UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY | |||||||||
Investment Company Act File Number : | 811-7237 | ||||||||
Name of Registrant: | Putnam Investment Funds | ||||||||
Address of Principal Executive Offices: | One Post Office Square | ||||||||
Boston, Massachusetts 02109 | |||||||||
Name and address of agent of service: | James P. Pappas, Vice President | ||||||||
Putnam Investment Funds | |||||||||
One Post Office Square | |||||||||
Boston, Massachusetts 02109 | |||||||||
CC: | John W. Gerstmayr, Esq. | ||||||||
Ropes & Gray LLP | |||||||||
Prudential Tower | |||||||||
800 Boylston Street | |||||||||
Boston, Massachusetts 02199-3600 | |||||||||
Registrant's telephone number including area code: | (617) 292-1000 | ||||||||
Date of fiscal year end: | Varies | ||||||||
Date of reporting period: | 07/01/2011 - 06/30/2012 |
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam Capital Opportunities Fund | ||||||||
Date of fiscal year end: | 04/30/2012 | ||||||||
Actuant Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATU | CUSIP 00508X203 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Arzbaecher | Mgmt | For | For | For | ||||
1.2 | Elect Gurminder Bedi | Mgmt | For | For | For | ||||
1.3 | Elect Gustav Boel | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Fischer | Mgmt | For | For | For | ||||
1.5 | Elect William Hall | Mgmt | For | For | For | ||||
1.6 | Elect R. Alan Hunter, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Robert Peterson | Mgmt | For | For | For | ||||
1.8 | Elect Holly Van Deursen | Mgmt | For | For | For | ||||
1.9 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Acxiom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACXM | CUSIP 005125109 | 08/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Dillard II | Mgmt | For | For | For | ||||
2 | Elect R. Halsey Wise | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Aeropostale, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARO | CUSIP 007865108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Beegle | Mgmt | For | For | For | ||||
1.2 | Elect Robert Chavez | Mgmt | For | For | For | ||||
1.3 | Elect Michael Cunningham | Mgmt | For | For | For | ||||
1.4 | Elect Evelyn Dilsaver | Mgmt | For | For | For | ||||
1.5 | Elect Janet Grove | Mgmt | For | For | For | ||||
1.6 | Elect John Haugh | Mgmt | For | For | For | ||||
1.7 | Elect Karin Hirtler-Garvey | Mgmt | For | For | For | ||||
1.8 | Elect John Howard | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Rubinfeld | Mgmt | For | For | For | ||||
1.11 | Elect David Vermylen | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Affiliated Managers Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMG | CUSIP 008252108 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Byrne | Mgmt | For | For | For | ||||
2 | Elect Dwight Churchill | Mgmt | For | For | For | ||||
3 | Elect Sean Healey | Mgmt | For | For | For | ||||
4 | Elect Harold Meyerman | Mgmt | For | For | For | ||||
5 | Elect William Nutt | Mgmt | For | For | For | ||||
6 | Elect Tracy Palandjian | Mgmt | For | For | For | ||||
7 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
8 | Elect Patrick Ryan | Mgmt | For | For | For | ||||
9 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
AGCO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGCO | CUSIP 001084102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect P. George Benson | Mgmt | For | For | For | ||||
2 | Elect Wolfgang Deml | Mgmt | For | For | For | ||||
3 | Elect Luiz Fernando Furlan | Mgmt | For | For | For | ||||
4 | Elect Gerald Johanneson | Mgmt | For | For | For | ||||
5 | Elect George Minnich | Mgmt | For | For | For | ||||
6 | Elect Martin Richenhagen | Mgmt | For | For | For | ||||
7 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
8 | Elect Mallika Srinivasan | Mgmt | For | For | For | ||||
9 | Elect Daniel Ustian | Mgmt | For | For | For | ||||
10 | Elect Hendrikus Visser | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Align Technology, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALGN | CUSIP 016255101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Collins | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Lacob | Mgmt | For | For | For | ||||
1.3 | Elect C. Raymond Larkin, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect George Morrow | Mgmt | For | For | For | ||||
1.5 | Elect David Nagel | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Prescott | Mgmt | For | For | For | ||||
1.7 | Elect Greg Santora | Mgmt | For | For | For | ||||
1.8 | Elect Warren Thaler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alliance Data Systems Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | ||||
2 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alliant Techsystems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATK | CUSIP 018804104 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roxanne Decyk | Mgmt | For | For | For | ||||
1.2 | Elect Mark DeYoung | Mgmt | For | For | For | ||||
1.3 | Elect Martin Faga | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Fogleman | Mgmt | For | For | For | ||||
1.5 | Elect April Foley | Mgmt | For | For | For | ||||
1.6 | Elect Tig Krekel | Mgmt | For | For | For | ||||
1.7 | Elect Douglas Maine | Mgmt | For | For | For | ||||
1.8 | Elect Roman Martinez IV | Mgmt | For | For | For | ||||
1.9 | Elect Mark Ronald | Mgmt | For | For | For | ||||
1.10 | Elect William Van Dyke | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amedisys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMED | CUSIP 023436108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Borne | Mgmt | For | For | For | ||||
1.2 | Elect Ronald A. LaBorde | Mgmt | For | For | For | ||||
1.3 | Elect Jake Netterville | Mgmt | For | For | For | ||||
1.4 | Elect David Pitts | Mgmt | For | For | For | ||||
1.5 | Elect Peter Ricchuiti | Mgmt | For | For | For | ||||
1.6 | Elect Donald Washburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFG | CUSIP 025932104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Lindner, III | Mgmt | For | For | For | ||||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Ambrecht | Mgmt | For | For | For | ||||
1.4 | Elect John Berding | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | ||||
1.6 | Elect James Evans | Mgmt | For | For | For | ||||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | ||||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | ||||
1.9 | Elect William Verity | Mgmt | For | For | For | ||||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Non-Employee Directors Compensation Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
American Vanguard Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVD | CUSIP 030371108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lawrence Clark | Mgmt | For | For | For | ||||
1.2 | Elect Debra Edwards | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alfred Ingulli | Mgmt | For | For | For | ||||
1.4 | Elect John Killmer | Mgmt | For | For | For | ||||
1.5 | Elect Carl Soderlind | Mgmt | For | For | For | ||||
1.6 | Elect Irving Thau | Mgmt | For | For | For | ||||
1.7 | Elect Eric Wintemute | Mgmt | For | For | For | ||||
1.8 | Elect Esmail Zirakparvar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
American Woodmark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMWD | CUSIP 030506109 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Brandt, Jr. | Mgmt | For | For | For | ||||
2 | Elect Andrew Cogan | Mgmt | For | For | For | ||||
3 | Elect Martha Dally | Mgmt | For | For | For | ||||
4 | Elect James Davis, Jr. | Mgmt | For | For | For | ||||
5 | Elect Kent Guichard | Mgmt | For | For | For | ||||
6 | Elect Daniel Hendrix | Mgmt | For | For | For | ||||
7 | Elect Kent Hussey | Mgmt | For | For | For | ||||
8 | Elect Carol Moerdyk | Mgmt | For | For | For | ||||
9 | Elect Vance Tang | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | 2011 Non-Employee Directors Equity Ownership Plan | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
AMERISAFE, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMSF | CUSIP 03071H100 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Garcia | Mgmt | For | For | For | ||||
1.2 | Elect Randy Roach | Mgmt | For | For | For | ||||
1.3 | Elect Millard Morris | Mgmt | For | For | For | ||||
2 | 2012 Equity and Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Malone | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
AMN Healthcare Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHS | CUSIP 001744101 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect R. Jeffrey Harris | Mgmt | For | For | For | ||||
2 | Elect Michael Johns | Mgmt | For | For | For | ||||
3 | Elect Martha Marsh | Mgmt | For | For | For | ||||
4 | Elect Susan Salka | Mgmt | For | For | For | ||||
5 | Elect Andrew Stern | Mgmt | For | For | For | ||||
6 | Elect Paul Weaver | Mgmt | For | For | For | ||||
7 | Elect Douglas Wheat | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
9 | Amendment to the Senior Management Incentive Bonus Plan | Mgmt | For | For | For | ||||
10 | Amendment to the Equity Plan | Mgmt | For | Against | Against | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ann Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANN | CUSIP 035623107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Burke, Jr. | Mgmt | For | For | For | ||||
2 | Elect Kay Krill | Mgmt | For | For | For | ||||
3 | Elect Stacey Rauch | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Management Performance Compensation Plan | Mgmt | For | Against | Against | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||||
ANSYS, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANSS | CUSIP 03662Q105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Smith | Mgmt | For | For | For | ||||
1.2 | Elect Bradford Morley | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Zilvitis | Mgmt | For | For | For | ||||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Applied Industrial Technologies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AIT | CUSIP 03820C105 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Commes | Mgmt | For | For | For | ||||
1.2 | Elect John Meier | Mgmt | For | For | For | ||||
1.3 | Elect Peter Wallace | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | 2011 Long-Term Performance Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Arkansas Best Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABFS | CUSIP 040790107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alden | Mgmt | For | For | For | ||||
1.2 | Elect Fred Allardyce | Mgmt | For | For | For | ||||
1.3 | Elect William Legg | Mgmt | For | For | For | ||||
1.4 | Elect Judy McReynolds | Mgmt | For | For | For | ||||
1.5 | Elect John Morris | Mgmt | For | For | For | ||||
1.6 | Elect Craig Phillip | Mgmt | For | For | For | ||||
1.7 | Elect Steven Spinner | Mgmt | For | For | For | ||||
1.8 | Elect Robert Young, III | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ashland Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASH | CUSIP 044209104 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Hale | Mgmt | For | For | For | ||||
2 | Elect Vada Manager | Mgmt | For | For | For | ||||
3 | Elect George Schaefer, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Turner | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aspen Insurance Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julian Cusack | Mgmt | For | For | For | ||||
1.2 | Elect Glyn Jones | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Atwood Oceanics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATW | CUSIP 050095108 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deborah Beck | Mgmt | For | For | For | ||||
1.2 | Elect George Dotson | Mgmt | For | For | For | ||||
1.3 | Elect Jack Golden | Mgmt | For | For | For | ||||
1.4 | Elect Hans Helmerich | Mgmt | For | For | For | ||||
1.5 | Elect James Montague | Mgmt | For | For | For | ||||
1.6 | Elect Robert Saltiel | Mgmt | For | For | For | ||||
1.7 | Elect Phil D. Wedemeyer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Autodesk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 01/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | 2012 Employee Stock Plan | Mgmt | For | Against | Against | ||||
2 | 2012 Outside Directors' Stock Plan | Mgmt | For | For | For | ||||
Autodesk, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADSK | CUSIP 052769106 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Bass | Mgmt | For | For | For | ||||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | ||||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||||
5 | Elect Mary McDowell | Mgmt | For | For | For | ||||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | ||||
7 | Elect Charles Robel | Mgmt | For | For | For | ||||
8 | Elect Stacy Smith | Mgmt | For | For | For | ||||
9 | Elect Steven West | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Autoliv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALV | CUSIP 052800109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Xiaozhi Liu | Mgmt | For | For | For | ||||
1.2 | Elect George Lorch | Mgmt | For | For | For | ||||
1.3 | Elect Kazuhiko Sakamoto | Mgmt | For | For | For | ||||
1.4 | Elect Wolfgang Ziebart | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Basic Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CUSIP 06985P100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Sylvester Johnson IV | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Steven Webster | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Berry Petroleum Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRY | CUSIP 085789105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Busch, III | Mgmt | For | For | For | ||||
1.2 | Elect William Bush, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Cropper | Mgmt | For | For | For | ||||
1.4 | Elect J. Herbert Gaul, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Hadden | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heinemann | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Jamieson | Mgmt | For | For | For | ||||
1.8 | Elect J. Frank Keller | Mgmt | For | For | For | ||||
1.9 | Elect Michael Reddin | Mgmt | For | For | For | ||||
1.10 | Elect Martin Young, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Bio-Rad Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BIO | CUSIP 090572207 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Louis Drapeau | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Albert Hillman | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Reapproval of the 2007 Incentive Award Plan | Mgmt | For | For | For | ||||
Black Hills Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKH | CUSIP 092113109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Madison | Mgmt | For | For | For | ||||
1.2 | Elect Steven Mills | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Newlin | Mgmt | For | For | For | ||||
2 | Authorization of an Increase in Indebtedness | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Blackbaud, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLKB | CUSIP 09227Q100 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Leitch | Mgmt | For | For | For | ||||
2 | Elect George Ellis | Mgmt | For | For | For | ||||
3 | Elect David Golden | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Equity Incentive Plan to Increase Share Reserve | Mgmt | For | Against | Against | ||||
5 | Various Amendments to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Boise Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BZ | CUSIP 09746Y105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Carl Albert | Mgmt | For | For | For | ||||
1.2 | Elect Heinrich Lenz | Mgmt | For | For | For | ||||
1.3 | Elect Jason Weiss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
BorgWarner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BWA | CUSIP 099724106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Bonanno | Mgmt | For | For | For | ||||
2 | Elect Alexis Michas | Mgmt | For | For | For | ||||
3 | Elect Richard Schaum | Mgmt | For | For | For | ||||
4 | Elect Thomas Stallkamp | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
Broadridge Financial Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BR | CUSIP 11133T103 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Richard Daly | Mgmt | For | For | For | ||||
3 | Elect Robert Duelks | Mgmt | For | For | For | ||||
4 | Elect Richard Haviland | Mgmt | For | For | For | ||||
5 | Elect Sandra Jaffee | Mgmt | For | For | For | ||||
6 | Elect Alexandra Lebenthal | Mgmt | For | For | For | ||||
7 | Elect Stuart Levine | Mgmt | For | For | For | ||||
8 | Elect Thomas Perna | Mgmt | For | For | For | ||||
9 | Elect Alan Weber | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cabela's Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAB | CUSIP 126804301 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Theodore Armstrong | Mgmt | For | For | For | ||||
2 | Elect Richard Cabela | Mgmt | For | Against | Against | ||||
3 | Elect James Cabela | Mgmt | For | For | For | ||||
4 | Elect John Edmondson | Mgmt | For | For | For | ||||
5 | Elect John Gottschalk | Mgmt | For | For | For | ||||
6 | Elect Dennis Highby | Mgmt | For | For | For | ||||
7 | Elect Reuben Mark | Mgmt | For | For | For | ||||
8 | Elect Michael McCarthy | Mgmt | For | For | For | ||||
9 | Elect Thomas Millner | Mgmt | For | For | For | ||||
10 | Elect Beth Pritchard | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||||
Calamos Asset Management, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLMS | CUSIP 12811R104 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect G. Bradford Bulkley | Mgmt | For | For | For | ||||
1.2 | Elect Mitchell Feiger | Mgmt | For | For | For | ||||
1.3 | Elect Richard Gilbert | Mgmt | For | For | For | ||||
1.4 | Elect Arthur Knight | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cephalon, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEPH | CUSIP 156708109 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Cheesecake Factory Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAKE | CUSIP 163072101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Overton | Mgmt | For | For | For | ||||
2 | Elect Alexander L. Cappello | Mgmt | For | For | For | ||||
3 | Elect Thomas Gregory | Mgmt | For | For | For | ||||
4 | Elect Jerome Kransdorf | Mgmt | For | For | For | ||||
5 | Elect Laurence Mindel | Mgmt | For | For | For | ||||
6 | Elect David Pittaway | Mgmt | For | For | For | ||||
7 | Elect Herbert Simon | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Chemed Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHE | CUSIP 16359R103 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin McNamara | Mgmt | For | For | For | ||||
1.2 | Elect Joel Gemunder | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Grace | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Hutton | Mgmt | For | For | For | ||||
1.5 | Elect Walter Krebs | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Rice | Mgmt | For | For | For | ||||
1.8 | Elect Donald Saunders | Mgmt | For | For | For | ||||
1.9 | Elect George Walsh III | Mgmt | For | For | For | ||||
1.10 | Elect Frank Wood | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Chicago Bridge & Iron Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBI | CUSIP 167250109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bolch | Mgmt | For | For | For | ||||
2 | Elect Philip Asherman | Mgmt | For | For | For | ||||
3 | Elect L. Richard Flury | Mgmt | For | For | For | ||||
4 | Elect W. Craig Kissel | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Ratification of Management Acts | Mgmt | For | For | For | ||||
10 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Supervisory Board Fees | Mgmt | For | For | For | ||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHD | CUSIP 171340102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | ||||
2 | Elect Ravichandra Saligram | Mgmt | For | For | For | ||||
3 | Elect Robert Shearer | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
City Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHCO | CUSIP 177835105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Elliot | Mgmt | For | For | For | ||||
1.2 | Elect David Hambrick | Mgmt | For | For | For | ||||
1.3 | Elect James Rossi | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
City National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYN | CUSIP 178566105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | ||||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | ||||
3 | Elect Peter Thomas | Mgmt | For | For | For | ||||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coca-Cola Bottling Co. Consolidated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COKE | CUSIP 191098102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Frank Harrison, III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect H.W. McKay Belk | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Alexander Cummings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Sharon Decker | Mgmt | For | Withhold | Against | ||||
1.5 | Elect William Elmore | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Morgan Everett | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Deborah Everhart | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Henry Flint | Mgmt | For | Withhold | Against | ||||
1.9 | Elect William Jones | Mgmt | For | Withhold | Against | ||||
1.10 | Elect James Morgan | Mgmt | For | Withhold | Against | ||||
1.11 | Elect John Murrey III | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Dennis Wicker | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Annual Bonus Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Performance Plan | Mgmt | For | For | For | ||||
Coeur d'Alene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CDE | CUSIP 192108504 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect L. Michael Bogert | Mgmt | For | For | For | ||||
1.2 | Elect James Curran | Mgmt | For | For | For | ||||
1.3 | Elect Sebastian Edwards | Mgmt | For | For | For | ||||
1.4 | Elect Mitchell Krebs | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Lundquist | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mellor | Mgmt | For | For | For | ||||
1.7 | Elect John Robinson | Mgmt | For | For | For | ||||
1.8 | Elect J. Kenneth Thompson | Mgmt | For | For | For | ||||
1.9 | Elect Timothy Winterer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Commercial Metals Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMC | CUSIP 201723103 | 02/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph Alvarado | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Anthony Massaro | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposals Regarding Redemption of Poison Pill | ShrHoldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Poison Pills | ShrHoldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Bylaw Repeal Amendments | ShrHoldr | Against | For | Against | ||||
Compass Minerals International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMP | CUSIP 20451N101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David D'Antoni | Mgmt | For | For | For | ||||
1.2 | Elect Perry Premdas | Mgmt | For | For | For | ||||
1.3 | Elect Allan Rothwell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Con-Way, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNW | CUSIP 205944101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Anton | Mgmt | For | For | For | ||||
2 | Elect William Corbin | Mgmt | For | For | For | ||||
3 | Elect W. Keith Kennedy, Jr. | Mgmt | For | For | For | ||||
4 | Elect Michael Murray | Mgmt | For | For | For | ||||
5 | Elect Edith Perez | Mgmt | For | For | For | ||||
6 | Elect John Pope | Mgmt | For | For | For | ||||
7 | Elect William Schroeder | Mgmt | For | For | For | ||||
8 | Elect Douglas Stotlar | Mgmt | For | For | For | ||||
9 | Elect Peter Stott | Mgmt | For | For | For | ||||
10 | Elect Roy Templin | Mgmt | For | For | For | ||||
11 | Elect Chelsea White III | Mgmt | For | For | For | ||||
12 | 2012 Equity and Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Contango Oil & Gas Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCF | CUSIP 21075N204 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
2 | Elect B.A. Berilgen | Mgmt | For | For | For | ||||
3 | Elect Jay Brehmer | Mgmt | For | For | For | ||||
4 | Elect Charles Reimer | Mgmt | For | For | For | ||||
5 | Elect Steven Schoonover | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | ||||
CSG Systems International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSGS | CUSIP 126349109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Kalan | Mgmt | For | For | For | ||||
1.2 | Elect Frank Sica | Mgmt | For | For | For | ||||
1.3 | Elect James Unruh | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
CSS Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSS | CUSIP 125906107 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Scott Beaumont | Mgmt | For | For | For | ||||
1.2 | Elect James Bromley | Mgmt | For | For | For | ||||
1.3 | Elect Jack Farber | Mgmt | For | For | For | ||||
1.4 | Elect John Gavin | Mgmt | For | For | For | ||||
1.5 | Elect James Ksansnak | Mgmt | For | For | For | ||||
1.6 | Elect Rebecca Matthias | Mgmt | For | For | For | ||||
1.7 | Elect Christopher Munyan | Mgmt | For | For | For | ||||
2 | 2011 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cubist Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBST | CUSIP 229678107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bate | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
1.3 | Elect Leon Moulder, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Martin Soeters | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | ||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cymer, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | ||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | ||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | ||||
1.5 | Elect William Oldham | Mgmt | For | For | For | ||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | ||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | ||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | ||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Cytec Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYT | CUSIP 232820100 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barry Johnson | Mgmt | For | For | For | ||||
2 | Elect Carol Lowe | Mgmt | For | For | For | ||||
3 | Elect Thomas Rabaut | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1993 Stock Award and Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dana Holding Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAN | CUSIP 235825205 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Kamsky | Mgmt | For | For | For | ||||
1.2 | Elect Terrence Keating | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Muscari | Mgmt | For | For | For | ||||
1.4 | Elect Steven Schwarzwaelder | Mgmt | For | For | For | ||||
1.5 | Elect Richard Wallman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Keith Wandell | Mgmt | For | For | For | ||||
1.7 | Elect Roger Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delphi Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFG | CUSIP 247131105 | 03/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | TNA | N/A | ||||
2 | Approve Higher Consideration for Class B Shareholders | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | TNA | N/A | ||||
4 | Right to Adjourn Meeting | Mgmt | For | TNA | N/A | ||||
Deluxe Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLX | CUSIP 248019101 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | ||||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | ||||
1.3 | Elect Don McGrath | Mgmt | For | For | For | ||||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | ||||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | ||||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | ||||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | ||||
1.9 | Elect Lee Schram | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Annual Incentive Award Plan | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
DiamondRock Hospitality Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DRH | CUSIP 252784301 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William McCarten | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Altobello | Mgmt | For | For | For | ||||
1.3 | Elect W. Robert Grafton | Mgmt | For | For | For | ||||
1.4 | Elect Maureen McAvey | Mgmt | For | For | For | ||||
1.5 | Elect Gilbert Ray | Mgmt | For | For | For | ||||
1.6 | Elect John Williams | Mgmt | For | For | For | ||||
1.7 | Elect Mark Brugger | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dolby Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLB | CUSIP 25659T107 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | ||||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | ||||
1.3 | Elect David Dolby | Mgmt | For | For | For | ||||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ted Hall | Mgmt | For | For | For | ||||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | ||||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | ||||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | ||||
2 | Option Exchange | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar Tree, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLTR | CUSIP 256746108 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Arnold Barron | Mgmt | For | For | For | ||||
1.2 | Elect Macon Brock, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Mary Citrino | Mgmt | For | For | For | ||||
1.4 | Elect J. Douglas Perry | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Saunders III | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Whiddon | Mgmt | For | For | For | ||||
1.7 | Elect Carl Zeithaml | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Jack Bingleman | Mgmt | For | For | For | ||||
3 | Elect Louis Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Elect David Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Annual Incentive Plan | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
DST Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DST | CUSIP 233326107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lowell Bryan | Mgmt | For | For | For | ||||
1.2 | Elect Samuel Liss | Mgmt | For | For | For | ||||
1.3 | Elect Travis Reed | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
East West Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EWBC | CUSIP 27579R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Iris Chan | Mgmt | For | For | For | ||||
1.2 | Elect Rudolph Estrada | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | ||||
1.4 | Elect Paul Irving | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | ||||
1.6 | Elect John Lee | Mgmt | For | For | For | ||||
1.7 | Elect Herman Li | Mgmt | For | For | For | ||||
1.8 | Elect Jack Liu | Mgmt | For | For | For | ||||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | ||||
1.10 | Elect Keith Renken | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Performance-Based Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Eastman Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMN | CUSIP 277432100 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Demeritt | Mgmt | For | For | For | ||||
2 | Elect Robert Hernandez | Mgmt | For | For | For | ||||
3 | Elect Julie Holder | Mgmt | For | For | For | ||||
4 | Elect Lewis Kling | Mgmt | For | For | For | ||||
5 | Elect David Raisbeck | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Compensation Plan | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
10 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Endo Pharmaceuticals Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENDP | CUSIP 29264F205 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
2 | Elect John Delucca | Mgmt | For | For | For | ||||
3 | Elect David Holveck | Mgmt | For | For | For | ||||
4 | Elect Nancy Hutson | Mgmt | For | For | For | ||||
5 | Elect Michael Hyatt | Mgmt | For | For | For | ||||
6 | Elect William P. Montague | Mgmt | For | For | For | ||||
7 | Elect David Nash | Mgmt | For | For | For | ||||
8 | Elect Joseph Scodari | Mgmt | For | For | For | ||||
9 | Elect William Spengler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Company Name Change | Mgmt | For | For | For | ||||
Endurance Specialty Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENH | CUSIP G30397106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Carlsen | Mgmt | For | For | For | ||||
1.2 | Elect David Cash | Mgmt | For | For | For | ||||
1.3 | Elect William Jewett | Mgmt | For | For | For | ||||
1.4 | Elect William Raver | Mgmt | For | For | For | ||||
1.5 | Elect David Cash* | Mgmt | For | For | For | ||||
1.6 | Elect John Del Col* | Mgmt | For | For | For | ||||
1.7 | Elect William Jewett* | Mgmt | For | For | For | ||||
1.8 | Elect Alan Barlow** | Mgmt | For | For | For | ||||
1.9 | Elect William Bolinder** | Mgmt | For | For | For | ||||
1.10 | Elect David Cash ** | Mgmt | For | For | For | ||||
1.11 | Elect Simon Minshall** | Mgmt | For | For | For | ||||
1.12 | Elect Brendan O'Neill** | Mgmt | For | For | For | ||||
1.13 | Elect Alan Barlow*** | Mgmt | For | For | For | ||||
1.14 | Elect William Bolinder*** | Mgmt | For | For | For | ||||
1.15 | Elect David Cash*** | Mgmt | For | For | For | ||||
1.16 | Elect Simon Minshall*** | Mgmt | For | For | For | ||||
1.17 | Elect Brendan O'Neill*** | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendments to Amended and Restated Bye-Laws | Mgmt | For | For | For | ||||
Ennis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBF | CUSIP 293389102 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Price | Mgmt | For | For | For | ||||
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
EnPro Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NPO | CUSIP 29355X107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Macadam | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Browning | Mgmt | For | Withhold | Against | ||||
1.3 | Elect B. Bernard Burns, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Diane Creel | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Gordon Harnett | Mgmt | For | Withhold | Against | ||||
1.6 | Elect David Hauser | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilbur Prezzano, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kees van der Graaf | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Senior Executive Annual Performance Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Entertainment Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EPR | CUSIP 29380T105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Newman, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect James Olson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
F5 Networks | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Factset Research Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDS | CUSIP 303075105 | 12/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robin Abrams | Mgmt | For | For | For | ||||
1.2 | Elect Michael DiChristina | Mgmt | For | For | For | ||||
1.3 | Elect Walter Siebecker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Fair Isaac Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FICO | CUSIP 303250104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect A. George Battle | Mgmt | For | Against | Against | ||||
2 | Elect Nicholas Graziano | Mgmt | For | For | For | ||||
3 | Elect Mark Greene | Mgmt | For | For | For | ||||
4 | Elect James Kirsner | Mgmt | For | For | For | ||||
5 | Elect William Lansing | Mgmt | For | For | For | ||||
6 | Elect Rahul Merchant | Mgmt | For | For | For | ||||
7 | Elect David Rey | Mgmt | For | For | For | ||||
8 | Elect Duane White | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fairchild Semiconductor International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCS | CUSIP 303726103 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Carinalli | Mgmt | For | For | For | ||||
2 | Elect Randy Carson | Mgmt | For | For | For | ||||
3 | Elect Terry Klebe | Mgmt | For | For | For | ||||
4 | Elect Anthony Lear | Mgmt | For | For | For | ||||
5 | Elect Thomas Magnanti | Mgmt | For | For | For | ||||
6 | Elect Kevin McGarity | Mgmt | For | For | For | ||||
7 | Elect Bryan Roub | Mgmt | For | For | For | ||||
8 | Elect Ronald Shelly | Mgmt | For | For | For | ||||
9 | Elect Mark Thompson | Mgmt | For | For | For | ||||
10 | Amendment to the 2007 Stock Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
13 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Abstain | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
First Citizens BancShares, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCNCA | CUSIP 31946M103 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | ||||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | ||||
1.4 | Elect Hope Connell | Mgmt | For | For | For | ||||
1.5 | Elect H. M. Craig III | Mgmt | For | For | For | ||||
1.6 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Daniel Heavner | Mgmt | For | For | For | ||||
1.8 | Elect Frank Holding | Mgmt | For | For | For | ||||
1.9 | Elect Frank Holding, Jr. | Mgmt | For | For | For | ||||
1.10 | Elect Lucius Jones | Mgmt | For | For | For | ||||
1.11 | Elect Robert Mason IV | Mgmt | For | For | For | ||||
1.12 | Elect Robert Newcomb | Mgmt | For | For | For | ||||
1.13 | Elect James Parker | Mgmt | For | For | For | ||||
1.14 | Elect Ralph Shelton | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | ||||
1.13 | Elect George Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHoldr | Against | For | Against | ||||
FMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMC | CUSIP 302491303 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eduardo Cordeiro | Mgmt | For | For | For | ||||
2 | Elect G. Peter D'Aloia | Mgmt | For | For | For | ||||
3 | Elect C. Scott Greer | Mgmt | For | For | For | ||||
4 | Elect Paul Norris | Mgmt | For | For | For | ||||
5 | Elect William Powell | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Fresh Del Monte Produce Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDP | CUSIP G36738105 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mohammad Abu-Ghazaleh | Mgmt | For | For | For | ||||
2 | Elect Hani El-Naffy | Mgmt | For | For | For | ||||
3 | Elect John Dalton | Mgmt | For | For | For | ||||
4 | Approval of Financial Statements | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Allocation of Dividends | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Gannett Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCI | CUSIP 364730101 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cody | Mgmt | For | For | For | ||||
1.2 | Elect Howard Elias | Mgmt | For | For | For | ||||
1.3 | Elect Arthur Harper | Mgmt | For | For | For | ||||
1.4 | Elect John Louis | Mgmt | For | For | For | ||||
1.5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
1.6 | Elect Gracia Martore | Mgmt | For | For | For | ||||
1.7 | Elect Scott McCune | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Duncan McFarland | Mgmt | For | For | For | ||||
1.9 | Elect Susan Ness | Mgmt | For | For | For | ||||
1.10 | Elect Neal Shapiro | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Gardner Denver, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDI | CUSIP 365558105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Barry Pennypacker | Mgmt | For | For | For | ||||
1.3 | Elect Richard Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
GATX Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GMT | CUSIP 361448103 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Anne Arvia | Mgmt | For | For | For | ||||
2 | Elect Ernst Haberli | Mgmt | For | For | For | ||||
3 | Elect Brian Kenney | Mgmt | For | For | For | ||||
4 | Elect Mark McGrath | Mgmt | For | For | For | ||||
5 | Elect James Ream | Mgmt | For | For | For | ||||
6 | Elect Robert Ritchie | Mgmt | For | For | For | ||||
7 | Elect David Sutherland | Mgmt | For | For | For | ||||
8 | Elect Casey Sylla | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | 2012 Incentive Award Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Global Payments Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPN | CUSIP 37940X102 | 09/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Garcia | Mgmt | For | For | For | ||||
1.2 | Elect Michael Trapp | Mgmt | For | For | For | ||||
1.3 | Elect Gerald Wilkins | Mgmt | For | For | For | ||||
2 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Harsco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSC | CUSIP 415864107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect K. Eddy | Mgmt | For | For | For | ||||
1.2 | Elect D. Everitt | Mgmt | For | For | For | ||||
1.3 | Elect Stuart Graham | Mgmt | For | For | For | ||||
1.4 | Elect Terry Growcock | Mgmt | For | For | For | ||||
1.5 | Elect Henry Knueppel | Mgmt | For | For | For | ||||
1.6 | Elect J. Loree | Mgmt | For | For | For | ||||
1.7 | Elect A. Sordoni, III | Mgmt | For | For | For | ||||
1.8 | Elect Robert Wilburn | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HCC Insurance Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCC | CUSIP 404132102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Emmanuel Ballases | Mgmt | For | For | For | ||||
1.2 | Elect Judy Bozeman | Mgmt | For | For | For | ||||
1.3 | Elect Frank Bramanti | Mgmt | For | For | For | ||||
1.4 | Elect Walter Duer | Mgmt | For | For | For | ||||
1.5 | Elect James Flagg | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.7 | Elect Leslie Heisz | Mgmt | For | For | For | ||||
1.8 | Elect John Molbeck, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Robert Rosholt | Mgmt | For | For | For | ||||
1.10 | Elect J. Mikesell Thomas | Mgmt | For | For | For | ||||
1.11 | Elect Christopher J. Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Health Net, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HNT | CUSIP 42222G108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Citrino | Mgmt | For | For | For | ||||
2 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
3 | Elect Vicki Escarra | Mgmt | For | For | For | ||||
4 | Elect Gale Fitzgerald | Mgmt | For | For | For | ||||
5 | Elect Patrick Foley | Mgmt | For | For | For | ||||
6 | Elect Jay Gellert | Mgmt | For | For | For | ||||
7 | Elect Roger Greaves | Mgmt | For | For | For | ||||
8 | Elect Bruce Willison | Mgmt | For | For | For | ||||
9 | Elect Frederick Yeager | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Healthways, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HWAY | CUSIP 422245100 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Wills | Mgmt | For | For | For | ||||
1.2 | Elect Jay Bisgard | Mgmt | For | For | For | ||||
1.3 | Elect Mary Jane England | Mgmt | For | For | For | ||||
1.4 | Elect John Wickens | Mgmt | For | For | For | ||||
1.5 | Elect William Novelli | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Heidrick & Struggles International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSII | CUSIP 422819102 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jane Hartley | Mgmt | For | For | For | ||||
1.2 | Elect Gary Knell | Mgmt | For | For | For | ||||
1.3 | Elect Jill Kanin-Lovers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 GlobalShare Program | Mgmt | For | For | For | ||||
4 | Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Helen of Troy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELE | CUSIP G4388N106 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Abromovitz | Mgmt | For | For | For | ||||
2 | Elect John Butterworth | Mgmt | For | For | For | ||||
3 | Elect Timothy Meeker | Mgmt | For | For | For | ||||
4 | Elect Gerald Rubin | Mgmt | For | For | For | ||||
5 | Elect William Susetka | Mgmt | For | For | For | ||||
6 | Elect Adolpho Telles | Mgmt | For | For | For | ||||
7 | Elect Darren Woody | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
10 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||||
11 | 2011 Annual Bonus Plan | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Helix Energy Solutions Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HLX | CUSIP 42330P107 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect T. William Porter | Mgmt | For | For | For | ||||
1.2 | Elect James Watt | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Long Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hill-Rom Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HRC | CUSIP 431475102 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | ||||
1.2 | Elect James Giertz | Mgmt | For | For | For | ||||
1.3 | Elect Charles Golden | Mgmt | For | For | For | ||||
1.4 | Elect W. August Hillenbrand | Mgmt | For | For | For | ||||
1.5 | Elect Katherine Napier | Mgmt | For | For | For | ||||
1.6 | Elect Joanne Smith | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
HollyFrontier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFC | CUSIP 436106108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Bech | Mgmt | For | For | For | ||||
2 | Elect Buford Berry | Mgmt | For | For | For | ||||
3 | Elect Matthew Clifton | Mgmt | For | For | For | ||||
4 | Elect Leldon Echols | Mgmt | For | For | For | ||||
5 | Elect R. Kevin Hardage | Mgmt | For | For | For | ||||
6 | Elect Michael Jennings | Mgmt | For | For | For | ||||
7 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
8 | Elect James Lee | Mgmt | For | For | For | ||||
9 | Elect Robert McKenzie | Mgmt | For | For | For | ||||
10 | Elect Franklin Myers | Mgmt | For | For | For | ||||
11 | Elect Michael Rose | Mgmt | For | For | For | ||||
12 | Elect Tommy Valenta | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hospitality Properties Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPT | CUSIP 44106M102 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Gans | Mgmt | For | For | For | ||||
2 | Elect Adam Portnoy | Mgmt | For | For | For | ||||
3 | 2012 Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Hub Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUBG | CUSIP 443320106 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Yeager | Mgmt | For | For | For | ||||
1.2 | Elect Mark Yeager | Mgmt | For | For | For | ||||
1.3 | Elect Gary Eppen | Mgmt | For | For | For | ||||
1.4 | Elect Charles Reaves | Mgmt | For | For | For | ||||
1.5 | Elect Martin Slark | Mgmt | For | For | For | ||||
1.6 | Elect Jonathan Ward | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
IAC/InterActiveCorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IACI | CUSIP 44919P508 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Blatt | Mgmt | For | For | For | ||||
1.2 | Elect Edgar Bronfman, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Chelsea Clinton | Mgmt | For | For | For | ||||
1.4 | Elect Sonali De Rycker | Mgmt | For | For | For | ||||
1.5 | Elect Barry Diller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Eisner | Mgmt | For | For | For | ||||
1.7 | Elect Victor Kaufman | Mgmt | For | For | For | ||||
1.8 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.9 | Elect Bryan Lourd | Mgmt | For | For | For | ||||
1.10 | Elect Arthur Martinez | Mgmt | For | For | For | ||||
1.11 | Elect David Rosenblatt | Mgmt | For | For | For | ||||
1.12 | Elect Alan Spoon | Mgmt | For | For | For | ||||
1.13 | Elect Alexander von Furstenberg | Mgmt | For | For | For | ||||
1.14 | Elect Richard Zannino | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
IBERIABANK Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBKC | CUSIP 450828108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ernest Breaux, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect John Casbon | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daryl Byrd | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Koerner III | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
IHS Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IHS | CUSIP 451734107 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruann Ernst | Mgmt | For | For | For | ||||
2 | Elect Christoph Grolman | Mgmt | For | For | For | ||||
3 | Elect Richard Roedel | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Impax Laboratories, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPXL | CUSIP 45256B101 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leslie Benet | Mgmt | For | For | For | ||||
1.2 | Elect Robert Burr | Mgmt | For | For | For | ||||
1.3 | Elect Allen Chao | Mgmt | For | For | For | ||||
1.4 | Elect Nigel Fleming | Mgmt | For | For | For | ||||
1.5 | Elect Larry Hsu | Mgmt | For | For | For | ||||
1.6 | Elect Michael Markbreiter | Mgmt | For | For | For | ||||
1.7 | Elect Peter Terreri | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Innophos Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPHS | CUSIP 45774N108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | ||||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | ||||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | ||||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | ||||
1.5 | Elect Karen Osar | Mgmt | For | For | For | ||||
1.6 | Elect John Steitz | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Inter Parfums, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPAR | CUSIP 458334109 | 07/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jean Madar | Mgmt | For | For | For | ||||
1.2 | Elect Philippe Benacin | Mgmt | For | For | For | ||||
1.3 | Elect Russell Greenberg | Mgmt | For | For | For | ||||
1.4 | Elect Philippe Santi | Mgmt | For | For | For | ||||
1.5 | Elect Francois Heilbronn | Mgmt | For | For | For | ||||
1.6 | Elect Jean Levy | Mgmt | For | For | For | ||||
1.7 | Elect Robert Bensoussan-Torres | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Serge Rosinoer | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Patrick Choel | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Certificate of Incorporation Regarding Dividends | Mgmt | For | For | For | ||||
International Bancshares Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBOC | CUSIP 459044103 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Irving Greenblum | Mgmt | For | Withhold | Against | ||||
1.2 | Elect R. David Guerra | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Hastings, Jr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Douglas Howland | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Imelda Navarro | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Sioma Neiman | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Peggy Newman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Dennis Nixon | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Larry Norton | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Leonardo Salinas | Mgmt | For | Withhold | Against | ||||
1.11 | Elect Antonio Sanchez, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Stock Option Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | For | For | For | ||||
International Flavors & Fragrances Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IFF | CUSIP 459506101 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marcello Bottoli | Mgmt | For | For | For | ||||
2 | Elect Linda Buck | Mgmt | For | For | For | ||||
3 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
4 | Elect Roger Ferguson, Jr. | Mgmt | For | For | For | ||||
5 | Elect Andreas Fibig | Mgmt | For | For | For | ||||
6 | Elect Alexandra Herzan | Mgmt | For | For | For | ||||
7 | Elect Henry Howell, Jr. | Mgmt | For | For | For | ||||
8 | Elect Katherine Hudson | Mgmt | For | For | For | ||||
9 | Elect Arthur Martinez | Mgmt | For | Against | Against | ||||
10 | Elect Dale Morrison | Mgmt | For | For | For | ||||
11 | Elect Douglas Tough | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
International Rectifier Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRF | CUSIP 460254105 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Dahl | Mgmt | For | For | For | ||||
1.2 | Elect Dwight Decker | Mgmt | For | For | For | ||||
1.3 | Elect Rochus Vogt | Mgmt | For | For | For | ||||
2 | 2011 Performance Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Intersil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISIL | CUSIP 46069S109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bell | Mgmt | For | For | For | ||||
2 | Elect Robert Conn | Mgmt | For | For | For | ||||
3 | Elect James Diller | Mgmt | For | For | For | ||||
4 | Elect Gary Gist | Mgmt | For | For | For | ||||
5 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
6 | Elect Gregory Lang | Mgmt | For | For | For | ||||
7 | Elect Jan Peeters | Mgmt | For | For | For | ||||
8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | ||||
9 | Elect James Urry | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
12 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Jack in the Box Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JACK | CUSIP 466367109 | 02/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Goebel | Mgmt | For | For | For | ||||
2 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
3 | Elect Linda Lang | Mgmt | For | For | For | ||||
4 | Elect Michael Murphy | Mgmt | For | For | For | ||||
5 | Elect James Myers | Mgmt | For | For | For | ||||
6 | Elect David Tehle | Mgmt | For | For | For | ||||
7 | Elect Winifred Webb | Mgmt | For | For | For | ||||
8 | Elect John Wyatt | Mgmt | For | For | For | ||||
9 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
JAKKS Pacific, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JAKK | CUSIP 47012E106 | 09/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Berman | Mgmt | For | For | For | ||||
1.2 | Elect Dan Almagor | Mgmt | For | For | For | ||||
1.3 | Elect Marvin Ellin | Mgmt | For | For | For | ||||
1.4 | Elect Robert Glick | Mgmt | For | For | For | ||||
1.5 | Elect Michael Miller | Mgmt | For | For | For | ||||
1.6 | Elect Murray Skala | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jefferies Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JEF | CUSIP 472319102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Handler | Mgmt | For | For | For | ||||
1.2 | Elect Brian Friedman | Mgmt | For | For | For | ||||
1.3 | Elect W. Patrick Campbell | Mgmt | For | For | For | ||||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.6 | Elect Robert Joyal | Mgmt | For | For | For | ||||
1.7 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jones Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNY | CUSIP 48020T101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Card | Mgmt | For | For | For | ||||
2 | Elect Sidney Kimmel | Mgmt | For | For | For | ||||
3 | Elect Matthew Kamens | Mgmt | For | For | For | ||||
4 | Elect Gerald Crotty | Mgmt | For | For | For | ||||
5 | Elect Lowell Robinson | Mgmt | For | For | For | ||||
6 | Elect Robert Mettler | Mgmt | For | For | For | ||||
7 | Elect Margaret Georgiadis | Mgmt | For | For | For | ||||
8 | Elect John Demsey | Mgmt | For | For | For | ||||
9 | Elect Jeffrey Nuechterlein | Mgmt | For | For | For | ||||
10 | Elect Ann Marie Wilkins | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Re-approval of the material terms for performance-based awards under the 2007 Executive Annual Cash Incentive Plan | Mgmt | For | Against | Against | ||||
Jones Lang LaSalle Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JLL | CUSIP 48020Q107 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hugo Bague | Mgmt | For | For | For | ||||
2 | Elect Colin Dyer | Mgmt | For | For | For | ||||
3 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
4 | Elect DeAnne Julius | Mgmt | For | For | For | ||||
5 | Elect Ming Lu | Mgmt | For | For | For | ||||
6 | Elect Lauralee Martin | Mgmt | For | For | For | ||||
7 | Elect Martin Nesbitt | Mgmt | For | For | For | ||||
8 | Elect Sheila Penrose | Mgmt | For | For | For | ||||
9 | Elect David Rickard | Mgmt | For | For | For | ||||
10 | Elect Roger Staubach | Mgmt | For | For | For | ||||
11 | Elect Thomas Theobald | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Reapproval of the Performance-Based Award Provisions of the Stock Award and Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
Jos. A. Bank Clothiers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOSB | CUSIP 480838101 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Giordano | Mgmt | For | For | For | ||||
2 | Elect William Herron | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kaiser Federal Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KFFG | CUSIP 483056107 | 12/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cochrane | Mgmt | For | For | For | ||||
1.2 | Elect Donald Voss | Mgmt | For | For | For | ||||
2 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kennametal Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KMT | CUSIP 489170100 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Dur | Mgmt | For | For | For | ||||
1.3 | Elect Timothy McLevish | Mgmt | For | For | For | ||||
1.4 | Elect Steven Wunning | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Reapproval of the Management Performance Bonus Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kimco Realty Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIM | CUSIP 49446R109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Milton Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Philip Coviello | Mgmt | For | For | For | ||||
1.3 | Elect Richard Dooley | Mgmt | For | For | For | ||||
1.4 | Elect Joe Grills | Mgmt | For | For | For | ||||
1.5 | Elect David Henry | Mgmt | For | For | For | ||||
1.6 | Elect F. Patrick Hughes | Mgmt | For | For | For | ||||
1.7 | Elect Frank Lourenso | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Colombe Nicholas | Mgmt | For | For | For | ||||
1.9 | Elect Richard Saltzman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Equity Participation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Kindred Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KND | CUSIP 494580103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Kuntz | Mgmt | For | For | For | ||||
2 | Elect Joel Ackerman | Mgmt | For | For | For | ||||
3 | Elect Jonathan Blum | Mgmt | For | For | For | ||||
4 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
5 | Elect Paul Diaz | Mgmt | For | For | For | ||||
6 | Elect Christopher Hjelm | Mgmt | For | For | For | ||||
7 | Elect Isaac Kaufman | Mgmt | For | For | For | ||||
8 | Elect Frederick Kleisner | Mgmt | For | For | For | ||||
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | ||||
10 | Elect John Short | Mgmt | For | For | For | ||||
11 | Elect Phyllis Yale | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
13 | 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
LaSalle Hotel Properties | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LHO | CUSIP 517942108 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Foland | Mgmt | For | For | For | ||||
1.2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | ||||
1.3 | Elect William McCalmont | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lexmark International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXK | CUSIP 529771107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||||
2 | Elect Michael Maples | Mgmt | For | For | For | ||||
3 | Elect Stephen Hardis | Mgmt | For | For | For | ||||
4 | Elect William Fields | Mgmt | For | For | For | ||||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Lifepoint Hospitals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPNT | CUSIP 53219L109 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marguerite Kondracke | Mgmt | For | For | For | ||||
1.2 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Owen Shell, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 1998 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
5 | Amendment to the Outside Directors Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CINS H50430232 | 09/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 1 year | Mgmt | For | TNA | N/A | ||||
8 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 2 years | Mgmt | For | TNA | N/A | ||||
9 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 3 years | Mgmt | For | TNA | N/A | ||||
10 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Employee Share Purchase Plans | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Elect Matthew Bousquette | Mgmt | For | TNA | N/A | ||||
16 | Elect Richard Laube | Mgmt | For | TNA | N/A | ||||
17 | Elect Gerald Quindlen | Mgmt | Abstain | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CUSIP H50430232 | 09/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Compensation Policy | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to Employee Share Purchase Plans | Mgmt | For | For | For | ||||
5 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
8 | Elect Matthew Bousquette | Mgmt | For | Against | Against | ||||
9 | Elect Richard Laube | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
LSB Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXU | CUSIP 502160104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Brown | Mgmt | For | For | For | ||||
1.2 | Elect Barry Golsen | Mgmt | For | For | For | ||||
1.3 | Elect David Goss | Mgmt | For | For | For | ||||
1.4 | Elect Gail Lapidus | Mgmt | For | For | For | ||||
1.5 | Elect John Shelley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LTC Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTC | CUSIP 502175102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andre Dimitriadis | Mgmt | For | For | For | ||||
1.2 | Elect Boyd Hendrickson | Mgmt | For | For | For | ||||
1.3 | Elect Edmund King | Mgmt | For | For | For | ||||
1.4 | Elect Devra Shapiro | Mgmt | For | For | For | ||||
1.5 | Elect Wendy Simpson | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Triche | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Maidenform Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFB | CUSIP 560305104 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Norman Axelrod | Mgmt | For | For | For | ||||
1.2 | Elect Harold Compton | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Eisenberg | Mgmt | For | For | For | ||||
1.4 | Elect Nomi Ghez | Mgmt | For | For | For | ||||
1.5 | Elect Maurice Reznik | Mgmt | For | For | For | ||||
1.6 | Elect Karen Rose | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Manhattan Associates, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MANH | CUSIP 562750109 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Deepak Raghavan | Mgmt | For | For | For | ||||
1.2 | Elect Peter Sinisgalli | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
MedCath Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDTH | CUSIP 58404W109 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert McCoy, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect James Deal | Mgmt | For | Withhold | Against | ||||
2 | The New Mexico Sale | Mgmt | For | For | For | ||||
3 | The Arkansas Sale | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
MedCath Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDTH | CUSIP 58404W109 | 09/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Liquidation of the Company | Mgmt | For | For | For | ||||
2 | Dissolution of the Company | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Medicis Pharmaceutical Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRX | CUSIP 584690309 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arthur Altschul, Jr. | Mgmt | For | For | For | ||||
2 | Elect Philip Schein | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.6 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.7 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.8 | Elect John Reid | Mgmt | For | For | For | ||||
1.9 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MKS Instruments, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MKSI | CUSIP 55306N104 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Leo Berlinghieri | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Mora | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mohawk Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHK | CUSIP 608190104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Bruckmann | Mgmt | For | For | For | ||||
1.2 | Elect Frans De Cock | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Onorato | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
Molina Healthcare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MOH | CUSIP 60855R100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Garrey Carruthers | Mgmt | For | For | For | ||||
1.2 | Elect Frank Murray | Mgmt | For | For | For | ||||
1.3 | Elect John Szabo, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Multi-Fineline Electronix, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFLX | CUSIP 62541B101 | 03/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philippe Lemaitre | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Schwanz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect See Meng Wong | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nash-Finch Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NAFC | CUSIP 631158102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christopher Bodine | Mgmt | For | For | For | ||||
1.2 | Elect Alec Covington | Mgmt | For | For | For | ||||
1.3 | Elect Sam Duncan | Mgmt | For | For | For | ||||
1.4 | Elect Mickey Foret | Mgmt | For | For | For | ||||
1.5 | Elect Douglas Hacker | Mgmt | For | For | For | ||||
1.6 | Elect Hawthorne Proctor | Mgmt | For | For | For | ||||
1.7 | Elect William Voss | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Health Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHI | CUSIP 63633D104 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Webb | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
National Retail Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NNN | CUSIP 637417106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.2 | Elect David Fick | Mgmt | For | For | For | ||||
1.3 | Elect Edward Fritsch | Mgmt | For | For | For | ||||
1.4 | Elect Kevin Habicht | Mgmt | For | For | For | ||||
1.5 | Elect Richard Jennings | Mgmt | For | For | For | ||||
1.6 | Elect Ted Lanier | Mgmt | For | For | For | ||||
1.7 | Elect Robert Legler | Mgmt | For | For | For | ||||
1.8 | Elect Craig Macnab | Mgmt | For | For | For | ||||
1.9 | Elect Robert Martinez | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of the material terms of the performance objectives under the 2007 Performance Incentive Plan | Mgmt | For | For | For | ||||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Nationwide Health Properties, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NHP | CUSIP 638620104 | 07/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
NetGear, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NTGR | CUSIP 64111Q104 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Lo | Mgmt | For | For | For | ||||
1.2 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
1.3 | Elect Ralph Faison | Mgmt | For | For | For | ||||
1.4 | Elect A. Timothy Godwin | Mgmt | For | For | For | ||||
1.5 | Elect Jef Graham | Mgmt | For | For | For | ||||
1.6 | Elect Linwood Lacy, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Gregory Rossmann | Mgmt | For | For | For | ||||
1.8 | Elect Barbara Scherer | Mgmt | For | For | For | ||||
1.9 | Elect Julie Shimer | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
NeuStar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NSR | CUSIP 64126X201 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ross Ireland | Mgmt | For | For | For | ||||
2 | Elect Paul Lacouture | Mgmt | For | For | For | ||||
3 | Elect Michael Rowny | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Novellus Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVLS | CUSIP 670008101 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omega Healthcare Investors, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OHI | CUSIP 681936100 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Franke | Mgmt | For | For | For | ||||
1.2 | Elect Bernard Korman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
OmniAmerican Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OABC | CUSIP 68216R107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wayne Burchfield, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Patti Callan | Mgmt | For | For | For | ||||
1.3 | Elect John Sammons, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Omnicare, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OCR | CUSIP 681904108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mark Emmert | Mgmt | For | For | For | ||||
2 | Elect John Figueroa | Mgmt | For | For | For | ||||
3 | Elect Steven Heyer | Mgmt | For | For | For | ||||
4 | Elect Andrea Lindell | Mgmt | For | For | For | ||||
5 | Elect Barry Schochet | Mgmt | For | For | For | ||||
6 | Elect James Shelton | Mgmt | For | For | For | ||||
7 | Elect Amy Wallman | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
OmniVision Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OVTI | CUSIP 682128103 | 09/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Wen-Liang (William) Hsu | Mgmt | For | For | For | ||||
1.2 | Elect Henry Yang | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Open Text Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OTC | CUSIP 683715106 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
1.2 | Elect John Shackleton | Mgmt | For | For | For | ||||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | ||||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||||
1.8 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 01/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Donnelly | Mgmt | For | TNA | N/A | ||||
1.2 | Elect Michael Grebe | Mgmt | For | TNA | N/A | ||||
1.3 | Elect Peter Hamilton | Mgmt | For | TNA | N/A | ||||
1.4 | Elect Kathleen Hempel | Mgmt | For | TNA | N/A | ||||
1.5 | Elect Leslie Kenne | Mgmt | For | TNA | N/A | ||||
1.6 | Elect Harvey Medvin | Mgmt | For | TNA | N/A | ||||
1.7 | Elect J. Peter Mosling, Jr. | Mgmt | For | TNA | N/A | ||||
1.8 | Elect Craig Omtvedt | Mgmt | For | TNA | N/A | ||||
1.9 | Elect Duncan Palmer | Mgmt | For | TNA | N/A | ||||
1.10 | Elect John Shiely | Mgmt | For | TNA | N/A | ||||
1.11 | Elect Richard Sim | Mgmt | For | TNA | N/A | ||||
1.12 | Elect Charles Szews | Mgmt | For | TNA | N/A | ||||
1.13 | Elect William Wallace | Mgmt | For | TNA | N/A | ||||
2 | Ratification of Auditor | Mgmt | For | TNA | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | ||||
4 | Amendment to the Omnibus Stock Plan | Mgmt | For | TNA | N/A | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | TNA | N/A | ||||
Oshkosh Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OSK | CUSIP 688239201 | 01/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dissident Nominee A.B. Krongard | Mgmt | N/A | For | N/A | ||||
1.2 | Elect Dissident Nominee Vincent Intrieri | Mgmt | N/A | For | N/A | ||||
1.3 | Elect Dissident Nominee Samuel Merksamer | Mgmt | N/A | For | N/A | ||||
1.4 | Elect Dissident Nominee Jose Maria Alapont | Mgmt | N/A | For | N/A | ||||
1.5 | Elect Dissident Nominee Daniel Ninivaggi | Mgmt | N/A | For | N/A | ||||
1.6 | Elect Dissident Nominee Marc Gufstafson | Mgmt | N/A | For | N/A | ||||
1.7 | Elect Management Nominee Richard Donnelly | Mgmt | N/A | For | N/A | ||||
1.8 | Elect Management Nominee Peter Hamilton | Mgmt | N/A | For | N/A | ||||
1.9 | Elect Management Nominee Leslie Kenne | Mgmt | N/A | For | N/A | ||||
1.10 | Elect Management Nominee Craig Omtvedt | Mgmt | N/A | For | N/A | ||||
1.11 | Elect Management Nominee Duncan Palmer | Mgmt | N/A | For | N/A | ||||
1.12 | Elect Management Nominee John Shiely | Mgmt | N/A | For | N/A | ||||
1.13 | Elect Management Nominee William Wallace | Mgmt | N/A | For | N/A | ||||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||||
4 | Amendment to the Omnibus Stock Plan | Mgmt | N/A | For | N/A | ||||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | N/A | For | N/A | ||||
Par Pharmaceutical Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRX | CUSIP 69888P106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Knight | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
PAREXEL International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRXL | CUSIP 699462107 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Fortune | Mgmt | For | For | For | ||||
1.2 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Parker Drilling Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PKD | CUSIP 701081101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Rudolph Reinfrank | Mgmt | For | For | For | ||||
1.2 | Elect Robert Goldman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Paterson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Patterson-UTI Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PTEN | CUSIP 703481101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Siegel | Mgmt | For | For | For | ||||
1.2 | Elect Kenneth Berns | Mgmt | For | For | For | ||||
1.3 | Elect Charles Buckner | Mgmt | For | For | For | ||||
1.4 | Elect Curtis Huff | Mgmt | For | For | For | ||||
1.5 | Elect Terry Hunt | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Peak | Mgmt | For | For | For | ||||
1.7 | Elect Cloyce Talbott | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pepco Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POM | CUSIP 713291102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Dunn, IV | Mgmt | For | For | For | ||||
1.2 | Elect Terence Golden | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Harker | Mgmt | For | For | For | ||||
1.4 | Elect Frank Heintz | Mgmt | For | For | For | ||||
1.5 | Elect Barbara Krumsiek | Mgmt | For | For | For | ||||
1.6 | Elect George MacCormack | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Nussdorf | Mgmt | For | For | For | ||||
1.8 | Elect Patricia Oelrich | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Rigby | Mgmt | For | For | For | ||||
1.10 | Elect Frank Ross | Mgmt | For | For | For | ||||
1.11 | Elect Pauline Schneider | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Lester Silverman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Pepco Holdings, Inc. Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Perry Ellis International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PERY | CUSIP 288853104 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Oscar Feldenkreis | Mgmt | For | For | For | ||||
1.2 | Elect Joe Arriola | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Lacher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Petroleum Development Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETD | CUSIP 716578109 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Crisafio | Mgmt | For | For | For | ||||
1.2 | Elect Kimberly Wakim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Company Name Change | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
PMC-Sierra, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PMCS | CUSIP 69344F106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | ||||
2 | Elect James Diller | Mgmt | For | For | For | ||||
3 | Elect Michael Farese | Mgmt | For | For | For | ||||
4 | Elect Jonathan Judge | Mgmt | For | For | For | ||||
5 | Elect Michael Klayko | Mgmt | For | For | For | ||||
6 | Elect William Kurtz | Mgmt | For | For | For | ||||
7 | Elect Gregory Lang | Mgmt | For | For | For | ||||
8 | Elect Frank Marshall | Mgmt | For | For | For | ||||
9 | Elect Richard Nottenburg | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2008 Equity Plan | Mgmt | For | Against | Against | ||||
PNM Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNM | CUSIP 69349H107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Adelmo Archuleta | Mgmt | For | For | For | ||||
1.2 | Elect Patricia Collawn | Mgmt | For | For | For | ||||
1.3 | Elect Julie Dobson | Mgmt | For | For | For | ||||
1.4 | Elect Alan Fohrer | Mgmt | For | For | For | ||||
1.5 | Elect Robert Nordhaus | Mgmt | For | For | For | ||||
1.6 | Elect Manuel Pacheco | Mgmt | For | For | For | ||||
1.7 | Elect Bonnie Reitz | Mgmt | For | For | For | ||||
1.8 | Elect Donald Schwanz | Mgmt | For | For | For | ||||
1.9 | Elect Bruce Wilkinson | Mgmt | For | For | For | ||||
1.10 | Elect Joan Woodard | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Omnibus Performance Equity Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polaris Industries Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PII | CUSIP 731068102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Annette Clayton | Mgmt | For | For | For | ||||
1.2 | Elect Gregory Palen | Mgmt | For | For | For | ||||
1.3 | Elect John Wiehoff | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Progress Software Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRGS | CUSIP 743312100 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jay Bhatt | Mgmt | For | For | For | ||||
1.2 | Elect Barry Bycoff | Mgmt | For | For | For | ||||
1.3 | Elect John Egan | Mgmt | For | For | For | ||||
1.4 | Elect Ram Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Charles Kane | Mgmt | For | For | For | ||||
1.6 | Elect David Krall | Mgmt | For | For | For | ||||
1.7 | Elect Michael Mark | Mgmt | For | For | For | ||||
1.8 | Elect Philip Pead | Mgmt | For | For | For | ||||
2 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Provident New York Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBNY | CUSIP 744028101 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Navy Djonovic | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Kahn | Mgmt | For | For | For | ||||
1.3 | Elect Thomas Jauntig, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Carl Rosenstock | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
QLogic Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QLGC | CUSIP 747277101 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Simon Biddiscombe | Mgmt | For | For | For | ||||
2 | Elect H.K. Desai | Mgmt | For | For | For | ||||
3 | Elect James Fiebiger | Mgmt | For | For | For | ||||
4 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
5 | Elect Kathryn Lewis | Mgmt | For | For | For | ||||
6 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
7 | Elect George Wells | Mgmt | For | For | For | ||||
8 | Elect William Zeitler | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
R.R. Donnelley & Sons Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRD | CUSIP 257867101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Quinlan, III | Mgmt | For | For | For | ||||
2 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
3 | Elect Susan Cameron | Mgmt | For | For | For | ||||
4 | Elect Lee Chaden | Mgmt | For | For | For | ||||
5 | Elect Richard Crandall | Mgmt | For | For | For | ||||
6 | Elect Judith Hamilton | Mgmt | For | For | For | ||||
7 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
8 | Elect John Pope | Mgmt | For | For | For | ||||
9 | Elect Michael Riordan | Mgmt | For | For | For | ||||
10 | Elect Oliver Sockwell | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Sustainable Procurement Report | ShrHoldr | Against | Against | For | ||||
Red Robin Gourmet Burgers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RRGB | CUSIP 75689M101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Robert Aiken | Mgmt | For | For | For | ||||
3 | Elect Richard Howell | Mgmt | For | For | For | ||||
4 | Elect James Rothe | Mgmt | For | For | For | ||||
5 | Elect J. Taylor Simonton | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Regal-Beloit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RBC | CUSIP 758750103 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Burt | Mgmt | For | For | For | ||||
2 | Elect Dean Foate | Mgmt | For | For | For | ||||
3 | Elect Henry Knueppel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Reliance Steel & Aluminum Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RS | CUSIP 759509102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Hannah | Mgmt | For | For | For | ||||
1.2 | Elect Mark Kaminski | Mgmt | For | For | For | ||||
1.3 | Elect Gregg Mollins | Mgmt | For | For | For | ||||
1.4 | Elect Andrew Sharkey III | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
RenaissanceRe Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RNR | CUSIP G7496G103 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Cooper | Mgmt | For | For | For | ||||
1.2 | Elect Neill Currie | Mgmt | For | For | For | ||||
1.3 | Elect W. James MacGinnitie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
RF Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RFMD | CUSIP 749941100 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Walter Wilkinson, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Robert Bruggeworth | Mgmt | For | For | For | ||||
1.3 | Elect Daniel DiLeo | Mgmt | For | For | For | ||||
1.4 | Elect Jeffery Gardner | Mgmt | For | For | For | ||||
1.5 | Elect John Harding | Mgmt | For | For | For | ||||
1.6 | Elect Masood Jabbar | Mgmt | For | For | For | ||||
1.7 | Elect Casimir Skrzypczak | Mgmt | For | For | For | ||||
1.8 | Elect Erik van der Kaay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Amendment to the Cash Bonus Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Roper Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROP | CUSIP 776696106 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Knowling, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Wilbur Prezzano | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Safety Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAFT | CUSIP 78648T100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Manning | Mgmt | For | For | For | ||||
1.2 | Elect David McKown | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Saks Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKS | CUSIP 79377W108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Carter | Mgmt | For | For | For | ||||
1.2 | Elect Michael Gross | Mgmt | For | For | For | ||||
1.3 | Elect Donald Hess | Mgmt | For | For | For | ||||
1.4 | Elect Marguerite Kondracke | Mgmt | For | For | For | ||||
1.5 | Elect Jerry Levin | Mgmt | For | For | For | ||||
1.6 | Elect Nora McAniff | Mgmt | For | For | For | ||||
1.7 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
1.8 | Elect Jack Stahl | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Senior Executive Bonus Plan | Mgmt | For | Against | Against | ||||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
Sandy Spring Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SASR | CUSIP 800363103 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Susan Goff | Mgmt | For | For | For | ||||
1.2 | Elect Robert Orndorff | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Schrider | Mgmt | For | For | For | ||||
1.4 | Elect Gary Nakamoto | Mgmt | For | For | For | ||||
