AWH Aspira Women`s Health

Filed: 15 Dec 20, 5:19pm



Washington, D.C. 20549


Form 8-K/A

(Amendment No. 1)



Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 9, 2020


Aspira Women’s Health Inc.

(Exact name of registrant as specified in its charter)








(State or other jurisdiction


(IRS Employer

of incorporation)

File Number)

Identification No.)



12117 Bee Caves Road, Building Three, Suite 100, Austin, Texas



(Address of principal executive offices)


(Zip Code)

Registrant’s telephone number, including area code:  (512) 519-0400


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Stock, par value $0.001 per share


The Nasdaq Stock Exchange


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 



Explanatory Note

This Amendment No. 1 on Form 8-K/A (“this Amendment”) is an amendment to the Current Report on Form 8-K originally filed by Aspira Women’s Health Inc. (the “Company”) with the Securities and Exchange Commission on November 12, 2020 (the “Original 8-K”), which reported, among other things, the appointment of Sandra Brooks, M.D. as a director of the Company, effective November 9, 2020.  At the time of the Original 8-K, the board of directors of the Company (the “Board”) had not made a determination regarding any committee appointments for Dr. Brooks.  This Amendment is being filed solely to supplement Item 5.02 of the Original 8-K to include additional disclosure regarding Dr. Brooks’ committee appointment.  This Amendment does not otherwise amend, update or change any other disclosures contained in the Original 8-K.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 10, 2020, the Board appointed Dr. Brooks to serve on the Compensation Committee of the Board, effective December 10, 2020.




Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Aspira Women’s Health Inc.


Aspira Women’s Health Inc.



Date: December 15, 2020


/s/ Robert Beechey


Robert Beechey


Chief Financial Officer