | |||||
978 | * | At Home Group, Inc | 18 | |||||
1,281 | * | Autonation, Inc | 46 | |||||
956 | * | AutoZone, Inc | 801 | |||||
1,364 | * | Barnes & Noble Education, Inc | 6 | |||||
2,159 | Barnes & Noble, Inc | 15 | ||||||
4,627 | Bed Bath & Beyond, Inc | 52 | ||||||
8,970 | Best Buy Co, Inc | 475 | ||||||
824 | e | Big 5 Sporting Goods Corp | 2 | |||||
1,547 | Big Lots, Inc | 45 | ||||||
1,502 | * | BJ’s Wholesale Club Holdings, Inc | 33 | |||||
1,719 | * | Booking Holdings, Inc | 2,961 | |||||
517 | * | Boot Barn Holdings, Inc | 9 | |||||
1,023 | e | Buckle, Inc | 20 | |||||
2,479 | * | Burlington Stores, Inc | 403 | |||||
1,517 | Caleres, Inc | 42 | ||||||
437 | e | Camping World Holdings, Inc | 5 | |||||
6,520 | * | CarMax, Inc | 409 | |||||
1,051 | *,e | Carvana Co | 34 | |||||
966 | Cato Corp (Class A) | 14 | ||||||
4,716 | Chico’s FAS, Inc | 27 | ||||||
670 | Children’s Place Retail Stores, Inc | 60 | ||||||
619 | Citi Trends, Inc | 13 | ||||||
708 | * | Conn’s, Inc | 13 | |||||
764 | * | Container Store Group, Inc | 4 |
36
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,444 | Core-Mark Holding Co, Inc | $ | 34 | |||||
3,329 | Dick’s Sporting Goods, Inc | 104 | ||||||
590 | e | Dillard’s, Inc (Class A) | 36 | |||||
9,689 | Dollar General Corp | 1,047 | ||||||
8,448 | * | Dollar Tree, Inc | 763 | |||||
2,565 | DSW, Inc (Class A) | 63 | ||||||
404 | *,e | Duluth Holdings, Inc | 10 | |||||
34,041 | * | eBay, Inc | 956 | |||||
4,286 | * | Etsy, Inc | 204 | |||||
4,386 | Expedia, Inc | 494 | ||||||
3,087 | * | Express Parent LLC | 16 | |||||
2,096 | * | Five Below, Inc | 214 | |||||
1,415 | * | Floor & Decor Holdings, Inc | 37 | |||||
4,365 | Foot Locker, Inc | 232 | ||||||
322 | *,e | Gaia, Inc | 3 | |||||
3,029 | e | GameStop Corp (Class A) | 38 | |||||
8,144 | Gap, Inc | 210 | ||||||
254 | * | Genesco, Inc | 11 | |||||
5,136 | Genuine Parts Co | 493 | ||||||
2,663 | *,e | GNC Holdings, Inc | 6 | |||||
787 | Group 1 Automotive, Inc | 42 | ||||||
13,160 | * | Groupon, Inc | 42 | |||||
3,346 | * | GrubHub, Inc | 257 | |||||
2,487 | Guess?, Inc | 52 | ||||||
715 | Haverty Furniture Cos, Inc | 13 | ||||||
948 | * | Hibbett Sports, Inc | 14 | |||||
41,992 | Home Depot, Inc | 7,215 | ||||||
1,422 | * | Hudson Ltd | 24 | |||||
437 | * | J. Jill, Inc | 2 | |||||
12,004 | *,e | JC Penney Co, Inc | 13 | |||||
705 | * | Kirkland’s, Inc | 7 | |||||
6,314 | Kohl’s Corp | 419 | ||||||
7,726 | L Brands, Inc | 198 | ||||||
487 | * | Lands’ End, Inc | 7 | |||||
487 | * | Leaf Group Ltd | 3 | |||||
2,114 | * | Liberty Expedia Holdings, Inc | 83 | |||||
1,143 | * | Liquidity Services, Inc | 7 | |||||
908 | Lithia Motors, Inc (Class A) | 69 | ||||||
10,704 | * | LKQ Corp | 254 | |||||
29,750 | Lowe’s Companies, Inc | 2,748 | ||||||
1,099 | *,e | Lumber Liquidators, Inc | 10 | |||||
11,147 | Macy’s, Inc | 332 | ||||||
1,129 | * | MarineMax, Inc | 21 | |||||
3,766 | * | Michaels Cos, Inc | 51 | |||||
1,185 | Monro Muffler, Inc | 82 | ||||||
924 | * | Murphy USA, Inc | 71 | |||||
1,254 | * | National Vision Holdings, Inc | 35 | |||||
4,562 | Nordstrom, Inc | 213 | ||||||
1,156 | Nutri/System, Inc | 51 | ||||||
20,474 | Office Depot, Inc | 53 | ||||||
1,846 | * | Ollie’s Bargain Outlet Holdings, Inc | 123 | |||||
2,878 | * | O’Reilly Automotive, Inc | 991 | |||||
567 | *,e | Overstock.com, Inc | 8 | |||||
1,066 | *,e | Party City Holdco, Inc | 11 | |||||
633 | Penske Auto Group, Inc | 26 | ||||||
765 | e | PetMed Express, Inc | 18 | |||||
1,369 | Pool Corp | 204 | ||||||
2,851 | * | Quotient Technology, Inc | 30 | |||||
14,260 | * | Qurate Retail Group, Inc QVC Group | 278 | |||||
1,673 | * | Rent-A-Center, Inc | 27 | |||||
769 | * | RH | 92 | |||||
13,458 | Ross Stores, Inc | 1,120 | ||||||
3,687 | * | Sally Beauty Holdings, Inc | 63 | |||||
576 | Shoe Carnival, Inc | 19 |
37
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,315 | * | Shutterfly, Inc | $ | 53 | ||||
719 | Shutterstock, Inc | 26 | ||||||
2,200 | Signet Jewelers Ltd | 70 | ||||||
1,596 | * | Sleep Number Corp | 51 | |||||
1,157 | Sonic Automotive, Inc (Class A) | 16 | ||||||
1,434 | * | Sportsman’s Warehouse Holdings, Inc | 6 | |||||
618 | * | Stamps.com, Inc | 96 | |||||
1,859 | Tailored Brands, Inc | 25 | ||||||
19,566 | Target Corp | 1,293 | ||||||
4,588 | Tiffany & Co | 369 | ||||||
1,314 | Tile Shop Holdings, Inc | 7 | ||||||
432 | Tilly’s, Inc | 5 | ||||||
45,412 | TJX Companies, Inc | 2,032 | ||||||
4,523 | Tractor Supply Co | 377 | ||||||
2,073 | * | Ulta Beauty, Inc | 508 | |||||
2,603 | * | Urban Outfitters, Inc | 86 | |||||