1.5 | Elect Robert Henel, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Schnitzer Steel Industries, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHN | CUSIP 806882106 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Anderson | Mgmt | For | For | For | ||||
1.2 | Elect John Carter | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
SeaBright Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBX | CUSIP 811656107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Pasqualetto | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Edwards | Mgmt | For | For | For | ||||
1.3 | Elect William Feldman | Mgmt | For | For | For | ||||
1.4 | Elect Mural Josephson | Mgmt | For | For | For | ||||
1.5 | Elect George Morvis | Mgmt | For | For | For | ||||
1.6 | Elect Clifford Press | Mgmt | For | For | For | ||||
1.7 | Elect Michael Rice | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Seacoast Banking Corporation of Florida | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBCF | CUSIP 811707306 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect H. Gilbert Culbreth | Mgmt | For | For | For | ||||
1.2 | Elect Christopher Fogal | Mgmt | For | For | For | ||||
1.3 | Elect Robert Goldstein | Mgmt | For | For | For | ||||
1.4 | Elect Dale Hudson | Mgmt | For | For | For | ||||
1.5 | Elect Roger Goldman | Mgmt | For | For | For | ||||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Reverse Stock Split | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Sealed Air Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEE | CUSIP 81211K100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hank Brown | Mgmt | For | For | For | ||||
2 | Elect Michael Chu | Mgmt | For | For | For | ||||
3 | Elect Lawrence Codey | Mgmt | For | For | For | ||||
4 | Elect Patrick Duff | Mgmt | For | For | For | ||||
5 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | ||||
6 | Elect William Hickey | Mgmt | For | For | For | ||||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
8 | Elect Kenneth Manning | Mgmt | For | Against | Against | ||||
9 | Elect William Marino | Mgmt | For | For | For | ||||
10 | Elect Richard Wambold | Mgmt | For | For | For | ||||
11 | Elect Jerry Whitaker | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
SEI Investments Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SEIC | CUSIP 784117103 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Lieb | Mgmt | For | Against | Against | ||||
2 | Elect Carmen Romeo | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Selective Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIGI | CUSIP 816300107 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Paul Bauer | Mgmt | For | For | For | ||||
2 | Elect Annabelle Bexiga | Mgmt | For | For | For | ||||
3 | Elect A. David Brown | Mgmt | For | For | For | ||||
4 | Elect John Burville | Mgmt | For | For | For | ||||
5 | Elect Joan Lamm-Tennant | Mgmt | For | For | For | ||||
6 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
7 | Elect Gregory Murphy | Mgmt | For | For | For | ||||
8 | Elect Cynthia Nicholson | Mgmt | For | For | For | ||||
9 | Elect Ronald O'Kelley | Mgmt | For | For | For | ||||
10 | Elect William Rue | Mgmt | For | For | For | ||||
11 | Elect J. Brian Thebault | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ship Finance International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFL | CUSIP G81075106 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hans Petter Aas | Mgmt | For | Against | Against | ||||
2 | Elect Paul Leand | Mgmt | For | Against | Against | ||||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | ||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | ||||
5 | Elect Harald Thorstein | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
Signature Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBNY | CUSIP 82669G104 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kathryn Byrne | Mgmt | For | For | For | ||||
1.2 | Elect Alfonse D'Amato | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Meshel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Silicon Laboratories Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLAB | CUSIP 826919102 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harvey Cash | Mgmt | For | For | For | ||||
1.2 | Elect G. Tyson Tuttle | Mgmt | For | For | For | ||||
1.3 | Elect David Welland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
SM Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SM | CUSIP 78454L100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Barbara Baumann | Mgmt | For | For | For | ||||
2 | Elect Anthony Best | Mgmt | For | For | For | ||||
3 | Elect Larry Bickle | Mgmt | For | For | For | ||||
4 | Elect Stephen Brand | Mgmt | For | For | For | ||||
5 | Elect William Gardiner | Mgmt | For | For | For | ||||
6 | Elect Julio Quintana | Mgmt | For | For | For | ||||
7 | Elect John Seidl | Mgmt | For | For | For | ||||
8 | Elect William Sullivan | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sonic Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SONC | CUSIP 835451105 | 01/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kate Lavelle | Mgmt | For | For | For | ||||
1.2 | Elect Michael Maples | Mgmt | For | For | For | ||||
1.3 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.4 | Elect Frank Richardson | Mgmt | For | For | For | ||||
2 | Approval of the Senior Executive Cash Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Sonoco Products Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SON | CUSIP 835495102 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Pamela Davies | Mgmt | For | For | For | ||||
1.2 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Edgar Lawton, III | Mgmt | For | For | For | ||||
1.4 | Elect John Linville | Mgmt | For | For | For | ||||
1.5 | Elect John Haley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
Sotheby's | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BID | CUSIP 835898107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Angelo | Mgmt | For | For | For | ||||
2 | Elect Michael Blakenham | Mgmt | For | For | For | ||||
3 | Elect Steven Dodge | Mgmt | For | For | For | ||||
4 | Elect The Duke of Devonshire | Mgmt | For | For | For | ||||
5 | Elect Daniel Meyer | Mgmt | For | For | For | ||||
6 | Elect Allen Questrom | Mgmt | For | For | For | ||||
7 | Elect William Ruprecht | Mgmt | For | For | For | ||||
8 | Elect Marsha Simms | Mgmt | For | For | For | ||||
9 | Elect Michael Sovern | Mgmt | For | For | For | ||||
10 | Elect Robert Taubman | Mgmt | For | For | For | ||||
11 | Elect Diana Taylor | Mgmt | For | For | For | ||||
12 | Elect Dennis Weibling | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Reapproval of the Executive Bonus Plan's Terms | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||||
StanCorp Financial Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFG | CUSIP 852891100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Virginia Anderson | Mgmt | For | For | For | ||||
2 | Elect Stanley Fallis | Mgmt | For | For | For | ||||
3 | Elect Eric Parsons | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Amendment to the 1999 Employee Share Purchase Plan | Mgmt | For | For | For | ||||
6 | Re-approval of the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Steel Dynamics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STLD | CUSIP 858119100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mark Millett | Mgmt | For | For | For | ||||
1.2 | Elect Richard Teets, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect John Bates | Mgmt | For | For | For | ||||
1.4 | Elect Keith Busse | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect Paul Edgerley | Mgmt | For | For | For | ||||
1.7 | Elect Richard Freeland | Mgmt | For | For | For | ||||
1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | ||||
1.9 | Elect James Marcuccilli | Mgmt | For | For | For | ||||
1.10 | Elect Gabriel Shaheen | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Steelcase Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCS | CUSIP 858155203 | 07/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Peter Wege II | Mgmt | For | For | For | ||||
1.2 | Elect Kate Wolters | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Stone Energy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGY | CUSIP 861642106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Christmas | Mgmt | For | For | For | ||||
1.2 | Elect B.J. Duplantis | Mgmt | For | For | For | ||||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.4 | Elect John Laborde | Mgmt | For | For | For | ||||
1.5 | Elect Robert Murley | Mgmt | For | For | For | ||||
1.6 | Elect Richard Pattarozzi | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Donald Powell | Mgmt | For | For | For | ||||
1.8 | Elect Kay Priestly | Mgmt | For | For | For | ||||
1.9 | Elect Phyllis Taylor | Mgmt | For | For | For | ||||
1.10 | Elect David Welch | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Superior Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Bouillion | Mgmt | For | For | For | ||||
1.2 | Elect Enoch Dawkins | Mgmt | For | For | For | ||||
1.3 | Elect David Dunlap | Mgmt | For | For | For | ||||
1.4 | Elect James Funk | Mgmt | For | For | For | ||||
1.5 | Elect Terence Hall | Mgmt | For | For | For | ||||
1.6 | Elect Ernest Howard, III | Mgmt | For | For | For | ||||
1.7 | Elect Peter Kinnear | Mgmt | For | For | For | ||||
1.8 | Elect Michael McShane | Mgmt | For | For | For | ||||
1.9 | Elect W. Matt Ralls | Mgmt | For | For | For | ||||
1.10 | Elect Justin Sullivan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Superior Energy Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPN | CUSIP 868157108 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Superior Industries International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUP | CUSIP 868168105 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Colburn | Mgmt | For | For | For | ||||
1.2 | Elect Margaret Dano | Mgmt | For | For | For | ||||
1.3 | Elect Timothy McQuay | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Surmodics, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRDX | CUSIP 868873100 | 02/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Bedoya | Mgmt | For | For | For | ||||
1.2 | Elect David Dantzker | Mgmt | For | For | For | ||||
1.3 | Elect Gary Maharaj | Mgmt | For | For | For | ||||
1.4 | Elect Scott Ward | Mgmt | For | For | For | ||||
2 | Set the Number of Directors at Ten | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
SVB Financial Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIVB | CUSIP 78486Q101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Greg Becker | Mgmt | For | For | For | ||||
1.2 | Elect Eric Benhamou | Mgmt | For | For | For | ||||
1.3 | Elect David Clapper | Mgmt | For | For | For | ||||
1.4 | Elect Roger Dunbar | Mgmt | For | For | For | ||||
1.5 | Elect Joel Friedman | Mgmt | For | For | For | ||||
1.6 | Elect C. Richard Kramlich | Mgmt | For | For | For | ||||
1.7 | Elect Lata Krishnan | Mgmt | For | For | For | ||||
1.8 | Elect Jeffery Maggioncalda | Mgmt | For | For | For | ||||
1.9 | Elect Kate Mitchell | Mgmt | For | For | For | ||||
1.10 | Elect John Robinson | Mgmt | For | For | For | ||||
1.11 | Elect Garen Staglin | Mgmt | For | For | For | ||||
1.12 | Elect Kyung Yoon | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Taubman Centers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCO | CUSIP 876664103 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Graham Allison | Mgmt | For | For | For | ||||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect William Taubman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teledyne Technologies Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDY | CUSIP 879360105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Simon Lorne | Mgmt | For | For | For | ||||
1.2 | Elect Paul Miller | Mgmt | For | For | For | ||||
1.3 | Elect Wesley von Schack | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Incentive Award Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teradyne, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TER | CUSIP 880770102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bagley | Mgmt | For | For | For | ||||
2 | Elect Michael Bradley | Mgmt | For | For | For | ||||
3 | Elect Albert Carnesale | Mgmt | For | For | For | ||||
4 | Elect Daniel Christman | Mgmt | For | For | For | ||||
5 | Elect Edwin Gillis | Mgmt | For | For | For | ||||
6 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
7 | Elect Paul Tufano | Mgmt | For | For | For | ||||
8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Terex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEX | CUSIP 880779103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald DeFeo | Mgmt | For | For | For | ||||
1.2 | Elect G. Chris Andersen | Mgmt | For | For | For | ||||
1.3 | Elect Paula Cholmondeley | Mgmt | For | For | For | ||||
1.4 | Elect Don DeFosset | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Hansen | Mgmt | For | For | For | ||||
1.6 | Elect David Sachs | Mgmt | For | For | For | ||||
1.7 | Elect Oren Shaffer | Mgmt | For | For | For | ||||
1.8 | Elect David Wang | Mgmt | For | For | For | ||||
1.9 | Elect Scott Wine | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Tetra Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTI | CUSIP 88162F105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Bates, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Brightman | Mgmt | For | For | For | ||||
1.3 | Elect Paul Coombs | Mgmt | For | For | For | ||||
1.4 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.5 | Elect Tom Delimitros | Mgmt | For | For | For | ||||
1.6 | Elect Geoffrey Hertel | Mgmt | For | For | For | ||||
1.7 | Elect Kenneth Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect William Sullivan | Mgmt | For | For | For | ||||
1.9 | Elect Kenneth White, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect Joan Specter | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Brink's Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCO | CUSIP 109696104 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Reginald Hedgebeth | Mgmt | For | For | For | ||||
1.2 | Elect Betty Alewine | Mgmt | For | For | For | ||||
1.3 | Elect Michael Herling | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Schievelbein | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Buckle, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BKE | CUSIP 118440106 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Hirschfeld | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Nelson | Mgmt | For | For | For | ||||
1.3 | Elect Karen Rhoads | Mgmt | For | For | For | ||||
1.4 | Elect James Shada | Mgmt | For | For | For | ||||
1.5 | Elect Robert Campbell | Mgmt | For | For | For | ||||
1.6 | Elect Bill Fairfield | Mgmt | For | For | For | ||||
1.7 | Elect Bruce Hoberman | Mgmt | For | For | For | ||||
1.8 | Elect John Peetz | Mgmt | For | For | For | ||||
1.9 | Elect Michael Huss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | ||||
5 | Approval of Performance-Based Awards Granted | Mgmt | For | For | For | ||||
The CATO Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CATO | CUSIP 149205106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Cato | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Meckley | Mgmt | For | For | For | ||||
1.3 | Elect Bailey Patrick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | ||||
3 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Macerich Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAC | CUSIP 554382101 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Abbey | Mgmt | For | For | For | ||||
2 | Elect Dana Anderson | Mgmt | For | For | For | ||||
3 | Elect Arthur Coppola | Mgmt | For | For | For | ||||
4 | Elect Edward Coppola | Mgmt | For | For | For | ||||
5 | Elect Fred Hubbell | Mgmt | For | For | For | ||||
6 | Elect Diana Laing | Mgmt | For | For | For | ||||
7 | Elect Stanley Moore | Mgmt | For | For | For | ||||
8 | Elect Mason Ross | Mgmt | For | For | For | ||||
9 | Elect William Sexton | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Manitowoc Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTW | CUSIP 563571108 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Roy Armes | Mgmt | For | For | For | ||||
1.2 | Elect Cynthia Egnotovich | Mgmt | For | For | For | ||||
1.3 | Elect James Packard | Mgmt | For | For | For | ||||
2 | Short-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Incentive Stock and Awards Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
TIBCO Software Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TIBX | CUSIP 88632Q103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | ||||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | ||||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | ||||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
1.5 | Elect Peter Job | Mgmt | For | For | For | ||||
1.6 | Elect Philip Wood | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tidewater Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TDW | CUSIP 886423102 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | ||||
1.2 | Elect James Day | Mgmt | For | For | For | ||||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | ||||
1.4 | Elect Morris Foster | Mgmt | For | For | For | ||||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | ||||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | ||||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | ||||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | ||||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | ||||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
TrueBlue, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBI | CUSIP 89785X101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Cooper | Mgmt | For | For | For | ||||
2 | Elect Thomas McChesney | Mgmt | For | For | For | ||||
3 | Elect Gates McKibbin | Mgmt | For | For | For | ||||
4 | Elect Jeffrey Sakaguchi | Mgmt | For | For | For | ||||
5 | Elect Joseph Sambataro, Jr. | Mgmt | For | For | For | ||||
6 | Elect Bonnie Soodik | Mgmt | For | For | For | ||||
7 | Elect William Steele | Mgmt | For | For | For | ||||
8 | Elect Craig Tall | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Tutor Perini Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPC | CUSIP 901109108 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Band | Mgmt | For | For | For | ||||
1.2 | Elect Michael Klein | Mgmt | For | For | For | ||||
1.3 | Elect Robert Miller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Union First Market Bankshares Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBSH | CUSIP 90662P104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Caton | Mgmt | For | For | For | ||||
1.2 | Elect David Fairchild | Mgmt | For | For | For | ||||
1.3 | Elect R. Hunter Morin | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Tillett | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Unit Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UNT | CUSIP 909218109 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Nikkel | Mgmt | For | For | For | ||||
1.2 | Elect Robert Sullivan, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Gary Christopher | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Re-approval of Performance Goals Under the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Amendment to the Stock and Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Universal American Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UAM | CUSIP 91338E101 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Barasch | Mgmt | For | For | For | ||||
2 | Elect Barry Averill | Mgmt | For | For | For | ||||
3 | Elect Sally Crawford | Mgmt | For | For | For | ||||
4 | Elect Matthew Etheridge | Mgmt | For | For | For | ||||
5 | Elect Mark Gormley | Mgmt | For | For | For | ||||
6 | Elect Mark Harmeling | Mgmt | For | Against | Against | ||||
7 | Elect David Katz | Mgmt | For | For | For | ||||
8 | Elect Linda Lamel | Mgmt | For | For | For | ||||
9 | Elect Patrick McLaughlin | Mgmt | For | For | For | ||||
10 | Elect Richard Perry | Mgmt | For | Against | Against | ||||
11 | Elect Thomas Scully | Mgmt | For | For | For | ||||
12 | Elect Robert Spass | Mgmt | For | For | For | ||||
13 | Elect Sean Traynor | Mgmt | For | Against | Against | ||||
14 | Elect Christopher Wolfe | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
18 | Amendment to the 2011 Omnibus Equity Award Plan | Mgmt | For | For | For | ||||
Universal Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UVV | CUSIP 913456109 | 08/04/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Freeman | Mgmt | For | For | For | ||||
1.2 | Elect Eddie Moore, Jr. | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Change in Board Size | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
Validus Holdings, Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | ||||
1.2 | Elect Alok Singh | Mgmt | For | For | For | ||||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | ||||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | ||||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | ||||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | ||||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | ||||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | ||||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | ||||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | ||||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | ||||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | ||||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | ||||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | ||||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | ||||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | ||||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | ||||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | ||||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | ||||
1.20 | Election of Michael Greene | Mgmt | For | For | For | ||||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | ||||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | ||||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | ||||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | ||||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | ||||
1.26 | Election of Andre Perez | Mgmt | For | For | For | ||||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | ||||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | ||||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | ||||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | ||||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | ||||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | ||||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valley National Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VLY | CUSIP 919794107 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Abramson | Mgmt | For | For | For | ||||
1.2 | Elect Peter Baum | Mgmt | For | For | For | ||||
1.3 | Elect Pamela Bronander | Mgmt | For | For | For | ||||
1.4 | Elect Peter Crocitto | Mgmt | For | For | For | ||||
1.5 | Elect Eric Edelstein | Mgmt | For | For | For | ||||
1.6 | Elect Alan Eskow | Mgmt | For | For | For | ||||
1.7 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
1.8 | Elect Graham Jones | Mgmt | For | For | For | ||||
1.9 | Elect Walter Jones III | Mgmt | For | For | For | ||||
1.10 | Elect Gerald Korde | Mgmt | For | For | For | ||||
1.11 | Elect Michael LaRusso | Mgmt | For | For | For | ||||
1.12 | Elect Marc Lenner | Mgmt | For | For | For | ||||
1.13 | Elect Gerald Lipkin | Mgmt | For | For | For | ||||
1.14 | Elect Barnett Rukin | Mgmt | For | For | For | ||||
1.15 | Elect Suresh Sani | Mgmt | For | For | For | ||||
1.16 | Elect Robert Soldoveri | Mgmt | For | For | For | ||||
1.17 | Elect Jeffrey Wilks | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Valspar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAL | CUSIP 920355104 | 02/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jack Allen | Mgmt | For | For | For | ||||
1.2 | Elect John Bode | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Curler | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
ValueClick, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VCLK | CUSIP 92046N102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Rayport | Mgmt | For | For | For | ||||
1.2 | Elect David Buzby | Mgmt | For | For | For | ||||
1.3 | Elect John Giuliani | Mgmt | For | For | For | ||||
1.4 | Elect James Peters | Mgmt | For | For | For | ||||
1.5 | Elect Martin Hart | Mgmt | For | For | For | ||||
1.6 | Elect James Crouthamel | Mgmt | For | For | For | ||||
1.7 | Elect James Zarley | Mgmt | For | For | For | ||||
2 | 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ventas, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VTR | CUSIP 92276F100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Debra Cafaro | Mgmt | For | For | For | ||||
2 | Elect Douglas Crocker, II | Mgmt | For | For | For | ||||
3 | Elect Ronald Geary | Mgmt | For | For | For | ||||
4 | Elect Jay Gellert | Mgmt | For | For | For | ||||
5 | Elect Richard Gilchrist | Mgmt | For | For | For | ||||
6 | Elect Matthew J. Lustig | Mgmt | For | For | For | ||||
7 | Elect Douglas Pasquale | Mgmt | For | For | For | ||||
8 | Elect Robert Reed | Mgmt | For | For | For | ||||
9 | Elect Sheli Rosenberg | Mgmt | For | For | For | ||||
10 | Elect Glenn Rufrano | Mgmt | For | For | For | ||||
11 | Elect James Shelton | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
W&T Offshore, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTI | CUSIP 92922P106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Virginia Boulet | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Samir Gibara | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Israel | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Stuart Katz | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Tracy Krohn | Mgmt | For | Withhold | Against | ||||
1.6 | Elect S. James Nelson, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect B. Frank Stanley | Mgmt | For | Withhold | Against | ||||
2 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
W.R. Berkley Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WRB | CUSIP 084423102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Berkley | Mgmt | For | For | For | ||||
2 | Elect Christopher Augostini | Mgmt | For | For | For | ||||
3 | Elect George Daly | Mgmt | For | For | For | ||||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Smith | Mgmt | For | For | For | ||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | ||||
1.3 | Elect Jean-Paul Montupet | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Waddell & Reed Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WDR | CUSIP 930059100 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Godlasky | Mgmt | For | For | For | ||||
1.2 | Elect Dennis Logue | Mgmt | For | For | For | ||||
1.3 | Elect Michael Morrissey | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Reimer | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2003 Executive Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Websense, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBSN | CUSIP 947684106 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Carrington | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Coleman | Mgmt | For | For | For | ||||
1.3 | Elect Gene Hodges | Mgmt | For | For | For | ||||
1.4 | Elect John Schaefer | Mgmt | For | For | For | ||||
1.5 | Elect Mark St.Clare | Mgmt | For | For | For | ||||
1.6 | Elect Gary Sutton | Mgmt | For | For | For | ||||
1.7 | Elect Peter Waller | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Morse | Mgmt | For | For | For | ||||
1.3 | Elect Mark Pettie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Weight Watchers International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTW | CUSIP 948626106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Marsha Evans | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Sacha Lainovic | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Christopher Sobecki | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Whirlpool Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WHR | CUSIP 963320106 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Allen | Mgmt | For | For | For | ||||
2 | Elect Gary DiCamillo | Mgmt | For | For | For | ||||
3 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
4 | Elect Kathleen Hempel | Mgmt | For | For | For | ||||
5 | Elect Michael Johnston | Mgmt | For | For | For | ||||
6 | Elect William Kerr | Mgmt | For | For | For | ||||
7 | Elect John Liu | Mgmt | For | For | For | ||||
8 | Elect Harish Manwani | Mgmt | For | For | For | ||||
9 | Elect Miles Marsh | Mgmt | For | For | For | ||||
10 | Elect William Perez | Mgmt | For | For | For | ||||
11 | Elect Michael Todman | Mgmt | For | For | For | ||||
12 | Elect Michael White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Approval of Death Benefits (Golden Coffins) | ShrHoldr | Against | For | Against | ||||
Whiting Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLL | CUSIP 966387102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Volker | Mgmt | For | For | For | ||||
1.2 | Elect William Hahne | Mgmt | For | For | For | ||||
1.3 | Elect Allan Larson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wolverine World Wide, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWW | CUSIP 978097103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alberto Grimoldi | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Gromek | Mgmt | For | For | For | ||||
1.3 | Elect Brenda Lauderback | Mgmt | For | For | For | ||||
1.4 | Elect Shirley Peterson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Amendment to the Short-Term Incentive Plan | Mgmt | For | For | For | ||||
Woodward, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WWD | CUSIP 980745103 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Donovan | Mgmt | For | For | For | ||||
1.2 | Elect Thomas Gendron | Mgmt | For | For | For | ||||
1.3 | Elect John Halbrook | Mgmt | For | For | For | ||||
1.4 | Elect Ronald Sega | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam Growth Opportunities Fund | ||||||||
Date of fiscal year end: | 07/31/2011 | ||||||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
ADTRAN, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADTN | CUSIP 00738A106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Thomas Stanton | Mgmt | For | For | For | ||||
1.2 | Elect H. Fenwick Huss | Mgmt | For | For | For | ||||
1.3 | Elect Ross Ireland | Mgmt | For | For | For | ||||
1.4 | Elect William Marks | Mgmt | For | For | For | ||||
1.5 | Elect James Matthews | Mgmt | For | For | For | ||||
1.6 | Elect Balan Nair | Mgmt | For | For | For | ||||
1.7 | Elect Roy Nichols | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Agrium Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGU | CUSIP 008916108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | ||||
1.2 | Elect Russel Girling | Mgmt | For | For | For | ||||
1.3 | Elect Susan Henry | Mgmt | For | For | For | ||||
1.4 | Elect Russell Horner | Mgmt | For | For | For | ||||
1.5 | Elect David Lesar | Mgmt | For | For | For | ||||
1.6 | Elect John Lowe | Mgmt | For | For | For | ||||
1.7 | Elect A. Anne McLellan | Mgmt | For | For | For | ||||
1.8 | Elect Derek Pannell | Mgmt | For | For | For | ||||
1.9 | Elect Frank Proto | Mgmt | For | For | For | ||||
1.10 | Elect Michael Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Victor Zaleschuk | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Albemarle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALB | CUSIP 012653101 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jim Nokes | Mgmt | For | For | For | ||||
1.2 | Elect William Hernandez | Mgmt | For | For | For | ||||
1.3 | Elect R. William Ide III | Mgmt | For | For | For | ||||
1.4 | Elect Luther Kissam, IV | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Mahady | Mgmt | For | For | For | ||||
1.6 | Elect Barry Perry | Mgmt | For | For | For | ||||
1.7 | Elect John Sherman, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
1.9 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Alpha Natural Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANR | CUSIP 02076X102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Crutchfield | Mgmt | For | For | For | ||||
2 | Elect William Crowley, Jr. | Mgmt | For | For | For | ||||
3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | ||||
4 | Elect Glenn Eisenberg | Mgmt | For | For | For | ||||
5 | Elect P. Michael Giftos | Mgmt | For | For | For | ||||
6 | Elect Deborah Fretz | Mgmt | For | For | For | ||||
7 | Elect Joel Richards, III | Mgmt | For | For | For | ||||
8 | Elect James Roberts | Mgmt | For | For | For | ||||
9 | Elect Ted Wood | Mgmt | For | For | For | ||||
10 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | ||||
7 | Elect Alain Monie | Mgmt | For | For | For | ||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | ||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | ||||
7 | Elect David Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | ||||
2 | Reduction of Capital | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Avago Technologies Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hock Tan | Mgmt | For | For | For | ||||
2 | Elect Adam Clammer | Mgmt | For | For | For | ||||
3 | Elect John Dickson | Mgmt | For | For | For | ||||
4 | Elect James Diller | Mgmt | For | For | For | ||||
5 | Elect Kenneth Hao | Mgmt | For | For | For | ||||
6 | Elect John Hsuan | Mgmt | For | For | For | ||||
7 | Elect Justine Lien | Mgmt | For | For | For | ||||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
BR Malls Participacoes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRML3 | CINS P1908S102 | 09/01/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
3 | Amendment to Article 14 Regarding Board of Director Elections | Mgmt | For | TNA | N/A | ||||
4 | Amendments to Articles Regarding Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bruker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRKR | CUSIP 116794108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Kniss | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joerg Laukien | Mgmt | For | For | For | ||||
1.3 | Elect William Linton | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Chris van Ingen | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | ||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | ||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | ||||
1.6 | Elect Jane Su | Mgmt | For | For | For | ||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | ||||
1.8 | Elect Brett White | Mgmt | For | For | For | ||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | ||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||||
Cobalt International Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | ||||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | ||||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian Cook | Mgmt | For | For | For | ||||
4 | Elect Helene Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cummins Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMI | CUSIP 231021106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||||
2 | Elect William Miller | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Georgia Nelson | Mgmt | For | For | For | ||||
5 | Elect Carl Ware | Mgmt | For | For | For | ||||
6 | Elect Robert Herdman | Mgmt | For | For | For | ||||
7 | Elect Robert Bernhard | Mgmt | For | For | For | ||||
8 | Elect Franklin Chang-Diaz | Mgmt | For | For | For | ||||
9 | Elect Stephen Dobbs | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
14 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
eBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | ||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | ||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
EMC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Brown | Mgmt | For | For | For | ||||
2 | Elect Randolph Cowen | Mgmt | For | For | For | ||||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||||
4 | Elect James DiStasio | Mgmt | For | For | For | ||||
5 | Elect John Egan | Mgmt | For | For | For | ||||
6 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
7 | Elect Windle Priem | Mgmt | For | For | For | ||||
8 | Elect Paul Sagan | Mgmt | For | For | For | ||||
9 | Elect David Strohm | Mgmt | For | For | For | ||||
10 | Elect Joseph Tucci | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||||
2 | Elect Gerald Haddock | Mgmt | For | For | For | ||||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | ||||
4 | Elect Francis Kalman | Mgmt | For | For | For | ||||
5 | Elect David Brown | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Estee Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
F5 Networks | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FFIV | CUSIP 315616102 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jonathan Chadwick | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||||
GrafTech International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | ||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | ||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | ||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
HomeAway, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Human Genome Sciences, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGSI | CUSIP 444903108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Allan Baxter | Mgmt | For | For | For | ||||
1.2 | Elect Richard Danzig | Mgmt | For | For | For | ||||
1.3 | Elect Colin Goddard | Mgmt | For | For | For | ||||
1.4 | Elect Maxine Gowen | Mgmt | For | For | For | ||||
1.5 | Elect Tuan Ha-Ngoc | Mgmt | For | For | For | ||||
1.6 | Elect Argeris Karabelas | Mgmt | For | For | For | ||||
1.7 | Elect John LaMattina | Mgmt | For | For | For | ||||
1.8 | Elect Augustine Lawlor | Mgmt | For | For | For | ||||
1.9 | Elect George Morrow | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Norden | Mgmt | For | For | For | ||||
1.11 | Elect H. Thomas Watkins | Mgmt | For | For | For | ||||
1.12 | Elect Robert Young | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Iconix Brand Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Neil Cole | Mgmt | For | For | For | ||||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | ||||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | ||||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | ||||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | ||||
1.6 | Elect James Marcum | Mgmt | For | For | For | ||||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Martin Flanagan | Mgmt | For | For | For | ||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||
3 | Elect Ben Johnson III | Mgmt | For | For | For | ||||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Iridium Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRDM | CUSIP 46269C102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Niehaus | Mgmt | For | For | For | ||||
1.2 | Elect J. Darrel Barros | Mgmt | For | For | For | ||||
1.3 | Elect Scott Bok | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Canfield | Mgmt | For | For | For | ||||
1.5 | Elect Peter Dawkins | Mgmt | For | For | For | ||||
1.6 | Elect Matthew Desch | Mgmt | For | For | For | ||||
1.7 | Elect Alvin Krongard | Mgmt | For | For | For | ||||
1.8 | Elect Eric Olson | Mgmt | For | For | For | ||||
1.9 | Elect Steven Pfeiffer | Mgmt | For | For | For | ||||
1.10 | Elect Parker Rush | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Kansas City Southern | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSU | CUSIP 485170302 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lu Cordova | Mgmt | For | For | For | ||||
1.2 | Elect Michael Haverty | Mgmt | For | For | For | ||||
1.3 | Elect Thomas McDonnell | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
4 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
5 | Technical Amendments to Certificate | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||||
KLA-Tencor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | ||||
1.2 | Elect John Dickson | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Kosmos Energy Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KOS | CUSIP G5315B107 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John R. Kemp III | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Brian F. Maxted | Mgmt | For | Withhold | Against | ||||
1.3 | Elect David I. Foley | Mgmt | For | Withhold | Against | ||||
1.4 | Elect David B. Krieger | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Joseph P. Landy | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Prakash A. Melwani | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Abebayo O. Ogunlesi | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Chris Tong | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Christopher A. Wright | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Ader | Mgmt | For | For | For | ||||
1.2 | Elect Michael Leven | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Linn Energy, LLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LINE | CUSIP 536020100 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Alcorn | Mgmt | For | For | For | ||||
1.2 | Elect Mark Ellis | Mgmt | For | For | For | ||||
1.3 | Elect Terrence Jacobs | Mgmt | For | For | For | ||||
1.4 | Elect Michael Linn | Mgmt | For | For | For | ||||
1.5 | Elect Joseph McCoy | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Swoveland | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Eckert | Mgmt | For | For | For | ||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | ||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | ||||
5 | Elect Donald Thompson | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | ||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHoldr | Against | Against | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | ||||
Nielsen Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Indemnification of Directors | Mgmt | For | For | For | ||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | ||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | ||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | ||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | ||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | ||||
10 | Elect James Kilts | Mgmt | For | Against | Against | ||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | ||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | ||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | ||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | ||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | ||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | ||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
NII Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NIHD | CUSIP 62913F201 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
2 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Occidental Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OXY | CUSIP 674599105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Spencer Abraham | Mgmt | For | For | For | ||||
2 | Elect Howard Atkins | Mgmt | For | For | For | ||||
3 | Elect Stephen Chazen | Mgmt | For | For | For | ||||
4 | Elect Edward Djerejian | Mgmt | For | For | For | ||||
5 | Elect John Feick | Mgmt | For | For | For | ||||
6 | Elect Margaret Foran | Mgmt | For | For | For | ||||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | ||||
8 | Elect Ray Irani | Mgmt | For | For | For | ||||
9 | Elect Avedick Poladian | Mgmt | For | For | For | ||||
10 | Elect Aziz Syriani | Mgmt | For | For | For | ||||
11 | Elect Rosemary Tomich | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Pall Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLL | CUSIP 696429307 | 12/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Amy Alving | Mgmt | For | For | For | ||||
2 | Elect Daniel Carroll, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Coutts | Mgmt | For | For | For | ||||
4 | Elect Cheryl Grise | Mgmt | For | For | For | ||||
5 | Elect Ronald Hoffman | Mgmt | For | For | For | ||||
6 | Elect Lawrence Kingsley | Mgmt | For | For | For | ||||
7 | Elect Dennis Longstreet | Mgmt | For | For | For | ||||
8 | Elect Craig Owens | Mgmt | For | For | For | ||||
9 | Elect Katharine Plourde | Mgmt | For | For | For | ||||
10 | Elect Edward Snyder | Mgmt | For | For | For | ||||
11 | Elect Edward Travaglianti | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | 2012 Executive Incentive Bonus Plan | Mgmt | For | For | For | ||||
16 | 2012 Stock Compensation Plan | Mgmt | For | Against | Against | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | ||||
PepsiCo, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Shona Brown | Mgmt | For | For | For | ||||
2 | Elect Ian Cook | Mgmt | For | For | For | ||||
3 | Elect Dina Dublon | Mgmt | For | For | For | ||||
4 | Elect Victor Dzau | Mgmt | For | For | For | ||||
5 | Elect Ray Hunt | Mgmt | For | For | For | ||||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||||
7 | Elect Indra Nooyi | Mgmt | For | For | For | ||||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | ||||
11 | Elect Daniel Vasella | Mgmt | For | For | For | ||||
12 | Elect Alberto Weisser | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
Petroleo Brasileiro S.A. - Petrobras | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PETR3 | CUSIP 71654V408 | 08/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHoldr | Against | Against | For | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | ||||
2 | Elect Walter Rakowich | Mgmt | For | For | For | ||||
3 | Elect George Fotiades | Mgmt | For | For | For | ||||
4 | Elect Christine Garvey | Mgmt | For | For | For | ||||
5 | Elect Lydia Kennard | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Irving Lyons III | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Skelton | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Carl Webb | Mgmt | For | For | For | ||||
11 | Elect William Zollars | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
PVH Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Baglivo | Mgmt | For | For | For | ||||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | ||||
3 | Elect Juan Figuereo | Mgmt | For | For | For | ||||
4 | Elect Joseph Fuller | Mgmt | For | For | For | ||||
5 | Elect Fred Gehring | Mgmt | For | For | For | ||||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | ||||
7 | Elect David Landau | Mgmt | For | For | For | ||||
8 | Elect Bruce Maggin | Mgmt | For | For | For | ||||
9 | Elect V. James Marino | Mgmt | For | For | For | ||||
10 | Elect Henry Nasella | Mgmt | For | For | For | ||||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | ||||
12 | Elect Craig Rydin | Mgmt | For | For | For | ||||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
Rio Tinto plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS G75754104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Chris Lynch | Mgmt | For | For | For | ||||
4 | Elect John Varley | Mgmt | For | For | For | ||||
5 | Elect Tom Albanese | Mgmt | For | For | For | ||||
6 | Elect Robert Brown | Mgmt | For | For | For | ||||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
8 | Elect Jan du Plessis | Mgmt | For | For | For | ||||
9 | Elect Guy Elliott | Mgmt | For | For | For | ||||
10 | Elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Richard Goodmanson | Mgmt | For | For | For | ||||
13 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
14 | Elect Paul Tellier | Mgmt | For | For | For | ||||
15 | Elect Samuel Walsh | Mgmt | For | For | For | ||||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
17 | Global Employee Share Plan | Mgmt | For | For | For | ||||
18 | Share Savings Plan Renewal | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
salesforce.com, inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CRM | CUSIP 79466L302 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Craig Ramsey | Mgmt | For | For | For | ||||
2 | Elect Sanford Robertson | Mgmt | For | For | For | ||||
3 | Elect Maynard Webb | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Starbucks Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBUX | CUSIP 855244109 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Howard Schultz | Mgmt | For | For | For | ||||
2 | Elect William Bradley | Mgmt | For | For | For | ||||
3 | Elect Mellody Hobson | Mgmt | For | For | For | ||||
4 | Elect Kevin Johnson | Mgmt | For | For | For | ||||
5 | Elect Olden Lee | Mgmt | For | For | For | ||||
6 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | ||||
8 | Elect Clara Shih | Mgmt | For | For | For | ||||
9 | Elect Javier Teruel | Mgmt | For | For | For | ||||
10 | Elect Myron Ullman III | Mgmt | For | For | For | ||||
11 | Elect Craig Weatherup | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Transportation Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWFT | CUSIP 87074U101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Post | Mgmt | For | For | For | ||||
1.2 | Elect Jerry Moyes | Mgmt | For | For | For | ||||
1.3 | Elect Richard H. Dozer | Mgmt | For | For | For | ||||
1.4 | Elect David Vander Ploeg | Mgmt | For | For | For | ||||
1.5 | Elect Glenn Brown | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Synchronoss Technologies, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNCR | CUSIP 87157B103 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Waldis | Mgmt | For | For | For | ||||
1.2 | Elect William Cadogan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | ||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | ||||
4 | Elect James Johnson | Mgmt | For | Against | Against | ||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | ||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | ||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | ||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | ||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Elect John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tenneco Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEN | CUSIP 880349105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Letham | Mgmt | For | For | For | ||||
2 | Elect Hari Nair | Mgmt | For | For | For | ||||
3 | Elect Roger Porter | Mgmt | For | For | For | ||||
4 | Elect David Price, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gregg Sherrill | Mgmt | For | For | For | ||||
6 | Elect Paul Stecko | Mgmt | For | For | For | ||||
7 | Elect Mitsunobu Takeuchi | Mgmt | For | For | For | ||||
8 | Elect Jane Warner | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
The Coca-Cola Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Herbert Allen | Mgmt | For | For | For | ||||
2 | Elect Ronald Allen | Mgmt | For | For | For | ||||
3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
4 | Elect Richard Daley | Mgmt | For | For | For | ||||
5 | Elect Barry Diller | Mgmt | For | For | For | ||||
6 | Elect Evan Greenberg | Mgmt | For | For | For | ||||
7 | Elect Alexis Herman | Mgmt | For | For | For | ||||
8 | Elect Muhtar Kent | Mgmt | For | For | For | ||||
9 | Elect Donald Keough | Mgmt | For | For | For | ||||
10 | Elect Robert Kotick | Mgmt | For | For | For | ||||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
12 | Elect Donald McHenry | Mgmt | For | For | For | ||||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||||
14 | Elect James Robinson III | Mgmt | For | For | For | ||||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | ||||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | ||||
17 | Elect James Williams | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Tronox Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam International Capital Opportunities Fund | ||||||||
Date of fiscal year end: | 08/31/2011 | ||||||||
AAC Acoustic Technologies Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2018 | CINS G2953R106 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Benjamin PAN Zhengmin | Mgmt | For | Against | Against | ||||
6 | Elect Joseph POON Chung Yin | Mgmt | For | Against | Against | ||||
7 | Elect TAN Bian Ee | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Aalberts Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AALB | CINS N00089271 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Supervisory Board Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares Pursuant to a Stock Dividend | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Abacus Property Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABP | CINS Q0015N104 | 02/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Abacus Trust - Capital Management | Mgmt | For | For | For | ||||
2 | Abacus Income Trust - Capital Management | Mgmt | For | For | For | ||||
3 | Abacus Group Holdings Limited - Capital Management | Mgmt | For | For | For | ||||
4 | Abacus Group Projects Limited - Capital Management | Mgmt | For | For | For | ||||
5 | Abacus Group Holdings Limited - Share Consolidation | Mgmt | For | For | For | ||||
6 | Abacus Group Projects Limited - Share Consolidation | Mgmt | For | For | For | ||||
7 | Abacus Trust - Share Stapling | Mgmt | For | For | For | ||||
8 | Abacus Income Trust - Share Stapling | Mgmt | For | For | For | ||||
9 | Abacus Group Holdings Limited - Share Stapling | Mgmt | For | For | For | ||||
10 | Abacus Group Projects Limited - Share Stapling | Mgmt | For | For | For | ||||
Abacus Property Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABP | CINS Q0015N104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Re-elect John Thame | Mgmt | For | Against | Against | ||||
4 | Re-elect Malcolm Irving | Mgmt | For | Against | Against | ||||
5 | Elect Myra Salkinder | Mgmt | For | Against | Against | ||||
Actelion Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ATLN | CINS H0032X135 | 05/04/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect Michael Jacobi | Mgmt | For | TNA | N/A | ||||
9 | Elect Peter Gruss | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Adecco SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADEN | CINS H00392318 | 04/24/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Rolf Dorig | Mgmt | For | TNA | N/A | ||||
9 | Elect Alexander Gut | Mgmt | For | TNA | N/A | ||||
10 | Elect Andreas Jacobs | Mgmt | For | TNA | N/A | ||||
11 | Elect Didier Lamouche | Mgmt | For | TNA | N/A | ||||
12 | Elect Thomas O'Neill | Mgmt | For | TNA | N/A | ||||
13 | Elect David Prince | Mgmt | For | TNA | N/A | ||||
14 | Elect Wanda Rapaczynski | Mgmt | For | TNA | N/A | ||||
15 | Elect Dominique-Jean Chertier | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Advance Residence Investment Corp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3269 | CINS J00184101 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Elect Kenji Kohsaka | Mgmt | For | For | For | ||||
3 | Election of Alternate Executive Director(s) | Mgmt | For | For | For | ||||
4 | Elect Shujiroh Matsuda | Mgmt | For | For | For | ||||
5 | Elect Yoshiki Ohshima | Mgmt | For | For | For | ||||
6 | Elect Kesao Endoh | Mgmt | For | For | For | ||||
7 | Elect Satoru Kobayashi | Mgmt | For | For | For | ||||
Aegis Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGS | CINS G0105D215 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Napier | Mgmt | For | For | For | ||||
5 | Elect Jerry Buhlmann | Mgmt | For | For | For | ||||
6 | Elect Nick Priday | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Aegis Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGS | CINS G0105D108 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Disposal | Mgmt | For | For | For | ||||
2 | Share Consolidation | Mgmt | For | For | For | ||||
Aeon Delight Co., Ltd. (fka Japan Maintenance) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9787 | CINS J0036F104 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yutaka Furutani | Mgmt | For | For | For | ||||
2 | Elect Kazunori Umemoto | Mgmt | For | For | For | ||||
3 | Elect Ippei Nakayama | Mgmt | For | For | For | ||||
4 | Elect Ryuichi Yamada | Mgmt | For | For | For | ||||
5 | Elect Shigeyuki Hayamizu | Mgmt | For | For | For | ||||
6 | Elect Tajiroh Yashi | Mgmt | For | For | For | ||||
7 | Elect Mitsugu Tamai | Mgmt | For | Against | Against | ||||
8 | Elect Shingo Iwase | Mgmt | For | Against | Against | ||||
AF AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AF'B | CINS W05244103 | 05/07/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Employee Convertible Program | Mgmt | For | TNA | N/A | ||||
23 | Performance Share Plan | Mgmt | For | TNA | N/A | ||||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue Treasury Shares Pursuant to LTIPs 2009-11 | Mgmt | For | TNA | N/A | ||||
26 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
African Rainbow Minerals Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARI | CINS S01680107 | 12/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | South Africa | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Re-elect Frank Abbott | Mgmt | For | Against | Against | ||||
3 | Re-elect Mike Arnold | Mgmt | For | Against | Against | ||||
4 | Re-elect Stompie Shiels | Mgmt | For | Against | Against | ||||
5 | Re-elect Rejoice Simelane | Mgmt | For | Against | Against | ||||
6 | Re-elect Bernard Swanepoel | Mgmt | For | Against | Against | ||||
7 | Elect Tom Boardman | Mgmt | For | Against | Against | ||||
8 | Elect Mike Schmidt | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Elect Audit Committee Member (King) | Mgmt | For | For | For | ||||
11 | Elect Audit Committee Member (Bakane-Tuoane) | Mgmt | For | For | For | ||||
12 | Elect Audit Committee Member (Boardman) | Mgmt | For | For | For | ||||
13 | Elect Audit Committee Member (Botha) | Mgmt | For | For | For | ||||
14 | Elect Audit Committee Member (Maditsi) | Mgmt | For | For | For | ||||
15 | Elect Audit Committee Member (Simelane) | Mgmt | For | For | For | ||||
16 | Approve Remuneration Policy | Mgmt | For | For | For | ||||
17 | Authorisation of Legal Formalities | Mgmt | For | For | For | ||||
18 | Approve Directors' Fees (Annual Retainer) | Mgmt | For | For | For | ||||
19 | Approve Directors' Fees (Board Meeting Attendance Fee) | Mgmt | For | For | For | ||||
20 | Approve Directors' Fees (Committee Meeting Attendance Fee) | Mgmt | For | For | For | ||||
21 | Approve Directors' Fees (Per Meeting Fee - Lead Independent Director) | Mgmt | For | For | For | ||||
22 | Approve Financial Assistance (Section 45) | Mgmt | For | For | For | ||||
23 | Approve Financial Assistance (Section 44) | Mgmt | For | For | For | ||||
Aica Kogyo Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4206 | CINS J00252106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Osamu Watanabe | Mgmt | For | For | For | ||||
3 | Elect Yuji Ono | Mgmt | For | For | For | ||||
4 | Elect Terutoku Iwata | Mgmt | For | For | For | ||||
5 | Elect Hiroyuki Morinaga | Mgmt | For | For | For | ||||
6 | Elect Yoshimitsu Itoh | Mgmt | For | For | For | ||||
7 | Elect Satoshi Tohdoh | Mgmt | For | For | For | ||||
8 | Elect Yukihiro Iwase | Mgmt | For | For | For | ||||
9 | Elect Nobuyuki Ohmura | Mgmt | For | For | For | ||||
10 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Alesco Corporation Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALS | CINS Q01826108 | 09/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect Mark Luby | Mgmt | For | For | For | ||||
4 | Re-elect Bob McKinnon | Mgmt | For | For | For | ||||
5 | Equity Grant (MD Boyd) | Mgmt | For | Against | Against | ||||
6 | Equity Grant (CFO Thompson) | Mgmt | For | Against | Against | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Amano Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6436 | CINS J01302108 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Tsuyoshi Fujiwara | Mgmt | For | Against | Against | ||||
Amdocs Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOX | CUSIP G02602103 | 02/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Minicucci | Mgmt | For | For | For | ||||
1.2 | Elect Bruce Anderson | Mgmt | For | For | For | ||||
1.3 | Elect Adrian Gardner | Mgmt | For | For | For | ||||
1.4 | Elect John McLennan | Mgmt | For | For | For | ||||
1.5 | Elect Simon Olswang | Mgmt | For | For | For | ||||
1.6 | Elect Zohar Zisapel | Mgmt | For | For | For | ||||
1.7 | Elect Julian Brodsky | Mgmt | For | For | For | ||||
1.8 | Elect Eli Gelman | Mgmt | For | For | For | ||||
1.9 | Elect James Kahan | Mgmt | For | For | For | ||||
1.10 | Elect Richard LeFave | Mgmt | For | For | For | ||||
1.11 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | ||||
1.12 | Elect Giora Yaron | Mgmt | For | For | For | ||||
2 | Amendment to the 1998 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
3 | Approval of Financial Statements | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Amlin plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AML | CINS G0334Q177 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Alan Collins | Mgmt | For | Against | Against | ||||
5 | Elect Simon Beale | Mgmt | For | Against | Against | ||||
6 | Elect Christine Bosse | Mgmt | For | Against | Against | ||||
7 | Elect Nigel Buchanan | Mgmt | For | Against | Against | ||||
8 | Elect Brian Carpenter | Mgmt | For | Against | Against | ||||
9 | Elect Richard Davey | Mgmt | For | Against | Against | ||||
10 | Elect Martin Feinstein | Mgmt | For | Against | Against | ||||
11 | Elect Richard Hextall | Mgmt | For | Against | Against | ||||
12 | Elect Charles Philipps | Mgmt | For | Against | Against | ||||
13 | Elect Mark Wrightson | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Ansaldo STS S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STS | CINS T0421V119 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Elect Bruno Pavesi | Mgmt | For | Against | Against | ||||
6 | Stock Grant Plan | Mgmt | For | For | For | ||||
7 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
8 | Authority to Amend Auditor's Fees | Mgmt | For | For | For | ||||
9 | Dismissal of Current Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Arcadis NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCAD | CINS N0605M147 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
9 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Elect J.C. Maarten Schonfeld | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Elect S. Hottenhuis to the Management Board | Mgmt | For | For | For | ||||
16 | Elect B. Weerstra to the Management Board | Mgmt | N/A | Abstain | N/A | ||||
17 | Authority to Issue Ordinary and Cumulative Financing Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Cumulative Preference Shares | Mgmt | For | Against | Against | ||||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Arkema S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AKE | CINS F0392W125 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Losses | Mgmt | For | For | For | ||||
7 | Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Severance Agreement (Thierry Le Henaff) | Mgmt | For | For | For | ||||
10 | Elect Thierry Le Henaff | Mgmt | For | For | For | ||||
11 | Elect Jean-Pierre Seeuws | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
18 | Global Ceiling for Capital Increases | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
21 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
22 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ashmore Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASHM | CINS G0609C101 | 10/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michael Benson | Mgmt | For | For | For | ||||
4 | Elect Mark Coombs | Mgmt | For | For | For | ||||
5 | Elect Graeme Dell | Mgmt | For | For | For | ||||
6 | Elect Nick Land | Mgmt | For | For | For | ||||
7 | Elect Jonathan Asquith | Mgmt | For | For | For | ||||
8 | Elect Melda Donnelly | Mgmt | For | For | For | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Waiver of Mandatory Takeover Requirement | Mgmt | For | Against | Against | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Ashtead Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHT | CINS G05320109 | 09/06/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Chris Cole | Mgmt | For | Against | Against | ||||
5 | Elect Geoffrey Drabble | Mgmt | For | Against | Against | ||||
6 | Elect Ian Robson | Mgmt | For | Against | Against | ||||
7 | Elect Sat Dhaiwal | Mgmt | For | Against | Against | ||||
8 | Elect Brendan Horgan | Mgmt | For | Against | Against | ||||
9 | Elect Hugh Etheridge | Mgmt | For | Against | Against | ||||
10 | Elect Michael Burrow | Mgmt | For | Against | Against | ||||
11 | Elect Bruce Edwards | Mgmt | For | Against | Against | ||||
12 | Elect Ian Sutcliffe | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Aspen Insurance Holdings Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AHL | CUSIP G05384105 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Julian Cusack | Mgmt | For | For | For | ||||
1.2 | Elect Glyn Jones | Mgmt | For | For | For | ||||
1.3 | Elect Ronald Pressman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Assa Abloy AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ASSA-B | CINS W0817X105 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
17 | Board Size | Mgmt | For | TNA | N/A | ||||
18 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
19 | Election of Directors | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase and Issue Shares | Mgmt | For | TNA | N/A | ||||
23 | 2012 Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Atlas Iron Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CINS Q0622U103 | 11/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect David Hannon | Mgmt | For | Against | Against | ||||
Aurico Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUQ | CUSIP 36467T106 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Colin Benner | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Rene Marion | Mgmt | For | For | For | ||||
1.3 | Elect Richard Colterjohn | Mgmt | For | For | For | ||||
1.4 | Elect Alan Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Patrick Downey | Mgmt | For | For | For | ||||
1.6 | Elect Mark Daniel | Mgmt | For | For | For | ||||
1.7 | Elect Ronald Smith | Mgmt | For | For | For | ||||
1.8 | Elect Luis Chavez | Mgmt | For | For | For | ||||
1.9 | Elect Joseph Spiteri | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Aurizon Mines Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARZ | CUSIP 05155P106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Sargent Berner | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Louis Dionne | Mgmt | For | For | For | ||||
2.3 | Elect David Hall | Mgmt | For | For | For | ||||
2.4 | Elect George Brack | Mgmt | For | Withhold | Against | ||||
2.5 | Elect Andre Falzon | Mgmt | For | For | For | ||||
2.6 | Elect Richard Faucher | Mgmt | For | Withhold | Against | ||||
2.7 | Elect Diane Francis | Mgmt | For | For | For | ||||
2.8 | Elect George Paspalas | Mgmt | For | For | For | ||||
2.9 | Elect Brian Moorhouse | Mgmt | For | For | For | ||||
2.10 | Elect Ian Walton | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the Stock Option Plan | Mgmt | For | Against | Against | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
AVEVA Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVV | CINS G06812112 | 07/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect James Kidd | Mgmt | For | For | For | ||||
5 | Elect Richard Longdon | Mgmt | For | For | For | ||||
6 | Elect Nick Prest | Mgmt | For | For | For | ||||
7 | Elect Jonathan Brooks | Mgmt | For | For | For | ||||
8 | Elect Philip Dayer | Mgmt | For | For | For | ||||
9 | Elect Herve Couturier | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Directors' Fees | Mgmt | For | For | For | ||||
Axis Capital Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXS | CUSIP G0692U109 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Butt | Mgmt | For | For | For | ||||
1.2 | Elect John Charman | Mgmt | For | For | For | ||||
1.3 | Elect Charles Davis | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Andrew Large | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Long-Term Equity Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baloise Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BALN | CINS H04530202 | 04/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Elect Andreas Burckhardt | Mgmt | For | TNA | N/A | ||||
7 | Elect Hansjorg Frei | Mgmt | For | TNA | N/A | ||||
8 | Elect Thomas Pleines | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
BAM Groep NV (Koninklijke) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAMNB | CINS N0157T177 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Executive Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Elect H.L.J. Noy as Supervisory Board Member | Mgmt | For | For | For | ||||
12 | Elect J. Ruis | Mgmt | For | For | For | ||||
13 | Elect R.P. van Wingerden | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Banque Cantonale Vaudoise | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCVN | CINS H0482P863 | 05/03/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
10 | Elect Pierre Lamuniere | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Barratt Developments plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDEV | CINS G08288105 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Bob Lawson | Mgmt | For | Against | Against | ||||
3 | Elect Mark Clare | Mgmt | For | Against | Against | ||||
4 | Elect David Thomas | Mgmt | For | Against | Against | ||||
5 | Elect Steven Boyes | Mgmt | For | Against | Against | ||||
6 | Elect Clive Fenton | Mgmt | For | Against | Against | ||||
7 | Elect Robert Davies | Mgmt | For | Against | Against | ||||
8 | Elect Tessa Bamford | Mgmt | For | Against | Against | ||||
9 | Elect Roderick MacEachrane | Mgmt | For | Against | Against | ||||
10 | Elect Mark Rolfe | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Beach Energy Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPT | CINS Q13921103 | 11/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Re-elect John Butler | Mgmt | For | Against | Against | ||||
4 | Re-elect Glenn Davis | Mgmt | For | Against | Against | ||||
5 | Elect Belinda Robinson | Mgmt | For | Against | Against | ||||
6 | Equity Grant- 2011 STI (MD Reginald Nelson) | Mgmt | For | For | For | ||||
7 | Equity Grant -2011 LTI (MD Reginald Nelson) | Mgmt | For | For | For | ||||
Bertrandt AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDT | CINS D1014N107 | 02/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
Boliden AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOL | CINS W17218103 | 05/03/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
15 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
16 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Board Size | Mgmt | For | TNA | N/A | ||||
19 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
20 | Election of Directors | Mgmt | For | TNA | N/A | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
22 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
23 | Nominating Committee | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Brother Industries Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6448 | CINS 114813108 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Toshikazu Koike | Mgmt | For | For | For | ||||
4 | Elect Shigeki Ishikawa | Mgmt | For | For | For | ||||
5 | Elect Yukihisa Hirano | Mgmt | For | For | For | ||||
6 | Elect Atsushi Nishijoh | Mgmt | For | For | For | ||||
7 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
8 | Elect Kohichi Fukaya | Mgmt | For | For | For | ||||
9 | Elect Hiroaki Maruyama | Mgmt | For | For | For | ||||
10 | Bonus | Mgmt | For | For | For | ||||
11 | Takeover Defense Plan | Mgmt | For | Against | Against | ||||
BS Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
138930 | CINS Y0997Y103 | 03/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Election of Directors (Slate) | Mgmt | For | For | For | ||||
4 | Election of Audit Committee Member: OH Kuh Don | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Bucher Industries AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BUCN | CINS H10914176 | 04/12/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Cancellation of Shares; Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Elect Claude R. Cornaz | Mgmt | For | TNA | N/A | ||||
9 | Elect Heinrich Spoerry | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Burberry Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRBY | CINS G1699R107 | 07/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Peace | Mgmt | For | For | For | ||||
5 | Elect Angela Ahrendts | Mgmt | For | For | For | ||||
6 | Elect Philip Bowman | Mgmt | For | For | For | ||||
7 | Elect Ian Carter | Mgmt | For | For | For | ||||
8 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
9 | Elect Stephanie George | Mgmt | For | For | For | ||||
10 | Elect David Tyler | Mgmt | For | For | For | ||||
11 | Elect John Smith | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Sharesave Plan 2011 | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Burckhardt Compression Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BCHN | CINS H12013100 | 06/29/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Urs Fankhauser | Mgmt | For | TNA | N/A | ||||
9 | Elect Urs Leinhauser | Mgmt | For | TNA | N/A | ||||
10 | Elect Monika Schadle | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
CA Immobilien Anlagen AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAI | CINS A1144Q155 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Reinhard Madlencnik | Mgmt | For | For | For | ||||
8 | Increase in Authorized Capital | Mgmt | For | Against | Against | ||||
9 | Authority to Issue Convertible Debt Instruments | Mgmt | For | Against | Against | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Increase in Conditional Capital | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Calfrac Well Services Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFW | CUSIP 129584108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kevin Baker | Mgmt | For | For | For | ||||
1.2 | Elect James Blair | Mgmt | For | For | For | ||||
1.3 | Elect Gregory Fletcher | Mgmt | For | For | For | ||||
1.4 | Elect Lorne Gartner | Mgmt | For | For | For | ||||
1.5 | Elect Ronald Mathison | Mgmt | For | For | For | ||||
1.6 | Elect Douglas Ramsay | Mgmt | For | For | For | ||||
1.7 | Elect R. Timothy Swinton | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Cap Gemini SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAP | CINS F13587120 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Lucia Sinapi-Thomas | Mgmt | For | For | For | ||||
9 | Elect Carla Heimbigner | Mgmt | Against | For | Against | ||||
10 | Elect Pierre Hessler as Censor | Mgmt | For | For | For | ||||
11 | Elect Geoff Unwin as Censor | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | ||||
15 | Global Celing on Capital and Debt Issuances | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
19 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | ||||
20 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For | For | ||||
22 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
23 | Amendment Regarding Electronic Voting | Mgmt | For | For | For | ||||
24 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Capcom Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9697 | CINS J05187109 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kazushi Hirao | Mgmt | For | Against | Against | ||||
4 | Elect Masanao Iechika | Mgmt | For | Against | Against | ||||
5 | Elect Yoshihiko Iwasaki | Mgmt | For | For | For | ||||
6 | Elect Akihiko Matsuzaki | Mgmt | For | For | For | ||||
7 | Elect Hitoshi Kanamori as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
10 | Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Cape PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIU | CINS G1933N102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Tim Eggar | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bingham | Mgmt | For | Against | Against | ||||
6 | Elect David McManus | Mgmt | For | Against | Against | ||||
7 | Elect Michael Merton | Mgmt | For | Against | Against | ||||
8 | Elect Brendan Connolly | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Carl Zeiss Meditec AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFX | CINS D14895102 | 03/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Celesio AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLS | CINS D1497R112 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Elect Florian Funck | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Cemex S.A.B. De C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMEX | CINS P2253T133 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | Against | Against | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Authority to Increase Share Capital | Mgmt | For | Against | Against | ||||
4 | Extension of Stock Purchase Plan | Mgmt | For | Against | Against | ||||
5 | Election of Directors | Mgmt | For | Against | Against | ||||
6 | Directors' Fees | Mgmt | For | Against | Against | ||||
7 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
Cemex S.A.B. De C.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CEMEX | CINS P2253T133 | 11/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to CPO Trust Deed | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
Centerra Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CG | CUSIP 152006102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Niyazbek Aldashev | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Raphael Girard | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Karybek Ibraev | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Stephen Lang | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Lill | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Amangeldy Muraliev | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Sheryl Pressler | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Terry Rogers | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Bruce Walter | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Anthony Webb | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
Central Glass Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4044 | CINS J05502109 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Shuichi Sarasawa | Mgmt | For | For | For | ||||
3 | Elect Masamichi Maruta | Mgmt | For | For | For | ||||
4 | Elect Hajime Nakai | Mgmt | For | For | For | ||||
5 | Elect Tatsuya Mori | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Takahara | Mgmt | For | For | For | ||||
7 | Elect Isamu Katoh | Mgmt | For | For | For | ||||
8 | Elect Takao Ayama | Mgmt | For | For | For | ||||
9 | Elect Motoyoshi Ogura | Mgmt | For | For | For | ||||
10 | Elect Tadashi Shimizu | Mgmt | For | For | For | ||||
11 | Elect Teiichi Yamamoto | Mgmt | For | For | For | ||||
12 | Elect Wataru Horimukai | Mgmt | For | Against | Against | ||||
Charter Hall Office REIT | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CQO | CINS Q2308C100 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Constitution to Effect the Merger | Mgmt | For | For | For | ||||
3 | Merger | Mgmt | For | For | For | ||||
4 | Amendments to Articles to Facilitate Certain Payments to CHOML | Mgmt | For | For | For | ||||
Charter Hall Office REIT (fka Macquarie Office Trust) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CQO | CINS Q2308C100 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Shareholder Proposal Regarding the Removal of the Fund's Investment Manager | ShrHoldr | Against | Against | For | ||||
Charter International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHTR | CINS G2110V107 | 11/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Court | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
Charter International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHTR | CINS G2110V107 | 11/14/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
Chiyoda Integre Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6915 | CINS J0627M104 | 11/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kaname Maruyama | Mgmt | For | For | For | ||||
3 | Elect Mitsuaki Koike | Mgmt | For | For | For | ||||
4 | Elect Akira Yamashita | Mgmt | For | Against | Against | ||||
5 | Elect Eiji Uemura | Mgmt | For | Against | Against | ||||
6 | Elect Katsuhiro Endoh | Mgmt | For | For | For | ||||
7 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
Close Brothers Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CINS G22120102 | 11/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect P. Strone Macpherson | Mgmt | For | Against | Against | ||||
5 | Elect Preben Prebensen | Mgmt | For | Against | Against | ||||
6 | Elect Stephen Hodges | Mgmt | For | Against | Against | ||||
7 | Elect Jonathan Howell | Mgmt | For | Against | Against | ||||
8 | Elect Bruce Carnegie-Brown | Mgmt | For | Against | Against | ||||
9 | Elect Jamie Cayzer-Colvin | Mgmt | For | Against | Against | ||||
10 | Elect Ray Greenshields | Mgmt | For | Against | Against | ||||
11 | Elect Douglas Paterson | Mgmt | For | Against | Against | ||||
12 | Elect Geoffrey Howe | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
15 | Sharesave Scheme | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Cramo Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAK1V | CINS X1676B118 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | Against | Against | ||||
15 | Number of Auditors | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares and Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Charitable Donations | Mgmt | For | For | For | ||||
Daelim Industrial Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000210 | CINS Y1860N109 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
3 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
4 | Elect SHIN Jung Sik | Mgmt | For | Abstain | Against | ||||
5 | Elect OH Soo Keun | Mgmt | For | Abstain | Against | ||||
6 | Elect CHO Jin Hyung | Mgmt | For | Abstain | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
Dah Sing Financial Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0440 | CINS Y19182107 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect MORIMURA Takashi | Mgmt | For | Against | Against | ||||
6 | Elect LON Dounn | Mgmt | For | Against | Against | ||||
7 | Elect Roderick S. Anderson | Mgmt | For | Against | Against | ||||
8 | Elect John CHOW Wai-Wai | Mgmt | For | Against | Against | ||||
9 | Elect Robert SZE Tsai-To | Mgmt | For | Against | Against | ||||
10 | Elect Dennis SUN Tai-Lun | Mgmt | For | Against | Against | ||||
