UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
Washington, DC 20549 | ||
FORM N-PX | ||
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | ||
MANAGEMENT INVESTMENT COMPANY | ||
Investment Company Act File Number : | 811-7237 | |
Name of Registrant: | Putnam Investment Funds | |
Address of Principal Executive Offices: | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
Name and address of agent of service: | ||
James P. Pappas, Vice President | ||
Putnam Investment Funds | ||
One Post Office Square | ||
Boston, Massachusetts 02109 | ||
CC: | ||
John W. Gerstmayr, Esq. | ||
Ropes & Gray LLP | ||
One International Place | ||
Boston, Massachusetts 02110 | ||
Registrant's telephone number including area code: | ||
(617) 292-1000 | ||
Date of fiscal year end: | ||
Various | ||
Date of reporting period: | ||
07/01/2009 - 06/30/2010 | ||
Item 1: | Proxy Voting Record | |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam Capital Opportunities Fund | ||||||
Date of fiscal year end: 04/30/2010 | ||||||
Aeropostale, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARO | CUSIP 007865108 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Julian Geiger | Mgmt | For | For | For | |
1.2 | Elect Bodil Arlander | Mgmt | For | For | For | |
1.3 | Elect Ronald Beegle | Mgmt | For | For | For | |
1.4 | Elect John Haugh | Mgmt | For | For | For | |
1.5 | Elect Robert Chavez | Mgmt | For | For | For | |
1.6 | Elect Mindy Meads | Mgmt | For | For | For | |
1.7 | Elect John Howard | Mgmt | For | For | For | |
1.8 | Elect David Vermylen | Mgmt | For | For | For | |
1.9 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | |
1.10 | Elect Evelyn Dilsaver | Mgmt | For | For | For | |
1.11 | Elect Thomas Johnson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
AAON, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AAON | CUSIP 000360206 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Lackey, Jr. | Mgmt | For | Withhold | Against | |
1.2 | Elect A. H. McElroy II | Mgmt | For | Withhold | Against | |
Abercrombie & Fitch Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANF | CUSIP 002896207 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edward Limato | Mgmt | For | For | For | |
2 | Elect Robert Rosholt | Mgmt | For | For | For | |
3 | Elect Craig Stapleton | Mgmt | For | For | For | |
4 | Elect Elizabeth Lee | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Vendor Code of Conduct | ||||||
Actuant Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATU | CUSIP 00508X203 | 01/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | |
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | |
1.3 | Elect Gustav Boel | Mgmt | For | For | For | |
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | |
1.5 | Elect William Hall | Mgmt | For | For | For | |
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | |
1.7 | Elect Robert Peterson | Mgmt | For | For | For | |
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | |
1.9 | Elect Dennis Williams | Mgmt | For | For | For | |
2 | Amendment to the 2009 Omnibus | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
4 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Acxiom Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACXM | CUSIP 005125109 | 08/19/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Durham | Mgmt | For | For | For | |
2 | Elect Ann Hasselmo | Mgmt | For | For | For | |
3 | Elect William Henderson | Mgmt | For | For | For | |
4 | Elect John Meyer | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Administaff, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASF | CUSIP 007094105 | 04/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Fields, Jr. | Mgmt | For | For | For | |
1.2 | Elect Paul Lattanzio | Mgmt | For | For | For | |
1.3 | Elect Richard Rawson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
ADTRAN, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADTN | CUSIP 00738A106 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | |
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | |
1.3 | Elect Ross Ireland | Mgmt | For | For | For | |
1.4 | Elect William Marks | Mgmt | For | For | For | |
1.5 | Elect James Matthews | Mgmt | For | For | For | |
1.6 | Elect Balan Nair | Mgmt | For | For | For | |
1.7 | Elect Roy Nichols | Mgmt | For | For | For | |
2 | Amendment to the 2005 Directors | Mgmt | For | For | For | |
Stock Option Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Affiliated Managers Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
AMG | CUSIP 008252108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Samuel Byrne | Mgmt | For | For | For | |
1.2 | Elect Dwight Churchill | Mgmt | For | For | For | |
1.3 | Elect Sean Healey | Mgmt | For | For | For | |
1.4 | Elect Harold Meyerman | Mgmt | For | For | For | |
1.5 | Elect William Nutt | Mgmt | For | For | For | |
1.6 | Elect Rita Rodriguez | Mgmt | For | For | For | |
1.7 | Elect Patrick Ryan | Mgmt | For | For | For | |
1.8 | Elect Jide Zeitlin | Mgmt | For | For | For | |
2 | Amendment to the Long Term | Mgmt | For | For | For | |
Executive Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Agco Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGCO | CUSIP 001084102 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Francsico Roberto Andre Gros | Mgmt | For | Withhold | Against | |
1.2 | Elect Gerald Johanneson | Mgmt | For | For | For | |
1.3 | Elect George Minnich | Mgmt | For | For | For | |
1.4 | Elect Curtis Moll | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Akamai Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AKAM | CUSIP 00971T101 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect F. Thomson Leighton | Mgmt | For | For | For | |
2 | Elect Paul Sagan | Mgmt | For | For | For | |
3 | Elect Naomi Seligman | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Alliance Data Systems | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADS | CUSIP 018581108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For | |
1.2 | Elect D. Keith Cobb | Mgmt | For | For | For | |
1.3 | Elect Kenneth Jensen | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Alliant Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNT | CUSIP 018802108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Bennett | Mgmt | For | For | For | |
1.2 | Elect Darryl Hazel | Mgmt | For | For | For | |
1.3 | Elect David Perdue | Mgmt | For | For | For | |
1.4 | Elect Judith Pyle | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Alliant Techsystems Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATK | CUSIP 018804104 | 08/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frances Cook | Mgmt | For | For | For | |
1.2 | Elect Martin Faga | Mgmt | For | For | For | |
1.3 | Elect Ronald Fogleman | Mgmt | For | For | For | |
1.4 | Elect Douglas Maine | Mgmt | For | For | For | |
1.5 | Elect Roman Martinez IV | Mgmt | For | For | For | |
1.6 | Elect Daniel Murphy | Mgmt | For | For | For | |
1.7 | Elect Mark Ronald | Mgmt | For | For | For |
1.8 | Elect William Van Dyke | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
Amedisys, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMED | CUSIP 023436108 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Borne | Mgmt | For | For | For | |
1.2 | Elect Ronald LaBorde | Mgmt | For | For | For | |
1.3 | Elect Jake Netterville | Mgmt | For | For | For | |
1.4 | Elect David Pitts | Mgmt | For | For | For | |
1.5 | Elect Peter Ricchiuti | Mgmt | For | For | For | |
1.6 | Elect Donald Washburn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Financial Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFG | CUSIP 025932104 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Evans | Mgmt | For | For | For | |
1.2 | Elect Gregory Joseph | Mgmt | For | For | For | |
1.3 | Elect Terry Jacobs | Mgmt | For | For | For | |
1.4 | Elect Carl Lindner | Mgmt | For | For | For | |
1.5 | Elect Carl Lindner, III | Mgmt | For | For | For | |
1.6 | Elect S. Craig Lindner | Mgmt | For | For | For | |
1.7 | Elect Kenneth Ambrecht | Mgmt | For | For | For | |
1.8 | Elect Theodore Emmerich | Mgmt | For | For | For | |
1.9 | Elect William Verity | Mgmt | For | For | For | |
1.10 | Elect John Von Lehman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan |
American Physicians Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACAP | CUSIP 028884104 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Haynes | Mgmt | For | For | For | |
1.2 | Elect Mitchell Rinek | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Vanguard Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVD | CUSIP 030371108 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence S. Clark | Mgmt | For | Withhold | Against | |
1.2 | Elect Alfred F. Ingulli | Mgmt | For | Withhold | Against | |
1.3 | Elect John L. Killmer | Mgmt | For | Withhold | Against | |
1.4 | Elect Herbert A. Kraft | Mgmt | For | Withhold | Against | |
1.5 | Elect John B. Miles | Mgmt | For | Withhold | Against | |
1.6 | Elect Carl R. Soderlind | Mgmt | For | Withhold | Against | |
1.7 | Elect Irving J. Thau | Mgmt | For | Withhold | Against | |
1.8 | Elect Eric G. Wintemute | Mgmt | For | Withhold | Against | |
1.9 | Elect Esmail Zirakparvar | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Woodmark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMWD | CUSIP 030506109 | 08/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William Brandt, Jr. | Mgmt | For | For | For | |
2 | Elect Andrew Cogan | Mgmt | For | For | For | |
3 | Elect Martha Dally | Mgmt | For | For | For | |
4 | Elect James Davis | Mgmt | For | For | For | |
5 | Elect Kent Guichard | Mgmt | For | For | For | |
6 | Elect Daniel Hendrix | Mgmt | For | For | For |
7 | Elect Kent Hussey | Mgmt | For | For | For | |
8 | Elect Carol Moerdyk | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Amerigroup Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGP | CUSIP 03073T102 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kay James | Mgmt | For | For | For | |
1.2 | Elect Hala Moddelmog | Mgmt | For | For | For | |
1.3 | Elect Uwe Reinhardt | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
AMERISAFE, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMSF | CUSIP 03071H100 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philip Garcia | Mgmt | For | For | For | |
1.2 | Elect Jared Morris | Mgmt | For | For | For | |
1.3 | Elect Daniel Phillips | Mgmt | For | For | For | |
1.4 | Elect Sean Traynor | Mgmt | For | For | For | |
2 | Amendments to Articles of | Mgmt | For | For | For | |
Incorporation to Reflect Changes in | ||||||
Texas Law | ||||||
3 | Decrease of Authorized Capital | Mgmt | For | For | For | |
Stock | ||||||
4 | Amendment to the Non-Employee | Mgmt | For | For | For | |
Director Restricted Stock Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
AMETEK, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AME | CUSIP 031100100 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles D. Klein | Mgmt | For | For | For | |
1.2 | Elect Steven W. Kohlhagen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
AMN Healthcare Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AHS | CUSIP 001744101 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | |
2 | Elect Michael Johns | Mgmt | For | For | For | |
3 | Elect Hala Moddelmog | Mgmt | For | For | For | |
4 | Elect Susan Nowakowski | Mgmt | For | For | For | |
5 | Elect Andrew Stern | Mgmt | For | For | For | |
6 | Elect Douglas Wheat | Mgmt | For | For | For | |
7 | Elect Paul Weaver | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
AnnTaylor Stores Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANN | CUSIP 036115103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michelle Gass | Mgmt | For | For | For | |
2 | Elect Michael Trapp | Mgmt | For | For | For | |
3 | Elect Daniel Yih | Mgmt | For | For | For | |
4 | Amendment to the 2003 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
5 | Amendment to the Associate | Mgmt | For | For | For | |
Discount Stock Purchase Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
ANSYS, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANSS | CUSIP 03662Q105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jacqueline Morby | Mgmt | For | Withhold | Against | |
1.2 | Elect Michael Thurk | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Apogee Enterprises, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APOG | CUSIP 037598109 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jerome Davis | Mgmt | For | For | For | |
1.2 | Elect Richard Reynolds | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Applied Industrial Technologies | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AIT | CUSIP 03820C105 | 10/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Commes | Mgmt | For | For | For | |
1.2 | Elect Peter Dorsman | Mgmt | For | For | For | |
1.3 | Elect J. Michael Moore | Mgmt | For | For | For | |
1.4 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Arkansas Best Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABFS | CUSIP 040790107 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Alden | Mgmt | For | For | For | |
1.2 | Elect Frank Edelstein | Mgmt | For | For | For | |
1.3 | Elect Robert Young, III | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Executive Officer | Mgmt | For | For | For | |
Annual Incentive Compensation | ||||||
Plan | ||||||
4 | Amendment to the 2005 Ownership | Mgmt | For | For | For | |
Incentive Plan | ||||||
Ashland Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASH | CUSIP 044209104 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mark Rohr | Mgmt | For | For | For | |
2 | Elect Theodore Solso | Mgmt | For | For | For | |
3 | Elect Michael Ward | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Aspen Insurance Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AHL | CUSIP G05384105 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ian Cormack | Mgmt | For | For | For | |
1.2 | Elect Matthew Botein | Mgmt | For | For | For | |
1.3 | Elect Richard Bucknall | Mgmt | For | For | For | |
1.4 | Elect Peter O'Flinn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Autodesk, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADSK | CUSIP 052769106 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carl Bass | Mgmt | For | For | For | |
2 | Elect Crawford Beveridge | Mgmt | For | For | For |
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |
5 | Elect Sean Maloney | Mgmt | For | For | For | |
6 | Elect Mary McDowell | Mgmt | For | For | For | |
7 | Elect Charles Robel | Mgmt | For | For | For | |
8 | Elect Steven West | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Executive Incentive Plan | Mgmt | For | Against | Against | |
11 | Amendments to the 2008 Employee | Mgmt | For | Against | Against | |
Stock Plan | ||||||
Autoliv, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALV | CUSIP 052800109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |
1.2 | Elect Walter Kunerth | Mgmt | For | For | For | |
1.3 | Elect Lars Nyberg | Mgmt | For | For | For | |
1.4 | Elect Lars Westerberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Basic Energy Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAS | CUSIP 06985P100 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Chiles | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Fulton | Mgmt | For | Withhold | Against | |
1.3 | Elect Antonio Garza, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Berry Petroleum Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRY | CUSIP 085789105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph Bryant | Mgmt | For | For | For | |
1.2 | Elect Ralph Busch, III | Mgmt | For | For | For | |
1.3 | Elect William Bush, Jr. | Mgmt | For | For | For | |
1.4 | Elect Stephen Cropper | Mgmt | For | For | For | |
1.5 | Elect J. Herbert Gaul, Jr. | Mgmt | For | For | For | |
1.6 | Elect Robert Heinemann | Mgmt | For | For | For | |
1.7 | Elect Thomas Jamieson | Mgmt | For | For | For | |
1.8 | Elect J. Frank Keller | Mgmt | For | For | For | |
1.9 | Elect Martin Young, Jr. | Mgmt | For | For | For | |
2 | Approval of the 2010 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Biovail Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BVF | CUSIP 09067J109 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Squires | Mgmt | For | For | For | |
1.2 | Elect J. Spencer Lanthier | Mgmt | For | Withhold | Against | |
1.3 | Elect Serge Gouin | Mgmt | For | For | For | |
1.4 | Elect David Laidley | Mgmt | For | For | For | |
1.5 | Elect Mark Parrish | Mgmt | For | For | For | |
1.6 | Elect Laurence Paul | Mgmt | For | For | For | |
1.7 | Elect Robert Power | Mgmt | For | For | For | |
1.8 | Elect Frank Potter | Mgmt | For | Withhold | Against | |
1.9 | Elect Lloyd Segal | Mgmt | For | For | For | |
1.10 | Elect Sir Louis Tull | Mgmt | For | For | For | |
1.11 | Elect Michael Van Every | Mgmt | For | For | For | |
1.12 | Elect William Wells | Mgmt | For | For | For | |
2 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
Black Hills Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BKH | CUSIP 092113109 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Eugster | Mgmt | For | For | For | |
1.2 | Elect Gary Pechota | Mgmt | For | For | For | |
1.3 | Elect Thomas Zeller | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Omnibus | Mgmt | For | For | For | |
Incentive Plan | ||||||
Blackbaud, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLKB | CUSIP 09227Q100 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Marc Chardon | Mgmt | For | For | For | |
1.2 | Elect John McConnell | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Blyth, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BTH | CUSIP 09643P207 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Goergen | Mgmt | For | For | For | |
1.2 | Elect Neal Goldman | Mgmt | For | For | For | |
1.3 | Elect Howard Rose | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Transaction of Other Business | Mgmt | For | Against | Against | |
Books-A-Million, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAMM | CUSIP 098570104 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Barry Mason | Mgmt | For | For | For | |
1.2 | Elect William Rogers, Jr. | Mgmt | For | For | For | |
2 | Amendment to the 2005 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
3 | Amendment to the 1999 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
BorgWarner Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BWA | CUSIP 099724106 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jere Drummond | Mgmt | For | For | For | |
1.2 | Elect Timothy Manganello | Mgmt | For | For | For | |
1.3 | Elect John McKernan, Jr. | Mgmt | For | For | For | |
1.4 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Bowne & Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BNE | CUSIP 103043105 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Brink's Home Security Holdings, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CFL | CUSIP 109699108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Brocade Communications | ||||||
Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRCD | CUSIP 111621306 | 04/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Renato DiPentima | Mgmt | For | For | For | |
2 | Elect Alan Earhart | Mgmt | For | For | For | |
3 | Elect Sanjay Vaswani | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Repeal of Classified Board | Mgmt | For | For | For | |
6 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
Brookline Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRKL | CUSIP 11373M107 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Chapin | Mgmt | For | For | For | |
1.2 | Elect John Hackett | Mgmt | For | For | For | |
1.3 | Elect John Hall ll | Mgmt | For | For | For | |
1.4 | Elect Rosamond Vaule | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Brown Shoe Company, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BWS | CUSIP 115736100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Carla Hendra | Mgmt | For | For | For | |
1.2 | Elect Ward Klein | Mgmt | For | For | For | |
1.3 | Elect W. Patrick McGinnis | Mgmt | For | For | For | |
1.4 | Elect Diane Sullivan | Mgmt | For | For | For |
1.5 | Elect Hal Upbin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cabela's Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CAB | CUSIP 126804301 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Theodore Armstrong | Mgmt | For | For | For | |
2 | Elect Richard Cabela | Mgmt | For | For | For | |
3 | Elect James Cabela | Mgmt | For | For | For | |
4 | Elect John Edmondson | Mgmt | For | For | For | |
5 | Elect John Gottschalk | Mgmt | For | For | For | |
6 | Elect Dennis Highby | Mgmt | For�� | For | For | |
7 | Elect Reuben Mark | Mgmt | For | For | For | |
8 | Elect Michael McCarthy | Mgmt | For | For | For | |
9 | Elect Thomas Millner | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Cabot Oil & Gas Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COG | CUSIP 127097103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David M. Carmichael | Mgmt | For | For | For | |
2 | Elect Robert L. Keiser | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
Cal Dive International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DVR | CUSIP 12802T101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Owen Kratz | Mgmt | For | For | For |
1.2 | Elect David Preng | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Calamos Asset Management, Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLMS | CUSIP 12811R104 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect G. Bradford Bulkley | Mgmt | For | For | For | |
1.2 | Elect Mitchell Feiger | Mgmt | For | For | For | |
1.3 | Elect Richard Gilbert | Mgmt | For | For | For | |
1.4 | Elect Arthur Knight | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CARBO Ceramics Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRR | CUSIP 140781105 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |
1.2 | Elect James B. Jennings | Mgmt | For | For | For | |
1.3 | Elect Gary A. Kolstad | Mgmt | For | For | For | |
1.4 | Elect H. E. Lentz, Jr. | Mgmt | For | For | For | |
1.5 | Elect Randy L. Limbacher | Mgmt | For | For | For | |
1.6 | Elect William C. Morris | Mgmt | For | For | For | |
1.7 | Elect Robert S. Rubin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Career Education Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CECO | CUSIP 141665109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |
2 | Elect David Devonshire | Mgmt | For | For | For | |
3 | Elect Patrick Gross | Mgmt | For | Against | Against |
4 | Elect Gregory Jackson | Mgmt | For | For | For | |
5 | Elect Thomas Lally | Mgmt | For | For | For | |
6 | Elect Steven Lesnik | Mgmt | For | For | For | |
7 | Elect Gary McCullough | Mgmt | For | For | For | |
8 | Elect Edward Snyder | Mgmt | For | For | For | |
9 | Elect Leslie Thornton | Mgmt | For | For | For | |
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
Carpenter Technology Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRS | CUSIP 144285103 | 10/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Carl Anderson, Jr. | Mgmt | For | For | For | |
1.2 | Elect Philip Anderson | Mgmt | For | For | For | |
1.3 | Elect Jeffrey Wadsworth | Mgmt | For | For | For | |
1.4 | Elect William Wulfsohn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CDI Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CDI | CUSIP 125071100 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Roger Ballou | Mgmt | For | For | For | |
1.2 | Elect Michael Emmi | Mgmt | For | For | For | |
1.3 | Elect Walter Garrison | Mgmt | For | For | For | |
1.4 | Elect Lawrence Karlson | Mgmt | For | For | For | |
1.5 | Elect Ronald J. Kozich | Mgmt | For | For | For | |
1.6 | Elect Albert Smith | Mgmt | For | For | For | |
1.7 | Elect Barton Winokur | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Centene Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CNC | CUSIP 15135B101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Pamela Joseph | Mgmt | For | Withhold | Against | |
1.2 | Elect Tommy Thompson | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2003 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Century Aluminum Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CENX | CUSIP 156431108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John O'Brien | Mgmt | For | Withhold | Against | |
1.2 | Elect Peter Jones | Mgmt | For | Withhold | Against | |
1.3 | Elect Ivan Glasenberg | Mgmt | For | Withhold | Against | |
1.4 | Elect Andrew Michelmore | Mgmt | For | Withhold | Against | |
1.5 | Elect John Fontaine | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CF Industries Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CF | CUSIP 125269100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | |
1.2 | Elect Edward Schmitt | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Chicago Bridge & Iron Company | ||||||
N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBI | CUSIP 167250109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Underwood | Mgmt | For | For | For | |
2 | Election of Management Board | Mgmt | For | For | For | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Ratification of Management Acts | Mgmt | For | For | For | |
5 | Ratification of Board Acts | Mgmt | For | For | For | |
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Incentive Compensation Plan | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Supervisory Board Fees | Mgmt | For | For | For | |
Church & Dwight Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CHD | CUSIP 171340102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bradley C. Irwin | Mgmt | For | For | For | |
1.2 | Elect Jeffrey A. Levick | Mgmt | For | For | For | |
1.3 | Elect Arthur B. Winkleblack | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Citrix Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTXS | CUSIP 177376100 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mark Templeton | Mgmt | For | For | For | |
2 | Elect Stephen Dow | Mgmt | For | For | For | |
3 | Elect Godfrey Sullivan | Mgmt | For | For | For | |
4 | Amendment to the 2005 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
City Holding Company |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CHCO | CUSIP 177835105 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Oshel Craigo | Mgmt | For | For | For | |
1.2 | Elect William File III | Mgmt | For | For | For | |
1.3 | Elect Tracy Hylton II | Mgmt | For | For | For | |
1.4 | Elect C. Dallas Kayser | Mgmt | For | For | For | |
1.5 | Elect Sharon Rowe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
City National Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYN | CUSIP 178566105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Russell Goldsmith | Mgmt | For | For | For | |
1.2 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert Tuttle | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2008 Omnibus | Mgmt | For | Against | Against | |
Plan | ||||||
4 | Approval of the Amended and | Mgmt | For | For | For | |
Restated 2010 Variable Bonus Plan | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Clayton Williams Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CWEI | CUSIP 969490101 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Clayton Williams, Jr. | Mgmt | For | For | For | |
1.2 | Elect L. Paul Latham | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Clear Channel Outdoor Holdings, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCO | CUSIP 18451C109 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Blair E. Hendrix | Mgmt | For | Against | Against | |
2 | Elect Daniel G. Jones | Mgmt | For | Against | Against | |
3 | Elect Scott R. Wells | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Cliffs Natural Resources Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLF | CUSIP 18683K101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Cambre | Mgmt | For | For | For | |
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | |
1.3 | Elect Susan Cunningham | Mgmt | For | For | For | |
1.4 | Elect Barry Eldridge | Mgmt | For | For | For | |
1.5 | Elect Susan Green | Mgmt | For | For | For | |
1.6 | Elect Janice Henry | Mgmt | For | For | For | |
1.7 | Elect James Kirsch | Mgmt | For | For | For | |
1.8 | Elect Francis McAllister | Mgmt | For | For | For | |
1.9 | Elect Roger Phillips | Mgmt | For | For | For | |
1.10 | Elect Richard Riederer | Mgmt | For | For | For | |
1.11 | Elect Alan Schwartz | Mgmt | For | For | For | |
2 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
3 | Amendment to the 2007 Incentive | Mgmt | For | For | For | |
Equity Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
CNA Surety Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SUR | CUSIP 12612L108 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philip Britt | Mgmt | For | Withhold | Against | |
1.2 | Elect Anthony Cleberg | Mgmt | For | Withhold | Against | |
1.3 | Elect David Edelson | Mgmt | For | Withhold | Against | |
1.4 | Elect D. Craig Mense | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert Tinstman | Mgmt | For | Withhold | Against | |
1.6 | Elect John Welch | Mgmt | For | Withhold | Against | |
1.7 | Elect Peter W. Wilson | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Coeur d'Alene Mines Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CDE | CUSIP 192108504 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | |
1.2 | Elect James Curran | Mgmt | For | For | For | |
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | |
1.4 | Elect Andrew Lundquist | Mgmt | For | For | For | |
1.5 | Elect Robert Mellor | Mgmt | For | For | For | |
1.6 | Elect John Robinson | Mgmt | For | For | For | |
1.7 | Elect J. Kenneth Thompson | Mgmt | For | For | For | |
1.8 | Elect Timothy Winterer | Mgmt | For | For | For | |
1.9 | Elect Dennis Wheeler | Mgmt | For | For | For | |
2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Cogent, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COGT | CUSIP 19239Y108 | 07/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ming Hsieh | Mgmt | For | Withhold | Against | |
1.2 | Elect John Bolger | Mgmt | For | Withhold | Against | |
1.3 | Elect John Stenbit | Mgmt | For | Withhold | Against | |
1.4 | Elect Kenneth Thornton | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Commerce Bancshares, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBSH | CUSIP 200525103 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Earl Devanny III | Mgmt | For | For | For | |
1.2 | Elect Benjamin Rassieur III | Mgmt | For | For | For | |
1.3 | Elect Todd Schnuck | Mgmt | For | For | For | |
1.4 | Elect Andrew Taylor | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Compass Minerals International, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMP | CUSIP 20451N101 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Angelo Brisimitzakis | Mgmt | For | For | For | |
1.2 | Elect Timothy Snider | Mgmt | For | For | For | |
1.3 | Elect Paul Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Reapproval of the Performance | Mgmt | For | For | For | |
Criteria and Goals Under the 2005 | ||||||
Incentive Award Plan | ||||||
Complete Production Services, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CPX | CUSIP 20453E109 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Harold Hamm | Mgmt | For | Withhold | Against | |
1.2 | Elect W. Matt Ralls | Mgmt | For | Withhold | Against |
1.3 | Elect James Woods | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Comstock Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRK | CUSIP 205768203 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cecil Martin, Jr. | Mgmt | For | For | For | |
1.2 | Elect Nancy Underwood | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Con-Way, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNW | CUSIP 205944101 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Anton | Mgmt | For | For | For | |
1.2 | Elect William Corbin | Mgmt | For | For | For | |
1.3 | Elect Robert Jaunich II | Mgmt | For | For | For | |
1.4 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | |
1.5 | Elect John Pope | Mgmt | For | For | For | |
1.6 | Elect Douglas Stotlar | Mgmt | For | For | For | |
1.7 | Elect Peter Stott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CONMED Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNMD | CUSIP 207410101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eugene Corasanti | Mgmt | For | For | For | |
1.2 | Elect Joseph Corasanti | Mgmt | For | For | For | |
1.3 | Elect Bruce Daniels | Mgmt | For | For | For | |
1.4 | Elect Jo Ann Golden | Mgmt | For | For | For |
1.5 | Elect Stephen Mandia | Mgmt | For | For | For | |
1.6 | Elect Stuart Schwartz | Mgmt | For | For | For | |
1.7 | Elect Mark Tryniski | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Non-Employee | Mgmt | For | For | For | |
Director Equity Compensation Plan | ||||||
Core Laboratories N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLB | CUSIP N22717107 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect D. John Ogren | Mgmt | For | For | For | |
1.2 | Elect Joseph R. Perna | Mgmt | For | For | For | |
1.3 | Elect Jacobus Schouten | Mgmt | For | For | For | |
2 | Accounts and Reports | Mgmt | For | Against | Against | |
3 | Authority to Cancel Shares | Mgmt | For | For | For | |
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |
5 | Authority to Issue Common and | Mgmt | For | For | For | |
Preference Shares w/ Preemptive | ||||||
Rights | ||||||
6 | Authority to Limit or Eliminate | Mgmt | For | For | For | |
Preemptive Rights | ||||||
7 | Amendments to Articles of | Mgmt | For | For | For | |
Association - Bundled | ||||||
8 | Stock Split | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
Coventry Health Care, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVH | CUSIP 222862104 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dale Crandall | Mgmt | For | For | For | |
2 | Elect Elizabeth Tallett | Mgmt | For | For | For | |
3 | Elect Allen Wise | Mgmt | For | For | For | |
4 | Elect Joseph Swedish | Mgmt | For | For | For | |
5 | Elect Michael Stocker | Mgmt | For | For | For |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Using Multiple Metrics For | ||||||
Executive Performance Measures | ||||||
Cross Country Healthcare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCRN | CUSIP 227483104 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph Boshart | Mgmt | For | For | For | |
1.2 | Elect Emil Hensel | Mgmt | For | For | For | |
1.3 | Elect W. Larry Cash | Mgmt | For | For | For | |
1.4 | Elect C. Taylor Cole, Jr. | Mgmt | For | For | For | |
1.5 | Elect Thomas Dircks | Mgmt | For | For | For | |
1.6 | Elect Gale Fitzgerald | Mgmt | For | For | For | |
1.7 | Elect Joseph Trunfio | Mgmt | For | For | For | |
2 | Amendment to the 2007 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
CSS Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSS | CUSIP 125906107 | 07/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | |
1.2 | Elect James Bromley | Mgmt | For | For | For | |
1.3 | Elect Jack Farber | Mgmt | For | For | For | |
1.4 | Elect John Gavin | Mgmt | For | For | For | |
1.5 | Elect Leonard Grossman | Mgmt | For | For | For | |
1.6 | Elect James Ksansnak | Mgmt | For | For | For |
1.7 | Elect Rebecca Matthias | Mgmt | For | For | For | |
1.8 | Elect Christopher Munyan | Mgmt | For | For | For | |
Cubist Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBST | CUSIP 229678107 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Bonney | Mgmt | For | For | For | |
1.2 | Elect Mark Corrigan | Mgmt | For | For | For | |
1.3 | Elect Sylvie Gregoire | Mgmt | For | Withhold | Against | |
2 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |
3 | Performance-Based Management | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Cullen/Frost Bankers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CFR | CUSIP 229899109 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Crawford Edwards | Mgmt | For | For | For | |
1.2 | Elect Ruben Escobedo | Mgmt | For | For | For | |
1.3 | Elect Patrick Frost | Mgmt | For | For | For | |
1.4 | Elect David Haemisegger | Mgmt | For | For | For | |
1.5 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |
1.6 | Elect Karen Jennings | Mgmt | For | For | For | |
1.7 | Elect Richard Kleberg, III | Mgmt | For | For | For | |
1.8 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cytec Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYT | CUSIP 232820100 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Chris Davis | Mgmt | For | For | For | |
2 | Elect Shane Fleming | Mgmt | For | For | For | |
3 | Elect William Powell | Mgmt | For | For | For | |
4 | Elect Louis Hoynes, Jr. | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Delphi Financial Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DFG | CUSIP 247131105 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philip O'Connor | Mgmt | For | For | For | |
1.2 | Elect Robert Rosenkranz | Mgmt | For | For | For | |
1.3 | Elect Donald Sherman | Mgmt | For | For | For | |
1.4 | Elect Kevin Brine | Mgmt | For | For | For | |
1.5 | Elect Edward Fox | Mgmt | For | For | For | |
1.6 | Elect Steven Hirsh | Mgmt | For | For | For | |
1.7 | Elect Harold Ilg | Mgmt | For | For | For | |
1.8 | Elect James Litvack | Mgmt | For | For | For | |
1.9 | Elect James Meehan | Mgmt | For | For | For | |
1.10 | Elect Robert Wright | Mgmt | For | For | For | |
2 | 2010 Outside Directors Stock Plan | Mgmt | For | For | For | |
3 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Deluxe, Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLX | CUSIP 248019101 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |
1.3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |
1.4 | Elect Don McGrath | Mgmt | For | For | For | |
1.5 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |
1.6 | Elect Neil Metviner | Mgmt | For | For | For |
1.7 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |
1.8 | Elect Mary O'Dwyer | Mgmt | For | For | For | |
1.9 | Elect Martyn Redgrave | Mgmt | For | For | For | |
1.10 | Elect Lee Schram | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Diamondrock Hospitality Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DRH | CUSIP 252784301 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William McCarten | Mgmt | For | For | For | |
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | |
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | |
1.4 | Elect Maureen McAvey | Mgmt | For | For | For | |
1.5 | Elect Gilbert Ray | Mgmt | For | For | For | |
1.6 | Elect John Williams | Mgmt | For | For | For | |
1.7 | Elect Mark Brugger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Dollar Tree, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLTR | CUSIP 256746108 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect H. Ray Compton | Mgmt | For | For | For | |
1.2 | Elect Conrad Hall | Mgmt | For | For | For | |
1.3 | Elect Lemuel Lewis | Mgmt | For | For | For | |
1.4 | Elect Bob Sasser | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Eastman Chemical Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMN | CUSIP 277432100 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gary Anderson | Mgmt | For | For | For | |
2 | Elect Renee Hornbaker | Mgmt | For | For | For | |
3 | Elect Thomas McLain | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation Regarding the Right | ||||||
to Call a Special Meeting | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
El Paso Electric Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EE | CUSIP 283677854 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Robert Brown | Mgmt | For | For | For | |
1.2 | Elect James Cicconi | Mgmt | For | For | For | |
1.3 | Elect Patricia Holland-Branch | Mgmt | For | For | For | |
1.4 | Elect Thomas Shockley | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Emulex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELX | CUSIP 292475209 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Fred Cox | Mgmt | For | For | For | |
1.2 | Elect Michael Downey | Mgmt | For | For | For | |
1.3 | Elect Bruce Edwards | Mgmt | For | For | For | |
1.4 | Elect Paul Folino | Mgmt | For | For | For | |
1.5 | Elect Robert Goon | Mgmt | For | For | For | |
1.6 | Elect Don Lyle | Mgmt | For | For | For | |
1.7 | Elect James McCluney | Mgmt | For | For | For | |
1.8 | Elect Dean Yoost | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Endo Pharmaceuticals Holdings | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENDP | CUSIP 29264F205 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Delucca | Mgmt | For | For | For | |
1.2 | Elect David Holveck | Mgmt | For | For | For | |
1.3 | Elect Nancy Hutson | Mgmt | For | For | For | |
1.4 | Elect Michael Hyatt | Mgmt | For | For | For | |
1.5 | Elect Roger Kimmel | Mgmt | For | For | For | |
1.6 | Elect William P. Montague | Mgmt | For | For | For | |
1.7 | Elect Joseph Scodari | Mgmt | For | For | For | |
1.8 | Elect William Spengler | Mgmt | For | Withhold | Against | |
2 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Endurance Specialty Holdings Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENH | CUSIP G30397106 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Baily | Mgmt | For | For | For | |
1.2 | Elect Norman Barham | Mgmt | For | For | For | |
1.3 | Elect Galen Barnes | Mgmt | For | For | For | |
1.4 | Elect David Cash | Mgmt | For | For | For | |
1.5 | Elect William Jewett | Mgmt | For | For | For | |
1.6 | Elect Steven Carlsen* | Mgmt | For | For | For | |
1.7 | Elect David Cash* | Mgmt | For | For | For | |
1.8 | Elect William Jewett* | Mgmt | For | For | For | |
1.9 | Elect Alan Barlow** | Mgmt | For | For | For | |
1.10 | Elect William Bolinder** | Mgmt | For | For | For | |
1.11 | Elect Steven Carlsen** | Mgmt | For | For | For | |
1.12 | Elect David Cash** | Mgmt | For | For | For | |
1.13 | Elect Simon Minshall** | Mgmt | For | For | For | |
1.14 | Elect Brendan O'Neill** | Mgmt | For | For | For | |
1.15 | Elect Alan Barlow*** | Mgmt | For | For | For | |
1.16 | Elect William Bolinder*** | Mgmt | For | For | For |
1.17 | Elect Steven Carlsen*** | Mgmt | For | For | For | |
1.18 | Elect David Cash*** | Mgmt | For | For | For | |
1.19 | Elect Simon Minshall*** | Mgmt | For | For | For | |
1.20 | Elect Brendan O'Neill*** | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2007 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
Ennis Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EBF | CUSIP 293389102 | 06/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kenneth Pritchett | Mgmt | For | For | For | |
1.2 | Elect Michael Schaefer | Mgmt | For | For | For | |
1.3 | Elect James Taylor | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Ennis, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EBF | CUSIP 293389102 | 07/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | |
1.2 | Elect Thomas Price | Mgmt | For | For | For | |
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
EnPro Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NPO | CUSIP 29355X107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Holland | Mgmt | For | For | For |
1.2 | Elect Stephen Macadam | Mgmt | For | For | For | |
1.3 | Elect J.P. Bolduc | Mgmt | For | For | For | |
1.4 | Elect Peter Browning | Mgmt | For | For | For | |
1.5 | Elect Diane Creel | Mgmt | For | For | For | |
1.6 | Elect Don DeFosset | Mgmt | For | For | For | |
1.7 | Elect Gordon Harnett | Mgmt | For | For | For | |
1.8 | Elect David Hauser | Mgmt | For | For | For | |
1.9 | Elect Wilbur Prezzano, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Entertainment Properties Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EPR | CUSIP 29380T105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barrett Brady | Mgmt | For | For | For | |
1.2 | Elect Peter Brown | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
F5 Networks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FFIV | CUSIP 315616102 | 03/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Deborah Bevier | Mgmt | For | For | For | |
2 | Elect Alan Higginson | Mgmt | For | For | For | |
3 | Elect John McAdam | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
FactSet Research Systems Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FDS | CUSIP 303075105 | 12/15/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Scott Billeadeau | Mgmt | For | For | For |
1.2 | Elect Philip Hadley | Mgmt | For | For | For | |
1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Fair Isaac Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FICO | CUSIP 303250104 | 02/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect A. George Battle | Mgmt | For | For | For | |
1.2 | Elect Nicholas Graziano | Mgmt | For | For | For | |
1.3 | Elect Mark Greene | Mgmt | For | For | For | |
1.4 | Elect Alex Hart | Mgmt | For | For | For | |
1.5 | Elect James Kirsner | Mgmt | For | For | For | |
1.6 | Elect William Lansing | Mgmt | For | For | For | |
1.7 | Elect Rahul Merchant | Mgmt | For | For | For | |
1.8 | Elect Margaret Taylor | Mgmt | For | For | For | |
1.9 | Elect Duane White | Mgmt | For | For | For | |
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
FBR Capital Markets Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FBCM | CUSIP 30247C301 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Billings | Mgmt | For | For | For | |
1.2 | Elect Richard Hendrix | Mgmt | For | For | For | |
1.3 | Elect Thomas Hynes, Jr. | Mgmt | For | For | For | |
1.4 | Elect Adam Klein | Mgmt | For | For | For | |
1.5 | Elect Richard Kraemer | Mgmt | For | For | For | |
1.6 | Elect Ralph Michael, III | Mgmt | For | For | For | |
1.7 | Elect Thomas Murphy, Jr. | Mgmt | For | For | For | |
1.8 | Elect Arthur Reimers | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Option Exchange | Mgmt | For | Against | Against |
4 | Ratification of Auditor | Mgmt | For | For | For | |
First Citizens BancShares, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCNCA | CUSIP 31946M103 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |
1.4 | Elect George Broadrick | Mgmt | For | For | For | |
1.5 | Elect Hope Connell | Mgmt | For | For | For | |
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | |
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |
1.8 | Elect Lewis Fetterman | Mgmt | For | For | For | |
1.9 | Elect Daniel Heavner | Mgmt | For | For | For | |
1.10 | Elect Frank Holding | Mgmt | For | For | For | |
1.11 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |
1.12 | Elect Lucius Jones | Mgmt | For | For | For | |
1.13 | Elect Robert Mason, IV | Mgmt | For | For | For | |
1.14 | Elect Robert Newcomb | Mgmt | For | For | For | |
1.15 | Elect Lewis Nunnelee II | Mgmt | For | For | For | |
1.16 | Elect James Parker | Mgmt | For | For | For | |
1.17 | Elect Ralph Shelton | Mgmt | For | For | For | |
1.18 | Elect David Ward, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
FMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FMC | CUSIP 302491303 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |
2 | Elect Dirk Kempthorne | Mgmt | For | For | For | |
3 | Elect Robert Pallash | Mgmt | For | For | For | |
4 | Elect William Walter | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For |
Gannett Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GCI | CUSIP 364730101 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Craig Dubow | Mgmt | For | For | For | |
1.2 | Elect Howard Elias | Mgmt | For | For | For | |
1.3 | Elect Arthur Harper | Mgmt | For | For | For | |
1.4 | Elect John Louis | Mgmt | For | For | For | |
1.5 | Elect Marjorie Magner | Mgmt | For | For | For | |
1.6 | Elect Scott McCune | Mgmt | For | For | For | |
1.7 | Elect Duncan McFarland | Mgmt | For | For | For | |
1.8 | Elect Donna Shalala | Mgmt | For | For | For | |
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |
1.10 | Elect Karen Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2001 Omnibus | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Restricting Tax Gross-up Payments | ||||||
Gardner Denver, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GDI | CUSIP 365558105 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank Hansen | Mgmt | For | For | For | |
1.2 | Elect Diane Schumacher | Mgmt | For | For | For | |
1.3 | Elect Charles Szews | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of the Company's | Mgmt | For | For | For | |
Executive Annual Bonus Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy |
GATX Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GMT | CUSIP 361448103 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anne Ariva | Mgmt | For | For | For | |
1.2 | Elect Richard Fairbanks | Mgmt | For | For | For | |
1.3 | Elect Deborah Fretz | Mgmt | For | For | For | |
1.4 | Elect Ernst Haberli | Mgmt | For | For | For | |
1.5 | Elect Brian Kenney | Mgmt | For | For | For | |
1.6 | Elect Mark McGrath | Mgmt | For | For | For | |
1.7 | Elect James Ream | Mgmt | For | For | For | |
1.8 | Elect David Sutherland | Mgmt | For | For | For | |
1.9 | Elect Casey Sylla | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Gentiva Health Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GTIV | CUSIP 37247A102 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Forman, Jr. | Mgmt | For | For | For | |
1.2 | Elect Victor Ganzi | Mgmt | For | For | For | |
1.3 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |
1.4 | Elect Ronald Malone | Mgmt | For | For | For | |
1.5 | Elect Stuart Olsten | Mgmt | For | For | For | |
1.6 | Elect Sheldon Retchin | Mgmt | For | For | For | |
1.7 | Elect Tony Strange | Mgmt | For | For | For | |
1.8 | Elect Raymond Troubh | Mgmt | For | For | For | |
1.9 | Elect Rodney Windley | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of Performance Criteria in | Mgmt | For | For | For | |
Executive Officers Bonus Plan | ||||||
4 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
Global Cash Access Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
GCA | CUSIP 378967103 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Geoff Judge | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Global Payments Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GPN | CUSIP 37940X102 | 09/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alex Hart | Mgmt | For | For | For | |
1.2 | Elect William Jacobs | Mgmt | For | For | For | |
1.3 | Elect Alan Silberstein | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of Performance Criteria | Mgmt | For | For | For | |
Under the 2005 Incentive Plan | ||||||
Harley-Davidson, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HOG | CUSIP 412822108 | 04/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barry Allen | Mgmt | For | For | For | |
1.2 | Elect Richard Beattie | Mgmt | For | For | For | |
1.3 | Elect Judson Green | Mgmt | For | For | For | |
1.4 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Employee Incentive Plan | Mgmt | For | For | For | |
4 | Amendment to the Director Stock | Mgmt | For | For | For | |
Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | Abstain | Against | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Harleysville Group Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HGIC | CUSIP 412824104 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Barbara Austell | Mgmt | For | For | For | |
2 | Elect G. Lawrence Buhl | Mgmt | For | For | For | |
3 | Elect William Storts | Mgmt | For | For | For | |
4 | Amendment to the Equity Incentive | Mgmt | For | For | For | |
Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Harsco Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSC | CUSIP 415864107 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect G. D. H. Butler | Mgmt | For | For | For | |
1.2 | Elect K. Eddy | Mgmt | For | For | For | |
1.3 | Elect S. Fazzolari | Mgmt | For | For | For | |
1.4 | Elect Stuart Graham | Mgmt | For | For | For | |
1.5 | Elect Terry Growcock | Mgmt | For | For | For | |
1.6 | Elect Henry Knueppel | Mgmt | For | For | For | |
1.7 | Elect D. Howard Pierce | Mgmt | For | For | For | |
1.8 | Elect J. Scheiner | Mgmt | For | For | For | |
1.9 | Elect A. Sordoni, III | Mgmt | For | For | For | |
1.10 | Elect Robert Wilburn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hasbro, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAS | CUSIP 418056107 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For |
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |
1.7 | Elect Brian Goldner | Mgmt | For | For | For | |
1.8 | Elect Jack Greenberg | Mgmt | For | For | For | |
1.9 | Elect Alan Hassenfeld | Mgmt | For | For | For | |
1.10 | Elect Tracy Leinbach | Mgmt | For | For | For | |
1.11 | Elect Edward Philip | Mgmt | For | For | For | |
1.12 | Elect Alfred Verrecchia | Mgmt | For | For | For | |
2 | Amendment to the Restated 2003 | Mgmt | For | Against | Against | |
Stock Incentive Performance Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
HCC Insurance Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HCC | CUSIP 404132102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |
1.3 | Elect Walter Duer | Mgmt | For | For | For | |
1.4 | Elect James Flagg | Mgmt | For | For | For | |
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.6 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |
1.7 | Elect James Oesterreicher | Mgmt | For | For | For | |
1.8 | Elect Robert Rosholt | Mgmt | For | For | For | |
1.9 | Elect Christopher Williams | Mgmt | For | For | For | |
1.10 | Elect Scott Wise | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Headwaters Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HW | CUSIP 42210P102 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Sam Christensen | Mgmt | For | For | For | |
1.2 | Elect William Dickinson | Mgmt | For | For | For | |
1.3 | Elect Malyn Malquist | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
4 | Amendment to the 2000 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
Health Net, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HNT | CUSIP 42222G108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mary Citrino | Mgmt | For | For | For | |
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |
3 | Elect Vicki Escarra | Mgmt | For | For | For | |
4 | Elect Thomas Farley | Mgmt | For | For | For | |
5 | Elect Gale Fitzgerald | Mgmt | For | For | For | |
6 | Elect Patrick Foley | Mgmt | For | For | For | |
7 | Elect Jay Gellert | Mgmt | For | For | For | |
8 | Elect Roger Greaves | Mgmt | For | For | For | |
9 | Elect Bruce Willison | Mgmt | For | For | For | |
10 | Elect Frederick Yeager | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Heidrick & Struggles International, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSII | CUSIP 422819102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Beattie | Mgmt | For | For | For | |
2 | Elect Antonio Borges | Mgmt | For | For | For | |
3 | Elect John Fazio | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Helen Of Troy Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HELE | CUSIP G4388N106 | 08/25/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gary Abromovitz | Mgmt | For | For | For | |
1.2 | Elect John Butterworth | Mgmt | For | For | For | |
1.3 | Elect Timothy Meeker | Mgmt | For | For | For | |
1.4 | Elect Byron Rubin | Mgmt | For | For | For | |
1.5 | Elect Gerald Rubin | Mgmt | For | For | For | |
1.6 | Elect Stanlee Rubin | Mgmt | For | For | For | |
1.7 | Elect William Susetka | Mgmt | For | For | For | |
1.8 | Elect Adolpho Telles | Mgmt | For | For | For | |
1.9 | Elect Darren Woody | Mgmt | For | For | For | |
2 | Amendment to the 2008 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Helix Energy Solutions Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HLX | CUSIP 42330P107 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Owen Kratz | Mgmt | For | For | For | |
1.2 | Elect John Lovoi | Mgmt | For | For | For | |
1.3 | Elect Bernard Duroc-Danner | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hercules Offshore, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HERO | CUSIP 427093109 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Suzanne Baer | Mgmt | For | For | For | |
1.2 | Elect Thomas Bates, Jr. | Mgmt | For | For | For | |
1.3 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.4 | Elect Thomas Madonna | Mgmt | For | For | For | |
1.5 | Elect Thierry Pilenko | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
HILL-ROM HOLDINGS, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HRC | CUSIP 431475102 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Giertz | Mgmt | For | For | For | |
1.2 | Elect Katherine Napier | Mgmt | For | For | For | |
1.3 | Elect Ronald Malone | Mgmt | For | For | For | |
1.4 | Elect Eduardo Menasce | Mgmt | For | For | For | |
1.5 | Elect John Greisch | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Elimination of Supermajority Vote | Mgmt | For | For | For | |
Requirements | ||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Hittite Microwave Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HITT | CUSIP 43365Y104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Daly | Mgmt | For | For | For | |
1.2 | Elect Ernest Godshalk | Mgmt | For | For | For | |
1.3 | Elect Rick Hess | Mgmt | For | For | For | |
1.4 | Elect Adrienne Markham | Mgmt | For | For | For | |
1.5 | Elect Brian McAloon | Mgmt | For | For | For | |
1.6 | Elect Cosmo Trapani | Mgmt | For | For | For | |
1.7 | Elect Franklin Weigold | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hooker Furniture Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HOFT | CUSIP 439038100 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Toms, Jr. | Mgmt | For | For | For | |
1.2 | Elect W. Christopher Beeler, Jr. | Mgmt | For | For | For | |
1.3 | Elect John Gregory, III | Mgmt | For | For | For | |
1.4 | Elect Mark Schreiber | Mgmt | For | For | For | |
1.5 | Elect David Sweet | Mgmt | For | For | For | |
1.6 | Elect Henry Williamson, Jr. | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan, Renamed the 2010 | ||||||
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Hospitality Properties Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPT | CUSIP 44106M102 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Trustees | Mgmt | For | For | For | |
2 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Trustees | ||||||
3 | Amendment to the Declaration of | Mgmt | For | For | For | |
Trust | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Hub Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HUBG | CUSIP 443320106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Yeager | Mgmt | For | For | For | |
1.2 | Elect Mark Yeager | Mgmt | For | For | For | |
1.3 | Elect Gary Eppen | Mgmt | For | For | For | |
1.4 | Elect Charles Reaves | Mgmt | For | For | For | |
1.5 | Elect Martin Slark | Mgmt | For | For | For |
Hubbell Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HUB.B | CUSIP 443510201 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Edwards, Jr. | Mgmt | For | For | For | |
1.2 | Elect Lynn Good | Mgmt | For | For | For | |
1.3 | Elect Anthony Guzzi | Mgmt | For | For | For | |
1.4 | Elect Joel Hoffman | Mgmt | For | For | For | |
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | |
1.6 | Elect Timothy Powers | Mgmt | For | For | For | |
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | |
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | |
1.9 | Elect Richard Swift | Mgmt | For | For | For | |
1.10 | Elect Daniel Van Riper | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
IBERIABANK Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBKC | CUSIP 450828108 | 01/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |
IBERIABANK Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBKC | CUSIP 450828108 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Elaine Abell | Mgmt | For | Withhold | Against | |
1.2 | Elect William Fenstermaker | Mgmt | For | Withhold | Against | |
1.3 | Elect O. Miles Pollard, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For |
IHS Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IHS | CUSIP 451734107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | Against | Against | |
and Preferred Stock | ||||||
2.1 | Elect Steven Denning | Mgmt | For | For | For | |
2.2 | Elect Roger Holtback | Mgmt | For | For | For | |
2.3 | Elect Michael Klein | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | Against | Against | |
IMS Health Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RX | CUSIP 449934108 | 02/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Innophos Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPHS | CUSIP 45774N108 | 06/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |
1.5 | Elect Karen Osar | Mgmt | For | For | For | |
1.6 | Elect John Steitz | Mgmt | For | For | For | |
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Executive, Management and | Mgmt | For | For | For | |
Sales Incentive Plan |
Integrys Energy Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEG | CUSIP 45822P105 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Keith Bailey | Mgmt | For | For | For | |
1.2 | Elect Pastora Cafferty | Mgmt | For | For | For | |
1.3 | Elect Ellen Carnahan | Mgmt | For | For | For | |
1.4 | Elect Kathryn Hasselblad-Pascale | Mgmt | For | For | For | |
1.5 | Elect John Higgins | Mgmt | For | For | For | |
1.6 | Elect James Kemerling | Mgmt | For | For | For | |
1.7 | Elect Michael Lavin | Mgmt | For | For | For | |
1.8 | Elect William Protz, Jr. | Mgmt | For | For | For | |
1.9 | Elect Charles Schrock | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
International Bancshares | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBOC | CUSIP 459044103 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect I. Greenblum | Mgmt | For | Withhold | Against | |
1.2 | Elect R.D. Guerra | Mgmt | For | Withhold | Against | |
1.3 | Elect D.B. Hastings, Jr. | Mgmt | For | Withhold | Against | |
1.4 | Elect I. Navarro | Mgmt | For | Withhold | Against | |
1.5 | Elect S. Neiman | Mgmt | For | Withhold | Against | |
1.6 | Elect P.J. Newman | Mgmt | For | Withhold | Against | |
1.7 | Elect D.E. Nixon | Mgmt | For | Withhold | Against | |
1.8 | Elect L. Salinas | Mgmt | For | Withhold | Against | |
1.9 | Elect A.R. Sanchez, Jr. | Mgmt | For | Withhold | Against | |
1.10 | Elect Guillermo F. Trevino | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation |
International Flavors & Fragrances | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IFF | CUSIP 459506101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Margaret Adame | Mgmt | For | For | For | |
2 | Elect Marcello Bottoli | Mgmt | For | For | For | |
3 | Elect Linda Buck | Mgmt | For | For | For | |
4 | Elect J. Michael Cook | Mgmt | For | For | For | |
5 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | |
6 | Elect Peter Georgescu | Mgmt | For | For | For | |
7 | Elect Alexandra Herzan | Mgmt | For | For | For | |
8 | Elect Henry Howell, Jr. | Mgmt | For | For | For | |
9 | Elect Katherine Hudson | Mgmt | For | For | For | |
10 | Elect Arthur Martinez | Mgmt | For | Against | Against | |
11 | Elect Douglas Tough | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | 2010 Stock Award and Incentive | Mgmt | For | For | For | |
Plan | ||||||
International Rectifier Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRF | CUSIP 460254105 | 11/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Attiyeh | Mgmt | For | For | For | |
1.2 | Elect Oleg Khaykin | Mgmt | For | For | For | |
1.3 | Elect James Plummer | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Director Age | ||||||
Intersil Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
ISIL | CUSIP 46069S109 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Bell | Mgmt | For | For | For | |
1.2 | Elect Robert Conn | Mgmt | For | For | For | |
1.3 | Elect James Diller | Mgmt | For | For | For | |
1.4 | Elect Gary Gist | Mgmt | For | For | For | |
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |
1.6 | Elect Gregory Lang | Mgmt | For | For | For | |
1.7 | Elect Jan Peeters | Mgmt | For | For | For | |
1.8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | |
1.9 | Elect James Urry | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Executive Incentive Plan | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Intersil Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISIL | CUSIP 46069S109 | 10/06/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to the 2008 Equity | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
2 | Employee Stock Option Exchange | Mgmt | For | Against | Against | |
Program | ||||||
Invacare Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVC | CUSIP 461203101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Kasich | Mgmt | For | For | For | |
1.2 | Elect Dan Moore, III | Mgmt | For | For | For | |
1.3 | Elect Joseph Richey, II | Mgmt | For | For | For | |
1.4 | Elect Dale LaPorte | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Executive Incentive Bonus Plan | Mgmt | For | For | For |
4 | Ratification of Auditor | Mgmt | For | For | For | |
inVentiv Health, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VTIV | CUSIP 46122E105 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eran Broshy | Mgmt | For | For | For | |
1.2 | Elect R. Blane Walter | Mgmt | For | For | For | |
1.3 | Elect Terrell G. Herring | Mgmt | For | For | For | |
1.4 | Elect Mark E. Jennings | Mgmt | For | For | For | |
1.5 | Elect Per G.H. Lofberg | Mgmt | For | For | For | |
1.6 | Elect A. Clayton Perfall | Mgmt | For | For | For | |
1.7 | Elect Craig Saxton | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
ION GEOPHYSICAL | ||||||
CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IO | CUSIP 462044108 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Franklin Myers | Mgmt | For | For | For | |
1.2 | Elect Bruce Appelbaum | Mgmt | For | For | For | |
1.3 | Elect S. James Nelson, Jr. | Mgmt | For | For | For | |
2 | Amendment to the 2004 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | Against | Against | |
IPC Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPCR | CUSIP G4933P101 | 09/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Amendment to Bylaws to Eliminate | Mgmt | For | For | For | |
the Supermajority Vote | ||||||
Requirement | ||||||
2 | Approval of the Merger | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Jack Henry & Associates, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JKHY | CUSIP 426281101 | 11/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jerry Hall | Mgmt | For | For | For | |
1.2 | Elect Michael Henry | Mgmt | For | For | For | |
1.3 | Elect James Ellis | Mgmt | For | For | For | |
1.4 | Elect Craig Curry | Mgmt | For | For | For | |
1.5 | Elect Wesley Brown | Mgmt | For | For | For | |
1.6 | Elect Matthew Flanigan | Mgmt | For | For | For | |
1.7 | Elect Marla Shepard | Mgmt | For | For | For | |
1.8 | Elect John Prim | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
JAKKS Pacific, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JAKK | CUSIP 47012E106 | 09/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Friedman | Mgmt | For | For | For | |
1.2 | Elect Stephen Berman | Mgmt | For | For | For | |
1.3 | Elect Dan Almagor | Mgmt | For | For | For | |
1.4 | Elect David Blatte | Mgmt | For | For | For | |
1.5 | Elect Robert Glick | Mgmt | For | For | For | |
1.6 | Elect Michael Miller | Mgmt | For | For | For | |
1.7 | Elect Murray Skala | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
James River Coal Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRCC | CUSIP 470355207 | 06/16/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Leonard Kujawa | Mgmt | For | For | For | |
1.2 | Elect Peter Socha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Jefferies Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JEF | CUSIP 472319102 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Handler | Mgmt | For | For | For | |
1.2 | Elect Brian Friedman | Mgmt | For | For | For | |
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | |
1.4 | Elect Ian Cumming | Mgmt | For | Withhold | Against | |
1.5 | Elect Richard Dooley | Mgmt | For | For | For | |
1.6 | Elect Robert Joyal | Mgmt | For | For | For | |
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | |
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Jones Apparel Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JNY | CUSIP 480074103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Wesley Card | Mgmt | For | For | For | |
2 | Elect Sidney Kimmel | Mgmt | For | For | For | |
3 | Elect Matthew Kamens | Mgmt | For | For | For | |
4 | Elect J. Robert Kerrey | Mgmt | For | For | For | |
5 | Elect Ann Reese | Mgmt | For | For | For | |
6 | Elect Gerald Crotty | Mgmt | For | For | For | |
7 | Elect Lowell Robinson | Mgmt | For | For | For | |
8 | Elect Donna Zarcone | Mgmt | For | For | For | |
9 | Elect Robert Mettler | Mgmt | For | For | For | |
10 | Elect Margaret Georgiadis | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | Against | Against |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Jos. A. Bank Clothiers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JOSB | CUSIP 480838101 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Ferstl | Mgmt | For | For | For | |
1.2 | Elect Sidney Ritman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |
Kennametal Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KMT | CUSIP 489170100 | 10/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |
1.2 | Elect William Newlin | Mgmt | For | For | For | |
1.3 | Elect Lawrence Stranghoener | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Kenneth Cole Productions, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KCP | CUSIP 193294105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |
1.2 | Elect Jill Granoff | Mgmt | For | For | For | |
1.3 | Elect Michael Blitzer | Mgmt | For | For | For | |
1.4 | Elect Martin Franklin | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert Grayson | Mgmt | For | For | For | |
1.6 | Elect Denis Kelly | Mgmt | For | For | For | |
1.7 | Elect Philip Peller | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Key Energy Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KEG | CUSIP 492914106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lynn Coleman | Mgmt | For | For | For | |
1.2 | Elect Kevin Collins | Mgmt | For | For | For | |
1.3 | Elect W. Phillip Marcum | Mgmt | For | For | For | |
1.4 | Elect William Owens | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Kimco Realty Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KIM | CUSIP 49446R109 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Milton Cooper | Mgmt | For | For | For | |
1.2 | Elect Philip Coviello | Mgmt | For | For | For | |
1.3 | Elect Richard Dooley | Mgmt | For | For | For | |
1.4 | Elect Joe Grills | Mgmt | For | For | For | |
1.5 | Elect David Henry | Mgmt | For | For | For | |
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | |
1.7 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | |
1.8 | Elect Richard Saltzman | Mgmt | For | For | For | |
2 | 2010 Equity Participation Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Kindred Healthcare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KND | CUSIP 494580103 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edward Kuntz | Mgmt | For | For | For | |
2 | Elect Joel Ackerman | Mgmt | For | For | For | |
3 | Elect Ann Berzin | Mgmt | For | For | For |
4 | Elect Jonathan Blum | Mgmt | For | For | For | |
5 | Elect Thomas Cooper | Mgmt | For | For | For | |
6 | Elect Paul Diaz | Mgmt | For | For | For | |
7 | Elect Isaac Kaufman | Mgmt | For | For | For | |
8 | Elect Frederick Kleisner | Mgmt | For | For | For | |
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | |
10 | Elect Phyllis Yale | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
Kinetic Concepts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KCI | CUSIP 49460W208 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Dollens | Mgmt | For | For | For | |
1.2 | Elect Catherine Burzik | Mgmt | For | For | For | |
1.3 | Elect John Byrnes | Mgmt | For | For | For | |
1.4 | Elect Harry Jacobson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
King Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KG | CUSIP 495582108 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin Crutchfield | Mgmt | For | For | For | |
1.2 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | |
1.3 | Elect Elizabeth Greetham | Mgmt | For | For | For | |
1.4 | Elect Philip Incarnati | Mgmt | For | For | For | |
1.5 | Elect Gregory Jordan | Mgmt | For | For | For | |
1.6 | Elect Brian Markison | Mgmt | For | For | For | |
1.7 | Elect R. Charles Moyer | Mgmt | For | For | For | |
1.8 | Elect D. Greg Rooker | Mgmt | For | For | For | |
1.9 | Elect Derace Schaffer | Mgmt | For | For | For | |
1.10 | Elect Ted Wood | Mgmt | For | For | For |
2 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
3 | Amendment to the Incentive Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
KLA-Tencor Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Akins | Mgmt | For | For | For | |
1.2 | Elect Robert Bond | Mgmt | For | For | For | |
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |
1.4 | Elect David Wang | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the Performance | Mgmt | For | For | For | |
Bonus Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Lam Research Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LRCX | CUSIP 512807108 | 11/05/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Bagley | Mgmt | For | For | For | |
1.2 | Elect David Arscott | Mgmt | For | For | For | |
1.3 | Elect Robert Berdahl | Mgmt | For | For | For | |
1.4 | Elect Richard Elkus, Jr. | Mgmt | For | For | For | |
1.5 | Elect Grant Inman | Mgmt | For | For | For | |
1.6 | Elect Catherine Lego | Mgmt | For | For | For | |
1.7 | Elect Stephen Newberry | Mgmt | For | For | For | |
1.8 | Elect Patricia Wolpert | Mgmt | For | For | For | |
2 | Elimination of Cumulative Voting | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Lasalle Hotel Properties | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Donald Perkins | Mgmt | For | For | For | |
1.2 | Elect Stuart Scott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lifepoint Hospitals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LPNT | CUSIP 53219L109 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gregory Bier | Mgmt | For | For | For | |
1.2 | Elect DeWitt Ezell, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 1998 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
4 | Amendment to the Management | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
5 | Amendment to the Outside | Mgmt | For | For | For | |
Directors Stock and Incentive | ||||||
Compensation Plan | ||||||
Lincare Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNCR | CUSIP 532791100 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Byrnes | Mgmt | For | For | For | |
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |
1.3 | Elect Chester Black | Mgmt | For | For | For | |
1.4 | Elect Frank Byrne | Mgmt | For | For | For | |
1.5 | Elect William Miller III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Logitech International SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOGN | CINS H50430232 | 09/01/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Remuneration Report | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendment to 2006 Stock Incentive | Mgmt | For | TNA | N/A | |
Plan | ||||||
7 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
8 | Elect Erh-Hsun Chang | Mgmt | For | TNA | N/A | |
9 | Elect Kee-Lock Chua | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Logitech International SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOGN | CUSIP H50430232 | 09/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Consent | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report | Mgmt | For | Abstain | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Amendment to 2006 Stock Incentive | Mgmt | For | Abstain | Against | |
Plan | ||||||
5 | Ratification of Board and | Mgmt | For | Abstain | Against | |
Management Acts | ||||||
6 | Elect Erh-Hsun Chang | Mgmt | For | Against | Against | |
7 | Elect Kee-Lock Chua | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
LSB Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
LXU | CUSIP 502160104 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles A. Burtch | Mgmt | For | For | For | |
1.2 | Elect Robert A. Butkin | Mgmt | For | Withhold | Against | |
1.3 | Elect Jack E. Golsen | Mgmt | For | For | For | |
1.4 | Elect Horace G. Rhodes | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
LTC Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LTC | CUSIP 502175102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | |
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | |
1.3 | Elect Edmund King | Mgmt | For | For | For | |
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | |
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | |
1.6 | Elect Timothy Triche | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Macerich Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAC | CUSIP 554382101 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Arthur Coppola | Mgmt | For | For | For | |
2 | Elect Edward Coppola | Mgmt | For | For | For | |
3 | Elect James Cownie | Mgmt | For | For | For | |
4 | Elect Fred Hubbell | Mgmt | For | For | For | |
5 | Elect Mason Ross | Mgmt | For | For | For | |
6 | Elect William Sexton | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
Maidenform Brands, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MFB | CUSIP 560305104 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Karen Rose | Mgmt | For | For | For | |
1.2 | Elect Norman Axelrod | Mgmt | For | For | For | |
1.3 | Elect Bernd Beetz | Mgmt | For | For | For | |
1.4 | Elect Harold Compton | Mgmt | For | For | For | |
1.5 | Elect Barbara Eisenberg | Mgmt | For | For | For | |
1.6 | Elect Maurice Reznik | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Manitowoc Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTW | CUSIP 563571108 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Virgis Colbert | Mgmt | For | For | For | |
1.2 | Elect Kenneth Krueger | Mgmt | For | For | For | |
1.3 | Elect Robert Stift | Mgmt | For | For | For | |
2 | 2003 Incentive Stock and Awards | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
MedCath Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDTH | CUSIP 58404W109 | 03/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Pamela Bailey | Mgmt | For | For | For | |
1.2 | Elect Edward Casas | Mgmt | For | For | For | |
1.3 | Elect Jacque Sokolov | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Medicis Pharmaceutical | ||||||
Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MRX | CUSIP 584690309 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Pietrangelo | Mgmt | For | For | For | |
2 | Elect Lottie Shackelford | Mgmt | For | For | For | |
3 | Elect Jonah Shacknai | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Methanex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MX | CUSIP 59151K108 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |
1.3 | Elect Pierre Choquette | Mgmt | For | For | For | |
1.4 | Elect Phillip Cook | Mgmt | For | For | For | |
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |
1.9 | Elect John Reid | Mgmt | For | For | For | |
1.10 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |
2 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
3 | Amendment to the Stock Option | Mgmt | For | For | For | |
Plan | ||||||
4 | SHP Advisory Vote on | ShrHldr | Against | Against | For | |
Compensation Report (Say on Pay) | ||||||
MGIC Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG | CUSIP 552848103 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Abbott | Mgmt | For | For | For | |
2 | Elect Thomas Hagerty | Mgmt | For | For | For | |
3 | Elect Michael Lehman | Mgmt | For | For | For | |
4 | Approval of the Amended | Mgmt | For | For | For | |
Shareholder Rights Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
MicroStrategy Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MSTR | CUSIP 594972408 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Saylor | Mgmt | For | Withhold | Against | |
1.2 | Elect Sanju Bansal | Mgmt | For | Withhold | Against | |
1.3 | Elect Matthew Calkins | Mgmt | For | Withhold | Against | |
1.4 | Elect Robert Epstein | Mgmt | For | Withhold | Against | |
1.5 | Elect David LaRue | Mgmt | For | Withhold | Against | |
1.6 | Elect Jarrod Patten | Mgmt | For | Withhold | Against | |
1.7 | Elect Carl Rickertsen | Mgmt | For | Withhold | Against | |
1.8 | Elect Thomas Spahr | Mgmt | For | Withhold | Against | |
2 | Performance Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Mirant Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MIR | CUSIP 60467R100 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Cason | Mgmt | For | For | For | |
1.2 | Elect A.D. Correll | Mgmt | For | For | For | |
1.3 | Elect Terry Dallas | Mgmt | For | For | For | |
1.4 | Elect Thomas Johnson | Mgmt | For | For | For | |
1.5 | Elect John Miller | Mgmt | For | For | For | |
1.6 | Elect Edward Muller | Mgmt | For | For | For | |
1.7 | Elect Robert Murray | Mgmt | For | For | For | |
1.8 | Elect William Thacker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Stockholder Rights Plan | Mgmt | For | For | For | |
4 | Approval of the Performance Goals | Mgmt | For | For | For | |
in the 2005 Omnibus Incentive | ||||||
Compensation Plan | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Climate Change Report | ||||||
MKS Instruments, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MKSI | CUSIP 55306N104 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cristina Amon | Mgmt | For | For | For | |
1.2 | Elect Richard Chute | Mgmt | For | For | For | |
1.3 | Elect Peter Hanley | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Mohawk Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MHK | CUSIP 608190104 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Phyllis Bonanno | Mgmt | For | For | For | |
1.2 | Elect David Kolb | Mgmt | For | For | For | |
1.3 | Elect Joseph Onorato | Mgmt | For | For | For | |
1.4 | Elect W. Christopher Wellborn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Molina Healthcare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MOH | CUSIP 60855R100 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Fedak | Mgmt | For | For | For | |
1.2 | Elect John Molina | Mgmt | For | For | For | |
1.3 | Elect Sally Richardson | Mgmt | For | For | For |
2 | Re-Approval of Performance Goals | Mgmt | For | For | For | |
Under the Incentive Compensation | ||||||
Plan | ||||||
Nash-Finch Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NAFC | CUSIP 631158102 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Bagby | Mgmt | For | For | For | |
1.2 | Elect Alec Covington | Mgmt | For | For | For | |
1.3 | Elect Sam Duncan | Mgmt | For | For | For | |
1.4 | Elect Mickey Foret | Mgmt | For | For | For | |
1.5 | Elect Douglas Hacker | Mgmt | For | For | For | |
1.6 | Elect Hawthorne Proctor | Mgmt | For | For | For | |
1.7 | Elect William Voss | Mgmt | For | For | For | |
National Health Investors, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NHI | CUSIP 63633D104 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ted Welch | Mgmt | For | For | For | |
1.2 | Elect J. Justin Hutchens | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
National Retail Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NNN | CUSIP 637417106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Don DeFosset | Mgmt | For | For | For | |
1.2 | Elect Dennis Gershenson | Mgmt | For | For | For | |
1.3 | Elect Kevin Habicht | Mgmt | For | For | For | |
1.4 | Elect Richard Jennings | Mgmt | For | For | For | |
1.5 | Elect Ted Lanier | Mgmt | For | For | For |
1.6 | Elect Robert Legler | Mgmt | For | For | For | |
1.7 | Elect Craig Macnab | Mgmt | For | For | For | |
1.8 | Elect Robert Martinez | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Nationwide Health Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NHP | CUSIP 638620104 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Banks | Mgmt | For | For | For | |
1.2 | Elect Douglas Pasquale | Mgmt | For | For | For | |
1.3 | Elect Robert Paulson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
3 | Amendment to the 2005 | Mgmt | For | For | For | |
Performance Incentive Plan | ||||||
NBTY, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTY | CUSIP 628782104 | 02/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ashner | Mgmt | For | For | For | |
1.2 | Elect Glenn Cohen | Mgmt | For | For | For | |
1.3 | Elect Arthur Rudolph | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
NetGear, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTGR | CUSIP 64111Q104 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Patrick Lo | Mgmt | For | For | For | |
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For |
1.3 | Elect Ralph Faison | Mgmt | For | For | For | |
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |
1.5 | Elect Jef Graham | Mgmt | For | For | For | |
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | |
1.7 | Elect George Parker | Mgmt | For | For | For | |
1.8 | Elect Gregory Rossmann | Mgmt | For | For | For | |
1.9 | Elect Julie Shimer | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
NeuStar, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NSR | CUSIP 64126X201 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gareth Chang | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Ganek | Mgmt | For | For | For | |
1.3 | Elect Hellene Runtagh | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
NiSource, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NI | CUSIP 65473P105 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Abdoo | Mgmt | For | For | For | |
2 | Elect Steven Beering | Mgmt | For | For | For | |
3 | Elect Dennis Foster | Mgmt | For | For | For | |
4 | Elect Mike Jesanis | Mgmt | For | For | For | |
5 | Elect Marty Kittrell | Mgmt | For | For | For | |
6 | Elect W. Lee Nutter | Mgmt | For | For | For | |
7 | Elect Deborah Parker | Mgmt | For | For | For | |
8 | Elect Ian Rolland | Mgmt | For | For | For | |
9 | Elect Robert Skaggs, Jr. | Mgmt | For | For | For | |
10 | Elect Richard Thompson | Mgmt | For | For | For | |
11 | Elect Carolyn Woo | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
13 | Amendment to Add Right of Holders | Mgmt | For | For | For | |
of 25% of Voting Power to Call a | ||||||
Special Meeting | ||||||
14 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement | ||||||
Novellus Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NVLS | CUSIP 670008101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Hill | Mgmt | For | For | For | |
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |
1.4 | Elect Yoshio Nishi | Mgmt | For | For | For | |
1.5 | Elect Glen Possley | Mgmt | For | For | For | |
1.6 | Elect Ann Rhoads | Mgmt | For | For | For | |
1.7 | Elect William Spivey | Mgmt | For | For | For | |
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
NSTAR | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NST | CUSIP 67019E107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gary Countryman | Mgmt | For | For | For | |
2 | Elect James DiStasio | Mgmt | For | For | For | |
3 | Elect Thomas May | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
NVR, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NVR | CUSIP 62944T105 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Manuel Johnson | Mgmt | For | For | For | |
2 | Elect David Preiser | Mgmt | For | For | For | |
3 | Elect John Toups | Mgmt | For | For | For | |
4 | Elect Paul Whetsell | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Amendment to Declassify the Board | Mgmt | For | For | For | |
7 | 2010 Equity Incentive Plan | Mgmt | For | For | For | |
Oil States International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OIS | CUSIP 678026105 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Martin Lambert | Mgmt | For | For | For | |
1.2 | Elect Mark Papa | Mgmt | For | For | For | |
1.3 | Elect Stephen Wells | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Olin Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OLN | CUSIP 680665205 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect C. Robert Bunch | Mgmt | For | For | For | |
1.2 | Elect Randall Larrimore | Mgmt | For | For | For | |
1.3 | Elect John O'Connor | Mgmt | For | For | For | |
2 | Amendment to the 1997 Stock Plan | Mgmt | For | For | For | |
for Non-Employee Directors | ||||||
3 | Amendment to the Senior | Mgmt | For | For | For | |
Management Incentive | ||||||
Compensation Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
OM Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
OMG | CUSIP 670872100 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Katharine Plourde | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Omega Healthcare Investors, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OHI | CUSIP 681936100 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Lowenthal | Mgmt | For | For | For | |
1.2 | Elect Stephen Plavin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Revision of Provisions Regarding | Mgmt | For | For | For | |
REIT Ownership Limits | ||||||
4 | Grant of Authority to Increase and | Mgmt | For | Against | Against | |
Decrease the Number of Authorized | ||||||
Shares | ||||||
OmniAmerican Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OABC | CUSIP 68216R107 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Elaine Anderson | Mgmt | For | For | For | |
1.2 | Elect James Herring | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Omnicare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCR | CUSIP 681904108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Crotty | Mgmt | For | For | For | |
2 | Elect Joel Gemunder | Mgmt | For | For | For | |
3 | Elect Steven Heyer | Mgmt | For | For | For | |
4 | Elect Andrea Lindell | Mgmt | For | For | For | |
5 | Elect James Shelton | Mgmt | For | For | For | |
6 | Elect John Timoney | Mgmt | For | For | For | |
7 | Elect Amy Wallman | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
Omnicell, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMCL | CUSIP 68213N109 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Judson | Mgmt | For | For | For | |
1.2 | Elect Gary Petersmeyer | Mgmt | For | For | For | |
1.3 | Elect Donald Wegmiller | Mgmt | For | For | For | |
2 | Amendment to 2009 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
OmniVision Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OVTI | CUSIP 682128103 | 09/24/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph Jeng | Mgmt | For | For | For | |
1.2 | Elect Dwight Steffensen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2009 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
4 | Stock Option Exchange Program for | Mgmt | For | Against | Against | |
Employees |
5 | Stock Option Exchange Program for | Mgmt | For | Against | Against | |
Named Executive Officers | ||||||
Optionsxpress Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OXPS | CUSIP 684010101 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Fisher | Mgmt | For | For | For | |
1.2 | Elect Michael Soenen | Mgmt | For | For | For | |
1.3 | Elect Scott Wald | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Oshkosh Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OSK | CUSIP 688239201 | 02/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect J. William Andersen | Mgmt | For | For | For | |
2 | Elect Robert Bohn | Mgmt | For | For | For | |
3 | Elect Richard Donnelly | Mgmt | For | For | For | |
4 | Elect Frederick Franks, Jr. | Mgmt | For | For | For | |
5 | Elect Michael Grebe | Mgmt | For | For | For | |
6 | Elect John Hamre | Mgmt | For | For | For | |
7 | Elect Kathleen Hempel | Mgmt | For | For | For | |
8 | Elect Harvey Medvin | Mgmt | For | For | For | |
9 | Elect J. Peter Mosling, Jr. | Mgmt | For | For | For | |
10 | Elect Craig Omtvedt | Mgmt | For | For | For | |
11 | Elect Richard Sim | Mgmt | For | For | For | |
12 | Elect Charles Szews | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
Overseas Shipholding Group, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OSG | CUSIP 690368105 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Morten Arntzen | Mgmt | For | For | For | |
1.2 | Elect Oudi Recanati | Mgmt | For | For | For | |
1.3 | Elect G. Allen Andreas III | Mgmt | For | For | For | |
1.4 | Elect Alan Batkin | Mgmt | For | For | For | |
1.5 | Elect Thomas Coleman | Mgmt | For | For | For | |
1.6 | Elect Charles Fribourg | Mgmt | For | For | For | |
1.7 | Elect Stanley Komaroff | Mgmt | For | For | For | |
1.8 | Elect Solomon Merkin | Mgmt | For | For | For | |
1.9 | Elect Joel Picket | Mgmt | For | For | For | |
1.10 | Elect Ariel Recanati | Mgmt | For | For | For | |
1.11 | Elect Thomas Robards | Mgmt | For | For | For | |
1.12 | Elect Jean-Paul Vettier | Mgmt | For | For | For | |
1.13 | Elect Michael Zimmerman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2004 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
Pacer International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PACR | CUSIP 69373H106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Avramovich | Mgmt | For | For | For | |
1.2 | Elect Dennis Chantland | Mgmt | For | For | For | |
1.3 | Elect J. Douglass Coates | Mgmt | For | For | For | |
1.4 | Elect P. Michael Giftos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Packaging Corporation of America | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PKG | CUSIP 695156109 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cheryl Beebe | Mgmt | For | For | For | |
1.2 | Elect Henry Frigon | Mgmt | For | For | For | |
1.3 | Elect Hasan Jameel | Mgmt | For | For | For | |
1.4 | Elect Samuel Mencoff | Mgmt | For | For | For | |
1.5 | Elect Roger Porter | Mgmt | For | For | For | |
1.6 | Elect Paul Stecko | Mgmt | For | For | For | |
1.7 | Elect James Woodrum | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of the Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
PacWest Bancorp Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PACW | CUSIP 695263103 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark Baker | Mgmt | For | For | For | |
1.2 | Elect Stephen Dunn | Mgmt | For | For | For | |
1.3 | Elect John Eggemeyer | Mgmt | For | For | For | |
1.4 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |
1.5 | Elect George Langley | Mgmt | For | For | For | |
1.6 | Elect Susan Lester | Mgmt | For | For | For | |
1.7 | Elect Timothy Matz | Mgmt | For | For | For | |
1.8 | Elect Arnold Messer | Mgmt | For | For | For | |
1.9 | Elect Daniel Platt | Mgmt | For | For | For | |
1.10 | Elect John Rose | Mgmt | For | For | For | |
1.11 | Elect Robert Stine | Mgmt | For | For | For | |
1.12 | Elect Matthew Wagner | Mgmt | For | For | For | |
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the Executive | Mgmt | For | For | For | |
Incentive Plan | ||||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |
6 | Transaction of Other Business | Mgmt | For | Against | Against | |
Par Pharmaceutical Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
PRX | CUSIP 69888P106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Melvin Sharoky | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Patterson-UTI Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTEN | CUSIP 703481101 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark Siegel | Mgmt | For | For | For | |
1.2 | Elect Kenneth Berns | Mgmt | For | For | For | |
1.3 | Elect Charles Buckner | Mgmt | For | For | For | |
1.4 | Elect Curtis Huff | Mgmt | For | For | For | |
1.5 | Elect Terry Hunt | Mgmt | For | For | For | |
1.6 | Elect Kenneth Peak | Mgmt | For | For | For | |
1.7 | Elect Cloyce Talbott | Mgmt | For | For | For | |
2 | Amendment to 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Penn Virginia Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PVA | CUSIP 707882106 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Clarke | Mgmt | For | For | For | |
1.2 | Elect Edward Cloues, II | Mgmt | For | For | For | |
1.3 | Elect A. James Dearlove | Mgmt | For | For | For | |
1.4 | Elect Robert Garrett | Mgmt | For | For | For | |
1.5 | Elect Keith Horton | Mgmt | For | For | For | |
1.6 | Elect Marsha Perelman | Mgmt | For | For | For | |
1.7 | Elect William Shea | Mgmt | For | For | For |
1.8 | Elect Philippe van Marcke de | Mgmt | For | For | For | |
Lummen | ||||||
1.9 | Elect Gary Wright | Mgmt | For | For | For | |
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Pepco Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
POM | CUSIP 713291102 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Dunn IV | Mgmt | For | For | For | |
1.2 | Elect Terence Golden | Mgmt | For | For | For | |
1.3 | Elect Patrick Harker | Mgmt | For | For | For | |
1.4 | Elect Frank Heintz | Mgmt | For | For | For | |
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | |
1.6 | Elect George MacCormack | Mgmt | For | For | For | |
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | |
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | |
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | |
1.10 | Elect Frank Ross | Mgmt | For | For | For | |
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | |
1.12 | Elect Lester Silverman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Perfect World Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PWRD | CUSIP 71372U104 | 11/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to the Share Incentive | Mgmt | For | Against | Against | |
Plan (Increase Authorized Shares) | ||||||
2 | Amendment to the Share Incentive | Mgmt | For | Against | Against | |
Plan (Transferability Provisions) | ||||||
3 | Elect Han Zhang | Mgmt | For | Against | Against | |
4 | Elect Daniel Yang | Mgmt | For | Against | Against | |
5 | Ratification of Auditor | Mgmt | For | Against | Against |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Amendments to Articles Regarding | Mgmt | For | For | For | |
the Designated Stock Exchange | ||||||
8 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Appointment of Auditors | ||||||
9 | Accounts and Reports | Mgmt | For | Against | Against | |
10 | Ratification of Board Acts | Mgmt | For | For | For | |
Perry Ellis International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PERY | CUSIP 288853104 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Feldenkreis | Mgmt | For | For | For | |
1.2 | Elect Gary Dix | Mgmt | For | For | For | |
1.3 | Elect Eduardo Sardina | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Petroleum Development | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PETD | CUSIP 716578109 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Larry Mazza | Mgmt | For | For | For | |
1.2 | Elect James Trimble | Mgmt | For | For | For | |
1.3 | Elect Richard McCullough | Mgmt | For | For | For | |
2 | 2010 Long-Term Equity | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Pinnacle West Capital Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNW | CUSIP 723484101 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Basha, Jr. | Mgmt | For | Withhold | Against | |
1.2 | Elect Donald Brandt | Mgmt | For | Withhold | Against | |
1.3 | Elect Susan Clark-Johnson | Mgmt | For | Withhold | Against | |
1.4 | Elect Denis Cortese | Mgmt | For | Withhold | Against | |
1.5 | Elect Michael Gallagher | Mgmt | For | Withhold | Against | |
1.6 | Elect Pamela Grant | Mgmt | For | Withhold | Against | |
1.7 | Elect Roy Herberger, Jr. | Mgmt | For | Withhold | Against | |
1.8 | Elect Humberto Lopez | Mgmt | For | Withhold | Against | |
1.9 | Elect Kathryn Munro | Mgmt | For | Withhold | Against | |
1.10 | Elect Bruce Nordstrom | Mgmt | For | Withhold | Against | |
1.11 | Elect W. Douglas Parker | Mgmt | For | Withhold | Against | |
2 | Restoration of Right to Call a | Mgmt | For | For | For | |
Special Meeting | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
PNM Resources Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNM | CUSIP 69349H107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | |
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | |
1.3 | Elect Julie Dobson | Mgmt | For | For | For | |
1.4 | Elect Robert Nordhaus | Mgmt | For | For | For | |
1.5 | Elect Manuel Pacheco | Mgmt | For | For | For | |
1.6 | Elect Bonnie Reitz | Mgmt | For | For | For | |
1.7 | Elect Donald Schwanz | Mgmt | For | For | For | |
1.8 | Elect Jeffry Sterba | Mgmt | For | For | For | |
1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For | |
1.10 | Elect Joan Woodard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Polaris Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PII | CUSIP 731068102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Caulk | Mgmt | For | For | For | |
1.2 | Elect Bernd Kessler | Mgmt | For | For | For | |
1.3 | Elect Scott Wine | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Polycom, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PLCM | CUSIP 73172K104 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Hagerty | Mgmt | For | For | For | |
1.2 | Elect Michael Kourey | Mgmt | For | For | For | |
1.3 | Elect Betsy Atkins | Mgmt | For | For | For | |
1.4 | Elect David DeWalt | Mgmt | For | For | For | |
1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For | |
1.6 | Elect D. Scott Mercer | Mgmt | For | For | For | |
1.7 | Elect William Owens | Mgmt | For | For | For | |
1.8 | Elect Kevin Parker | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Popular, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPOP | CUSIP 733174106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Masin | Mgmt | For | For | For | |
2 | Elect Manuel Morales, Jr. | Mgmt | For | For | For | |
3 | Elect Jose Vizcarrondo | Mgmt | For | For | For | |
4 | Elect Alejandro Ballester | Mgmt | For | For | For | |
5 | Elect Carlos Unanue | Mgmt | For | For | For | |
6 | Adoption of Supermajority | Mgmt | For | Against | Against | |
Requirement | ||||||
7 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock |
8 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Pre-Paid Legal Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PPD | CUSIP 740065107 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Orland Aldridge | Mgmt | For | Withhold | Against | |
1.2 | Elect Peter Grunebaum | Mgmt | For | Withhold | Against | |
1.3 | Elect Duke Ligon | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Provident New York Bancorp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PBNY | CUSIP 744028101 | 02/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Helmer | Mgmt | For | For | For | |
1.2 | Elect R. Michael Kennedy | Mgmt | For | For | For | |
1.3 | Elect Donald McNelis | Mgmt | For | For | For | |
1.4 | Elect William Sichol, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
QLogic Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QLGC | CUSIP 747277101 | 08/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect H.K. Desai | Mgmt | For | For | For | |
2 | Elect Joel Birnbaum | Mgmt | For | For | For | |
3 | Elect James Fiebiger | Mgmt | For | For | For | |
4 | Elect Balakrishnan Iyer | Mgmt | For | Against | Against | |
5 | Elect Kathryn Lewis | Mgmt | For | For | For |
6 | Elect George Wells | Mgmt | For | For | For | |
7 | Amendment to the 2005 | Mgmt | For | Against | Against | |
Performance Incentive Plan | ||||||
8 | Ratification of Auditor | Mgmt | For | Against | Against | |
Quest Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QSFT | CUSIP 74834T103 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Vincent Smith | Mgmt | For | For | For | |
1.2 | Elect Raymond Lane | Mgmt | For | For | For | |
1.3 | Elect Douglas Garn | Mgmt | For | For | For | |
1.4 | Elect Augustine Nieto II | Mgmt | For | For | For | |
1.5 | Elect Kevin Klausmeyer | Mgmt | For | For | For | |
1.6 | Elect Paul Sallaberry | Mgmt | For | For | For | |
1.7 | Elect H. John Dirks | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Red Hat, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RHT | CUSIP 756577102 | 08/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Micheline Chau | Mgmt | For | For | For | |
1.2 | Elect Marye Anne Fox | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Red Robin Gourmet Burgers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RRGB | CUSIP 75689M101 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lloyd Hill | Mgmt | For | For | For | |
1.2 | Elect Stuart Oran | Mgmt | For | For | For |
2 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Regal Beloit Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RBC | CUSIP 758750103 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Christopher Doerr | Mgmt | For | For | For | |
2 | Elect Mark Gliebe | Mgmt | For | For | For | |
3 | Elect Curtis Stoelting | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Regis Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RGS | CUSIP 758932107 | 10/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Rolf Bjelland | Mgmt | For | For | For | |
1.2 | Elect Paul Finkelstein | Mgmt | For | For | For | |
1.3 | Elect Thomas Gregory | Mgmt | For | For | For | |
1.4 | Elect Van Zandt Hawn | Mgmt | For | For | For | |
1.5 | Elect Susan Hoyt | Mgmt | For | For | For | |
1.6 | Elect David Kunin | Mgmt | For | For | For | |
1.7 | Elect Stephen Watson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Short Term Incentive Compensation | Mgmt | For | For | For | |
Plan | ||||||
4 | Amendment to the 1991 | Mgmt | For | For | For | |
Contributory Stock Purchase Plan | ||||||
Reliance Steel & Aluminum Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RS | CUSIP 759509102 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Hannah | Mgmt | For | For | For | |
1.2 | Elect Mark Kaminski | Mgmt | For | For | For | |
1.3 | Elect Gregg Mollins | Mgmt | For | For | For | |
1.4 | Elect Andrew Sharkey, III | Mgmt | For | For | For | |
2 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
RenaissanceRe Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RNR | CUSIP G7496G103 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Hecht | Mgmt | For | For | For | |
1.2 | Elect Henry Klehm III | Mgmt | For | For | For | |
1.3 | Elect Ralph Levy | Mgmt | For | For | For | |
1.4 | Elect Nicholas Trivisonno | Mgmt | For | For | For | |
2 | 2010 Performance Share Plan | Mgmt | For | For | For | |
3 | Amendment to the 2001 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |
Republic Airways Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RJET | CUSIP 760276105 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | |
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | |
1.3 | Elect Douglas Lambert | Mgmt | For | For | For | |
1.4 | Elect Neal Cohen | Mgmt | For | For | For | |
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | |
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | |
1.7 | Elect David Siegel | Mgmt | For | For | For |
2 | Amendment to the 2007 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Res-Care, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RSCR | CUSIP 760943100 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Geary | Mgmt | For | Withhold | Against | |
1.2 | Elect David Braddock | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Roper Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROP | CUSIP 776696106 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Devonshire | Mgmt | For | For | For | |
1.2 | Elect John Fort, III | Mgmt | For | For | For | |
1.3 | Elect Brian Jellison | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Rowan Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDC | CUSIP 779382100 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William Fox III | Mgmt | For | Against | Against | |
2 | Elect Graham Hearne | Mgmt | For | Against | Against | |
3 | Elect H. E. Lentz | Mgmt | For | Against | Against | |
4 | Elect P. Dexter Peacock | Mgmt | For | Against | Against | |
5 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For |
Safety Insurance Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAFT | CUSIP 78648T100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frederic Lindeberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Saks Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SKS | CUSIP 79377W108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Carter | Mgmt | For | For | For | |
1.2 | Elect Donald Hess | Mgmt | For | For | For | |
1.3 | Elect Jerry Levin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Repeal of Classified Board | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
Schnitzer Steel Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCHN | CUSIP 806882106 | 01/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Anderson | Mgmt | For | For | For | |
1.2 | Elect William Furman | Mgmt | For | For | For | |
1.3 | Elect William Larsson | Mgmt | For | For | For | |
1.4 | Elect Scott Lewis | Mgmt | For | For | For | |
1.5 | Elect Wayland Hicks | Mgmt | For | For | For | |