2,078 | * | Wayfair, Inc | 187 | |||||
252 | Weyco Group, Inc | 7 | ||||||
3,375 | e | Williams-Sonoma, Inc | 170 | |||||
94 | Winmark Corp | 15 | ||||||
686 | * | Zumiez, Inc | 13 | |||||
|
| |||||||
TOTAL RETAILING | 54,405 | |||||||
|
| |||||||
SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT - 3.6% | ||||||||
716 | * | Acacia Communications, Inc | 27 | |||||
1,546 | * | Advanced Energy Industries, Inc | 66 | |||||
32,614 | * | Advanced Micro Devices, Inc | 602 | |||||
844 | * | Alpha & Omega Semiconductor Ltd | 9 | |||||
1,266 | * | Ambarella, Inc | 44 | |||||
3,751 | * | Amkor Technology, Inc | 25 | |||||
13,361 | Analog Devices, Inc | 1,147 | ||||||
36,201 | Applied Materials, Inc | 1,185 | ||||||
766 | * | Aquantia Corp | 7 | |||||
1,183 | * | Axcelis Technologies, Inc | 21 | |||||
1,452 | * | AXT, Inc | 6 | |||||
15,119 | Broadcom, Inc | 3,844 | ||||||
2,689 | Brooks Automation, Inc | 70 | ||||||
1,007 | Cabot Microelectronics Corp | 96 | ||||||
839 | * | Ceva, Inc | 19 | |||||
2,507 | * | Cirrus Logic, Inc | 83 | |||||
1,495 | Cohu, Inc | 24 | ||||||
3,781 | * | Cree, Inc | 162 | |||||
12,862 | Cypress Semiconductor Corp | 164 | ||||||
1,498 | * | Diodes, Inc | 48 | |||||
5,537 | Entegris, Inc | 154 | ||||||
2,741 | * | First Solar, Inc | 116 | |||||
2,989 | * | Formfactor, Inc | 42 | |||||
445 | *,e | Ichor Holdings Ltd | 7 | |||||
705 | * | Impinj, Inc | 10 | |||||
1,603 | *,e | Inphi Corp | 52 | |||||
4,497 | * | Integrated Device Technology, Inc | 218 | |||||
167,539 | Intel Corp | 7,863 | ||||||
5,709 | Kla-Tencor Corp | 511 | ||||||
2,498 | * | Kopin Corp | 2 | |||||
5,688 | Lam Research Corp | 775 | ||||||
5,097 | * | Lattice Semiconductor Corp | 35 | |||||
1,568 | * | MA-COM Technology Solutions | 23 | |||||
20,390 | Marvell Technology Group Ltd | 330 | ||||||
9,800 | Maxim Integrated Products, Inc | 498 | ||||||
2,280 | * | MaxLinear, Inc | 40 | |||||
8,299 | Microchip Technology, Inc | 597 | ||||||
41,677 | * | Micron Technology, Inc | 1,322 | |||||
1,742 | MKS Instruments, Inc | 113 | ||||||
1,572 | Monolithic Power Systems, Inc | 183 |
38
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
1,014 | * | Nanometrics, Inc | $ | 28 | ||||
1,216 | *,e | NeoPhotonics Corp Ltd | 8 | |||||
192 | NVE Corp | 17 | ||||||
21,164 | NVIDIA Corp | 2,825 | ||||||
12,905 | NXP Semiconductors NV | 946 | ||||||
15,220 | * | ON Semiconductor Corp | 251 | |||||
1,181 | * | PDF Solutions, Inc | 10 | |||||
2,703 | * | Photronics, Inc | 26 | |||||
1,113 | Power Integrations, Inc | 68 | ||||||
4,356 | * | Qorvo, Inc | 265 | |||||
44,617 | QUALCOMM, Inc | 2,539 | ||||||
4,243 | * | Rambus, Inc | 33 | |||||
1,221 | * | Rudolph Technologies, Inc | 25 | |||||
2,520 | * | Semtech Corp | 116 | |||||
1,625 | * | Silicon Laboratories, Inc | 128 | |||||
6,509 | Skyworks Solutions, Inc | 436 | ||||||
51 | *,e | SMART Global Holdings, Inc | 1 | |||||
2,299 | *,e | SunPower Corp | 11 | |||||
7,076 | Teradyne, Inc | 222 | ||||||
35,521 | Texas Instruments, Inc | 3,357 | ||||||
1,266 | * | Ultra Clean Holdings | 11 | |||||
1,575 | e | Universal Display Corp | 147 | |||||
1,833 | * | Veeco Instruments, Inc | 14 | |||||
4,186 | Versum Materials, Inc | 116 | ||||||
9,147 | Xilinx, Inc | 779 | ||||||
1,849 | Xperi Corp | 34 | ||||||
|
| |||||||
TOTAL SEMICONDUCTORS & SEMICONDUCTOR EQUIPMENT | 32,953 | |||||||
|
| |||||||
SOFTWARE & SERVICES - 10.9% | ||||||||
1,998 | * | 2U, Inc | 99 | |||||
3,462 | * | 8x8, Inc | 62 | |||||
1,883 | * | A10 Networks, Inc | 12 | |||||
23,319 | Accenture plc | 3,288 | ||||||
4,522 | * | ACI Worldwide, Inc | 125 | |||||
17,995 | * | Adobe, Inc | 4,071 | |||||
6,269 | * | Akamai Technologies, Inc | 383 | |||||
792 | * | Alarm.com Holdings, Inc | 41 | |||||
1,710 | Alliance Data Systems Corp | 257 | ||||||
906 | * | Altair Engineering, Inc | 25 | |||||
657 | * | Alteryx, Inc | 39 | |||||
781 | * | Amber Road, Inc | 6 | |||||
5,013 | Amdocs Ltd | 294 | ||||||
1,091 | American Software, Inc (Class A) | 11 | ||||||
303 | * | Anaplan, Inc | 8 | |||||
3,091 | * | Ansys, Inc | 442 | |||||
244 | * | Appfolio, Inc | 14 | |||||
1,241 | * | Apptio, Inc | 47 | |||||
2,704 | * | Aspen Technology, Inc | 222 | |||||
3,301 | * | Atlassian Corp plc | 294 | |||||
7,939 | * | Autodesk, Inc | 1,021 | |||||
15,917 | Automatic Data Processing, Inc | 2,087 | ||||||
203 | * | Avalara, Inc | 6 | |||||
3,817 | * | Avaya Holdings Corp | 56 | |||||
613 | * | Benefitfocus, Inc | 28 | |||||
5,264 | * | Black Knight, Inc | 237 | |||||
1,852 | Blackbaud, Inc | 117 | ||||||