11 | Directors' Fees | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Daifuku Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6383 | CINS J08988107 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Katsumi Takeuchi | Mgmt | For | For | For | ||||
3 | Elect Masaki Hohjoh | Mgmt | For | For | For | ||||
4 | Elect Fumio Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Mikio Inohara | Mgmt | For | For | For | ||||
6 | Elect Akio Tanaka | Mgmt | For | For | For | ||||
7 | Elect Susumu Moriya | Mgmt | For | For | For | ||||
8 | Elect Hiroyoshi Takeda | Mgmt | For | For | For | ||||
9 | Elect Masayoshi Inoue | Mgmt | For | For | For | ||||
10 | Elect Takashi Hiramoto | Mgmt | For | For | For | ||||
11 | Elect Katsutoshi Fujiki | Mgmt | For | For | For | ||||
12 | Elect Noboru Kashiwagi | Mgmt | For | For | For | ||||
13 | Elect Harumichi Uchida | Mgmt | For | Against | Against | ||||
14 | Elect Tatsujiroh Kurosaka | Mgmt | For | Against | Against | ||||
15 | Takeover Defense Plan | Mgmt | For | Against | Against | ||||
Dainippon Sumitomo Pharma Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4506 | CINS J10542116 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masayo Tada | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Noguchi | Mgmt | For | For | For | ||||
5 | Elect Makoto Hara | Mgmt | For | For | For | ||||
6 | Elect Yoshihiro Okada | Mgmt | For | For | For | ||||
7 | Elect Masaru Ishidahara | Mgmt | For | For | For | ||||
8 | Elect Tetsuya Oida | Mgmt | For | For | For | ||||
9 | Elect Hiroshi Nomura | Mgmt | For | For | For | ||||
10 | Elect Ikuo Hino | Mgmt | For | Against | Against | ||||
Danieli & C. Officine Meccaniche S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAN | CINS T73148115 | 10/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
4 | Change in Company Name | Mgmt | For | For | For | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
Dassault Systemes SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSY | CINS F2457H100 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Elect Serge Dassault | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
12 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | ||||
13 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Daum Communication Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
035720 | CINS Y2020U108 | 03/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect KIM Hyun Young | Mgmt | For | For | For | ||||
4 | Elect LEE Jae Hyuk | Mgmt | For | For | For | ||||
5 | Elect HAN Soo Jung | Mgmt | For | For | For | ||||
6 | Elect PAN Joseph | Mgmt | For | For | For | ||||
7 | Elect HAN Dong Hyun | Mgmt | For | For | For | ||||
8 | Elect HAN Soo Jung | Mgmt | For | For | For | ||||
9 | Elect KIM Jin Woo | Mgmt | For | For | For | ||||
10 | Elect HAN Dong Hyun | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
De' Longhi S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLG | CINS T3508H102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
De' Longhi S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLG | CINS T3508H102 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-Off | Mgmt | For | For | For | ||||
Debenhams plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DEB | CINS G2768V102 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Simon Herrick | Mgmt | For | For | For | ||||
5 | Elect Nigel Northridge | Mgmt | For | For | For | ||||
6 | Elect Michael Sharp | Mgmt | For | For | For | ||||
7 | Elect Adam Crozier | Mgmt | For | For | For | ||||
8 | Elect Martina King | Mgmt | For | For | For | ||||
9 | Elect Dennis Millard | Mgmt | For | For | For | ||||
10 | Elect Mark Rolfe | Mgmt | For | For | For | ||||
11 | Elect Sophie Turner Laing | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
DGB FINANCIAL GROUP CO LTD | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
139130 | CINS Y2058E109 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
Disco Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6146 | CINS J12327102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Bonus | Mgmt | For | For | For | ||||
DNO International ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNO | CINS R6007G105 | 06/11/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Presiding Chairman and an Individual to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles Regarding Board Size | Mgmt | For | TNA | N/A | ||||
8 | Amendments to Articles Regarding Annual Meeting Agenda | Mgmt | For | TNA | N/A | ||||
9 | Elect Lars Takla | Mgmt | For | TNA | N/A | ||||
10 | Election, Guidelines and Fees of Nomination Committee | Mgmt | For | TNA | N/A | ||||
11 | Directors' Fees (2011) | Mgmt | For | TNA | N/A | ||||
12 | Directors' Fees (Jan. 2012 - Annual Meeting 2012) | Mgmt | For | TNA | N/A | ||||
13 | Directors' Fees (Annual Meeting 2012 - Annual Meeting 2013) | Mgmt | For | TNA | N/A | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
15 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Shareholder Proposals from Petrolia Invest AS | ShrHoldr | Against | TNA | N/A | ||||
DNO International ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNO | CINS R60003101 | 11/01/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Election of Presiding Chairman and Individual to Check Minutes | Mgmt | For | TNA | N/A | ||||
6 | Agenda | Mgmt | For | TNA | N/A | ||||
7 | Merger/Acquisition | Mgmt | For | TNA | N/A | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
9 | Shareholder Proposal Regarding Special Investigation | ShrHoldr | N/A | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Dollarama Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOL | CUSIP 25675T107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Rossy | Mgmt | For | For | For | ||||
1.2 | Elect Joshua Bekenstein | Mgmt | For | For | For | ||||
1.3 | Elect Gregory David | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Gunn | Mgmt | For | For | For | ||||
1.5 | Elect Matthew Levin | Mgmt | For | For | For | ||||
1.6 | Elect Nicholas Nomicos | Mgmt | For | For | For | ||||
1.7 | Elect Huw Thomas | Mgmt | For | For | For | ||||
1.8 | Elect Neil Rossy | Mgmt | For | For | For | ||||
1.9 | Elect John Swidler | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Withhold | Against | ||||
Domtar Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UFS | CUSIP 257559203 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Giannella Alvarez | Mgmt | For | For | For | ||||
2 | Elect Jack Bingleman | Mgmt | For | For | For | ||||
3 | Elect Louis Gignac | Mgmt | For | For | For | ||||
4 | Elect Brian Levitt | Mgmt | For | For | For | ||||
5 | Elect Harold MacKay | Mgmt | For | For | For | ||||
6 | Elect David Maffucci | Mgmt | For | For | For | ||||
7 | Elect Robert Steacy | Mgmt | For | For | For | ||||
8 | Elect Pamela Strobel | Mgmt | For | For | For | ||||
9 | Elect Denis Turcotte | Mgmt | For | For | For | ||||
10 | Elect John Williams | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
13 | Annual Incentive Plan | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
Donga Pharmaceutical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
000640 | CINS Y20949106 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits and Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect KIM Won Bae | Mgmt | For | Against | Against | ||||
4 | Elect PARK Chan Il | Mgmt | For | Against | Against | ||||
5 | Elect KANG Kyung Bo | Mgmt | For | Against | Against | ||||
6 | Election of Corporate Auditor | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Corporate Auditors' Fees | Mgmt | For | For | For | ||||
Dragon Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGO | CINS G2828W132 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mohammed Al Ghurair | Mgmt | For | Against | Against | ||||
4 | Elect Abdul Jaleel Al Khalifa | Mgmt | For | Against | Against | ||||
5 | Elect Nigel McCue | Mgmt | For | Against | Against | ||||
6 | Elect Ahmad Sharaf | Mgmt | For | Against | Against | ||||
7 | Elect Ahmad Al Muhairbi | Mgmt | For | Against | Against | ||||
8 | Elect Saeed Al Mazrooei | Mgmt | For | Against | Against | ||||
9 | Elect Thor Haugnaess | Mgmt | For | Against | Against | ||||
10 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Meeting Location | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares, Reissue Treasury Shares, and Amendment to Articles | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
DSV A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSV | CINS K3013J154 | 03/21/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports; Directors' Fees | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Kurt Larsen | Mgmt | For | TNA | N/A | ||||
9 | Elect Erik Pedersen | Mgmt | For | TNA | N/A | ||||
10 | Elect Kaj Christiansen | Mgmt | For | TNA | N/A | ||||
11 | Elect Birgit Norgaard | Mgmt | For | TNA | N/A | ||||
12 | Elect Annette Sadolin | Mgmt | For | TNA | N/A | ||||
13 | Elect Thomas Plenborg | Mgmt | For | TNA | N/A | ||||
14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
15 | Authority to Reduce Share Capital | Mgmt | For | TNA | N/A | ||||
16 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
18 | Amendments to Incentive Guidelines | Mgmt | For | TNA | N/A | ||||
19 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
20 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
21 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
DSV A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DSV | CINS K3013J154 | 10/25/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Authority to Reduce Share Capital and Cancel Shares | Mgmt | For | TNA | N/A | ||||
6 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Dufry AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DUFN | CINS H2082J107 | 05/02/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
7 | Increase in Conditional Share Capital | Mgmt | For | TNA | N/A | ||||
8 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Enerplus Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ERF | CUSIP 292766102 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edwin Dodge | Mgmt | For | For | For | ||||
1.2 | Elect Robert Hodgins | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Gordon Kerr | Mgmt | For | For | For | ||||
1.4 | Elect Douglas Martin | Mgmt | For | For | For | ||||
1.5 | Elect David O'Brien | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Elliott Pew | Mgmt | For | For | For | ||||
1.7 | Elect Glen Roane | Mgmt | For | Withhold | Against | ||||
1.8 | Elect W.C. (Mike) Seth | Mgmt | For | Withhold | Against | ||||
1.9 | Elect David Barr | Mgmt | For | For | For | ||||
1.10 | Elect Susan MacKenzie | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Approval of Stock Dividend Program | Mgmt | For | For | For | ||||
Ensign Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESI | CUSIP 293570107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
2.2 | Elect Robert Geddes | Mgmt | For | For | For | ||||
2.3 | Elect James Howe | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Len Kangas | Mgmt | For | For | For | ||||
2.5 | Elect Selby Porter | Mgmt | For | For | For | ||||
2.6 | Elect John Schroeder | Mgmt | For | For | For | ||||
2.7 | Elect Kenneth Skirka | Mgmt | For | For | For | ||||
2.8 | Elect Gail Surkan | Mgmt | For | For | For | ||||
2.9 | Elect Barth Whitham | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
EVN AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EVN | CINS A19833101 | 01/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Management and Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Ferrexpo Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FXPO | CINS G3435Y107 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Michael Abrahams | Mgmt | For | For | For | ||||
7 | Elect Oliver Baring | Mgmt | For | For | For | ||||
8 | Elect Raffaele Genovese | Mgmt | For | For | For | ||||
9 | Elect Wolfram Kuoni | Mgmt | For | For | For | ||||
10 | Elect Christopher Mawe | Mgmt | For | For | For | ||||
11 | Elect Ihor Mitiukov | Mgmt | For | For | For | ||||
12 | Elect Miklos Salamon | Mgmt | For | For | For | ||||
13 | Elect Kostyantin Zhevago | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Related Party Transaction - Closed Wagon Purchase Agreement | Mgmt | For | For | For | ||||
FirstGroup plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FGP | CINS G34604101 | 07/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Sidney Barrie | Mgmt | For | Against | Against | ||||
6 | Elect Audrey Baxter | Mgmt | For | Against | Against | ||||
7 | Elect David Begg | Mgmt | For | Against | Against | ||||
8 | Elect Jeff Carr | Mgmt | For | Against | Against | ||||
9 | Elect Martin Gilbert | Mgmt | For | Against | Against | ||||
10 | Elect Colin Hood | Mgmt | For | Against | Against | ||||
11 | Elect John Sievwright | Mgmt | For | Against | Against | ||||
12 | Elect Tim O'Toole | Mgmt | For | Against | Against | ||||
13 | Elect Martyn Williams | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Flight Centre Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLT | CINS Q39175106 | 10/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Barrow | Mgmt | For | Against | Against | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
Forbo Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FORN | CINS H26865214 | 04/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
7 | Elect Vincent Studer | Mgmt | For | TNA | N/A | ||||
8 | Elect Reto Muller | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Fujikura Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5803 | CINS J14784128 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Yohichi Nagahama | Mgmt | For | For | For | ||||
4 | Elect Takashi Satoh | Mgmt | For | For | For | ||||
5 | Elect Takamasa Katoh | Mgmt | For | For | For | ||||
6 | Elect Masao Koike | Mgmt | For | For | For | ||||
7 | Elect Takashi Kunimoto | Mgmt | For | For | For | ||||
8 | Elect Hideo Naruse | Mgmt | For | For | For | ||||
9 | Elect Noboru Sugiyama | Mgmt | For | For | For | ||||
10 | Elect Toshihide Kanai | Mgmt | For | For | For | ||||
11 | Elect Masaaki Shimoshima | Mgmt | For | Against | Against | ||||
12 | Elect Yutaka Miyake as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Georg Fischer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FI-N | CINS H26091142 | 03/21/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
6 | Compensation Report | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
8 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Voting Rights Restriction | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles Regarding Directors' Term Lengths | Mgmt | For | TNA | N/A | ||||
12 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
13 | Re-Elect Rudolf Huber | Mgmt | For | TNA | N/A | ||||
14 | Elect Isabelle Welton | Mgmt | For | TNA | N/A | ||||
15 | Elect Roger Michaelis | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Gerry Weber International AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GWI | CINS D95473225 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Gielda Papierow Wartosciowych w Warszawie S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GPW | CINS X980AG100 | 06/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Poland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
5 | Compliance with Rules of Convocation | Mgmt | For | TNA | N/A | ||||
6 | Agenda | Mgmt | For | TNA | N/A | ||||
7 | Presentation of Management Board Report | Mgmt | For | TNA | N/A | ||||
8 | Presentation of Supervisory Board Report (Management) | Mgmt | For | TNA | N/A | ||||
9 | Presentation of Supervisory Board Report (Supervisory) | Mgmt | For | TNA | N/A | ||||
10 | Management Board Report | Mgmt | For | TNA | N/A | ||||
11 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
12 | Coverage of Loss from Previous Years | Mgmt | For | TNA | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Supervisory Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Management Board Acts | Mgmt | For | TNA | N/A | ||||
16 | Conversion of Stock | Mgmt | For | TNA | N/A | ||||
17 | Changes to Composition of Supervisory Board | Mgmt | For | TNA | N/A | ||||
18 | Closing of Meeting | Mgmt | For | TNA | N/A | ||||
Gildemeister AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIL | CINS D2825P117 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
GIMV N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIMB | CINS B4567G117 | 06/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
10 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
GIMV N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GIMB | CINS B4567G117 | 07/19/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Approval of Merger by Absorption Proposal | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Merger by Absorption of VIM NV | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
Grande Cache Coal Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GCE | CUSIP 38655X105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Robert Stan | Mgmt | For | For | For | ||||
2.2 | Elect Robert Brawn | Mgmt | For | For | For | ||||
2.3 | Elect Barry Davies | Mgmt | For | For | For | ||||
2.4 | Elect Donald Douglas | Mgmt | For | For | For | ||||
2.5 | Elect Nicholas Kirton | Mgmt | For | For | For | ||||
2.6 | Elect John Morgan | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Shareholder Rights' Plan Renewal | Mgmt | For | For | For | ||||
Great Eastern Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G07 | CINS Y2854Q108 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LEE Seng Wee | Mgmt | For | Against | Against | ||||
4 | Elect CHEONG Choong Kong | Mgmt | For | Against | Against | ||||
5 | Elect TAN Yam Pin | Mgmt | For | Against | Against | ||||
6 | Elect FANG Ai Lian | Mgmt | For | Against | Against | ||||
7 | Elect KOH Beng Seng | Mgmt | For | Against | Against | ||||
8 | Elect Samuel TSIEN Nag | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Special Directors' Fees | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares under Scrip Dividend Scheme | Mgmt | For | For | For | ||||
14 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 02/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Subsidiary | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 02/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Interim Dividend | Mgmt | For | For | For | ||||
2 | Amendment to the Duties of the Regional Boards | Mgmt | For | For | For | ||||
3 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
4 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Ratification of Board, CEO and Committee Acts | Mgmt | For | For | For | ||||
3 | Allocation of Profits | Mgmt | For | For | For | ||||
4 | Allocation of Dividends | Mgmt | For | For | For | ||||
5 | Elect Roberto Gonzalez Barrera | Mgmt | For | Against | Against | ||||
6 | Elect Guillermo Ortiz Martinez | Mgmt | For | Against | Against | ||||
7 | Elect Bertha Gonzalez Moreno | Mgmt | For | Against | Against | ||||
8 | Elect David Villarreal Montemayor | Mgmt | For | Against | Against | ||||
9 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
10 | Elect Alfredo Elias Ayub | Mgmt | For | Against | Against | ||||
11 | Elect Herminio Blanco | Mgmt | For | Against | Against | ||||
12 | Elect Everardo Elizondo Almaguer | Mgmt | For | Against | Against | ||||
13 | Elect Patricia Armendariz Guerra | Mgmt | For | Against | Against | ||||
14 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
15 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
16 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
17 | Elect Eduardo Livas Cantu | Mgmt | For | Against | Against | ||||
18 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
19 | Elect Alejandro Valenzuela del Rio | Mgmt | For | Against | Against | ||||
20 | Election of Alternate Jesus O. Garza Martinez | Mgmt | For | Abstain | Against | ||||
21 | Election of Alternate Juan Antonio Gonzalez Moreno | Mgmt | For | Abstain | Against | ||||
22 | Election of Alternate Jose G. Garza Montemayor | Mgmt | For | Abstain | Against | ||||
23 | Election of Alternate Alberto Saba Ades | Mgmt | For | Abstain | Against | ||||
24 | Election of Alternate Isaac Becker Kabacnik | Mgmt | For | Abstain | Against | ||||
25 | Election of Alternate Manuel Aznar Nicolin | Mgmt | For | Abstain | Against | ||||
26 | Election of Alternate Javier Martinez Abrego | Mgmt | For | Abstain | Against | ||||
27 | Election of Alternate Carlos Chavarria Garza | Mgmt | For | Abstain | Against | ||||
28 | Election of Alternate Ramon A. Leal Chapa | Mgmt | For | Abstain | Against | ||||
29 | Election of Alternate Julio Cesar Mendez Rubio | Mgmt | For | Abstain | Against | ||||
30 | Election of Alternate Guillermo Mascarenas Milmo | Mgmt | For | Abstain | Against | ||||
31 | Election of Alternate Alfredo Livas Cantu | Mgmt | For | Abstain | Against | ||||
32 | Election of Alternate Javier Molinar Horcasitas | Mgmt | For | Abstain | Against | ||||
33 | Election of Alternate Jose Marcos Ramirez Miguel | Mgmt | For | Abstain | Against | ||||
34 | Authority to Exempt Directors from Providing Own Indemnification | Mgmt | For | For | For | ||||
35 | Election of Board Secretary | Mgmt | For | For | For | ||||
36 | Directors' Fees | Mgmt | For | For | For | ||||
37 | Election of Hector Reyes Retana as Chairman | Mgmt | For | For | For | ||||
38 | Election of Herminio Blanco Mendoza as Member | Mgmt | For | For | For | ||||
39 | Election of Manuel Aznar Nicolin as Member | Mgmt | For | For | For | ||||
40 | Election of Patricia Armendariz Guerra as Member | Mgmt | For | For | For | ||||
41 | Authority to Repurchase Shares; Report on the Company's Share Repurchase Program | Mgmt | For | For | For | ||||
42 | Certification of Articles | Mgmt | For | For | For | ||||
43 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
44 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to By-Laws Regarding Board | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Hector Reyes Retana | Mgmt | For | Against | Against | ||||
3 | Elect Juan Carlos Braniff Hierro | Mgmt | For | Against | Against | ||||
4 | Elect Armando Garza Sada | Mgmt | For | Against | Against | ||||
5 | Elect Manuel Saba Ades | Mgmt | For | Against | Against | ||||
6 | Elect Enrique Castillo Sanchez Mejorada | Mgmt | For | Against | Against | ||||
7 | Approve the Independence Status of Proposed Directors | Mgmt | For | For | For | ||||
8 | Release Proposed Directors from Bond or Monetary Guarantee | Mgmt | For | For | For | ||||
9 | Approve the Resignation of Directors | Mgmt | For | For | For | ||||
10 | Constitution of Advisory Board | Mgmt | For | For | For | ||||
11 | Constitution of Regional Boards | Mgmt | For | For | For | ||||
12 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
13 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 10/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Articles Regarding Nomination Committee | Mgmt | For | For | For | ||||
2 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
3 | Minutes | Mgmt | For | For | For | ||||
Grupo Financiero Banorte SAB de CV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GFNORTE | CINS P49501201 | 10/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Mexico | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendment to Dividend Policy | Mgmt | For | For | For | ||||
2 | Interim Dividend | Mgmt | For | For | For | ||||
3 | Authority to Increase Allocation of Share Repurchase Program | Mgmt | For | For | For | ||||
4 | Report on Tax Compliance | Mgmt | For | For | For | ||||
5 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
6 | Minutes | Mgmt | For | For | For | ||||
GS Home Shopping Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
028150 | CINS Y2901Q101 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits and Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Article 32 | Mgmt | For | For | For | ||||
3 | Amendments to Article 34 | Mgmt | For | For | For | ||||
4 | Amendments to Article 39 | Mgmt | For | For | For | ||||
5 | Elect JO Seong Gu | Mgmt | For | Against | Against | ||||
6 | Elect HUR Seung Jo | Mgmt | For | Against | Against | ||||
7 | Elect WON Jong Seung | Mgmt | For | Against | Against | ||||
8 | Elect JHEE Jong Hack | Mgmt | For | Against | Against | ||||
9 | Election of Audit Committee Member: JHEE Jong Hack | Mgmt | For | For | For | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
H. Lundbeck A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUN | CINS K4406L129 | 03/29/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Supervisory Board Members' Fees | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Elect Thorleif Krarup | Mgmt | For | TNA | N/A | ||||
10 | Elect Mats Petterson | Mgmt | For | TNA | N/A | ||||
11 | Elect Jes Ostergaard | Mgmt | For | TNA | N/A | ||||
12 | Elect Christian Dyvig | Mgmt | For | TNA | N/A | ||||
13 | Elect Hakan Bjorklund | Mgmt | For | TNA | N/A | ||||
14 | Elect Melanie Lee | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Amendment of Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
17 | Equity Compensation Plan | Mgmt | For | TNA | N/A | ||||
18 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
19 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
20 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Halfords Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HFD | CINS G4280E105 | 08/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Dennis Millard | Mgmt | For | For | For | ||||
5 | Elect David Wild | Mgmt | For | For | For | ||||
6 | Elect Paul McClenaghan | Mgmt | For | For | For | ||||
7 | Elect Keith Harris | Mgmt | For | For | For | ||||
8 | Elect Bill Ronald | Mgmt | For | For | For | ||||
9 | Elect David Adams | Mgmt | For | For | For | ||||
10 | Elect Claudia Arney | Mgmt | For | For | For | ||||
11 | Elect Andrew Findlay | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Halla Climate Control Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
018880 | CINS Y29874107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | ||||
Hargreaves Lansdown Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HL | CINS G43940108 | 11/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Elect Ian Gorham | Mgmt | For | Against | Against | ||||
5 | Elect Tracey Taylor | Mgmt | For | Against | Against | ||||
6 | Elect Peter Hargreaves | Mgmt | For | Against | Against | ||||
7 | Elect Michael Evans | Mgmt | For | Against | Against | ||||
8 | Elect Jonathan Bloomer | Mgmt | For | Against | Against | ||||
9 | Elect Chris Barling | Mgmt | For | Against | Against | ||||
10 | Elect Stephen Lansdown | Mgmt | For | Against | Against | ||||
11 | Elect Stephen Robertson | Mgmt | For | Against | Against | ||||
12 | Elect Dharmash Mistry | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Havas SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAV | CINS F47696111 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Appointment of Auditor; Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
10 | Appointment of Auditor; Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
13 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | ||||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
16 | Authority to Repurchase and Cancel Shares | Mgmt | For | For | For | ||||
17 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CINS G4361D109 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Victoria Jarman | Mgmt | For | For | For | ||||
5 | Elect Alan Thomson | Mgmt | For | For | For | ||||
6 | Elect Alistair Cox | Mgmt | For | For | For | ||||
7 | Elect Paul Venables | Mgmt | For | For | For | ||||
8 | Elect William Eccleshare | Mgmt | For | For | For | ||||
9 | Elect Paul Harrison | Mgmt | For | For | For | ||||
10 | Elect Richard Smelt | Mgmt | For | For | For | ||||
11 | Elect Paul Stoneham | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
HeidelbergCement AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HEI | CINS D31709104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratify Bernd Scheifele | Mgmt | For | For | For | ||||
7 | Ratify Dominik von Achten | Mgmt | For | For | For | ||||
8 | Ratify Daniel Gauthier | Mgmt | For | For | For | ||||
9 | Ratify Andreas Kern | Mgmt | For | For | For | ||||
10 | Ratify Lorenz Naeger | Mgmt | For | For | For | ||||
11 | Ratify Albert Scheuer | Mgmt | For | For | For | ||||
12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For | For | ||||
13 | Ratify Heinz Schmitt | Mgmt | For | For | For | ||||
14 | Ratify Robert Feiger | Mgmt | For | For | For | ||||
15 | Ratify Josef Heumann | Mgmt | For | For | For | ||||
16 | Ratify Max Dietrich Kley | Mgmt | For | For | For | ||||
17 | Ratify Hans Georg Kraut | Mgmt | For | For | For | ||||
18 | Ratify Herbert Luetkesstratkoetter | Mgmt | For | For | For | ||||
19 | Ratify Ludwig Merckle | Mgmt | For | For | For | ||||
20 | Ratify Tobias Merckle | Mgmt | For | For | For | ||||
21 | Ratify Alan James Murray | Mgmt | For | For | For | ||||
22 | Ratify Werner Schraeder | Mgmt | For | For | For | ||||
23 | Ratify Frank-Dirk Steininger | Mgmt | For | For | For | ||||
24 | Appointment of Auditor | Mgmt | For | For | For | ||||
25 | Dematerialization of Bearer Shares | Mgmt | For | For | For | ||||
Heidelberger Druckmaschinen AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HDD | CINS D3166C103 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
8 | Elect Herbert Meyer | Mgmt | For | For | For | ||||
9 | Elect Lone Fonss Schroder | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
Helvetia Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HELN | CINS H35927120 | 05/04/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Elect Hans-Jurg Bernet | Mgmt | For | TNA | N/A | ||||
7 | Elect John Manser | Mgmt | For | TNA | N/A | ||||
8 | Elect Pierin Vincenz | Mgmt | For | TNA | N/A | ||||
9 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
10 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Hindalco Industries | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HINDALCO | CINS Y3196V185 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Madhukar Bhagat | Mgmt | For | Against | Against | ||||
4 | Elect Chaitan Maniar | Mgmt | For | Against | Against | ||||
5 | Elect Sangram Kothari | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Elect Ram Charan | Mgmt | For | Against | Against | ||||
8 | Directors' Commission | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Amendment to the Compensation of Mr. Debu Bhattacharya | Mgmt | For | Against | Against | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Amendment to the 2006 Employee Stock Option Scheme | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Hiscox Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HSX | CINS G4593F104 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Robert Hiscox | Mgmt | For | For | For | ||||
5 | Elect Bronislaw Masojada | Mgmt | For | For | For | ||||
6 | Elect Robert Childs | Mgmt | For | For | For | ||||
7 | Elect Stuart Bridges | Mgmt | For | For | For | ||||
8 | Elect Richard Gillingwater | Mgmt | For | Against | Against | ||||
9 | Elect Daniel Healy | Mgmt | For | For | For | ||||
10 | Elect Ernst Jansen | Mgmt | For | For | For | ||||
11 | Elect James King | Mgmt | For | For | For | ||||
12 | Elect Robert McMillan | Mgmt | For | For | For | ||||
13 | Elect Andrea Rosen | Mgmt | For | For | For | ||||
14 | Elect Gunnar Stokholm | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Increase in Authorised Capital | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hopson Development Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
754 | CINS G4600H101 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect XIANG Bin | Mgmt | For | Against | Against | ||||
5 | Elect LIAO Ruo Qing | Mgmt | For | Against | Against | ||||
6 | Elect AU Wai Kin | Mgmt | For | Against | Against | ||||
7 | Elect ZHANG Yi | Mgmt | For | Against | Against | ||||
8 | Elect CHU Kut Yung | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Horiba Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6856 | CINS J22428106 | 03/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Atsushi Horiba | Mgmt | For | For | For | ||||
3 | Elect Kohzoh Ishida | Mgmt | For | For | For | ||||
4 | Elect Fumitoshi Satoh | Mgmt | For | For | For | ||||
5 | Elect Juichi Saitoh | Mgmt | For | For | For | ||||
6 | Elect Masahiro Sugita | Mgmt | For | For | For | ||||
7 | Elect Toshihiko Uno | Mgmt | For | Against | Against | ||||
8 | Elect Kanji Ishizumi | Mgmt | For | Against | Against | ||||
9 | Elect Keisuke Ishida | Mgmt | For | Against | Against | ||||
10 | Elect Ikuo Kinokuni | Mgmt | For | For | For | ||||
11 | Elect Sunao Kikkawa | Mgmt | For | Against | Against | ||||
Hudbay Minerals Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBM | CUSIP 443628102 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect J. Bruce Barraclough | Mgmt | For | For | For | ||||
2.2 | Elect Roque Benavides | Mgmt | For | For | For | ||||
2.3 | Elect David Garofalo | Mgmt | For | For | For | ||||
2.4 | Elect Tom Goodman | Mgmt | For | For | For | ||||
2.5 | Elect Alan Hibben | Mgmt | For | For | For | ||||
2.6 | Elect W. Warren Holmes | Mgmt | For | For | For | ||||
2.7 | Elect John Knowles | Mgmt | For | For | For | ||||
2.8 | Elect Alan Lenczner | Mgmt | For | For | For | ||||
2.9 | Elect Kenneth Stowe | Mgmt | For | For | For | ||||
2.10 | Elect Wesley Voorheis | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Hugo Boss AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BOS3 | CINS D12432106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Conversion of Preferred Shares | Mgmt | For | For | For | ||||
Hutchison Telecommunications Hong Kong Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
215 | CINS G4672G106 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Dennis LUI Pok Man | Mgmt | For | Against | Against | ||||
5 | Elect Susan CHOW WOO Mo Fong | Mgmt | For | Against | Against | ||||
6 | Elect David LAN Hong Tsung | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ibiden Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4062 | CINS J23059116 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshifumi Iwata | Mgmt | For | For | For | ||||
3 | Elect Hiroki Takenaka | Mgmt | For | For | For | ||||
4 | Elect Mafumi Kunishima | Mgmt | For | For | For | ||||
5 | Elect Hironobu Kodaka | Mgmt | For | For | For | ||||
6 | Elect Katsumi Mabuchi | Mgmt | For | For | For | ||||
7 | Elect Shigeyasu Kurita | Mgmt | For | For | For | ||||
8 | Elect Toshiaki Matsuo | Mgmt | For | For | For | ||||
9 | Elect Keiichi Sakashita | Mgmt | For | For | For | ||||
10 | Elect Yohichi Kuwayama | Mgmt | For | For | For | ||||
11 | Elect Sohtaroh Itoh | Mgmt | For | For | For | ||||
12 | Elect Yoshitoshi Toyoda | Mgmt | For | For | For | ||||
13 | Elect Toshio Yonezawa | Mgmt | For | For | For | ||||
14 | Elect Yoshio Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Tadao Kuribayashi | Mgmt | For | For | For | ||||
16 | Elect Shigenori Shioda | Mgmt | For | For | For | ||||
17 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
IMI plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMI | CINS G47152106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roberto Quarta | Mgmt | For | Against | Against | ||||
5 | Elect Sean Toomes | Mgmt | For | Against | Against | ||||
6 | Elect Douglas Hurt | Mgmt | For | Against | Against | ||||
7 | Elect Martin Lamb | Mgmt | For | Against | Against | ||||
8 | Elect Roy Twite | Mgmt | For | Against | Against | ||||
9 | Elect Ian Whiting | Mgmt | For | Against | Against | ||||
10 | Elect Kevin Beeston | Mgmt | For | Against | Against | ||||
11 | Elect Anita Frew | Mgmt | For | Against | Against | ||||
12 | Elect Terry Gateley | Mgmt | For | Against | Against | ||||
13 | Elect Bob Stack | Mgmt | For | Against | Against | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | ||||
19 | Renewal of Employee Share Ownership Plan | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Imtech N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IM | CINS N44457120 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ Preemptive Rights in the Event of a Merger or Acquisition | Mgmt | For | For | For | ||||
9 | Authority to Suppress Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Elect Adri Baan | Mgmt | For | For | For | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Inchcape plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INCH | CINS G47320208 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ken Hanna | Mgmt | For | Against | Against | ||||
5 | Elect Andre Lacroix | Mgmt | For | Against | Against | ||||
6 | Elect John McConnell | Mgmt | For | Against | Against | ||||
7 | Elect Simon Borrows | Mgmt | For | Against | Against | ||||
8 | Elect Alison Cooper | Mgmt | For | Against | Against | ||||
9 | Elect Nigel Northridge | Mgmt | For | Against | Against | ||||
10 | Elect William Samuel | Mgmt | For | Against | Against | ||||
11 | Elect Vicky Bindra | Mgmt | For | Against | Against | ||||
12 | Elect Till Vestring | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Incitec Pivot Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPL | CINS Q4887E101 | 12/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Rebecca McGrath | Mgmt | For | For | For | ||||
3 | Re-elect John Watson | Mgmt | For | For | For | ||||
4 | Re-elect Tony Larkin | Mgmt | For | For | For | ||||
5 | Equity Grant (MD/CEO James Fazzino) | Mgmt | For | For | For | ||||
6 | Appoint Auditor | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
Industrial Alliance Insurance and Financial Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IAG | CUSIP 455871103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anne Belec | Mgmt | For | For | For | ||||
1.2 | Elect Pierre Brodeur | Mgmt | For | For | For | ||||
1.3 | Elect Yvon Charest | Mgmt | For | For | For | ||||
1.4 | Elect Michel Gervais | Mgmt | For | For | For | ||||
1.5 | Elect Lise Lachapelle | Mgmt | For | For | For | ||||
1.6 | Elect John LeBoutillier | Mgmt | For | For | For | ||||
1.7 | Elect Jacques Martin | Mgmt | For | For | For | ||||
1.8 | Elect Francis McGuire | Mgmt | For | For | For | ||||
1.9 | Elect Mary Ritchie | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Approve Amalgamation | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Pay Ratios | Mgmt | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Loyalty Dividends | Mgmt | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Gender Parity | Mgmt | Against | Against | For | ||||
Ingenico | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ING | CINS F51723116 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Scrip Dividend | Mgmt | For | For | For | ||||
9 | Related Party Transactions | Mgmt | For | For | For | ||||
10 | Resignation of the Board of Directors | Mgmt | For | For | For | ||||
11 | Elect Philippe Lazare | Mgmt | For | Against | Against | ||||
12 | Severance Agreement (Philippe Lazare) | Mgmt | For | Against | Against | ||||
13 | Elect Diaa Elyaacoubi | Mgmt | For | Against | Against | ||||
14 | Elect Xavier Moreno | Mgmt | For | Against | Against | ||||
15 | Elect Elie Vannier | Mgmt | For | Against | Against | ||||
16 | Elect Jean-Pierre Cojan | Mgmt | For | Against | Against | ||||
17 | Elect Jean-Paul Jainsky | Mgmt | For | Against | Against | ||||
18 | Elect Celeste Thomasson | Mgmt | For | Against | Against | ||||
19 | Elect Thibault Poutrel | Mgmt | For | Against | Against | ||||
20 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
22 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
26 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||||
27 | Authority to Set the Offering Price of Shares | Mgmt | For | Against | Against | ||||
28 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
30 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
31 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
32 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
33 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
34 | Global Ceiling on Capital Increases | Mgmt | For | For | For | ||||
35 | Authority to Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | ||||
36 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | ||||
37 | Amendment Regarding Related Party Transactions | Mgmt | For | For | For | ||||
38 | Amendment Regarding Director Term Lengths | Mgmt | For | For | For | ||||
39 | Amendment Regarding Censor Term Lengths | Mgmt | For | For | For | ||||
40 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Inmet Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IMN | CUSIP 457983104 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Yilmaz Arguden | Mgmt | For | Withhold | Against | ||||
1.2 | Elect David Beatty | Mgmt | For | For | For | ||||
1.3 | Elect John Clappison | Mgmt | For | For | For | ||||
1.4 | Elect John Eby | Mgmt | For | For | For | ||||
1.5 | Elect Paul Gagne | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Gerald Grandey | Mgmt | For | For | For | ||||
1.7 | Elect Oyvind Hushovd | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Mara | Mgmt | For | For | For | ||||
1.9 | Elect Jochen Tilk | Mgmt | For | For | For | ||||
1.10 | Elect Douglas Whitehead | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
InnVest Real Estate Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN.UT | CUSIP 45778F101 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Restructuring of InnVest and Declarations of Trust Governing REIT and IOT | Mgmt | For | For | For | ||||
2 | Reorganization and Restatement IOT Declaration of Trust | Mgmt | For | For | For | ||||
InnVest Real Estate Investment Trust | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INN | CUSIP 45778F101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Morton Gross | Mgmt | For | For | For | ||||
1.3 | Elect Michael Kitt | Mgmt | For | For | For | ||||
1.4 | Elect Minhas N. Mohamed | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Interserve Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRV | CINS G49105102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Norman Blackwell | Mgmt | For | Against | Against | ||||
5 | Elect Les Cullen | Mgmt | For | Against | Against | ||||
6 | Elect Steven Dance | Mgmt | For | Against | Against | ||||
7 | Elect Tim Haywood | Mgmt | For | Against | Against | ||||
8 | Elect Keith Ludeman | Mgmt | For | Against | Against | ||||
9 | Elect Bruce Melizan | Mgmt | For | Against | Against | ||||
10 | Elect David Paterson | Mgmt | For | Against | Against | ||||
11 | Elect Adrian Ringrose | Mgmt | For | Against | Against | ||||
12 | Elect Dougie Sutherland | Mgmt | For | Against | Against | ||||
13 | Elect David Thorpe | Mgmt | For | Against | Against | ||||
14 | Elect David Trapnell | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Intertek Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ITRK | CINS G4911B108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir David Reid | Mgmt | For | For | For | ||||
5 | Elect Edward Astle | Mgmt | For | For | For | ||||
6 | Elect Alan Brown | Mgmt | For | For | For | ||||
7 | Elect Wolfhart Hauser | Mgmt | For | For | For | ||||
8 | Elect Christopher Knight | Mgmt | For | For | For | ||||
9 | Elect Lloyd Pitchford | Mgmt | For | For | For | ||||
10 | Elect Michael Wareing | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Intrum Justitia AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IJ | CINS W4662R106 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Iren S.p.A | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IRD | CINS T5551Y106 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | List Presented by FSU S.r.l. and 73 Other Shareholders from Reggio Emilia, Parma and Piacenza | Mgmt | For | For | For | ||||
8 | List presented by Equiter S.p.A. | Mgmt | For | N/A | N/A | ||||
9 | Remuneration Report | Mgmt | For | For | For | ||||
Itochu Techno-Solutions Corporation (fka: Itochu Techno Science) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4739 | CINS J25022104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yohichi Okuda | Mgmt | For | For | For | ||||
3 | Elect Satoshi Kikuchi | Mgmt | For | For | For | ||||
4 | Elect Yoshinori Warashina | Mgmt | For | For | For | ||||
5 | Elect Shuji Ikeda | Mgmt | For | For | For | ||||
6 | Elect Shinichiroh Sakuraba | Mgmt | For | For | For | ||||
7 | Elect Masaaki Matsuzawa | Mgmt | For | For | For | ||||
8 | Elect Akira Saitoh | Mgmt | For | For | For | ||||
9 | Elect Shigemitsu Takatori | Mgmt | For | For | For | ||||
10 | Elect Mitsuaki Katoh | Mgmt | For | For | For | ||||
11 | Elect Takahiro Susaki | Mgmt | For | For | For | ||||
12 | Elect Katsuyuki Shirota | Mgmt | For | For | For | ||||
13 | Elect Takatoshi Matsumoto | Mgmt | For | For | For | ||||
14 | Elect Shunsuke Noda | Mgmt | For | For | For | ||||
15 | Elect Takahiro Tani | Mgmt | For | Against | Against | ||||
16 | Elect Tohru Shohbuda | Mgmt | For | Against | Against | ||||
17 | Elect Toshiaki Tada | Mgmt | For | For | For | ||||
18 | Elect Minoru Nishiyama | Mgmt | For | Against | Against | ||||
Jacquet Metal Service | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCQ | CINS F52542101 | 06/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses; Ratification of Board and Auditors' Acts | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transaction (Transfer of Debt Instruments to IMS group Holding) | Mgmt | For | For | For | ||||
8 | Related Party Transaction (Transfer of Debt Instruments to Jacquet Holding) | Mgmt | For | For | For | ||||
9 | Related Party Transaction (Transfer of Share Capital to Stappert Spezial Stahl GmbH) | Mgmt | For | For | For | ||||
10 | Related Party Transaction (Financial Advance to JSA) | Mgmt | For | For | For | ||||
11 | Related Party Transactions (Previously Approved) | Mgmt | For | For | For | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Elect Francoise Papapietro | Mgmt | For | For | For | ||||
14 | Elect Eric Jacquet | Mgmt | For | For | For | ||||
15 | Elect Jacques Leconte | Mgmt | For | For | For | ||||
16 | Elect Henri-Jacques Nougein | Mgmt | For | For | For | ||||
17 | Elect Jean-Francois Clement | Mgmt | For | For | For | ||||
18 | Elect Xavier Gailly | Mgmt | For | For | For | ||||
19 | Elect Philippe Goczol (JSA) | Mgmt | For | For | For | ||||
20 | Elect Jorge Galera Garcia Marques (CCAN 2007 Inversiones Internationales) | Mgmt | For | For | For | ||||
21 | Elect Jean Jacquet | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
23 | Authority to Increase Capital through Capitalizations | Mgmt | For | For | For | ||||
24 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
25 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
26 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | Against | Against | ||||
27 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
28 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
29 | Global Ceiling on Capital Increases and Debt Issuances | Mgmt | For | For | For | ||||
30 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
31 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
32 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
33 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
34 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
35 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
36 | Authority to Issue Warrants/Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | ||||
37 | Amendment Regarding Director Age Limits and Share Ownership | Mgmt | For | For | For | ||||
38 | Amendment Regarding Dividends | Mgmt | For | For | For | ||||
39 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
40 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Japan Avions Electronics Industry Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6807 | CINS J26273102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yasutaka Akiyama | Mgmt | For | For | For | ||||
2 | Elect Masato Shimamura | Mgmt | For | For | For | ||||
3 | Elect Yoshio Shiono | Mgmt | For | For | For | ||||
4 | Elect Takashi Tamaki | Mgmt | For | For | For | ||||
5 | Elect Kazuo Takeda | Mgmt | For | For | For | ||||
6 | Elect Mamoru Okamoto | Mgmt | For | For | For | ||||
7 | Elect Akira Shimazaki | Mgmt | For | For | For | ||||
8 | Elect Yasutoshi Ogino | Mgmt | For | For | For | ||||
9 | Elect Tsutomu Onohara | Mgmt | For | For | For | ||||
10 | Elect Takaji Imai | Mgmt | For | For | For | ||||
11 | Elect Hajime Saitoh | Mgmt | For | For | For | ||||
12 | Elect Seiji Murano | Mgmt | For | For | For | ||||
13 | Elect Minoru Urano | Mgmt | For | For | For | ||||
14 | Elect Ryohji Yamada | Mgmt | For | Against | Against | ||||
15 | Elect Mitsuo Hikita | Mgmt | For | Against | Against | ||||
16 | Elect Tokuo Yamamoto | Mgmt | For | Against | Against | ||||
17 | Bonus | Mgmt | For | For | For | ||||
Japan Petroleum Exploration Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1662 | CINS J2740Q103 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Hikaru Fukasawa | Mgmt | For | For | For | ||||
4 | Retirement Allowances for Director(s) | Mgmt | For | For | For | ||||
5 | Bonus | Mgmt | For | For | For | ||||
JSR Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4185 | CINS J2856K106 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Mitsunobu Koshiba | Mgmt | For | For | For | ||||
5 | Elect Masaki Hirose | Mgmt | For | For | For | ||||
6 | Elect Yoshinori Yoshida | Mgmt | For | For | For | ||||
7 | Elect Hozumi Satoh | Mgmt | For | For | For | ||||
8 | Elect Hayato Hirano | Mgmt | For | For | For | ||||
9 | Elect Takuya Gotoh | Mgmt | For | For | For | ||||
10 | Elect Michio Kariya | Mgmt | For | For | For | ||||
11 | Elect Kazunori Yagi | Mgmt | For | For | For | ||||
12 | Elect Shohichi Kataoka | Mgmt | For | Against | Against | ||||
13 | Elect Makoto Doi as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
14 | Bonus | Mgmt | For | For | For | ||||
Kagara Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KZL | CINS Q5170L108 | 10/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Ross Hutton | Mgmt | For | Against | Against | ||||
3 | Re-elect Mark McConnell | Mgmt | For | Against | Against | ||||
4 | Elect Flavio Garofalo | Mgmt | For | Against | Against | ||||
5 | Remuneration Report | Mgmt | For | Against | Against | ||||
6 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
7 | Equity Grant (Executive Director Joseph Treacy) | Mgmt | For | Against | Against | ||||
8 | Equity Grant (Finance Director Flavio Garofalo) | Mgmt | For | Against | Against | ||||
Kansai Urban Banking | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8545 | CINS J30312102 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Takahiro Yamaguchi | Mgmt | For | For | For | ||||
3 | Elect Junji Okumura | Mgmt | For | For | For | ||||
4 | Elect Ken Ozaki | Mgmt | For | For | For | ||||
5 | Elect Takeshi Kubo | Mgmt | For | For | For | ||||
6 | Elect Satoshi Jajima | Mgmt | For | For | For | ||||
7 | Elect Sadahiro Nakamura | Mgmt | For | Against | Against | ||||
8 | Elect Kengo Miyauchi | Mgmt | For | Against | Against | ||||
9 | Retirement Allowances for Directors and Statutory Auditors | Mgmt | For | For | For | ||||
Kazakhmys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAZ | CINS G5221U108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Charles Watson | Mgmt | For | For | For | ||||
5 | Elect Vladimir Kim | Mgmt | For | For | For | ||||
6 | Elect Oleg Novachuk | Mgmt | For | For | For | ||||
7 | Elect Eduard Ogay | Mgmt | For | For | For | ||||
8 | Elect Philip Aiken | Mgmt | For | For | For | ||||
9 | Elect Clinton Dines | Mgmt | For | For | For | ||||
10 | Elect Simon Heale | Mgmt | For | For | For | ||||
11 | Elect Lord Robin Renwick | Mgmt | For | For | For | ||||
12 | Elect Daulet Yergozhin | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | ||||
Kazakhmys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KAZ | CINS G5221U108 | 09/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Waiver of Mandatory Takeover Requirement Pursuant to Repurchase | Mgmt | For | For | For | ||||
2 | Waiver of Mandatory Takeover Requirement Pursuant to LTIP Award Grant | Mgmt | For | For | For | ||||
Keihin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7251 | CINS J32083107 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Tsuneo Tanai | Mgmt | For | For | For | ||||
3 | Elect Kazuoki Ukiana | Mgmt | For | For | For | ||||
4 | Elect Masami Watanabe | Mgmt | For | For | For | ||||
5 | Elect Masaaki Koike | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Irino | Mgmt | For | For | For | ||||
7 | Elect Kazuhiro Hashiyama | Mgmt | For | For | For | ||||
8 | Elect Kohki Ohnuma | Mgmt | For | For | For | ||||
9 | Elect Takeshi Iwata | Mgmt | For | For | For | ||||
10 | Elect Chugo Satoh | Mgmt | For | For | For | ||||
11 | Elect Takashi Namari | Mgmt | For | For | For | ||||
12 | Elect Genichiroh Konno | Mgmt | For | For | For | ||||
13 | Elect Hidetoshi Saitoh | Mgmt | For | Against | Against | ||||
14 | Bonus | Mgmt | For | For | For | ||||
15 | Retirement Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
Kenedix Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4321 | CINS J3243N100 | 03/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Atsushi Kawashima | Mgmt | For | For | For | ||||
4 | Elect Taiji Yoshikawa | Mgmt | For | For | For | ||||
5 | Elect Taisuke Miyajima | Mgmt | For | For | For | ||||
6 | Elect Takashi Uematsu | Mgmt | For | For | For | ||||
7 | Elect Shuhei Shiozawa | Mgmt | For | For | For | ||||
8 | Elect Shintaroh Kanno | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
4 | Elect James Kenny | Mgmt | For | Against | Against | ||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kier Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KIE | CINS G52549105 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Richard Bailey | Mgmt | For | Against | Against | ||||
5 | Elect Steve Bowcott | Mgmt | For | Against | Against | ||||
6 | Elect Chris Geoghegan | Mgmt | For | Against | Against | ||||
7 | Elect Ian Lawson | Mgmt | For | Against | Against | ||||
8 | Elect Haydn Mursell | Mgmt | For | Against | Against | ||||
9 | Elect Paul Sheffield | Mgmt | For | Against | Against | ||||
10 | Elect Phil White | Mgmt | For | Against | Against | ||||
11 | Elect Nick Winser | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Kingspan Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KSP | CINS G52654103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Eugene Murtagh | Mgmt | For | Against | Against | ||||
5 | Elect Gene Murtagh | Mgmt | For | Against | Against | ||||
6 | Elect Geoff Doherty | Mgmt | For | Against | Against | ||||
7 | Elect Peter Wilson | Mgmt | For | Against | Against | ||||
8 | Elect Russell Shiels | Mgmt | For | Against | Against | ||||
9 | Elect Gilbert McCarthy | Mgmt | For | Against | Against | ||||
10 | Elect Tony McArdle | Mgmt | For | Against | Against | ||||
11 | Elect David Byrne | Mgmt | For | Against | Against | ||||
12 | Elect Brian Hill | Mgmt | For | Against | Against | ||||
13 | Elect Helen Kirkpatrick | Mgmt | For | Against | Against | ||||
14 | Elect Kieran Murphy | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Kinsus Interconnect Technology Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3189 | CINS Y4804T109 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Endorsements and Guarantees | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
13 | Elect TUNG Tzu-Hsien | Mgmt | For | For | For | ||||
14 | Elect KUO Ming-Tung | Mgmt | For | For | For | ||||
15 | Elect LU Ching | Mgmt | For | For | For | ||||
16 | Elect SU Yen-Hsueh | Mgmt | For | For | For | ||||
17 | Elect WU Hsiang-Hsiang | Mgmt | For | For | For | ||||
18 | Elect CHENG Chung-Jen | Mgmt | For | For | For | ||||
19 | Elect CHEN Jin-Tsai (Independent Director) | Mgmt | For | Abstain | Against | ||||
20 | Elect HUANG Chun-Pao (Independent Director) | Mgmt | For | For | For | ||||
21 | Elect WU Hui-Huang (Independent Director) | Mgmt | For | For | For | ||||
22 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
23 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Kobayashi Pharmaceutical Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4967 | CINS J3430E103 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kazumasa Kobayashi | Mgmt | For | For | For | ||||
2 | Elect Yutaka Kobayashi | Mgmt | For | For | For | ||||
3 | Elect Akihiro Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Takashi Tsujino | Mgmt | For | For | For | ||||
5 | Elect Satoshi Yamane | Mgmt | For | For | For | ||||
6 | Elect Haruo Tsuji | Mgmt | For | For | For | ||||
7 | Elect Yasuhiko Fujitsu as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Kose Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4922 | CINS J3622S100 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Yasukiyo Kobayashi | Mgmt | For | For | For | ||||
3 | Elect Kazutoshi Kobayashi | Mgmt | For | For | For | ||||
4 | Elect Takao Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Masanori Odakura | Mgmt | For | For | For | ||||
6 | Retirement Allowances for Directors | Mgmt | For | For | For | ||||
KP Chemical | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
064420 | CINS Y4983D115 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Election of Non-Independent Directors (Slate) | Mgmt | For | Against | Against | ||||
4 | Election of Independent Director : JUNG Jeong Gi | Mgmt | For | Against | Against | ||||
5 | Election of Audit Committee Member : JUNG Jeong Gi | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
Krones AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRN | CINS D47441171 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Petra Schadeberg-Herrmann | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
Kuroda Electric Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7517 | CINS J37254109 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Takashi Kaneko | Mgmt | For | Against | Against | ||||
3 | Elect Nobuyuki Kuroda | Mgmt | For | Against | Against | ||||
4 | Elect Kyohichi Satoh | Mgmt | For | Against | Against | ||||
5 | Elect Norio Toyoda | Mgmt | For | Against | Against | ||||
6 | Elect Kunio Tsuneyama | Mgmt | For | Against | Against | ||||
Lanxess AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Largan Precision Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
3008 | CINS Y52144105 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules: Derivative Trading | Mgmt | For | For | For | ||||
9 | Amendments to Procedural Rules:Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
10 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
Leoni AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LEO | CINS D5009P118 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Elect Ingrid Hofmann | Mgmt | For | Against | Against | ||||
12 | Elect Werner Lang | Mgmt | For | For | For | ||||
13 | Elect Bernd Rodl | Mgmt | For | Against | Against | ||||
14 | Elect Werner Rupp | Mgmt | For | For | For | ||||
15 | Elect Wilhelm Wessels | Mgmt | For | For | For | ||||
16 | Elect Klaus Wucherer | Mgmt | For | For | For | ||||
17 | Elect Axel Markus as Substitute Member | Mgmt | For | For | For | ||||
18 | Amendments to Articles | Mgmt | For | Against | Against | ||||
LG Fashion Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
093050 | CINS Y5275J108 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | ||||
3 | Election of Non-Independent Audit Committee Member: CHO Kyu Won | Mgmt | For | For | For | ||||
4 | Election of Independent Audit Committee Members (Slate) | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Amendments to Executive Officer Retirement Allowance Policy | Mgmt | For | Against | Against | ||||
Logitech International SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOGN | CINS H50430232 | 09/07/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Policy | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 1 year | Mgmt | For | TNA | N/A | ||||
8 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 2 years | Mgmt | For | TNA | N/A | ||||
9 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to approve 3 years | Mgmt | For | TNA | N/A | ||||
10 | Advisory vote on the frequency of future advisory votes on executive compensation: Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | TNA | N/A | ||||
11 | Amendment to Employee Share Purchase Plans | Mgmt | For | TNA | N/A | ||||
12 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Elect Matthew Bousquette | Mgmt | For | TNA | N/A | ||||
16 | Elect Richard Laube | Mgmt | For | TNA | N/A | ||||
17 | Elect Gerald Quindlen | Mgmt | Abstain | TNA | N/A | ||||
18 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
Lululemon Athletica inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LULU | CUSIP 550021109 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Christine Day | Mgmt | For | For | For | ||||
1.2 | Elect Martha Morfitt | Mgmt | For | For | For | ||||
1.3 | Elect Rhoda Pitcher | Mgmt | For | For | For | ||||
1.4 | Elect Emily White | Mgmt | For | For | For | ||||
1.5 | Elect Jerry Stritzke | Mgmt | For | For | For | ||||
2 | Reapproval of Performance Goals Under the 2007 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lundin Mining Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUN | CUSIP 550372106 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Colin Benner | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Donald Charter | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Paul Conibear | Mgmt | For | Withhold | Against | ||||
1.4 | Elect John Craig | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Brian Edgar | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Lukas Lundin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Dale Peniuk | Mgmt | For | Withhold | Against | ||||
1.8 | Elect William Rand | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Man Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMG | CINS G5790V156 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Jon Aisbitt | Mgmt | For | For | For | ||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
6 | Elect Peter Clarke | Mgmt | For | For | For | ||||
7 | Elect Phillip Colebatch | Mgmt | For | For | For | ||||
8 | Elect Kevin Hayes | Mgmt | For | For | For | ||||
9 | Elect Frederic Jolly | Mgmt | For | For | For | ||||
10 | Elect Matthew Lester | Mgmt | For | For | For | ||||
11 | Elect Patrick O'Sullivan | Mgmt | For | For | For | ||||
12 | Elect Emmanuel Roman | Mgmt | For | For | For | ||||
13 | Elect Nina Shapiro | Mgmt | For | For | For | ||||
14 | Appointment of Auditor | Mgmt | For | For | For | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Amendments to Articles Regarding Inquorate Provisions | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Man Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMG | CINS G5790V156 | 07/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Emmanuel Roman | Mgmt | For | For | For | ||||
5 | Elect Matthew Lester | Mgmt | For | For | For | ||||
6 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
7 | Elect Phillip Colebatch | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles Regarding Deferred Shares | Mgmt | For | For | For | ||||
15 | Executive Share Option Plan Renewal | Mgmt | For | Against | Against | ||||
Mandom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4917 | CINS J39659107 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Motonobu Nishimura | Mgmt | For | For | For | ||||
3 | Elect Masayoshi Momota | Mgmt | For | For | For | ||||
4 | Elect Yoshiaki Saitoh | Mgmt | For | For | For | ||||
5 | Elect Ryuichi Terabayashi | Mgmt | For | For | For | ||||
6 | Elect Kazuyoshi Okada | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Tsukada | Mgmt | For | For | For | ||||
8 | Elect Toshikazu Tamura | Mgmt | For | For | For | ||||
9 | Elect Masatoshi Tsuda | Mgmt | For | For | For | ||||
Meda AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEDA-A | CINS W5612K109 | 05/09/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors; Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
19 | Election of Chairman | Mgmt | For | TNA | N/A | ||||
20 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
21 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
23 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA | N/A | ||||
24 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
25 | Amendments to Articles Regarding Editorial Changes | Mgmt | For | TNA | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Mediaset Espana Comunicacion, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TL5 | CINS E7418Y101 | 03/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividend | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Amendments to Articles | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
7 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
8 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Share Purchase Plan | Mgmt | For | For | For | ||||
11 | Stock Option Plan | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Approval of Corporate Website | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
16 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
Mediq NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MEDIQ | CINS N5557C112 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Authority to Issue or Repurchase Shares Pursuant to Dividend Payout | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Elect F.K. De Moor to the Supervisory Board | Mgmt | For | Against | Against | ||||
10 | Elect Oern Stuge to the Supervisory Board | Mgmt | For | Against | Against | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Cancellation of Shares | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Full Structure Regime | Mgmt | For | N/A | N/A | ||||
16 | Mitigated Structure Regime | Mgmt | Against | For | Against | ||||
17 | Abolish Structure Regime | Mgmt | Against | N/A | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Meggitt plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGGT | CINS G59640105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Colin Terry | Mgmt | For | Against | Against | ||||
5 | Elect Terry Twigger | Mgmt | For | Against | Against | ||||
6 | Elect Philip Green | Mgmt | For | Against | Against | ||||
7 | Elect Paul Heiden | Mgmt | For | Against | Against | ||||
8 | Elect David Robins | Mgmt | For | Against | Against | ||||
9 | Elect David Williams | Mgmt | For | Against | Against | ||||
10 | Elect Stephen Young | Mgmt | For | Against | Against | ||||
11 | Elect Brenda Reichelderfer | Mgmt | For | Against | Against | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Meitec Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9744 | CINS J42067108 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Tohru Kunibe as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Methanex Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MX | CUSIP 59151K108 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Bruce Aitken | Mgmt | For | For | For | ||||
1.2 | Elect Howard Balloch | Mgmt | For | For | For | ||||
1.3 | Elect Phillip Cook | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Robert Kostelnik | Mgmt | For | For | For | ||||
1.6 | Elect Douglas Mahaffy | Mgmt | For | For | For | ||||
1.7 | Elect A. Terence Poole | Mgmt | For | For | For | ||||
1.8 | Elect John Reid | Mgmt | For | For | For | ||||
1.9 | Elect Janice Rennie | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Monica Sloan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Metropole TV (M6) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMT | CINS F6160D108 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Severance Agreement (Robin Leproux) | Mgmt | For | For | For | ||||
9 | Elect Albert Frere | Mgmt | For | Against | Against | ||||
10 | Elect Mouna Sepehri | Mgmt | For | Against | Against | ||||
11 | Elect Delphine Arnault | Mgmt | For | Against | Against | ||||
12 | Elect Gerard Worms | Mgmt | For | Against | Against | ||||
13 | Elect Guy de Panafieu | Mgmt | For | Against | Against | ||||
14 | Elect Remy Sautter | Mgmt | For | Against | Against | ||||
15 | Ratification of the Co-option of Guillaume de Posch; Elect Guillaume de Posch | Mgmt | For | Against | Against | ||||
16 | Elect Philippe Delusinne | Mgmt | For | Against | Against | ||||
17 | Elect Christopher Baldelli | Mgmt | For | Against | Against | ||||
18 | Elect Vincent de Dorlodot | Mgmt | For | Against | Against | ||||
19 | Elect Elmar Heggen | Mgmt | For | Against | Against | ||||
20 | Supervisory Board Fees | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Cancel Shares | Mgmt | For | For | For | ||||
23 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Michael Page International plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MPI | CINS G68694119 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
4 | Elect Stephen Ingham | Mgmt | For | For | For | ||||
5 | Elect Andrew Bracey | Mgmt | For | For | For | ||||
6 | Elect Ruby McGregor-Smith | Mgmt | For | Against | Against | ||||
7 | Elect Tim Miller | Mgmt | For | For | For | ||||
8 | Elect Reg Sindall | Mgmt | For | For | For | ||||
9 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Mitie Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTO | CINS G6164F157 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | MTFM Scheme | Mgmt | For | For | For | ||||
2 | MFM Ireland Scheme | Mgmt | For | For | For | ||||
3 | MBSUK Scheme | Mgmt | For | For | For | ||||
4 | Related Party Transactions | Mgmt | For | For | For | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
10 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
11 | Elect Hidetaka Tomita as an Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Miura Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6005 | CINS J45593100 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Shohzoh Shiraishi | Mgmt | For | For | For | ||||
3 | Elect Yuji Takahashi | Mgmt | For | For | For | ||||
4 | Elect Yoshihisa Seriguchi | Mgmt | For | For | For | ||||
5 | Elect Akihiko Noguchi | Mgmt | For | For | For | ||||
6 | Elect Kimiaki Hosokawa | Mgmt | For | For | For | ||||
7 | Elect Yasuo Ochi | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Fukushima | Mgmt | For | For | For | ||||
9 | Elect Seigo Tange | Mgmt | For | For | For | ||||
10 | Elect Masakatsu Nishihara | Mgmt | For | For | For | ||||
11 | Elect Daisuke Miyauchi | Mgmt | For | For | For | ||||
12 | Elect Takashi Morimatsu | Mgmt | For | For | For | ||||
13 | Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
14 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
15 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Modern Times Group AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTG-B | CINS W56523116 | 05/08/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
16 | Board Size | Mgmt | For | TNA | N/A | ||||
17 | Directors and Auditors' Fees | Mgmt | For | TNA | N/A | ||||
18 | Election of Directors | Mgmt | For | TNA | N/A | ||||
19 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Long Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
22 | Issuance of Class B Treasury Shares Pursuant to Long-Term Incentive Plan | Mgmt | For | TNA | N/A | ||||
23 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Morgan Sindall Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGNS | CINS G81560107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Patrick De Smedt | Mgmt | For | For | For | ||||
4 | Elect Geraldine Gallacher | Mgmt | For | For | For | ||||
5 | Elect Simon Gulliford | Mgmt | For | For | For | ||||
6 | Elect Adrian Martin | Mgmt | For | For | For | ||||
7 | Elect John Morgan | Mgmt | For | For | For | ||||
8 | Elect David Mulligan | Mgmt | For | For | For | ||||
9 | Elect Paul Smith | Mgmt | For | For | For | ||||
10 | Elect Paul Whitmore | Mgmt | For | For | For | ||||
11 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Amendment to the Executive Remuneration Plan | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Moshi Moshi Hotline | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4708 | CINS J46733101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Hideaki Takeno | Mgmt | For | For | For | ||||
3 | Elect Yoshihiro Shimomura | Mgmt | For | For | For | ||||
4 | Elect Morimasa Satoh | Mgmt | For | For | For | ||||
5 | Elect Hiroaki Yamada | Mgmt | For | For | For | ||||
6 | Elect Takahisa Iwasaki | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Iwata | Mgmt | For | For | For | ||||
8 | Elect Jun Nakagome | Mgmt | For | For | For | ||||
Mount Gibson Iron Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MGX | CINS Q64224100 | 11/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Alan Jones | Mgmt | For | Against | Against | ||||
3 | Elect Geoffrey Hill | Mgmt | For | Against | Against | ||||
4 | Remuneration Report | Mgmt | For | For | For | ||||
5 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
6 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Musashino Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8336 | CINS J46883104 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Kenichiroh Inaba | Mgmt | For | For | For | ||||
4 | Elect Kohichi Akagi | Mgmt | For | For | For | ||||
5 | Elect Nobuhiro Fukazawa | Mgmt | For | Against | Against | ||||
6 | Elect Hidemi Shimizu | Mgmt | For | Against | Against | ||||
Mytilineos Holdings S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MYTIL | CINS X56014131 | 07/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Election of Directors | Mgmt | For | Against | Against | ||||
3 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
National Express Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEX | CINS G6374M109 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Devaney | Mgmt | For | Against | Against | ||||
5 | Elect Dean Finch | Mgmt | For | Against | Against | ||||
6 | Elect Jorge Cosmen | Mgmt | For | Against | Against | ||||
7 | Elect Sir Andrew Foster | Mgmt | For | Against | Against | ||||
8 | Elect Jeremy Maiden | Mgmt | For | Against | Against | ||||
9 | Elect Tim Score | Mgmt | For | Against | Against | ||||
10 | Elect Joaquin Ayuso | Mgmt | For | Against | Against | ||||
11 | Elect Lee Sander | Mgmt | For | Against | Against | ||||
12 | Elect Chris Muntwyler | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Neptune Orient Lines Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
N03 | CINS V67005120 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Fees | Mgmt | For | For | For | ||||
3 | Elect Peter Wagner | Mgmt | For | Against | Against | ||||
4 | Elect Christopher LAU Loke Sam | Mgmt | For | Against | Against | ||||
5 | Elect LOW Check Kian | Mgmt | For | Against | Against | ||||
6 | Elect WU Yibing | Mgmt | For | Against | Against | ||||
7 | Elect Ng Yat Chung | Mgmt | For | Against | Against | ||||
8 | Elect KWA Chong Seng | Mgmt | For | Against | Against | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Grant Awards and Issue Shares under Employee Incentive Plan | Mgmt | For | For | For | ||||
12 | Related Party Transactions | Mgmt | For | For | For | ||||
Nexans SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NEX | CINS F65277109 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Elect Hubert Porte | Mgmt | For | Against | Against | ||||
5 | Amendment Regarding Double Voting Rights | Mgmt | For | For | For | ||||
6 | Amendment Regarding Cap on Voting Rights | Mgmt | For | For | For | ||||
7 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Nexity | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXI | CINS F6527B126 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Distribution of Special Dividend | Mgmt | For | For | For | ||||
5 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Next plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NXT | CINS G6500M106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect John Barton | Mgmt | For | Against | Against | ||||
5 | Elect Christos Angelides | Mgmt | For | Against | Against | ||||
6 | Elect Steve Barber | Mgmt | For | Against | Against | ||||
7 | Elect Christine Cross | Mgmt | For | Against | Against | ||||
8 | Elect Jonathan Dawson | Mgmt | For | Against | Against | ||||
9 | Elect David Keens | Mgmt | For | Against | Against | ||||
10 | Elect Francis Salway | Mgmt | For | Against | Against | ||||
11 | Elect Andrew Varley | Mgmt | For | Against | Against | ||||
12 | Elect Simon Wolfson | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares Off-Market | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
NHN Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
035420 | CINS Y6347M103 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Article | Mgmt | For | For | For | ||||
3 | Election of Executive Director: LEE Hae Jin | Mgmt | For | Against | Against | ||||
4 | Elect HUH Yong Soo | Mgmt | For | Against | Against | ||||
5 | Elect LEE Jong Woo | Mgmt | For | Against | Against | ||||
6 | Elect HUH Yong Soo | Mgmt | For | Against | Against | ||||
7 | Elect LEE Jong Woo | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | Against | Against | ||||
Nieuwe Steen Investments N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NISTI | CINS N6325K105 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Reservation and dividend policy | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Amendment to Compensation Guidelines | Mgmt | For | For | For | ||||
11 | Elect J. Buijs to the Management Board | Mgmt | For | For | For | ||||
12 | Elect G.L.B. de Greef to the Supervisory Board | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | Abstain | Against | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Nieuwe Steen Investments N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NISTI | CINS N6325K105 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Transaction of Other Business | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Nihon Kohden Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6849 | CINS J50538115 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Kazuo Ogino | Mgmt | For | For | For | ||||
3 | Elect Fumio Suzuki | Mgmt | For | For | For | ||||
4 | Elect Kenji Hakuta | Mgmt | For | For | For | ||||
5 | Elect Toshitsugu Izawa | Mgmt | For | For | For | ||||
6 | Elect Yoshito Tsukahara | Mgmt | For | For | For | ||||
7 | Elect Takashi Tamura | Mgmt | For | For | For | ||||
8 | Elect Toshinobu Mayuzumi | Mgmt | For | For | For | ||||
9 | Elect Hiroshi Aida | Mgmt | For | For | For | ||||
10 | Elect Tatsuya Nakagawa | Mgmt | For | For | For | ||||
11 | Elect Hirokazu Ogino | Mgmt | For | For | For | ||||
12 | Elect Masaya Yamauchi | Mgmt | For | For | For | ||||
13 | Elect Minoru Obara | Mgmt | For | For | For | ||||
14 | Elect Masami Sugiyama | Mgmt | For | Against | Against | ||||
15 | Elect Osamu Katoh | Mgmt | For | For | For | ||||
Nippon Express Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9062 | CINS J53376117 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Masanori Kawai | Mgmt | For | For | For | ||||
5 | Elect Kenji Watanabe | Mgmt | For | For | For | ||||
6 | Elect Jiroh Nakamura | Mgmt | For | For | For | ||||
7 | Elect Keiji Hagio | Mgmt | For | For | For | ||||
8 | Elect Masao Hosokoshi | Mgmt | For | For | For | ||||
9 | Elect Akira Ohhinata | Mgmt | For | For | For | ||||
10 | Elect Noboru Shibusawa | Mgmt | For | For | For | ||||
11 | Elect Kiyofumi Miyachika | Mgmt | For | For | For | ||||
12 | Elect Takahiro Ideno | Mgmt | For | For | For | ||||
13 | Elect Mitsuru Saitoh | Mgmt | For | For | For | ||||
14 | Elect Hideo Hanaoka | Mgmt | For | For | For | ||||
15 | Elect Yasuaki Nii | Mgmt | For | For | For | ||||
16 | Elect Yutaka Itoh | Mgmt | For | For | For | ||||
17 | Elect Masahiko Hata | Mgmt | For | For | For | ||||
18 | Elect Zenjiroh Watanabe | Mgmt | For | Against | Against | ||||
19 | Elect Yuzuru Fujita | Mgmt | For | Against | Against | ||||
20 | Bonus | Mgmt | For | For | For | ||||
Nippon Konpo Unyu Soko Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9072 | CINS J54580105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Masakatsu Kuroiwa | Mgmt | For | For | For | ||||
5 | Elect Keita Kuroiwa | Mgmt | For | For | For | ||||
6 | Elect Toshimi Nagaoka | Mgmt | For | For | For | ||||
7 | Elect Yoshihiro Katoh | Mgmt | For | For | For | ||||
8 | Elect Takashi Kurisu | Mgmt | For | For | For | ||||
9 | Elect Yasuyuki Sano | Mgmt | For | For | For | ||||
10 | Elect Yasunori Matsuda | Mgmt | For | For | For | ||||
11 | Elect Kazutaka Kaneko | Mgmt | For | Against | Against | ||||
12 | Elect Yohichi Kiritake | Mgmt | For | Against | Against | ||||
13 | Elect Katsuya Unno | Mgmt | For | Against | Against | ||||
Nissha Printing Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7915 | CINS J57547101 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Junya Suzuki | Mgmt | For | For | For | ||||
3 | Elect Takuji Shibata | Mgmt | For | For | For | ||||
4 | Elect Takao Hashimoto | Mgmt | For | For | For | ||||
5 | Elect Hayato Nishihara | Mgmt | For | For | For | ||||
6 | Elect Yoshiharu Tsuji | Mgmt | For | For | For | ||||
7 | Elect Tamio Kubota | Mgmt | For | For | For | ||||
8 | Elect Kenji Kojima | Mgmt | For | For | For | ||||
9 | Elect Hitoshi Konishi | Mgmt | For | Against | Against | ||||
10 | Elect Shigeaki Momoo | Mgmt | For | Against | Against | ||||
Nissin Kogyo Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7230 | CINS J58074105 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Eiji Ohkawara | Mgmt | For | For | For | ||||
2 | Elect Katsutoshi Ueda | Mgmt | For | For | For | ||||
3 | Elect Hideaki Yanagizawa | Mgmt | For | For | For | ||||
4 | Elect Keiji Himori | Mgmt | For | For | For | ||||
5 | Elect Akihiko Kishimoto | Mgmt | For | For | For | ||||
6 | Elect Junichi Beppu | Mgmt | For | For | For | ||||
7 | Elect Naotoshi Tamai | Mgmt | For | For | For | ||||
8 | Elect Kazuo Tezuka | Mgmt | For | For | For | ||||
9 | Elect Kenji Terada | Mgmt | For | For | For | ||||
10 | Elect Junya Takei | Mgmt | For | For | For | ||||
11 | Elect Norimasa Oguchi | Mgmt | For | Against | Against | ||||
12 | Bonus | Mgmt | For | For | For | ||||
Nitto Denko Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6988 | CINS J58472119 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Bonus | Mgmt | For | For | For | ||||
4 | Elect Yukio Nagira | Mgmt | For | For | For | ||||
5 | Elect Kaoru Aizawa | Mgmt | For | For | For | ||||
6 | Elect Hideo Takasaki | Mgmt | For | For | For | ||||
7 | Elect Kenji Matsumoto | Mgmt | For | For | For | ||||
8 | Elect Yohichiroh Sakuma | Mgmt | For | For | For | ||||
9 | Elect Toshihiko Omote | Mgmt | For | For | For | ||||
10 | Elect Tohru Takeuchi | Mgmt | For | For | For | ||||
11 | Elect Yohichiroh Furuse | Mgmt | For | For | For | ||||
12 | Elect Kohshi Mizukoshi | Mgmt | For | For | For | ||||
13 | Elect Kenji Ueki | Mgmt | For | Against | Against | ||||
14 | Elect Yoshihiro Taniguchi | Mgmt | For | Against | Against | ||||
15 | Elect Masashi Teranishi | Mgmt | For | Against | Against | ||||
16 | Elect Mitsuhide Shiraki | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Nobel Biocare Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOBE | CINS H5783Q130 | 03/29/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