2 | Executive Annual Bonus Plan | Mgmt | For | For | For | |
SeaBright Insurance Holdings Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBX | CUSIP 811656107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Pasqualetto | Mgmt | For | For | For | |
1.2 | Elect Joseph Edwards | Mgmt | For | For | For | |
1.3 | Elect William Feldman | Mgmt | For | For | For | |
1.4 | Elect Mural Josephson | Mgmt | For | For | For | |
1.5 | Elect George Morvis | Mgmt | For | For | For | |
1.6 | Elect Michael Rice | Mgmt | For | For | For | |
2 | Approval of Performance Goals | Mgmt | For | Against | Against | |
Under the Amended and Restated | ||||||
2005 Long-Term Equity Incentive | ||||||
Plan | ||||||
3 | Company Name Change | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Seacoast Banking Corporation of | ||||||
Florida | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBCF | CUSIP 811707306 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Crane | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Furst | Mgmt | For | For | For | |
1.3 | Elect Dennis Hudson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Thomas Rossin | Mgmt | For | For | For | |
1.5 | Elect Thomas Thurlow, Jr. | Mgmt | For | For | For | |
2 | Reverse Stock Split | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
5 | Issuance of Common Stock | Mgmt | For | For | For | |
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Seacoast Banking Corporation of | ||||||
Florida | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SBCF | CUSIP 811707306 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Sealed Air Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SEE | CUSIP 81211K100 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Hank Brown | Mgmt | For | For | For | |
2 | Elect Michael Chu | Mgmt | For | For | For | |
3 | Elect Lawrence Codey | Mgmt | For | For | For | |
4 | Elect Patrick Duff | Mgmt | For | For | For | |
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | |
6 | Elect Charles Farrell, Jr. | Mgmt | For | For | For | |
7 | Elect William Hickey | Mgmt | For | For | For | |
8 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |
9 | Elect Kenneth Manning | Mgmt | For | Against | Against | |
10 | Elect William Marino | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
SEI Investments Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SEIC | CUSIP 784117103 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alfred West, Jr. | Mgmt | For | Withhold | Against | |
1.2 | Elect William Doran | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Selective Insurance Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIGI | CUSIP 816300107 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Repeal of Classified Board | Mgmt | For | For | For | |
2.1 | Elect W. Marston Becker | Mgmt | For | For | For | |
2.2 | Elect Gregory Murphy | Mgmt | For | For | For | |
2.3 | Elect Cynthia Nicholson | Mgmt | For | For | For | |
2.4 | Elect William Rue | Mgmt | For | For | For | |
3 | Amendment to the 2005 Omnibus | Mgmt | For | For | For | |
Stock Plan | ||||||
4 | Amendment to the Cash Incentive | Mgmt | For | For | For | |
Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Shanda Interactive Entertainment | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SNDA | CUSIP 81941Q203 | 10/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Tianqiao Chen | Mgmt | For | Against | Against | |
2 | Elect Danian Chen | Mgmt | For | Against | Against | |
3 | Elect Qianqian Luo | Mgmt | For | Against | Against | |
4 | Elect Jingsheng Huang | Mgmt | For | Against | Against | |
5 | Elect Chengyu Xiong | Mgmt | For | Against | Against | |
6 | Elect Kai Zhao | Mgmt | For | Against | Against | |
7 | Elect Qunzhao Tan | Mgmt | For | Against | Against | |
8 | Elect Grace Wu | Mgmt | For | Against | Against | |
Ship Finance International Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFL | CUSIP G81075106 | 09/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Paul Leand | Mgmt | For | Against | Against | |
2 | Elect Kate Blankenship | Mgmt | For | Against | Against | |
3 | Elect Craig Stevenson, Jr. | Mgmt | For | Against | Against | |
4 | Elect Hans Petter Aas | Mgmt | For | Against | Against |
5 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | |
6 | Board Size | Mgmt | For | For | For | |
7 | Board Vacancies | Mgmt | For | Against | Against | |
8 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
9 | Directors' Fees | Mgmt | For | Against | Against | |
10 | Reduction in Share Premium | Mgmt | For | For | For | |
Account | ||||||
Silicon Laboratories Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLAB | CUSIP 826919102 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Enloe, III | Mgmt | For | For | For | |
1.2 | Elect Kristin Onken | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Smithtown Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SMTB | CUSIP 832449102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Patrick Given | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Scherdel | Mgmt | For | Withhold | Against | |
1.3 | Elect Hyukmun Kwon | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Sonic Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SONC | CUSIP 835451105 | 01/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Clifford Hudson | Mgmt | For | For | For |
1.2 | Elect Federico Pena | Mgmt | For | For | For | |
1.3 | Elect Robert Rosenberg | Mgmt | For | For | For | |
1.4 | Elect Douglas Benham | Mgmt | For | For | For | |
1.5 | Elect Kathryn Taylor | Mgmt | For | For | For | |
2 | One-Time Stock Option Exchange | Mgmt | For | Against | Against | |
Program | ||||||
3 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Sonoco Products Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SON | CUSIP 835495102 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Caleb Fort | Mgmt | For | For | For | |
1.2 | Elect John Mullin, III | Mgmt | For | For | For | |
1.3 | Elect Philippe Rollier | Mgmt | For | For | For | |
1.4 | Elect Thomas Whiddon | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Sotheby's | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BID | CUSIP 835898107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Angelo | Mgmt | For | For | For | |
1.2 | Elect Michael Blakenham | Mgmt | For | For | For | |
1.3 | Elect The Duke of Devonshire | Mgmt | For | For | For | |
1.4 | Elect James Murdoch | Mgmt | For | For | For | |
1.5 | Elect Allen Questrom | Mgmt | For | For | For | |
1.6 | Elect William Ruprecht | Mgmt | For | For | For | |
1.7 | Elect Michael Sovern | Mgmt | For | For | For | |
1.8 | Elect Donald Stewart | Mgmt | For | For | For | |
1.9 | Elect Robert Taubman | Mgmt | For | For | For | |
1.10 | Elect Diana Taylor | Mgmt | For | For | For | |
1.11 | Elect Dennis Weibling | Mgmt | For | For | For | |
1.12 | Elect Robin Woodhead | Mgmt | For | For | For |
2 | Amendment to the 1998 Stock | Mgmt | For | For | For | |
Compensation Plan for Non- | ||||||
Employee Directors | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Southwest Gas Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWX | CUSIP 844895102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | |
1.3 | Elect Stephen Comer | Mgmt | For | For | For | |
1.4 | Elect Richard Gardner | Mgmt | For | For | For | |
1.5 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |
1.6 | Elect James Kropid | Mgmt | For | For | For | |
1.7 | Elect Michael Maffie | Mgmt | For | For | For | |
1.8 | Elect Anne Mariucci | Mgmt | For | For | For | |
1.9 | Elect Michael Melarkey | Mgmt | For | For | For | |
1.10 | Elect Jeffrey Shaw | Mgmt | For | For | For | |
1.11 | Elect Thomas Thomas | Mgmt | For | For | For | |
1.12 | Elect Terrence Wright | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
St. Mary Land & Exploration | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SM | CUSIP 792228108 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Barbara Baumann | Mgmt | For | For | For | |
2 | Elect Anthony Best | Mgmt | For | For | For | |
3 | Elect Larry Bickle | Mgmt | For | For | For | |
4 | Elect William Gardiner | Mgmt | For | For | For | |
5 | Elect Julio Quintana | Mgmt | For | For | For | |
6 | Elect John Seidl | Mgmt | For | For | For | |
7 | Elect William Sullivan | Mgmt | For | For | For | |
8 | Amendment to the Equity Incentive | Mgmt | For | For | For | |
Compensation Plan |
9 | Company Name Change | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
StanCorp Financial Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFG | CUSIP 852891100 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Duane McDougall | Mgmt | For | For | For | |
1.2 | Elect George Puentes | Mgmt | For | For | For | |
1.3 | Elect E. Kay Stepp | Mgmt | For | For | For | |
1.4 | Elect Michael Thorne | Mgmt | For | For | For | |
1.5 | Elect J. Greg Ness | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
Steelcase Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCS | CUSIP 858155203 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Connie Duckworth | Mgmt | For | For | For | |
1.2 | Elect James Hackett | Mgmt | For | For | For | |
1.3 | Elect David Joos | Mgmt | For | For | For | |
1.4 | Elect P. Craig Welch, Jr. | Mgmt | For | For | For | |
2 | Amendment to the Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
Superior Energy Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPN | CUSIP 868157108 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | |
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For |
1.3 | Elect James Funk | Mgmt | For | For | For | |
1.4 | Elect Terence Hall | Mgmt | For | For | For | |
1.5 | Elect Ernest Howard, III | Mgmt | For | For | For | |
1.6 | Elect Justin Sullivan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Superior Industries International, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SUP | CUSIP 868168105 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sheldon Ausman | Mgmt | For | For | For | |
1.2 | Elect V. Bond Evans | Mgmt | For | For | For | |
1.3 | Elect Michael Joyce | Mgmt | For | For | For | |
2 | Change in Board Size | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of | ||||||
Directors | ||||||
SurModics, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRDX | CUSIP 868873100 | 02/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Benson | Mgmt | For | For | For | |
1.2 | Elect Mary Brainerd | Mgmt | For | Withhold | Against | |
1.3 | Elect Gerald Fischer | Mgmt | For | For | For | |
2 | Set Board Size | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | 2009 Equity Incentive Plan | Mgmt | For | For | For | |
5 | Amendment to the 1999 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
Svb Financial Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIVB | CUSIP 78486Q101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Benhamou | Mgmt | For | For | For | |
1.2 | Elect David Clapper | Mgmt | For | For | For | |
1.3 | Elect Roger Dunbar | Mgmt | For | For | For | |
1.4 | Elect Joel Friedman | Mgmt | For | For | For | |
1.5 | Elect G. Felda Hardymon | Mgmt | For | For | For | |
1.6 | Elect Alex Hart | Mgmt | For | For | For | |
1.7 | Elect C. Richard Kramlich | Mgmt | For | For | For | |
1.8 | Elect Lata Krishnan | Mgmt | For | For | For | |
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |
1.10 | Elect Michaela Rodeno | Mgmt | For | For | For | |
1.11 | Elect Kenneth Wilcox | Mgmt | For | For | For | |
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |
2 | Amendment to the 1999 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Swift Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFY | CUSIP 870738101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | |
1.2 | Elect Bruce Vincent | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Syniverse Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SVR | CUSIP 87163F106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Marino | Mgmt | For | For | For | |
1.2 | Elect Tony Holcombe | Mgmt | For | For | For | |
1.3 | Elect Jason Few | Mgmt | For | For | For | |
1.4 | Elect Robert Gerrard Jr. | Mgmt | For | For | For |
1.5 | Elect James Lipham | Mgmt | For | For | For | |
1.6 | Elect Wendy Murdock | Mgmt | For | For | For | |
1.7 | Elect Jack Pearlstein | Mgmt | For | For | For | |
1.8 | Elect Timothy Samples | Mgmt | For | For | For | |
1.9 | Elect Fritz von Mering | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2006 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
Synopsys, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SNPS | CUSIP 871607107 | 03/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |
1.2 | Elect Alfred Castino | Mgmt | For | For | For | |
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | |
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | |
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | |
1.6 | Elect John Schwarz | Mgmt | For | For | For | |
1.7 | Elect Roy Vallee | Mgmt | For | For | For | |
1.8 | Elect Steven Walske | Mgmt | For | For | For | |
2 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
3 | Amendment to the 2005 Non- | Mgmt | For | Against | Against | |
Employee Directors Equity Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Systemax Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYX | CUSIP 871851101 | 06/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Leeds | Mgmt | For | Withhold | Against | |
1.2 | Elect Bruce Leeds | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert Leeds | Mgmt | For | Withhold | Against | |
1.4 | Elect Gilbert Fiorentino | Mgmt | For | Withhold | Against | |
1.5 | Elect Lawrence Reinhold | Mgmt | For | Withhold | Against | |
1.6 | Elect Stacy Dick | Mgmt | For | Withhold | Against |
1.7 | Elect Robert Rosenthal | Mgmt | For | Withhold | Against | |
1.8 | Elect Marie Adler-Kravecas | Mgmt | For | Withhold | Against | |
2 | 2010 Long Term Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Taubman Centers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCO | CUSIP 876664103 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jerome Chazen | Mgmt | For | For | For | |
1.2 | Elect Craig Hatkoff | Mgmt | For | For | For | |
1.3 | Elect Ronald Tysoe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2008 Omnibus | Mgmt | For | Against | Against | |
Long-Term Incentive Plan | ||||||
Teledyne Technologies | ||||||
Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TDY | CUSIP 879360105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Crocker | Mgmt | For | For | For | |
1.2 | Elect Robert Mehrabian | Mgmt | For | For | For | |
1.3 | Elect Michael Smith | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Tessera Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSRA | CUSIP 88164L100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Boehlke | Mgmt | For | For | For | |
1.2 | Elect Nicholas Brathwaite | Mgmt | For | For | For |
1.3 | Elect John Goodrich | Mgmt | For | For | For | |
1.4 | Elect Bruce McWilliams | Mgmt | For | For | For | |
1.5 | Elect David Nagel | Mgmt | For | For | For | |
1.6 | Elect Henry Nothhaft | Mgmt | For | For | For | |
1.7 | Elect Robert Young | Mgmt | For | For | For | |
2 | Amendment to the 2003 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
The Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TBBK | CUSIP 05969A105 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Betsy Cohen | Mgmt | For | For | For | |
1.2 | Elect Daniel Cohen | Mgmt | For | For | For | |
1.3 | Elect Walter Beach | Mgmt | For | For | For | |
1.4 | Elect Michael Bradley | Mgmt | For | For | For | |
1.5 | Elect Matthew Cohn | Mgmt | For | For | For | |
1.6 | Elect Leon Huff | Mgmt | For | For | For | |
1.7 | Elect William Lamb | Mgmt | For | For | For | |
1.8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |
1.9 | Elect James McEntee, III | Mgmt | For | For | For | |
1.10 | Elect Linda Schaeffer | Mgmt | For | For | For | |
1.11 | Elect Joan Specter | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
The Brink's Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BCO | CUSIP 109696104 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Boynton | Mgmt | For | For | For | |
1.2 | Elect Murray Martin | Mgmt | For | For | For | |
1.3 | Elect Ronald Turner | Mgmt | For | For | For |
2 | Amendment to the Key Employees' | Mgmt | For | For | For | |
Deferred Compensation Plan | ||||||
3 | Approval of the Material Terms of | Mgmt | For | For | For | |
the Performance Goals under the | ||||||
Management Performance | ||||||
Improvement Plan | ||||||
4 | Approval of the Material Terms of | Mgmt | For | For | For | |
the Performance Goals under the | ||||||
2005 Equity Incentive Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
The Buckle, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BKE | CUSIP 118440106 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | |
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | |
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | |
1.4 | Elect James Shada | Mgmt | For | For | For | |
1.5 | Elect Robert Campbell | Mgmt | For | For | For | |
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | |
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | |
1.8 | Elect John Peetz | Mgmt | For | For | For | |
1.9 | Elect Michael Huss | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | [Bonus/162(m) Plan] | Mgmt | For | Against | Against | |
4 | Amendment to the 2005 Restricted | Mgmt | For | For | For | |
Stock Plan | ||||||
5 | Approval of Performance-Based | Mgmt | For | For | For | |
Awards Granted Under the 2005 | ||||||
Restricted Stock Plan | ||||||
The CATO Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CATO | CUSIP 149205106 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect D. Harding Stowe | Mgmt | For | For | For | |
1.2 | Elect Edward Weisiger, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
The Dun & Bradstreet Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNB | CUSIP 26483E100 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Alden | Mgmt | For | For | For | |
2 | Elect Christopher Coughlin | Mgmt | For | For | For | |
3 | Elect Sara Mathew | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | For | For | For | |
Simple Majority Vote | ||||||
The Hanover Insurance Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
THG | CUSIP 410867105 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Angelini | Mgmt | For | For | For | |
2 | Elect P. Kevin Condron | Mgmt | For | For | For | |
3 | Elect Neal Finnegan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
The Lubrizol Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LZ | CUSIP 549271104 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Campbell | Mgmt | For | For | For | |
1.2 | Elect James Hambrick | Mgmt | For | For | For | |
1.3 | Elect Gordon Harnett | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
The Toro Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TTC | CUSIP 891092108 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Buhrmaster | Mgmt | For | For | For | |
1.2 | Elect Robert Nassau | Mgmt | For | For | For | |
1.3 | Elect Christopher Twomey | Mgmt | For | For | For | |
2 | 2010 Equity and Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
The Valspar Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VAL | CUSIP 920355104 | 02/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Gaillard | Mgmt | For | For | For | |
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | |
1.3 | Elect Mae Jemison | Mgmt | For | For | For | |
1.4 | Elect Gregory Palen | Mgmt | For | For | For | |
2 | Amendment to the 2009 Omnibus | Mgmt | For | For | For | |
Equity Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
THQ Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
THQI | CUSIP 872443403 | 08/06/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Farrell | Mgmt | For | For | For | |
1.2 | Elect Lawrence Burstein | Mgmt | For | For | For | |
1.3 | Elect Henry DeNero | Mgmt | For | For | For | |
1.4 | Elect Brian Dougherty | Mgmt | For | Withhold | Against |
1.5 | Elect Jeffrey Griffiths | Mgmt | For | For | For | |
1.6 | Elect Gary Rieschel | Mgmt | For | For | For | |
1.7 | Elect James Whims | Mgmt | For | For | For | |
2 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
TIBCO Software Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TIBX | CUSIP 88632Q103 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | |
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |
1.3 | Elect Eric Dunn | Mgmt | For | For | For | |
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | |
1.5 | Elect Peter Job | Mgmt | For | For | For | |
1.6 | Elect Philip Wood | Mgmt | For | For | For | |
2 | Amendment to the 2008 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Timberland Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TBL | CUSIP 887100105 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |
1.3 | Elect Ian Diery | Mgmt | For | For | For | |
1.4 | Elect John Fitzsimmons | Mgmt | For | For | For | |
1.5 | Elect Virginia Kent | Mgmt | For | For | For | |
1.6 | Elect Kenneth Lombard | Mgmt | For | For | For | |
1.7 | Elect Edward Moneypenny | Mgmt | For | For | For | |
1.8 | Elect Peter Moore | Mgmt | For | For | For | |
1.9 | Elect Bill Shore | Mgmt | For | For | For | |
1.10 | Elect Terdema Ussery II | Mgmt | For | For | For | |
1.11 | Elect Carden Welsh | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2007 Incentive | Mgmt | For | For | For | |
Plan | ||||||
TradeStation Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRAD | CUSIP 89267P105 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Denise Dickins | Mgmt | For | For | For | |
1.2 | Elect Michael Fipps | Mgmt | For | For | For | |
1.3 | Elect Nathan Leight | Mgmt | For | For | For | |
1.4 | Elect Salomon Sredni | Mgmt | For | For | For | |
1.5 | Elect Charles Wright | Mgmt | For | For | For | |
2 | Nonemployee Director Incentive | Mgmt | For | For | For | |
Stock Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
TrueBlue, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TBI | CUSIP 89785X101 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Cooper | Mgmt | For | For | For | |
2 | Elect Thomas McChesney | Mgmt | For | For | For | |
3 | Elect Gates McKibbin | Mgmt | For | For | For | |
4 | Elect Joseph Sambataro, Jr. | Mgmt | For | For | For | |
5 | Elect Bonnie Soodik | Mgmt | For | For | For | |
6 | Elect William Steele | Mgmt | For | For | For | |
7 | Elect Robert Sullivan | Mgmt | For | For | For | |
8 | Elect Craig Tall | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
11 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Equity Incentive Plan | ||||||
Tutor Perini Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
TPC | CUSIP 901109108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Tutor | Mgmt | For | For | For | |
1.2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Union First Market Bankshares | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UBSH | CUSIP 90662P104 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Hansen | Mgmt | For | For | For | |
1.2 | Elect Ronald Hicks | Mgmt | For | For | For | |
1.3 | Elect W. Tayloe Murphy, Jr. | Mgmt | For | For | For | |
1.4 | Elect James Ukrop | Mgmt | For | For | For | |
2 | Elect Steven Markel | Mgmt | For | For | For | |
3 | Elect David Fairchild | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Unisys Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UIS | CUSIP 909214306 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Declassify the Board | Mgmt | For | For | For | |
2 | Increase the Mandatory Retirement | Mgmt | For | Against | Against | |
Age | ||||||
3 | Decrease in the Maximum and | Mgmt | For | For | For | |
Minimum Board Size Requirements |
4 | Elect Henry Duques | Mgmt | For | For | For | |
5 | Elect Theodore Martin | Mgmt | For | For | For | |
6 | Elect Charles McQuade | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
8 | Unisys Corporation 2010 Long Term | Mgmt | For | For | For | |
Incentive and Equity Compensation | ||||||
Plan | ||||||
Unit Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UNT | CUSIP 909218109 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Morgan | Mgmt | For | For | For | |
1.2 | Elect John Williams | Mgmt | For | For | For | |
1.3 | Elect Larry Pinkston | Mgmt | For | For | For | |
2 | Amendment to the 2000 Non- | Mgmt | For | For | For | |
Employee Directors Stock Option | ||||||
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
United States Steel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
X | CUSIP 912909108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Drosdick | Mgmt | For | For | For | |
1.2 | Elect Charles Lee | Mgmt | For | For | For | |
1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For | |
1.4 | Elect Dan Dinges | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | 2010 Annual Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
Universal American Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
UAM | CUSIP 913377107 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Barry Averill | Mgmt | For | For | For | |
2 | Elect Richard Barasch | Mgmt | For | For | For | |
3 | Elect Sally Crawford | Mgmt | For | For | For | |
4 | Elect Matthew Etheridge | Mgmt | For | For | For | |
5 | Elect Mark Gormley | Mgmt | For | For | For | |
6 | Elect Mark Harmeling | Mgmt | For | Against | Against | |
7 | Elect Linda Lamel | Mgmt | For | For | For | |
8 | Elect Patrick McLaughlin | Mgmt | For | For | For | |
9 | Elect Richard Perry | Mgmt | For | For | For | |
10 | Elect Thomas Scully | Mgmt | For | For | For | |
11 | Elect Robert Spass | Mgmt | For | For | For | |
12 | Elect Sean Traynor | Mgmt | For | For | For | |
13 | Elect Christopher Wolfe | Mgmt | For | For | For | |
14 | Elect Robert Wright | Mgmt | For | For | For | |
Universal Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UVV | CUSIP 913456109 | 08/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Adams, Jr. | Mgmt | For | For | For | |
1.2 | Elect Robert Sledd | Mgmt | For | For | For | |
1.3 | Elect Eugene Trani | Mgmt | For | For | For | |
2 | Amendment to the Executive Officer | Mgmt | For | For | For | |
Annual Incentive Plan | ||||||
VAALCO Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EGY | CUSIP 91851C201 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Gerry III | Mgmt | For | For | For | |
1.2 | Elect W. Russell Scheirman | Mgmt | For | For | For | |
1.3 | Elect Robert Allen | Mgmt | For | For | For |
1.4 | Elect Frederick Brazelton | Mgmt | For | For | For | |
1.5 | Elect Luigi Caflisch | Mgmt | For | For | For | |
1.6 | Elect O. Donaldson Chapoton | Mgmt | For | For | For | |
1.7 | Elect William Farish | Mgmt | For | Withhold | Against | |
1.8 | Elect John Myers, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Validus Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VR | CUSIP G9319H102 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Noonan | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Greenberg | Mgmt | For | Withhold | Against | |
1.3 | Elect John Hendrickson | Mgmt | For | For | For | |
1.4 | Elect Sumit Rajpal | Mgmt | For | For | For | |
1.5 | Elect Edward Noonan | Mgmt | For | For | For | |
1.6 | Elect C.N. Rupert Atkin | Mgmt | For | For | For | |
1.7 | Elect Patrick Barry | Mgmt | For | For | For | |
1.8 | Elect Julian Bosworth | Mgmt | For | For | For | |
1.9 | Elect Michael Carpenter | Mgmt | For | For | For | |
1.10 | Elect Rodrigo Castro | Mgmt | For | For | For | |
1.11 | Elect Jane Clouting | Mgmt | For | For | For | |
1.12 | Elect Joseph Consolino | Mgmt | For | For | For | |
1.13 | Elect C. Jerome Dill | Mgmt | For | For | For | |
1.14 | Elect Andrew Downey | Mgmt | For | For | For | |
1.15 | Elect Kerry Emanuel | Mgmt | For | For | For | |
1.16 | Elect Jonathan Ewington | Mgmt | For | For | For | |
1.17 | Elect Andrew Gibbs | Mgmt | For | For | For | |
1.18 | Elect Michael Greene | Mgmt | For | For | For | |
1.19 | Elect Nicholas Hales | Mgmt | For | For | For | |
1.20 | Elect Mark Johnson | Mgmt | For | For | For | |
1.21 | Elect Anthony Keys | Mgmt | For | For | For | |
1.22 | Elect Robert Kuzloski | Mgmt | For | For | For | |
1.23 | Elect Gillian Langford | Mgmt | For | For | For | |
1.24 | Elect Stuart Mercer | Mgmt | For | For | For | |
1.25 | Elect Paul Miller | Mgmt | For | For | For | |
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |
1.27 | Elect George Reeth | Mgmt | For | For | For | |
1.28 | Elect Julian Ross | Mgmt | For | For | For | |
1.29 | Elect Rafael Saer | Mgmt | For | For | For | |
1.30 | Elect Verner Southey | Mgmt | For | For | For |
1.31 | Elect Giuseppe Venesiani | Mgmt | For | For | For | |
1.32 | Elect Nigel Wachman | Mgmt | For | For | For | |
1.33 | Elect Conan Ward | Mgmt | For | For | For | |
1.34 | Elect Lixin Zeng | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
ValueClick, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VCLK | CUSIP 92046N102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Zarley | Mgmt | For | For | For | |
1.2 | Elect David Buzby | Mgmt | For | For | For | |
1.3 | Elect Martin Hart | Mgmt | For | For | For | |
1.4 | Elect Tom Vadnais | Mgmt | For | For | For | |
1.5 | Elect Jeffrey Rayport | Mgmt | For | For | For | |
1.6 | Elect James Peters | Mgmt�� | For | For | For | |
1.7 | Elect James Crouthamel | Mgmt | For | For | For | |
Verigy Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VRGY | CUSIP Y93691106 | 04/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Eric Meurice | Mgmt | For | For | For | |
2 | Elect Steven Berglund | Mgmt | For | For | For | |
3 | Elect Claudine Simson | Mgmt | For | For | For | |
4 | Appointment of Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
5 | Directors' Fees | Mgmt | For | For | For | |
6 | Authority to Issue Ordinary Shares | Mgmt | For | For | For | |
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Amendment to the 2006 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
9 | Amendment to the 2006 Employee | Mgmt | For | For | For | |
Shares Purchase Plan |
W&T Offshore, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTI | CUSIP 92922P106 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | |
1.2 | Elect J. F. Freel | Mgmt | For | Withhold | Against | |
1.3 | Elect Samir G. Gibara | Mgmt | For | Withhold | Against | |
1.4 | Elect Robert I. Israel | Mgmt | For | Withhold | Against | |
1.5 | Elect Tracy W. Krohn | Mgmt | For | Withhold | Against | |
1.6 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | |
1.7 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | |
2 | Amendment to the Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
W. R. Berkley Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WRB | CUSIP 084423102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect W. Robert Berkley, Jr | Mgmt | For | Withhold | Against | |
1.2 | Elect Ronald Blaylock | Mgmt | For | Withhold | Against | |
1.3 | Elect Mark Brockbank | Mgmt | For | Withhold | Against | |
1.4 | Elect Mary Farrell | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
WABCO HOLDINGS INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WBC | CUSIP 92927K102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jacques Esculier | Mgmt | For | For | For | |
1.2 | Elect Kenneth Martin | Mgmt | For | For | For | |
1.3 | Elect Donald Stebbins | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Waddell & Reed Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WDR | CUSIP 930059100 | 04/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Henry Herrmann | Mgmt | For | Withhold | Against | |
1.2 | Elect James Raines | Mgmt | For | Withhold | Against | |
1.3 | Elect William Rogers | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Warner Chilcott Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WCRX | CUSIP G9435N108 | 08/05/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Bloem | Mgmt | For | For | For | |
1.2 | Elect Roger Boissonneault | Mgmt | For | For | For | |
1.3 | Elect John King | Mgmt | For | For | For | |
1.4 | Elect Patrick O'Sullivan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Management Incentive Plan | Mgmt | For | For | For | |
5 | Reorganization From Bermuda to | Mgmt | For | For | For | |
Ireland | ||||||
6 | Creation of Distributable Reserves | Mgmt | For | For | For | |
7 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Watson Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPI | CUSIP 942683103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Paul Bisaro | Mgmt | For | For | For | |
2 | Elect Christopher Bodine | Mgmt | For | For | For | |
3 | Elect Michel Feldman | Mgmt | For | For | For | |
4 | Elect Fred Weiss | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Websense, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WBSN | CUSIP 947684106 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Carrington | Mgmt | For | For | For | |
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | |
1.3 | Elect Gene Hodges | Mgmt | For | For | For | |
1.4 | Elect John Schaefer | Mgmt | For | For | For | |
1.5 | Elect Gary Sutton | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Webster Financial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WBS | CUSIP 947890109 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joel Becker | Mgmt | For | For | For | |
1.2 | Elect David Coulter | Mgmt | For | For | For | |
1.3 | Elect Charles Shivery | Mgmt | For | For | For | |
1.4 | Elect James Smith | Mgmt | For | For | For | |
2 | Amendment to the 1992 Stock | Mgmt | For | For | For | |
Option Plan | ||||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Transaction of Other Business | Mgmt | For | Against | Against | |
Webster Financial Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WBS | CUSIP 947890109 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation | ||||||
2 | Issuance of Common Stock | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Weight Watchers International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTW | CUSIP 948626106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philippe Amouyal | Mgmt | For | Withhold | Against | |
1.2 | Elect David Kirchhoff | Mgmt | For | Withhold | Against | |
1.3 | Elect Kimberly Roy Tofalli | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
WellCare Health Plans, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WCG | CUSIP 94946T106 | 07/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kevin Hickey | Mgmt | For | For | For | |
1.2 | Elect Regina Herzlinger | Mgmt | For | For | For | |
1.3 | Elect Heath Schiesser | Mgmt | For | For | For | |
1.4 | Elect David Gallitano | Mgmt | For | For | For | |
1.5 | Elect Christian Michalik | Mgmt | For | For | For | |
1.6 | Elect Ruben King-Shaw, Jr. | Mgmt | For | For | For | |
1.7 | Elect D. Robert Graham | Mgmt | For | For | For | |
2 | Amendment to Declassify the Board | Mgmt | For | For | For | |
3 | Amendment to Remove Directors | Mgmt | For | For | For | |
With or Without Cause | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Transaction of Other Business | Mgmt | For | Against | Against | |
Westar Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WR | CUSIP 95709T100 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect B. Anthony Isaac | Mgmt | For | For | For | |
1.2 | Elect Michael Morrissey | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Whirlpool Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WHR | CUSIP 963320106 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Johnston | Mgmt | For | For | For | |
2 | Elect William Kerr | Mgmt | For | For | For | |
3 | Elect William Perez | Mgmt | For | For | For | |
4 | Elect Janice Stoney | Mgmt | For | For | For | |
5 | Elect Michael White | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | 2010 Omnibus Stock and Incentive | Mgmt | For | For | For | |
Plan | ||||||
Whiting Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WLL | CUSIP 966387102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Aller | Mgmt | For | Withhold | Against | |
1.2 | Elect Thomas Briggs | Mgmt | For | Withhold | Against | |
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Whitney Holding Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTNY | CUSIP 966612103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Hardy Fowler | Mgmt | For | For | For | |
1.2 | Elect Eric Nickelsen | Mgmt | For | For | For | |
1.3 | Elect Kathryn Sullivan | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Wilmington Trust Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WL | CUSIP 971807102 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Keith Elliott | Mgmt | For | For | For | |
1.2 | Elect Gailen Krug | Mgmt | For | For | For | |
1.3 | Elect Michele Rollins | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Wolverine World Wide, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WWW | CUSIP 978097103 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Boromisa | Mgmt | For | For | For | |
1.2 | Elect David Kollat | Mgmt | For | For | For | |
1.3 | Elect David Mehney | Mgmt | For | For | For | |
1.4 | Elect Timothy O'Donovan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Stock Incentive Plan of 2010 | Mgmt | For | Against | Against |
Zenith National Insurance Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZNT | CUSIP 989390109 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Zoran Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZRAN | CUSIP 98975F101 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Levy Gerzberg | Mgmt | For | For | For | |
1.2 | Elect Uzia Galil | Mgmt | For | For | For | |
1.3 | Elect Raymond Burgess | Mgmt | For | For | For | |
1.4 | Elect James Meindl | Mgmt | For | For | For | |
1.5 | Elect James Owens, Jr. | Mgmt | For | For | For | |
1.6 | Elect Arthur Stabenow | Mgmt | For | For | For | |
1.7 | Elect Philip Young | Mgmt | For | For | For | |
2 | Amendment to the 2005 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam Growth Opportunities Fund | ||||||
Date of fiscal year end: 07/31/2009 | ||||||
3M Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMM | CUSIP 88579Y101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Linda Alvarado | Mgmt | For | For | For | |
2 | Elect George Buckley | Mgmt | For | For | For | |
3 | Elect Vance Coffman | Mgmt | For | For | For | |
4 | Elect Michael Eskew | Mgmt | For | For | For | |
5 | Elect W. James Farrell | Mgmt | For | For | For | |
6 | Elect Herbert Henkel | Mgmt | For | For | For | |
7 | Elect Edward Liddy | Mgmt | For | For | For | |
8 | Elect Robert Morrison | Mgmt | For | For | For | |
9 | Elect Aulana Peters | Mgmt | For | For | For | |
10 | Elect Robert Ulrich | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Amendment to the 2008 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Abbott Laboratories | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |
1.3 | Elect William Daley | Mgmt | For | For | For | |
1.4 | Elect W. James Farrell | Mgmt | For | For | For |
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |
1.6 | Elect William Osborn | Mgmt | For | For | For | |
1.7 | Elect David Owen | Mgmt | For | For | For | |
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |
1.10 | Elect William Smithburg | Mgmt | For | For | For | |
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |
1.12 | Elect Miles White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
AerCap Holdings N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AER | CUSIP N00985106 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Ratification of Board Acts | Mgmt | For | For | For | |
3 | Elect Michael Gradon | Mgmt | For | For | For | |
4 | Elect Niall Greene | Mgmt | For | For | For | |
5 | Elect Paul Dacier | Mgmt | For | For | For | |
6 | Elect Robert Warden | Mgmt | For | For | For | |
7 | Elect Gerald Strong | Mgmt | For | For | For | |
8 | Elect W. Ingersoll | Mgmt | For | For | For | |
9 | Elect Klaus Heineman | Mgmt | For | For | For | |
10 | Directors' Fees | Mgmt | For | For | For | |
11 | Designation of Mr. Keith A. Helming | Mgmt | For | For | For | |
12 | Appointment of Auditor | Mgmt | For | For | For | |
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Amendments to Articles | Mgmt | For | For | For | |
Aetna Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |
2 | Elect Betsy Cohen | Mgmt | For | For | For | |
3 | Elect Molly Coye | Mgmt | For | For | For | |
4 | Elect Roger Farah | Mgmt | For | For | For | |
5 | Elect Barbara Franklin | Mgmt | For | For | For | |
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |
7 | Elect Earl Graves | Mgmt | For | For | For | |
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |
9 | Elect Ellen Hancock | Mgmt | For | For | For | |
10 | Elect Richard Harrington | Mgmt | For | For | For | |
11 | Elect Edward Ludwig | Mgmt | For | For | For | |
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |
13 | Elect Ronald Williams | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
16 | 2010 Non-Employee Director | Mgmt | For | For | For | |
Compensation Plan | ||||||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Aflac Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFL | CUSIP 001055102 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Amos | Mgmt | For | For | For | |
2 | Elect John Shelby Amos, II | Mgmt | For | For | For | |
3 | Elect Paul Amos, II | Mgmt | For | For | For | |
4 | Elect Michael Armacost | Mgmt | For | For | For | |
5 | Elect Kriss Cloninger, III | Mgmt | For | For | For | |
6 | Elect Joe Harris | Mgmt | For | For | For | |
7 | Elect Elizabeth Hudson | Mgmt | For | For | For | |
8 | Elect Douglas Johnson | Mgmt | For | For | For | |
9 | Elect Robert Johnson | Mgmt | For | For | For | |
10 | Elect Charles Knapp | Mgmt | For | For | For | |
11 | Elect E. Stephen Purdom | Mgmt | For | For | For | |
12 | Elect Barbara Rimer | Mgmt | For | For | For |
13 | Elect Marvin Schuster | Mgmt | For | For | For | |
14 | Elect David Thompson | Mgmt | For | For | For | |
15 | Elect Robert Wright | Mgmt | For | For | For | |
16 | Elect Takuro Yoshida | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
Agrium Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGU | CUSIP 008916108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against | |
1.2 | Elect Germaine Gibara | Mgmt | For | Withhold | Against | |
1.3 | Elect Russel Girling | Mgmt | For | For | For | |
1.4 | Elect Susan Henry | Mgmt | For | For | For | |
1.5 | Elect Russell Horner | Mgmt | For | For | For | |
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |
1.7 | Elect David Lesar | Mgmt | For | For | For | |
1.8 | Elect John Lowe | Mgmt | For | For | For | |
1.9 | Elect Derek Pannell | Mgmt | For | For | For | |
1.10 | Elect Frank Proto | Mgmt | For | For | For | |
1.11 | Elect Michael Wilson | Mgmt | For | For | For | |
1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Shareholder Rights Plan | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Albemarle Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALB | CUSIP 012653101 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |
1.2 | Elect R. William Ide III | Mgmt | For | For | For | |
1.3 | Elect Richard Morrill | Mgmt | For | For | For | |
1.4 | Elect Jim Nokes | Mgmt | For | For | For |
1.5 | Elect Barry Perry | Mgmt | For | For | For | |
1.6 | Elect Mark Rohr | Mgmt | For | For | For | |
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | |
1.8 | Elect Charles Stewart | Mgmt | For | For | For | |
1.9 | Elect Harriett Taggart | Mgmt | For | For | For | |
1.10 | Elect Anne Whittemore | Mgmt | For | For | For | |
2 | Amendment to the 2008 Incentive | Mgmt | For | For | For | |
Plan | ||||||
3 | Amendment to the 2008 Stock | Mgmt | For | For | For | |
Compensation Plan for Non- | ||||||
Employee Directors | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Amazon.com, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMZN | CUSIP 023135106 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |
2 | Elect Tom Alberg | Mgmt | For | For | For | |
3 | Elect John Seely Brown | Mgmt | For | For | For | |
4 | Elect William Gordon | Mgmt | For | For | For | |
5 | Elect Alain Monie | Mgmt | For | For | For | |
6 | Elect Thomas Ryder | Mgmt | For | For | For | |
7 | Elect Patricia Stonesifer | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
American Tower Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMT | CUSIP 029912201 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Raymond Dolan | Mgmt | For | For | For | |
2 | Elect Ronald Dykes | Mgmt | For | For | For | |
3 | Elect Carolyn Katz | Mgmt | For | For | For | |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For |
5 | Elect JoAnn Reed | Mgmt | For | For | For | |
6 | Elect Pamela Reeve | Mgmt | For | For | For | |
7 | Elect David Sharbutt | Mgmt | For | For | For | |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |
9 | Elect Samme Thompson | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
AmerisourceBergen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABC | CUSIP 03073E105 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Gochnauer | Mgmt | For | For | For | |
2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |
3 | Elect Henry McGee | Mgmt | For | For | For | |
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Amgen Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Baltimore | Mgmt | For | For | For | |
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |
4 | Elect Jerry Choate | Mgmt | For | For | For | |
5 | Elect Vance Coffman | Mgmt | For | For | For | |
6 | Elect Frederick Gluck | Mgmt | For | For | For | |
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |
8 | Elect Frank Herringer | Mgmt | For | For | For | |
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |
10 | Elect Judith Pelham | Mgmt | For | For | For | |
11 | Elect J. Paul Reason | Mgmt | For | For | For | |
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |
13 | Elect Kevin Sharer | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Anadarko Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APC | CUSIP 032511107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |
2 | Elect Preston Geren III | Mgmt | For | For | For | |
3 | Elect James Hackett | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
6 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
Apple Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AAPL | CUSIP 037833100 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Campbell | Mgmt | For | For | For | |
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |
1.7 | Elect Jerome York | Mgmt | For | For | For | |
2 | Amendment to the 2003 Employee | Mgmt | For | For | For | |
Stock Plan | ||||||
3 | Amendment to the 1997 Director | Mgmt | For | For | For | |
Stock Option Plan |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Formation of Sustainability | ||||||
Committee | ||||||
Assured Guaranty Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGO | CUSIP G0585R106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against | |
1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | |
1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against | |
1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |
1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |
1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |
1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against | |
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |
1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against | |
2 | Bermuda Law Change Amendments | Mgmt | For | For | For | |
3 | Corporate Governance Amendments | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Re Ltd.) | ||||||
6 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Ireland Holdings Ltd.) | ||||||
Atmel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
ATML | CUSIP 049513104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Laub | Mgmt | For | For | For | |
2 | Elect Tsung-Ching Wu | Mgmt | For | For | For | |
3 | Elect David Sugishita | Mgmt | For | For | For | |
4 | Elect Papken Der Torossian | Mgmt | For | For | For | |
5 | Elect Jack Saltich | Mgmt | For | For | For | |
6 | Elect Charles Carinalli | Mgmt | For | For | For | |
7 | Elect Edward Ross | Mgmt | For | For | For | |
8 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Baldor Electric Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BEZ | CUSIP 057741100 | 05/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jean Mauldin | Mgmt | For | Withhold | Against | |
1.2 | Elect R. L. Qualls | Mgmt | For | Withhold | Against | |
1.3 | Elect Barry Rogstad | Mgmt | For | Withhold | Against | |
1.4 | Elect Ronald Tucker | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Banco Santander (Brasil) SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SANB11 | CUSIP 05967A107 | 02/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors | Mgmt | For | Against | Against | |
2 | Stock Option Plan; Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
Banco Santander (Brasil) SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SANB11 | CUSIP 05967A107 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Remuneration Policy | Mgmt | For | For | For | |
4 | Capitalization of Reserves | Mgmt | For | For | For | |
5 | Amendments to Articles | Mgmt | For | For | For | |
Banco Santander (Brasil) SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SANB11 | CUSIP 05967A107 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Dividend Payment Date | Mgmt | For | For | For | |
2 | Amend Article 31 | Mgmt | For | For | For | |
Bank of America Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Susan Bies | Mgmt | For | For | For | |
2 | Elect William Boardman | Mgmt | For | For | For | |
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |
4 | Elect Virgis Colbert | Mgmt | For | For | For | |
5 | Elect Charles Gifford | Mgmt | For | For | For | |
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |
8 | Elect Monica Lozano | Mgmt | For | For | For | |
9 | Elect Thomas May | Mgmt | For | For | For | |
10 | Elect Brian Moynihan | Mgmt | For | For | For | |
11 | Elect Donald Powell | Mgmt | For | For | For | |
12 | Elect Charles Rossotti | Mgmt | For | For | For | |
13 | Elect Robert Scully | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For |
15 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
16 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
17 | Amendment to the 2003 Key | Mgmt | For | For | For | |
Associate Stock Plan | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Disclosure of Prior Government | ||||||
Service | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Non-Deductible Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Recoupment of Unearned Bonuses | ||||||
(Clawback) | ||||||
Baxter International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAX | CUSIP 071813109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Blake Devitt | Mgmt | For | For | For | |
2 | Elect John Forsyth | Mgmt | For | For | For | |
3 | Elect Gail Fosler | Mgmt | For | For | For | |
4 | Elect Carole Shapazian | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Berkshire Hathaway Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRK.A | CUSIP 084670108 | 01/20/2010 | Voted | |||
Meeting Type | Country of Trade |
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Stock Split | Mgmt | For | For | For | |
2 | Amendment to Charter Regarding | Mgmt | For | For | For | |
Stock Splits | ||||||
3 | Decrease Par Value of Class B | Mgmt | For | For | For | |
Common Stock | ||||||
4 | Increase of Authorized Class B | Mgmt | For | For | For | |
Common Stock | ||||||
5 | Amendments to Charter Regarding | Mgmt | For | For | For | |
Issuance of Stock Certificates | ||||||
Big Lots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIG | CUSIP 089302103 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |
1.2 | Elect Steven Fishman | Mgmt | For | For | For | |
1.3 | Elect Peter Hayes | Mgmt | For | For | For | |
1.4 | Elect David Kollat | Mgmt | For | For | For | |
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |
1.7 | Elect Russell Solt | Mgmt | For | For | For | |
1.8 | Elect James Tener | Mgmt | For | For | For | |
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |
2 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |
4 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
5 | Adoption of Advance Notice | Mgmt | For | Against | Against | |
Requirement | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Blackrock Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLK | CUSIP 09247X101 | 05/24/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | |
1.2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
1.3 | Elect Dennis Dammerman | Mgmt | For | For | For | |
1.4 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |
1.5 | Elect David Komansky | Mgmt | For | For | For | |
1.6 | Elect James Rohr | Mgmt | For | For | For | |
2 | Amendment to the 1999 Stock | Mgmt | For | Against | Against | |
Award and Incentive Plan | ||||||
3 | Amendment to the 1999 Annual | Mgmt | For | For | For | |
Incentive Performance Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
CenterPoint Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNP | CUSIP 15189T107 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Donald Campbell | Mgmt | For | For | For | |
2 | Elect Milton Carroll | Mgmt | For | For | For | |
3 | Elect Derrill Cody | Mgmt | For | For | For | |
4 | Elect Michael Johnson | Mgmt | For | For | For | |
5 | Elect David McClanahan | Mgmt | For | For | For | |
6 | Elect Robert O'Connell | Mgmt | For | For | For | |
7 | Elect Susan O. Rheney | Mgmt | For | For | For | |
8 | Elect R.A. Walker | Mgmt | For | For | For | |
9 | Elect Peter Wareing | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Check Point Software | ||||||
Technologies Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CHKP | CUSIP M22465104 | 07/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gil Shwed | Mgmt | For | For | For |
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |
1.4 | Elect Dan Propper | Mgmt | For | For | For | |
1.5 | Elect David Rubner | Mgmt | For | For | For | |
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |
2 | Elect Yoav Chelouche | Mgmt | For | For | For | |
3 | Elect Guy Gecht | Mgmt | For | For | For | |
4 | Authorize Chairman to Serve as | Mgmt | For | Against | Against | |
CEO | ||||||
5 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
6 | Approval of Stock Option Grant (Gil | Mgmt | For | For | For | |
Shwed) | ||||||
Cisco Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carol Bartz | Mgmt | For | For | For | |
2 | Elect M. Michele Burns | Mgmt | For | For | For | |
3 | Elect Michael Capellas | Mgmt | For | For | For | |
4 | Elect Larry Carter | Mgmt | For | For | For | |
5 | Elect John Chambers | Mgmt | For | For | For | |
6 | Elect Brian Halla | Mgmt | For | For | For | |
7 | Elect John Hennessy | Mgmt | For | For | For | |
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |
9 | Elect Roderick McGeary | Mgmt | For | For | For | |
10 | Elect Michael Powell | Mgmt | For | For | For | |
11 | Elect Arun Sarin | Mgmt | For | For | For | |
12 | Elect Steven West | Mgmt | For | For | For | |
13 | Elect Jerry Yang | Mgmt | For | For | For | |
14 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Formation of a Board Committee on | ||||||
Human Rights |
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Internet Fragmentation | ||||||
CME Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CME | CUSIP 12572Q105 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Terrence Duffy | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Carey | Mgmt | For | Withhold | Against | |
1.3 | Elect Mark Cermak | Mgmt | For | Withhold | Against | |
1.4 | Elect Martin Gepsman | Mgmt | For | Withhold | Against | |
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |
1.8 | Elect John Sandner | Mgmt | For | Withhold | Against | |
1.9 | Elect Dennis Suskind | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Coach, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COH | CUSIP 189754104 | 11/05/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |
1.5 | Elect Irene Miller | Mgmt | For | For | For | |
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |
2 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Award Plan |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cessation of Fur Use in Products | ||||||
Coca-Cola Enterprises Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCE | CUSIP 191219104 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect L. Phillip Humann | Mgmt | For | For | For | |
1.2 | Elect Suzanne Labarge | Mgmt | For | For | For | |
1.3 | Elect Veronique Morali | Mgmt | For | For | For | |
1.4 | Elect Phoebe Wood | Mgmt | For | For | For | |
2 | Amendment to the 2007 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Severance | ||||||
Agreements | ||||||
Colgate-Palmolive Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CL | CUSIP 194162103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Cahill | Mgmt | For | For | For | |
2 | Elect Ian Cook | Mgmt | For | For | For | |
3 | Elect Helene Gayle | Mgmt | For | For | For | |
4 | Elect Ellen Hancock | Mgmt | For | For | For | |
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |
6 | Elect David Johnson | Mgmt | For | For | For | |
7 | Elect Richard Kogan | Mgmt | For | For | For | |
8 | Elect Delano Lewis | Mgmt | For | For | For | |
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |
10 | Elect Stephen Sadove | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
CommScope, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTV | CUSIP 203372107 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Boyd George | Mgmt | For | For | For | |
1.2 | Elect George Hutton, Jr. | Mgmt | For | For | For | |
1.3 | Elect Katsuhiko Okubo | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Companhia Brasileira de Meios de | ||||||
Pagamento | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VNET3 | CINS P3063Y106 | 12/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Brazil | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Change of Company Name | Mgmt | For | For | For | |
3 | Election of Supervisory Council | Mgmt | For | Against | Against | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Costco Wholesale Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COST | CUSIP 22160K105 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |
1.2 | Elect William Gates | Mgmt | For | For | For | |
1.3 | Elect Hamilton James | Mgmt | For | Withhold | Against | |
1.4 | Elect Jill Ruckelshaus | Mgmt | For | For | For |
2 | Amendment to the 2002 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Covidien Public Limited Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Craig Arnold | Mgmt | For | For | For | |
3 | Elect Robert Brust | Mgmt | For | For | For | |
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |
6 | Elect Timothy Donahue | Mgmt | For | For | For | |
7 | Elect Kathy Herbert | Mgmt | For | For | For | |
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |
9 | Elect Richard Meelia | Mgmt | For | For | For | |
10 | Elect Dennis Reilley | Mgmt | For | For | For | |
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |
13 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares | ||||||
Cummins Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMI | CUSIP 231021106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Bernhard | Mgmt | For | For | For | |
2 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |
3 | Elect Robert Herdman | Mgmt | For | For | For | |
4 | Elect Alexis Herman | Mgmt | For | For | For | |
5 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |
6 | Elect William Miller | Mgmt | For | For | For |
7 | Elect Georgia Nelson | Mgmt | For | For | For | |
8 | Elect Theodore Solso | Mgmt | For | For | For | |
9 | Elect Carl Ware | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
CVS Caremark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edwin Banks | Mgmt | For | For | For | |
2 | Elect C. David Brown II | Mgmt | For | For | For | |
3 | Elect David Dorman | Mgmt | For | For | For | |
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |
5 | Elect Marian Heard | Mgmt | For | For | For | |
6 | Elect William Joyce | Mgmt | For | For | For | |
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |
8 | Elect Terrence Murray | Mgmt | For | For | For | |
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |
11 | Elect Thomas Ryan | Mgmt | For | For | For | |
12 | Elect Richard Swift | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
15 | Amendment to the Charter to Allow | Mgmt | For | For | For | |
Shareholders to Call Special | ||||||
Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Climate Change Principles | ||||||
Dendreon Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNDN | CUSIP 24823Q107 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Gerardo Canet | Mgmt | For | For | For | |
1.2 | Elect Bogdan Dziurzynski | Mgmt | For | For | For | |
1.3 | Elect Douglas Watson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
DIRECTV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |
1.3 | Elect Paul Gould | Mgmt | For | For | For | |
1.4 | Elect Charles Lee | Mgmt | For | For | For | |
1.5 | Elect Peter Lund | Mgmt | For | For | For | |
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |
1.7 | Elect John Malone | Mgmt | For | For | For | |
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |
1.9 | Elect Haim Saban | Mgmt | For | For | For | |
1.10 | Elect Michael White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Plan | Mgmt | For | For | For | |
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
DIRECTV Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25459L106 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Agreement and Plan of Merger | Mgmt | For | For | For | |
2 | Voting and Right of First Refusal | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Eaton Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETN | CUSIP 278058102 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Todd Bluedorn | Mgmt | For | For | For | |
2 | Elect Christopher Connor | Mgmt | For | For | For | |
3 | Elect Michael Critelli | Mgmt | For | For | For | |
4 | Elect Charles Golden | Mgmt | For | For | For | |
5 | Elect Ernie Green | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
eBay Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EBAY | CUSIP 278642103 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Moffett | Mgmt | For | For | For | |
2 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
3 | Elect Thomas Tierney | Mgmt | For | For | For | |
4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |
5 | Amendment to the 2008 Equity | Mgmt | For | For | For | |
Incentive Award Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
El Paso Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EP | CUSIP 28336L109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Juan Braniff | Mgmt | For | For | For | |
2 | Elect David Crane | Mgmt | For | For | For | |
3 | Elect Douglas Foshee | Mgmt | For | For | For | |
4 | Elect Robert Goldman | Mgmt | For | For | For | |
5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For | |
6 | Elect Thomas Hix | Mgmt | For | For | For | |
7 | Elect Ferrell McClean | Mgmt | For | For | For |
8 | Elect Timothy Probert | Mgmt | For | For | For | |
9 | Elect Steven Shapiro | Mgmt | For | For | For | |
10 | Elect J. Michael Talbert | Mgmt | For | For | For | |
11 | Elect Robert Vagt | Mgmt | For | For | For | |
12 | Elect John Whitmire | Mgmt | For | For | For | |
13 | Amendment to the 2005 Omnibus | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
Electronic Arts Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ERTS | CUSIP 285512109 | 07/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leonard Coleman | Mgmt | For | For | For | |
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |
3 | Elect Gary Kusin | Mgmt | For | For | For | |
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |
5 | Elect Gregory Maffei | Mgmt | For | For | For | |
6 | Elect Vivek Paul | Mgmt | For | For | For | |
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |
8 | Elect John Riccitiello | Mgmt | For | For | For | |
9 | Elect Richard Simonson | Mgmt | For | For | For | |
10 | Elect Linda Srere | Mgmt | For | For | For | |
11 | Employee Stock Option Exchange | Mgmt | For | Against | Against | |
Program | ||||||
12 | Amendment to the 2000 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
13 | Amendment to the 2000 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
EMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Brown | Mgmt | For | For | For |
2 | Elect Randolph Cowen | Mgmt | For | For | For | |
3 | Elect Michael Cronin | Mgmt | For | For | For | |
4 | Elect Gail Deegan | Mgmt | For | For | For | |
5 | Elect James DiStasio | Mgmt | For | For | For | |
6 | Elect John Egan | Mgmt | For | For | For | |
7 | Elect Edmund Kelly | Mgmt | For | For | For | |
8 | Elect Windle Priem | Mgmt | For | For | For | |
9 | Elect Paul Sagan | Mgmt | For | For | For | |
10 | Elect David Strohm | Mgmt | For | For | For | |
11 | Elect Joseph Tucci | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Energizer Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENR | CUSIP 29266R108 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. David Hoover | Mgmt | For | For | For | |
1.2 | Elect John Hunter | Mgmt | For | For | For | |
1.3 | Elect John Klein | Mgmt | For | For | For | |
1.4 | Elect John Roberts | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Express Scripts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ESRX | CUSIP 302182100 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gary Benanav | Mgmt | For | For | For | |
2 | Elect Frank Borelli | Mgmt | For | For | For | |
3 | Elect Maura Breen | Mgmt | For | For | For | |
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |
6 | Elect Frank Mergenthaler | Mgmt | For | For | For |
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |
9 | Elect George Paz | Mgmt | For | For | For | |
10 | Elect Samuel Skinner | Mgmt | For | For | For | |
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |
12 | Elect Barrett Toan | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditures Report | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
F5 Networks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FFIV | CUSIP 315616102 | 03/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Deborah Bevier | Mgmt | For | For | For | |
2 | Elect Alan Higginson | Mgmt | For | For | For | |
3 | Elect John McAdam | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
First Solar, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSLR | CUSIP 336433107 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |
1.4 | Elect James Nolan | Mgmt | For | For | For | |
1.5 | Elect William Post | Mgmt | For | For | For | |
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive | Mgmt | For | For | For | |
Compensation Plan |
3 | Associate Stock Purchase Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
FormFactor, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FORM | CUSIP 346375108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Chenming Hu | Mgmt | For | For | For | |
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
General Mills, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIS | CUSIP 370334104 | 09/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |
3 | Elect Paul Danos | Mgmt | For | For | For | |
4 | Elect William Esrey | Mgmt | For | For | For | |
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |
6 | Elect Judith Hope | Mgmt | For | For | For | |
7 | Elect Heidi Miller | Mgmt | For | For | For | |
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |
9 | Elect Steve Odland | Mgmt | For | For | For | |
10 | Elect Kendall Powell | Mgmt | For | For | For | |
11 | Elect Lois Quam | Mgmt | For | For | For | |
12 | Elect Michael Rose | Mgmt | For | For | For | |
13 | Elect Robert Ryan | Mgmt | For | For | For | |
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |
15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
Genzyme Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GENZ | CUSIP 372917104 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For | |
1.2 | Elect Robert Bertolini | Mgmt | For | For | For | |
1.3 | Elect Gail Boudreaux | Mgmt | For | For | For | |
1.4 | Elect Robert Carpenter | Mgmt | For | For | For | |
1.5 | Elect Charles Cooney | Mgmt | For | For | For | |
1.6 | Elect Victor Dzau | Mgmt | For | For | For | |
1.7 | Elect Connie Mack III | Mgmt | For | For | For | |
1.8 | Elect Richard Syron | Mgmt | For | For | For | |
1.9 | Elect Henri Termeer | Mgmt | For | For | For | |
1.10 | Elect Ralph Whitworth | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Amendment to the 2009 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
4 | Amendment to the 2007 Director | Mgmt | For | For | For | |
Equity Plan | ||||||
5 | Amendment to Articles of | Mgmt | For | For | For | |
Organization Regarding the Right to | ||||||
Call a Special Meeting | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Gilead Sciences, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GILD | CUSIP 375558103 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Berg | Mgmt | For | For | For | |
1.2 | Elect John Cogan | Mgmt | For | For | For | |
1.3 | Elect Etienne Davignon | Mgmt | For | For | For | |
1.4 | Elect James Denny | Mgmt | For | For | For | |
1.5 | Elect Carla Hills | Mgmt | For | For | For | |
1.6 | Elect Kevin Lofton | Mgmt | For | For | For | |
1.7 | Elect John Madigan | Mgmt | For | For | For | |
1.8 | Elect John Martin | Mgmt | For | For | For | |
1.9 | Elect Gordon Moore | Mgmt | For | For | For | |
1.10 | Elect Nicholas Moore | Mgmt | For | For | For |
1.11 | Elect Richard Whitley | Mgmt | For | For | For | |
1.12 | Elect Gayle Wilson | Mgmt | For | For | For | |
1.13 | Elect Per Wold-Olsen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Goodrich Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GR | CUSIP 382388106 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |
1.2 | Elect Diane Creel | Mgmt | For | For | For | |
1.3 | Elect George Davidson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Harris Deloach, Jr. | Mgmt | For | For | For | |
1.5 | Elect James Griffith | Mgmt | For | For | For | |
1.6 | Elect William Holland | Mgmt | For | For | For | |
1.7 | Elect John Jumper | Mgmt | For | For | For | |
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |
1.9 | Elect Lloyd Newton | Mgmt | For | For | For | |
1.10 | Elect Douglas Olesen | Mgmt | For | For | For | |
1.11 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Senior Executive | Mgmt | For | For | For | |
Management Incentive Plan | ||||||
Google Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |
1.3 | Elect Larry Page | Mgmt | For | For | For | |
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |
1.5 | Elect John Hennessy | Mgmt | For | For | For | |
1.6 | Elect Ann Mather | Mgmt | For | For | For |
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |
1.8 | Elect K. Shriram | Mgmt | For | For | For | |
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Behavorial Advertising | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights in China | ||||||
Halliburton Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAL | CUSIP 406216101 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alan Bennett | Mgmt | For | For | For | |
2 | Elect James Boyd | Mgmt | For | For | For | |
3 | Elect Milton Carroll | Mgmt | For | For | For | |
4 | Elect Nance Dicciani | Mgmt | For | For | For | |
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |
6 | Elect James Hackett | Mgmt | For | For | For | |
7 | Elect David Lesar | Mgmt | For | For | For | |
8 | Elect Robert Malone | Mgmt | For | For | For | |
9 | Elect J. Landis Martin | Mgmt | For | For | For | |
10 | Elect Debra Reed | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Human Rights Policies | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
Hertz Global Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HTZ | CUSIP 42805T105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barry Beracha | Mgmt | For | Withhold | Against | |
1.2 | Elect Brian Bernasek | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert End | Mgmt | For | Withhold | Against | |
1.4 | Elect George Tamke | Mgmt | For | Withhold | Against | |
2 | Amendment to 2008 Omnibus | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Senior Executive Bonus Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Hewlett-Packard Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Marc Andreessen | Mgmt | For | For | For | |
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |
3 | Elect Sari Baldauf | Mgmt | For | For | For | |
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |
5 | Elect John Hammergren | Mgmt | For | For | For | |
6 | Elect Mark Hurd | Mgmt | For | For | For | |
7 | Elect Joel Hyatt | Mgmt | For | For | For | |
8 | Elect John Joyce | Mgmt | For | For | For | |
9 | Elect Robert Ryan | Mgmt | For | For | For | |
10 | Elect Lucille Salhany | Mgmt | For | For | For | |
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
14 | Adopt Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Hospira, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
HSP | CUSIP 441060100 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Connie Curran | Mgmt | For | For | For | |
2 | Elect Heino von Prondzynski | Mgmt | For | For | For | |
3 | Elect Mark Wheeler | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
International Business Machines | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBM | CUSIP 459200101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alain Belda | Mgmt | For | For | For | |
2 | Elect Cathleen Black | Mgmt | For | For | For | |
3 | Elect William Brody | Mgmt | For | For | For | |
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |
5 | Elect Michael Eskew | Mgmt | For | For | For | |
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |
7 | Elect Andrew Liveris | Mgmt | For | For | For | |
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |
9 | Elect Taizo Nishimuro | Mgmt | For | For | For | |
10 | Elect James Owens | Mgmt | For | For | For | |
11 | Elect Samuel Palmisano | Mgmt | For | For | For | |
12 | Elect Joan Spero | Mgmt | For | For | For | |
13 | Elect Sidney Taurel | Mgmt | For | For | For | |
14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against | |
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) |
Iridium Communications Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRDM | CUSIP 46269C102 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | |
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | |
1.3 | Elect Scott Bok | Mgmt | For | For | For | |
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | |
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | |
1.6 | Elect Matthew Desch | Mgmt | For | For | For | |
1.7 | Elect Terry Jones | Mgmt | For | For | For | |
1.8 | Elect Alvin Krongard | Mgmt | For | For | For | |
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | |
1.10 | Elect Parker Rush | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Jarden Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JAH | CUSIP 471109108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ian Ashken | Mgmt | For | For | For | |
1.2 | Elect Richard Molen | Mgmt | For | For | For | |
1.3 | Elect Robert Wood | Mgmt | For | For | For | |
2 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Joy Global Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JOYG | CUSIP 481165108 | 03/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |
1.2 | Elect John Hanson | Mgmt | For | For | For |
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |
1.8 | Elect James Tate | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
JPMorgan Chase & Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Crandall Bowles | Mgmt | For | For | For | |
2 | Elect Stephen Burke | Mgmt | For | For | For | |
3 | Elect David Cote | Mgmt | For | For | For | |
4 | Elect James Crown | Mgmt | For | For | For | |
5 | Elect James Dimon | Mgmt | For | For | For | |
6 | Elect Ellen Futter | Mgmt | For | For | For | |
7 | Elect William Gray, III | Mgmt | For | For | For | |
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |
9 | Elect David Novak | Mgmt | For | For | For | |
10 | Elect Lee Raymond | Mgmt | For | For | For | |
11 | Elect William Weldon | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Affirmation of Political | ||||||
Nonpartisanship | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between CEO and | ||||||
Employee Pay |
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
KKR Private Equity Investors, LP | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KPE | CINS G52830109 | 08/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Guernsey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Approval of the Merger | Mgmt | For | For | For | |
Kohl's Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KSS | CUSIP 500255104 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Peter Boneparth | Mgmt | For | For | For | |
2 | Elect Steven Burd | Mgmt | For | For | For | |
3 | Elect John Herma | Mgmt | For | For | For | |
4 | Elect Dale Jones | Mgmt | For | For | For | |
5 | Elect William Kellogg | Mgmt | For | For | For | |
6 | Elect Kevin Mansell | Mgmt | For | For | For | |
7 | Elect Frank Sica | Mgmt | For | For | For | |
8 | Elect Peter Sommerhauser | Mgmt | For | For | For | |
9 | Elect Stephanie Streeter | Mgmt | For | For | For | |
10 | Elect Nina Vaca | Mgmt | For | For | For | |
11 | Elect Stephen Watson | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | 2010 Long Term Compensation Plan | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Kraft Foods Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KFT | CUSIP 50075N104 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |
2 | Elect Myra Hart | Mgmt | For | For | For | |
3 | Elect Lois Juliber | Mgmt | For | For | For | |
4 | Elect Mark Ketchum | Mgmt | For | For | For | |
5 | Elect Richard Lerner | Mgmt | For | For | For | |
6 | Elect Mackey McDonald | Mgmt | For | For | For | |
7 | Elect John Pope | Mgmt | For | For | For | |
8 | Elect Fedric Reynolds | Mgmt | For | For | For | |
9 | Elect Irene Rosenfeld | Mgmt | For | For | For | |
10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |
11 | Elect Deborah Wright | Mgmt | For | For | For | |
12 | Elect Frank Zarb | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Las Vegas Sands Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LVS | CUSIP 517834107 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sheldon Adelson | Mgmt | For | Withhold | Against | |
1.2 | Elect Irwin Chafetz | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Lear Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEA | CUSIP 521865204 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Ratification of Auditor | Mgmt | For | Abstain | Against | |
Life Technologies Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LIFE | CUSIP 53217V109 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Adam | Mgmt | For | For | For | |
1.2 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.3 | Elect Arnold Levine | Mgmt | For | For | For | |
1.4 | Elect Bradley Lorimier | Mgmt | For | For | For | |
1.5 | Elect David U'Prichard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
3 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation of the Company | ||||||
(Adoption of Majority Vote for | ||||||
Election of Directors) | ||||||
4 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation of the Company | ||||||
(Elimination of Supermajority | ||||||
Requirement) | ||||||
5 | Amendment to the Bylaws of the | Mgmt | For | For | For | |
Company (Adoption of Majority Vote | ||||||
for Election of Directors) | ||||||
6 | Amendment to the Bylaws of the | Mgmt | For | For | For | |
Company (Elimination of | ||||||
Supermajority Provisions) | ||||||
7 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
Longtop Financial Technologies | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LFT | CUSIP 54318P108 | 03/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Thomas Gurnee | Mgmt | For | Withhold | Against | |
1.2 | Elect Zuyun Xue | Mgmt | For | Withhold | Against | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Lowe's Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Bernauer | Mgmt | For | For | For | |
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
McDonald's Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Walter Massey | Mgmt | For | For | For | |
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |
3 | Elect Roger Stone | Mgmt | For | For | For | |
4 | Elect Miles White | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Controlled Atmosphere Killing |
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cage-Free Eggs | ||||||
McKesson Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCK | CUSIP 58155Q103 | 07/22/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Andy Bryant | Mgmt | For | For | For | |
2 | Elect Wayne Budd | Mgmt | For | For | For | |
3 | Elect John Hammergren | Mgmt | For | For | For | |
4 | Elect Alton Irby, III | Mgmt | For | For | For | |
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |
6 | Elect Marie Knowles | Mgmt | For | For | For | |
7 | Elect David Lawrence | Mgmt | For | For | For | |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jane Shaw | Mgmt | For | For | For | |
10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Survivor Benefits (Golden Coffins) | ||||||
Microsoft Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William Gates, III | Mgmt | For | For | For | |
2 | Elect Steven Ballmer | Mgmt | For | For | For | |
3 | Elect Dina Dublon | Mgmt | For | For | For | |
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |
5 | Elect Reed Hastings | Mgmt | For | For | For | |
6 | Elect Maria Klawe | Mgmt | For | For | For | |
7 | Elect David Marquardt | Mgmt | For | For | For |
8 | Elect Charles Noski | Mgmt | For | For | For | |
9 | Elect Helmut Panke | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Restoration of Right to Call a Special | Mgmt | For | For | For | |
Meeting | ||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adoption of Principles for Health | ||||||
Care Reform | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Charitable Contributions | ||||||
Molson Coors Brewing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TAP | CUSIP 60871R209 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against | |
1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |
Monsanto Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |
2 | Elect David Chicoine | Mgmt | For | For | For | |
3 | Elect Arthur Harper | Mgmt | For | For | For | |
4 | Elect Gwendolyn King | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
NII Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NIHD | CUSIP 62913F201 | 05/11/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Steven Dussek | Mgmt | For | For | For | |
1.2 | Elect Donald Guthrie | Mgmt | For | For | For | |
1.3 | Elect Steven Shindler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2004 Incentive | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
Novellus Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NVLS | CUSIP 670008101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Hill | Mgmt | For | For | For | |
1.2 | Elect Neil Bonke | Mgmt | For | For | For | |
1.3 | Elect Youssef El-Mansy | Mgmt | For | For | For | |
1.4 | Elect Yoshio Nishi | Mgmt | For | For | For | |
1.5 | Elect Glen Possley | Mgmt | For | For | For | |
1.6 | Elect Ann Rhoads | Mgmt | For | For | For | |
1.7 | Elect William Spivey | Mgmt | For | For | For | |
1.8 | Elect Delbert Whitaker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Omnicare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCR | CUSIP 681904108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Crotty | Mgmt | For | For | For | |
2 | Elect Joel Gemunder | Mgmt | For | For | For | |
3 | Elect Steven Heyer | Mgmt | For | For | For | |
4 | Elect Andrea Lindell | Mgmt | For | For | For | |
5 | Elect James Shelton | Mgmt | For | For | For | |
6 | Elect John Timoney | Mgmt | For | For | For | |
7 | Elect Amy Wallman | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For |
Omnicom Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Wren | Mgmt | For | For | For | |
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |
1.3 | Elect Alan Batkin | Mgmt | For | For | For | |
1.4 | Elect Robert Clark | Mgmt | For | For | For | |
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |
1.6 | Elect Errol Cook | Mgmt | For | For | For | |
1.7 | Elect Susan Denison | Mgmt | For | For | For | |
1.8 | Elect Michael Henning | Mgmt | For | For | For | |
1.9 | Elect John Murphy | Mgmt | For | For | For | |
1.10 | Elect John Purcell | Mgmt | For | For | For | |
1.11 | Elect Linda Rice | Mgmt | For | For | For | |
1.12 | Elect Gary Roubos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2007 Incentive | Mgmt | For | Against | Against | |
Award Plan | ||||||
4 | Adoption of Majority Vote for | Mgmt | For | For | For | |
Election of Directors | ||||||
5 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
6 | Shareholder Proposal Regarding the | ShrHldr | Against | Against | For | |
Approval of Survivor Benefits | ||||||
(Golden Coffins) | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Oracle Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORCL | CUSIP 68389X105 | 10/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For |
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |
1.4 | Elect Safra Catz | Mgmt | For | For | For | |
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |
1.6 | Elect George Conrades | Mgmt | For | For | For | |
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |
1.10 | Elect Donald Lucas | Mgmt | For | Withhold | Against | |
1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |
2 | 2010 Executive Bonus Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Owens-Illinois, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OI | CUSIP 690768403 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jay Geldmacher | Mgmt | For | For | For | |
1.2 | Elect Albert Stroucken | Mgmt | For | For | For | |
1.3 | Elect Dennis Williams | Mgmt | For | For | For | |
1.4 | Elect Thomas Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Packaging Corporation of America | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PKG | CUSIP 695156109 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cheryl Beebe | Mgmt | For | For | For |
1.2 | Elect Henry Frigon | Mgmt | For | For | For | |
1.3 | Elect Hasan Jameel | Mgmt | For | For | For | |
1.4 | Elect Samuel Mencoff | Mgmt | For | For | For | |
1.5 | Elect Roger Porter | Mgmt | For | For | For | |
1.6 | Elect Paul Stecko | Mgmt | For | For | For | |
1.7 | Elect James Woodrum | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of the Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
Pall Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PLL | CUSIP 696429307 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | |
1.2 | Elect Robert Coutts | Mgmt | For | For | For | |
1.3 | Elect Cheryl Grise | Mgmt | For | For | For | |
1.4 | Elect Ulrich Haynes, Jr. | Mgmt | For | For | For | |
1.5 | Elect Ronald Hoffman | Mgmt | For | For | For | |
1.6 | Elect Eric Krasnoff | Mgmt | For | For | For | |
1.7 | Elect Dennis Longstreet | Mgmt | For | For | For | |
1.8 | Elect Edwin Martin, Jr. | Mgmt | For | For | For | |
1.9 | Elect Katharine Plourde | Mgmt | For | For | For | |
1.10 | Elect Edward Snyder | Mgmt | For | For | For | |
1.11 | Elect Edward Travaglianti | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2004 Executive Incentive Bonus | Mgmt | For | For | For | |
Plan | ||||||
4 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
5 | Amendment to the Management | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
6 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Compensation Plan | ||||||
Petrohawk Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HK | CUSIP 716495106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Fuller | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Raynolds | Mgmt | For | Withhold | Against | |
1.3 | Elect Stephen Smiley | Mgmt | For | Withhold | Against | |
1.4 | Elect Christopher Viggiano | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Petroleum Geo-Services ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGS | CINS R69628114 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
4 | Election of an Individual to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
7 | Elect Francis Gugen | Mgmt | For | TNA | N/A | |
8 | Elect Harald Norvik | Mgmt | For | TNA | N/A | |
9 | Elect Daniel Piette | Mgmt | For | TNA | N/A | |
10 | Elect Holly van Deursen | Mgmt | For | TNA | N/A | |
11 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A | |
12 | Elect Carol Bell | Mgmt | For | TNA | N/A | |
13 | Elect Ingar Skaug | Mgmt | For | TNA | N/A | |
14 | Elect Roger O’Neil | Mgmt | For | TNA | N/A | |
15 | Elect C. Maury Devine | Mgmt | For | TNA | N/A | |
16 | Elect Hanne Harlem | Mgmt | For | TNA | N/A | |
17 | Directors' and Nominating | Mgmt | For | TNA | N/A | |
Committee Fees | ||||||
18 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A | |
of Directors | ||||||
19 | Compensation Guidelines for | Mgmt | For | TNA | N/A | |
Nominating Committee | ||||||
20 | Compensation Policy | Mgmt | For | TNA | N/A | |
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
22 | Amendment Regarding Voting | Mgmt | For | TNA | N/A | |
23 | Authority to Set Extraordinary | Mgmt | For | TNA | N/A | |
Meeting Notice Period at 14 Days |
24 | Employee Stock Option Plan | Mgmt | For | TNA | N/A | |
25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights Pursuant to Stock | ||||||
Option Plan | ||||||
27 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A | |
28 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
Philip Morris International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Harold Brown | Mgmt | For | For | For | |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
3 | Elect Louis Camilleri | Mgmt | For | For | For | |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |
5 | Elect Jennifer Li | Mgmt | For | For | For | |
6 | Elect Graham Mackay | Mgmt | For | For | For | |
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |
8 | Elect Lucio Noto | Mgmt | For | For | For | |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |
10 | Elect Stephen Wolf | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Food Insecurity and Tobacco Use | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights Protocols | ||||||
Polycom, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PLCM | CUSIP 73172K104 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Hagerty | Mgmt | For | For | For | |
1.2 | Elect Michael Kourey | Mgmt | For | For | For |
1.3 | Elect Betsy Atkins | Mgmt | For | For | For | |
1.4 | Elect David DeWalt | Mgmt | For | For | For | |
1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For | |
1.6 | Elect D. Scott Mercer | Mgmt | For | For | For | |
1.7 | Elect William Owens | Mgmt | For | For | For | |
1.8 | Elect Kevin Parker | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
QUALCOMM Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |
1.12 | Elect Marc Stern | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Raytheon Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RTN | CUSIP 755111507 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Vernon Clark | Mgmt | For | For | For | |
2 | Elect John Deutch | Mgmt | For | For | For | |
3 | Elect Stephen Hadley | Mgmt | For | For | For |
4 | Elect Frederic Poses | Mgmt | For | For | For | |
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |
6 | Elect Ronald Skates | Mgmt | For | For | For | |
7 | Elect William Spivey | Mgmt | For | For | For | |
8 | Elect Linda Stuntz | Mgmt | For | For | For | |
9 | Elect William Swanson | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |
12 | 2010 Stock Plan | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Supplemental Executive Retirement | ||||||
Plans | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Safran SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAF | CINS F4035A557 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification | Mgmt | For | For | For | |
of Management and Supervisory | ||||||
Board Acts; Approval of Non-Tax- | ||||||
Deductible Expenses | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |
8 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young et Autres) | ||||||
9 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Gilles Rainaut) | ||||||
10 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Auditex) | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For |
12 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
13 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Schlumberger N.V. (Schlumberger | ||||||
Limited) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |
1.7 | Elect Michael Marks | Mgmt | For | For | For | |
1.8 | Elect Leo Reif | Mgmt | For | For | For | |
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |
1.11 | Elect Peter Currie | Mgmt | For | For | For | |
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |
2 | Approval of Financial Statements | Mgmt | For | For | For | |
and Dividends | ||||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
4 | Amendment to the Discounted Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |
Solarfun Power Holdings Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SOLF | CUSIP 83415U108 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Election of Directors | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Somaxon Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SOMX | CUSIP 834453102 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Pascoe | Mgmt | For | For | For | |
1.2 | Elect Kurt von Emster | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
St. Jude Medical, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STJ | CUSIP 790849103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Stuart Essig | Mgmt | For | For | For | |
2 | Elect Barbara Hill | Mgmt | For | For | For | |
3 | Elect Michael Rocca | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
Staples, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPLS | CUSIP 855030102 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Basil Anderson | Mgmt | For | For | For | |
2 | Elect Arthur Blank | Mgmt | For | For | For | |
3 | Elect Mary Burton | Mgmt | For | For | For | |
4 | Elect Justin King | Mgmt | For | For | For | |
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |
7 | Elect Robert Nakasone | Mgmt | For | For | For |
8 | Elect Ronald Sargent | Mgmt | For | For | For | |
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |
10 | Elect Robert Sulentic | Mgmt | For | For | For | |
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |
12 | Elect Paul Walsh | Mgmt | For | For | For | |
13 | Long Term Cash Incentive Plan | Mgmt | For | For | For | |
14 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
State Street Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Kennett Burnes | Mgmt | For | For | For | |
2 | Elect Peter Coym | Mgmt | For | For | For | |
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |
5 | Elect David Gruber | Mgmt | For | For | For | |
6 | Elect Linda Hill | Mgmt | For | For | For | |
7 | Elect Joseph Hooley | Mgmt | For | For | For | |
8 | Elect Robert Kaplan | Mgmt | For | For | For | |
9 | Elect Charles LaMantia | Mgmt | For | For | For | |
10 | Elect Ronald Logue | Mgmt | For | For | For | |
11 | Elect Richard Sergel | Mgmt | For | For | For | |
12 | Elect Ronald Skates | Mgmt | For | For | For | |
13 | Elect Gregory Summe | Mgmt | For | For | For | |
14 | Elect Robert Weissman | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay |
Steel Dynamics, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STLD | CUSIP 858119100 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Keith Busse | Mgmt | For | For | For | |
1.2 | Elect Mark Millett | Mgmt | For | For | For | |
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |
1.4 | Elect John Bates | Mgmt | For | For | For | |
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Stryker Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYK | CUSIP 863667101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |
1.3 | Elect Donald Engelman | Mgmt | For | For | For | |
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |
1.5 | Elect Howard Lance | Mgmt | For | For | For | |
1.6 | Elect Stephen MacMillan | Mgmt | For | For | For | |
1.7 | Elect William Parfet | Mgmt | For | For | For | |
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Suncor Energy Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SU | CUSIP 867224107 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mel Benson | Mgmt | For | For | For | |
1.2 | Elect Brian Canfield | Mgmt | For | For | For | |
1.3 | Elect Dominic D'Alessandro | Mgmt | For | For | For | |
1.4 | Elect John Ferguson | Mgmt | For | For | For | |
1.5 | Elect W. Douglas Ford | Mgmt | For | For | For | |
1.6 | Elect Richard George | Mgmt | For | For | For | |
1.7 | Elect Paul Haseldonckx | Mgmt | For | For | For | |
1.8 | Elect John Huff | Mgmt | For | For | For | |
1.9 | Elect Jacques Lamarre | Mgmt | For | For | For | |
1.10 | Elect Brian MacNeill | Mgmt | For | Withhold | Against | |
1.11 | Elect Maureen McCaw | Mgmt | For | For | For | |
1.12 | Elect Michael O'Brien | Mgmt | For | For | For | |
1.13 | Elect James Simpson | Mgmt | For | For | For | |
1.14 | Elect Eira Thomas | Mgmt | For | Withhold | Against | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Sybase, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SY | CUSIP 871130100 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Chen | Mgmt | For | For | For | |
1.2 | Elect Richard Alberding | Mgmt | For | For | For | |
1.3 | Elect Cecilia Claudio | Mgmt | For | For | For | |
1.4 | Elect Michael Daniels | Mgmt | For | For | For | |
1.5 | Elect L. William Krause | Mgmt | For | For | For | |
1.6 | Elect Alan Salisbury | Mgmt | For | For | For | |
1.7 | Elect Jack Sum | Mgmt | For | For | For | |
1.8 | Elect Robert Wayman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Executive | Mgmt | For | For | For | |
Leadership Team Incentive Plan | ||||||
Target Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TGT | CUSIP 87612E106 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Calvin Darden | Mgmt | For | For | For | |
2 | Elect Anne Mulcahy | Mgmt | For | For | For | |
3 | Elect Stephen Sanger | Mgmt | For | For | For | |
4 | Elect Gregg Steinhafel | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | Abstain | Against | |
6 | Repeal of Classified Board | Mgmt | For | For | For | |
7 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
8 | Amendment and Restatement of the | Mgmt | For | Abstain | Against | |
Articles of Incorporation | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Tech Data Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TECD | CUSIP 878237106 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Charles Adair | Mgmt | For | For | For | |
2 | Elect Maximilian Ardelt | Mgmt | For | For | For | |
3 | Elect Harry Harczak, Jr. | Mgmt | For | For | For | |
4 | Elect Savio Tung | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Teck Resources Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCK | CUSIP 878742204 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mayank Ashar | Mgmt | For | For | For | |
1.2 | Elect J. Brian Aune | Mgmt | For | For | For | |
1.3 | Elect Jalynn Bennett | Mgmt | For | For | For |
1.4 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |
1.5 | Elect Felix Chee | Mgmt | For | For | For | |
1.6 | Elect Jack Cockwell | Mgmt | For | Withhold | Against | |
1.7 | Elect Norman Keevil | Mgmt | For | For | For | |
1.8 | Elect Norman Keevil III | Mgmt | For | For | For | |
1.9 | Elect Takashi Kuriyama | Mgmt | For | For | For | |
1.10 | Elect Donald Lindsay | Mgmt | For | For | For | |
1.11 | Elect Takuro Mochihara | Mgmt | For | For | For | |
1.12 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |
1.13 | Elect Warren Seyffert | Mgmt | For | For | For | |
1.14 | Elect Christopher Thompson | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | 2010 Stock Option Plan | Mgmt | For | For | For | |
Telecity Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCY | CINS G87403112 | 04/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect John Hughes | Mgmt | For | Against | Against | |
4 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |
5 | Elect John O'Reilly | Mgmt | For | Against | Against | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Adoption of New Articles | Mgmt | For | Against | Against | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Teva Pharmaceutical Industries | ||||||
Ltd (ADR) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEVA | CUSIP 881624209 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Abraham Cohen | Mgmt | For | For | For | |
3 | Elect Amir Elstein | Mgmt | For | For | For | |
4 | Elect Roger Kornberg | Mgmt | For | For | For | |
5 | Elect Moshe Many | Mgmt | For | For | For | |
6 | Elect Dan Propper | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | 2010 Long-Term Equity-Based | Mgmt | For | For | For | |
Incentive Plan | ||||||
9 | Remuneration of Phillip Frost | Mgmt | For | For | For | |
10 | Remuneration of Moshe Many | Mgmt | For | For | For | |
11 | Remuneration of Roger Kornberg | Mgmt | For | For | For | |
12 | Increase in Authorized Capital | Mgmt | For | For | For | |
Texas Instruments Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |
2 | Elect David Boren | Mgmt | For | For | For | |
3 | Elect Daniel Carp | Mgmt | For | For | For | |
4 | Elect Carrie Cox | Mgmt | For | For | For | |
5 | Elect David Goode | Mgmt | For | For | For | |
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |
7 | Elect Pamela Patsley | Mgmt | For | For | For | |
8 | Elect Wayne Sanders | Mgmt | For | For | For | |
9 | Elect Ruth Simmons | Mgmt | For | For | For | |
10 | Elect Richard Templeton | Mgmt | For | For | For | |
11 | Elect Christine Whitman | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
The Charles Schwab Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCHW | CUSIP 808513105 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Arun Sarin | Mgmt | For | For | For | |
2 | Elect Paula Sneed | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the Corporate | Mgmt | For | For | For | |
Executive Bonus Plan | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
6 | Shareholder Proposal Regarding the | ShrHldr | Against | Against | For | |
Approval Survivor Benefits (Golden | ||||||
Coffins) | ||||||
The Goldman Sachs Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GS | CUSIP 38141G104 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |
2 | Elect John Bryan | Mgmt | For | For | For | |
3 | Elect Gary Cohn | Mgmt | For | For | For | |
4 | Elect Claes Dahlback | Mgmt | For | For | For | |
5 | Elect Stephen Friedman | Mgmt | For | For | For | |
6 | Elect William George | Mgmt | For | For | For | |
7 | Elect James Johnson | Mgmt | For | For | For | |
8 | Elect Lois Juliber | Mgmt | For | For | For | |
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |
10 | Elect James Schiro | Mgmt | For | For | For | |
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
15 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation Regarding the Right to | ||||||
Call Special Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Climate Policy | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Ratio Between Executive | ||||||
and Employee Pay | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
The Hartford Financial Services | ||||||
Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIG | CUSIP 416515104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |
2 | Elect Trevor Fetter | Mgmt | For | For | For | |
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |
4 | Elect Liam McGee | Mgmt | For | For | For | |
5 | Elect Gail McGovern | Mgmt | For | For | For | |
6 | Elect Michael Morris | Mgmt | For | For | For | |
7 | Elect Thomas Renyi | Mgmt | For | For | For | |
8 | Elect Charles Strauss | Mgmt | For | For | For | |
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |
12 | Approve Material Terms of the | Mgmt | For | For | For | |
Executive Bonus Program | ||||||
13 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
The Shaw Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SHAW | CUSIP 820280105 | 01/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |
1.2 | Elect James Barker | Mgmt | For | For | For | |
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |
1.5 | Elect David Hoyle | Mgmt | For | For | For | |
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Time Warner Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Barksdale | Mgmt | For | Against | Against | |
2 | Elect William Barr | Mgmt | For | Against | Against | |
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |
6 | Elect Robert Clark | Mgmt | For | Against | Against | |
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |
10 | Elect Michael Miles | Mgmt | For | Against | Against | |
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |
12 | Elect Deborah Wright | Mgmt | For | Against | Against | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
15 | Amendment to the Bylaws | Mgmt | For | For | For | |
Regarding the Right to Call a Special | ||||||
Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Tyco Electronics Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEL | CUSIP H8912P106 | 03/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |
2 | Elect Ram Charan | Mgmt | For | For | For | |
3 | Elect Juergen Gromer | Mgmt | For | For | For | |
4 | Elect Robert Hernandez | Mgmt | For | For | For | |
5 | Elect Thomas Lynch | Mgmt | For | For | For | |
6 | Elect Daniel Phelan | Mgmt | For | For | For | |
7 | Elect Frederic Poses | Mgmt | For | For | For | |
8 | Elect Lawrence Smith | Mgmt | For | For | For | |
9 | Elect Paula Sneed | Mgmt | For | For | For | |
10 | Elect David Steiner | Mgmt | For | For | For | |
11 | Elect John Van Scoter | Mgmt | For | For | For | |
12 | 2009 Annual Report | Mgmt | For | For | For | |
13 | Statutory Financial Statements | Mgmt | For | For | For | |
14 | Consolidated Financial Statements | Mgmt | For | For | For | |
15 | Dividend Payment / Reduction of | Mgmt | For | For | For | |
Par Value | ||||||
16 | Release Board of Directors and | Mgmt | For | For | For | |
Executive Officers | ||||||
17 | Amendment to the 2007 Stock and | Mgmt | For | For | For | |
Incentive Plan | ||||||
18 | Deloitte & Touche LLP | Mgmt | For | For | For | |
19 | Deloitte AG, Zurich | Mgmt | For | For | For | |
20 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | |
21 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Tyco Electronics Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
TEL | CUSIP H8912P106 | 10/08/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of Dividend in the Form of | Mgmt | For | For | For | |
a Reduction of Par Value | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Ubisoft Entertainment SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UBI | CINS F9396N106 | 07/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification | Mgmt | For | Against | Against | |
of Board Acts | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |
6 | Related Party Transactions | Mgmt | For | Against | Against | |
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | |
8 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
9 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
10 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
11 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
12 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
13 | Authority to Grant Stock Options | Mgmt | For | Against | Against |
14 | Authority to Grant Restricted Shares | Mgmt | For | Against | Against | |
15 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital | ||||||
16 | Amendment Regarding Director | Mgmt | For | For | For | |
Term Length | ||||||
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
United Technologies Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |
1.2 | Elect John Faraci | Mgmt | For | For | For | |
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |
1.7 | Elect Charles Lee | Mgmt | For | For | For | |
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |
1.10 | Elect Richard Myers | Mgmt | For | For | For | |
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Urban Outfitters, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
URBN | CUSIP 917047102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Scott Belair | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Strouse | Mgmt | For | Withhold | Against |
2 | Executive Incentive Plan | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Workplace Human Rights Report | ||||||
VF Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VFC | CUSIP 918204108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Carucci | Mgmt | For | For | For | |
1.2 | Elect Juliana Chugg | Mgmt | For | For | For | |