1,191 | * | Blackline, Inc | 49 | |||||
5,256 | Booz Allen Hamilton Holding Co | 237 | ||||||
1,563 | * | Bottomline Technologies, Inc | 75 | |||||
4,699 | * | Box, Inc | 79 | |||||
1,247 | * | Brightcove, Inc | 9 | |||||
4,137 | Broadridge Financial Solutions, Inc | 398 | ||||||
946 | * | CACI International, Inc (Class A) | 136 | |||||
9,861 | * | Cadence Design Systems, Inc | 429 |
39
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
267 | * | Carbon Black, Inc | $ | 4 | ||||
960 | * | Carbonite, Inc | 24 | |||||
1,770 | * | Cardtronics plc | 46 | |||||
576 | Cass Information Systems, Inc | 30 | ||||||
4,696 | CDK Global, Inc | 225 | ||||||
837 | * | Ceridian HCM Holding, Inc | 29 | |||||
921 | * | ChannelAdvisor Corp | 10 | |||||
1,430 | * | Cision Ltd | 17 | |||||
4,735 | Citrix Systems, Inc | 485 | ||||||
3,664 | * | Cloudera, Inc | 41 | |||||
21,131 | Cognizant Technology Solutions Corp (Class A) | 1,341 | ||||||
1,509 | * | Commvault Systems, Inc | 89 | |||||
7,418 | * | Conduent, Inc | 79 | |||||
861 | ConvergeOne Holdings, Inc | 11 | ||||||
2,077 | * | Cornerstone OnDemand, Inc | 105 | |||||
1,958 | * | Coupa Software, Inc | 123 | |||||
1,299 | CSG Systems International, Inc | 41 | ||||||
335 | * | Digimarc Corp | 5 | |||||
2,582 | *,e | DocuSign, Inc | 104 | |||||
291 | * | Domo, Inc | 6 | |||||
10,085 | DXC Technology Co | 536 | ||||||
927 | e | Ebix, Inc | 39 | |||||
648 | * | eGain Corp | 4 | |||||
135 | * | Elastic NV | 10 | |||||
1,316 | * | Ellie Mae, Inc | 83 | |||||
2,483 | * | Endurance International Group Holdings, Inc | 17 | |||||
1,657 | * | Envestnet, Inc | 82 | |||||
1,908 | * | EPAM Systems, Inc | 221 | |||||
1,684 | * | Euronet Worldwide, Inc | 172 | |||||
662 | * | Everbridge, Inc | 38 | |||||
2,472 | * | Everi Holdings, Inc | 13 | |||||
2,375 | EVERTEC, Inc | 68 | ||||||
503 | * | Evo Payments, Inc | 12 | |||||
1,735 | * | Exela Technologies, Inc | 7 | |||||
1,241 | * | ExlService Holdings, Inc | 65 | |||||
1,096 | * | Fair Isaac Corp | 205 | |||||
11,993 | Fidelity National Information Services, Inc | 1,230 | ||||||
6,880 | * | FireEye, Inc | 112 | |||||
3,306 | * | First American Corp | 110 | |||||
19,764 | * | First Data Corp | 334 | |||||
14,423 | * | Fiserv, Inc | 1,060 | |||||
2,029 | * | Five9, Inc | 89 | |||||
3,223 | * | FleetCor Technologies, Inc | 599 | |||||
1,062 | * | ForeScout Technologies, Inc | 28 | |||||
5,020 | * | Fortinet, Inc | 354 | |||||
3,300 | * | Gartner, Inc | 422 | |||||
5,261 | Genpact Ltd | 142 | ||||||
5,776 | Global Payments, Inc | 596 | ||||||
5,554 | * | GoDaddy, Inc | 364 | |||||
1,166 | *,e | GTT Communications, Inc | 28 | |||||
2,905 | * | Guidewire Software, Inc | 233 | |||||
1,077 | Hackett Group, Inc | 17 | ||||||
1,639 | * | Hortonworks, Inc | 24 | |||||
1,304 | * | HubSpot, Inc | 164 | |||||
1,304 | * | Imperva, Inc | 73 | |||||
1,377 | * | Information Services Group, Inc | 6 | |||||
825 | * | Instructure, Inc | 31 | |||||
790 | *,e | Internap Corp | 3 | |||||
33,210 | International Business Machines Corp | 3,775 | ||||||
8,867 | Intuit, Inc | 1,745 | ||||||
1,794 | j2 Global, Inc | 124 | ||||||
2,895 | Jack Henry & Associates, Inc | 366 | ||||||
5,319 | Leidos Holdings, Inc | 280 | ||||||
3,363 | * | Limelight Networks, Inc | 8 |
40
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,140 | * | Liveperson, Inc | $ | 40 | ||||
3,018 | * | LiveRamp Holdings, Inc | 117 | |||||
1,820 | LogMeIn, Inc | 148 | ||||||
745 | * | Majesco | 5 | |||||
2,696 | * | Manhattan Associates, Inc | 114 | |||||
1,025 | Mantech International Corp (Class A) | 54 | ||||||
33,412 | MasterCard, Inc (Class A) | 6,303 | ||||||
2,490 | MAXIMUS, Inc | 162 | ||||||
276,926 | Microsoft Corp | 28,127 | ||||||
367 | * | MicroStrategy, Inc (Class A) | 47 | |||||
1,433 | * | MINDBODY, Inc | 52 | |||||
1,253 | * | Mitek Systems, Inc | 14 | |||||
1,693 | * | MobileIron, Inc | 8 | |||||
844 | * | Model N, Inc | 11 | |||||
1,065 | * | MoneyGram International, Inc | 2 | |||||
1,609 | Monotype Imaging Holdings, Inc | 25 | ||||||
1,631 | * | New Relic, Inc | 132 | |||||
2,596 | NIC, Inc | 32 | ||||||
11,208 | * | Nuance Communications, Inc | 148 | |||||
4,052 | * | Nutanix, Inc | 169 | |||||
3,179 | * | Okta, Inc | 203 | |||||
1,227 | * | OneSpan, Inc | 16 | |||||
94,143 | Oracle Corp | 4,251 | ||||||
444 | * | Park City Group, Inc | 3 | |||||
11,779 | Paychex, Inc | 767 | ||||||
1,911 | * | Paycom Software, Inc | 234 | |||||
1,003 | * | Paylocity Holding Corp | 60 | |||||
43,511 | * | PayPal Holdings, Inc | 3,659 | |||||
1,438 | Pegasystems, Inc | 69 | ||||||