6 | Dividends from Reserves | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Daniela Bosshardt-Hengartner | Mgmt | For | TNA | N/A | ||||
9 | Elect Raymund Breu | Mgmt | For | TNA | N/A | ||||
10 | Elect Edgar Fluri | Mgmt | For | TNA | N/A | ||||
11 | Elect Oern Stuge | Mgmt | For | TNA | N/A | ||||
12 | Elect Rolf Watter | Mgmt | For | TNA | N/A | ||||
13 | Elect Michel Orsinger | Mgmt | For | TNA | N/A | ||||
14 | Elect Juha Raisanen | Mgmt | For | TNA | N/A | ||||
15 | Elect Georg Watzek | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
NOK Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7240 | CINS J54967104 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Masato Tsuru | Mgmt | For | For | For | ||||
3 | Elect Hideo Hatsuzawa | Mgmt | For | For | For | ||||
4 | Elect Takahito Yokouchi | Mgmt | For | For | For | ||||
5 | Elect Kiyoshi Doi | Mgmt | For | For | For | ||||
6 | Elect Tetsuji Tsuru | Mgmt | For | For | For | ||||
7 | Elect Toshifumi Kobayashi | Mgmt | For | For | For | ||||
8 | Elect Sohichiroh Uchida | Mgmt | For | For | For | ||||
9 | Elect Kazuaki Motozato | Mgmt | For | For | For | ||||
10 | Elect Kiyoshi Shiga | Mgmt | For | For | For | ||||
11 | Elect Gen Kajitani | Mgmt | For | For | For | ||||
12 | Elect Eizoh Kawarada | Mgmt | For | For | For | ||||
13 | Elect Osamu Kobayashi | Mgmt | For | For | For | ||||
NTT Urban Development Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8933 | CINS J5940Z104 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masaki Mitsumura | Mgmt | For | For | For | ||||
4 | Elect Yoshiharu Nishimura | Mgmt | For | For | For | ||||
5 | Elect Takahiro Okuda | Mgmt | For | For | For | ||||
6 | Elect Satoshi Shinoda | Mgmt | For | For | For | ||||
7 | Elect Kazuhiro Hasegawa | Mgmt | For | For | For | ||||
8 | Elect Hiroshi Iijima | Mgmt | For | For | For | ||||
9 | Elect Shiroh Nakahara | Mgmt | For | For | For | ||||
10 | Elect Masaru Yanagida | Mgmt | For | For | For | ||||
11 | Elect Takanori Itoh | Mgmt | For | For | For | ||||
12 | Elect Masayuki Kusumoto | Mgmt | For | For | For | ||||
13 | Elect Akiyoshi Kitamura | Mgmt | For | For | For | ||||
14 | Elect Ryohichi Tsushima | Mgmt | For | For | For | ||||
15 | Elect Sadao Maki | Mgmt | For | For | For | ||||
16 | Elect Toyosei Sugimura | Mgmt | For | For | For | ||||
17 | Elect Hiroshi Ikegawa | Mgmt | For | For | For | ||||
Nufarm Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NUF | CINS Q7007B105 | 12/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Anne Brennan | Mgmt | For | Against | Against | ||||
4 | Elect Gordon Davis | Mgmt | For | Against | Against | ||||
5 | Elect Peter Margin | Mgmt | For | Against | Against | ||||
6 | Amend the Constitution | Mgmt | For | For | For | ||||
7 | Equity Grant (MD/CEO Doug Rathbone) | Mgmt | For | For | For | ||||
Ono Pharmaceutical Company Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4528 | CINS J61546115 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Gyoh Sagara | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Awata | Mgmt | For | For | For | ||||
4 | Elect Kei Sano | Mgmt | For | For | For | ||||
5 | Elect Kazuhito Kawabata | Mgmt | For | For | For | ||||
6 | Elect Shinji Fujiyoshi | Mgmt | For | For | For | ||||
7 | Elect Isao Ono | Mgmt | For | For | For | ||||
8 | Elect Fumio Takahashi | Mgmt | For | For | For | ||||
9 | Elect Daikichi Fukushima | Mgmt | For | For | For | ||||
10 | Elect Katsuyoshi Nishimura | Mgmt | For | Against | Against | ||||
11 | Elect Narihito Maishi | Mgmt | For | For | For | ||||
12 | Bonus | Mgmt | For | For | For | ||||
Open Text Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OTC | CUSIP 683715106 | 12/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
1.2 | Elect John Shackleton | Mgmt | For | For | For | ||||
1.3 | Elect Randy Fowlie | Mgmt | For | For | For | ||||
1.4 | Elect Gail Hamilton | Mgmt | For | For | For | ||||
1.5 | Elect Brian Jackman | Mgmt | For | For | For | ||||
1.6 | Elect Stephen Sadler | Mgmt | For | For | For | ||||
1.7 | Elect Michael Slaunwhite | Mgmt | For | For | For | ||||
1.8 | Elect Katharine Stevenson | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Deborah Weinstein | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Oriflame Cosmetics SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORI | CINS L7272A100 | 05/21/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Report of the Board of Directors; Report of the Auditor | Mgmt | For | TNA | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
12 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
13 | Elect Magnus Brannstrom | Mgmt | For | TNA | N/A | ||||
14 | Elect Anders Dahlvig | Mgmt | For | TNA | N/A | ||||
15 | Elect Marie Ehrling | Mgmt | For | TNA | N/A | ||||
16 | Elect Lillian Fossum Biner | Mgmt | For | TNA | N/A | ||||
17 | Elect Alexander af Jochnick | Mgmt | For | TNA | N/A | ||||
18 | Elect Jonas af Jochnick | Mgmt | For | TNA | N/A | ||||
19 | Elect Robert af Jochnick | Mgmt | For | TNA | N/A | ||||
20 | Elect Helle Kruse Nielsen | Mgmt | For | TNA | N/A | ||||
21 | Elect Christian Salamon | Mgmt | For | TNA | N/A | ||||
22 | Election of Board Chairman | Mgmt | For | TNA | N/A | ||||
23 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
24 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
25 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
26 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
29 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Pacific Brands Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PBG | CINS Q7161J100 | 10/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Re-elect James MacKenzie | Mgmt | For | For | For | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Sue Morphet) | Mgmt | For | For | For | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Partners Group Holding | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGHN | CINS H6120A101 | 05/03/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Elect Urs Wietlisbach | Mgmt | For | TNA | N/A | ||||
8 | Elect Wolfgang Zurcher | Mgmt | For | TNA | N/A | ||||
9 | Elect Eric Strutz | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Pason Systems Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSI | CUSIP 702925108 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect James Hill | Mgmt | For | For | For | ||||
2.2 | Elect James Howe | Mgmt | For | Withhold | Against | ||||
2.3 | Elect Murray Cobbe | Mgmt | For | For | For | ||||
2.4 | Elect Harold Allsopp | Mgmt | For | For | For | ||||
2.5 | Elect G. Allen Brooks | Mgmt | For | For | For | ||||
2.6 | Elect Franz Fink | Mgmt | For | For | For | ||||
2.7 | Elect Marcel Kessler | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
4 | Stock Option Plan Renewal | Mgmt | For | For | For | ||||
Perfect World Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PWRD | CUSIP 71372U104 | 08/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
Persimmon plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSN | CINS G70202109 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Nicholas Wrigley | Mgmt | For | For | For | ||||
5 | Elect Mike Farley | Mgmt | For | For | For | ||||
6 | Elect Mike Killoran | Mgmt | For | For | For | ||||
7 | Elect Jeff Fairburn | Mgmt | For | For | For | ||||
8 | Elect Neil Davidson | Mgmt | For | For | For | ||||
9 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
10 | Elect Jonathan Davie | Mgmt | For | For | For | ||||
11 | Elect Mark Preston | Mgmt | For | For | For | ||||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Peyto Exploration & Development Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PEY | CUSIP 717046106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | For | For | ||||
2.1 | Elect Rick Braund | Mgmt | For | Withhold | Against | ||||
2.2 | Elect Donald Gray | Mgmt | For | For | For | ||||
2.3 | Elect Michael MacBean | Mgmt | For | For | For | ||||
2.4 | Elect Brian Davis | Mgmt | For | For | For | ||||
2.5 | Elect Darren Gee | Mgmt | For | For | For | ||||
2.6 | Elect Gregory Fletcher | Mgmt | For | For | For | ||||
2.7 | Elect Stephen Chetner | Mgmt | For | For | For | ||||
2.8 | Elect Scott Robinson | Mgmt | For | For | For | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Pfleiderer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFD4 | CINS D60638133 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Restructuring | Mgmt | For | For | For | ||||
6 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
7 | Authority to Issue Bonds | Mgmt | For | For | For | ||||
8 | Elect Alfred Hagebusch | Mgmt | For | For | For | ||||
Poyry Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
POY1V | CINS X4032L101 | 03/08/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
11 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
12 | Board Size | Mgmt | For | TNA | N/A | ||||
13 | Election of Directors | Mgmt | For | TNA | N/A | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
16 | Repurchase of Shares | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Shares or Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Precision Drilling Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PD | CUSIP 74022D308 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Donovan | Mgmt | For | For | For | ||||
1.2 | Elect Brian Gibson | Mgmt | For | For | For | ||||
1.3 | Elect Robert Gibson | Mgmt | For | For | For | ||||
1.4 | Elect Allen Hagerman | Mgmt | For | For | For | ||||
1.5 | Elect Stephen Letwin | Mgmt | For | For | For | ||||
1.6 | Elect Kevin Meyers | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Murray | Mgmt | For | For | For | ||||
1.8 | Elect Kevin Neveu | Mgmt | For | For | For | ||||
1.9 | Elect Robert Phillips | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Prosegur Compania de Seguridad, S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSG | CINS E83453162 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Allocation of Dividends | Mgmt | For | For | For | ||||
4 | Elect Eduardo Paraja Quiros | Mgmt | For | Against | Against | ||||
5 | Elect Fernando Vives Ruiz | Mgmt | For | Against | Against | ||||
6 | Amendments to Articles 15 and 16 | Mgmt | For | For | For | ||||
7 | Amend Article 26 | Mgmt | For | For | For | ||||
8 | Amend Article 32 | Mgmt | For | For | For | ||||
9 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
10 | Amendment to Par Value | Mgmt | For | For | For | ||||
11 | Spin-Off | Mgmt | For | For | For | ||||
12 | Long Term Incentive Plan | Mgmt | For | For | For | ||||
13 | Approval of Corporate Website | Mgmt | For | For | For | ||||
14 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
15 | Remuneration Report | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Election of Directors | Mgmt | N/A | Against | N/A | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 02/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | N/A | Against | N/A | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
5 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 10/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Public Power Corp. S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PPC | CINS X7023M103 | 11/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Greece | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Spin-off | Mgmt | For | For | For | ||||
3 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Publicis Groupe SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PUB | CINS F7607Z165 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Related Party Transactions (Syndicated Credit Agreement) | Mgmt | For | For | For | ||||
8 | Related Party Transactions (SEP Dentsu-Badinter) | Mgmt | For | For | For | ||||
9 | Severance Agreement (Kevin Roberts) | Mgmt | For | Against | Against | ||||
10 | Severance Agreement (Jack Klues) | Mgmt | For | Against | Against | ||||
11 | Severance Agreement (Jean-Yves Naouri) | Mgmt | For | Against | Against | ||||
12 | Severance Agreement (Jean-Michelle Etienne) | Mgmt | For | Against | Against | ||||
13 | Elect Elisabeth Badinter | Mgmt | For | Against | Against | ||||
14 | Elect Henri-Calixte Suaudeau | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | For | For | ||||
19 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
21 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
22 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
23 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
24 | Employee Stock Purchase Plan (Overseas Personnel) | Mgmt | For | For | For | ||||
25 | Authority to Use Capital Authorities as a Takeover Defense | Mgmt | For | Against | Against | ||||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
Puma SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PUM | CINS D62318148 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts until July 25, 2011 | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts until July 25, 2011 | Mgmt | For | For | For | ||||
8 | Ratification of Administrative Board Acts since July 25, 2011 | Mgmt | For | For | For | ||||
9 | Ratification of Managing Directors Acts since July 25, 2011 | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Elect Jochen Zeitz | Mgmt | For | Against | Against | ||||
12 | Elect Francois-Henri Pinault | Mgmt | For | Against | Against | ||||
13 | Elect Thore Ohlsson | Mgmt | For | Against | Against | ||||
14 | Elect Jean-Francois Palus | Mgmt | For | Against | Against | ||||
15 | Elect Todd Hymel | Mgmt | For | Against | Against | ||||
16 | Elect Michel Friocourt | Mgmt | For | Against | Against | ||||
17 | Elect Bernd Illig | Mgmt | For | Against | Against | ||||
18 | Elect Martin Koppel | Mgmt | For | Against | Against | ||||
19 | Elect Guy Buzzard | Mgmt | For | Against | Against | ||||
20 | Administrative Board Members' Fees | Mgmt | For | For | For | ||||
21 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
22 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
23 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
24 | Dematerialization of Bearer Shares | Mgmt | For | For | For | ||||
25 | Amendments to Articles | Mgmt | For | For | For | ||||
Radiant Opto-Electronics Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6176 | CINS Y7174K103 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | For | For | ||||
10 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Elect WANG Benran | Mgmt | For | For | For | ||||
13 | Elect SU Huizhu | Mgmt | For | For | For | ||||
14 | Elect WANG Benfeng | Mgmt | For | For | For | ||||
15 | Elect HUANG Zicheng(Independent Director) | Mgmt | For | Against | Against | ||||
16 | Elect JIANG Yaozong(Independent Director) | Mgmt | For | For | For | ||||
17 | Elect CHEN Jianxiong (Supervisor) | Mgmt | For | For | For | ||||
18 | Elect WANG Benzong(Supervisor) | Mgmt | For | For | For | ||||
19 | Elect WANG Benqin(Supervisor) | Mgmt | For | For | For | ||||
20 | Elect PU Xiangkun (Independent Supervisor) | Mgmt | For | For | For | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Extraordinary motions | Mgmt | For | Against | Against | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Ramirent Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RMR1V | CINS X7193Q132 | 03/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | For | For | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Board Size | Mgmt | For | Against | Against | ||||
13 | Election of Directors | Mgmt | For | Against | Against | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Randstad Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAND | CINS N7291Y137 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Elect Brian Wilkinson to the Management Board | Mgmt | For | For | For | ||||
9 | Elect Linda Galipeau to the Management Board | Mgmt | For | For | For | ||||
10 | Elect Beverly Hodson to the Supervisory Board | Mgmt | For | For | For | ||||
11 | Elect Henri Giscard d'Estaing to the Supervisory Board | Mgmt | For | For | For | ||||
12 | Elect Wout Dekker to the Supervisory Board | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares Pursuant to Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||||
15 | Elect Sjoerd van Kuelen to the Stichting | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Supervisory Board Fees | Mgmt | For | For | For | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Rathbone Brothers plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RAT | CINS G73904107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Kate Avery | Mgmt | For | Against | Against | ||||
5 | Elect Ian Buckley | Mgmt | For | Against | Against | ||||
6 | Elect Caroline Burton | Mgmt | For | Against | Against | ||||
7 | Elect Paul Chavasse | Mgmt | For | Against | Against | ||||
8 | Elect Oliver Corbett | Mgmt | For | Against | Against | ||||
9 | Elect David Harrel | Mgmt | For | Against | Against | ||||
10 | Elect Kathryn Matthews | Mgmt | For | Against | Against | ||||
11 | Elect Andrew Morris | Mgmt | For | Against | Against | ||||
12 | Elect Mark Nicholls | Mgmt | For | Against | Against | ||||
13 | Elect Andy Pomfret | Mgmt | For | Against | Against | ||||
14 | Elect Richard Smeeton | Mgmt | For | Against | Against | ||||
15 | Elect Paul Stockton | Mgmt | For | Against | Against | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Recordati S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
REC | CINS T78458139 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
5 | Authority to Issue Shares and Convertible Bonds w/ or w/out Preemptive Rights | Mgmt | For | Against | Against | ||||
Rexel SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RXL | CINS F7782J366 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Amendment to Supplementary Retirement Benefits | Mgmt | For | For | For | ||||
9 | Supplementary Retirement Benefits (Rudy Provoost) | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Related Party Transactions (Michel Favre) | Mgmt | For | For | For | ||||
12 | Related Party Transactions (Pascal Martin) | Mgmt | For | For | For | ||||
13 | Related Party Transactions (Jean-Dominique Perret) | Mgmt | For | For | For | ||||
14 | Related Party Transactions (Rudy Provoost) | Mgmt | For | For | For | ||||
15 | Elect Roberto Quarta | Mgmt | For | Against | Against | ||||
16 | Elect Marc Frappier | Mgmt | For | Against | Against | ||||
17 | Elect Fritz Frohlich | Mgmt | For | Against | Against | ||||
18 | Elect Francois David | Mgmt | For | Against | Against | ||||
19 | Elect Manfred Kindle | Mgmt | For | Against | Against | ||||
20 | Elect Thomas Farrell | Mgmt | For | Against | Against | ||||
21 | Elect Angel Morales | Mgmt | For | Against | Against | ||||
22 | Elect Akshay Singh | Mgmt | For | Against | Against | ||||
23 | Appointment of Auditor | Mgmt | For | For | For | ||||
24 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
25 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
26 | Supervisory Board Fees | Mgmt | For | For | For | ||||
27 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
28 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
29 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
30 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
31 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||||
32 | Authority to Increase Share Issuance Limit | Mgmt | For | Against | Against | ||||
33 | Authority to Set Offering Price of Shares | Mgmt | For | Against | Against | ||||
34 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
35 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
36 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
37 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
38 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||||
39 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against | Against | ||||
40 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
41 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
42 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Richter Gedeon Vegyeszeti Gyar Rt. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RICHTER | CINS X3124R133 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hungary | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Auditor's Report | Mgmt | For | TNA | N/A | ||||
8 | Dividend | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits to Reserves | Mgmt | For | TNA | N/A | ||||
10 | Auditor's Report (Consolidated) | Mgmt | For | TNA | N/A | ||||
11 | Supervisory Board Report (Consolidated) | Mgmt | For | TNA | N/A | ||||
12 | Corporate Governance Report | Mgmt | For | TNA | N/A | ||||
13 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
14 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
15 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
16 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Elect Attila Chikan | Mgmt | For | TNA | N/A | ||||
19 | Elect Jonathan Bedros | Mgmt | For | TNA | N/A | ||||
20 | Elect Tamasne Mehesz | Mgmt | For | TNA | N/A | ||||
21 | Elect Gabor Toth | Mgmt | For | TNA | N/A | ||||
22 | Elect Jeno Fodor | Mgmt | For | TNA | N/A | ||||
23 | Election of Audit Committee Members | Mgmt | For | TNA | N/A | ||||
24 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
25 | Shareholder Proposal Regarding Director Fees | ShrHoldr | N/A | TNA | N/A | ||||
26 | Supervisory Board Fees | Mgmt | For | TNA | N/A | ||||
27 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
28 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
29 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
30 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sakari Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AJ1 | CINS Y7456M108 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Chitrapongse Kwangsukstith | Mgmt | For | Against | Against | ||||
4 | Elect HAN Eng Juan | Mgmt | For | Against | Against | ||||
5 | Elect Apisit Rujikeatkamjorn | Mgmt | For | Against | Against | ||||
6 | Elect Chatchawal Eimsiri | Mgmt | For | Against | Against | ||||
7 | Elect Supattanapong Punmeechaow | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Offer and Grant Options Under the Rules of the Sakari Employee Share Option Plan | Mgmt | For | For | For | ||||
12 | Authority to Offer and Grant Options Under the Rules of the Sakari Employee Share Acquisition Plan | Mgmt | For | For | For | ||||
13 | Equity Grant to Non-Executive Directors | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sanwa Holdings Corp (fka Sanwa Shutter Corp) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5929 | CINS J6858G104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Toshitaka Takayama | Mgmt | For | For | For | ||||
5 | Elect Tamotsu Minamimoto | Mgmt | For | For | For | ||||
6 | Elect Watami Tanimoto | Mgmt | For | For | For | ||||
7 | Elect Yasushi Takayama | Mgmt | For | For | For | ||||
8 | Elect Ichiroh Ueeda | Mgmt | For | For | For | ||||
9 | Elect Masahiro Fukuda | Mgmt | For | For | For | ||||
10 | Elect Shunsaku Hashimoto | Mgmt | For | For | For | ||||
11 | Elect Toshiaki Nakaya | Mgmt | For | Against | Against | ||||
12 | Elect Jiroh Ichioka | Mgmt | For | Against | Against | ||||
Satyam Computer Services Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SATYAM | CINS Y7530Q141 | 08/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Elect Meleveetil Damodaran | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Savills plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SVS | CINS G78283119 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Peter Smith | Mgmt | For | For | For | ||||
5 | Elect Jeremy Helsby | Mgmt | For | For | For | ||||
6 | Elect Martin Angle | Mgmt | For | For | For | ||||
7 | Elect Charles McVeigh | Mgmt | For | For | For | ||||
8 | Elect Simon Shaw | Mgmt | For | For | For | ||||
9 | Elect Tim Freshwater | Mgmt | For | Against | Against | ||||
10 | Elect Clare Hollingsworth | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Schibsted ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCH | CINS R75677105 | 05/11/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
5 | Agenda | Mgmt | For | TNA | N/A | ||||
6 | Election of Individuals to Check the Minutes | Mgmt | For | TNA | N/A | ||||
7 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
10 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
13 | Election of Directors | Mgmt | For | TNA | N/A | ||||
14 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
15 | Nominating Committee's Fees | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
Schroders plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDR | CINS G7860B102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Ashley Almanza | Mgmt | For | Against | Against | ||||
5 | Elect Philip Mallinckrodt | Mgmt | For | Against | Against | ||||
6 | Elect Kevin Parry | Mgmt | For | Against | Against | ||||
7 | Elect Luc Bertrand | Mgmt | For | Against | Against | ||||
8 | Elect Lord Philip Howard | Mgmt | For | Against | Against | ||||
9 | Elect Bruno Schroder | Mgmt | For | Against | Against | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Directors' Fees | Mgmt | For | For | For | ||||
13 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Seah Besteel Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
001430 | CINS Y7548M108 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits and Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | Against | Against | ||||
3 | Directors' Fees | Mgmt | For | For | For | ||||
4 | Corporate Auditors' Fees | Mgmt | For | For | For | ||||
SEB SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SK | CINS F82059100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Elect Thierry de La Tour d'Artaise | Mgmt | For | Against | Against | ||||
8 | Elect Philippe Lenain | Mgmt | For | Against | Against | ||||
9 | Elect Jerome Wittlin | Mgmt | For | Against | Against | ||||
10 | Elect Olivier Roclore | Mgmt | For | Against | Against | ||||
11 | Severance Agreement (Thierry de La Tour d'Artaise | Mgmt | For | Against | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
14 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||||
15 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
17 | Authority to Issue Convertible Securities w/o Preemptive Rights; and W/ or W/o Mandatory Priority Subscription Period; Authority to Issue Debt Instruments | Mgmt | For | For | For | ||||
18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||||
19 | Global Ceiling on Increases in Capital | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
21 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
Segro Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SGRO | CINS G80277141 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Nigel Rich | Mgmt | For | For | For | ||||
5 | Elect Andrew Palmer | Mgmt | For | For | For | ||||
6 | Elect Christopher Peacock | Mgmt | For | For | For | ||||
7 | Elect Mark Robertshaw | Mgmt | For | For | For | ||||
8 | Elect David Sleath | Mgmt | For | For | For | ||||
9 | Elect Doug Webb | Mgmt | For | For | For | ||||
10 | Elect Thomas Wernink | Mgmt | For | For | For | ||||
11 | Elect Justin Read | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Amendment to the 2008 Long Term Incentive Plan (LTIP or thePlan) | Mgmt | For | For | For | ||||
22 | Renewal of the Share Incentive Plan (SIP) | Mgmt | For | For | For | ||||
Seikagaku Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4548 | CINS J75584102 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Ken Mizutani | Mgmt | For | For | For | ||||
3 | Elect Toshinori Yagura | Mgmt | For | For | For | ||||
4 | Elect Masaomi Miyamoto | Mgmt | For | For | For | ||||
5 | Elect Eiji Katayama | Mgmt | For | For | For | ||||
6 | Elect Hideki Kawamura | Mgmt | For | For | For | ||||
7 | Elect Kazuaki Ohnishi | Mgmt | For | For | For | ||||
8 | Elect Yasushi Fukumoto | Mgmt | For | For | For | ||||
9 | Elect Shinichi Ishikawa | Mgmt | For | For | For | ||||
10 | Elect Kenji Kaneko | Mgmt | For | Against | Against | ||||
Ship Finance International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFL | CUSIP G81075106 | 09/23/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hans Petter Aas | Mgmt | For | Against | Against | ||||
2 | Elect Paul Leand | Mgmt | For | Against | Against | ||||
3 | Elect Kate Blankenship | Mgmt | For | Against | Against | ||||
4 | Elect Cecilie Fredriksen | Mgmt | For | Against | Against | ||||
5 | Elect Harald Thorstein | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
SIG plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SHI | CINS G80797106 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Janet Ashdown | Mgmt | For | For | For | ||||
5 | Elect Mel Ewell | Mgmt | For | For | For | ||||
6 | Elect Doug Robertson | Mgmt | For | For | For | ||||
7 | Elect Chris Davies | Mgmt | For | For | For | ||||
8 | Elect Chris Geoghegan | Mgmt | For | For | For | ||||
9 | Elect Jonathan Nicholls | Mgmt | For | For | For | ||||
10 | Elect Leslie Van de Walle | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Sika AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIK | CINS H7631K158 | 04/17/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
6 | Elect Paul Halg | Mgmt | For | TNA | N/A | ||||
7 | Elect Daniel Sauter | Mgmt | For | TNA | N/A | ||||
8 | Elect Ulrich Suter | Mgmt | For | TNA | N/A | ||||
9 | Elect Frits van Dijk | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Software AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SOW | CINS D7045M133 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Reduction of Conditional Capital | Mgmt | For | For | For | ||||
10 | Increase of Conditional Capital for Stock Option Plan 2008 | Mgmt | For | Against | Against | ||||
11 | Intra-company Control Agreements | Mgmt | For | For | For | ||||
12 | Supervisory Board Members' Fees | Mgmt | For | Against | Against | ||||
Sohgo Security Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2331 | CINS J7607Z104 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Atsushi Murai | Mgmt | For | For | For | ||||
4 | Elect Yukiyasu Aoyama | Mgmt | For | For | For | ||||
5 | Elect Shinya Kuwayama | Mgmt | For | For | For | ||||
6 | Elect Yuichi Miyazawa | Mgmt | For | For | For | ||||
7 | Elect Kiyomi Hara | Mgmt | For | For | For | ||||
8 | Elect Takashi Ohizumi | Mgmt | For | For | For | ||||
9 | Elect Seiki Miyamoto | Mgmt | For | For | For | ||||
SpareBank 1 SR-Bank ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SRBANK | CINS R8T70X105 | 03/29/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Voting List | Mgmt | For | TNA | N/A | ||||
6 | Agenda | Mgmt | For | TNA | N/A | ||||
7 | Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
8 | Accounts and Reports, Allocation of Profits/Dividend | Mgmt | For | TNA | N/A | ||||
9 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
10 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
11 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
12 | Election of Member to Audit Committee | Mgmt | For | TNA | N/A | ||||
13 | Election of Shareholder Representatives | Mgmt | For | TNA | N/A | ||||
14 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
16 | Authority to Issue Debt Instruments | Mgmt | For | TNA | N/A | ||||
17 | Authority to Carry Out Formalities | Mgmt | For | TNA | N/A | ||||
SpareBank 1 SR-Bank ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROGG | CINS R8T70X105 | 05/09/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Voting List | Mgmt | For | TNA | N/A | ||||
6 | Agenda | Mgmt | For | TNA | N/A | ||||
7 | Election of Individuals to Check the Minutes | Mgmt | For | TNA | N/A | ||||
8 | Rights Issue | Mgmt | For | TNA | N/A | ||||
9 | Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sparebank 1 SR-Bank ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ROGG | CINS R83263104 | 10/31/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Members of Supervisory Board | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Spectris plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SXS | CINS G8338K104 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Peter Chambre | Mgmt | For | Against | Against | ||||
5 | Elect John O'Higgins | Mgmt | For | Against | Against | ||||
6 | Elect John Hughes | Mgmt | For | Against | Against | ||||
7 | Elect Russell King | Mgmt | For | Against | Against | ||||
8 | Elect John Warren | Mgmt | For | Against | Against | ||||
9 | Elect Clive Watson | Mgmt | For | Against | Against | ||||
10 | Elect Jim Webster | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Adoption of New Articles | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Speedy Hire Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SDY | CINS G0175D103 | 07/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Justin Read | Mgmt | For | Against | Against | ||||
5 | Elect Michael Averill | Mgmt | For | Against | Against | ||||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
11 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
SRE Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1207 | CINS G8403X106 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect SHI Jian | Mgmt | For | Against | Against | ||||
5 | Elect JIANG Xu Dong | Mgmt | For | Against | Against | ||||
6 | Elect CHEUNG Wing Yui | Mgmt | For | Against | Against | ||||
7 | Elect ZHANG Hong Fei | Mgmt | For | Against | Against | ||||
8 | Elect SHI Li Zhou | Mgmt | For | Against | Against | ||||
9 | Elect YUAN Pu | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | Against | Against | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Stada Arzneimittel AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAZ | CINS D76226113 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Straits Asia Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AJ1 | CINS Y81705108 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles Regarding Change in Company Name | Mgmt | For | For | For | ||||
Subsea 7 S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SUBC | CINS L8882U106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Presentation of Accounts and Reports | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Board Acts | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Elect Kristian Siem | Mgmt | For | Against | Against | ||||
8 | Elect Peter Mason | Mgmt | For | Against | Against | ||||
9 | Elect Jean Cahuzac | Mgmt | For | Against | Against | ||||
10 | Elect Bob Long | Mgmt | For | Against | Against | ||||
11 | Elect Eystein Eriksrud | Mgmt | For | Against | Against | ||||
12 | Special Dividend/Bonus Share Issuance | Mgmt | For | For | For | ||||
Suruga Bank Limited (The) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8358 | CINS J78400108 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Mitsuyoshi Okano | Mgmt | For | For | For | ||||
3 | Elect Kinosuke Okano | Mgmt | For | For | For | ||||
4 | Elect Toshihiko Shirai | Mgmt | For | For | For | ||||
5 | Elect Kazuya Mochizuki | Mgmt | For | For | For | ||||
6 | Elect Yoshiroh Uchiyama | Mgmt | For | For | For | ||||
7 | Elect Toshiyuki Haibara | Mgmt | For | For | For | ||||
8 | Elect Takeshi Yagi | Mgmt | For | For | For | ||||
9 | Elect Tsuneo Yahagi | Mgmt | For | For | For | ||||
10 | Elect Makoto Naruke | Mgmt | For | For | For | ||||
11 | Elect Yoshinori Andoh | Mgmt | For | For | For | ||||
12 | Elect Masaaki Hirose | Mgmt | For | For | For | ||||
13 | Elect Takashi Tsuchiya | Mgmt | For | For | For | ||||
14 | Elect Seiichi Shimada | Mgmt | For | For | For | ||||
15 | Retirement and Special Allowances for Director(s) and Statutory Auditor(s) | Mgmt | For | For | For | ||||
16 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Suzuken Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9987 | CINS J78454105 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshiki Bessho | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Ohta | Mgmt | For | For | For | ||||
4 | Elect Takahito Itoh | Mgmt | For | For | For | ||||
5 | Elect Nobuo Suzuki | Mgmt | For | For | For | ||||
6 | Elect Hiroshi Ohba | Mgmt | For | For | For | ||||
7 | Elect Harutaka Yamashita | Mgmt | For | For | For | ||||
8 | Elect Hiromi Miyata | Mgmt | For | For | For | ||||
9 | Elect Keisuke Ueda | Mgmt | For | For | For | ||||
10 | Elect Masafumi Nakamura as Alternate Statutory Auditor | Mgmt | For | For | For | ||||
Sydbank A/S | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYDB | CINS K9419V113 | 03/15/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Denmark | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Lars Gantzel Pedersen | Mgmt | For | TNA | N/A | ||||
9 | Elect Jens Iwer Petersen | Mgmt | For | TNA | N/A | ||||
10 | Elect Per Nordvig Nielsen | Mgmt | For | TNA | N/A | ||||
11 | Elect Otto Christensen | Mgmt | For | TNA | N/A | ||||
12 | Elect Soren Vang Rasmussen | Mgmt | For | TNA | N/A | ||||
13 | Elect Michael Torp Sangild | Mgmt | For | TNA | N/A | ||||
14 | Elect Hardy Petersen | Mgmt | For | TNA | N/A | ||||
15 | Elect Robin Feddern | Mgmt | For | TNA | N/A | ||||
16 | Elect Charlotte P. Johansen | Mgmt | For | TNA | N/A | ||||
17 | Elect Jacob Christian Nielsen | Mgmt | For | TNA | N/A | ||||
18 | Elect Jesper Fogtmann | Mgmt | For | TNA | N/A | ||||
19 | Elect Ellen Trane Norby | Mgmt | For | TNA | N/A | ||||
20 | Elect Anders Kirk Johansen | Mgmt | For | TNA | N/A | ||||
21 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
22 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Taikisha Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1979 | CINS J79389102 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Eitaroh Uenishi | Mgmt | For | For | For | ||||
3 | Elect Suguru Kimura | Mgmt | For | For | For | ||||
4 | Elect Satoru Kamiyama | Mgmt | For | For | For | ||||
5 | Elect Takashi Sakurai | Mgmt | For | For | For | ||||
6 | Elect Kiyoshi Hashimoto | Mgmt | For | For | For | ||||
7 | Elect Kohji Katoh | Mgmt | For | For | For | ||||
8 | Elect Masashi Osada | Mgmt | For | For | For | ||||
9 | Elect Tetsuya Ogawa | Mgmt | For | For | For | ||||
10 | Elect Toshiaki Shiba | Mgmt | For | For | For | ||||
11 | Elect Shuichi Murakami | Mgmt | For | For | For | ||||
12 | Elect Mitsuru Sano | Mgmt | For | For | For | ||||
13 | Elect Katsuzoh Konishi | Mgmt | For | For | For | ||||
14 | Elect Junichi Noro | Mgmt | For | For | For | ||||
15 | Directors' Fees | Mgmt | For | For | For | ||||
Tamron Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7740 | CINS J81625105 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Morio Ono | Mgmt | For | For | For | ||||
3 | Elect Shohji Kohno | Mgmt | For | For | For | ||||
4 | Elect Hitoshi Ohta | Mgmt | For | For | For | ||||
5 | Elect Yoshihiro Shirai | Mgmt | For | For | For | ||||
6 | Elect Hisaaki Nagashima | Mgmt | For | For | For | ||||
7 | Elect Takashi Kawai | Mgmt | For | For | For | ||||
8 | Elect Kohji Seki | Mgmt | For | For | For | ||||
9 | Elect Hiroaki Arai | Mgmt | For | For | For | ||||
10 | Elect Tadahiro Shimura | Mgmt | For | For | For | ||||
11 | Elect Shiroh Ajisaka | Mgmt | For | For | For | ||||
12 | Elect Hideyo Ohse | Mgmt | For | For | For | ||||
13 | Elect Kenichi Hamada | Mgmt | For | For | For | ||||
Tata Steel Limited (fkaTata Iron & Steel Co) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TATASTL | CINS Y8547N139 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Ratan Tata | Mgmt | For | Against | Against | ||||
5 | Elect Nusli Wadia | Mgmt | For | Against | Against | ||||
6 | Elect Subodh Bhargava | Mgmt | For | Against | Against | ||||
7 | Elect Jacobus Schraven | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect Karl-Ulrich Kohler | Mgmt | For | Against | Against | ||||
10 | Directors' Commission | Mgmt | For | For | For | ||||
Taylor Wimpey plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TW | CINS G86954107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kevin Beeston | Mgmt | For | For | For | ||||
4 | Elect Peter Redfern | Mgmt | For | For | For | ||||
5 | Elect Ryan Mangold | Mgmt | For | For | For | ||||
6 | Elect Kate Barker | Mgmt | For | For | For | ||||
7 | Elect Baroness Brenda Dean | Mgmt | For | For | For | ||||
8 | Elect Anthony Reading | Mgmt | For | For | For | ||||
9 | Elect Robert Rowley | Mgmt | For | For | For | ||||
10 | Elect Mike Hussey | Mgmt | For | For | For | ||||
11 | Elect James Jordan | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Teleperformance | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RCF | CINS F9120F106 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Ratification of Board and Auditor Acts | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Compensation Agreement (Brigitte Daubry) | Mgmt | For | For | For | ||||
8 | Non-Compete Agreement (Daniel Julien) | Mgmt | For | Against | Against | ||||
9 | Related Party Transactions (TP Nearshore) | Mgmt | For | For | For | ||||
10 | Related Party Transactions (Mauritius Contact Center) | Mgmt | For | For | For | ||||
11 | Directors' Fees | Mgmt | For | For | For | ||||
12 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
13 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
TGS-NOPEC Geophysical Company ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGS | CINS R9138B102 | 06/05/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Election of Presiding Chairman; Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
5 | Notice of Meeting and Agenda | Mgmt | For | TNA | N/A | ||||
6 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
9 | Elect Henry Hamilton III | Mgmt | For | TNA | N/A | ||||
10 | Elect Colette Lewiner | Mgmt | For | TNA | N/A | ||||
11 | Elect Elisabeth Harstad | Mgmt | For | TNA | N/A | ||||
12 | Elect Mark Leonard | Mgmt | For | TNA | N/A | ||||
13 | Elect Bengt Lie Hansen | Mgmt | For | TNA | N/A | ||||
14 | Elect Vicki Messer | Mgmt | For | TNA | N/A | ||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
16 | Nomination Committee's Fees | Mgmt | For | TNA | N/A | ||||
17 | Elect Ole Soeberg to Nominating Committee | Mgmt | For | TNA | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
19 | Reduction of Share Capital Through Cancellation of Shares | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | Stock Option Plan | Mgmt | For | TNA | N/A | ||||
22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
23 | Amendments to Articles Regarding Record Dates | Mgmt | For | TNA | N/A | ||||
24 | Amendments to Articles Regarding Voting by Proxy | Mgmt | For | TNA | N/A | ||||
25 | Amendments to Articles Regarding Notice Period | Mgmt | For | TNA | N/A | ||||
Thoresen Thai Agencies Public Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TTA | CINS Y8808K170 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Thailand | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Approve Meeting Minutes | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Acknowledgment of Interim Dividend | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Reduction in Authorized Capital | Mgmt | For | For | For | ||||
10 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Issuance of Stock w/ Warrants | Mgmt | For | For | For | ||||
13 | Elect Aswin Kongsiri | Mgmt | For | Against | Against | ||||
14 | Elect Warapatr Todhanakasem | Mgmt | For | Against | Against | ||||
15 | Elect Athueck Asvanund | Mgmt | For | Against | Against | ||||
16 | Elect Naris Cheyklin | Mgmt | For | Against | Against | ||||
17 | Election of Directors: Prasert Bunsumpun | Mgmt | For | Against | Against | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
19 | Directors' Fees | Mgmt | For | For | For | ||||
TMX Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
X | CUSIP 87261X108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Tullio Cedraschi | Mgmt | For | For | For | ||||
1.2 | Elect Raymond Chan | Mgmt | For | For | For | ||||
1.3 | Elect Denyse Chicoyne | Mgmt | For | For | For | ||||
1.4 | Elect Wayne Fox | Mgmt | For | For | For | ||||
1.5 | Elect John Hagg | Mgmt | For | For | For | ||||
1.6 | Elect Harry Jaako | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Kloet | Mgmt | For | For | For | ||||
1.8 | Elect J. Spencer Lanthier | Mgmt | For | For | For | ||||
1.9 | Elect Jean Martel | Mgmt | For | For | For | ||||
1.10 | Elect John Mulvihill | Mgmt | For | For | For | ||||
1.11 | Elect Kathleen O'Neill | Mgmt | For | For | For | ||||
1.12 | Elect Geraldine Sinclair | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Tokai Tokyo Securities | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8616 | CINS J8609T104 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Tateaki Ishida | Mgmt | For | For | For | ||||
4 | Elect Masayuki Iijima | Mgmt | For | For | For | ||||
5 | Elect Yoshimi Maemura | Mgmt | For | For | For | ||||
6 | Elect Ikuo Suzuki | Mgmt | For | For | For | ||||
7 | Elect Nobuhiro Morisue | Mgmt | For | For | For | ||||
8 | Elect Takuo Sasaki | Mgmt | For | For | For | ||||
9 | Elect Yoshihiko Takizawa | Mgmt | For | Against | Against | ||||
10 | Bonus | Mgmt | For | For | For | ||||
11 | Equity Compensation Plan | Mgmt | For | For | For | ||||
Toppan Forms Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7862 | CINS J8931G101 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Shu Sakurai | Mgmt | For | For | For | ||||
3 | Elect Kenji Nitta | Mgmt | For | For | For | ||||
4 | Elect Eiji Katoh | Mgmt | For | For | For | ||||
5 | Elect Toshiroh Masuda | Mgmt | For | For | For | ||||
6 | Elect Shungo Hiromura | Mgmt | For | For | For | ||||
7 | Elect Naoki Adachi | Mgmt | For | For | For | ||||
8 | Elect Akira Kameyama | Mgmt | For | For | For | ||||
9 | Elect Kenichi Fukushima | Mgmt | For | For | For | ||||
10 | Elect Hideki Ikeuchi | Mgmt | For | For | For | ||||
11 | Elect Shigetaka Mori | Mgmt | For | For | For | ||||
12 | Elect Toshiaki Kaneko | Mgmt | For | For | For | ||||
13 | Elect Mitsuyuki Hamada | Mgmt | For | For | For | ||||
14 | Elect Kohichi Sakata | Mgmt | For | For | For | ||||
15 | Elect Kiyoshi Ohtsuka | Mgmt | For | Against | Against | ||||
16 | Elect Kyohich Hori | Mgmt | For | Against | Against | ||||
Toshiba Machine Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6104 | CINS J89838106 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Yukio Iimura | Mgmt | For | For | For | ||||
2 | Elect Akinori Ide | Mgmt | For | For | For | ||||
3 | Elect Hiroshi Hanai | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Kishimoto | Mgmt | For | For | For | ||||
5 | Elect Satoshi Hironaka | Mgmt | For | For | For | ||||
6 | Elect Masayuki Yagi | Mgmt | For | For | For | ||||
7 | Elect Shigetomo Sakamoto | Mgmt | For | For | For | ||||
8 | Elect Makoto Tsuji | Mgmt | For | For | For | ||||
9 | Elect Kazuo Takamura | Mgmt | For | For | For | ||||
10 | Elect Masahiro Suzuki | Mgmt | For | Against | Against | ||||
11 | Elect Takanao Suzuki | Mgmt | For | Against | Against | ||||
12 | Elect Jun Tsujimoto as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Travis Perkins plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TPK | CINS G90202105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Ruth Anderson | Mgmt | For | For | For | ||||
4 | Elect Robert Walker | Mgmt | For | For | For | ||||
5 | Elect Christopher Bunker | Mgmt | For | For | For | ||||
6 | Elect John Coleman | Mgmt | For | For | For | ||||
7 | Elect Philip Jansen | Mgmt | For | For | For | ||||
8 | Elect Andrew Simon | Mgmt | For | For | For | ||||
9 | Elect Geoff Cooper | Mgmt | For | For | For | ||||
10 | Elect Paul Smith | Mgmt | For | For | For | ||||
11 | Elect John Carter | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
15 | Sharesave Plan | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Trican Well Service Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCW | CUSIP 895945103 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Board Size | Mgmt | For | Against | Against | ||||
2.1 | Elect Kenneth Bagan | Mgmt | For | Withhold | Against | ||||
2.2 | Elect G. Allen Brooks | Mgmt | For | Withhold | Against | ||||
2.3 | Elect Murray Cobbe | Mgmt | For | Withhold | Against | ||||
2.4 | Elect Dale Dusterhoft | Mgmt | For | Withhold | Against | ||||
2.5 | Elect Donald Luft | Mgmt | For | Withhold | Against | ||||
2.6 | Elect Kevin Nugent | Mgmt | For | Withhold | Against | ||||
2.7 | Elect Alexander Pourbaix | Mgmt | For | Withhold | Against | ||||
2.8 | Elect Douglas Robinson | Mgmt | For | Withhold | Against | ||||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
TSRC Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2103 | CINS Y84690109 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
7 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules: Capital Loans | Mgmt | For | For | For | ||||
9 | Amendments to Articles | Mgmt | For | Against | Against | ||||
10 | Elect WANG Shaoyu | Mgmt | For | For | For | ||||
11 | Elect YIN Qi | Mgmt | For | Against | Against | ||||
12 | Elect LI Ziwei | Mgmt | For | For | For | ||||
13 | Elect ZHANG Liang | Mgmt | For | For | For | ||||
14 | Elect JIANG Jinshan | Mgmt | For | For | For | ||||
15 | Elect LU Runkang | Mgmt | For | For | For | ||||
16 | Elect ZHENG Dazhi | Mgmt | For | For | For | ||||
17 | Elect HONG Yongzhen (Independent Director) | Mgmt | For | For | For | ||||
18 | Elect WU Dingkai (Independent Director) | Mgmt | For | For | For | ||||
19 | Elect XIE Jinhu (Supervisor) | Mgmt | For | For | For | ||||
20 | Elect CHEN Caide (Supervisor) | Mgmt | For | Against | Against | ||||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Against | Against | ||||
22 | Extraordinary Motions | Mgmt | For | Against | Against | ||||
UBM Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UBM | CINS G91709108 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Appointment of Auditor | Mgmt | For | For | For | ||||
4 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
5 | Elect Helen Alexander | Mgmt | For | For | For | ||||
6 | Elect David Levin | Mgmt | For | For | For | ||||
7 | Elect Robert Gray | Mgmt | For | For | For | ||||
8 | Elect Alan Gillespie | Mgmt | For | For | For | ||||
9 | Elect Pradeep Kar | Mgmt | For | For | For | ||||
10 | Elect Greg Lock | Mgmt | For | For | For | ||||
11 | Elect Terry Neill | Mgmt | For | For | For | ||||
12 | Elect Jonathan Newcomb | Mgmt | For | For | For | ||||
13 | Elect Karen Thomson | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Union Tool Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6278 | CINS J9425L101 | 02/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Articles | Mgmt | For | For | For | ||||
3 | Elect Takao Katayama | Mgmt | For | For | For | ||||
4 | Elect Hideo Taguchi | Mgmt | For | For | For | ||||
5 | Elect Kentaroh Tanaka | Mgmt | For | For | For | ||||
6 | Elect Tatsuo Inami | Mgmt | For | For | For | ||||
7 | Elect Suego Kobayashi | Mgmt | For | For | For | ||||
8 | Elect Hideo Wakui | Mgmt | For | For | For | ||||
9 | Elect Katsuhiko Shimaya | Mgmt | For | For | For | ||||
10 | Elect Hiroshi Ohdaira | Mgmt | For | For | For | ||||
11 | Elect Shinichi Mezaki | Mgmt | For | Against | Against | ||||
12 | Elect Yasuo Shimoyama | Mgmt | For | Against | Against | ||||
13 | Elect Junichi Satoh | Mgmt | For | Against | Against | ||||
14 | Elect Hiroki Yamamoto | Mgmt | For | For | For | ||||
Unipres Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
5949 | CINS J9425W107 | 06/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Masanobu Yoshizawa | Mgmt | For | For | For | ||||
3 | Elect Satoru Nitoh | Mgmt | For | For | For | ||||
4 | Elect Masamitsu Takano | Mgmt | For | For | For | ||||
5 | Elect Shigeru Asahi | Mgmt | For | For | For | ||||
6 | Elect Tetsuo Uotsu | Mgmt | For | For | For | ||||
7 | Elect Masahide Masuda | Mgmt | For | For | For | ||||
8 | Elect Hideki Ogoshi | Mgmt | For | For | For | ||||
9 | Elect Yoshio Itoh | Mgmt | For | For | For | ||||
10 | Elect Sohichiroh Shiomi | Mgmt | For | Against | Against | ||||
11 | Elect Mitsuhiro Kakinuma | Mgmt | For | Against | Against | ||||
United Drug Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UDG | CINS G9230Q157 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Christopher Brinsmead | Mgmt | For | Against | Against | ||||
5 | Elect Chris Corbin | Mgmt | For | Against | Against | ||||
6 | Elect Liam Fitzgerald | Mgmt | For | Against | Against | ||||
7 | Elect Annette Flynn | Mgmt | For | Against | Against | ||||
8 | Elect Hugh Friel | Mgmt | For | Against | Against | ||||
9 | Elect Peter Gray | Mgmt | For | Against | Against | ||||
10 | Elect Gary McGann | Mgmt | For | Against | Against | ||||
11 | Elect Barry McGrane | Mgmt | For | Against | Against | ||||
12 | Elect John Peter | Mgmt | For | Against | Against | ||||
13 | Elect Alan Ralph | Mgmt | For | Against | Against | ||||
14 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
USG People N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USG | CINS N9040V117 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
14 | Elect Marike van Lier Lels | Mgmt | For | For | For | ||||
15 | Elect Cees Veerman | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Ushio Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6925 | CINS J94456118 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Tadashi Nakamae | Mgmt | For | For | For | ||||
5 | Elect Shuichi Hattori | Mgmt | For | Against | Against | ||||
Valad Property Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPG | CINS Q93426106 | 08/01/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Approve the Scheme | Mgmt | For | For | For | ||||
6 | Approve Unstapling | Mgmt | For | For | For | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Amend the VPT Constitution | Mgmt | For | For | For | ||||
9 | Approve the Trust Scheme | Mgmt | For | For | For | ||||
10 | Adopt the VPT Constitution | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Valeo SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FR | CINS F96221126 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Elect Thierry Moulonguet | Mgmt | For | Against | Against | ||||
7 | Elect Georges Pauget | Mgmt | For | Against | Against | ||||
8 | Elect Ulrike Steinhorst | Mgmt | For | Against | Against | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
10 | Related Party Transactions | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
13 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
14 | Authority to Grant Restricted Shares | Mgmt | For | For | For | ||||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vastned Offices/Industrial NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VNOI | CINS N9411C102 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
Vedanta Resources plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | ||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | ||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Veidekke ASA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VEI | CINS R9590N107 | 05/10/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Norway | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Opening of Meeting | Mgmt | For | TNA | N/A | ||||
5 | Election of Presiding Chairman and Individuals to Check Minutes | Mgmt | For | TNA | N/A | ||||
6 | Meeting Notice and Agenda | Mgmt | For | TNA | N/A | ||||
7 | Presentation of Management Report | Mgmt | For | TNA | N/A | ||||
8 | Report of the Board of Directors, Committees, and Auditor | Mgmt | For | TNA | N/A | ||||
9 | Questions | Mgmt | For | TNA | N/A | ||||
10 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
11 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
12 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
14 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
18 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vossloh AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOS | CINS D9494V101 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
VTech Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0303 | CINS G9400S132 | 07/22/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Andy LEUNG Hon Kwong | Mgmt | For | Against | Against | ||||
6 | Elect David SUN Tak Kei | Mgmt | For | Against | Against | ||||
7 | Elect Patrick WANG Shui Chung | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
13 | Adoption of 2011 Share Option Scheme and Cancellation of Existing Share Option Scheme | Mgmt | For | For | For | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Whitbread plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTB | CINS G9606P197 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Susan Hooper | Mgmt | For | For | For | ||||
5 | Elect Susan Taylor Martin | Mgmt | For | For | For | ||||
6 | Elect Richard Baker | Mgmt | For | For | For | ||||
7 | Elect Wendy Becker | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Patrick Dempsey | Mgmt | For | For | For | ||||
10 | Elect Anthony Habgood | Mgmt | For | For | For | ||||
11 | Elect Andrew Harrison | Mgmt | For | For | For | ||||
12 | Elect Simon Melliss | Mgmt | For | For | For | ||||
13 | Elect Christopher Rogers | Mgmt | For | For | For | ||||
14 | Elect Stephen Williams | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Wienerberger AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WIE | CINS A95384110 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Austria | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
4 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
5 | Board Size | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | Against | Against | ||||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Wing Hang Bank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
302 | CINS Y9588K109 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Michael FUNG Yuk Sing | Mgmt | For | Against | Against | ||||
6 | Elect Louis HO Chi Wai | Mgmt | For | Against | Against | ||||
7 | Elect Brian Rogan | Mgmt | For | Against | Against | ||||
8 | Elect Ambrose LAU Hon Chuen | Mgmt | For | Against | Against | ||||
9 | Elect Stephen Dubois Lackey | Mgmt | For | Against | Against | ||||
10 | Directors' Fees | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Wotif.Com Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WTF | CINS Q9860E101 | 10/24/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kaylene Gaffney | Mgmt | For | Against | Against | ||||
3 | Re-elect Graeme Wood | Mgmt | For | Against | Against | ||||
4 | Re-elect Ben Smith | Mgmt | For | Against | Against | ||||
5 | Remuneration Report | Mgmt | For | For | For | ||||
6 | Approve Increase in NEDs' Fee Cap | Mgmt | For | For | For | ||||
7 | Amendment to Constitution (Reduce Maximum Board Size) | Mgmt | For | Against | Against | ||||
Yamaha Motor Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7272 | CINS J95776126 | 03/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Hiroyuki Yanagi | Mgmt | For | For | For | ||||
4 | Elect Takaaki Kimura | Mgmt | For | For | For | ||||
5 | Elect Hiroyuki Suzuki | Mgmt | For | For | For | ||||
6 | Elect Kohzoh Shinozaki | Mgmt | For | For | For | ||||
7 | Elect Nobuya Hideshima | Mgmt | For | For | For | ||||
8 | Elect Masahiro Takizawa | Mgmt | For | For | For | ||||
9 | Elect Yuko Kawamoto | Mgmt | For | For | For | ||||
10 | Elect Masamitsu Sakurai | Mgmt | For | For | For | ||||
11 | Elect Mitsuru Umemura | Mgmt | For | For | For | ||||
12 | Elect Yoshiaki Hashimoto | Mgmt | For | For | For | ||||
13 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | ||||
14 | Bonus | Mgmt | For | For | For | ||||
YIT Oyj | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
YTY1V | CINS X9862Q104 | 03/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Finland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
9 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
10 | Dividend Record Date and Payment Date | Mgmt | For | TNA | N/A | ||||
11 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
12 | Board Size | Mgmt | For | TNA | N/A | ||||
13 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
15 | Election of Directors | Mgmt | For | TNA | N/A | ||||
16 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
17 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam International Growth Fund | ||||||||
Date of fiscal year end: | 09/30/2011 | ||||||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AIA Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1299 | CINS Y002A1105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Hong Kong | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Jack SO Chak Kwong | Mgmt | For | Against | Against | ||||
6 | Elect CHOW Chung Kong | Mgmt | For | Against | Against | ||||
7 | Elect John Harrison | Mgmt | For | Against | Against | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For | For | ||||
13 | Amendments to Articles | Mgmt | For | For | For | ||||
Amadeus IT Holding SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMS | CINS E04908112 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Approval of Corporate Website | Mgmt | For | For | For | ||||
7 | Amend Article 1 | Mgmt | For | For | For | ||||
8 | Amend Articles 7 and 8 | Mgmt | For | For | For | ||||
9 | Amend Article 11 | Mgmt | For | For | For | ||||
10 | Amend Articles 16-18, 22-24, 29 and 30 | Mgmt | For | For | For | ||||
11 | Amend Articles 32, 34, 36 and 38 | Mgmt | For | For | For | ||||
12 | Amend Article 41 | Mgmt | For | For | For | ||||
13 | Amend Articles 48 and 50 | Mgmt | For | For | For | ||||
14 | Amend Article 52 | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Directors' Fees | Mgmt | For | For | For | ||||
18 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
19 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Anheuser-Busch Inbev SA/NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABI | CINS B6399C107 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Disapplication of Preemptive Rights for Stock Option Grants | Mgmt | For | TNA | N/A | ||||
6 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | ||||
7 | Authority to Increase Capital for Stock Options | Mgmt | For | TNA | N/A | ||||
8 | Authority to Grant Stock Options to Non-Executive Directors | Mgmt | For | TNA | N/A | ||||
9 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
15 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
17 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
18 | Confirmation of Equity Incentive Grants to Executives | Mgmt | For | TNA | N/A | ||||
19 | Change in Control Clause | Mgmt | For | TNA | N/A | ||||
20 | Authorization of Legal Formalities | Mgmt | For | TNA | N/A | ||||
Apollo Tyres Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APOLLOTYRE | CINS Y0188S147 | 04/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Other | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendment to Borrowing Powers | Mgmt | For | For | For | ||||
3 | Authority to Mortgage Assets | Mgmt | For | For | For | ||||
ArcelorMittal S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MT | CINS L0302D129 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Luxembourg | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | For | For | ||||
6 | Ratification of Board Acts | Mgmt | For | For | For | ||||
7 | Elect Naranayan Vaghul | Mgmt | For | For | For | ||||
8 | Elect Wilbur Ross, Jr. | Mgmt | For | Against | Against | ||||
9 | Elect Tye Burt | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Restricted Share Unit Plan | Mgmt | For | For | For | ||||
12 | Performance Share Unit Plan | Mgmt | For | For | For | ||||
13 | Increase in Authorized Share Capital | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Amendments to Articles | Mgmt | For | For | For | ||||
Arcos Dorados Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ARCO | CUSIP G0457F107 | 04/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | ||||
3 | Elect Woods Staton | Mgmt | For | Against | Against | ||||
4 | Elect German Lemonnier | Mgmt | For | Against | Against | ||||
5 | Election of Third Director Nominee | Mgmt | For | Against | Against | ||||
Astellas Pharma Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4503 | CINS J03393105 | 06/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Masafumi Nogimori | Mgmt | For | For | For | ||||
4 | Elect Yasuo Ishii | Mgmt | For | For | For | ||||
5 | Elect Yoshihiko Hatanaka | Mgmt | For | For | For | ||||
6 | Elect Shiroh Yasutake | Mgmt | For | For | For | ||||
7 | Elect Yasuyuki Takai | Mgmt | For | For | For | ||||
8 | Elect Kanoko Ohishi | Mgmt | For | For | For | ||||
9 | Elect Naoki Aikawa | Mgmt | For | For | For | ||||
10 | Elect Shigeru Nishiyama | Mgmt | For | For | For | ||||
11 | Bonus | Mgmt | For | For | For | ||||
12 | Equity Compensation Plan | Mgmt | For | Against | Against | ||||
Australia and New Zealand Banking Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ANZ | CINS Q09504137 | 12/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Equity Grant (CEO Michael Smith) | Mgmt | For | For | For | ||||
4 | Approve UK Stapled Securities Buy-Back | Mgmt | For | For | For | ||||
5 | Ratify Placement of Securities | Mgmt | For | For | For | ||||
6 | Elect Robert Reeves | Mgmt | Against | Against | For | ||||
7 | Re-elect Peter Hay | Mgmt | For | For | For | ||||
8 | Re-elect Alison Watkins | Mgmt | For | For | For | ||||
Banco Bilbao Vizcaya Argentaria S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBVA | CINS E11805103 | 03/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Spain | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports; Allocation of Profits/Dividends; Ratification of Board Acts | Mgmt | For | For | For | ||||
3 | Elect Jose Antonio Fernandez Rivero | Mgmt | For | Against | Against | ||||
4 | Elect Jose Maldonado Ramos | Mgmt | For | Against | Against | ||||
5 | Elect Enrique Medina Fernandez | Mgmt | For | Against | Against | ||||
6 | Elect Juan Pi Llorens | Mgmt | For | Against | Against | ||||
7 | Elect Belen Garifo Lopez | Mgmt | For | Against | Against | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Scrip Dividend | Mgmt | For | For | For | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Scrip Dividend | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Amendment to Multi-Annual Incentive Plan | Mgmt | For | For | For | ||||
15 | Amendment to Annual Variable Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendments to Articles Regarding Corporate Enterprises Act | Mgmt | For | For | For | ||||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
18 | Amendments to Articles Regarding Directors' Remuneration | Mgmt | For | For | For | ||||
19 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Appointment of Auditor | Mgmt | For | For | For | ||||
23 | Election of Meeting Delegates | Mgmt | For | For | For | ||||
24 | Remuneration Report | Mgmt | For | For | For | ||||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Barclays plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BARC | CINS G08036124 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Marcus Agius | Mgmt | For | For | For | ||||
4 | Elect David Booth | Mgmt | For | For | For | ||||
5 | Elect Alison Carnwath | Mgmt | For | For | For | ||||
6 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
7 | Elect Robert Diamond, Jr. | Mgmt | For | For | For | ||||
8 | Elect Simon Fraser | Mgmt | For | Against | Against | ||||
9 | Elect Reuben Jeffery III | Mgmt | For | For | For | ||||
10 | Elect Sir Andrew Likierman | Mgmt | For | For | For | ||||
11 | Elect Christopher Lucas | Mgmt | For | For | For | ||||
12 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
13 | Elect Sir Michael Rake | Mgmt | For | For | For | ||||
14 | Elect Sir John Sunderland | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Basf SE | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAS | CINS D06216317 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments to Articles | Mgmt | For | For | For | ||||
Bayer AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAY | CINS D0712D163 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Presentation of Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Elect Manfred Schneider | Mgmt | For | For | For | ||||
8 | Elect Werner Wenning | Mgmt | For | For | For | ||||
9 | Elect Paul Achleitner | Mgmt | For | For | For | ||||
10 | Elect Clemens Borsig | Mgmt | For | For | For | ||||
11 | Elect Thomas Ebeling | Mgmt | For | For | For | ||||
12 | Elect Klaus Kleinfeld | Mgmt | For | For | For | ||||
13 | Elect Helmut Panke | Mgmt | For | For | For | ||||
14 | Elect Sue Rataj | Mgmt | For | For | For | ||||
15 | Elect Ekkehard Schulz | Mgmt | For | For | For | ||||
16 | Elect Klaus Sturany | Mgmt | For | For | For | ||||
17 | Elect Ernst-Ludwig Winnacker | Mgmt | For | For | For | ||||
18 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
Bayerische Motoren Werke AG (BMW) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMW | CINS D12096109 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Compensation Policy | Mgmt | For | For | For | ||||
BG Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Vivienne Cox | Mgmt | For | Against | Against | ||||
5 | Elect Chris Finlayson | Mgmt | For | Against | Against | ||||
6 | Elect Andrew Gould | Mgmt | For | Against | Against | ||||
7 | Elect Peter Backhouse | Mgmt | For | Against | Against | ||||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | Against | Against | ||||
9 | Elect Sir Frank Chapman | Mgmt | For | Against | Against | ||||
10 | Elect Baroness Hogg | Mgmt | For | Against | Against | ||||
11 | Elect John Hood | Mgmt | For | Against | Against | ||||
12 | Elect Martin Houston | Mgmt | For | Against | Against | ||||
13 | Elect Caio Koch-Weser | Mgmt | For | Against | Against | ||||
14 | Elect Sir David Manning | Mgmt | For | Against | Against | ||||
15 | Elect Mark Seligman | Mgmt | For | Against | Against | ||||
16 | Elect Patrick Thomas | Mgmt | For | Against | Against | ||||
17 | Elect Philippe Varin | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
BHP Billiton Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHP | CINS Q1498M100 | 11/17/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
2 | Elect Lindsay Maxsted (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
3 | Elect Shriti Vadera (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
4 | Re-elect Malcolm Broomhead (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
5 | Re-elect John Buchanan (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
6 | Re-elect Carlos Cordeiro (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
7 | Re-elect David Crawford (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
8 | Re-elect Carolyn Hewson (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
9 | Re-elect Marius Kloppers (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
10 | Re-elect Wayne Murdy (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
11 | Re-elect Keith Rumble (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
12 | Re-elect John Schubert (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
13 | Re-elect Jacques Nasser (BHP Billiton plc and BHP Billiton Limited) | Mgmt | For | For | For | ||||
14 | Appoint Auditor and Authorise Board to Set Fees (BHP Billiton plc) | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Mgmt | For | For | For | ||||
17 | Authority to Repurchase Shares (BHP Billiton plc) | Mgmt | For | For | For | ||||
18 | Remuneration Report | Mgmt | For | For | For | ||||
19 | Approve Termination Payments (GMC) | Mgmt | For | For | For | ||||
20 | Equity Grant (CEO Marius Kloppers) | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
BM&F BOVESPA SA Bolsa de Valores, Mercadorias e Futuros | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BVMF3 | CINS P73232103 | 03/27/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Amendment to Articles Regarding Reconciliation of Share Capital | Mgmt | For | TNA | N/A | ||||
5 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
6 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
7 | Amendments to Articles Regarding Audit Committee | Mgmt | For | TNA | N/A | ||||
8 | Amendments to Articles Regarding Tender Offer | Mgmt | For | TNA | N/A | ||||
9 | Amendment to Articles Regarding Tender Offers | Mgmt | For | TNA | N/A | ||||
10 | Amendments to Articles Regarding Novo Mercado Regulations | Mgmt | For | TNA | N/A | ||||
British American Tobacco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BATS | CINS G1510J102 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Elect Richard Burrows | Mgmt | For | For | For | ||||
7 | Elect John Daly | Mgmt | For | For | For | ||||
8 | Elect Karen de Segundo | Mgmt | For | For | For | ||||
9 | Elect Nicandro Durante | Mgmt | For | For | For | ||||
10 | Elect Robert Lerwill | Mgmt | For | For | For | ||||
11 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
12 | Elect Gerard Murphy | Mgmt | For | For | For | ||||
13 | Elect Kieran Poynter | Mgmt | For | For | For | ||||
14 | Elect Anthony Ruys | Mgmt | For | For | For | ||||
15 | Elect Sir Nicholas Scheele | Mgmt | For | For | For | ||||
16 | Elect Ben Stevens | Mgmt | For | For | For | ||||
17 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
British Sky Broadcasting Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSY | CINS G15632105 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Jeremy Darroch | Mgmt | For | Against | Against | ||||
4 | Elect David DeVoe | Mgmt | For | Against | Against | ||||
5 | Elect Andrew Griffith | Mgmt | For | Against | Against | ||||
6 | Elect Nicholas Ferguson | Mgmt | For | Against | Against | ||||
7 | Elect Andrew Higginson | Mgmt | For | Against | Against | ||||
8 | Elect Thomas Mockridge | Mgmt | For | Against | Against | ||||
9 | Elect James Murdoch | Mgmt | For | Against | Against | ||||
10 | Elect Jacques Nasser | Mgmt | For | Against | Against | ||||
11 | Elect Dame Gail Rebuck | Mgmt | For | Against | Against | ||||
12 | Elect Daniel Rimer | Mgmt | For | Against | Against | ||||
13 | Elect Arthur Siskind | Mgmt | For | Against | Against | ||||
14 | Elect Lord Wilson of Dinton | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
17 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Off-Market Repurchase of Shares | Mgmt | For | For | For | ||||
Canadian Natural Resources Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNQ | CUSIP 136385101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Catherine Best | Mgmt | For | For | For | ||||
1.2 | Elect N. Murray Edwards | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Faithfull | Mgmt | For | For | For | ||||
1.4 | Elect Gary Filmon | Mgmt | For | For | For | ||||
1.5 | Elect Christopher Fong | Mgmt | For | For | For | ||||
1.6 | Elect Gordon Giffin | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Wilfred Gobert | Mgmt | For | For | For | ||||
1.8 | Elect Steve Laut | Mgmt | For | For | For | ||||
1.9 | Elect Keith MacPhail | Mgmt | For | For | For | ||||
1.10 | Elect Allan Markin | Mgmt | For | For | For | ||||
1.11 | Elect Frank McKenna | Mgmt | For | For | For | ||||
1.12 | Elect James Palmer | Mgmt | For | For | For | ||||
1.13 | Elect Eldon Smith | Mgmt | For | For | For | ||||
1.14 | Elect David Tuer | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendments to Preferred Shares | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Casino, Guichard-Perrachon | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CO | CINS F14133106 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Scrip Dividend | Mgmt | For | For | For | ||||
8 | Related Party Transactions | Mgmt | For | For | For | ||||
9 | Elect Henri Giscard d'Estaing | Mgmt | For | Against | Against | ||||
10 | Elect Marc Ladreit de Lacharriere | Mgmt | For | Against | Against | ||||
11 | Elect Catherine Lucet | Mgmt | For | Against | Against | ||||
12 | Elect Jean-Charles Naouri | Mgmt | For | Against | Against | ||||
13 | Elect Gilles Pinoncely | Mgmt | For | Against | Against | ||||
14 | Elect Gerald de Roquemaurel | Mgmt | For | Against | Against | ||||
15 | Elect Baron David Rene de Rothschild | Mgmt | For | Against | Against | ||||
16 | Elect Frederic Saint-Geours | Mgmt | For | Against | Against | ||||
17 | Elect Rose-Marie Van Lerberghe | Mgmt | For | Against | Against | ||||
18 | Elect Didier Carlier (Euris) | Mgmt | For | Against | Against | ||||
19 | Elect Michel Savart (Finatis) | Mgmt | For | Against | Against | ||||
20 | Elect Didier Leveque (Fonciere Euris) | Mgmt | For | Against | Against | ||||
21 | Elect Jean-Marie Grisard (Matignon-Diderot) | Mgmt | For | Against | Against | ||||
22 | Elect Sylvia Jay | Mgmt | For | Against | Against | ||||
23 | Resignation of Philippe Houze | Mgmt | For | Abstain | Against | ||||
24 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||||
25 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
26 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Centrica plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNA | CINS G2018Z143 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Roger Carr | Mgmt | For | For | For | ||||
5 | Elect Sam Laidlaw | Mgmt | For | For | For | ||||
6 | Elect Phil Bentley | Mgmt | For | For | For | ||||
7 | Elect Margherita Della Valle | Mgmt | For | For | For | ||||
8 | Elect Mary Francis | Mgmt | For | For | For | ||||
9 | Elect Mark Hanafin | Mgmt | For | For | For | ||||
10 | Elect Lesley Knox | Mgmt | For | For | For | ||||
11 | Elect Nick Luff | Mgmt | For | For | For | ||||
12 | Elect Andrew Mackenzie | Mgmt | For | For | For | ||||
13 | Elect Ian Meakins | Mgmt | For | Against | Against | ||||
14 | Elect Paul Rayner | Mgmt | For | For | For | ||||
15 | Elect Chris Weston | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Share Incentive Plan Renewal | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Changsha Zoomlion Heavy Industry Science and Technology Development Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1157 | CINS Y1293Y110 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of U.S. Dollar Denominated Bonds | Mgmt | For | For | For | ||||
3 | Termination of Investment Project from Private Placement | Mgmt | For | For | For | ||||
4 | Change of Use of Proceeds from Private Placement | Mgmt | For | For | For | ||||
5 | Provision of Guarantee | Mgmt | For | For | For | ||||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 01/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect WANG Hongzhang | Mgmt | For | Against | Against | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Directors' and Supervisors' Fees | Mgmt | For | For | For | ||||
7 | Budget of 2012 fixed assets investment | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect CHEN Zuofu | Mgmt | For | Against | Against | ||||
10 | Elect Elaine La Roche | Mgmt | For | Against | Against | ||||
11 | Amendments to Articles | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules for the Shareholders' General Meeting | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules for the Board of Directors | Mgmt | For | For | For | ||||
14 | Amendments to Procedural Rules for the Board of Supervisors | Mgmt | For | For | For | ||||
China Construction Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0939 | CINS Y1397N101 | 08/18/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of RMB-denominated Subordinated Bonds | Mgmt | For | For | For | ||||
3 | Elect ZHANG Huajian as Shareholder Representative Supervisor | Mgmt | For | For | For | ||||
China Pacific Insurance Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2601 | CINS Y1505R101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Directors' Report | Mgmt | For | For | For | ||||
3 | Supervisors' Report | Mgmt | For | For | For | ||||
4 | Annual Report of A Shares | Mgmt | For | For | For | ||||
5 | Annual Report of H Shares | Mgmt | For | For | For | ||||
6 | Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Elect WU Junhao | Mgmt | For | Against | Against | ||||
10 | Due Diligence Report | Mgmt | For | For | For | ||||
11 | Report on Performance | Mgmt | For | For | For | ||||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Amendments to Procedural Rules | Mgmt | For | For | For | ||||
China Windpower Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
182 | CINS G2115L112 | 11/10/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Cancellation in Share Premium Account | Mgmt | For | For | For | ||||
Chiyoda Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6366 | CINS J06237101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takashi Kubota | Mgmt | For | For | For | ||||
5 | Elect Yohichi Kanno | Mgmt | For | For | For | ||||
6 | Elect Masahito Kawashima | Mgmt | For | For | For | ||||
7 | Elect Hiroshi Ogawa | Mgmt | For | For | For | ||||
8 | Elect Kazuo Obokata | Mgmt | For | For | For | ||||
9 | Elect Shohgo Shibuya | Mgmt | For | For | For | ||||
10 | Elect Kazushi Ohkawa | Mgmt | For | For | For | ||||
11 | Elect Ryousuke Shimizu | Mgmt | For | For | For | ||||
12 | Elect Atsuo Nagasaka | Mgmt | For | For | For | ||||
13 | Elect Munehiko Nakano | Mgmt | For | Against | Against | ||||
14 | Elect Tomoh Kugisawa as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Chongqing Machinery & Electric Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2722 | CINS Y1593M105 | 12/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Provision of Guarantee | Mgmt | For | For | For | ||||
4 | Establishment of Finance Company | Mgmt | For | For | For | ||||
5 | Elect ZHANG Xinzhi as Supervisor | Mgmt | For | For | For | ||||
6 | Amendments to Articles | Mgmt | For | For | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Capital Expenditure Budget | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
6 | Remuneration Policy | Mgmt | For | TNA | N/A | ||||
Companhia Hering SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HGTX3 | CINS P50753105 | 04/26/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
Compass Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPG | CINS G23296182 | 02/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | ||||
5 | Elect Richard Cousins | Mgmt | For | For | For | ||||
6 | Elect Gary Green | Mgmt | For | For | For | ||||
7 | Elect Andrew Martin | Mgmt | For | For | For | ||||
8 | Elect John Bason | Mgmt | For | For | For | ||||
9 | Elect Sir James Crosby | Mgmt | For | For | For | ||||
10 | Elect Susan Murray | Mgmt | For | For | For | ||||
11 | Elect Don Robert | Mgmt | For | For | For | ||||
12 | Elect Sir Ian Robinson | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Dongfeng Motor Group Company Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0489 | CINS Y21042109 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Authority to Distribute Interim Dividends | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
EADS: European Aeronautic Defence and Space Company N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EAD | CINS F17114103 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Ratification of Board Acts | Mgmt | For | For | For | ||||
4 | Elect Arnaud Lagardere | Mgmt | For | Against | Against | ||||
5 | Elect Thomas Enders | Mgmt | For | Against | Against | ||||
6 | Elect Dominique D'Hinnin | Mgmt | For | Against | Against | ||||
7 | Elect Hermann-Josef Lamberti | Mgmt | For | Against | Against | ||||
8 | Elect Lakshmi Mittal | Mgmt | For | Against | Against | ||||
9 | Elect Sir John Parker | Mgmt | For | Against | Against | ||||
10 | Elect Michel Pebereau | Mgmt | For | Against | Against | ||||
11 | Elect Josep Pique i Camps | Mgmt | For | Against | Against | ||||