1.3 | Elect George Fellows | Mgmt | For | For | For | |
1.4 | Elect Clarence Otis Jr. | Mgmt | For | For | For | |
2 | Amendment to the 1996 Stock | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Wal-Mart Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMT | CUSIP 931142103 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Aida Alvarez | Mgmt | For | For | For | |
2 | Elect James Breyer | Mgmt | For | For | For | |
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |
5 | Elect Roger Corbett | Mgmt | For | For | For | |
6 | Elect Douglas Daft | Mgmt | For | For | For | |
7 | Elect Michael Duke | Mgmt | For | For | For | |
8 | Elect Gregory Penner | Mgmt | For | For | For | |
9 | Elect Steven Reinemund | Mgmt | For | For | For | |
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
11 | Elect Arne Sorenson | Mgmt | For | For | For | |
12 | Elect Jim Walton | Mgmt | For | For | For | |
13 | Elect S. Robson Walton | Mgmt | For | For | For | |
14 | Elect Christopher Williams | Mgmt | For | For | For | |
15 | Elect Linda Wolf | Mgmt | For | For | For | |
16 | Ratification of Auditor | Mgmt | For | For | For |
17 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan, Renamed the 2010 | ||||||
Stock Incentive Plan | ||||||
18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For | |
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Controlled Atmosphere Killing | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Lobbying Priorities Report | ||||||
Warner Chilcott Public Limited | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WCRX | CUSIP G94368100 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Connaughton | Mgmt | For | For | For | |
2 | Elect Stephen Murray | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Warren Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WRES | CUSIP 93564A100 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anthony Coelho | Mgmt | For | For | For | |
1.2 | Elect Dominick D'Alleva | Mgmt | For | For | For | |
1.3 | Elect James McConnell | Mgmt | For | For | For |
1.4 | Elect Espy Price | Mgmt | For | For | For | |
2 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Wells Fargo & Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Baker II | Mgmt | For | Against | Against | |
2 | Elect John Chen | Mgmt | For | Against | Against | |
3 | Elect Lloyd Dean | Mgmt | For | Against | Against | |
4 | Elect Susan Engel | Mgmt | For | Against | Against | |
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |
6 | Elect Donald James | Mgmt | For | Against | Against | |
7 | Elect Richard McCormick | Mgmt | For | Against | Against | |
8 | Elect Mackey McDonald | Mgmt | For | Against | Against | |
9 | Elect Cynthia Milligan | Mgmt | For | Against | Against | |
10 | Elect Nicholas Moore | Mgmt | For | Against | Against | |
11 | Elect Philip Quigley | Mgmt | For | Against | Against | |
12 | Elect Judith Runstad | Mgmt | For | Against | Against | |
13 | Elect Stephen Sanger | Mgmt | For | Against | Against | |
14 | Elect Robert Steel | Mgmt | For | Against | Against | |
15 | Elect John Stumpf | Mgmt | For | Against | Against | |
16 | Elect Susan Swenson | Mgmt | For | Against | Against | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report |
Yahoo! Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
YHOO | CUSIP 984332106 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carol Bartz | Mgmt | For | For | For | |
2 | Elect Roy Bostock | Mgmt | For | For | For | |
3 | Elect Patti Hart | Mgmt | For | For | For | |
4 | Elect Eric Hippeau | Mgmt | For | For | For | |
5 | Elect Susan James | Mgmt | For | For | For | |
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |
7 | Elect Arthur Kern | Mgmt | For | For | For | |
8 | Elect Brad Smith | Mgmt | For | For | For | |
9 | Elect Gary Wilson | Mgmt | For | For | For | |
10 | Elect Jerry Yang | Mgmt | For | For | For | |
11 | Amendment to the 1996 Directors' | Mgmt | For | For | For | |
Stock Plan | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation | ||||||
(Say on Pay) |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam International Capital Opportunities Fund | ||||||
Date of fiscal year end: 08/31/2009 | ||||||
AF AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AF B | CINS W05244103 | 05/05/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |
5 | Voting List | Mgmt | For | TNA | N/A | |
6 | Agenda | Mgmt | For | TNA | N/A | |
7 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
8 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation | ||||||
9 | President's Address | Mgmt | For | TNA | N/A | |
10 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Board Size | Mgmt | For | TNA | N/A | |
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
17 | Election of Directors | Mgmt | For | TNA | N/A | |
18 | Nominating Committee | Mgmt | For | TNA | N/A | |
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
20 | 2010 Performance Share Plan | Mgmt | For | TNA | N/A | |
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
23 | Authority to Issue Shares w/ or w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
24 | Stock Split | Mgmt | For | TNA | N/A |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
A/S Det Ostasiatiske Kompagni | ||||||
(East Asiatic Company Ltd.) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EAC | CINS K30674129 | 03/24/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports; Ratification of | Mgmt | For | TNA | N/A | |
Board and Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Elect Henning Kruse Petersen | Mgmt | For | TNA | N/A | |
7 | Elect Mats Lonnqvist | Mgmt | For | TNA | N/A | |
8 | Elect Connie Astrup-Larsen | Mgmt | For | TNA | N/A | |
9 | Elect Preben Sunke | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Amendments to Articles | Mgmt | For | TNA | N/A | |
13 | Amendments to Articles | Mgmt | For | TNA | N/A | |
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |
A2A S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
A2A | CINS T0140L103 | 05/31/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
Aalberts Industries NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AALB | CINS N00089271 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
9 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
10 | Elect M.C.J. van Pernis | Mgmt | For | For | For | |
11 | Supervisory Board Fees | Mgmt | For | Against | Against | |
12 | Amendment to Compensation Policy | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Amendments to Articles | Mgmt | For | For | For | |
17 | Authorization of Legal Formalities | Mgmt | For | For | For | |
18 | Appointment of Auditor | Mgmt | For | For | For | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Abacus Property Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABP | CINS Q0015N104 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | Abstain | For | Against | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Remuneration Report | Mgmt | For | Against | Against | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
6 | Re-elect Len Lloyd | Mgmt | For | For | For | |
7 | Re-elect Malcolm Irving | Mgmt | For | For | For |
8 | Ratify Issue of Securities (Kirsch | Mgmt | For | For | For | |
Group) | ||||||
Adecco SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADEN | CINS H00392318 | 05/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Policy | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Elect Jakob Baer | Mgmt | For | TNA | N/A | |
8 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | |
9 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | |
10 | Elect Francis Mer | Mgmt | For | TNA | N/A | |
11 | Elect Thomas O'Neill | Mgmt | For | TNA | N/A | |
12 | Elect David N. Prince | Mgmt | For | TNA | N/A | |
13 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | |
14 | Elect Judith Sprieser | Mgmt | For | TNA | N/A | |
15 | Elect Alexander Gut | Mgmt | For | TNA | N/A | |
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Adeka Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4401 | CINS J0011Q109 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Kunihiko Sakurai | Mgmt | For | For | For | |
4 | Elect Tohru Haruna | Mgmt | For | For | For | |
5 | Elect Hiroshi Serata | Mgmt | For | For | For | |
6 | Elect Akio Kohri | Mgmt | For | For | For | |
7 | Elect Kazuhiko Morio | Mgmt | For | For | For | |
8 | Elect Takumi Iio | Mgmt | For | For | For | |
9 | Elect Akira Momose | Mgmt | For | For | For |
10 | Elect Haruhiko Tomiyasu | Mgmt | For | For | For | |
11 | Elect Hikaru Tsujimoto | Mgmt | For | For | For | |
12 | Elect Kazuyuki Nagai | Mgmt | For | For | For | |
13 | Elect Ryohei Shibata | Mgmt | For | Against | Against | |
14 | Bonus | Mgmt | For | For | For | |
15 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Aegis Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGS | CINS G0105D108 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect John Brady | Mgmt | For | Against | Against | |
4 | Elect Simon Laffin | Mgmt | For | Against | Against | |
5 | Elect Nick Priday | Mgmt | For | Against | Against | |
6 | Elect Martin Read | Mgmt | For | Against | Against | |
7 | Elect Charles Strauss | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Directors' Remuneration Report | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Adoption of New Articles | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Aeon Delight Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9787 | CINS J0036F104 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Yutaka Furutani | Mgmt | For | For | For | |
4 | Elect Yuiken Tsutsumi | Mgmt | For | For | For |
5 | Elect Norio Takahashi | Mgmt | For | For | For | |
6 | Elect Ippei Nakayama | Mgmt | For | For | For | |
7 | Elect Ryuuichi Yamada | Mgmt | For | For | For | |
8 | Elect Rikuo Shimozono | Mgmt | For | For | For | |
9 | Elect Masaaki Awane | Mgmt | For | For | For | |
10 | Elect Teruyuki Nishigaki | Mgmt | For | For | For | |
11 | Elect Fumikatsu Kitamura | Mgmt | For | For | For | |
12 | Elect Shigeyuki Hayamizu | Mgmt | For | For | For | |
13 | Elect Takamasa Iizuka | Mgmt | For | For | For | |
14 | Elect Taijiroh Yashi | Mgmt | For | For | For | |
15 | Elect Naoto Haga | Mgmt | For | For | For | |
16 | Elect Masakazu Yano | Mgmt | For | For | For | |
17 | Elect Hiroshi Shibayama | Mgmt | For | For | For | |
18 | Elect Osamu Matsui | Mgmt | For | For | For | |
19 | Elect Nowaki Harada | Mgmt | For | For | For | |
20 | Elect Nobukazu Tanaka | Mgmt | For | For | For | |
21 | Elect Ohyake Sugihara | Mgmt | For | For | For | |
22 | Elect Masakazu Miyoshi | Mgmt | For | Against | Against | |
23 | Elect Osamu Kanda | Mgmt | For | Against | Against | |
Aica Kogyo Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4206 | CINS J00252106 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Osamu Watanabe | Mgmt | For | For | For | |
3 | Elect Yuji Ono | Mgmt | For | For | For | |
4 | Elect Terutoku Iwata | Mgmt | For | For | For | |
5 | Elect Hiroyuki Morinaga | Mgmt | For | For | For | |
6 | Elect Yoshimitsu Itoh | Mgmt | For | For | For | |
7 | Elect Satoshi Tohdoh | Mgmt | For | For | For | |
8 | Elect Nobuyuki Ohmura | Mgmt | For | For | For | |
9 | Elect Chikashi Noda | Mgmt | For | For | For | |
10 | Elect Hiroshi Matsuura | Mgmt | For | For | For | |
11 | Stock Option Plan | Mgmt | For | For | For | |
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Air France - KLM | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
AF | CINS F01699135 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Authority to Trade in Company Stock | Mgmt | For | For | For | |
8 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
9 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to Issue | ||||||
Debt Instruments | ||||||
10 | Authority to Increase Share Issuance | Mgmt | For | Against | Against | |
Limit | ||||||
11 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
12 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
13 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities under | ||||||
Employee Savings Plan | ||||||
14 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Amano Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6436 | CINS J01302108 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
Amdocs Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DOX | CUSIP G02602103 | 01/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |
1.2 | Elect Adrian Gardner | Mgmt | For | For | For | |
1.3 | Elect Charles Foster | Mgmt | For | For | For | |
1.4 | Elect James Kahan | Mgmt | For | For | For | |
1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | |
1.6 | Elect Dov Baharav | Mgmt | For | For | For | |
1.7 | Elect Julian Brodsky | Mgmt | For | For | For | |
1.8 | Elect Eli Gelman | Mgmt | For | For | For | |
1.9 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |
1.10 | Elect John McLennan | Mgmt | For | For | For | |
1.11 | Elect Robert Minicucci | Mgmt | For | For | For | |
1.12 | Elect Simon Olswang | Mgmt | For | For | For | |
1.13 | Elect Giora Yaron | Mgmt | For | For | For | |
2 | Approve Consolidated Financial | Mgmt | For | For | For | |
Statements | ||||||
3 | Appointment of Auditor | Mgmt | For | For | For | |
Amlin PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AML | CINS G0334Q177 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Appointment of Auditor | Mgmt | For | For | For | |
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
5 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
6 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Adoption of New Articles | Mgmt | For | Against | Against |
9 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Amlin PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AML | CINS G0334Q177 | 07/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Acquisition | Mgmt | For | For | For | |
Andritz AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ANDR | CINS A11123105 | 03/26/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Management Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
7 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |
8 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
9 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |
Members | ||||||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |
11 | Stock Option Plan | Mgmt | For | TNA | N/A | |
Aquarius Platinum Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AQP | CINS G0440M128 | 08/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Ratify Placement of Securities | Mgmt | For | For | For | |
(Placement) | ||||||
3 | Ratify Placement of Securities | Mgmt | For | For | For | |
(Convertible Bond Issue) | ||||||
4 | Approve Issue of Securities | Mgmt | For | For | For | |
(FirstPlats Placement) | ||||||
Aquarius Platinum Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AQP | CINS G0440M128 | 11/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Re-elect Timothy Freshwater | Mgmt | For | Against | Against | |
6 | Re-elect G. Edward Haslam | Mgmt | For | Against | Against | |
7 | Elect Zwelakhe Mankazana | Mgmt | For | Against | Against | |
8 | Ratify/Approve Issue of Securities | Mgmt | For | For | For | |
(Ridge Options) | ||||||
9 | Ratify Issue of Securities (Imbani | Mgmt | For | For | For | |
Option and Zijin Warrants) | ||||||
10 | Appoint Auditor and Authorise | Mgmt | For | Against | Against | |
Directors to Set Fees | ||||||
ARCADIS NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARCAD | CINS N0605M147 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Ratification of Executive Board Acts | Mgmt | For | For | For | |
10 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
11 | Appointment of Auditor | Mgmt | For | For | For | |
12 | Elect Rijnhard van Tets | Mgmt | For | For | For | |
13 | Elect Ian Grice | Mgmt | For | For | For | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Elect Friedrich Schneider | Mgmt | For | For | For | |
16 | Elect Renier Vree | Mgmt | For | For | For | |
17 | Authority to Issue Ordinary and | Mgmt | For | For | For | |
Cumulative Financing Preference | ||||||
Shares w/ Preemptive Rights | ||||||
18 | Authority to Issue Cumulative | Mgmt | For | For | For | |
Preference Shares | ||||||
19 | Authority to Issue Ordinary and | Mgmt | For | For | For | |
Cumulative Financing Preference | ||||||
Shares w/o Preemptive Rights | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Employee Share Purchase Plan | Mgmt | For | For | For | |
22 | Long Term Incentive Plan | Mgmt | For | For | For | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
ARCADIS NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARCAD | CINS N0605M147 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Elect Steven Blake | Mgmt | For | For | For | |
5 | Elect Armando Perez | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Arnoldo Mondadori Editore S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MN | CINS T6901G126 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits | ||||||
3 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
4 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
Arriva PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARI | CINS G05161107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect David Martin | Mgmt | For | Against | Against | |
5 | Elect Nick Buckles | Mgmt | For | Against | Against | |
6 | Elect Stephen Williams | Mgmt | For | Against | Against | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Adoption of New Articles | Mgmt | For | Against | Against | |
12 | Authorisation of Political Donations | Mgmt | For | Against | Against | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days |
Arriva PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARI | CINS G05161107 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of the Merger | Mgmt | For | For | For | |
Arriva PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARI | CINS G05161107 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Ashmore Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASHM | CINS G0609C101 | 10/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Melda Donnelly | Mgmt | For | Against | Against | |
4 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
5 | Appointment of Auditor and Authority | Mgmt | For | Against | Against | |
to Set Fees | ||||||
6 | Authorization of Political Donations | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Waiver of Mandatory Takeover | Mgmt | For | For | For | |
Requirement |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
12 | Adoption of New Articles | Mgmt | For | For | For | |
Ashtead Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AHT | CINS G05320109 | 09/08/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Michael Burrow | Mgmt | For | Against | Against | |
4 | Elect Bruce Edwards | Mgmt | For | Against | Against | |
5 | Elect Hugh Etheridge | Mgmt | For | Against | Against | |
6 | Elect Joseph Phelan | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Directors' Remuneration Report | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Askul Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2678 | CINS J03325107 | 08/05/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Shohichiroh Iwata | Mgmt | For | For | For | |
5 | Elect Toshio Imamura | Mgmt | For | For | For |
6 | Elect Yoshiyuki Orimo | Mgmt | For | For | For | |
7 | Elect Iwao Nakatani | Mgmt | For | For | For | |
8 | Elect Kazuo Toda | Mgmt | For | For | For | |
9 | Elect Tadakatsu Saitoh | Mgmt | For | For | For | |
10 | Stock Option Plan | Mgmt | For | For | For | |
Aspen Insurance Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AHL | CUSIP G05384105 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ian Cormack | Mgmt | For | For | For | |
1.2 | Elect Matthew Botein | Mgmt | For | For | For | |
1.3 | Elect Richard Bucknall | Mgmt | For | For | For | |
1.4 | Elect Peter O'Flinn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Atrium European Real Estate | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATR | CINS G0621C113 | 10/02/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Share Capital | Mgmt | For | For | For | |
Structure | ||||||
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Special Dividend | Mgmt | For | For | For | |
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Aurubis AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NDA | CINS D5566D102 | 03/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | �� | |||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Elect Wolfgang Leese | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Convertible Bonds; | Mgmt | For | For | For | |
Increase in Conditional Capital | ||||||
11 | Amendments to Articles | Mgmt | For | For | For | |
Aveva Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVV | CINS G06812112 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect David Mann | Mgmt | For | Against | Against | |
5 | Elect Paul Taylor | Mgmt | For | Against | Against | |
6 | Elect Nick Prest | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Increase in Authorized Capital | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Axell Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6730 | CINS J03704103 | 06/20/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Yuzuru Sasaki | Mgmt | For | For | For | |
5 | Elect Sumihiko Ichihara | Mgmt | For | For | For | |
6 | Elect Takayuki Shibata | Mgmt | For | For | For | |
7 | Elect Nobuhiro Sendai | Mgmt | For | For | For | |
8 | Elect Kazunori Matsuura | Mgmt | For | For | For | |
9 | Elect Akihiro Saitoh | Mgmt | For | For | For | |
10 | Elect Masao Suzuki | Mgmt | For | For | For | |
11 | Directors' Fees | Mgmt | For | For | For | |
Axis Capital Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AXS | CUSIP G0692U109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Geoffrey Bell | Mgmt | For | For | For | |
1.2 | Elect Christopher Greetham | Mgmt | For | For | For | |
1.3 | Elect Maurice Keane | Mgmt | For | For | For | |
1.4 | Elect Henry Smith | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
Baloise Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BALN | CINS H04530202 | 04/23/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Elect Georg Krayer | Mgmt | For | TNA | N/A |
7 | Elect Werner Kummer | Mgmt | For | TNA | N/A | |
8 | Elect Gertrud Hohler | Mgmt | For | TNA | N/A | |
9 | Elect Hansjorg Frei | Mgmt | For | TNA | N/A | |
10 | Elect Michael Becker | Mgmt | For | TNA | N/A | |
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Banco BPI, S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPI | CINS X03168410 | 04/22/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Portugal | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
3 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
4 | Remuneration Report | Mgmt | For | TNA | N/A | |
5 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
Banque Cantonale Vaudoise | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BCVN | CINS H0482P863 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | President's Address | Mgmt | Abstain | TNA | N/A | |
4 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
8 | Election of Directors | Mgmt | For | TNA | N/A | |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Barratt Developments PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BDEV | CINS G08288105 | 10/19/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Placing and Rights Issue | Mgmt | For | For | For | |
Barratt Developments PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BDEV | CINS G08288105 | 11/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect David Thomas | Mgmt | For | Against | Against | |
3 | Elect Tessa Bamford | Mgmt | For | Against | Against | |
4 | Elect Mark Clare | Mgmt | For | Against | Against | |
5 | Elect Steven Boyes | Mgmt | For | Against | Against | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | |
8 | EU Political Donations | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | For | For | |
Beach Petroleum Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPT | CINS Q13921103 | 11/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Robert Kennedy | Mgmt | For | Against | Against | |
4 | Re-elect Glenn Davis | Mgmt | For | For | For |
5 | Change Company Name | Mgmt | For | For | For | |
6 | Approve Issue of Securities (EIP) | Mgmt | For | For | For | |
7 | Approve Issue of Securities (LTIP) | Mgmt | For | For | For | |
8 | Approve Partial Takeover Provisions | Mgmt | For | For | For | |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Bellway PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BWY | CINS G09744155 | 01/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Howard Dawe | Mgmt | For | Against | Against | |
4 | Elect John Watson | Mgmt | For | Against | Against | |
5 | Elect Mike Toms | Mgmt | For | Against | Against | |
6 | Elect John Cuthbert | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Directors' Remuneration Report | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Adoption of New Articles | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Beneteau | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BEN | CINS F09419106 | 01/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax Deductible Expenses | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | Abstain | Against | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Elect Jean-Louis Caussin | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Biovail Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BVF | CUSIP 09067J109 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Squires | Mgmt | For | For | For | |
1.2 | Elect J. Spencer Lanthier | Mgmt | For | Withhold | Against | |
1.3 | Elect Serge Gouin | Mgmt | For | For | For | |
1.4 | Elect David Laidley | Mgmt | For | For | For | |
1.5 | Elect Mark Parrish | Mgmt | For | For | For | |
1.6 | Elect Laurence Paul | Mgmt | For | For | For | |
1.7 | Elect Robert Power | Mgmt | For | For | For | |
1.8 | Elect Frank Potter | Mgmt | For | Withhold | Against | |
1.9 | Elect Lloyd Segal | Mgmt | For | For | For | |
1.10 | Elect Sir Louis Tull | Mgmt | For | For | For | |
1.11 | Elect Michael Van Every | Mgmt | For | For | For | |
1.12 | Elect William Wells | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
BlueBay Asset Management PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BBAY | CINS G13287100 | 11/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Terence Eccles | Mgmt | For | Against | Against | |
5 | Elect Nick Williams | Mgmt | For | Against | Against | |
6 | Elect Alex Khein | Mgmt | For | Against | Against | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Adoption of New Articles | Mgmt | For | For | For | |
9 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Bluescope Steel Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSL | CINS Q1415L102 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Re-elect Kevin McCann | Mgmt | For | For | For | |
5 | Re-elect Daniel Grollo | Mgmt | For | For | For | |
6 | Elect Kenneth Dean | Mgmt | For | For | For | |
7 | Equity Grant (MD/CEO Paul | Mgmt | For | For | For | |
O'Malley) | ||||||
BRIT INSURANCE HOLDINGS NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRE | CINS N1649X107 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Share Consolidation | Mgmt | For | For | For |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
BRIT INSURANCE HOLDINGS NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRE | CINS N1649X115 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Elect Peter Hazell | Mgmt | For | For | For | |
6 | Elect Willem Stevens | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Scrip Dividend | Mgmt | For | For | For | |
18 | Authority to Offer Annual Capital | Mgmt | For | For | For | |
Distributions | ||||||
19 | Authority to Issue Reports in English | Mgmt | For | For | For | |
20 | Electronic Communication | Mgmt | For | For | For | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Brit Insurance Holdings PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRE | CINS G1511R111 | 12/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Reincorporation | Mgmt | For | For | For | |
Brit Insurance Holdings PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRE | CINS G1511R111 | 12/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reincorporation | Mgmt | For | For | For | |
2 | New Bonus Share Matching Plan | Mgmt | For | For | For | |
3 | New Performance Share Plan | Mgmt | For | For | For | |
4 | New Executive Share Option | Mgmt | For | Against | Against | |
Scheme | ||||||
5 | New Employee Share Ownership | Mgmt | For | For | For | |
Plan | ||||||
6 | New Sharesave Scheme | Mgmt | For | For | For | |
Brixton PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BXTN | CINS G15932109 | 08/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of the Merger | Mgmt | For | For | For | |
Brixton PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BXTN | CINS G15932109 | 08/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
Brother Industries Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
6448 | CINS 114813108 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Toshikazu Koike | Mgmt | For | For | For | |
3 | Elect Yuji Furukawa | Mgmt | For | For | For | |
4 | Elect Shigeki Ishikawa | Mgmt | For | For | For | |
5 | Elect Kohbun Koike | Mgmt | For | For | For | |
6 | Elect Haruyuki Niimi | Mgmt | For | For | For | |
7 | Elect Yukihisa Hirano | Mgmt | For | For | For | |
8 | Elect Atsushi Nishijo | Mgmt | For | For | For | |
9 | Bonus | Mgmt | For | For | For | |
Bucher Industries AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BUCN | CINS H10914176 | 04/15/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Elect Thomas Bechtler | Mgmt | For | TNA | N/A | |
7 | Elect Rolf Broglie | Mgmt | For | TNA | N/A | |
8 | Elect Anita Hauser | Mgmt | For | TNA | N/A | |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Burberry Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRBY | CINS G1699R107 | 07/16/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For |
4 | Elect Angela Ahrendts | Mgmt | For | For | For | |
5 | Elect Stephanie George | Mgmt | For | For | For | |
6 | Elect David Tyler | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | EU Political Donations | Mgmt | For | For | For | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Set General Meeting | Mgmt | For | Abstain | Against | |
Notice Period at 14 Days | ||||||
Busan Bank | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
005280 | CINS Y0534Y103 | 03/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Amendments to Articles: General | Mgmt | For | For | For | |
Amendments | ||||||
4 | Amendments to Articles: Issuance of | Mgmt | For | For | For | |
Convertible and Redeemable Shares | ||||||
5 | Election of Directors (Slate) | Mgmt | For | For | For | |
6 | Election of Audit Committee | Mgmt | For | For | For | |
Members (Slate) | ||||||
Buzzi Unicem S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BZU | CINS T2320M109 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
4 | Amendments to Articles | Mgmt | For | TNA | N/A | |
CA Immobilien Anlagen AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CAI | CINS A1144Q155 | 05/12/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Presentation of Accounts and | Mgmt | Abstain | TNA | N/A | |
Reports | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Management Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
6 | Supervisory Board Fees | Mgmt | For | TNA | N/A | |
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Canaccord Financial Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CF | CUSIP 134801109 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
Canaccord Financial Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CF | CUSIP 134801109 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Board Size | Mgmt | For | For | For | |
2 | Election of Directors (Slate) | Mgmt | For | Withhold | Against | |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Canon Electronics Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7739 | CINS J05082102 | 03/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Hisashi Sakamaki | Mgmt | For | For | For | |
3 | Elect Yoshiaki Suzuki | Mgmt | For | For | For | |
4 | Elect Shigeru Ikeda | Mgmt | For | For | For | |
5 | Elect Tetsuroh Tahara | Mgmt | For | For | For | |
6 | Elect Takashi Ehara | Mgmt | For | For | For | |
7 | Elect Takeshi Hashimoto | Mgmt | For | For | For | |
8 | Elect Shigenori Nakamura | Mgmt | For | For | For | |
9 | Elect Yoshiaki Gotoh | Mgmt | For | For | For | |
10 | Elect Kazuo Ohtani | Mgmt | For | For | For | |
11 | Elect Takumi Ishizuka | Mgmt | For | For | For | |
12 | Elect Tatsuya Kawana | Mgmt | For | For | For | |
13 | Elect Kazuhide Sugiyama | Mgmt | For | For | For | |
14 | Elect Akira Kurosawa | Mgmt | For | For | For | |
15 | Elect Yasushi Tsunetoh | Mgmt | For | For | For | |
16 | Elect Takao Atsugi | Mgmt | For | For | For | |
17 | Elect Takeshi Uchiyama | Mgmt | For | For | For | |
18 | Elect Shunji Onda | Mgmt | For | Against | Against | |
19 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |
20 | Bonus | Mgmt | For | For | For | |
21 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Canon Marketing Japan Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8060 | CINS J05166111 | 03/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Haruo Murase | Mgmt | For | For | For | |
4 | Elect Masami Kawasaki | Mgmt | For | For | For | |
5 | Elect Kohji Ashizawa | Mgmt | For | For | For | |
6 | Elect Osamu Sasaki | Mgmt | For | For | For | |
7 | Elect Yoh Shibasaki | Mgmt | For | For | For | |
8 | Elect Masahiro Sakata | Mgmt | For | For | For | |
9 | Elect Tetsuo Yoshida | Mgmt | For | For | For | |
10 | Elect Masaki Sawabe | Mgmt | For | For | For | |
11 | Elect Masanori Koyama | Mgmt | For | For | For | |
12 | Elect Yutaka Usui | Mgmt | For | For | For | |
13 | Elect Kunio Kurihara | Mgmt | For | For | For | |
14 | Elect Keizoh Goh | Mgmt | For | For | For | |
15 | Elect Shinichi Inoue | Mgmt | For | For | For | |
16 | Elect Kohichi Yagi | Mgmt | For | For | For | |
17 | Elect Keijiroh Yamazaki | Mgmt | For | Against | Against | |
18 | Elect Kuniyoshi Kitamura | Mgmt | For | Against | Against | |
19 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Capcom Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9697 | CINS J05187109 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Cardo AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CARD | CINS W1991F100 | 04/07/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |
6 | Voting List | Mgmt | For | TNA | N/A | |
7 | Agenda | Mgmt | For | TNA | N/A | |
8 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
9 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation | ||||||
10 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
11 | Presentation of Financial Statements | Mgmt | For | TNA | N/A | |
12 | Presentation of Proposed Dividend | Mgmt | For | TNA | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
16 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
17 | Board Size | Mgmt | For | TNA | N/A | |
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
19 | Election of Directors | Mgmt | For | TNA | N/A | |
20 | Compensation Policy | Mgmt | For | TNA | N/A | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Carl Zeiss Meditec AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFX | CINS D14895102 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts |
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elect Michael Kaschke | Mgmt | For | For | For | |
10 | Amendments to Articles | Mgmt | For | For | For | |
Celesio AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLS | CINS D1497R112 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Increase in Authorized Capital | Mgmt | For | For | For | |
10 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments; Increase in Conditional | ||||||
Capital | ||||||
11 | Amendments to Articles | Mgmt | For | For | For | |
12 | Amendments to Articles | Mgmt | For | For | For | |
13 | Elect Jurgen Kluge | Mgmt | For | For | For | |
14 | Compensation Policy | Mgmt | For | For | For | |
Cemex S.A.B. de C.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEMEX | CINS P22561321 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | Against | Against | |
2 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |
3 | Capitalization of Reserves | Mgmt | For | Against | Against |
4 | Authority Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
5 | Election of Directors; Election of | Mgmt | For | Against | Against | |
Board Committee Members | ||||||
6 | Directors' Fees | Mgmt | For | Against | Against | |
7 | Election of Meeting Delegates | Mgmt | For | For | For | |
Cemex S.A.B. de C.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEMEX | CINS P22561321 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Terms of Debt | Mgmt | For | Against | Against | |
Instruments | ||||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | |
3 | Minutes | Mgmt | For | For | For | |
Cemex S.A.B. de C.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEMEX | CINS P22561321 | 09/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Increase Share Capital | Mgmt | For | For | For | |
and Issue Convertible Bonds w/o | ||||||
Preemptive Rights | ||||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | |
Central Glass Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4044 | CINS J05502109 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Shuichi Sarasawa | Mgmt | For | For | For |
3 | Elect Keiji Kaneko | Mgmt | For | For | For | |
4 | Elect Tatsuya Mori | Mgmt | For | For | For | |
5 | Elect Hajime Nakai | Mgmt | For | For | For | |
6 | Elect Chikashi Kawashima | Mgmt | For | For | For | |
7 | Elect Yoshiyuki Takahara | Mgmt | For | For | For | |
8 | Elect Isamu Katoh | Mgmt | For | For | For | |
9 | Elect Teiichi Yamamoto | Mgmt | For | For | For | |
10 | Elect Akio Nagatomi | Mgmt | For | For | For | |
11 | Elect Yohichi Fujita | Mgmt | For | For | For | |
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Cheil Worldwide Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
030000 | CINS Y1296G108 | 03/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Stock Split | Mgmt | For | For | For | |
4 | Amendments to Articles | Mgmt | For | For | For | |
5 | Election of Directors (Slate) | Mgmt | For | Against | Against | |
6 | Directors' Fees | Mgmt | For | Against | Against | |
7 | Corporate Auditor's Fees | Mgmt | For | For | For | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Chiyoda Integre Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6915 | CINS J0627M104 | 11/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Kaname Maruyama | Mgmt | For | For | For | |
4 | Elect Mitsuaki Koike | Mgmt | For | For | For | |
5 | Elect Masaru Takayama | Mgmt | For | For | For | |
6 | Appointment of Auditor | Mgmt | For | For | For |
Circle K Sunkus Company Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3337 | CINS J0812E107 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kiyoshi Hijikata | Mgmt | For | For | For | |
3 | Elect Motohiko Nakamura | Mgmt | For | For | For | |
4 | Elect Kazuo Takahashi | Mgmt | For | For | For | |
5 | Elect Katsumi Yamada | Mgmt | For | For | For | |
6 | Elect Toshitaka Yamaguchi | Mgmt | For | For | For | |
7 | Elect Jun Takahashi | Mgmt | For | For | For | |
8 | Elect Kohji Sasaki | Mgmt | For | For | For | |
Close Brothers Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBG | CINS G22120102 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Ray Greenshields | Mgmt | For | Against | Against | |
5 | Elect Preben Prebensen | Mgmt | For | Against | Against | |
6 | Elect Stephen Hodges | Mgmt | For | Against | Against | |
7 | Elect Strone Macpherson | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Omnibus Share Incentive Plan | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Adoption of New Articles | Mgmt | For | Against | Against | |
13 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against |
CNP Assurances | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNP | CINS F1876N318 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Severance Package (Gilles Benoist) | Mgmt | For | For | For | |
9 | Ratification of the Co-option of | Mgmt | For | Against | Against | |
Tommaso Padoa-Schioppa | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Replacement of Auditor and | Mgmt | For | For | For | |
Alternate Auditor | ||||||
12 | Appointment of Auditor and | Mgmt | For | For | For | |
Replacement of Alternate Auditor | ||||||
13 | Stock Split | Mgmt | For | For | For | |
14 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Stock Split | ||||||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Coretronic Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5371 | CINS Y1756P119 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | For | For | |
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ or w/o | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
11 | Amendments to Articles | Mgmt | For | For | For | |
12 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Election of Directors and Supervisors | ||||||
13 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Capital Loans and | ||||||
Endorsements/Guarantees | ||||||
14 | Elect CHANG Wade | Mgmt | For | Against | Against | |
15 | Elect JUANG Frank | Mgmt | For | Against | Against | |
16 | Elect Representative of Hsun Chieh | Mgmt | For | Against | Against | |
Investment Ltd. | ||||||
17 | Elect HUNG Robert | Mgmt | For | Against | Against | |
18 | Elect TU Ted T. C. | Mgmt | For | Against | Against | |
19 | Elect WANG Yen Chun | Mgmt | For | Against | Against | |
20 | Elect SHIEH Han Ping | Mgmt | For | Against | Against | |
21 | Non-Compete Restrictions for | Mgmt | For | Against | Against | |
Directors | ||||||
22 | Extraordinary motions | Mgmt | For | Against | Against | |
Corporate Express Australia | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CXP | CINS Q28881102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Financial Assistance | Mgmt | For | For | For | |
(Special Dividend) | ||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Corporate Express Australia | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CXP | CINS Q28881102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Elect Michael Miles, Jr. | Mgmt | For | Against | Against | |
3 | Re-elect Anthony Larkin | Mgmt | For | Against | Against | |
4 | Re-elect Christina Gillies | Mgmt | For | Against | Against | |
5 | Re-elect Grant Logan | Mgmt | For | Against | Against | |
6 | Remuneration Report | Mgmt | For | For | For | |
Cramo Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RAK1V | CINS X1676B118 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | For | For | |
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
10 | Ratification of Board and | Mgmt | For | For | For | |
Management Acts | ||||||
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Board Size | Mgmt | For | For | For | |
13 | Election of Directors | Mgmt | For | Against | Against | |
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
15 | Number of Auditors | Mgmt | For | For | For | |
16 | Appointment of Auditor | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Authority to Issue Treasury Shares | Mgmt | For | For | For | |
19 | Authority to Issue Shares and | Mgmt | For | Against | Against | |
Convertible Securities w/ or w/o | ||||||
Preemptive Rights | ||||||
20 | Stock Option Plan | Mgmt | For | Against | Against | |
21 | Amendment Regarding Meeting | Mgmt | For | For | For | |
Notice |
Crane Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRG | CINS Q29674100 | 10/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Remuneration Report | Mgmt | For | Against | Against | |
3 | Re-elect Robert Fraser | Mgmt | For | For | For | |
4 | Renew Proportional Takeover | Mgmt | For | For | For | |
Approval Provisions | ||||||
Dah Sing Financial Holdings | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0440 | CINS Y19182107 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Hong Kong | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Elect Kunio Suzuki | Mgmt | For | Against | Against | |
5 | Elect Tatsuo Tanaka | Mgmt | For | Against | Against | |
6 | Elect Eiichi Yoshikawa | Mgmt | For | Against | Against | |
7 | Elect David WONG Shou-Yeh | Mgmt | For | Against | Against | |
8 | Elect Robert SZE Tsai-To | Mgmt | For | Against | Against | |
9 | Elect Peter Birch | Mgmt | For | Against | Against | |
10 | Elect Robert SZE Tsai-To | Mgmt | For | Against | Against | |
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Daifuku Company Limited |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6383 | CINS J08988107 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Katsumi Takeuchi | Mgmt | For | For | For | |
3 | Elect Masaki Hohjoh | Mgmt | For | For | For | |
4 | Elect Yutaka Hirai | Mgmt | For | For | For | |
5 | Elect Fumio Kobayashi | Mgmt | For | For | For | |
6 | Elect Seiki Kakinuma | Mgmt | For | For | For | |
7 | Elect Takahiro Taniguchi | Mgmt | For | For | For | |
8 | Elect Masayoshi Inoue | Mgmt | For | For | For | |
9 | Elect Mikio Inohara | Mgmt | For | For | For | |
10 | Elect Akio Tanaka | Mgmt | For | For | For | |
11 | Elect Takashi Hiramoto | Mgmt | For | For | For | |
12 | Elect Susumu Moriya | Mgmt | For | For | For | |
13 | Elect Hiroyoshi Takeda | Mgmt | For | For | For | |
14 | Elect Katsutoshi Fujiki | Mgmt | For | For | For | |
15 | Elect Naoki Tahara | Mgmt | For | For | For | |
16 | Elect Yoshiyuki Nakajima | Mgmt | For | For | For | |
17 | Elect Hidenori Iwamoto | Mgmt | For | For | For | |
18 | Elect Seiji Satoh | Mgmt | For | For | For | |
19 | Elect Setsuo Idehara | Mgmt | For | Against | Against | |
20 | Elect Yukihiro Torii | Mgmt | For | Against | Against | |
Daimei Telecom Engineering Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1943 | CINS J10290120 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Merger/Acquisition | Mgmt | For | For | For | |
4 | Elect Goroh Yagihashi | Mgmt | For | For | For | |
5 | Elect Hiroshi Yagi | Mgmt | For | For | For | |
6 | Elect Rikio Tajika | Mgmt | For | For | For | |
7 | Elect Haruo Hasebe | Mgmt | For | For | For | |
8 | Elect Kenji Wakoh | Mgmt | For | For | For | |
9 | Elect Junichi Nomura | Mgmt | For | For | For |
10 | Elect Hideki Katoh | Mgmt | For | For | For | |
11 | Elect Nobuyoshi Tanaka | Mgmt | For | For | For | |
12 | Elect Katsuhiko Murota | Mgmt | For | For | For | |
13 | Election of Statutory Auditors | Mgmt | For | For | For | |
Dampskibsselskabet Torm A/S | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TORM | CINS K1998G104 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Elect Stefanos-Niko Zouvelos | Mgmt | For | TNA | N/A | |
7 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
8 | Amendment Regarding Company | Mgmt | For | TNA | N/A | |
Address | ||||||
9 | Amendment Regarding Issuing of | Mgmt | For | TNA | N/A | |
Shares to Employees | ||||||
10 | Authority to Issue Convertible Debt | Mgmt | For | TNA | N/A | |
11 | Amendments to Articles | Mgmt | For | TNA | N/A | |
12 | Amendment Regarding Dividends | Mgmt | For | TNA | N/A | |
13 | Amendment Regarding Shareholder | Mgmt | For | TNA | N/A | |
Proposals | ||||||
14 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Extraordinary General Meetings | ||||||
15 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Notice | ||||||
16 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Notice | ||||||
17 | Amendment Regarding Proxies | Mgmt | For | TNA | N/A | |
18 | Amendment Regarding Majority | Mgmt | For | TNA | N/A | |
Requirement | ||||||
19 | Amendment Regarding Danish | Mgmt | For | TNA | N/A | |
Companies Act | ||||||
20 | Amendment Regarding Danish | Mgmt | For | TNA | N/A | |
Companies Act |
21 | Amendments Regarding Companies | Mgmt | For | TNA | N/A | |
Act | ||||||
22 | Amendment Regarding Corporate | Mgmt | For | TNA | N/A | |
Language | ||||||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
24 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Dana Petroleum PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNX | CINS G26503113 | 06/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Colin Goodall | Mgmt | For | Against | Against | |
3 | Elect D. Ian Rawlinson | Mgmt | For | Against | Against | |
4 | Directors' Remuneration Report | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fee | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Adoption of New Articles | Mgmt | For | Abstain | Against | |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Danieli & C. Officine Meccaniche | ||||||
S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DAN | CINS T73148115 | 10/28/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Issue Shares and | Mgmt | For | TNA | N/A | |
Convertible Bonds | ||||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
5 | Election of Directors | Mgmt | For | TNA | N/A | |
6 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |
7 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Dassault Systemes | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DSY | CINS F2457H100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Elect Charles Edelstenne | Mgmt | For | For | For | |
9 | Elect Bernard Charles | Mgmt | For | For | For | |
10 | Elect Thibault de Tersant | Mgmt | For | For | For | |
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young et Autres) | ||||||
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Auditex) | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
16 | Amendments Regarding Chairman | Mgmt | For | For | For | |
Age Limit |
17 | Amendments Regarding Share | Mgmt | For | For | For | |
Ownership Notification | ||||||
18 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Deutsche Lufthansa AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHA | CINS D1908N106 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Compensation Policy | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Election of Supervisory Board | Mgmt | For | For | For | |
Members | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Increase in Authorized Capital | Mgmt | For | For | For | |
10 | Amendments to Articles | Mgmt | For | Against | Against | |
11 | Appointment of Auditor | Mgmt | For | For | For | |
Disco Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6146 | CINS J12327102 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Bonus | Mgmt | For | For | For | |
3 | Stock Option Plan | Mgmt | For | For | For | |
DNO International ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNO | CINS R60003101 | 06/17/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Election of Presiding Chairman and | Mgmt | For | TNA | N/A | |
an Individual to Check Minutes | ||||||
6 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
7 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
8 | Directors' Fees | Mgmt | For | TNA | N/A | |
9 | Auditor's Fees | Mgmt | For | TNA | N/A | |
10 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
11 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |
12 | Shareholder Proposal Regarding | ShrHldr | For | TNA | N/A | |
Election of Directors | ||||||
13 | Amendment Regarding Reduced | Mgmt | For | TNA | N/A | |
Notice Period | ||||||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
Dorel Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DII | CUSIP 25822C205 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors (Slate) | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Deferred Share | Mgmt | For | For | For | |
Unit Plan |
Draegerwerk AG und Co. KGaA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DRW3 | CINS D22938118 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Bonds; Increase in Conditional | ||||||
Capital | ||||||
Dragon Oil PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DGO | CINS G2828W132 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Ahmad Sharaf | Mgmt | For | Against | Against | |
3 | Elect Saeed Al Mazrooei | Mgmt | For | Against | Against | |
4 | Directors' Remuneration Report | Mgmt | For | For | For | |
5 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |
6 | 2011 Meeting Location | Mgmt | For | For | For | |
7 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Dragon Oil PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DRS | CINS G2828W132 | 12/11/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For |
Dragon Oil PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DRS | CINS G2828W132 | 12/11/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
Elringklinger AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZIL2 | CINS D2462K108 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Remuneration Policy | Mgmt | For | For | For | |
9 | Elect Rainer Hahn | Mgmt | For | For | For | |
10 | Elect Karl-Uwe van Husen | Mgmt | For | For | For | |
11 | Elect Thomas Klingler-Lohr | Mgmt | For | For | For | |
12 | Elect Walter Lechler | Mgmt | For | For | For | |
13 | Elect Helmut Lerchner | Mgmt | For | Against | Against | |
14 | Elect Manfred Strauss | Mgmt | For | For | For | |
15 | Amendment Regarding Supervisory | Mgmt | For | For | For | |
Board Size | ||||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Increase in Authorized Capital | Mgmt | For | For | For | |
18 | Amendments to Articles | Mgmt | For | For | For | |
19 | Amendment Regarding Location of | Mgmt | For | For | For | |
the Annual General Meeting | ||||||
Eniro AB |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENIRA | CINS W2547B106 | 05/04/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Accounts and Reports | Mgmt | For | TNA | N/A | |
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
16 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
17 | Board Size | Mgmt | For | TNA | N/A | |
18 | Directors' Fees | Mgmt | For | TNA | N/A | |
19 | Election of Directors | Mgmt | For | TNA | N/A | |
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
21 | Nomination Committee | Mgmt | For | TNA | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Ensign Energy Services Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ESI | CUSIP 293570107 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Board Size | Mgmt | For | For | For | |
2.1 | Elect N. Murray Edwards | Mgmt | For | For | For | |
2.2 | Elect Robert Geddes | Mgmt | For | For | For | |
2.3 | Elect James Howe | Mgmt | For | Withhold | Against | |
2.4 | Elect Len Kangas | Mgmt | For | For | For | |
2.5 | Elect Selby Porter | Mgmt | For | For | For | |
2.6 | Elect John Schroeder | Mgmt | For | For | For |
2.7 | Elect Kenneth Skirka | Mgmt | For | For | For | |
2.8 | Elect Gail Surkan | Mgmt | For | For | For | |
2.9 | Elect Barth Whitham | Mgmt | For | For | For | |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Euronav | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EURN | CINS B38564108 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Ratification of Board and Auditors | Mgmt | For | TNA | N/A | |
Acts | ||||||
8 | Election of Directors | Mgmt | For | TNA | N/A | |
9 | Director Fees | Mgmt | For | TNA | N/A | |
10 | Resignation of Statutory the Auditor | Mgmt | For | TNA | N/A | |
(Helga Platteau Bedrijfsrevisor | ||||||
BVBA) | ||||||
11 | Authority to Set Auditors' Fees | Mgmt | For | TNA | N/A | |
12 | Change of Control Provision Relating | Mgmt | For | TNA | N/A | |
to Convertible Bonds | ||||||
13 | Transaction of Other Business | Mgmt | Abstain | TNA | N/A | |
European Home Retail PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HER | CINS G4581D103 | 06/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mike Darcey | Mgmt | For | Against | Against | |
5 | Elect Penny Hughes | Mgmt | For | Against | Against |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Authorisation of Political Donations | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Amendment to Performance Share | Mgmt | For | Against | Against | |
Plan | ||||||
18 | Adoption of New Articles | Mgmt | For | For | For | |
EVN AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVN | CINS A19833101 | 01/21/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Austria | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Presentation of Accounts and | Mgmt | For | TNA | N/A | |
Reports | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Management and | Mgmt | For | TNA | N/A | |
Supervisory Board Acts | ||||||
5 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
6 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
F.C.C.CO.,LTD. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7296 | CINS J1346G105 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Yoshihide Yamamoto | Mgmt | For | For | For | |
3 | Elect Shiroh Sumita | Mgmt | For | For | For | |
4 | Elect Toshimichi Matsuda | Mgmt | For | For | For | |
5 | Elect Kohki Kishida | Mgmt | For | For | For | |
6 | Elect Hiromichi Suzuki | Mgmt | For | For | For | |
7 | Elect Akihiko Yamada | Mgmt | For | For | For | |
8 | Elect Katsuyoshi Fukatsu | Mgmt | For | For | For | |
9 | Elect Yosinobu Isobe | Mgmt | For | For | For | |
10 | Elect Kazuhiro Itonaga | Mgmt | For | For | For | |
11 | Elect Mitsumasa Kimura | Mgmt | For | For | For | |
12 | Elect Kazuto Suzuki | Mgmt | For | For | For | |
13 | Elect Masahide Satoh | Mgmt | For | For | For | |
14 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
Fielmann AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FIE | CINS D2617N114 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
Flight Centre Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLT | CINS Q39175106 | 10/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Re-elect Peter Morahan | Mgmt | For | Against | Against |
2 | Remuneration Report | Mgmt | For | Against | Against | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Fomento de Construcciones y | ||||||
Contratas, S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCC | CINS E52236143 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification of | Mgmt | For | For | For | |
Board Acts | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect Carmen Alcocer Koplowitz | Mgmt | For | Against | Against | |
6 | Elect Jaime Llantada Aguinaga | Mgmt | For | Against | Against | |
7 | Elect Lourdes Martinez Zabala | Mgmt | For | Against | Against | |
8 | Elect Robert Peugeot | Mgmt | For | Against | Against | |
9 | Elect Fernando Falco Fernandez de | Mgmt | For | Against | Against | |
Cordova | ||||||
10 | Elect Marcelino Oreja Aguirre | Mgmt | For | Against | Against | |
11 | Elect Juan Castells Masana | Mgmt | For | Against | Against | |
12 | Elect Antonio Perez Colmenero | Mgmt | For | Against | Against | |
13 | Elect Gonzalo Anes Alvarez- | Mgmt | For | Against | Against | |
Castrillon | ||||||
14 | Elect Felipe Bernabe Garcia Perez | Mgmt | For | Against | Against | |
15 | Elect Javier Ribas | Mgmt | For | Against | Against | |
16 | Elect Henri Proglio | Mgmt | For | Against | Against | |
17 | Authority to Reduce Share Capital | Mgmt | For | For | For | |
and Cancel Shares | ||||||
18 | Authority to Issue Shares w/ or w/out | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
20 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments; Authority to Repurchase | ||||||
Shares | ||||||
21 | Appointment of Auditor | Mgmt | For | For | For | |
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
23 | Minutes | Mgmt | For | For | For |
Fomento de Construcciones y | ||||||
Contratas, S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCC | CINS E52236143 | 11/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Convertibility of Bonds | Mgmt | For | For | For | |
3 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
4 | Minutes | Mgmt | For | For | For | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Fondiaria-SAI | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSA | CINS T4689Q101 | 04/22/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Election of Directors | Mgmt | For | TNA | N/A | |
4 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |
5 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
6 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
7 | Authority to Trade in Stock | Mgmt | For | TNA | N/A | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Forbo Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FORN | CINS H26865214 | 04/23/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Elect Albert Gnagi | Mgmt | For | TNA | N/A | |
8 | Elect Michael Pieper | Mgmt | For | TNA | N/A | |
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Gemina S.p.A | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GEM | CINS T4890T159 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; | Mgmt | For | TNA | N/A | |
3 | Election of Directors | Mgmt | For | TNA | N/A | |
4 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Georg Fischer AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FI-N | CINS H26091142 | 03/24/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts |
7 | Increase in Authorized and | Mgmt | For | TNA | N/A | |
Conditional Capital | ||||||
8 | Elect Bruno Hug | Mgmt | For | TNA | N/A | |
9 | Elect Ulrich Graf | Mgmt | For | TNA | N/A | |
10 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Gildemeister AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIL | CINS D2825P117 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Compensation Policy | Mgmt | For | For | For | |
11 | Amendments to the Corporate | Mgmt | For | For | For | |
Purpose | ||||||
12 | Increase in Authorized Capital | Mgmt | For | Against | Against | |
13 | Elect Edgar Ernst | Mgmt | For | For | For | |
14 | Elect Ulrich Hocker | Mgmt | For | For | For | |
Gimv | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIMB | CINS B4567G117 | 06/01/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Authority to Repurchase Shares as a | Mgmt | For | TNA | N/A | |
Takeover Defense |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Increase in Authorized Capital; | Mgmt | For | TNA | N/A | |
Authority to Increase Capital as a | ||||||
Takeover Defense | ||||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Gimv | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIMB | CINS B4567G117 | 06/30/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
8 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |
9 | Resignation of Eddy Geysen | Mgmt | For | TNA | N/A | |
10 | Elect Christ'l Joris | Mgmt | For | TNA | N/A | |
11 | Elect Sophie Manigart | Mgmt | For | TNA | N/A | |
12 | Elect Bart Van Hooland | Mgmt | For | TNA | N/A | |
13 | Elect Dirk Boogmans | Mgmt | For | TNA | N/A | |
14 | Directors' Fees | Mgmt | For | TNA | N/A | |
15 | Appointment of Auditor (Ernst & | Mgmt | For | TNA | N/A | |
Young); Authority to Set Fees | ||||||
16 | Authority to Repurchase Shares as a | Mgmt | For | TNA | N/A | |
Takeover Defense | ||||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
18 | Increase in Authorized Capital; | Mgmt | For | TNA | N/A | |
Authority to Increase Capital as a | ||||||
Takeover Defense | ||||||
19 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |
GN Store Nord A/S |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GN | CINS K4001S214 | 03/18/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
3 | Accounts and Reports; Ratification of | Mgmt | For | TNA | N/A | |
Board and Management Acts | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Registered Office | ||||||
9 | Authority to Issue Shares w/ or w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Board Fees | ||||||
12 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Age Limits | ||||||
13 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Corporate Language | ||||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Shareholder Claims | ||||||
16 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Corporate Language | ||||||
17 | Adoption of New Articles | Mgmt | For | TNA | N/A | |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
20 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Incentive Compensation Guidelines | Mgmt | For | TNA | N/A | |
23 | Elect Per Wold-Olsen | Mgmt | For | TNA | N/A | |
24 | Elect William Hoover, Jr. | Mgmt | For | TNA | N/A | |
25 | Elect Jorgen Bardenfleth | Mgmt | For | TNA | N/A | |
26 | Elect Rene Svendsen-Tune | Mgmt | For | TNA | N/A | |
27 | Elect Carsten Krogsgaard Thomsen | Mgmt | For | TNA | N/A |
28 | Elect Wolfgang Reim | Mgmt | For | TNA | N/A | |
29 | Directors' Fees | Mgmt | For | TNA | N/A | |
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
32 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Great Eastern Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
G07 | CINS Y2854Q108 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | Against | Against | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect LEE Seng Wee | Mgmt | For | Against | Against | |
4 | Elect LIN See-Yan | Mgmt | For | Against | Against | |
5 | Elect KPH Beng Seng | Mgmt | For | Against | Against | |
6 | Elect TAN Yam Pin | Mgmt | For | Against | Against | |
7 | Elect Noman IP Ka Cheung | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | Abstain | Against | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Great Eastern Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
G07 | CINS Y2854Q108 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | For | For | |
2 | Authority to Issue Shares under | Mgmt | For | For | For | |
Scrip Dividend Scheme | ||||||
Greatek Electronics Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
2441 | CINS Y2858G106 | 06/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Amendments to Articles | Mgmt | For | For | For | |
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |
8 | Elect CHUEH Chuang Hsien | Mgmt | For | Against | Against | |
9 | Elect LI Chin Cheng | Mgmt | For | Against | Against | |
10 | Elect NING Louis | Mgmt | For | Against | Against | |
11 | Elect YANG Di Ping | Mgmt | For | Against | Against | |
12 | Elect CHEN Stoney | Mgmt | For | Against | Against | |
13 | Elect Representative of Cisheng | Mgmt | For | Against | Against | |
Investment Inc. | ||||||
14 | Elect Representative of Hung Wei | Mgmt | For | Against | Against | |
Venture Capital Co. Ltd. | ||||||
15 | Elect CHANG Yan Tang | Mgmt | For | For | For | |
16 | Elect CHEN Wen Han | Mgmt | For | For | For | |
17 | Elect LIU Cheng Yue | Mgmt | For | For | For | |
18 | Non-Compete Restrictions for | Mgmt | For | For | For | |
Directors | ||||||
19 | Extraordinary Motions | Mgmt | For | Against | Against | |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Greggs PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GRG | CINS G41076111 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect Julie Baddeley | Mgmt | For | For | For | |
6 | Elect Richard Hutton | Mgmt | For | For | For | |
7 | Elect Roger Whiteside | Mgmt | For | For | For |
8 | Elect Bob Bennett | Mgmt | For | For | For | |
9 | Directors' Remuneration Report | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Adoption of New Articles | Mgmt | For | Against | Against | |
Grupa Lotos SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LTS | CINS X32440103 | 02/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Poland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Opening | Mgmt | For | For | For | |
3 | Election of the Presiding Chairman | Mgmt | For | For | For | |
4 | Compliance with Rules of | Mgmt | For | For | For | |
Convocation | ||||||
5 | Agenda | Mgmt | For | For | For | |
6 | Changes to the Supervisory Board | Mgmt | For | Against | Against | |
7 | Closing | Mgmt | For | For | For | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Grupa Lotos SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LTS | CINS X32440103 | 12/17/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Poland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Opening | Mgmt | For | TNA | N/A | |
3 | Election of Presiding Chairman. | Mgmt | For | TNA | N/A | |
4 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation |
5 | Agenda | Mgmt | For | TNA | N/A | |
6 | Management Remuneration | Mgmt | For | TNA | N/A | |
7 | Closing | Mgmt | For | TNA | N/A | |
Grupo Financiero Banorte SAB de | ||||||
CV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GFNORTE | CINS P49501201 | 02/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Special Dividend | Mgmt | For | For | For | |
2 | Election of Meeting Delegates | Mgmt | For | For | For | |
3 | Minutes | Mgmt | For | For | For | |
Grupo Financiero Banorte SAB de | ||||||
CV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GFNORTE | CINS P49501201 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits | Mgmt | For | For | For | |
3 | Allocation of Dividends | Mgmt | For | For | For | |
4 | Election of Directors | Mgmt | For | Against | Against | |
5 | Directors' Fees | Mgmt | For | Against | Against | |
6 | Election of Audit and Governance | Mgmt | For | Against | Against | |
Committee Members | ||||||
7 | Authority to Repurchase Shares; | Mgmt | For | Against | Against | |
Report on the Company's Share | ||||||
Repurchase Program | ||||||
8 | Election of Meeting Delegates | Mgmt | For | For | For | |
9 | Minutes | Mgmt | For | For | For | |
Grupo Financiero Banorte SAB de | ||||||
CV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GFNORTE | CINS P49501201 | 10/05/2009 | Voted |
Meeting Type | Country of Trade | |||||
Special | Mexico | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Special Dividend | Mgmt | For | For | For | |
2 | Presentation of Auditor's Report | Mgmt | For | For | For | |
3 | Election of Meeting Delegates | Mgmt | For | For | For | |
4 | Minutes | Mgmt | For | For | For | |
GS Home Shopping Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
028150 | CINS Y2901Q101 | 03/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Elect LIM Won Ho | Mgmt | For | Against | Against | |
4 | Elect HUR Seoung Jo | Mgmt | For | Against | Against | |
5 | Elect WON Jong Seung | Mgmt | For | Against | Against | |
6 | Election of Audit Committee | Mgmt | For | Against | Against | |
Member: JHEE Jong Hack | ||||||
7 | Directors' Fees | Mgmt | For | For | For | |
H. Lundbeck A/S | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LUN | CINS K4406L129 | 04/20/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Elect Per Wold-Olsen | Mgmt | For | TNA | N/A | |
8 | Elect Thorleif Krarup | Mgmt | For | TNA | N/A | |
9 | Elect Peter Kurstein | Mgmt | For | TNA | N/A |
10 | Elect Mats Petterson | Mgmt | For | TNA | N/A | |
11 | Elect Jes Ostergaard | Mgmt | For | TNA | N/A | |
12 | Elect Egil Bodd | Mgmt | For | TNA | N/A | |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
14 | Amendments to Articles | Mgmt | For | TNA | N/A | |
15 | Amendment Regarding Company | Mgmt | For | TNA | N/A | |
Purpose | ||||||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |
18 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Agenda | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
Prohibiting Voting for Prosecuted | ||||||
Nominees | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | N/A | TNA | N/A | |
Reversal of Voting Decisions | ||||||
21 | Authority to Repurchase shares | Mgmt | For | TNA | N/A | |
22 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Halfords Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HFD | CINS G4280E105 | 07/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Bill Ronald | Mgmt | For | Against | Against | |
5 | Elect Nick Wharton | Mgmt | For | Against | Against | |
6 | Elect Paul McClenaghan | Mgmt | For | Against | Against | |
7 | Elect Dennis Millard | Mgmt | For | Against | Against | |
8 | Elect David Wild | Mgmt | For | Against | Against | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For |
14 | EU Political Donations | Mgmt | For | For | For | |
Halla Climate Control Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
018880 | CINS Y29874107 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |
4 | Election of Corporate Auditor | Mgmt | For | For | For | |
5 | Directors' Fees | Mgmt | For | For | For | |
6 | Corporate Auditor's Fees | Mgmt | For | For | For | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Hargreaves Lansdown PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HL | CINS G43940108 | 11/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
4 | Elect Tracey Taylor | Mgmt | For | For | For | |
5 | Elect Jonathan Bloomer | Mgmt | For | For | For | |
6 | Elect Michael Evans | Mgmt | For | For | For | |
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Save As You Earn Share Option | Mgmt | For | For | For | |
Scheme | ||||||
11 | Library Information Services Share | Mgmt | For | Against | Against | |
Option Scheme | ||||||
12 | Executive Joint Share Ownership | Mgmt | For | Against | Against | |
Plan |
13 | Adoption of New Articles | Mgmt | For | For | For | |
Havas | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAV | CINS F47696111 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Directors' Fees | Mgmt | For | For | For | |
8 | Related Party Transactions | Mgmt | For | For | For | |
9 | Elect Pierre Lescure | Mgmt | For | Against | Against | |
10 | Elect Leopoldo Rodes Castane | Mgmt | For | Against | Against | |
11 | Elect Patrick Soulard | Mgmt | For | Against | Against | |
12 | Elect Yannick Bollore | Mgmt | For | Against | Against | |
13 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
(Cisane) | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
17 | Authority to Increase Capital in Case | Mgmt | For | Against | Against | |
of Exchange Offer; Authority to Issue | ||||||
Debt Instruments | ||||||
18 | Authority to Increase Capital through | Mgmt | For | For | For | |
Capitalizations | ||||||
19 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities under | ||||||
Employee Savings Plan |
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities for Overseas | ||||||
Employees | ||||||
22 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Hays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAS | CINS G4361D109 | 11/11/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Alistair Cox | Mgmt | For | For | For | |
5 | Elect Lesley Knox | Mgmt | For | For | For | |
6 | Elect Paul Harrison | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | Against | Against | |
14 | Renewal of the UK Sharesave | Mgmt | For | For | For | |
Scheme | ||||||
15 | Renewal of the International | Mgmt | For | For | For | |
Shaesave Scheme | ||||||
Heidelbergcement AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEI | CINS D31709104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratify Bernd Scheifele | Mgmt | For | For | For | |
6 | Ratify Dominik von Achten | Mgmt | For | For | For | |
7 | Ratify Daniel Gauthier | Mgmt | For | For | For | |
8 | Ratify Andreas Kern | Mgmt | For | For | For | |
9 | Ratify Lorenz Nager | Mgmt | For | For | For | |
10 | Ratify Albert Scheuer | Mgmt | For | For | For | |
11 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | For | For | |
12 | Ratify Heinz Schirmer | Mgmt | For | For | For | |
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | |
14 | Ratify Theo Beermann | Mgmt | For | For | For | |
15 | Ratify Robert Feiger | Mgmt | For | For | For | |
16 | Ratify Veronika Fuss | Mgmt | For | For | For | |
17 | Ratify Josef Heumann | Mgmt | For | For | For | |
18 | Ratify Gerhard Hirth | Mgmt | For | For | For | |
19 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |
20 | Ratify Hans Georg Kraut | Mgmt | For | For | For | |
21 | Ratify Adolf Merckle | Mgmt | For | For | For | |
22 | Ratify Ludwig Merckle | Mgmt | For | For | For | |
23 | Ratify Tobias Merckle | Mgmt | For | For | For | |
24 | Ratify Eduard Schleicher | Mgmt | For | For | For | |
25 | Ratify Werner Schraeder | Mgmt | For | For | For | |
26 | Ratify Frank-Dirk Steiniger | Mgmt | For | For | For | |
27 | Appointment of Auditor | Mgmt | For | For | For | |
28 | Increase in Authorized Capital I | Mgmt | For | For | For | |
29 | Increase in Authorized Capital II | Mgmt | For | For | For | |
30 | Authority to Issue Convertible Debt | Mgmt | For | Against | Against | |
Instruments | ||||||
31 | Authority to Increase Conditional | Mgmt | For | Against | Against | |
Capital | ||||||
32 | Compensation Policy | Mgmt | For | Against | Against | |
33 | Elect Alan Murray | Mgmt | For | For | For | |
34 | Elect Herbert Lutkestratkotter | Mgmt | For | For | For | |
35 | Amendment Regarding Nominating | Mgmt | For | For | For | |
Committee | ||||||
36 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
37 | Amend Article 16(1) | Mgmt | For | For | For | |
38 | Amend Article 16(3); 16(4) | Mgmt | For | For | For | |
39 | Amend Article 18(3) | Mgmt | For | For | For |
40 | Amend Article 11(2) | Mgmt | For | For | For | |
Helvetia Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HELN | CINS H35927120 | 04/16/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Elect Christoph Lechner | Mgmt | For | TNA | N/A | |
8 | Elect Erich Walser | Mgmt | For | TNA | N/A | |
9 | Elect Urs Widmer | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
Hera S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HERA | CINS T5250M106 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
4 | Merger/Acquisition | Mgmt | For | TNA | N/A | |
Hera S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HERA | CINS T5250M106 | 10/21/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Merger | Mgmt | For | TNA | N/A | |
3 | Merger | Mgmt | For | TNA | N/A | |
4 | Issuance of Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
5 | Amendment to Articles | Mgmt | For | TNA | N/A | |
6 | Election of Directors | Mgmt | For | TNA | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Herbalife Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HLF | CUSIP G4412G101 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Leroy Barnes, Jr. | Mgmt | For | For | For | |
1.2 | Elect Richard Bermingham | Mgmt | For | For | For | |
1.3 | Elect Jeffrey Dunn | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Hindalco Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
500440 | CINS Y3196V185 | 09/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Dividend on Preference Shares | Mgmt | For | For | For | |
3 | Dividend on Equity Shares | Mgmt | For | For | For | |
4 | Re-elect Rajashree Birla | Mgmt | For | Against | Against | |
5 | Re-elect K.N. Bhandari | Mgmt | For | Against | Against | |
6 | Re-elect Narendra Jhaveri | Mgmt | For | Against | Against | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Re-appointment of D. Bhattacharya | Mgmt | For | For | For | |
as Managing Director; Approval of | ||||||
Compensation |
9 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Debt Instruments | ||||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | |
11 | Amendment to Memorandum to | Mgmt | For | For | For | |
Reflect Capital Increase | ||||||
12 | Amendment to Articles to Reflect | Mgmt | For | For | For | |
Capital Increase | ||||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Hindalco Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
500440 | CINS Y3196V185 | 11/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Issue Shares and | Mgmt | For | Against | Against | |
Convertible Debt Instruments | ||||||
2 | Amendment to Foreign Investor | Mgmt | For | For | For | |
Restrictions | ||||||
Hirose Electric Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6806 | CINS J19782101 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kazunori Ishii | Mgmt | For | For | For | |
3 | Elect Kazuyuki Iizuka | Mgmt | For | For | For | |
4 | Elect Makoto Kondoh | Mgmt | For | For | For | |
5 | Elect Mitsuo Nakamura | Mgmt | For | For | For | |
Hiscox Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSX | CINS G4593F104 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Childs | Mgmt | For | For | For | |
4 | Elect Stuart Bridges | Mgmt | For | For | For | |
5 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
6 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Hitachi Chemical Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4217 | CINS J20160107 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Yasuji Nagase | Mgmt | For | Against | Against | |
2 | Elect Kazuyuki Tanaka | Mgmt | For | Against | Against | |
3 | Elect Keiichi Takeda | Mgmt | For | Against | Against | |
4 | Elect Takashi Urano | Mgmt | For | Against | Against | |
5 | Elect Yoshio Ohsawa | Mgmt | For | Against | Against | |
6 | Elect Takemoto Ohto | Mgmt | For | Against | Against | |
7 | Elect Nobuo Mochida | Mgmt | For | Against | Against | |
8 | Elect Shigeru Azuhata | Mgmt | For | Against | Against | |
Holidaybreak PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBR | CINS G3143M106 | 02/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Bob Baddeley | Mgmt | For | Against | Against | |
5 | Elect James Greenbury | Mgmt | For | Against | Against |
6 | Elect John Coleman | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | Against | Against | |
8 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | |
9 | EU Political Donations | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Adoption of New Articles | Mgmt | For | Against | Against | |
Holidaybreak PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBR | CINS G3143M106 | 07/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Increase Authorised | Mgmt | For | For | For | |
Capital Pursuant to Rights Issue | ||||||
2 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights Pursuant to | ||||||
Rights Issue | ||||||
3 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights Pursuant to | ||||||
Rights Issue | ||||||
Hopson Development Holdings | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
754 | CINS G4600H101 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Elect XIANG Bin | Mgmt | For | Against | Against | |
5 | Elect XUE Hu | Mgmt | For | Against | Against |
6 | Elect ZHAO Ming Feng | Mgmt | For | Against | Against | |
7 | Elect LIAO Ruo Qing | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Hopson Development Holdings | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
754 | CINS G4600H101 | 12/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Property Transfer Agreements | Mgmt | For | For | For | |
Hunter Douglas N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HDG | CINS N4327C122 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands Antilles | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Hunter Douglas N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HDG | CINS N4327C122 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands Antilles | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For |
3 | Ratification of Board and | Mgmt | For | For | For | |
Management Acts | ||||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Election of Directors | Mgmt | For | Against | Against | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Ibiden Company Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4062 | CINS J23059116 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Yoshifumi Iwata | Mgmt | For | For | For | |
3 | Elect Hiroki Takenaka | Mgmt | For | For | For | |
4 | Elect Mafumi Kunishima | Mgmt | For | For | For | |
5 | Elect Yoshio Hirabayashi | Mgmt | For | For | For | |
6 | Elect Hironobu Kodaka | Mgmt | For | For | For | |
7 | Elect Katsumi Mabuchi | Mgmt | For | For | For | |
8 | Elect Toshiaki Matsuo | Mgmt | For | For | For | |
9 | Elect Keiichi Sakashita | Mgmt | For | For | For | |
10 | Elect Kohji Kawashima | Mgmt | For | For | For | |
11 | Elect Yoshitoshi Toyoda | Mgmt | For | For | For | |
12 | Elect Toshio Yonezawa | Mgmt | For | For | For | |
13 | Elect Kohji Hosoda | Mgmt | For | Against | Against | |
14 | Stock Option Plan | Mgmt | For | For | For | |
IMI PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IMI | CINS G47152106 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Terry Gateley | Mgmt | For | For | For | |
5 | Elect Douglas Hurt | Mgmt | For | For | For | |
6 | Elect Roy Twite | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authorisation of Political Donations | Mgmt | For | For | For | |
11 | Amendment to Performance Share | Mgmt | For | For | For | |
Plan | ||||||
12 | Amendment to Share Matching Plan | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
16 | Adoption of New Articles | Mgmt | For | Against | Against | |
IMS International Metal Services | ||||||
SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IMS | CINS F52542101 | 06/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification of | Mgmt | For | For | For | |
Management Board, Supervisory | ||||||
Board and Auditor Acts; Approval of | ||||||
Non-Tax-Deductible Expenses | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Severance Package Performance | Mgmt | For | For | For | |
Criteria (Jean-Yves Bouffault) | ||||||
7 | Severance Package Performance | Mgmt | For | For | For | |
Criteria (Pierre -Yves Le Daëron) | ||||||
8 | Severance Package Performance | Mgmt | For | For | For | |
Criteria (Philippe Brun) |
9 | Non-Compete Clause (Jean-Yves | Mgmt | For | For | For | |
Bouffault) | ||||||
10 | Severance Package (Pierre-Yves Le | Mgmt | For | For | For | |
Daëron) | ||||||
11 | Severance Package (Philippe Brun) | Mgmt | For | For | For | |
12 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
13 | Elect Eric Jacquet | Mgmt | For | Against | Against | |
14 | Elect Jean Jacquet | Mgmt | For | Against | Against | |
15 | Elect Philippe Goczol | Mgmt | For | Against | Against | |
16 | Elect Jean-François Clément | Mgmt | For | Against | Against | |
17 | Elect Yvon Jacob | Mgmt | For | Against | Against | |
18 | Elect Jorge Galera Garcia Marques | Mgmt | For | Against | Against | |
19 | Elect Henri-Jacques Nougein | Mgmt | For | Against | Against | |
20 | Elect Xavier Gailly | Mgmt | For | Against | Against | |
21 | Elect Jacques Leconte | Mgmt | For | Against | Against | |
22 | Directors' Fees | Mgmt | For | For | For | |
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
24 | Amendments to Articles Regarding | Mgmt | For | Against | Against | |
Double Voting Rights | ||||||
25 | Amendment to Governing Structure | Mgmt | For | Against | Against | |
26 | Adoption of New Articles of | Mgmt | For | For | For | |
Association | ||||||
27 | Merger/Acquisition | Mgmt | For | For | For | |
28 | Authority to Implement Merger | Mgmt | For | For | For | |
29 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
30 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
31 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights; Authority to Issue | ||||||
Debt Instruments | ||||||
32 | Authority to Increase Share Issuance | Mgmt | For | Against | Against | |
Limit | ||||||
33 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
34 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
35 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital |
36 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
37 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Incitec Pivot Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPL | CINS Q4887E101 | 12/23/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Elect Graham Smorgon | Mgmt | For | For | For | |
4 | Re-elect Tony Larkin | Mgmt | For | For | For | |
5 | Equity Grant (MD James Fazzino) | Mgmt | For | Against | Against | |
6 | Remuneration Report | Mgmt | For | Against | Against | |
Indesit Company S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IND | CINS T52684106 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits and Dividends | ||||||
3 | Election of Directors | Mgmt | For | TNA | N/A | |
4 | Election of Honorary Chairman | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
6 | Approval of Fund for Savings | Mgmt | For | TNA | N/A | |
Shareholders | ||||||
Indesit Company S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IND | CINS T52684106 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |
3 | Amendments to Articles | Mgmt | For | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits and Dividends | ||||||
6 | Election of Directors | Mgmt | For | TNA | N/A | |
7 | Election of Honorary Chairman | Mgmt | For | TNA | N/A | |
8 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
9 | Approval of Fund for Savings | Mgmt | For | TNA | N/A | |
Shareholders | ||||||
Industrial & Commercial Bank of | ||||||
China (Asia) Limited (ICBC Asia) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0349 | CINS Y3991T104 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Hong Kong | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect WANG Lili | Mgmt | For | Against | Against | |
6 | Elect CHEN Aiping | Mgmt | For | Against | Against | |
7 | Elect Richard WONG Yue Chim | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Industrial Alliance Insurance and | ||||||
Financial Services Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
IAG | CUSIP 455871103 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anne Belec | Mgmt | For | For | For | |
1.2 | Elect Pierre Brodeur | Mgmt | For | For | For | |
1.3 | Elect Yvon Charest | Mgmt | For | For | For | |
1.4 | Elect Michel Gervais | Mgmt | For | For | For | |
1.5 | Elect Lise Lachapelle | Mgmt | For | For | For | |
1.6 | Elect John LeBoutillier | Mgmt | For | For | For | |
1.7 | Elect Francis McGuire | Mgmt | For | For | For | |
1.8 | Elect Mary Ritchie | Mgmt | For | For | For | |
1.9 | Elect Guy Savard | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
Informa PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INF | CINS G4770C106 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Derek Mapp | Mgmt | For | For | For | |
3 | Elect Peter Rigby | Mgmt | For | For | For | |
4 | Elect Adam Walker | Mgmt | For | For | For | |
5 | Elect Pamela Kirby | Mgmt | For | For | For | |
6 | Elect John Davis | Mgmt | For | For | For | |
7 | Elect Brendan O'Neill | Mgmt | For | For | For | |
8 | Directors' Remuneration Report | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
ING Industrial Fund |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IIF | CINS Q49469101 | 12/15/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Ratify Placement of Securities | Mgmt | For | For | For | |
Ingenico | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ING | CINS F51723116 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax Deductible Expenses; | ||||||
Ratification of Board Acts | ||||||
5 | Allocation of Profits/Dividends; Form | Mgmt | For | For | For | |
of Dividend Payment | ||||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Directors' Fees | Mgmt | For | For | For | |
8 | Elect Philippe Lazare | Mgmt | For | Against | Against | |
9 | Elect Allan Green | Mgmt | For | Against | Against | |
10 | Appointment of Statutory | Mgmt | For | For | For | |
Auditor(KPMG IS SAS); Appointment | ||||||
of Alternate Auditor (KPMG ID SAS) | ||||||
11 | Appointment of Statutory | Mgmt | For | For | For | |
Auditor(CGEC); Appointment of | ||||||
Alternate Auditor (Daniel Boulay) | ||||||
12 | Severance Package (Philippe | Mgmt | For | For | For | |
Lazare) | ||||||
13 | Related Party Transactions | Mgmt | For | For | For | |
14 | Authority to Repurchase Shares | Mgmt | For | Against | Against |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities w/o | ||||||
Preemptive Rights Through Public | ||||||
Offer; Authority to Issue Debt | ||||||
Instruments | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities w/o | ||||||
Preemptive Rights Through Private | ||||||
Placement; Authority to Issue Debt | ||||||
Instruments | ||||||
18 | Authority to Set Offering Price of | Mgmt | For | Against | Against | |
Shares | ||||||
19 | Authority to Increase Share Issuance | Mgmt | For | Against | Against | |
Limit | ||||||
20 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
21 | Authority to Increase Capital in Case | Mgmt | For | Against | Against | |
of Exchange Offer | ||||||
22 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
23 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |
to Employees and Executives | ||||||
24 | Authority to Grant Stock Options to | Mgmt | For | Against | Against | |
Employees and Executives | ||||||
25 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
26 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
27 | Authority to Increase Capital as a | Mgmt | For | Against | Against | |
Takeover Defense | ||||||
28 | Authority to Issue Warrants as a | Mgmt | For | Against | Against | |
Takeover Defense | ||||||
29 | Amend Article 11 Regarding | Mgmt | For | For | For | |
Dividend Distribution | ||||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For |
Inmet Mining Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IMN | CUSIP 457983104 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Yilmaz Arguden | Mgmt | For | Withhold | Against | |
1.2 | Elect David Beatty | Mgmt | For | For | For | |
1.3 | Elect John Eby | Mgmt | For | Withhold | Against | |
1.4 | Elect Paul Gagne | Mgmt | For | Withhold | Against | |
1.5 | Elect Oyvind Hushovd | Mgmt | For | For | For | |
1.6 | Elect Thomas Mara | Mgmt | For | For | For | |
1.7 | Elect Wolf Seidler | Mgmt | For | For | For | |
1.8 | Elect Jochen Tilk | Mgmt | For | For | For | |
1.9 | Elect James Tory | Mgmt | For | For | For | |
1.10 | Elect Douglas Whitehead | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
Innvest Real Estate Investment | ||||||
Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INN | CUSIP 45771T108 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank Anderson | Mgmt | For | For | For | |
1.2 | Elect Morton G. Gross | Mgmt | For | For | For | |
1.3 | Elect Michael Kitt | Mgmt | For | For | For | |
1.4 | Elect Minhas N. Mohamed | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | Reorganization | Mgmt | For | For | For | |
4 | Amendments to Declaration of Trust | Mgmt | For | For | For | |
Pursuant to Reorganization | ||||||
5 | Amendments to Declaration of Trust | Mgmt | For | For | For | |
Regarding IFRS | ||||||
6 | Approval of Trustee Equity | Mgmt | For | For | For | |
Compensation |
Interserve PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRV | CINS G49105102 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect G. Patrick Balfour | Mgmt | For | Against | Against | |
5 | Elect Les Cullen | Mgmt | For | Against | Against | |
6 | Elect Adrian Ringrose | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authorisation of Political Donations | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Adoption of New Articles | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Iride S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IRD | CINS T5538J107 | 04/30/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
Itochu Techno-Solutions | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4739 | CINS J25022104 | 06/22/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Yohichi Okuda | Mgmt | For | For | For | |
3 | Elect Tohru Nakano | Mgmt | For | For | For | |
4 | Elect Shigeki Nishiyama | Mgmt | For | For | For | |
5 | Elect Kyohji Ohnishi | Mgmt | For | For | For | |
6 | Elect Yoshinori Warashina | Mgmt | For | For | For | |
7 | Elect Yasuo Kanematsu | Mgmt | For | For | For | |
8 | Elect Shinichiroh Sakuraba | Mgmt | For | For | For | |
9 | Elect Masaaki Matsuzawa | Mgmt | For | For | For | |
10 | Elect Akira Saitoh | Mgmt | For | For | For | |
11 | Elect Takatoshi Matsumoto | Mgmt | For | For | For | |
12 | Elect Takahiro Susaki | Mgmt | For | For | For | |
13 | Elect Tomohito Arai | Mgmt | For | For | For | |
14 | Elect Masahiko Ena | Mgmt | For | Against | Against | |
James Hardie Industries NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JHX | CINS N4723D104 | 08/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Transformation to a Dutch | Mgmt | For | For | For | |
SE Company | ||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
James Hardie Industries NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JHX | CINS N4723D104 | 08/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Re-elect Brian Anderson | Mgmt | For | Against | Against | |
5 | Re-elect Michael Hammes | Mgmt | For | Against | Against | |
6 | Re-elect Donald McGauchie | Mgmt | For | Against | Against |
7 | Re-elect Rudy van der Meer | Mgmt | For | Against | Against | |
8 | Elect James Osborne | Mgmt | For | Against | Against | |
9 | Approve Director Participation in | Mgmt | For | For | For | |
Supervisory Board Share Plan | ||||||
(SBSP) - NED James Osborne | ||||||
10 | Approve Equity Plan (LTIP) | Mgmt | For | For | For | |
11 | Equity Grant (CEO Louis Gries) | Mgmt | For | For | For | |
12 | Equity Grant (CFO Russell Chenu) | Mgmt | For | For | For | |
13 | Equity Grant (General Counsel & | Mgmt | For | For | For | |
Company Secretary Robert Cox) | ||||||
14 | Equity Grant (CEO Louis Gries) | Mgmt | For | For | For | |
15 | Equity Grant (CFO Russell Chenu) | Mgmt | For | For | For | |
16 | Equity Grant (General Counsel & | Mgmt | For | For | For | |
Company Secretary Robert Cox) | ||||||
17 | Equity Grant (CEO Louis Gries) | Mgmt | For | For | For | |
18 | Equity Grant (CFO Russell Chenu) | Mgmt | For | For | For | |
19 | Equity Grant (General Counsel & | Mgmt | For | For | For | |
Company Secretary Robert Cox) | ||||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |
21 | Approve Cancellation of | Mgmt | For | For | For | |
Repurchased Shares | ||||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Japan Avions Electronics Industry | ||||||
Limite | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6807 | CINS J26273102 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Masami Shinozaki | Mgmt | For | For | For | |
2 | Elect Yasutaka Akiyama | Mgmt | For | For | For | |
3 | Elect Masato Shimamura | Mgmt | For | For | For | |
4 | Elect Yoshio Shiono | Mgmt | For | For | For | |
5 | Elect Natsuki Kawabe | Mgmt | For | For | For | |
6 | Elect Takashi Tamaki | Mgmt | For | For | For | |
7 | Elect Yasuhide Takahashi | Mgmt | For | For | For |
8 | Elect Noboru Norose | Mgmt | For | For | For | |
9 | Elect Masaki Fujimoto | Mgmt | For | For | For | |
10 | Elect Kazuo Takeda | Mgmt | For | For | For | |
11 | Elect Akira Kawamata | Mgmt | For | For | For | |
12 | Elect Mamoru Okamoto | Mgmt | For | For | For | |
13 | Elect Akira Shimazaki | Mgmt | For | For | For | |
14 | Elect Yasutoshi Ogino | Mgmt | For | For | For | |
15 | Elect Tsutomu Onohara | Mgmt | For | For | For | |
16 | Elect Tetsuya Mizuishi | Mgmt | For | For | For | |
17 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditor | ||||||
18 | Special Allowances and Directors' | Mgmt | For | For | For | |
and Statutory Auditors' Fees | ||||||
19 | Bonus | Mgmt | For | For | For | |
JKX Oil & Gas PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JKX | CINS G5140Z105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | Against | Against | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Elect Lord Fraser of Carmyllie | Mgmt | For | Against | Against | |
4 | Elect Viscount Asquith | Mgmt | For | Against | Against | |
5 | Elect Paul Davies | Mgmt | For | Against | Against | |
6 | Elect Bruce Burrows | Mgmt | For | Against | Against | |
7 | Appointment of Auditor and Authority | Mgmt | For | Against | Against | |
to Set Fees | ||||||
8 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |
9 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | 2010 Performance Share Plan | Mgmt | For | Against | Against | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | 2010 Discretionary Share Option | Mgmt | For | Against | Against | |
Scheme | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |
Preemptive Rights |
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
JSR Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4185 | CINS J2856K106 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Yoshinori Yoshida | Mgmt | For | For | For | |
5 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | |
6 | Elect Tsugio Haruki | Mgmt | For | For | For | |
7 | Elect Seiichi Hasegawa | Mgmt | For | For | For | |
8 | Elect Masaki Hirose | Mgmt | For | For | For | |
9 | Elect Hozumi Satoh | Mgmt | For | For | For | |
10 | Elect Yasuki Sajima | Mgmt | For | For | For | |
11 | Elect Kohichi Kawasaki | Mgmt | For | For | For | |
12 | Elect Hisao Hasegawa | Mgmt | For | For | For | |
13 | Elect Kenji Itoh | Mgmt | For | For | For | |
14 | Bonus | Mgmt | For | For | For | |
Jtekt Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6473 | CINS J2946V104 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kohshi Yoshida | Mgmt | For | For | For | |
3 | Elect Motohiko Yokoyama | Mgmt | For | For | For | |
4 | Elect Masaharu Igawa | Mgmt | For | For | For | |
5 | Elect Masakazu Nagai | Mgmt | For | For | For | |
6 | Elect Nobuyoshi Hisada | Mgmt | For | For | For | |
7 | Elect Takaaki Suzuki | Mgmt | For | For | For | |
8 | Elect Hiroshi Itoh | Mgmt | For | For | For |
9 | Elect Takao Yoneda | Mgmt | For | For | For | |
10 | Elect Hitoshi Shimatani | Mgmt | For | For | For | |
11 | Elect Takeshi Uchiyamada | Mgmt | For | For | For | |
12 | Elect Kiyomine Kawakami | Mgmt | For | For | For | |
13 | Elect Masaichi Isaka | Mgmt | For | For | For | |
14 | Elect Masatake Enomoto | Mgmt | For | Against | Against | |
15 | Elect Hiroshi Fujii | Mgmt | For | Against | Against | |
16 | Elect Kohichi Fukaya | Mgmt | For | Against | Against | |
17 | Elect Atsushi Niimi | Mgmt | For | Against | Against | |
18 | Elect Masaaki Kobayashi | Mgmt | For | For | For | |
19 | Retirement Allowances for Directors | Mgmt | For | For | For | |
Kaneka Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4118 | CINS J2975N106 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Masatoshi Takeda | Mgmt | For | For | For | |
3 | Elect Kimikazu Sugawara | Mgmt | For | For | For | |
4 | Elect Masatoshi Hatori | Mgmt | For | For | For | |
5 | Elect Toshihiro Suzuki | Mgmt | For | For | For | |
6 | Elect Tetsuroh Hara | Mgmt | For | For | For | |
7 | Elect Nobuyuki Koyama | Mgmt | For | For | For | |
8 | Elect Tetsuo Ikuno | Mgmt | For | For | For | |
9 | Elect Hirosaku Nagano | Mgmt | For | For | For | |
10 | Elect Shigeru Kamemoto | Mgmt | For | For | For | |
11 | Elect Masami Kishine | Mgmt | For | For | For | |
12 | Elect Masao Nakagawa | Mgmt | For | For | For | |
13 | Elect Toshio Nakamura | Mgmt | For | For | For | |
14 | Elect Minoru Tanaka | Mgmt | For | For | For | |
15 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
16 | Bonus | Mgmt | For | For | For | |
17 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Kansai Paint Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4613 | CINS J30255129 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Hiroki Nagao | Mgmt | For | For | For | |
3 | Elect Yu Tanaka | Mgmt | For | For | For | |
4 | Elect Satoshi Mohri | Mgmt | For | For | For | |
5 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
6 | Retirement Allowances and Special | Mgmt | For | For | For | |
Allowances for Directors and | ||||||
Statutory Auditors | ||||||
7 | Directors' Fees | Mgmt | For | For | For | |
Kansai Urban Banking | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8545 | CINS J30312102 | 01/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Osamu Yamada | Mgmt | For | For | For | |
4 | Elect Kenji Kosugi | Mgmt | For | For | For | |
5 | Elect Mitsuaki Kido | Mgmt | For | For | For | |
6 | Elect Yasuo Kataoka | Mgmt | For | For | For | |
7 | Elect Osamu Sawamura | Mgmt | For | Against | Against | |
8 | Elect Tetsuya Nishikawa | Mgmt | For | Against | Against | |
9 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
10 | Retirement Allowances for Directors | Mgmt | For | For | For | |
Kansai Urban Banking | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8545 | CINS J30312102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For |
2 | Elect Hiroshi Yamada | Mgmt | For | For | For | |
3 | Elect Keiji Takamasu | Mgmt | For | For | For | |
4 | Elect Takahiro Yamaguchi | Mgmt | For | For | For | |
5 | Elect Junji Okumura | Mgmt | For | For | For | |
6 | Elect Tomio Kondoh | Mgmt | For | Against | Against | |
7 | Retirement Allowances for Directors | Mgmt | For | For | For | |
KAPPAHL HOLDING AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KAHL | CINS W53034109 | 11/25/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Board Size | Mgmt | For | TNA | N/A | |
16 | Directors' and Auditor's Fees | Mgmt | For | TNA | N/A | |
17 | Election of Directors | Mgmt | For | TNA | N/A | |
18 | Nominating Committee | Mgmt | For | TNA | N/A | |
19 | Compensation Policy | Mgmt | For | TNA | N/A | |
20 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Change of Company Name | ||||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Kazakhmys PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
KAZ | CINS G5221U108 | 01/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Proposed Sale of Equity Interest | Mgmt | For | For | For | |
Kazakhmys PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KAZ | CINS G5221U108 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Philip Aiken | Mgmt | For | For | For | |
5 | Elect Simon Heale | Mgmt | For | For | For | |
6 | Elect David Munro | Mgmt | For | For | For | |
7 | Elect Clinton Dines | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | UK Sharesave Plan | Mgmt | For | For | For | |
14 | International Sharesave Plan | Mgmt | For | For | For | |
15 | UK Share Incentive Plan | Mgmt | For | For | For | |
16 | International Share Incentive Plan | Mgmt | For | For | For | |
17 | Amendments to Long-Term Incentive | Mgmt | For | For | For | |
Plan | ||||||
18 | Amendments to Executive Share | Mgmt | For | For | For | |
Option Plan | ||||||
19 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
20 | Adoption of New Articles | Mgmt | For | For | For | |
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Keihin Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7251 | CINS J32083107 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kunimichi Odagaki | Mgmt | For | For | For | |
3 | Elect Kazuyuki Sasa | Mgmt | For | For | For | |
4 | Elect Kazuoki Ukiana | Mgmt | For | For | For | |
5 | Elect Masami Watanabe | Mgmt | For | For | For | |
6 | Elect Hiroshi Irino | Mgmt | For | For | For | |
7 | Elect Kazuhiro Hashiyama | Mgmt | For | For | For | |
8 | Elect Masaaki Koike | Mgmt | For | For | For | |
9 | Elect Chugo Satoh | Mgmt | For | For | For | |
10 | Elect Hiroshi Yoshizawa | Mgmt | For | For | For | |
11 | Elect Kohki Ohnuma | Mgmt | For | For | For | |
12 | Elect Takeshi Iwata | Mgmt | For | For | For | |
13 | Elect Takashi Namari | Mgmt | For | For | For | |
14 | Elect Hiroshi Seikai | Mgmt | For | For | For | |
15 | Elect Nobuaki Suzuki | Mgmt | For | For | For | |
16 | Elect Tohru Mitsubori | Mgmt | For | For | For | |
17 | Elect Toshihiro Kuroki | Mgmt | For | For | For | |
18 | Elect Tetsuroh Suzuki | Mgmt | For | Against | Against | |
19 | Elect Katsuyuki Matsui | Mgmt | For | Against | Against | |
20 | Elect Yasuhiko Narita | Mgmt | For | Against | Against | |
21 | Bonus | Mgmt | For | For | For | |
22 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Keller Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KLR | CINS G5222K109 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect James Hind | Mgmt | For | Against | Against | |
4 | Elect Wolfgang Sondermann | Mgmt | For | Against | Against | |
5 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees |
6 | Adoption of New Articles | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Kenedix Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4321 | CINS J3243N100 | 03/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Ryosuke Honma | Mgmt | For | For | For | |
4 | Elect Atsushi Kawashima | Mgmt | For | For | For | |
5 | Elect Taiji Yoshikawa | Mgmt | For | For | For | |
6 | Elect Akira Tanaka | Mgmt | For | For | For | |
7 | Elect Noboru Kashiwagi | Mgmt | For | For | For | |
8 | Elect Ninji Hayashi | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
Kier Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KIE | CINS G52549105 | 11/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Nick Winser | Mgmt | For | Against | Against | |
5 | Elect Deena Mattar | Mgmt | For | Against | Against | |
6 | Elect Paul Sheffield | Mgmt | For | Against | Against | |
7 | Elect Phil White | Mgmt | For | Against | Against | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees |
9 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Adoption of New Articles | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Kingboard Chemical Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
148 | CINS G52562140 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect CHEUNG Kwong Kwan | Mgmt | For | Against | Against | |
5 | Elect CHANG Wing Yiu | Mgmt | For | Against | Against | |
6 | Elect HO Yin Sang | Mgmt | For | Against | Against | |
7 | Elect Chadwick MOK Cham Hung | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Kingboard Chemical Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
148 | CINS G52562140 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Cayman Islands |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Drill Bits Agreement | Mgmt | For | For | For | |
Kingboard Chemical Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
148 | CINS G52562140 | 07/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of the Acquisition | Mgmt | For | For | For | |