1,320 | * | Perficient, Inc | 29 | |||||
5,214 | Perspecta, Inc | 90 | ||||||
757 | * | Pluralsight, Inc | 18 | |||||
707 | Presidio, Inc | 9 | ||||||
621 | * | PRGX Global, Inc | 6 | |||||
1,791 | Progress Software Corp | 64 | ||||||
1,867 | * | Proofpoint, Inc | 156 | |||||
1,099 | * | PROS Holdings, Inc | 35 | |||||
4,095 | * | PTC, Inc | 339 | |||||
1,206 | * | Q2 Holdings, Inc | 60 | |||||
400 | QAD, Inc (Class A) | 16 | ||||||
1,213 | * | Qualys, Inc | 91 | |||||
809 | * | Rapid7, Inc | 25 | |||||
2,285 | * | RealPage, Inc | 110 | |||||
6,585 | * | Red Hat, Inc | 1,157 | |||||
2,430 | * | RingCentral, Inc | 200 | |||||
10,188 | Sabre Corp | 220 | ||||||
1,841 | * | SailPoint Technologies Holding, Inc | 43 | |||||
25,835 | * | salesforce.com, Inc | 3,539 | |||||
1,738 | Science Applications International Corp | 111 | ||||||
257 | *,e | SecureWorks Corp | 4 | |||||
266 | * | SendGrid, Inc | 11 | |||||
6,396 | * | ServiceNow, Inc | 1,139 | |||||
2,827 | * | ServiceSource International LLC | 3 | |||||
266 | *,e | ShotSpotter, Inc | 8 | |||||
5,371 | * | Splunk, Inc | 563 | |||||
690 | * | SPS Commerce, Inc | 57 | |||||
10,606 | * | Square, Inc | 595 | |||||
7,627 | SS&C Technologies Holdings, Inc | 344 | ||||||
871 | *,e | SVMK, Inc | 11 | |||||
1,325 | e | Switch, Inc | 9 | |||||
1,511 | * | Sykes Enterprises, Inc | 37 | |||||
23,044 | Symantec Corp | 435 | ||||||
5,312 | * | Synopsys, Inc | 447 | |||||
2,342 | * | Tableau Software, Inc | 281 |
41
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
2,099 | * | Telaria, Inc | $ | 6 | ||||
834 | * | TeleNav, Inc | 3 | |||||
303 | * | Tenable Holdings, Inc | 7 | |||||
4,419 | * | Teradata Corp | 170 | |||||
4,572 | TiVo Corp | 43 | ||||||
6,552 | Total System Services, Inc | 533 | ||||||
1,162 | * | Trade Desk, Inc | 135 | |||||
4,786 | Travelport Worldwide Ltd | 75 | ||||||
541 | TTEC Holdings, Inc | 15 | ||||||
349 | *,e | Tucows, Inc | 21 | |||||
2,425 | * | Twilio, Inc | 217 | |||||
1,396 | * | Tyler Technologies, Inc | 259 | |||||
1,115 | * | Ultimate Software Group, Inc | 273 | |||||
2,160 | *,e | Unisys Corp | 25 | |||||
265 | * | Upland Software, Inc | 7 | |||||
1,028 | * | Varonis Systems, Inc | 54 | |||||
2,429 | * | Verint Systems, Inc | 103 | |||||
3,905 | * | VeriSign, Inc | 579 | |||||
2,063 | *,e | VirnetX Holding Corp | 5 | |||||
1,072 | * | Virtusa Corp | 46 | |||||
64,932 | Visa, Inc (Class A) | 8,567 | ||||||
2,550 | VMware, Inc (Class A) | 350 | ||||||
16,201 | Western Union Co | 276 | ||||||
1,532 | * | WEX, Inc | 215 | |||||
5,379 | * | Workday, Inc | 859 | |||||
912 | * | Workiva, Inc | 33 | |||||
10,607 | * | Worldpay, Inc | 811 | |||||
2,990 | * | Yext, Inc | 44 | |||||
3,760 | * | Zendesk, Inc | 219 | |||||
2,044 | * | Zix Corp | 12 | |||||
2,136 | * | Zscaler, Inc | 84 | |||||
|
| |||||||
TOTAL SOFTWARE & SERVICES | 100,688 | |||||||
|
| |||||||
TECHNOLOGY HARDWARE & EQUIPMENT - 5.3% | ||||||||
4,245 | * | 3D Systems Corp | 43 | |||||
1,869 | Adtran, Inc | 20 | ||||||
932 | * | Aerohive Networks, Inc | 3 | |||||
596 | * | Agilysys, Inc | 9 | |||||
10,617 | Amphenol Corp (Class A) | 860 | ||||||
1,131 | * | Anixter International, Inc | 61 | |||||
173,841 | d | Apple, Inc | 27,421 | |||||
712 | *,e | Applied Optoelectronics, Inc | 11 | |||||
2,109 | * | Arista Networks, Inc | 444 | |||||
6,515 | * | ARRIS International plc | 199 | |||||
2,894 | * | Arrow Electronics, Inc | 200 | |||||
1,363 | * | Avid Technology, Inc | 6 | |||||
4,242 | Avnet, Inc | 153 | ||||||
1,630 | AVX Corp | 25 | ||||||
1,096 | Badger Meter, Inc | 54 | ||||||
429 | Bel Fuse, Inc (Class B) | 8 | ||||||
1,632 | Belden CDT, Inc | 68 | ||||||
1,932 | Benchmark Electronics, Inc | 41 | ||||||
1,369 | * | CalAmp Corp | 18 | |||||
1,907 | * | Calix, Inc | 19 | |||||
176 | * | Casa Systems, Inc | 2 | |||||
5,378 | CDW Corp | 436 | ||||||
5,012 | * | Ciena Corp | 170 | |||||
166,923 | Cisco Systems, Inc | 7,233 | ||||||
522 | * | Clearfield, Inc | 5 | |||||
6,048 | Cognex Corp | 234 | ||||||
954 | * | Coherent, Inc | 101 | |||||
6,754 | * | CommScope Holding Co, Inc | 111 | |||||
784 | Comtech Telecommunications Corp | 19 | ||||||
938 | * | Control4 Corp | 16 |
42
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
28,424 | Corning, Inc | $ | 859 | |||||
1,568 | * | Cray, Inc | 34 | |||||
1,256 | CTS Corp | 33 | ||||||
48 | Daktronics, Inc | 0 | ^ | |||||
4,566 | * | Dell Technologies, Inc | 223 | |||||
2,906 | e | Diebold, Inc | 7 | |||||
1,019 | * | Digi International, Inc | 10 | |||||
2,138 | Dolby Laboratories, Inc (Class A) | 132 | ||||||