12 | Elect Wilfried Porth | Mgmt | For | Against | Against | ||||
13 | Elect Jean-Claude Trichet | Mgmt | For | Against | Against | ||||
14 | Elect Bodo Uebber | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | ||||
16 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | ||||
17 | Amendments to Articles | Mgmt | For | For | For | ||||
18 | Compensation Policy; Directors' Fees | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Cancellation of Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Fiat Industrial S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FI | CINS T42136100 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List Presented by Exor S.p.A. | Mgmt | For | Against | Against | ||||
7 | List Presented by Group of Investors Representing 1.46% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Remuneration Report | Mgmt | For | Against | Against | ||||
9 | Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Conversion of Savings and Preferred Shares into Ordinary Shares | Mgmt | For | For | For | ||||
Fiat S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CINS T4210N122 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Board Size; Board Term Length; Directors' Fees | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | List presented by Exor S.p.A | Mgmt | For | Against | Against | ||||
7 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | For | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | List presented by Exor S.p.A. | Mgmt | N/A | For | N/A | ||||
10 | List presented by Group of Investors Representing 1.07% of the Company's Share Capital | Mgmt | N/A | Abstain | N/A | ||||
11 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Remuneration Policy | Mgmt | For | Against | Against | ||||
14 | Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||||
16 | Conversion of Savings and Preferred Shares to Ordinary Shares | Mgmt | For | For | For | ||||
First Quantum Minerals Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FM | CUSIP 335934105 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Philip Pascall | Mgmt | For | For | For | ||||
1.2 | Elect G. Clive Newall | Mgmt | For | For | For | ||||
1.3 | Elect Martin Rowley | Mgmt | For | For | For | ||||
1.4 | Elect Peter St. George | Mgmt | For | For | For | ||||
1.5 | Elect Andrew Adams | Mgmt | For | For | For | ||||
1.6 | Elect Michael Martineau | Mgmt | For | For | For | ||||
1.7 | Elect Paul Brunner | Mgmt | For | For | For | ||||
1.8 | Elect Steven McTiernan | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
First Quantum Minerals Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FM | CUSIP 335934105 | 07/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Canada | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Stock Split | Mgmt | For | For | For | ||||
First Resources Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EB5 | CINS Y2560F107 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect LIM Ming Seong | Mgmt | For | For | For | ||||
4 | Elect Ciliandra Fangiono | Mgmt | For | For | For | ||||
5 | Elect Ng Shin Ein | Mgmt | For | For | For | ||||
6 | Directors' Fees | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
Fortescue Metals Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FMG | CINS Q39360104 | 11/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Geoff Raby | Mgmt | For | Against | Against | ||||
4 | Elect Herbert E. Scruggs | Mgmt | For | Against | Against | ||||
5 | Re-elect Andrew Forrest | Mgmt | For | Against | Against | ||||
6 | Re-elect Graeme Rowley | Mgmt | For | Against | Against | ||||
7 | Re-elect Owen Hegarty | Mgmt | For | Against | Against | ||||
8 | Adopt New Constitution | Mgmt | For | For | For | ||||
9 | Adopt Partial Takeover Provisions | Mgmt | For | For | For | ||||
Glaxosmithkline plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GSK | CINS G3910J112 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Christopher Gent | Mgmt | For | For | For | ||||
4 | Elect Sir Andrew Witty | Mgmt | For | For | For | ||||
5 | Elect Sir Roy Anderson | Mgmt | For | For | For | ||||
6 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
7 | Elect Stacey Cartwright | Mgmt | For | For | For | ||||
8 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||||
9 | Elect Sir Crispin Davis | Mgmt | For | For | For | ||||
10 | Elect Simon Dingemans | Mgmt | For | For | For | ||||
11 | Elect Judy Lewent | Mgmt | For | For | For | ||||
12 | Elect Sir Deryck Maughan | Mgmt | For | For | For | ||||
13 | Elect Daniel Podolsky | Mgmt | For | For | For | ||||
14 | Elect Moncef Slaoui | Mgmt | For | For | For | ||||
15 | Elect Tom de Swaan | Mgmt | For | For | For | ||||
16 | Elect Sir Robert Wilson | Mgmt | For | For | For | ||||
17 | Appointment of Auditor | Mgmt | For | For | For | ||||
18 | Authority to Set Auditor Fees | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Exemption from Statement of Senior Auditor's Name | Mgmt | For | For | For | ||||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
25 | Renewal of the ShareSave Plan | Mgmt | For | For | For | ||||
26 | Renewal of the ShareReward Plan | Mgmt | For | For | For | ||||
27 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
GOME Electrical Appliances Holding Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
493 | CINS G3978C124 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Amendment to Terms of Option | Mgmt | For | For | For | ||||
4 | Amendment to Terms of Share Option Scheme | Mgmt | For | For | For | ||||
Groupe Danone | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BN | CINS F12033134 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Richard Goblet d'Alviella | Mgmt | For | Against | Against | ||||
8 | Elect Jean Laurent | Mgmt | For | Against | Against | ||||
9 | Elect Benoit Potier | Mgmt | For | Against | Against | ||||
10 | Elect Jacques-Antoine Granjon | Mgmt | For | Against | Against | ||||
11 | Elect Mouna Sepehri | Mgmt | For | Against | Against | ||||
12 | Elect Virginia Stallings | Mgmt | For | Against | Against | ||||
13 | Related Party Transactions | Mgmt | For | For | For | ||||
14 | Related Party Transactions (Agreements with J.P Morgan) | Mgmt | For | For | For | ||||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
16 | Authority to Grant Restricted Shares | Mgmt | For | Abstain | Against | ||||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
18 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Gruppa LSR OAO (LSR Group OJSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LSRG | CINS 50218G206 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Annual Report | Mgmt | For | For | For | ||||
3 | Financial Statements | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Board Size | Mgmt | For | Against | Against | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Elect Kirill Androsov | Mgmt | For | For | For | ||||
8 | Elect Ilgiz Valitov | Mgmt | For | Abstain | Against | ||||
9 | Elect Dmitry Goncharov | Mgmt | For | Abstain | Against | ||||
10 | Elect Igor Levit | Mgmt | For | Abstain | Against | ||||
11 | Elect Mikhail Romanov | Mgmt | For | Abstain | Against | ||||
12 | Elect Sergey Skaterschikov | Mgmt | For | Abstain | Against | ||||
13 | Elect Mark Temkin | Mgmt | For | For | For | ||||
14 | Elect Elena Tumanova | Mgmt | For | Abstain | Against | ||||
15 | Elect Olga Sheikina | Mgmt | For | Abstain | Against | ||||
16 | Elect Natalia Klevtsova | Mgmt | For | For | For | ||||
17 | Elect Yury Terentiev | Mgmt | For | For | For | ||||
18 | Elect Ludmila Fradina | Mgmt | For | For | For | ||||
19 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||||
20 | Appointment of Auditor (RAS) | Mgmt | For | For | For | ||||
21 | Amendments to Charter | Mgmt | For | For | For | ||||
22 | Amendments to Regulations on the Board of Directors | Mgmt | For | For | For | ||||
23 | Amendments to Regulations on the Executive Committee | Mgmt | For | For | For | ||||
24 | Related Party Transactions | Mgmt | For | For | For | ||||
25 | Related Party Transactions | Mgmt | For | For | For | ||||
Haier Electronics Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1169 | CINS G42313125 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Bermuda | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Elect YANG Mian Mian | Mgmt | For | Against | Against | ||||
5 | Elect ZHOU Yun Jie | Mgmt | For | Against | Against | ||||
6 | Elect Janine FENG Junyuan | Mgmt | For | Against | Against | ||||
7 | Elect David YU Hon To | Mgmt | For | Against | Against | ||||
8 | Elect Gui Zhaoyu as an Alternate Director | Mgmt | For | Against | Against | ||||
9 | Directors' Fees | Mgmt | For | For | For | ||||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
13 | Authority to Issue Repurchased Shares | Mgmt | For | Abstain | Against | ||||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Hartalega Holdings Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HARTA | CINS Y31139101 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Bonus Share Issuance | Mgmt | For | For | For | ||||
2 | Issuance of Warrants w/ Preemptive Rights | Mgmt | For | For | For | ||||
3 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
Hidili Industry International Development Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1393 | CINS G44403106 | 09/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect WANG Rong | Mgmt | For | Against | Against | ||||
6 | Elect CHEN Limin | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
Hon Hai Precision Industry Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2317 | CINS Y36861105 | 06/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Accounts and Reports | Mgmt | For | For | For | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
9 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | ||||
12 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
13 | Amendments to Procedural Rules: Shareholder Meetings | Mgmt | For | For | For | ||||
14 | Amendments to Articles | Mgmt | For | For | For | ||||
15 | Employee Restricted Stock Plan | Mgmt | For | Against | Against | ||||
16 | Employee Warrants Plan | Mgmt | For | Against | Against | ||||
ING Groep N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INGA | CINS N4578E413 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Netherlands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Amendments to Articles | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
11 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Elect Wilfred Nagel to the Management Board | Mgmt | For | For | For | ||||
14 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
15 | Elect Jan Holsboer | Mgmt | For | Against | Against | ||||
16 | Elect Yvonne van Rooy | Mgmt | For | Against | Against | ||||
17 | Elect Robert Reibestein | Mgmt | For | Against | Against | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
INPEX Corporation (fka INPEX Holdings Inc.) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1605 | CINS J2467E101 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Naoki Kuroda | Mgmt | For | For | For | ||||
5 | Elect Masatoshi Sugioka | Mgmt | For | For | For | ||||
6 | Elect Toshiaki Kitamura | Mgmt | For | For | For | ||||
7 | Elect Seiji Yui | Mgmt | For | For | For | ||||
8 | Elect Masaharu Sano | Mgmt | For | For | For | ||||
9 | Elect Shunichiroh Sugaya | Mgmt | For | For | For | ||||
10 | Elect Masahiro Murayama | Mgmt | For | For | For | ||||
11 | Elect Seiya Itoh | Mgmt | For | For | For | ||||
12 | Elect Wataru Tanaka | Mgmt | For | For | For | ||||
13 | Elect Takahiko Ikeda | Mgmt | For | For | For | ||||
14 | Elect Yoshikazu Kurasawa | Mgmt | For | For | For | ||||
15 | Elect Kazuo Wakasugi | Mgmt | For | For | For | ||||
16 | Elect Yoshiyuki Kagawa | Mgmt | For | For | For | ||||
17 | Elect Seiji Katoh | Mgmt | For | For | For | ||||
18 | Elect Rentaroh Tonoike | Mgmt | For | For | For | ||||
19 | Elect Yasuhiko Okada | Mgmt | For | For | For | ||||
20 | Bonus | Mgmt | For | For | For | ||||
Invensys plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISYS | CINS G49133161 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Francesco Caio | Mgmt | For | For | For | ||||
4 | Elect Wayne Edmunds | Mgmt | For | For | For | ||||
5 | Elect Bay Green | Mgmt | For | For | For | ||||
6 | Elect Paul Lester | Mgmt | For | For | For | ||||
7 | Elect Deena Mattar | Mgmt | For | For | For | ||||
8 | Elect Michael Parker | Mgmt | For | For | For | ||||
9 | Elect Martin Read | Mgmt | For | For | For | ||||
10 | Elect Sir Nigel Rudd | Mgmt | For | For | For | ||||
11 | Elect Pat Zito | Mgmt | For | For | For | ||||
12 | Appointment of Auditor | Mgmt | For | For | For | ||||
13 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Japan Tobacco Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2914 | CINS J27869106 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Hiroshi Kimura | Mgmt | For | For | For | ||||
5 | Elect Mitsuomi Koizumi | Mgmt | For | For | For | ||||
6 | Elect Yasushi Shingai | Mgmt | For | For | For | ||||
7 | Elect Noriaki Ohkubo | Mgmt | For | For | For | ||||
8 | Elect Akira Saeki | Mgmt | For | For | For | ||||
9 | Elect Hideki Miyazaki | Mgmt | For | For | For | ||||
10 | Elect Mutsuo Iwai | Mgmt | For | For | For | ||||
11 | Elect Motoyuki Oka | Mgmt | For | For | For | ||||
12 | Elect Main Kohda | Mgmt | For | For | For | ||||
13 | Elect Futoshi Nakamura | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Distribution of Dividends | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Share Repurchases | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Shareholder Authority to Cancel Treasury Shares | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Cancellation of Treasury Shares | ShrHoldr | Against | Against | For | ||||
Jeronimo Martins SGPS SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JMT | CINS X40338109 | 03/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Portugal | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Ratification of Board and Supervisory Council Acts; Shareholder Proposal Regarding Ratification of Acts of Board, Chairman and Audit Committee | Mgmt | N/A | For | N/A | ||||
7 | Remuneration Report | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Election of Board Members | ShrHldr | N/A | Against | N/A | ||||
Kabel Deutschland Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KD8 | CINS D6424C104 | 10/13/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Disclose Individual Executive Compensation | Mgmt | For | For | For | ||||
Kerry Group Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KRZ | CINS G52416107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Ireland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Joan Garahy | Mgmt | For | Against | Against | ||||
4 | Elect James Kenny | Mgmt | For | Against | Against | ||||
5 | Elect Michael Teahan | Mgmt | For | Against | Against | ||||
6 | Elect Philip Toomey | Mgmt | For | Against | Against | ||||
7 | Elect Denis Buckley | Mgmt | For | Against | Against | ||||
8 | Elect Gerry Behan | Mgmt | For | Against | Against | ||||
9 | Elect Kieran Breen | Mgmt | For | Against | Against | ||||
10 | Elect Denis Carroll | Mgmt | For | Against | Against | ||||
11 | Elect Michael Dowling | Mgmt | For | Against | Against | ||||
12 | Elect Patrick Flahive | Mgmt | For | Against | Against | ||||
13 | Elect Noel Greene | Mgmt | For | Against | Against | ||||
14 | Elect Flor Healy | Mgmt | For | Against | Against | ||||
15 | Elect Stan McCarthy | Mgmt | For | Against | Against | ||||
16 | Elect Brian Mehigan | Mgmt | For | Against | Against | ||||
17 | Elect Gerard O'Hanlon | Mgmt | For | Against | Against | ||||
18 | Elect Denis Wallis | Mgmt | For | Against | Against | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
24 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Kingfisher plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KGF | CINS G5256E441 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Daniel Bernard | Mgmt | For | For | For | ||||
5 | Elect Andrew Bonfield | Mgmt | For | For | For | ||||
6 | Elect Pascal Cagni | Mgmt | For | For | For | ||||
7 | Elect Clare Chapman | Mgmt | For | For | For | ||||
8 | Elect Ian Cheshire | Mgmt | For | For | For | ||||
9 | Elect Anders Dahlvig | Mgmt | For | For | For | ||||
10 | Elect Janis Kong | Mgmt | For | For | For | ||||
11 | Elect Kevin O'Byrne | Mgmt | For | For | For | ||||
12 | Elect Mark Seligman | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Sharesave Plan | Mgmt | For | For | For | ||||
Konami Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9766 | CINS J35996107 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Kagemasa Kohzuki | Mgmt | For | For | For | ||||
3 | Elect Takuya Kohzuki | Mgmt | For | For | For | ||||
4 | Elect Kimihiko Higashio | Mgmt | For | For | For | ||||
5 | Elect Noriaki Yamaguchi | Mgmt | For | For | For | ||||
6 | Elect Tomokazu Godai | Mgmt | For | For | For | ||||
7 | Elect Hiroyuki Mizuno | Mgmt | For | For | For | ||||
8 | Elect Akira Genma | Mgmt | For | For | For | ||||
Lanxess AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LXSG | CINS D5032B102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Lawson Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2651 | CINS J3871L103 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Amendments to Articles | Mgmt | For | For | For | ||||
4 | Elect Takeshi Niinami | Mgmt | For | For | For | ||||
5 | Elect Genichi Tamatsuka | Mgmt | For | For | For | ||||
6 | Elect Yoshiyuki Yahagi | Mgmt | For | For | For | ||||
7 | Elect Tohru Moriyama | Mgmt | For | For | For | ||||
8 | Elect Reiko Yonezawa | Mgmt | For | For | For | ||||
9 | Elect Takehiko Kakiuchi | Mgmt | For | For | For | ||||
10 | Elect Emi Ohsono | Mgmt | For | For | For | ||||
11 | Elect Shinichi Hokari | Mgmt | For | For | For | ||||
12 | Retirement Allowances and Special Allowances for Statutory Auditor(s) | Mgmt | For | For | For | ||||
13 | Statutory Auditors' Fees | Mgmt | For | For | For | ||||
Lianhua Supermarket Holdings Co., Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
0980 | CINS Y5279F102 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Directors' Report | Mgmt | For | For | For | ||||
4 | Supervisors' Report | Mgmt | For | For | For | ||||
5 | Auditor's Report | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
8 | Elect WANG Zhi Gang | Mgmt | For | Against | Against | ||||
9 | Elect LIN Yi-bin | Mgmt | For | Against | Against | ||||
10 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
12 | Amendments to Articles | Mgmt | For | For | For | ||||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
LIC Housing Finance Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LICHSGFIN | CINS Y5278Z133 | 03/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | India | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Authority to Issue Preference Shares | Mgmt | For | For | For | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Authority to Issue Shares to Qualified Institutional Buyers | Mgmt | For | For | For | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
Localiza Rent A Car SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RENT3 | CINS P6330Z111 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Brazil | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Amendments to Articles Regarding Novo Mercado Regulations, Board Size, Audit Committee and Mandatory Takeover Bid | Mgmt | For | TNA | N/A | ||||
3 | Consolidation of Articles | Mgmt | For | TNA | N/A | ||||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
LVMH Moet Hennessy Louis Vuitton SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MC | CINS F58485115 | 04/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Related Party Transactions | Mgmt | For | Against | Against | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Elect Francesco Trapani | Mgmt | For | Against | Against | ||||
9 | Elect Felix Rohatyn as Censor | Mgmt | For | For | For | ||||
10 | Elect Antoine Arnault | Mgmt | For | Against | Against | ||||
11 | Elect Albert Frere | Mgmt | For | Against | Against | ||||
12 | Elect Gilles Hennessy | Mgmt | For | Against | Against | ||||
13 | Elect Charles Powell | Mgmt | For | Against | Against | ||||
14 | Elect Yves-Thibault de Silguy | Mgmt | For | Against | Against | ||||
15 | Director's Fees | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||||
18 | Authority to Grant Stock Options | Mgmt | For | For | For | ||||
19 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | ||||
20 | Amend Article 23.1 | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Macquarie Group Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MQG | CINS Q57085104 | 07/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Re-elect Peter Kirby | Mgmt | For | For | For | ||||
3 | Re-elect John Niland | Mgmt | For | For | For | ||||
4 | Re-elect Helen Nugent | Mgmt | For | For | For | ||||
5 | Re-elect Kevin McCann | Mgmt | For | For | For | ||||
6 | Elect Diane Grady | Mgmt | For | For | For | ||||
7 | Remuneration Report | Mgmt | For | For | For | ||||
8 | Equity Grant (MD/CEO Nicholas Moore) | Mgmt | For | Against | Against | ||||
Media Nusantara Citra Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNCN | CINS Y71280104 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
5 | Authority to Issue Shares under the Employee and Management Stock Option Program | Mgmt | For | Against | Against | ||||
6 | Issuance of Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
Media Nusantara Citra Tbk | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNCN | CINS Y71280104 | 12/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Indonesia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors and Commissioners (Slate) | Mgmt | For | Against | Against | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Mitsubishi Electric Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
6503 | CINS J43873116 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Setsuhiro Shimomura | Mgmt | For | Against | Against | ||||
3 | Elect Kenichiroh Yamanishi | Mgmt | For | Against | Against | ||||
4 | Elect Masanori Saitoh | Mgmt | For | Against | Against | ||||
5 | Elect Hiroki Yoshimatsu | Mgmt | For | Against | Against | ||||
6 | Elect Noritomo Hashimoto | Mgmt | For | Against | Against | ||||
7 | Elect Ryohsuke Fujimoto | Mgmt | For | Against | Against | ||||
8 | Elect Nobuyuki Ohkuma | Mgmt | For | Against | Against | ||||
9 | Elect Hiroyoshi Murayama | Mgmt | For | Against | Against | ||||
10 | Elect Mikio Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Shigemitsu Miki | Mgmt | For | Against | Against | ||||
12 | Elect Fujiatsu Makino | Mgmt | For | Against | Against | ||||
13 | Elect Mitoji Yabunaka | Mgmt | For | Against | Against | ||||
Mitsubishi Tanabe Pharma Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4508 | CINS J4448H104 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Michihiro Tsuchiya | Mgmt | For | For | For | ||||
4 | Elect Kuniaki Kaga | Mgmt | For | For | For | ||||
5 | Elect Kenichi Yanagisawa | Mgmt | For | For | For | ||||
6 | Elect Kenkichi Kosakai | Mgmt | For | For | For | ||||
7 | Elect Masayuki Mitsuka | Mgmt | For | For | For | ||||
8 | Elect Takashi Kobayashi | Mgmt | For | For | For | ||||
9 | Elect Shigehiko Hattori | Mgmt | For | For | For | ||||
10 | Elect Seishiroh Yoshioka | Mgmt | For | For | For | ||||
11 | Elect Hidetaka Tomita as an Alternate Statutory Auditor | Mgmt | For | Against | Against | ||||
Mitsubishi UFJ Financial Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8306 | CINS J44497105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Takamune Okihara | Mgmt | For | For | For | ||||
4 | Elect Kinya Okauchi | Mgmt | For | For | For | ||||
5 | Elect Katsunori Nakayasu | Mgmt | For | For | For | ||||
6 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
7 | Elect Taihei Yuki | Mgmt | For | For | For | ||||
8 | Elect Ichiroh Hamakawa | Mgmt | For | For | For | ||||
9 | Elect Akihiko Kagawa | Mgmt | For | For | For | ||||
10 | Elect Toshiroh Toyoizumi | Mgmt | For | For | For | ||||
11 | Elect Nobuyuki Hirano | Mgmt | For | For | For | ||||
12 | Elect Shunsuke Teraoka | Mgmt | For | For | For | ||||
13 | Elect Tatsuo Wakabayashi | Mgmt | For | For | For | ||||
14 | Elect Saburoh Araki | Mgmt | For | For | For | ||||
15 | Elect Hiroyuki Noguchi | Mgmt | For | For | For | ||||
16 | Elect Muneaki Tokunari | Mgmt | For | For | For | ||||
17 | Elect Ryuji Araki | Mgmt | For | For | For | ||||
18 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | ||||
19 | Elect Takuma Ohtoshi | Mgmt | For | For | For | ||||
Mitsui & Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8031 | CINS J44690139 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Shohei Utsuda | Mgmt | For | For | For | ||||
4 | Elect Masami Iijima | Mgmt | For | For | For | ||||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | ||||
6 | Elect Fuminobu Kawashima | Mgmt | For | For | For | ||||
7 | Elect Daisuke Saiga | Mgmt | For | For | For | ||||
8 | Elect Johji Okada | Mgmt | For | For | For | ||||
9 | Elect Masayuki Kinoshita | Mgmt | For | For | For | ||||
10 | Elect Shintaroh Ambe | Mgmt | For | For | For | ||||
11 | Elect Kohichi Tanaka | Mgmt | For | For | For | ||||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | ||||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | ||||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | ||||
15 | Elect Toshiroh Mutoh | Mgmt | For | For | For | ||||
16 | Elect Kunihiro Matsuo | Mgmt | For | For | For | ||||
Mitsui Fudosan Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8801 | CINS J4509L101 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kohichi Nishiyama | Mgmt | For | Against | Against | ||||
4 | Elect Toshiaki Hasegawa | Mgmt | For | For | For | ||||
5 | Bonus | Mgmt | For | For | For | ||||
MTU Aero Engines Holding AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTX | CINS D5565H104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
Nestle S.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NESN | CINS H57312649 | 04/19/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Compensation Report | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Elect Daniel Borel | Mgmt | For | TNA | N/A | ||||
9 | Elect Henri de Castries | Mgmt | For | TNA | N/A | ||||
10 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
11 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | ||||
12 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Nintendo Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7974 | CINS J51699106 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Satoru Iwata | Mgmt | For | For | For | ||||
4 | Elect Yoshihiro Mori | Mgmt | For | For | For | ||||
5 | Elect Shinji Hatano | Mgmt | For | For | For | ||||
6 | Elect Genyoh Takeda | Mgmt | For | For | For | ||||
7 | Elect Shigeru Miyamoto | Mgmt | For | For | For | ||||
8 | Elect Masaharu Matsumoto | Mgmt | For | For | For | ||||
9 | Elect Eiichi Suzuki | Mgmt | For | For | For | ||||
10 | Elect Tatsumi Kimishima | Mgmt | For | For | For | ||||
11 | Elect Kaoru Takemura | Mgmt | For | For | For | ||||
12 | Elect Minoru Ueda | Mgmt | For | For | For | ||||
13 | Elect Ken Toyoda | Mgmt | For | For | For | ||||
14 | Elect Yoshimi Mitamura | Mgmt | For | For | For | ||||
15 | Elect Katsuhiro Umeyama | Mgmt | For | For | For | ||||
Nissan Motor Co Ltd | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
7201 | CINS J57160129 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Greg Kelly | Mgmt | For | For | For | ||||
4 | Elect Masahiko Aoki | Mgmt | For | Against | Against | ||||
5 | Elect Shigetoshi Andoh | Mgmt | For | Against | Against | ||||
NTT DoCoMo Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9437 | CINS J59399105 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Kaoru Katoh | Mgmt | For | For | For | ||||
4 | Elect Kazuto Tsubouchi | Mgmt | For | For | For | ||||
5 | Elect Fumio Iwasaki | Mgmt | For | For | For | ||||
6 | Elect Tsutomu Shindoh | Mgmt | For | For | For | ||||
7 | Elect Takashi Tanaka | Mgmt | For | For | For | ||||
8 | Elect Kazuhiro Yoshizawa | Mgmt | For | For | For | ||||
9 | Elect Seizoh Onoe | Mgmt | For | For | For | ||||
10 | Elect Wataru Kagawa | Mgmt | For | For | For | ||||
11 | Elect Kiyohito Nagata | Mgmt | For | For | For | ||||
12 | Elect Hirotaka Satoh | Mgmt | For | For | For | ||||
13 | Elect Kazuhiro Takagi | Mgmt | For | For | For | ||||
14 | Elect Ryuji Yamada | Mgmt | For | For | For | ||||
15 | Elect Hiroh Kusumoto | Mgmt | For | For | For | ||||
16 | Elect Takanori Utano | Mgmt | For | Against | Against | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 07/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Issuance of Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
Olam International Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
O32 | CINS Y6421B106 | 10/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Singapore | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Narain Girdhar Chanrai | Mgmt | For | Against | Against | ||||
4 | Elect Sunny Verghese | Mgmt | For | Against | Against | ||||
5 | Elect Shekhar Anantharaman | Mgmt | For | Against | Against | ||||
6 | Elect Michael LIM Choo San | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||||
9 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares under Olam Employee Share Option Scheme | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares under Olam Scrip Dividend Scheme | Mgmt | For | For | For | ||||
Orix Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
8591 | CINS J61933123 | 06/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Elect Yoshihiko Miyauchi | Mgmt | For | Against | Against | ||||
3 | Elect Makoto Inoue | Mgmt | For | Against | Against | ||||
4 | Elect Haruyuki Urata | Mgmt | For | Against | Against | ||||
5 | Elect Hiroaki Nishina | Mgmt | For | Against | Against | ||||
6 | Elect Kazuo Kojima | Mgmt | For | Against | Against | ||||
7 | Elect Yoshiyuki Yamaya | Mgmt | For | Against | Against | ||||
8 | Elect Tamio Umaki | Mgmt | For | Against | Against | ||||
9 | Elect Hirotaka Takeuchi | Mgmt | For | Against | Against | ||||
10 | Elect Takeshi Sasaki | Mgmt | For | Against | Against | ||||
11 | Elect Eiko Tsujiyama | Mgmt | For | Against | Against | ||||
12 | Elect Robert Feldman | Mgmt | For | Against | Against | ||||
13 | Elect Takeshi Niinami | Mgmt | For | Against | Against | ||||
14 | Elect Nobuaki Usui | Mgmt | For | Against | Against | ||||
Pearson plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSON | CINS G69651100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Sir David Arculus | Mgmt | For | For | For | ||||
4 | Elect Patrick Cescau | Mgmt | For | For | For | ||||
5 | Elect Will Ethridge | Mgmt | For | For | For | ||||
6 | Elect Rona Fairhead | Mgmt | For | For | For | ||||
7 | Elect Robin Freestone | Mgmt | For | For | For | ||||
8 | Elect Susan Fuhrman | Mgmt | For | For | For | ||||
9 | Elect Kenneth Hydon | Mgmt | For | For | For | ||||
10 | Elect S. Joshua Lewis | Mgmt | For | For | For | ||||
11 | Elect John Makinson | Mgmt | For | For | For | ||||
12 | Elect Glen Moreno | Mgmt | For | For | For | ||||
13 | Elect Marjorie Scardino | Mgmt | For | For | For | ||||
14 | Elect Vivienne Cox | Mgmt | For | For | For | ||||
15 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
16 | Appointment of Auditor | Mgmt | For | For | For | ||||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
22 | Adoption of New Articles | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Petronas Chemicals Group Berhad | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCHEM | CINS Y6811G103 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Malaysia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Manharlal a/l Ratilal | Mgmt | For | Against | Against | ||||
4 | Elect Kamarudin bin Zakaria | Mgmt | For | Against | Against | ||||
5 | Elect Md Arif bin Mahmood | Mgmt | For | Against | Against | ||||
6 | Elect Abd Hapiz bin Abdullah | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
Ping An Insurance (Group) Company of China | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2318 | CINS Y69790106 | 02/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | China | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
4 | Type of securities | Mgmt | For | For | For | ||||
5 | Issue size | Mgmt | For | For | For | ||||
6 | Par value and issue price | Mgmt | For | For | For | ||||
7 | Term | Mgmt | For | For | For | ||||
8 | Interest rate | Mgmt | For | For | For | ||||
9 | Method and timing of the interest payment | Mgmt | For | For | For | ||||
10 | Conversion period | Mgmt | For | For | For | ||||
11 | CB Conversion Price | Mgmt | For | For | For | ||||
12 | Downward adjustment to CB Conversion Price | Mgmt | For | For | For | ||||
13 | Number of Shares for Conversion | Mgmt | For | For | For | ||||
14 | Terms of redemption | Mgmt | For | For | For | ||||
15 | Terms of sale back | Mgmt | For | For | For | ||||
16 | Entitlement to dividend of the year of conversion | Mgmt | For | For | For | ||||
17 | Method of issuance and target subscribers | Mgmt | For | For | For | ||||
18 | Subscription Arrangement | Mgmt | For | For | For | ||||
19 | Relevant matters of CB Holders’ meetings | Mgmt | For | For | For | ||||
20 | Use of proceeds | Mgmt | For | For | For | ||||
21 | Special provisions in relation to solvency capital | Mgmt | For | For | For | ||||
22 | Guarantee and security | Mgmt | For | For | For | ||||
23 | Validity period | Mgmt | For | For | For | ||||
24 | Ratification of Board Acts | Mgmt | For | For | For | ||||
25 | Feasibility Analysis on Use of Proceeds | Mgmt | For | For | For | ||||
26 | Report on Use of Proceeds from Previous Fund Raising Activities | Mgmt | For | For | For | ||||
27 | Elect FAN Mingchun | Mgmt | For | Against | Against | ||||
PPR SA (Pinault-Printemps-La Redoute) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PP | CINS F7440G127 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Luca Cordero di Montezemolo | Mgmt | For | Against | Against | ||||
8 | Elect Jean-Pierre Denis | Mgmt | For | Against | Against | ||||
9 | Elect Philippe Lagayette | Mgmt | For | Against | Against | ||||
10 | Elect Jochen Zeitz | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Grant Warrants | Mgmt | For | For | For | ||||
13 | Employee Stock Purchase Plan | Mgmt | Against | Against | For | ||||
14 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Prudential plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CINS G72899100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Alexander Johnston | Mgmt | For | For | For | ||||
5 | Elect Kaikhushru Nargolwala | Mgmt | For | For | For | ||||
6 | Elect Keki Dadiseth | Mgmt | For | Against | Against | ||||
7 | Elect Howard Davies | Mgmt | For | For | For | ||||
8 | Elect Rob Devey | Mgmt | For | For | For | ||||
9 | Elect John Foley | Mgmt | For | For | For | ||||
10 | Elect Michael Garrett | Mgmt | For | For | For | ||||
11 | Elect Ann Godbehere | Mgmt | For | For | For | ||||
12 | Elect Paul Manduca | Mgmt | For | For | For | ||||
13 | Elect Harvey McGrath | Mgmt | For | For | For | ||||
14 | Elect Michael McLintock | Mgmt | For | For | For | ||||
15 | Elect Nic Nicandrou | Mgmt | For | For | For | ||||
16 | Elect Barry Stowe | Mgmt | For | For | For | ||||
17 | Elect Tidjane Thiam | Mgmt | For | For | For | ||||
18 | Elect Lord Andrew Turnbull | Mgmt | For | For | For | ||||
19 | Elect Michael Wells | Mgmt | For | For | For | ||||
20 | Appointment of Auditor | Mgmt | For | For | For | ||||
21 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
22 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
24 | Authority to Issue Repurchased Shares | Mgmt | For | For | For | ||||
25 | Savings-Related Share Option Scheme | Mgmt | For | For | For | ||||
26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Rakuten Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
4755 | CINS J64264104 | 03/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Elect Hiroshi Mikitani | Mgmt | For | For | For | ||||
3 | Elect Atsushi Kunishige | Mgmt | For | For | For | ||||
4 | Elect Masatada Kobayashi | Mgmt | For | For | For | ||||
5 | Elect Tohru Shimada | Mgmt | For | For | For | ||||
6 | Elect Akio Sugihara | Mgmt | For | For | For | ||||
7 | Elect Hisashi Suzuki | Mgmt | For | For | For | ||||
8 | Elect Ken Takayama | Mgmt | For | For | For | ||||
9 | Elect Kazunori Takeda | Mgmt | For | For | For | ||||
10 | Elect Hiroaki Yasutake | Mgmt | For | For | For | ||||
11 | Elect Charles Baxter | Mgmt | For | For | For | ||||
12 | Elect Kohichi Kusano | Mgmt | For | For | For | ||||
13 | Elect Ken Kutaragi | Mgmt | For | For | For | ||||
14 | Elect Joshua James | Mgmt | For | For | For | ||||
15 | Elect Hiroshi Fukino | Mgmt | For | For | For | ||||
16 | Elect Yoshihisa Yamada | Mgmt | For | For | For | ||||
17 | Elect Jun Murai | Mgmt | For | For | For | ||||
18 | Elect Katsuyuki Yamaguchi | Mgmt | For | Against | Against | ||||
19 | Stock Option Plan | Mgmt | For | Against | Against | ||||
Rio Tinto Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RIO | CINS Q81437107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Australia | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Accounts and Reports | Mgmt | For | For | For | ||||
3 | Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Chris Lynch | Mgmt | For | For | For | ||||
5 | Elect John Varley | Mgmt | For | For | For | ||||
6 | Re-elect Tom Albanese | Mgmt | For | For | For | ||||
7 | Re-elect Robert Brown | Mgmt | For | For | For | ||||
8 | Re-elect Vivienne Cox | Mgmt | For | For | For | ||||
9 | Re-elect Jan du Plessis | Mgmt | For | For | For | ||||
10 | Re-elect Guy Elliott | Mgmt | For | For | For | ||||
11 | Re-elect Michael Fitzpatrick | Mgmt | For | For | For | ||||
12 | Re-elect Ann Godbehere | Mgmt | For | For | For | ||||
13 | Re-elect Richard Goodmanson | Mgmt | For | For | For | ||||
14 | Re-elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | ||||
15 | Re-elect Paul Tellier | Mgmt | For | For | For | ||||
16 | Re-elect Samuel Walsh | Mgmt | For | For | For | ||||
17 | Appoint Auditor and Authorise Board to Set Fees | Mgmt | For | For | For | ||||
18 | Renew Authority to Repurchase Shares | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Royal Dutch Shell Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RDSB | CINS G7690A100 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | ||||
4 | Elect Josef Ackermann | Mgmt | For | For | For | ||||
5 | Elect Guy Elliott | Mgmt | For | For | For | ||||
6 | Elect Simon Henry | Mgmt | For | For | For | ||||
7 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
8 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
9 | Elect Christine Morin-Postel | Mgmt | For | For | For | ||||
10 | Elect Jorma Ollila | Mgmt | For | For | For | ||||
11 | Elect Linda Stuntz | Mgmt | For | For | For | ||||
12 | Elect Jeroen van der Veer | Mgmt | For | For | For | ||||
13 | Elect Peter Voser | Mgmt | For | For | For | ||||
14 | Elect Hans Wijers | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
Samsung Electronics Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Korea, Republic of | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Election of Independent Directors (Slate): (i) YOON Dong Min; (ii) KIM Han Joong; and (iii) LEE Byung Ki | Mgmt | For | Against | Against | ||||
3 | Election of Executive Directors (Slate): (i) CHOI Gee Sung; (ii) KWON Oh Hyun; and (iii) YOON Ju Hwa | Mgmt | For | Against | Against | ||||
4 | Election of Audit Committee Members (Slate): (i) YOON Dong Min; and (ii) KIM Han Joong | Mgmt | For | For | For | ||||
5 | Directors' Fees | Mgmt | For | Abstain | Against | ||||
6 | Spin-off | Mgmt | For | For | For | ||||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sanofi | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAN | CINS F5548N101 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Elect Laurent Attal | Mgmt | For | Against | Against | ||||
8 | Elect Uwe Bicker | Mgmt | For | Against | Against | ||||
9 | Elect Jean-Rene Fourtou | Mgmt | For | Against | Against | ||||
10 | Elect Claudie Haignere | Mgmt | For | Against | Against | ||||
11 | Elect Carole Piwnica | Mgmt | For | Against | Against | ||||
12 | Elect Klaus Pohle | Mgmt | For | Against | Against | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
14 | Appointment of Alternate Auditor | Mgmt | For | For | For | ||||
15 | Relocation of Corporate Headquarters | Mgmt | For | For | For | ||||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
17 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Sap AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SAP | CINS D66992104 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Compensation Policy | Mgmt | For | For | For | ||||
9 | Appointment of Auditor | Mgmt | For | For | For | ||||
10 | Elect Hasso Plattner | Mgmt | For | Against | Against | ||||
11 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | ||||
12 | Elect Anja Feldmann | Mgmt | For | For | For | ||||
13 | Elect Wilhelm Haarmann | Mgmt | For | For | For | ||||
14 | Elect Bernard Liautaud | Mgmt | For | For | For | ||||
15 | Elect Hartmut Mehdorn | Mgmt | For | For | For | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | For | For | ||||
17 | Elect Klaus Wucherer | Mgmt | For | For | For | ||||
18 | Cancellation of Conditional Capital | Mgmt | For | For | For | ||||
Sberbank | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SBER | CUSIP 80585Y308 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Annual Report | Mgmt | For | For | For | ||||
2 | Financial Statements | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Elect German Gref | Mgmt | N/A | Abstain | N/A | ||||
6 | Elect Sergey Guriev | Mgmt | N/A | For | N/A | ||||
7 | Elect Anton Danilov-Danilyan | Mgmt | N/A | For | N/A | ||||
8 | Elect Mikhail E. Dmitriev | Mgmt | N/A | For | N/A | ||||
9 | Elect Bella Zlatkis | Mgmt | N/A | Abstain | N/A | ||||
10 | Elect Nadezhda Ivanova | Mgmt | N/A | Abstain | N/A | ||||
11 | Elect Sergey Ignatyev | Mgmt | N/A | Abstain | N/A | ||||
12 | Elect Georgy Luntovsky | Mgmt | N/A | Abstain | N/A | ||||
13 | Elect Mikhail Matovnikov | Mgmt | N/A | For | N/A | ||||
14 | Elect Vladimir Mau | Mgmt | N/A | Abstain | N/A | ||||
15 | Elect Alessandro Profumo | Mgmt | N/A | Abstain | N/A | ||||
16 | Elect Alexey Savatyugin | Mgmt | N/A | Abstain | N/A | ||||
17 | Elect Rair Simonyan | Mgmt | N/A | For | N/A | ||||
18 | Elect Sergey H. Sinelnikov-Murylev | Mgmt | N/A | Abstain | N/A | ||||
19 | Elect Valery Tkachenko | Mgmt | N/A | Abstain | N/A | ||||
20 | Elect Dmitry Tulin | Mgmt | N/A | For | N/A | ||||
21 | Elect Alexey Ulyukaev | Mgmt | N/A | Abstain | N/A | ||||
22 | Elect Ronald Freeman | Mgmt | N/A | Abstain | N/A | ||||
23 | Elect Sergei Shvetsov | Mgmt | N/A | Abstain | N/A | ||||
24 | Elect Natalia Borodina | Mgmt | For | For | For | ||||
25 | Elect Vladimir Volkov | Mgmt | For | For | For | ||||
26 | Elect Maxim Dolzhnikov | Mgmt | For | For | For | ||||
27 | Elect Yulia Isakhanova | Mgmt | For | For | For | ||||
28 | Elect Irina Kremleva | Mgmt | For | For | For | ||||
29 | Elect Alexei Minenko | Mgmt | For | For | For | ||||
30 | Elect Olga Polyakova | Mgmt | For | For | For | ||||
31 | Directors' and Audit Commission Members' Fees | Mgmt | For | Against | Against | ||||
32 | Amendments to Articles | Mgmt | For | Against | Against | ||||
Schneider Electric SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SU | CINS F86921107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Supplementary Retirement Benefits for Management Board Members | Mgmt | For | For | For | ||||
8 | Severance Agreement for Jean-Pascal Tricoire | Mgmt | For | Against | Against | ||||
9 | Elect Leo Apotheker | Mgmt | For | Against | Against | ||||
10 | Ratification of the Co-option of Xavier Fontanet | Mgmt | For | Against | Against | ||||
11 | Elect Antoine Gosset-Grainville | Mgmt | For | Against | Against | ||||
12 | Elect Willy Kissling | Mgmt | For | Against | Against | ||||
13 | Elect Henri Lachmann | Mgmt | For | Against | Against | ||||
14 | Elect Richard Thoman | Mgmt | For | Against | Against | ||||
15 | Elect Manfred Brill | Mgmt | Against | Against | For | ||||
16 | Elect Claude Briquet | Mgmt | Against | Against | For | ||||
17 | Elect Magali Herbaut | Mgmt | For | Against | Against | ||||
18 | Elect Thierry Jacquet | Mgmt | Against | Against | For | ||||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
20 | Employee Stock Purchase Plan for Overseas Employees | Mgmt | For | For | For | ||||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Siemens AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SIE | CINS D69671218 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Germany | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Board Gender Diversity | ShrHoldr | Against | Against | For | ||||
Standard Chartered plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STAN | CINS G84228157 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Viswanathan Shankar | Mgmt | For | For | For | ||||
5 | Elect Steve Bertamini | Mgmt | For | For | For | ||||
6 | Elect Jaspal Bindra | Mgmt | For | For | For | ||||
7 | Elect Richard Delbridge | Mgmt | For | For | For | ||||
8 | Elect Jamie Dundas | Mgmt | For | For | For | ||||
9 | Elect Valerie Gooding | Mgmt | For | For | For | ||||
10 | Elect HAN Seung-Soo | Mgmt | For | For | For | ||||
11 | Elect Simon Lowth | Mgmt | For | For | For | ||||
12 | Elect Rudy Markham | Mgmt | For | For | For | ||||
13 | Elect Ruth Markland | Mgmt | For | For | For | ||||
14 | Elect Richard Meddings | Mgmt | For | For | For | ||||
15 | Elect John Paynter | Mgmt | For | For | For | ||||
16 | Elect John Peace | Mgmt | For | For | For | ||||
17 | Elect A. Michael Rees | Mgmt | For | For | For | ||||
18 | Elect Peter Sands | Mgmt | For | For | For | ||||
19 | Elect Paul Skinner | Mgmt | For | For | For | ||||
20 | Elect Oliver Stocken | Mgmt | For | For | For | ||||
21 | Appointment of Auditor | Mgmt | For | For | For | ||||
22 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
23 | Authorisation of Political Donations | Mgmt | For | For | For | ||||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
30 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
31 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
33 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
34 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
35 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | ||||
36 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
37 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Stella International Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
1836 | CINS G84698102 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect Daniel SHIH Takuen | Mgmt | For | Against | Against | ||||
6 | Elect Eric CHAO Ming Cheng | Mgmt | For | Against | Against | ||||
7 | Elect Johnny CHEN | Mgmt | For | Against | Against | ||||
8 | Directors' Fees | Mgmt | For | For | For | ||||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Swiss Re Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SREN | CINS H8431B109 | 04/13/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Compensation Report | Mgmt | For | TNA | N/A | ||||
4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
5 | Allocation of Profits | Mgmt | For | TNA | N/A | ||||
6 | Dividend from Reserves | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
8 | Elect Jakob Baer | Mgmt | For | TNA | N/A | ||||
9 | Elect John Coomber | Mgmt | For | TNA | N/A | ||||
10 | Elect C. Robert Henrikson | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Syngenta AG | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYNN | CINS H84140112 | 04/24/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Switzerland | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
4 | Compensation Report | Mgmt | For | TNA | N/A | ||||
5 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
6 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | TNA | N/A | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
8 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
9 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
10 | Elect Stefan Borgas | Mgmt | For | TNA | N/A | ||||
11 | Elect Peggy Bruzelius | Mgmt | For | TNA | N/A | ||||
12 | Elect David Lawrence | Mgmt | For | TNA | N/A | ||||
13 | Elect Jurg Witmer | Mgmt | For | TNA | N/A | ||||
14 | Elect Vinita Bali | Mgmt | For | TNA | N/A | ||||
15 | Elect Gunnar Brock | Mgmt | For | TNA | N/A | ||||
16 | Elect Michel Demare | Mgmt | For | TNA | N/A | ||||
17 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
18 | Transaction of Other Business | Mgmt | For | TNA | N/A | ||||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
2330 | CINS Y84629107 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Taiwan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Accounts and Reports | Mgmt | For | For | For | ||||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
7 | Amendments to Articles | Mgmt | For | For | For | ||||
8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | ||||
9 | Elect Morris CHANG | Mgmt | For | For | For | ||||
10 | Elect Fan-Cheng TSENG | Mgmt | For | For | For | ||||
11 | Elect Johnsee LEE | Mgmt | For | For | For | ||||
12 | Elect Rick TSAI | Mgmt | For | For | For | ||||
13 | Elect Peter Bonfield | Mgmt | For | For | For | ||||
14 | Elect Stan SHIH | Mgmt | For | For | For | ||||
15 | Elect Thomas Engibous | Mgmt | For | For | For | ||||
16 | Elect Gregory CHOW | Mgmt | For | For | For | ||||
17 | Elect Kok-Choo CHEN | Mgmt | For | For | For | ||||
18 | Extraordinary motions | Mgmt | For | Against | Against | ||||
Technip | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEC | CINS F90676101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | France | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||||
7 | Related Party Transactions | Mgmt | For | For | For | ||||
8 | Supplementary Retirement Benefits; Non-Compete Agreement (Thierry Pilenko) | Mgmt | For | For | For | ||||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
10 | Amendments Regarding Shareholder Disclosure Rules and Shareholder Participation | Mgmt | For | For | For | ||||
11 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares and/or Convertible Securities through Private Placement | Mgmt | For | For | For | ||||
14 | Authority to Issue Restricted Shares to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
15 | Authority to Issue Restricted Shares to Corporate Officers | Mgmt | For | For | For | ||||
16 | Authority to Grant Stock Options to Employees and Employees and Corporate Officers of Subsidiaries | Mgmt | For | For | For | ||||
17 | Grant Stock Options to Corporate Officers | Mgmt | For | For | For | ||||
18 | Employee Stock Purchase Plan For Overseas Employees | Mgmt | For | For | For | ||||
19 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
20 | Authorization of Legal Formalities | Mgmt | For | For | For | ||||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telecity Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TCY | CINS G87403112 | 04/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Elect John Hughes | Mgmt | For | For | For | ||||
4 | Elect Michael Tobin | Mgmt | For | For | For | ||||
5 | Elect Brian McArthur-Muscroft | Mgmt | For | For | For | ||||
6 | Elect Simon Batey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Maurizio Carli | Mgmt | For | For | For | ||||
9 | Elect Sahar Elhabashi | Mgmt | For | For | For | ||||
10 | Appointment of Auditor | Mgmt | For | For | For | ||||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
15 | Long-term Incentive Plan 2012 | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Telefonaktiebolaget LM Ericsson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ERIC.A | CINS W26049119 | 05/03/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
12 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Board Size | Mgmt | For | TNA | N/A | ||||
15 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
16 | Election of Directors | Mgmt | For | TNA | N/A | ||||
17 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
18 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | ||||
19 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
20 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
21 | 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
22 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
23 | Equity Swap Agreement Pursuant 2012 Employee Stock Purchase Plan | Mgmt | For | TNA | N/A | ||||
24 | 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
25 | Authority to Issue, Transfer and Purchase Shares Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
26 | Equity Swap Agreement Pursuant 2012 Key Contributor Retention Plan | Mgmt | For | TNA | N/A | ||||
27 | 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
28 | Authority to Issue, Transfer and Repurchase Shares Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
29 | Equity Swap Agreement Pursuant 2012 Executive Performance Stock Plan | Mgmt | For | TNA | N/A | ||||
30 | Authority to Issue Treasury Shares Pursuant to Existing LTIPs | Mgmt | For | TNA | N/A | ||||
31 | Shareholder Proposal Regarding Unequal Voting Rights | ShrHoldr | N/A | TNA | N/A | ||||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
33 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Telenet Group Holding NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TNET | CINS B89957110 | 04/25/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Belgium | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Remuneration Report | Mgmt | For | TNA | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Ratify Frank Donck | Mgmt | For | TNA | N/A | ||||
9 | Ratify Duco Sickinghe | Mgmt | For | TNA | N/A | ||||
10 | Ratify Alex Brabers | Mgmt | For | TNA | N/A | ||||
11 | Ratify Andre Sarens | Mgmt | For | TNA | N/A | ||||
12 | Ratify Julien de Wilde | Mgmt | For | TNA | N/A | ||||
13 | Ratify Friso van Oranje-Nassau | Mgmt | For | TNA | N/A | ||||
14 | Ratify Michel Delloye | Mgmt | For | TNA | N/A | ||||
15 | Ratify Charles Bracken | Mgmt | For | TNA | N/A | ||||
16 | Ratify Jim Ryan | Mgmt | For | TNA | N/A | ||||
17 | Ratify Bernie Dvorak | Mgmt | For | TNA | N/A | ||||
18 | Ratify Ruth Pirie | Mgmt | For | TNA | N/A | ||||
19 | Ratify Niall Curran | Mgmt | For | TNA | N/A | ||||
20 | Ratify Diederik Karsten | Mgmt | For | TNA | N/A | ||||
21 | Ratify Manuel Kohnstamm | Mgmt | For | TNA | N/A | ||||
22 | Ratify Balan Nair | Mgmt | For | TNA | N/A | ||||
23 | Ratification of Auditor's Acts | Mgmt | For | TNA | N/A | ||||
24 | Resignation of Niall Curran | Mgmt | For | TNA | N/A | ||||
25 | Elect Charles Bracken | Mgmt | For | TNA | N/A | ||||
26 | Elect Duco Sickinghe | Mgmt | For | TNA | N/A | ||||
27 | Elect Angela McMullen | Mgmt | For | TNA | N/A | ||||
28 | Elect Michel Delloye (Representing Cytindus NV) | Mgmt | For | TNA | N/A | ||||
29 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
30 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
31 | Authority to Cancel Shares | Mgmt | For | TNA | N/A | ||||
32 | Capitalization of Reserves | Mgmt | For | TNA | N/A | ||||
33 | Reduction in Par Value; Capital Repayment | Mgmt | For | TNA | N/A | ||||
34 | Amendments to Terms of Employee Warrants | Mgmt | For | TNA | N/A | ||||
35 | Amendments to Articles | Mgmt | For | TNA | N/A | ||||
36 | Change in Control Clause for Equity Incentive Plans | Mgmt | For | TNA | N/A | ||||
37 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | ||||
38 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | TNA | N/A | ||||
Tencent Holdings Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
700 | CINS G87572148 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Cayman Islands | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Elect LI Dong Sheng | Mgmt | For | Against | Against | ||||
6 | Elect Iain Bruce | Mgmt | For | Against | Against | ||||
7 | Directors' Fees | Mgmt | For | For | For | ||||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority Issue Repurchased Shares | Mgmt | For | Against | Against | ||||
Teva Pharmaceutical Industries Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEVA | CUSIP 881624209 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Elect Chaim Hurvitz | Mgmt | For | For | For | ||||
3 | Elect Ory Slonim | Mgmt | For | For | For | ||||
4 | Elect Dan Suesskind | Mgmt | For | For | For | ||||
5 | Elect Joseph Nitzani | Mgmt | For | For | For | ||||
6 | Elect Dafna Schwartz | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | ||||
9 | Remuneration of Moshe Many | Mgmt | For | For | For | ||||
10 | Reimbursement of Phillip Frost's Travel Expenses | Mgmt | For | For | For | ||||
Tokyo Gas Co Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
9531 | CINS J87000105 | 06/28/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Japan | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Elect Mitsunori Torihara | Mgmt | For | For | For | ||||
4 | Elect Tsuyoshi Okamoto | Mgmt | For | For | For | ||||
5 | Elect Shigeru Muraki | Mgmt | For | For | For | ||||
6 | Elect Michiaki Hirose | Mgmt | For | For | For | ||||
7 | Elect Tsutomu Ohya | Mgmt | For | For | For | ||||
8 | Elect Mikio Itazawa | Mgmt | For | For | For | ||||
9 | Elect Kazuo Yoshino | Mgmt | For | For | For | ||||
10 | Elect Matsuhiko Hataba | Mgmt | For | For | For | ||||
11 | Elect Yukio Satoh | Mgmt | For | For | For | ||||
12 | Elect Ryuichi Tomizawa | Mgmt | For | For | For | ||||
13 | Elect Yoshihiko Nakagaki | Mgmt | For | For | For | ||||
14 | Elect Yukio Masuda | Mgmt | For | Against | Against | ||||
15 | Elect Yoshihiko Morita | Mgmt | For | Against | Against | ||||
Tui Travel Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TT | CINS G9127H104 | 02/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Michael Frenzel | Mgmt | For | Against | Against | ||||
5 | Elect Sir Michael Hodgkinson | Mgmt | For | Against | Against | ||||
6 | Elect Peter Long | Mgmt | For | Against | Against | ||||
7 | Elect Johan Lundgren | Mgmt | For | Against | Against | ||||
8 | Elect William Waggott | Mgmt | For | Against | Against | ||||
9 | Elect Volker Bottcher | Mgmt | For | Against | Against | ||||
10 | Elect Horst Baier | Mgmt | For | Against | Against | ||||
11 | Elect Tony Campbell | Mgmt | For | Against | Against | ||||
12 | Elect William Dalton | Mgmt | For | Against | Against | ||||
13 | Elect Rainer Feuerhake | Mgmt | For | Against | Against | ||||
14 | Elect Coline McConville | Mgmt | For | Against | Against | ||||
15 | Elect Minnow Powell | Mgmt | For | Against | Against | ||||
16 | Elect Erhard Schipporeit | Mgmt | For | Against | Against | ||||
17 | Elect Albert Schunk | Mgmt | For | Against | Against | ||||
18 | Elect Harold Sher | Mgmt | For | Against | Against | ||||
19 | Appointment of Auditor | Mgmt | For | For | For | ||||
20 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
28 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
30 | Amendments to Articles Regarding Non-Working Days | Mgmt | For | For | For | ||||
Tullow Oil Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLW | CINS G91235104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect Simon Thompson | Mgmt | For | Against | Against | ||||
5 | Elect Steve Lucas | Mgmt | For | Against | Against | ||||
6 | Elect Tutu Agyare | Mgmt | For | Against | Against | ||||
7 | Elect David Bamford | Mgmt | For | Against | Against | ||||
8 | Elect Ann Grant | Mgmt | For | Against | Against | ||||
9 | Elect Aidan Heavey | Mgmt | For | Against | Against | ||||
10 | Elect Graham Martin | Mgmt | For | Against | Against | ||||
11 | Elect Angus McCoss | Mgmt | For | Against | Against | ||||
12 | Elect Paul McDade | Mgmt | For | Against | Against | ||||
13 | Elect Steven McTiernan | Mgmt | For | Against | Against | ||||
14 | Elect Ian Springett | Mgmt | For | Against | Against | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
20 | Directors' Fees | Mgmt | For | For | For | ||||
Turkiye Vakiflar Bankasi AS | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAKBN | CINS M9037B109 | 03/30/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Turkey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Opening; Election of Presiding Chairman | Mgmt | For | TNA | N/A | ||||
3 | Minutes | Mgmt | For | TNA | N/A | ||||
4 | Reports | Mgmt | For | TNA | N/A | ||||
5 | Accounts | Mgmt | For | TNA | N/A | ||||
6 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
7 | Ratification of Statutory Auditors Acts | Mgmt | For | TNA | N/A | ||||
8 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
9 | Ratification of Co-option of Board Member | Mgmt | For | TNA | N/A | ||||
10 | Election of Directors | Mgmt | For | TNA | N/A | ||||
11 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | ||||
12 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA | N/A | ||||
13 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
14 | Charitable Donations | Mgmt | For | TNA | N/A | ||||
15 | Wishes | Mgmt | For | TNA | N/A | ||||
16 | Closing | Mgmt | For | TNA | N/A | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
Unicredit S.p.A. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UCG | CINS T960AS101 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Mix | Italy | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Accounts and Reports | Mgmt | For | For | For | ||||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
5 | Accounts and Reports of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
6 | Allocation of Surplus of Subsidiary UniCredit Real Estate S.c.p.A. | Mgmt | For | For | For | ||||
7 | Accounts and Reports of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
8 | Allocation of Losses of Subsidiary Medioinvest S.r.l. | Mgmt | For | For | For | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | List Presented by Shareholders Representing 6.331% of Share Capital | Mgmt | For | Against | Against | ||||
11 | List Presented by Shareholders Representing 1.121% | Mgmt | For | N/A | N/A | ||||
12 | Authorization Pursuant to Sect. 2390 of the Italian Civil Code | Mgmt | For | Against | Against | ||||
13 | Directors' Fees | Mgmt | For | For | For | ||||
14 | Insurance Policy | Mgmt | For | For | For | ||||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
16 | Remuneration Report | Mgmt | For | For | For | ||||
17 | Equity Compensation Plan | Mgmt | For | For | For | ||||
18 | Employee Share Ownership Plan | Mgmt | For | For | For | ||||
19 | Amendments to Articles | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Merger by Absorption | Mgmt | For | For | For | ||||
3 | Reduction in Share Capital | Mgmt | For | For | For | ||||
4 | Related Party Transactions (Credit Line) | Mgmt | For | For | For | ||||
5 | Related Party Transactions (Collateral) | Mgmt | For | For | For | ||||
6 | Related Party Transactions (Cross-Currency Interest Rate Swap) | Mgmt | For | For | For | ||||
7 | Amendments to Audit Commission Regulations | Mgmt | For | For | For | ||||
8 | Amendments to Board Fee Regulations | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Meeting Procedure | Mgmt | For | For | For | ||||
3 | Annual Report | Mgmt | For | For | For | ||||
4 | Financial Statements | Mgmt | For | For | For | ||||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
6 | Elect Valery Lepehin | Mgmt | For | For | For | ||||
7 | Elect Natalya Prokopova | Mgmt | For | For | For | ||||
8 | Elect Artem Tkachev | Mgmt | For | For | For | ||||
9 | Elect Lidiya Nikonova | Mgmt | For | For | For | ||||
10 | Elect Olga Vyatkina | Mgmt | For | For | For | ||||
11 | Appointment of Auditor (IFRS) | Mgmt | For | For | For | ||||
12 | Appointment of Auditor (Russian Accounting Standards) | Mgmt | For | For | For | ||||
13 | Amendments to Charter | Mgmt | For | For | For | ||||
14 | Amendments to Directors' Fees Regulations | Mgmt | For | For | For | ||||
15 | Amendments to General Meeting Regulations | Mgmt | For | For | For | ||||
16 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
17 | Indemnification of Directors/Officers (Deeds of Indemnity) | Mgmt | For | For | For | ||||
18 | Indemnification of Directors/Officers (Price) | Mgmt | For | For | For | ||||
19 | Indemnification of Directors/Officers (Conditions) | Mgmt | For | For | For | ||||
20 | Related Party Transactions | Mgmt | For | For | For | ||||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
22 | Elect Anton Averin | Mgmt | For | Against | Against | ||||
23 | Elect Vladislav Baumgertner | Mgmt | For | Against | Against | ||||
24 | Elect Alexander Voloshin | Mgmt | For | For | For | ||||
25 | Elect Anna Kolonchina | Mgmt | For | Against | Against | ||||
26 | Elect Alexander Malakh | Mgmt | For | Against | Against | ||||
27 | Elect Vladislav Mamulkin | Mgmt | For | Against | Against | ||||
28 | Elect Robert Margetts | Mgmt | For | For | For | ||||
29 | Elect Alexander Mosionzhik | Mgmt | For | Against | Against | ||||
30 | Elect Paul Ostling | Mgmt | For | Against | Against | ||||
31 | Elect Gordon Sage | Mgmt | For | For | For | ||||
Uralkaliy OAO (Uralkali JSC) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
URKA | CINS X9519W108 | 12/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | Russian Federation | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
2 | Amendments to Charter | Mgmt | For | For | For | ||||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
4 | Related Party Transactions Pursuant to the Indemnification of Directors/Officers | Mgmt | For | For | For | ||||
5 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Vedanta Resources plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VED | CINS G9328D100 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Navin Agarwal | Mgmt | For | For | For | ||||
5 | Elect Naresh Chandra | Mgmt | For | Against | Against | ||||
6 | Elect Aman Mehta | Mgmt | For | Against | Against | ||||
7 | Appointment of Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Vodafone Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOD | CINS G93882135 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Gerard Kleisterlee | Mgmt | For | For | For | ||||
3 | Elect John Buchanan | Mgmt | For | For | For | ||||
4 | Elect Vittorio Colao | Mgmt | For | For | For | ||||
5 | Elect Michel Combes | Mgmt | For | For | For | ||||
6 | Elect Andy Halford | Mgmt | For | For | For | ||||
7 | Elect Steve Pusey | Mgmt | For | For | For | ||||
8 | Elect Renee James | Mgmt | For | For | For | ||||
9 | Elect Alan Jebson | Mgmt | For | For | For | ||||
10 | Elect Samuel Jonah | Mgmt | For | For | For | ||||
11 | Elect Nick Land | Mgmt | For | For | For | ||||
12 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||||
13 | Elect Luc Vandevelde | Mgmt | For | For | For | ||||
14 | Elect Anthony Watson | Mgmt | For | For | For | ||||
15 | Elect Philip Yea | Mgmt | For | For | For | ||||
16 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
Volvo AB | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VOLV.A | CINS 928856301 | 04/04/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Sweden | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | ||||
14 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | ||||
15 | Board Size | Mgmt | For | TNA | N/A | ||||
16 | Directors' Fees | Mgmt | For | TNA | N/A | ||||
17 | Election of Directors | Mgmt | For | TNA | N/A | ||||
18 | Nomination Committee | Mgmt | For | TNA | N/A | ||||
19 | Compensation Guidelines | Mgmt | For | TNA | N/A | ||||
Wm Morrison Supermarkets plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRW | CINS G62748119 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
4 | Elect Sir Ian Gibson | Mgmt | For | For | For | ||||
5 | Elect Dalton Philips | Mgmt | For | For | For | ||||
6 | Elect Richard Pennycook | Mgmt | For | For | For | ||||
7 | Elect Philip Cox | Mgmt | For | For | For | ||||
8 | Elect Penny Hughes | Mgmt | For | For | For | ||||
9 | Elect Nigel Robertson | Mgmt | For | For | For | ||||
10 | Elect Johanna Waterous | Mgmt | For | For | For | ||||
11 | Appointment of Auditor | Mgmt | For | Against | Against | ||||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||||
WPP Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | Jersey | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||||
4 | Elect Colin Day | Mgmt | For | For | For | ||||
5 | Elect Esther Dyson | Mgmt | For | For | For | ||||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | ||||
7 | Elect Philip Lader | Mgmt | For | For | For | ||||
8 | Elect Ruigang Li | Mgmt | For | Against | Against | ||||
9 | Elect Stanley Morten | Mgmt | For | For | For | ||||
10 | Elect Koichiro Naganuma | Mgmt | For | Against | Against | ||||
11 | Elect John Quelch | Mgmt | For | For | For | ||||
12 | Elect Mark Read | Mgmt | For | For | For | ||||
13 | Elect Paul Richardson | Mgmt | For | For | For | ||||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | ||||
15 | Elect Timothy Shriver | Mgmt | For | For | For | ||||
16 | Elect Martin Sorrell | Mgmt | For | For | For | ||||
17 | Elect Paul Spencer | Mgmt | For | For | For | ||||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | ||||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||||
Xstrata Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XTA | CINS G9826T102 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United Kingdom | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
4 | Elect John R.H. Bond | Mgmt | For | Against | Against | ||||
5 | Elect Mick Davis | Mgmt | For | Against | Against | ||||
6 | Elect Con Fauconnier | Mgmt | For | Against | Against | ||||
7 | Elect Ivan Glasenberg | Mgmt | For | Against | Against | ||||
8 | Elect Peter Hooley | Mgmt | For | Against | Against | ||||
9 | Elect Claude Lamoureux | Mgmt | For | Against | Against | ||||
10 | Elect Aristotelis Mistakidis | Mgmt | For | Against | Against | ||||
11 | Elect Tor Peterson | Mgmt | For | Against | Against | ||||
12 | Elect Trevor Reid | Mgmt | For | Against | Against | ||||
13 | Elect Sir Steve Robson | Mgmt | For | Against | Against | ||||
14 | Elect David Rough | Mgmt | For | Against | Against | ||||
15 | Elect Ian Strachan | Mgmt | For | Against | Against | ||||
16 | Elect Santiago Zaldumbide | Mgmt | For | Against | Against | ||||
17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
20 | Reduction in Share Premium Account | Mgmt | For | For | For | ||||
21 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | Against | Against | ||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam Multi-Cap Value Fund | ||||||||
Date of fiscal year end: | 04/30/2012 | ||||||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Acquisition | Mgmt | For | For | For | ||||
2 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Acco Brands Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABD | CUSIP 00081T108 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect George Bayly | Mgmt | For | For | For | ||||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | ||||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | ||||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | ||||
1.5 | Elect Robert Keller | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | ||||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | ||||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | ||||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Amarin Corp. plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMRN | CUSIP 023111206 | 07/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson | Mgmt | For | For | For | ||||
2 | Elect James Healy | Mgmt | For | For | For | ||||
3 | Elect Kristine Peterson | Mgmt | For | For | For | ||||
4 | Elect David Feigal, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
7 | Directors' Remuneration Report | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | 2011 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHoldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Eagle Outfitters, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEO | CUSIP 02553E106 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janice Page | Mgmt | For | For | For | ||||
2 | Elect Noel Spiegel | Mgmt | For | For | For | ||||
3 | Elect Gerald Wedren | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
American Electric Power Company, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEP | CUSIP 025537101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nicholas Atkins | Mgmt | For | For | For | ||||
2 | Elect David Anderson | Mgmt | For | For | For | ||||
3 | Elect James Cordes | Mgmt | For | For | For | ||||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | ||||
5 | Elect Linda Goodspeed | Mgmt | For | For | For | ||||
6 | Elect Thomas Hoaglin | Mgmt | For | For | For | ||||
7 | Elect Michael Morris | Mgmt | For | For | For | ||||
8 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
9 | Elect Lionel Nowell III | Mgmt | For | For | For | ||||
10 | Elect Richard Sandor | Mgmt | For | For | For | ||||
11 | Elect Sara Tucker | Mgmt | For | For | For | ||||
12 | Elect John Turner | Mgmt | For | For | For | ||||
13 | Senior Officer Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
2 | Elect Warren Knowlton | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMETEK, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AME | CUSIP 031100100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Malone | Mgmt | For | For | For | ||||
1.2 | Elect Elizabeth Varet | Mgmt | For | For | For | ||||
1.3 | Elect Dennis Williams | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baker Hughes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | ||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | ||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
1.8 | Elect James Lash | Mgmt | For | For | For | ||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect James Stewart | Mgmt | For | For | For | ||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||||
BE Aerospace, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAV | CUSIP 073302101 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Khoury | Mgmt | For | For | For | ||||
1.2 | Elect Jonathan Schofield | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Cabot Oil & Gas Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COG | CUSIP 127097103 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Rhys Best | Mgmt | For | For | For | ||||
2 | Elect Robert Kelley | Mgmt | For | For | For | ||||
3 | Elect P. Dexter Peacock | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability Criteria | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
CBRE Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBG | CUSIP 12504L109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Blum | Mgmt | For | For | For | ||||
1.2 | Elect Curtis Feeny | Mgmt | For | For | For | ||||
1.3 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
1.4 | Elect Michael Kantor | Mgmt | For | For | For | ||||
1.5 | Elect Frederic Malek | Mgmt | For | For | For | ||||
1.6 | Elect Jane Su | Mgmt | For | For | For | ||||
1.7 | Elect Laura Tyson | Mgmt | For | For | For | ||||
1.8 | Elect Brett White | Mgmt | For | For | For | ||||
1.9 | Elect Gary Wilson | Mgmt | For | For | For | ||||
1.10 | Elect Ray Wirta | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Church & Dwight Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CHD | CUSIP 171340102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect T. Rosie Albright | Mgmt | For | For | For | ||||
2 | Elect Ravichandra Saligram | Mgmt | For | For | For | ||||
3 | Elect Robert Shearer | Mgmt | For | For | For | ||||
4 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Cullen/Frost Bankers, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFR | CUSIP 229899109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | ||||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | ||||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | ||||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | ||||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | ||||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | ||||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | ||||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | ||||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | ||||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | ||||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory Case | Mgmt | For | For | For | ||||
4 | Elect Robert Devlin | Mgmt | For | For | For | ||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | ||||
6 | Elect Richard Lenny | Mgmt | For | For | For | ||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | ||||
8 | Elect Michael Moskow | Mgmt | For | For | For | ||||
9 | Elect David Nelms | Mgmt | For | For | For | ||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
DTE Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DTE | CUSIP 233331107 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gerard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Charles McClure, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Eugene Miller | Mgmt | For | For | For | ||||
1.4 | Elect Charles Pryor, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
Electronics For Imaging, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFII | CUSIP 286082102 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Eric Brown | Mgmt | For | For | For | ||||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | ||||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | ||||
1.5 | Elect Richard Kashnow | Mgmt | For | For | For | ||||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Employers Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIG | CUSIP 292218104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Valerie Glenn | Mgmt | For | For | For | ||||
1.2 | Elect Ronald Mosher | Mgmt | For | For | For | ||||
1.3 | Elect Katherine Ong | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Ensco plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESV | CUSIP 29358Q109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Christopher Gaut | Mgmt | For | For | For | ||||
2 | Elect Gerald Haddock | Mgmt | For | For | For | ||||
3 | Elect Paul Rowsey III | Mgmt | For | For | For | ||||
4 | Elect Francis Kalman | Mgmt | For | For | For | ||||
5 | Elect David Brown | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Ratification of Statutory Auditor | Mgmt | For | For | For | ||||
8 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
9 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
Fortress Investment Group LLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIG | CUSIP 34958B106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Kauffman | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Michael Novogratz | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Takumi Shibata | Mgmt | For | Withhold | Against | ||||
1.4 | Elect George Wellde, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fortune Brands Home & Security Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | ||||
2 | Elect John Morikis | Mgmt | For | Against | Against | ||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
GameStop Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GME | CUSIP 36467W109 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel DeMatteo | Mgmt | For | For | For | ||||
1.2 | Elect Shane Kim | Mgmt | For | For | For | ||||
1.3 | Elect J. Paul Raines | Mgmt | For | For | For | ||||
1.4 | Elect Kathy Vrabeck | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Gardner Denver, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GDI | CUSIP 365558105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Arnold | Mgmt | For | For | For | ||||
1.2 | Elect Barry Pennypacker | Mgmt | For | For | For | ||||
1.3 | Elect Richard Thompson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Healthcare Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCSG | CUSIP 421906108 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel McCartney | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Joseph McCartney | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Frome | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Robert Moss | Mgmt | For | Withhold | Against | ||||
1.5 | Elect John Briggs | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Dino Ottaviano | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Theodore Wahl | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Michael McBryan | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Diane Casey | Mgmt | For | Withhold | Against | ||||
1.10 | Elect John McFadden | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBAN | CUSIP 446150104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | ||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliott | Mgmt | For | For | For | ||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | ||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David Lauer | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan Levy | Mgmt | For | For | For | ||||
1.8 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.9 | Elect David Porteous | Mgmt | For | For | For | ||||
1.10 | Elect Kathleen Ransier | Mgmt | For | For | For | ||||
1.11 | Elect Stephen Steinour | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
ISTA Pharmaceuticals | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISTA | CUSIP 45031X204 | 12/05/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Richard Williams | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
James River Coal Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JRCC | CUSIP 470355207 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ronald FlorJancic | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Vipperman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | 2012 Equity Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Key Energy Services Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Alario | Mgmt | For | For | For | ||||
2 | Elect Ralph Michael III | Mgmt | For | For | For | ||||
3 | Elect Arlene Yocum | Mgmt | For | For | For | ||||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LeapFrog Enterprises, Inc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LF | CUSIP 52186N106 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Barbour | Mgmt | For | Withhold | Against | ||||
1.2 | Elect William Chiasson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Kalinske | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Paul Marinelli | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Stanley Maron | Mgmt | For | Withhold | Against | ||||
1.6 | Elect E. Stanton McKee, Jr. | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Randy Rissman | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Caden Wang | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Lincare Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LNCR | CUSIP 532791100 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Byrnes | Mgmt | For | For | For | ||||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | ||||