Kingspan Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KSP | CINS G52654103 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Noel Crowe | Mgmt | For | Against | Against | |
3 | Elect Tony McArdle | Mgmt | For | Against | Against | |
4 | Elect Helen Kirkpatrick | Mgmt | For | Against | Against | |
5 | Elect Eugene Murtagh | Mgmt | For | Against | Against | |
6 | Elect Danny Kitchen | Mgmt | For | Against | Against | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares | ||||||
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Amendments to Articles in | Mgmt | For | For | For | |
Accordance with EU Shareholders' | ||||||
Rights Directive |
Kinsus Interconnect Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3189 | CINS Y4804T109 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Amendments to Articles | Mgmt | For | For | For | |
8 | Amendments to Procedural Rules for | Mgmt | For | For | For | |
Acquisition/Disposal of Assets | ||||||
9 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Capital Loans | ||||||
10 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Endorsements/Guarantees | ||||||
11 | Elect WU Hui Huang | Mgmt | For | Against | Against | |
12 | Non-Compete Restrictions for | Mgmt | For | Against | Against | |
Directors | ||||||
13 | Extraordinary motions | Mgmt | For | Against | Against | |
Kobayashi Pharmaceutical | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4967 | CINS J3430E103 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Kazumasa Kobayashi | Mgmt | For | For | For | |
2 | Elect Yutaka Kobayashi | Mgmt | For | For | For | |
3 | Elect Akihiro Kobayashi | Mgmt | For | For | For | |
4 | Elect Jyohji Miki | Mgmt | For | For | For | |
5 | Elect Masaaki Tanaka | Mgmt | For | For | For | |
6 | Elect Takashi Tsujino | Mgmt | For | For | For | |
7 | Elect Satoshi Yamane | Mgmt | For | For | For | |
8 | Elect Haruo Tsuji | Mgmt | For | For | For |
9 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
10 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Komori Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6349 | CINS J35931112 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Konecranes Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KCI1V | CINS X4550J108 | 08/31/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Trade in Company Stock | Mgmt | For | For | For | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Kose Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4922 | CINS J3622S100 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Yasukiyo Kobayashi | Mgmt | For | For | For | |
3 | Elect Kazutoshi Kobayashi | Mgmt | For | For | For | |
4 | Elect Izuo Ikemi | Mgmt | For | For | For | |
5 | Elect Takao Kobayashi | Mgmt | For | For | For | |
6 | Retirement Allowances for Directors | Mgmt | For | For | For | |
Krones AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KRN | CINS D47441171 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Compensation Policy | Mgmt | For | For | For | |
7 | Authority to Omit Compensation | Mgmt | For | Against | Against | |
Disclosure | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Appointment of Auditor | Mgmt | For | For | For | |
Kuroda Electric Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7517 | CINS J37254109 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Takashi Kaneko | Mgmt | For | Against | Against | |
2 | Elect Tatsuya Nishiyama | Mgmt | For | Against | Against | |
3 | Elect Nobuyuki Kuroda | Mgmt | For | Against | Against | |
4 | Elect Yutaka Kaneda | Mgmt | For | Against | Against |
5 | Elect Masayoshi Ohno | Mgmt | For | Against | Against | |
6 | Elect Kyohichi Satoh | Mgmt | For | Against | Against | |
7 | Elect Norio Toyoda | Mgmt | For | Against | Against | |
Leopalace21 Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8848 | CINS J38781100 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Eisei Miyama | Mgmt | For | For | For | |
4 | Elect Tadahiro Miyama | Mgmt | For | For | For | |
5 | Elect Hiroyuki Miyata | Mgmt | For | For | For | |
6 | Elect Yoshikazu Miike | Mgmt | For | For | For | |
7 | Elect Koh Kimura | Mgmt | For | For | For | |
8 | Elect Fumiaki Yamamoto | Mgmt | For | For | For | |
9 | Elect Yuzuru Sekiya | Mgmt | For | For | For | |
10 | Elect Tetsuji Taya | Mgmt | For | For | For | |
11 | Elect Masahiko Nakamura | Mgmt | For | For | For | |
LG DACOM CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
015940 | CINS Y5252V108 | 11/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Merger/Acquisition | Mgmt | For | Against | Against | |
LG Fashion Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
093050 | CINS Y5275J108 | 03/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Directors' Fees | Mgmt | For | For | For | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
LG Telecom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
032640 | CINS Y5276R125 | 11/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Merger/Acquisition | Mgmt | For | Against | Against | |
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | |
4 | Amendments to Articles | Mgmt | For | For | For | |
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Lite-On Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2301 | CINS Y5313K109 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Capital Loans and | ||||||
Endorsements/Guarantees | ||||||
12 | Elect Raymond Soong | Mgmt | For | Against | Against | |
13 | Elect David Lin | Mgmt | For | Against | Against | |
14 | Elect Joseph Lin | Mgmt | For | Against | Against | |
15 | Elect Warren Chen | Mgmt | For | Against | Against |
16 | Elect LU Keh Shew | Mgmt | For | Against | Against | |
17 | Elect Rick Wu | Mgmt | For | Against | Against | |
18 | Elect CHEN C. H. | Mgmt | For | Against | Against | |
19 | Elect David Lee | Mgmt | For | Against | Against | |
20 | Elect WU Kuo Feng | Mgmt | For | Against | Against | |
21 | Elect Harvey Chang | Mgmt | For | Against | Against | |
22 | Elect Edward Yang | Mgmt | For | Against | Against | |
23 | Non-Compete Restrictions for | Mgmt | For | Against | Against | |
Directors | ||||||
24 | Extraordinary Motions | Mgmt | For | Against | Against | |
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Logitech International SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOGN | CINS H50430232 | 09/01/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Remuneration Report | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendment to 2006 Stock Incentive | Mgmt | For | TNA | N/A | |
Plan | ||||||
7 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
8 | Elect Erh-Hsun Chang | Mgmt | For | TNA | N/A | |
9 | Elect Kee-Lock Chua | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Lonmin PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LMI | CINS G56350112 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
4 | Elect Ian Farmer | Mgmt | For | For | For | |
5 | Elect Alan Ferguson | Mgmt | For | For | For | |
6 | Elect David Munro | Mgmt | For | For | For | |
7 | Elect Roger Phillimore | Mgmt | For | For | For | |
8 | Elect Jim Sutcliffe | Mgmt | For | For | For | |
9 | Elect Jonathan Leslie | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Adoption of New Articles | Mgmt | For | For | For | |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Lundin Mining Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LUN | CUSIP 550372106 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Colin Benner | Mgmt | For | Withhold | Against | |
1.2 | Elect Donald Charter | Mgmt | For | Withhold | Against | |
1.3 | Elect John Craig | Mgmt | For | Withhold | Against | |
1.4 | Elect Brian Edgar | Mgmt | For | Withhold | Against | |
1.5 | Elect Lukas Lundin | Mgmt | For | Withhold | Against | |
1.6 | Elect Dale Peniuk | Mgmt | For | Withhold | Against | |
1.7 | Elect William Rand | Mgmt | For | Withhold | Against | |
1.8 | Elect Phillip Wright | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Location of the Corporate Office | ||||||
Makino Milling Machine Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
6135 | CINS J39530100 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Reduce Capital | Mgmt | For | For | For | |
2 | Elect Jiroh Makino | Mgmt | For | For | For | |
3 | Elect Shun Makino | Mgmt | For | For | For | |
4 | Elect Eiichi Hososhima | Mgmt | For | For | For | |
5 | Elect Takeo Minosawa | Mgmt | For | For | For | |
6 | Elect Akio Kohmura | Mgmt | For | For | For | |
7 | Elect Tatsuaki Aiba | Mgmt | For | For | For | |
8 | Elect Shingo Suzuki | Mgmt | For | For | For | |
9 | Elect Yasuyuki Tamura | Mgmt | For | For | For | |
10 | Elect Toshiyuki Nagano | Mgmt | For | For | For | |
11 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
Man Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMG | CINS G5790V156 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Jon Aisbitt | Mgmt | For | For | For | |
5 | Elect Peter Clarke | Mgmt | For | For | For | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Increase in Authorised Share Capital | Mgmt | For | Against | Against | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Authority to Repurchase Deferred | Mgmt | For | For | For | |
Dollar Shares |
Mandom Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4917 | CINS J39659107 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Motonobu Nishimura | Mgmt | For | For | For | |
4 | Elect Hiroshi Kamei | Mgmt | For | For | For | |
5 | Elect Kenji Yamada | Mgmt | For | For | For | |
6 | Elect Masayoshi Momota | Mgmt | For | For | For | |
7 | Elect Yoshiaki Saitoh | Mgmt | For | For | For | |
8 | Elect Ryuichi Terabayashi | Mgmt | For | For | For | |
9 | Elect Tsutomu Tsukada | Mgmt | For | For | For | |
10 | Elect Toshikazu Tamura | Mgmt | For | For | For | |
11 | Elect Takaharu Matsuo | Mgmt | For | Against | Against | |
12 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
Maruichi Steel Tube Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5463 | CINS J40046104 | 06/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Seiji Yoshimura | Mgmt | For | TNA | N/A | |
2 | Elect Hiroyuki Suzuki | Mgmt | For | TNA | N/A | |
3 | Elect Daiji Horikawa | Mgmt | For | TNA | N/A | |
4 | Elect Yoshinori Yoshimura | Mgmt | For | TNA | N/A | |
5 | Elect Shohzoh Suzuki | Mgmt | For | TNA | N/A | |
6 | Elect Seiichi Matsuyama | Mgmt | For | TNA | N/A | |
7 | Elect Yoshitaka Meguro | Mgmt | For | TNA | N/A | |
8 | Renewal of Takeover Defense Plan | Mgmt | For | TNA | N/A | |
Massmart Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MSM | CINS S4799N114 | 11/25/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | South Africa | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Dods Brand | Mgmt | For | Against | Against | |
3 | Elect Zitulele Combi | Mgmt | For | Against | Against | |
4 | Elect Guy Hayward | Mgmt | For | Against | Against | |
5 | Elect Jim Hodkinson | Mgmt | For | Against | Against | |
6 | Elect Peter Maw | Mgmt | For | Against | Against | |
7 | Increase Non-Executive Directors' | Mgmt | For | For | For | |
Fees | ||||||
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | General Authority to Issue Shares | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue B Preference | Mgmt | For | For | For | |
Shares | ||||||
12 | Increase in Authorized B Preference | Mgmt | For | For | For | |
Shares | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Increase Authorised | Mgmt | For | For | For | |
Share Capital | ||||||
15 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Share Capital | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Meda AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEDA-A | CINS W5612K109 | 05/05/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Accounts and Reports | Mgmt | For | TNA | N/A | |
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
15 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
16 | Board Size | Mgmt | For | TNA | N/A | |
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
18 | Election of Directors and | Mgmt | For | TNA | N/A | |
Appointment of Auditor | ||||||
19 | Election of Chairman | Mgmt | For | TNA | N/A | |
20 | Approval of Nomination Committee | Mgmt | For | TNA | N/A | |
Guidelines | ||||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
22 | Authority to Issue Shares w/ or w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
23 | Authority to Issue Convertible Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
24 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Notice | ||||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Mediq NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEDIQ | CINS N6741C117 | 04/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Elect W. M. van den Goorbergh | Mgmt | For | Against | Against | |
8 | Elect S. van Keulen | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Meggitt PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MGGT | CINS G59640105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Colin Terry | Mgmt | For | Against | Against | |
5 | Elect Terry Twigger | Mgmt | For | Against | Against | |
6 | Elect David Williams | Mgmt | For | Against | Against | |
7 | Elect Alan Cox | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |
13 | Adoption of New Articles | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Scrip Dividend | Mgmt | For | For | For | |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Meitec Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9744 | CINS J42067108 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Makoto Fukai | Mgmt | For | For | For | |
3 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
4 | Directors and Auditors' Fees | Mgmt | For | For | For | |
Methanex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MX | CUSIP 59151K108 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | |
1.2 | Elect Howard Balloch | Mgmt | For | For | For | |
1.3 | Elect Pierre Choquette | Mgmt | For | For | For | |
1.4 | Elect Phillip Cook | Mgmt | For | For | For | |
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.6 | Elect Robert Kostelnik | Mgmt | For | For | For | |
1.7 | Elect Douglas Mahaffy | Mgmt | For | For | For | |
1.8 | Elect A. Terence Poole | Mgmt | For | For | For | |
1.9 | Elect John Reid | Mgmt | For | For | For | |
1.10 | Elect Janice Rennie | Mgmt | For | Withhold | Against | |
1.11 | Elect Monica Sloan | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |
4 | SHP Advisory Vote on | ShrHldr | Against | Against | For | |
Compensation Report (Say on Pay) | ||||||
Metropole TV - M6 | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMT | CINS F6160D108 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Severance Package (Nicolas de | Mgmt | For | For | For | |
Tavernost) | ||||||
9 | Severance Package (Thomas | Mgmt | For | For | For | |
Valentin) | ||||||
10 | Severance Package (Catherine | Mgmt | For | For | For | |
Lenoble) | ||||||
11 | Severance Package (Jerome | Mgmt | For | For | For | |
Lefebure) | ||||||
12 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Philippe Delusinne | ||||||
13 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Delphine Arnault | ||||||
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Michael Page International PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MPI | CINS G68694119 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Sir Adrian Montague | Mgmt | For | Against | Against | |
4 | Elect Charles-Henri Dumon | Mgmt | For | Against | Against | |
5 | Directors' Remuneration Report | Mgmt | For | For | For | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Authorisation of Political Donations | Mgmt | For | For | For | |
8 | Adoption of New Articles | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Executive Share Option Scheme | Mgmt | For | For | For | |
Milano Assicurazioni | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MI | CINS T28224102 | 04/22/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
4 | Authority to Trade in Stock | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Stock | Mgmt | For | TNA | N/A | |
Mitsubishi Tanabe Pharma | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4508 | CINS J4448H104 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | |
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | |
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | |
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | |
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | |
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | |
9 | Election of alternate Statutory | Mgmt | For | Against | Against | |
Auditors |
Modern Times Group AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG-B | CINS W56523116 | 05/17/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Accounts and Reports | Mgmt | For | TNA | N/A | |
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
13 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
14 | Board Size | Mgmt | For | TNA | N/A | |
15 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
16 | Election of Directors | Mgmt | For | TNA | N/A | |
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
18 | Nomination Committee | Mgmt | For | TNA | N/A | |
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
20 | Long-Term Incentive Plan | Mgmt | For | TNA | N/A | |
21 | Authority to Repurchase and Issue | Mgmt | For | TNA | N/A | |
Treasury Shares | ||||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Modern Times Group MTG AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG-B | CINS W56523116 | 08/25/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Reclassification of Class A Shares | Mgmt | For | TNA | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Morgan Sindall PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MGNS | CINS G81560107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Patrick De Smedt | Mgmt | For | For | For | |
3 | Elect Simon Gulliford | Mgmt | For | For | For | |
4 | Directors' Remuneration Report | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Adoption of New Articles | Mgmt | For | For | For | |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | |
MTU Aero Engines Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTX | CINS D5565H104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Increase in Authorized Capital I | Mgmt | For | For | For | |
11 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |
12 | Reduction of Conditional Capital | Mgmt | For | For | For | |
13 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments | ||||||
14 | Compensation Policy | Mgmt | For | For | For | |
Musashino Bank Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8336 | CINS J46883104 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Hiroshi Shimao | Mgmt | For | For | For | |
3 | Elect Hidemi Shimizu | Mgmt | For | Against | Against | |
4 | Elect Megumi Yano | Mgmt | For | For | For | |
5 | Elect Atsumu Kuroishi | Mgmt | For | For | For | |
6 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Mytilineos Holdings S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MYTIL | CINS X56014131 | 05/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
3 | Ratification of Board and Auditor Acts | Mgmt | For | TNA | N/A | |
4 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
5 | Related Party Transactions | Mgmt | For | TNA | N/A |
6 | Cancellation of Shares | Mgmt | For | TNA | N/A | |
7 | Transaction of Other Business | Mgmt | N/A | TNA | N/A | |
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Mytilineos Holdings S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MYTIL | CINS X56014131 | 05/25/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Cancellation of Shares | Mgmt | For | TNA | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Mytilineos Holdings S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MYTIL | CINS X56014131 | 06/07/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Cancellation of Shares | Mgmt | For | TNA | N/A | |
Neopost SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEO | CINS F65196119 | 07/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Elect Vincent Mercier | Mgmt | For | Against | Against | |
10 | Elect Henk Bodt | Mgmt | For | Against | Against |
11 | Elect Eric Licoys | Mgmt | For | Against | Against | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
14 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to Issue | ||||||
Debt Instruments | ||||||
15 | Authority to Issue Convertible | Mgmt | For | For | For | |
Securities w/out Preemptive Rights; | ||||||
Authority to Issue Debt Instruments | ||||||
16 | Authority to Increase Share Issuance | Mgmt | For | For | For | |
Limit | ||||||
17 | Authority to Increase Capital through | Mgmt | For | For | For | |
Capitalizations | ||||||
18 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
19 | Authority to Increase Capital in Case | Mgmt | For | For | For | |
of Exchange Offer | ||||||
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities under | ||||||
Employee Savings Plan | ||||||
21 | Authority to Increase Capital for the | Mgmt | For | For | For | |
Benefit of Overseas Employees | ||||||
22 | Authority to Issue Restricted Stock | Mgmt | For | Against | Against | |
23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
24 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
25 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Neptune Orient Lines Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
N03 | CINS V67005120 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Fees | Mgmt | For | For | For | |
3 | Elect Simon Israel | Mgmt | For | Against | Against | |
4 | Elect CHENG Wai Keung | Mgmt | For | Against | Against | |
5 | Elect Christopher LAU Loke Sam | Mgmt | For | Against | Against | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Elect Robert Herbold | Mgmt | For | Against | Against | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Appointment of Auditor and Authority | Mgmt | For | Abstain | Against | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Grant Awards and Issue | Mgmt | For | For | For | |
Shares under Employee Incentive | ||||||
Plans | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Related Party Transactions | Mgmt | For | For | For | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Nexans SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEX | CINS F65277109 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Ratification of | Mgmt | For | For | For | |
Board Acts; Approval of Non-Tax- | ||||||
Deductible Expenses | ||||||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Elect Gerard Hauser | Mgmt | For | Against | Against |
8 | Elect Francois Polge de Combret | Mgmt | For | Against | Against | |
9 | Elect Veronique Guillot-Pelpel | Mgmt | For | Against | Against | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Convertible | Mgmt | For | For | For | |
Securities w/o Preemptive Rights; | ||||||
Authority to Issue Debt Instruments | ||||||
14 | Authority to Issue Convertible | Mgmt | For | For | For | |
Securities Through Private | ||||||
Placement; Authority to Issue Debt | ||||||
Instruments | ||||||
15 | Authority to Increase Capital in Case | Mgmt | For | For | For | |
of Exchange Offer | ||||||
16 | Authority to Increase Share Issuance | Mgmt | For | For | For | |
Limit | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
18 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
19 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
20 | Authority to Increase Capital Under | Mgmt | For | Against | Against | |
Employee Savings Plan for | ||||||
Overseas Employees | ||||||
21 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Nexity | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NXI | CINS F6527B126 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Approval of | Mgmt | For | Against | Against | |
Non-tax Deductible Expenses; | ||||||
Ratification of Board Acts | ||||||
4 | Allocation of Losses | Mgmt | For | For | For | |
5 | Debit of Reserves; Distribution of | Mgmt | For | For | For | |
Dividends | ||||||
6 | Consolidated Accounts and Reports | Mgmt | For | Against | Against | |
7 | Related Party Transactions | Mgmt | For | Against | Against | |
8 | Related Party Transactions | Mgmt | For | Against | Against | |
9 | ratification of the Co-Option of Alain | Mgmt | For | For | For | |
David | ||||||
10 | Elect Charles-Henri Filippi as Censor | Mgmt | For | For | For | |
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
13 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to Issue | ||||||
Debt Instruments | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | Against | Against | |
Preemptive Rights Through Private | ||||||
Placement; Authority to Issue Debt | ||||||
Instruments | ||||||
15 | Authority to Increase Shares | Mgmt | For | Against | Against | |
Issuance Limit | ||||||
16 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
18 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
19 | Authority to Issue Restricted Stock to | Mgmt | For | For | For | |
Employees and Executives | ||||||
20 | Authority to Increase Capital in Case | Mgmt | For | Against | Against | |
of Exchange Offer |
21 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
22 | Authority to Increase Capital as a | Mgmt | For | Against | Against | |
Takeover Defense | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Next PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NXT | CINS G6500M106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Steve Barber | Mgmt | For | Against | Against | |
5 | Elect David Keens | Mgmt | For | Against | Against | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | 2010 Share Matching Plan | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Repurchase Shares Off- | Mgmt | For | For | For | |
Market | ||||||
12 | Adoption of New Articles | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
NHN Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
035420 | CINS Y6347M103 | 03/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Elect DO Hyun Soon | Mgmt | For | Against | Against | |
4 | Election of Audit Committee | Mgmt | For | Against | Against | |
Member: DO Hyun Soon | ||||||
5 | Directors' Fees | Mgmt | For | Against | Against | |
Nifco | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7988 | CINS 654101104 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Toshiaki Ogasawara | Mgmt | For | For | For | |
3 | Elect Masaru Onodera | Mgmt | For | For | For | |
4 | Elect Kyohiko Fukawa | Mgmt | For | For | For | |
5 | Elect Yoshiaki Notoya | Mgmt | For | For | For | |
6 | Elect Mitsutaka Ogasawara | Mgmt | For | For | For | |
7 | Elect Toyoh Gyohten | Mgmt | For | For | For | |
8 | Elect Junji Yanai | Mgmt | For | For | For | |
9 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
Nihon Kohden Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6849 | CINS J50538115 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Kazuo Ogino | Mgmt | For | For | For | |
4 | Elect Fumio Suzuki | Mgmt | For | For | For | |
5 | Elect Eishi Harasawa | Mgmt | For | For | For | |
6 | Elect Kenji Hakuta | Mgmt | For | For | For | |
7 | Elect Toshifumi Kamihirata | Mgmt | For | For | For | |
8 | Elect Toshitsugu Izawa | Mgmt | For | For | For | |
9 | Elect Yoshihito Tsukahara | Mgmt | For | For | For | |
10 | Elect Ryuji Tamura | Mgmt | For | For | For |
11 | Elect Toshinobu Mayuzumi | Mgmt | For | For | For | |
12 | Elect Masaya Yamauchi | Mgmt | For | For | For | |
13 | Elect Masahiro Kawamura | Mgmt | For | For | For | |
14 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Nihon Parkerizing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4095 | CINS J55096101 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Shuji Tanabe | Mgmt | For | For | For | |
3 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Nippon Electric Glass Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5214 | CINS J53247110 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Yuzoh Izutsu | Mgmt | For | For | For | |
5 | Elect Masayuki Arioka | Mgmt | For | For | For | |
6 | Elect Katsumi Inada | Mgmt | For | For | For | |
7 | Elect Masami Atsuji | Mgmt | For | For | For | |
8 | Elect Shuji Itoh | Mgmt | For | For | For | |
9 | Elect Shiegru Yamamoto | Mgmt | For | For | For | |
10 | Elect Kohichi Inamasu | Mgmt | For | For | For | |
11 | Elect Masanori Yokota | Mgmt | For | For | For | |
12 | Elect Itoh Kazuhiro | Mgmt | For | For | For | |
13 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
14 | Bonus | Mgmt | For | For | For | |
15 | Statutory Auditors' Fees | Mgmt | For | For | For |
Nippon Konpo Unyu Soko | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9072 | CINS J54580105 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Bonus | Mgmt | For | For | For | |
3 | Elect Hidetaka Kuroiwa | Mgmt | For | For | For | |
4 | Elect Masakatsu Kuroiwa | Mgmt | For | For | For | |
5 | Elect Keita Kuroiwa | Mgmt | For | For | For | |
6 | Elect Shigemi Fujisaki | Mgmt | For | For | For | |
7 | Elect Yoshihiro Kato | Mgmt | For | For | For | |
8 | Elect Toshimi Nagaoka | Mgmt | For | For | For | |
9 | Elect Masahiko Masui | Mgmt | For | For | For | |
10 | Elect Kenji Okamoto | Mgmt | For | For | For | |
11 | Elect Masahiro Tazawa | Mgmt | For | For | For | |
12 | Elect Takashi Fukami | Mgmt | For | For | For | |
13 | Elect Takashi Kurisu | Mgmt | For | For | For | |
14 | Elect Yasuyuki Sano | Mgmt | For | For | For | |
15 | Elect Naohiko Sugimoto | Mgmt | For | For | For | |
16 | Elect Tadatala Nakae | Mgmt | For | For | For | |
17 | Elect Yoshiyuki Sujino | Mgmt | For | For | For | |
18 | Elect Kazutaka Kaneko | Mgmt | For | Against | Against | |
19 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Nippon Thompson Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6480 | CINS J56257116 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Akira Yamashita | Mgmt | For | For | For | |
4 | Elect Kouhei Sueda | Mgmt | For | For | For | |
5 | Elect Kiyoshi Komaba | Mgmt | For | For | For | |
6 | Elect Toshio Kondoh | Mgmt | For | For | For |
7 | Elect Kiyoharu Tanaka | Mgmt | For | For | For | |
8 | Elect Shinichi Hattori | Mgmt | For | For | For | |
9 | Elect Kazuhiko Tanaka | Mgmt | For | For | For | |
10 | Elect Shigeki Miyachi | Mgmt | For | For | For | |
11 | Elect Toshitaka Akimoto | Mgmt | For | For | For | |
12 | Elect Toshinao Kimura | Mgmt | For | For | For | |
Nishimatsuya Chain | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7545 | CINS J56741101 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Director Stock Option Plan | Mgmt | For | For | For | |
3 | Employee Stock Option Plan | Mgmt | For | For | For | |
Nissin Kogyo Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7230 | CINS J58074105 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Akihiro Kubo | Mgmt | For | For | For | |
2 | Elect Katsutoshi Ueda | Mgmt | For | For | For | |
3 | Elect Hiroyuki Suganuma | Mgmt | For | For | For | |
4 | Elect Hideaki Yanagisawa | Mgmt | For | For | For | |
5 | Elect Keiji Himori | Mgmt | For | For | For | |
6 | Elect Kohji Beppu | Mgmt | For | For | For | |
7 | Elect Akihiko Kishimoto | Mgmt | For | For | For | |
8 | Elect Masahiro Himura | Mgmt | For | For | For | |
9 | Elect Naotoshi Tamai | Mgmt | For | For | For | |
10 | Elect Eiichi Matsumoto | Mgmt | For | Against | Against | |
Nitto Denko Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6988 | CINS J58472119 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Bonus | Mgmt | For | For | For | |
4 | Elect Yukio Nagira | Mgmt | For | For | For | |
5 | Elect Tatsunosuke Fujiwara | Mgmt | For | For | For | |
6 | Elect Kaoru Aizawa | Mgmt | For | For | For | |
7 | Elect Yasuo Ninomiya | Mgmt | For | For | For | |
8 | Elect Kenji Matsumoto | Mgmt | For | For | For | |
9 | Elect Hideo Takasaki | Mgmt | For | For | For | |
10 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | |
11 | Elect Yohichiroh Furuse | Mgmt | For | For | For | |
12 | Elect Kunio Itoh | Mgmt | For | For | For | |
13 | Stock Option Plan | Mgmt | For | For | For | |
NOK Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7240 | CINS J54967104 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Masato Tsuru | Mgmt | For | For | For | |
3 | Elect Hideo Hatsuzawa | Mgmt | For | For | For | |
4 | Elect Shigekazu Kokai | Mgmt | For | For | For | |
5 | Elect Takahito Yokouchi | Mgmt | For | For | For | |
6 | Elect Kiyoshi Doi | Mgmt | For | For | For | |
7 | Elect Tetsuji Tsuru | Mgmt | For | For | For | |
8 | Elect Toshifumi Kobayashi | Mgmt | For | For | For | |
9 | Elect Sohichiroh Uchida | Mgmt | For | For | For | |
Novatek Microelectronics Corp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3034 | CINS Y64153102 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Extraordinary motions | Mgmt | For | Against | Against | |
NTT Urban Development Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8933 | CINS J5940Z104 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Masaki Mitsumura | Mgmt | For | For | For | |
4 | Elect Hideo Ohsawa | Mgmt | For | For | For | |
5 | Elect Hiroto Miyake | Mgmt | For | For | For | |
6 | Elect Akitoshi Itoh | Mgmt | For | For | For | |
7 | Elect Yoshiharu Nishimura | Mgmt | For | For | For | |
8 | Elect Hideki Tokunaga | Mgmt | For | For | For | |
9 | Elect Takahiro Okuda | Mgmt | For | For | For | |
10 | Elect Satoshi Shinoda | Mgmt | For | For | For | |
11 | Elect Kazuhiro Hasegawa | Mgmt | For | For | For | |
12 | Elect Hiroshi Iijima | Mgmt | For | For | For | |
13 | Elect Shiroh Nakahara | Mgmt | For | For | For | |
14 | Elect Masaru Yanagida | Mgmt | For | For | For | |
15 | Elect Takanori Itoh | Mgmt | For | For | For | |
16 | Elect Isao Yamauchi | Mgmt | For | For | For | |
17 | Elect Takeshi Ogiwara | Mgmt | For | Against | Against | |
Okinawa Cellular Telephone | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9436 | CINS J60805108 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Kazuo Inamori | Mgmt | For | For | For | |
4 | Elect Eiji Chinen | Mgmt | For | For | For | |
5 | Elect Hiroshi Kitagawa | Mgmt | For | For | For |
6 | Elect Chohsei Nakasone | Mgmt | For | For | For | |
7 | Elect Masakazu Nakachi | Mgmt | For | For | For | |
8 | Elect Akira Sakima | Mgmt | For | For | For | |
9 | Elect Kunio Oroku | Mgmt | For | For | For | |
10 | Elect Tadashi Onodera | Mgmt | For | For | For | |
11 | Elect Makoto Takahashi | Mgmt | For | For | For | |
12 | Elect Hideo Yuasa | Mgmt | For | For | For | |
13 | Elect Seiken Takemoto | Mgmt | For | Against | Against | |
14 | Elect Fumihiro Nakamura | Mgmt | For | For | For | |
15 | Bonus | Mgmt | For | For | For | |
Okinawa Electric Power Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9511 | CINS J60815107 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Bonus | Mgmt | For | For | For | |
Omega Pharma | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OME | CINS B6385E125 | 05/03/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Ratification of Board and Auditor Acts | Mgmt | For | TNA | N/A | |
8 | Non-Executive Directors' Fees | Mgmt | For | TNA | N/A | |
9 | Elect Lucas Laureys | Mgmt | For | TNA | N/A | |
10 | Elect Jan Boone | Mgmt | For | TNA | N/A | |
11 | Elect Benoit Graulich | Mgmt | For | TNA | N/A | |
12 | Elect Karel Van Eetvelt | Mgmt | For | TNA | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Onward Holdings Co. Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8016 | CINS J30728109 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Takeshi Hirouchi | Mgmt | For | For | For | |
4 | Elect Kentaroh Mizuno | Mgmt | For | For | For | |
5 | Elect Kazuya Baba | Mgmt | For | For | For | |
6 | Elect Masaaki Yoshizawa | Mgmt | For | For | For | |
7 | Elect Minoru Tanaka | Mgmt | For | For | For | |
8 | Elect Hachiroh Honjoh | Mgmt | For | For | For | |
9 | Elect Yoshihide Nakamura | Mgmt | For | For | For | |
10 | Elect Hitoshi Aoyama | Mgmt | For | Against | Against | |
11 | Elect Kazuaki Ohashi | Mgmt | For | For | For | |
12 | Stock Option Plan | Mgmt | For | For | For | |
Ordina NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORDI | CINS N67367164 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Amendment to Compensation Policy | Mgmt | For | For | For | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Elect J.G. van der Werf | Mgmt | For | For | For | |
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Oriflame Cosmetics SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORI | CINS L7272A100 | 05/19/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Luxembourg | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Dividend | Mgmt | For | TNA | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
10 | Ratification of the Auditor's Act | Mgmt | For | TNA | N/A | |
11 | Elect Magnus Brannstrom | Mgmt | For | TNA | N/A | |
12 | Elect Anders Dahlvig | Mgmt | For | TNA | N/A | |
13 | Elect Marie Ehrling | Mgmt | For | TNA | N/A | |
14 | Elect Lillian Fossum | Mgmt | For | TNA | N/A | |
15 | Elect Alexander af Jochnick | Mgmt | For | TNA | N/A | |
16 | Elect Jonas af Jochnick | Mgmt | For | TNA | N/A | |
17 | Elect Robert af Jochnick | Mgmt | For | TNA | N/A | |
18 | Elect Helle Kruse Nielsen | Mgmt | For | TNA | N/A | |
19 | Elect Christian Salamon | Mgmt | For | TNA | N/A | |
20 | Election of Chairman | Mgmt | For | TNA | N/A | |
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
22 | Nomination Committee | Mgmt | For | TNA | N/A | |
23 | Directors' Fees | Mgmt | For | TNA | N/A | |
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Amendment Regarding 2008 Long | Mgmt | For | TNA | N/A | |
Term Incentive Plan |
27 | Amendment Regarding Records | Mgmt | For | TNA | N/A | |
Dates | ||||||
28 | Amendments Regarding Delegation | Mgmt | For | TNA | N/A | |
Powers | ||||||
29 | Amendments Regarding Delegation | Mgmt | For | TNA | N/A | |
Powers | ||||||
30 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Minutes | ||||||
31 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |
Pursuant to Share Incentive Plans | ||||||
2005 and 2008 | ||||||
32 | Conclusion of Meeting | Mgmt | For | TNA | N/A | |
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Poyry Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
POY1V | CINS X4032L101 | 03/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
10 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |
12 | Board Size | Mgmt | For | TNA | N/A | |
13 | Election of Directors | Mgmt | For | TNA | N/A | |
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
16 | Amendments to Articles | Mgmt | For | TNA | N/A | |
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
18 | Approval of Charitable Donation | Mgmt | For | TNA | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
PA Resources AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PAR | CINS W6283U111 | 05/18/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Election of Chairman to Preside | Mgmt | For | TNA | N/A | |
Over Meeting | ||||||
6 | Voting List | Mgmt | For | TNA | N/A | |
7 | Agenda | Mgmt | For | TNA | N/A | |
8 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
9 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation | ||||||
10 | CEO's Address | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Presentation of Nominating | Mgmt | For | TNA | N/A | |
Committee Proposals | ||||||
16 | Board Size | Mgmt | For | TNA | N/A | |
17 | Directors' and Auditor's Fees | Mgmt | For | TNA | N/A | |
18 | Election of Directors | Mgmt | For | TNA | N/A | |
19 | Nominating Committee | Mgmt | For | TNA | N/A | |
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
21 | Amendment Regarding Share | Mgmt | For | TNA | N/A | |
Capital | ||||||
22 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Notice | ||||||
23 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
PA Resources AB |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PAR | CINS W6283U111 | 05/24/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Rights Issue | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Pacific Brands Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PBG | CINS Q7161J100 | 10/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Elect Nora Scheinkestel | Mgmt | For | For | For | |
3 | Elect James King | Mgmt | For | For | For | |
4 | Remuneration Report | Mgmt | For | For | For | |
Paddy Power PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PWL | CINS G68673105 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Jane Lighting | Mgmt | For | For | For | |
4 | Elect Nigel Northridge | Mgmt | For | For | For | |
5 | Elect Patrick Kennedy | Mgmt | For | For | For |
6 | Elect Stewart Kenny | Mgmt | For | For | For | |
7 | Elect David Power | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Set Price of Reissued | Mgmt | For | For | For | |
Treasury Shares | ||||||
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Adoption of New Articles | Mgmt | For | For | For | |
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Partners Group Holding | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGHN | CINS H6120A101 | 05/06/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Compensation Report | Mgmt | For | TNA | N/A | |
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |
8 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
9 | Election of Directors | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Pason Systems Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PSI | CUSIP 702925108 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Board Size | Mgmt | For | For | For | |
2.1 | Elect James Hill | Mgmt | For | For | For | |
2.2 | Elect James Howe | Mgmt | For | Withhold | Against | |
2.3 | Elect Murray Cobbe | Mgmt | For | For | For | |
2.4 | Elect Harold Allsopp | Mgmt | For | For | For | |
2.5 | Elect G. Allen Brooks | Mgmt | For | For | For | |
2.6 | Elect Peter Mackechnie | Mgmt | For | For | For | |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Perfect World Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PWRD | CUSIP 71372U104 | 11/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to the Share Incentive | Mgmt | For | Against | Against | |
Plan (Increase Authorized Shares) | ||||||
2 | Amendment to the Share Incentive | Mgmt | For | Against | Against | |
Plan (Transferability Provisions) | ||||||
3 | Elect Han Zhang | Mgmt | For | Against | Against | |
4 | Elect Daniel Yang | Mgmt | For | Against | Against | |
5 | Ratification of Auditor | Mgmt | For | Against | Against | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Amendments to Articles Regarding | Mgmt | For | For | For | |
the Designated Stock Exchange | ||||||
8 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Appointment of Auditors | ||||||
9 | Accounts and Reports | Mgmt | For | Against | Against | |
10 | Ratification of Board Acts | Mgmt | For | For | For | |
Persimmon PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PSN | CINS G70202109 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Jeff Fairburn | Mgmt | For | For | For | |
4 | Elect Jonathan Davie | Mgmt | For | For | For | |
5 | Elect Mike Farley | Mgmt | For | For | For | |
6 | Elect Neil Davidson | Mgmt | For | For | For | |
7 | Elect David Thompson | Mgmt | For | For | For | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Adoption of New Articles | Mgmt | For | Against | Against | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Petroleum Geo-Services ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGS | CINS R69628114 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
4 | Election of an Individual to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
7 | Elect Francis Gugen | Mgmt | For | TNA | N/A | |
8 | Elect Harald Norvik | Mgmt | For | TNA | N/A | |
9 | Elect Daniel Piette | Mgmt | For | TNA | N/A | |
10 | Elect Holly van Deursen | Mgmt | For | TNA | N/A | |
11 | Elect Annette Malm Justad | Mgmt | For | TNA | N/A | |
12 | Elect Carol Bell | Mgmt | For | TNA | N/A | |
13 | Elect Ingar Skaug | Mgmt | For | TNA | N/A | |
14 | Elect Roger O’Neil | Mgmt | For | TNA | N/A | |
15 | Elect C. Maury Devine | Mgmt | For | TNA | N/A |
16 | Elect Hanne Harlem | Mgmt | For | TNA | N/A | |
17 | Directors' and Nominating | Mgmt | For | TNA | N/A | |
Committee Fees | ||||||
18 | Compensation Guidelines for Board | Mgmt | For | TNA | N/A | |
of Directors | ||||||
19 | Compensation Guidelines for | Mgmt | For | TNA | N/A | |
Nominating Committee | ||||||
20 | Compensation Policy | Mgmt | For | TNA | N/A | |
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
22 | Amendment Regarding Voting | Mgmt | For | TNA | N/A | |
23 | Authority to Set Extraordinary | Mgmt | For | TNA | N/A | |
Meeting Notice Period at 14 Days | ||||||
24 | Employee Stock Option Plan | Mgmt | For | TNA | N/A | |
25 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
26 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights Pursuant to Stock | ||||||
Option Plan | ||||||
27 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A | |
28 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
Petroleum Geo-Services ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGS | CINS R69628114 | 10/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Election of an Individual to Check | Mgmt | For | For | For | |
Minutes | ||||||
4 | Elect Carol Bell | Mgmt | For | Against | Against | |
5 | Elect Ingar Skaug | Mgmt | For | Against | Against | |
6 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Company Notices | ||||||
7 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Precision Drilling Trust |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PD | CUSIP 740215108 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Gibson | Mgmt | For | Withhold | Against | |
2 | Elect Allen Hagerman | Mgmt | For | Withhold | Against | |
3 | Elect Patrick Murray | Mgmt | For | Withhold | Against | |
4.1 | Elect William Donovan | Mgmt | For | Withhold | Against | |
4.2 | Elect W.C. Dunn | Mgmt | For | Withhold | Against | |
4.3 | Elect Brian Felesky | Mgmt | For | Withhold | Against | |
4.4 | Elect Robert Gibson | Mgmt | For | Withhold | Against | |
4.5 | Elect Allen Hagerman | Mgmt | For | Withhold | Against | |
4.6 | Elect Stephen Letwin | Mgmt | For | Withhold | Against | |
4.7 | Elect Patrick Murray | Mgmt | For | Withhold | Against | |
4.8 | Elect Kevin Neveu | Mgmt | For | Withhold | Against | |
4.9 | Elect Frederick Pheasey | Mgmt | For | Withhold | Against | |
4.10 | Elect Robert Phillips | Mgmt | For | Withhold | Against | |
4.11 | Elect Trevor Turbidy | Mgmt | For | Withhold | Against | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Conversion to a Corporation | Mgmt | For | For | For | |
7 | Shareholder Rights Plan | Mgmt | For | For | For | |
PT Medco Energi Internasional Tbk | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEDC | CINS Y7129J136 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Indonesia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Utilization Plan of | Mgmt | For | Against | Against | |
Treasury Shares | ||||||
2 | Implementation of ESOP and MSOP | Mgmt | For | Against | Against | |
program | ||||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
PT Medco Energi Internasional Tbk | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEDC | CINS Y7129J136 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | Indonesia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Directors' and Commissioners' | Mgmt | For | For | For | |
Report | ||||||
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |
4 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
5 | Election of Commissioners and | Mgmt | For | Against | Against | |
Directors | ||||||
6 | Directors' and Commissioners' Fees | Mgmt | For | Against | Against | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Public Power Corp. S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PPC | CINS X7023M103 | 04/26/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | TNA | N/A | |
2 | Election of Audit Committee | Mgmt | For | TNA | N/A | |
Members | ||||||
3 | Ratification of Co-option of Board | Mgmt | For | TNA | N/A | |
Member | ||||||
4 | Insurance Fund Claims | Mgmt | For | TNA | N/A | |
5 | Transaction of Other Business | Mgmt | N/A | TNA | N/A | |
Public Power Corp. S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PPC | CINS X7023M103 | 12/17/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Election of Directors | Mgmt | For | TNA | N/A | |
Public Power Corp. S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
PPC | CINS X7023M103 | 06/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
3 | Ratification of Board and Auditor Acts | Mgmt | For | TNA | N/A | |
4 | Directors' Fees | Mgmt | For | TNA | N/A | |
5 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
6 | Announcements | Mgmt | For | TNA | N/A | |
PUBLICIS GROUPE SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PUB | CINS F7607Z165 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Ratification of Management Acts | Mgmt | For | For | For | |
7 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
8 | Investment Agreement with BNP | Mgmt | For | For | For | |
Paribas | ||||||
9 | Investment Agreement with Societe | Mgmt | For | For | For | |
Generale | ||||||
10 | Facilitation Agreement with BNP | Mgmt | For | For | For | |
Paribas | ||||||
11 | Facilitation Agreement with Societe | Mgmt | For | For | For | |
Generale | ||||||
12 | Credit Agreement with BNP Paribas | Mgmt | For | For | For | |
13 | Credit Agreement with Societe | Mgmt | For | For | For | |
Generale | ||||||
14 | Bond Placement Agreement with | Mgmt | For | For | For | |
BNP Paribas |
15 | Elect Sophie Dulac | Mgmt | For | For | For | |
16 | Elect Helene Ploix | Mgmt | For | For | For | |
17 | Elect Michel Cicurel | Mgmt | For | For | For | |
18 | Elect Amaury de Seze | Mgmt | For | Against | Against | |
19 | Elect Gerard Worms | Mgmt | For | For | For | |
20 | Elect Marie-Claude Mayer | Mgmt | For | For | For | |
21 | Elect Marie-Josee Kravis | Mgmt | For | For | For | |
22 | Elect Veronique Morali | Mgmt | For | For | For | |
23 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |
25 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
26 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
27 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
28 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan for | ||||||
Overseas Employees | ||||||
29 | Authority to Use Capital Authorities | Mgmt | For | Against | Against | |
as a Takeover Defense | ||||||
30 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Puma AG Rudolf Dassler Sport | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PUM | CINS D62318148 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Intra-company Contract | Mgmt | For | For | For | |
10 | Intra-company Contract | Mgmt | For | For | For | |
11 | Amendments to Articles | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
Radiant Opto-Electronics Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6176 | CINS Y7174K103 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Capital Loans | ||||||
11 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Endorsements/Guarantees | ||||||
12 | Amendments to Procedural Rules for | Mgmt | For | For | For | |
acquisition/disposal of assets | ||||||
13 | Extraordinary Motions | Mgmt | For | Against | Against | |
Raffles Education Corp. Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
E6D | CINS ADPV11509 | 10/22/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Fees | Mgmt | For | For | For | |
3 | Elect Henry TAN Song Kok | Mgmt | For | For | For |
4 | Elect TAN Chin Nam | Mgmt | For | For | For | |
5 | Elect John TEO Cheng Lok | Mgmt | For | For | For | |
6 | Elect Christopher LIM Tien Lock | Mgmt | For | Against | Against | |
7 | Appointment of Auditor and Authority | Mgmt | For | Abstain | Against | |
to Set Fees | ||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Grant Awards and Issue | Mgmt | For | Against | Against | |
Shares under Employee Incentive | ||||||
Plans | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Shares under | Mgmt | For | For | For | |
Raffles Education Scrip Dividend | ||||||
Plan | ||||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Rathbone Brothers PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RAT | CINS G73904107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Kate Avery | Mgmt | For | Against | Against | |
4 | Elect Kathryn Matthews | Mgmt | For | Against | Against | |
5 | Elect Caroline Burton | Mgmt | For | Against | Against | |
6 | Elect Richard Lanyon | Mgmt | For | Against | Against | |
7 | Elect Andrew Morris | Mgmt | For | Against | Against | |
8 | Elect Andy Pomfret | Mgmt | For | Against | Against | |
9 | Elect Richard Smeeton | Mgmt | For | Against | Against | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authorisation of Political Donations | Mgmt | For | Against | Against | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
27 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
28 | Adoption of New Articles | Mgmt | For | For | For | |
29 | Dividend Rectification | Mgmt | For | For | For | |
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
33 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Rathbone Brothers PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RAT | CINS G73904107 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Savings Related Share Option Plan | Mgmt | For | For | For | |
Rautaruukki Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RTRKS | CINS X72559101 | 03/23/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
10 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | |
12 | Board Size | Mgmt | For | TNA | N/A | |
13 | Election of Directors | Mgmt | For | TNA | N/A | |
14 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | |
15 | Supervisory Board Size | Mgmt | For | TNA | N/A | |
16 | Election of Supervisory Board | Mgmt | For | TNA | N/A | |
17 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
20 | Shareholder Proposal Regarding | ShrHldr | For | TNA | N/A | |
Abolition of the Supervisory Board | ||||||
21 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Notice | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | For | TNA | N/A | |
Nominating Committee | ||||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Recordati S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REC | CINS T78458139 | 04/13/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
4 | Stock Option Plan | Mgmt | For | TNA | N/A | |
Redrow PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDW | CINS G7455X105 | 10/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Increase Authorised | Mgmt | For | For | For | |
Share Capital | ||||||
2 | Rights Issue | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights Pursuant to | ||||||
Rights Issue | ||||||
4 | Approval of the Acquisition | Mgmt | For | For | For | |
Redrow PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDW | CINS G7455X105 | 11/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Steve Morgan | Mgmt | For | For | For | |
3 | Elect David Arnold | Mgmt | For | For | For | |
4 | Elect Alan Jackson | Mgmt | For | For | For | |
5 | Elect Debbie Hewitt | Mgmt | For | For | For | |
6 | Elect Paul Smith | Mgmt | For | For | For | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Adoption of New Articles | Mgmt | For | For | For | |
9 | Directors' Remuneration Report | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Renishaw PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RSW | CINS G75006117 | 10/15/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Sir David McMurtry | Mgmt | For | Against | Against | |
3 | Elect John Deer | Mgmt | For | Against | Against | |
4 | Directors' Remuneration Report | Mgmt | For | For | For | |
5 | Appointment of Auditor and Authority | Mgmt | For | Against | Against | |
to Set Fees | ||||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Rexel SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RXL | CINS F7782J366 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Approval of Non-Tax-Deductible | Mgmt | For | For | For | |
Expenses | ||||||
9 | Supplementary Retirement Plan for | Mgmt | For | For | For | |
Executives | ||||||
10 | Related Party Transaction | Mgmt | For | For | For | |
(Amendment to 2007 Credit | ||||||
Agreement) | ||||||
11 | Related Party Transaction (2009 | Mgmt | For | For | For | |
Credit Agreement) | ||||||
12 | Purchase Agreement | Mgmt | For | For | For | |
13 | Agency Agreement | Mgmt | For | For | For | |
14 | Trust Deed | Mgmt | For | For | For | |
15 | Severance Package (Michel Favre) | Mgmt | For | For | For | |
16 | Ratification of the Co-option of | Mgmt | For | For | For | |
Manfred Kindle | ||||||
17 | Elect Patrick Sayer | Mgmt | For | For | For | |
18 | Elect Amaury Hendrickx | Mgmt | For | For | For | |
19 | Elect Francoise Gri | Mgmt | For | For | For | |
20 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young Audit) |
21 | Replacement of Alternate Auditor | Mgmt | For | For | For | |
22 | Ratification of the Acts of the | Mgmt | For | For | For | |
Supervisory and Management | ||||||
Boards | ||||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
25 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
26 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
27 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities w/o | ||||||
Preemptive Rights Through Public | ||||||
Offer; Authority to Issue Debt | ||||||
Instruments | ||||||
28 | Authority to Issue Shares and/or | Mgmt | For | Against | Against | |
Convertible Securities w/o | ||||||
Preemptive Rights Through Private | ||||||
Placement; Authority to Issue Debt | ||||||
Instruments | ||||||
29 | Authority to Increase Share Issuance | Mgmt | For | Against | Against | |
Limit | ||||||
30 | Authority to Set Offering Price of | Mgmt | For | Against | Against | |
Shares | ||||||
31 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
32 | Authority to Grant Restricted Shares | Mgmt | For | Against | Against | |
to Employees and Executives | ||||||
33 | Authority to Increase Capital in | Mgmt | For | Against | Against | |
Consideration for Contributions in | ||||||
Kind | ||||||
34 | Authority to Increase Capital in Case | Mgmt | For | Against | Against | |
of Exchange Offer | ||||||
35 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
36 | Amend to Reduce Supervisory | Mgmt | For | For | For | |
Board Members' Terms |
37 | Amendment Regarding Shareholding | Mgmt | For | For | For | |
Requirements for Members of | ||||||
Supervisory Board | ||||||
38 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Rheinmetall AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RHM | CINS D65111102 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Increase in Authorized Capital | Mgmt | For | For | For | |
10 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instuments | ||||||
11 | Amendments to Articles | Mgmt | For | For | For | |
Royal Boskalis Westminster NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BOKA | CINS N14952266 | 08/19/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Resolution Concerning | Mgmt | For | TNA | N/A | |
Recommendation by the General | ||||||
Meeting | ||||||
3 | Elect M.P. Kramer | Mgmt | For | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
Royal Boskalis Westminster NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BOKA | CINS N14952266 | 03/17/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Acquisition | Mgmt | For | TNA | N/A | |
4 | Recommendation for Nomination of | Mgmt | For | TNA | N/A | |
a Supervisory Board Member | ||||||
5 | Elect H Hazewinkel | Mgmt | For | TNA | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Royal Boskalis Westminster NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BOKA | CINS N14952266 | 05/12/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
8 | Ratification of Management Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
9 | Ratification of Supervisory Board | Mgmt | For | TNA | N/A | |
Acts | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Royal Boskalis Westminster NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
BOKA | CINS N14952266 | 12/07/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
4 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Sankyo Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6417 | CINS J67844100 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Hideyuki Busujima | Mgmt | For | For | For | |
4 | Elect Akihiko Sawai | Mgmt | For | For | For | |
5 | Elect Junzoh Hamaguchi | Mgmt | For | For | For | |
6 | Elect Kimihisa Tsutsui | Mgmt | For | For | For | |
Sanwa Holdings Corp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5929 | CINS J6858G104 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Toshitaka Takayama | Mgmt | For | For | For | |
3 | Elect Tamotsu Minamimoto | Mgmt | For | For | For | |
4 | Elect Toshiaki Nakaya | Mgmt | For | For | For | |
5 | Elect Junichi Yasuda | Mgmt | For | For | For | |
6 | Elect Wadami Tanimoto | Mgmt | For | For | For | |
7 | Elect Shunsaku Hashimoto | Mgmt | For | For | For | |
8 | Elect Seiji Fukuchi | Mgmt | For | Against | Against |
9 | Elect Junpei Morimoto | Mgmt | For | For | For | |
Saras Raffinerie Sarde S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SRS | CINS T83058106 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Election of Directors | Mgmt | For | TNA | N/A | |
4 | Stock Grant Plan | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
6 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
Savills PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SVS | CINS G78283119 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Related Party Transaction - | Mgmt | For | For | For | |
Acquisition of Cordea Savills Voting | ||||||
Shares | ||||||
Savills PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SVS | CINS G78283119 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Martin Angle | Mgmt | For | Against | Against | |
4 | Elect Charles McVeigh | Mgmt | For | Against | Against | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
Schibsted ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCH | CINS R75677105 | 05/12/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Election of Chairman to Preside | Mgmt | For | TNA | N/A | |
Over Meeting | ||||||
5 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
6 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
Minutes | ||||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | |
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
11 | Report of the Nominating Committee | Mgmt | For | TNA | N/A | |
12 | Compensation Policy | Mgmt | For | TNA | N/A | |
13 | Election of Directors | Mgmt | For | TNA | N/A | |
14 | Directors' Fees | Mgmt | For | TNA | N/A | |
15 | Nominating Committee's Fees | Mgmt | For | TNA | N/A | |
16 | Nominating Committee | Mgmt | For | TNA | N/A | |
17 | Amendment to Article | Mgmt | For | TNA | N/A | |
18 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Documents |
Schroders PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SDR | CINS G7860B102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robin Buchanan | Mgmt | For | Against | Against | |
4 | Elect Michael Miles | Mgmt | For | Against | Against | |
5 | Elect Merlyn Lowther | Mgmt | For | Against | Against | |
6 | Elect Bruno Schroder | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
SEB SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SK | CINS F82059100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Elect Tristan Boiteux | Mgmt | For | Against | Against | |
9 | Elect Norbert Dentressangle | Mgmt | For | Against | Against |
10 | Elect Pascal Girardot | Mgmt | For | Against | Against | |
11 | Elect Jean-Noel Labroue | Mgmt | For | Against | Against | |
12 | Ratification of the Co-option of | Mgmt | For | For | For | |
Cedric Lescure | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
15 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |
16 | Authority to Grant Restricted Shares | Mgmt | For | Against | Against | |
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments | ||||||
18 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to Issue | ||||||
Debt Instruments | ||||||
19 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
20 | Global Ceiling on Increases in | Mgmt | For | For | For | |
Capital | ||||||
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Segro PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SGRO | CINS G80277141 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Ian Coull | Mgmt | For | Against | Against | |
5 | Elect David Sleath | Mgmt | For | Against | Against | |
6 | Elect Thomas Wernink | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
9 | Authorisation of Political Donations | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Additional Authority to Issue Shares | Mgmt | For | For | For | |
w/ Preemptive Rights | ||||||
13 | Additional Authority to Issue Shares | Mgmt | For | For | For | |
w/o Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
16 | Adoption of New Articles | Mgmt | For | Abstain | Against | |
17 | Scrip Dividend | Mgmt | For | For | For | |
Seikagaku Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4548 | CINS J75584102 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Ken Mizutani | Mgmt | For | For | For | |
3 | Elect Toshinori Yagura | Mgmt | For | For | For | |
4 | Elect Shinji Usuda | Mgmt | For | For | For | |
5 | Elect Eiji Katayama | Mgmt | For | For | For | |
6 | Elect Hideki Kawamura | Mgmt | For | For | For | |
7 | Elect Kazuaki Ohnishi | Mgmt | For | For | For | |
8 | Elect Yasushi Fukumoto | Mgmt | For | For | For | |
9 | Elect Shinichi Ichikawa | Mgmt | For | For | For | |
10 | Elect Tokushi Mitomi | Mgmt | For | For | For | |
Sesa Goa Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SESAGOA | CINS Y7673N111 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Shanda Interactive Entertainment | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SNDA | CUSIP 81941Q203 | 10/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Tianqiao Chen | Mgmt | For | Against | Against | |
2 | Elect Danian Chen | Mgmt | For | Against | Against | |
3 | Elect Qianqian Luo | Mgmt | For | Against | Against | |
4 | Elect Jingsheng Huang | Mgmt | For | Against | Against | |
5 | Elect Chengyu Xiong | Mgmt | For | Against | Against | |
6 | Elect Kai Zhao | Mgmt | For | Against | Against | |
7 | Elect Qunzhao Tan | Mgmt | For | Against | Against | |
8 | Elect Grace Wu | Mgmt | For | Against | Against | |
Sherritt International Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
S | CUSIP 823901103 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ian Delaney | Mgmt | For | For | For | |
1.2 | Elect Michael Garvey | Mgmt | For | For | For | |
1.3 | Elect R. Peter Gillin | Mgmt | For | For | For | |
1.4 | Elect Marc Lalonde | Mgmt | For | For | For | |
1.5 | Elect Edythe Marcoux | Mgmt | For | For | For | |
1.6 | Elect Bernard Michel | Mgmt | For | For | For | |
1.7 | Elect John Moses | Mgmt | For | For | For | |
1.8 | Elect Daniel Owen | Mgmt | For | For | For | |
1.9 | Elect Sir Patrick Sheehy | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | Amendment to the Stock Option Plan | Mgmt | For | For | For | |
Shin-Etsu Polymer Company Ltd |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7970 | CINS J72853112 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Stock Option Plan | Mgmt | For | For | For | |
Shinko Electric Industries Co Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6967 | CINS J73197105 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Yuhichi Sakai | Mgmt | For | Against | Against | |
3 | Elect Motoki Watanabe | Mgmt | For | Against | Against | |
4 | Bonus | Mgmt | For | For | For | |
Ship Finance International Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFL | CUSIP G81075106 | 09/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Paul Leand | Mgmt | For | Against | Against | |
2 | Elect Kate Blankenship | Mgmt | For | Against | Against | |
3 | Elect Craig Stevenson, Jr. | Mgmt | For | Against | Against | |
4 | Elect Hans Petter Aas | Mgmt | For | Against | Against | |
5 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | |
6 | Board Size | Mgmt | For | For | For | |
7 | Board Vacancies | Mgmt | For | Against | Against | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Directors' Fees | Mgmt | For | Against | Against | |
10 | Reduction in Share Premium | Mgmt | For | For | For | |
Account |
Shire PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHP | CINS G8124V108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect David Stout | Mgmt | For | Against | Against | |
4 | Elect William Burns | Mgmt | For | Against | Against | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Amendments to Portfolio Share Plan | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
SIG PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHI | CINS G80797106 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Chris Geoghegan | Mgmt | For | Against | Against | |
4 | Elect Vanda Murray | Mgmt | For | Against | Against | |
5 | Elect Jonathan Nicholls | Mgmt | For | Against | Against | |
6 | Elect John Chivers | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Adoption of New Articles | Mgmt | For | Against | Against |
Sigma Pharmaceuticals Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIP | CINS Q8484A107 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Elect David Manuel | Mgmt | For | Against | Against | |
Sika AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIK | CINS H7631K158 | 04/20/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
5 | Amendments to Articles | Mgmt | For | TNA | N/A | |
6 | Amendments to Articles | Mgmt | For | TNA | N/A | |
7 | Elect Thomas Bechtler | Mgmt | For | TNA | N/A | |
8 | Elect Walter Grüebler | Mgmt | For | TNA | N/A | |
9 | Elect Christoph Tobler | Mgmt | For | TNA | N/A | |
10 | Elect Willi Leimer | Mgmt | For | TNA | N/A | |
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Sims Metal Management Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SGM | CINS Q8505L116 | 11/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Re-elect Paul Varello | Mgmt | For | Against | Against | |
4 | Re-elect J. Michael Feeney | Mgmt | For | Against | Against | |
5 | Elect Paul Sukagawa | Mgmt | For | Against | Against | |
6 | Elect Geoffrey Brunsdon | Mgmt | For | Against | Against | |
7 | Elect Jim Thompson | Mgmt | For | Against | Against | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Increase Non-Executive Directors' | Mgmt | For | Against | Against | |
Fee Cap | ||||||
11 | Equity Grant (Group CEO Daniel | Mgmt | For | For | For | |
Dienst) | ||||||
12 | Remuneration Report | Mgmt | For | Against | Against | |
Sino-Forest Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRE | CUSIP 82934H101 | 05/31/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors (Slate) | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Sinofert Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0297 | CINS G8403G103 | 03/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of Memoranda of | Mgmt | For | For | For | |
Understanding | ||||||
3 | Approval of Sales Contract | Mgmt | For | For | For | |
Sinofert Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0297 | CINS G8403G103 | 06/09/2010 | Take No Action | |||
Meeting Type | Country of Trade |
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Elect LIU De Shu | Mgmt | For | TNA | N/A | |
5 | Elect DU Ke Ping | Mgmt | For | TNA | N/A | |
6 | Elect Edward KO Ming Tung | Mgmt | For | TNA | N/A | |
7 | Elect TANG Tin Sek | Mgmt | For | TNA | N/A | |
8 | Directors' Fees | Mgmt | For | TNA | N/A | |
9 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Authority to Issue Repurchased | Mgmt | For | TNA | N/A | |
Shares | ||||||
13 | Amendments to Bye-laws | Mgmt | For | TNA | N/A | |
SNS Reaal N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SR | CINS N8126Z109 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Amendment to Compensation Policy | Mgmt | For | For | For | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
SNS Reaal NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SR | CINS N8126Z109 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Ratification of Executive Board Acts | Mgmt | For | For | For | |
8 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Amendments to Articles | Mgmt | For | For | For | |
14 | Authorization of Legal Formalities | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Sohgo Security Services | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2331 | CINS J7607Z104 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Atsushi Murai | Mgmt | For | For | For | |
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | |
5 | Elect Akira Tamura | Mgmt | For | For | For | |
6 | Elect Shohzoh Sawamura | Mgmt | For | For | For | |
7 | Elect Susumu Hoshino | Mgmt | For | For | For | |
8 | Elect Akira Kanno | Mgmt | For | For | For | |
9 | Elect Takashi Ohizumi | Mgmt | For | For | For | |
Sparebank 1 SR Bank ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROGG | CINS R83263104 | 02/10/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Election of Corporate Assembly | Mgmt | For | For | For | |
Spectris PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SXS | CINS G8338K104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Peter Chambre | Mgmt | For | Against | Against | |
5 | Elect Clive Watson | Mgmt | For | Against | Against | |
6 | Elect Jim Webster | Mgmt | For | Against | Against | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Amendments to Articles | Mgmt | For | For | For | |
13 | Adoption of New Articles | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 DAys | ||||||
SRE Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1207 | CINS G8403X106 | 03/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Approval of the Acquisition | Mgmt | For | For | For | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
SRE Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1207 | CINS G8403X106 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect SHI Jian | Mgmt | For | Against | Against | |
6 | Elect YU Hai Sheng | Mgmt | For | Against | Against | |
7 | Elect JIANG Xu Dong | Mgmt | For | Against | Against | |
8 | Elect Stan LEUNG Yue Wai | Mgmt | For | Against | Against | |
9 | Elect E. Hock YAP | Mgmt | For | Against | Against | |
10 | Elect PAN Long Qing | Mgmt | For | Against | Against | |
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
SRE Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1207 | CINS G8403X106 | 12/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Proposed Acquisition | Mgmt | For | For | For | |
3 | Undertaking Rights | Mgmt | For | For | For | |
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Stada Arzneimittel AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SAZ | CINS D76226113 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Elect Carl Ferdinand Oetker | Mgmt | For | For | For | |
10 | Amend Article 4 | Mgmt | For | For | For | |
11 | Amend Article 11 | Mgmt | For | For | For | |
12 | Amend Article 12 | Mgmt | For | For | For | |
13 | Amend Article 20 | Mgmt | For | For | For | |
14 | Amend Article 21 | Mgmt | For | For | For | |
15 | Amend Article 22 | Mgmt | For | For | For | |
16 | Amend Article 28 | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Stanley Electric Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6923 | CINS J76637115 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Takanori Kitano | Mgmt | For | For | For | |
2 | Elect Makio Natsusaka | Mgmt | For | For | For | |
3 | Elect Shinichi Katano | Mgmt | For | For | For | |
4 | Elect Hidenari Yamazaki | Mgmt | For | For | For | |
5 | Elect Katsumi Kondoh | Mgmt | For | For | For | |
6 | Elect Shigeki Mutoh | Mgmt | For | For | For | |
7 | Elect Yutaka Hiratsuka | Mgmt | For | For | For | |
8 | Elect Tohru Furuta | Mgmt | For | For | For | |
9 | Elect Tohru Tanabe | Mgmt | For | For | For | |
10 | Elect Masakatsu Mori | Mgmt | For | For | For | |
11 | Elect Mitsuhiro Amitani | Mgmt | For | For | For | |
12 | Stock Option Plan | Mgmt | For | For | For |
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Starhill Global Real Estate | ||||||
Investment Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
P40U | CINS Y7545N109 | 07/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Waiver of Mandatory Takeover | Mgmt | For | For | For | |
Requirement | ||||||
2 | Supplement to Trust Deeds | Mgmt | For | For | For | |
Regarding Rights Issue | ||||||
Straits Asia Resources Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AJ1 | CINS Y81705108 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Singapore | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Chitrapongse Kwangsukstith | Mgmt | For | Against | Against | |
4 | Elect Apisit Rujikeatkamjorn | Mgmt | For | Against | Against | |
5 | Elect HAN Eng Juan | Mgmt | For | Against | Against | |
6 | Elect Micheal Gibson | Mgmt | For | Against | Against | |
7 | Directors' Fees | Mgmt | For | For | For | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Issue Share at Discount | Mgmt | For | Against | Against |
15 | Authority to Grant Awards and Issue | Mgmt | For | Abstain | Against | |
Shares under Straits Asia Employee | ||||||
Share Option Plan | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Sundrug Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9989 | CINS J78089109 | 06/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Tatsuroh Saitsu | Mgmt | For | For | For | |
3 | Elect Kimiya Akao | Mgmt | For | For | For | |
4 | Elect Kazuhiro Tsuruta | Mgmt | For | For | For | |
5 | Elect Hiroshi Sadakata | Mgmt | For | For | For | |
6 | Elect Yoshimitsu Sakai | Mgmt | For | For | For | |
7 | Elect Naoki Tada | Mgmt | For | For | For | |
Suruga Bank Limited (The) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8358 | CINS J78400108 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Mitsuyoshi Okano | Mgmt | For | For | For | |
3 | Elect Kinosuke Okano | Mgmt | For | For | For | |
4 | Elect Kihachiroh Nomura | Mgmt | For | For | For | |
5 | Elect Toshihiko Shirai | Mgmt | For | For | For | |
6 | Elect Yoshiroh Uchiyama | Mgmt | For | For | For | |
7 | Elect Takashi Tsuchiya | Mgmt | For | For | For | |
8 | Elect Tsuneo Yahagi | Mgmt | For | For | For | |
9 | Elect Makoto Naruke | Mgmt | For | For | For | |
10 | Elect Tatsuroh Ikeda | Mgmt | For | For | For | |
11 | Retirement Allowances for Directors | Mgmt | For | For | For | |
12 | Stock Option Plan | Mgmt | For | For | For | |
Sydbank A/S |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYDB | CINS K9419V113 | 03/04/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Denmark | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Election of Shareholders' Committee | Mgmt | For | TNA | N/A | |
Members | ||||||
6 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
7 | Amendments to Articles | Mgmt | For | TNA | N/A | |
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
9 | Proposal Submitted by the Board of | Mgmt | For | TNA | N/A | |
Directors | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Taikisha Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1979 | CINS J79389102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Eitaroh Uenishi | Mgmt | For | For | For | |
3 | Elect Suguru Kimura | Mgmt | For | For | For | |
4 | Elect Satoru Kamiyama | Mgmt | For | For | For | |
5 | Elect Takashi Sakurai | Mgmt | For | For | For | |
6 | Elect Kiyoshi Hashimoto | Mgmt | For | For | For | |
7 | Elect Kohji Katoh | Mgmt | For | For | For | |
8 | Elect Yusuke Oshida | Mgmt | For | For | For | |
9 | Elect Masashi Osada | Mgmt | For | For | For | |
10 | Elect Takeshi Asahara | Mgmt | For | For | For | |
11 | Elect Mitsuru Sano | Mgmt | For | For | For | |
12 | Elect Katsuzoh Konishi | Mgmt | For | For | For | |
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Tamron Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
7740 | CINS J81625105 | 03/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Morio Ono | Mgmt | For | For | For | |
3 | Elect Shohji Kohno | Mgmt | For | For | For | |
4 | Elect Hitoshi Ohta | Mgmt | For | For | For | |
5 | Elect Yoshihiro Shirai | Mgmt | For | For | For | |
6 | Elect Hisaaki Nagashima | Mgmt | For | For | For | |
7 | Elect Takashi Kawai | Mgmt | For | For | For | |
8 | Elect Kohji Seki | Mgmt | For | For | For | |
9 | Elect Hiroaki Arai | Mgmt | For | For | For | |
10 | Elect Tadahiro Shimura | Mgmt | For | For | For | |
11 | Elect Shiroh Ajisaka | Mgmt | For | For | For | |
12 | Elect Hideyo Ohse | Mgmt | For | For | For | |
13 | Bonus | Mgmt | For | For | For | |
Tanjong PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TANJONG | CINS G8668W116 | 07/24/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Re-elect KHOO Teik Chooi | Mgmt | For | Against | Against | |
5 | Re-elect Augustus Marshall | Mgmt | For | Against | Against | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Tata Steel | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
TATASTL | CINS Y8547N139 | 08/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | India | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Dividend on Cumulative Convertibe | Mgmt | For | For | For | |
Preference Shares | ||||||
3 | Dividend on Ordinary Shares | Mgmt | For | For | For | |
4 | Re-elect Ratan Tata | Mgmt | For | Against | Against | |
5 | Re-elect Nusli Wadia | Mgmt | For | Against | Against | |
6 | Re-elect Subodh Bhargava | Mgmt | For | Against | Against | |
7 | Re-elect Jacobus Schraven | Mgmt | For | Against | Against | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Elect Kirby Adams | Mgmt | For | Against | Against | |
10 | Elect H.M. Nerurkar | Mgmt | For | Against | Against | |
11 | Appointment of H. M. Nerurkar as | Mgmt | For | For | For | |
Executive Director; Approval of | ||||||
Compensation | ||||||
12 | Authority to Issue Shares and | Mgmt | For | For | For | |
Convertible Debt Instruments | ||||||
13 | Appointment of Branch Auditor and | Mgmt | For | For | For | |
Authority to Set Fees | ||||||
Taylor Wimpey PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TW | CINS G86954107 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Sheryl Palmer | Mgmt | For | For | For | |
3 | Elect Robert Rowley | Mgmt | For | For | For | |
4 | Elect Katherine Ker | Mgmt | For | For | For | |
5 | Elect Peter Redfern | Mgmt | For | For | For | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For |
10 | Directors' Remuneration Report | Mgmt | For | For | For | |
11 | Authorisation of Political Donations | Mgmt | For | For | For | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | For | For | |
Telecinco SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TL5 | CINS E56793107 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For | |
5 | Directors' Fees | Mgmt | For | For | For | |
6 | Salary/Stock Swap Plan | Mgmt | For | For | For | |
7 | Stock Option Plan | Mgmt | For | Against | Against | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elect Angel Durandez Adeva | Mgmt | For | Against | Against | |
10 | Elect Jose Ramon Alvarez- | Mgmt | For | Against | Against | |
Rendueles | ||||||
11 | Elect Borja Prado Eulate | Mgmt | For | Against | Against | |
12 | Board Size | Mgmt | For | For | For | |
13 | Increase in Capital With or Without | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Increase in Capital With Preemptive | Mgmt | For | Against | Against | |
Rights | ||||||
15 | Amendments to Articles | Mgmt | For | For | For | |
16 | Remuneration Report | Mgmt | For | For | For | |
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Teleperformance | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RCF | CINS F9120F106 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Ratification of | Mgmt | For | For | For | |
Management Board and Auditor Acts | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Related Party Transaction (LCC) | Mgmt | For | For | For | |
7 | Related Party Transaction (Michel | Mgmt | For | For | For | |
Peschard) | ||||||
8 | Allocation of Losses/Dividends | Mgmt | For | For | For | |
9 | Ratification of the Co-option of | Mgmt | For | For | For | |
Jacques Berrebi and Jean Guez | ||||||
10 | Ratification of the Co-option of Mario | Mgmt | For | For | For | |
Sciacca | ||||||
11 | Elect Stephen Winningham | Mgmt | For | For | For | |
12 | Elect Robert Paszczak | Mgmt | For | For | For | |
13 | Elect Philippe Ginestie | Mgmt | For | For | For | |
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ Preemptive | ||||||
Rights; Debt Instruments | ||||||
18 | Authority to Increase Share Issuance | Mgmt | For | For | For | |
Limit | ||||||
19 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
20 | Authority to Increase Capital through | Mgmt | For | For | For | |
Capitalizations | ||||||
21 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
22 | Amendments Regarding Share | Mgmt | For | For | For | |
Ownership Disclosure | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For |
Telkom SA Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TKG | CINS S84197102 | 09/16/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | South Africa | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect David Barber | Mgmt | For | Against | Against | |
3 | Appointment of Auditor | Mgmt | For | For | For | |
4 | Amendments to Articles - Technical | Mgmt | For | Abstain | Against | |
5 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
TGS-NOPEC Geophysical | ||||||
Company ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TGS | CINS R9138B102 | 06/03/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Election of the Presiding Chairman | Mgmt | For | TNA | N/A | |
and an Individual to Check minutes | ||||||
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
5 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
6 | Auditor's Fees | Mgmt | For | TNA | N/A | |
7 | Elect Henry Hamilton III | Mgmt | For | TNA | N/A | |
8 | Elect Colette Lewiner | Mgmt | For | TNA | N/A | |
9 | Elect Elisabeth Harstad | Mgmt | For | TNA | N/A | |
10 | Elect Mark Leonard | Mgmt | For | TNA | N/A | |
11 | Elect Bengt Lie Hansen | Mgmt | For | TNA | N/A | |
12 | Directors' Fees | Mgmt | For | TNA | N/A | |
13 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | |
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
15 | Cancellation of Shares | Mgmt | For | TNA | N/A | |
16 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
17 | Stock Option Plan | Mgmt | For | TNA | N/A |
18 | Authority to Issue Shares w/ or w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights | ||||||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | |
20 | Amendments to Articles | Mgmt | For | TNA | N/A | |
The Daegu Bank Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
005270 | CINS Y1859G115 | 03/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect JANG Ik Hyun | Mgmt | For | For | For | |
5 | Election of Audit Committee | Mgmt | For | For | For | |
Member: JANG Ik Hyun | ||||||
The Davis Service Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DVSG | CINS G26796147 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Peter Ventress | Mgmt | For | Against | Against | |
5 | Elect Iain Ferguson | Mgmt | For | Against | Against | |
6 | Elect David Lowden | Mgmt | For | Against | Against | |
7 | Elect Andrew Wood | Mgmt | For | Against | Against | |
8 | Elect John Burns | Mgmt | For | Against | Against | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
18 | Adoption of New Articles | Mgmt | For | Against | Against | |
19 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
The Forzani Group Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FGL | CUSIP 349907105 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Albrecht Bellstedt | Mgmt | For | For | For | |
1.2 | Elect Roman Doroniuk | Mgmt | For | For | For | |
1.3 | Elect Henri Drouin | Mgmt | For | For | For | |
1.4 | Elect John Forzani | Mgmt | For | For | For | |
1.5 | Elect Donald Gass | Mgmt | For | For | For | |
1.6 | Elect Jay Peters | Mgmt | For | For | For | |
1.7 | Elect Robert Sartor | Mgmt | For | For | For | |
1.8 | Elect Paul Walters | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
3 | Stock Option Plan Renewal | Mgmt | For | Against | Against | |
4 | Stock Option Grant | Mgmt | For | For | For | |
Tieto Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TIE1V | CINS X90409115 | 03/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
8 | Accounts and Reports | Mgmt | For | For | For | |
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
10 | Ratification of Board and | Mgmt | For | For | For | |
Management Acts | ||||||
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Board Size | Mgmt | For | For | For | |
13 | Election of Directors | Mgmt | For | Against | Against | |
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
15 | Appointment of Auditor | Mgmt | For | For | For | |
16 | Amendments to Articles | Mgmt | For | For | For | |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Nomination Committee | Mgmt | For | For | For | |
19 | Approval of Charitable Donation | Mgmt | For | For | For | |
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Titan Cement Co. S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TITK | CINS X90766126 | 05/18/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
2 | Ratification of Board and Auditor Acts | Mgmt | For | TNA | N/A | |
3 | Directors' Fees | Mgmt | For | TNA | N/A | |
4 | Election of Directors | Mgmt | For | TNA | N/A | |
5 | Election of Audit Committee | Mgmt | For | TNA | N/A | |
Members | ||||||
6 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
7 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
8 | Board Transactions | Mgmt | For | TNA | N/A | |
9 | Stock Option Plan | Mgmt | For | TNA | N/A | |
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Titan Cement Co. S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TITK | CINS X90766126 | 06/03/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
3 | Ratification of Board and Auditor Acts | Mgmt | For | TNA | N/A | |
4 | Directors' Fees | Mgmt | For | TNA | N/A | |
5 | Election of Directors | Mgmt | For | TNA | N/A | |
6 | Election of Audit Committee | Mgmt | For | TNA | N/A | |
Members | ||||||
7 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
9 | Board Transactions | Mgmt | For | TNA | N/A | |
10 | Stock Option Plan | Mgmt | For | TNA | N/A | |
Tokai Rika | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6995 | CINS J85968105 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kiyoshi Kinoshita | Mgmt | For | For | For | |
3 | Elect Yuhzoh Ushiyama | Mgmt | For | For | For | |
4 | Elect Takaoki Tsuchiya | Mgmt | For | For | For | |
5 | Elect Shigeru Katoh | Mgmt | For | For | For | |
6 | Elect Yoshiteru Sasaki | Mgmt | For | For | For | |
7 | Elect Takafumi Mizuno | Mgmt | For | For | For | |
8 | Elect Kiyoshi Tsunekawa | Mgmt | For | For | For | |
9 | Elect Makoto Gotoh | Mgmt | For | For | For | |
10 | Elect Hitoshi Iwata | Mgmt | For | For | For | |
11 | Elect Mineo Hattori | Mgmt | For | For | For | |
12 | Elect Shohji Ishida | Mgmt | For | For | For | |
13 | Elect Tadanao Hamamoto | Mgmt | For | For | For | |
14 | Elect Hitoshi Hirano | Mgmt | For | For | For | |
15 | Elect Mikihiro Mori | Mgmt | For | For | For | |
16 | Elect Kenji Kawaguchi | Mgmt | For | For | For | |
17 | Elect Hiroyuki Nakamura | Mgmt | For | For | For | |
18 | Elect Tadashi Wakiya | Mgmt | For | For | For | |
19 | Elect Kohji Buma | Mgmt | For | For | For | |
20 | Elect Yoshihiro Ohbayashi | Mgmt | For | For | For |
21 | Elect Masaharu Tanino | Mgmt | For | For | For | |
22 | Elect Masaki Matsuyama | Mgmt | For | For | For | |
23 | Elect Kohki Satoh | Mgmt | For | For | For | |
24 | Elect Mitsuhisa Katoh | Mgmt | For | Against | Against | |
25 | Bonus | Mgmt | For | For | For | |
26 | Stock Option Plan | Mgmt | For | For | For | |
27 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Tokai Tokyo Securities Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8616 | CINS J8609T104 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Takeaki Ishida | Mgmt | For | For | For | |
4 | Elect Tadashi Kaneko | Mgmt | For | For | For | |
5 | Elect Masaaki Takeda | Mgmt | For | For | For | |
6 | Elect Ikuo Suzuki | Mgmt | For | For | For | |
7 | Elect Takeshi Suzuki | Mgmt | For | For | For | |
8 | Elect Nobuhiro Morisue | Mgmt | For | For | For | |
9 | Elect Eichiroh Kinoshita | Mgmt | For | Against | Against | |
10 | Bonus | Mgmt | For | For | For | |
11 | Stock Option Plan | Mgmt | For | For | For | |
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Tokyu Land Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8815 | CINS J88849120 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Masatake Ueki | Mgmt | For | For | For | |
4 | Elect Kiyoshi Kanazashi | Mgmt | For | For | For | |
5 | Elect Yoshihiro Nakajima | Mgmt | For | For | For |
6 | Elect Ushio Okamoto | Mgmt | For | For | For | |
7 | Elect Satoshi Ogura | Mgmt | For | For | For | |
8 | Elect Eiji Futami | Mgmt | For | For | For | |
9 | Elect Osamu Arima | Mgmt | For | For | For | |
10 | Elect Iwao Ohtaki | Mgmt | For | For | For | |
11 | Elect Toshiaki Koshimura | Mgmt | For | For | For | |
12 | Elect Yasuo Sodeyama | Mgmt | For | For | For | |
13 | Elect Motonori Nakamura | Mgmt | For | For | For | |
Tomkins PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TOMK | CINS G89158136 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect David Newlands | Mgmt | For | Against | Against | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Adoption of New Articles | Mgmt | For | For | For | |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Toppan Forms Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7862 | CINS J8931G101 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Shuh Sakurai | Mgmt | For | For | For | |
4 | Elect Hirohito Okada | Mgmt | For | For | For |
5 | Elect Kenji Nitta | Mgmt | For | For | For | |
6 | Elect Eiji Katoh | Mgmt | For | For | For | |
7 | Elect Kenji Tamada | Mgmt | For | For | For | |
8 | Elect Naoki Adachi | Mgmt | For | For | For | |
9 | Elect Shuuji Sekioka | Mgmt | For | For | For | |
10 | Elect Takashi Nishishimura | Mgmt | For | For | For | |
11 | Elect Akira Kameyama | Mgmt | For | For | For | |
12 | Elect Jiroh Kurobane | Mgmt | For | For | For | |
13 | Elect Kenichi Fukushima | Mgmt | For | For | For | |
14 | Elect Shungo Hiromura | Mgmt | For | For | For | |
15 | Elect Nobuhiko Koyama | Mgmt | For | For | For | |
16 | Elect Yuhji Miyashita | Mgmt | For | For | For | |
17 | Elect Hideki Ikeuchi | Mgmt | For | For | For | |
18 | Elect Noriaki Kinoshita | Mgmt | For | For | For | |
Toshiba Machine Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6104 | CINS J89838106 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Yukio Iimura | Mgmt | For | For | For | |
2 | Elect Yoshi Atobe | Mgmt | For | For | For | |
3 | Elect Fumihisa Yano | Mgmt | For | For | For | |
4 | Elect Akinori Ide | Mgmt | For | For | For | |
5 | Elect Yoshihiro Kishimoto | Mgmt | For | For | For | |
6 | Elect Takanao Suzuki | Mgmt | For | For | For | |
7 | Elect Satoshi Hironaka | Mgmt | For | For | For | |
8 | Elect Masayuki Yagi | Mgmt | For | For | For | |
9 | Elect Shigetomo Sakamoto | Mgmt | For | For | For | |
10 | Elect Hiroshi Hanai | Mgmt | For | For | For | |
11 | Election of Alternate Statutory | Mgmt | For | Against | Against | |
Auditors | ||||||
12 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Toyoda Gosei Co Ltd | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7282 | CINS J91128108 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Akio Matsubara | Mgmt | For | For | For | |
3 | Elect Hajime Wakayama | Mgmt | For | For | For | |
4 | Elect Tadashi Arashima | Mgmt | For | For | For | |
5 | Elect Muneo Furutani | Mgmt | For | For | For | |
6 | Elect Kuniaki Ohsaka | Mgmt | For | For | For | |
7 | Elect Takayasu Hiramatsu | Mgmt | For | For | For | |
8 | Elect Yuichi Shibui | Mgmt | For | For | For | |
9 | Elect Takasuke Haruki | Mgmt | For | For | For | |
10 | Elect Hiromi Ikehata | Mgmt | For | For | For | |
11 | Elect Noboru Katoh | Mgmt | For | For | For | |
12 | Elect Kuniyasu Itoh | Mgmt | For | For | For | |
13 | Elect Nobuyuki Shimizu | Mgmt | For | For | For | |
14 | Elect Yoshiaki Takei | Mgmt | For | For | For | |
15 | Elect Nobuo Fujiwara | Mgmt | For | For | For | |
16 | Elect Masayoshi Ichikawa | Mgmt | For | For | For | |
17 | Elect Yukio Kawakita | Mgmt | For | For | For | |
18 | Elect Kazumi Ohtake | Mgmt | For | For | For | |
19 | Elect Kyoji Ikki | Mgmt | For | For | For | |
20 | Elect Kanji Kumazawa | Mgmt | For | For | For | |
21 | Elect Atsushi Sumida | Mgmt | For | For | For | |
22 | Elect Daisuke Kobayashi | Mgmt | For | For | For | |
23 | Elect Kinichi Nishikawa | Mgmt | For | For | For | |
24 | Elect Tomonobu Yamada | Mgmt | For | For | For | |
25 | Elect Shinichi Gotoh | Mgmt | For | For | For | |
26 | Elect Hiroyuki Ioku | Mgmt | For | Against | Against | |
27 | Elect Kohichi Ohta | Mgmt | For | Against | Against | |
28 | Elect Tsuchio Hosoi | Mgmt | For | For | For | |
29 | Bonus | Mgmt | For | For | For | |
30 | Stock Option Plan | Mgmt | For | For | For | |
31 | Retirement Allowances for Directors | Mgmt | For | For | For | |
and Statutory Auditors | ||||||
Toyota Boshoku Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3116 | CINS J91214106 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Teruyuki Minoura | Mgmt | For | For | For |
3 | Elect Shuhei Toyoda | Mgmt | For | For | For | |
4 | Elect Mitsuyuki Noguchi | Mgmt | For | For | For | |
5 | Elect Ritsuo Torii | Mgmt | For | For | For | |
6 | Elect Hideo Kawakubo | Mgmt | For | For | For | |
7 | Elect Yasushi Nakagawa | Mgmt | For | For | For | |
8 | Elect Akira Furusawa | Mgmt | For | For | For | |
9 | Elect Kohichi Terasaka | Mgmt | For | For | For | |
10 | Elect Kohji Iida | Mgmt | For | For | For | |
11 | Elect Toshimitsu Watanabe | Mgmt | For | For | For | |
12 | Elect Yasunobu Hara | Mgmt | For | For | For | |
13 | Elect Fumitaka Itoh | Mgmt | For | For | For | |
14 | Elect Masaki Katsuragi | Mgmt | For | For | For | |
15 | Elect Hiroshi Ueda | Mgmt | For | For | For | |
16 | Elect Kazuo Okamoto | Mgmt | For | For | For | |
17 | Elect Hiromi Tokuda | Mgmt | For | For | For | |
18 | Bonus | Mgmt | For | For | For | |
19 | Stock Option Plan | Mgmt | For | For | For | |
20 | Retirement Allowances for Directors | Mgmt | For | For | For | |
TPV Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
00903 | CINS G8984D107 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Component Sourcing Agreement and | Mgmt | For | For | For | |
Supply Agreement. | ||||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
TPV Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
00903 | CINS G8984D107 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Final Dividend | Mgmt | For | For | For | |
5 | Elect Jason Hsuan | Mgmt | For | Against | Against | |
6 | Elect CHAN Boon Teong | Mgmt | For | Against | Against | |
7 | Elect KU Chia Tai | Mgmt | For | Against | Against | |
8 | Elect LIU Liehong | Mgmt | For | Against | Against | |
9 | Elect WU Qun | Mgmt | For | Against | Against | |
10 | Elect XU Haihe | Mgmt | For | Against | Against | |
11 | Elect DU Heping | Mgmt | For | Against | Against | |
12 | Elect TAM Man Chi | Mgmt | For | Against | Against | |
13 | Directors' Fees | Mgmt | For | For | For | |
14 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
17 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
18 | Refreshment of Share Option | Mgmt | For | For | For | |
Scheme | ||||||
TPV Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
00903 | CINS G8984D107 | 11/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | New Supply Caps | Mgmt | For | For | For | |
3 | Original Component Sourcing | Mgmt | For | For | For | |
Agreement | ||||||
4 | New Component Sourcing | Mgmt | For | For | For | |
Agreement and Annual Caps | ||||||
5 | Ratification of Board Acts | Mgmt | For | For | For | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Travis Perkins PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TPK | CINS G90202105 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Robert Walker | Mgmt | For | For | For | |
3 | Elect Christopher Bunker | Mgmt | For | For | For | |
4 | Elect John Coleman | Mgmt | For | For | For | |
5 | Elect Geoff Cooper | Mgmt | For | For | For | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
Trelleborg AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TREL-B | CINS W96297101 | 04/20/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Election of Chairman to Preside | Mgmt | For | TNA | N/A | |
Over Meeting | ||||||
5 | Voting List | Mgmt | For | TNA | N/A | |
6 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
minutes | ||||||
7 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation | ||||||
8 | Agenda | Mgmt | For | TNA | N/A | |
9 | CEO's Address | Mgmt | For | TNA | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Board Size | Mgmt | For | TNA | N/A | |
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
18 | Election of Directors | Mgmt | For | TNA | N/A | |
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
20 | Nominating Committee | Mgmt | For | TNA | N/A | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
UCB S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCB | CINS B93562120 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Presentation of Board Report | Mgmt | N/A | TNA | N/A | |
4 | Presentation of Auditor Report | Mgmt | N/A | TNA | N/A | |
5 | Presentation of Consolidated | Mgmt | For | TNA | N/A | |
Accounts and Reports; Accounts and | ||||||
Reports; Allocation of | ||||||
Profits/Dividends | ||||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |
8 | Elect Roch Doliveux | Mgmt | For | TNA | N/A | |
9 | Elect Peter Fellner | Mgmt | For | TNA | N/A | |
10 | Ratification of the Independence of | Mgmt | For | TNA | N/A | |
Peter Fellner | ||||||
11 | Elect Albrecht de Graeve | Mgmt | For | TNA | N/A | |
12 | Ratification of the Independence and | Mgmt | For | TNA | N/A | |
Accounting Expertise of Albrecht De | ||||||
Graeve | ||||||
13 | Elect Alexandre Van Damme | Mgmt | For | TNA | N/A | |
14 | Authority to Issue Restricted Stock to | Mgmt | For | TNA | N/A | |
Senior Executives | ||||||
15 | Change in Control Provision for 2009 | Mgmt | For | TNA | N/A | |
Bonds |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
UCB S.A.�� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCB | CINS B93562120 | 11/06/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Convertibility of Bonds | Mgmt | For | TNA | N/A | |
7 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Share Capital | ||||||
8 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |
9 | Approval of Change in Control | Mgmt | For | TNA | N/A | |
Clause | ||||||
10 | Authority to Trade in Company Stock | Mgmt | For | TNA | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |
13 | Elect Tom McKillop | Mgmt | For | TNA | N/A | |
14 | Ratify the Independence of Sir Tom | Mgmt | For | TNA | N/A | |
McKillop | ||||||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
16 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
17 | Company Registrar | Mgmt | For | TNA | N/A | |
UNITED BUSINESS MEDIA | ||||||
LIMITED | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UBM | CINS G9226Z104 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For |
3 | Appointment of Auditor | Mgmt | For | For | For | |
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
5 | Elect Robert Gray | Mgmt | For | For | For | |
6 | Elect Terry Neill | Mgmt | For | For | For | |
7 | Elect Greg Lock | Mgmt | For | For | For | |
8 | Elect Pradeep Kar | Mgmt | For | For | For | |
9 | Elect Karen Thomson | Mgmt | For | For | For | |
10 | Elect John Botts | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | For | For | |
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
United Drug PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UDG | CINS G9230Q157 | 02/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Election of Directors | Mgmt | For | Against | Against | |
5 | Elect Liam FitzGerald | Mgmt | For | Against | Against | |
6 | Elect Hugh Friel | Mgmt | For | Against | Against | |
7 | Elect Ronnie Kells | Mgmt | For | Against | Against | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares | ||||||
13 | Authoriy to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
14 | Adoption of New Articles | Mgmt | For | Against | Against | |
15 | Long Term Incentive Plan | Mgmt | For | For | For |
16 | Executive Share Option Plan | Mgmt | For | For | For | |
Valad Property Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VPG | CINS Q93426106 | 11/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Remuneration Report | Mgmt | For | Against | Against | |
4 | Ratify Placement of Stapled | Mgmt | For | For | For | |
Securities | ||||||
Vanguard International | ||||||
Semiconductor Corp | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5347 | CINS Y9353N106 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Taiwan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Amendments to Articles | Mgmt | For | For | For | |
8 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Capital Loans | ||||||
9 | Amendments to Procedural Rules of | Mgmt | For | For | For | |
Endorsements/Guarantees | ||||||
10 | Extraordinary Motions | Mgmt | For | Against | Against | |
Vastned Offices/Industrial NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VNOI | CINS N9411C102 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Amendments to Articles | Mgmt | For | For | For | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Compensation Policy | Mgmt | For | For | For | |
11 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
12 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
13 | Election of Supervisory Board | Mgmt | For | For | For | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Vector Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VCT | CINS Q9389B109 | 10/23/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | New Zealand | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Re-elect Tony Carter | Mgmt | For | Against | Against | |
3 | Re-elect Hugh Fletcher | Mgmt | For | Against | Against | |
4 | Re-elect Alison Paterson | Mgmt | For | Against | Against | |
5 | Elect James Miller | Mgmt | For | Against | Against | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Vedanta Resources PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VED | CINS G9328D100 | 07/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mahendra Mehta | Mgmt | For | For | For | |
5 | Elect Anil Agarwal | Mgmt | For | For | For | |
6 | Elect Naresh Chandra | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Settle Convertible Bonds | Mgmt | For | For | For | |
with Ordinary Shares | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Veidekke ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VEI | CINS R9590N107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Opening of Meeting | Mgmt | For | For | For | |
4 | Election of Presiding Chairman and | Mgmt | For | For | For | |
an Individual to Check Minutes | ||||||
5 | Meeting Notice and Agenda | Mgmt | For | For | For | |
6 | Presentation of Management Report | Mgmt | For | For | For | |
7 | Report of the Board of Directors | Mgmt | For | For | For | |
8 | Questions | Mgmt | For | For | For | |
9 | Accounts and Reports | Mgmt | For | For | For | |
10 | Compensation Policy | Mgmt | For | For | For | |
11 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
13 | Nominating Committee | Mgmt | For | For | For |
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Election of Directors | Mgmt | For | Against | Against | |
16 | Amendments to Articles | Mgmt | For | For | For | |
17 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Vtech Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0303 | CINS G9400S108 | 08/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Allan WONG Chi Yun | Mgmt | For | Against | Against | |
5 | Elect Denis Morgie HO Pak Cho | Mgmt | For | Against | Against | |
6 | Elect Andy LEUNG Hon Kwong | Mgmt | For | Against | Against | |
7 | Directors' Fees | Mgmt | For | For | For | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Wincor Nixdorf AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WIN | CINS D9695J105 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts |
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Stock Option Plan | Mgmt | For | For | For | |
10 | Advisory Vote on Compensation | Mgmt | For | For | For | |
Policy | ||||||
11 | Amend Article 14 | Mgmt | For | For | For | |
12 | Amend Article 15 | Mgmt | For | For | For | |
13 | Amend Article 16 | Mgmt | For | For | For | |
Wing Hang Bank | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
302 | CINS Y9588K109 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Hong Kong | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect Patrick FUNG Yuk Bun | Mgmt | For | Against | Against | |
6 | Elect Frank WANG | Mgmt | For | Against | Against | |
7 | Elect TUNG Chee Chen | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
13 | Amendments to Articles | Mgmt | For | Against | Against | |
14 | Adoption of Amended Articles | Mgmt | For | Against | Against | |