789 | *,e | Eastman Kodak Co | 2 | |||||
1,847 | * | EchoStar Corp (Class A) | 68 | |||||
1,199 | * | Electro Scientific Industries, Inc | 36 | |||||
1,788 | * | Electronics for Imaging, Inc | 44 | |||||
518 | * | ePlus, Inc | 37 | |||||
4,537 | * | Extreme Networks, Inc | 28 | |||||
2,205 | * | F5 Networks, Inc | 357 | |||||
1,440 | * | Fabrinet | 74 | |||||
655 | * | FARO Technologies, Inc | 27 | |||||
4,415 | * | Finisar Corp | 95 | |||||
6,696 | * | Fitbit, Inc | 33 | |||||
4,988 | Flir Systems, Inc | 217 | ||||||
3,142 | * | Harmonic, Inc | 15 | |||||
55,459 | Hewlett Packard Enterprise Co | 733 | ||||||
58,545 | HP, Inc | 1,198 | ||||||
2,439 | * | II-VI, Inc | 79 | |||||
1,305 | * | Immersion Corp | 12 | |||||
5,792 | * | Infinera Corp | 23 | |||||
1,383 | * | Insight Enterprises, Inc | 56 | |||||
1,347 | InterDigital, Inc | 89 | ||||||
1,406 | * | IPG Photonics Corp | 159 | |||||
944 | * | Iteris, Inc | 4 | |||||
1,329 | * | Itron, Inc | 63 | |||||
5,895 | Jabil Circuit, Inc | 146 | ||||||
12,811 | Juniper Networks, Inc | 345 | ||||||
1,750 | Kemet Corp | 31 | ||||||
6,871 | * | Keysight Technologies, Inc | 427 | |||||
1,038 | * | Kimball Electronics, Inc | 16 | |||||
3,427 | * | Knowles Corp | 46 | |||||
758 | * | KVH Industries, Inc | 8 | |||||
939 | Littelfuse, Inc | 161 | ||||||
2,759 | * | Lumentum Holdings, Inc | 116 | |||||
1,366 | *,e | Maxwell Technologies, Inc | 3 | |||||
126 | Mesa Laboratories, Inc | 26 | ||||||
1,398 | Methode Electronics, Inc | 33 | ||||||
5,680 | Motorola, Inc | 653 | ||||||
632 | MTS Systems Corp | 25 | ||||||
428 | * | Napco Security Technologies, Inc | 7 | |||||
4,043 | National Instruments Corp | 183 | ||||||
4,702 | * | NCR Corp | 109 | |||||
9,394 | NetApp, Inc | 561 | ||||||
1,274 | * | Netgear, Inc | 66 | |||||
3,375 | * | Netscout Systems, Inc | 80 | |||||
236 | *,e | nLight, Inc | 4 | |||||
1,269 | * | Novanta, Inc | 80 | |||||
673 | * | OSI Systems, Inc | 49 | |||||
3,213 | * | Palo Alto Networks, Inc | 605 | |||||
766 | Park Electrochemical Corp | 14 | ||||||
430 | PC Connection, Inc | 13 | ||||||
1,300 | Plantronics, Inc | 43 | ||||||
1,309 | * | Plexus Corp | 67 | |||||
6,099 | * | Pure Storage, Inc | 98 | |||||
807 | * | Quantenna Communications, Inc | 12 | |||||
2,205 | * | Ribbon Communications, Inc | 11 | |||||
701 | * | Rogers Corp | 69 | |||||
2,856 | * | Sanmina Corp | 69 |
43
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
958 | * | Scansource, Inc | $ | 33 | ||||
1,939 | * | Stratasys Ltd | 35 | |||||
1,338 | * | Synaptics, Inc | 50 | |||||
1,480 | SYNNEX Corp | 120 | ||||||
1,361 | * | Tech Data Corp | 111 | |||||
9,398 | * | Trimble Navigation Ltd | 309 | |||||
3,576 | * | TTM Technologies, Inc | 35 | |||||
563 | e | Ubiquiti Networks, Inc | 56 | |||||
1,586 | * | USA Technologies, Inc | 6 | |||||
2,057 | *,e | Viasat, Inc | 121 | |||||
8,882 | * | Viavi Solutions, Inc | 89 | |||||
5,245 | Vishay Intertechnology, Inc | 94 | ||||||
398 | * | Vishay Precision Group, Inc | 12 | |||||
10,553 | Western Digital Corp | 390 | ||||||
7,295 | Xerox Corp | 144 | ||||||
1,840 | * | Zebra Technologies Corp (Class A) | 293 | |||||
|
| |||||||
TOTAL TECHNOLOGY HARDWARE & EQUIPMENT | 48,811 | |||||||
|
| |||||||
TELECOMMUNICATION SERVICES - 2.0% | ||||||||
263,950 | AT&T, Inc | 7,533 | ||||||
373 | ATN International, Inc | 27 | ||||||
1,565 | * | Boingo Wireless, Inc | 32 | |||||
35,344 | CenturyLink, Inc | 536 | ||||||
1,877 | * | Cincinnati Bell, Inc | 15 | |||||
1,599 | Cogent Communications Group, Inc | 72 | ||||||
2,586 | Consolidated Communications Holdings, Inc | 26 | ||||||
3,091 | *,e | Frontier Communications Corp | 7 | |||||
2,248 | *,e | Gogo, Inc | 7 | |||||
1,272 | * | Intelsat S.A. | 27 | |||||
2,990 | * | Iridium Communications, Inc | 55 | |||||
3,269 | *,e | NII Holdings, Inc | 14 | |||||
661 | * | Ooma, Inc | 9 | |||||
2,552 | * | Orbcomm, Inc | 21 | |||||
410 | * | pdvWireless, Inc | 15 | |||||
1,811 | Shenandoah Telecom Co | 80 | ||||||
859 | Spok Holdings, Inc | 11 | ||||||
24,656 | * | Sprint Corp | 144 | |||||
3,834 | Telephone & Data Systems, Inc | 125 | ||||||
10,941 | * | T-Mobile US, Inc | 696 | |||||
176 | * | US Cellular Corp | 9 | |||||
151,357 | Verizon Communications, Inc | 8,509 | ||||||
7,849 | * | Vonage Holdings Corp | 69 | |||||
7,262 | * | Zayo Group Holdings, Inc | 166 | |||||
|
| |||||||
TOTAL TELECOMMUNICATION SERVICES | 18,205 | |||||||
|
| |||||||
TRANSPORTATION - 2.0% | ||||||||
2,138 | * | Air Transport Services Group, Inc | 49 | |||||