1.3 | Elect Chester Black | Mgmt | For | For | For | ||||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | ||||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | ||||
1.6 | Elect William Miller III | Mgmt | For | For | For | ||||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Louisiana-Pacific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LPX | CUSIP 546347105 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Archie Dunham | Mgmt | For | For | For | ||||
1.2 | Elect Daniel Frierson | Mgmt | For | For | For | ||||
1.3 | Elect Curtis Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary Carter | Mgmt | For | For | For | ||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc Oken | Mgmt | For | For | For | ||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Mattel, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MAT | CUSIP 577081102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Dolan | Mgmt | For | For | For | ||||
2 | Elect Robert Eckert | Mgmt | For | For | For | ||||
3 | Elect Trevor Edwards | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect Dominic Ng | Mgmt | For | For | For | ||||
6 | Elect Vasant Prabhu | Mgmt | For | For | For | ||||
7 | Elect Andrea Rich | Mgmt | For | For | For | ||||
8 | Elect Dean Scarborough | Mgmt | For | For | For | ||||
9 | Elect Christopher Sinclair | Mgmt | For | For | For | ||||
10 | Elect Bryan Stockton | Mgmt | For | For | For | ||||
11 | Elect Dirk Van de Put | Mgmt | For | For | For | ||||
12 | Elect Kathy White | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Mednax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MD | CUSIP 58502B106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Cesar Alvarez | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Waldemar Carlo | Mgmt | For | For | For | ||||
1.3 | Elect Michael Fernandez | Mgmt | For | For | For | ||||
1.4 | Elect Roger Freeman | Mgmt | For | For | For | ||||
1.5 | Elect Paul Gabos | Mgmt | For | For | For | ||||
1.6 | Elect Pascal Goldschmidt | Mgmt | For | For | For | ||||
1.7 | Elect Manuel Kadre | Mgmt | For | For | For | ||||
1.8 | Elect Roger Medel | Mgmt | For | For | For | ||||
1.9 | Elect Donna Shalala | Mgmt | For | For | For | ||||
1.10 | Elect Enrique Sosa | Mgmt | For | For | For | ||||
2 | Amendment to the 2008 Incentive Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Merit Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMSI | CUSIP 589889104 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Fred Lampropoulos | Mgmt | For | For | For | ||||
1.2 | Elect Franklin Miller | Mgmt | For | For | For | ||||
1.3 | Elect A. Scott Anderson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Monro Muffler Brake, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MNRO | CUSIP 610236101 | 08/09/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frederick Danziger | Mgmt | For | For | For | ||||
1.2 | Elect Robert Gross | Mgmt | For | For | For | ||||
1.3 | Elect Robert Mellor | Mgmt | For | For | For | ||||
1.4 | Elect Peter Solomon | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
National Oilwell Varco, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOV | CUSIP 637071101 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Merrill Miller, Jr. | Mgmt | For | For | For | ||||
2 | Elect Greg Armstrong | Mgmt | For | For | For | ||||
3 | Elect David Harrison | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
NVR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVR | CUSIP 62944T105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Andrews | Mgmt | For | For | For | ||||
2 | Elect Robert Butler | Mgmt | For | For | For | ||||
3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
4 | Elect Thomas Eckert | Mgmt | For | For | For | ||||
5 | Elect Alfred Festa | Mgmt | For | Against | Against | ||||
6 | Elect Manuel Johnson | Mgmt | For | For | For | ||||
7 | Elect William Moran | Mgmt | For | For | For | ||||
8 | Elect David Preiser | Mgmt | For | For | For | ||||
9 | Elect W. Grady Rosier | Mgmt | For | For | For | ||||
10 | Elect Dwight Schar | Mgmt | For | For | For | ||||
11 | Elect John Toups | Mgmt | For | For | For | ||||
12 | Elect Paul Whetsell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Oil States International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
OIS | CUSIP 678026105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect S. James Nelson | Mgmt | For | For | For | ||||
1.2 | Elect Gary Rosenthal | Mgmt | For | For | For | ||||
1.3 | Elect William Van Kleef | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | ||||
Pioneer Natural Resources Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PXD | CUSIP 723787107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Arthur | Mgmt | For | For | For | ||||
2 | Elect Andrew Cates | Mgmt | For | For | For | ||||
3 | Elect Scott Reiman | Mgmt | For | For | For | ||||
4 | Elect Scott Sheffield | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
Polycom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLCM | CUSIP 73172K104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andrew Miller | Mgmt | For | For | For | ||||
2 | Elect Betsy Atkins | Mgmt | For | For | For | ||||
3 | Elect David DeWalt | Mgmt | For | For | For | ||||
4 | Elect John Kelley, Jr. | Mgmt | For | For | For | ||||
5 | Elect D. Scott Mercer | Mgmt | For | For | For | ||||
6 | Elect William Owens | Mgmt | For | For | For | ||||
7 | Elect Kevin Parker | Mgmt | For | For | For | ||||
8 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
PSS World Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PSSI | CUSIP 69366A100 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Adair | Mgmt | For | For | For | ||||
1.2 | Elect Alvin Carpenter | Mgmt | For | For | For | ||||
1.3 | Elect Stephen Rogers | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Regal Entertainment Group | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RGC | CUSIP 758766109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Brymer | Mgmt | For | For | For | ||||
1.2 | Elect Michael Campbell | Mgmt | For | For | For | ||||
1.3 | Elect Alex Yemenidjian | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
Silgan Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLGN | CUSIP 827048109 | 05/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Anthony Allott | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Jeffrey Crowe | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Edward Lapekas | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Skullcandy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SKUL | CUSIP 83083J104 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeff Kearl | Mgmt | For | For | For | ||||
1.2 | Elect Jeremy Andrus | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Amendment to the Incentive Award Plan | Mgmt | For | For | For | ||||
Skyworks Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWKS | CUSIP 83088M102 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David McLachlan | Mgmt | For | For | For | ||||
1.2 | Elect David Aldrich | Mgmt | For | For | For | ||||
1.3 | Elect Kevin Beebe | Mgmt | For | For | For | ||||
1.4 | Elect Moiz Beguwala | Mgmt | For | For | For | ||||
1.5 | Elect Timothy Furey | Mgmt | For | For | For | ||||
1.6 | Elect Balakrishnan Iyer | Mgmt | For | For | For | ||||
1.7 | Elect Thomas Leonard | Mgmt | For | For | For | ||||
1.8 | Elect David McGlade | Mgmt | For | For | For | ||||
1.9 | Elect Robert Schriesheim | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Snap-on Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNA | CUSIP 833034101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Karen Daniel | Mgmt | For | For | For | ||||
2 | Elect Nathan Jones | Mgmt | For | For | For | ||||
3 | Elect Harry Kneuppel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Spectrum Brands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Swift Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Terry Swift | Mgmt | For | For | For | ||||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sycamore Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCMR | CUSIP 871206405 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Synopsys, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNPS | CUSIP 871607107 | 04/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | ||||
1.2 | Elect Alfred Castino | Mgmt | For | For | For | ||||
1.3 | Elect Chi-Foon Chan | Mgmt | For | For | For | ||||
1.4 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.5 | Elect Deborah Coleman | Mgmt | For | For | For | ||||
1.6 | Elect Chrysostomos Nikias | Mgmt | For | For | For | ||||
1.7 | Elect John Schwarz | Mgmt | For | For | For | ||||
1.8 | Elect Roy Vallee | Mgmt | For | For | For | ||||
1.9 | Elect Steven Walske | Mgmt | For | For | For | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Tellabs, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TLAB | CUSIP 879664100 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bo Hedfors | Mgmt | For | For | For | ||||
2 | Elect Michael Lavin | Mgmt | For | For | For | ||||
3 | Elect Jan Suwinski | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
2 | Elect Daniel Cohen | Mgmt | For | For | For | ||||
3 | Elect Walter Beach | Mgmt | For | For | For | ||||
4 | Elect Michael Bradley | Mgmt | For | For | For | ||||
5 | Elect Matthew Cohn | Mgmt | For | For | For | ||||
6 | Elect William Lamb | Mgmt | For | For | For | ||||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | ||||
8 | Elect James McEntee, III | Mgmt | For | For | For | ||||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | ||||
10 | Elect Joan Specter | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
The Hanover Insurance Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | ||||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | ||||
3 | Elect Harriett Taggart | Mgmt | For | For | For | ||||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
UMB Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UMBF | CUSIP 902788108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Nancy Buese | Mgmt | For | Withhold | Against | ||||
1.2 | Elect J. Mariner Kemper | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Thomas Sanders | Mgmt | For | Withhold | Against | ||||
1.4 | Elect L. Joshua Sosland | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Responsible Use of Company Stock | ShrHoldr | Against | Against | For | ||||
USG Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USG | CUSIP 903293405 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jose Armario | Mgmt | For | For | For | ||||
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | ||||
1.3 | Elect William Hernandez | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
ViroPharma Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VPHM | CUSIP 928241108 | 05/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Brooke | Mgmt | For | For | For | ||||
1.2 | Elect Michael Dougherty | Mgmt | For | For | For | ||||
1.3 | Elect Robert Glaser | Mgmt | For | For | For | ||||
2 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
WABCO Holdings Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBC | CUSIP 92927K102 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Smith | Mgmt | For | For | For | ||||
1.2 | Elect John Fiedler | Mgmt | For | For | For | ||||
1.3 | Elect Jean-Paul Montupet | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Webster Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WBS | CUSIP 947890109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finkenzeller | Mgmt | For | For | For | ||||
1.2 | Elect Laurence Morse | Mgmt | For | For | For | ||||
1.3 | Elect Mark Pettie | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Xcel Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XEL | CUSIP 98389B100 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gail Boudreaux | Mgmt | For | For | For | ||||
2 | Elect Fredric Corrigan | Mgmt | For | For | For | ||||
3 | Elect Richard Davis | Mgmt | For | Against | Against | ||||
4 | Elect Benjamin Fowke III | Mgmt | For | For | For | ||||
5 | Elect Albert Moreno | Mgmt | For | For | For | ||||
6 | Elect Christopher Policinski | Mgmt | For | For | For | ||||
7 | Elect A. Patricia Sampson | Mgmt | For | For | For | ||||
8 | Elect James Sheppard | Mgmt | For | For | For | ||||
9 | Elect David Westerlund | Mgmt | For | For | For | ||||
10 | Elect Kim Williams | Mgmt | For | For | For | ||||
11 | Elect Timothy Wolf | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Elimination of Cumulative Voting | Mgmt | For | For | For | ||||
14 | Amendments to Articles of Incorporation Regarding Terms of Preferred Stock | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Registrant : | Putnam Investment Funds | ||||||||
Fund Name : | Putnam Research Fund | ||||||||
Date of fiscal year end: | 07/31/2011 | ||||||||
Abbott Laboratories | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | ||||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | ||||
1.3 | Elect Sally Blount | Mgmt | For | For | For | ||||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | ||||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
1.8 | Elect William Osborn | Mgmt | For | For | For | ||||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | ||||
1.11 | Elect Miles White | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | For | Against | ||||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | Against | For | ||||
Accenture PLC | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Green | Mgmt | For | For | For | ||||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | ||||
5 | Elect Marjorie Magner | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 01/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of an Amendment to Increase Dividends from Legal Reserves | Mgmt | For | For | For | ||||
Ace Limited | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ACE | CUSIP H0023R105 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Atieh | Mgmt | For | For | For | ||||
2 | Elect Mary Cirillo | Mgmt | For | For | For | ||||
3 | Elect Thomas Neff | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Approval of Statutory Financial Statements | Mgmt | For | For | For | ||||
6 | Approval of Consolidated Financial Statements | Mgmt | For | For | For | ||||
7 | Allocation of Disposable Profits | Mgmt | For | For | For | ||||
8 | Discharge of the Board of Directors | Mgmt | For | For | For | ||||
9 | Increase in Authorized Capital | Mgmt | For | For | For | ||||
10 | Appointment of Statutory Auditor (Zurich) | Mgmt | For | For | For | ||||
11 | Appointment of Independent Auditor (US) | Mgmt | For | For | For | ||||
12 | Appointment of Special Auditor (Zurich) | Mgmt | For | For | For | ||||
13 | Distribution Through Par Value Reduction | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Adobe Systems Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Barnholt | Mgmt | For | For | For | ||||
2 | Elect Michael Cannon | Mgmt | For | For | For | ||||
3 | Elect James Daley | Mgmt | For | For | For | ||||
4 | Elect Charles Geschke | Mgmt | For | For | For | ||||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | ||||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Advanced Micro Devices, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMD | CUSIP 007903107 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bruce Claflin | Mgmt | For | For | For | ||||
2 | Elect W. Michael Barnes | Mgmt | For | For | For | ||||
3 | Elect John Caldwell | Mgmt | For | For | For | ||||
4 | Elect Henry Chow | Mgmt | For | For | For | ||||
5 | Elect Craig Conway | Mgmt | For | For | For | ||||
6 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
7 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
8 | Elect Waleed Al Mokarrab Al Muhairi | Mgmt | For | For | For | ||||
9 | Elect Robert Palmer | Mgmt | For | For | For | ||||
10 | Elect Rory Read | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AES Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AES | CUSIP 00130H105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andres Gluski | Mgmt | For | For | For | ||||
1.2 | Elect Guo Bao Zhang | Mgmt | For | For | For | ||||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | ||||
1.5 | Elect John Koskinen | Mgmt | For | For | For | ||||
1.6 | Elect Philip Lader | Mgmt | For | For | For | ||||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | ||||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | ||||
1.10 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Aetna Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AET | CUSIP 00817Y108 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||||
2 | Elect Mark Bertolini | Mgmt | For | For | For | ||||
3 | Elect Frank Clark, Jr. | Mgmt | For | For | For | ||||
4 | Elect Betsy Cohen | Mgmt | For | For | For | ||||
5 | Elect Molly Coye | Mgmt | For | For | For | ||||
6 | Elect Roger Farah | Mgmt | For | For | For | ||||
7 | Elect Barbara Franklin | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Garten | Mgmt | For | For | For | ||||
9 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
10 | Elect Richard Harrington | Mgmt | For | For | For | ||||
11 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Affymax, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFFY | CUSIP 00826A109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ted Love | Mgmt | For | For | For | ||||
1.2 | Elect John Orwin | Mgmt | For | For | For | ||||
1.3 | Elect Daniel Spiegelman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Approval of the Section 162(m) Performance Criteria and Award Limits of the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
Aflac Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AFL | CUSIP 001055102 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Amos | Mgmt | For | For | For | ||||
2 | Elect John Shelby Amos II | Mgmt | For | For | For | ||||
3 | Elect Paul Amos II | Mgmt | For | For | For | ||||
4 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
5 | Elect Elizabeth Hudson | Mgmt | For | For | For | ||||
6 | Elect Douglas Johnson | Mgmt | For | For | For | ||||
7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
8 | Elect Charles Knapp | Mgmt | For | For | For | ||||
9 | Elect E. Stephen Purdom | Mgmt | For | For | For | ||||
10 | Elect Barbara Rimer | Mgmt | For | For | For | ||||
11 | Elect Marvin Schuster | Mgmt | For | For | For | ||||
12 | Elect Melvin Stith | Mgmt | For | For | For | ||||
13 | Elect David Thompson | Mgmt | For | For | For | ||||
14 | Elect Takuro Yoshida | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the 2013 Management Incentive Plan. | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
Agilent Technologies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
A | CUSIP 00846U101 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Herbold | Mgmt | For | For | For | ||||
2 | Elect KOH Boon Hwee | Mgmt | For | For | For | ||||
3 | Elect William Sullivan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Altria Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | ||||
2 | Elect Gerald Baliles | Mgmt | For | For | For | ||||
3 | Elect Martin Barrington | Mgmt | For | For | For | ||||
4 | Elect John Casteen III | Mgmt | For | For | For | ||||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | ||||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | ||||
7 | Elect Thomas Jones | Mgmt | For | For | For | ||||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | ||||
10 | Elect George Munoz | Mgmt | For | For | For | ||||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
Amazon.com, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | ||||
2 | Elect Tom Alberg | Mgmt | For | For | For | ||||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||||
4 | Elect William Gordon | Mgmt | For | For | For | ||||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
6 | Elect Blake Krikorian | Mgmt | For | For | For | ||||
7 | Elect Alain Monie | Mgmt | For | For | For | ||||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||||
9 | Elect Thomas Ryder | Mgmt | For | For | For | ||||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Ameren Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AEE | CUSIP 023608102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Brauer | Mgmt | For | For | For | ||||
1.2 | Elect Cathrine Brune | Mgmt | For | For | For | ||||
1.3 | Elect Ellen Fitzsimmons | Mgmt | For | For | For | ||||
1.4 | Elect Walter Galvin | Mgmt | For | For | For | ||||
1.5 | Elect Gayle Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Steven Lipstein | Mgmt | For | For | For | ||||
1.8 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
1.9 | Elect Thomas Voss | Mgmt | For | For | For | ||||
1.10 | Elect Stephen Wilson | Mgmt | For | For | For | ||||
1.11 | Elect Jack Woodard | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Coal Risk | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Energy Efficiency and Renewable Energy | ShrHoldr | Against | Against | For | ||||
American Axle & Manufacturing Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Dauch | Mgmt | For | For | For | ||||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | ||||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | ||||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | ||||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Capital Agency Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Larry Harvey | Mgmt | For | For | For | ||||
2 | Elect Alvin Puryear | Mgmt | For | For | For | ||||
3 | Elect Malon Wilkus | Mgmt | For | For | For | ||||
4 | Elect Samuel Flax | Mgmt | For | For | For | ||||
5 | Elect Randy Dobbs | Mgmt | For | For | For | ||||
6 | Elect Robert Couch | Mgmt | For | For | For | ||||
7 | Elect Morris Davis | Mgmt | For | For | For | ||||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
American Express Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | ||||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | ||||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | ||||
1.7 | Elect Richard Levin | Mgmt | For | For | For | ||||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | ||||
1.9 | Elect Edward Miller | Mgmt | For | For | For | ||||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.11 | Elect Robert Walter | Mgmt | For | For | For | ||||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 03027X100 | 06/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Dolan | Mgmt | For | For | For | ||||
2 | Elect Ronald Dykes | Mgmt | For | For | For | ||||
3 | Elect Carolyn Katz | Mgmt | For | For | For | ||||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | ||||
5 | Elect JoAnn Reed | Mgmt | For | For | For | ||||
6 | Elect Pamela Reeve | Mgmt | For | For | For | ||||
7 | Elect David Sharbutt | Mgmt | For | For | For | ||||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | ||||
9 | Elect Samme Thompson | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
American Tower Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Reorganization | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Ameriprise Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMP | CUSIP 03076C106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lon Greenberg | Mgmt | For | For | For | ||||
2 | Elect Warren Knowlton | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Noddle | Mgmt | For | For | For | ||||
4 | Elect Robert Sharpe, Jr. | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
AmerisourceBergen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABC | CUSIP 03073E105 | 03/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Collis | Mgmt | For | For | For | ||||
2 | Elect Richard Gozon | Mgmt | For | For | For | ||||
3 | Elect Kathleen Hyle | Mgmt | For | For | For | ||||
4 | Elect Michael Long | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
AMGEN Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Baltimore | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||||
5 | Elect Vance Coffman | Mgmt | For | For | For | ||||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | ||||
7 | Elect Frank Herringer | Mgmt | For | For | For | ||||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | ||||
10 | Elect Judith Pelham | Mgmt | For | For | For | ||||
11 | Elect J. Paul Reason | Mgmt | For | For | For | ||||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHoldr | Against | Against | For | ||||
Anadarko Petroleum Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APC | CUSIP 032511107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kevin Chilton | Mgmt | For | For | For | ||||
2 | Elect Luke Corbett | Mgmt | For | For | For | ||||
3 | Elect Paulett Eberhart | Mgmt | For | For | For | ||||
4 | Elect Peter Fluor | Mgmt | For | For | For | ||||
5 | Elect Richard George | Mgmt | For | For | For | ||||
6 | Elect Preston Geren, III | Mgmt | For | For | For | ||||
7 | Elect Charles Goodyear | Mgmt | For | For | For | ||||
8 | Elect John Gordon | Mgmt | For | For | For | ||||
9 | Elect James Hackett | Mgmt | For | For | For | ||||
10 | Elect Eric Mullins | Mgmt | For | For | For | ||||
11 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
12 | Elect R. Walker | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chairman/Separation of Chair and CEO | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 03/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | ||||
2 | Reduction of Capital | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Aon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lester Knight | Mgmt | For | For | For | ||||
2 | Elect Gregory Case | Mgmt | For | For | For | ||||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||||
4 | Elect Cheryl Francis | Mgmt | For | For | For | ||||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Robert Morrison | Mgmt | For | For | For | ||||
8 | Elect Richard Myers | Mgmt | For | For | For | ||||
9 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||||
11 | Elect Carolyn Woo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Apache Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Scott Josey | Mgmt | For | For | For | ||||
2 | Elect George Lawrence | Mgmt | For | For | For | ||||
3 | Elect Rodman Patton | Mgmt | For | For | For | ||||
4 | Elect Charles Pitman | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Apple Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | ||||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | ||||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Robert Iger | Mgmt | For | For | For | ||||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | ||||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | ||||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Archer-Daniels-Midland Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADM | CUSIP 039483102 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect George Buckley | Mgmt | For | For | For | ||||
2 | Elect Mollie Carter | Mgmt | For | For | For | ||||
3 | Elect Terrell Crews | Mgmt | For | For | For | ||||
4 | Elect Pierre Dufour | Mgmt | For | For | For | ||||
5 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
6 | Elect Antonio Maciel | Mgmt | For | For | For | ||||
7 | Elect Patrick Moore | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect Kelvin Westbrook | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | Shareholder Proposal Regarding Prohibition of Political Contributions | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Sustainable Palm Oil | ShrHoldr | Against | Against | For | ||||
Assured Guaranty Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | ||||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | ||||
1.4 | Elect Donald Layton | Mgmt | For | For | For | ||||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | ||||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scott | Mgmt | For | For | For | ||||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | ||||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | ||||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | ||||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | ||||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||||
1.14 | Elect James M. Michener | Mgmt | For | For | For | ||||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | ||||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | ||||
Automatic Data Processing, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ADP | CUSIP 053015103 | 11/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | ||||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | ||||
1.3 | Elect Gary Butler | Mgmt | For | For | For | ||||
1.4 | Elect Richard Clark | Mgmt | For | For | For | ||||
1.5 | Elect Eric Fast | Mgmt | For | For | For | ||||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||||
1.8 | Elect John Jones | Mgmt | For | For | For | ||||
1.9 | Elect Enrique Salem | Mgmt | For | For | For | ||||
1.10 | Elect Gregory Summe | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Auxilium Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AUXL | CUSIP 05334D107 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Rolf Classon | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Adrian Adams | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Peter Brandt | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Oliver Fetzer | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Paul Friedman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Nancy Lurker | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William McKee | Mgmt | For | Withhold | Against | ||||
2 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
5 | Amendment to Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Avon Products, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | ||||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | ||||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | ||||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | ||||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | ||||
1.7 | Elect Ann Moore | Mgmt | For | For | For | ||||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | ||||
1.9 | Elect Paula Stern | Mgmt | For | For | For | ||||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Baker Hughes Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Brady | Mgmt | For | For | For | ||||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | ||||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | ||||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | ||||
1.8 | Elect James Lash | Mgmt | For | For | For | ||||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect James Stewart | Mgmt | For | For | For | ||||
1.12 | Elect Charles Watson | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Bank of America Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | ||||
2 | Elect Susan Bies | Mgmt | For | For | For | ||||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | ||||
4 | Elect Virgis Colbert | Mgmt | For | For | For | ||||
5 | Elect Charles Gifford | Mgmt | For | For | For | ||||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Thomas May | Mgmt | For | For | For | ||||
9 | Elect Brian Moynihan | Mgmt | For | For | For | ||||
10 | Elect Donald Powell | Mgmt | For | For | For | ||||
11 | Elect Charles Rossotti | Mgmt | For | For | For | ||||
12 | Elect Robert Scully | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||||
Bank of New York Mellon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ruth Bruch | Mgmt | For | For | For | ||||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | ||||
3 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
4 | Elect Edmund Kelly | Mgmt | For | For | For | ||||
5 | Elect Richard Kogan | Mgmt | For | For | For | ||||
6 | Elect Michael Kowalski | Mgmt | For | For | For | ||||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | ||||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | ||||
9 | Elect Catherine Rein | Mgmt | For | For | For | ||||
10 | Elect William Richardson | Mgmt | For | For | For | ||||
11 | Elect Samuel Scott III | Mgmt | For | For | For | ||||
12 | Elect Wesley von Schack | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
Barrick Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ABX | CUSIP 067901108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Beck | Mgmt | For | For | For | ||||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | ||||
1.3 | Elect Donald Carty | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | ||||
1.5 | Elect Robert Franklin | Mgmt | For | For | For | ||||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||||
1.11 | Elect Aaron Regent | Mgmt | For | For | For | ||||
1.12 | Elect Nathaniel Rothschild | Mgmt | For | For | For | ||||
1.13 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
1.14 | Elect John Thornton | Mgmt | For | Withhold | Against | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Baxter International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BAX | CUSIP 071813109 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Gavin III | Mgmt | For | For | For | ||||
2 | Elect Peter Hellman | Mgmt | For | For | For | ||||
3 | Elect Kees Storm | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | For | For | For | ||||
BB&T Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBT | CUSIP 054937107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Allison IV | Mgmt | For | For | For | ||||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | ||||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | ||||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | ||||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Jane Helm | Mgmt | For | For | For | ||||
1.8 | Elect John Howe III | Mgmt | For | For | For | ||||
1.9 | Elect Kelly King | Mgmt | For | For | For | ||||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | ||||
1.11 | Elect Nido Qubein | Mgmt | For | For | For | ||||
1.12 | Elect Thomas Skains | Mgmt | For | For | For | ||||
1.13 | Elect Thomas Thompson | Mgmt | For | For | For | ||||
1.14 | Elect Edwin Welch Ph.D. | Mgmt | For | For | For | ||||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | ||||
2 | 2012 Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Beam Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEAM | CUSIP 073730103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
2 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
3 | Elect Ann Hackett | Mgmt | For | For | For | ||||
4 | Elect A.D. David Mackay | Mgmt | For | For | For | ||||
5 | Elect Matthew Shattock | Mgmt | For | For | For | ||||
6 | Elect Robert Steele | Mgmt | For | For | For | ||||
7 | Elect Peter Wilson | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
11 | Re-approval of the Annual Executive Incentive Compensation Plan | Mgmt | For | For | For | ||||
Becton, Dickinson and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BDX | CUSIP 075887109 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | ||||
3 | Elect Edward DeGraan | Mgmt | For | For | For | ||||
4 | Elect Vincent Forlenza | Mgmt | For | For | For | ||||
5 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | ||||
6 | Elect Christopher Jones | Mgmt | For | For | For | ||||
7 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
8 | Elect Edward Ludwig | Mgmt | For | For | For | ||||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | ||||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | ||||
11 | Elect James Orr | Mgmt | For | For | For | ||||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | ||||
13 | Elect Bertram Scott | Mgmt | For | For | For | ||||
14 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Adoption of Cumulative Voting | ShrHoldr | Against | Against | For | ||||
Bed Bath & Beyond Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBBY | CUSIP 075896100 | 06/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | ||||
2 | Elect Leonard Feinstein | Mgmt | For | For | For | ||||
3 | Elect Steven Temares | Mgmt | For | For | For | ||||
4 | Elect Dean Adler | Mgmt | For | For | For | ||||
5 | Elect Stanley Barshay | Mgmt | For | For | For | ||||
6 | Elect Klaus Eppler | Mgmt | For | For | For | ||||
7 | Elect Patrick Gaston | Mgmt | For | For | For | ||||
8 | Elect Jordan Heller | Mgmt | For | For | For | ||||
9 | Elect Victoria Morrison | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Berkshire Hathaway Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRK.A | CUSIP 084670108 | 05/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Warren Buffett | Mgmt | For | For | For | ||||
1.2 | Elect Charles Munger | Mgmt | For | For | For | ||||
1.3 | Elect Howard Buffett | Mgmt | For | For | For | ||||
1.4 | Elect Stephen Burke | Mgmt | For | For | For | ||||
1.5 | Elect Susan Decker | Mgmt | For | For | For | ||||
1.6 | Elect William Gates III | Mgmt | For | For | For | ||||
1.7 | Elect David Gottesman | Mgmt | For | For | For | ||||
1.8 | Elect Charlotte Guyman | Mgmt | For | For | For | ||||
1.9 | Elect Donald Keough | Mgmt | For | For | For | ||||
1.10 | Elect Thomas Murphy | Mgmt | For | For | For | ||||
1.11 | Elect Ronald Olson | Mgmt | For | For | For | ||||
1.12 | Elect Walter Scott, Jr. | Mgmt | For | For | For | ||||
2 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||||
Best Buy Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | ||||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | ||||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||||
BlackRock, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BLK | CUSIP 09247X101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Demchak | Mgmt | For | For | For | ||||
2 | Elect Laurence Fink | Mgmt | For | For | For | ||||
3 | Elect Robert Kapito | Mgmt | For | For | For | ||||
4 | Elect Thomas O'Brien | Mgmt | For | For | For | ||||
5 | Elect Ivan Seidenberg | Mgmt | For | For | For | ||||
6 | Amendment to Certificate of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
BMC Software, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BMC | CUSIP 055921100 | 07/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beauchamp | Mgmt | For | For | For | ||||
2 | Elect Jon Barfield | Mgmt | For | For | For | ||||
3 | Elect Gary Bloom | Mgmt | For | For | For | ||||
4 | Elect Meldon Gafner | Mgmt | For | For | For | ||||
5 | Elect Mark Hawkins | Mgmt | For | For | For | ||||
6 | Elect Stephan James | Mgmt | For | For | For | ||||
7 | Elect P. Thomas Jenkins | Mgmt | For | For | For | ||||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | ||||
9 | Elect Kathleen O'Neil | Mgmt | For | For | For | ||||
10 | Elect Tom Tinsley | Mgmt | For | For | For | ||||
11 | Amendment to the 2007 Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Boston Scientific Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BSX | CUSIP 101137107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | ||||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | ||||
3 | Elect Nelda Connors | Mgmt | For | For | For | ||||
4 | Elect Kristina Johnson | Mgmt | For | For | For | ||||
5 | Elect William Kucheman | Mgmt | For | For | For | ||||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||||
8 | Elect Pete Nicholas | Mgmt | For | For | For | ||||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | ||||
10 | Elect John Sununu | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
Broadcom Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BRCM | CUSIP 111320107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Nancy Handel | Mgmt | For | For | For | ||||
1.3 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
1.4 | Elect Maria Klawe | Mgmt | For | For | For | ||||
1.5 | Elect John Major | Mgmt | For | For | For | ||||
1.6 | Elect Scott McGregor | Mgmt | For | For | For | ||||
1.7 | Elect William Morrow | Mgmt | For | For | For | ||||
1.8 | Elect Henry Samueli | Mgmt | For | For | For | ||||
1.9 | Elect Robert Switz | Mgmt | For | For | For | ||||
2 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
3 | 2012 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
CA, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CA | CUSIP 12673P105 | 08/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Raymond Bromark | Mgmt | For | For | For | ||||
2 | Elect Gary Fernandes | Mgmt | For | For | For | ||||
3 | Elect Rohit Kapoor | Mgmt | For | For | For | ||||
4 | Elect Kay Koplovitz | Mgmt | For | For | For | ||||
5 | Elect Christopher Lofgren | Mgmt | For | For | For | ||||
6 | Elect William McCracken | Mgmt | For | For | For | ||||
7 | Elect Richard Sulpizio | Mgmt | For | For | For | ||||
8 | Elect Laura Unger | Mgmt | For | For | For | ||||
9 | Elect Arthur Weinbach | Mgmt | For | For | For | ||||
10 | Elect Ron Zambonini | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2011 Incentive Plan | Mgmt | For | For | For | ||||
15 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Calpine Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CPN | CUSIP 131347304 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Frank Cassidy | Mgmt | For | For | For | ||||
1.2 | Elect Jack Fusco | Mgmt | For | For | For | ||||
1.3 | Elect Robert Hinckley | Mgmt | For | For | For | ||||
1.4 | Elect David Merritt | Mgmt | For | For | For | ||||
1.5 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||||
1.6 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect William E. Oberndorf | Mgmt | For | For | For | ||||
1.8 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.9 | Elect J. Stuart Ryan | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cameron International Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | ||||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | ||||
3 | Elect Douglas Foshee | Mgmt | For | For | For | ||||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | Against | ||||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | ||||
Capital One Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Fairbank | Mgmt | For | For | For | ||||
2 | Elect Peter Raskind | Mgmt | For | For | For | ||||
3 | Elect Bradford Warner | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | ||||
Cardinal Health, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CAH | CUSIP 14149Y108 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Colleen Arnold | Mgmt | For | For | For | ||||
2 | Elect George Barrett | Mgmt | For | For | For | ||||
3 | Elect Glenn Britt | Mgmt | For | For | For | ||||
4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
5 | Elect Calvin Darden | Mgmt | For | For | For | ||||
6 | Elect Bruce Downey | Mgmt | For | For | For | ||||
7 | Elect John Finn | Mgmt | For | For | For | ||||
8 | Elect Gregory Kenny | Mgmt | For | For | For | ||||
9 | Elect David King | Mgmt | For | For | For | ||||
10 | Elect Richard Notebaert | Mgmt | For | For | For | ||||
11 | Elect David Raisbeck | Mgmt | For | For | For | ||||
12 | Elect Jean Spaulding | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
CareFusion Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CFN | CUSIP 14170T101 | 11/02/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | ||||
2 | Elect Michael O'Halleran | Mgmt | For | For | For | ||||
3 | Elect Robert Wayman | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Carnival plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCL | CUSIP 143658300 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Micky Arison | Mgmt | For | For | For | ||||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | ||||
3 | Elect Robert Dickinson | Mgmt | For | For | For | ||||
4 | Elect Arnold Donald | Mgmt | For | For | For | ||||
5 | Elect Pier Foschi | Mgmt | For | For | For | ||||
6 | Elect Howard Frank | Mgmt | For | For | For | ||||
7 | Elect Richard Glasier | Mgmt | For | For | For | ||||
8 | Elect Debra Kelly-Ennis | Mgmt | For | For | For | ||||
9 | Elect Modesto Maidique | Mgmt | For | For | For | ||||
10 | Elect John Parker | Mgmt | For | For | For | ||||
11 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect Stuart Subotnick | Mgmt | For | For | For | ||||
13 | Elect Laura Weil | Mgmt | For | For | For | ||||
14 | Elect Randall Weisenburger | Mgmt | For | For | For | ||||
15 | Appointment of Auditor | Mgmt | For | For | For | ||||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
17 | Accounts and Reports | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Director's Remuneration Report | Mgmt | For | For | For | ||||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Celanese Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barlett | Mgmt | For | For | For | ||||
2 | Elect David Hoffmeister | Mgmt | For | For | For | ||||
3 | Elect Paul O'Neill | Mgmt | For | For | For | ||||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Celgene Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CELG | CUSIP 151020104 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Hugin | Mgmt | For | For | For | ||||
1.2 | Elect Richard Barker D. Phil | Mgmt | For | For | For | ||||
1.3 | Elect Michael Casey | Mgmt | For | For | For | ||||
1.4 | Elect Carrie Cox | Mgmt | For | For | For | ||||
1.5 | Elect Rodman Drake | Mgmt | For | For | For | ||||
1.6 | Elect Michael Friedman | Mgmt | For | For | For | ||||
1.7 | Elect Gilla Kaplan | Mgmt | For | For | For | ||||
1.8 | Elect James Loughlin | Mgmt | For | For | For | ||||
1.9 | Elect Ernest Mario | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2008 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
CenturyLink, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTL | CUSIP 156700106 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
3.1 | Elect Fred Nichols | Mgmt | For | For | For | ||||
3.2 | Elect Harvey Perry | Mgmt | For | For | For | ||||
3.3 | Elect Laurie Siegel | Mgmt | For | For | For | ||||
3.4 | Elect Joseph Zimmel | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Bonus Deferrals | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
CF Industries Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CF | CUSIP 125269100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Furbacher | Mgmt | For | For | For | ||||
1.2 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
Chevron Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Linnet Deily | Mgmt | For | Against | Against | ||||
2 | Elect Robert Denham | Mgmt | For | Against | Against | ||||
3 | Elect Chuck Hagel | Mgmt | For | Against | Against | ||||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect George Kirkland | Mgmt | For | Against | Against | ||||
6 | Elect Charles Moorman, IV | Mgmt | For | Against | Against | ||||
7 | Elect Kevin Sharer | Mgmt | For | Against | Against | ||||
8 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
9 | Elect Ronald Sugar | Mgmt | For | Against | Against | ||||
10 | Elect Carl Ware | Mgmt | For | Against | Against | ||||
11 | Elect John Watson | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||||
CIGNA Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CI | CUSIP 125509109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Partridge | Mgmt | For | For | For | ||||
2 | Elect James Rogers | Mgmt | For | For | For | ||||
3 | Elect Joseph Sullivan | Mgmt | For | For | For | ||||
4 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||||
8 | Repeal of Classified Board | Mgmt | N/A | For | N/A | ||||
Cisco Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Michael Capellas | Mgmt | For | For | For | ||||
4 | Elect Larry Carter | Mgmt | For | For | For | ||||
5 | Elect John Chambers | Mgmt | For | For | For | ||||
6 | Elect Brian Halla | Mgmt | For | For | For | ||||
7 | Elect John Hennessy | Mgmt | For | For | For | ||||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | ||||
9 | Elect Roderick McGeary | Mgmt | For | For | For | ||||
10 | Elect Arun Sarin | Mgmt | For | For | For | ||||
11 | Elect Steven West | Mgmt | For | For | For | ||||
12 | Elect Jerry Yang | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Citigroup Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
C | CUSIP 172967424 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Franz Humer | Mgmt | For | For | For | ||||
2 | Elect Robert Joss | Mgmt | For | For | For | ||||
3 | Elect Michael O'Neill | Mgmt | For | For | For | ||||
4 | Elect Vikram Pandit | Mgmt | For | For | For | ||||
5 | Elect Lawrence Ricciardi | Mgmt | For | For | For | ||||
6 | Elect Judith Rodin | Mgmt | For | For | For | ||||
7 | Elect Robert Ryan | Mgmt | For | For | For | ||||
8 | Elect Anthony Santomero | Mgmt | For | For | For | ||||
9 | Elect Joan Spero | Mgmt | For | For | For | ||||
10 | Elect Diana Taylor | Mgmt | For | For | For | ||||
11 | Elect William Thompson, Jr. | Mgmt | For | For | For | ||||
12 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Cliffs Natural Resources Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CLF | CUSIP 18683K101 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
2 | Elect Susan Cunningham | Mgmt | For | For | For | ||||
3 | Elect Barry Eldridge | Mgmt | For | For | For | ||||
4 | Elect Andres Gluski | Mgmt | For | For | For | ||||
5 | Elect Susan Green | Mgmt | For | For | For | ||||
6 | Elect Janice Henry | Mgmt | For | For | For | ||||
7 | Elect James Kirsch | Mgmt | For | For | For | ||||
8 | Elect Francis McAllister | Mgmt | For | For | For | ||||
9 | Elect Richard Riederer | Mgmt | For | For | For | ||||
10 | Elect Richard Ross | Mgmt | For | For | For | ||||
11 | Amendment to Regulations to allow the Board to Amend the Regulations without Shareholder Approval | Mgmt | For | Against | Against | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Incentive Equity Plan | Mgmt | For | For | For | ||||
14 | 2012 Executive Management Performance Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
CME Group Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CME | CUSIP 12572Q105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Chookaszian | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Larry Gerdes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Daniel Glickman | Mgmt | For | Withhold | Against | ||||
1.4 | Elect James Oliff | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Edemir Pinto | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Alex Pollock | Mgmt | For | Withhold | Against | ||||
1.7 | Elect William Shepard | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board and Amendments Related to the Expiration of the Rights Plan and Director Removal | Mgmt | For | For | For | ||||
5 | Amendment to the Omnibus Stock Plan | Mgmt | For | For | For | ||||
6 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||||
Coach, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COH | CUSIP 189754104 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lew Frankfort | Mgmt | For | For | For | ||||
1.2 | Elect Susan Kropf | Mgmt | For | For | For | ||||
1.3 | Elect Gary Loveman | Mgmt | For | For | For | ||||
1.4 | Elect Ivan Menezes | Mgmt | For | For | For | ||||
1.5 | Elect Irene Miller | Mgmt | For | For | For | ||||
1.6 | Elect Michael Murphy | Mgmt | For | For | For | ||||
1.7 | Elect Jide Zeitlin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Cobalt International Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CIE | CUSIP 19075F106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Bryant | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Peter Coneway | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael France | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jack Golden | Mgmt | For | Withhold | Against | ||||
1.5 | Elect N. John Lancaster, Jr. | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Scott Lebovitz | Mgmt | For | Withhold | Against | ||||
1.7 | Elect Jon Marshall | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Kenneth Moore | Mgmt | For | Withhold | Against | ||||
1.9 | Elect Kenneth Pontarelli | Mgmt | For | Withhold | Against | ||||
1.10 | Elect Myles Scoggins | Mgmt | For | Withhold | Against | ||||
1.11 | Elect D. Jeff van Steenbergen | Mgmt | For | Withhold | Against | ||||
1.12 | Elect Martin Young, Jr. | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coca-Cola Enterprises, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCE | CUSIP 19122T109 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jan Bennink | Mgmt | For | For | For | ||||
1.2 | Elect John Brock | Mgmt | For | For | For | ||||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | ||||
1.4 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
1.5 | Elect Orrin Ingram II | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Johnson | Mgmt | For | For | For | ||||
1.7 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
1.8 | Elect Veronique Morali | Mgmt | For | For | For | ||||
1.9 | Elect Garry Watts | Mgmt | For | For | For | ||||
1.10 | Elect Curtis Welling | Mgmt | For | For | For | ||||
1.11 | Elect Phoebe Wood | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Cognizant Technology Solutions Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CTSH | CUSIP 192446102 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Francisco D'Souza | Mgmt | For | For | For | ||||
2 | Elect John Fox, Jr. | Mgmt | For | For | For | ||||
3 | Elect Thomas Wendel | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Colgate-Palmolive Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||||
2 | Elect John Cahill | Mgmt | For | For | For | ||||
3 | Elect Ian Cook | Mgmt | For | For | For | ||||
4 | Elect Helene Gayle | Mgmt | For | For | For | ||||
5 | Elect Ellen Hancock | Mgmt | For | For | For | ||||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||||
7 | Elect Richard Kogan | Mgmt | For | For | For | ||||
8 | Elect Delano Lewis | Mgmt | For | For | For | ||||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||||
10 | Elect Stephen Sadove | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||||
Comcast Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | ||||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | ||||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | ||||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | ||||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | ||||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | ||||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | ||||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | ||||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | ||||
Comerica Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CMA | CUSIP 200340107 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Lindner | Mgmt | For | For | For | ||||
2 | Elect Robert Taubman | Mgmt | For | For | For | ||||
3 | Elect Reginald Turner | Mgmt | For | For | For | ||||
4 | Elect Roger Cregg | Mgmt | For | For | For | ||||
5 | Elect T. Kevin DeNicola | Mgmt | For | For | For | ||||
6 | Elect Alfred Piergallini | Mgmt | For | For | For | ||||
7 | Elect Nina Vaca | Mgmt | For | For | For | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Computer Sciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CSC | CUSIP 205363104 | 08/08/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Irving Bailey, II | Mgmt | For | For | For | ||||
2 | Elect David Barram | Mgmt | For | For | For | ||||
3 | Elect Stephen Baum | Mgmt | For | For | For | ||||
4 | Elect Erik Brynjolfsson | Mgmt | For | For | For | ||||
5 | Elect Rodney Chase | Mgmt | For | For | For | ||||
6 | Elect Judith Haberkorn | Mgmt | For | For | For | ||||
7 | Elect Michael Laphen | Mgmt | For | For | For | ||||
8 | Elect F. Warren McFarlan | Mgmt | For | For | For | ||||
9 | Elect Chong Sup Park | Mgmt | For | For | For | ||||
10 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | 2011 Omnibus Incentive Plan | Mgmt | For | Against | Against | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
ConocoPhillips | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Armitage | Mgmt | For | For | For | ||||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | ||||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Ruth Harkin | Mgmt | For | For | For | ||||
6 | Elect Ryan Lance | Mgmt | For | For | For | ||||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect James Mulva | Mgmt | For | For | For | ||||
10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
11 | Elect Harald Norvik | Mgmt | For | For | For | ||||
12 | Elect William Reilly | Mgmt | For | For | For | ||||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | ||||
14 | Elect Kathryn Turner | Mgmt | For | For | For | ||||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
CONSOL Energy Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CNX | CUSIP 20854P109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | ||||
1.2 | Elect Philip Baxter | Mgmt | For | For | For | ||||
1.3 | Elect James Altmeyer, Sr. | Mgmt | For | Withhold | Against | ||||
1.4 | Elect William Davis | Mgmt | For | For | For | ||||
1.5 | Elect Raj Gupta | Mgmt | For | For | For | ||||
1.6 | Elect Patricia Hammick | Mgmt | For | For | For | ||||
1.7 | Elect David Hardesty, Jr. | Mgmt | For | Withhold | Against | ||||
1.8 | Elect John Mills | Mgmt | For | For | For | ||||
1.9 | Elect William Powell | Mgmt | For | For | For | ||||
1.10 | Elect Joseph Williams | Mgmt | For | For | For | ||||
2 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Cooper Industries Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CBE | CUSIP G24140108 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ivor Evans | Mgmt | For | For | For | ||||
2 | Elect Kirk Hachigian | Mgmt | For | For | For | ||||
3 | Elect Lawrence Kingsley | Mgmt | For | For | For | ||||
4 | Accounts and Reports | Mgmt | For | For | For | ||||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Authority of Subsidiaries to Repurchase Shares | Mgmt | For | For | For | ||||
8 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | ||||
Corning Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Seely Brown | Mgmt | For | For | For | ||||
2 | Elect Stephanie Burns | Mgmt | For | For | For | ||||
3 | Elect John Canning Jr. | Mgmt | For | For | For | ||||
4 | Elect Richard Clark | Mgmt | For | For | For | ||||
5 | Elect James Flaws | Mgmt | For | For | For | ||||
6 | Elect Gordon Gund | Mgmt | For | For | For | ||||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | ||||
8 | Elect Deborah Rieman | Mgmt | For | For | For | ||||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | ||||
10 | Elect Mark Wrighton | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
Costco Wholesale Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Sinegal | Mgmt | For | For | For | ||||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | ||||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | ||||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Coventry Health Care, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVH | CUSIP 222862104 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Daniel Mendelson | Mgmt | For | Against | Against | ||||
2 | Elect Rodman Moorhead, III | Mgmt | For | Against | Against | ||||
3 | Elect Timothy Weglicki | Mgmt | For | Against | Against | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Amendment to Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | ||||
Covidien Public Limited Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jose Almeida | Mgmt | For | For | For | ||||
2 | Elect Craig Arnold | Mgmt | For | For | For | ||||
3 | Elect Robert Brust | Mgmt | For | For | For | ||||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
6 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | ||||
8 | Elect Martin Madaus | Mgmt | For | For | For | ||||
9 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | ||||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
14 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | ||||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | ||||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | ||||
Crown Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CCK | CUSIP 228368106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
1.2 | Elect John Conway | Mgmt | For | For | For | ||||
1.3 | Elect Arnold Donald | Mgmt | For | For | For | ||||
1.4 | Elect William Little | Mgmt | For | For | For | ||||
1.5 | Elect Hans Loliger | Mgmt | For | For | For | ||||
1.6 | Elect James Miller | Mgmt | For | For | For | ||||
1.7 | Elect Josef Muller | Mgmt | For | For | For | ||||
1.8 | Elect Thomas Ralph | Mgmt | For | For | For | ||||
1.9 | Elect Hugues du Rouret | Mgmt | For | For | For | ||||
1.10 | Elect Jim Turner | Mgmt | For | For | For | ||||
1.11 | Elect William Urkiel | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
CVS Caremark Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||||
2 | Elect David Dorman | Mgmt | For | For | For | ||||
3 | Elect Anne Finucane | Mgmt | For | For | For | ||||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | ||||
5 | Elect Marian Heard | Mgmt | For | For | For | ||||
6 | Elect Larry Merlo | Mgmt | For | For | For | ||||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | ||||
9 | Elect Richard Swift | Mgmt | For | For | For | ||||
10 | Elect Tony White | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Cymer, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CYMI | CUSIP 232572107 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charles Abbe | Mgmt | For | For | For | ||||
1.2 | Elect Robert Akins | Mgmt | For | For | For | ||||
1.3 | Elect Edward Braun | Mgmt | For | For | For | ||||
1.4 | Elect Michael Gaulke | Mgmt | For | For | For | ||||
1.5 | Elect William Oldham | Mgmt | For | For | For | ||||
1.6 | Elect Eric Ruttenberg | Mgmt | For | For | For | ||||
1.7 | Elect Peter Simone | Mgmt | For | For | For | ||||
1.8 | Elect Young Sohn | Mgmt | For | For | For | ||||
1.9 | Elect Jon Tompkins | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | ||||
Deere & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DE | CUSIP 244199105 | 02/29/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
2 | Elect Vance Coffman | Mgmt | For | For | For | ||||
3 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | ||||
4 | Elect Dipak Jain | Mgmt | For | For | For | ||||
5 | Elect Clayton Jones | Mgmt | For | For | For | ||||
6 | Elect Joachim Milberg | Mgmt | For | Against | Against | ||||
7 | Elect Richard Myers | Mgmt | For | For | For | ||||
8 | Elect Thomas Patrick | Mgmt | For | For | For | ||||
9 | Elect Sherry Smith | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Non-Employee Director Stock Ownership Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Delta Air Lines, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DAL | CUSIP 247361702 | 06/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
2 | Elect Edward Bastian | Mgmt | For | For | For | ||||
3 | Elect Roy Bostock | Mgmt | For | For | For | ||||
4 | Elect John Brinzo | Mgmt | For | For | For | ||||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||||
6 | Elect David DeWalt | Mgmt | For | For | For | ||||
7 | Elect Mickey Foret | Mgmt | For | For | For | ||||
8 | Elect Shirley Franklin | Mgmt | For | For | For | ||||
9 | Elect David Goode | Mgmt | For | For | For | ||||
10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||||
11 | Elect Kenneth Rogers | Mgmt | For | For | For | ||||
12 | Elect Kenneth Woodrow | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Re-Approval of the Performance Goals Under the 2007 Performance Compensation Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dendreon Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNDN | CUSIP 24823Q107 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Johnson | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Dennis Fenton | Mgmt | For | For | For | ||||
4 | Elect David Urdal | Mgmt | For | For | For | ||||
5 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dick's Sporting Goods, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DKS | CUSIP 253393102 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect William Colombo | Mgmt | For | For | For | ||||
1.2 | Elect Larry Stone | Mgmt | For | For | For | ||||
2 | 2012 Stock and Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Digital Realty Trust, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DLR | CUSIP 253868103 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Election of Directors | Mgmt | For | For | For | ||||
2 | Elect Laurence Chapman | Mgmt | For | For | For | ||||
3 | Elect Kathleen Earley | Mgmt | For | For | For | ||||
4 | Elect Ruann Ernst | Mgmt | For | For | For | ||||
5 | Elect Dennis Singleton | Mgmt | For | For | For | ||||
6 | Elect Robert Zerbst | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Discover Financial Services | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DFS | CUSIP 254709108 | 04/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | ||||
2 | Elect Mary Bush | Mgmt | For | For | For | ||||
3 | Elect Gregory Case | Mgmt | For | For | For | ||||
4 | Elect Robert Devlin | Mgmt | For | For | For | ||||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | ||||
6 | Elect Richard Lenny | Mgmt | For | For | For | ||||
7 | Elect Thomas Maheras | Mgmt | For | For | For | ||||
8 | Elect Michael Moskow | Mgmt | For | For | For | ||||
9 | Elect David Nelms | Mgmt | For | For | For | ||||
10 | Elect E. Follin Smith | Mgmt | For | For | For | ||||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dollar General Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DG | CUSIP 256677105 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raj Agrawal | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Warren Bryant | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Calbert | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Richard Dreiling | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Adrian Jones | Mgmt | For | Withhold | Against | ||||
1.6 | Elect William Rhodes III | Mgmt | For | Withhold | Against | ||||
1.7 | Elect David Rickard | Mgmt | For | Withhold | Against | ||||
2 | Reapproval of the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
3 | Reapproval of the Annual Incentive Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Dover Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOV | CUSIP 260003108 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Benson | Mgmt | For | For | For | ||||
2 | Elect Robert Cremin | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Ergas | Mgmt | For | For | For | ||||
4 | Elect Peter Francis | Mgmt | For | For | For | ||||
5 | Elect Kristiane Graham | Mgmt | For | For | For | ||||
6 | Elect Robert Livingston | Mgmt | For | For | For | ||||
7 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
8 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
9 | Elect Michael Stubbs | Mgmt | For | For | For | ||||
10 | Elect Stephen Todd | Mgmt | For | For | For | ||||
11 | Elect Stephen Wagner | Mgmt | For | For | For | ||||
12 | Elect Mary Winston | Mgmt | For | For | For | ||||
13 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Dow Chemical Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DOW | CUSIP 260543103 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arnold Allemang | Mgmt | For | For | For | ||||
2 | Elect Jacqueline Barton | Mgmt | For | For | For | ||||
3 | Elect James Bell | Mgmt | For | For | For | ||||
4 | Elect Jeff Fettig | Mgmt | For | For | For | ||||
5 | Elect John Hess | Mgmt | For | For | For | ||||
6 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
7 | Elect Paul Polman | Mgmt | For | For | For | ||||
8 | Elect Dennis Reilley | Mgmt | For | For | For | ||||
9 | Elect James Ringler | Mgmt | For | Against | Against | ||||
10 | Elect Ruth Shaw | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | 2012 Stock Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
Dun & Bradstreet Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DNB | CUSIP 26483E100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Austin Adams | Mgmt | For | For | For | ||||
2 | Elect John Alden | Mgmt | For | For | For | ||||
3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||||
4 | Elect James Fernandez | Mgmt | For | For | For | ||||
5 | Elect Raul Garcia | Mgmt | For | For | For | ||||
6 | Elect Douglas Kehring | Mgmt | For | For | For | ||||
7 | Elect Sara Mathew | Mgmt | For | For | For | ||||
8 | Elect Sandra Peterson | Mgmt | For | For | For | ||||
9 | Elect Michael Winkler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
E TRADE Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETFC | CUSIP 269246401 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Repeal of Classified Board | Mgmt | For | For | For | ||||
2 | Elect Rodger Lawson | Mgmt | For | For | For | ||||
3 | Elect Frank Petrilli | Mgmt | For | For | For | ||||
4 | Elect Rebecca Saeger | Mgmt | For | For | For | ||||
5 | Elect Joseph Sclafani | Mgmt | For | For | For | ||||
6 | Elect Stephen Willard | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
8 | Ratification of Auditor | Mgmt | For | For | For | ||||
E.I. du Pont de Nemours and Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DD | CUSIP 263534109 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lamberto Andreotti | Mgmt | For | For | For | ||||
2 | Elect Richard Brown | Mgmt | For | For | For | ||||
3 | Elect Robert Brown | Mgmt | For | For | For | ||||
4 | Elect Bertrand Collomb | Mgmt | For | For | For | ||||
5 | Elect Curtis Crawford | Mgmt | For | For | For | ||||
6 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
7 | Elect Eleuthere Du Pont | Mgmt | For | For | For | ||||
8 | Elect Marillyn Hewson | Mgmt | For | For | For | ||||
9 | Elect Lois Juliber | Mgmt | For | For | For | ||||
10 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
11 | Elect Lee Thomas | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For | ||||
Eaton Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETN | CUSIP 278058102 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
2 | Elect Arthur Johnson | Mgmt | For | For | For | ||||
3 | Elect Deborah McCoy | Mgmt | For | For | For | ||||
4 | 2012 Stock Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
eBay Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
3 | Elect Dawn Lepore | Mgmt | For | For | For | ||||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | ||||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For | For | ||||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
Edison International | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EIX | CUSIP 281020107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jagjeet Bindra | Mgmt | For | For | For | ||||
2 | Elect Vanessa Chang | Mgmt | For | For | For | ||||
3 | Elect France Cordova | Mgmt | For | For | For | ||||
4 | Elect Theodore Craver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Charles Curtis | Mgmt | For | For | For | ||||
6 | Elect Bradford Freeman | Mgmt | For | For | For | ||||
7 | Elect Luis Nogales | Mgmt | For | For | For | ||||
8 | Elect Ronald Olson | Mgmt | For | For | For | ||||
9 | Elect Richard Schlosberg, III | Mgmt | For | For | For | ||||
10 | Elect Thomas Sutton | Mgmt | For | For | For | ||||
11 | Elect Peter Taylor | Mgmt | For | For | For | ||||
12 | Elect Brett White | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
Edwards Lifesciences Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mike Bowlin | Mgmt | For | For | For | ||||
2 | Elect Barbara McNeil | Mgmt | For | For | For | ||||
3 | Elect Michael Mussallem | Mgmt | For | For | For | ||||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles | Mgmt | For | For | For | ||||
2 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Arno Hugo Agustin Filho | Mgmt | For | Against | Against | ||||
2 | Election of Board Chairman | Mgmt | For | For | For | ||||
Embraer SA | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EMBR3 | CUSIP 29082A107 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
3 | Election of Supervisory Council Members | Mgmt | For | For | For | ||||
4 | Remuneration Policy | Mgmt | For | Against | Against | ||||
5 | Supervisory Council Fees | Mgmt | For | For | For | ||||
Energen Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EGN | CUSIP 29265N108 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Judy Merritt | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Snider | Mgmt | For | For | For | ||||
1.3 | Elect Gary Youngblood | Mgmt | For | For | For | ||||
1.4 | Elect Jay Grinney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Energizer Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ENR | CUSIP 29266R108 | 01/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Bill Armstrong | Mgmt | For | For | For | ||||
2 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
3 | Elect Pamela Nicholson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Entergy Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ETR | CUSIP 29364G103 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Maureen Bateman | Mgmt | For | For | For | ||||
2 | Elect Gary Edwards | Mgmt | For | For | For | ||||
3 | Elect Alexis Herman | Mgmt | For | For | For | ||||
4 | Elect Donald Hintz | Mgmt | For | For | For | ||||
5 | Elect J. Wayne Leonard | Mgmt | For | For | For | ||||
6 | Elect Stuart Levenick | Mgmt | For | For | For | ||||
7 | Elect Blanche Lincoln | Mgmt | For | For | For | ||||
8 | Elect Stewart Myers | Mgmt | For | For | For | ||||
9 | Elect William Percy, II | Mgmt | For | For | For | ||||
10 | Elect W.J. Tauzin | Mgmt | For | For | For | ||||
11 | Elect Steven Wilkinson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Equifax Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EFX | CUSIP 294429105 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Copeland, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Daleo | Mgmt | For | For | For | ||||
3 | Elect Walter Driver, Jr. | Mgmt | For | For | For | ||||
4 | Elect Mark Feidler | Mgmt | For | For | For | ||||
5 | Elect L. Phillip Humann | Mgmt | For | For | For | ||||
6 | Elect Siri Marshall | Mgmt | For | For | For | ||||
7 | Elect John McKinley | Mgmt | For | For | For | ||||
8 | Elect Richard Smith | Mgmt | For | For | For | ||||
9 | Elect Mark Templeton | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Estee Lauder Companies Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
EL | CUSIP 518439104 | 11/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Wei Sun Christianson | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Fabrizio Freda | Mgmt | For | Withhold | Against | ||||
1.4 | Elect Jane Lauder | Mgmt | For | Withhold | Against | ||||
1.5 | Elect Leonard Lauder | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Express Scripts Holding Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||||
2 | Elect Maura Breen | Mgmt | For | For | For | ||||
3 | Elect William DeLaney | Mgmt | For | For | For | ||||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Myrtle Potter | Mgmt | For | For | For | ||||
11 | Elect William Roper | Mgmt | For | For | For | ||||
12 | Elect Samuel Skinner | Mgmt | For | For | For | ||||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Express Scripts, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ESRX | CUSIP 302182100 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Exxon Mobil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | ||||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | ||||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | ||||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
1.7 | Elect William George | Mgmt | For | For | For | ||||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | ||||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | ||||
FedEx Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FDX | CUSIP 31428X106 | 09/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect John Edwardson | Mgmt | For | For | For | ||||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||||
11 | Elect David Steiner | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | ||||
Fidelity National Information Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FIS | CUSIP 31620M106 | 05/30/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect William Foley II | Mgmt | For | For | For | ||||
2 | Elect Thomas Hagerty | Mgmt | For | For | For | ||||
3 | Elect Keith Hughes | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Fifth Third Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FITB | CUSIP 316773100 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | ||||
1.2 | Elect B. Evan Bayh III | Mgmt | For | For | For | ||||
1.3 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Emerson Brumback | Mgmt | For | For | For | ||||
1.5 | Elect James Hackett | Mgmt | For | For | For | ||||
1.6 | Elect Gary Heminger | Mgmt | For | For | For | ||||
1.7 | Elect Jewell Hoover | Mgmt | For | For | For | ||||
1.8 | Elect William Isaac | Mgmt | For | For | For | ||||
1.9 | Elect Kevin Kabat | Mgmt | For | For | For | ||||
1.10 | Elect Mitchel Livingston | Mgmt | For | For | For | ||||
1.11 | Elect Michael McCallister | Mgmt | For | For | For | ||||
1.12 | Elect Hendrick Meijer | Mgmt | For | For | For | ||||
1.13 | Elect John Schiff, Jr. | Mgmt | For | For | For | ||||
1.14 | Elect Marsha Williams | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
First Horizon National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FHN | CUSIP 320517105 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Carter | Mgmt | For | For | For | ||||
2 | Elect John Compton | Mgmt | For | For | For | ||||
3 | Elect Mark Emkes | Mgmt | For | For | For | ||||
4 | Elect Vicky Gregg | Mgmt | For | For | For | ||||
5 | Elect James Haslam III | Mgmt | For | For | For | ||||
6 | Elect D. Bryan Jordan | Mgmt | For | For | For | ||||
7 | Elect R. Brad Martin | Mgmt | For | For | For | ||||
8 | Elect Scott Niswonger | Mgmt | For | For | For | ||||
9 | Elect Vicki Palmer | Mgmt | For | For | For | ||||
10 | Elect Colin Reed | Mgmt | For | For | For | ||||
11 | Elect Luke Yancy III | Mgmt | For | For | For | ||||
12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | ||||
13 | Amendment to the Management Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | Against | Against | ||||
First Solar, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FSLR | CUSIP 336433107 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Ahearn | Mgmt | For | For | For | ||||
1.2 | Elect Richard Chapman | Mgmt | For | For | For | ||||
1.3 | Elect George Hambro | Mgmt | For | For | For | ||||
1.4 | Elect Craig Kennedy | Mgmt | For | For | For | ||||
1.5 | Elect James Nolan | Mgmt | For | For | For | ||||
1.6 | Elect William Post | Mgmt | For | For | For | ||||
1.7 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
1.8 | Elect Paul Stebbins | Mgmt | For | For | For | ||||
1.9 | Elect Michael Sweeney | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||||
4 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | ||||
Firstenergy Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FE | CUSIP 337932107 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Paul Addison | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Alexander | Mgmt | For | For | For | ||||
1.3 | Elect Michael Anderson | Mgmt | For | For | For | ||||
1.4 | Elect Carol Cartwright | Mgmt | For | For | For | ||||
1.5 | Elect William Cottle | Mgmt | For | For | For | ||||
1.6 | Elect Robert Heisler, Jr. | Mgmt | For | For | For | ||||
1.7 | Elect Julia Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Ted Kleisner | Mgmt | For | For | For | ||||
1.9 | Elect Donald Misheff | Mgmt | For | For | For | ||||
1.10 | Elect Ernest Novak, Jr. | Mgmt | For | For | For | ||||
1.11 | Elect Christopher Pappas | Mgmt | For | For | For | ||||
1.12 | Elect Catherine Rein | Mgmt | For | For | For | ||||
1.13 | Elect George Smart | Mgmt | For | For | For | ||||
1.14 | Elect Wesley Taylor | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Coal Combustion Waste | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Report on Coal Risk | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding the Adoption of Simple Majority Vote | ShrHoldr | Against | For | Against | ||||
Fiserv, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FISV | CUSIP 337738108 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Kearney | Mgmt | For | For | For | ||||
1.2 | Elect Jeffery Yabuki | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Fluor Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FLR | CUSIP 343412102 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Barker | Mgmt | For | For | For | ||||
2 | Elect Alan Bennett | Mgmt | For | For | For | ||||
3 | Elect Dean O'Hare | Mgmt | For | For | For | ||||
4 | Elect David Seaton | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
6 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Ford Motor Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
F | CUSIP 345370860 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Butler | Mgmt | For | For | For | ||||
2 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
3 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
4 | Elect Edsel Ford II | Mgmt | For | For | For | ||||
5 | Elect William Ford, Jr. | Mgmt | For | For | For | ||||
6 | Elect Richard Gephardt | Mgmt | For | For | For | ||||
7 | Elect James Hance, Jr. | Mgmt | For | For | For | ||||
8 | Elect William Helman IV | Mgmt | For | For | For | ||||
9 | Elect Irvine Hockaday, Jr. | Mgmt | For | For | For | ||||
10 | Elect Jon Huntsman, Jr. | Mgmt | For | For | For | ||||
11 | Elect Richard Manoogian | Mgmt | For | For | For | ||||
12 | Elect Ellen Marram | Mgmt | For | For | For | ||||
13 | Elect Alan Mulally | Mgmt | For | For | For | ||||
14 | Elect Homer Neal | Mgmt | For | For | For | ||||
15 | Elect Gerald Shaheen | Mgmt | For | For | For | ||||
16 | Elect John Thornton | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
Fortune Brands Home & Security Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FBHS | CUSIP 34964C106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Hackett | Mgmt | For | Against | Against | ||||
2 | Elect John Morikis | Mgmt | For | Against | Against | ||||
3 | Elect Ronald Waters, III | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Franklin Resources, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BEN | CUSIP 354613101 | 03/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Armacost | Mgmt | For | For | For | ||||
2 | Elect Charles Crocker | Mgmt | For | For | For | ||||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | ||||
4 | Elect Charles Johnson | Mgmt | For | For | For | ||||
5 | Elect Gregory Johnson | Mgmt | For | For | For | ||||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | ||||
7 | Elect Mark Pigott | Mgmt | For | For | For | ||||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | ||||
9 | Elect Laura Stein | Mgmt | For | For | For | ||||
10 | Elect Anne Tatlock | Mgmt | For | For | For | ||||
11 | Elect Geoffrey Yang | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Freeport-McMoran Copper & Gold Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | ||||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Robert Day | Mgmt | For | For | For | ||||