Wotif.com Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTF | CINS Q9860E101 | 10/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Re-elect Richard McIlwain | Mgmt | For | Against | Against | |
3 | Remuneration Report | Mgmt | For | Against | Against | |
Yamaha Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7951 | CINS J95732103 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Mitsuru Umemura | Mgmt | For | For | For | |
4 | Elect Hiroh Okabe | Mgmt | For | For | For | |
5 | Elect Motoki Takahashi | Mgmt | For | For | For | |
6 | Elect Takashi Kajikawa | Mgmt | For | For | For | |
7 | Elect Haruo Kitamura | Mgmt | For | For | For | |
8 | Elect Yutaka Kume | Mgmt | For | For | For | |
9 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Yamaha Motor Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7272 | CINS J95776126 | 03/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Takaaki Kimura | Mgmt | For | For | For | |
3 | Elect Toyoh Otsubo | Mgmt | For | For | For | |
4 | Elect Masahito Suzuki | Mgmt | For | For | For | |
5 | Elect Shuhji Itoh | Mgmt | For | For | For | |
6 | Elect Masayoshi Furuhata | Mgmt | For | For | For | |
7 | Elect Eizoh Kobayashi | Mgmt | For | For | For | |
8 | Elect Yuko Kawamoto | Mgmt | For | For | For | |
9 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | |
10 | Elect Yoshiteru Takahashi | Mgmt | For | For | For | |
11 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | |
12 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | |
13 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against |
Yamato Kogyo Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5444 | CINS J96524111 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Kazumi Kajihara | Mgmt | For | For | For | |
3 | Elect Takafumi Yoshida | Mgmt | For | For | For | |
4 | Elect Shigeo Kawata | Mgmt | For | For | For | |
5 | Elect LEE Chun Ho | Mgmt | For | For | For |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam International Growth Fund | ||||||
Prior to January 1, 2010, Putnam International Growth Fund was known as Putnam International New Opportunities Fund | ||||||
Date of fiscal year end: 09/30/2009 | ||||||
Aflac Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFL | CUSIP 001055102 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Amos | Mgmt | For | For | For | |
2 | Elect John Shelby Amos, II | Mgmt | For | For | For | |
3 | Elect Paul Amos, II | Mgmt | For | For | For | |
4 | Elect Michael Armacost | Mgmt | For | For | For | |
5 | Elect Kriss Cloninger, III | Mgmt | For | For | For | |
6 | Elect Joe Harris | Mgmt | For | For | For | |
7 | Elect Elizabeth Hudson | Mgmt | For | For | For | |
8 | Elect Douglas Johnson | Mgmt | For | For | For | |
9 | Elect Robert Johnson | Mgmt | For | For | For | |
10 | Elect Charles Knapp | Mgmt | For | For | For | |
11 | Elect E. Stephen Purdom | Mgmt | For | For | For | |
12 | Elect Barbara Rimer | Mgmt | For | For | For | |
13 | Elect Marvin Schuster | Mgmt | For | For | For | |
14 | Elect David Thompson | Mgmt | For | For | For | |
15 | Elect Robert Wright | Mgmt | For | For | For | |
16 | Elect Takuro Yoshida | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
Agrium Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGU | CUSIP 008916108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ralph Cunningham | Mgmt | For | Withhold | Against |
1.2 | Elect Germaine Gibara | Mgmt | For | Withhold | Against | |
1.3 | Elect Russel Girling | Mgmt | For | For | For | |
1.4 | Elect Susan Henry | Mgmt | For | For | For | |
1.5 | Elect Russell Horner | Mgmt | For | For | For | |
1.6 | Elect A. Anne McLellan | Mgmt | For | For | For | |
1.7 | Elect David Lesar | Mgmt | For | For | For | |
1.8 | Elect John Lowe | Mgmt | For | For | For | |
1.9 | Elect Derek Pannell | Mgmt | For | For | For | |
1.10 | Elect Frank Proto | Mgmt | For | For | For | |
1.11 | Elect Michael Wilson | Mgmt | For | For | For | |
1.12 | Elect Victor Zaleschuk | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Shareholder Rights Plan | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Akzo Nobel N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AKZA | CINS N01803100 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Allocation of Profit | Mgmt | N/A | For | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
10 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
11 | Elect Karel Vuursteen | Mgmt | For | For | For | |
12 | Elect Antony Burgmans | Mgmt | For | For | For | |
13 | Elect Louis Hughes | Mgmt | For | For | For | |
14 | Amendment to Compensation Policy | Mgmt | For | Against | Against | |
15 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights |
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |
18 | Amendments to Articles | Mgmt | For | For | For | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Alapis S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALAPIS | CINS X9269X124 | 05/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
3 | Ratification of Board and Auditor | Mgmt | For | TNA | N/A | |
Acts | ||||||
4 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
5 | Board Transactions | Mgmt | For | TNA | N/A | |
6 | Directors' Fees | Mgmt | For | TNA | N/A | |
7 | Amendment to Articles | Mgmt | For | TNA | N/A | |
8 | Amendment to Articles | Mgmt | For | TNA | N/A | |
9 | Amendment to Articles | Mgmt | For | TNA | N/A | |
10 | Reverse Stock Split | Mgmt | For | TNA | N/A | |
11 | Transaction of Other Business | Mgmt | N/A | TNA | N/A | |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Alapis S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALAPIS | CINS X9269X124 | 06/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Corporate Purpose | Mgmt | For | TNA | N/A | |
Alapis S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALAPIS | CINS X9269X124 | 06/25/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Greece |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendments to Articles | Mgmt | For | TNA | N/A | |
Alstom | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALO | CINS F0259M475 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports; Approval of | Mgmt | For | For | For | |
Non-Tax-Deductible Expenses | ||||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | Abstain | Against | |
8 | Elect Olivier Bouygues | Mgmt | For | Against | Against | |
9 | Elect Philippe Marien | Mgmt | For | Against | Against | |
10 | Elect Georges Chodron de Courcel | Mgmt | For | Against | Against | |
11 | Elect Lalita Gupte | Mgmt | For | Against | Against | |
12 | Elect Katrina Landis | Mgmt | For | Against | Against | |
13 | Directors' Fees | Mgmt | For | For | For | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital Through | ||||||
Capitalizations; Authority to Issue | ||||||
Debt Instruments | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
17 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind |
18 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
19 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan for the | ||||||
Benefit of Overseas Employees | ||||||
20 | Authority to Issue Restricted Stock | Mgmt | For | For | For | |
for Employees and Executives | ||||||
21 | Authority to Issue Stock Options for | Mgmt | For | For | For | |
Employees and Executives | ||||||
22 | Amendments Regarding Share | Mgmt | For | For | For | |
Ownership Disclosure | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Anheuser-Busch Inbev SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABI | CINS B6399C107 | 04/27/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Amendment Regarding Director | Mgmt | For | TNA | N/A | |
Term Lengths | ||||||
4 | Amendment Regarding | Mgmt | For | TNA | N/A | |
Implementation of EU Directive | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Authority to Exclude Preference | Mgmt | For | TNA | N/A | |
Right of Existing Shareholders | ||||||
8 | Authority to Issue Subscription | Mgmt | For | TNA | N/A | |
Rights | ||||||
9 | Authority to Increase Capital with | Mgmt | For | TNA | N/A | |
Regards to Issuance | ||||||
10 | Authority to Exercise Power | Mgmt | For | TNA | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
14 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits and Dividends | ||||||
15 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
16 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |
17 | Elect Alexandre van Damme | Mgmt | For | TNA | N/A | |
18 | Elect Gregoire de Spoelberch | Mgmt | For | TNA | N/A | |
19 | Elect Carlos de Veiga Sicupira | Mgmt | For | TNA | N/A | |
20 | Elect Jorge Paulo Lemann | Mgmt | For | TNA | N/A | |
21 | Elect Roberto Moses Thompson | Mgmt | For | TNA | N/A | |
Motta | ||||||
22 | Elect Marcel Telles | Mgmt | For | TNA | N/A | |
23 | Elect Jean-Luc Dehaene | Mgmt | For | TNA | N/A | |
24 | Elect Mark Winkelman | Mgmt | For | TNA | N/A | |
25 | Replacement of Auditor | Mgmt | For | TNA | N/A | |
26 | Remuneration Report | Mgmt | For | TNA | N/A | |
27 | Approval of Equity Grants | Mgmt | For | TNA | N/A | |
28 | Approval of Change in Control | Mgmt | For | TNA | N/A | |
Provision Relating to EMTN | ||||||
Program | ||||||
29 | Change of Control Provision | Mgmt | For | TNA | N/A | |
Relating to the US Dollar Notes | ||||||
30 | Change of Control Provisions | Mgmt | For | TNA | N/A | |
Relating to Senior Facilities | ||||||
Agreement | ||||||
31 | Change of Control Provision | Mgmt | For | TNA | N/A | |
Relating to Term Facilities | ||||||
Agreement | ||||||
32 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
ArcelorMittal S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MT | CINS L0302D129 | 05/11/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Luxembourg | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Results/Dividends | Mgmt | For | TNA | N/A |
6 | Directors' Fees | Mgmt | For | TNA | N/A | |
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
8 | Acknowledgment of Board | Mgmt | For | TNA | N/A | |
Resignation and Cooptation | ||||||
9 | Elect Vanisha Mittal Bahtia | Mgmt | For | TNA | N/A | |
10 | Elect Jeannot Krecke | Mgmt | For | TNA | N/A | |
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
13 | Stock Option Plan | Mgmt | For | TNA | N/A | |
14 | Employee Share Purchase Plan | Mgmt | For | TNA | N/A | |
15 | Waiver of Public Offer Requirement | Mgmt | For | TNA | N/A | |
ASML Holding N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASML | CINS N07059178 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Amendment to Compensation Policy | Mgmt | For | For | For | |
11 | Performance Share Grants to | Mgmt | For | For | For | |
Management Board (Revised | ||||||
Compensation Policy) | ||||||
12 | Performance Share Grants (Current | Mgmt | For | Abstain | Against | |
Compensation Policy) | ||||||
13 | Performance Stock Options (Current | Mgmt | For | Abstain | Against | |
Compensation Policy) | ||||||
14 | Stock Option Grants to Employees | Mgmt | For | For | For | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
18 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |
23 | Authority to Cancel Shares | Mgmt | For | For | For | |
24 | Authority to Cancel Additional | Mgmt | For | For | For | |
Shares | ||||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Astellas Pharma Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4503 | CINS J03393105 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Tohichi Takenaka | Mgmt | For | For | For | |
5 | Elect Masafumi Nogimori | Mgmt | For | For | For | |
6 | Elect Yasuo Ishii | Mgmt | For | For | For | |
7 | Elect Takao Saruta | Mgmt | For | For | For | |
8 | Elect Shiroh Yasutake | Mgmt | For | For | For | |
9 | Elect Yasuyuki Takai | Mgmt | For | For | For | |
10 | Elect Kanoko Ohishi | Mgmt | For | For | For | |
11 | Elect Yukiko Kuroda | Mgmt | For | For | For | |
12 | Bonus | Mgmt | For | For | For | |
13 | Stock Option Plan | Mgmt | For | Against | Against | |
Autonomy Corporation PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AU | CINS G0669T101 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Webb | Mgmt | For | Against | Against | |
4 | Elect Sushovan Hussain | Mgmt | For | Against | Against | |
5 | Elect Michael Lynch | Mgmt | For | Against | Against | |
6 | Elect John McMonigall | Mgmt | For | Against | Against | |
7 | Elect Richard Perle | Mgmt | For | Against | Against | |
8 | Elect Barry Ariko | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
AXA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AXA | CINS F06106102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Supplementary Retirement Benefits | Mgmt | For | For | For | |
(Henri de Castries, Denis Duverne | ||||||
and Francois Pierson) | ||||||
9 | Severance Package and Retirement | Mgmt | For | For | For | |
Benefits (Henri de Castries) |
10 | Severance Package and Retirement | Mgmt | For | Abstain | Against | |
Benefits (Denis Duverne) | ||||||
11 | Elect Norbert Dentressangle | Mgmt | For | Abstain | Against | |
12 | Appointment of Auditor (Mazars) | Mgmt | For | For | For | |
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Jean-Brice de Turkheim) | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
16 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights for the Benefit of | ||||||
Overseas Employees | ||||||
17 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
18 | Amendment to Governing Structure; | Mgmt | For | For | For | |
Correlative Amendment of Articles | ||||||
19 | Amendments to Articles 7, 8 and 10 | Mgmt | For | For | For | |
20 | Elect Henri de Castries | Mgmt | For | Against | Against | |
21 | Elect Denis Duverne | Mgmt | For | Against | Against | |
22 | Elect Jacques d'Armand de | Mgmt | For | Against | Against | |
Chateauvieux | ||||||
23 | Elect Norbert Dentressangle | Mgmt | For | Against | Against | |
24 | Elect Jean-Martin Folz | Mgmt | For | Against | Against | |
25 | Elect Anthony Hamilton | Mgmt | For | Against | Against | |
26 | Elect Francois Martineau | Mgmt | For | Against | Against | |
27 | Elect Giuseppe Mussari | Mgmt | For | Against | Against | |
28 | Elect Ramon de Oliveira | Mgmt | For | Against | Against | |
29 | Elect Michel Pebereau | Mgmt | For | Against | Against | |
30 | Elect Dominique Reiniche | Mgmt | For | Against | Against | |
31 | Elect Ezra Suleiman | Mgmt | For | Against | Against | |
32 | Elect Isabelle Kocher | Mgmt | For | Against | Against | |
33 | Elect Lee Suet Fern | Mgmt | For | Against | Against | |
34 | Elect Wendy Cooper | ShrHldr | For | For | For | |
35 | Elect John Coultrap | ShrHldr | Against | Against | For | |
36 | Elect Paul Geiersbach | ShrHldr | Against | Against | For | |
37 | Elect Sebastien Herzog | ShrHldr | Against | Against | For | |
38 | Elect Rodney Koch | ShrHldr | Against | Against | For | |
39 | Elect Jason Steinberg | ShrHldr | Against | Against | For | |
40 | Directors' Fees | Mgmt | For | For | For | |
41 | Authority to Carry Out Formalities | Mgmt | For | For | For |
42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Babcock International Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAB | CINS G0689Q152 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger/Acquisition | Mgmt | For | For | For | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Banco Santander (Brasil) SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAN | CUSIP 05967A107 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Remuneration Policy | Mgmt | For | For | For | |
4 | Capitalization of Reserves | Mgmt | For | For | For | |
5 | Amendments to Articles | Mgmt | For | For | For | |
Banco Santander (Brasil) SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAN | CUSIP 05967A107 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Dividend Payment Date | Mgmt | For | For | For | |
2 | Amend Article 31 | Mgmt | For | For | For | |
Barclays PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BARC | CINS G08036124 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Reuben Jeffrey III | Mgmt | For | Against | Against | |
4 | Elect Marcus Agius | Mgmt | For | Against | Against | |
5 | Elect David Booth | Mgmt | For | Against | Against | |
6 | Elect Sir Richard Broadbent | Mgmt | For | Against | Against | |
7 | Elect Sir Michael Rake | Mgmt | For | Against | Against | |
8 | Elect Sir Andrew Likierman | Mgmt | For | Against | Against | |
9 | Elect Christopher Lucas | Mgmt | For | Against | Against | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authorisation of Political Donations | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Adoption of New Articles | Mgmt | For | For | For | |
18 | Approval of SAYE Sharesave Plan | Mgmt | For | For | For | |
BASF SE | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAS | CINS D06216101 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For |
8 | Dematerialization of Bearer Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Approval of Remuneration Policy | Mgmt | For | For | For | |
11 | Amend Article 17(2) | Mgmt | For | For | For | |
12 | Amend Article 17(3) | Mgmt | For | For | For | |
13 | Amend Article 18(2) | Mgmt | For | For | For | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
BG Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BG | CINS G1245Z108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mark Seligman | Mgmt | For | Against | Against | |
5 | Elect Peter Backhouse | Mgmt | For | Against | Against | |
6 | Elect Lord Colin Sharman of | Mgmt | For | Against | Against | |
Redlynch | ||||||
7 | Elect Philippe Varin | Mgmt | For | Against | Against | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authorisation of Political Donations | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
BHP Billiton Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BHP | CINS Q1498M100 | 11/26/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Australia |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports (BHP Billiton | Mgmt | For | TNA | N/A | |
PLC and BHP Billiton Limited) | ||||||
3 | Re-elect Carlos Cordeiro (BHP | Mgmt | For | TNA | N/A | |
Billiton PLC and BHP Billiton | ||||||
Limited) | ||||||
4 | Re-elect David Crawford (BHP | Mgmt | For | TNA | N/A | |
Billiton PLC and BHP Billiton | ||||||
Limited) | ||||||
5 | Re-elect Gail de Planque (BHP | Mgmt | For | TNA | N/A | |
Billiton PLC and BHP Billiton | ||||||
Limited) | ||||||
6 | Re-elect Marius Kloppers (BHP | Mgmt | For | TNA | N/A | |
Billiton PLC and BHP Billiton | ||||||
Limited) | ||||||
7 | Re-elect Don Argus (BHP Billiton | Mgmt | For | TNA | N/A | |
PLC and BHP Billiton Limited) | ||||||
8 | Elect Wayne Murdy (BHP Billiton | Mgmt | For | TNA | N/A | |
PLC and BHP Billiton Limited) | ||||||
9 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees (BHP Billiton PLC) | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | TNA | N/A | |
Preemptive Rights (BHP Billiton | ||||||
PLC) | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | TNA | N/A | |
Preemptive Rights (BHP Billiton | ||||||
PLC) | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
(BHP Billiton PLC) | ||||||
13 | Reduction of Issued Share Capital | Mgmt | For | TNA | N/A | |
(April 30, 2010) | ||||||
14 | Reduction of Issued Share Capital | Mgmt | For | TNA | N/A | |
(June 17, 2010) | ||||||
15 | Reduction of Issued Share Capital | Mgmt | For | TNA | N/A | |
(September 15, 2010) | ||||||
16 | Reduction of Issued Share Capital | Mgmt | For | TNA | N/A | |
(November 11, 2010) | ||||||
17 | Remuneration Report | Mgmt | For | TNA | N/A |
18 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | TNA | N/A | |
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Biotest AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIO3 | CINS D11760101 | 05/06/2010 | Unvoted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Biotest AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIO3 | CINS D11760101 | 05/06/2010 | Unvoted | |||
Meeting Type | Country of Trade | |||||
Special | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Increase in Authorized Capital | Mgmt | For | N/A | N/A | |
Bluescope Steel Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSL | CINS Q1415L102 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Re-elect Kevin McCann | Mgmt | For | For | For | |
5 | Re-elect Daniel Grollo | Mgmt | For | For | For | |
6 | Elect Kenneth Dean | Mgmt | For | For | For | |
7 | Equity Grant (MD/CEO Paul | Mgmt | For | For | For | |
O'Malley) | ||||||
BNP Paribas | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BNP | CINS F1058Q238 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends; Form | Mgmt | For | For | For | |
of Dividend Payment | ||||||
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elect Louis Schweitzer | Mgmt | For | Against | Against | |
10 | Elect Michel Tilmant | Mgmt | For | Against | Against | |
11 | Elect Emiel Van Broekhoven | Mgmt | For | Against | Against | |
12 | Elect Meglena Kuneva | Mgmt | For | Against | Against | |
13 | Elect Jean-Laurent Bonnafe | Mgmt | For | Against | Against | |
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
16 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
17 | Authority to Increase Capital in Case | Mgmt | For | For | For | |
of Exchange Offer |
18 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
19 | Global Dilution Ceiling on Increases | Mgmt | For | For | For | |
in Capital w/o Preemptive Rights | ||||||
20 | Authority to Increase Capital | Mgmt | For | For | For | |
Through Capitalizations | ||||||
21 | Global Dilution Ceiling on Increases | Mgmt | For | For | For | |
in Capital w/ or w/out Preemptive | ||||||
Rights | ||||||
22 | Authority to Issue Shares Under | Mgmt | For | For | For | |
Employee Savings Plan | ||||||
23 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
24 | Merger by Absorption of Fortis | Mgmt | For | For | For | |
Banque France | ||||||
25 | Amendments to Articles Related to | Mgmt | For | For | For | |
the Repurchase of Preferred Shares | ||||||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
BP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BP | CINS G12793108 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Paul Anderson | Mgmt | For | Against | Against | |
4 | Elect Antony Burgmans | Mgmt | For | Against | Against | |
5 | Elect Cynthia Carroll | Mgmt | For | Against | Against | |
6 | Elect Sir William Castell | Mgmt | For | Against | Against | |
7 | Elect Iain Conn | Mgmt | For | Against | Against | |
8 | Elect George David | Mgmt | For | Against | Against | |
9 | Elect Ian Davis | Mgmt | For | Against | Against | |
10 | Elect Robert Dudley | Mgmt | For | Against | Against | |
11 | Elect Douglas Flint | Mgmt | For | Against | Against | |
12 | Elect Byron Grote | Mgmt | For | Against | Against | |
13 | Elect Anthony Hayward | Mgmt | For | Against | Against | |
14 | Elect Andrew Inglis | Mgmt | For | Against | Against |
15 | Elect DeAnne Julius | Mgmt | For | Against | Against | |
16 | Elect Carl-Henric Svanberg | Mgmt | For | Against | Against | |
17 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
18 | Adoption of New Articles | Mgmt | For | For | For | |
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
23 | Renewal of Executive Directors' | Mgmt | For | Abstain | Against | |
Incentive Plan | ||||||
24 | Scrip Dividend | Mgmt | For | For | For | |
25 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Sunrise SAGD Project | ||||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
28 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
31 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
32 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Britvic PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BVIC | CINS G17387104 | 01/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Joanne Averiss | Mgmt | For | Against | Against | |
4 | Elect Gerald Corbett | Mgmt | For | Against | Against | |
5 | Elect John Gibney | Mgmt | For | Against | Against | |
6 | Elect Bob Ivell | Mgmt | For | Against | Against | |
7 | Elect Paul Moody | Mgmt | For | Against | Against | |
8 | Elect Michael Shallow | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For |
11 | Directors' Remuneration Report | Mgmt | For | For | For | |
12 | EU Political Donations | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | Against | Against | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Burberry Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRBY | CINS G1699R107 | 07/16/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Angela Ahrendts | Mgmt | For | For | For | |
5 | Elect Stephanie George | Mgmt | For | For | For | |
6 | Elect David Tyler | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | EU Political Donations | Mgmt | For | For | For | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Set General Meeting | Mgmt | For | Abstain | Against | |
Notice Period at 14 Days | ||||||
Cairn Energy PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNE | CINS G17528251 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
4 | Elect Malcolm Thoms | Mgmt | For | Against | Against | |
5 | Elect Jann Brown | Mgmt | For | Against | Against | |
6 | Elect Simon Thomson | Mgmt | For | Against | Against | |
7 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
8 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights�� | ||||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Adoption of New Articles | Mgmt | For | Against | Against | |
11 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Cairn Energy PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNE | CINS G17528236 | 12/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Share Subdivision | Mgmt | For | For | For | |
2 | Authority to Repurchase Shares | Mgmt | For | For | For | |
3 | Conversion of Awards Under Long | Mgmt | For | For | For | |
Term Incentive Plan | ||||||
4 | Conversion of Awards Under Share | Mgmt | For | For | For | |
Option Plan | ||||||
Canon Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7751 | CINS J05124144 | 03/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Fujio Mitarai | Mgmt | For | For | For | |
3 | Elect Tsuneji Uchida | Mgmt | For | For | For | |
4 | Elect Toshizo Tanaka | Mgmt | For | For | For | |
5 | Elect Toshiaki Ikoma | Mgmt | For | For | For |
6 | Elect Kunio Watanabe | Mgmt | For | For | For | |
7 | Elect Yohroku Adachi | Mgmt | For | For | For | |
8 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |
9 | Elect Tomonori Iwashita | Mgmt | For | For | For | |
10 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |
11 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |
12 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |
13 | Elect Ryohichi Bamba | Mgmt | For | For | For | |
14 | Elect Toshio Honma | Mgmt | For | For | For | |
15 | Elect Masaki Nakaoka | Mgmt | For | For | For | |
16 | Elect Haruhisa Honda | Mgmt | For | For | For | |
17 | Elect Hideki Ozawa | Mgmt | For | For | For | |
18 | Elect Masaya Maeda | Mgmt | For | For | For | |
19 | Elect Shunji Onda | Mgmt | For | Against | Against | |
20 | Elect Kazunori Watanabe | Mgmt | For | Against | Against | |
21 | Elect Kuniyoshi Kitamura | Mgmt | For | For | For | |
22 | Retirement Allowances for Directors | Mgmt | For | For | For | |
23 | Special Allowances for Statutory | Mgmt | For | For | For | |
Auditors | ||||||
24 | Bonus | Mgmt | For | For | For | |
25 | Stock Option Plan | Mgmt | For | For | For | |
Centrica PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNA | CINS G2018Z143 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Roger Carr | Mgmt | For | Against | Against | |
5 | Elect Helen Alexander | Mgmt | For | Against | Against | |
6 | Elect Phil Bentley | Mgmt | For | Against | Against | |
7 | Elect Nick Luff | Mgmt | For | Against | Against | |
8 | Elect Chris Weston | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authorisation of Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
China Coal Energy Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1898 | CINS Y1434L100 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Directors' Report | Mgmt | For | For | For | |
3 | Supervisors' Report | Mgmt | For | For | For | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Capital Expenditure Budget | Mgmt | For | For | For | |
7 | Fees Directors and Supervisors | Mgmt | For | For | For | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Amendments to Business Scope | Mgmt | For | For | For | |
China Construction Bank | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0939 | CINS Y1397N101 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Other | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Type and Nominal Value | Mgmt | For | For | For |
3 | Proportion and Number of Shares | Mgmt | For | For | For | |
4 | Subscription Price | Mgmt | For | For | For | |
5 | Target Subscribers | Mgmt | For | For | For | |
6 | Use of Proceeds | Mgmt | For | For | For | |
7 | Arrangement for Accumulated | Mgmt | For | For | For | |
Undistributed Profits | ||||||
8 | Effective Period of Resolution | Mgmt | For | For | For | |
China Construction Bank | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0939 | CINS Y1397N101 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Directors' Report | Mgmt | For | For | For | |
2 | Supervisors' Report | Mgmt | For | For | For | |
3 | Final Financial Accounts | Mgmt | For | For | For | |
4 | Fixed Assets Investment Budget | Mgmt | For | For | For | |
5 | Profit Distribution Plan | Mgmt | For | For | For | |
6 | Fees of Directors and Supervisors | Mgmt | For | For | For | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Type and Nominal Value | Mgmt | For | For | For | |
9 | Proportion and Number of Shares | Mgmt | For | For | For | |
10 | Subscription Price | Mgmt | For | For | For | |
11 | Target Subscribers | Mgmt | For | For | For | |
12 | Use of Proceeds | Mgmt | For | For | For | |
13 | Arrangement for Accumulated | Mgmt | For | For | For | |
Undistributed Profits | ||||||
14 | Effective Period of Resolution | Mgmt | For | For | For | |
15 | Authorizations for Rights Issue | Mgmt | For | For | For | |
16 | Feasibility Report on Use of | Mgmt | For | For | For | |
Proceeds | ||||||
17 | Report on Use of Proceeds from | Mgmt | For | For | For | |
Previous A Share Issue | ||||||
18 | Mid-term Plan of Capital | Mgmt | For | For | For | |
Management | ||||||
19 | Elect GUO Shuqing | Mgmt | For | Against | Against | |
20 | Elect ZHANG Jianguo | Mgmt | For | Against | Against |
21 | Elect Peter Levene | Mgmt | For | Against | Against | |
22 | Elect Jenny Shipley | Mgmt | For | Against | Against | |
23 | Elect Elaine La Roche | Mgmt | For | Against | Against | |
24 | Elect WONG Kai-Man | Mgmt | For | Against | Against | |
25 | Elect Sue YANG | Mgmt | For | Against | Against | |
26 | Elect Joseph YAM Chi Kwong | Mgmt | For | Against | Against | |
27 | Elect ZHAO Xijun | Mgmt | For | Against | Against | |
28 | Elect XIE Duyang | Mgmt | For | For | For | |
29 | Elect LIU Jin | Mgmt | For | For | For | |
30 | Elect GUO Feng | Mgmt | For | For | For | |
31 | Elect DAI Deming | Mgmt | For | For | For | |
32 | Elect SONG Fengming | Mgmt | For | For | For | |
33 | Elect ZHU Xiaohuang | Mgmt | For | Against | Against | |
34 | Elect WANG Shumin | Mgmt | For | Against | Against | |
35 | Elect WANG Yong | Mgmt | For | Against | Against | |
36 | Elect LI Xiaoling | Mgmt | For | Against | Against | |
37 | Elect ZHU Zhenmin | Mgmt | For | Against | Against | |
38 | Elect LU Xiaoma | Mgmt | For | Against | Against | |
39 | Elect CHEN Yuanling | Mgmt | For | Against | Against | |
40 | Other Business | Mgmt | For | Against | Against | |
41 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
China Green (Holdings) Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0904 | CINS G2107G105 | 09/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect SUN Shao Feng | Mgmt | For | Against | Against | |
5 | Elect NIE Xing | Mgmt | For | Against | Against | |
6 | Elect IP Siu Kay | Mgmt | For | Against | Against | |
7 | Elect HUANG Zhigang | Mgmt | For | Against | Against | |
8 | Elect ZHENG Baodong | Mgmt | For | Against | Against | |
9 | Directors' Fees | Mgmt | For | For | For | |
10 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
China National Building Material | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3323 | CINS Y15045100 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Directors' Report | Mgmt | For | For | For | |
4 | Supervisors' Report | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Authority to Declare Interim | Mgmt | For | For | For | |
Dividends | ||||||
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Amendments to Article | Mgmt | For | For | For | |
China National Materials Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1893 | CINS Y15048104 | 08/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Issue Interim Notes | Mgmt | For | For | For | |
3 | Ratification of Board Acts | Mgmt | For | For | For | |
China Unicom Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0762 | CINS Y1519S111 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Hong Kong |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect ZUO Xunsheng | Mgmt | For | Against | Against | |
6 | Elect TONG Jilu | Mgmt | For | Against | Against | |
7 | Elect Linus CHEUNG Wing Lam | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Christian Dior SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CDI | CINS F26334106 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
6 | Related Party Transactions | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Elect Renaud Donnedieu de Vabres | Mgmt | For | Against | Against | |
9 | Elect Eric Guerlain | Mgmt | For | Against | Against | |
10 | Elect Christian de Labriffe | Mgmt | For | Against | Against | |
11 | Elect Segolene Gallienne | Mgmt | For | Against | Against | |
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Cobham PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COB | CINS G41440143 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Marcus Beresford | Mgmt | For | Against | Against | |
5 | Elect Mark Ronald | Mgmt | For | Against | Against | |
6 | Elect Andy Stevens | Mgmt | For | Against | Against | |
7 | Elect Warren Tucker | Mgmt | For | Against | Against | |
8 | Elect John Devaney | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Adoption of New Articles | Mgmt | For | For | For | |
20 | Renewal of Share Incentive Plan | Mgmt | For | For | For | |
21 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Compass Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CPG | CINS G23296182 | 02/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Don Robert | Mgmt | For | For | For |
5 | Elect Gary Green | Mgmt | For | For | For | |
6 | Elect Sir Ian Robinson | Mgmt | For | For | For | |
7 | Elect Steve Lucas | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Long Term Incentive Plan 2010 | Mgmt | For | For | For | |
14 | Share Option Plan 2010 | Mgmt | For | For | For | |
15 | EU Political Donations | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Covidien Public Limited Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Craig Arnold | Mgmt | For | For | For | |
3 | Elect Robert Brust | Mgmt | For | For | For | |
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |
6 | Elect Timothy Donahue | Mgmt | For | For | For | |
7 | Elect Kathy Herbert | Mgmt | For | For | For | |
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |
9 | Elect Richard Meelia | Mgmt | For | For | For | |
10 | Elect Dennis Reilley | Mgmt | For | For | For | |
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |
13 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Reissue Treasury | Mgmt | For | For | For | |
Shares |
Dainippon Ink & Chemicals | ||||||
Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4631 | CINS J1280G103 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Kohji Oe | Mgmt | For | For | For | |
4 | Elect Kazuo Sugie | Mgmt | For | For | For | |
5 | Elect Kaiji Yamaki | Mgmt | For | For | For | |
6 | Elect Yoshihisa Kawamura | Mgmt | For | For | For | |
7 | Elect Kazuya Shimoizumi | Mgmt | For | For | For | |
8 | Elect Masayuki Saitoh | Mgmt | For | For | For | |
9 | Elect Mineo Ono | Mgmt | For | For | For | |
10 | Elect Eiko Kohno | Mgmt | For | For | For | |
11 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditor | ||||||
Deutsche Boerse AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DB1 | CINS D1882G119 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Compensation Policy | Mgmt | For | For | For | |
8 | Increase in Authorized Capital II | Mgmt | For | For | For | |
9 | Increase in Authorized Capital III | Mgmt | For | For | For | |
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Intra-company Contract | Mgmt | For | For | For | |
12 | Amendments to Articles | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For |
Dexus Property Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DXS | CINS Q3190P100 | 10/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Ratify Christopher Beare as a | Mgmt | For | For | For | |
Director | ||||||
4 | Ratify John Conde as a Director | Mgmt | For | For | For | |
5 | Ratify Peter St George as a Director | Mgmt | For | For | For | |
6 | Ratify Placement of Securities | Mgmt | For | For | For | |
7 | Remuneration Report | Mgmt | For | For | For | |
DIRECTV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |
1.3 | Elect Paul Gould | Mgmt | For | For | For | |
1.4 | Elect Charles Lee | Mgmt | For | For | For | |
1.5 | Elect Peter Lund | Mgmt | For | For | For | |
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |
1.7 | Elect John Malone | Mgmt | For | For | For | |
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |
1.9 | Elect Haim Saban | Mgmt | For | For | For | |
1.10 | Elect Michael White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Plan | Mgmt | For | For | For | |
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After | ||||||
Retirement |
DIRECTV Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25459L106 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Agreement and Plan of Merger | Mgmt | For | For | For | |
2 | Voting and Right of First Refusal | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Dongfeng Motor Group Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0489 | CINS Y21042109 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Directors' Report | Mgmt | For | For | For | |
4 | Supervisors' Report | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Authority to Distribute Interim | Mgmt | For | For | For | |
Dividend | ||||||
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |
10 | Authority to Issue Domestic and H | Mgmt | For | For | For | |
Shares w/o Preemptive Rights | ||||||
Easyjet PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EZJ | CINS G2915P107 | 02/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Keith Hammil | Mgmt | For | For | For |
4 | Elect Sir Michael Rake | Mgmt | For | For | For | |
5 | Elect Robert Rothenberg | Mgmt | For | For | For | |
6 | Elect Sir David Michels | Mgmt | For | For | For | |
7 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
16 | Adoption of New Articles | Mgmt | For | Against | Against | |
ENDESA SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELE | CINS E41222113 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts | Mgmt | For | For | For | |
3 | Reports | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Authority to Issue Convertible | Mgmt | For | For | For | |
Securities | ||||||
7 | Authority to Repurchase Shares | Mgmt | For | For | For | |
8 | Report on Amendments to Board of | Mgmt | N/A | For | N/A | |
Directors' Regulations | ||||||
9 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
ENDESA SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELE | CINS E41222113 | 12/14/2009 | Voted | |||
Meeting Type | Country of Trade |
Special | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amend Article 7 | Mgmt | For | For | For | |
2 | Amend Article 9 | Mgmt | For | For | For | |
3 | Amend Article 15 | Mgmt | For | For | For | |
4 | Amend Article 22 | Mgmt | For | For | For | |
5 | Amend Article 27 | Mgmt | For | For | For | |
6 | Amend Article 28 | Mgmt | For | For | For | |
7 | Amend Article 37 | Mgmt | For | For | For | |
8 | Amend Article 43 | Mgmt | For | For | For | |
9 | Amend Article 45 | Mgmt | For | For | For | |
10 | Amend Article 51 | Mgmt | For | For | For | |
11 | Amend Article 52 | Mgmt | For | For | For | |
12 | Amend Article 53 | Mgmt | For | For | For | |
13 | Amend Article 54 | Mgmt | For | For | For | |
14 | Amend Preamble of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
15 | Amend Article 6 of General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
16 | Amend Article 8 of General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
17 | Amend Article 10 of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
18 | Amend Article 11 of General Meeting | Mgmt | For | For | For | |
Regulations | ||||||
19 | Amend Article 20 of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
20 | Amend Article 20bis of General | Mgmt | For | For | For | |
Meeting Regulations | ||||||
21 | Tax Regime | Mgmt | For | For | For | |
22 | Ratification of the Co-Option of | Mgmt | For | For | For | |
Gianluca Comin | ||||||
23 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Eurasian Natural Resources | ||||||
Corporation PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENRC | CINS G3215M109 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Felix Vulis | Mgmt | For | For | For | |
5 | Elect Zaure Zaurbekova | Mgmt | For | For | For | |
6 | Elect Dieter Ameling | Mgmt | For | For | For | |
7 | Elect Johannes Sittard | Mgmt | For | For | For | |
8 | Elect Roderick Thomson | Mgmt | For | For | For | |
9 | Elect Abdraman Yedilbayev | Mgmt | For | For | For | |
10 | Appointment of Auditor | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
First Solar, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSLR | CUSIP 336433107 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |
1.4 | Elect James Nolan | Mgmt | For | For | For | |
1.5 | Elect William Post | Mgmt | For | For | For | |
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Associate Stock Purchase Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
Fufeng Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
546 | CINS G36844101 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Final Dividend | Mgmt | For | For | For | |
3 | Elect LI Xuechun | Mgmt | For | Against | Against | |
4 | Elect FENG Zhenquan | Mgmt | For | Against | Against | |
5 | Elect XU Guohua | Mgmt | For | Against | Against | |
6 | Elect LI Deheng | Mgmt | For | Against | Against | |
7 | Elect LI Guangyu | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Fujitsu Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6702 | CINS J15708159 | 06/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Michiyoshi Mazuka | Mgmt | For | For | For | |
3 | Elect Hiroshi Ohura | Mgmt | For | For | For | |
4 | Elect Haruo Itoh | Mgmt | For | For | For | |
5 | Elect Masami Yamamoto | Mgmt | For | For | For | |
6 | Elect Kazuo Ishida | Mgmt | For | For | For | |
7 | Elect Masami Fujita | Mgmt | For | For | For | |
8 | Elect Kazuhiko Katoh | Mgmt | For | For | For | |
9 | Elect Masahiro Koezuka | Mgmt | For | For | For | |
10 | Elect Yohko Ishikura | Mgmt | For | For | For | |
11 | Elect Ryohsei Kokubun | Mgmt | For | For | For |
12 | Bonus | Mgmt | For | For | For | |
Genesis Lease Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLS | CUSIP 37183T107 | 03/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
GKN PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GKN | CINS G39004232 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Roy Brown | Mgmt | For | Against | Against | |
3 | Elect Sir Kevin Smith | Mgmt | For | Against | Against | |
4 | Elect Marcus Bryson | Mgmt | For | Against | Against | |
5 | Elect Andrew Reynolds Smith | Mgmt | For | Against | Against | |
6 | Elect William Seeger, Jr. | Mgmt | For | Against | Against | |
7 | Elect Nigel Stein | Mgmt | For | Against | Against | |
8 | Elect Helmut Mamsch | Mgmt | For | Against | Against | |
9 | Elect Richard Parry-Jones | Mgmt | For | Against | Against | |
10 | Elect John Sheldrick | Mgmt | For | Against | Against | |
11 | Elect Michael Turner | Mgmt | For | Against | Against | |
12 | Appointment of Auditor | Mgmt | For | For | For | |
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Directors' Remuneration Report | Mgmt | For | For | For | |
21 | Authorisation of Political Donations | Mgmt | For | For | For |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
25 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
26 | Authority to Repurchase Deferred | Mgmt | For | For | For | |
Shares | ||||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
28 | Adoption of New Articles | Mgmt | For | For | For | |
Heidelbergcement AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEI | CINS D31709104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratify Bernd Scheifele | Mgmt | For | For | For | |
6 | Ratify Dominik von Achten | Mgmt | For | For | For | |
7 | Ratify Daniel Gauthier | Mgmt | For | For | For | |
8 | Ratify Andreas Kern | Mgmt | For | For | For | |
9 | Ratify Lorenz Nager | Mgmt | For | For | For | |
10 | Ratify Albert Scheuer | Mgmt | For | For | For | |
11 | Ratify Fritz-Jurgen Heckmann | Mgmt | For | For | For | |
12 | Ratify Heinz Schirmer | Mgmt | For | For | For | |
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | |
14 | Ratify Theo Beermann | Mgmt | For | For | For | |
15 | Ratify Robert Feiger | Mgmt | For | For | For | |
16 | Ratify Veronika Fuss | Mgmt | For | For | For | |
17 | Ratify Josef Heumann | Mgmt | For | For | For | |
18 | Ratify Gerhard Hirth | Mgmt | For | For | For | |
19 | Ratify Max Dietrich Kley | Mgmt | For | For | For | |
20 | Ratify Hans Georg Kraut | Mgmt | For | For | For | |
21 | Ratify Adolf Merckle | Mgmt | For | For | For | |
22 | Ratify Ludwig Merckle | Mgmt | For | For | For | |
23 | Ratify Tobias Merckle | Mgmt | For | For | For | |
24 | Ratify Eduard Schleicher | Mgmt | For | For | For | |
25 | Ratify Werner Schraeder | Mgmt | For | For | For | |
26 | Ratify Frank-Dirk Steiniger | Mgmt | For | For | For |
27 | Appointment of Auditor | Mgmt | For | For | For | |
28 | Increase in Authorized Capital I | Mgmt | For | For | For | |
29 | Increase in Authorized Capital II | Mgmt | For | For | For | |
30 | Authority to Issue Convertible Debt | Mgmt | For | Against | Against | |
Instruments | ||||||
31 | Authority to Increase Conditional | Mgmt | For | Against | Against | |
Capital | ||||||
32 | Compensation Policy | Mgmt | For | Against | Against | |
33 | Elect Alan Murray | Mgmt | For | For | For | |
34 | Elect Herbert Lutkestratkotter | Mgmt | For | For | For | |
35 | Amendment Regarding Nominating | Mgmt | For | For | For | |
Committee | ||||||
36 | Supervisory Board Members' Fees | Mgmt | For | For | For | |
37 | Amend Article 16(1) | Mgmt | For | For | For | |
38 | Amend Article 16(3); 16(4) | Mgmt | For | For | For | |
39 | Amend Article 18(3) | Mgmt | For | For | For | |
40 | Amend Article 11(2) | Mgmt | For | For | For | |
Henkel AG & Co. KGaA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEN3 | CINS D32051126 | 04/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Increase in Authorized Capital | Mgmt | For | For | For | |
Hera S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HERA | CINS T5250M106 | 10/21/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Merger | Mgmt | For | TNA | N/A | |
3 | Merger | Mgmt | For | TNA | N/A | |
4 | Issuance of Shares w/out | Mgmt | For | TNA | N/A | |
Preemptive Rights |
5 | Amendment to Articles | Mgmt | For | TNA | N/A | |
6 | Election of Directors | Mgmt | For | TNA | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Honda Motor Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
7267 | CINS J22302111 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Takanobu Itoh | Mgmt | For | For | For | |
4 | Elect Koichi Kondoh | Mgmt | For | For | For | |
5 | Elect Shigeru Takagi | Mgmt | For | For | For | |
6 | Elect Akio Hamada | Mgmt | For | For | For | |
7 | Elect Tetsuo Iwamura | Mgmt | For | For | For | |
8 | Elect Tatsuhiro Ohyama | Mgmt | For | For | For | |
9 | Elect Fumihiko Ike | Mgmt | For | For | For | |
10 | Elect Masaya Yamashita | Mgmt | For | For | For | |
11 | Elect Kensaku Hohgen | Mgmt | For | For | For | |
12 | Elect Nobuo Kuroyanagi | Mgmt | For | For | For | |
13 | Elect Takeo Fukui | Mgmt | For | For | For | |
14 | Elect Hiroshi Kobayashi | Mgmt | For | For | For | |
15 | Elect Shoh Minekawa | Mgmt | For | For | For | |
16 | Elect Takuji Yamada | Mgmt | For | For | For | |
17 | Elect Yoichi Hohjoh | Mgmt | For | For | For | |
18 | Elect Tsuneo Tanai | Mgmt | For | For | For | |
19 | Elect Hiroyuki Yamada | Mgmt | For | For | For | |
20 | Elect Tomohiko Kawanabe | Mgmt | For | For | For | |
21 | Elect Masahiro Yoshida | Mgmt | For | For | For | |
22 | Elect Seiji Kuraishi | Mgmt | For | For | For | |
23 | Bonus | Mgmt | For | For | For | |
HSBC Holdings PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSBA | CINS G4634U169 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Rona Fairhead | Mgmt | For | For | For | |
4 | Elect Michael Geoghegan | Mgmt | For | For | For | |
5 | Elect Stephen Green | Mgmt | For | For | For | |
6 | Elect Gwyn Morgan | Mgmt | For | For | For | |
7 | Elect Narayana Murthy | Mgmt | For | For | For | |
8 | Elect Simon Robertson | Mgmt | For | For | For | |
9 | Elect John Thornton | Mgmt | For | For | For | |
10 | Elect Sir Brian Williamson | Mgmt | For | For | For | |
11 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Amendments to New Articles | Mgmt | For | For | For | |
15 | UK Share Incentive Plan Extension | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Imperial Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPL | CINS S38127122 | 11/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | South Africa | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Fees (2009) | Mgmt | For | For | For | |
3 | Appointment of Auditor | Mgmt | For | For | For | |
4 | Elect Roy McAlpine | Mgmt | For | Against | Against | |
5 | Elect Oshy Tugendhaft | Mgmt | For | Against | Against | |
6 | Elect Phumzile Langeni | Mgmt | For | Against | Against | |
7 | Directors' Fees (2010) | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | General Authority to Issue Shares | Mgmt | For | For | For | |
10 | General Authority to Issue Non- | Mgmt | For | For | For | |
Redeemable Preference Shares | ||||||
11 | Amendment to the Share Incentive | Mgmt | For | For | For | |
Schemes | ||||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Imperial Tobacoo Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IMT | CINS G4721W102 | 02/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Ken Burnett | Mgmt | For | For | For | |
5 | Elect Dominique Comolli | Mgmt | For | For | For | |
6 | Elect Robert Dyrbus | Mgmt | For | For | For | |
7 | Elect Charles Knott | Mgmt | For | For | For | |
8 | Elect Iain Napier | Mgmt | For | For | For | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | EU Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
16 | Adoption of New Articles | Mgmt | For | Against | Against | |
Industrial & Commercial Bank Of | ||||||
China | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1398 | CINS ADPV10686 | 09/02/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Capital Injection | Mgmt | For | For | For | |
Irish Life & Permanent Group | ||||||
Holdings PLC |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPM | CINS G4945K108 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Gillian Bowler | Mgmt | For | Against | Against | |
4 | Elect Breffni Byrne | Mgmt | For | Against | Against | |
5 | Elect Bernard Collins | Mgmt | For | Against | Against | |
6 | Elect Danuta Gray | Mgmt | For | Against | Against | |
7 | Elect Margaret Hayes | Mgmt | For | Against | Against | |
8 | Elect Roy Keenan | Mgmt | For | Against | Against | |
9 | Elect Raymond MacSharry | Mgmt | For | Against | Against | |
10 | Elect David McCarthy | Mgmt | For | Against | Against | |
11 | Elect Kevin Murphy | Mgmt | For | Against | Against | |
12 | Elect Pat Ryan | Mgmt | For | Against | Against | |
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
14 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Irish Life & Permanent PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Court | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |
Irish Life & Permanent PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPM | CINS G4945H105 | 12/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Ireland |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | |
2 | Cancellation of Existing Shares | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
4 | Amendments to Articles | Mgmt | For | For | For | |
5 | Delisting | Mgmt | For | For | For | |
6 | Reduction in Share Premium | Mgmt | For | For | For | |
Account to Create Distributable | ||||||
Reserves | ||||||
7 | Amendments to Employee Share | Mgmt | For | For | For | |
Schemes | ||||||
8 | Replacement of Employee Share | Mgmt | For | For | For | |
Schemes | ||||||
Israel Chemicals Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ICL | CINS M5920A109 | 07/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Israel | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Management Services Agreement | Mgmt | For | For | For | |
Japan Tobacco Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2914 | CINS J27869106 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Yohji Wakui | Mgmt | For | For | For | |
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | |
5 | Elect Munetaka Takeda | Mgmt | For | For | For | |
6 | Elect Masaaki Sumikawa | Mgmt | For | For | For | |
7 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | |
8 | Elect Masakazu Shimizu | Mgmt | For | For | For |
9 | Elect Noriaki Ohkubo | Mgmt | For | For | For | |
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | |
11 | Elect Yasushi Shingai | Mgmt | For | For | For | |
JFE Holdings | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
5411 | CINS J2817M100 | 06/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Hajime Bada | Mgmt | For | For | For | |
4 | Elect Eiji Hayashida | Mgmt | For | For | For | |
5 | Elect Yoshio Ishikawa | Mgmt | For | For | For | |
6 | Elect Kouhei Wakabayashi | Mgmt | For | For | For | |
7 | Elect Sumiyuki Kishimoto | Mgmt | For | For | For | |
8 | Elect Shigeo Asai | Mgmt | For | For | For | |
9 | Elect Akimitsu Ashida | Mgmt | For | For | For | |
10 | Election of Hiroyuki Itami | Mgmt | For | For | For | |
11 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
Julius Baer Group Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAER | CINS H4414N103 | 04/08/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Elect Rolf Jetzer | Mgmt | For | TNA | N/A | |
7 | Elect Gareth Penny | Mgmt | For | TNA | N/A | |
8 | Elect Daniel Sauter | Mgmt | For | TNA | N/A | |
9 | Elect Claire Giraut | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Amendments to Articles | Mgmt | For | TNA | N/A |
Jupiter Telecommunications Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4817 | CINS J28710101 | 03/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Amendments to Articles | Mgmt | For | For | For | |
3 | Elect Tomoyuki Moriizumi | Mgmt | For | For | For | |
4 | Elect Tomoya Aoki | Mgmt | For | For | For | |
5 | Elect Shunzo Yamaguchi | Mgmt | For | For | For | |
6 | Elect Tohru Katoh | Mgmt | For | For | For | |
7 | Elect Masayuki Matsumoto | Mgmt | For | For | For | |
8 | Elect Yoshio Ohsawa | Mgmt | For | For | For | |
9 | Elect Masatoshi Hayashi | Mgmt | For | For | For | |
10 | Elect Daisuke Mikogami | Mgmt | For | For | For | |
11 | Elect Hirofumi Morozumi | Mgmt | For | For | For | |
12 | Elect Makoto Takahashi | Mgmt | For | For | For | |
13 | Elect Shunsuke Ohyama | Mgmt | For | For | For | |
14 | Elect Akira Itoh | Mgmt | For | Against | Against | |
15 | Elect Toshifumi Shibuya | Mgmt | For | Against | Against | |
16 | Elect Kenichiroh Takagi | Mgmt | For | Against | Against | |
Kazakhmys PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KAZ | CINS G5221U108 | 01/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Proposed Sale of Equity Interest | Mgmt | For | For | For | |
Kerry Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KRZ | CINS G52416107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Ireland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Denis Buckley | Mgmt | For | For | For | |
4 | Elect Michael Dowling | Mgmt | For | For | For | |
5 | Elect Michael Fleming | Mgmt | For | For | For | |
6 | Elect John Twomey | Mgmt | For | For | For | |
7 | Elect Denis Carroll | Mgmt | For | For | For | |
8 | Elect Stan McCarthy | Mgmt | For | For | For | |
9 | Elect Donal O'Donoghue | Mgmt | For | For | For | |
10 | Elect Gerard O'Hanlon | Mgmt | For | For | For | |
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
Kingfisher PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KGF | CINS G5256E441 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Anders Dahlvig | Mgmt | For | For | For | |
5 | Elect Andrew Bonfield | Mgmt | For | For | For | |
6 | Elect Daniel Bernard | Mgmt | For | For | For | |
7 | Elect Janis Kong | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | |
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Share Incentive Plan | Mgmt | For | For | For |
KLA-Tencor Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Akins | Mgmt | For | For | For | |
1.2 | Elect Robert Bond | Mgmt | For | For | For | |
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |
1.4 | Elect David Wang | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the Performance | Mgmt | For | For | For | |
Bonus Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For�� | |
Koninklijke KPN N.V. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KPN | CINS N4297B146 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Netherlands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
7 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
8 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Amendment to Compensation Policy | Mgmt | For | For | For | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares | Mgmt | For | For | For |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Korea Exchange Bank | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
004940 | CINS Y48585106 | 03/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Election of Directors (Slate) | Mgmt | For | For | For | |
4 | Election of Audit Committee | Mgmt | For | For | For | |
Members (Slate) | ||||||
5 | Share Option Previously Granted by | Mgmt | For | For | For | |
Board Resolution | ||||||
6 | Share Option Grants | Mgmt | For | For | For | |
Lanxess AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LXSG | CINS D5032B102 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Compensation Policy | Mgmt | For | For | For | |
8 | Appointment of Auditor | Mgmt | For | For | For | |
9 | Elect Friedrich Janssen | Mgmt | For | For | For | |
10 | Elect Robert Koehler | Mgmt | For | Against | Against | |
11 | Elect Rainer Laufs | Mgmt | For | For | For | |
12 | Elect Ulrich Middelmann | Mgmt | For | For | For | |
13 | Elect Rolf Stomberg | Mgmt | For | For | For | |
14 | Elect Theo Walthie | Mgmt | For | For | For |
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Increase in Authorized Capital | Mgmt | For | Against | Against | |
17 | Amendments to Articles | Mgmt | For | For | For | |
Leoni AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEO | CINS D50120134 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments; Authority to Create | ||||||
Conditional Capital I | ||||||
10 | Compensation Policy | Mgmt | For | Against | Against | |
11 | Amendments to Articles | Mgmt | For | For | For | |
LG Display Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
034220 | CINS Y5255T100 | 03/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Korea, Republic of | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Allocation of | Mgmt | For | For | For | |
Profits/Dividends | ||||||
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Election of Directors (Slate) | Mgmt | For | Against | Against | |
5 | Election of Audit Committee | Mgmt | For | For | For | |
Member: AHN Tae Sik | ||||||
6 | Directors' Fees | Mgmt | For | For | For |
Logitech International SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOGN | CINS H50430232 | 09/01/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Remuneration Report | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Amendment to 2006 Stock Incentive | Mgmt | For | TNA | N/A | |
Plan | ||||||
7 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
8 | Elect Erh-Hsun Chang | Mgmt | For | TNA | N/A | |
9 | Elect Kee-Lock Chua | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Longtop Financial Technologies | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LFT | CUSIP 54318P108 | 03/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Gurnee | Mgmt | For | Withhold | Against | |
1.2 | Elect Zuyun Xue | Mgmt | For | Withhold | Against | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Lonking Holdings | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3339 | CINS G5636C107 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect LI San Yim | Mgmt | For | Against | Against | |
5 | Elect QIU Debo | Mgmt | For | Against | Against | |
6 | Elect LUO Jianru | Mgmt | For | Against | Against | |
7 | Elect MOU Yan Qun | Mgmt | For | Against | Against | |
8 | Elect CHEN Chao | Mgmt | For | Against | Against | |
9 | Elect LIN Zhong Ming | Mgmt | For | Against | Against | |
10 | Elect NGAI Ngan Ying | Mgmt | For | Against | Against | |
11 | Elect PAN Longqing | Mgmt | For | Against | Against | |
12 | Elect QIAN Shizheng | Mgmt | For | Against | Against | |
13 | Elect HAN Xuesong | Mgmt | For | Against | Against | |
14 | Directors' Fees | Mgmt | For | For | For | |
15 | Elect FANG Deqin | Mgmt | For | Against | Against | |
16 | Directors' Fees | Mgmt | For | For | For | |
17 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
18 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |
20 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
MARINE HARVEST ASA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MNHVF | CINS R2326D105 | 11/06/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Norway | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Election of Presiding Chairman and | Mgmt | For | TNA | N/A | |
of an Individual to Check Minutes | ||||||
4 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | |
5 | Authority to Issue Convertible Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
6 | Amendments to Articles Regarding | Mgmt | For | TNA | N/A | |
Meeting Documents | ||||||
Mediaset S.p.A. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MS | CINS T6688Q107 | 04/20/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Metro AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEO | CINS D53968125 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Presentation of Accounts and | Mgmt | For | For | For | |
Reports; Allocation of | ||||||
Profits/Dividends | ||||||
4 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
5 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Remuneration Policy | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Elect Jurgen Kluge | Mgmt | For | For | For | |
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |
10 | Authority to Issue Convertible | Mgmt | For | For | For | |
Bonds; Increase in Conditional | ||||||
Capital | ||||||
11 | Amendment Regarding Committee | Mgmt | For | For | For | |
Fees | ||||||
12 | Amendments to Articles | Mgmt | For | For | For | |
13 | Amendments to Articles | Mgmt | For | For | For | |
14 | Amendments to Articles | Mgmt | For | For | For | |
15 | Amendments to Articles | Mgmt | For | For | For | |
16 | Amendments to Articles | Mgmt | For | For | For |
17 | Amendments to Articles | Mgmt | For | For | For | |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Micron Technology, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MU | CUSIP 595112103 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Appleton | Mgmt | For | For | For | |
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |
3 | Elect James Bagley | Mgmt | For | For | For | |
4 | Elect Robert Bailey | Mgmt | For | For | For | |
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |
7 | Elect Robert Switz | Mgmt | For | For | For | |
8 | Executive Officer Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Mitsubishi Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8058 | CINS J43830116 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Yorihiko Kojima | Mgmt | For | For | For | |
4 | Elect Ken Kobayashi | Mgmt | For | For | For | |
5 | Elect Ryohichi Ueda | Mgmt | For | For | For | |
6 | Elect Masahide Yano | Mgmt | For | For | For | |
7 | Elect Hideyuki Nabeshima | Mgmt | For | For | For | |
8 | Elect Hideto Nakahara | Mgmt | For | For | For | |
9 | Elect Tsuneo Iyobe | Mgmt | For | For | For | |
10 | Elect Kiyoshi Fujimura | Mgmt | For | For | For | |
11 | Elect Yasuo Nagai | Mgmt | For | For | For | |
12 | Elect Mikio Sasaki | Mgmt | For | For | For | |
13 | Elect Tamotsu Nomakuchi | Mgmt | For | For | For | |
14 | Elect Kunio Itoh | Mgmt | For | For | For | |
15 | Elect Kazuo Tsukuda | Mgmt | For | For | For |
16 | Elect Ryohzoh Katoh | Mgmt | For | For | For | |
17 | Elect Hidehiro Konno | Mgmt | For | For | For | |
18 | Elect Yukio Ueno | Mgmt | For | For | For | |
19 | Bonus | Mgmt | For | For | For | |
20 | Accumulative Pension Plan | Mgmt | For | For | For | |
21 | Amendments to Directors' | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
Mitsubishi Electric Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
6503 | CINS J43873116 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | |
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | |
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | |
5 | Elect Noritomo Yoshimatsu | Mgmt | For | Against | Against | |
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | |
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | |
8 | Elect Hiroyoshi Sakuyama | Mgmt | For | Against | Against | |
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | |
10 | Elect Shunji Yanai | Mgmt | For | Against | Against | |
11 | Elect Osamu Shigeta | Mgmt | For | Against | Against | |
12 | Elect Mikio Sasaki | Mgmt | For | Against | Against | |
13 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | |
Mitsui & Co Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8031 | CINS J44690139 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |
4 | Elect Masami Iijima | Mgmt | For | For | For | |
5 | Elect Ken Abe | Mgmt | For | For | For | |
6 | Elect Junichi Matsumoto | Mgmt | For | For | For | |
7 | Elect Seiichi Tanaka | Mgmt | For | For | For |
8 | Elect Norinao Iio | Mgmt | For | For | For | |
9 | Elect Takao Ohmae | Mgmt | For | For | For | |
10 | Elect Masayoshi Komai | Mgmt | For | For | For | |
11 | Elect Daisuke Saiga | Mgmt | For | For | For | |
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |
16 | Elect Naoto Nakamura | Mgmt | For | For | For | |
MTU Aero Engines Holding AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTX | CINS D5565H104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Ratification of Management Board | Mgmt | For | For | For | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | For | For | |
Acts | ||||||
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Amendments to Articles | Mgmt | For | For | For | |
10 | Increase in Authorized Capital I | Mgmt | For | For | For | |
11 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |
12 | Reduction of Conditional Capital | Mgmt | For | For | For | |
13 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments | ||||||
14 | Compensation Policy | Mgmt | For | For | For | |
National Bank of Greece | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETE | CINS X56533114 | 01/14/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Spin-off | Mgmt | For | TNA | N/A |
2 | Report on the Spin-off | Mgmt | For | TNA | N/A | |
3 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |
4 | Ratification of Co-option of New | Mgmt | For | TNA | N/A | |
Board Members | ||||||
5 | Election of Directors | Mgmt | For | TNA | N/A | |
6 | Election of Audit Committee | Mgmt | For | TNA | N/A | |
7 | Board Transactions | Mgmt | For | TNA | N/A | |
8 | Amendments to Articles | Mgmt | For | TNA | N/A | |
9 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A | |
10 | Announcements | Mgmt | N/A | TNA | N/A | |
National Bank of Greece | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETE | CINS X56533114 | 02/01/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Issue Convertible Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
National Bank of Greece | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETE | CINS X56533114 | 02/18/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Greece | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Authority to Issue Convertible Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
Nestle S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NESN | CINS H57312649 | 04/15/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Report | Mgmt | For | TNA | N/A | |
5 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA | N/A | |
8 | Elect Steven Hoch | Mgmt | For | TNA | N/A | |
9 | Elect Andre Kudelski | Mgmt | For | TNA | N/A | |
10 | Elect Jean-Rene Fourtou | Mgmt | For | TNA | N/A | |
11 | Elect Titia de Lange | Mgmt | For | TNA | N/A | |
12 | Elect Jean-Pierre Roth | Mgmt | For | TNA | N/A | |
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
14 | Reduction in Share Capital | Mgmt | For | TNA | N/A | |
15 | Amendments to Article 4 | Mgmt | For | TNA | N/A | |
New World Development Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
0017 | CINS Y63084126 | 12/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Hong Kong | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Henry CHENG Kar Shun | Mgmt | For | Against | Against | |
5 | Elect Payson CHA Mou Sing | Mgmt | For | Against | Against | |
6 | Elect Peter CHENG Kar Shing | Mgmt | For | Against | Against | |
7 | Elect Stewart LEUNG Chi Kin | Mgmt | For | Against | Against | |
8 | Elect CHOW Kwai Cheung | Mgmt | For | Against | Against | |
9 | Elect Leonie KI Man Fung | Mgmt | For | Against | Against | |
10 | Directors' Fees | Mgmt | For | For | For | |
11 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Nexen Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
NXY | CUSIP 65334H102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Berry | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Bertram | Mgmt | For | Withhold | Against | |
1.3 | Elect Dennis Flanagan | Mgmt | For | Withhold | Against | |
1.4 | Elect S. Barry Jackson | Mgmt | For | Withhold | Against | |
1.5 | Elect Kevin Jenkins | Mgmt | For | Withhold | Against | |
1.6 | Elect A. Anne McLellan | Mgmt | For | Withhold | Against | |
1.7 | Elect Eric Newell | Mgmt | For | Withhold | Against | |
1.8 | Elect Thomas O'Neill | Mgmt | For | Withhold | Against | |
1.9 | Elect Marvin Romanow | Mgmt | For | Withhold | Against | |
1.10 | Elect Francis Saville | Mgmt | For | Withhold | Against | |
1.11 | Elect John Willson | Mgmt | For | Withhold | Against | |
1.12 | Elect Victor Zaleschuk | Mgmt | For | Withhold | Against | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
Nippon Shinyaku Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4516 | CINS J55784102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Shigenobu Maekawa | Mgmt | For | For | For | |
3 | Elect Toshihiko Sagoh | Mgmt | For | For | For | |
4 | Elect Hiroshi Adachi | Mgmt | For | For | For | |
5 | Elect Kazuo Fukushima | Mgmt | For | For | For | |
6 | Elect Yoshio Yura | Mgmt | For | For | For | |
7 | Elect Tsugio Tanaka | Mgmt | For | For | For | |
8 | Elect Akira Matsuura | Mgmt | For | For | For | |
9 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | |
Nippon Telegraph And Telephone | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9432 | CINS J59396101 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Norio Wada | Mgmt | For | For | For | |
4 | Elect Satoshi Miura | Mgmt | For | For | For | |
5 | Elect Noritaka Uji | Mgmt | For | For | For | |
6 | Elect Hiroo Unoura | Mgmt | For | For | For | |
7 | Elect Kaoru Kanazawa | Mgmt | For | For | For | |
8 | Elect Yasuyoshi Katayama | Mgmt | For | For | For | |
9 | Elect Toshio Kobayashi | Mgmt | For | For | For | |
10 | Elect Hiroki Watanabe | Mgmt | For | For | For | |
11 | Elect Hiromichi Shinohara | Mgmt | For | For | For | |
12 | Elect Tetsuya Shohji | Mgmt | For | For | For | |
13 | Elect Takashi Imai | Mgmt | For | For | For | |
14 | Elect Yotaroh Kobayashi | Mgmt | For | For | For | |
Noble Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
N21 | CINS G6542T119 | 04/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Disposal | Mgmt | For | For | For | |
Transactions | ||||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Noble Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
N21 | CINS G6542T119 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Richard Elman | Mgmt | For | Against | Against | |
4 | Elect Harindarpal Banga | Mgmt | For | Against | Against | |
5 | Elect Alan H. Smith | Mgmt | For | Against | Against | |
6 | Elect David Eldon | Mgmt | For | Against | Against | |
7 | Elect Tobias Josef Brown | Mgmt | For | Against | Against |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | Against | Against | |
to Set Fees | ||||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Authority to Issue Shares w/ or w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Grant Awards and Issue | Mgmt | For | Against | Against | |
Shares under the Noble Group | ||||||
Share Option Scheme 2004 | ||||||
14 | Authority to Issue Shares under the | Mgmt | For | For | For | |
Noble Group Limited Scrip Dividend | ||||||
Scheme | ||||||
15 | Authority to Grant Awards and Issue | Mgmt | For | Against | Against | |
Shares under the Noble Group | ||||||
Performance Share Plan | ||||||
16 | Bonus Shares Issuance | Mgmt | For | For | For | |
Noble Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
N21 | CINS G6542T119 | 10/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Bermuda | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allotment of Shares to Ricardo | Mgmt | For | Against | Against | |
Leiman | ||||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Nokian Renkaat Oyj | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NRE1V | CINS X5862L103 | 04/08/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Finland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
8 | Accounts and Reports | Mgmt | For | TNA | N/A | |
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
10 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
11 | Director's Fees | Mgmt | For | TNA | N/A | |
12 | Board Size | Mgmt | For | TNA | N/A | |
13 | Election of Directors | Mgmt | For | TNA | N/A | |
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
16 | Stock Option Plan | Mgmt | For | TNA | N/A | |
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |
18 | Approval of Charitable Donation | Mgmt | For | TNA | N/A | |
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Nomura Holdings Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8604 | CINS J59009159 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Junichi Ujiie | Mgmt | For | For | For | |
3 | Elect Kenichi Watanabe | Mgmt | For | For | For | |
4 | Elect Takumi Shibata | Mgmt | For | For | For | |
5 | Elect Masanori Itatani | Mgmt | For | For | For | |
6 | Elect Masanori Nishimatsu | Mgmt | For | For | For | |
7 | Elect Haruo Tsuji | Mgmt | For | For | For | |
8 | Elect Hajime Sawabe | Mgmt | For | For | For | |
9 | Elect Tsuguoki Fujinuma | Mgmt | For | For | For | |
10 | Elect Hideaki Kubori | Mgmt | For | For | For | |
11 | Elect Masahiro Sakane | Mgmt | For | For | For | |
12 | Elect Colin Marshall | Mgmt | For | For | For | |
13 | Elect Clara Furse | Mgmt | For | For | For | |
Obrascon Huarte Lain SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OHL | CINS E7795C102 | 11/26/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Spain |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |
3 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
4 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
5 | Minutes | Mgmt | For | For | For | |
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Orascom Construction Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCIC | CINS M7525D108 | 05/24/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Egypt | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Report of the Board of Directors | Mgmt | For | TNA | N/A | |
3 | Report of the Auditor | Mgmt | For | TNA | N/A | |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Election of Directors | Mgmt | For | TNA | N/A | |
8 | Related Party Transactions | Mgmt | For | TNA | N/A | |
9 | Directors' Fees | Mgmt | For | TNA | N/A | |
10 | Appointment of Auditor and Authority | Mgmt | For | TNA | N/A | |
to Set Fees | ||||||
11 | Charitable Donations | Mgmt | For | TNA | N/A | |
Orascom Construction Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCIC | CINS M7525D108 | 05/24/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Egypt | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Authority to Issue Bond | Mgmt | For | TNA | N/A | |
3 | Appointment of Signatories | Mgmt | For | TNA | N/A |
Orascom Construction Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCIC | CINS M7525D108 | 12/23/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Egypt | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
3 | Appointment of Nassef Sawiris as | Mgmt | For | TNA | N/A | |
Chairman | ||||||
4 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | |
5 | Approval of Letters of Guarantee | Mgmt | For | TNA | N/A | |
6 | Authority to Give Guarantees | Mgmt | For | TNA | N/A | |
Orascom Construction Industries | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCIC | CINS M7525D108 | 12/23/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Egypt | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Amendment to the Terms of the | Mgmt | For | TNA | N/A | |
Employee Share Option Plan | ||||||
3 | Authority to Issue Shares Pursuant | Mgmt | For | TNA | N/A | |
to the Employee Share Option Plan | ||||||
4 | Amendments to Memorandum | Mgmt | For | TNA | N/A | |
Oriflame Cosmetics SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORI | CINS L7272A100 | 05/19/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Luxembourg | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Accounts and Reports | Mgmt | For | TNA | N/A | |
5 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
7 | Dividend | Mgmt | For | TNA | N/A | |
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
9 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
10 | Ratification of the Auditor's Act | Mgmt | For | TNA | N/A | |
11 | Elect Magnus Brannstrom | Mgmt | For | TNA | N/A | |
12 | Elect Anders Dahlvig | Mgmt | For | TNA | N/A | |
13 | Elect Marie Ehrling | Mgmt | For | TNA | N/A | |
14 | Elect Lillian Fossum | Mgmt | For | TNA | N/A | |
15 | Elect Alexander af Jochnick | Mgmt | For | TNA | N/A | |
16 | Elect Jonas af Jochnick | Mgmt | For | TNA | N/A | |
17 | Elect Robert af Jochnick | Mgmt | For | TNA | N/A | |
18 | Elect Helle Kruse Nielsen | Mgmt | For | TNA | N/A | |
19 | Elect Christian Salamon | Mgmt | For | TNA | N/A | |
20 | Election of Chairman | Mgmt | For | TNA | N/A | |
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
22 | Nomination Committee | Mgmt | For | TNA | N/A | |
23 | Directors' Fees | Mgmt | For | TNA | N/A | |
24 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
26 | Amendment Regarding 2008 Long | Mgmt | For | TNA | N/A | |
Term Incentive Plan | ||||||
27 | Amendment Regarding Records | Mgmt | For | TNA | N/A | |
Dates | ||||||
28 | Amendments Regarding Delegation | Mgmt | For | TNA | N/A | |
Powers | ||||||
29 | Amendments Regarding Delegation | Mgmt | For | TNA | N/A | |
Powers | ||||||
30 | Amendment Regarding Meeting | Mgmt | For | TNA | N/A | |
Minutes | ||||||
31 | Authority to Issue Treasury Shares | Mgmt | For | TNA | N/A | |
Pursuant to Share Incentive Plans | ||||||
2005 and 2008 | ||||||
32 | Conclusion of Meeting | Mgmt | For | TNA | N/A | |
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
34 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
35 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
36 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
ORIX CORPORATION |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8591 | CINS J61933123 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | |
3 | Elect Yukio Yanase | Mgmt | For | Against | Against | |
4 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | |
5 | Elect Haruyuki Urata | Mgmt | For | Against | Against | |
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | |
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | |
8 | Elect Makoto Inoue | Mgmt | For | Against | Against | |
9 | Elect Yoshinori Yokoyama | Mgmt | For | Against | Against | |
10 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | |
11 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | |
12 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | |
13 | Elect Robert Feldman | Mgmt | For | Against | Against | |
14 | Elect Takeshi Niinami | Mgmt | For | Against | Against | |
Philip Morris International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Harold Brown | Mgmt | For | For | For | |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
3 | Elect Louis Camilleri | Mgmt | For | For | For | |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |
5 | Elect Jennifer Li | Mgmt | For | For | For | |
6 | Elect Graham Mackay | Mgmt | For | For | For | |
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |
8 | Elect Lucio Noto | Mgmt | For | For | For | |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |
10 | Elect Stephen Wolf | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Food Insecurity and Tobacco Use | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights Protocols |
Ping An Insurance (Group) | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
2318 | CINS Y69790106 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Directors' Report | Mgmt | For | For | For | |
4 | Supervisors' Report | Mgmt | For | For | For | |
5 | Annual Report | Mgmt | For | For | For | |
6 | Accounts and Reports | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
9 | Elect David Fried | Mgmt | For | Against | Against | |
10 | Amendments to Articles | Mgmt | For | For | For | |
11 | Authority to Issue H Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
15 | Amendments to Articles | Mgmt | For | For | For | |
Portugal Telecom SGPS SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PTC | CINS X6769Q104 | 04/16/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Portugal | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | TNA | N/A | |
2 | Consolidated Accounts and Reports | Mgmt | For | TNA | N/A | |
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
4 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
5 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
6 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A |
7 | Suppression of Preemptive Rights | Mgmt | For | TNA | N/A | |
8 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | |
9 | Authority to Trade in Company Debt | Mgmt | For | TNA | N/A | |
Instruments | ||||||
10 | Ad Hoc Committee to Set | Mgmt | For | TNA | N/A | |
Remuneration Committee Fees | ||||||
11 | Remuneration Report | Mgmt | For | TNA | N/A | |
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
PPR | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PP | CINS F7440G127 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Related Party Transactions | Mgmt | For | For | For | |
6 | Elect Laurence Boone | Mgmt | For | Against | Against | |
7 | Elect Yseulys Costes | Mgmt | For | Against | Against | |
8 | Elect Caroline Puel | Mgmt | For | Against | Against | |
9 | Directors' Fees | Mgmt | For | For | For | |
10 | Appointment of Auditor (KPMG | Mgmt | For | For | For | |
Audit) | ||||||
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(KPMG Audit IS) | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |
13 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
14 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities through | ||||||
Private Placement w/o Preemptive | ||||||
Rights; Authority to Issue Debt | ||||||
Instruments |
15 | Authority to Set Offering Price of | Mgmt | For | Against | Against | |
Shares | ||||||
16 | Authority to Increase Share | Mgmt | For | Against | Against | |
Issuance Limit | ||||||
17 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
18 | Authority to Grant Stock Options to | Mgmt | For | Against | Against | |
Employees and Executives | ||||||
19 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |
to Employees and Executives | ||||||
20 | Authority to Issue Warrants to | Mgmt | For | Against | Against | |
Employees and Executives | ||||||
21 | Amendment Regarding Form of | Mgmt | For | For | For | |
Dividend Payment | ||||||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Prysmian S.p.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRY | CINS T7630L105 | 04/13/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Italy | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividents | ||||||
4 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |
5 | Elect Stefano Bulletti | Mgmt | For | TNA | N/A | |
6 | Directors' Fees | Mgmt | For | TNA | N/A | |
7 | Amendment to Equity | Mgmt | For | TNA | N/A | |
Compensation Plan | ||||||
8 | Amendment to Authority to Issue | Mgmt | For | TNA | N/A | |
Shares w/o Preemptive Rights |
PT Bank Rakyat Indonesia | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BBRI | CINS Y0697U104 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Indonesia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Report on Community Development | Mgmt | For | For | For | |
Program | ||||||
3 | Allocation of Profits/Dividends | Mgmt | For | Against | Against | |
4 | Directors' and Commissioners' Fees | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Authority to Issue Shares Under | Mgmt | For | Against | Against | |
Stock Option Plan | ||||||
7 | Election of Directors and | Mgmt | For | Against | Against | |
Commissioners | ||||||
PT Indosat Terbuka | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISAT | CINS Y7130D110 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | Indonesia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors and | Mgmt | For | Against | Against | |
Commissioners (Slate) | ||||||
2 | Amendments to Articles | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
QBE Insurance Group Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QBE | CINS Q78063114 | 03/31/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
3 | Remuneration Report | Mgmt | For | For | For | |
4 | Equity Grant (CEO Frank | Mgmt | For | For | For | |
O'Halloran) |
5 | Re-elect Len Bleasel | Mgmt | For | Against | Against | |
6 | Re-elect Duncan Boyle | Mgmt | For | Against | Against | |
7 | Elect John Green | Mgmt | For | Against | Against | |
QUALCOMM Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |
1.12 | Elect Marc Stern | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Rakuten Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
4755 | CINS J64264104 | 03/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendments to Articles | Mgmt | For | For | For | |
2 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |
3 | Elect Atsushi Kunishige | Mgmt | For | For | For | |
4 | Elect Masatada Kobayashi | Mgmt | For | For | For | |
5 | Elect Tohru Shimada | Mgmt | For | For | For | |
6 | Elect Akio Sugihara | Mgmt | For | For | For | |
7 | Elect Hisashi Suzuki | Mgmt | For | For | For | |
8 | Elect Ken Takayama | Mgmt | For | For | For | |
9 | Elect Kazunori Takeda | Mgmt | For | For | For |
10 | Elect Takao Toshishige | Mgmt | For | For | For | |
11 | Elect Hiroaki Yasutake | Mgmt | For | For | For | |
12 | Elect Yoshiaki Ohnishi | Mgmt | For | For | For | |
13 | Elect Kohichi Kusano | Mgmt | For | For | For | |
14 | Elect Hiroshi Fukino | Mgmt | For | For | For | |
15 | Elect Tatsumi Yoda | Mgmt | For | For | For | |
16 | Elect Takeshi Hanai | Mgmt | For | For | For | |
17 | Elect Ken Kutaragi | Mgmt | For | For | For | |
18 | Directors' Fees | Mgmt | For | For | For | |
19 | Employee Stock Option Plan | Mgmt | For | For | For | |
Reckitt Benckiser Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RB | CINS G74079107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Adrian Bellamy | Mgmt | For | Against | Against | |
5 | Elect Peter Harf | Mgmt | For | Against | Against | |
6 | Elect Colin Day | Mgmt | For | Against | Against | |
7 | Elect Kenneth Hydon | Mgmt | For | Against | Against | |
8 | Elect Judith Sprieser | Mgmt | For | Against | Against | |
9 | Elect Richard Cousins | Mgmt | For | Against | Against | |
10 | Elect Warren Tucker | Mgmt | For | Against | Against | |
11 | Appointment of Auditor | Mgmt | For | For | For | |
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
13 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |
16 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
17 | Adoption of New Articles | Mgmt | For | For | For | |
Reed Elsevier PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REL | CINS G74570121 | 04/21/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Appointment of Auditor | Mgmt | For | For | For | |
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
6 | Elect Anthony Habgood | Mgmt | For | For | For | |
7 | Elect Ben van der Veer | Mgmt | For | For | For | |
8 | Elect Erik Engstrom | Mgmt | For | For | For | |
9 | Elect Mark Armour | Mgmt | For | For | For | |
10 | Elect Robert Polet | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For | |
16 | Reed Elsevier Growth Plan | Mgmt | For | Against | Against | |
17 | Reed Elsevier Bonus Investment | Mgmt | For | For | For | |
Plan 2010 | ||||||
Renhe Commercial Holdings | ||||||
Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1387 | CINS G75004104 | 06/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect DAI Yongge | Mgmt | For | Against | Against | |
6 | Elect LIN Zijing | Mgmt | For | Against | Against | |
7 | Elect JIANG Mei | Mgmt | For | Against | Against | |
8 | Elect ZHANG Xingmei | Mgmt | For | Against | Against | |
9 | Elect Gilbert HO Chi Hang | Mgmt | For | Against | Against |
10 | Elect WANG Shengli | Mgmt | For | Against | Against | |
11 | Directors' Fees | Mgmt | For | For | For | |
12 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Rio Tinto Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RIO | CINS Q81437107 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Brown | Mgmt | For | For | For | |
4 | Elect Ann Godbehere | Mgmt | For | For | For | |
5 | Elect Samuel Walsh | Mgmt | For | For | For | |
6 | Re-elect Guy Elliott | Mgmt | For | For | For | |
7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |
8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Repurchase Rio Tinto | Mgmt | For | For | For | |
Limited Shares | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
held by Rio Tinto PLC | ||||||
Rio Tinto Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RIO | CINS Q81437107 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Australia | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Brown | Mgmt | For | For | For |
4 | Elect Ann Godbehere | Mgmt | For | For | For | |
5 | Elect Samuel Walsh | Mgmt | For | For | For | |
6 | Re-elect Guy Elliott | Mgmt | For | For | For | |
7 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | |
8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Repurchase Rio Tinto | Mgmt | For | For | For | |
Limited Shares | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
held by Rio Tinto PLC | ||||||
Royal Bank Of Canada | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RY | CUSIP 780087102 | 03/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Canada | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect W. Geoffrey Beattie | Mgmt | For | N/A | N/A | |
1.2 | Elect Douglas Elix | Mgmt | For | N/A | N/A | |
1.3 | Elect John Ferguson | Mgmt | For | N/A | N/A | |
1.4 | Elect Paule Gauthier | Mgmt | For | N/A | N/A | |
1.5 | Elect Timothy Hearn | Mgmt | For | N/A | N/A | |
1.6 | Elect Alice Laberge | Mgmt | For | N/A | N/A | |
1.7 | Elect Jacques Lamarre | Mgmt | For | N/A | N/A | |
1.8 | Elect Brandt Louie | Mgmt | For | N/A | N/A | |
1.9 | Elect Michael McCain | Mgmt | For | N/A | N/A | |
1.10 | Elect Gordon Nixon | Mgmt | For | N/A | N/A | |
1.11 | Elect David O'Brien | Mgmt | For | N/A | N/A | |
1.12 | Elect J. Pedro Reinhard | Mgmt | For | N/A | N/A | |
1.13 | Elect Edward Sonshine | Mgmt | For | N/A | N/A | |
1.14 | Elect Kathleen Taylor | Mgmt | For | N/A | N/A | |
1.15 | Elect Victor Young | Mgmt | For | N/A | N/A | |
2 | Appointment of Auditor | Mgmt | For | N/A | N/A | |
3 | Advisory Vote on Executive | Mgmt | For | N/A | N/A | |
Compensation | ||||||
4 | Shareholder Proposal Regarding a | Mgmt | Against | N/A | N/A | |
Greater Number of Nominees than | ||||||
Open Board Seats | ||||||
5 | Shareholder Proposal Regarding | Mgmt | Against | N/A | N/A | |
Comparing Executive Pay to | ||||||
Average Employee Wage |
Societe Generale | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLE | CINS F43638141 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Form of Dividend Payment | Mgmt | For | For | For | |
7 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
8 | Related Party Transactions | Mgmt | For | For | For | |
9 | Supplementary Retirement Benefits | Mgmt | For | For | For | |
(Daniel Bouton, Philippe Citerne, | ||||||
Didier Alix and Severin Cabannes) | ||||||
10 | Supplementary Retirement Benefits | Mgmt | For | For | For | |
(Jean-Francois Sammarcelli) | ||||||
11 | Supplementary Retirement Benefits | Mgmt | For | For | For | |
(Bernardo Sanchez Incera) | ||||||
12 | Non-Compete Clause (Philippe | Mgmt | For | For | For | |
Citerne) | ||||||
13 | Severance Package (Frederic | Mgmt | For | For | For | |
Oudea) | ||||||
14 | Non-Compete Clause (Frederic | Mgmt | For | For | For | |
Oudea) | ||||||
15 | Elect Robert Castaigne | Mgmt | For | Against | Against | |
16 | Elect Gianemilio Osculati | Mgmt | For | Against | Against | |
17 | Item Removed From Agenda | Mgmt | Abstain | For | Against | |
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |
19 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/ | ||||||
Preemptive Rights; Authority to | ||||||
Increase Capital Through | ||||||
Capitalizations; Authority to Issue | ||||||
Debt Instruments |
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities w/o | ||||||
Preemptive Rights; Authority to | ||||||
Issue Debt Instruments | ||||||
21 | Authority to Increase Shares | Mgmt | For | For | For | |
Issuance Limit | ||||||
22 | Authority to Increase Capital in | Mgmt | For | For | For | |
Consideration for Contributions in | ||||||
Kind | ||||||
23 | Authority to Increase Capital Under | Mgmt | For | Against | Against | |
Employee Savings Plan | ||||||
24 | Authority to Grant Stock Options to | Mgmt | For | Against | Against | |
Employees and Executives | ||||||
25 | Authority to Restricted Stock to | Mgmt | For | Against | Against | |
Employees and Executives | ||||||
26 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
27 | Amendments to Articles Regarding | Mgmt | For | For | For | |
Repurchase and Cancellation of | ||||||
Preferred Shares | ||||||
28 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Societe Generale | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLE | CINS F43638141 | 07/06/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Ratification of the Co-option of | Mgmt | For | For | For | |
Frederic Oudea | ||||||
4 | Directors' Fees | Mgmt | For | For | For | |
5 | Amendment to Rate of Super- | Mgmt | For | For | For | |
Subordinated Notes | ||||||
6 | Authority to Carry Out Formalities | Mgmt | For | For | For |
SOHO CHINA LTD | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
410 | CINS G82600100 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
5 | Elect PAN Shiyi | Mgmt | For | Against | Against | |
6 | Elect YAN Yan | Mgmt | For | Against | Against | |
7 | Elect Ramin Khadem | Mgmt | For | Against | Against | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
Steinhoff International Holdings | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHF | CINS S81589103 | 12/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | South Africa | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Ratification of Non-Executive | Mgmt | For | For | For | |
Directors' Fees | ||||||
4 | Elect David Brink | Mgmt | For | Against | Against | |
5 | Elect Franklin Sonn | Mgmt | For | Against | Against | |
6 | Elect Bruno Steinhoff | Mgmt | For | Against | Against | |
7 | Elect Steve Booysen | Mgmt | For | Against | Against | |
8 | Elect Piet Ferreira | Mgmt | For | Against | Against | |
9 | Elect Stephanus Grobler | Mgmt | For | Against | Against | |
10 | General Authority to Issue Shares | Mgmt | For | For | For |
11 | Authority to Issue Shares Pursuant | Mgmt | For | For | For | |
to Scheme | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Make Payment to | Mgmt | For | For | For | |
Shareholders | ||||||
14 | Authority to Issue Convertible Debt | Mgmt | For | For | For | |
Instruments | ||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
Sumco Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
3436 | CINS J76896109 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Yohichi Taguchi | Mgmt | For | For | For | |
3 | Elect Yoshinari Ishizuka | Mgmt | For | For | For | |
4 | Elect Takashi Abe | Mgmt | For | For | For | |
5 | Elect Kazufumi Yanaga | Mgmt | For | For | For | |
6 | Elect Kimihito Matsuo | Mgmt | For | For | For | |
7 | Elect Yukihiro Saeki | Mgmt | For | For | For | |
8 | Elect Kazumasa Shouji | Mgmt | For | For | For | |
9 | Elect Mayuki Hashimoto | Mgmt | For | For | For | |
10 | Elect Kenji Takahashi | Mgmt | For | For | For | |
11 | Elect Keisuke Yamanobe | Mgmt | For | Against | Against | |
Sumitomo Mitsui Financial Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
8316 | CINS J7771X109 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Amendments to Articles | Mgmt | For | For | For | |
4 | Elect Teisuke Kitayama | Mgmt | For | For | For | |
5 | Elect Wataru Ohara | Mgmt | For | For | For | |
6 | Elect Hideo Shimada | Mgmt | For | For | For | |
7 | Elect Junsuke Fujii | Mgmt | For | For | For |
8 | Elect Kohichi Miyata | Mgmt | For | For | For | |
9 | Elect Yoshinori Yokoyama | Mgmt | For | For | For | |
10 | Retirement Allowances for Directors | Mgmt | For | For | For | |
11 | Compensation Policy | Mgmt | For | For | For | |
Suzuken Co., Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9987 | CINS J78454105 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | |
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | |
4 | Elect Takahito Itoh | Mgmt | For | For | For | |
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | |
6 | Elect Hiroshi Ohba | Mgmt | For | For | For | |
7 | Elect Harutaka Yamashita | Mgmt | For | For | For | |
8 | Elect Masahiro Sawada | Mgmt | For | For | For | |
9 | Elect Tatuya Inoue | Mgmt | For | For | For | |
Technip | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEC | CINS F90676101 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Mix | France | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Accounts and Reports | Mgmt | For | For | For | |
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |
7 | Related Party Transactions | Mgmt | For | For | For | |
8 | Directors' Fees | Mgmt | For | For | For | |
9 | Appointment of Auditor (Ernst & | Mgmt | For | For | For | |
Young et Autres) | ||||||
10 | Appointment of Auditor | Mgmt | For | For | For | |
(PricewaterhouseCoopers Audit) |
11 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Auditex) | ||||||
12 | Appointment of Alternate Auditor | Mgmt | For | For | For | |
(Yves Nicolas) | ||||||
13 | Amendment Regarding Company's | Mgmt | For | For | For | |
Registered Office | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Cancel Shares and | Mgmt | For | For | For | |
Reduce Capital | ||||||
16 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
(Employees/Executives) | ||||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | |
(Chairman/CEO) | ||||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | |
(Employees/Executives) | ||||||
19 | Authority to Grant Stock Options | Mgmt | For | For | For | |
(Chairman/CEO) | ||||||
20 | Authority to Issue Shares and/or | Mgmt | For | For | For | |
Convertible Securities Under | ||||||
Employee Savings Plan | ||||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Telecinco SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TL5 | CINS E56793107 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Spain | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Accounts and Reports | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Ratification of Board Acts | Mgmt | For | For | For | |
5 | Directors' Fees | Mgmt | For | For | For | |
6 | Salary/Stock Swap Plan | Mgmt | For | For | For | |
7 | Stock Option Plan | Mgmt | For | Against | Against | |
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |
9 | Elect Angel Durandez Adeva | Mgmt | For | Against | Against | |
10 | Elect Jose Ramon Alvarez- | Mgmt | For | Against | Against | |
Rendueles | ||||||
11 | Elect Borja Prado Eulate | Mgmt | For | Against | Against | |
12 | Board Size | Mgmt | For | For | For |
13 | Increase in Capital With or Without | Mgmt | For | For | For | |
Preemptive Rights | ||||||
14 | Increase in Capital With Preemptive | Mgmt | For | Against | Against | |
Rights | ||||||
15 | Amendments to Articles | Mgmt | For | For | For | |
16 | Remuneration Report | Mgmt | For | For | For | |
17 | Authority to Carry Out Formalities | Mgmt | For | For | For | |
Telecity Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCY | CINS G87403112 | 04/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect John Hughes | Mgmt | For | Against | Against | |
4 | Elect Brian McArthur-Muscroft | Mgmt | For | Against | Against | |
5 | Elect John O'Reilly | Mgmt | For | Against | Against | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
8 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
9 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |
11 | Adoption of New Articles | Mgmt | For | Against | Against | |
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
Telenet Group Holding NV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TNET | CINS B89957110 | 04/28/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Mix | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A |
4 | Accounts and Reports; Allocation of | Mgmt | For | TNA | N/A | |
Profits/Dividends | ||||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
7 | Ratification of Board Acts (Frank | Mgmt | For | TNA | N/A | |
Donck) | ||||||
8 | Ratification of Board Acts (Duco | Mgmt | For | TNA | N/A | |
Sickinghe) | ||||||
9 | Ratification of Board Acts (Alex | Mgmt | For | TNA | N/A | |
Brabers) | ||||||
10 | Ratification of Board Acts (Andre | Mgmt | For | TNA | N/A | |
Sarens) | ||||||
11 | Ratification of Board Acts (Julien de | Mgmt | For | TNA | N/A | |
Wilde) | ||||||
12 | Ratification of Board Acts (Frisco | Mgmt | For | TNA | N/A | |
van Oranje-Nassau) | ||||||
13 | Ratification of Board Acts (Michel | Mgmt | For | TNA | N/A | |
Delloye) | ||||||
14 | Ratification of Board Acts (Charles | Mgmt | For | TNA | N/A | |
Bracken) | ||||||
15 | Ratification of Board Acts (Shane | Mgmt | For | TNA | N/A | |
O'Neil) | ||||||
16 | Ratification of Board Acts (Jim | Mgmt | For | TNA | N/A | |
Ryan) | ||||||
17 | Ratification of Board Acts (Gene | Mgmt | For | TNA | N/A | |
Musselman) | ||||||
18 | Ratification of Board Acts (Bernie | Mgmt | For | TNA | N/A | |
Dvorak) | ||||||
19 | Ratification of Board Acts (Ruth | Mgmt | For | TNA | N/A | |
Pirie) | ||||||
20 | Ratification of Board Acts (Niall | Mgmt | For | TNA | N/A | |
Curran) | ||||||
21 | Ratification of Board Acts (Diederik | Mgmt | For | TNA | N/A | |
Karsten) | ||||||
22 | Ratification of Board Acts (Manuel | Mgmt | For | TNA | N/A | |
Kohnstamm) | ||||||
23 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | |
24 | Elect Friso van Oranje-Nassau | Mgmt | For | TNA | N/A | |
25 | Directors' Fees | Mgmt | For | TNA | N/A | |
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
29 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
30 | Issuance of Bonds with Warrants to | Mgmt | For | TNA | N/A | |
Employees |
31 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |
(Pursuant to Warrants) | ||||||
32 | Cancellation of Preemptive Rights | Mgmt | For | TNA | N/A | |
on Warrants (Pursuant to Proposal | ||||||
2) | ||||||
33 | Authority to Temporarily Subscribe | Mgmt | For | TNA | N/A | |
to Warrants (Pursuant to Proposal 2) | ||||||
34 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
(Power of Attorney) | ||||||
35 | Approve the Features of the Specific | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
37 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
38 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
39 | Reduction in Share Capital Through | Mgmt | For | TNA | N/A | |
Payout to Shareholders | ||||||
40 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
41 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
42 | Amendments to Terms of Class A | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
43 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
44 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
45 | Amendments to Terms of Class B | Mgmt | For | TNA | N/A | |
Stock Option Plan | ||||||
46 | Amendments to Articles | Mgmt | For | TNA | N/A | |
47 | Amendments to Terms of Warrants | Mgmt | For | TNA | N/A | |
48 | Amendments to Terms of Warrants | Mgmt | For | TNA | N/A | |
49 | Amendments to Articles | Mgmt | For | TNA | N/A | |
50 | Extension of Authority to Increase | Mgmt | For | TNA | N/A | |
Capital | ||||||
51 | Approval of Change of Control | Mgmt | For | TNA | N/A | |
Clause | ||||||
52 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Teva Pharmaceutical Industries | ||||||
Ltd (ADR) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
TEVA | CUSIP 881624209 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Abraham Cohen | Mgmt | For | For | For | |
3 | Elect Amir Elstein | Mgmt | For | For | For | |
4 | Elect Roger Kornberg | Mgmt | For | For | For | |
5 | Elect Moshe Many | Mgmt | For | For | For | |
6 | Elect Dan Propper | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | 2010 Long-Term Equity-Based | Mgmt | For | For | For | |
Incentive Plan | ||||||
9 | Remuneration of Phillip Frost | Mgmt | For | For | For | |
10 | Remuneration of Moshe Many | Mgmt | For | For | For | |
11 | Remuneration of Roger Kornberg | Mgmt | For | For | For | |
12 | Increase in Authorized Capital | Mgmt | For | For | For | |
Tokyo Gas Company Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
9531 | CINS J87000105 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | |
4 | Elect Tadaaki Maeda | Mgmt | For | For | For | |
5 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | |
6 | Elect Shigeru Muraki | Mgmt | For | For | For | |
7 | Elect Toshiyuki Kanisawa | Mgmt | For | For | For | |
8 | Elect Tsutomuu Ohya | Mgmt | For | For | For | |
9 | Elect Michiaki Hirose | Mgmt | For | For | For | |
10 | Elect Mikio Itazawa | Mgmt | For | For | For | |
11 | Elect Katsuhiko Honda | Mgmt | For | For | For | |
12 | Elect Sanae Inada | Mgmt | For | For | For | |
13 | Elect Yukio Satoh | Mgmt | For | For | For | |
14 | Elect Shohji Mori | Mgmt | For | For | For | |
Toyo Suisan Kaisha Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
2875 | CINS J92547132 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Japan | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
2 | Elect Tadasu Tsutsumi | Mgmt | For | For | For | |
3 | Elect Mutsuhiko Oda | Mgmt | For | For | For | |
4 | Elect Kazuo Obata | Mgmt | For | For | For | |
5 | Elect Jinichi Mera | Mgmt | For | For | For | |
6 | Elect Fumio Taniguchi | Mgmt | For | For | For | |
7 | Elect Katsuhide Satoh | Mgmt | For | For | For | |
8 | Elect Hiroshi Yamauchi | Mgmt | For | For | For | |
9 | Elect Tohru Yamashita | Mgmt | For | For | For | |
10 | Elect Hiroyuki Minami | Mgmt | For | For | For | |
11 | Elect Kenji Sugawara | Mgmt | For | For | For | |
12 | Elect Senichi Teshima | Mgmt | For | For | For | |
13 | Elect Kohji Yoshino | Mgmt | For | For | For | |
14 | Elect Eiji Kondoh | Mgmt | For | For | For | |
15 | Elect Atsumi Shimoi | Mgmt | For | For | For | |
16 | Elect Masaharu Oikawa | Mgmt | For | For | For | |
17 | Elect Kiyoshi Fukagawa | Mgmt | For | For | For | |
18 | Elect Isamu Mori | Mgmt | For | For | For | |
19 | Election of Alternate Statutory | Mgmt | For | For | For | |
Auditors | ||||||
20 | Bonus | Mgmt | For | For | For | |
Trelleborg AB | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TREL-B | CINS W96297101 | 04/20/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Sweden | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Election of Chairman to Preside | Mgmt | For | TNA | N/A | |