4,469 | Alaska Air Group, Inc | 272 | ||||||
502 | Allegiant Travel Co | 50 | ||||||
260 | Amerco, Inc | 85 | ||||||
15,587 | American Airlines Group, Inc | 501 | ||||||
1,131 | Arkansas Best Corp | 39 | ||||||
913 | * | Atlas Air Worldwide Holdings, Inc | 39 | |||||
2,527 | * | Avis Budget Group, Inc | 57 | |||||
5,125 | CH Robinson Worldwide, Inc | 431 | ||||||
1,092 | Copa Holdings S.A. (Class A) | 86 | ||||||
1,032 | Costamare, Inc | 5 | ||||||
452 | * | Covenant Transportation Group, Inc | 9 | |||||
29,671 | CSX Corp | 1,843 | ||||||
763 | * | Daseke, Inc | 3 | |||||
23,072 | Delta Air Lines, Inc | 1,151 | ||||||
1,536 | * | Eagle Bulk Shipping, Inc | 7 | |||||
1,070 | * | Echo Global Logistics, Inc | 22 | |||||
6,349 | Expeditors International of Washington, Inc | 432 |
44
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
8,982 | FedEx Corp | $ | 1,449 | |||||
902 | Forward Air Corp | 49 | ||||||
2,185 | * | Genesee & Wyoming, Inc (Class A) | 162 | |||||
1,746 | Hawaiian Holdings, Inc | 46 | ||||||
1,188 | Heartland Express, Inc | 22 | ||||||
2,016 | * | Hertz Global Holdings, Inc | 28 | |||||
1,279 | * | Hub Group, Inc (Class A) | 47 | |||||
3,200 | JB Hunt Transport Services, Inc | 298 | ||||||
10,338 | * | JetBlue Airways Corp | 166 | |||||
3,722 | Kansas City Southern Industries, Inc | 355 | ||||||
2,088 | * | Kirby Corp | 141 | |||||
4,783 | Knight-Swift Transportation Holdings, Inc | 120 | ||||||
1,543 | Landstar System, Inc | 148 | ||||||
3,019 | Macquarie Infrastructure Co LLC | 110 | ||||||
1,495 | Marten Transport Ltd | 24 | ||||||
1,675 | Matson, Inc | 54 | ||||||
10,300 | Norfolk Southern Corp | 1,540 | ||||||
2,413 | Old Dominion Freight Line | 298 | ||||||
334 | Park-Ohio Holdings Corp | 10 | ||||||
1,449 | * | Radiant Logistics, Inc | 6 | |||||
1,666 | Ryder System, Inc | 80 | ||||||
1,798 | * | Safe Bulkers, Inc | 3 | |||||
945 | * | Saia, Inc | 53 | |||||
1,179 | Schneider National, Inc | 22 | ||||||
2,180 | Scorpio Bulkers, Inc | 12 | ||||||
1,961 | Skywest, Inc | 87 | ||||||
18,733 | Southwest Airlines Co | 871 | ||||||
2,736 | * | Spirit Airlines, Inc | 158 | |||||
26,900 | Union Pacific Corp | 3,719 | ||||||
8,888 | * | United Continental Holdings, Inc | 744 | |||||
25,159 | United Parcel Service, Inc (Class B) | 2,454 | ||||||
200 | Universal Truckload Services, Inc | 4 | ||||||
1,875 | Werner Enterprises, Inc | 55 | ||||||
4,303 | * | XPO Logistics, Inc | 245 | |||||
147 | * | YRC Worldwide, Inc | 0 | ^ | ||||
|
| |||||||
TOTAL TRANSPORTATION | 18,661 | |||||||
|
| |||||||
UTILITIES - 3.3% | ||||||||
24,589 | AES Corp | 356 | ||||||
1,901 | Allete, Inc | 145 | ||||||
8,576 | Alliant Energy Corp | 362 | ||||||
8,765 | Ameren Corp | 572 | ||||||
18,027 | American Electric Power Co, Inc | 1,347 | ||||||
1,409 | American States Water Co | 94 | ||||||
6,446 | American Water Works Co, Inc | 585 | ||||||
6,497 | Aqua America, Inc | 222 | ||||||
443 | * | AquaVenture Holdings Ltd | 8 | |||||
366 | Artesian Resources Corp | 13 | ||||||
5,498 | *,e | Atlantic Power Corp | 12 | |||||
3,854 | Atmos Energy Corp | 357 | ||||||
2,130 | Avangrid, Inc | 107 | ||||||
2,203 | Avista Corp | 94 | ||||||
1,582 | Black Hills Corp | 99 | ||||||
812 | *,e | Cadiz, Inc | 8 | |||||
1,860 | California Water Service Group | 89 | ||||||
18,313 | Centerpoint Energy, Inc | 517 | ||||||
640 | Chesapeake Utilities Corp | 52 | ||||||
1,290 | Clearway Energy, Inc (Class A) | 22 | ||||||
2,243 | Clearway Energy, Inc (Class C) | 39 | ||||||
10,479 | CMS Energy Corp | 520 | ||||||
438 | Connecticut Water Service, Inc | 29 | ||||||
11,245 | Consolidated Edison, Inc | 860 | ||||||
626 | Consolidated Water Co, Inc | 7 | ||||||
23,737 | Dominion Resources, Inc | 1,696 |
45
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||
6,614 | DTE Energy Co | $ | 729 | |||||
25,990 | Duke Energy Corp | 2,243 | ||||||
11,609 | Edison International | 659 | ||||||
1,320 | El Paso Electric Co | 66 | ||||||
6,288 | Entergy Corp | 541 | ||||||
9,765 | Evergy, Inc | 554 | ||||||
11,262 | Eversource Energy | 732 | ||||||
35,159 | Exelon Corp | 1,586 | ||||||
17,706 | FirstEnergy Corp | 665 | ||||||
349 | Global Water Resources, Inc | 4 | ||||||
3,788 | Hawaiian Electric Industries, Inc | 139 | ||||||
1,806 | Idacorp, Inc | 168 | ||||||
7,499 | MDU Resources Group, Inc | 179 | ||||||
1,395 | MGE Energy, Inc | 84 | ||||||
644 | Middlesex Water Co | 34 | ||||||
2,568 | National Fuel Gas Co | 131 | ||||||
3,351 | New Jersey Resources Corp | 153 | ||||||
17,394 | NextEra Energy, Inc | 3,023 | ||||||
13,494 | NiSource, Inc | 342 | ||||||