1.4 | Elect Gerald Ford | Mgmt | For | Withhold | Against | ||||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Charles Krulak | Mgmt | For | For | For | ||||
1.7 | Elect Bobby Lackey | Mgmt | For | For | For | ||||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | ||||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | ||||
1.10 | Elect James Moffett | Mgmt | For | For | For | ||||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | ||||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||||
General Dynamics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Barra | Mgmt | For | For | For | ||||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||||
3 | Elect James Crown | Mgmt | For | For | For | ||||
4 | Elect William Fricks | Mgmt | For | For | For | ||||
5 | Elect Jay Johnson | Mgmt | For | For | For | ||||
6 | Elect James Jones | Mgmt | For | For | For | ||||
7 | Elect Paul Kaminski | Mgmt | For | For | For | ||||
8 | Elect John Keane | Mgmt | For | For | For | ||||
9 | Elect Lester Lyles | Mgmt | For | For | For | ||||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | ||||
11 | Elect William Osborn | Mgmt | For | For | For | ||||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | ||||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
General Electric Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GE | CUSIP 369604103 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | ||||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
3 | Elect Ann Fudge | Mgmt | For | For | For | ||||
4 | Elect Susan Hockfield | Mgmt | For | For | For | ||||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | ||||
6 | Elect Andrea Jung | Mgmt | For | For | For | ||||
7 | Elect Alan Lafley | Mgmt | For | For | For | ||||
8 | Elect Robert Lane | Mgmt | For | For | For | ||||
9 | Elect Ralph Larsen | Mgmt | For | For | For | ||||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
11 | Elect James Mulva | Mgmt | For | For | For | ||||
12 | Elect Sam Nunn | Mgmt | For | For | For | ||||
13 | Elect Roger Penske | Mgmt | For | For | For | ||||
14 | Elect Robert Swieringa | Mgmt | For | For | For | ||||
15 | Elect James Tisch | Mgmt | For | For | For | ||||
16 | Elect Douglas Warner III | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
20 | Approval of Material Terms of Senior Officer Performance Goals | Mgmt | For | For | For | ||||
21 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
22 | Shareholder Proposal Regarding Nuclear Activities | ShrHoldr | Against | Against | For | ||||
23 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
24 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Goldcorp Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
G | CUSIP 380956409 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Telfer | Mgmt | For | For | For | ||||
1.2 | Elect Douglas Holtby | Mgmt | For | For | For | ||||
1.3 | Elect Charles Jeannes | Mgmt | For | For | For | ||||
1.4 | Elect John Bell | Mgmt | For | For | For | ||||
1.5 | Elect Lawrence Bell | Mgmt | For | Withhold | Against | ||||
1.6 | Elect Beverley Briscoe | Mgmt | For | For | For | ||||
1.7 | Elect Peter Dey | Mgmt | For | For | For | ||||
1.8 | Elect P. Randy Reifel | Mgmt | For | For | For | ||||
1.9 | Elect A. Dan Rovig | Mgmt | For | For | For | ||||
1.10 | Elect Blanca Trevino de Vega | Mgmt | For | For | For | ||||
1.11 | Elect Kenneth Williamson | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Amendment to the Restricted Share Plan | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Human Rights | ShrHldr | Against | Against | For | ||||
Google Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GOOG | CUSIP 38259P508 | 06/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | ||||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | ||||
1.5 | Elect Diane Greene | Mgmt | For | For | For | ||||
1.6 | Elect John Hennessy | Mgmt | For | For | For | ||||
1.7 | Elect Ann Mather | Mgmt | For | Withhold | Against | ||||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | ||||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Establish Class C Capital Stock | Mgmt | For | Against | Against | ||||
4 | Increase in Authorized Shares of Class A Common Stock | Mgmt | For | Against | Against | ||||
5 | Adopt Article Amendments to Ensure the Fair Treatment of Class A Common Stock | Mgmt | For | Against | Against | ||||
6 | 2012 Stock Plan | Mgmt | For | Against | Against | ||||
7 | 2012 Incentive Compensation Plan | Mgmt | For | Against | Against | ||||
8 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Arbitration | ShrHoldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||||
GrafTech International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GTI | CUSIP 384313102 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Randy Carson | Mgmt | For | For | For | ||||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
1.3 | Elect Harold Layman | Mgmt | For | For | For | ||||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | ||||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | ||||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | ||||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | ||||
1.8 | Elect Craig Shular | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Great Plains Energy Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | ||||
1.2 | Elect David Bodde | Mgmt | For | For | For | ||||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | ||||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | ||||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | ||||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | ||||
1.7 | Elect James Mitchell | Mgmt | For | For | For | ||||
1.8 | Elect John Sherman | Mgmt | For | For | For | ||||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | ||||
1.10 | Elect Robert West | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hanesbrands Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBI | CUSIP 410345102 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lee Chaden | Mgmt | For | For | For | ||||
1.2 | Elect Bobby Griffin | Mgmt | For | For | For | ||||
1.3 | Elect James Johnson | Mgmt | For | For | For | ||||
1.4 | Elect Jessica Mathews | Mgmt | For | For | For | ||||
1.5 | Elect J. Patrick Mulcahy | Mgmt | For | For | For | ||||
1.6 | Elect Ronald Nelson | Mgmt | For | For | For | ||||
1.7 | Elect Richard Noll | Mgmt | For | For | For | ||||
1.8 | Elect Andrew Schindler | Mgmt | For | For | For | ||||
1.9 | Elect Ann Ziegler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Hasbro, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HAS | CUSIP 418056107 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | ||||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | ||||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | ||||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | ||||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | ||||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | ||||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | ||||
1.12 | Elect Edward Philip | Mgmt | For | For | For | ||||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hertz Global Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HTZ | CUSIP 42805T105 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Carl Berquist | Mgmt | For | For | For | ||||
2 | Elect Michael Koehler | Mgmt | For | For | For | ||||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||||
4 | Elect Angel Morales | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hess Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HES | CUSIP 42809H107 | 05/02/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Hess | Mgmt | For | For | For | ||||
2 | Elect Samuel Bodman, III | Mgmt | For | For | For | ||||
3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | ||||
4 | Elect Craig Matthews | Mgmt | For | For | For | ||||
5 | Elect Ernst von Metzsch | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
8 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
9 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
Hewlett-Packard Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Marc Andreessen | Mgmt | For | For | For | ||||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | ||||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
4 | Elect John Hammergren | Mgmt | For | For | For | ||||
5 | Elect Raymond Lane | Mgmt | For | For | For | ||||
6 | Elect Ann Livermore | Mgmt | For | For | For | ||||
7 | Elect Gary Reiner | Mgmt | For | For | For | ||||
8 | Elect Patricia Russo | Mgmt | For | For | For | ||||
9 | Elect G. Kennedy Thompson | Mgmt | For | For | For | ||||
10 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
HomeAway, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
AWAY | CUSIP 43739Q100 | 06/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Todd Chaffee | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Carl Shepherd | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Robert Solomon | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
Honeywell International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HON | CUSIP 438516106 | 04/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
2 | Elect Kevin Burke | Mgmt | For | For | For | ||||
3 | Elect Jaime Chico Pardo | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
6 | Elect Linnet Deily | Mgmt | For | For | For | ||||
7 | Elect Judd Gregg | Mgmt | For | For | For | ||||
8 | Elect Lord Clive Hollick | Mgmt | For | For | For | ||||
9 | Elect George Paz | Mgmt | For | For | For | ||||
10 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Hubbell Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HUB.A | CUSIP 443510102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Lynn Good | Mgmt | For | For | For | ||||
1.2 | Elect Anthony Guzzi | Mgmt | For | For | For | ||||
1.3 | Elect Neal Keating | Mgmt | For | For | For | ||||
1.4 | Elect John Malloy | Mgmt | For | For | For | ||||
1.5 | Elect Andrew McNally, IV | Mgmt | For | For | For | ||||
1.6 | Elect Timothy Powers | Mgmt | For | For | For | ||||
1.7 | Elect G. Jackson Ratcliffe | Mgmt | For | For | For | ||||
1.8 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||||
1.9 | Elect John Russell | Mgmt | For | For | For | ||||
1.10 | Elect Richard Swift | Mgmt | For | For | For | ||||
1.11 | Elect Daniel Van Riper | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
Hudson City Bancorp, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HCBK | CUSIP 443683107 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Denis Salamone | Mgmt | For | For | For | ||||
2 | Elect Michael Azzara | Mgmt | For | For | For | ||||
3 | Elect Victoria Bruni | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
Huntington Bancshares Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HBAN | CUSIP 446150104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Casto III | Mgmt | For | For | For | ||||
1.2 | Elect Ann Crane | Mgmt | For | For | For | ||||
1.3 | Elect Steven Elliott | Mgmt | For | For | For | ||||
1.4 | Elect Michael Endres | Mgmt | For | For | For | ||||
1.5 | Elect John Gerlach, Jr. | Mgmt | For | For | For | ||||
1.6 | Elect David Lauer | Mgmt | For | For | For | ||||
1.7 | Elect Jonathan Levy | Mgmt | For | For | For | ||||
1.8 | Elect Richard Neu | Mgmt | For | For | For | ||||
1.9 | Elect David Porteous | Mgmt | For | For | For | ||||
1.10 | Elect Kathleen Ransier | Mgmt | For | For | For | ||||
1.11 | Elect Stephen Steinour | Mgmt | For | For | For | ||||
2 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Ingersoll-Rand Plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IR | CUSIP G47791101 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Berzin | Mgmt | For | For | For | ||||
2 | Elect John Bruton | Mgmt | For | For | For | ||||
3 | Elect Jared Cohon | Mgmt | For | For | For | ||||
4 | Elect Gary Forsee | Mgmt | For | For | For | ||||
5 | Elect Peter Godsoe | Mgmt | For | For | For | ||||
6 | Elect Edward Hagenlocker | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect Michael Lamach | Mgmt | For | For | For | ||||
9 | Elect Theodore Martin | Mgmt | For | For | For | ||||
10 | Elect Richard Swift | Mgmt | For | For | For | ||||
11 | Elect Tony White | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Appointment of Auditor | Mgmt | For | For | For | ||||
Intel Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | ||||
2 | Elect Andy Bryant | Mgmt | For | For | For | ||||
3 | Elect Susan Decker | Mgmt | For | For | For | ||||
4 | Elect John Donahoe | Mgmt | For | For | For | ||||
5 | Elect Reed Hundt | Mgmt | For | For | For | ||||
6 | Elect Paul Otellini | Mgmt | For | For | For | ||||
7 | Elect James Plummer | Mgmt | For | For | For | ||||
8 | Elect David Pottruck | Mgmt | For | For | For | ||||
9 | Elect Frank Yeary | Mgmt | For | For | For | ||||
10 | Elect David Yoffie | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
IntercontinentalExchange, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ICE | CUSIP 45865V100 | 05/18/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||||
2 | Elect Jean-Marc Forneri | Mgmt | For | For | For | ||||
3 | Elect Judd Gregg | Mgmt | For | For | For | ||||
4 | Elect Fred Hatfield | Mgmt | For | For | For | ||||
5 | Elect Terrence Martell | Mgmt | For | For | For | ||||
6 | Elect Callum McCarthy | Mgmt | For | For | For | ||||
7 | Elect Robert Reid | Mgmt | For | For | For | ||||
8 | Elect Frederic Salerno | Mgmt | For | For | For | ||||
9 | Elect Jeffrey Sprecher | Mgmt | For | For | For | ||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | ||||
11 | Elect Vincent Tese | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
International Business Machines Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IBM | CUSIP 459200101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alain Belda | Mgmt | For | For | For | ||||
2 | Elect William Brody | Mgmt | For | For | For | ||||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
4 | Elect Michael Eskew | Mgmt | For | For | For | ||||
5 | Elect David Farr | Mgmt | For | For | For | ||||
6 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
7 | Elect Andrew Liveris | Mgmt | For | For | For | ||||
8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect Samuel Palmisano | Mgmt | For | For | For | ||||
11 | Elect Virginia Rometty | Mgmt | For | For | For | ||||
12 | Elect Joan Spero | Mgmt | For | For | For | ||||
13 | Elect Sidney Taurel | Mgmt | For | For | For | ||||
14 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
International Paper Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IP | CUSIP 460146103 | 05/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Bronczek | Mgmt | For | For | For | ||||
2 | Elect Ahmet Dorduncu | Mgmt | For | For | For | ||||
3 | Elect John Faraci | Mgmt | For | For | For | ||||
4 | Elect Stacey Mobley | Mgmt | For | For | For | ||||
5 | Elect Joan Spero | Mgmt | For | For | For | ||||
6 | Elect John Townsend III | Mgmt | For | For | For | ||||
7 | Elect John Turner | Mgmt | For | For | For | ||||
8 | Elect William Walter | Mgmt | For | For | For | ||||
9 | Elect J. Steven Whisler | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Interpublic Group of Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IPG | CUSIP 460690100 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jocelyn Carter-Miller | Mgmt | For | For | For | ||||
2 | Elect Jill Considine | Mgmt | For | For | For | ||||
3 | Elect Richard Goldstein | Mgmt | For | For | For | ||||
4 | Elect Mary Guilfoile | Mgmt | For | For | For | ||||
5 | Elect H. John Greeniaus | Mgmt | For | For | For | ||||
6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
7 | Elect William Kerr | Mgmt | For | For | For | ||||
8 | Elect Michael Roth | Mgmt | For | For | For | ||||
9 | Elect David Thomas | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Intuitive Surgical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ISRG | CUSIP 46120E602 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Guthart | Mgmt | For | For | For | ||||
2 | Elect Mark Rubash | Mgmt | For | For | For | ||||
3 | Elect Lonnie Smith | Mgmt | For | For | For | ||||
4 | Amendment to the 2010 Incentive Award Plan | Mgmt | For | Against | Against | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Invesco Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
IVZ | CUSIP G491BT108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Martin Flanagan | Mgmt | For | For | For | ||||
2 | Elect C. Robert Henrikson | Mgmt | For | For | For | ||||
3 | Elect Ben Johnson III | Mgmt | For | For | For | ||||
4 | Elect J. Thomas Presby | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
JinkoSolar Holding Co. Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JKS | CUSIP 47759T100 | 09/28/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Amendments to Articles - Change in Company Name | Mgmt | For | For | For | ||||
2 | Elect Kangping Chen | Mgmt | For | Against | Against | ||||
3 | Elect Xianhua Li | Mgmt | For | Against | Against | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||||
6 | Amendment to the Long Term Incentive Plan | Mgmt | For | Against | Against | ||||
7 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Johnson & Johnson | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Mary Coleman | Mgmt | For | For | For | ||||
2 | Elect James Cullen | Mgmt | For | For | For | ||||
3 | Elect Ian Davis | Mgmt | For | For | For | ||||
4 | Elect Alex Gorsky | Mgmt | For | For | For | ||||
5 | Elect Michael Johns | Mgmt | For | For | For | ||||
6 | Elect Susan Lindquist | Mgmt | For | For | For | ||||
7 | Elect Anne Mulcahy | Mgmt | For | For | For | ||||
8 | Elect Leo Mullin | Mgmt | For | For | For | ||||
9 | Elect William Perez | Mgmt | For | For | For | ||||
10 | Elect Charles Prince | Mgmt | For | For | For | ||||
11 | Elect David Satcher | Mgmt | For | For | For | ||||
12 | Elect William Weldon | Mgmt | For | For | For | ||||
13 | Elect Ronald Williams | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||||
Johnson Controls, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | ||||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | ||||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Joy Global Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JOY | CUSIP 481165108 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | ||||
1.2 | Elect John Gremp | Mgmt | For | For | For | ||||
1.3 | Elect John Hanson | Mgmt | For | For | For | ||||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | ||||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | ||||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | ||||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | ||||
1.8 | Elect James Tate | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
5 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||||
JPMorgan Chase & Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Bell | Mgmt | For | For | For | ||||
2 | Elect Crandall Bowles | Mgmt | For | For | For | ||||
3 | Elect Stephen Burke | Mgmt | For | For | For | ||||
4 | Elect David Cote | Mgmt | For | For | For | ||||
5 | Elect James Crown | Mgmt | For | For | For | ||||
6 | Elect James Dimon | Mgmt | For | For | For | ||||
7 | Elect Timothy Flynn | Mgmt | For | For | For | ||||
8 | Elect Ellen Futter | Mgmt | For | For | For | ||||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | ||||
10 | Elect Lee Raymond | Mgmt | For | For | For | ||||
11 | Elect William Weldon | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Juniper Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JNPR | CUSIP 48203R104 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Mercedes Johnson | Mgmt | For | For | For | ||||
1.2 | Elect Scott Kriens | Mgmt | For | For | For | ||||
1.3 | Elect William Stensrud | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | ||||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Repeal of Classified Board | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
KBR, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KBR | CUSIP 48242W106 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect W. Frank Blount | Mgmt | For | For | For | ||||
1.2 | Elect Loren Carroll | Mgmt | For | For | For | ||||
1.3 | Elect Linda Cook | Mgmt | For | For | For | ||||
1.4 | Elect Jack Moore | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Technical Amendments to Charter/Bylaw | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Amendment to the 2006 Stock and Incentive Plan | Mgmt | For | For | For | ||||
Keycorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
KEY | CUSIP 493267108 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Edward Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Joseph Carrabba | Mgmt | For | For | For | ||||
1.3 | Elect Charles Cooley | Mgmt | For | For | For | ||||
1.4 | Elect Alexander Cutler | Mgmt | For | For | For | ||||
1.5 | Elect H. James Dallas | Mgmt | For | For | For | ||||
1.6 | Elect Elizabeth Gile | Mgmt | For | For | For | ||||
1.7 | Elect Ruth Ann Gillis | Mgmt | For | For | For | ||||
1.8 | Elect William Gisel, Jr. | Mgmt | For | For | For | ||||
1.9 | Elect Richard Hipple | Mgmt | For | For | For | ||||
1.10 | Elect Kristen Manos | Mgmt | For | For | For | ||||
1.11 | Elect Beth Mooney | Mgmt | For | For | For | ||||
1.12 | Elect Bill Sanford | Mgmt | For | For | For | ||||
1.13 | Elect Barbara Snyder | Mgmt | For | For | For | ||||
1.14 | Elect Thomas Stevens | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
Kinross Gold Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
K | CUSIP 496902404 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Brough | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Tye Burt | Mgmt | For | For | For | ||||
1.3 | Elect John Carrington | Mgmt | For | For | For | ||||
1.4 | Elect John Huxley | Mgmt | For | For | For | ||||
1.5 | Elect Kenneth Irving | Mgmt | For | For | For | ||||
1.6 | Elect John Keyes | Mgmt | For | For | For | ||||
1.7 | Elect Catherine McLeod-Seltzer | Mgmt | For | Withhold | Against | ||||
1.8 | Elect George Michals | Mgmt | For | For | For | ||||
1.9 | Elect John Oliver | Mgmt | For | For | For | ||||
1.10 | Elect Terence Reid | Mgmt | For | For | For | ||||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
4 | Renewal of Shareholder Rights Plan | Mgmt | For | For | For | ||||
L-3 Communications Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LLL | CUSIP 502424104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Kramer | Mgmt | For | For | For | ||||
2 | Elect Robert Millard | Mgmt | For | For | For | ||||
3 | Elect Arthur Simon | Mgmt | For | For | For | ||||
4 | 2012 Cash Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Lam Research Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LRCX | CUSIP 512807108 | 11/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect James Bagley | Mgmt | For | For | For | ||||
1.2 | Elect Robert Berdahl | Mgmt | For | For | For | ||||
1.3 | Elect Eric Brandt | Mgmt | For | For | For | ||||
1.4 | Elect Michael Cannon | Mgmt | For | For | For | ||||
1.5 | Elect Christine Heckart | Mgmt | For | For | For | ||||
1.6 | Elect Grant Inman | Mgmt | For | For | For | ||||
1.7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
1.8 | Elect Stephen Newberry | Mgmt | For | For | For | ||||
1.9 | Elect Kim Perdikou | Mgmt | For | For | For | ||||
1.10 | Elect Abhijit Talwalkar | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Las Vegas Sands Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LVS | CUSIP 517834107 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jason Ader | Mgmt | For | For | For | ||||
1.2 | Elect Michael Leven | Mgmt | For | For | For | ||||
1.3 | Elect Jeffrey Schwartz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Legg Mason, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LM | CUSIP 524901105 | 07/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Harold Adams | Mgmt | For | For | For | ||||
1.2 | Elect John Cahill | Mgmt | For | For | For | ||||
1.3 | Elect Mark Fetting | Mgmt | For | For | For | ||||
1.4 | Elect Margaret Richardson | Mgmt | For | For | For | ||||
1.5 | Elect Kurt Schmoke | Mgmt | For | For | For | ||||
2 | Amendment to the 1996 Equity Incentive Plan | Mgmt | For | For | For | ||||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Leucadia National Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LUK | CUSIP 527288104 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Ian Cumming | Mgmt | For | For | For | ||||
1.2 | Elect Paul Dougan | Mgmt | For | For | For | ||||
1.3 | Elect Alan Hirschfield | Mgmt | For | For | For | ||||
1.4 | Elect James Jordan | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Keil | Mgmt | For | For | For | ||||
1.6 | Elect Jesse Nichols III | Mgmt | For | For | For | ||||
1.7 | Elect Michael Sorkin | Mgmt | For | For | For | ||||
1.8 | Elect Joseph Steinberg | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
4 | Transaction of Other Business | Mgmt | For | Against | Against | ||||
Life Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Donald Grimm | Mgmt | For | For | For | ||||
2 | Elect Ora Pescovitz | Mgmt | For | For | For | ||||
3 | Elect Per Peterson | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Limited Brands, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LTD | CUSIP 532716107 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Heskett | Mgmt | For | For | For | ||||
2 | Elect Allan Tessler | Mgmt | For | For | For | ||||
3 | Elect Abigail Wexner | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
10 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
Lorillard, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LO | CUSIP 544147101 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Almon | Mgmt | For | For | For | ||||
2 | Elect Kit Dietz | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Lowe's Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | ||||
1.2 | Elect David Bernauer | Mgmt | For | For | For | ||||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | ||||
1.4 | Elect Peter Browning | Mgmt | For | For | For | ||||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | ||||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | ||||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | ||||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | ||||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | ||||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | ||||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | ||||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
LyondellBasell Industries NV | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LYB | CUSIP N53745100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robin Buchanan | Mgmt | For | For | For | ||||
2 | Elect Stephen Cooper | Mgmt | For | For | For | ||||
3 | Elect Robert G. Gwin | Mgmt | For | For | For | ||||
4 | Elect Marvin Schlanger | Mgmt | For | For | For | ||||
5 | Approval of Annual Accounts | Mgmt | For | For | For | ||||
6 | Officer Liability/Indemnification | Mgmt | For | For | For | ||||
7 | Director Liability/Indemnification | Mgmt | For | For | For | ||||
8 | Appointment of Auditor | Mgmt | For | For | For | ||||
9 | Appointment of Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | ||||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | ||||
11 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Global Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
M&T Bank Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MTB | CUSIP 55261F104 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Brent Baird | Mgmt | For | For | For | ||||
1.2 | Elect C. Angela Bontempo | Mgmt | For | For | For | ||||
1.3 | Elect Robert Brady | Mgmt | For | For | For | ||||
1.4 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | ||||
1.5 | Elect Mark Czarnecki | Mgmt | For | For | For | ||||
1.6 | Elect Gary Geisel | Mgmt | For | For | For | ||||
1.7 | Elect Patrick Hodgson | Mgmt | For | For | For | ||||
1.8 | Elect Richard King | Mgmt | For | For | For | ||||
1.9 | Elect Jorge Pereira | Mgmt | For | For | For | ||||
1.10 | Elect Michael Pinto | Mgmt | For | For | For | ||||
1.11 | Elect Melinda Rich | Mgmt | For | For | For | ||||
1.12 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | ||||
1.13 | Elect Herbert Washington | Mgmt | For | For | For | ||||
1.14 | Elect Robert Wilmers | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Marathon Oil Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRO | CUSIP 565849106 | 04/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gregory Boyce | Mgmt | For | Against | Against | ||||
2 | Elect Pierre Brondeau | Mgmt | For | Against | Against | ||||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | Against | Against | ||||
4 | Elect Linda Cook | Mgmt | For | Against | Against | ||||
5 | Elect Shirley Jackson | Mgmt | For | Against | Against | ||||
6 | Elect Philip Lader | Mgmt | For | Against | Against | ||||
7 | Elect Michael Phelps | Mgmt | For | Against | Against | ||||
8 | Elect Dennis Reilley | Mgmt | For | Against | Against | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
11 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | ||||
Marsh & McLennan Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zachary Carter | Mgmt | For | For | For | ||||
2 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | ||||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | ||||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | ||||
6 | Elect Elaine La Roche | Mgmt | For | For | For | ||||
7 | Elect Steven Mills | Mgmt | For | For | For | ||||
8 | Elect Bruce Nolop | Mgmt | For | For | For | ||||
9 | Elect Marc Oken | Mgmt | For | For | For | ||||
10 | Elect Morton Schapiro | Mgmt | For | For | For | ||||
11 | Elect Adele Simmons | Mgmt | For | For | For | ||||
12 | Elect Lloyd Yates | Mgmt | For | For | For | ||||
13 | Elect R. David Yost | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MasterCard Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MA | CUSIP 57636Q104 | 06/05/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | ||||
2 | Elect David Carlucci | Mgmt | For | For | For | ||||
3 | Elect Steven Freiberg | Mgmt | For | For | For | ||||
4 | Elect Richard Haythornthwaite | Mgmt | For | For | For | ||||
5 | Elect Marc Olivie | Mgmt | For | For | For | ||||
6 | Elect Rima Qureshi | Mgmt | For | For | For | ||||
7 | Elect Mark Schwartz | Mgmt | For | For | For | ||||
8 | Elect Jackson Tai | Mgmt | For | For | For | ||||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
10 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | ||||
11 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
McDonald's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCD | CUSIP 580135101 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Eckert | Mgmt | For | For | For | ||||
2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
3 | Elect Jeanne Jackson | Mgmt | For | For | For | ||||
4 | Elect Andrew McKenna | Mgmt | For | For | For | ||||
5 | Elect Donald Thompson | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | 2012 Omnibus Stock Ownership Plan | Mgmt | For | For | For | ||||
8 | Declassification of the Board of Directors | Mgmt | For | For | For | ||||
9 | Right to Call Special Meetings | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | ||||
McKesson Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||||
3 | Elect John Hammergren | Mgmt | For | For | For | ||||
4 | Elect Alton Irby III | Mgmt | For | For | For | ||||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | ||||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||||
7 | Elect David Lawrence | Mgmt | For | For | For | ||||
8 | Elect Edward Mueller | Mgmt | For | For | For | ||||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | ||||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | ||||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | ||||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | ||||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Mead Johnson Nutrition Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MJN | CUSIP 582839106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Golsby | Mgmt | For | For | For | ||||
2 | Elect Steven Altschuler | Mgmt | For | For | For | ||||
3 | Elect Howard Bernick | Mgmt | For | For | For | ||||
4 | Elect Kimberly Casiano | Mgmt | For | For | For | ||||
5 | Elect Anna Catalano | Mgmt | For | For | For | ||||
6 | Elect Celeste Clark | Mgmt | For | For | For | ||||
7 | Elect James Cornelius | Mgmt | For | For | For | ||||
8 | Elect Peter Ratcliffe | Mgmt | For | For | For | ||||
9 | Elect Elliott Sigal | Mgmt | For | For | For | ||||
10 | Elect Robert Singer | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Medco Health Solutions, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger | Mgmt | For | For | For | ||||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
Medtronic, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||||
1.2 | Elect David Calhoun | Mgmt | For | For | For | ||||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | ||||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | ||||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | ||||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Merck & Co., Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MRK | CUSIP 58933Y105 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Leslie Brun | Mgmt | For | For | For | ||||
2 | Elect Thomas Cech | Mgmt | For | For | For | ||||
3 | Elect Kenneth Frazier | Mgmt | For | For | For | ||||
4 | Elect Thomas Glocer | Mgmt | For | For | For | ||||
5 | Elect William Harrison, Jr. | Mgmt | For | For | For | ||||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
7 | Elect Rochelle Lazarus | Mgmt | For | For | For | ||||
8 | Elect Carlos Represas | Mgmt | For | For | For | ||||
9 | Elect Patricia Russo | Mgmt | For | For | For | ||||
10 | Elect Craig Thompson | Mgmt | For | For | For | ||||
11 | Elect Wendell Weeks | Mgmt | For | For | For | ||||
12 | Elect Peter Wendell | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Reviewing Political Spending or Lobbying | ShrHoldr | Against | Against | For | ||||
MetLife, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MET | CUSIP 59156R108 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Keane | Mgmt | For | For | For | ||||
1.2 | Elect Catherine Kinney | Mgmt | For | For | For | ||||
1.3 | Elect Hugh Price | Mgmt | For | For | For | ||||
1.4 | Elect Kenton Sicchitano | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
MFA Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | ||||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | ||||
1.3 | Elect George Krauss | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Microsoft Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||||
3 | Elect William Gates III | Mgmt | For | For | For | ||||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | ||||
5 | Elect Reed Hastings | Mgmt | For | For | For | ||||
6 | Elect Maria Klawe | Mgmt | For | For | For | ||||
7 | Elect David Marquardt | Mgmt | For | For | For | ||||
8 | Elect Charles Noski | Mgmt | For | For | For | ||||
9 | Elect Helmut Panke | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | ||||
Monsanto Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Janine Fields | Mgmt | For | For | For | ||||
2 | Elect Hugh Grant | Mgmt | For | For | For | ||||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | ||||
4 | Elect Robert Stevens | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||||
Moody's Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MCO | CUSIP 615369105 | 04/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ewald Kist | Mgmt | For | For | For | ||||
2 | Elect Henry McKinnell, Jr. | Mgmt | For | For | For | ||||
3 | Elect John Wulff | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||||
Morgan Stanley | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
MS | CUSIP 617446448 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roy Bostock | Mgmt | For | For | For | ||||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||||
3 | Elect Howard Davies | Mgmt | For | For | For | ||||
4 | Elect James Gorman | Mgmt | For | For | For | ||||
5 | Elect C. Robert Kidder | Mgmt | For | For | For | ||||
6 | Elect Klaus Kleinfield | Mgmt | For | For | For | ||||
7 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
8 | Elect Hutham Olayan | Mgmt | For | For | For | ||||
9 | Elect James Owens | Mgmt | For | For | For | ||||
10 | Elect O. Griffith Sexton | Mgmt | For | For | For | ||||
11 | Elect Ryosuke Tamakoshi | Mgmt | For | For | For | ||||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | ||||
13 | Elect Laura Tyson | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Directors' Equity Capital Accumulation Plan | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Newell Rubbermaid Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Clarke | Mgmt | For | For | For | ||||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | ||||
3 | Elect Domenico De Sole | Mgmt | For | For | For | ||||
4 | Elect Steven Strobel | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | ||||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Nielsen Holdings N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NLSN | CUSIP N63218106 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Indemnification of Directors | Mgmt | For | For | For | ||||
3 | Elect David Calhoun | Mgmt | For | Against | Against | ||||
4 | Elect James Attwood, Jr. | Mgmt | For | Against | Against | ||||
5 | Elect Richard Bressler | Mgmt | For | Against | Against | ||||
6 | Elect Simon Brown | Mgmt | For | Against | Against | ||||
7 | Elect Michael Chae | Mgmt | For | Against | Against | ||||
8 | Elect Patrick Healy | Mgmt | For | Against | Against | ||||
9 | Elect Karen Hoguet | Mgmt | For | Against | Against | ||||
10 | Elect James Kilts | Mgmt | For | Against | Against | ||||
11 | Elect Iain Leigh | Mgmt | For | Against | Against | ||||
12 | Elect Eliot Merrill | Mgmt | For | Against | Against | ||||
13 | Elect Alexander Navab | Mgmt | For | Against | Against | ||||
14 | Elect Robert Pozen | Mgmt | For | Against | Against | ||||
15 | Elect Robert Reid | Mgmt | For | Against | Against | ||||
16 | Elect Scott Schoen | Mgmt | For | Against | Against | ||||
17 | Elect Javier Teruel | Mgmt | For | Against | Against | ||||
18 | Appointment of Auditor | Mgmt | For | For | For | ||||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
22 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Nike, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NKE | CUSIP 654106103 | 09/19/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||||
1.3 | Elect Phyllis Wise | Mgmt | For | Withhold | Against | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Noble Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NBL | CUSIP 655044105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jeffrey Berenson | Mgmt | For | For | For | ||||
2 | Elect Michael Cawley | Mgmt | For | For | For | ||||
3 | Elect Edward Cox | Mgmt | For | For | For | ||||
4 | Elect Charles Davidson | Mgmt | For | For | For | ||||
5 | Elect Thomas Edelman | Mgmt | For | For | For | ||||
6 | Elect Eric Grubman | Mgmt | For | For | For | ||||
7 | Elect Kirby Hedrick | Mgmt | For | For | For | ||||
8 | Elect Scott Urban | Mgmt | For | For | For | ||||
9 | Elect William Van Kleef | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
Nordstrom, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | ||||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | ||||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
4 | Elect Robert Miller | Mgmt | For | For | For | ||||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | ||||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | ||||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||||
10 | Elect Robert Walter | Mgmt | For | For | For | ||||
11 | Elect Alison Winter | Mgmt | For | For | For | ||||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Northrop Grumman Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NOC | CUSIP 666807102 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Wesley Bush | Mgmt | For | For | For | ||||
2 | Elect Lewis Coleman | Mgmt | For | For | For | ||||
3 | Elect Victor Fazio | Mgmt | For | For | For | ||||
4 | Elect Donald Felsinger | Mgmt | For | For | For | ||||
5 | Elect Stephen Frank | Mgmt | For | For | For | ||||
6 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
7 | Elect Madeleine Kleiner | Mgmt | For | For | For | ||||
8 | Elect Karl Krapek | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect Aulana Peters | Mgmt | For | For | For | ||||
11 | Elect Gary Roughead | Mgmt | For | For | For | ||||
12 | Elect Thomas Schoewe | Mgmt | For | For | For | ||||
13 | Elect Kevin Sharer | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to Remove Requirement of Shareholder Approval for Significant Actions | Mgmt | For | For | For | ||||
17 | Additional Rights of Action by Written Consent | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||||
NV Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | ||||
2 | Elect Glenn Christenson | Mgmt | For | For | For | ||||
3 | Elect Susan Clark | Mgmt | For | For | For | ||||
4 | Elect Stephen Frank | Mgmt | For | For | For | ||||
5 | Elect Brian Kennedy | Mgmt | For | For | For | ||||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | ||||
7 | Elect John O'Reilly | Mgmt | For | For | For | ||||
8 | Elect Philip Satre | Mgmt | For | For | For | ||||
9 | Elect Donald Snyder | Mgmt | For | For | For | ||||
10 | Elect Michael Yackira | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
NYSE Euronext | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NYX | CUSIP 629491101 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Andre Bergen | Mgmt | For | For | For | ||||
2 | Elect Ellyn Brown | Mgmt | For | For | For | ||||
3 | Elect Marshall Carter | Mgmt | For | For | For | ||||
4 | Elect Dominique Cerutti | Mgmt | For | For | For | ||||
5 | Elect Patricia Cloherty | Mgmt | For | For | For | ||||
6 | Elect George Cox | Mgmt | For | For | For | ||||
7 | Elect Sylvain Hefes | Mgmt | For | For | For | ||||
8 | Elect Jan-Michiel Hessels | Mgmt | For | For | For | ||||
9 | Elect Duncan McFarland | Mgmt | For | For | For | ||||
10 | Elect James McNulty | Mgmt | For | For | For | ||||
11 | Elect Duncan Niederauer | Mgmt | For | For | For | ||||
12 | Elect Ricardo Salgado | Mgmt | For | Against | Against | ||||
13 | Elect Robert Scott | Mgmt | For | For | For | ||||
14 | Elect Jackson Tai | Mgmt | For | For | For | ||||
15 | Elect Rijnhard van Tets | Mgmt | For | For | For | ||||
16 | Elect Brian Williamson | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
NYSE Euronext | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NYX | CUSIP 629491101 | 07/07/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Special | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Approval of the Merger | Mgmt | For | For | For | ||||
2 | Supermajority Voting Requirements for Amendments to Articles and for Certain Corporate Events | Mgmt | For | For | For | ||||
3 | Supermajority Voting Requirements for the Appointment and Removal of Directors of Holdco | Mgmt | For | Against | Against | ||||
4 | Adoption of Classified Board Structure for Holdco | Mgmt | For | Against | Against | ||||
5 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
O'Reilly Automotive Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORLY | CUSIP 67103H107 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Charles O'Reilly, Jr. | Mgmt | For | For | For | ||||
2 | Elect John Murphy | Mgmt | For | For | For | ||||
3 | Elect Ronald Rashkow | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | 2012 Incentive Award Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Office Depot, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ODP | CUSIP 676220106 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Neil Austrian | Mgmt | For | For | For | ||||
2 | Elect Justin Bateman | Mgmt | For | For | For | ||||
3 | Elect Thomas Colligan | Mgmt | For | For | For | ||||
4 | Elect Marsha Evans | Mgmt | For | For | For | ||||
5 | Elect Brenda Gaines | Mgmt | For | For | For | ||||
6 | Elect W. Scott Hedrick | Mgmt | For | For | For | ||||
7 | Elect Kathleen Mason | Mgmt | For | For | For | ||||
8 | Elect James Rubin | Mgmt | For | For | For | ||||
9 | Elect Raymond Svider | Mgmt | For | For | For | ||||
10 | Elect Nigel Travis | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
Oracle Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||||
1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | ||||
1.6 | Elect George Conrades | Mgmt | For | For | For | ||||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Parker-Hannifin Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PH | CUSIP 701094104 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Robert Bohn | Mgmt | For | For | For | ||||
1.2 | Elect Linda Harty | Mgmt | For | For | For | ||||
1.3 | Elect William Kassling | Mgmt | For | For | For | ||||
1.4 | Elect Robert Kohlhepp | Mgmt | For | For | For | ||||
1.5 | Elect Klaus-Peter Muller | Mgmt | For | For | For | ||||
1.6 | Elect Candy Obourn | Mgmt | For | For | For | ||||
1.7 | Elect Joseph Scaminace | Mgmt | For | For | For | ||||
1.8 | Elect Wolfgang Schmitt | Mgmt | For | For | For | ||||
1.9 | Elect Ake Svensson | Mgmt | For | For | For | ||||
1.10 | Elect James Wainscott | Mgmt | For | For | For | ||||
1.11 | Elect Donald Washkewicz | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
5 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | For | Against | ||||
Paychex, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PAYX | CUSIP 704326107 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | ||||
2 | Elect Joseph Doody | Mgmt | For | For | For | ||||
3 | Elect David Flaschen | Mgmt | For | For | For | ||||
4 | Elect Phillip Horsley | Mgmt | For | For | For | ||||
5 | Elect Grant Inman | Mgmt | For | For | For | ||||
6 | Elect Pamela Joseph | Mgmt | For | For | For | ||||
7 | Elect Martin Mucci | Mgmt | For | For | For | ||||
8 | Elect Joseph Tucci | Mgmt | For | For | For | ||||
9 | Elect Joseph Velli | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
Pfizer Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | ||||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | ||||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | ||||
4 | Elect Frances Fergusson | Mgmt | For | For | For | ||||
5 | Elect William Gray, III | Mgmt | For | For | For | ||||
6 | Elect Helen Hobbs | Mgmt | For | For | For | ||||
7 | Elect Constance Horner | Mgmt | For | For | For | ||||
8 | Elect James Kilts | Mgmt | For | For | For | ||||
9 | Elect George Lorch | Mgmt | For | For | For | ||||
10 | Elect John Mascotte | Mgmt | For | For | For | ||||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||||
12 | Elect Ian Read | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | ||||
PG&E Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCG | CUSIP 69331C108 | 05/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David Andrews | Mgmt | For | For | For | ||||
2 | Elect Lewis Chew | Mgmt | For | For | For | ||||
3 | Elect C. Lee Cox | Mgmt | For | For | For | ||||
4 | Elect Anthony Earley, Jr. | Mgmt | For | For | For | ||||
5 | Elect Fred Fowler | Mgmt | For | For | For | ||||
6 | Elect Maryellen Herringer | Mgmt | For | For | For | ||||
7 | Elect Roger Kimmel | Mgmt | For | For | For | ||||
8 | Elect Richard Meserve | Mgmt | For | For | For | ||||
9 | Elect Forrest Miller | Mgmt | For | For | For | ||||
10 | Elect Rosendo Parra | Mgmt | For | For | For | ||||
11 | Elect Barbara Rambo | Mgmt | For | For | For | ||||
12 | Elect Barry Williams | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
15 | Shareholder Proposal Regarding Removing Sexual Orientation from Anti-Bias Policy | ShrHoldr | Against | Against | For | ||||
Philip Morris International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Harold Brown | Mgmt | For | For | For | ||||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||||
3 | Elect Louis Camilleri | Mgmt | For | For | For | ||||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||||
5 | Elect Jennifer Li | Mgmt | For | For | For | ||||
6 | Elect Graham Mackay | Mgmt | For | For | For | ||||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | ||||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | ||||
9 | Elect Lucio Noto | Mgmt | For | For | For | ||||
10 | Elect Robert Polet | Mgmt | For | For | For | ||||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||||
12 | Elect Stephen Wolf | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHoldr | Against | Against | For | ||||
PNC Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||||
4 | Elect Kay James | Mgmt | For | For | For | ||||
5 | Elect Richard Kelson | Mgmt | For | For | For | ||||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | ||||
7 | Elect Anthony Massaro | Mgmt | For | For | For | ||||
8 | Elect Jane Pepper | Mgmt | For | For | For | ||||
9 | Elect James Rohr | Mgmt | For | For | For | ||||
10 | Elect Donald Shepard | Mgmt | For | For | For | ||||
11 | Elect Lorene Steffes | Mgmt | For | For | For | ||||
12 | Elect Dennis Strigl | Mgmt | For | For | For | ||||
13 | Elect Thomas Usher | Mgmt | For | For | For | ||||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | ||||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Popular Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | ||||
2 | Elect Richard Carrion | Mgmt | For | For | For | ||||
3 | Elect Carlos Unanue | Mgmt | For | For | For | ||||
4 | Elect David Goel | Mgmt | For | For | For | ||||
5 | Reverse Stock Split | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Praxair, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PX | CUSIP 74005P104 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | ||||
1.2 | Elect Oscar Bernardes | Mgmt | For | Withhold | Against | ||||
1.3 | Elect Bret Clayton | Mgmt | For | For | For | ||||
1.4 | Elect Nance Dicciani | Mgmt | For | For | For | ||||
1.5 | Elect Edward Galante | Mgmt | For | For | For | ||||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | ||||
1.7 | Elect Ira Hall | Mgmt | For | For | For | ||||
1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | ||||
1.9 | Elect Larry McVay | Mgmt | For | For | For | ||||
1.10 | Elect Wayne Smith | Mgmt | For | For | For | ||||
1.11 | Elect Robert Wood | Mgmt | For | For | For | ||||
2 | Right to Call a Special Meeting | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Precision Castparts Corp. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Don Graber | Mgmt | For | For | For | ||||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | ||||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
priceline.com Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PCLN | CUSIP 741503403 | 06/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | ||||
1.2 | Elect Ralph Bahna | Mgmt | For | For | For | ||||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jan Docter | Mgmt | For | For | For | ||||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | ||||
1.6 | Elect James Guyette | Mgmt | For | For | For | ||||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | ||||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Prologis, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PLD | CUSIP 74340W103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Hamid Moghadam | Mgmt | For | For | For | ||||
2 | Elect Walter Rakowich | Mgmt | For | For | For | ||||
3 | Elect George Fotiades | Mgmt | For | For | For | ||||
4 | Elect Christine Garvey | Mgmt | For | For | For | ||||
5 | Elect Lydia Kennard | Mgmt | For | For | For | ||||
6 | Elect J. Michael Losh | Mgmt | For | Against | Against | ||||
7 | Elect Irving Lyons III | Mgmt | For | For | For | ||||
8 | Elect Jeffrey Skelton | Mgmt | For | For | For | ||||
9 | Elect D. Michael Steuert | Mgmt | For | For | For | ||||
10 | Elect Carl Webb | Mgmt | For | For | For | ||||
11 | Elect William Zollars | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
14 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
15 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
Prudential Financial, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PRU | CUSIP 744320102 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | ||||
2 | Elect Gordon Bethune | Mgmt | For | For | For | ||||
3 | Elect Gaston Caperton | Mgmt | For | For | For | ||||
4 | Elect Gilbert Casellas | Mgmt | For | For | For | ||||
5 | Elect James Cullen | Mgmt | For | For | For | ||||
6 | Elect William Gray, III | Mgmt | For | For | For | ||||
7 | Elect Mark Grier | Mgmt | For | For | For | ||||
8 | Elect Constance Horner | Mgmt | For | For | For | ||||
9 | Elect Martina Hund-Mejean | Mgmt | For | For | For | ||||
10 | Elect Karl Krapek | Mgmt | For | For | For | ||||
11 | Elect Christine Poon | Mgmt | For | For | For | ||||
12 | Elect John Strangfeld | Mgmt | For | For | For | ||||
13 | Elect James Unruh | Mgmt | For | For | For | ||||
14 | Ratification of Auditor | Mgmt | For | For | For | ||||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
16 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
QUALCOMM Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | ||||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | ||||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | ||||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | ||||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | ||||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | ||||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | ||||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | ||||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | ||||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | ||||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | ||||
1.12 | Elect Marc Stern | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | ||||
Quest Diagnostics Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DGX | CUSIP 74834L100 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jenne Britell | Mgmt | For | For | For | ||||
2 | Elect Gail Wilensky | Mgmt | For | For | For | ||||
3 | Elect John Ziegler | Mgmt | For | For | For | ||||
4 | Amendment to the Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||||
Red Hat, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHT | CUSIP 756577102 | 08/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sohaib Abbasi | Mgmt | For | For | For | ||||
2 | Elect Narendra Gupta | Mgmt | For | For | For | ||||
3 | Elect William Kaiser | Mgmt | For | For | For | ||||
4 | Elect James Whitehurst | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
8 | 2011 Performance Compensation Plan | Mgmt | For | For | For | ||||
Regions Financial Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RF | CUSIP 7591EP100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Samuel Bartholomew, Jr. | Mgmt | For | For | For | ||||
2 | Elect George Bryan | Mgmt | For | For | For | ||||
3 | Elect Carolyn Byrd | Mgmt | For | For | For | ||||
4 | Elect David Cooper, Sr. | Mgmt | For | For | For | ||||
5 | Elect Earnest Deavenport, Jr. | Mgmt | For | For | For | ||||
6 | Elect Don DeFosset | Mgmt | For | For | For | ||||
7 | Elect Eric Fast | Mgmt | For | For | For | ||||
8 | Elect O. B. Grayson Hall, Jr. | Mgmt | For | For | For | ||||
9 | Elect John Johns | Mgmt | For | For | For | ||||
10 | Elect Charles McCrary | Mgmt | For | For | For | ||||
11 | Elect James Malone | Mgmt | For | For | For | ||||
12 | Elect Ruth Marshall | Mgmt | For | For | For | ||||
13 | Elect Susan Matlock | Mgmt | For | For | For | ||||
14 | Elect John Maupin, Jr. | Mgmt | For | For | For | ||||
15 | Elect John Roberts | Mgmt | For | For | For | ||||
16 | Elect Lee Styslinger III | Mgmt | For | For | For | ||||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
20 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Republic Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RSG | CUSIP 760759100 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Crownover | Mgmt | For | For | For | ||||
2 | Elect William Flynn | Mgmt | For | For | For | ||||
3 | Elect Michael Larson | Mgmt | For | Against | Against | ||||
4 | Elect Nolan Lehmann | Mgmt | For | For | For | ||||
5 | Elect W. Lee Nutter | Mgmt | For | For | For | ||||
6 | Elect Ramon Rodriguez | Mgmt | For | For | For | ||||
7 | Elect Donald Slager | Mgmt | For | For | For | ||||
8 | Elect Allan Sorensen | Mgmt | For | For | For | ||||
9 | Elect John Trani | Mgmt | For | For | For | ||||
10 | Elect Michael Wickham | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against | ||||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Robert Half International Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
RHI | CUSIP 770323103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | ||||
1.4 | Elect Robert Pace | Mgmt | For | For | For | ||||
1.5 | Elect Fredrick Richman | Mgmt | For | Withhold | Against | ||||
1.6 | Elect M. Keith Waddell | Mgmt | For | Withhold | Against | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||||
SanDisk Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SNDK | CUSIP 80004C101 | 06/12/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Michael Marks | Mgmt | For | For | For | ||||
2 | Elect Kevin DeNuccio | Mgmt | For | For | For | ||||
3 | Elect Irwin Federman | Mgmt | For | For | For | ||||
4 | Elect Steven Gomo | Mgmt | For | For | For | ||||
5 | Elect Eddy Hartenstein | Mgmt | For | For | For | ||||
6 | Elect Chenming Hu | Mgmt | For | For | For | ||||
7 | Elect Catherine Lego | Mgmt | For | For | For | ||||
8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Schlumberger N.V. (Schlumberger Limited) | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Peter Currie | Mgmt | For | For | For | ||||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||||
7 | Elect Michael Marks | Mgmt | For | For | For | ||||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | ||||
9 | Elect Lubna Olayan | Mgmt | For | For | For | ||||
10 | Elect Leo Reif | Mgmt | For | For | For | ||||
11 | Elect Tore Sandvold | Mgmt | For | For | For | ||||
12 | Elect Henri Seydoux | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | For | For | ||||
Seagate Technology | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STX | CUSIP G7945M107 | 10/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Stephen Luczo | Mgmt | For | For | For | ||||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | ||||
3 | Elect Michael Cannon | Mgmt | For | For | For | ||||
4 | Elect Lydia Marshall | Mgmt | For | For | For | ||||
5 | Elect C.S. Park | Mgmt | For | For | For | ||||
6 | Elect Gregorio Reyes | Mgmt | For | For | For | ||||
7 | Elect Edward Zander | Mgmt | For | For | For | ||||
8 | 2011 Equity Incentive Plan | Mgmt | For | For | For | ||||
9 | Issuance of Treasury Shares | Mgmt | For | For | For | ||||
10 | Location of 2012 Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Sensata Technologies Holding N.V. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ST | CUSIP N7902X106 | 05/22/2012 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Thomas Wroe, Jr. or Marc Roskam | Mgmt | For | TNA | N/A | ||||
2 | Elect Martha Sullivan or Marc Roskam | Mgmt | For | TNA | N/A | ||||
3 | Elect Lewis Campbell or Marc Roskam | Mgmt | For | TNA | N/A | ||||
4 | Elect Paul Edgerley or Marc Roskam | Mgmt | For | TNA | N/A | ||||
5 | Elect Michael Jacobson or Marc Roskam | Mgmt | For | TNA | N/A | ||||
6 | Elect John Lewis or Marc Roskam | Mgmt | For | TNA | N/A | ||||
7 | Elect Charles Peffer or Marc Roskam | Mgmt | For | TNA | N/A | ||||
8 | Elect Kirk Pond or Marc Roskam | Mgmt | For | TNA | N/A | ||||
9 | Elect Michael Ward or Marc Roskam | Mgmt | For | TNA | N/A | ||||
10 | Elect Stephen Zide or Marc Roskam | Mgmt | For | TNA | N/A | ||||
11 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||||
12 | Accounts and Reports | Mgmt | For | TNA | N/A | ||||
13 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||||
14 | Amendment to Director Compensation | Mgmt | For | TNA | N/A | ||||
15 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | ||||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | TNA | N/A | ||||
17 | Amendment to Articles to Provide for Non-Executive Chairman | Mgmt | For | TNA | N/A | ||||
Simon Property Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPG | CUSIP 828806109 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Melvyn Bergstein | Mgmt | For | For | For | ||||
2 | Elect Larry Glasscock | Mgmt | For | For | For | ||||
3 | Elect Karen Horn | Mgmt | For | For | For | ||||
4 | Elect Allan Hubbard | Mgmt | For | For | For | ||||
5 | Elect Reuben Leibowitz | Mgmt | For | For | For | ||||
6 | Elect Daniel Smith | Mgmt | For | For | For | ||||
7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | ||||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
9 | Ratification of Auditor | Mgmt | For | For | For | ||||
10 | Amendment to the 1998 Stock Incentive Plan | Mgmt | For | For | For | ||||
SLM Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SLM | CUSIP 78442P106 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ann Bates | Mgmt | For | For | For | ||||
2 | Elect William Diefenderfer III | Mgmt | For | For | For | ||||
3 | Elect Diane Gilleland | Mgmt | For | For | For | ||||
4 | Elect Earl Goode | Mgmt | For | For | For | ||||
5 | Elect Ronald Hunt | Mgmt | For | For | For | ||||
6 | Elect Albert Lord | Mgmt | For | For | For | ||||
7 | Elect Barry Munitz | Mgmt | For | For | For | ||||
8 | Elect Howard Newman | Mgmt | For | For | For | ||||
9 | Elect A. Alexander Porter, Jr. | Mgmt | For | For | For | ||||
10 | Elect Frank Puleo | Mgmt | For | For | For | ||||
11 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | ||||
12 | Elect Steven Shapiro | Mgmt | For | For | For | ||||
13 | Elect J. Terry Strange | Mgmt | For | For | For | ||||
14 | Elect Anthony Terracciano | Mgmt | For | For | For | ||||
15 | Elect Barry Williams | Mgmt | For | For | For | ||||
16 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||||
17 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Ratification of Auditor | Mgmt | For | For | For | ||||
Southwestern Energy Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | ||||
2 | Elect Robert Howard | Mgmt | For | For | For | ||||
3 | Elect Catherine Kehr | Mgmt | For | For | For | ||||
4 | Elect Greg Kerley | Mgmt | For | For | For | ||||
5 | Elect Harold Korell | Mgmt | For | For | For | ||||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | ||||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | ||||
8 | Elect Steven Mueller | Mgmt | For | For | For | ||||
9 | Elect Charles Scharlau | Mgmt | For | For | For | ||||
10 | Elect Alan Stevens | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
St. Jude Medical, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Brown | Mgmt | For | For | For | ||||
2 | Elect Daniel Starks | Mgmt | For | For | For | ||||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stanley Black & Decker, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SWK | CUSIP 854502101 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Patrick Campbell | Mgmt | For | For | For | ||||
1.2 | Elect Benjamin Griswold, IV | Mgmt | For | For | For | ||||
1.3 | Elect Eileen Kraus | Mgmt | For | For | For | ||||
1.4 | Elect Robert Ryan | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Staples, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Basil Anderson | Mgmt | For | For | For | ||||
2 | Elect Arthur Blank | Mgmt | For | For | For | ||||
3 | Elect David Faust | Mgmt | For | For | For | ||||
4 | Elect Justin King | Mgmt | For | For | For | ||||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | ||||
7 | Elect Robert Nakasone | Mgmt | For | For | For | ||||
8 | Elect Ronald Sargent | Mgmt | For | For | For | ||||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | ||||
10 | Elect Robert Sulentic | Mgmt | For | For | For | ||||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | ||||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||||
13 | Action by Written Consent | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | ||||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | ||||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
18 | Ratification of Auditor | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||||
State Street Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Kennett Burnes | Mgmt | For | For | For | ||||
2 | Elect Peter Coym | Mgmt | For | For | For | ||||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | ||||
5 | Elect David Gruber | Mgmt | For | For | For | ||||
6 | Elect Linda Hill | Mgmt | For | For | For | ||||
7 | Elect Joseph Hooley | Mgmt | For | For | For | ||||
8 | Elect Robert Kaplan | Mgmt | For | For | For | ||||
9 | Elect Richard Sergel | Mgmt | For | For | For | ||||
10 | Elect Ronald Skates | Mgmt | For | For | For | ||||
11 | Elect Gregory Summe | Mgmt | For | For | For | ||||
12 | Elect Robert Weissman | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
Stryker Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | ||||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | ||||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | ||||
1.5 | Elect Allan Golston | Mgmt | For | For | For | ||||
1.6 | Elect Howard Lance | Mgmt | For | For | For | ||||
1.7 | Elect William Parfet | Mgmt | For | For | For | ||||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Suntrust Banks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
STI | CUSIP 867914103 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Beall II | Mgmt | For | For | For | ||||
2 | Elect Alston Correll | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Crowe | Mgmt | For | For | For | ||||
4 | Elect Blake Garrett, Jr. | Mgmt | For | For | For | ||||
5 | Elect David Hughes | Mgmt | For | For | For | ||||
6 | Elect M. Douglas Ivester | Mgmt | For | For | For | ||||
7 | Elect Kyle Legg | Mgmt | For | For | For | ||||
8 | Elect William Linnenbringer | Mgmt | For | For | For | ||||
9 | Elect G. Gilmer Minor III | Mgmt | For | For | For | ||||
10 | Elect Donna Morea | Mgmt | For | For | For | ||||
11 | Elect David Ratcliffe | Mgmt | For | For | For | ||||
12 | Elect William Rogers, Jr. | Mgmt | For | For | For | ||||
13 | Elect Thomas Watjen | Mgmt | For | For | For | ||||
14 | Elect Phail Wynn, Jr. | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Sycamore Networks, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCMR | CUSIP 871206405 | 01/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Daniel Smith | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | ||||
T. Rowe Price Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TROW | CUSIP 74144T108 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Edward Bernard | Mgmt | For | For | For | ||||
2 | Elect James Brady | Mgmt | For | For | For | ||||
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | ||||
4 | Elect Donald Hebb, Jr. | Mgmt | For | For | For | ||||
5 | Elect James Kennedy | Mgmt | For | For | For | ||||
6 | Elect Robert MacLellan | Mgmt | For | For | For | ||||
7 | Elect Brian Rogers | Mgmt | For | For | For | ||||
8 | Elect Alfred Sommer | Mgmt | For | For | For | ||||
9 | Elect Dwight Taylor | Mgmt | For | For | For | ||||
10 | Elect Anne Whittemore | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Target Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TGT | CUSIP 87612E106 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roxanne Austin | Mgmt | For | Against | Against | ||||
2 | Elect Calvin Darden | Mgmt | For | Against | Against | ||||
3 | Elect Mary Dillon | Mgmt | For | Against | Against | ||||
4 | Elect James Johnson | Mgmt | For | Against | Against | ||||
5 | Elect Mary Minnick | Mgmt | For | Against | Against | ||||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | ||||
7 | Elect Derica Rice | Mgmt | For | Against | Against | ||||
8 | Elect Stephen Sanger | Mgmt | For | Against | Against | ||||
9 | Elect Gregg Steinhafel | Mgmt | For | Against | Against | ||||
10 | Elect John Stumpf | Mgmt | For | Against | Against | ||||
11 | Elect Solomon Trujillo | Mgmt | For | Against | Against | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Approval of the Short Term Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||||
TE Connectivity Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TEL | CUSIP H84989104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Pierre Brondeau | Mgmt | For | For | For | ||||
2 | Elect Juergen Gromer | Mgmt | For | For | For | ||||
3 | Elect William Jeffrey | Mgmt | For | For | For | ||||
4 | Elect Thomas Lynch | Mgmt | For | For | For | ||||
5 | Elect NAM Yong | Mgmt | For | For | For | ||||
6 | Elect Daniel Phelan | Mgmt | For | For | For | ||||
7 | Elect Frederic Poses | Mgmt | For | For | For | ||||
8 | Elect Lawrence Smith | Mgmt | For | For | For | ||||
9 | Elect Paula Sneed | Mgmt | For | For | For | ||||
10 | Elect David Steiner | Mgmt | For | For | For | ||||
11 | Election John Van Scoter | Mgmt | For | For | For | ||||
12 | 2011 Annual Report | Mgmt | For | For | For | ||||
13 | Statutory Financial Statements | Mgmt | For | For | For | ||||
14 | Consolidated Financial Statements | Mgmt | For | For | For | ||||
15 | Release Board of Directors and Executive Officers | Mgmt | For | For | For | ||||
16 | Deloitte & Touche | Mgmt | For | For | For | ||||
17 | Deloitte AG, Zurich | Mgmt | For | For | For | ||||
18 | PricewaterhouseCoopers AG, Zurich | Mgmt | For | For | For | ||||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
20 | Amendment to the 2007 Stock and Incentive Plan | Mgmt | For | For | For | ||||
21 | Reduction of Share Capital Under the Share Repurchase Program | Mgmt | For | For | For | ||||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||||
23 | Dividend Distribution Through a Reduction of Capital | Mgmt | For | For | For | ||||
24 | Reallocation of Free Reserves to Legal Reserves | Mgmt | For | For | For | ||||
25 | Right to Adjourn Meeting | Mgmt | For | For | For | ||||
Teleflex Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TFX | CUSIP 879369106 | 05/04/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Sigismundus Lubsen | Mgmt | For | For | For | ||||
2 | Elect Stuart Randle | Mgmt | For | For | For | ||||
3 | Elect Harold Yoh III | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
Texas Instruments Incorporated | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | ||||
2 | Elect Daniel Carp | Mgmt | For | For | For | ||||
3 | Elect Carrie Cox | Mgmt | For | For | For | ||||
4 | Elect Pamela Patsley | Mgmt | For | For | For | ||||
5 | Elect Robert Sanchez | Mgmt | For | For | For | ||||
6 | Elect Wayne Sanders | Mgmt | For | For | For | ||||
7 | Elect Ruth Simmons | Mgmt | For | For | For | ||||
8 | Elect Richard Templeton | Mgmt | For | For | For | ||||
9 | Elect Christine Whitman | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Allstate Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ALL | CUSIP 020002101 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Robert Beyer | Mgmt | For | For | For | ||||
3 | Elect W. James Farrell | Mgmt | For | For | For | ||||
4 | Elect Jack Greenberg | Mgmt | For | For | For | ||||
5 | Elect Ronald LeMay | Mgmt | For | For | For | ||||
6 | Elect Andrea Redmond | Mgmt | For | For | For | ||||
7 | Elect H. John Riley, Jr. | Mgmt | For | For | For | ||||
8 | Elect John Rowe | Mgmt | For | For | For | ||||
9 | Elect Joshua Smith | Mgmt | For | For | For | ||||
10 | Elect Judith Sprieser | Mgmt | For | For | For | ||||
11 | Elect Mary Taylor | Mgmt | For | For | For | ||||
12 | Elect Thomas Wilson | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||||
15 | Approve the Right to Call a Special Meeting | Mgmt | For | For | For | ||||
16 | Ratification of Auditor | Mgmt | For | For | For | ||||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
The Charles Schwab Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
SCHW | CUSIP 808513105 | 05/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Nancy Bechtle | Mgmt | For | For | For | ||||
2 | Elect Walter Bettinger II | Mgmt | For | For | For | ||||
3 | Elect C. Preston Butcher | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
The Chubb Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
CB | CUSIP 171232101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zoe Baird Budinger | Mgmt | For | For | For | ||||
2 | Elect Sheila Burke | Mgmt | For | For | For | ||||
3 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
4 | Elect John Finnegan | Mgmt | For | For | For | ||||
5 | Elect Lawrence Kellner | Mgmt | For | For | For | ||||
6 | Elect Martin McGuinn | Mgmt | For | For | For | ||||
7 | Elect Lawrence Small | Mgmt | For | For | For | ||||
8 | Elect Jess Soderberg | Mgmt | For | For | For | ||||
9 | Elect Daniel Somers | Mgmt | For | For | For | ||||
10 | Elect James Zimmerman | Mgmt | For | For | For | ||||
11 | Elect Alfred Zollar | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
The Goldman Sachs Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | ||||
2 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
3 | Elect Gary Cohn | Mgmt | For | For | For | ||||
4 | Elect Claes Dahlback | Mgmt | For | For | For | ||||
5 | Elect Stephen Friedman | Mgmt | For | For | For | ||||
6 | Elect William George | Mgmt | For | For | For | ||||
7 | Elect James Johnson | Mgmt | For | For | For | ||||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | ||||
9 | Elect James Schiro | Mgmt | For | For | For | ||||
10 | Elect Debra Spar | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
The Hartford Financial Services Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
HIG | CUSIP 416515104 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Robert Allardice III | Mgmt | For | For | For | ||||
2 | Elect Trevor Fetter | Mgmt | For | For | For | ||||
3 | Elect Paul Kirk, Jr. | Mgmt | For | For | For | ||||
4 | Elect Liam McGee | Mgmt | For | For | For | ||||
5 | Elect Kathryn Mikells | Mgmt | For | For | For | ||||
6 | Elect Michael Morris | Mgmt | For | For | For | ||||
7 | Elect Thomas Renyi | Mgmt | For | For | For | ||||
8 | Elect Charles Strauss | Mgmt | For | For | For | ||||
9 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
10 | Ratification of Auditor | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The NASDAQ OMX Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
NDAQ | CUSIP 631103108 | 05/22/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Steven Black | Mgmt | For | For | For | ||||
2 | Elect Borje Ekholm | Mgmt | For | For | For | ||||
3 | Elect Robert Greifeld | Mgmt | For | For | For | ||||
4 | Elect Glenn Hutchins | Mgmt | For | For | For | ||||
5 | Elect Essa Kazim | Mgmt | For | For | For | ||||
6 | Elect John Markese | Mgmt | For | For | For | ||||
7 | Elect Ellyn McColgan | Mgmt | For | For | For | ||||
8 | Elect Thomas O'Neill | Mgmt | For | For | For | ||||
9 | Elect James Riepe | Mgmt | For | For | For | ||||
10 | Elect Michael Splinter | Mgmt | For | For | For | ||||
11 | Elect Lars Wedenborn | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
The Procter & Gamble Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Angela Braly | Mgmt | For | For | For | ||||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | ||||
3 | Elect Scott Cook | Mgmt | For | For | For | ||||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | ||||
5 | Elect Robert McDonald | Mgmt | For | For | For | ||||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | ||||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | ||||
8 | Elect Margaret Whitman | Mgmt | For | For | For | ||||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
10 | Elect Patricia Woertz | Mgmt | For | For | For | ||||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHoldr | Against | Against | For | ||||
The Progressive Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
PGR | CUSIP 743315103 | 04/20/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Roger Farah | Mgmt | For | For | For | ||||
2 | Elect Stephen Hardis | Mgmt | For | For | For | ||||
3 | Elect Heidi Miller | Mgmt | For | For | For | ||||
4 | Elect Bradley Sheares | Mgmt | For | For | For | ||||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||||
7 | Change in Board Size | Mgmt | For | For | For | ||||
8 | Authorization of Board to Set Board Size | Mgmt | For | For | For | ||||
9 | Amendment to Code of Regulations | Mgmt | For | Against | Against | ||||
10 | Set Date of Annual Meeting | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Re-approve Performance Criteria Set Forth in 2007 Executive Bonus Plan | Mgmt | For | For | For | ||||
13 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||||
14 | Amendment to the 2003 Directors Equity Incentive Plan | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
The Timken Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TKR | CUSIP 887389104 | 05/08/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Joseph Ralston | Mgmt | For | For | For | ||||
1.2 | Elect John Reilly | Mgmt | For | For | For | ||||
1.3 | Elect John Timken, Jr. | Mgmt | For | For | For | ||||
1.4 | Elect Jacqueline Woods | Mgmt | For | For | For | ||||
2 | Ratification of Auditor | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The TJX Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TJX | CUSIP 872540109 | 06/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||||
2 | Elect Jose Alvarez | Mgmt | For | For | For | ||||
3 | Elect Alan Bennett | Mgmt | For | For | For | ||||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||||
5 | Elect David Ching | Mgmt | For | For | For | ||||
6 | Elect Michael Hines | Mgmt | For | For | For | ||||
7 | Elect Amy Lane | Mgmt | For | For | For | ||||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||||
9 | Elect John O'Brien | Mgmt | For | For | For | ||||
10 | Elect Willow Shire | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Approval of Material Terms of Executive Officer Performance Goals Under Cash Incentive Plans | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Travelers Companies, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRV | CUSIP 89417E109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Alan Beller | Mgmt | For | For | For | ||||
2 | Elect John Dasburg | Mgmt | For | For | For | ||||
3 | Elect Janet Dolan | Mgmt | For | For | For | ||||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | ||||
5 | Elect Jay Fishman | Mgmt | For | For | For | ||||
6 | Elect Lawrence Graev | Mgmt | For | For | For | ||||
7 | Elect Patricia Higgins | Mgmt | For | For | For | ||||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | ||||
9 | Elect William Kane | Mgmt | For | For | For | ||||
10 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | ||||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||||
12 | Elect Laurie Thomsen | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
The Walt Disney Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Susan Arnold | Mgmt | For | For | For | ||||
2 | Elect John Chen | Mgmt | For | For | For | ||||
3 | Elect Judith Estrin | Mgmt | For | For | For | ||||
4 | Elect Robert Iger | Mgmt | For | For | For | ||||
5 | Elect Fred Langhammer | Mgmt | For | For | For | ||||
6 | Elect Aylwin Lewis | Mgmt | For | For | For | ||||
7 | Elect Monica Lozano | Mgmt | For | For | For | ||||
8 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | ||||
10 | Elect Orin Smith | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
The Western Union Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WU | CUSIP 959802109 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Goodman | Mgmt | For | For | For | ||||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | ||||
3 | Elect Michael Miles, Jr. | Mgmt | For | For | For | ||||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | ||||
8 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
9 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | ||||
Thermo Fisher Scientific Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||||
2 | Elect Judy Lewent | Mgmt | For | For | For | ||||
3 | Elect Jim Manzi | Mgmt | For | For | For | ||||
4 | Elect Lars Sorenson | Mgmt | For | For | For | ||||
5 | Elect Elaine Ullian | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Ratification of Auditor | Mgmt | For | For | For | ||||
Time Warner Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Barksdale | Mgmt | For | For | For | ||||
2 | Elect William Barr | Mgmt | For | For | For | ||||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | ||||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | ||||
5 | Elect Robert Clark | Mgmt | For | For | For | ||||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | ||||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||||
9 | Elect Kenneth Novack | Mgmt | For | For | For | ||||
10 | Elect Paul Wachter | Mgmt | For | For | For | ||||
11 | Elect Deborah Wright | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
Total System Services, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TSS | CUSIP 891906109 | 05/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect James Blanchard | Mgmt | For | For | For | ||||
2 | Elect Richard Bradley | Mgmt | For | For | For | ||||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | ||||
4 | Elect Walter Driver, Jr. | Mgmt | For | For | For | ||||
5 | Elect Gardiner Garrard, Jr. | Mgmt | For | Against | Against | ||||
6 | Elect Sidney Harris | Mgmt | For | For | For | ||||
7 | Elect Mason Lampton | Mgmt | For | For | For | ||||
8 | Elect H. Lynn Page | Mgmt | For | For | For | ||||
9 | Elect Philip Tomlinson | Mgmt | For | For | For | ||||
10 | Elect John Turner | Mgmt | For | For | For | ||||
11 | Elect Richard Ussery | Mgmt | For | For | For | ||||
12 | Elect M. Troy Woods | Mgmt | For | For | For | ||||
13 | Elect James Yancey | Mgmt | For | For | For | ||||
14 | Elect Rebecca Yarbrough | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | ||||
18 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | ||||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | ||||
Transatlantic Holdings, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Proxy Contest | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Merger/Acquisition | Mgmt | For | Against | Against | ||||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | ||||
Tyco International Ltd. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
TYC | CUSIP H89128104 | 03/07/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Accounts and Reports | Mgmt | For | For | For | ||||
2 | Ratification of Board Acts | Mgmt | For | For | For | ||||
3.1 | Elect Edward Breen | Mgmt | For | For | For | ||||
3.2 | Elect Michael Daniels | Mgmt | For | For | For | ||||
3.3 | Elect Timothy Donahue | Mgmt | For | For | For | ||||
3.4 | Elect Brian Duperreault | Mgmt | For | For | For | ||||
3.5 | Elect Bruce Gordon | Mgmt | For | For | For | ||||
3.6 | Elect Rajiv Gupta | Mgmt | For | For | For | ||||
3.7 | Elect John Krol | Mgmt | For | For | For | ||||