Over Meeting | ||||||
5 | Voting List | Mgmt | For | TNA | N/A | |
6 | Election of Individuals to Check | Mgmt | For | TNA | N/A | |
minutes | ||||||
7 | Compliance with Rules of | Mgmt | For | TNA | N/A | |
Convocation |
8 | Agenda | Mgmt | For | TNA | N/A | |
9 | CEO's Address | Mgmt | For | TNA | N/A | |
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
12 | Accounts and Reports | Mgmt | For | TNA | N/A | |
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |
14 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
16 | Board Size | Mgmt | For | TNA | N/A | |
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | |
18 | Election of Directors | Mgmt | For | TNA | N/A | |
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | |
20 | Nominating Committee | Mgmt | For | TNA | N/A | |
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
UCB S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCB | CINS B93562120 | 04/29/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Presentation of Board Report | Mgmt | N/A | TNA | N/A | |
4 | Presentation of Auditor Report | Mgmt | N/A | TNA | N/A | |
�� | 5 | Presentation of Consolidated | Mgmt | For | TNA | N/A |
Accounts and Reports; Accounts | ||||||
and Reports; Allocation of | ||||||
Profits/Dividends | ||||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |
7 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |
8 | Elect Roch Doliveux | Mgmt | For | TNA | N/A | |
9 | Elect Peter Fellner | Mgmt | For | TNA | N/A | |
10 | Ratification of the Independence of | Mgmt | For | TNA | N/A | |
Peter Fellner | ||||||
11 | Elect Albrecht de Graeve | Mgmt | For | TNA | N/A | |
12 | Ratification of the Independence | Mgmt | For | TNA | N/A | |
and Accounting Expertise of | ||||||
Albrecht De Graeve | ||||||
13 | Elect Alexandre Van Damme | Mgmt | For | TNA | N/A |
14 | Authority to Issue Restricted Stock | Mgmt | For | TNA | N/A | |
to Senior Executives | ||||||
15 | Change in Control Provision for | Mgmt | For | TNA | N/A | |
2009 Bonds | ||||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
UCB S.A. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCB | CINS B93562120 | 11/06/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Belgium | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
6 | Convertibility of Bonds | Mgmt | For | TNA | N/A | |
7 | Authority to Increase Authorized | Mgmt | For | TNA | N/A | |
Share Capital | ||||||
8 | Authority to Issue Shares | Mgmt | For | TNA | N/A | |
9 | Approval of Change in Control | Mgmt | For | TNA | N/A | |
Clause | ||||||
10 | Authority to Trade in Company | Mgmt | For | TNA | N/A | |
Stock | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |
12 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | |
13 | Elect Tom McKillop | Mgmt | For | TNA | N/A | |
14 | Ratify the Independence of Sir Tom | Mgmt | For | TNA | N/A | |
McKillop | ||||||
15 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
16 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | |
17 | Company Registrar | Mgmt | For | TNA | N/A | |
Vale SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VALE5 | CINS P2605D109 | 01/22/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Special | Brazil |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
5 | Merger Agreement | Mgmt | For | TNA | N/A | |
6 | Ratification of Appointment of | Mgmt | For | TNA | N/A | |
Appraiser | ||||||
7 | Valuation Report | Mgmt | For | TNA | N/A | |
8 | Merger by Absorption | Mgmt | For | TNA | N/A | |
Vedanta Resources PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VED | CINS G9328D100 | 07/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Elect Mahendra Mehta | Mgmt | For | For | For | |
5 | Elect Anil Agarwal | Mgmt | For | For | For | |
6 | Elect Naresh Chandra | Mgmt | For | For | For | |
7 | Appointment of Auditor | Mgmt | For | For | For | |
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
9 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
10 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Settle Convertible | Mgmt | For | For | For | |
Bonds with Ordinary Shares | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |
13 | Authority to Set General Meeting | Mgmt | For | For | For | |
Notice Period at 14 Days | ||||||
Vodafone Group PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VOD | CINS G93882135 | 07/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect John R.H. Bond | Mgmt | For | For | For | |
3 | Elect John Buchanan | Mgmt | For | For | For | |
4 | Elect Vittorio Colao | Mgmt | For | For | For | |
5 | Elect Michel Combes | Mgmt | For | For | For | |
6 | Elect Andy Halford | Mgmt | For | For | For | |
7 | Elect Alan Jebson | Mgmt | For | For | For | |
8 | Elect Samuel Jonah | Mgmt | For | For | For | |
9 | Elect Nick Land | Mgmt | For | For | For | |
10 | Elect Anne Lauvergeon | Mgmt | For | For | For | |
11 | Elect Simon Murray | Mgmt | For | For | For | |
12 | Elect Steve Pusey | Mgmt | For | For | For | |
13 | Elect Luc Vandevelde | Mgmt | For | For | For | |
14 | Elect Anthony Watson | Mgmt | For | For | For | |
15 | Elect Philip Yea | Mgmt | For | For | For | |
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
17 | Directors' Remuneration Report | Mgmt | For | For | For | |
18 | Appointment of Auditor | Mgmt | For | For | For | |
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
20 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
21 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | |
23 | Amendment to Articles Regarding | Mgmt | For | For | For | |
Dividend Payments | ||||||
24 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
Wirecard AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WDI | CINS D22359133 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Germany | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
4 | Allocation of Profits/Dividends | Mgmt | For | For | For |
5 | Ratification of Management Board | Mgmt | For | Abstain | Against | |
Acts | ||||||
6 | Ratification of Supervisory Board | Mgmt | For | Abstain | Against | |
Acts | ||||||
7 | Compensation Policy | Mgmt | For | Against | Against | |
8 | Elect Stefan Klestil | Mgmt | For | Abstain | Against | |
9 | Appointment of Auditor | Mgmt | For | Abstain | Against | |
10 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | |
11 | Amendments to Articles | Mgmt | For | For | For | |
WPP PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WPP | CINS G9787K108 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Jersey | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Advisory Vote on Corporate | Mgmt | For | For | For | |
Responsibility Report | ||||||
4 | Elect Paul Richardson | Mgmt | For | Against | Against | |
5 | Elect Philip Lader | Mgmt | For | Against | Against | |
6 | Elect Esther Dyson | Mgmt | For | Against | Against | |
7 | Elect John Quelch | Mgmt | For | Against | Against | |
8 | Elect Stanley Morten | Mgmt | For | Against | Against | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |
13 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
Xstrata PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XTA | CINS G9826T102 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Directors' Remuneration Report | Mgmt | For | For | For | |
4 | Elect Mick Davis | Mgmt | For | Against | Against | |
5 | Elect David Rough | Mgmt | For | Against | Against | |
6 | Elect Sir Steve Robson | Mgmt | For | Against | Against | |
7 | Elect Willy Strothotte | Mgmt | For | Against | Against | |
8 | Elect Con Fauconnier | Mgmt | For | Against | Against | |
9 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
10 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 20 Days | ||||||
13 | Adoption of New Articles | Mgmt | For | For | For | |
Zhaojin Mining Industry Company | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1818 | CINS Y988A6104 | 07/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | China | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Application of Remaining Proceeds | Mgmt | For | For | For | |
from Global Offering | ||||||
Zurich Financial Services | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZURN | CINS H9870Y105 | 03/30/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | Switzerland | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | TNA | N/A | |
4 | Compensation Policy | Mgmt | For | TNA | N/A | |
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A |
6 | Ratification of Board and | Mgmt | For | TNA | N/A | |
Management Acts | ||||||
7 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | |
8 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |
9 | Authority to Increase Capital for | Mgmt | For | TNA | N/A | |
Equity Incentive Plans | ||||||
10 | Amendments to Articles | Mgmt | For | TNA | N/A | |
11 | Elect Josef Ackermann | Mgmt | For | TNA | N/A | |
12 | Elect Susan Bies | Mgmt | For | TNA | N/A | |
13 | Elect Victor Chu | Mgmt | For | TNA | N/A | |
14 | Elect Armin Meyer | Mgmt | For | TNA | N/A | |
15 | Elect Rolf Watter | Mgmt | For | TNA | N/A | |
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | |
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | |
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam Mid Cap Value Fund | ||||||
Date of fiscal year end: 04/30/2010 | ||||||
Alberto-Culver Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACV | CUSIP 013078100 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Brocksmith, Jr. | Mgmt | For | For | For | |
1.2 | Elect Leonard Lavin | Mgmt | For | For | For | |
1.3 | Elect Robert Rock | Mgmt | For | For | For | |
Amdocs Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DOX | CUSIP G02602103 | 01/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |
1.2 | Elect Adrian Gardner | Mgmt | For | For | For | |
1.3 | Elect Charles Foster | Mgmt | For | For | For | |
1.4 | Elect James Kahan | Mgmt | For | For | For | |
1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | |
1.6 | Elect Dov Baharav | Mgmt | For | For | For | |
1.7 | Elect Julian Brodsky | Mgmt | For | For | For | |
1.8 | Elect Eli Gelman | Mgmt | For | For | For | |
1.9 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |
1.10 | Elect John McLennan | Mgmt | For | For | For | |
1.11 | Elect Robert Minicucci | Mgmt | For | For | For | |
1.12 | Elect Simon Olswang | Mgmt | For | For | For | |
1.13 | Elect Giora Yaron | Mgmt | For | For | For | |
2 | Approve Consolidated Financial | Mgmt | For | For | For | |
Statements | ||||||
3 | Appointment of Auditor | Mgmt | For | For | For |
Ameren Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEE | CUSIP 023608102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |
1.5 | Elect James Johnson | Mgmt | For | For | For | |
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |
1.7 | Elect Charles Mueller | Mgmt | For | For | For | |
1.8 | Elect Harvey Saligman | Mgmt | For | For | For | |
1.9 | Elect Patrick Stokes | Mgmt | For | For | For | |
1.10 | Elect Thomas Voss | Mgmt | For | For | For | |
1.11 | Elect Stephen Wilson | Mgmt | For | For | For | |
1.12 | Elect Jack Woodard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Nuclear Facility | ||||||
Ameriprise Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMP | CUSIP 03076C106 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Cracchiolo | Mgmt | For | For | For | |
2 | Elect H. Jay Sarles | Mgmt | For | For | For | |
3 | Repeal of Classified Board | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Amendment to the 2005 Incentive | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
AmerisourceBergen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
ABC | CUSIP 03073E105 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Gochnauer | Mgmt | For | For | For | |
2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |
3 | Elect Henry McGee | Mgmt | For | For | For | |
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Ashland Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ASH | CUSIP 044209104 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mark Rohr | Mgmt | For | For | For | |
2 | Elect Theodore Solso | Mgmt | For | For | For | |
3 | Elect Michael Ward | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Assured Guaranty Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGO | CUSIP G0585R106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against | |
1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | |
1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against | |
1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |
1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |
1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |
1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against | |
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against |
1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against | |
2 | Bermuda Law Change Amendments | Mgmt | For | For | For | |
3 | Corporate Governance Amendments | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Re Ltd.) | ||||||
6 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Ireland Holdings Ltd.) | ||||||
Atmel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATML | CUSIP 049513104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Laub | Mgmt | For | For | For | |
2 | Elect Tsung-Ching Wu | Mgmt | For | For | For | |
3 | Elect David Sugishita | Mgmt | For | For | For | |
4 | Elect Papken Der Torossian | Mgmt | For | For | For | |
5 | Elect Jack Saltich | Mgmt | For | For | For | |
6 | Elect Charles Carinalli | Mgmt | For | For | For | |
7 | Elect Edward Ross | Mgmt | For | For | For | |
8 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Autoliv, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ALV | CUSIP 052800109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |
1.2 | Elect Walter Kunerth | Mgmt | For | For | For | |
1.3 | Elect Lars Nyberg | Mgmt | For | For | For | |
1.4 | Elect Lars Westerberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Avis Budget Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CAR | CUSIP 053774105 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ronald Nelson | Mgmt | For | For | For | |
2 | Elect Mary Choksi | Mgmt | For | For | For | |
3 | Elect Leonard Coleman | Mgmt | For | For | For | |
4 | Elect Martin Edelman | Mgmt | For | For | For | |
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |
6 | Elect Lynn Krominga | Mgmt | For | For | For | |
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |
9 | Elect Stender Sweeney | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Big Lots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIG | CUSIP 089302103 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |
1.2 | Elect Steven Fishman | Mgmt | For | For | For | |
1.3 | Elect Peter Hayes | Mgmt | For | For | For | |
1.4 | Elect David Kollat | Mgmt | For | For | For | |
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |
1.7 | Elect Russell Solt | Mgmt | For | For | For | |
1.8 | Elect James Tener | Mgmt | For | For | For | |
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |
2 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |
4 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
5 | Adoption of Advance Notice | Mgmt | For | Against | Against | |
Requirement | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For |
Brocade Communications | ||||||
Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRCD | CUSIP 111621306 | 04/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Renato DiPentima | Mgmt | For | For | For | |
2 | Elect Alan Earhart | Mgmt | For | For | For | |
3 | Elect Sanjay Vaswani | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Repeal of Classified Board | Mgmt | For | For | For | |
6 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
Cabot Oil & Gas Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COG | CUSIP 127097103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David M. Carmichael | Mgmt | For | For | For | |
2 | Elect Robert L. Keiser | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
Career Education Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CECO | CUSIP 141665109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |
2 | Elect David Devonshire | Mgmt | For | For | For | |
3 | Elect Patrick Gross | Mgmt | For | Against | Against | |
4 | Elect Gregory Jackson | Mgmt | For | For | For | |
5 | Elect Thomas Lally | Mgmt | For | For | For |
6 | Elect Steven Lesnik | Mgmt | For | For | For | |
7 | Elect Gary McCullough | Mgmt | For | For | For | |
8 | Elect Edward Snyder | Mgmt | For | For | For | |
9 | Elect Leslie Thornton | Mgmt | For | For | For | |
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
CHIMERA INVESTMENT | ||||||
CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CIM | CUSIP 16934Q109 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeremy Diamond | Mgmt | For | For | For | |
1.2 | Elect John Reilly | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Church & Dwight Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CHD | CUSIP 171340102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bradley C. Irwin | Mgmt | For | For | For | |
1.2 | Elect Jeffrey A. Levick | Mgmt | For | For | For | |
1.3 | Elect Arthur B. Winkleblack | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CIT Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CIT | CUSIP 125581801 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael J. Embler | Mgmt | For | For | For | |
2 | Elect William Freeman | Mgmt | For | For | For | |
3 | Elect Arthur Newman | Mgmt | For | For | For |
4 | Elect Daniel Ninivaggi | Mgmt | For | For | For | |
5 | Elect R. Brad Oates | Mgmt | For | For | For | |
6 | Elect Marianne Parrs | Mgmt | For | For | For | |
7 | Elect Gerald Rosenfeld | Mgmt | For | For | For | |
8 | Elect John Ryan | Mgmt | For | For | For | |
9 | Elect Seymour Sternberg | Mgmt | For | For | For | |
10 | Elect John Thain | Mgmt | For | For | For | |
11 | Elect Peter Tobin | Mgmt | For | For | For | |
12 | Elect Laura Unger | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Comerica Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMA | CUSIP 200340107 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |
2 | Elect James Cordes | Mgmt | For | For | For | |
3 | Elect Jacqueline Kane | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
6 | Amendment to the 2006 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
7 | Repeal of Classified Board | Mgmt | For | For | For | |
8 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Recoupment of Executive | ||||||
Compensation | ||||||
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Pay for Superior Performance | ||||||
Con-Way, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNW | CUSIP 205944101 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Anton | Mgmt | For | For | For | |
1.2 | Elect William Corbin | Mgmt | For | For | For | |
1.3 | Elect Robert Jaunich II | Mgmt | For | For | For | |
1.4 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | |
1.5 | Elect John Pope | Mgmt | For | For | For | |
1.6 | Elect Douglas Stotlar | Mgmt | For | For | For | |
1.7 | Elect Peter Stott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Coventry Health Care, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVH | CUSIP 222862104 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dale Crandall | Mgmt | For | For | For | |
2 | Elect Elizabeth Tallett | Mgmt | For | For | For | |
3 | Elect Allen Wise | Mgmt | For | For | For | |
4 | Elect Joseph Swedish | Mgmt | For | For | For | |
5 | Elect Michael Stocker | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Using Multiple Metrics For Executive | ||||||
Performance Measures | ||||||
Cymer, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYMI | CUSIP 232572107 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Abbe | Mgmt | For | For | For |
1.2 | Elect Robert Akins | Mgmt | For | For | For | |
1.3 | Elect Edward Braun | Mgmt | For | For | For | |
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | |
1.5 | Elect William Oldham | Mgmt | For | For | For | |
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | |
1.7 | Elect Peter Simone | Mgmt | For | For | For | |
1.8 | Elect Young Sohn | Mgmt | For | For | For | |
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
DISCOVER FINANCIAL SERVICES | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DFS | CUSIP 254709108 | 04/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |
2 | Elect Mary Bush | Mgmt | For | For | For | |
3 | Elect Gregory Case | Mgmt | For | For | For | |
4 | Elect Robert Devlin | Mgmt | For | For | For | |
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |
6 | Elect Richard Lenny | Mgmt | For | For | For | |
7 | Elect Thomas Maheras | Mgmt | For | For | For | |
8 | Elect Michael Moskow | Mgmt | For | For | For | |
9 | Elect David Nelms | Mgmt | For | For | For | |
10 | Elect E. Follin Smith | Mgmt | For | For | For | |
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
Domino's Pizza, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPZ | CUSIP 25754A201 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Patrick Doyle | Mgmt | For | For | For | |
1.2 | Elect Gregory Trojan | Mgmt | For | For | For | |
1.3 | Elect James Goldman | Mgmt | For | For | For |
2 | Senior Executive Annual Incentive | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
DTE Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTE | CUSIP 233331107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |
1.2 | Elect Allan Gilmour | Mgmt | For | For | For | |
1.3 | Elect Frank Hennessey | Mgmt | For | For | For | |
1.4 | Elect Gail McGovern | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Elimination of Cumulative Voting | Mgmt | For | For | For | |
4 | Amendment to the 2006 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Energizer Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENR | CUSIP 29266R108 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. David Hoover | Mgmt | For | For | For | |
1.2 | Elect John Hunter | Mgmt | For | For | For | |
1.3 | Elect John Klein | Mgmt | For | For | For | |
1.4 | Elect John Roberts | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Fidelity National Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FNF | CUSIP 31620R105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Lane | Mgmt | For | For | For | |
1.2 | Elect William Lyon | Mgmt | For | For | For | |
1.3 | Elect Richard Massey | Mgmt | For | For | For | |
1.4 | Elect Cary Thompson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
First Horizon National Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FHN | CUSIP 320517105 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Carter | Mgmt | For | For | For | |
1.2 | Elect Mark Emkes | Mgmt | For | For | For | |
1.3 | Elect D. Bryan Jordan | Mgmt | For | For | For | |
1.4 | Elect R. Brad Martin | Mgmt | For | For | For | |
1.5 | Elect Vicki Palmer | Mgmt | For | For | For | |
1.6 | Elect Michael Rose | Mgmt | For | For | For | |
1.7 | Elect William Sansom | Mgmt | For | For | For | |
1.8 | Elect Luke Yancy III | Mgmt | For | For | For | |
2 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
3 | Approval of Amendments to the 2003 | Mgmt | For | For | For | |
Equity Compensation Plan | ||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
FormFactor, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FORM | CUSIP 346375108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Chenming Hu | Mgmt | For | For | For | |
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Gannett Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GCI | CUSIP 364730101 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Craig Dubow | Mgmt | For | For | For | |
1.2 | Elect Howard Elias | Mgmt | For | For | For | |
1.3 | Elect Arthur Harper | Mgmt | For | For | For | |
1.4 | Elect John Louis | Mgmt | For | For | For | |
1.5 | Elect Marjorie Magner | Mgmt | For | For | For | |
1.6 | Elect Scott McCune | Mgmt | For | For | For | |
1.7 | Elect Duncan McFarland | Mgmt | For | For | For | |
1.8 | Elect Donna Shalala | Mgmt | For | For | For | |
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |
1.10 | Elect Karen Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2001 Omnibus | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Restricting Tax Gross-up Payments | ||||||
Genco Shipping & Trading Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GNK | CUSIP Y2685T107 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nathaniel Kramer | Mgmt | For | For | For | |
1.2 | Elect Mark Polzin | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Glimcher Realty Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GRT | CUSIP 379302102 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Timothy O'Brien | Mgmt | For | For | For | |
1.2 | Elect Niles Overly | Mgmt | For | For | For | |
1.3 | Elect William Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Glimcher Realty Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GRT | CUSIP 379302102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Great Plains Energy Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GXP | CUSIP 391164100 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect D.L. Bodde | Mgmt | For | For | For | |
1.2 | Elect M.J.Chesser | Mgmt | For | For | For | |
1.3 | Elect W.H. Downey | Mgmt | For | For | For | |
1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For | |
1.5 | Elect G.D. Forsee | Mgmt | For | For | For | |
1.6 | Elect J.A. Mitchell | Mgmt | For | For | For | |
1.7 | Elect W.C. Nelson | Mgmt | For | For | For | |
1.8 | Elect J.J. Sherman | Mgmt | For | For | For | |
1.9 | Elect L.H. Talbott | Mgmt | For | For | For | |
1.10 | Elect R.H. West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hanesbrands Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBI | CUSIP 410345102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |
1.3 | Elect James Johnson | Mgmt | For | For | For | |
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |
1.7 | Elect Richard Noll | Mgmt | For | For | For | |
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
HCC Insurance Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HCC | CUSIP 404132102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |
1.3 | Elect Walter Duer | Mgmt | For | For | For | |
1.4 | Elect James Flagg | Mgmt | For | For | For | |
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.6 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |
1.7 | Elect James Oesterreicher | Mgmt | For | For | For | |
1.8 | Elect Robert Rosholt | Mgmt | For | For | For | |
1.9 | Elect Christopher Williams | Mgmt | For | For | For | |
1.10 | Elect Scott Wise | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hillenbrand, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HI | CUSIP 431571108 | 02/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark DeLuzio | Mgmt | For | For | For | |
1.2 | Elect James Henderson | Mgmt | For | For | For | |
1.3 | Elect Ray Hillenbrand | Mgmt | For | For | For | |
1.4 | Elect F. Joseph Loughrey | Mgmt | For | For | For |
2 | Amendment to the Stock Incentive | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Host Hotels & Resorts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HST | CUSIP 44107P104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Baylis | Mgmt | For | For | For | |
2 | Elect Willard Brittain, Jr. | Mgmt | For | For | For | |
3 | Elect Terence Golden | Mgmt | For | For | For | |
4 | Elect Ann Korologos | Mgmt | For | For | For | |
5 | Elect Richard Marriott | Mgmt | For | For | For | |
6 | Elect John Morse, Jr. | Mgmt | For | For | For | |
7 | Elect Gordon Smith | Mgmt | For | For | For | |
8 | Elect W. Edward Walter | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Humana Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HUM | CUSIP 444859102 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Jones Jr. | Mgmt | For | For | For | |
2 | Elect Frank D'Amelio | Mgmt | For | For | For | |
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | |
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | |
5 | Elect Michael McCallister | Mgmt | For | For | For | |
6 | Elect William McDonald | Mgmt | For | For | For | |
7 | Elect William Mitchell | Mgmt | For | For | For | |
8 | Elect David Nash | Mgmt | For | For | For | |
9 | Elect James O'Brien | Mgmt | For | For | For | |
10 | Elect Marissa Peterson | Mgmt | For | For | For | |
11 | Elect W. Ann Reynolds | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For |
Huntington Bancshares | ||||||
Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBAN | CUSIP 446150104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Lauer | Mgmt | For | For | For | |
1.2 | Elect Gerard Mastroianni | Mgmt | For | For | For | |
1.3 | Elect Richard Neu | Mgmt | For | For | For | |
1.4 | Elect Kathleen Ransier | Mgmt | For | For | For | |
1.5 | Elect William Robertson | Mgmt | For | For | For | |
2 | Amendment to the 2007 Stock and | Mgmt | For | For | For | |
Long-Term Incentive Plan | ||||||
3 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Ingram Micro Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IM | CUSIP 457153104 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Repeal of Classified Board | Mgmt | For | For | For | |
2 | Removal of Directors | Mgmt | For | For | For | |
3.1 | Elect Howard Atkins | Mgmt | For | For | For | |
3.2 | Elect Leslie Heisz | Mgmt | For | For | For | |
3.3 | Elect John Ingram | Mgmt | For | For | For | |
3.4 | Elect Orrin Ingram, II | Mgmt | For | For | For | |
3.5 | Elect Dale Laurance | Mgmt | For | For | For | |
3.6 | Elect Linda Levinson | Mgmt | For | For | For | |
3.7 | Elect Michael Smith | Mgmt | For | For | For | |
3.8 | Elect Gregory Spierkel | Mgmt | For | For | For | |
3.9 | Elect Joe Wyatt | Mgmt | For | For | For | |
3.10 | Elect Orrin Ingram, II | Mgmt | For | For | For | |
3.11 | Elect Michael Smith | Mgmt | For | For | For | |
3.12 | Elect Gregory Spierkel | Mgmt | For | For | For | |
3.13 | Elect Joe Wyatt | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
International Game Technology | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IGT | CUSIP 459902102 | 09/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Stock Option Exchange Program for | Mgmt | For | Against | Against | |
Eligible Employees | ||||||
Interpublic Group of Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPG | CUSIP 460690100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Reginald Brack | Mgmt | For | For | For | |
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |
3 | Elect Jill Considine | Mgmt | For | For | For | |
4 | Elect Richard Goldstein | Mgmt | For | For | For | |
5 | Elect Mary Steele Guilfoile | Mgmt | For | For | For | |
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |
7 | Elect William Kerr | Mgmt | For | For | For | |
8 | Elect Michael Roth | Mgmt | For | For | For | |
9 | Elect David Thomas | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Invesco Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVZ | CUSIP G491BT108 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph Canion | Mgmt | For | For | For | |
2 | Elect Edward Lawrence | Mgmt | For | For | For | |
3 | Elect James Robertson | Mgmt | For | For | For |
4 | Elect Phoebe Wood | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
James River Coal Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRCC | CUSIP 470355207 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Leonard Kujawa | Mgmt | For | For | For | |
1.2 | Elect Peter Socha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Kinetic Concepts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KCI | CUSIP 49460W208 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Dollens | Mgmt | For | For | For | |
1.2 | Elect Catherine Burzik | Mgmt | For | For | For | |
1.3 | Elect John Byrnes | Mgmt | For | For | For | |
1.4 | Elect Harry Jacobson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Leap Wireless International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LEAP | CUSIP 521863308 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
�� | Annual | United States | ||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Chapple | Mgmt | For | For | For | |
1.2 | Elect John Harkey, Jr. | Mgmt | For | For | For | |
1.3 | Elect S. Douglas Hutcheson | Mgmt | For | For | For | |
1.4 | Elect Ronald Kramer | Mgmt | For | For | For | |
1.5 | Elect Robert LaPenta | Mgmt | For | For | For | |
1.6 | Elect Mark Rachesky | Mgmt | For | For | For | |
1.7 | Elect William Roper, Jr. | Mgmt | For | For | For | |
1.8 | Elect Michael Targoff | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lincare Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNCR | CUSIP 532791100 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Byrnes | Mgmt | For | For | For | |
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |
1.3 | Elect Chester Black | Mgmt | For | For | For | |
1.4 | Elect Frank Byrne | Mgmt | For | For | For | |
1.5 | Elect William Miller III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
M.D.C. Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDC | CUSIP 552676108 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Berman | Mgmt | For | For | For | |
1.2 | Elect Herbert Buchwald | Mgmt | For | For | For | |
1.3 | Elect Larry Mizel | Mgmt | For | For | For | |
2 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Macy's, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
M | CUSIP 55616P104 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |
1.5 | Elect Terry Lundgren | Mgmt | For | For | For |
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |
1.8 | Elect Joyce Roche | Mgmt | For | For | For | |
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Elimination of Supermajority Vote | Mgmt | For | For | For | |
Requirements | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
Marsh & McLennan Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMC | CUSIP 571748102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leslie Baker | Mgmt | For | For | For | |
2 | Elect Zachary Carter | Mgmt | For | For | For | |
3 | Elect Brian Duperreault | Mgmt | For | For | For | |
4 | Elect Oscar Fanjul | Mgmt | For | For | For | |
5 | Elect H. Edward Hanway | Mgmt | For | For | For | |
6 | Elect Gwendolyn King | Mgmt | For | For | For | |
7 | Elect Bruce Nolop | Mgmt | For | For | For | |
8 | Elect Marc Oken | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Masco Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAS | CUSIP 574599106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Archer | Mgmt | For | For | For | |
2 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |
3 | Elect Lisa Payne | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For |
5 | Amendment to the 2005 Long-Term | Mgmt | For | Against | Against | |
Stock Incentive Plan | ||||||
Massey Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEE | CUSIP 576206106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Gabrys | Mgmt | For | Withhold | Against | |
1.2 | Elect Dan Moore | Mgmt | For | Withhold | Against | |
1.3 | Elect Baxter Phillips, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Progress Report | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Reporting and Reducing | ||||||
Greenhouse Gas Emissions | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Abstain | For | Against | |
Declassification of the Board | ||||||
Mattel, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAT | CUSIP 577081102 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors | Mgmt | For | For | For | |
2 | Elect Robert Eckert | Mgmt | For | For | For | |
3 | Elect Frances Fergusson | Mgmt | For | For | For | |
4 | Elect Tully Friedman | Mgmt | For | For | For | |
5 | Elect Dominic Ng | Mgmt | For | For | For | |
6 | Elect Vasant Prabhu | Mgmt | For | For | For | |
7 | Elect Andrea Rich | Mgmt | For | For | For | |
8 | Elect Ronald Sargent | Mgmt | For | For | For | |
9 | Elect Dean Scarborough | Mgmt | For | For | For | |
10 | Elect Christopher Sinclair | Mgmt | For | For | For | |
11 | Elect G. Craig Sullivan | Mgmt | For | For | For |
12 | Elect Kathy White | Mgmt | For | For | For | |
13 | 2010 Equity and Long-Term | Mgmt | For | For | For | |
Compensation Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
Mead Johnson Nutrition Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MJN | CUSIP 582839106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Golsby | Mgmt | For | Withhold | Against | |
1.2 | Elect Steven Altschuler | Mgmt | For | Withhold | Against | |
1.3 | Elect Howard Bernick | Mgmt | For | Withhold | Against | |
1.4 | Elect James Cornelius | Mgmt | For | Withhold | Against | |
1.5 | Elect Peter Ratcliffe | Mgmt | For | Withhold | Against | |
1.6 | Elect Elliott Sigal | Mgmt | For | Withhold | Against | |
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |
1.8 | Elect Kimberly Casiano | Mgmt | For | Withhold | Against | |
1.9 | Elect Anna Catalano | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2009 Stock | Mgmt | For | For | For | |
Award and Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Mednax, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MD | CUSIP 58502B106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Cesar Alvarez | Mgmt | For | Withhold | Against | |
1.2 | Elect Waldemar Carlo | Mgmt | For | For | For | |
1.3 | Elect Michael Fernandez | Mgmt | For | For | For | |
1.4 | Elect Roger Freeman | Mgmt | For | For | For | |
1.5 | Elect Paul Gabos | Mgmt | For | For | For | |
1.6 | Elect Dany Garcia | Mgmt | For | For | For | |
1.7 | Elect Pascal Goldschmidt | Mgmt | For | For | For | |
1.8 | Elect Manuel Kadre | Mgmt | For | For | For | |
1.9 | Elect Roger Medel | Mgmt | For | For | For | |
1.10 | Elect Donna Shalala | Mgmt | For | For | For | |
1.11 | Elect Enrique Sosa | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Micron Technology, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MU | CUSIP 595112103 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Appleton | Mgmt | For | For | For | |
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |
3 | Elect James Bagley | Mgmt | For | For | For | |
4 | Elect Robert Bailey | Mgmt | For | For | For | |
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |
7 | Elect Robert Switz | Mgmt | For | For | For | |
8 | Executive Officer Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Molson Coors Brewing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TAP | CUSIP 60871R209 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against | |
1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |
National Fuel Gas Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NFG | CUSIP 636180101 | 03/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philip Ackerman | Mgmt | For | For | For | |
1.2 | Elect Craig Matthews | Mgmt | For | For | For | |
1.3 | Elect Richard Reiten | Mgmt | For | For | For | |
1.4 | Elect David Smith | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Equity Compensation Plan | Mgmt | For | For | For | |
NBTY, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTY | CUSIP 628782104 | 02/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ashner | Mgmt | For | For | For | |
1.2 | Elect Glenn Cohen | Mgmt | For | For | For | |
1.3 | Elect Arthur Rudolph | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Newell Rubbermaid Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NWL | CUSIP 651229106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott Cowen | Mgmt | For | For | For | |
2 | Elect Cynthia Montgomery | Mgmt | For | For | For | |
3 | Elect Michael B. Polk | Mgmt | For | For | For | |
4 | Elect Michael Todman | Mgmt | For | For | For | |
5 | 2010 Stock Plan | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
Newfield Exploration Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NFX | CUSIP 651290108 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lee Boothby | Mgmt | For | For | For | |
2 | Elect Philip Burguieres | Mgmt | For | For | For | |
3 | Elect Pamela Gardner | Mgmt | For | For | For | |
4 | Elect John Kemp III | Mgmt | For | For | For | |
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |
6 | Elect Joseph Netherland | Mgmt | For | For | For |
7 | Elect Howard Newman | Mgmt | For | For | For | |
8 | Elect Thomas Ricks | Mgmt | For | For | For | |
9 | Elect Juanita Romans | Mgmt | For | For | For | |
10 | Elect Charles Shultz | Mgmt | For | For | For | |
11 | Elect J. Terry Strange | Mgmt | For | For | For | |
12 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
Nordic America Tanker Shipping | ||||||
Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NAT | CUSIP G65773106 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Herbjørn Hansson | Mgmt | For | Withhold | Against | |
1.2 | Elect Jim Kelly | Mgmt | For | Withhold | Against | |
1.3 | Elect David Gibbons | Mgmt | For | Withhold | Against | |
1.4 | Elect Andreas Ugland | Mgmt | For | Withhold | Against | |
1.5 | Elect Jan Erik Langangen | Mgmt | For | Withhold | Against | |
1.6 | Elect Paul Hopkins | Mgmt | For | Withhold | Against | |
1.7 | Elect Richard Vietor | Mgmt | For | Withhold | Against | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
3 | Reduction of Share Premium | Mgmt | For | For | For | |
Oceaneering International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OII | CUSIP 675232102 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Hooker | Mgmt | For | For | For | |
1.2 | Elect Harris Pappas | Mgmt | For | For | For | |
2 | 2010 Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Officemax Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMX | CUSIP 67622P101 | 04/14/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dorrit Bern | Mgmt | For | For | For | |
2 | Elect Warren Bryant | Mgmt | For | For | For | |
3 | Elect Joseph DePinto | Mgmt | For | For | For | |
4 | Elect Sam Duncan | Mgmt | For | For | For | |
5 | Elect Rakesh Gangwal | Mgmt | For | For | For | |
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |
7 | Elect William Montgoris | Mgmt | For | For | For | |
8 | Elect David Szymanski | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Amendment to the 2003 Incentive | Mgmt | For | For | For | |
and Performance Plan | ||||||
Omnicare, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCR | CUSIP 681904108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Crotty | Mgmt | For | For | For | |
2 | Elect Joel Gemunder | Mgmt | For | For | For | |
3 | Elect Steven Heyer | Mgmt | For | For | For | |
4 | Elect Andrea Lindell | Mgmt | For | For | For | |
5 | Elect James Shelton | Mgmt | For | For | For | |
6 | Elect John Timoney | Mgmt | For | For | For | |
7 | Elect Amy Wallman | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ralph Hake | Mgmt | For | For | For | |
1.2 | Elect F. Philip Handy | Mgmt | For | For | For | |
1.3 | Elect Michael Thaman | Mgmt | For | For | For |
2 | 2010 Stock Plan | Mgmt | For | For | For | |
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |
1.2 | Elect Landon Hilliard | Mgmt | For | For | For | |
1.3 | Elect James McMonagle | Mgmt | For | For | For | |
1.4 | Elect W. Howard Morris | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Owens-Illinois, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OI | CUSIP 690768403 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jay Geldmacher | Mgmt | For | For | For | |
1.2 | Elect Albert Stroucken | Mgmt | For | For | For | |
1.3 | Elect Dennis Williams | Mgmt | For | For | For | |
1.4 | Elect Thomas Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
People's United Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PBCT | CUSIP 712704105 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Dwight | Mgmt | For | For | For | |
1.2 | Elect Janet Hansen | Mgmt | For | For | For | |
1.3 | Elect Mark Richards | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | N/A | For | N/A | |
Majority Vote for Election of Directors |
Petrohawk Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HK | CUSIP 716495106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Fuller | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Raynolds | Mgmt | For | Withhold | Against | |
1.3 | Elect Stephen Smiley | Mgmt | For | Withhold | Against | |
1.4 | Elect Christopher Viggiano | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Pier 1 Imports Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PIR | CUSIP 720279108 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Burgoyne | Mgmt | For | For | For | |
2 | Elect Michael Ferrari | Mgmt | For | For | For | |
3 | Elect Terry London | Mgmt | For | For | For | |
4 | Elect Alexander Smith | Mgmt | For | For | For | |
5 | Elect Cece Smith | Mgmt | For | For | For | |
6 | Amendment to the Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Pay For Superior Performance | ||||||
Pioneer Natural Resources | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PXD | CUSIP 723787107 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andrew Lundquist | Mgmt | For | For | For | |
1.2 | Elect Charles Ramsey, Jr. | Mgmt | For | For | For |
1.3 | Elect Frank Risch | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Abstain | For | Against | |
Majority Vote for Election of Directors | ||||||
Polycom, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PLCM | CUSIP 73172K104 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Hagerty | Mgmt | For | For | For | |
1.2 | Elect Michael Kourey | Mgmt | For | For | For | |
1.3 | Elect Betsy Atkins | Mgmt | For | For | For | |
1.4 | Elect David DeWalt | Mgmt | For | For | For | |
1.5 | Elect John Kelley, Jr. | Mgmt | For | For | For | |
1.6 | Elect D. Scott Mercer | Mgmt | For | For | For | |
1.7 | Elect William Owens | Mgmt | For | For | For | |
1.8 | Elect Kevin Parker | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Popular, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPOP | CUSIP 733174106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Masin | Mgmt | For | For | For | |
2 | Elect Manuel Morales, Jr. | Mgmt | For | For | For | |
3 | Elect Jose Vizcarrondo | Mgmt | For | For | For | |
4 | Elect Alejandro Ballester | Mgmt | For | For | For | |
5 | Elect Carlos Unanue | Mgmt | For | For | For | |
6 | Adoption of Supermajority | Mgmt | For | Against | Against | |
Requirement | ||||||
7 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
8 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Progress Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PGN | CUSIP 743263105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Baker II | Mgmt | For | For | For | |
2 | Elect James Bostic, Jr. | Mgmt | For | For | For | |
3 | Elect Harris DeLoach | Mgmt | For | For | For | |
4 | Elect James Hyler, Jr. | Mgmt | For | For | For | |
5 | Elect William Johnson | Mgmt | For | For | For | |
6 | Elect Robert Jones | Mgmt | For | For | For | |
7 | Elect W. Steven Jones | Mgmt | For | For | For | |
8 | Elect Melquiades Martinez | Mgmt | For | For | For | |
9 | Elect E. Marie McKee | Mgmt | For | For | For | |
10 | Elect John Mullin, III | Mgmt | For | For | For | |
11 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | |
12 | Elect Carlos Saladrigas | Mgmt | For | For | For | |
13 | Elect Theresa Stone | Mgmt | For | For | For | |
14 | Elect Alfred Tollison, Jr. | Mgmt | For | For | For | |
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
Questar Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STR | CUSIP 748356102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Teresa Beck | Mgmt | For | For | For | |
1.2 | Elect R. D. Cash | Mgmt | For | For | For | |
1.3 | Elect James Harmon | Mgmt | For | For | For | |
1.4 | Elect Robert McKee III | Mgmt | For | For | For | |
1.5 | Elect Gary Michael | Mgmt | For | For | For | |
1.6 | Elect Charles Stanley | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
4 | Amendment to the Long-Term Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
5 | Amendment to the Annual | Mgmt | For | For | For | |
Management Incentive Plan II | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation | ||||||
(Say on Pay) | ||||||
Republic Airways Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RJET | CUSIP 760276105 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Bryan Bedford | Mgmt | For | For | For | |
1.2 | Elect Lawrence Cohen | Mgmt | For | For | For | |
1.3 | Elect Douglas Lambert | Mgmt | For | For | For | |
1.4 | Elect Neal Cohen | Mgmt | For | For | For | |
1.5 | Elect Mark Plaumann | Mgmt | For | For | For | |
1.6 | Elect Richard P. Schifter | Mgmt | For | For | For | |
1.7 | Elect David Siegel | Mgmt | For | For | For | |
2 | Amendment to the 2007 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Ross Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROST | CUSIP 778296103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Bush | Mgmt | For | For | For | |
1.2 | Elect Norman Ferber | Mgmt | For | For | For | |
1.3 | Elect Gregory Quesnel | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
RRI ENERGY, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
RRI | CUSIP 74971X107 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect E. William Barnett | Mgmt | For | For | For | |
2 | Elect Mark M. Jacobs | Mgmt | For | For | For | |
3 | Elect Steven Miller | Mgmt | For | For | For | |
4 | Elect Laree Perez | Mgmt | For | For | For | |
5 | Elect Evan Silverstein | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
Sally Beauty Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBH | CUSIP 79546E104 | 01/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Berges | Mgmt | For | For | For | |
1.2 | Elect Marshall Eisenberg | Mgmt | For | For | For | |
1.3 | Elect John Miller | Mgmt | For | For | For | |
1.4 | Elect Richard Schnall | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against | |
Silgan Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLGN | CUSIP 827048109 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Stockholder Voting | Mgmt | For | For | For | |
Standard | ||||||
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3.1 | Elect R. Philip Silver | Mgmt | For | Withhold | Against | |
3.2 | Elect William Jennings | Mgmt | For | Withhold | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Steel Dynamics, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STLD | CUSIP 858119100 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Keith Busse | Mgmt | For | For | For | |
1.2 | Elect Mark Millett | Mgmt | For | For | For | |
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |
1.4 | Elect John Bates | Mgmt | For | For | For | |
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | |
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
SunTrust Banks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STI | CUSIP 867914103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Beall, II | Mgmt | For | For | For | |
2 | Elect Alston Correll | Mgmt | For | For | For | |
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |
4 | Elect Patricia Frist | Mgmt | For | For | For | |
5 | Elect Blake Garrett | Mgmt | For | For | For | |
6 | Elect David Hughes | Mgmt | For | For | For | |
7 | Elect M. Douglas Ivester | Mgmt | For | For | For | |
8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |
9 | Elect William Linnenbringer | Mgmt | For | For | For | |
10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For | |
11 | Elect Larry Prince | Mgmt | For | For | For | |
12 | Elect Frank Royal | Mgmt | For | For | For | |
13 | Elect Thomas Watjen | Mgmt | For | For | For | |
14 | Elect James Wells III | Mgmt | For | For | For | |
15 | Elect Karen Williams | Mgmt | For | For | For | |
16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For |
17 | Amendment to the Management | Mgmt | For | For | For | |
Incentive Plan | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
19 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
Superior Well Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWSI | CUSIP 86837X105 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Staley, IV | Mgmt | For | For | For | |
1.2 | Elect David Snyder | Mgmt | For | For | For | |
1.3 | Elect Edward DiPaolo | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan for 162(m) | ||||||
Compliance | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Svb Financial Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIVB | CUSIP 78486Q101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Benhamou | Mgmt | For | For | For | |
1.2 | Elect David Clapper | Mgmt | For | For | For | |
1.3 | Elect Roger Dunbar | Mgmt | For | For | For | |
1.4 | Elect Joel Friedman | Mgmt | For | For | For | |
1.5 | Elect G. Felda Hardymon | Mgmt | For | For | For | |
1.6 | Elect Alex Hart | Mgmt | For | For | For | |
1.7 | Elect C. Richard Kramlich | Mgmt | For | For | For | |
1.8 | Elect Lata Krishnan | Mgmt | For | For | For | |
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |
1.10 | Elect Michaela Rodeno | Mgmt | For | For | For | |
1.11 | Elect Kenneth Wilcox | Mgmt | For | For | For | |
1.12 | Elect Kyung Yoon | Mgmt | For | For | For |
2 | Amendment to the 1999 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Swift Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SFY | CUSIP 870738101 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Greg Matiuk | Mgmt | For | For | For | |
1.2 | Elect Bruce Vincent | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Tellabs, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TLAB | CUSIP 879664100 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Birck | Mgmt | For | For | For | |
2 | Elect Linda Kahangi | Mgmt | For | For | For | |
3 | Elect Robert Pullen | Mgmt | For | For | For | |
4 | Elect Vincent Tobkin | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | Against | Against | |
Terra Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRA | CUSIP 880915103 | 11/20/2009 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Proxy Contest | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Dissident Nominee John Lilly | ShrHldr | N/A | TNA | N/A | |
1.2 | Elect Dissident Nominee David | ShrHldr | N/A | TNA | N/A | |
Wilson |
1.3 | Elect Dissident Nominee Irving | ShrHldr | N/A | TNA | N/A | |
Yoskowitz | ||||||
2 | Ratification of Auditor | ShrHldr | N/A | TNA | N/A | |
Terra Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRA | CUSIP 880915103 | 11/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Proxy Contest | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Management Nominee Martha | Mgmt | For | For | For | |
Hesse | ||||||
1.2 | Elect Management Nominee Dennis | Mgmt | For | For | For | |
McGlone | ||||||
1.3 | Elect Management Nominee Henry | Mgmt | For | For | For | |
Slack | ||||||
2 | Ratification of Auditor | Mgmt | For | For | For | |
The AES Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AES | CUSIP 00130H105 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |
1.3 | Elect Tarun Khanna | Mgmt | For | For | For | |
1.4 | Elect John Koskinen | Mgmt | For | For | For | |
1.5 | Elect Philip Lader | Mgmt | For | For | For | |
1.6 | Elect Sandra Moose | Mgmt | For | For | For | |
1.7 | Elect John Morse, Jr. | Mgmt | For | For | For | |
1.8 | Elect Philip Odeen | Mgmt | For | For | For | |
1.9 | Elect Charles Rossotti | Mgmt | For | For | For | |
1.10 | Elect Sven Sandstrom | Mgmt | For | For | For | |
2 | Amendment to the 2003 Long-Term | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Reapproval of the Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For |
The Clorox Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLX | CUSIP 189054109 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |
2 | Elect Richard Carmona | Mgmt | For | For | For | |
3 | Elect Tully Friedman | Mgmt | For | For | For | |
4 | Elect George Harad | Mgmt | For | For | For | |
5 | Elect Donald Knauss | Mgmt | For | For | For | |
6 | Elect Robert Matschullat | Mgmt | For | For | For | |
7 | Elect Gary Michael | Mgmt | For | For | For | |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jan Murley | Mgmt | For | For | For | |
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
The Cooper Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COO | CUSIP 216648402 | 03/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect A.Thomas Bender | Mgmt | For | For | For | |
1.2 | Elect Michael Kalkstein | Mgmt | For | For | For | |
1.3 | Elect Jody Lindell | Mgmt | For | For | For | |
1.4 | Elect Donald Press | Mgmt | For | For | For | |
1.5 | Elect Steven Rosenberg | Mgmt | For | For | For | |
1.6 | Elect Allan Rubenstein | Mgmt | For | For | For | |
1.7 | Elect Robert Weiss | Mgmt | For | For | For | |
1.8 | Elect Stanley Zinberg | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors |
The Hartford Financial Services | ||||||
Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HIG | CUSIP 416515104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |
2 | Elect Trevor Fetter | Mgmt | For | For | For | |
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |
4 | Elect Liam McGee | Mgmt | For | For | For | |
5 | Elect Gail McGovern | Mgmt | For | For | For | |
6 | Elect Michael Morris | Mgmt | For | For | For | |
7 | Elect Thomas Renyi | Mgmt | For | For | For | |
8 | Elect Charles Strauss | Mgmt | For | For | For | |
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |
12 | Approve Material Terms of the | Mgmt | For | For | For | |
Executive Bonus Program | ||||||
13 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
The Stanley Works | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWK | CUSIP 854616109 | 03/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Issuance of Shares Pursuant to | Mgmt | For | For | For | |
Merger/Acquisition | ||||||
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Amendment to the 2009 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |
The Talbots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TLB | CUSIP 874161102 | 05/20/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Marjorie Bowen | Mgmt | For | For | For | |
1.2 | Elect John Gleeson | Mgmt | For | For | For | |
1.3 | Elect Andrew Madsen | Mgmt | For | For | For | |
1.4 | Elect Gary Pfeiffer | Mgmt | For | For | For | |
1.5 | Elect Trudy Sullivan | Mgmt | For | For | For | |
1.6 | Elect Susan Swain | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
The Valspar Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VAL | CUSIP 920355104 | 02/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Gaillard | Mgmt | For | For | For | |
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | |
1.3 | Elect Mae Jemison | Mgmt | For | For | For | |
1.4 | Elect Gregory Palen | Mgmt | For | For | For | |
2 | Amendment to the 2009 Omnibus | Mgmt | For | For | For | |
Equity Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
United Online, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UNTD | CUSIP 911268100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Berglass | Mgmt | For | Withhold | Against | |
1.2 | Elect Kenneth Coleman | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |
4 | 2010 Employee Stock Purchase | Mgmt | For | For | For | |
Plan |
United States Steel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
X | CUSIP 912909108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Drosdick | Mgmt | For | For | For | |
1.2 | Elect Charles Lee | Mgmt | For | For | For | |
1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For | |
1.4 | Elect Dan Dinges | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | 2010 Annual Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
USG Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
USG | CUSIP 903293405 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Crutcher | Mgmt | For | For | For | |
1.2 | Elect William Foote | Mgmt | For | For | For | |
1.3 | Elect Steven Leer | Mgmt | For | For | For | |
1.4 | Elect Judith Sprieser | Mgmt | For | For | For | |
2 | Management Incentive Plan | Mgmt | For | For | For | |
3 | Amendment to the Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
ViroPharma Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VPHM | CUSIP 928241108 | 05/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For | |
1.2 | Elect William Claypool | Mgmt | For | For | For |
2 | Amendment to the 2005 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
W. R. Berkley Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WRB | CUSIP 084423102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect W. Robert Berkley, Jr | Mgmt | For | Withhold | Against | |
1.2 | Elect Ronald Blaylock | Mgmt | For | Withhold | Against | |
1.3 | Elect Mark Brockbank | Mgmt | For | Withhold | Against | |
1.4 | Elect Mary Farrell | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Walter Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WLT | CUSIP 93317Q105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |
1.6 | Elect George Richmond | Mgmt | For | For | For | |
1.7 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |
1.8 | Elect A.J. Wagner | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Xerox Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XRX | CUSIP 984121103 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Glenn Britt | Mgmt | For | For | For |
2 | Elect Ursula Burns | Mgmt | For | For | For | |
3 | Elect Richard Harrington | Mgmt | For | For | For | |
4 | Elect William Hunter | Mgmt | For | For | For | |
5 | Elect Robert McDonald | Mgmt | For | For | For | |
6 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |
7 | Elect Charles Prince | Mgmt | For | For | For | |
8 | Elect Ann Reese | Mgmt | For | For | For | |
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Amendment to the 2004 | Mgmt | For | For | For | |
Performance Incentive Plan | ||||||
XL Capital Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XL | CUSIP G98255105 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph Mauriello | Mgmt | For | Against | Against | |
2 | Elect Eugene McQuade | Mgmt | For | Against | Against | |
3 | Elect Clayton Rose | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
XL Capital Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XL | CUSIP G98255105 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reincorporation from Cayman | Mgmt | For | For | For | |
Islands to Ireland | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |
4 | Amendments to Articles - Director | Mgmt | For | Against | Against | |
Nomination Procedures | ||||||
5 | Amendments to Articles - Change in | Mgmt | For | For | For | |
Company Name | ||||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For |
Registrant Name: Putnam Investment Funds |
Fund Name: Putnam New Value Fund |
Putnam New Value Fund merged into Putnam Equity Fund on December 29, 2008. The Fund did not vote proxies relating to portfolio securities |
during the period covered by this report. |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam Research Fund | ||||||
Date of fiscal year end: 07/31/2009 | ||||||
Abbott Laboratories | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |
1.3 | Elect William Daley | Mgmt | For | For | For | |
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |
1.6 | Elect William Osborn | Mgmt | For | For | For | |
1.7 | Elect David Owen | Mgmt | For | For | For | |
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |
1.10 | Elect William Smithburg | Mgmt | For | For | For | |
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |
1.12 | Elect Miles White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Activision Blizzard, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATVI | CUSIP 00507V109 | 12/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Amendment to the 2008 Incentive | Mgmt | For | For | For | |
Plan | ||||||
Aetna Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |
2 | Elect Betsy Cohen | Mgmt | For | For | For | |
3 | Elect Molly Coye | Mgmt | For | For | For | |
4 | Elect Roger Farah | Mgmt | For | For | For | |
5 | Elect Barbara Franklin | Mgmt | For | For | For | |
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |
7 | Elect Earl Graves | Mgmt | For | For | For | |
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |
9 | Elect Ellen Hancock | Mgmt | For | For | For | |
10 | Elect Richard Harrington | Mgmt | For | For | For | |
11 | Elect Edward Ludwig | Mgmt | For | For | For | |
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |
13 | Elect Ronald Williams | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
16 | 2010 Non-Employee Director | Mgmt | For | For | For | |
Compensation Plan | ||||||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Aflac Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AFL | CUSIP 001055102 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Amos | Mgmt | For | For | For | |
2 | Elect John Shelby Amos, II | Mgmt | For | For | For | |
3 | Elect Paul Amos, II | Mgmt | For | For | For |
4 | Elect Michael Armacost | Mgmt | For | For | For | |
5 | Elect Kriss Cloninger, III | Mgmt | For | For | For | |
6 | Elect Joe Harris | Mgmt | For | For | For | |
7 | Elect Elizabeth Hudson | Mgmt | For | For | For | |
8 | Elect Douglas Johnson | Mgmt | For | For | For | |
9 | Elect Robert Johnson | Mgmt | For | For | For | |
10 | Elect Charles Knapp | Mgmt | For | For | For | |
11 | Elect E. Stephen Purdom | Mgmt | For | For | For | |
12 | Elect Barbara Rimer | Mgmt | For | For | For | |
13 | Elect Marvin Schuster | Mgmt | For | For | For | |
14 | Elect David Thompson | Mgmt | For | For | For | |
15 | Elect Robert Wright | Mgmt | For | For | For | |
16 | Elect Takuro Yoshida | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
Air Products and Chemicals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APD | CUSIP 009158106 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Davis, III | Mgmt | For | For | For | |
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | |
1.3 | Elect Evert Henkes | Mgmt | For | For | For | |
1.4 | Elect Margaret McGlynn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
Alcoa Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AA | CUSIP 013817101 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |
1.2 | Elect Carlos Ghosn | Mgmt | For | For | For | |
1.3 | Elect Michael Morris | Mgmt | For | For | For | |
1.4 | Elect E. Stanley O'Neal | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement Relating to Fair Price | ||||||
Protection | ||||||
5 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement Relating to Director | ||||||
Elections | ||||||
6 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement Relating to Removal of | ||||||
Directors | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Alliance Data Systems | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADS | CUSIP 018581108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For | |
1.2 | Elect D. Keith Cobb | Mgmt | For | For | For | |
1.3 | Elect Kenneth Jensen | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Alliant Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNT | CUSIP 018802108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Bennett | Mgmt | For | For | For | |
1.2 | Elect Darryl Hazel | Mgmt | For | For | For | |
1.3 | Elect David Perdue | Mgmt | For | For | For | |
1.4 | Elect Judith Pyle | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
Altria Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MO | CUSIP 02209S103 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |
2 | Elect Gerald Baliles | Mgmt | For | For | For | |
3 | Elect John Casteen III | Mgmt | For | For | For | |
4 | Elect Dinyar Devitre | Mgmt | For | For | For | |
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |
6 | Elect Robert Huntley | Mgmt | For | For | For | |
7 | Elect Thomas Jones | Mgmt | For | For | For | |
8 | Elect George Munoz | Mgmt | For | For | For | |
9 | Elect Nabil Sakkab | Mgmt | For | For | For | |
10 | Elect Michael Szymanczyk | Mgmt | For | For | For | |
11 | 2010 Performance Incentive Plan | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Food Insecurity and Tobacco Use | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights Protocols | ||||||
Amazon.com, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMZN | CUSIP 023135106 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |
2 | Elect Tom Alberg | Mgmt | For | For | For | |
3 | Elect John Seely Brown | Mgmt | For | For | For | |
4 | Elect William Gordon | Mgmt | For | For | For | |
5 | Elect Alain Monie | Mgmt | For | For | For | |
6 | Elect Thomas Ryder | Mgmt | For | For | For | |
7 | Elect Patricia Stonesifer | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report |
Ameren Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEE | CUSIP 023608102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | |
1.2 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | |
1.3 | Elect Walter Galvin | Mgmt | For | For | For | |
1.4 | Elect Gayle Jackson | Mgmt | For | For | For | |
1.5 | Elect James Johnson | Mgmt | For | For | For | |
1.6 | Elect Steven Lipstein | Mgmt | For | For | For | |
1.7 | Elect Charles Mueller | Mgmt | For | For | For | |
1.8 | Elect Harvey Saligman | Mgmt | For | For | For | |
1.9 | Elect Patrick Stokes | Mgmt | For | For | For | |
1.10 | Elect Thomas Voss | Mgmt | For | For | For | |
1.11 | Elect Stephen Wilson | Mgmt | For | For | For | |
1.12 | Elect Jack Woodard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Nuclear Facility | ||||||
American Electric Power | ||||||
Company, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEP | CUSIP 025537101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect E. R. Brooks | Mgmt | For | For | For | |
2 | Elect Donald Carlton | Mgmt | For | For | For | |
3 | Elect James Cordes | Mgmt | For | For | For | |
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |
5 | Elect Linda Goodspeed | Mgmt | For | For | For | |
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | |
7 | Elect Lester Hudson, Jr. | Mgmt | For | For | For | |
8 | Elect Michael Morris | Mgmt | For | For | For | |
9 | Elect Lionel Nowell III | Mgmt | For | For | For | |
10 | Elect Richard Sandor | Mgmt | For | For | For | |
11 | Elect Kathryn Sullivan | Mgmt | For | For | For |
12 | Elect Sara Tucker | Mgmt | For | For | For | |
13 | Elect John Turner | Mgmt | For | For | For | |
14 | Amendment to the Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
American Express Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AXP | CUSIP 025816109 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |
1.2 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | |
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |
1.5 | Elect Peter Chernin | Mgmt | For | Withhold | Against | |
1.6 | Elect Jan Leschly | Mgmt | For | Withhold | Against | |
1.7 | Elect Richard Levin | Mgmt | For | For | For | |
1.8 | Elect Richard McGinn | Mgmt | For | Withhold | Against | |
1.9 | Elect Edward Miller | Mgmt | For | Withhold | Against | |
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |
1.11 | Elect Robert Walter | Mgmt | For | Withhold | Against | |
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
American Tower Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMT | CUSIP 029912201 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Raymond Dolan | Mgmt | For | For | For | |
2 | Elect Ronald Dykes | Mgmt | For | For | For | |
3 | Elect Carolyn Katz | Mgmt | For | For | For | |
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |
5 | Elect JoAnn Reed | Mgmt | For | For | For | |
6 | Elect Pamela Reeve | Mgmt | For | For | For | |
7 | Elect David Sharbutt | Mgmt | For | For | For | |
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |
9 | Elect Samme Thompson | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Ameriprise Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMP | CUSIP 03076C106 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Cracchiolo | Mgmt | For | For | For | |
2 | Elect H. Jay Sarles | Mgmt | For | For | For | |
3 | Repeal of Classified Board | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Amendment to the 2005 Incentive | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
AmerisourceBergen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ABC | CUSIP 03073E105 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Gochnauer | Mgmt | For | For | For | |
2 | Elect Edward Hagenlocker | Mgmt | For | For | For | |
3 | Elect Henry McGee | Mgmt | For | For | For | |
4 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Amgen Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Baltimore | Mgmt | For | For | For | |
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |
4 | Elect Jerry Choate | Mgmt | For | For | For | |
5 | Elect Vance Coffman | Mgmt | For | For | For | |
6 | Elect Frederick Gluck | Mgmt | For | For | For | |
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |
8 | Elect Frank Herringer | Mgmt | For | For | For | |
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |
10 | Elect Judith Pelham | Mgmt | For | For | For | |
11 | Elect J. Paul Reason | Mgmt | For | For | For | |
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |
13 | Elect Kevin Sharer | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Anadarko Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
APC | CUSIP 032511107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |
2 | Elect Preston Geren III | Mgmt | For | For | For | |
3 | Elect James Hackett | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
6 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses |
Apple Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AAPL | CUSIP 037833100 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Campbell | Mgmt | For | For | For | |
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |
1.7 | Elect Jerome York | Mgmt | For | For | For | |
2 | Amendment to the 2003 Employee | Mgmt | For | For | For | |
Stock Plan | ||||||
3 | Amendment to the 1997 Director | Mgmt | For | For | For | |
Stock Option Plan | ||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Formation of Sustainability | ||||||
Committee | ||||||
Assured Guaranty Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGO | CUSIP G0585R106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against | |
1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | |
1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against | |
1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |
1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |
1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |
1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against |
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |
1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against | |
2 | Bermuda Law Change Amendments | Mgmt | For | For | For | |
3 | Corporate Governance Amendments | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Re Ltd.) | ||||||
6 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Ireland Holdings Ltd.) | ||||||
AT&T INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
T | CUSIP 00206R102 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Randall Stephenson | Mgmt | For | For | For | |
2 | Elect Gilbert Amelio | Mgmt | For | For | For | |
3 | Elect Reuben Anderson | Mgmt | For | For | For | |
4 | Elect James Blanchard | Mgmt | For | For | For | |
5 | Elect Jaime Chico Pardo | Mgmt | For | For | For | |
6 | Elect James Kelly | Mgmt | For | For | For | |
7 | Elect Jon Madonna | Mgmt | For | For | For | |
8 | Elect Lynn Martin | Mgmt | For | For | For | |
9 | Elect John McCoy | Mgmt | For | For | For | |
10 | Elect Joyce Roche | Mgmt | For | For | For | |
11 | Elect Laura Tyson | Mgmt | For | For | For | |
12 | Elect Patricia Upton | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Pension Credit Policy | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
Atmel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATML | CUSIP 049513104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Laub | Mgmt | For | For | For | |
2 | Elect Tsung-Ching Wu | Mgmt | For | For | For | |
3 | Elect David Sugishita | Mgmt | For | For | For | |
4 | Elect Papken Der Torossian | Mgmt | For | For | For | |
5 | Elect Jack Saltich | Mgmt | For | For | For | |
6 | Elect Charles Carinalli | Mgmt | For | For | For | |
7 | Elect Edward Ross | Mgmt | For | For | For | |
8 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Autodesk, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADSK | CUSIP 052769106 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carl Bass | Mgmt | For | For | For | |
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |
5 | Elect Sean Maloney | Mgmt | For | For | For | |
6 | Elect Mary McDowell | Mgmt | For | For | For | |
7 | Elect Charles Robel | Mgmt | For | For | For | |
8 | Elect Steven West | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Executive Incentive Plan | Mgmt | For | Against | Against | |
11 | Amendments to the 2008 Employee | Mgmt | For | Against | Against | |
Stock Plan | ||||||
Automatic Data Processing, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADP | CUSIP 053015103 | 11/10/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |
1.3 | Elect Gary Butler | Mgmt | For | For | For | |
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |
1.5 | Elect Eric Fast | Mgmt | For | For | For | |
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.8 | Elect John Jones | Mgmt | For | For | For | |
1.9 | Elect Charles Noski | Mgmt | For | For | For | |
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Autonomy Corporation PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AU | CINS G0669T101 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United Kingdom | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Directors' Remuneration Report | Mgmt | For | For | For | |
3 | Elect Robert Webb | Mgmt | For | Against | Against | |
4 | Elect Sushovan Hussain | Mgmt | For | Against | Against | |
5 | Elect Michael Lynch | Mgmt | For | Against | Against | |
6 | Elect John McMonigall | Mgmt | For | Against | Against | |
7 | Elect Richard Perle | Mgmt | For | Against | Against | |
8 | Elect Barry Ariko | Mgmt | For | Against | Against | |
9 | Appointment of Auditor | Mgmt | For | For | For | |
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |
11 | Authority to Issue Shares w/ | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |
14 | Authority to Set General Meeting | Mgmt | For | Against | Against | |
Notice Period at 14 Days | ||||||
15 | Adoption of New Articles | Mgmt | For | For | For |
AutoZone, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AZO | CUSIP 053332102 | 12/16/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Crowley | Mgmt | For | For | For | |
1.2 | Elect Sue Gove | Mgmt | For | For | For | |
1.3 | Elect Earl Graves, Jr. | Mgmt | For | For | For | |
1.4 | Elect Robert Grusky | Mgmt | For | For | For | |
1.5 | Elect J.R. Hyde, III | Mgmt | For | For | For | |
1.6 | Elect W. Andrew McKenna | Mgmt | For | For | For | |
1.7 | Elect George Mrkonic, Jr. | Mgmt | For | For | For | |
1.8 | Elect Luis Nieto | Mgmt | For | For | For | |
1.9 | Elect William Rhodes, III | Mgmt | For | For | For | |
1.10 | Elect Theodore Ullyot | Mgmt | For | For | For | |
2 | 2010 Executive Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Auxilium Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AUXL | CUSIP 05334D107 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |
1.2 | Elect Al Altomari | Mgmt | For | For | For | |
1.3 | Elect Armando Anido | Mgmt | For | For | For | |
1.4 | Elect Edwin Bescherer, Jr. | Mgmt | For | For | For | |
1.5 | Elect Philippe Chambon | Mgmt | For | For | For | |
1.6 | Elect Oliver Fetzer | Mgmt | For | For | For | |
1.7 | Elect Paul Friedman | Mgmt | For | For | For | |
1.8 | Elect Renato Fuchs | Mgmt | For | For | For | |
1.9 | Elect William McKee | Mgmt | For | For | For | |
2 | Amendment and Restatement of the | Mgmt | For | For | For | |
2006 Employee Stock Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Avery Dennison Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVY | CUSIP 053611109 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Rolf Borjesson | Mgmt | For | For | For | |
2 | Elect Peter Mullin | Mgmt | For | For | For | |
3 | Elect Patrick Siewert | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement and the Interested | ||||||
Persons Stock Repurchase Provision | ||||||
6 | Amendment to the Stock Option and | Mgmt | For | For | For | |
Incentive Plan | ||||||
Avis Budget Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CAR | CUSIP 053774105 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ronald Nelson | Mgmt | For | For | For | |
2 | Elect Mary Choksi | Mgmt | For | For | For | |
3 | Elect Leonard Coleman | Mgmt | For | For | For | |
4 | Elect Martin Edelman | Mgmt | For | For | For | |
5 | Elect John Hardy, Jr. | Mgmt | For | For | For | |
6 | Elect Lynn Krominga | Mgmt | For | For | For | |
7 | Elect Eduardo Mestre | Mgmt | For | For | For | |
8 | Elect F. Robert Salerno | Mgmt | For | For | For | |
9 | Elect Stender Sweeney | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Baldor Electric Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BEZ | CUSIP 057741100 | 05/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jean Mauldin | Mgmt | For | Withhold | Against | |
1.2 | Elect R. L. Qualls | Mgmt | For | Withhold | Against | |
1.3 | Elect Barry Rogstad | Mgmt | For | Withhold | Against | |
1.4 | Elect Ronald Tucker | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Bank of America Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAC | CUSIP 060505104 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Susan Bies | Mgmt | For | For | For | |
2 | Elect William Boardman | Mgmt | For | For | For | |
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |
4 | Elect Virgis Colbert | Mgmt | For | For | For | |
5 | Elect Charles Gifford | Mgmt | For | For | For | |
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |
8 | Elect Monica Lozano | Mgmt | For | For | For | |
9 | Elect Thomas May | Mgmt | For | For | For | |
10 | Elect Brian Moynihan | Mgmt | For | For | For | |
11 | Elect Donald Powell | Mgmt | For | For | For | |
12 | Elect Charles Rossotti | Mgmt | For | For | For | |
13 | Elect Robert Scully | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
16 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
17 | Amendment to the 2003 Key | Mgmt | For | For | For | |
Associate Stock Plan | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Disclosure of Prior Government | ||||||
Service | ||||||
19 | Shareholder Proposal Regarding Non | ShrHldr | Against | Against | For | |
Deductible Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Recoupment of Unearned Bonuses | ||||||
(Clawback) | ||||||
Bank of New York Mellon | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |
1.12 | Elect William Richardson | Mgmt | For | For | For | |
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |
1.14 | Elect John Surma | Mgmt | For | For | For | |
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation |
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Golden | ||||||
Parachutes | ||||||
Baxter International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BAX | CUSIP 071813109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Blake Devitt | Mgmt | For | For | For | |
2 | Elect John Forsyth | Mgmt | For | For | For | |
3 | Elect Gail Fosler | Mgmt | For | For | For | |
4 | Elect Carole Shapazian | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Becton, Dickinson and Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BDX | CUSIP 075887109 | 02/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |
1.2 | Elect Edward DeGraan | Mgmt | For | For | For | |
1.3 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |
1.4 | Elect Edward Ludwig | Mgmt | For | For | For | |
1.5 | Elect Adel Mahmoud | Mgmt | For | For | For | |
1.6 | Elect James Orr | Mgmt | For | For | For | |
1.7 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |
1.8 | Elect Bertram Scott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Bylaws Regarding | Mgmt | For | For | For | |
the Right to Call a Special Meeting | ||||||
4 | Amendment to the 2004 Employee | Mgmt | For | For | For | |
and Director Equity-Based | ||||||
Compensation Plan |
5 | Approval of Material Terms of | Mgmt | For | For | For | |
Performance Goals under the | ||||||
Performance Incentive Plan | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
Berkshire Hathaway Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRK.A | CUSIP 084670702 | 05/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Warren Buffett | Mgmt | For | For | For | |
1.2 | Elect Charles Munger | Mgmt | For | For | For | |
1.3 | Elect Howard Buffett | Mgmt | For | For | For | |
1.4 | Elect Stephen Burke | Mgmt | For | For | For | |
1.5 | Elect Susan Decker | Mgmt | For | For | For | |
1.6 | Elect William Gates III | Mgmt | For | For | For | |
1.7 | Elect David Gottesman | Mgmt | For | For | For | |
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | |
1.9 | Elect Donald Keough | Mgmt | For | For | For | |
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | |
1.11 | Elect Ronald Olson | Mgmt | For | Withhold | Against | |
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | |
Best Buy Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BBY | CUSIP 086516101 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |
1.2 | Elect Brian Dunn | Mgmt | For | For | For | |
1.3 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |
1.5 | Elect Gerard Vittecoq | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Big Lots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BIG | CUSIP 089302103 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |
1.2 | Elect Steven Fishman | Mgmt | For | For | For | |
1.3 | Elect Peter Hayes | Mgmt | For | For | For | |
1.4 | Elect David Kollat | Mgmt | For | For | For | |
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |
1.7 | Elect Russell Solt | Mgmt | For | For | For | |
1.8 | Elect James Tener | Mgmt | For | For | For | |
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |
2 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | |
4 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
5 | Adoption of Advance Notice | Mgmt | For | Against | Against | |
Requirement | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Blackrock Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BLK | CUSIP 09247X101 | 05/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | |
1.2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
1.3 | Elect Dennis Dammerman | Mgmt | For | For | For | |
1.4 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | |
1.5 | Elect David Komansky | Mgmt | For | For | For | |
1.6 | Elect James Rohr | Mgmt | For | For | For | |
2 | Amendment to the 1999 Stock Award | Mgmt | For | Against | Against | |
and Incentive Plan | ||||||
3 | Amendment to the 1999 Annual | Mgmt | For | For | For | |
Incentive Performance Plan |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Boston Scientific Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BSX | CUSIP 101137107 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Abele | Mgmt | For | For | For | |
2 | Elect Katharine Bartlett | Mgmt | For | For | For | |
3 | Elect Bruce Byrnes | Mgmt | For | For | For | |
4 | Elect Nelda Connors | Mgmt | For | For | For | |
5 | Elect J. Raymond Elliott | Mgmt | For | For | For | |
6 | Elect Marye Anne Fox | Mgmt | For | For | For | |
7 | Elect Ray Groves | Mgmt | For | For | For | |
8 | Elect Ernest Mario | Mgmt | For | For | For | |
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |
10 | Elect Pete Nicholas | Mgmt | For | For | For | |
11 | Elect Uwe Reinhardt | Mgmt | For | For | For | |
12 | Elect John Sununu | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Transaction of Other Business | Mgmt | For | Against | Against | |
Broadcom Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BRCM | CUSIP 111320107 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joan Amble | Mgmt | For | For | For | |
1.2 | Elect Nancy Handel | Mgmt | For | For | For | |
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | |
1.4 | Elect John Major | Mgmt | For | For | For | |
1.5 | Elect Scott McGregor | Mgmt | For | For | For | |
1.6 | Elect William Morrow | Mgmt | For | For | For | |
1.7 | Elect Robert Switz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Campbell Soup Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
CPB | CUSIP 134429109 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edmund Carpenter | Mgmt | For | For | For | |
1.2 | Elect Paul Charron | Mgmt | For | For | For | |
1.3 | Elect Douglas Conant | Mgmt | For | For | For | |
1.4 | Elect Bennett Dorrance | Mgmt | For | For | For | |
1.5 | Elect Harvey Golub | Mgmt | For | For | For | |
1.6 | Elect Lawrence Karlson | Mgmt | For | For | For | |
1.7 | Elect Randall Larrimore | Mgmt | For | For | For | |
1.8 | Elect Mary Malone | Mgmt | For | For | For | |
1.9 | Elect Sara Mathew | Mgmt | For | For | For | |
1.10 | Elect William Perez | Mgmt | For | For | For | |
1.11 | Elect Charles Perrin | Mgmt | For | For | For | |
1.12 | Elect A. Barry Rand | Mgmt | For | For | For | |
1.13 | Elect Nick Shreiber | Mgmt | For | For | For | |
1.14 | Elect Archbold van Beuren | Mgmt | For | For | For | |
1.15 | Elect Les Vinney | Mgmt | For | For | For | |
1.16 | Elect Charlotte Weber | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Reapproval of the Annual Incentive | Mgmt | For | For | For | |
Plan | ||||||
Canadian National Railway | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNR | CUSIP 136375102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Armellino | Mgmt | For | For | For | |
1.2 | Elect A. Charles Baillie | Mgmt | For | For | For | |
1.3 | Elect Hugh Bolton | Mgmt | For | Withhold | Against | |
1.4 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | |
1.5 | Elect Edith Holiday | Mgmt | For | Withhold | Against | |
1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |
1.7 | Elect Denis Losier | Mgmt | For | For | For | |
1.8 | Elect Edward Lumley | Mgmt | For | For | For | |
1.9 | Elect David McLean | Mgmt | For | For | For | |
1.10 | Elect Claude Mongeau | Mgmt | For | For | For |
1.11 | Elect Robert Pace | Mgmt | For | For | For | |
2 | Appointment of Auditor | Mgmt | For | For | For | |
Capital One Financial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COF | CUSIP 14040H105 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect W. Ronald Dietz | Mgmt | For | For | For | |
2 | Elect Lewis Hay III | Mgmt | For | For | For | |
3 | Elect Mayo Shattuck III | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Advisory Vote on Executive | Mgmt | For | Abstain | Against | |
Compensation | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Career Education Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CECO | CUSIP 141665109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |
2 | Elect David Devonshire | Mgmt | For | For | For | |
3 | Elect Patrick Gross | Mgmt | For | Against | Against | |
4 | Elect Gregory Jackson | Mgmt | For | For | For | |
5 | Elect Thomas Lally | Mgmt | For | For | For | |
6 | Elect Steven Lesnik | Mgmt | For | For | For | |
7 | Elect Gary McCullough | Mgmt | For | For | For | |
8 | Elect Edward Snyder | Mgmt | For | For | For | |
9 | Elect Leslie Thornton | Mgmt | For | For | For | |
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For |
Celanese Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CE | CUSIP 150870103 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Weidman | Mgmt | For | For | For | |
2 | Elect Mark Rohr | Mgmt | For | For | For | |
3 | Elect Farah Walters | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Cephalon, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEPH | CUSIP 156708109 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For | |
2 | Elect William Egan | Mgmt | For | For | For | |
3 | Elect Martyn Greenacre | Mgmt | For | For | For | |
4 | Elect Vaughn Kailian | Mgmt | For | For | For | |
5 | Elect Kevin Moley | Mgmt | For | For | For | |
6 | Elect Charles Sanders | Mgmt | For | For | For | |
7 | Elect Gail Wilensky | Mgmt | For | For | For | |
8 | Elect Dennis Winger | Mgmt | For | For | For | |
9 | Amendment to the 2004 Equity | Mgmt | For | Against | Against | |
Compensation Plan | ||||||
10 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
Chevron Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Samuel Armacost | Mgmt | For | For | For | |
2 | Elect Linnet Deily | Mgmt | For | For | For | |
3 | Elect Robert Denham | Mgmt | For | For | For |
4 | Elect Robert Eaton | Mgmt | For | For | For | |
5 | Elect Chuck Hagel | Mgmt | For | For | For | |
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |
8 | Elect George Kirkland | Mgmt | For | For | For | |
9 | Elect Sam Nunn | Mgmt | For | For | For | |
10 | Elect Donald Rice | Mgmt | For | For | For | |
11 | Elect Kevin Sharer | Mgmt | For | For | For | |
12 | Elect Charles Shoemate | Mgmt | For | For | For | |
13 | Elect John Stumpf | Mgmt | For | For | For | |
14 | Elect Ronald Sugar | Mgmt | For | For | For | |
15 | Elect Carl Ware | Mgmt | For | For | For | |
16 | Elect John Watson | Mgmt | For | For | For | |
17 | Ratification of Auditor | Mgmt | For | For | For | |
18 | Amendment to the By-Laws | Mgmt | For | For | For | |
Regarding the Right to Call Special | ||||||
Meetings | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Expertise on Board | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Payments to Governments | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Country Selection Guidelines | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Financial Risks of Climate | ||||||
Change | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Establishment of Human Rights | ||||||
Committee | ||||||
Cisco Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carol Bartz | Mgmt | For | For | For | |
2 | Elect M. Michele Burns | Mgmt | For | For | For |
3 | Elect Michael Capellas | Mgmt | For | For | For | |
4 | Elect Larry Carter | Mgmt | For | For | For | |
5 | Elect John Chambers | Mgmt | For | For | For | |
6 | Elect Brian Halla | Mgmt | For | For | For | |
7 | Elect John Hennessy | Mgmt | For | For | For | |
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |
9 | Elect Roderick McGeary | Mgmt | For | For | For | |
10 | Elect Michael Powell | Mgmt | For | For | For | |
11 | Elect Arun Sarin | Mgmt | For | For | For | |
12 | Elect Steven West | Mgmt | For | For | For | |
13 | Elect Jerry Yang | Mgmt | For | For | For | |
14 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Formation of a Board Committee on | ||||||
Human Rights | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Internet Fragmentation | ||||||
Citrix Systems, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTXS | CUSIP 177376100 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mark Templeton | Mgmt | For | For | For | |
2 | Elect Stephen Dow | Mgmt | For | For | For | |
3 | Elect Godfrey Sullivan | Mgmt | For | For | For | |
4 | Amendment to the 2005 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
CME Group Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CME | CUSIP 12572Q105 | 05/05/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Terrence Duffy | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Carey | Mgmt | For | Withhold | Against | |
1.3 | Elect Mark Cermak | Mgmt | For | Withhold | Against | |
1.4 | Elect Martin Gepsman | Mgmt | For | Withhold | Against | |
1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |
1.6 | Elect Joseph Niciforo | Mgmt | For | Withhold | Against | |
1.7 | Elect C.C. Odom II | Mgmt | For | Withhold | Against | |
1.8 | Elect John Sandner | Mgmt | For | Withhold | Against | |
1.9 | Elect Dennis Suskind | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
CMS Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMS | CUSIP 125896100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Merribel Ayres | Mgmt | For | For | For | |
1.2 | Elect Jon Barfield | Mgmt | For | For | For | |
1.3 | Elect Stephen Ewing | Mgmt | For | For | For | |
1.4 | Elect Richard Gabrys | Mgmt | For | For | For | |
1.5 | Elect David Joos | Mgmt | For | For | For | |
1.6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |
1.7 | Elect Michael Monahan | Mgmt | For | For | For | |
1.8 | Elect John Russell | Mgmt | For | For | For | |
1.9 | Elect Kenneth Way | Mgmt | For | For | For | |
1.10 | Elect John Yasinsky | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reporting and Reducing Greenhouse | ||||||
Gas Emissions | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Coal Combustion Waste | ||||||
Coach, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COH | CUSIP 189754104 | 11/05/2009 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | |
1.2 | Elect Susan Kropf | Mgmt | For | For | For | |
1.3 | Elect Gary Loveman | Mgmt | For | For | For | |
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | |
1.5 | Elect Irene Miller | Mgmt | For | For | For | |
1.6 | Elect Michael Murphy | Mgmt | For | For | For | |
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | |
2 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Award Plan | ||||||
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cessation of Fur Use in Products | ||||||
Coca-Cola Enterprises Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCE | CUSIP 191219104 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect L. Phillip Humann | Mgmt | For | For | For | |
1.2 | Elect Suzanne Labarge | Mgmt | For | For | For | |
1.3 | Elect Veronique Morali | Mgmt | For | For | For | |
1.4 | Elect Phoebe Wood | Mgmt | For | For | For | |
2 | Amendment to the 2007 Incentive | Mgmt | For | For | For | |
Award Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Severance | ||||||
Agreements | ||||||
Cognizant Technology Solutions | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CTSH | CUSIP 192446102 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect John Klein | Mgmt | For | For | For | |
2 | Elect Lakshmi Narayanan | Mgmt | For | For | For | |
3 | Elect Maureen Breakiron-Evans | Mgmt | For | For | For | |
4 | Amendment to the 2004 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Comcast Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMCSA | CUSIP 20030N101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |
1.2 | Elect Kenneth Bacon | Mgmt | For | For | For | |
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |
1.4 | Elect Edward Breen | Mgmt | For | For | For | |
1.5 | Elect Julian Brodsky | Mgmt | For | For | For | |
1.6 | Elect Joseph Collins | Mgmt | For | For | For | |
1.7 | Elect J. Michael Cook | Mgmt | For | For | For | |
1.8 | Elect Gerald Hassell | Mgmt | For | For | For | |
1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For | |
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |
1.12 | Elect Judith Rodin | Mgmt | For | For | For | |
1.13 | Elect Michael Sovern | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2006 Cash Bonus Plan | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
CONSOL Energy Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CNX | CUSIP 20854P109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect John Whitmire | Mgmt | For | Withhold | Against | |
1.2 | Elect J. Brett Harvey | Mgmt | For | Withhold | Against | |
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | |
1.4 | Elect Philip Baxter | Mgmt | For | Withhold | Against | |
1.5 | Elect William Davis | Mgmt | For | Withhold | Against | |
1.6 | Elect Raj Gupta | Mgmt | For | Withhold | Against | |
1.7 | Elect Patricia Hammick | Mgmt | For | Withhold | Against | |
1.8 | Elect David Hardesty, Jr. | Mgmt | For | Withhold | Against | |
1.9 | Elect John Mills | Mgmt | For | Withhold | Against | |
1.10 | Elect William Powell | Mgmt | For | Withhold | Against | |
1.11 | Elect Joseph Williams | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cooper Industries PLC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CBE | CUSIP G24140108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Stephen Butler | Mgmt | For | For | For | |
2 | Elect Dan Smith | Mgmt | For | For | For | |
3 | Elect Gerald Smith | Mgmt | For | For | For | |
4 | Elect Mark Thompson | Mgmt | For | For | For | |
5 | Accounts and Reports | Mgmt | For | For | For | |
6 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
7 | Authority of Subsidiaries to | Mgmt | For | For | For | |
Repurchase Shares | ||||||
8 | Authority to Set Price of Reissued | Mgmt | For | For | For | |
Treasury Shares | ||||||
Corning Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GLW | CUSIP 219350105 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Cummings, Jr. | Mgmt | For | For | For | |
2 | Elect Carlos Gutierrez | Mgmt | For | For | For | |
3 | Elect William Smithburg | Mgmt | For | For | For | |
4 | Elect Hansel Tookes, II | Mgmt | For | For | For |
5 | Elect Wendell Weeks | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | 2010 Variable Compensation Plan | Mgmt | For | For | For | |
8 | 2010 Equity Plan for Non-Employee | Mgmt | For | For | For | |
Directors | ||||||
9 | Repeal of Classified Board | Mgmt | For | For | For | |
10 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Costco Wholesale Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COST | CUSIP 22160K105 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |
1.2 | Elect William Gates | Mgmt | For | For | For | |
1.3 | Elect Hamilton James | Mgmt | For | Withhold | Against | |
1.4 | Elect Jill Ruckelshaus | Mgmt | For | For | For | |
2 | Amendment to the 2002 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Covidien Public Limited Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COV | CUSIP G2554F105 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Elect Craig Arnold | Mgmt | For | For | For | |
3 | Elect Robert Brust | Mgmt | For | For | For | |
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |
6 | Elect Timothy Donahue | Mgmt | For | For | For | |
7 | Elect Kathy Herbert | Mgmt | For | For | For | |
8 | Elect Randall Hogan, III | Mgmt | For | For | For | |
9 | Elect Richard Meelia | Mgmt | For | For | For | |
10 | Elect Dennis Reilley | Mgmt | For | For | For |
11 | Elect Tadataka Yamada | Mgmt | For | For | For | |
12 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |
13 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |
15 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |
Crown Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CCK | CUSIP 228368106 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jenne Britell | Mgmt | For | For | For | |
1.2 | Elect John Conway | Mgmt | For | For | For | |
1.3 | Elect Arnold Donald | Mgmt | For | For | For | |
1.4 | Elect William Little | Mgmt | For | For | For | |
1.5 | Elect Hans Loliger | Mgmt | For | For | For | |
1.6 | Elect Thomas Ralph | Mgmt | For | For | For | |
1.7 | Elect Hugues du Rouret | Mgmt | For | For | For | |
1.8 | Elect Alan Rutherford | Mgmt | For | For | For | |
1.9 | Elect Jim Turner | Mgmt | For | For | For | |
1.10 | Elect William Urkiel | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cummins Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CMI | CUSIP 231021106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Bernhard | Mgmt | For | For | For | |
2 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | |
3 | Elect Robert Herdman | Mgmt | For | For | For | |
4 | Elect Alexis Herman | Mgmt | For | For | For | |
5 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |
6 | Elect William Miller | Mgmt | For | For | For | |
7 | Elect Georgia Nelson | Mgmt | For | For | For | |
8 | Elect Theodore Solso | Mgmt | For | For | For | |
9 | Elect Carl Ware | Mgmt | For | For | For |
10 | Ratification of Auditor | Mgmt | For | For | For | |
CVS Caremark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edwin Banks | Mgmt | For | For | For | |
2 | Elect C. David Brown II | Mgmt | For | For | For | |
3 | Elect David Dorman | Mgmt | For | For | For | |
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |
5 | Elect Marian Heard | Mgmt | For | For | For | |
6 | Elect William Joyce | Mgmt | For | For | For | |
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |
8 | Elect Terrence Murray | Mgmt | For | For | For | |
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |
11 | Elect Thomas Ryan | Mgmt | For | For | For | |
12 | Elect Richard Swift | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
15 | Amendment to the Charter to Allow | Mgmt | For | For | For | |
Shareholders to Call Special | ||||||
Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Climate Change Principles | �� | |||||
D.R. Horton, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DHI | CUSIP 23331A109 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Donald Horton | Mgmt | For | For | For | |
1.2 | Elect Bradley Anderson | Mgmt | For | For | For | |
1.3 | Elect Michael Buchanan | Mgmt | For | For | For |
1.4 | Elect Michael Hewatt | Mgmt | For | For | For | |
1.5 | Elect Bob Scott | Mgmt | For | For | For | |
1.6 | Elect Donald Tomnitz | Mgmt | For | For | For | |
1.7 | Elect Bill Wheat | Mgmt | For | For | For | |
2 | Adoption of Section 382 Shareholder | Mgmt | For | Against | Against | |
Rights Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Dean Foods Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DF | CUSIP 242370104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Tom Davis | Mgmt | For | For | For | |
2 | Elect Gregg Engles | Mgmt | For | For | For | |
3 | Elect Jim Turner | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Restricting Tax Gross-up Payments | ||||||
Deere & Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DE | CUSIP 244199105 | 02/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Samuel Allen | Mgmt | For | For | For | |
2 | Elect Aulana Peters | Mgmt | For | For | For | |
3 | Elect David Speer | Mgmt | For | For | For | |
4 | Repeal of Classified Board | Mgmt | For | For | For | |
5 | Amendment to the Omnibus Equity | Mgmt | For | For | For | |
and Incentive Plan | ||||||
6 | Short-Term Incentive Bonus Plan | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Internal Executive Compensation | ||||||
Equity |
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
10 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For | |
Independent Chairman | ||||||
Dendreon Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNDN | CUSIP 24823Q107 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gerardo Canet | Mgmt | For | For | For | |
1.2 | Elect Bogdan Dziurzynski | Mgmt | For | For | For | |
1.3 | Elect Douglas Watson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Dick's Sporting Goods, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DKS | CUSIP 253393102 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Emanuel Chirico | Mgmt | For | For | For | |
1.2 | Elect Brian Dunn | Mgmt | For | For | For | |
1.3 | Elect Walter Rossi | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2002 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
Digital Realty Trust, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLR | CUSIP 253868103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Magnuson | Mgmt | For | For | For | |
1.2 | Elect Michael Foust | Mgmt | For | For | For | |
1.3 | Elect Laurence Chapman | Mgmt | For | For | For |
1.4 | Elect Kathleen Earley | Mgmt | For | For | For | |
1.5 | Elect Ruann Ernst | Mgmt | For | For | For | |
1.6 | Elect Dennis Singleton | Mgmt | For | For | For | |
1.7 | Elect Robert Zerbst | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
DIRECTV | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |
1.3 | Elect Paul Gould | Mgmt | For | For | For | |
1.4 | Elect Charles Lee | Mgmt | For | For | For | |
1.5 | Elect Peter Lund | Mgmt | For | For | For | |
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |
1.7 | Elect John Malone | Mgmt | For | For | For | |
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |
1.9 | Elect Haim Saban | Mgmt | For | For | For | |
1.10 | Elect Michael White | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Stock Plan | Mgmt | For | For | For | |
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
DIRECTV Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DTV | CUSIP 25459L106 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Agreement and Plan of Merger | Mgmt | For | For | For | |
2 | Voting and Right of First Refusal | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For |
DISCOVER FINANCIAL SERVICES | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DFS | CUSIP 254709108 | 04/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |
2 | Elect Mary Bush | Mgmt | For | For | For | |
3 | Elect Gregory Case | Mgmt | For | For | For | |
4 | Elect Robert Devlin | Mgmt | For | For | For | |
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |
6 | Elect Richard Lenny | Mgmt | For | For | For | |
7 | Elect Thomas Maheras | Mgmt | For | For | For | |
8 | Elect Michael Moskow | Mgmt | For | For | For | |
9 | Elect David Nelms | Mgmt | For | For | For | |
10 | Elect E. Follin Smith | Mgmt | For | For | For | |
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
Dollar General Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DG | CUSIP 256677105 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | |
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | |
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | |
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | |
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | |
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | |
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
E. I. du Pont de Nemours and | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DD | CUSIP 263534109 | 04/28/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Samuel Bodman | Mgmt | For | For | For | |
2 | Elect Richard Brown | Mgmt | For | For | For | |
3 | Elect Robert Brown | Mgmt | For | For | For | |
4 | Elect Bertrand Collomb | Mgmt | For | For | For | |
5 | Elect Curtis Crawford | Mgmt | For | For | For | |
6 | Elect Alexander Cutler | Mgmt | For | For | For | |
7 | Elect John Dillon | Mgmt | For | For | For | |
8 | Elect Eleuthere Du Pont | Mgmt | For | For | For | |
9 | Elect Marillyn Hewson | Mgmt | For | For | For | |
10 | Elect Lois Juliber | Mgmt | For | For | For | |
11 | Elect Ellen Kullman | Mgmt | For | For | For | |
12 | Elect William Reilly | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Amendment to Human Rights Policy | ||||||
Regarding Seed Saving Rights | ||||||
Edison International | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIX | CUSIP 281020107 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jagjeet Bindra | Mgmt | For | For | For | |
1.2 | Elect Vanessa Chang | Mgmt | For | For | For | |
1.3 | Elect France Cordova | Mgmt | For | For | For | |
1.4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | |
1.5 | Elect Charles Curtis | Mgmt | For | For | For | |
1.6 | Elect Bradford Freeman | Mgmt | For | For | For | |
1.7 | Elect Luis Nogales | Mgmt | For | For | For | |
1.8 | Elect Ronald Olson | Mgmt | For | For | For | |
1.9 | Elect James Rosser | Mgmt | For | For | For | |
1.10 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |
1.11 | Elect Thomas Sutton | Mgmt | For | For | For | |
1.12 | Elect Brett White | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
El Paso Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EP | CUSIP 28336L109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Juan Braniff | Mgmt | For | For | For | |
2 | Elect David Crane | Mgmt | For | For | For | |
3 | Elect Douglas Foshee | Mgmt | For | For | For | |
4 | Elect Robert Goldman | Mgmt | For | For | For | |
5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For | |
6 | Elect Thomas Hix | Mgmt | For | For | For | |
7 | Elect Ferrell McClean | Mgmt | For | For | For | |
8 | Elect Timothy Probert | Mgmt | For | For | For | |
9 | Elect Steven Shapiro | Mgmt | For | For | For | |
10 | Elect J. Michael Talbert | Mgmt | For | For | For | |
11 | Elect Robert Vagt | Mgmt | For | For | For | |
12 | Elect John Whitmire | Mgmt | For | For | For | |
13 | Amendment to the 2005 Omnibus | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
Electronic Arts Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ERTS | CUSIP 285512109 | 07/29/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leonard Coleman | Mgmt | For | For | For | |
2 | Elect Jeffrey Huber | Mgmt | For | For | For | |
3 | Elect Gary Kusin | Mgmt | For | For | For | |
4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |
5 | Elect Gregory Maffei | Mgmt | For | For | For |
6 | Elect Vivek Paul | Mgmt | For | For | For | |
7 | Elect Lawrence Probst III | Mgmt | For | For | For | |
8 | Elect John Riccitiello | Mgmt | For | For | For | |
9 | Elect Richard Simonson | Mgmt | For | For | For | |
10 | Elect Linda Srere | Mgmt | For | For | For | |
11 | Employee Stock Option Exchange | Mgmt | For | Against | Against | |
Program | ||||||
12 | Amendment to the 2000 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
13 | Amendment to the 2000 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
14 | Ratification of Auditor | Mgmt | For | For | For | |
Embraer SA | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMBR3 | CUSIP 29081M102 | 04/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
3 | Ratification of Co-Option of Board | Mgmt | For | For | For | |
Member | ||||||
4 | Election of Supervisory Council | Mgmt | For | For | For | |
5 | Remuneration Policy | Mgmt | For | Against | Against | |
6 | Supervisory Council Fees | Mgmt | For | For | For | |
7 | Stock Option Plan | Mgmt | For | For | For | |
8 | Amendments to Articles | Mgmt | For | For | For | |
EMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Brown | Mgmt | For | For | For | |
2 | Elect Randolph Cowen | Mgmt | For | For | For | |
3 | Elect Michael Cronin | Mgmt | For | For | For | |
4 | Elect Gail Deegan | Mgmt | For | For | For | |
5 | Elect James DiStasio | Mgmt | For | For | For | |
6 | Elect John Egan | Mgmt | For | For | For |
7 | Elect Edmund Kelly | Mgmt | For | For | For | |
8 | Elect Windle Priem | Mgmt | For | For | For | |
9 | Elect Paul Sagan | Mgmt | For | For | For | |
10 | Elect David Strohm | Mgmt | For | For | For | |
11 | Elect Joseph Tucci | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
Energizer Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENR | CUSIP 29266R108 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. David Hoover | Mgmt | For | For | For | |
1.2 | Elect John Hunter | Mgmt | For | For | For | |
1.3 | Elect John Klein | Mgmt | For | For | For | |
1.4 | Elect John Roberts | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Entergy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETR | CUSIP 29364G103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Maureen Bateman | Mgmt | For | For | For | |
2 | Elect W. Frank Blount | Mgmt | For | For | For | |
3 | Elect Gary Edwards | Mgmt | For | For | For | |
4 | Elect Alexis Herman | Mgmt | For | For | For | |
5 | Elect Donald Hintz | Mgmt | For | For | For | |
6 | Elect J. Wayne Leonard | Mgmt | For | For | For | |
7 | Elect Stuart Levenick | Mgmt | For | For | For | |
8 | Elect Stewart Myers | Mgmt | For | For | For | |
9 | Elect James Nichols | Mgmt | For | For | For | |
10 | Elect William Percy, II | Mgmt | For | For | For | |
11 | Elect W.J. Tauzin | Mgmt | For | For | For |
12 | Elect Steven Wilkinson | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Approval of the Executive Annual | Mgmt | For | For | For | |
Incentive Plan | ||||||
EOG Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EOG | CUSIP 26875P101 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect George Alcorn | Mgmt | For | For | For | |
2 | Elect Charles Crisp | Mgmt | For | For | For | |
3 | Elect James Day | Mgmt | For | For | For | |
4 | Elect Mark Papa | Mgmt | For | For | For | |
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |
6 | Elect Donald Textor | Mgmt | For | For | For | |
7 | Elect Frank Wisner | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Amendment to the 2008 Omnibus | Mgmt | For | For | For | |
Equity Compensation Plan | ||||||
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Amendment to the Executive Officer | Mgmt | For | For | For | |
Annual Bonus Plan | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Triggering Event | ||||||
Expedia, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EXPE | CUSIP 30212P105 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect A. George Battle | Mgmt | For | Withhold | Against | |
1.2 | Elect Barry Diller | Mgmt | For | Withhold | Against | |
1.3 | Elect Jonathan Dolgen | Mgmt | For | Withhold | Against | |
1.4 | Elect William Fitzgerald | Mgmt | For | Withhold | Against | |
1.5 | Elect Craig Jacobson | Mgmt | For | Withhold | Against | |
1.6 | Elect Victor Kaufman | Mgmt | For | Withhold | Against | |
1.7 | Elect Peter Kern | Mgmt | For | Withhold | Against | |
1.8 | Elect Dara Khosrowshahi | Mgmt | For | Withhold | Against | |
1.9 | Elect John Malone | Mgmt | For | Withhold | Against | |
1.10 | Elect Jose Tazon | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Express Scripts, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ESRX | CUSIP 302182100 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gary Benanav | Mgmt | For | For | For | |
2 | Elect Frank Borelli | Mgmt | For | For | For | |
3 | Elect Maura Breen | Mgmt | For | For | For | |
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |
9 | Elect George Paz | Mgmt | For | For | For | |
10 | Elect Samuel Skinner | Mgmt | For | For | For | |
11 | Elect Seymour Sternberg | Mgmt | For | For | For | |
12 | Elect Barrett Toan | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditures Report | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Exxon Mobil Corporation | �� | |||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XOM | CUSIP 30231G102 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |
1.6 | Elect William George | Mgmt | For | For | For | |
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Right to Water | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Louisiana Wetlands | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Oil Sands Operations | ||||||
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Hydraulic Fracturing | ||||||
11 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For | |
Energy Technology Report | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Greenhouse Gas Emissions Goals | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Future Energy Trends | ||||||
Fastenal Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FAST | CUSIP 311900104 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Kierlin | Mgmt | For | Withhold | Against | |
1.2 | Elect Stephen Slaggie | Mgmt | For | Withhold | Against | |
1.3 | Elect Michael Gostomski | Mgmt | For | Withhold | Against | |
1.4 | Elect Hugh Miller | Mgmt | For | Withhold | Against | |
1.5 | Elect Willard Oberton | Mgmt | For | Withhold | Against | |
1.6 | Elect Michael Dolan | Mgmt | For | Withhold | Against | |
1.7 | Elect Reyne Wisecup | Mgmt | For | Withhold | Against | |
1.8 | Elect Michael Ancius | Mgmt | For | Withhold | Against | |
1.9 | Elect Scott Satterlee | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
FedEx Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FDX | CUSIP 31428X106 | 09/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Barksdale | Mgmt | For | For | For | |
2 | Elect John Edwardson | Mgmt | For | For | For | |
3 | Elect Judith Estrin | Mgmt | For | For | For | |
4 | Elect J.R. Hyde, III | Mgmt | For | For | For | |
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | |
6 | Elect Steven Loranger | Mgmt | For | For | For | |
7 | Elect Gary Loveman | Mgmt | For | For | For | |
8 | Elect Susan Schwab | Mgmt | For | For | For | |
9 | Elect Frederick Smith | Mgmt | For | For | For | |
10 | Elect Joshua Smith | Mgmt | For | For | For | |
11 | Elect David Steiner | Mgmt | For | For | For | |
12 | Elect Paul Walsh | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adoption of Principles for Health | ||||||
Care Reform |
Fidelity National Information | ||||||
Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FIS | CUSIP 31620M106 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephan James | Mgmt | For | For | For | |
1.2 | Elect James Neary | Mgmt | For | For | For | |
1.3 | Elect Frank Martire | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
First Solar, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FSLR | CUSIP 336433107 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | |
1.2 | Elect Robert Gillette | Mgmt | For | For | For | |
1.3 | Elect Craig Kennedy | Mgmt | For | For | For | |
1.4 | Elect James Nolan | Mgmt | For | For | For | |
1.5 | Elect William Post | Mgmt | For | For | For | |
1.6 | Elect J. Thomas Presby | Mgmt | For | For | For | |
1.7 | Elect Paul Stebbins | Mgmt | For | For | For | |
1.8 | Elect Michael Sweeney | Mgmt | For | For | For | |
1.9 | Elect Jose Villarreal | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Associate Stock Purchase Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Fluor Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FLR | CUSIP 343412102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect James Hackett | Mgmt | For | For | For | |
2 | Elect Kent Kresa | Mgmt | For | For | For | |
3 | Elect Nader Sultan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
FMC Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FMC | CUSIP 302491303 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Pierre Brondeau | Mgmt | For | For | For | |
2 | Elect Dirk Kempthorne | Mgmt | For | For | For | |
3 | Elect Robert Pallash | Mgmt | For | For | For | |
4 | Elect William Walter | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Ford Motor Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
F | CUSIP 345370860 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Butler | Mgmt | For | For | For | |
1.2 | Elect Kimberly Casiano | Mgmt | For | For | For | |
1.3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | |
1.4 | Elect Edsel Ford II | Mgmt | For | For | For | |
1.5 | Elect William Ford, Jr. | Mgmt | For | For | For | |
1.6 | Elect Richard Gephardt | Mgmt | For | For | For | |
1.7 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | |
1.8 | Elect Richard Manoogian | Mgmt | For | For | For | |
1.9 | Elect Ellen Marram | Mgmt | For | For | For | |
1.10 | Elect Alan Mulally | Mgmt | For | For | For | |
1.11 | Elect Homer Neal | Mgmt | For | For | For | |
1.12 | Elect Gerald Shaheen | Mgmt | For | For | For | |
1.13 | Elect John Thornton | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Tax Benefit Preservation Plan | Mgmt | For | For | For |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Disclosure of Prior Government | ||||||
Service | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Recapitalization Plan | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Carbon Dioxide Reduction | ||||||
FormFactor, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FORM | CUSIP 346375108 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Chenming Hu | Mgmt | For | For | For | |
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
FOSTER WHEELER AG | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FWLT | CUSIP H27178104 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Eugene Atkinson | Mgmt | For | For | For | |
2 | Elect Steven Demetriou | Mgmt | For | For | For | |
3 | Elect Stephanie Hanbury-Brown | Mgmt | For | For | For | |
4 | Elect Robert Flexon | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Appointment of Auditor | Mgmt | For | For | For | |
7 | Accounts and Reports | Mgmt | For | For | For | |
8 | Ratification of Board and | Mgmt | For | For | For | |
Management Acts |
9 | Allocation and Release of Additional | Mgmt | For | For | For | |
Paid-In Capital from Capital | ||||||
Contribution to Reserves | ||||||
10 | Amendments to Articles to Change | Mgmt | For | For | For | |
the Seat of Foster Wheeler | ||||||
11 | Amendments to Articles to Eliminate | Mgmt | For | For | For | |
Requirement to List Citizenship of | ||||||
Shareholders in the Share Register | ||||||
12 | Amendments to Articles to Comply | Mgmt | For | For | For | |
with the Newly Enacted Swiss | ||||||
Intermediary-Held Securities Act | ||||||
13 | Transaction of Other Business | Mgmt | For | Against | Against | |
Franklin Resources, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BEN | CUSIP 354613101 | 03/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Samuel Armacost | Mgmt | For | For | For | |
2 | Elect Charles Crocker | Mgmt | For | For | For | |
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |
4 | Elect Robert Joffe | Mgmt | For | For | For | |
5 | Elect Charles Johnson | Mgmt | For | For | For | |
6 | Elect Gregory Johnson | Mgmt | For | For | For | |
7 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |
8 | Elect Thomas Kean | Mgmt | For | For | For | |
9 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |
10 | Elect Peter Sacerdote | Mgmt | For | For | For | |
11 | Elect Laura Stein | Mgmt | For | For | For | |
12 | Elect Anne Tatlock | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to the 2002 Universal | Mgmt | For | For | For | |
Stock Incentive Plan | ||||||
Freeport-McMoRan Copper & Gold | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCX | CUSIP 35671D857 | 06/09/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | |
1.3 | Elect Robert Day | Mgmt | For | For | For | |
1.4 | Elect Gerald Ford | Mgmt | For | For | For | |
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | |
1.6 | Elect Charles Krulak | Mgmt | For | For | For | |
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | |
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |
1.10 | Elect James Moffett | Mgmt | For | For | For | |
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2006 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Expertise on Board | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Gannett Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GCI | CUSIP 364730101 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Craig Dubow | Mgmt | For | For | For | |
1.2 | Elect Howard Elias | Mgmt | For | For | For | |
1.3 | Elect Arthur Harper | Mgmt | For | For | For | |
1.4 | Elect John Louis | Mgmt | For | For | For | |
1.5 | Elect Marjorie Magner | Mgmt | For | For | For | |
1.6 | Elect Scott McCune | Mgmt | For | For | For | |
1.7 | Elect Duncan McFarland | Mgmt | For | For | For | |
1.8 | Elect Donna Shalala | Mgmt | For | For | For | |
1.9 | Elect Neal Shapiro | Mgmt | For | For | For | |
1.10 | Elect Karen Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to the 2001 Omnibus | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Restricting Tax Gross-up Payments | ||||||
General Electric Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GE | CUSIP 369604103 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |
3 | Elect Sir William Castell | Mgmt | For | For | For | |
4 | Elect Ann Fudge | Mgmt | For | For | For | |
5 | Elect Susan Hockfield | Mgmt | For | For | For | |
6 | Elect Jeffrey Immelt | Mgmt | For | For | For | |
7 | Elect Andrea Jung | Mgmt | For | For | For | |
8 | Elect Alan Lafley | Mgmt | For | For | For | |
9 | Elect Robert Lane | Mgmt | For | For | For | |
10 | Elect Ralph Larsen | Mgmt | For | For | For | |
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |
12 | Elect James Mulva | Mgmt | For | For | For | |
13 | Elect Sam Nunn | Mgmt | For | For | For | |
14 | Elect Roger Penske | Mgmt | For | For | For | |
15 | Elect Robert Swieringa | Mgmt | For | For | For | |
16 | Elect Douglas Warner III | Mgmt | For | For | For | |
17 | Ratification of Auditor | Mgmt | For | For | For | |
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Regarding Report on Ratio Between | ||||||
Executive and Employee Pay |
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Requiring Key Committee Directors | ||||||
To Receive Less Than 20% Against | ||||||
Votes | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
General Mills, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GIS | CUSIP 370334104 | 09/21/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Bradbury Anderson | Mgmt | For | For | For | |
2 | Elect R. Kerry Clark | Mgmt | For | For | For | |
3 | Elect Paul Danos | Mgmt | For | For | For | |
4 | Elect William Esrey | Mgmt | For | For | For | |
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |
6 | Elect Judith Hope | Mgmt | For | For | For | |
7 | Elect Heidi Miller | Mgmt | For | For | For | |
8 | Elect Hilda Ochoa-Brillembourg | Mgmt | For | For | For | |
9 | Elect Steve Odland | Mgmt | For | For | For | |
10 | Elect Kendall Powell | Mgmt | For | For | For | |
11 | Elect Lois Quam | Mgmt | For | For | For | |
12 | Elect Michael Rose | Mgmt | For | For | For | |
13 | Elect Robert Ryan | Mgmt | For | For | For | |
14 | Elect Dorothy Terrell | Mgmt | For | For | For | |
15 | 2009 Stock Compensation Plan | Mgmt | For | Against | Against | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
Genzyme Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GENZ | CUSIP 372917104 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Douglas Berthiaume | Mgmt | For | For | For |
1.2 | Elect Robert Bertolini | Mgmt | For | For | For | |
1.3 | Elect Gail Boudreaux | Mgmt | For | For | For | |
1.4 | Elect Robert Carpenter | Mgmt | For | For | For | |
1.5 | Elect Charles Cooney | Mgmt | For | For | For | |
1.6 | Elect Victor Dzau | Mgmt | For | For | For | |
1.7 | Elect Connie Mack III | Mgmt | For | For | For | |
1.8 | Elect Richard Syron | Mgmt | For | For | For | |
1.9 | Elect Henri Termeer | Mgmt | For | For | For | |
1.10 | Elect Ralph Whitworth | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Amendment to the 2009 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
4 | Amendment to the 2007 Director | Mgmt | For | For | For | |
Equity Plan | ||||||
5 | Amendment to Articles of | Mgmt | For | For | For | |
Organization Regarding the Right to | ||||||
Call a Special Meeting | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Global Payments Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GPN | CUSIP 37940X102 | 09/30/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alex Hart | Mgmt | For | For | For | |
1.2 | Elect William Jacobs | Mgmt | For | For | For | |
1.3 | Elect Alan Silberstein | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval of Performance Criteria | Mgmt | For | For | For | |
Under the 2005 Incentive Plan | ||||||
Goodrich Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GR | CUSIP 382388106 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |
1.2 | Elect Diane Creel | Mgmt | For | For | For |
1.3 | Elect George Davidson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Harris Deloach, Jr. | Mgmt | For | For | For | |
1.5 | Elect James Griffith | Mgmt | For | For | For | |
1.6 | Elect William Holland | Mgmt | For | For | For | |
1.7 | Elect John Jumper | Mgmt | For | For | For | |
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |
1.9 | Elect Lloyd Newton | Mgmt | For | For | For | |
1.10 | Elect Douglas Olesen | Mgmt | For | For | For | |
1.11 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Senior Executive | Mgmt | For | For | For | |
Management Incentive Plan | ||||||
Google Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |
1.3 | Elect Larry Page | Mgmt | For | For | For | |
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |
1.5 | Elect John Hennessy | Mgmt | For | For | For | |
1.6 | Elect Ann Mather | Mgmt | For | For | For | |
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |
1.8 | Elect K. Shriram | Mgmt | For | For | For | |
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Behavorial Advertising | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights in China | ||||||
Great Plains Energy Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GXP | CUSIP 391164100 | 05/04/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect D.L. Bodde | Mgmt | For | For | For | |
1.2 | Elect M.J.Chesser | Mgmt | For | For | For | |
1.3 | Elect W.H. Downey | Mgmt | For | For | For | |
1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For | |
1.5 | Elect G.D. Forsee | Mgmt | For | For | For | |
1.6 | Elect J.A. Mitchell | Mgmt | For | For | For | |
1.7 | Elect W.C. Nelson | Mgmt | For | For | For | |
1.8 | Elect J.J. Sherman | Mgmt | For | For | For | |
1.9 | Elect L.H. Talbott | Mgmt | For | For | For | |
1.10 | Elect R.H. West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Halliburton Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAL | CUSIP 406216101 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alan Bennett | Mgmt | For | For | For | |
2 | Elect James Boyd | Mgmt | For | For | For | |
3 | Elect Milton Carroll | Mgmt | For | For | For | |
4 | Elect Nance Dicciani | Mgmt | For | For | For | |
5 | Elect S. Malcolm Gillis | Mgmt | For | For | For | |
6 | Elect James Hackett | Mgmt | For | For | For | |
7 | Elect David Lesar | Mgmt | For | For | For | |
8 | Elect Robert Malone | Mgmt | For | For | For | |
9 | Elect J. Landis Martin | Mgmt | For | For | For | |
10 | Elect Debra Reed | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Human Rights Policies | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Hanesbrands Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HBI | CUSIP 410345102 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lee Chaden | Mgmt | For | For | For | |
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | |
1.3 | Elect James Johnson | Mgmt | For | For | For | |
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | |
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | |
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | |
1.7 | Elect Richard Noll | Mgmt | For | For | For | |
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | |
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hasbro, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HAS | CUSIP 418056107 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |
1.7 | Elect Brian Goldner | Mgmt | For | For | For | |
1.8 | Elect Jack Greenberg | Mgmt | For | For | For | |
1.9 | Elect Alan Hassenfeld | Mgmt | For | For | For | |
1.10 | Elect Tracy Leinbach | Mgmt | For | For | For | |
1.11 | Elect Edward Philip | Mgmt | For | For | For | |
1.12 | Elect Alfred Verrecchia | Mgmt | For | For | For | |
2 | Amendment to the Restated 2003 | Mgmt | For | Against | Against | |
Stock Incentive Performance Plan |
3 | Ratification of Auditor | Mgmt | For | For | For | |
HCP, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HCP | CUSIP 40414L109 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Flaherty III | Mgmt | For | For | For | |
1.2 | Elect Christine Garvey | Mgmt | For | For | For | |
1.3 | Elect David Henry | Mgmt | For | For | For | |
1.4 | Elect Lauralee Martin | Mgmt | For | For | For | |
1.5 | Elect Michael McKee | Mgmt | For | For | For | |
1.6 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |
1.7 | Elect Peter Rhein | Mgmt | For | For | For | |
1.8 | Elect Kenneth Roath | Mgmt | For | For | For | |
1.9 | Elect Richard Rosenberg | Mgmt | For | For | For | |
1.10 | Elect Joseph Sullivan | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
Hertz Global Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HTZ | CUSIP 42805T105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barry Beracha | Mgmt | For | Withhold | Against | |
1.2 | Elect Brian Bernasek | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert End | Mgmt | For | Withhold | Against | |
1.4 | Elect George Tamke | Mgmt | For | Withhold | Against | |
2 | Amendment to 2008 Omnibus | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Senior Executive Bonus Plan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Hewlett-Packard Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Marc Andreessen | Mgmt | For | For | For | |
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |
3 | Elect Sari Baldauf | Mgmt | For | For | For | |
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |
5 | Elect John Hammergren | Mgmt | For | For | For | |
6 | Elect Mark Hurd | Mgmt | For | For | For | |
7 | Elect Joel Hyatt | Mgmt | For | For | For | |
8 | Elect John Joyce | Mgmt | For | For | For | |
9 | Elect Robert Ryan | Mgmt | For | For | For | |
10 | Elect Lucille Salhany | Mgmt | For | For | For | |
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
14 | Adopt Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Hospira, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HSP | CUSIP 441060100 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Connie Curran | Mgmt | For | For | For | |
2 | Elect Heino von Prondzynski | Mgmt | For | For | For | |
3 | Elect Mark Wheeler | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Integrated Device Technology, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IDTI | CUSIP 458118106 | 09/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Schofield | Mgmt | For | For | For |
1.2 | Elect Lewis Eggebrecht | Mgmt | For | For | For | |
1.3 | Elect Umesh Padval | Mgmt | For | For | For | |
1.4 | Elect Gordon Parnell | Mgmt | For | For | For | |
1.5 | Elect Donald Schrock | Mgmt | For | For | For | |
1.6 | Elect Ron Smith | Mgmt | For | For | For | |
1.7 | Elect Theodore Tewksbury | Mgmt | For | For | For | |
2 | 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |
3 | One-time Option Exchange Program | Mgmt | For | Against | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
IntercontinentalExchange, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ICE | CUSIP 45865V100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Crisp | Mgmt | For | For | For | |
1.2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | |
1.3 | Elect Fred Hatfield | Mgmt | For | For | For | |
1.4 | Elect Terrence Martell | Mgmt | For | For | For | |
1.5 | Elect Callum McCarthy | Mgmt | For | For | For | |
1.6 | Elect Robert Reid | Mgmt | For | For | For | |
1.7 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |
1.8 | Elect Jeffrey Sprecher | Mgmt | For | For | For | |
1.9 | Elect Judith Sprieser | Mgmt | For | For | For | |
1.10 | Elect Vincent Tese | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
International Business Machines | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IBM | CUSIP 459200101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alain Belda | Mgmt | For | For | For | |
2 | Elect Cathleen Black | Mgmt | For | For | For | |
3 | Elect William Brody | Mgmt | For | For | For | |
4 | Elect Kenneth Chenault | Mgmt | For | For | For |
5 | Elect Michael Eskew | Mgmt | For | For | For | |
6 | Elect Shirley Jackson | Mgmt | For | Against | Against | |
7 | Elect Andrew Liveris | Mgmt | For | For | For | |
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |
9 | Elect Taizo Nishimuro | Mgmt | For | For | For | |
10 | Elect James Owens | Mgmt | For | For | For | |
11 | Elect Samuel Palmisano | Mgmt | For | For | For | |
12 | Elect Joan Spero | Mgmt | For | For | For | |
13 | Elect Sidney Taurel | Mgmt | For | For | For | |
14 | Elect Lorenzo Zambrano | Mgmt | For | Against | Against | |
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
International Mining Machinery | ||||||
Holdings Limited | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
1683 | CINS G48858107 | 06/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | Cayman Islands | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |
3 | Accounts and Reports | Mgmt | For | For | For | |
4 | Elect Thomas Quinn | Mgmt | For | Against | Against | |
5 | Elect Allen CHAN Kee-Kwan | Mgmt | For | Against | Against | |
6 | Elect YE Youming | Mgmt | For | Against | Against | |
7 | Elect LI Rubo | Mgmt | For | Against | Against | |
8 | Elect John Jordan II | Mgmt | For | Against | Against | |
9 | Directors' Fees | Mgmt | For | For | For | |
10 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
11 | Authority to Issue Shares w/o | Mgmt | For | For | For | |
Preemptive Rights | ||||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For |
13 | Authority to Issue Repurchased | Mgmt | For | For | For | |
Shares | ||||||
International Paper Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IP | CUSIP 460146103 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Bronczek | Mgmt | For | Against | Against | |
2 | Elect Lynn Elsenhans | Mgmt | For | For | For | |
3 | Elect John Faraci | Mgmt | For | For | For | |
4 | Elect Stacey Mobley | Mgmt | For | For | For | |
5 | Elect John Townsend, III | Mgmt | For | For | For | |
6 | Elect William Walter | Mgmt | For | For | For | |
7 | Elect J. Steven Whisler | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
9 | Amendment to the By-Laws | Mgmt | For | For | For | |
Regarding the Right to Call a Special | ||||||
Meeting | ||||||
Interpublic Group of Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPG | CUSIP 460690100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Reginald Brack | Mgmt | For | For | For | |
2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |
3 | Elect Jill Considine | Mgmt | For | For | For | |
4 | Elect Richard Goldstein | Mgmt | For | For | For | |
5 | Elect Mary Steele Guilfoile | Mgmt | For | For | For | |
6 | Elect H. John Greeniaus | Mgmt | For | For | For | |
7 | Elect William Kerr | Mgmt | For | For | For | |
8 | Elect Michael Roth | Mgmt | For | For | For | |
9 | Elect David Thomas | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
Invesco Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IVZ | CUSIP G491BT108 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph Canion | Mgmt | For | For | For | |
2 | Elect Edward Lawrence | Mgmt | For | For | For | |
3 | Elect James Robertson | Mgmt | For | For | For | |
4 | Elect Phoebe Wood | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Janus Capital Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JNS | CUSIP 47102X105 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Weil | Mgmt | For | For | For | |
2 | Elect G. Andrew Cox | Mgmt | For | For | For | |
3 | Elect Deborah Gatzek | Mgmt | For | For | For | |
4 | Elect Robert Parry | Mgmt | For | For | For | |
5 | Elect Jock Patton | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | 2010 Long Term Incentive Stock Plan | Mgmt | For | Against | Against | |
Johnson & Johnson | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Mary Coleman | Mgmt | For | For | For | |
2 | Elect James Cullen | Mgmt | For | For | For | |
3 | Elect Michael Johns | Mgmt | For | For | For | |
4 | Elect Susan Lindquist | Mgmt | For | For | For | |
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |
6 | Elect Leo Mullin | Mgmt | For | For | For |
7 | Elect William Perez | Mgmt | For | For | For | |
8 | Elect Charles Prince | Mgmt | For | For | For | |
9 | Elect David Satcher | Mgmt | For | For | For | |
10 | Elect William Weldon | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
JPMorgan Chase & Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Crandall Bowles | Mgmt | For | For | For | |
2 | Elect Stephen Burke | Mgmt | For | For | For | |
3 | Elect David Cote | Mgmt | For | For | For | |
4 | Elect James Crown | Mgmt | For | For | For | |
5 | Elect James Dimon | Mgmt | For | For | For | |
6 | Elect Ellen Futter | Mgmt | For | For | For | |
7 | Elect William Gray, III | Mgmt | For | For | For | |
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |
9 | Elect David Novak | Mgmt | For | For | For | |
10 | Elect Lee Raymond | Mgmt | For | For | For | |
11 | Elect William Weldon | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Affirmation of Political | ||||||
Nonpartisanship | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman |
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between CEO and | ||||||
Employee Pay | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
Juniper Networks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JNPR | CUSIP 48203R104 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |
1.2 | Elect Robert Calderoni | Mgmt | For | For | For | |
1.3 | Elect William Meehan | Mgmt | For | For | For | |
2 | Amendment to the 2006 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Kellogg Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
K | CUSIP 487836108 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | |
1.2 | Elect Gordon Gund | Mgmt | For | For | For | |
1.3 | Elect Dorothy Johnson | Mgmt | For | For | For | |
1.4 | Elect Ann Korologos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
KLA-Tencor Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Akins | Mgmt | For | For | For | |
1.2 | Elect Robert Bond | Mgmt | For | For | For | |
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |
1.4 | Elect David Wang | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Amendment to the Performance | Mgmt | For | For | For | |
Bonus Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Kraft Foods Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KFT | CUSIP 50075N104 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |
2 | Elect Myra Hart | Mgmt | For | For | For | |
3 | Elect Lois Juliber | Mgmt | For | For | For | |
4 | Elect Mark Ketchum | Mgmt | For | For | For | |
5 | Elect Richard Lerner | Mgmt | For | For | For | |
6 | Elect Mackey McDonald | Mgmt | For | For | For | |
7 | Elect John Pope | Mgmt | For | For | For | |
8 | Elect Fedric Reynolds | Mgmt | For | For | For | |
9 | Elect Irene Rosenfeld | Mgmt | For | For | For | |
10 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | For | |
11 | Elect Deborah Wright | Mgmt | For | For | For | |
12 | Elect Frank Zarb | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
L-3 Communications Holdings, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LLL | CUSIP 502424104 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Claude Canizares | Mgmt | For | For | For | |
1.2 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against | |
1.3 | Elect Lewis Kramer | Mgmt | For | For | For | |
1.4 | Elect Alan Washkowitz | Mgmt | For | For | For | |
2 | Amendment to the 2008 Long Term | Mgmt | For | For | For | |
Performance Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
LIBERTY MEDIA CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LCAPA | CUSIP 53071M302 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Malone | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Bennett | Mgmt | For | For | For | |
1.3 | Elect M. Ian Gilchrist | Mgmt | For | For | For | |
1.4 | Elect Andrea Wong | Mgmt | For | For | For | |
2 | 2010 Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Liberty Media Corporation | ||||||
(Entertainment) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LMDIA | CUSIP 53071M500 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Redemption Proposal | Mgmt | For | For | For | |
2 | Minority Redemption | Mgmt | For | For | For | |
3 | Merger Agreement | Mgmt | For | For | For | |
4 | Contribution Proposal | Mgmt | For | For | For | |
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Life Technologies Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LIFE | CUSIP 53217V109 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Adam | Mgmt | For | For | For | |
1.2 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.3 | Elect Arnold Levine | Mgmt | For | For | For | |
1.4 | Elect Bradley Lorimier | Mgmt | For | For | For | |
1.5 | Elect David U'Prichard | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
3 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation of the Company | ||||||
(Adoption of Majority Vote for | ||||||
Election of Directors) | ||||||
4 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation of the Company | ||||||
(Elimination of Supermajority | ||||||
Requirement) | ||||||
5 | Amendment to the Bylaws of the | Mgmt | For | For | For | |
Company (Adoption of Majority Vote | ||||||
for Election of Directors) | ||||||
6 | Amendment to the Bylaws of the | Mgmt | For | For | For | |
Company (Elimination of | ||||||
Supermajority Provisions) | ||||||
7 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |
Lorillard, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LO | CUSIP 544147101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Virgis Colbert | Mgmt | For | For | For | |
1.2 | Elect Richard Roedel | Mgmt | For | For | For | |
1.3 | Elect David Taylor | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lowe's Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Bernauer | Mgmt | For | For | For | |
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
Macy's, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
M | CUSIP 55616P104 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Bollenbach | Mgmt | For | For | For | |
1.2 | Elect Deirdre Connelly | Mgmt | For | For | For | |
1.3 | Elect Meyer Feldberg | Mgmt | For | For | For | |
1.4 | Elect Sara Levinson | Mgmt | For | For | For | |
1.5 | Elect Terry Lundgren | Mgmt | For | For | For | |
1.6 | Elect Joseph Neubauer | Mgmt | For | For | For | |
1.7 | Elect Joseph Pichler | Mgmt | For | For | For | |
1.8 | Elect Joyce Roche | Mgmt | For | For | For | |
1.9 | Elect Craig Weatherup | Mgmt | For | For | For | |
1.10 | Elect Marna Whittington | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Elimination of Supermajority Vote | Mgmt | For | For | For | |
Requirements | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
ManTech International Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MANT | CUSIP 564563104 | 05/12/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect George Pedersen | Mgmt | For | For | For | |
1.2 | Elect Richard Armitage | Mgmt | For | For | For | |
1.3 | Elect Mary Bush | Mgmt | For | For | For | |
1.4 | Elect Barry Campbell | Mgmt | For | For | For | |
1.5 | Elect Walter Fatzinger, Jr. | Mgmt | For | For | For | |
1.6 | Elect David Jeremiah | Mgmt | For | For | For | |
1.7 | Elect Richard Kerr | Mgmt | For | For | For | |
1.8 | Elect Kenneth Minihan | Mgmt | For | For | For | |
1.9 | Elect Stephen Porter | Mgmt | For | For | For | |
1.10 | Elect Lawrence Prior III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Marriott International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MAR | CUSIP 571903202 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect J.W. Marriott, Jr. | Mgmt | For | For | For | |
2 | Elect John Marriott III | Mgmt | For | For | For | |
3 | Elect Mary Bush | Mgmt | For | For | For | |
4 | Elect Lawrence Kellner | Mgmt | For | For | For | |
5 | Elect Debra Lee | Mgmt | For | For | For | |
6 | Elect George Munoz | Mgmt | For | For | For | |
7 | Elect Harry Pearce | Mgmt | For | For | For | |
8 | Elect Steven Reinemund | Mgmt | For | For | For | |
9 | Elect W. Mitt Romney | Mgmt | For | For | For | |
10 | Elect William Shaw | Mgmt | For | For | For | |
11 | Elect Lawrence Small | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
Marsh & McLennan Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MMC | CUSIP 571748102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leslie Baker | Mgmt | For | For | For | |
2 | Elect Zachary Carter | Mgmt | For | For | For | |
3 | Elect Brian Duperreault | Mgmt | For | For | For | |
4 | Elect Oscar Fanjul | Mgmt | For | For | For | |
5 | Elect H. Edward Hanway | Mgmt | For | For | For | |
6 | Elect Gwendolyn King | Mgmt | For | For | For | |
7 | Elect Bruce Nolop | Mgmt | For | For | For | |
8 | Elect Marc Oken | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
Massey Energy Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MEE | CUSIP 576206106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Gabrys | Mgmt | For | Withhold | Against | |
1.2 | Elect Dan Moore | Mgmt | For | Withhold | Against | |
1.3 | Elect Baxter Phillips, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Progress Report | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Reporting and Reducing Greenhouse | ||||||
Gas Emissions | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Abstain | For | Against | |
Declassification of the Board | ||||||
McAfee, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MFE | CUSIP 579064106 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Thomas Darcy | Mgmt | For | For | For | |
2 | Elect Denis O'Leary | Mgmt | For | For | For | |
3 | Elect Robert Pangia | Mgmt | For | For | For | |
4 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |
5 | 2010 Director Equity Plan | Mgmt | For | Against | Against | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
McDonald's Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Walter Massey | Mgmt | For | For | For | |
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |
3 | Elect Roger Stone | Mgmt | For | For | For | |
4 | Elect Miles White | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Controlled Atmosphere Killing | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cage-Free Eggs | ||||||
McKesson Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MCK | CUSIP 58155Q103 | 07/22/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Andy Bryant | Mgmt | For | For | For | |
2 | Elect Wayne Budd | Mgmt | For | For | For | |
3 | Elect John Hammergren | Mgmt | For | For | For | |
4 | Elect Alton Irby, III | Mgmt | For | For | For | |
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |
6 | Elect Marie Knowles | Mgmt | For | For | For | |
7 | Elect David Lawrence | Mgmt | For | For | For |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jane Shaw | Mgmt | For | For | For | |
10 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Survivor Benefits (Golden Coffins) | ||||||
Mead Johnson Nutrition Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MJN | CUSIP 582839106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Golsby | Mgmt | For | Withhold | Against | |
1.2 | Elect Steven Altschuler | Mgmt | For | Withhold | Against | |
1.3 | Elect Howard Bernick | Mgmt | For | Withhold | Against | |
1.4 | Elect James Cornelius | Mgmt | For | Withhold | Against | |
1.5 | Elect Peter Ratcliffe | Mgmt | For | Withhold | Against | |
1.6 | Elect Elliott Sigal | Mgmt | For | Withhold | Against | |
1.7 | Elect Robert Singer | Mgmt | For | Withhold | Against | |
1.8 | Elect Kimberly Casiano | Mgmt | For | Withhold | Against | |
1.9 | Elect Anna Catalano | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2009 Stock Award | Mgmt | For | For | For | |
and Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Medtronic, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MDT | CUSIP 585055106 | 08/27/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |
1.3 | Elect William Hawkins | Mgmt | For | For | For | |
1.4 | Elect Shirley Jackson | Mgmt | For | For | For |
1.5 | Elect Denise O'Leary | Mgmt | For | For | For | |
1.6 | Elect Robert Pozen | Mgmt | For | For | For | |
1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |
1.8 | Elect Jack Schuler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Employees | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
4 | Amendment to the 2008 Stock Award | Mgmt | For | For | For | |
and Incentive Plan | ||||||
Merck & Co., Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MRK | CUSIP 58933Y105 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Leslie Brun | Mgmt | For | For | For | |
2 | Elect Thomas Cech | Mgmt | For | For | For | |
3 | Elect Richard Clark | Mgmt | For | For | For | |
4 | Elect Thomas Glocer | Mgmt | For | For | For | |
5 | Elect Steven Goldstone | Mgmt | For | For | For | |
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |
7 | Elect Harry Jacobson | Mgmt | For | For | For | |
8 | Elect William Kelley | Mgmt | For | For | For | |
9 | Elect C. Robert Kidder | Mgmt | For | For | For | |
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |
11 | Elect Carlos Represas | Mgmt | For | For | For | |
12 | Elect Patricia Russo | Mgmt | For | For | For | |
13 | Elect Thomas Shenk | Mgmt | For | For | For | |
14 | Elect Anne Tatlock | Mgmt | For | For | For | |
15 | Elect Craig Thompson | Mgmt | For | For | For | |
16 | Elect Wendell Weeks | Mgmt | For | For | For | |
17 | Elect Peter Wendell | Mgmt | For | For | For | |
18 | Ratification of Auditor | Mgmt | For | For | For | |
19 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |
20 | 2010 Non-Employee Directors Stock | Mgmt | For | For | For | |
Option Plan | ||||||
Metavante Technologies Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MV | CUSIP 591407101 | 09/04/2009 | Take No Action |
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger Agreement | Mgmt | For | TNA | N/A | |
2 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | |
MetLife, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MET | CUSIP 59156R108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |
1.2 | Elect Alfred Kelly, Jr. | Mgmt | For | For | For | |
1.3 | Elect James Kilts | Mgmt | For | For | For | |
1.4 | Elect David Satcher | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
Micron Technology, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MU | CUSIP 595112103 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Appleton | Mgmt | For | For | For | |
2 | Elect Teruaki Aoki | Mgmt | For | For | For | |
3 | Elect James Bagley | Mgmt | For | For | For | |
4 | Elect Robert Bailey | Mgmt | For | For | For | |
5 | Elect Mercedes Johnson | Mgmt | For | For | For | |
6 | Elect Lawrence Mondry | Mgmt | For | For | For | |
7 | Elect Robert Switz | Mgmt | For | For | For | |
8 | Executive Officer Performance | Mgmt | For | For | For | |
Incentive Plan | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
Microsoft Corporation |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect William Gates, III | Mgmt | For | For | For | |
2 | Elect Steven Ballmer | Mgmt | For | For | For | |
3 | Elect Dina Dublon | Mgmt | For | For | For | |
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |
5 | Elect Reed Hastings | Mgmt | For | For | For | |
6 | Elect Maria Klawe | Mgmt | For | For | For | |
7 | Elect David Marquardt | Mgmt | For | For | For | |
8 | Elect Charles Noski | Mgmt | For | For | For | |
9 | Elect Helmut Panke | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Restoration of Right to Call a Special | Mgmt | For | For | For | |
Meeting | ||||||
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adoption of Principles for Health | ||||||
Care Reform | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Charitable Contributions | ||||||
Molson Coors Brewing Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TAP | CUSIP 60871R209 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Cleghorn | Mgmt | For | Withhold | Against | |
1.2 | Elect Charles Herington | Mgmt | For | Withhold | Against | |
1.3 | Elect David O'Brien | Mgmt | For | Withhold | Against | |
Monsanto Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |
2 | Elect David Chicoine | Mgmt | For | For | For | |
3 | Elect Arthur Harper | Mgmt | For | For | For | |
4 | Elect Gwendolyn King | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
6 | Amendment to the 2005 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
Monster Worldwide, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MWW | CUSIP 611742107 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Salvatore Iannuzzi | Mgmt | For | For | For | |
2 | Elect Robert Chrenc | Mgmt | For | For | For | |
3 | Elect John Gaulding | Mgmt | For | For | For | |
4 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | |
5 | Elect Cynthia McCague | Mgmt | For | For | For | |
6 | Elect Jeffrey Rayport | Mgmt | For | For | For | |
7 | Elect Roberto Tunioli | Mgmt | For | For | For | |
8 | Elect Timothy Yates | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Motorola, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MOT | CUSIP 620076109 | 05/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Gregory Brown | Mgmt | For | For | For | |
2 | Elect David Dorman | Mgmt | For | For | For | |
3 | Elect William Hambrecht | Mgmt | For | For | For | |
4 | Elect Sanjay Jha | Mgmt | For | For | For | |
5 | Elect Keith Meister | Mgmt | For | For | For | |
6 | Elect Thomas Meredith | Mgmt | For | For | For | |
7 | Elect Samuel Scott III | Mgmt | For | For | For | |
8 | Elect James Stengel | Mgmt | For | For | For | |
9 | Elect Anthony Vinciquerra | Mgmt | For | For | For |
10 | Elect Douglas Warner III | Mgmt | For | For | For | |
11 | Elect John White | Mgmt | For | For | For | |
12 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Review of Global Human Rights | ||||||
Standards | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
Newell Rubbermaid Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NWL | CUSIP 651229106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott Cowen | Mgmt | For | For | For | |
2 | Elect Cynthia Montgomery | Mgmt | For | For | For | |
3 | Elect Michael B. Polk | Mgmt | For | For | For | |
4 | Elect Michael Todman | Mgmt | For | For | For | |
5 | 2010 Stock Plan | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
Newfield Exploration Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NFX | CUSIP 651290108 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lee Boothby | Mgmt | For | For | For | |
2 | Elect Philip Burguieres | Mgmt | For | For | For | |
3 | Elect Pamela Gardner | Mgmt | For | For | For | |
4 | Elect John Kemp III | Mgmt | For | For | For | |
5 | Elect J. Michael Lacey | Mgmt | For | For | For | |
6 | Elect Joseph Netherland | Mgmt | For | For | For | |
7 | Elect Howard Newman | Mgmt | For | For | For | |
8 | Elect Thomas Ricks | Mgmt | For | For | For | |
9 | Elect Juanita Romans | Mgmt | For | For | For | |
10 | Elect Charles Shultz | Mgmt | For | For | For | |
11 | Elect J. Terry Strange | Mgmt | For | For | For |
12 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
Newmont Mining Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEM | CUSIP 651639106 | 04/23/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Glen Barton | Mgmt | For | For | For | |
1.2 | Elect Vincent Calarco | Mgmt | For | For | For | |
1.3 | Elect Joseph Carrabba | Mgmt | For | For | For | |
1.4 | Elect Noreen Doyle | Mgmt | For | For | For | |
1.5 | Elect Veronica Hagen | Mgmt | For | For | For | |
1.6 | Elect Michael Hamson | Mgmt | For | For | For | |
1.7 | Elect Richard O'Brien | Mgmt | For | For | For | |
1.8 | Elect John Prescott | Mgmt | For | For | For | |
1.9 | Elect Donald Roth | Mgmt | For | For | For | |
1.10 | Elect James Taranik | Mgmt | For | For | For | |
1.11 | Elect Simon Thompson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors | ||||||
Northrop Grumman Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NOC | CUSIP 666807102 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Wesley Bush | Mgmt | For | For | For | |
2 | Elect Lewis Coleman | Mgmt | For | For | For | |
3 | Elect Thomas Fargo | Mgmt | For | For | For | |
4 | Elect Victor Fazio | Mgmt | For | For | For | |
5 | Elect Donald Felsinger | Mgmt | For | For | For | |
6 | Elect Stephen Frank | Mgmt | For | For | For | |
7 | Elect Bruce Gordon | Mgmt | For | For | For |
8 | Elect Madeleine Kleiner | Mgmt | For | For | For | |
9 | Elect Karl Krapek | Mgmt | For | For | For | |
10 | Elect Richard Myers | Mgmt | For | For | For | |
11 | Elect Aulana Peters | Mgmt | For | For | For | |
12 | Elect Kevin Sharer | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to Certificate Regarding | Mgmt | For | For | For | |
to the Right to Call a Special Meeting | ||||||
15 | Amendment Certificate of Northrop | Mgmt | For | For | For | |
Grumman Systems Corporation | ||||||
Regarding the Deletion of Company | ||||||
Shareholder Approvals for Certain | ||||||
Transactions | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
NV Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NVE | CUSIP 67073Y106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Kennedy | Mgmt | For | For | For | |
1.2 | Elect John O'Reilly | Mgmt | For | For | For | |
1.3 | Elect Michael Yackira | Mgmt | For | For | For | |
2 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
O'Reilly Automotive, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ORLY | CUSIP 686091109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lawrence O'Reilly | Mgmt | For | For | For | |
2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For |
3 | Elect Thomas Hendrickson | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Transaction of Other Business | Mgmt | For | Against | Against | |
Occidental Petroleum Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OXY | CUSIP 674599105 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Spencer Abraham | Mgmt | For | Against | Against | |
2 | Elect John Chalsty | Mgmt | For | Against | Against | |
3 | Elect Stephen Chazen | Mgmt | For | Against | Against | |
4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |
5 | Elect John Feick | Mgmt | For | Against | Against | |
6 | Elect Carlos Gutierrez | Mgmt | For | Against | Against | |
7 | Elect Ray Irani | Mgmt | For | Against | Against | |
8 | Elect Irvin Maloney | Mgmt | For | Against | Against | |
9 | Elect Avedick Poladian | Mgmt | For | Against | Against | |
10 | Elect Rodolfo Segovia | Mgmt | For | Against | Against | |
11 | Elect Aziz Syriani | Mgmt | For | Against | Against | |
12 | Elect Rosemary Tomich | Mgmt | For | Against | Against | |
13 | Elect Walter Weisman | Mgmt | For | Against | Against | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Re-approval of Performance Goals | Mgmt | For | For | For | |
under the 2005 Long-Term Incentive | ||||||
Plan | ||||||
16 | Advisory Vote on Executive | Mgmt | For | Against | Against | |
Compensation | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Restricting Executive Compensation | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Host Country Regulations | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Majority Vote for Election of Directors |
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Security of Chemical Facilities | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Change of Control | ||||||
Office Depot, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ODP | CUSIP 676220106 | 10/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Issuance of Common Stock Upon | Mgmt | For | For | For | |
Conversion of Series A Preferred | ||||||
Stock | ||||||
2 | Issuance of Common Stock Upon | Mgmt | For | For | For | |
Conversion of Series B Preferred | ||||||
Stock | ||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Officemax Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMX | CUSIP 67622P101 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dorrit Bern | Mgmt | For | For | For | |
2 | Elect Warren Bryant | Mgmt | For | For | For | |
3 | Elect Joseph DePinto | Mgmt | For | For | For | |
4 | Elect Sam Duncan | Mgmt | For | For | For | |
5 | Elect Rakesh Gangwal | Mgmt | For | For | For | |
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |
7 | Elect William Montgoris | Mgmt | For | For | For | |
8 | Elect David Szymanski | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Amendment to the 2003 Incentive | Mgmt | For | For | For | |
and Performance Plan | ||||||
Omnicare, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OCR | CUSIP 681904108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Crotty | Mgmt | For | For | For | |
2 | Elect Joel Gemunder | Mgmt | For | For | For | |
3 | Elect Steven Heyer | Mgmt | For | For | For | |
4 | Elect Andrea Lindell | Mgmt | For | For | For | |
5 | Elect James Shelton | Mgmt | For | For | For | |
6 | Elect John Timoney | Mgmt | For | For | For | |
7 | Elect Amy Wallman | Mgmt | For | For | For | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
Omnicom Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Wren | Mgmt | For | For | For | |
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |
1.3 | Elect Alan Batkin | Mgmt | For | For | For | |
1.4 | Elect Robert Clark | Mgmt | For | For | For | |
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |
1.6 | Elect Errol Cook | Mgmt | For | For | For | |
1.7 | Elect Susan Denison | Mgmt | For | For | For | |
1.8 | Elect Michael Henning | Mgmt | For | For | For | |
1.9 | Elect John Murphy | Mgmt | For | For | For | |
1.10 | Elect John Purcell | Mgmt | For | For | For | |
1.11 | Elect Linda Rice | Mgmt | For | For | For | |
1.12 | Elect Gary Roubos | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2007 Incentive | Mgmt | For | Against | Against | |
Award Plan | ||||||
4 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
5 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses |
6 | Shareholder Proposal Regarding the | ShrHldr | Against | Against | For | |
Approval of Survivor Benefits | ||||||
(Golden Coffins) | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ralph Hake | Mgmt | For | For | For | |
1.2 | Elect F. Philip Handy | Mgmt | For | For | For | |
1.3 | Elect Michael Thaman | Mgmt | For | For | For | |
2 | 2010 Stock Plan | Mgmt | For | For | For | |
Owens Corning | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OC | CUSIP 690742101 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Norman Blake, Jr. | Mgmt | For | For | For | |
1.2 | Elect Landon Hilliard | Mgmt | For | For | For | |
1.3 | Elect James McMonagle | Mgmt | For | For | For | |
1.4 | Elect W. Howard Morris | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Owens-Illinois, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OI | CUSIP 690768403 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jay Geldmacher | Mgmt | For | For | For | |
1.2 | Elect Albert Stroucken | Mgmt | For | For | For | |
1.3 | Elect Dennis Williams | Mgmt | For | For | For | |
1.4 | Elect Thomas Young | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Parametric Technology | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMTC | CUSIP 699173209 | 03/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Lacy | Mgmt | For | For | For | |
1.2 | Elect Michael Porter | Mgmt | For | For | For | |
1.3 | Elect Robert Schechter | Mgmt | For | For | For | |
2 | 2009 Executive Cash Incentive | Mgmt | For | For | For | |
Performance Plan | ||||||
3 | Amendment to the 2000 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Parker-Hannifin Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PH | CUSIP 701094104 | 10/28/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Kassling | Mgmt | For | For | For | |
1.2 | Elect Robert Kohlhepp | Mgmt | For | For | For | |
1.3 | Elect Giulio Mazzalupi | Mgmt | For | For | For | |
1.4 | Elect Klaus-Peter Müller | Mgmt | For | For | For | |
1.5 | Elect Joseph Scaminace | Mgmt | For | For | For | |
1.6 | Elect Wolfgang Schmitt | Mgmt | For | For | For | |
1.7 | Elect Markos Tambakeras | Mgmt | For | For | For | |
1.8 | Elect James Wainscott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2009 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding an | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
PepsiCo, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
PEP | CUSIP 713448108 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Shona Brown | Mgmt | For | For | For | |
2 | Elect Ian Cook | Mgmt | For | For | For | |
3 | Elect Dina Dublon | Mgmt | For | For | For | |
4 | Elect Victor Dzau | Mgmt | For | For | For | |
5 | Elect Ray Hunt | Mgmt | For | For | For | |
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |
7 | Elect Arthur Martinez | Mgmt | For | Against | Against | |
8 | Elect Indra Nooyi | Mgmt | For | For | For | |
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |
10 | Elect James Schiro | Mgmt | For | For | For | |
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |
12 | Elect Daniel Vasella | Mgmt | For | Against | Against | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to the 2007 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Public Policy Issues | ||||||
Petrohawk Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HK | CUSIP 716495106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Fuller | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Raynolds | Mgmt | For | Withhold | Against | |
1.3 | Elect Stephen Smiley | Mgmt | For | Withhold | Against | |
1.4 | Elect Christopher Viggiano | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Pfizer Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PFE | CUSIP 717081103 | 04/22/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |
2 | Elect Michael Brown | Mgmt | For | For | For | |
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |
4 | Elect Robert Burt | Mgmt | For | For | For | |
5 | Elect W. Don Cornwell | Mgmt | For | For | For | |
6 | Elect Frances Fergusson | Mgmt | For | For | For | |
7 | Elect William Gray, III | Mgmt | For | For | For | |
8 | Elect Constance Horner | Mgmt | For | For | For | |
9 | Elect James Kilts | Mgmt | For | For | For | |
10 | Elect Jeffrey Kindler | Mgmt | For | For | For | |
11 | Elect George Lorch | Mgmt | For | For | For | |
12 | Elect John Mascotte | Mgmt | For | For | For | |
13 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |
14 | Elect Stephen Sanger | Mgmt | For | For | For | |
15 | Elect William Steere, Jr. | Mgmt | For | For | For | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Amendment to Bylaws Regarding the | Mgmt | For | For | For | |
Right to Call a Special Meeting | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Stock Option Policy | ||||||
PG&E Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PCG | CUSIP 69331C108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect David Andrews | Mgmt | For | Against | Against | |
2 | Elect Lewis Chew | Mgmt | For | Against | Against | |
3 | Elect C. Lee Cox | Mgmt | For | Against | Against | |
4 | Elect Peter Darbee | Mgmt | For | Against | Against | |
5 | Elect Maryellen Herringer | Mgmt | For | Against | Against | |
6 | Elect Roger Kimmel | Mgmt | For | Against | Against | |
7 | Elect Richard Meserve | Mgmt | For | Against | Against | |
8 | Elect Forrest Miller | Mgmt | For | Against | Against | |
9 | Elect Rosendo Parra | Mgmt | For | Against | Against |
10 | Elect Barbara Rambo | Mgmt | For | Against | Against | |
11 | Elect Barry Williams | Mgmt | For | Against | Against | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Amendment to the 2006 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Independent Board Chairman | ||||||
16 | Shareholder Proposal Regarding Key | ShrHldr | Against | Against | For | |
Committee Membership | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
Philip Morris International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Harold Brown | Mgmt | For | For | For | |
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |
3 | Elect Louis Camilleri | Mgmt | For | For | For | |
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |
5 | Elect Jennifer Li | Mgmt | For | For | For | |
6 | Elect Graham Mackay | Mgmt | For | For | For | |
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |
8 | Elect Lucio Noto | Mgmt | For | For | For | |
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |
10 | Elect Stephen Wolf | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Food Insecurity and Tobacco Use | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Human Rights Protocols | ||||||
Prudential Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRU | CUSIP 744320102 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors | Mgmt | For | For | For | |
2 | Elect Gordon Bethune | Mgmt | For | For | For | |
3 | Elect Gaston Caperton | Mgmt | For | For | For | |
4 | Elect Gilbert Casellas | Mgmt | For | For | For | |
5 | Elect James Cullen | Mgmt | For | For | For | |
6 | Elect William Gray III | Mgmt | For | For | For | |
7 | Elect Mark Grier | Mgmt | For | For | For | |
8 | Elect Jon Hanson | Mgmt | For | For | For | |
9 | Elect Constance Horner | Mgmt | For | For | For | |
10 | Elect Karl Krapek | Mgmt | For | For | For | |
11 | Elect Christine Poon | Mgmt | For | For | For | |
12 | Elect John Strangfeld | Mgmt | For | For | For | |
13 | Elect James Unruh | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
QUALCOMM Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |
1.12 | Elect Marc Stern | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Qwest Communications | ||||||
International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
Q | CUSIP 749121109 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edward Mueller | Mgmt | For | For | For | |
2 | Elect Charles Biggs | Mgmt | For | For | For | |
3 | Elect K. Dane Brooksher | Mgmt | For | For | For | |
4 | Elect Peter Hellman | Mgmt | For | For | For | |
5 | Elect R. David Hoover | Mgmt | For | For | For | |
6 | Elect Patrick Martin | Mgmt | For | For | For | |
7 | Elect Caroline Matthews | Mgmt | For | For | For | |
8 | Elect Wayne Murdy | Mgmt | For | For | For | |
9 | Elect Jan Murley | Mgmt | For | For | For | |
10 | Elect Michael Roberts | Mgmt | For | For | For | |
11 | Elect James Unruh | Mgmt | For | For | For | |
12 | Elect Anthony Welters | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Performance-Based Equity | ||||||
Compensation | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
R.R. Donnelley & Sons Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RRD | CUSIP 257867101 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | |
2 | Elect Stephen Wolf | Mgmt | For | For | For | |
3 | Elect Lee Chaden | Mgmt | For | For | For |
4 | Elect Judith Hamilton | Mgmt | For | For | For | |
5 | Elect Susan Ivey | Mgmt | For | For | For | |
6 | Elect Thomas Johnson | Mgmt | For | For | For | |
7 | Elect John Pope | Mgmt | For | For | For | |
8 | Elect Michael Riordan | Mgmt | For | For | For | |
9 | Elect Oliver Sockwell | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Shareholder Proposal Regarding a | ShrHldr | Against | Against | For | |
Sustainable Procurement Policy | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Compensation in the Event of a | ||||||
Change of Control | ||||||
Raytheon Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RTN | CUSIP 755111507 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Vernon Clark | Mgmt | For | For | For | |
2 | Elect John Deutch | Mgmt | For | For | For | |
3 | Elect Stephen Hadley | Mgmt | For | For | For | |
4 | Elect Frederic Poses | Mgmt | For | For | For | |
5 | Elect Michael Ruettgers | Mgmt | For | For | For | |
6 | Elect Ronald Skates | Mgmt | For | For | For | |
7 | Elect William Spivey | Mgmt | For | For | For | |
8 | Elect Linda Stuntz | Mgmt | For | For | For | |
9 | Elect William Swanson | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |
12 | 2010 Stock Plan | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Supplemental Executive Retirement | ||||||
Plans | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
RenaissanceRe Holdings, Ltd. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RNR | CUSIP G7496G103 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Hecht | Mgmt | For | For | For | |
1.2 | Elect Henry Klehm III | Mgmt | For | For | For | |
1.3 | Elect Ralph Levy | Mgmt | For | For | For | |
1.4 | Elect Nicholas Trivisonno | Mgmt | For | For | For | |
2 | 2010 Performance Share Plan | Mgmt | For | For | For | |
3 | Amendment to the 2001 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
Republic Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RSG | CUSIP 760759100 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James O'Connor | Mgmt | For | For | For | |
2 | Elect John Croghan | Mgmt | For | For | For | |
3 | Elect James Crownover | Mgmt | For | For | For | |
4 | Elect William Flynn | Mgmt | For | For | For | |
5 | Elect David Foley | Mgmt | For | For | For | |
6 | Elect Michael Larson | Mgmt | For | For | For | |
7 | Elect Nolan Lehmann | Mgmt | For | For | For | |
8 | Elect W. Lee Nutter | Mgmt | For | For | For | |
9 | Elect Ramon Rodriguez | Mgmt | For | For | For | |
10 | Elect Allan Sorensen | Mgmt | For | For | For | |
11 | Elect John Trani | Mgmt | For | For | For | |
12 | Elect Michael Wickham | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Political Contributions and | ||||||
Expenditure Report | ||||||
Research In Motion Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
RIM | CUSIP 760975102 | 07/14/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mike Lazaridis | Mgmt | For | For | For | |
1.2 | Elect James Estill | Mgmt | For | For | For | |
1.3 | Elect David Kerr | Mgmt | For | For | For | |
1.4 | Elect Roger Martin | Mgmt | For | For | For | |
1.5 | Elect John Richardson | Mgmt | For | For | For | |
1.6 | Elect Barbara Stymiest | Mgmt | For | For | For | |
1.7 | Elect John Wetmore | Mgmt | For | For | For | |
2 | Appointment of Auditor and Authority | Mgmt | For | For | For | |
to Set Fees | ||||||
Robert Half International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RHI | CUSIP 770323103 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |
1.2 | Elect Edward Gibbons | Mgmt | For | For | For | |
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |
1.5 | Elect Robert Pace | Mgmt | For | For | For | |
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |
1.7 | Elect J. Stephen Schaub | Mgmt | For | For | For | |
1.8 | Elect M. Keith Waddell | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Annual Performance Bonus Plan | Mgmt | For | Against | Against | |
Rockwell Collins, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COL | CUSIP 774341101 | 02/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Donald Beall | Mgmt | For | For | For | |
1.2 | Elect Mark Donegan | Mgmt | For | For | For | |
1.3 | Elect Andrew Policano | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2006 Long-Term | Mgmt | For | For | For | |
Incentives Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
SAIC, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SAI | CUSIP 78390X101 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect France Cordova | Mgmt | For | For | For | |
1.2 | Elect Jere Drummond | Mgmt | For | For | For | |
1.3 | Elect Thomas Frist III | Mgmt | For | For | For | |
1.4 | Elect John Hamre | Mgmt | For | For | For | |
1.5 | Elect Walter Havenstein | Mgmt | For | For | For | |
1.6 | Elect Miriam John | Mgmt | For | For | For | |
1.7 | Elect Anita Jones | Mgmt | For | For | For | |
1.8 | Elect John Jumper | Mgmt | For | For | For | |
1.9 | Elect Harry Kraemer, Jr. | Mgmt | For | For | For | |
1.10 | Elect Edward Sanderson, Jr. | Mgmt | For | For | For | |
1.11 | Elect Louis Simpson | Mgmt | For | For | For | |
1.12 | Elect A. Thomas Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
salesforce.com, inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRM | CUSIP 79466L302 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stratton Sclavos | Mgmt | For | For | For | |
1.2 | Elect Lawrence Tomlinson | Mgmt | For | For | For | |
1.3 | Elect Shirley Young | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | Against | Against | |
Schering-Plough Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SGP | CUSIP 806605101 | 08/07/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Schlumberger N.V. (Schlumberger | ||||||
Limited) | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |
1.7 | Elect Michael Marks | Mgmt | For | For | For | |
1.8 | Elect Leo Reif | Mgmt | For | For | For | |
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |
1.11 | Elect Peter Currie | Mgmt | For | For | For | |
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |
2 | Approval of Financial Statements and | Mgmt | For | For | For | |
Dividends | ||||||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
4 | Amendment to the Discounted Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |
Simon Property Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPG | CUSIP 828806109 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | |
2 | Elect Linda Bynoe | Mgmt | For | For | For | |
3 | Elect Larry Glasscock | Mgmt | For | For | For | |
4 | Elect Karen Horn | Mgmt | For | For | For | |
5 | Elect Allan Hubbard | Mgmt | For | For | For | |
6 | Elect Reuben Leibowitz | Mgmt | For | For | For | |
7 | Elect Daniel Smith | Mgmt | For | For | For | |
8 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Solarfun Power Holdings Co. Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SOLF | CUSIP 83415U108 | 12/10/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Election of Directors | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Somaxon Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SOMX | CUSIP 834453102 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Pascoe | Mgmt | For | For | For | |
1.2 | Elect Kurt von Emster | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
SPX Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPW | CUSIP 784635104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect J. Michael Fitzpatrick | Mgmt | For | For | For | |
2 | Elect Albert Koch | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For |
St. Jude Medical, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STJ | CUSIP 790849103 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Stuart Essig | Mgmt | For | For | For | |
2 | Elect Barbara Hill | Mgmt | For | For | For | |
3 | Elect Michael Rocca | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
Staples, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPLS | CUSIP 855030102 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Basil Anderson | Mgmt | For | For | For | |
2 | Elect Arthur Blank | Mgmt | For | For | For | |
3 | Elect Mary Burton | Mgmt | For | For | For | |
4 | Elect Justin King | Mgmt | For | For | For | |
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |
7 | Elect Robert Nakasone | Mgmt | For | For | For | |
8 | Elect Ronald Sargent | Mgmt | For | For | For | |
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |
10 | Elect Robert Sulentic | Mgmt | For | For | For | |
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |
12 | Elect Paul Walsh | Mgmt | For | For | For | |
13 | Long Term Cash Incentive Plan | Mgmt | For | For | For | |
14 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting |
State Street Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Kennett Burnes | Mgmt | For | For | For | |
2 | Elect Peter Coym | Mgmt | For | For | For | |
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |
5 | Elect David Gruber | Mgmt | For | For | For | |
6 | Elect Linda Hill | Mgmt | For | For | For | |
7 | Elect Joseph Hooley | Mgmt | For | For | For | |
8 | Elect Robert Kaplan | Mgmt | For | For | For | |
9 | Elect Charles LaMantia | Mgmt | For | For | For | |
10 | Elect Ronald Logue | Mgmt | For | For | For | |
11 | Elect Richard Sergel | Mgmt | For | For | For | |
12 | Elect Ronald Skates | Mgmt | For | For | For | |
13 | Elect Gregory Summe | Mgmt | For | For | For | |
14 | Elect Robert Weissman | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report of Ratio Between Executive | ||||||
and Employee Pay | ||||||
Steel Dynamics, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STLD | CUSIP 858119100 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Keith Busse | Mgmt | For | For | For | |
1.2 | Elect Mark Millett | Mgmt | For | For | For | |
1.3 | Elect Richard Teets, Jr. | Mgmt | For | For | For | |
1.4 | Elect John Bates | Mgmt | For | For | For | |
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |
1.6 | Elect Paul Edgerley | Mgmt | For | For | For |
1.7 | Elect Richard Freeland | Mgmt | For | For | For | |
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | |
1.10 | Elect Joseph Ruffolo | Mgmt | For | For | For | |
1.11 | Elect Gabriel Shaheen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
SunTrust Banks, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STI | CUSIP 867914103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Beall, II | Mgmt | For | For | For | |
2 | Elect Alston Correll | Mgmt | For | For | For | |
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | |
4 | Elect Patricia Frist | Mgmt | For | For | For | |
5 | Elect Blake Garrett | Mgmt | For | For | For | |
6 | Elect David Hughes | Mgmt | For | For | For | |
7 | Elect M. Douglas Ivester | Mgmt | For | For | For | |
8 | Elect J. Hicks Lanier | Mgmt | For | For | For | |
9 | Elect William Linnenbringer | Mgmt | For | For | For | |
10 | Elect G. Gilmer Minor, III | Mgmt | For | For | For | |
11 | Elect Larry Prince | Mgmt | For | For | For | |
12 | Elect Frank Royal | Mgmt | For | For | For | |
13 | Elect Thomas Watjen | Mgmt | For | For | For | |
14 | Elect James Wells III | Mgmt | For | For | For | |
15 | Elect Karen Williams | Mgmt | For | For | For | |
16 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | |
17 | Amendment to the Management | Mgmt | For | For | For | |
Incentive Plan | ||||||
18 | Ratification of Auditor | Mgmt | For | For | For | |
19 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Sustainability Report | ||||||
Symantec Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SYMC | CUSIP 871503108 | 09/23/2009 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Brown | Mgmt | For | For | For | |
1.2 | Elect William Coleman, III | Mgmt | For | For | For | |
1.3 | Elect Frank Dangeard | Mgmt | For | For | For | |
1.4 | Elect Geraldine Laybourne | Mgmt | For | For | For | |
1.5 | Elect David Mahoney | Mgmt | For | For | For | |
1.6 | Elect Robert Miller | Mgmt | For | For | For | |
1.7 | Elect Enrique Salem | Mgmt | For | For | For | |
1.8 | Elect Daniel Schulman | Mgmt | For | For | For | |
1.9 | Elect John Thompson | Mgmt | For | For | For | |
1.10 | Elect V. Paul Unruh | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
T. Rowe Price Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TROW | CUSIP 74144T108 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Edward Bernard | Mgmt | For | For | For | |
2 | Elect James Brady | Mgmt | For | For | For | |
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |
4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | |
5 | Elect James Kennedy | Mgmt | For | For | For | |
6 | Elect Brian Rogers | Mgmt | For | For | For | |
7 | Elect Alfred Sommer | Mgmt | For | For | For | |
8 | Elect Dwight Taylor | Mgmt | For | For | For | |
9 | Elect Anne Whittemore | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Target Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TGT | CUSIP 87612E106 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Calvin Darden | Mgmt | For | For | For |
2 | Elect Anne Mulcahy | Mgmt | For | For | For | |
3 | Elect Stephen Sanger | Mgmt | For | For | For | |
4 | Elect Gregg Steinhafel | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | Abstain | Against | |
6 | Repeal of Classified Board | Mgmt | For | For | For | |
7 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
8 | Amendment and Restatement of the | Mgmt | For | Abstain | Against | |
Articles of Incorporation | ||||||
9 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
TD AMERITRADE Holding | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMTD | CUSIP 87236Y108 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Marshall Cohen | Mgmt | For | Withhold | Against | |
1.2 | Elect William Hatanaka | Mgmt | For | Withhold | Against | |
1.3 | Elect J. Peter Ricketts | Mgmt | For | Withhold | Against | |
1.4 | Elect Allan Tessler | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
Tellabs, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TLAB | CUSIP 879664100 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Birck | Mgmt | For | For | For | |
2 | Elect Linda Kahangi | Mgmt | For | For | For | |
3 | Elect Robert Pullen | Mgmt | For | For | For | |
4 | Elect Vincent Tobkin | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | Against | Against |
Terex Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEX | CUSIP 880779103 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | |
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | |
1.3 | Elect Paula Cholmondeley | Mgmt | For | Withhold | Against | |
1.4 | Elect Don DeFosset | Mgmt | For | For | For | |
1.5 | Elect William Fike | Mgmt | For | For | For | |
1.6 | Elect Thomas Hansen | Mgmt | For | For | For | |
1.7 | Elect David Sachs | Mgmt | For | For | For | |
1.8 | Elect Oren Shaffer | Mgmt | For | For | For | |
1.9 | Elect David Wang | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Texas Instruments Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |
2 | Elect David Boren | Mgmt | For | For | For | |
3 | Elect Daniel Carp | Mgmt | For | For | For | |
4 | Elect Carrie Cox | Mgmt | For | For | For | |
5 | Elect David Goode | Mgmt | For | For | For | |
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |
7 | Elect Pamela Patsley | Mgmt | For | For | For | |
8 | Elect Wayne Sanders | Mgmt | For | For | For | |
9 | Elect Ruth Simmons | Mgmt | For | For | For | |
10 | Elect Richard Templeton | Mgmt | For | For | For | |
11 | Elect Christine Whitman | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
The Charles Schwab Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCHW | CUSIP 808513105 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Arun Sarin | Mgmt | For | For | For | |
2 | Elect Paula Sneed | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the Corporate | Mgmt | For | For | For | |
Executive Bonus Plan | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
6 | Shareholder Proposal Regarding the | ShrHldr | Against | Against | For | |
Approval Survivor Benefits (Golden | ||||||
Coffins) | ||||||
The Clorox Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLX | CUSIP 189054109 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |
2 | Elect Richard Carmona | Mgmt | For | For | For | |
3 | Elect Tully Friedman | Mgmt | For | For | For | |
4 | Elect George Harad | Mgmt | For | For | For | |
5 | Elect Donald Knauss | Mgmt | For | For | For | |
6 | Elect Robert Matschullat | Mgmt | For | For | For | |
7 | Elect Gary Michael | Mgmt | For | For | For | |
8 | Elect Edward Mueller | Mgmt | For | For | For | |
9 | Elect Jan Murley | Mgmt | For | For | For | |
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
The Dow Chemical Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DOW | CUSIP 260543103 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect Arnold Allemang | Mgmt | For | For | For | |
2 | Elect Jacqueline Barton | Mgmt | For | For | For | |
3 | Elect James Bell | Mgmt | For | For | For | |
4 | Elect Jeff Fettig | Mgmt | For | For | For | |
5 | Elect Barbara Franklin | Mgmt | For | For | For | |
6 | Elect John Hess | Mgmt | For | Against | Against | |
7 | Elect Andrew Liveris | Mgmt | For | For | For | |
8 | Elect Paul Polman | Mgmt | For | For | For | |
9 | Elect Dennis Reilley | Mgmt | For | For | For | |
10 | Elect James Ringler | Mgmt | For | Against | Against | |
11 | Elect Ruth Shaw | Mgmt | For | For | For | |
12 | Elect Paul Stern | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation Regarding the Right to | ||||||
Call Special Meetings | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Environmental Remediation in the | ||||||
Midland Area | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
The Estee Lauder Companies Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EL | CUSIP 518439104 | 11/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Rose Marie Bravo | Mgmt | For | Withhold | Against | |
1.2 | Elect Paul Fribourg | Mgmt | For | Withhold | Against | |
1.3 | Elect Mellody Hobson | Mgmt | For | Withhold | Against | |
1.4 | Elect Irvine Hockaday, Jr. | Mgmt | For | Withhold | Against | |
1.5 | Elect Barry Sternlicht | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
The Goldman Sachs Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GS | CUSIP 38141G104 | 05/07/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |
2 | Elect John Bryan | Mgmt | For | For | For | |
3 | Elect Gary Cohn | Mgmt | For | For | For | |
4 | Elect Claes Dahlback | Mgmt | For | For | For | |
5 | Elect Stephen Friedman | Mgmt | For | For | For | |
6 | Elect William George | Mgmt | For | For | For | |
7 | Elect James Johnson | Mgmt | For | For | For | |
8 | Elect Lois Juliber | Mgmt | For | For | For | |
9 | Elect Lakshmi Mittal | Mgmt | For | For | For | |
10 | Elect James Schiro | Mgmt | For | For | For | |
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
14 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
15 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation Regarding the Right to | ||||||
Call Special Meetings | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report OTC Derivative Trading | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Climate Policy | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Report on Ratio Between Executive | ||||||
and Employee Pay | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
The Hartford Financial Services | ||||||
Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
HIG | CUSIP 416515104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Robert Allardice, III | Mgmt | For | For | For | |
2 | Elect Trevor Fetter | Mgmt | For | For | For | |
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | |
4 | Elect Liam McGee | Mgmt | For | For | For | |
5 | Elect Gail McGovern | Mgmt | For | For | For | |
6 | Elect Michael Morris | Mgmt | For | For | For | |
7 | Elect Thomas Renyi | Mgmt | For | For | For | |
8 | Elect Charles Strauss | Mgmt | For | For | For | |
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |
12 | Approve Material Terms of the | Mgmt | For | For | For | |
Executive Bonus Program | ||||||
13 | Shareholder Proposal | ShrHldr | Against | Against | For | |
Reimbursement of Solicitation | ||||||
Expenses | ||||||
The Home Depot, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HD | CUSIP 437076102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |
2 | Elect David Batchelder | Mgmt | For | For | For | |
3 | Elect Francis Blake | Mgmt | For | For | For | |
4 | Elect Ari Bousbib | Mgmt | For | For | For | |
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |
6 | Elect Albert Carey | Mgmt | For | For | For | |
7 | Elect Armando Codina | Mgmt | For | For | For | |
8 | Elect Bonnie Hill | Mgmt | For | For | For | |
9 | Elect Karen Katen | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
11 | Approval of Material Terms of | Mgmt | For | For | For | |
Performance Goals Under the 2005 | ||||||
Omnibus Stock Incentive Plan |
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
13 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
14 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Act by Written Consent | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Employment Diversity Report | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
The PNC Financial Services | ||||||
Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PNC | CUSIP 693475105 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Berndt | Mgmt | For | Against | Against | |
2 | Elect Charles Bunch | Mgmt | For | For | For | |
3 | Elect Paul Chellgren | Mgmt | For | For | For | |
4 | Elect Robert Clay | Mgmt | For | For | For | |
5 | Elect Kay James | Mgmt | For | For | For | |
6 | Elect Richard Kelson | Mgmt | For | For | For | |
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |
8 | Elect Anthony Massaro | Mgmt | For | For | For | |
9 | Elect Jane Pepper | Mgmt | For | For | For | |
10 | Elect James Rohr | Mgmt | For | For | For | |
11 | Elect Donald Shepard | Mgmt | For | For | For | |
12 | Elect Lorene Steffes | Mgmt | For | For | For | |
13 | Elect Dennis Strigl | Mgmt | For | For | For | |
14 | Elect Stephen Thieke | Mgmt | For | For | For | |
15 | Elect Thomas Usher | Mgmt | For | For | For | |
16 | Elect George Walls, Jr. | Mgmt | For | For | For | |
17 | Elect Helge Wehmeier | Mgmt | For | For | For | |
18 | Ratification of Auditor | Mgmt | For | For | For | |
19 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation |
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Shareholder Approval of Golden | ||||||
Parachutes | ||||||
21 | Shareholder Proposal Regarding Non | ShrHldr | Against | Against | For | |
Deductible Compensation | ||||||
The Procter & Gamble Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PG | CUSIP 742718109 | 10/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Kenneth Chenault | Mgmt | For | For | For | |
2 | Elect Scott Cook | Mgmt | For | Against | Against | |
3 | Elect Rajat Gupta | Mgmt | For | For | For | |
4 | Elect Alan Lafley | Mgmt | For | For | For | |
5 | Elect Charles Lee | Mgmt | For | For | For | |
6 | Elect Lynn Martin | Mgmt | For | For | For | |
7 | Elect Robert McDonald | Mgmt | For | For | For | |
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |
9 | Elect Johnathan Rodgers | Mgmt | For | For | For | |
10 | Elect Ralph Snyderman | Mgmt | For | For | For | |
11 | Elect Mary Agnes Wilderotter | Mgmt | For | For | For | |
12 | Elect Patricia Woertz | Mgmt | For | For | For | |
13 | Elect Ernesto Zedillo | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Amendments to Code of Regulations | Mgmt | For | For | For | |
16 | 2009 Stock and Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
The Shaw Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHAW | CUSIP 820280105 | 01/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J.M. Bernhard, Jr. | Mgmt | For | For | For | |
1.2 | Elect James Barker | Mgmt | For | For | For | |
1.3 | Elect Thomas Capps | Mgmt | For | For | For | |
1.4 | Elect Daniel Hoffler | Mgmt | For | For | For | |
1.5 | Elect David Hoyle | Mgmt | For | For | For | |
1.6 | Elect Michael Mancuso | Mgmt | For | For | For | |
1.7 | Elect Albert McAlister | Mgmt | For | For | For | |
1.8 | Elect Stephen Tritch | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
The Travelers Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRV | CUSIP 89417E109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alan Beller | Mgmt | For | For | For | |
2 | Elect John Dasburg | Mgmt | For | For | For | |
3 | Elect Janet Dolan | Mgmt | For | For | For | |
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |
5 | Elect Jay Fishman | Mgmt | For | For | For | |
6 | Elect Lawrence Graev | Mgmt | For | For | For | |
7 | Elect Patricia Higgins | Mgmt | For | For | For | |
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |
10 | Elect Blythe McGarvie | Mgmt | For | For | For | |
11 | Elect Donald Shepard | Mgmt | For | For | For | |
12 | Elect Laurie Thomsen | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
The Walt Disney Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DIS | CUSIP 254687106 | 03/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Susan Arnold | Mgmt | For | For | For | |
2 | Elect John Bryson | Mgmt | For | For | For |
3 | Elect John Chen | Mgmt | For | For | For | |
4 | Elect Judith Estrin | Mgmt | For | For | For | |
5 | Elect Robert Iger | Mgmt | For | For | For | |
6 | Elect Steven Jobs | Mgmt | For | Against | Against | |
7 | Elect Fred Langhammer | Mgmt | For | For | For | |
8 | Elect Aylwin Lewis | Mgmt | For | For | For | |
9 | Elect Monica Lozano | Mgmt | For | For | For | |
10 | Elect Robert Matschullat | Mgmt | For | For | For | |
11 | Elect John Pepper, Jr. | Mgmt | For | For | For | |
12 | Elect Sheryl Sandberg | Mgmt | For | For | For | |
13 | Elect Orin Smith | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
16 | Amendment to Supermajority | Mgmt | For | For | For | |
Requirement Regarding Interested | ||||||
Person Transactions | ||||||
17 | Elimination of Supermajority | Mgmt | For | For | For | |
Requirement for Bylaw Amendments | ||||||
18 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation Regarding Tracking | ||||||
Stock Provisions | ||||||
19 | Amendment to the Certificate of | Mgmt | For | For | For | |
Incorporation Regarding Classified | ||||||
Board Transition Provisions | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
21 | Shareholder Proposal Regarding Ex- | ShrHldr | Against | Against | For | |
Gay Non-Discrimination Policy | ||||||
The Western Union Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WU | CUSIP 959802109 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dinyar Devitre | Mgmt | For | For | For | |
2 | Elect Christina Gold | Mgmt | For | For | For | |
3 | Elect Betsy Holden | Mgmt | For | For | For |
4 | Elect Wulf von Schimmelmann | Mgmt | For | Against | Against | |
5 | Ratification of Auditor | Mgmt | For | For | For | |
Thermo Fisher Scientific Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TMO | CUSIP 883556102 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Marc Casper | Mgmt | For | For | For | |
2 | Elect Tyler Jacks | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Time Warner Cable Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carole Black | Mgmt | For | For | For | |
2 | Elect Glenn Britt | Mgmt | For | For | For | |
3 | Elect Thomas Castro | Mgmt | For | For | For | |
4 | Elect David Chang | Mgmt | For | For | For | |
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |
6 | Elect Peter Haje | Mgmt | For | For | For | |
7 | Elect Donna James | Mgmt | For | For | For | |
8 | Elect Don Logan | Mgmt | For | For | For | |
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |
10 | Elect Wayne Pace | Mgmt | For | For | For | |
11 | Elect Edward Shirley | Mgmt | For | For | For | |
12 | Elect John Sununu | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
Time Warner Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Elect James Barksdale | Mgmt | For | Against | Against | |
2 | Elect William Barr | Mgmt | For | Against | Against | |
3 | Elect Jeffrey Bewkes | Mgmt | For | Against | Against | |
4 | Elect Stephen Bollenbach | Mgmt | For | Against | Against | |
5 | Elect Frank Caufield | Mgmt | For | Against | Against | |
6 | Elect Robert Clark | Mgmt | For | Against | Against | |
7 | Elect Mathias Dopfner | Mgmt | For | Against | Against | |
8 | Elect Jessica Einhorn | Mgmt | For | Against | Against | |
9 | Elect Fred Hassan | Mgmt | For | Against | Against | |
10 | Elect Michael Miles | Mgmt | For | Against | Against | |
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |
12 | Elect Deborah Wright | Mgmt | For | Against | Against | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
14 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |
15 | Amendment to the Bylaws Regarding | Mgmt | For | For | For | |
the Right to Call a Special Meeting | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares After Retirement | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
Toll Brothers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TOL | CUSIP 889478103 | 03/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Zvi Barzilay | Mgmt | For | For | For | |
1.2 | Elect Edward Boehne | Mgmt | For | For | For | |
1.3 | Elect Richard Braemer | Mgmt | For | Withhold | Against | |
1.4 | Elect Carl Marbach | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to Certificate of | Mgmt | For | For | For | |
Incorporation to Preserve Value of | ||||||
NOLS | ||||||
4 | Adoption of Section 382 Shareholder | Mgmt | For | Against | Against | |
Rights Plan |
5 | Approval of the Senior Officer Bonus | Mgmt | For | Against | Against | |
Plan | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reporting and Reducing Greenhouse | ||||||
Gas Emissions | ||||||
Transocean Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RIG | CUSIP H8817H100 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Ratification of Board Acts | Mgmt | For | For | For | |
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
4 | Amendments to Articles to Change | Mgmt | For | For | For | |
Place of Incorportation | ||||||
5 | Renewal of Share Capital | Mgmt | For | For | For | |
6 | Amendment to Par Value | Mgmt | For | For | For | |
7 | Amendments to Articles to Comply | Mgmt | For | For | For | |
with The Swiss Federal Act on | ||||||
Intermediated Securities ("FISA") | ||||||
8 | Elect Steven Newman | Mgmt | For | For | For | |
9 | Elect Thomas Cason | Mgmt | For | For | For | |
10 | Elect Robert Sprague | Mgmt | For | For | For | |
11 | Elect J. Michael Talbert | Mgmt | For | For | For | |
12 | Elect John Whitmire | Mgmt | For | For | For | |
13 | Appointment of Auditor | Mgmt | For | For | For | |
Tyco International Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TYC | CUSIP H89128104 | 03/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Accounts and Reports | Mgmt | For | For | For | |
2 | Ratification of Board Acts | Mgmt | For | For | For | |
3.1 | Elect Edward Breen | Mgmt | For | For | For |
3.2 | Elect Michael Daniels | Mgmt | For | For | For | |
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | |
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | |
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | |
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | |
3.7 | Elect John Krol | Mgmt | For | For | For | |
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | |
3.9 | Elect William Stavropoulos | Mgmt | For | For | For | |
3.10 | Elect Sandra Wijnberg | Mgmt | For | For | For | |
3.11 | Elect R. David Yost | Mgmt | For | For | For | |
4 | Appointment of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Appointment of Special Auditor | Mgmt | For | For | For | |
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |
8 | Special Dividend/Reduction in Par | Mgmt | For | For | For | |
Value | ||||||
9 | Adoption of Plurality Vote in | Mgmt | For | For | For | |
Contested Elections | ||||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |
UAL Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UAUA | CUSIP 902549807 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Almeida | Mgmt | For | For | For | |
1.2 | Elect Mary Bush | Mgmt | For | For | For | |
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |
1.4 | Elect Jane Garvey | Mgmt | For | For | For | |
1.5 | Elect Walter Isaacson | Mgmt | For | For | For | |
1.6 | Elect Robert Krebs | Mgmt | For | For | For | |
1.7 | Elect Robert Miller | Mgmt | For | For | For | |
1.8 | Elect James O'Connor | Mgmt | For | For | For | |
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |
1.10 | Elect David Vitale | Mgmt | For | For | For | |
1.11 | Elect John Walker | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to Extend the 5% | Mgmt | For | For | For | |
Ownership Limit | ||||||
United Parcel Service, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UPS | CUSIP 911312106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |
1.2 | Elect Michael Burns | Mgmt | For | For | For | |
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |
1.6 | Elect William Johnson | Mgmt | For | For | For | |
1.7 | Elect Ann Livermore | Mgmt | For | Withhold | Against | |
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |
1.9 | Elect John Thompson | Mgmt | For | For | For | |
1.10 | Elect Carol Tome | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
United States Steel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
X | CUSIP 912909108 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Drosdick | Mgmt | For | For | For | |
1.2 | Elect Charles Lee | Mgmt | For | For | For | |
1.3 | Elect Jeffrey Lipton | Mgmt | For | For | For | |
1.4 | Elect Dan Dinges | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
4 | 2010 Annual Incentive Compensation | Mgmt | For | For | For | |
Plan | ||||||
United Technologies Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |
1.2 | Elect John Faraci | Mgmt | For | For | For | |
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |
1.7 | Elect Charles Lee | Mgmt | For | For | For | |
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |
1.10 | Elect Richard Myers | Mgmt | For | For | For | |
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
Universal Health Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UHS | CUSIP 913903100 | 05/19/2010 | Take No Action | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Hotz | Mgmt | For | TNA | N/A | |
2 | 2010 Employees' Restricted Stock | Mgmt | For | TNA | N/A | |
Purchase Plan | ||||||
3 | 2010 Executive Incentive Plan | Mgmt | For | TNA | N/A | |
Urban Outfitters, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
URBN | CUSIP 917047102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Scott Belair | Mgmt | For | Withhold | Against | |
1.2 | Elect Robert Strouse | Mgmt | For | Withhold | Against | |
2 | Executive Incentive Plan | Mgmt | For | For | For |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Workplace Human Rights Report | ||||||
US Airways Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LCC | CUSIP 90341W108 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Denise O'Leary | Mgmt | For | For | For | |
1.2 | Elect George Philip | Mgmt | For | For | For | |
1.3 | Elect J. Steven Whisler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Cumulative Voting | ||||||
Verizon Communications Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VZ | CUSIP 92343V104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Richard Carrion | Mgmt | For | For | For | |
2 | Elect M. Frances Keeth | Mgmt | For | For | For | |
3 | Elect Robert Lane | Mgmt | For | For | For | |
4 | Elect Sandra Moose | Mgmt | For | For | For | |
5 | Elect Joseph Neubauer | Mgmt | For | For | For | |
6 | Elect Donald Nicolaisen | Mgmt | For | For | For | |
7 | Elect Thomas O'Brien | Mgmt | For | For | For | |
8 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | |
9 | Elect Hugh Price | Mgmt | For | For | For | |
10 | Elect Ivan Seidenberg | Mgmt | For | For | For | |
11 | Elect Rodney Slater | Mgmt | For | For | For | |
12 | Elect John Snow | Mgmt | For | For | For | |
13 | Elect John Stafford | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Stock Option Policy |
17 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
18 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Performance-Based Equity | ||||||
Compensation | ||||||
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
CEO Succession Planning | ||||||
21 | Shareholder Proposal Regarding the | ShrHldr | Against | Against | For | |
Approval of Survivor Benefits | ||||||
(Golden Coffins) | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Retention of Shares after Retirement | ||||||
VISA INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
V | CUSIP 92826C839 | 01/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Matschullat | Mgmt | For | For | For | |
1.2 | Elect Cathy Minehan | Mgmt | For | For | For | |
1.3 | Elect David Pang | Mgmt | For | For | For | |
1.4 | Elect William Shanahan | Mgmt | For | For | For | |
1.5 | Elect John Swainson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
W.W. Grainger, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GWW | CUSIP 384802104 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |
1.4 | Elect William Hall | Mgmt | For | For | For | |
1.5 | Elect Stuart Levenick | Mgmt | For | For | For |
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |
1.7 | Elect Neil Novich | Mgmt | For | For | For | |
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |
1.10 | Elect James Ryan | Mgmt | For | For | For | |
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |
1.12 | Elect James Slavik | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Incentive Plan | Mgmt | For | For | For | |
Wal-Mart Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMT | CUSIP 931142103 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Aida Alvarez | Mgmt | For | For | For | |
2 | Elect James Breyer | Mgmt | For | For | For | |
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |
5 | Elect Roger Corbett | Mgmt | For | For | For | |
6 | Elect Douglas Daft | Mgmt | For | For | For | |
7 | Elect Michael Duke | Mgmt | For | For | For | |
8 | Elect Gregory Penner | Mgmt | For | For | For | |
9 | Elect Steven Reinemund | Mgmt | For | For | For | |
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |
11 | Elect Arne Sorenson | Mgmt | For | For | For | |
12 | Elect Jim Walton | Mgmt | For | For | For | |
13 | Elect S. Robson Walton | Mgmt | For | For | For | |
14 | Elect Christopher Williams | Mgmt | For | For | For | |
15 | Elect Linda Wolf | Mgmt | For | For | For | |
16 | Ratification of Auditor | Mgmt | For | For | For | |
17 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan, Renamed the 2010 | ||||||
Stock Incentive Plan | ||||||
18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For | For | |
19 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Adopting Sexual Orientation and | ||||||
Gender Identity Anti-Bias Policy | ||||||
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) |
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Controlled Atmosphere Killing | ||||||
24 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Lobbying Priorities Report | ||||||
Walgreen Co. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WAG | CUSIP 931422109 | 01/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Steven Davis | Mgmt | For | For | For | |
1.2 | Elect William Foote | Mgmt | For | For | For | |
1.3 | Elect Mark Frissora | Mgmt | For | For | For | |
1.4 | Elect Alan McNally | Mgmt | For | For | For | |
1.5 | Elect Nancy Schlichting | Mgmt | For | For | For | |
1.6 | Elect David Schwartz | Mgmt | For | For | For | |
1.7 | Elect Alejandro Silva | Mgmt | For | For | For | |
1.8 | Elect James Skinner | Mgmt | For | For | For | |
1.9 | Elect Gregory Wasson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the Executive Stock | Mgmt | For | For | For | |
Option Plan | ||||||
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Simple Majority Vote | ||||||
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Performance-Based Equity | ||||||
Compensation | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
Waste Management, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WM | CUSIP 94106L109 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Pastora Cafferty | Mgmt | For | For | For | |
2 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |
3 | Elect Patrick Gross | Mgmt | For | Against | Against | |
4 | Elect John Pope | Mgmt | For | For | For | |
5 | Elect W. Robert Reum | Mgmt | For | For | For | |
6 | Elect Steven Rothmeier | Mgmt | For | For | For | |
7 | Elect David Steiner | Mgmt | For | For | For | |
8 | Elect Thomas Weidemeyer | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Elimination of the Supermajority | Mgmt | For | For | For | |
Requirement | ||||||
11 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
12 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
WellPoint, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WLP | CUSIP 94973V107 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Sheila Burke | Mgmt | For | For | For | |
2 | Elect George Schaefer, Jr. | Mgmt | For | For | For | |
3 | Elect Jackie Ward | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Conversion to Nonprofit Status | ||||||
6 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Lobbying Contributions and | ||||||
Expenditure Report | ||||||
7 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reincorporation | ||||||
Wells Fargo & Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Baker II | Mgmt | For | Against | Against | |