1,124 | Northwest Natural Holding Co | 68 | ||||||
1,853 | NorthWestern Corp | 110 | ||||||
10,334 | NRG Energy, Inc | 409 | ||||||
7,848 | OGE Energy Corp | 308 | ||||||
2,027 | ONE Gas, Inc | 161 | ||||||
1,582 | Ormat Technologies, Inc | 83 | ||||||
1,523 | Otter Tail Corp | 76 | ||||||
2,658 | Pattern Energy Group, Inc | 49 | ||||||
19,186 | * | PG&E Corp | 456 | |||||
3,779 | Pinnacle West Capital Corp | 322 | ||||||
3,215 | PNM Resources, Inc | 132 | ||||||
3,158 | Portland General Electric Co | 145 | ||||||
25,287 | PPL Corp | 716 | ||||||
18,141 | Public Service Enterprise Group, Inc | 944 | ||||||
626 | * | Pure Cycle Corp | 6 | |||||
263 | RGC Resources, Inc | 8 | ||||||
5,272 | SCANA Corp | 252 | ||||||
9,811 | Sempra Energy | 1,061 | ||||||
678 | SJW Corp | 38 | ||||||
3,054 | South Jersey Industries, Inc | 85 | ||||||
37,793 | Southern Co | 1,660 | ||||||
1,840 | Southwest Gas Corp | 141 | ||||||
431 | e | Spark Energy, Inc | 3 | |||||
1,831 | Spire, Inc | 136 | ||||||
1,698 | TerraForm Power, Inc | 19 | ||||||
6,086 | UGI Corp | 325 | ||||||
534 | Unitil Corp | 27 | ||||||
2,800 | Vectren Corp | 202 | ||||||
13,883 | * | Vistra Energy Corp | 318 | |||||
11,703 | WEC Energy Group, Inc | 811 | ||||||
18,569 | Xcel Energy, Inc | 915 | ||||||
490 | York Water Co | 16 | ||||||
|
| |||||||
TOTAL UTILITIES | 30,246 | |||||||
|
| |||||||
TOTAL COMMON STOCKS | 917,516 | |||||||
|
| |||||||
(Cost $417,196) | ||||||||
RIGHTS / WARRANTS - 0.0% | ||||||||
COMMERCIAL & PROFESSIONAL SERVICES - 0.0% | ||||||||
4,469 | † | Media General, Inc | 0 | |||||
|
| |||||||
TOTAL COMMERCIAL & PROFESSIONAL SERVICES | 0 | |||||||
|
|
46
TIAA SEPARATE ACCOUNT VA-1 -Stock Index Account
SHARES | COMPANY | VALUE (000) | ||||||||||||||
DIVERSIFIED FINANCIALS - 0.0% | ||||||||||||||||
92 | Emergent Capital Inc | $ | 0 | |||||||||||||
|
| |||||||||||||||
TOTAL DIVERSIFIED FINANCIALS | 0 | |||||||||||||||
|
| |||||||||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES - 0.0% | ||||||||||||||||
643 | † | Forest Laboratories, Inc CVR | 1 | |||||||||||||
244 | † | Omthera Pharmaceuticals, Inc | 0 | ^ | ||||||||||||
390 | Tobira Therapeutics, Inc | 0 | ^ | |||||||||||||
|
| |||||||||||||||
TOTAL PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES | 1 | |||||||||||||||
|
| |||||||||||||||
TOTAL RIGHTS / WARRANTS | 1 | |||||||||||||||
|
| |||||||||||||||
(Cost $0) | ||||||||||||||||
PRINCIPAL | ISSUER | |||||||||||||||
SHORT-TERM INVESTMENTS - 1.0% | ||||||||||||||||
GOVERNMENT AGENCY DEBT - 0.5% | ||||||||||||||||
$ 4,330,000 | Federal Home Loan Bank (FHLB) FHLB | 2.150 | % | 01/02/19 | 4,330 | |||||||||||
|
| |||||||||||||||
TOTAL GOVERNMENT AGENCY DEBT | 4,330 | |||||||||||||||
|
| |||||||||||||||
SHARES | COMPANY | |||||||||||||||
INVESTMENTS IN REGISTERED INVESTMENT COMPANIES - 0.5% | ||||||||||||||||
4,765,978 | c | State Street Navigator Securities Lending Government Money Market Portfolio |
| 4,766 | ||||||||||||
|
| |||||||||||||||
TOTAL INVESTMENTS IN REGISTERED INVESTMENT COMPANIES |
| 4,766 | ||||||||||||||
|
| |||||||||||||||
TOTAL SHORT-TERM INVESTMENTS | 9,096 | |||||||||||||||
|
| |||||||||||||||
(Cost $9,096) | ||||||||||||||||
TOTAL INVESTMENTS - 100.5% | 926,613 | |||||||||||||||
(Cost $426,292) | ||||||||||||||||
OTHER ASSETS & LIABILITIES, NET - (0.5)% | (4,655 | ) | ||||||||||||||
|
| |||||||||||||||
NET ASSETS - 100.0% | $ | 921,958 | ||||||||||||||
|
|
Abbreviation(s):
CVR | Contingent Value Right |
REIT | Real Estate Investment Trust |
^ | Amount represents less than $1,000. |
* | Non-income producing |
† | Security is categorized as Level 3 in the fair value hierarchy. |
c | Investments made with cash collateral received from securities on loan. |
d | All or a portion of these securities have been segregated to cover margin requirements on open futures contracts. |
e | All or a portion of these securities are out on loan. The value of securities on loan is $4,611,054. |
Cost amounts are in thousands.
Futures contracts outstanding as of December 31, 2018 were as follows (notional amounts and values are in thousands):
Description | Number of long (short) contracts | Expiration date | Notional amount | Value | Unrealized appreciation (depreciation) | |||||||||||||
S&P 500 E Mini Index | 36 | 03/15/19 | $ | 4,781 | $ | 4,509 | $ | (272 | ) |
47
Report of Independent Registered Public Accounting Firm
Tothe Management Committee and Contractowners of the Stock Index Account of TIAA Separate Account VA-1
Opinion on the Financial Statements