2 | Elect John Chen | Mgmt | For | Against | Against | |
3 | Elect Lloyd Dean | Mgmt | For | Against | Against | |
4 | Elect Susan Engel | Mgmt | For | Against | Against | |
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | |
6 | Elect Donald James | Mgmt | For | Against | Against | |
7 | Elect Richard McCormick | Mgmt | For | Against | Against | |
8 | Elect Mackey McDonald | Mgmt | For | Against | Against | |
9 | Elect Cynthia Milligan | Mgmt | For | Against | Against | |
10 | Elect Nicholas Moore | Mgmt | For | Against | Against | |
11 | Elect Philip Quigley | Mgmt | For | Against | Against | |
12 | Elect Judith Runstad | Mgmt | For | Against | Against | |
13 | Elect Stephen Sanger | Mgmt | For | Against | Against | |
14 | Elect Robert Steel | Mgmt | For | Against | Against | |
15 | Elect John Stumpf | Mgmt | For | Against | Against | |
16 | Elect Susan Swenson | Mgmt | For | Against | Against | |
17 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
18 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
19 | Ratification of Auditor | Mgmt | For | For | For | |
20 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Advisory Vote on Executive | ||||||
Compensation (Say on Pay) | ||||||
21 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Independent Board Chairman | ||||||
22 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Reviewing Charitable Spending | ||||||
23 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
Wyeth | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WYE | CUSIP 983024100 | 07/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1 | Approval of the Merger Agreement | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
3 | Elect Robert Amen | Mgmt | For | For | For | |
4 | Elect Michael Critelli | Mgmt | For | For | For | |
5 | Elect Frances Fergusson | Mgmt | For | For | For | |
6 | Elect Victor Ganzi | Mgmt | For | For | For | |
7 | Elect Robert Langer | Mgmt | For | For | For | |
8 | Elect John Mascotte | Mgmt | For | For | For | |
9 | Elect Raymond McGuire | Mgmt | For | For | For | |
10 | Elect Mary Polan | Mgmt | For | For | For | |
11 | Elect Bernard Poussot | Mgmt | For | For | For | |
12 | Elect Gary Rogers | Mgmt | For | For | For | |
13 | Elect John Torell III | Mgmt | For | For | For | |
14 | Ratification of Auditor | Mgmt | For | For | For | |
15 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Political Contributions and | ||||||
Expenditure Report | ||||||
16 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Right to Call a Special Meeting | ||||||
Wyndham Worldwide Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WYN | CUSIP 98310W108 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |
1.2 | Elect Michael Wargotz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2006 Equity and | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
XL Capital Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XL | CUSIP G98255105 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Joseph Mauriello | Mgmt | For | Against | Against | |
2 | Elect Eugene McQuade | Mgmt | For | Against | Against |
3 | Elect Clayton Rose | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
XL Capital Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XL | CUSIP G98255105 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Reincorporation from Cayman | Mgmt | For | For | For | |
Islands to Ireland | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
3 | Creation of Distributable Reserves | Mgmt | For | For | For | |
4 | Amendments to Articles - Director | Mgmt | For | Against | Against | |
Nomination Procedures | ||||||
5 | Amendments to Articles - Change in | Mgmt | For | For | For | |
Company Name | ||||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |
XTO Energy Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
XTO | CUSIP 98385X106 | 06/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Yahoo! Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
YHOO | CUSIP 984332106 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Carol Bartz | Mgmt | For | For | For | |
2 | Elect Roy Bostock | Mgmt | For | For | For | |
3 | Elect Patti Hart | Mgmt | For | For | For | |
4 | Elect Eric Hippeau | Mgmt | For | For | For |
5 | Elect Susan James | Mgmt | For | For | For | |
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |
7 | Elect Arthur Kern | Mgmt | For | For | For | |
8 | Elect Brad Smith | Mgmt | For | For | For | |
9 | Elect Gary Wilson | Mgmt | For | For | For | |
10 | Elect Jerry Yang | Mgmt | For | For | For | |
11 | Amendment to the 1996 Directors' | Mgmt | For | For | For | |
Stock Plan | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
YRC Worldwide Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
YRCW | CUSIP 984249102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Eugene Davis | Mgmt | For | Against | Against | |
2 | Elect Dennis Foster | Mgmt | For | For | For | |
3 | Elect Marnie Gordon | Mgmt | For | For | For | |
4 | Elect Beverly Goulet | Mgmt | For | For | For | |
5 | Elect Mark Holliday | Mgmt | For | For | For | |
6 | Elect John Lamar | Mgmt | For | For | For | |
7 | Elect William Trubeck | Mgmt | For | For | For | |
8 | Elect Carl Vogt | Mgmt | For | For | For | |
9 | Elect William Zollars | Mgmt | For | For | For | |
10 | Second Union Employee Option Plan | Mgmt | For | For | For | |
11 | Amendment to the 2004 Long-Term | Mgmt | For | Against | Against | |
Incentive and Equity Award Plan | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For |
Registrant : Putnam Investment Funds | ||||||
Fund Name : Putnam Small Cap Value Fund | ||||||
Date of fiscal year end: 02/28/2010 | ||||||
AEP Industries Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEPI | CUSIP 001031103 | 04/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Brendan Barba | Mgmt | For | Withhold | Against | |
1.2 | Elect Richard Davis | Mgmt | For | Withhold | Against | |
1.3 | Elect Lee Stewart | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Alliance Data Systems | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ADS | CUSIP 018581108 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Benveniste | Mgmt | For | For | For | |
1.2 | Elect D. Keith Cobb | Mgmt | For | For | For | |
1.3 | Elect Kenneth Jensen | Mgmt | For | For | For | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Amedisys, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AMED | CUSIP 023436108 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect William Borne | Mgmt | For | For | For | |
1.2 | Elect Ronald LaBorde | Mgmt | For | For | For | |
1.3 | Elect Jake Netterville | Mgmt | For | For | For | |
1.4 | Elect David Pitts | Mgmt | For | For | For | |
1.5 | Elect Peter Ricchiuti | Mgmt | For | For | For | |
1.6 | Elect Donald Washburn | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Equity Investment Life | ||||||
Holding Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AEL | CUSIP 025676206 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alexander Clark | Mgmt | For | For | For | |
1.2 | Elect Robert Hilton | Mgmt | For | For | For | |
1.3 | Elect John Matovina | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
American Greetings Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AM | CUSIP 026375105 | 06/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Scott Cowen | Mgmt | For | For | For | |
1.2 | Elect William MacDonald III | Mgmt | For | For | For | |
1.3 | Elect Zev Weiss | Mgmt | For | For | For | |
Applied Industrial Technologies | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AIT | CUSIP 03820C105 | 10/20/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Commes | Mgmt | For | For | For | |
1.2 | Elect Peter Dorsman | Mgmt | For | For | For |
1.3 | Elect J. Michael Moore | Mgmt | For | For | For | |
1.4 | Elect Jerry Sue Thornton | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
APPROACH RESOURCES, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AREX | CUSIP 03834A103 | 06/03/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Ross Craft | Mgmt | For | For | For | |
1.2 | Elect Bryan Lawrence | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Arch Capital Group Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ACGL | CUSIP G0450A105 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Wolfe Bragin | Mgmt | For | For | For | |
1.2 | Elect John Bunce, Jr. | Mgmt | For | For | For | |
1.3 | Elect Sean Carney | Mgmt | For | For | For | |
1.4 | Elect William Beveridge | Mgmt | For | For | For | |
1.5 | Elect Dennis Brand | Mgmt | For | For | For | |
1.6 | Elect Knud Christensen | Mgmt | For | For | For | |
1.7 | Elect Graham Collis | Mgmt | For | For | For | |
1.8 | Elect William Cooney | Mgmt | For | For | For | |
1.9 | Elect Stephen Fogarty | Mgmt | For | For | For | |
1.10 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |
1.11 | Elect Rutger Funnekotter | Mgmt | For | For | For | |
1.12 | Elect Marc Grandisson | Mgmt | For | For | For | |
1.13 | Elect Michael Greene | Mgmt | For | For | For | |
1.14 | Elect John Hele | Mgmt | For | For | For | |
1.15 | Elect David Hipkin | Mgmt | For | For | For | |
1.16 | Elect W. Preston Hutchings | Mgmt | For | For | For | |
1.17 | Elect Constantine Iordanou | Mgmt | For | For | For | |
1.18 | Elect Wolbert Kamphuijs | Mgmt | For | For | For | |
1.19 | Elect Michael Kier | Mgmt | For | For | For | |
1.20 | Elect Mark Lyons | Mgmt | For | For | For | |
1.21 | Elect Adam Matteson | Mgmt | For | For | For |
1.22 | Elect Michael Murphy | Mgmt | For | For | For | |
1.23 | Elect Martin Nilsen | Mgmt | For | For | For | |
1.24 | Elect Nicholas Papadopoulo | Mgmt | For | For | For | |
1.25 | Elect Michael Quinn | Mgmt | For | For | For | |
1.26 | Elect Maamoun Rajeh | Mgmt | For | For | For | |
1.27 | Elect Paul Robotham | Mgmt | For | For | For | |
1.28 | Elect Soren Scheuer | Mgmt | For | For | For | |
1.29 | Elect Budhi Singh | Mgmt | For | For | For | |
1.30 | Elect Helmut Sohler | Mgmt | For | For | For | |
1.31 | Elect Julian Stroud | Mgmt | For | For | For | |
1.32 | Elect Angus Watson | Mgmt | For | For | For | |
1.33 | Elect James Weatherstone | Mgmt | For | For | For | |
2 | Amendments to Bye-laws | Mgmt | For | For | For | |
3 | Appointment of Auditor | Mgmt | For | For | For | |
Arena Resources Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARD | CUSIP 040049108 | 12/11/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lloyd Rochford | Mgmt | For | For | For | |
1.2 | Elect Stanley McCabe | Mgmt | For | For | For | |
1.3 | Elect Clayton Woodrum | Mgmt | For | For | For | |
1.4 | Elect Anthony Petrelli | Mgmt | For | For | For | |
1.5 | Elect Carl Fiddner | Mgmt | For | For | For | |
2 | Restricted Stock Award Plan | Mgmt | For | Against | Against | |
3 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | |
Arris Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ARRS | CUSIP 04269Q100 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alex Best | Mgmt | For | For | For | |
1.2 | Elect Harry Bosco | Mgmt | For | For | For | |
1.3 | Elect James Chiddix | Mgmt | For | For | For | |
1.4 | Elect John Craig | Mgmt | For | For | For | |
1.5 | Elect Matthew Kearney | Mgmt | For | For | For |
1.6 | Elect William Lambert | Mgmt | For | For | For | |
1.7 | Elect John Petty | Mgmt | For | For | For | |
1.8 | Elect Robert Stanzione | Mgmt | For | For | For | |
1.9 | Elect David Woodle | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Assured Guaranty Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AGO | CUSIP G0585R106 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Baron | Mgmt | For | Withhold | Against | |
1.2 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | |
1.3 | Elect Dominic Frederico | Mgmt | For | Withhold | Against | |
1.4 | Elect Howard Albert | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert A. Bailenson | Mgmt | For | Withhold | Against | |
1.6 | Elect Russell B. Brewer | Mgmt | For | Withhold | Against | |
1.7 | Elect Gary Burnet | Mgmt | For | Withhold | Against | |
1.8 | Elect Dominic J. Frederico | Mgmt | For | Withhold | Against | |
1.9 | Elect Sean McCarthy | Mgmt | For | Withhold | Against | |
1.10 | Elect James M. Michener | Mgmt | For | Withhold | Against | |
1.11 | Elect Robert B. Mills | Mgmt | For | Withhold | Against | |
1.12 | Elect Kevin Pearson | Mgmt | For | Withhold | Against | |
1.13 | Elect Andrew Pickering | Mgmt | For | Withhold | Against | |
2 | Bermuda Law Change Amendments | Mgmt | For | For | For | |
3 | Corporate Governance Amendments | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Re Ltd.) | ||||||
6 | Appointment of Auditor (Assured | Mgmt | For | For | For | |
Guaranty Ireland Holdings Ltd.) | ||||||
ATC Technology Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATAC | CUSIP 00211W104 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Evans | Mgmt | For | For | For | |
1.2 | Elect Curtland Fields | Mgmt | For | For | For | |
1.3 | Elect Michael Hartnett | Mgmt | For | For | For | |
1.4 | Elect Michael Jordan | Mgmt | For | For | For | |
1.5 | Elect Todd Peters | Mgmt | For | For | For | |
1.6 | Elect S. Lawrence Prendergast | Mgmt | For | For | For | |
1.7 | Elect Edward Stewart | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Atmel Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ATML | CUSIP 049513104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Steven Laub | Mgmt | For | For | For | |
2 | Elect Tsung-Ching Wu | Mgmt | For | For | For | |
3 | Elect David Sugishita | Mgmt | For | For | For | |
4 | Elect Papken Der Torossian | Mgmt | For | For | For | |
5 | Elect Jack Saltich | Mgmt | For | For | For | |
6 | Elect Charles Carinalli | Mgmt | For | For | For | |
7 | Elect Edward Ross | Mgmt | For | For | For | |
8 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
Avista Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
AVA | CUSIP 05379B107 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Erik Anderson | Mgmt | For | For | For | |
2 | Elect Kristianne Blake | Mgmt | For | For | For | |
3 | Elect Michael Noel | Mgmt | For | For | For | |
4 | Elect Rebecca Klein | Mgmt | For | For | For | |
5 | Elect Marc Racicot | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For |
7 | Amendment to the Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
8 | Shareholder Proposal Regarding | ShrHldr | Abstain | For | Against | |
Declassification of the Board | ||||||
Bally Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BYI | CUSIP 05874B107 | 12/02/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Robbins | Mgmt | For | For | For | |
2 | 2010 Long Term Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
CACI International Inc | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CACI | CUSIP 127190304 | 11/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Dan Bannister | Mgmt | For | For | For | |
1.2 | Elect Paul Cofoni | Mgmt | For | For | For | |
1.3 | Elect Gordon England | Mgmt | For | For | For | |
1.4 | Elect James Gilmore III | Mgmt | For | For | For | |
1.5 | Elect Gregory Johnson | Mgmt | For | For | For | |
1.6 | Elect Richard Leatherwood | Mgmt | For | For | For | |
1.7 | Elect J.P. London | Mgmt | For | For | For | |
1.8 | Elect James Pavitt | Mgmt | For | For | For | |
1.9 | Elect Warren Phillips | Mgmt | For | For | For | |
1.10 | Elect Charles Revoile | Mgmt | For | For | For | |
1.11 | Elect William Wallace | Mgmt | For | For | For | |
2 | Amendment to the 2002 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
3 | Amendment to the 2006 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |
5 | Ratification of Auditor | Mgmt | For | For | For |
Career Education Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CECO | CUSIP 141665109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dennis Chookaszian | Mgmt | For | For | For | |
2 | Elect David Devonshire | Mgmt | For | For | For | |
3 | Elect Patrick Gross | Mgmt | For | Against | Against | |
4 | Elect Gregory Jackson | Mgmt | For | For | For | |
5 | Elect Thomas Lally | Mgmt | For | For | For | |
6 | Elect Steven Lesnik | Mgmt | For | For | For | |
7 | Elect Gary McCullough | Mgmt | For | For | For | |
8 | Elect Edward Snyder | Mgmt | For | For | For | |
9 | Elect Leslie Thornton | Mgmt | For | For | For | |
10 | Amendment to the Employee Stock | Mgmt | For | For | For | |
Purchase Plan | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
Carter's, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRI | CUSIP 146229109 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Vanessa Castagna | Mgmt | For | For | For | |
1.2 | Elect William Montgoris | Mgmt | For | For | For | |
1.3 | Elect David Pulver | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cascade Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CASC | CUSIP 147195101 | 06/02/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Nicholas Lardy | Mgmt | For | For | For | |
1.2 | Elect Nancy Wilgenbusch | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
CEC Entertainment, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CEC | CUSIP 125137109 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Magusiak | Mgmt | For | For | For | |
1.2 | Elect Larry McDowell | Mgmt | For | For | For | |
1.3 | Elect Walter Tyree | Mgmt | For | For | For | |
2 | Repeal of Classified Board | Mgmt | For | For | For | |
3 | Elimination of Cumulative Voting | Mgmt | For | For | For | |
4 | Amendment to the 2004 Restricted | Mgmt | For | For | For | |
Stock Plan | ||||||
5 | Amendment to the Non-Employee | Mgmt | For | Against | Against | |
Directors Restricted Stock Plan | ||||||
6 | Ratification of Auditor | Mgmt | For | For | For | |
Ceragon Networks Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CRNT | CUSIP M22013102 | 12/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Zohar Zisapel | Mgmt | For | Withhold | Against | |
1.2 | Elect Joseph Atsmon | Mgmt | For | Withhold | Against | |
2 | Grant of Options | Mgmt | For | Against | Against | |
3 | Reelection of External Directors and | Mgmt | For | Against | Against | |
Approval of Remuneration | ||||||
4 | Amendment to the 2003 Stock Option | Mgmt | For | Against | Against | |
Plan | ||||||
5 | Appointment of Auditor | Mgmt | For | For | For | |
6 | Directors and Officers Liability | Mgmt | For | For | For | |
Insurance | ||||||
CHIMERA INVESTMENT | ||||||
CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CIM | CUSIP 16934Q109 | 05/27/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jeremy Diamond | Mgmt | For | For | For | |
1.2 | Elect John Reilly | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Chiquita Brands International | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CQB | CUSIP 170032809 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Fernando Aguirre | Mgmt | For | For | For | |
1.2 | Elect Kerrii Anderson | Mgmt | For | For | For | |
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |
1.4 | Elect William Camp | Mgmt | For | For | For | |
1.5 | Elect Robert Fisher | Mgmt | For | For | For | |
1.6 | Elect Clare Hasler | Mgmt | For | For | For | |
1.7 | Elect Durk Jager | Mgmt | For | For | For | |
1.8 | Elect Jaime Serra | Mgmt | For | For | For | |
1.9 | Elect Steven Stanbrook | Mgmt | For | For | For | |
2 | Amendment to the Stock and | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Colony Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CLNY | CUSIP 19624R106 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | |
1.2 | Elect Richard B. Saltzman | Mgmt | For | For | For | |
1.3 | Elect George G. C. Parker | Mgmt | For | For | For | |
1.4 | Elect John A. Somers | Mgmt | For | For | For | |
1.5 | Elect John L. Steffens | Mgmt | For | For | For | |
Columbia Banking System, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COLB | CUSIP 197236102 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Melanie Dressel | Mgmt | For | For | For | |
2 | Elect John Folsom | Mgmt | For | For | For | |
3 | Elect Frederick Goldberg | Mgmt | For | For | For | |
4 | Elect Thomas Hulbert | Mgmt | For | For | For | |
5 | Elect Thomas Matson, Sr. | Mgmt | For | For | For | |
6 | Elect Daniel Regis | Mgmt | For | For | For | |
7 | Elect Donald Rodman | Mgmt | For | For | For | |
8 | Elect William Weyerhaeuser | Mgmt | For | For | For | |
9 | Elect James Will | Mgmt | For | For | For | |
10 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
11 | Ratification of Auditor | Mgmt | For | For | For | |
Cowen Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
COWN | CUSIP 223622101 | 06/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Peter Cohen | Mgmt | For | Withhold | Against | |
1.2 | Elect Steven Kotler | Mgmt | For | Withhold | Against | |
1.3 | Elect Jules Kroll | Mgmt | For | Withhold | Against | |
1.4 | Elect David Malcolm | Mgmt | For | Withhold | Against | |
1.5 | Elect Jerome Markowitz | Mgmt | For | Withhold | Against | |
1.6 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | |
1.7 | Elect Edoardo Spezzotti | Mgmt | For | Withhold | Against | |
1.8 | Elect John Toffolon, Jr. | Mgmt | For | Withhold | Against | |
1.9 | Elect Joseph Wright, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Equity and Incentive Plan | Mgmt | For | Against | Against | |
CSG Systems International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CSGS | CUSIP 126349109 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Nafus | Mgmt | For | Withhold | Against | |
1.2 | Elect Janice Obuchowski | Mgmt | For | Withhold | Against | |
1.3 | Elect Donald Reed | Mgmt | For | Withhold | Against | |
2 | Issuance of Common Stock | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Cutera, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUTR | CUSIP 232109108 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect W. Mark Lortz | Mgmt | For | Withhold | Against | |
1.2 | Elect Jerry Widman | Mgmt | For | Withhold | Against | |
1.3 | Elect Annette Campbell-White | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Cymer, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CYMI | CUSIP 232572107 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Abbe | Mgmt | For | For | For | |
1.2 | Elect Robert Akins | Mgmt | For | For | For | |
1.3 | Elect Edward Braun | Mgmt | For | For | For | |
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | |
1.5 | Elect William Oldham | Mgmt | For | For | For | |
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | |
1.7 | Elect Peter Simone | Mgmt | For | For | For | |
1.8 | Elect Young Sohn | Mgmt | For | For | For | |
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Danvers Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DNBK | CUSIP 236442109 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade |
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brian Cranney | Mgmt | For | For | For | |
1.2 | Elect John Drislane | Mgmt | For | For | For | |
1.3 | Elect John Ferris | Mgmt | For | For | For | |
1.4 | Elect Thomas Ford | Mgmt | For | For | For | |
1.5 | Elect James McCarthy | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
DCT Industrial Trust Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DCT | CUSIP 233153105 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thomas Wattles | Mgmt | For | For | For | |
1.2 | Elect Philip Hawkins | Mgmt | For | For | For | |
1.3 | Elect Phillip Altinger | Mgmt | For | For | For | |
1.4 | Elect Thomas August | Mgmt | For | For | For | |
1.5 | Elect John Gates, Jr. | Mgmt | For | For | For | |
1.6 | Elect Tripp Hardin | Mgmt | For | For | For | |
1.7 | Elect John O'Keeffe | Mgmt | For | For | For | |
1.8 | Elect Bruce Warwick | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Deluxe, Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DLX | CUSIP 248019101 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |
1.3 | Elect Isaiah Harris, Jr. | Mgmt | For | For | For | |
1.4 | Elect Don McGrath | Mgmt | For | For | For | |
1.5 | Elect Cheryl Mayberry McKissack | Mgmt | For | For | For | |
1.6 | Elect Neil Metviner | Mgmt | For | For | For |
1.7 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |
1.8 | Elect Mary O'Dwyer | Mgmt | For | For | For | |
1.9 | Elect Martyn Redgrave | Mgmt | For | For | For | |
1.10 | Elect Lee Schram | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Digitalglobe, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DGI | CUSIP 25389M877 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Paul Albert | Mgmt | For | For | For | |
1.2 | Elect Jill Smith | Mgmt | For | For | For | |
1.3 | Elect James Whitehurst | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Domino's Pizza, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DPZ | CUSIP 25754A201 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Patrick Doyle | Mgmt | For | For | For | |
1.2 | Elect Gregory Trojan | Mgmt | For | For | For | |
1.3 | Elect James Goldman | Mgmt | For | For | For | |
2 | Senior Executive Annual Incentive | Mgmt | For | For | For | |
Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Douglas Emmett, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DEI | CUSIP 25960P109 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Dan Emmett | Mgmt | For | For | For | |
1.2 | Elect Jordan Kaplan | Mgmt | For | For | For | |
1.3 | Elect Kenneth Panzer | Mgmt | For | For | For |
1.4 | Elect Leslie Bider | Mgmt | For | For | For | |
1.5 | Elect Ghebre Mehreteab | Mgmt | For | For | For | |
1.6 | Elect Thomas O'Hern | Mgmt | For | For | For | |
1.7 | Elect Andrea Rich | Mgmt | For | For | For | |
1.8 | Elect William Wilson III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
DXP Enterprises, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DXPE | CUSIP 233377407 | 06/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Little | Mgmt | For | Withhold | Against | |
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |
1.3 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | |
1.4 | Elect Timothy Halter | Mgmt | For | Withhold | Against | |
2 | Transaction of Other Business | Mgmt | For | Against | Against | |
E*TRADE Financial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETFC | CUSIP 269246104 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Ronald Fisher | Mgmt | For | For | For | |
2 | Elect Stephen Freiberg | Mgmt | For | For | For | |
3 | Elect Kenneth Griffin | Mgmt | For | For | For | |
4 | Elect Joseph Velli | Mgmt | For | For | For | |
5 | Elect Donna Weaver | Mgmt | For | For | For | |
6 | Reverse Stock Split | Mgmt | For | For | For | |
7 | Amendment to the 2005 Equity | Mgmt | For | For | For | |
Incentive Plan | ||||||
8 | Ratification of Auditor | Mgmt | For | For | For | |
E*TRADE Financial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ETFC | CUSIP 269246104 | 08/19/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
2 | Issuance of Senior Convertible | Mgmt | For | For | For | |
Debentures | ||||||
3 | Potential Issuance of Common Stock | Mgmt | For | For | For | |
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |
5 | Advisory Resolution on Shareholder | Mgmt | Abstain | Abstain | For | |
Rights Plan | ||||||
EarthLink, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ELNK | CUSIP 270321102 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Susan Bowick | Mgmt | For | For | For | |
1.2 | Elect Terrell Jones | Mgmt | For | For | For | |
1.3 | Elect David Koretz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Internet Network Management | ||||||
Practices | ||||||
Elizabeth Arden, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDEN | CUSIP 28660G106 | 11/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect E. Scott Beattie | Mgmt | For | For | For | |
1.2 | Elect Fred Berens | Mgmt | For | For | For | |
1.3 | Elect Maura Clark | Mgmt | For | For | For | |
1.4 | Elect Richard Mauran | Mgmt | For | For | For | |
1.5 | Elect William Tatham | Mgmt | For | For | For | |
1.6 | Elect J. W. Nevil Thomas | Mgmt | For | For | For | |
1.7 | Elect Paul West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Employers Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EIG | CUSIP 292218104 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Rose McKinney-James | Mgmt | For | For | For | |
1.2 | Elect John Sande III | Mgmt | For | For | For | |
1.3 | Elect Martin Welch | Mgmt | For | For | For | |
2 | Amendment to the Equity and | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Energen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EGN | CUSIP 29265N108 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Ban | Mgmt | For | For | For | |
1.2 | Elect Julian Banton | Mgmt | For | For | For | |
1.3 | Elect T. Michael Goodrich | Mgmt | For | For | For | |
2 | Amendment to the 1992 Directors | Mgmt | For | Against | Against | |
Stock Plan | ||||||
3 | Amendment to the Annual Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Energizer Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENR | CUSIP 29266R108 | 01/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect R. David Hoover | Mgmt | For | For | For | |
1.2 | Elect John Hunter | Mgmt | For | For | For | |
1.3 | Elect John Klein | Mgmt | For | For | For | |
1.4 | Elect John Roberts | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
EnerSys | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ENS | CUSIP 29275Y102 | 07/23/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Hwan-yoon Chung | Mgmt | For | For | For | |
1.2 | Elect Arthur Katsaros | Mgmt | For | For | For | |
1.3 | Elect Robert Magnus | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Ennis, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EBF | CUSIP 293389102 | 07/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | |
1.2 | Elect Thomas Price | Mgmt | For | For | For | |
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
EnPro Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NPO | CUSIP 29355X107 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Holland | Mgmt | For | For | For | |
1.2 | Elect Stephen Macadam | Mgmt | For | For | For | |
1.3 | Elect J.P. Bolduc | Mgmt | For | For | For | |
1.4 | Elect Peter Browning | Mgmt | For | For | For | |
1.5 | Elect Diane Creel | Mgmt | For | For | For | |
1.6 | Elect Don DeFosset | Mgmt | For | For | For | |
1.7 | Elect Gordon Harnett | Mgmt | For | For | For | |
1.8 | Elect David Hauser | Mgmt | For | For | For | |
1.9 | Elect Wilbur Prezzano, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
ESSA BANCORP, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ESSA | CUSIP 29667D104 | 02/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Douglass | Mgmt | For | For | For | |
1.2 | Elect Gary Olson | Mgmt | For | For | For | |
1.3 | Elect William Viechnicki | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Essex Property Trust, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ESS | CUSIP 297178105 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Keith Guericke | Mgmt | For | For | For | |
1.2 | Elect Issie Rabinovitch | Mgmt | For | For | For | |
1.3 | Elect Thomas Randlett | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
Evercore Partners Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
EVR | CUSIP 29977A105 | 06/08/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Roger Altman | Mgmt | For | Withhold | Against | |
1.2 | Elect Pedro Aspe | Mgmt | For | Withhold | Against | |
1.3 | Elect Richard Beattie | Mgmt | For | Withhold | Against | |
1.4 | Elect Francois de Saint Phalle | Mgmt | For | Withhold | Against | |
1.5 | Elect Gail Harris | Mgmt | For | Withhold | Against | |
1.6 | Elect Curt Hessler | Mgmt | For | Withhold | Against | |
1.7 | Elect Anthony Pritzker | Mgmt | For | Withhold | Against |
1.8 | Elect Ralph Schlosstein | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Financial Federal Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FIF | CUSIP 317492106 | 12/08/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lawrence Fisher | Mgmt | For | For | For | |
1.2 | Elect Michael Palitz | Mgmt | For | For | For | |
1.3 | Elect Paul Sinsheimer | Mgmt | For | For | For | |
1.4 | Elect Leopold Swergold | Mgmt | For | For | For | |
1.5 | Elect H. E. Timanus, Jr. | Mgmt | For | For | For | |
1.6 | Elect Michael Zimmerman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
First Citizens BancShares, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCNCA | CUSIP 31946M103 | 04/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |
1.4 | Elect George Broadrick | Mgmt | For | For | For | |
1.5 | Elect Hope Connell | Mgmt | For | For | For | |
1.6 | Elect H. M. Craig III | Mgmt | For | For | For | |
1.7 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |
1.8 | Elect Lewis Fetterman | Mgmt | For | For | For | |
1.9 | Elect Daniel Heavner | Mgmt | For | For | For | |
1.10 | Elect Frank Holding | Mgmt | For | For | For | |
1.11 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |
1.12 | Elect Lucius Jones | Mgmt | For | For | For | |
1.13 | Elect Robert Mason, IV | Mgmt | For | For | For | |
1.14 | Elect Robert Newcomb | Mgmt | For | For | For | |
1.15 | Elect Lewis Nunnelee II | Mgmt | For | For | For | |
1.16 | Elect James Parker | Mgmt | For | For | For | |
1.17 | Elect Ralph Shelton | Mgmt | For | For | For | |
1.18 | Elect David Ward, Jr. | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
First Community Bancshares, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FCBC | CUSIP 31983A103 | 04/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Allen Hamner | Mgmt | For | Withhold | Against | |
1.2 | Elect Richard Johnson | Mgmt | For | Withhold | Against | |
1.3 | Elect John Mendez | Mgmt | For | Withhold | Against | |
2 | Increase Authorized Shares | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
First Financial Bancorp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FFBC | CUSIP 320209109 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Wickliffe Ach | Mgmt | For | Withhold | Against | |
1.2 | Elect Donald Cisle, Sr. | Mgmt | For | Withhold | Against | |
1.3 | Elect Corinne Finnerty | Mgmt | For | Withhold | Against | |
1.4 | Elect Richard Olszewski | Mgmt | For | Withhold | Against | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
First Horizon National Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FHN | CUSIP 320517105 | 04/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Carter | Mgmt | For | For | For | |
1.2 | Elect Mark Emkes | Mgmt | For | For | For | |
1.3 | Elect D. Bryan Jordan | Mgmt | For | For | For | |
1.4 | Elect R. Brad Martin | Mgmt | For | For | For | |
1.5 | Elect Vicki Palmer | Mgmt | For | For | For | |
1.6 | Elect Michael Rose | Mgmt | For | For | For | |
1.7 | Elect William Sansom | Mgmt | For | For | For | |
1.8 | Elect Luke Yancy III | Mgmt | For | For | For | |
2 | Adoption of Majority Vote for Election | Mgmt | For | For | For | |
of Directors | ||||||
3 | Approval of Amendments to the 2003 | Mgmt | For | For | For | |
Equity Compensation Plan | ||||||
4 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
First Midwest Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FMBI | CUSIP 320867104 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Gaffney | Mgmt | For | For | For | |
2 | Elect Patrick McDonnell | Mgmt | For | For | For | |
3 | Elect Michael Scudder | Mgmt | For | For | For | |
4 | Elect John Sterling | Mgmt | For | For | For | |
5 | Elect J. Stephen Vanderwoude | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
7 | Amendments to the Omnibus Stock | Mgmt | For | For | For | |
and Incentive Plan | ||||||
8 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
GenCorp Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GY | CUSIP 368682100 | 03/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Thomas Corcoran | Mgmt | For | Withhold | Against | |
1.2 | Elect James Henderson | Mgmt | For | For | For | |
1.3 | Elect Warren Lichtenstein | Mgmt | For | For | For | |
1.4 | Elect David Lorber | Mgmt | For | For | For | |
1.5 | Elect James Perry | Mgmt | For | For | For | |
1.6 | Elect Scott Seymour | Mgmt | For | For | For | |
1.7 | Elect Martin Turchin | Mgmt | For | For | For | |
1.8 | Elect Robert Woods | Mgmt | For | For | For | |
2 | Amendment to Articles of | Mgmt | For | For | For | |
Incorporation to Preserve Value of | ||||||
NOLS | ||||||
3 | Amendment to the 2009 Equity and | Mgmt | For | For | For | |
Performance Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
5 | Transaction of Other Business | Mgmt | For | Against | Against | |
GFI Group Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GFIG | CUSIP 361652209 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Colin Heffron | Mgmt | For | For | For | |
1.2 | Elect John Ward | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2008 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
Gibraltar Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROCK | CUSIP 374689107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Colombo | Mgmt | For | For | For | |
1.2 | Elect Gerald S. Lippes | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Glimcher Realty Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
GRT | CUSIP 379302102 | 06/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Timothy O'Brien | Mgmt | For | For | For | |
1.2 | Elect Niles Overly | Mgmt | For | For | For | |
1.3 | Elect William Williams | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Glimcher Realty Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GRT | CUSIP 379302102 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Grand Canyon Education, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LOPE | CUSIP 38526M106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Brent Richardson | Mgmt | For | For | For | |
1.2 | Elect Brian Mueller | Mgmt | For | For | For | |
1.3 | Elect Christopher Richardson | Mgmt | For | For | For | |
1.4 | Elect Chad Heath | Mgmt | For | For | For | |
1.5 | Elect D. Mark Dorman | Mgmt | For | For | For | |
1.6 | Elect David Johnson | Mgmt | For | For | For | |
1.7 | Elect Jack Henry | Mgmt | For | For | For | |
1.8 | Elect Gerald Colangelo | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Great Plains Energy Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
GXP | CUSIP 391164100 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect D.L. Bodde | Mgmt | For | For | For | |
1.2 | Elect M.J.Chesser | Mgmt | For | For | For | |
1.3 | Elect W.H. Downey | Mgmt | For | For | For | |
1.4 | Elect R.C. Ferguson, Jr. | Mgmt | For | For | For | |
1.5 | Elect G.D. Forsee | Mgmt | For | For | For | |
1.6 | Elect J.A. Mitchell | Mgmt | For | For | For | |
1.7 | Elect W.C. Nelson | Mgmt | For | For | For | |
1.8 | Elect J.J. Sherman | Mgmt | For | For | For | |
1.9 | Elect L.H. Talbott | Mgmt | For | For | For | |
1.10 | Elect R.H. West | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
H&E EQUIPMENT SERVICES, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HEES | CUSIP 404030108 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gary Bagley | Mgmt | For | For | For | |
1.2 | Elect John Engquist | Mgmt | For | For | For | |
1.3 | Elect Keith Alessi | Mgmt | For | For | For | |
1.4 | Elect Paul Arnold | Mgmt | For | For | For | |
1.5 | Elect Bruce Bruckmann | Mgmt | For | For | For | |
1.6 | Elect Lawrence Karlson | Mgmt | For | For | For | |
1.7 | Elect John Sawyer | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Haverty Furniture Companies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HVT | CUSIP 419596101 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Glover | Mgmt | For | For | For | |
1.2 | Elect Rawson Haverty, Jr. | Mgmt | For | For | For | |
1.3 | Elect L. Phillip Humann | Mgmt | For | For | For | |
1.4 | Elect Mylle Mangum | Mgmt | For | For | For |
1.5 | Elect Frank McGaughey, III | Mgmt | For | For | For | |
1.6 | Elect Clarence Smith | Mgmt | For | For | For | |
1.7 | Elect Al Trujillo | Mgmt | For | For | For | |
1.8 | Elect Terence McGuirk | Mgmt | For | For | For | |
1.9 | Elect Vicki Palmer | Mgmt | For | For | For | |
1.10 | Elect Fred Schuermann | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hawaiian Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HA | CUSIP 419879101 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gregory Anderson | Mgmt | For | For | For | |
1.2 | Elect L. Todd Budge | Mgmt | For | For | For | |
1.3 | Elect Donald Carty | Mgmt | For | For | For | |
1.4 | Elect Mark Dunkerley | Mgmt | For | For | For | |
1.5 | Elect Lawrence Hershfield | Mgmt | For | Withhold | Against | |
1.6 | Elect Randall Jenson | Mgmt | For | Withhold | Against | |
1.7 | Elect Bert Kobayashi, Jr. | Mgmt | For | For | For | |
1.8 | Elect Crystal Rose | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
HCC Insurance Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HCC | CUSIP 404132102 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Judy Bozeman | Mgmt | For | For | For | |
1.2 | Elect Frank Bramanti | Mgmt | For | For | For | |
1.3 | Elect Walter Duer | Mgmt | For | For | For | |
1.4 | Elect James Flagg | Mgmt | For | For | For | |
1.5 | Elect Thomas Hamilton | Mgmt | For | For | For | |
1.6 | Elect John Molbeck, Jr. | Mgmt | For | For | For | |
1.7 | Elect James Oesterreicher | Mgmt | For | For | For | |
1.8 | Elect Robert Rosholt | Mgmt | For | For | For | |
1.9 | Elect Christopher Williams | Mgmt | For | For | For |
1.10 | Elect Scott Wise | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Health Management Associates, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HMA | CUSIP 421933102 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Schoen | Mgmt | For | For | For | |
1.2 | Elect Gary Newsome | Mgmt | For | For | For | |
1.3 | Elect Kent Dauten | Mgmt | For | For | For | |
1.4 | Elect Donald Kiernan | Mgmt | For | For | For | |
1.5 | Elect Robert Knox | Mgmt | For | For | For | |
1.6 | Elect William Mayberry | Mgmt | For | For | For | |
1.7 | Elect Vicki O'Meara | Mgmt | For | For | For | |
1.8 | Elect William Steere, Jr. | Mgmt | For | For | For | |
1.9 | Elect Randolph Westerfield | Mgmt | For | For | For | |
2 | Amendment to the 1996 Executive | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Hercules Technology Growth | ||||||
Capital, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HTGC | CUSIP 427096508 | 06/09/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Manuel Henriquez | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Approval to Sell or Issue Shares | Mgmt | For | For | For | |
Below Net Asset Value | ||||||
4 | Approval to Issue Debt Convertible | Mgmt | For | For | For | |
into Shares at a Conversion Price | ||||||
Below Net Asset Value |
HORSEHEAD HOLDING CORP. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ZINC | CUSIP 440694305 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Hensler | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Hudson Valley Holding Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
HUVL | CUSIP 444172100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Griffin | Mgmt | For | Withhold | Against | |
1.2 | Elect James Landy | Mgmt | For | Withhold | Against | |
1.3 | Elect Stephen Brown | Mgmt | For | Withhold | Against | |
1.4 | Elect Mary-Jane Foster | Mgmt | For | Withhold | Against | |
1.5 | Elect Gregory Holcombe | Mgmt | For | Withhold | Against | |
1.6 | Elect Adam Ifshin | Mgmt | For | Withhold | Against | |
1.7 | Elect Michael Maloney | Mgmt | For | Withhold | Against | |
1.8 | Elect Angelo Martinelli | Mgmt | For | Withhold | Against | |
1.9 | Elect William Mulrow | Mgmt | For | Withhold | Against | |
1.10 | Elect John Pratt, Jr. | Mgmt | For | Withhold | Against | |
1.11 | Elect Cecile Singer | Mgmt | For | Withhold | Against | |
1.12 | Elect Craig Thompson | Mgmt | For | Withhold | Against | |
2 | 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
i2 Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ITWO | CUSIP 465754208 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Merger | Mgmt | For | For | For | |
2 | Right to Adjourn Meeting | Mgmt | For | For | For |
Iconix Brand Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ICON | CUSIP 451055107 | 08/13/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Neil Cole | Mgmt | For | For | For | |
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |
1.3 | Elect Steven Mendelow | Mgmt | For | For | For | |
1.4 | Elect Drew Cohen | Mgmt | For | For | For | |
1.5 | Elect F. Peter Cuneo | Mgmt | For | For | For | |
1.6 | Elect Mark Friedman | Mgmt | For | For | For | |
1.7 | Elect James Marcum | Mgmt | For | For | For | |
2 | 2009 Equity Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Infinity Property and Casualty | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPCC | CUSIP 45665Q103 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Teresa Canida | Mgmt | For | For | For | |
1.2 | Elect Jorge Castro | Mgmt | For | For | For | |
1.3 | Elect James Gober | Mgmt | For | For | For | |
1.4 | Elect Harold Layman | Mgmt | For | For | For | |
1.5 | Elect Drayton Nabers, Jr. | Mgmt | For | For | For | |
1.6 | Elect Samuel Simon | Mgmt | For | For | For | |
1.7 | Elect Roger Smith | Mgmt | For | For | For | |
1.8 | Elect W. Stancil Starnes | Mgmt | For | For | For | |
1.9 | Elect Gregory Thomas | Mgmt | For | For | For | |
1.10 | Elect Samuel Weinhoff | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Annual Executive Bonus Plan | Mgmt | For | For | For | |
4 | Amendment to the 2008 Performance | Mgmt | For | For | For | |
Share Plan | ||||||
INFOGROUP INC | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IUSA | CUSIP 45670G108 | 06/29/2010 | Voted |
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | Against | Against | |
2 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |
InfoSpace, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
INSP | CUSIP 45678T300 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Voelker | Mgmt | For | For | For | |
1.2 | Elect Richard Hearney | Mgmt | For | Withhold | Against | |
1.3 | Elect William Lansing | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Innovative Solutions and Support, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ISSC | CUSIP 45769N105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Rau | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Investment Technology Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ITG | CUSIP 46145F105 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. William Burdett | Mgmt | For | For | For | |
1.2 | Elect Christopher Dodds | Mgmt | For | For | For | |
1.3 | Elect Robert Gasser | Mgmt | For | For | For | |
1.4 | Elect Timothy Jones | Mgmt | For | For | For |
1.5 | Elect Kevin O'Hara | Mgmt | For | For | For | |
1.6 | Elect Maureen O'Hara | Mgmt | For | For | For | |
1.7 | Elect Steven Wood | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2007 Omnibus Equity Compensation | Mgmt | For | For | For | |
Plan | ||||||
IPC Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
IPCR | CUSIP G4933P101 | 09/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Amendment to Bylaws to Eliminate | Mgmt | For | For | For | |
the Supermajority Vote Requirement | ||||||
2 | Approval of the Merger | Mgmt | For | For | For | |
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
James River Coal Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JRCC | CUSIP 470355207 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Leonard Kujawa | Mgmt | For | For | For | |
1.2 | Elect Peter Socha | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Jos. A. Bank Clothiers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
JOSB | CUSIP 480838101 | 06/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Ferstl | Mgmt | For | For | For | |
1.2 | Elect Sidney Ritman | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Equity Incentive Plan | Mgmt | For | For | For |
Kenneth Cole Productions, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KCP | CUSIP 193294105 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Kenneth Cole | Mgmt | For | For | For | |
1.2 | Elect Jill Granoff | Mgmt | For | For | For | |
1.3 | Elect Michael Blitzer | Mgmt | For | For | For | |
1.4 | Elect Martin Franklin | Mgmt | For | Withhold | Against | |
1.5 | Elect Robert Grayson | Mgmt | For | For | For | |
1.6 | Elect Denis Kelly | Mgmt | For | For | For | |
1.7 | Elect Philip Peller | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Koppers Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KOP | CUSIP 50060P106 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Hillenbrand | Mgmt | For | For | For | |
1.2 | Elect James Stalder | Mgmt | For | For | For | |
2 | Amendment to the 2005 Long Term | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Kraton Performance Polymers, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
KRA | CUSIP 50077C106 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Dan Smith | Mgmt | For | For | For | |
1.2 | Elect Barry Goldstein | Mgmt | For | For | For | |
1.3 | Elect Michael MacDougall | Mgmt | For | For | For | |
1.4 | Elect Timothy Walsh | Mgmt | For | For | For |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lasalle Hotel Properties | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LHO | CUSIP 517942108 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Donald Perkins | Mgmt | For | For | For | |
1.2 | Elect Stuart Scott | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lincare Holdings Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LNCR | CUSIP 532791100 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Byrnes | Mgmt | For | For | For | |
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |
1.3 | Elect Chester Black | Mgmt | For | For | For | |
1.4 | Elect Frank Byrne | Mgmt | For | For | For | |
1.5 | Elect William Miller III | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lincoln Educational Services | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LINC | CUSIP 533535100 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alvin Austin | Mgmt | For | Withhold | Against | |
1.2 | Elect Peter Burgess | Mgmt | For | Withhold | Against | |
1.3 | Elect James Burke, Jr. | Mgmt | For | Withhold | Against | |
1.4 | Elect David Carney | Mgmt | For | Withhold | Against | |
1.5 | Elect Celia Currin | Mgmt | For | Withhold | Against | |
1.6 | Elect Paul Glaske | Mgmt | For | Withhold | Against | |
1.7 | Elect Charles Kalmbach | Mgmt | For | Withhold | Against |
1.8 | Elect Shaun McAlmont | Mgmt | For | Withhold | Against | |
1.9 | Elect Alexis Michas | Mgmt | For | Withhold | Against | |
1.10 | Elect J. Barry Morrow | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Lithia Motors, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LAD | CUSIP 536797103 | 04/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sidney DeBoer | Mgmt | For | For | For | |
1.2 | Elect Thomas Becker | Mgmt | For | For | For | |
1.3 | Elect Susan Cain | Mgmt | For | For | For | |
1.4 | Elect Bryan DeBoer | Mgmt | For | For | For | |
1.5 | Elect William Young | Mgmt | For | For | For | |
2 | Amendment to the 2003 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Louisiana-Pacific Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LPX | CUSIP 546347105 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lizanne Gottung | Mgmt | For | For | For | |
1.2 | Elect Dustan McCoy | Mgmt | For | For | For | |
1.3 | Elect Colin Watson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
LSB Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
LXU | CUSIP 502160104 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles A. Burtch | Mgmt | For | For | For | |
1.2 | Elect Robert A. Butkin | Mgmt | For | Withhold | Against |
1.3 | Elect Jack E. Golsen | Mgmt | For | For | For | |
1.4 | Elect Horace G. Rhodes | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
M/I Homes, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MHO | CUSIP 55305B101 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Friedrich Bohm | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Miro | Mgmt | For | For | For | |
1.3 | Elect Robert Schottenstein | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Mellanox Technologies, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MLNX | CUSIP M51363113 | 05/17/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Eyal Waldman | Mgmt | For | For | For | |
2 | Elect Glenda Dorchak | Mgmt | For | For | For | |
3 | Elect Irwin Federman | Mgmt | For | For | For | |
4 | Elect Thomas Weatherford | Mgmt | For | For | For | |
5 | Elect Amal Johnson | Mgmt | For | For | For | |
6 | Elect Thomas Riordan | Mgmt | For | For | For | |
7 | Appoint Eyal Waldman as Chairman | Mgmt | For | For | For | |
of the Board | ||||||
8 | Approval of Salary Increase and Cash | Mgmt | For | For | For | |
Bonus Awarded to Eyal Waldman | ||||||
9 | Approval of Equity Awards to Eyal | Mgmt | For | For | For | |
Waldman | ||||||
10 | Approval of Perquisites Awarded to | Mgmt | For | For | For | |
Eyal Waldman | ||||||
11 | Amendment to Non-Employee | Mgmt | For | For | For | |
Director Cash Compensation | ||||||
12 | Amendment to Non-Employee | Mgmt | For | Against | Against | |
Director Equity Award Grants |
13 | Amendment to Director and Officer | Mgmt | For | For | For | |
Indemnification Agreement | ||||||
14 | Approval of Director and Officer | Mgmt | For | For | For | |
Liability Insurance | ||||||
15 | Ratification of Auditor | Mgmt | For | For | For | |
Metro Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
METR | CUSIP 59161R101 | 12/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |
1.2 | Elect James Adair | Mgmt | For | For | For | |
1.3 | Elect John Cardello | Mgmt | For | For | For | |
1.4 | Elect Jay Cleveland | Mgmt | For | Withhold | Against | |
1.5 | Elect Douglas Gelder | Mgmt | For | For | For | |
1.6 | Elect Alan Hassman | Mgmt | For | For | For | |
1.7 | Elect Michael Serluco | Mgmt | For | For | For | |
1.8 | Elect Howell Mette | Mgmt | For | For | For | |
1.9 | Elect Samir Srouji | Mgmt | For | For | For | |
2 | Transaction of Other Business | Mgmt | For | Against | Against | |
MFA Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MFA | CUSIP 55272X102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stewart Zimmerman | Mgmt | For | For | For | |
1.2 | Elect James Brodsky | Mgmt | For | For | For | |
1.3 | Elect Alan Gosule | Mgmt | For | For | For | |
2 | Amendment to the 2004 Equity | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
MGIC Investment Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MTG | CUSIP 552848103 | 05/06/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect James Abbott | Mgmt | For | For | For | |
2 | Elect Thomas Hagerty | Mgmt | For | For | For | |
3 | Elect Michael Lehman | Mgmt | For | For | For | |
4 | Approval of the Amended Shareholder | Mgmt | For | For | For | |
Rights Plan | ||||||
5 | Ratification of Auditor | Mgmt | For | For | For | |
Middleby Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MIDD | CUSIP 596278101 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Selim Bassoul | Mgmt | For | Against | Against | |
2 | Elect Robert Lamb | Mgmt | For | Against | Against | |
3 | Elect Ryan Levenson | Mgmt | For | Against | Against | |
4 | Elect John Miller III | Mgmt | For | Against | Against | |
5 | Elect Gordon O'Brien | Mgmt | For | Against | Against | |
6 | Elect Philip Putnam | Mgmt | For | Against | Against | |
7 | Elect Sabin Streeter | Mgmt | For | Against | Against | |
8 | Ratification of Auditor | Mgmt | For | For | For | |
Mueller Industries, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MLI | CUSIP 624756102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Alexander Federbush | Mgmt | For | For | For | |
1.2 | Elect Paul Flaherty | Mgmt | For | For | For | |
1.3 | Elect Gennaro Fulvio | Mgmt | For | For | For | |
1.4 | Elect Gary Gladstein | Mgmt | For | For | For | |
1.5 | Elect Scott Goldman | Mgmt | For | For | For | |
1.6 | Elect Terry Hermanson | Mgmt | For | For | For | |
1.7 | Elect Harvey Karp | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Mueller Water Products, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
MWA | CUSIP 624758108 | 01/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Donald Boyce | Mgmt | For | For | For | |
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |
1.3 | Elect Gregory Hyland | Mgmt | For | For | For | |
1.4 | Elect Jerry Kolb | Mgmt | For | For | For | |
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | |
1.6 | Elect Mark O'Brien | Mgmt | For | For | For | |
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | |
1.8 | Elect Neil Springer | Mgmt | For | For | For | |
1.9 | Elect Lydia Thomas | Mgmt | For | For | For | |
1.10 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | |
2 | 2010 Management Incentive Plan | Mgmt | For | Abstain | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
National Health Investors, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NHI | CUSIP 63633D104 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Ted Welch | Mgmt | For | For | For | |
1.2 | Elect J. Justin Hutchens | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
National Retail Properties, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NNN | CUSIP 637417106 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Don DeFosset | Mgmt | For | For | For | |
1.2 | Elect Dennis Gershenson | Mgmt | For | For | For | |
1.3 | Elect Kevin Habicht | Mgmt | For | For | For |
1.4 | Elect Richard Jennings | Mgmt | For | For | For | |
1.5 | Elect Ted Lanier | Mgmt | For | For | For | |
1.6 | Elect Robert Legler | Mgmt | For | For | For | |
1.7 | Elect Craig Macnab | Mgmt | For | For | For | |
1.8 | Elect Robert Martinez | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against | |
NBTY, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTY | CUSIP 628782104 | 02/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ashner | Mgmt | For | For | For | |
1.2 | Elect Glenn Cohen | Mgmt | For | For | For | |
1.3 | Elect Arthur Rudolph | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
NetGear, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTGR | CUSIP 64111Q104 | 05/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Patrick Lo | Mgmt | For | For | For | |
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | |
1.3 | Elect Ralph Faison | Mgmt | For | For | For | |
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | |
1.5 | Elect Jef Graham | Mgmt | For | For | For | |
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | |
1.7 | Elect George Parker | Mgmt | For | For | For | |
1.8 | Elect Gregory Rossmann | Mgmt | For | For | For | |
1.9 | Elect Julie Shimer | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Newell Rubbermaid Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
NWL | CUSIP 651229106 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Scott Cowen | Mgmt | For | For | For | |
2 | Elect Cynthia Montgomery | Mgmt | For | For | For | |
3 | Elect Michael B. Polk | Mgmt | For | For | For | |
4 | Elect Michael Todman | Mgmt | For | For | For | |
5 | 2010 Stock Plan | Mgmt | For | For | For | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
NewStar Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NEWS | CUSIP 65251F105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Bralver | Mgmt | For | For | For | |
1.2 | Elect T. Kimball Brooker Jr. | Mgmt | For | For | For | |
1.3 | Elect Timothy Conway | Mgmt | For | For | For | |
1.4 | Elect Bradley Cooper | Mgmt | For | For | For | |
1.5 | Elect Brian Fallon | Mgmt | For | For | For | |
1.6 | Elect Frank Noonan | Mgmt | For | For | For | |
1.7 | Elect Maureen O'Hara | Mgmt | For | For | For | |
1.8 | Elect Peter Schmidt-Fellner | Mgmt | For | For | For | |
1.9 | Elect Richard Thornburgh | Mgmt | For | For | For | |
2 | Amendment to the 2006 Incentive | Mgmt | For | Against | Against | |
Plan | ||||||
3 | Reverse Stock Split | Mgmt | For | Abstain | Against | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
Ntelos Holdings Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NTLS | CUSIP 67020Q107 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Timothy Biltz | Mgmt | For | Withhold | Against | |
1.2 | Elect Daniel Fine | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert Guth | Mgmt | For | Withhold | Against |
1.4 | Elect Daniel Heneghan | Mgmt | For | Withhold | Against | |
1.5 | Elect Michael Huber | Mgmt | For | Withhold | Against | |
1.6 | Elect James Hyde | Mgmt | For | Withhold | Against | |
1.7 | Elect Julia North | Mgmt | For | Withhold | Against | |
1.8 | Elect Jerry Vaughn | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Equity and Cash Incentive Plan | Mgmt | For | Against | Against | |
Officemax Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMX | CUSIP 67622P101 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Dorrit Bern | Mgmt | For | For | For | |
2 | Elect Warren Bryant | Mgmt | For | For | For | |
3 | Elect Joseph DePinto | Mgmt | For | For | For | |
4 | Elect Sam Duncan | Mgmt | For | For | For | |
5 | Elect Rakesh Gangwal | Mgmt | For | For | For | |
6 | Elect Francesca Ruiz de Luzuriaga | Mgmt | For | For | For | |
7 | Elect William Montgoris | Mgmt | For | For | For | |
8 | Elect David Szymanski | Mgmt | For | For | For | |
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Amendment to the 2003 Incentive and | Mgmt | For | For | For | |
Performance Plan | ||||||
OM Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMG | CUSIP 670872100 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Katharine Plourde | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Oplink Communications, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
OPLK | CUSIP 68375Q403 | 11/04/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Tim Christofferson | Mgmt | For | For | For | |
1.2 | Elect Jesse Jack | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2009 Equity Incentive Plan | Mgmt | For | For | For | |
4 | Amendment to the 2000 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
Owens & Minor Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
OMI | CUSIP 690732102 | 04/30/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect A. Marshall Acuff, Jr. | Mgmt | For | For | For | |
1.2 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |
1.3 | Elect John Crotty | Mgmt | For | For | For | |
1.4 | Elect Richard Fogg | Mgmt | For | For | For | |
1.5 | Elect G. Gilmer Minor III | Mgmt | For | For | For | |
1.6 | Elect Eddie Moore, Jr. | Mgmt | For | For | For | |
1.7 | Elect Peter Redding | Mgmt | For | For | For | |
1.8 | Elect James Rogers | Mgmt | For | For | For | |
1.9 | Elect Robert Sledd | Mgmt | For | For | For | |
1.10 | Elect Craig Smith | Mgmt | For | For | For | |
1.11 | Elect James Ukrop | Mgmt | For | For | For | |
1.12 | Elect Anne Whittemore | Mgmt | For | For | For | |
2 | Re-Approval of Performance Goals | Mgmt | For | For | For | |
Under the 2005 Stock Incentive Plan | ||||||
3 | Amendment to Increase Individual | Mgmt | For | For | For | |
Incentive Award Limit Under the 2005 | ||||||
Stock Incentive Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
PacWest Bancorp Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
PACW | CUSIP 695263103 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mark Baker | Mgmt | For | For | For | |
1.2 | Elect Stephen Dunn | Mgmt | For | For | For | |
1.3 | Elect John Eggemeyer | Mgmt | For | For | For | |
1.4 | Elect Barry Fitzpatrick | Mgmt | For | For | For | |
1.5 | Elect George Langley | Mgmt | For | For | For | |
1.6 | Elect Susan Lester | Mgmt | For | For | For | |
1.7 | Elect Timothy Matz | Mgmt | For | For | For | |
1.8 | Elect Arnold Messer | Mgmt | For | For | For | |
1.9 | Elect Daniel Platt | Mgmt | For | For | For | |
1.10 | Elect John Rose | Mgmt | For | For | For | |
1.11 | Elect Robert Stine | Mgmt | For | For | For | |
1.12 | Elect Matthew Wagner | Mgmt | For | For | For | |
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Amendment to the Executive | Mgmt | For | For | For | |
Incentive Plan | ||||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | |
6 | Transaction of Other Business | Mgmt | For | Against | Against | |
Palomar Medical Technologies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PMTI | CUSIP 697529303 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Joseph Caruso | Mgmt | For | Withhold | Against | |
1.2 | Elect Jeanne Cohane | Mgmt | For | Withhold | Against | |
1.3 | Elect Nicholas Economou | Mgmt | For | Withhold | Against | |
1.4 | Elect James Martin | Mgmt | For | Withhold | Against | |
1.5 | Elect A. Neil Pappalardo | Mgmt | For | Withhold | Against | |
1.6 | Elect Louis Valente | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Transaction of Other Business | Mgmt | For | Against | Against |
Par Pharmaceutical Companies, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRX | CUSIP 69888P106 | 05/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Melvin Sharoky | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
Pebblebrook Hotel Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PEB | CUSIP 70509V100 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jon Bortz | Mgmt | For | For | For | |
1.2 | Elect Cydney Donnell | Mgmt | For | For | For | |
1.3 | Elect Ron Jackson | Mgmt | For | For | For | |
1.4 | Elect Martin Nesbitt | Mgmt | For | For | For | |
1.5 | Elect Michael Schall | Mgmt | For | For | For | |
1.6 | Elect Earl Webb | Mgmt | For | For | For | |
1.7 | Elect Laura Wright | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Penn Virginia Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PVA | CUSIP 707882106 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Clarke | Mgmt | For | For | For | |
1.2 | Elect Edward Cloues, II | Mgmt | For | For | For | |
1.3 | Elect A. James Dearlove | Mgmt | For | For | For | |
1.4 | Elect Robert Garrett | Mgmt | For | For | For | |
1.5 | Elect Keith Horton | Mgmt | For | For | For | |
1.6 | Elect Marsha Perelman | Mgmt | For | For | For | |
1.7 | Elect William Shea | Mgmt | For | For | For |
1.8 | Elect Philippe van Marcke de | Mgmt | For | For | For | |
Lummen | ||||||
1.9 | Elect Gary Wright | Mgmt | For | For | For | |
2 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
PetMed Express, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PETS | CUSIP 716382106 | 07/31/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Menderes Akdag | Mgmt | For | For | For | |
1.2 | Elect Frank Formica | Mgmt | For | For | For | |
1.3 | Elect Gian Fulgoni | Mgmt | For | For | For | |
1.4 | Elect Ronald Korn | Mgmt | For | For | For | |
1.5 | Elect Robert Schweitzer | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
PetroQuest Energy, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PQ | CUSIP 716748108 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Goodson | Mgmt | For | For | For | |
1.2 | Elect William Rucks, IV | Mgmt | For | For | For | |
1.3 | Elect E. Wayne Nordberg | Mgmt | For | For | For | |
1.4 | Elect Michael Finch | Mgmt | For | For | For | |
1.5 | Elect W. J. Gordon, III | Mgmt | For | For | For | |
1.6 | Elect Charles Mitchell, II | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Phillips-Van Heusen Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PVH | CUSIP 718592108 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Mary Baglivo | Mgmt | For | For | For | |
1.2 | Elect Emanuel Chirico | Mgmt | For | For | For | |
1.3 | Elect Edward Cohen | Mgmt | For | For | For | |
1.4 | Elect Joseph Fuller | Mgmt | For | For | For | |
1.5 | Elect Fred Gehring | Mgmt | For | For | For | |
1.6 | Elect Margaret Jenkins | Mgmt | For | For | For | |
1.7 | Elect David Landau | Mgmt | For | For | For | |
1.8 | Elect Bruce Maggin | Mgmt | For | For | For | |
1.9 | Elect V. James Marino | Mgmt | For | For | For | |
1.10 | Elect Henry Nasella | Mgmt | For | For | For | |
1.11 | Elect Rita Rodriguez | Mgmt | For | For | For | |
1.12 | Elect Craig Rydin | Mgmt | For | For | For | |
1.13 | Elect Chrsitan Stahl | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Pier 1 Imports, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PIR | CUSIP 720279108 | 06/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Burgoyne | Mgmt | For | For | For | |
2 | Elect Michael Ferrari | Mgmt | For | For | For | |
3 | Elect Terry London | Mgmt | For | For | For | |
4 | Elect Alexander Smith | Mgmt | For | For | For | |
5 | Elect Cece Smith | Mgmt | For | For | For | |
6 | Amendment to the Stock Purchase | Mgmt | For | For | For | |
Plan | ||||||
7 | Ratification of Auditor | Mgmt | For | For | For | |
8 | Shareholder Proposal Regarding Pay | ShrHldr | Against | Against | For | |
For Superior Performance | ||||||
Pier 1 Imports, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PIR | CUSIP 720279108 | 07/01/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect John Burgoyne | Mgmt | For | For | For | |
2 | Elect Michael Ferrari | Mgmt | For | For | For |
3 | Elect Robert Holland, III | Mgmt | For | For | For | |
4 | Elect Karen Katz | Mgmt | For | For | For | |
5 | Elect Terry London | Mgmt | For | For | For | |
6 | Elect Alexander Smith | Mgmt | For | For | For | |
7 | Elect Cece Smith | Mgmt | For | For | For | |
8 | Elect Tom Thomas | Mgmt | For | For | For | |
9 | Reverse Stock Split | Mgmt | For | For | For | |
10 | Amendment to Par Value | Mgmt | For | For | For | |
11 | Increase in Authorized Preferred | Mgmt | For | For | For | |
Stock | ||||||
12 | Ratification of Auditor | Mgmt | For | For | For | |
13 | Shareholder Proposal Regarding Pay- | ShrHldr | Against | Against | For | |
for-Superior-Performance | ||||||
Pioneer Drilling Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PDC | CUSIP 723655106 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Rauh | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
PolyOne Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
POL | CUSIP 73179P106 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Douglas Campbell | Mgmt | For | For | For | |
1.2 | Elect Carol Cartwright | Mgmt | For | For | For | |
1.3 | Elect Richard Fearon | Mgmt | For | For | For | |
1.4 | Elect Gordon Harnett | Mgmt | For | For | For | |
1.5 | Elect Richard Lorraine | Mgmt | For | For | For | |
1.6 | Elect Edward Mooney | Mgmt | For | For | For | |
1.7 | Elect Stephen Newlin | Mgmt | For | For | For | |
1.8 | Elect William Powell | Mgmt | For | For | For | |
1.9 | Elect Farah Walters | Mgmt | For | For | For | |
2 | 2010 Equity and Performance Plan | Mgmt | For | For | For |
3 | Senior Executive Annual Incentive | Mgmt | For | For | For | |
Plan | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For | |
Popular, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
BPOP | CUSIP 733174106 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Masin | Mgmt | For | For | For | |
2 | Elect Manuel Morales, Jr. | Mgmt | For | For | For | |
3 | Elect Jose Vizcarrondo | Mgmt | For | For | For | |
4 | Elect Alejandro Ballester | Mgmt | For | For | For | |
5 | Elect Carlos Unanue | Mgmt | For | For | For | |
6 | Adoption of Supermajority | Mgmt | For | Against | Against | |
Requirement | ||||||
7 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
8 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
9 | Ratification of Auditor | Mgmt | For | For | For | |
10 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Putnam Money Market Liquidity | ||||||
Fund | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
CUSIP 746763168 | 11/19/2009 | Voted | ||||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.01 | Elect Ravi Akhoury | Mgmt | For | For | For | |
1.02 | Elect Jameson Baxter | Mgmt | For | For | For | |
1.03 | Elect Charles Curtis | Mgmt | For | For | For | |
1.04 | Elect Robert Darretta | Mgmt | For | For | For | |
1.05 | Elect Myra Drucker | Mgmt | For | For | For | |
1.06 | Elect John Hill | Mgmt | For | For | For | |
1.07 | Elect Paul Joskow | Mgmt | For | For | For | |
1.08 | Elect Elizabeth Kennan | Mgmt | For | For | For | |
1.09 | Elect Kenneth Leibler | Mgmt | For | For | For | |
1.10 | Elect Robert Patterson | Mgmt | For | For | For | |
1.11 | Elect George Putnam, III | Mgmt | For | For | For | |
1.12 | Elect Robert Reynolds | Mgmt | For | For | For | |
1.13 | Elect W. Thomas Stephens | Mgmt | For | For | For | |
1.14 | Elect Richard Worley | Mgmt | For | For | For | |
2 | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund | ||||||
2.A | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Both Fund Family | ||||||
Breakpoints And Performance Fees | ||||||
2.B | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Fund Family Breakpoints | ||||||
Only | ||||||
2.C | Approving A Proposed New | N/A | N/A | N/A | N/A | |
Management Contract For Your | ||||||
Fund: With Performance Fees Only | ||||||
3 | Approving An Amendment To Your | |||||
Fund's Fundamental Investment | ||||||
Restriction With Respect To: | ||||||
3.A | Investments in Commodities | N/A | N/A | N/A | N/A | |
3.B | Diversification of Investments | N/A | N/A | N/A | N/A | |
3.C | The Acquisition of Voting Securities | N/A | N/A | N/A | N/A |
3.D | Borrowing | N/A | N/A | N/A | N/A | |
3.E | Making Loans | N/A | N/A | N/A | N/A | |
4 | Approving An Amendment To Your | |||||
Fund's Agreement And Declaration | ||||||
of Trust With Respect To: | ||||||
4.A | The Duration Of The Trust | N/A | N/A | N/A | N/A | |
4.B | Redemption At The Option Of The | N/A | N/A | N/A | N/A | |
Trust | ||||||
5 | Shareholders Request That The | N/A | N/A | N/A | N/A | |
Board Institute Procedues To | ||||||
Prevent Holding Investments In | ||||||
Companies That, In The Judgment | ||||||
Of The Board, Substantially | ||||||
Contribute To Genocide Or Crimes | ||||||
Against Humanity, The Most | ||||||
Egregious Violations Of Human | ||||||
Rights. |
Quanex Buildings Products | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
NX | CUSIP 747619104 | 02/25/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Griffiths | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Questcor Pharmaceuticals, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
QCOR | CUSIP 74835Y101 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Don Bailey | Mgmt | For | For | For | |
1.2 | Elect Neal Bradsher | Mgmt | For | For | For | |
1.3 | Elect Stephen Farrell | Mgmt | For | For | For | |
1.4 | Elect Louis Silverman | Mgmt | For | For | For | |
1.5 | Elect Virgil Thompson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
RailAmerica, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RA | CUSIP 750753402 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Giles | Mgmt | For | For | For | |
1.2 | Elect Vincent Montogomery | Mgmt | For | For | For | |
1.3 | Elect Ray Robinson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
RC2 Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RCRC | CUSIP 749388104 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Dods | Mgmt | For | For | For | |
1.2 | Elect Curtis Stoelting | Mgmt | For | For | For | |
1.3 | Elect John Bakalar | Mgmt | For | For | For | |
1.4 | Elect John Vosicky | Mgmt | For | For | For | |
1.5 | Elect Paul Purcell | Mgmt | For | For | For | |
1.6 | Elect Thomas Collinger | Mgmt | For | For | For | |
1.7 | Elect Michael Merriman, Jr. | Mgmt | For | For | For | |
1.8 | Elect Linda Huett | Mgmt | For | For | For | |
1.9 | Elect Peter Henseler | Mgmt | For | For | For | |
1.10 | Elect Joan Chow | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
Reinsurance Group of America, | ||||||
Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RGA | CUSIP 759351604 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William J. Bartlett | Mgmt | For | For | For | |
1.2 | Elect Alan C. Henderson | Mgmt | For | For | For | |
1.3 | Elect J. Rachel Lomax | Mgmt | For | For | For | |
1.4 | Elect Fred J. Sievert | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Retail Opportunity Investments | ||||||
Corp. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROIC | CUSIP 76131N101 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Melvin Adess | Mgmt | For | Withhold | Against | |
1.2 | Elect Richard Baker | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert Baker | Mgmt | For | Withhold | Against | |
1.4 | Elect Michael Indiveri | Mgmt | For | Withhold | Against | |
1.5 | Elect William Mack | Mgmt | For | Withhold | Against | |
1.6 | Elect Edward Meyer | Mgmt | For | Withhold | Against | |
1.7 | Elect Lee Neibart | Mgmt | For | Withhold | Against | |
1.8 | Elect Charles Persico | Mgmt | For | Withhold | Against | |
1.9 | Elect Laura Pomerantz | Mgmt | For | Withhold | Against | |
1.10 | Elect Stuart Tanz | Mgmt | For | Withhold | Against | |
1.11 | Elect Vincent Tese | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
REX ENERGY CORPORATION | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
REXX | CUSIP 761565100 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Lance Shaner | Mgmt | For | For | For |
1.2 | Elect Benjamin Hulburt | Mgmt | For | For | For | |
1.3 | Elect Daniel Churay | Mgmt | For | For | For | |
1.4 | Elect John Lombardi | Mgmt | For | For | For | |
1.5 | Elect John Higbee | Mgmt | For | For | For | |
1.6 | Elect Eric Mattson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Robbins & Myers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RBN | CUSIP 770196103 | 01/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Richard Giromini | Mgmt | For | For | For | |
1.2 | Elect Stephen Kirk | Mgmt | For | For | For | |
1.3 | Elect Peter Wallace | Mgmt | For | For | For | |
2 | Amendment to the 2004 Stock | Mgmt | For | For | For | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Rock-Tenn Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RKT | CUSIP 772739207 | 01/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Stephen Anderson | Mgmt | For | For | For | |
1.2 | Elect Robert Currey | Mgmt | For | For | For | |
1.3 | Elect Lawrence Gellerstedt, III | Mgmt | For | For | For | |
1.4 | Elect John Spiegel | Mgmt | For | For | For | |
1.5 | Elect J. Powell Brown | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
ROSETTA RESOURCES, INC. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
ROSE | CUSIP 777779307 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Richard Beckler | Mgmt | For | For | For | |
1.2 | Elect Matthew Fitzgerald | Mgmt | For | For | For | |
1.3 | Elect Philip Frederickson | Mgmt | For | For | For | |
1.4 | Elect D. Henry Houston | Mgmt | For | For | For | |
1.5 | Elect Randy Limbacher | Mgmt | For | For | For | |
1.6 | Elect Josiah Low III | Mgmt | For | For | For | |
1.7 | Elect Donald Patteson, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
RPM International Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RPM | CUSIP 749685103 | 10/08/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Abizaid | Mgmt | For | Withhold | Against | |
1.2 | Elect Bruce Carbonari | Mgmt | For | Withhold | Against | |
1.3 | Elect James Karman | Mgmt | For | Withhold | Against | |
1.4 | Elect Donald Miller | Mgmt | For | Withhold | Against | |
1.5 | Elect Jospeh Viviano | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2004 Omnibus | Mgmt | For | For | For | |
Equity and Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
Ruddick Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
RDK | CUSIP 781258108 | 02/18/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Belk | Mgmt | For | For | For | |
1.2 | Elect John Derham Cato | Mgmt | For | For | For | |
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | |
1.4 | Elect James Hynes | Mgmt | For | For | For | |
1.5 | Elect Anna Nelson | Mgmt | For | For | For | |
1.6 | Elect Bailey Patrick | Mgmt | For | For | For | |
1.7 | Elect Robert Spilman, Jr. | Mgmt | For | For | For |
1.8 | Elect Harold Stowe | Mgmt | For | For | For | |
1.9 | Elect Isaiah Tidwell | Mgmt | For | For | For | |
1.10 | Elect William Warden, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Schawk, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SGK | CUSIP 806373106 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Clarence W. Schawk | Mgmt | For | Withhold | Against | |
1.2 | Elect David A. Schawk | Mgmt | For | Withhold | Against | |
1.3 | Elect A. Alex Sarkisian | Mgmt | For | Withhold | Against | |
1.4 | Elect Leonard S. Caronia | Mgmt | For | Withhold | Against | |
1.5 | Elect Judith W. McCue | Mgmt | For | Withhold | Against | |
1.6 | Elect Hollis W. Rademacher | Mgmt | For | Withhold | Against | |
1.7 | Elect John T. McEnroe | Mgmt | For | Withhold | Against | |
1.8 | Elect Michael G. O'Rourke | Mgmt | For | Withhold | Against | |
1.9 | Elect Stanley N. Logan | Mgmt | For | Withhold | Against | |
2 | Amendment to the 1991 Outside | Mgmt | For | For | For | |
Directors' Formula Stock Option Plan | ||||||
School Specialty, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SCHS | CUSIP 807863105 | 08/18/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Vander Zanden | Mgmt | For | For | For | |
1.2 | Elect Jacqueline Woods | Mgmt | For | For | For | |
2 | Authority to Fill Director Vacancy | Mgmt | For | For | For | |
without Shareholder Approval | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Seacoast Banking Corporation of | ||||||
Florida | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status |
SBCF | CUSIP 811707306 | 06/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Crane | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Furst | Mgmt | For | For | For | |
1.3 | Elect Dennis Hudson, Jr. | Mgmt | For | For | For | |
1.4 | Elect Thomas Rossin | Mgmt | For | For | For | |
1.5 | Elect Thomas Thurlow, Jr. | Mgmt | For | For | For | |
2 | Reverse Stock Split | Mgmt | For | For | For | |
3 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
4 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
5 | Issuance of Common Stock | Mgmt | For | For | For | |
6 | Right to Adjourn Meeting | Mgmt | For | For | For | |
Seacoast Banking Corporation of | ||||||
Florida | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SBCF | CUSIP 811707306 | 12/03/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |
SkyWest, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SKYW | CUSIP 830879102 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Jerry Atkin | Mgmt | For | Against | Against | |
2 | Elect J. Ralph Atkin | Mgmt | For | Against | Against | |
3 | Elect Margaret Billson | Mgmt | For | Against | Against | |
4 | Elect Ian Cumming | Mgmt | For | Against | Against | |
5 | Elect Henry Eyring | Mgmt | For | Against | Against | |
6 | Elect Robert Sarver | Mgmt | For | Against | Against |
7 | Elect Steven Udvar-Hazy | Mgmt | For | Against | Against | |
8 | Elect James Welch | Mgmt | For | Against | Against | |
9 | Elect Michael Young | Mgmt | For | Against | Against | |
10 | 2010 Long-Term Incentive Plan | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
SMART Modular Technologies | ||||||
(WWH), Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SMOD | CUSIP G82245104 | 01/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Iain MacKenzie | Mgmt | For | For | For | |
1.2 | Elect Ajay Shah | Mgmt | For | For | For | |
1.3 | Elect Harry McKinney | Mgmt | For | For | For | |
1.4 | Elect Kimberly Alexy | Mgmt | For | For | For | |
1.5 | Elect Dennis McKenna | Mgmt | For | For | For | |
1.6 | Elect C.S. Park | Mgmt | For | For | For | |
1.7 | Elect Mukesh Patel | Mgmt | For | For | For | |
1.8 | Elect Thomas Weatherford | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
SMART Modular Technologies | ||||||
(WWH), Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SMOD | CUSIP G82245104 | 08/25/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Option Exchange Program | Mgmt | For | Against | Against | |
Smith Micro Software, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SMSI | CUSIP 832154108 | 06/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Samuel Gulko | Mgmt | For | For | For |
2 | Employee Stock Purchase Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
4 | Transaction of Other Business | Mgmt | For | Against | Against | |
Southwest Gas Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWX | CUSIP 844895102 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |
1.2 | Elect Thomas Chestnut | Mgmt | For | For | For | |
1.3 | Elect Stephen Comer | Mgmt | For | For | For | |
1.4 | Elect Richard Gardner | Mgmt | For | For | For | |
1.5 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |
1.6 | Elect James Kropid | Mgmt | For | For | For | |
1.7 | Elect Michael Maffie | Mgmt | For | For | For | |
1.8 | Elect Anne Mariucci | Mgmt | For | For | For | |
1.9 | Elect Michael Melarkey | Mgmt | For | For | For | |
1.10 | Elect Jeffrey Shaw | Mgmt | For | For | For | |
1.11 | Elect Thomas Thomas | Mgmt | For | For | For | |
1.12 | Elect Terrence Wright | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Spartan Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SPTN | CUSIP 846822104 | 08/12/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |
1.2 | Elect Frank Gambino | Mgmt | For | For | For | |
1.3 | Elect Timothy O'Donovan | Mgmt | For | For | For | |
2 | Amendment to the Stock Incentive | Mgmt | For | Against | Against | |
Plan of 2005 | ||||||
3 | Associate Stock Purchase Plan of | Mgmt | For | For | For | |
2009 | ||||||
4 | Ratification of Auditor | Mgmt | For | For | For |
St. Mary Land & Exploration | ||||||
Company | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SM | CUSIP 792228108 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Barbara Baumann | Mgmt | For | For | For | |
2 | Elect Anthony Best | Mgmt | For | For | For | |
3 | Elect Larry Bickle | Mgmt | For | For | For | |
4 | Elect William Gardiner | Mgmt | For | For | For | |
5 | Elect Julio Quintana | Mgmt | For | For | For | |
6 | Elect John Seidl | Mgmt | For | For | For | |
7 | Elect William Sullivan | Mgmt | For | For | For | |
8 | Amendment to the Equity Incentive | Mgmt | For | For | For | |
Compensation Plan | ||||||
9 | Company Name Change | Mgmt | For | For | For | |
10 | Ratification of Auditor | Mgmt | For | For | For | |
Stage Stores, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SSI | CUSIP 85254C305 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Alan Barocas | Mgmt | For | For | For | |
2 | Elect Michael Glazer | Mgmt | For | For | For | |
3 | Elect Andrew Hall | Mgmt | For | For | For | |
4 | Elect William Montgoris | Mgmt | For | For | For | |
5 | Elect David Schwartz | Mgmt | For | For | For | |
6 | Elect Cheryl Turpin | Mgmt | For | For | For | |
7 | Ratification of Auditor | Mgmt | For | For | For | |
Stamps.com Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STMP | CUSIP 852857200 | 06/16/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Mohan Ananda | Mgmt | For | Withhold | Against |
2 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Sterling Construction Company, | ||||||
Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
STRL | CUSIP 859241101 | 05/06/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Donald Fusilli, Jr. | Mgmt | For | Against | Against | |
2 | Elect Maarten Hemsley | Mgmt | For | Against | Against | |
3 | Elect Kip Wadsworth | Mgmt | For | Against | Against | |
4 | Elect Richard Schaum | Mgmt | For | Against | Against | |
5 | Elect Robert Eckels | Mgmt | For | Against | Against | |
6 | Ratification of Auditor | Mgmt | For | For | For | |
Steven Madden, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SHOO | CUSIP 556269108 | 05/28/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Rosenfeld | Mgmt | For | For | For | |
1.2 | Elect John Madden | Mgmt | For | For | For | |
1.3 | Elect Peter Migliorini | Mgmt | For | For | For | |
1.4 | Elect Richard Randall | Mgmt | For | For | For | |
1.5 | Elect Ravi Sachdev | Mgmt | For | For | For | |
1.6 | Elect Thomas Schwartz | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Superior Well Services, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWSI | CUSIP 86837X105 | 05/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Staley, IV | Mgmt | For | For | For | |
1.2 | Elect David Snyder | Mgmt | For | For | For |
1.3 | Elect Edward DiPaolo | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock | Mgmt | For | For | For | |
Incentive Plan for 162(m) Compliance | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Svb Financial Group | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SIVB | CUSIP 78486Q101 | 04/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Eric Benhamou | Mgmt | For | For | For | |
1.2 | Elect David Clapper | Mgmt | For | For | For | |
1.3 | Elect Roger Dunbar | Mgmt | For | For | For | |
1.4 | Elect Joel Friedman | Mgmt | For | For | For | |
1.5 | Elect G. Felda Hardymon | Mgmt | For | For | For | |
1.6 | Elect Alex Hart | Mgmt | For | For | For | |
1.7 | Elect C. Richard Kramlich | Mgmt | For | For | For | |
1.8 | Elect Lata Krishnan | Mgmt | For | For | For | |
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | |
1.10 | Elect Michaela Rodeno | Mgmt | For | For | For | |
1.11 | Elect Kenneth Wilcox | Mgmt | For | For | For | |
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | |
2 | Amendment to the 1999 Employee | Mgmt | For | For | For | |
Stock Purchase Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
SWS Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SWS | CUSIP 78503N107 | 11/17/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Don Buchholz | Mgmt | For | Withhold | Against | |
1.2 | Elect Donald Hultgren | Mgmt | For | Withhold | Against | |
1.3 | Elect Robert Buchholz | Mgmt | For | Withhold | Against | |
1.4 | Elect Brodie Cobb | Mgmt | For | Withhold | Against | |
1.5 | Elect I.D. Flores III | Mgmt | For | Withhold | Against | |
1.6 | Elect Larry Jobe | Mgmt | For | Withhold | Against |
1.7 | Elect Frederick Meyer | Mgmt | For | Withhold | Against | |
1.8 | Elect Mike Moses | Mgmt | For | Withhold | Against | |
1.9 | Elect Joel Williams III | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2005 Deferred | Mgmt | For | For | For | |
Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
SYNNEX Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SNX | CUSIP 87162W100 | 03/22/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Huang | Mgmt | For | For | For | |
1.2 | Elect Kevin Murai | Mgmt | For | For | For | |
1.3 | Elect Matthew Miau | Mgmt | For | Withhold | Against | |
1.4 | Elect Fred Breidenbach | Mgmt | For | For | For | |
1.5 | Elect Gregory Quesnel | Mgmt | For | For | For | |
1.6 | Elect Dwight Steffensen | Mgmt | For | For | For | |
1.7 | Elect James Van Horne | Mgmt | For | For | For | |
1.8 | Elect Duane Zitzner | Mgmt | For | For | For | |
2 | Amendment to the Executive Profit | Mgmt | For | For | For | |
Sharing Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Tanger Factory Outlet Centers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
SKT | CUSIP 875465106 | 05/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jack Africk | Mgmt | For | For | For | |
1.2 | Elect Steven B.Tanger | Mgmt | For | For | For | |
1.3 | Elect William G. Benton | Mgmt | For | For | For | |
1.4 | Elect Bridget Ryan Berman | Mgmt | For | For | For | |
1.5 | Elect Thomas E. Robinson | Mgmt | For | For | For | |
1.6 | Elect Allan L. Schuman | Mgmt | For | For | For | |
1.7 | Elect Stanley K. Tanger | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
3 | Amendment to Incentive Award Plan | Mgmt | For | For | For | |
Taubman Centers, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TCO | CUSIP 876664103 | 05/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Jerome Chazen | Mgmt | For | For | For | |
1.2 | Elect Craig Hatkoff | Mgmt | For | For | For | |
1.3 | Elect Ronald Tysoe | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Amendment to the 2008 Omnibus | Mgmt | For | Against | Against | |
Long-Term Incentive Plan | ||||||
Teledyne Technologies | ||||||
Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TDY | CUSIP 879360105 | 04/21/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Charles Crocker | Mgmt | For | For | For | |
1.2 | Elect Robert Mehrabian | Mgmt | For | For | For | |
1.3 | Elect Michael Smith | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Tellabs, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TLAB | CUSIP 879664100 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Birck | Mgmt | For | For | For | |
2 | Elect Linda Kahangi | Mgmt | For | For | For | |
3 | Elect Robert Pullen | Mgmt | For | For | For | |
4 | Elect Vincent Tobkin | Mgmt | For | For | For |
5 | Ratification of Auditor | Mgmt | For | Against | Against | |
Tenneco Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TEN | CUSIP 880349105 | 05/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Charles Cramb | Mgmt | For | For | For | |
2 | Elect Dennis Letham | Mgmt | For | For | For | |
3 | Elect Frank Macher | Mgmt | For | For | For | |
4 | Elect Hari Nair | Mgmt | For | For | For | |
5 | Elect Roger Porter | Mgmt | For | For | For | |
6 | Elect David Price, Jr. | Mgmt | For | For | For | |
7 | Elect Gregg Sherrill | Mgmt | For | For | For | |
8 | Elect Paul Stecko | Mgmt | For | For | For | |
9 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | |
10 | Elect Jane Warner | Mgmt | For | For | For | |
11 | Ratification of Auditor | Mgmt | For | For | For | |
The Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TBBK | CUSIP 05969A105 | 05/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Betsy Cohen | Mgmt | For | For | For | |
1.2 | Elect Daniel Cohen | Mgmt | For | For | For | |
1.3 | Elect Walter Beach | Mgmt | For | For | For | |
1.4 | Elect Michael Bradley | Mgmt | For | For | For | |
1.5 | Elect Matthew Cohn | Mgmt | For | For | For | |
1.6 | Elect Leon Huff | Mgmt | For | For | For | |
1.7 | Elect William Lamb | Mgmt | For | For | For | |
1.8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |
1.9 | Elect James McEntee, III | Mgmt | For | For | For | |
1.10 | Elect Linda Schaeffer | Mgmt | For | For | For | |
1.11 | Elect Joan Specter | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
The Dress Barn, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
DBRN | CUSIP 261570105 | 12/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect John Usdan | Mgmt | For | For | For | |
1.2 | Elect Randy Pearce | Mgmt | For | For | For | |
2 | Amendment to the Executive 162(m) | Mgmt | For | For | For | |
Bonus Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
The Hanover Insurance Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
THG | CUSIP 410867105 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Michael Angelini | Mgmt | For | For | For | |
2 | Elect P. Kevin Condron | Mgmt | For | For | For | |
3 | Elect Neal Finnegan | Mgmt | For | For | For | |
4 | Ratification of Auditor | Mgmt | For | For | For | |
The Providence Service | ||||||
Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
PRSC | CUSIP 743815102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Hunter Hurst III | Mgmt | For | For | For | |
1.2 | Elect Richard Kerley | Mgmt | For | For | For | |
2 | Amendment to the 2006 Long-Term | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
The South Financial Group, Inc. |
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TSFG | CUSIP 837841105 | 09/11/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
2 | Conversion of Series 2009-A | Mgmt | For | For | For | |
Preferred Stock Into Common Stock | ||||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |
The Talbots, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TLB | CUSIP 874161102 | 05/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Marjorie Bowen | Mgmt | For | For | For | |
1.2 | Elect John Gleeson | Mgmt | For | For | For | |
1.3 | Elect Andrew Madsen | Mgmt | For | For | For | |
1.4 | Elect Gary Pfeiffer | Mgmt | For | For | For | |
1.5 | Elect Trudy Sullivan | Mgmt | For | For | For | |
1.6 | Elect Susan Swain | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Tidewater Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TDW | CUSIP 886423102 | 07/09/2009 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |
1.2 | Elect James Day | Mgmt | For | For | For | |
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |
1.4 | Elect J. Wayne Leonard | Mgmt | For | For | For | |
1.5 | Elect Jon Madonna | Mgmt | For | For | For | |
1.6 | Elect Joseph Netherland | Mgmt | For | For | For | |
1.7 | Elect Richard Pattarozzi | Mgmt | For | For | For | |
1.8 | Elect Nicholas Sutton | Mgmt | For | For | For |
1.9 | Elect Cindy Taylor | Mgmt | For | For | For | |
1.10 | Elect Dean Taylor | Mgmt | For | For | For | |
1.11 | Elect Jack Thompson | Mgmt | For | For | For | |
2 | 2009 Stock Incentive Plan | Mgmt | For | For | For | |
3 | Ratification of Auditor | Mgmt | For | For | For | |
Titan International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWI | CUSIP 88830M102 | 03/04/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Increase of Authorized Common | Mgmt | For | For | For | |
Stock | ||||||
Titan International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TWI | CUSIP 88830M102 | 05/13/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect J. Michael Akers | Mgmt | For | For | For | |
1.2 | Elect Maurice Taylor, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
TradeStation Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRAD | CUSIP 89267P105 | 06/01/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Denise Dickins | Mgmt | For | For | For | |
1.2 | Elect Michael Fipps | Mgmt | For | For | For | |
1.3 | Elect Nathan Leight | Mgmt | For | For | For | |
1.4 | Elect Salomon Sredni | Mgmt | For | For | For | |
1.5 | Elect Charles Wright | Mgmt | For | For | For | |
2 | Nonemployee Director Incentive | Mgmt | For | For | For | |
Stock Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For |
�� | ||||||
Trustmark Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TRMK | CUSIP 898402102 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Adolphus Baker | Mgmt | For | For | For | |
1.2 | Elect Fred Carl, Jr. | Mgmt | For | For | For | |
1.3 | Elect William Deviney, Jr. | Mgmt | For | For | For | |
1.4 | Elect Daniel Grafton | Mgmt | For | For | For | |
1.5 | Elect Richard Hickson | Mgmt | For | For | For | |
1.6 | Elect Gerard Host | Mgmt | For | For | For | |
1.7 | Elect David Hoster II | Mgmt | For | For | For | |
1.8 | Elect John McCullouch | Mgmt | For | For | For | |
1.9 | Elect Richard Puckett | Mgmt | For | For | For | |
1.10 | Elect R. Michael Summerford | Mgmt | For | For | For | |
1.11 | Elect LeRoy Walker, Jr. | Mgmt | For | For | For | |
1.12 | Elect William Yates III | Mgmt | For | For | For | |
2 | Amendment to the 2005 Stock and | Mgmt | For | For | For | |
Incentive Compensation Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
TTM Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TTMI | CUSIP 87305R109 | 03/12/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Special | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Approval of the Merger | Mgmt | For | For | For | |
TTM Technologies, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
TTMI | CUSIP 87305R109 | 05/26/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Bass | Mgmt | For | For | For |
1.2 | Elect Thomas Edman | Mgmt | For | For | For | |
1.3 | Elect Tom Tang Chung Yen | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
UIL Holdings Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UIL | CUSIP 902748102 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Thelma Albright | Mgmt | For | For | For | |
1.2 | Elect Marc Breslawsky | Mgmt | For | For | For | |
1.3 | Elect Arnold Chase | Mgmt | For | For | For | |
1.4 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | |
1.5 | Elect John Lahey | Mgmt | For | For | For | |
1.6 | Elect Daniel Miglio | Mgmt | For | For | For | |
1.7 | Elect William Murdy | Mgmt | For | For | For | |
1.8 | Elect Donald Shassian | Mgmt | For | For | For | |
1.9 | Elect James Thomas | Mgmt | For | For | For | |
1.10 | Elect James Torgerson | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Ultra Clean Holdings, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UCTT | CUSIP 90385V107 | 06/10/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Susan Billat | Mgmt | For | Withhold | Against | |
1.2 | Elect John Chenault | Mgmt | For | Withhold | Against | |
1.3 | Elect Clarence Granger | Mgmt | For | Withhold | Against | |
1.4 | Elect David ibnAle | Mgmt | For | Withhold | Against | |
1.5 | Elect Leonid Mezhvinsky | Mgmt | For | Withhold | Against | |
2 | Amendment to the 2003 Stock | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
UMB Financial Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UMBF | CUSIP 902788108 | 04/27/2010 | Voted |
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect David Bradley, Jr. | Mgmt | For | Withhold | Against | |
1.2 | Elect Peter J. deSilva | Mgmt | For | Withhold | Against | |
1.3 | Elect Terrence P. Dunn | Mgmt | For | Withhold | Against | |
1.4 | Elect Alexander C. Kemper | Mgmt | For | Withhold | Against | |
1.5 | Elect Kris A. Robbins | Mgmt | For | Withhold | Against | |
1.6 | Elect Nancy K. Buese | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Declassification of the Board | ||||||
UniSource Energy Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UNS | CUSIP 909205106 | 05/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1 | Elect Paul Bonavia | Mgmt | For | For | For | |
2 | Elect Lawrence Aldrich | Mgmt | For | For | For | |
3 | Elect Barbara Baumann | Mgmt | For | For | For | |
4 | Elect Larry Bickle | Mgmt | For | For | For | |
5 | Elect Harold Burlingame | Mgmt | For | For | For | |
6 | Elect Robert Elliott | Mgmt | For | For | For | |
7 | Elect Daniel Fessler | Mgmt | For | For | For | |
8 | Elect Louise Francesconi | Mgmt | For | For | For | |
9 | Elect Warren Jobe | Mgmt | For | For | For | |
10 | Elect Ramiro Peru | Mgmt | For | For | For | |
11 | Elect Gregory Pivirotto | Mgmt | For | For | For | |
12 | Elect Joaquin Ruiz | Mgmt | For | For | For | |
13 | Ratification of Auditor | Mgmt | For | For | For | |
United Financial Bancorp, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UBNK | CUSIP 91030T109 | 04/15/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt |
1.1 | Elect Michael Crowley | Mgmt | For | Withhold | Against | |
1.2 | Elect Carol Moore Cutting | Mgmt | For | For | For | |
1.3 | Elect Carol Leary | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
United Online, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UNTD | CUSIP 911268100 | 05/27/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Berglass | Mgmt | For | Withhold | Against | |
1.2 | Elect Kenneth Coleman | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |
4 | 2010 Employee Stock Purchase Plan | Mgmt | For | For | For | |
Universal Forest Products, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
UFPI | CUSIP 913543104 | 04/14/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect William Currie | Mgmt | For | For | For | |
1.2 | Elect John Engler | Mgmt | For | For | For | |
1.3 | Elect Michael Glenn | Mgmt | For | For | For | |
1.4 | Elect Bruce Merino | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Validus Holdings, Ltd. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VR | CUSIP G9319H102 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Edward Noonan | Mgmt | For | For | For | |
1.2 | Elect Jeffrey Greenberg | Mgmt | For | Withhold | Against |
1.3 | Elect John Hendrickson | Mgmt | For | For | For | |
1.4 | Elect Sumit Rajpal | Mgmt | For | For | For | |
1.5 | Elect Edward Noonan | Mgmt | For | For | For | |
1.6 | Elect C.N. Rupert Atkin | Mgmt | For | For | For | |
1.7 | Elect Patrick Barry | Mgmt | For | For | For | |
1.8 | Elect Julian Bosworth | Mgmt | For | For | For | |
1.9 | Elect Michael Carpenter | Mgmt | For | For | For | |
1.10 | Elect Rodrigo Castro | Mgmt | For | For | For | |
1.11 | Elect Jane Clouting | Mgmt | For | For | For | |
1.12 | Elect Joseph Consolino | Mgmt | For | For | For | |
1.13 | Elect C. Jerome Dill | Mgmt | For | For | For | |
1.14 | Elect Andrew Downey | Mgmt | For | For | For | |
1.15 | Elect Kerry Emanuel | Mgmt | For | For | For | |
1.16 | Elect Jonathan Ewington | Mgmt | For | For | For | |
1.17 | Elect Andrew Gibbs | Mgmt | For | For | For | |
1.18 | Elect Michael Greene | Mgmt | For | For | For | |
1.19 | Elect Nicholas Hales | Mgmt | For | For | For | |
1.20 | Elect Mark Johnson | Mgmt | For | For | For | |
1.21 | Elect Anthony Keys | Mgmt | For | For | For | |
1.22 | Elect Robert Kuzloski | Mgmt | For | For | For | |
1.23 | Elect Gillian Langford | Mgmt | For | For | For | |
1.24 | Elect Stuart Mercer | Mgmt | For | For | For | |
1.25 | Elect Paul Miller | Mgmt | For | For | For | |
1.26 | Elect Jean-Marie Nessi | Mgmt | For | For | For | |
1.27 | Elect George Reeth | Mgmt | For | For | For | |
1.28 | Elect Julian Ross | Mgmt | For | For | For | |
1.29 | Elect Rafael Saer | Mgmt | For | For | For | |
1.30 | Elect Verner Southey | Mgmt | For | For | For | |
1.31 | Elect Giuseppe Venesiani | Mgmt | For | For | For | |
1.32 | Elect Nigel Wachman | Mgmt | For | For | For | |
1.33 | Elect Conan Ward | Mgmt | For | For | For | |
1.34 | Elect Lixin Zeng | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
ViroPharma Incorporated | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VPHM | CUSIP 928241108 | 05/24/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Frank Baldino, Jr. | Mgmt | For | For | For | |
1.2 | Elect William Claypool | Mgmt | For | For | For |
2 | Amendment to the 2005 Equity | Mgmt | For | Against | Against | |
Incentive Plan | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Vital Images, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
VTAL | CUSIP 92846N104 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect James Hickey, Jr. | Mgmt | For | For | For | |
1.2 | Elect Michael Carrel | Mgmt | For | For | For | |
1.3 | Elect Oran Muduroglu | Mgmt | For | For | For | |
1.4 | Elect Gregory Peet | Mgmt | For | For | For | |
1.5 | Elect Richard Perkins | Mgmt | For | For | For | |
1.6 | Elect Douglas Pihl | Mgmt | For | For | For | |
1.7 | Elect Michael Vannier | Mgmt | For | For | For | |
1.8 | Elect Sven Wehrwein | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Waddell & Reed Financial, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WDR | CUSIP 930059100 | 04/07/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Henry Herrmann | Mgmt | For | Withhold | Against | |
1.2 | Elect James Raines | Mgmt | For | Withhold | Against | |
1.3 | Elect William Rogers | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | For | Against | |
Advisory Vote on Compensation (Say | ||||||
on Pay) | ||||||
Washington Federal, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WFSL | CUSIP 938824109 | 01/20/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States |
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Derek Chinn | Mgmt | For | For | For | |
1.2 | Elect Thomas Kelley | Mgmt | For | For | For | |
1.3 | Elect Barbara Smith | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Web.com Group, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WWWW | CUSIP 94733A104 | 05/05/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert McCoy, Jr. | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Weis Markets, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WMK | CUSIP 948849104 | 04/29/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Robert Weis | Mgmt | For | Withhold | Against | |
1.2 | Elect Jonathan Weis | Mgmt | For | Withhold | Against | |
1.3 | Elect David Hepfinger | Mgmt | For | Withhold | Against | |
1.4 | Elect Richard Schulman | Mgmt | For | Withhold | Against | |
1.5 | Elect Steven Smith | Mgmt | For | Withhold | Against | |
1.6 | Elect Glenn Steele, Jr. | Mgmt | For | Withhold | Against | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
3 | Shareholder Proposal Regarding | ShrHldr | Against | Against | For | |
Board Independence | ||||||
WESCO International, Inc. | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WCC | CUSIP 95082P105 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Sandra Beach Lin | Mgmt | For | For | For |
1.2 | Elect Robert Tarr, Jr. | Mgmt | For | For | For | |
1.3 | Elect Stephen Van Oss | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For | |
Whitney Holding Corporation | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
WTNY | CUSIP 966612103 | 05/19/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Hardy Fowler | Mgmt | For | For | For | |
1.2 | Elect Eric Nickelsen | Mgmt | For | For | For | |
1.3 | Elect Kathryn Sullivan | Mgmt | For | For | For | |
2 | Advisory Vote on Executive | Mgmt | For | For | For | |
Compensation | ||||||
3 | Ratification of Auditor | Mgmt | For | For | For | |
Winthrop Realty Trust | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||
FUR | CUSIP 976391300 | 05/11/2010 | Voted | |||
Meeting Type | Country of Trade | |||||
Annual | United States | |||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |
1.1 | Elect Michael Ashner | Mgmt | For | For | For | |
1.2 | Elect Arthur Blasberg, Jr. | Mgmt | For | For | For | |
1.3 | Elect Howard Goldberg | Mgmt | For | For | For | |
1.4 | Elect Thomas McWilliams | Mgmt | For | For | For | |
1.5 | Elect Lee Seidler | Mgmt | For | For | For | |
1.6 | Elect Carolyn Tiffany | Mgmt | For | For | For | |
1.7 | Elect Steven Zalkind | Mgmt | For | For | For | |
2 | Ratification of Auditor | Mgmt | For | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.'
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Putnam Investment Funds |
By: | /s/ Jonathan S. Horwitz |
Name: | Jonathan S. Horwitz |
Title: | Executive Vice President, Treasurer, Principal Executive Officer and |
Compliance Liaison | |
Date: | August 9, 2010 |