We have audited the accompanying statement of assets and liabilities, including the summary portfolio of investments, of Stock Index Account of TIAA Separate AccountVA-1 (the “Account”) as of December 31, 2018, the related statement of operations for the year ended December 31, 2018, the statement of changes in net assets for each of the two years in the period ended December 31, 2018, including the related notes, and the financial highlights for each of the five years in the period ended December 31, 2018 (included in Item 1 of this FormN-CSR) and the schedule of investments (included in Item 6 of this FormN-CSR) as of December 31, 2018 (collectively referred to as the “financial statements”). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Account as of December 31, 2018, the results of its operations for the year then ended, the changes in its net assets for each of the two years in the period ended December 31, 2018 and the financial highlights for each of the five years in the period ended December 31, 2018 in conformity with accounting principles generally accepted in the United States of America.
Basis for Opinion
These financial statements are the responsibility of the Account’s management. Our responsibility is to express an opinion on the Account’s financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Account in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.
We conducted our audits of these financial statements in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud.
Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. Our procedures included confirmation of securities owned as of December 31, 2018 by correspondence with the custodian, and brokers; when replies were not received from brokers, we performed other auditing procedures. We believe that our audits provide a reasonable basis for our opinion.
/s/ PricewaterhouseCoopers LLP
Baltimore, Maryland
February 21, 2019
We have served as the auditor of one or more investment companies in TIAA-CREF Funds’ investment company group since 2005.
48
Item 7. Disclosure of Proxy Voting Policies and Procedures forClosed-End Management Investment Companies.
Not Applicable.
Item 8. Portfolio Managers ofClosed-End Management Investment Companies.
Not Applicable.
Item 9. Purchases of Equity Securities byClosed-End Management Investment Company and Affiliated Purchasers.
Not Applicable.
Item 10. Submission of Matters to a Vote of Security Holders.
There were no material changes to the procedures by which shareholders may recommend nominees to the Registrant’s Management Committee.
Item 11. Controls and Procedures.
(a) An evaluation was performed within 90 days of the filing date of the report under the supervision of the Registrant’s management, including the principal executive officer and principal financial officer, of the effectiveness of the design and operation of the Registrant’s disclosure controls and procedures. Based on that evaluation, the Registrant’s management, including the principal executive officer and principal financial officer, concluded that the Registrant’s disclosure controls and procedures were effective for this annual reporting period.
(b) There were no changes in the Registrant’s internal control over financial reporting that occurred during the Registrant’s annual period covered by this report that materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.
Item 12. Exhibits.
12(a)(1) Copy of current SOX code of ethics for Senior Financial Officers
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TIAA SEPARATE ACCOUNTVA-1 | ||||||||
Dated: February 21, 2019 | By: /s/ Carol W. Deckbar | |||||||
Carol W. Deckbar | ||||||||
Principal Executive Officer and Executive | ||||||||
Vice President |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Dated: February 21, 2019 | By:/s/ Carol W. Deckbar | |||||||
Carol W. Deckbar | ||||||||
Principal Executive Officer and Executive | ||||||||
Vice President | ||||||||
(principal executive officer) | ||||||||
Dated: February 21, 2019 | By:/s/ E. Scott Wickerham | |||||||
E. Scott Wickerham | ||||||||
Principal Financial Officer, Principal Accounting | ||||||||
Officer and Treasurer | ||||||||
(principal financial officer) |
EXHIBIT INDEX
Item 12. Exhibits.
12(a)(1) Copy of current SOX code of ethics for Senior Financial Officers
12(a)(2)(i) Section 302 certification of the principal executive officer
12(a)(2)(ii) Section 302 certification of the principal financial officer
12(b) Section 906 certification of principal executive officer and principal financial officer