3.8 | Elect Brendan O'Neill | Mgmt | For | For | For | ||||
3.9 | Elect Dinesh Paliwal | Mgmt | For | For | For | ||||
3.10 | Elect William Stavropoulos | Mgmt | For | For | For | ||||
3.11 | Elect Sandra Wijnberg | Mgmt | For | For | For | ||||
3.12 | Elect R. David Yost | Mgmt | For | For | For | ||||
4 | Appointment of Auditor | Mgmt | For | For | For | ||||
5 | Appointment of Auditor | Mgmt | For | For | For | ||||
6 | Appointment of Auditor | Mgmt | For | For | For | ||||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||||
8 | Consolidation of Reserves | Mgmt | For | For | For | ||||
9 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | ||||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
11 | Amendments to Articles of Association | Mgmt | For | For | For | ||||
U.S. Bancorp | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | ||||
5 | Elect Richard Davis | Mgmt | For | For | For | ||||
6 | Elect Roland Hernandez | Mgmt | For | For | For | ||||
7 | Elect Joel Johnson | Mgmt | For | For | For | ||||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | ||||
9 | Elect Jerry Levin | Mgmt | For | For | For | ||||
10 | Elect David O'Maley | Mgmt | For | For | For | ||||
11 | Elect O'Dell Owens | Mgmt | For | For | For | ||||
12 | Elect Craig Schnuck | Mgmt | For | For | For | ||||
13 | Elect Patrick Stokes | Mgmt | For | For | For | ||||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||||
15 | Ratification of Auditor | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Parcel Service, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||||
2 | Elect Michael Burns | Mgmt | For | For | For | ||||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | ||||
5 | Elect Michael Eskew | Mgmt | For | For | For | ||||
6 | Elect William Johnson | Mgmt | For | For | For | ||||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||||
8 | Elect Ann Livermore | Mgmt | For | For | For | ||||
9 | Elect Rudy Markham | Mgmt | For | For | For | ||||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | ||||
11 | Elect John Thompson | Mgmt | For | For | For | ||||
12 | Elect Carol Tome | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
United Technologies Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||||
2 | Elect John Faraci | Mgmt | For | For | For | ||||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | ||||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||||
6 | Elect Ellen Kullman | Mgmt | For | For | For | ||||
7 | Elect Richard McCormick | Mgmt | For | For | For | ||||
8 | Elect Harold McGraw III | Mgmt | For | For | For | ||||
9 | Elect Richard Myers | Mgmt | For | For | For | ||||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||||
12 | Elect Christine Whitman | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
United Therapeutics Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
UTHR | CUSIP 91307C102 | 06/26/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Martine A. Rothblatt | Mgmt | For | For | For | ||||
1.2 | Elect Louis Sullivan | Mgmt | For | For | For | ||||
1.3 | Elect Raymond Kurzweil | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
US Airways Group, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
LCC | CUSIP 90341W108 | 06/14/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Matthew Hart | Mgmt | For | For | For | ||||
2 | Elect Richard Kraemer | Mgmt | For | For | For | ||||
3 | Elect Cheryl Krongard | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | ||||
Varian Medical Systems, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VAR | CUSIP 92220P105 | 02/09/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Timothy Guertin | Mgmt | For | For | For | ||||
1.2 | Elect David Illingworth | Mgmt | For | For | For | ||||
1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Amendment to the 2005 Omnibus Stock Plan | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Verizon Communications Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
VZ | CUSIP 92343V104 | 05/03/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Richard Carrion | Mgmt | For | For | For | ||||
2 | Elect Melanie Healey | Mgmt | For | For | For | ||||
3 | Elect M. Frances Keeth | Mgmt | For | For | For | ||||
4 | Elect Robert Lane | Mgmt | For | For | For | ||||
5 | Elect Lowell McAdam | Mgmt | For | For | For | ||||
6 | Elect Sandra Moose | Mgmt | For | For | For | ||||
7 | Elect Joseph Neubauer | Mgmt | For | For | For | ||||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | ||||
9 | Elect Clarence Otis, Jr. | Mgmt | For | For | For | ||||
10 | Elect Hugh Price | Mgmt | For | For | For | ||||
11 | Elect Rodney Slater | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | ||||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||||
16 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | ||||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | ||||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||||
19 | Shareholder Proposal Regarding Network Neutrality | ShrHoldr | Against | Against | For | ||||
Visa Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
V | CUSIP 92826C839 | 01/31/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||||
6 | Elect Suzanne Johnson | Mgmt | For | For | For | ||||
7 | Elect David Pang | Mgmt | For | For | For | ||||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||||
9 | Elect William Shanahan | Mgmt | For | For | For | ||||
10 | Elect John Swainson | Mgmt | For | For | For | ||||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
12 | Amendment to the 2007 Equity Incentive Compenastion Plan | Mgmt | For | For | For | ||||
13 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wal-Mart Stores, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Aida Alvarez | Mgmt | For | For | For | ||||
2 | Elect James Breyer | Mgmt | For | For | For | ||||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | ||||
5 | Elect Roger Corbett | Mgmt | For | For | For | ||||
6 | Elect Douglas Daft | Mgmt | For | For | For | ||||
7 | Elect Michael Duke | Mgmt | For | For | For | ||||
8 | Elect Marissa Mayer | Mgmt | For | For | For | ||||
9 | Elect Gregory Penner | Mgmt | For | For | For | ||||
10 | Elect Steven Reinemund | Mgmt | For | For | For | ||||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||||
12 | Elect Arne Sorenson | Mgmt | For | For | For | ||||
13 | Elect Jim Walton | Mgmt | For | For | For | ||||
14 | Elect S. Robson Walton | Mgmt | For | For | For | ||||
15 | Elect Christopher Williams | Mgmt | For | For | For | ||||
16 | Elect Linda Wolf | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHoldr | Against | Against | For | ||||
Walgreen Co. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WAG | CUSIP 931422109 | 01/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect David J. Brailer | Mgmt | For | For | For | ||||
2 | Elect Steven Davis | Mgmt | For | For | For | ||||
3 | Elect William Foote | Mgmt | For | For | For | ||||
4 | Elect Mark Frissora | Mgmt | For | For | For | ||||
5 | Elect Ginger Graham | Mgmt | For | For | For | ||||
6 | Elect Alan McNally | Mgmt | For | For | For | ||||
7 | Elect Nancy Schlichting | Mgmt | For | For | For | ||||
8 | Elect David Schwartz | Mgmt | For | For | For | ||||
9 | Elect Alejandro Silva | Mgmt | For | For | For | ||||
10 | Elect James Skinner | Mgmt | For | For | For | ||||
11 | Elect Gregory Wasson | Mgmt | For | For | For | ||||
12 | Ratification of Auditor | Mgmt | For | For | For | ||||
13 | 2011 Cash-Based Incentive Plan | Mgmt | For | For | For | ||||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | ||||
Walter Energy, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLT | CUSIP 93317Q105 | 04/19/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect David Beatty | Mgmt | For | Withhold | Against | ||||
1.2 | Elect Howard Clark, Jr. | Mgmt | For | For | For | ||||
1.3 | Elect Jerry Kolb | Mgmt | For | For | For | ||||
1.4 | Elect Patrick Kriegshauser | Mgmt | For | For | For | ||||
1.5 | Elect Joseph Leonard | Mgmt | For | For | For | ||||
1.6 | Elect Graham Mascall | Mgmt | For | For | For | ||||
1.7 | Elect Bernard Rethore | Mgmt | For | For | For | ||||
1.8 | Elect Walter Scheller, III | Mgmt | For | For | For | ||||
1.9 | Elect Michael Tokarz | Mgmt | For | Withhold | Against | ||||
1.10 | Elect A.J. Wagner | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Watson Pharmaceuticals, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WPI | CUSIP 942683103 | 05/11/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jack Michelson | Mgmt | For | For | For | ||||
2 | Elect Ronald Taylor | Mgmt | For | For | For | ||||
3 | Elect Andrew Turner | Mgmt | For | For | For | ||||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
5 | Annual Incentive Plan | Mgmt | For | For | For | ||||
6 | Ratification of Auditor | Mgmt | For | For | For | ||||
WellPoint, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WLP | CUSIP 94973V107 | 05/16/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | ||||
2 | Elect Susan Bayh | Mgmt | For | For | For | ||||
3 | Elect Julie Hill | Mgmt | For | For | For | ||||
4 | Elect Ramiro Peru | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||||
Wells Fargo & Company | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect John Baker II | Mgmt | For | For | For | ||||
2 | Elect Elaine Chao | Mgmt | For | For | For | ||||
3 | Elect John Chen | Mgmt | For | For | For | ||||
4 | Elect Lloyd Dean | Mgmt | For | For | For | ||||
5 | Elect Susan Engel | Mgmt | For | For | For | ||||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||||
7 | Elect Donald James | Mgmt | For | For | For | ||||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | ||||
9 | Elect Nicholas Moore | Mgmt | For | For | For | ||||
10 | Elect Federico Pena | Mgmt | For | For | For | ||||
11 | Elect Philip Quigley | Mgmt | For | For | For | ||||
12 | Elect Judith Runstad | Mgmt | For | For | For | ||||
13 | Elect Stephen Sanger | Mgmt | For | For | For | ||||
14 | Elect John Stumpf | Mgmt | For | For | For | ||||
15 | Elect Susan Swenson | Mgmt | For | For | For | ||||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
17 | Ratification of Auditor | Mgmt | For | For | For | ||||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | ||||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | Against | For | ||||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | ||||
Wesco International, Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WCC | CUSIP 95082P105 | 05/23/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect John Engel | Mgmt | For | For | For | ||||
1.2 | Elect Steven Raymund | Mgmt | For | For | For | ||||
1.3 | Elect Lynn Utter | Mgmt | For | For | For | ||||
1.4 | Elect William J. Vareschi | Mgmt | For | For | For | ||||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
3 | Ratification of Auditor | Mgmt | For | For | For | ||||
Wyndham Worldwide Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
WYN | CUSIP 98310W108 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1.1 | Elect Stephen Holmes | Mgmt | For | For | For | ||||
1.2 | Elect Myra Biblowit | Mgmt | For | For | For | ||||
1.3 | Elect Pauline Richards | Mgmt | For | For | For | ||||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
Xerox Corporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XRX | CUSIP 984121103 | 05/24/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Glenn Britt | Mgmt | For | For | For | ||||
2 | Elect Ursula Burns | Mgmt | For | For | For | ||||
3 | Elect Richard Harrington | Mgmt | For | For | For | ||||
4 | Elect William Hunter | Mgmt | For | For | For | ||||
5 | Elect Robert Keegan | Mgmt | For | For | For | ||||
6 | Elect Robert McDonald | Mgmt | For | For | For | ||||
7 | Elect Charles Prince | Mgmt | For | For | For | ||||
8 | Elect Ann Reese | Mgmt | For | For | For | ||||
9 | Elect Sara Tucker | Mgmt | For | For | For | ||||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2004 Performance Incentive Plan | Mgmt | For | For | For | ||||
XL Group plc | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XL | CUSIP G98290102 | 04/27/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Ramani Ayer | Mgmt | For | For | For | ||||
2 | Elect Dale Comey | Mgmt | For | For | For | ||||
3 | Elect Robert Glauber | Mgmt | For | For | For | ||||
4 | Elect Suzanne Labarge | Mgmt | For | For | For | ||||
5 | Ratification of Auditor | Mgmt | For | For | For | ||||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
Xylem Inc. | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
XYL | CUSIP 98419M100 | 05/10/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Victoria Harker | Mgmt | For | Against | Against | ||||
2 | Elect Gretchen McClain | Mgmt | For | Against | Against | ||||
3 | Elect Markos Tambakeras | Mgmt | For | Against | Against | ||||
4 | Ratification of Auditor | Mgmt | For | For | For | ||||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||||
Zions Bancorporation | |||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||||
ZION | CUSIP 989701107 | 05/25/2012 | Voted | ||||||
Meeting Type | Country of Trade | ||||||||
Annual | United States | ||||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||||
1 | Elect Jerry Atkin | Mgmt | For | For | For | ||||
2 | Elect R. D. Cash | Mgmt | For | For | For | ||||
3 | Elect Patricia Frobes | Mgmt | For | For | For | ||||
4 | Elect J. Heaney | Mgmt | For | For | For | ||||
5 | Elect Roger Porter | Mgmt | For | For | For | ||||
6 | Elect Stephen Quinn | Mgmt | For | For | For | ||||
7 | Elect Harris Simmons | Mgmt | For | For | For | ||||
8 | Elect L. E. Simmons | Mgmt | For | For | For | ||||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | ||||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | ||||
11 | Ratification of Auditor | Mgmt | For | For | For | ||||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||||
13 | Amendment to the 2005 Stock Option and Incentive Plan | Mgmt | For | For | For | ||||
14 | 2012 Management Incentive Compensation Plan | Mgmt | For | For | For | ||||
15 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | ||||
Registrant : | Putnam Investment Funds | |||||||
Fund Name : | Putnam Small Cap Value Fund | |||||||
Date of fiscal year end: | 02/29/2012 | |||||||
Aaron's, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAN | CUSIP 002535300 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Butler, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Leo Benatar | Mgmt | For | For | For | |||
1.3 | Elect John Schuerholz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABD | CUSIP 00081T108 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Incentive Plan | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Acco Brands Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABD | CUSIP 00081T108 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bayly | Mgmt | For | For | For | |||
1.2 | Elect Kathleen Dvorak | Mgmt | For | For | For | |||
1.3 | Elect G. Thomas Hargrove | Mgmt | For | For | For | |||
1.4 | Elect Robert Jenkins | Mgmt | For | For | For | |||
1.5 | Elect Robert Keller | Mgmt | For | For | For | |||
1.6 | Elect Thomas Kroeger | Mgmt | For | For | For | |||
1.7 | Elect Michael Norkus | Mgmt | For | For | For | |||
1.8 | Elect Sheila Talton | Mgmt | For | For | For | |||
1.9 | Elect Norman Wesley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | N/A | Against | N/A | |||
Accuride Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACW | CUSIP 00439T206 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Busse | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard Dauch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Benjamin Duster IV | Mgmt | For | Withhold | Against | |||
1.4 | Elect Lewis Kling | Mgmt | For | Withhold | Against | |||
1.5 | Elect Stephen Ledoux | Mgmt | For | Withhold | Against | |||
1.6 | Elect John Risner | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Actuate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIRT | CUSIP 00508B102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Cittadini | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Marshall | Mgmt | For | For | For | |||
1.3 | Elect Nicholas Nierenberg | Mgmt | For | For | For | |||
1.4 | Elect Arthur Patterson | Mgmt | For | For | For | |||
1.5 | Elect Steven Whiteman | Mgmt | For | For | For | |||
1.6 | Elect Raymond Ocampo, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Timothy Yeaton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Addus HomeCare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADUS | CUSIP 006739106 | 06/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark First | Mgmt | For | For | For | |||
1.2 | Elect R. Dirk Allison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Advanced Energy Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEIS | CUSIP 007973100 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Schatz | Mgmt | For | For | For | |||
1.2 | Elect Frederick Ball | Mgmt | For | For | For | |||
1.3 | Elect Richard Beck | Mgmt | For | For | For | |||
1.4 | Elect Garry Rogerson | Mgmt | For | For | For | |||
1.5 | Elect Trung Doan | Mgmt | For | For | For | |||
1.6 | Elect Edward Grady | Mgmt | For | For | For | |||
1.7 | Elect Terry Hudgens | Mgmt | For | For | For | |||
1.8 | Elect Thomas Rohrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward J. Heffernan | Mgmt | For | For | For | |||
2 | Elect Robert Minicucci | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Allied World Assurance Company Holdings, AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP H01531104 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Carmilani | Mgmt | For | For | For | |||
2 | Elect James Duffy | Mgmt | For | For | For | |||
3 | Elect Bart Friedman | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | Against | Against | |||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
7 | Reclassification of Free Reserves | Mgmt | For | For | For | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits | Mgmt | For | For | For | |||
10 | Cancellation of Shares | Mgmt | For | For | For | |||
11 | Amendment to the Articles of Association to Eliminate Conditional Share Capital | Mgmt | For | For | For | |||
12 | Authority to Increase Authorized Capital | Mgmt | For | For | For | |||
13 | Dividend Distribution in the Form of Par Value Reduction | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Statutory Auditor | Mgmt | For | For | For | |||
15 | Appointment of Special Auditor | Mgmt | For | For | For | |||
16 | Indemnification of Directors and Officers | Mgmt | For | For | For | |||
American Axle & Manufacturing Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXL | CUSIP 024061103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Dauch | Mgmt | For | For | For | |||
1.2 | Elect Forest Farmer | Mgmt | For | For | For | |||
1.3 | Elect Richard Lappin | Mgmt | For | For | For | |||
1.4 | Elect Thomas Walker | Mgmt | For | For | For | |||
2 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
American Capital Agency Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGNC | CUSIP 02503X105 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Larry Harvey | Mgmt | For | For | For | |||
2 | Elect Alvin Puryear | Mgmt | For | For | For | |||
3 | Elect Malon Wilkus | Mgmt | For | For | For | |||
4 | Elect Samuel Flax | Mgmt | For | For | For | |||
5 | Elect Randy Dobbs | Mgmt | For | For | For | |||
6 | Elect Robert Couch | Mgmt | For | For | For | |||
7 | Elect Morris Davis | Mgmt | For | For | For | |||
8 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
9 | Increase of Preferred Stock | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
American Eagle Outfitters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEO | CUSIP 02553E106 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janice Page | Mgmt | For | For | For | |||
2 | Elect Noel Spiegel | Mgmt | For | For | For | |||
3 | Elect Gerald Wedren | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
American Equity Investment Life Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AEL | CUSIP 025676206 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Mulcahy | Mgmt | For | For | For | |||
1.2 | Elect David Noble | Mgmt | For | For | For | |||
1.3 | Elect A.J. Strickland III | Mgmt | For | For | For | |||
1.4 | Elect Wendy Waugaman | Mgmt | For | For | For | |||
1.5 | Elect Harley Whitfield, Sr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
American Financial Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFG | CUSIP 025932104 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carl Lindner, III | Mgmt | For | For | For | |||
1.2 | Elect S. Craig Lindner | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Ambrecht | Mgmt | For | For | For | |||
1.4 | Elect John Berding | Mgmt | For | For | For | |||
1.5 | Elect Theodore Emmerich | Mgmt | For | For | For | |||
1.6 | Elect James Evans | Mgmt | For | For | For | |||
1.7 | Elect Terry Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Gregory Joseph | Mgmt | For | For | For | |||
1.9 | Elect William Verity | Mgmt | For | For | For | |||
1.10 | Elect John Von Lehman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2011 Equity Bonus Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Non-Employee Directors Compensation Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
American Railcar Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARII | CUSIP 02916P103 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Icahn | Mgmt | For | Against | Against | |||
2 | Elect James Unger | Mgmt | For | Against | Against | |||
3 | Elect James Pontious | Mgmt | For | Against | Against | |||
4 | Elect J. Mike Laisure | Mgmt | For | Against | Against | |||
5 | Elect Harold First | Mgmt | For | Against | Against | |||
6 | Elect Brett Icahn | Mgmt | For | Against | Against | |||
7 | Elect Hunter Gary | Mgmt | For | Against | Against | |||
8 | Elect Samuel Merkasmer | Mgmt | For | Against | Against | |||
9 | Elect SungHwan Cho | Mgmt | For | Against | Against | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
AmTrust Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFSI | CUSIP 032359309 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald DeCarlo | Mgmt | For | Withhold | Against | |||
1.2 | Elect Susan Fisch | Mgmt | For | Withhold | Against | |||
1.3 | Elect Abraham Gulkowitz | Mgmt | For | Withhold | Against | |||
1.4 | Elect George Karfunkel | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Karfunkel | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jay Miller | Mgmt | For | Withhold | Against | |||
1.7 | Elect Barry Zyskind | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Applied Industrial Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIT | CUSIP 03820C105 | 10/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Commes | Mgmt | For | For | For | |||
1.2 | Elect John Meier | Mgmt | For | For | For | |||
1.3 | Elect Peter Wallace | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | 2011 Long-Term Performance Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Arch Capital Group Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACGL | CUSIP G0450A105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eric Doppstadt | Mgmt | For | For | For | |||
2 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
3 | Elect James Meenaghan | Mgmt | For | For | For | |||
4 | Elect John Pasquesi | Mgmt | For | Abstain | Against | |||
5 | Elect Anthony Asquith | Mgmt | For | For | For | |||
6 | Elect Edgardo Balois | Mgmt | For | For | For | |||
7 | Elect William E. Beveridge | Mgmt | For | For | For | |||
8 | Elect Dennis R. Brand | Mgmt | For | For | For | |||
9 | Elect Peter Calleo | Mgmt | For | For | For | |||
10 | Elect Knud Christensen | Mgmt | For | For | For | |||
11 | Elect Paul Cole | Mgmt | For | For | For | |||
12 | Elect Graham B. R. Collis | Mgmt | For | For | For | |||
13 | Elect William J. Cooney | Mgmt | For | For | For | |||
14 | Elect Michael Feetham | Mgmt | For | For | For | |||
15 | Elect Stephan Fogarty | Mgmt | For | For | For | |||
16 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | |||
17 | Elect Marc Grandisson | Mgmt | For | For | For | |||
18 | Elect Michael A. Greene | Mgmt | For | For | For | |||
19 | Elect John C. R. Hele | Mgmt | For | For | For | |||
20 | Elect David W. Hipkin | Mgmt | For | For | For | |||
21 | Elect W. Preston Hutchings | Mgmt | For | For | For | |||
22 | Elect Constantine Iordanou | Mgmt | For | For | For | |||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | |||
24 | Elect Michael H. Kier | Mgmt | For | For | For | |||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | |||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | |||
27 | Elect Adam Matteson | Mgmt | For | For | For | |||
28 | Elect David McElroy | Mgmt | For | For | For | |||
29 | Elect Rommel Mercado | Mgmt | For | For | For | |||
30 | Elect Martin Nilsen | Mgmt | For | For | For | |||
31 | Elect Mark Nolan | Mgmt | For | For | For | |||
32 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | |||
33 | Elect Elisabeth Quinn | Mgmt | For | For | For | |||
34 | Elect Maamoun Rajeh | Mgmt | For | For | For | |||
35 | Elect John F. Rathgeber | Mgmt | For | For | For | |||
36 | Elect Andrew Rippert | Mgmt | For | For | For | |||
37 | Elect Paul S. Robotham | Mgmt | For | For | For | |||
38 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | |||
39 | Elect Scott Schenker | Mgmt | For | For | For | |||
40 | Elect Soren Scheuer | Mgmt | For | For | For | |||
41 | Elect Budhi Singh | Mgmt | For | For | For | |||
42 | Elect Helmut Sohler | Mgmt | For | For | For | |||
43 | Elect Iwan van Munster | Mgmt | For | For | For | |||
44 | Elect Angus Watson | Mgmt | For | For | For | |||
45 | Elect James R. Weatherstone | Mgmt | For | For | For | |||
46 | 2012 Long Term Incentive and Share Award Plan | Mgmt | For | For | For | |||
47 | Ratification of Auditor | Mgmt | For | For | For | |||
48 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ascena Retail Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASNA | CUSIP 04351G101 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Jaffe | Mgmt | For | For | For | |||
1.2 | Elect Klaus Eppler | Mgmt | For | For | For | |||
1.3 | Elect Kate Buggeln | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Assured Guaranty Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | |||
1.2 | Elect Stephen Cozen | Mgmt | For | For | For | |||
1.3 | Elect Patrick Kenny | Mgmt | For | For | For | |||
1.4 | Elect Donald Layton | Mgmt | For | For | For | |||
1.5 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.6 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.7 | Elect Wilbur Ross, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Walter Scott | Mgmt | For | For | For | |||
1.9 | Elect Howard W. Albert | Mgmt | For | For | For | |||
1.10 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.11 | Elect Russell B. Brewer II | Mgmt | For | For | For | |||
1.12 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.13 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.14 | Elect James M. Michener | Mgmt | For | For | For | |||
1.15 | Elect Robert B. Mills | Mgmt | For | For | For | |||
1.16 | Elect Kevin Pearson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
Avista Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVA | CUSIP 05379B107 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Erik Anderson | Mgmt | For | For | For | |||
2 | Elect Kristianne Blake | Mgmt | For | For | For | |||
3 | Elect Donald Burke | Mgmt | For | For | For | |||
4 | Elect Rick Holley | Mgmt | For | For | For | |||
5 | Elect John Kelly | Mgmt | For | For | For | |||
6 | Elect Rebecca Klein | Mgmt | For | For | For | |||
7 | Elect Scott Morris | Mgmt | For | For | For | |||
8 | Elect Michael Noel | Mgmt | For | For | For | |||
9 | Elect Marc Racicot | Mgmt | For | For | For | |||
10 | Elect Heidi Stanley | Mgmt | For | For | For | |||
11 | Elect R. John Taylor | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment Requiring Approval of Holders of 2/3 of the Outstanding Shares of Common Stock | Mgmt | For | For | For | |||
14 | Amendment Requiring Approval of Holders of 80% of the Outstanding Shares of Common Stock | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Berkshire Hills Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHLB | CUSIP 084680107 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Bossidy | Mgmt | For | For | For | |||
1.2 | Elect Robert Curley | Mgmt | For | For | For | |||
1.3 | Elect Barton Raser | Mgmt | For | For | For | |||
1.4 | Elect D. Jeffrey Templeton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Brookline Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRKL | CUSIP 11373M107 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Doyle, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas Hollister | Mgmt | For | For | For | |||
1.3 | Elect Charles Peck | Mgmt | For | For | For | |||
1.4 | Elect Paul Perrault | Mgmt | For | For | For | |||
1.5 | Elect Joseph Slotnik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Brunswick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BC | CUSIP 117043109 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Anne Belec | Mgmt | For | For | For | |||
2 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
3 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Buckeye Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BKI | CUSIP 118255108 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Bryan | Mgmt | For | For | For | |||
1.2 | Elect R. Howard Cannon | Mgmt | For | For | For | |||
1.3 | Elect Katherine Buckman Gibson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | At Risk Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Campus Crest Communities, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCG | CUSIP 13466Y105 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ted Rollins | Mgmt | For | For | For | |||
1.2 | Elect Michael Hartnett | Mgmt | For | For | For | |||
1.3 | Elect N. Anthony Coles | Mgmt | For | For | For | |||
1.4 | Elect Richard Kahlbaugh | Mgmt | For | Withhold | Against | |||
1.5 | Elect Denis McGlynn | Mgmt | For | For | For | |||
1.6 | Elect William Popeo | Mgmt | For | For | For | |||
1.7 | Elect Daniel Simmons | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Capitol Federal Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFFN | CUSIP 14057J101 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Huey II | Mgmt | For | For | For | |||
1.2 | Elect Reginald Robinson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Approval of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ceragon Networks Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRNT | CUSIP M22013102 | 09/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Amendments to Indemnification Letters | Mgmt | For | For | For | |||
3 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
4 | Elect Yael Langer | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Ciber, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBR | CUSIP 17163B102 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.2 | Elect Archibald McGill | Mgmt | For | For | For | |||
1.3 | Elect David Peterschmidt | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Citizens Republic Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRBC | CUSIP 174420307 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lizabeth Ardisana | Mgmt | For | For | For | |||
1.2 | Elect George Butvilas | Mgmt | For | For | For | |||
1.3 | Elect Robert Cubbin | Mgmt | For | For | For | |||
1.4 | Elect Gary Hurand | Mgmt | For | For | For | |||
1.5 | Elect Benjamin Laird | Mgmt | For | For | For | |||
1.6 | Elect Stephen Lazaroff | Mgmt | For | For | For | |||
1.7 | Elect Cathleen Nash | Mgmt | For | For | For | |||
1.8 | Elect Kendall Williams | Mgmt | For | For | For | |||
1.9 | Elect James Wolohan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
CMS Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMS | CUSIP 125896100 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Merribel Ayres | Mgmt | For | For | For | |||
2 | Elect Jon Barfield | Mgmt | For | For | For | |||
3 | Elect Stephen Ewing | Mgmt | For | For | For | |||
4 | Elect Richard Gabrys | Mgmt | For | For | For | |||
5 | Elect David Joos | Mgmt | For | For | For | |||
6 | Elect Philip Lochner, Jr. | Mgmt | For | For | For | |||
7 | Elect Michael Monahan | Mgmt | For | For | For | |||
8 | Elect John Russell | Mgmt | For | For | For | |||
9 | Elect Kenneth Way | Mgmt | For | For | For | |||
10 | Elect John Yasinsky | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Cogent Communications Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCOI | CUSIP 19239V302 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dave Schaeffer | Mgmt | For | For | For | |||
1.2 | Elect Steven Brooks | Mgmt | For | For | For | |||
1.3 | Elect Erel Margalit | Mgmt | For | For | For | |||
1.4 | Elect Timothy Weingarten | Mgmt | For | For | For | |||
1.5 | Elect Richard Liebhaber | Mgmt | For | For | For | |||
1.6 | Elect D. Blake Bath | Mgmt | For | For | For | |||
1.7 | Elect Marc Montagner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Incentive Award Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Colony Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLNY | CUSIP 19624R106 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Barrack, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Richard Saltzman | Mgmt | For | For | For | |||
1.3 | Elect George Parker | Mgmt | For | For | For | |||
1.4 | Elect John Somers | Mgmt | For | For | For | |||
1.5 | Elect John Steffens | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Commercial Vehicle Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVGI | CUSIP 202608105 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S.A. Johnson | Mgmt | For | For | For | |||
1.2 | Elect John Kessler | Mgmt | For | For | For | |||
1.3 | Elect Arnold Siemer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Core-Mark Holding Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CORE | CUSIP 218681104 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Allen | Mgmt | For | For | For | |||
2 | Elect Stuart Booth | Mgmt | For | For | For | |||
3 | Elect Gary Colter | Mgmt | For | For | For | |||
4 | Elect Robert Gross | Mgmt | For | For | For | |||
5 | Elect L. William Krause | Mgmt | For | For | For | |||
6 | Elect Harvey Tepner | Mgmt | For | For | For | |||
7 | Elect Randolph Thornton | Mgmt | For | For | For | |||
8 | Elect J. Michael Walsh | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Cohen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Katherine Elizabeth Dietze | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jerome Markowitz | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jeffrey Solomon | Mgmt | For | Withhold | Against | |||
1.7 | Elect Thomas Strauss | Mgmt | For | Withhold | Against | |||
1.8 | Elect John Toffolon, Jr. | Mgmt | For | Withhold | Against | |||
1.9 | Elect Joseph Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Cowen Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COWN | CUSIP 223622101 | 08/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Cohen | Mgmt | For | Withhold | Against | |||
1.2 | Elect Katherine Dietze | Mgmt | For | Withhold | Against | |||
1.3 | Elect Steven Kotler | Mgmt | For | Withhold | Against | |||
1.4 | Elect George LaBranche IV | Mgmt | For | Withhold | Against | |||
1.5 | Elect Jerome Markowitz | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jack Nusbaum | Mgmt | For | Withhold | Against | |||
1.7 | Elect John Toffolon, Jr. | Mgmt | For | Withhold | Against | |||
1.8 | Elect Joseph Wright | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Cutera, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CUTR | CUSIP 232109108 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy O'Shea | Mgmt | For | For | For | |||
1.2 | Elect David Apfelberg | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Datalink Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTLK | CUSIP 237934104 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent Blackey | Mgmt | For | For | For | |||
1.2 | Elect Paul Lidsky | Mgmt | For | For | For | |||
1.3 | Elect Margaret Loftus | Mgmt | For | For | For | |||
1.4 | Elect Greg Meland | Mgmt | For | For | For | |||
1.5 | Elect J. Patrick O'Halloran | Mgmt | For | For | For | |||
1.6 | Elect James Ousley | Mgmt | For | For | For | |||
1.7 | Elect Robert Price | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Amendment to the 2011 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Deluxe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLX | CUSIP 248019101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Baldwin | Mgmt | For | For | For | |||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||
1.3 | Elect Don McGrath | Mgmt | For | For | For | |||
1.4 | Elect Cheryl McKissack | Mgmt | For | For | For | |||
1.5 | Elect Neil Metviner | Mgmt | For | For | For | |||
1.6 | Elect Stephen Nachtsheim | Mgmt | For | For | For | |||
1.7 | Elect Mary O'Dwyer | Mgmt | For | For | For | |||
1.8 | Elect Martyn Redgrave | Mgmt | For | For | For | |||
1.9 | Elect Lee Schram | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Annual Incentive Award Plan | Mgmt | For | For | For | |||
4 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
DineEquity, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIN | CUSIP 254423106 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Dahl | Mgmt | For | For | For | |||
1.2 | Elect Stephen Joyce | Mgmt | For | For | For | |||
1.3 | Elect Patrick Rose | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Senior Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
DXP Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DXPE | CUSIP 233377407 | 06/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Little | Mgmt | For | Withhold | Against | |||
1.2 | Elect Cletus Davis | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy Halter | Mgmt | For | Withhold | Against | |||
1.4 | Elect Kenneth Miller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For | For | |||
EarthLink, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELNK | CUSIP 270321102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Bowick | Mgmt | For | For | For | |||
2 | Elect S. Marce Fuller | Mgmt | For | For | For | |||
3 | Elect Rolla P. Huff | Mgmt | For | For | For | |||
4 | Elect David Koretz | Mgmt | For | For | For | |||
5 | Elect Garry McGuire | Mgmt | For | For | For | |||
6 | Elect Thomas Wheeler | Mgmt | For | For | For | |||
7 | Elect M. Wayne Wisehart | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Electro Scientific Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESIO | CUSIP 285229100 | 08/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Harmon | Mgmt | For | For | For | |||
1.2 | Elect Edward Grady | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Electronics For Imaging, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EFII | CUSIP 286082102 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Brown | Mgmt | For | For | For | |||
1.2 | Elect Gill Cogan | Mgmt | For | For | For | |||
1.3 | Elect Guy Gecht | Mgmt | For | For | For | |||
1.4 | Elect Thomas Georgens | Mgmt | For | For | For | |||
1.5 | Elect Richard Kashnow | Mgmt | For | For | For | |||
1.6 | Elect Dan Maydan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | CUSIP 29084Q100 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | |||
1.2 | Elect David Brown | Mgmt | For | For | For | |||
1.3 | Elect Larry Bump | Mgmt | For | For | For | |||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | |||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | For | For | |||
1.7 | Elect David Laidley | Mgmt | For | For | For | |||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | |||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | |||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Employers Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EIG | CUSIP 292218104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Valerie Glenn | Mgmt | For | For | For | |||
1.2 | Elect Ronald Mosher | Mgmt | For | For | For | |||
1.3 | Elect Katherine Ong | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Emulex Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELX | CUSIP 292475209 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Cox | Mgmt | For | For | For | |||
1.2 | Elect Michael Downey | Mgmt | For | For | For | |||
1.3 | Elect Bruce Edwards | Mgmt | For | For | For | |||
1.4 | Elect Paul Folino | Mgmt | For | For | For | |||
1.5 | Elect Robert Goon | Mgmt | For | For | For | |||
1.6 | Elect Don Lyle | Mgmt | For | For | For | |||
1.7 | Elect James McCluney | Mgmt | For | For | For | |||
1.8 | Elect Nersi Nazari | Mgmt | For | For | For | |||
1.9 | Elect Dean Yoost | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Energen Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EGN | CUSIP 29265N108 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Judy Merritt | Mgmt | For | For | For | |||
1.2 | Elect Stephen Snider | Mgmt | For | For | For | |||
1.3 | Elect Gary Youngblood | Mgmt | For | For | For | |||
1.4 | Elect Jay Grinney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Energy Partners, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPL | CUSIP 29270U303 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Buckner | Mgmt | For | For | For | |||
1.2 | Elect Scott Griffiths | Mgmt | For | For | For | |||
1.3 | Elect Gary Hanna | Mgmt | For | For | For | |||
1.4 | Elect Marc McCarthy | Mgmt | For | For | For | |||
1.5 | Elect Steven Pully | Mgmt | For | For | For | |||
1.6 | Elect William Wallace | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Enersys | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENS | CUSIP 29275Y102 | 08/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Seifi Ghasemi | Mgmt | For | For | For | |||
1.2 | Elect John Lehman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Dennis Marlo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Ennis, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBF | CUSIP 293389102 | 06/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Godfrey Long, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Thomas Price | Mgmt | For | For | For | |||
1.3 | Elect Alejandro Quiroz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Entertainment Properties Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EPR | CUSIP 29380T105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Newman, Jr. | Mgmt | For | For | For | |||
1.2 | Elect James Olson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Annual Performance-Based Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
ESSA Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESSA | CUSIP 29667D104 | 03/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Burrus | Mgmt | For | For | For | |||
1.2 | Elect John Schoonover, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Selig, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Exide Technologies | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XIDE | CUSIP 302051206 | 09/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Herbert Aspbury | Mgmt | For | For | For | |||
1.2 | Elect James Bolch | Mgmt | For | For | For | |||
1.3 | Elect Michael D'Appolonia | Mgmt | For | For | For | |||
1.4 | Elect David Ferguson | Mgmt | For | For | For | |||
1.5 | Elect John O'Higgins | Mgmt | For | For | For | |||
1.6 | Elect Dominic Pileggi | Mgmt | For | For | For | |||
1.7 | Elect John Reilly | Mgmt | For | For | For | |||
1.8 | Elect Michael Ressner | Mgmt | For | For | For | |||
1.9 | Elect Carroll Wetzel, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Express, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPR | CUSIP 30219E103 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Devine III | Mgmt | For | For | For | |||
1.2 | Elect Mylle Mangum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Performance Goals and Grant Limitations Under the 2010 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
Extreme Networks, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXTR | CUSIP 30226D106 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Maury Austin | Mgmt | For | For | For | |||
1.2 | Elect Oscar Rodriguez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Poison Pill | ShrHoldr | Against | For | Against | |||
Financial Institutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FISI | CUSIP 317585404 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karl Anderson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Erland Kailbourne | Mgmt | For | For | For | |||
1.3 | Elect Robert Latella | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
First Citizens BancShares, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCNCA | CUSIP 31946M103 | 04/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Alexander, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Carmen Holding Ames | Mgmt | For | For | For | |||
1.3 | Elect Victor Bell III | Mgmt | For | For | For | |||
1.4 | Elect Hope Connell | Mgmt | For | For | For | |||
1.5 | Elect H. M. Craig III | Mgmt | For | For | For | |||
1.6 | Elect H. Lee Durham, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Daniel Heavner | Mgmt | For | For | For | |||
1.8 | Elect Frank Holding | Mgmt | For | For | For | |||
1.9 | Elect Frank Holding, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Lucius Jones | Mgmt | For | For | For | |||
1.11 | Elect Robert Mason IV | Mgmt | For | For | For | |||
1.12 | Elect Robert Newcomb | Mgmt | For | For | For | |||
1.13 | Elect James Parker | Mgmt | For | For | For | |||
1.14 | Elect Ralph Shelton | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
G-III Apparel Group, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIII | CUSIP 36237H101 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Morris Goldfarb | Mgmt | For | For | For | |||
1.2 | Elect Sammy Aaron | Mgmt | For | For | For | |||
1.3 | Elect Thomas Brosig | Mgmt | For | For | For | |||
1.4 | Elect Alan Feller | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Goldfarb | Mgmt | For | For | For | |||
1.6 | Elect Carl Katz | Mgmt | For | For | For | |||
1.7 | Elect Laura Pomerantz | Mgmt | For | For | For | |||
1.8 | Elect Willem van Bokhorst | Mgmt | For | For | For | |||
1.9 | Elect Cheryl Vitali | Mgmt | For | For | For | |||
1.10 | Elect Richard White | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
GAIN Capital Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GCAP | CUSIP 36268W100 | 06/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark Galant | Mgmt | For | For | For | |||
2 | Elect Christopher Sugden | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
General Cable Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BGC | CUSIP 369300108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Kenny | Mgmt | For | For | For | |||
1.2 | Elect Gregory Lawton | Mgmt | For | For | For | |||
1.3 | Elect Charles McClure, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Craig Omtvedt | Mgmt | For | For | For | |||
1.5 | Elect Patrick Prevost | Mgmt | For | For | For | |||
1.6 | Elect Robert Smialek | Mgmt | For | For | For | |||
1.7 | Elect John Welsh, III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gordmans Stores Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMAN | CUSIP 38269P100 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jason Neimark | Mgmt | For | Withhold | Against | |||
1.2 | Elect Kenneth Tuchman | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Government Properties Income Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOV | CUSIP 38376A103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Gilmore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Great Lakes Dredge & Dock Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLDD | CUSIP 390607109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Biemeck | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bittel | Mgmt | For | For | For | |||
1.3 | Elect Jason Weiss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Long Term Incentive Plan | Mgmt | For | For | For | |||
Great Plains Energy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GXP | CUSIP 391164100 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Terry Bassham | Mgmt | For | For | For | |||
1.2 | Elect David Bodde | Mgmt | For | For | For | |||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | |||
1.4 | Elect Randall Ferguson, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Gary Forsee | Mgmt | For | For | For | |||
1.6 | Elect Thomas Hyde | Mgmt | For | For | For | |||
1.7 | Elect James Mitchell | Mgmt | For | For | For | |||
1.8 | Elect John Sherman | Mgmt | For | For | For | |||
1.9 | Elect Linda Talbott | Mgmt | For | For | For | |||
1.10 | Elect Robert West | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
H&E Equipment Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HEES | CUSIP 404030108 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Bagley | Mgmt | For | For | For | |||
1.2 | Elect John Engquist | Mgmt | For | For | For | |||
1.3 | Elect Paul Arnold | Mgmt | For | For | For | |||
1.4 | Elect Bruce Bruckmann | Mgmt | For | For | For | |||
1.5 | Elect Patrick Edsell | Mgmt | For | For | For | |||
1.6 | Elect Thomas Galligan III | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Karlson | Mgmt | For | For | For | |||
1.8 | Elect John Sawyer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
H.B. Fuller Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUL | CUSIP 359694106 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juliana Chugg | Mgmt | For | For | For | |||
1.2 | Elect Thomas Handley | Mgmt | For | For | For | |||
1.3 | Elect Alfredo Rovira | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Haverty Furniture Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HVT | CUSIP 419596101 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Glover | Mgmt | For | For | For | |||
1.2 | Elect Rawson Haverty, Jr. | Mgmt | For | For | For | |||
1.3 | Elect L. Phillip Humann | Mgmt | For | For | For | |||
1.4 | Elect Mylle Mangum | Mgmt | For | For | For | |||
1.5 | Elect Frank McGaughey, III | Mgmt | For | For | For | |||
1.6 | Elect Clarence Smith | Mgmt | For | For | For | |||
1.7 | Elect Al Trujillo | Mgmt | For | For | For | |||
1.8 | Elect Terence McGuirk | Mgmt | For | For | For | |||
1.9 | Elect Fred Schuermann | Mgmt | For | For | For | |||
1.10 | Elect Vicki Palmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hercules Technology Growth Capital, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HTGC | CUSIP 427096508 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allyn Woodward, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
5 | Approval to Issue Debt Convertible into Shares at a Conversion Price Below Net Asset Value | Mgmt | For | For | For | |||
HomeStreet Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HMST | CUSIP 43785V102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Brian Dempsey | Mgmt | For | For | For | |||
2 | Elect Gerhardt Morrison | Mgmt | For | For | For | |||
3 | Elect Douglas Smith | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 06/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gerald Michaud | Mgmt | For | Withhold | Against | |||
1.2 | Elect Edmund Mahoney | Mgmt | For | Withhold | Against | |||
1.3 | Elect Elaine Sarsynski | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 06/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authorization to Offer and Sell Shares of Common Stock Below Net Asset Value | Mgmt | For | For | For | |||
Horizon Technology Finance Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRZN | CUSIP 44045A102 | 07/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | |||
Iconix Brand Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ICON | CUSIP 451055107 | 08/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Cole | Mgmt | For | For | For | |||
1.2 | Elect Barry Emanuel | Mgmt | For | For | For | |||
1.3 | Elect Drew Cohen | Mgmt | For | For | For | |||
1.4 | Elect F. Peter Cuneo | Mgmt | For | For | For | |||
1.5 | Elect Mark Friedman | Mgmt | For | For | For | |||
1.6 | Elect James Marcum | Mgmt | For | For | For | |||
1.7 | Elect Laurence Charney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Innophos Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IPHS | CUSIP 45774N108 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Cappeline | Mgmt | For | For | For | |||
1.2 | Elect Amado Cavazos | Mgmt | For | For | For | |||
1.3 | Elect Randolph Gress | Mgmt | For | For | For | |||
1.4 | Elect Linda Myrick | Mgmt | For | For | For | |||
1.5 | Elect Karen Osar | Mgmt | For | For | For | |||
1.6 | Elect John Steitz | Mgmt | For | For | For | |||
1.7 | Elect Stephen Zide | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Innovative Solutions and Support, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISSC | CUSIP 45769N105 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Geoffrey Hedrick | Mgmt | For | For | For | |||
2 | Elect Winston Churchill | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Investors Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISBC | CUSIP 46146P102 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Cashill | Mgmt | For | For | For | |||
1.2 | Elect Brian Dittenhafer | Mgmt | For | For | For | |||
1.3 | Elect Kevin Cummings | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ISTA Pharmaceuticals | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISTA | CUSIP 45031X204 | 12/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vicente Anido, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Richard Williams | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kensey Nash Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNSY | CUSIP 490057106 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Evans | Mgmt | For | For | For | |||
1.2 | Elect C. McCollister Evarts | Mgmt | For | For | For | |||
2 | Amendment to the Employee Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Key Energy Services Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KEG | CUSIP 492914106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Alario | Mgmt | For | For | For | |||
2 | Elect Ralph Michael III | Mgmt | For | For | For | |||
3 | Elect Arlene Yocum | Mgmt | For | For | For | |||
4 | 2012 Equity and Cash Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Kindred Healthcare, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KND | CUSIP 494580103 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Kuntz | Mgmt | For | For | For | |||
2 | Elect Joel Ackerman | Mgmt | For | For | For | |||
3 | Elect Jonathan Blum | Mgmt | For | For | For | |||
4 | Elect Thomas Cooper | Mgmt | For | For | For | |||
5 | Elect Paul Diaz | Mgmt | For | For | For | |||
6 | Elect Christopher Hjelm | Mgmt | For | For | For | |||
7 | Elect Isaac Kaufman | Mgmt | For | For | For | |||
8 | Elect Frederick Kleisner | Mgmt | For | For | For | |||
9 | Elect Eddy Rogers, Jr. | Mgmt | For | For | For | |||
10 | Elect John Short | Mgmt | For | For | For | |||
11 | Elect Phyllis Yale | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | 2012 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
La-Z-Boy Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LZB | CUSIP 505336107 | 08/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt Darrow | Mgmt | For | For | For | |||
1.2 | Elect H. George Levy | Mgmt | For | For | For | |||
1.3 | Elect W. Alan McCollough | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Lakeland Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LKFN | CUSIP 511656100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Evans, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Findlay | Mgmt | For | For | For | |||
1.3 | Elect Emily Pichon | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LaSalle Hotel Properties | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHO | CUSIP 517942108 | 04/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Foland | Mgmt | For | For | For | |||
1.2 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | |||
1.3 | Elect William McCalmont | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
LHC Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LHCG | CUSIP 50187A107 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Monica Azare | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Breaux | Mgmt | For | Withhold | Against | |||
1.3 | Elect Dan Wilford | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Lithia Motors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAD | CUSIP 536797103 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sidney DeBoer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Thomas Becker | Mgmt | For | Withhold | Against | |||
1.3 | Elect Susan Cain | Mgmt | For | Withhold | Against | |||
1.4 | Elect Bryan DeBoer | Mgmt | For | Withhold | Against | |||
1.5 | Elect William Young | Mgmt | For | Withhold | Against | |||
1.6 | Elect M.L. Dick Heimann | Mgmt | For | Withhold | Against | |||
1.7 | Elect Kenneth Roberts | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Louisiana-Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPX | CUSIP 546347105 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Archie Dunham | Mgmt | For | For | For | |||
1.2 | Elect Daniel Frierson | Mgmt | For | For | For | |||
1.3 | Elect Curtis Stevens | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
M/I Homes, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHO | CUSIP 55305B101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Igoe | Mgmt | For | For | For | |||
1.2 | Elect J. Thomas Mason | Mgmt | For | For | For | |||
1.3 | Elect Sharen Jester Turney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
McGrath Rentcorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MGRC | CUSIP 580589109 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dawson | Mgmt | For | For | For | |||
1.2 | Elect Robert Hood | Mgmt | For | For | For | |||
1.3 | Elect Dennis Kakures | Mgmt | For | For | For | |||
1.4 | Elect Robert McGrath | Mgmt | For | For | For | |||
1.5 | Elect M. Richard Smith | Mgmt | For | For | For | |||
1.6 | Elect Dennis Stradford | Mgmt | For | For | For | |||
1.7 | Elect Ronald Zech | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | |||
MedAssets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDAS | CUSIP 584045108 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect C. A. Lance Piccolo | Mgmt | For | For | For | |||
1.2 | Elect Bruce Wesson | Mgmt | For | For | For | |||
1.3 | Elect Samuel Skinner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Medicines Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDCO | CUSIP 584688105 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Armin Kessler | Mgmt | For | For | For | |||
1.2 | Elect Robert Savage | Mgmt | For | For | For | |||
1.3 | Elect Glenn Sblendorio | Mgmt | For | For | For | |||
1.4 | Elect Melvin Spigelman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mentor Graphics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MENT | CUSIP 587200106 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Keith Barnes | Mgmt | For | Withhold | Against | |||
1.2 | Elect Peter Bonfield | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gregory Hinckley | Mgmt | For | Withhold | Against | |||
1.4 | Elect J. Daniel McCranie | Mgmt | For | Withhold | Against | |||
1.5 | Elect Kevin McDonough | Mgmt | For | Withhold | Against | |||
1.6 | Elect Patrick McManus | Mgmt | For | Withhold | Against | |||
1.7 | Elect Walden Rhines | Mgmt | For | Withhold | Against | |||
1.8 | Elect David Schechter | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Re-Approval of the Executive Variable Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Metro Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
METR | CUSIP 59161R101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gary Nalbandian | Mgmt | For | For | For | |||
1.2 | Elect James Adair | Mgmt | For | For | For | |||
1.3 | Elect John Cardello | Mgmt | For | For | For | |||
1.4 | Elect Douglas Gelder | Mgmt | For | For | For | |||
1.5 | Elect Alan Hassman | Mgmt | For | For | For | |||
1.6 | Elect Michael Serluco | Mgmt | For | For | For | |||
1.7 | Elect Howell Mette | Mgmt | For | For | For | |||
1.8 | Elect Samir Srouji | Mgmt | For | For | For | |||
2 | Amendment to the 2011 Director Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
3 | Amendment to the Stock Purchase Program | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Metropolitan Health Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDF | CUSIP 592142103 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Earley | Mgmt | For | For | For | |||
1.2 | Elect Arthur Kowaloff | Mgmt | For | For | For | |||
1.3 | Elect Michael Cahr | Mgmt | For | For | For | |||
1.4 | Elect Casey Gunnell | Mgmt | For | For | For | |||
1.5 | Elect Richard Franco, Sr. | Mgmt | For | For | For | |||
1.6 | Elect Mark Stolper | Mgmt | For | For | For | |||
1.7 | Elect John Watts, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MFA Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFA | CUSIP 55272X102 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Dahir | Mgmt | For | For | For | |||
1.2 | Elect Robin Josephs | Mgmt | For | For | For | |||
1.3 | Elect George Krauss | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
MGIC Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTG | CUSIP 552848103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Curt Culver | Mgmt | For | For | For | |||
1.2 | Elect Timothy Holt | Mgmt | For | For | For | |||
1.3 | Elect William McIntosh | Mgmt | For | For | For | |||
1.4 | Elect Leslie Muma | Mgmt | For | For | For | |||
1.5 | Elect Mark Zandi | Mgmt | For | For | For | |||
2 | Increase in Authorized Common Stock | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Minerals Technologies Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTX | CUSIP 603158106 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Clark | Mgmt | For | For | For | |||
1.2 | Elect Michael Pasquale | Mgmt | For | For | For | |||
1.3 | Elect Marc Robinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
MModal Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MODL | CUSIP 60689B107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roger Davenport | Mgmt | For | For | For | |||
1.2 | Elect V Kumar | Mgmt | For | For | For | |||
1.3 | Elect Frank Baker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Morgans Hotel Group Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHGC | CUSIP 61748W108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Burkle | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Friedman | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Gault | Mgmt | For | For | For | |||
1.4 | Elect Michael Gross | Mgmt | For | For | For | |||
1.5 | Elect David Hamamoto | Mgmt | For | For | For | |||
1.6 | Elect Jason Kalisman | Mgmt | For | For | For | |||
1.7 | Elect Thomas Harrison | Mgmt | For | For | For | |||
1.8 | Elect Michael Malone | Mgmt | For | For | For | |||
1.9 | Elect Andrew Sasson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Omnibus Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Multi-Fineline Electronix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFLX | CUSIP 62541B101 | 03/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Lemaitre | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald Schwanz | Mgmt | For | Withhold | Against | |||
1.3 | Elect See Meng Wong | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
National Health Investors, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NHI | CUSIP 63633D104 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Webb | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
NCI Building Systems, Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCS | CUSIP 628852204 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Berges | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lawrence Kremer | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Holland | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
New Mountain Finance Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NMFC | CUSIP 647551100 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Ogens | Mgmt | For | For | For | |||
2 | Approval of Amended and Restated Investment Advisory Agreement | Mgmt | For | For | For | |||
Newell Rubbermaid Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NWL | CUSIP 651229106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Clarke | Mgmt | For | For | For | |||
2 | Elect Elizabeth Cuthbert-Millett | Mgmt | For | For | For | |||
3 | Elect Domenico De Sole | Mgmt | For | For | For | |||
4 | Elect Steven Strobel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to Articles of Incorporation to Declassify Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
NewStar Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEWS | CUSIP 65251F105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Bralver | Mgmt | For | For | For | |||
1.2 | Elect Timothy Conway | Mgmt | For | For | For | |||
1.3 | Elect Bradley Cooper | Mgmt | For | For | For | |||
1.4 | Elect Brian Fallon | Mgmt | For | For | For | |||
1.5 | Elect Frank Noonan | Mgmt | For | For | For | |||
1.6 | Elect Maureen O'Hara | Mgmt | For | For | For | |||
1.7 | Elect Peter Schmidt-Fellner | Mgmt | For | For | For | |||
1.8 | Elect Richard Thornburgh | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
NN, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NNBR | CUSIP 629337106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roderick Baty | Mgmt | For | For | For | |||
1.2 | Elect David Pugh | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Nova Measuring Instruments Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVMI | CUSIP M7516K103 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | For | For | |||
2 | Approval of Amendments to the Articles of Association | Mgmt | For | For | For | |||
3 | Elect Michael Brunstein | Mgmt | For | For | For | |||
4 | Elect Alon Dumanis | Mgmt | For | For | For | |||
5 | Elect Avi Cohen | Mgmt | For | For | For | |||
6 | Elect Naama Zeldis | Mgmt | For | For | For | |||
7 | Director & Officer Liability/Indemnification | Mgmt | For | For | For | |||
8 | Approval of Director Remuneration Package | Mgmt | For | For | For | |||
NV Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVE | CUSIP 67073Y106 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Joseph Anderson, Jr. | Mgmt | For | For | For | |||
2 | Elect Glenn Christenson | Mgmt | For | For | For | |||
3 | Elect Susan Clark | Mgmt | For | For | For | |||
4 | Elect Stephen Frank | Mgmt | For | For | For | |||
5 | Elect Brian Kennedy | Mgmt | For | For | For | |||
6 | Elect Maureen Mullarkey | Mgmt | For | For | For | |||
7 | Elect John O'Reilly | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect Donald Snyder | Mgmt | For | For | For | |||
10 | Elect Michael Yackira | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2003 Non-Employee Director Stock Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
One Liberty Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OLP | CUSIP 682406103 | 06/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph DeLuca | Mgmt | For | For | For | |||
1.2 | Elect Fredric Gould | Mgmt | For | For | For | |||
1.3 | Elect Eugene Zuriff | Mgmt | For | For | For | |||
2 | 2012 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Oplink Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OPLK | CUSIP 68375Q403 | 11/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chieh Chang | Mgmt | For | Withhold | Against | |||
1.2 | Elect Hua Lee | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Orion Marine Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORN | CUSIP 68628V308 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Daerr, Jr. | Mgmt | For | For | For | |||
2 | Elect J. Michael Pearson | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Oritani Financial Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORIT | CUSIP 68633D103 | 07/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Palomar Medical Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMTI | CUSIP 697529303 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joseph Caruso | Mgmt | For | For | For | |||
1.2 | Elect Jeanne Cohane | Mgmt | For | For | For | |||
1.3 | Elect Damian Dell'Anno | Mgmt | For | For | For | |||
1.4 | Elect Nicholas Economou | Mgmt | For | For | For | |||
1.5 | Elect James Martin | Mgmt | For | For | For | |||
1.6 | Elect A. Neil Pappalardo | Mgmt | For | For | For | |||
1.7 | Elect Louis Valente | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Perficient, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRFT | CUSIP 71375U101 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Davis | Mgmt | For | For | For | |||
1.2 | Elect Ralph Derrickson | Mgmt | For | For | For | |||
1.3 | Elect John Hamlin | Mgmt | For | For | For | |||
1.4 | Elect James Kackley | Mgmt | For | For | For | |||
1.5 | Elect David Lundeen | Mgmt | For | For | For | |||
1.6 | Elect David May | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Tax Deductible Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Pericom Semiconductor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSEM | CUSIP 713831105 | 12/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Chiming Hui | Mgmt | For | For | For | |||
1.2 | Elect Chi-Hung Hui | Mgmt | For | For | For | |||
1.3 | Elect Hau Lee | Mgmt | For | For | For | |||
1.4 | Elect Michael Sophie | Mgmt | For | For | For | |||
1.5 | Elect Siu-Weng Simon Wong | Mgmt | For | For | For | |||
1.6 | Elect Edward Yang | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Pinnacle Entertainment, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNK | CUSIP 723456109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stephen Comer | Mgmt | For | For | For | |||
2 | Elect John Giovenco | Mgmt | For | For | For | |||
3 | Elect Richard Goeglein | Mgmt | For | For | For | |||
4 | Elect Bruce Leslie | Mgmt | For | For | For | |||
5 | Elect James Martineau | Mgmt | For | For | For | |||
6 | Elect Desiree Rogers | Mgmt | For | For | For | |||
7 | Elect Anthony Sanfilippo | Mgmt | For | For | For | |||
8 | Elect Miller Studenmend | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
10 | Reapproval of Performance Criteria Under the 2005 Equity and Performance Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2008 Directors Deferred Compensation Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Pioneer Drilling Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDC | CUSIP 723655106 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wm. Stacy Locke | Mgmt | For | For | For | |||
1.2 | Elect C. John Thompson | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Re-approval of the Material Terms of Performance Goals under the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
PMC-Sierra, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PMCS | CUSIP 69344F106 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Belluzzo | Mgmt | For | For | For | |||
2 | Elect James Diller | Mgmt | For | For | For | |||
3 | Elect Michael Farese | Mgmt | For | For | For | |||
4 | Elect Jonathan Judge | Mgmt | For | For | For | |||
5 | Elect Michael Klayko | Mgmt | For | For | For | |||
6 | Elect William Kurtz | Mgmt | For | For | For | |||
7 | Elect Gregory Lang | Mgmt | For | For | For | |||
8 | Elect Frank Marshall | Mgmt | For | For | For | |||
9 | Elect Richard Nottenburg | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2008 Equity Plan | Mgmt | For | Against | Against | |||
Popular Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BPOP | CUSIP 733174106 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alejandro Ballester | Mgmt | For | For | For | |||
2 | Elect Richard Carrion | Mgmt | For | For | For | |||
3 | Elect Carlos Unanue | Mgmt | For | For | For | |||
4 | Elect David Goel | Mgmt | For | For | For | |||
5 | Reverse Stock Split | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Portfolio Recovery Associates | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Fredrickson | Mgmt | For | For | For | |||
1.2 | Elect Penelope Kyle | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Privatebancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVTB | CUSIP 742962103 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Norman Bobins | Mgmt | For | For | For | |||
1.2 | Elect James Nicholson | Mgmt | For | For | For | |||
1.3 | Elect Alejandro Silva | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Provident Financial Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFS | CUSIP 74386T105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Geoffrey Connor | Mgmt | For | For | For | |||
1.2 | Elect Christopher Martin | Mgmt | For | For | For | |||
1.3 | Elect Edward O'Donnell | Mgmt | For | For | For | |||
1.4 | Elect Jeffries Shein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
PS Business Parks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PSB | CUSIP 69360J107 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Havner, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Joseph Russell, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Jennifer Dunbar | Mgmt | For | For | For | |||
1.4 | Elect James Kropp | Mgmt | For | For | For | |||
1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
1.6 | Elect Michael McGee | Mgmt | For | For | For | |||
1.7 | Elect Gary Pruitt | Mgmt | For | For | For | |||
1.8 | Elect Peter Schultz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Equity and Performance-Based Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
PVH Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PVH | CUSIP 693656100 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Baglivo | Mgmt | For | For | For | |||
2 | Elect Emanuel Chirico | Mgmt | For | For | For | |||
3 | Elect Juan Figuereo | Mgmt | For | For | For | |||
4 | Elect Joseph Fuller | Mgmt | For | For | For | |||
5 | Elect Fred Gehring | Mgmt | For | For | For | |||
6 | Elect Margaret Jenkins | Mgmt | For | For | For | |||
7 | Elect David Landau | Mgmt | For | For | For | |||
8 | Elect Bruce Maggin | Mgmt | For | For | For | |||
9 | Elect V. James Marino | Mgmt | For | For | For | |||
10 | Elect Henry Nasella | Mgmt | For | For | For | |||
11 | Elect Rita Rodriguez | Mgmt | For | For | For | |||
12 | Elect Craig Rydin | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Quality Distribution, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QLTY | CUSIP 74756M102 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Crowe | Mgmt | For | For | For | |||
1.2 | Elect Gary Enzor | Mgmt | For | For | For | |||
1.3 | Elect Richard Marchese | Mgmt | For | For | For | |||
1.4 | Elect Thomas Miklich | Mgmt | For | For | For | |||
1.5 | Elect M. Ali Rashid | Mgmt | For | For | For | |||
1.6 | Elect Alan Schumacher | Mgmt | For | For | For | |||
1.7 | Elect Thomas White | Mgmt | For | For | For | |||
2 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Reinsurance Group of America, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RGA | CUSIP 759351604 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Fred Sievert | Mgmt | For | For | For | |||
1.2 | Elect Stanley Tulin | Mgmt | For | For | For | |||
1.3 | Elect A. Greig Woodring | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rex Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXX | CUSIP 761565100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lance Shaner | Mgmt | For | For | For | |||
1.2 | Elect Thomas Stabley | Mgmt | For | For | For | |||
1.3 | Elect John Higbee | Mgmt | For | For | For | |||
1.4 | Elect John Lombardi | Mgmt | For | For | For | |||
1.5 | Elect Eric Mattson | Mgmt | For | For | For | |||
1.6 | Elect John Zak | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rock-Tenn Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RKT | CUSIP 772739207 | 01/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Hake | Mgmt | For | Withhold | Against | |||
1.2 | Elect Terrell Crews | Mgmt | For | Withhold | Against | |||
1.3 | Elect Timothy Bernlohr | Mgmt | For | Withhold | Against | |||
1.4 | Elect James Rubright | Mgmt | For | Withhold | Against | |||
1.5 | Elect Bettina Whyte | Mgmt | For | Withhold | Against | |||
1.6 | Elect James Young | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Omnibus Stock Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Rockville Financial, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RCKB | CUSIP 774188106 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Bars | Mgmt | For | For | For | |||
2 | 2012 Incentive Stock Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
RPM International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RPM | CUSIP 749685103 | 10/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frederick Nance | Mgmt | For | Withhold | Against | |||
1.2 | Elect Charles Ratner | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Summers, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jerry Thornton | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Ruddick Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RDK | CUSIP 781258108 | 02/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Belk | Mgmt | For | For | For | |||
1.2 | Elect John Cato | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dickson | Mgmt | For | For | For | |||
1.4 | Elect James Hynes | Mgmt | For | For | For | |||
1.5 | Elect Anna Nelson | Mgmt | For | For | For | |||
1.6 | Elect Bailey Patrick | Mgmt | For | For | For | |||
1.7 | Elect Robert Spilman, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Harold Stowe | Mgmt | For | For | For | |||
1.9 | Elect Isaiah Tidwell | Mgmt | For | For | For | |||
1.10 | Elect William Warden, Jr. | Mgmt | For | For | For | |||
2 | Company Name Change | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Saia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAIA | CUSIP 78709Y105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Trucksess, III | Mgmt | For | For | For | |||
2 | Elect Jeffrey Ward | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Sanderson Farms, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAFM | CUSIP 800013104 | 02/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Baker, III | Mgmt | For | For | For | |||
1.2 | Elect John Bierbusse | Mgmt | For | For | For | |||
1.3 | Elect Mike Cockrell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Scorpio Tankers Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNG | CUSIP Y7542C106 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bugbee | Mgmt | For | For | For | |||
1.2 | Elect Donald Trauscht | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SM Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SM | CUSIP 78454L100 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Barbara Baumann | Mgmt | For | For | For | |||
2 | Elect Anthony Best | Mgmt | For | For | For | |||
3 | Elect Larry Bickle | Mgmt | For | For | For | |||
4 | Elect Stephen Brand | Mgmt | For | For | For | |||
5 | Elect William Gardiner | Mgmt | For | For | For | |||
6 | Elect Julio Quintana | Mgmt | For | For | For | |||
7 | Elect John Seidl | Mgmt | For | For | For | |||
8 | Elect William Sullivan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sonic Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAH | CUSIP 83545G102 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect O. Bruton Smith | Mgmt | For | For | For | |||
1.2 | Elect B. Scott Smith | Mgmt | For | For | For | |||
1.3 | Elect David Smith | Mgmt | For | For | For | |||
1.4 | Elect William Belk | Mgmt | For | For | For | |||
1.5 | Elect William Brooks | Mgmt | For | For | For | |||
1.6 | Elect Victor Doolan | Mgmt | For | For | For | |||
1.7 | Elect H. Robert Heller | Mgmt | For | For | For | |||
1.8 | Elect Robert Rewey | Mgmt | For | For | For | |||
1.9 | Elect David Vorhoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Formula Restricted Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
4 | 2012 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Gas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWX | CUSIP 844895102 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Boughner | Mgmt | For | For | For | |||
1.2 | Elect Jose Cardenas | Mgmt | For | For | For | |||
1.3 | Elect Thomas Chestnut | Mgmt | For | For | For | |||
1.4 | Elect Stephen Comer | Mgmt | For | For | For | |||
1.5 | Elect LeRoy Hanneman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Maffie | Mgmt | For | For | For | |||
1.7 | Elect Anne Mariucci | Mgmt | For | For | For | |||
1.8 | Elect Michael Melarkey | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Shaw | Mgmt | For | For | For | |||
1.10 | Elect A. Randall Thoman | Mgmt | For | For | For | |||
1.11 | Elect Thomas Thomas | Mgmt | For | For | For | |||
1.12 | Elect Terrence Wright | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Restricted Stock/Unit Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spartan Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPTN | CUSIP 846822104 | 08/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wendy Beck | Mgmt | For | For | For | |||
1.2 | Elect Yvonne Jackson | Mgmt | For | For | For | |||
1.3 | Elect Elizabeth Nickels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Spectrum Brands Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPB | CUSIP 84763R101 | 02/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Maura | Mgmt | For | Withhold | Against | |||
1.2 | Elect Terry Pollistina | Mgmt | For | Withhold | Against | |||
1.3 | Elect Hugh Rovit | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Stage Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSI | CUSIP 85254C305 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Barocas | Mgmt | For | For | For | |||
2 | Elect Michael Glazer | Mgmt | For | For | For | |||
3 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
4 | Elect Earl Hesterberg, Jr. | Mgmt | For | For | For | |||
5 | Elect William Montgoris | Mgmt | For | For | For | |||
6 | Elect David Schwartz | Mgmt | For | For | For | |||
7 | Elect Ralph Scozzafava | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Approval of Material Terms of Executive Officer Performance Goals | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Stamps.com Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STMP | CUSIP 852857200 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G. Bradford Jones | Mgmt | For | Withhold | Against | |||
1.2 | Elect Lloyd Miller | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
State Bank Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STBZ | CUSIP 856190103 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Balkcom, Jr. | Mgmt | For | For | For | |||
2 | Elect Kelly Barrett | Mgmt | For | For | For | |||
3 | Elect Archie Bransford, Jr. | Mgmt | For | For | For | |||
4 | Elect Kim Childers | Mgmt | For | For | For | |||
5 | Elect Joseph Evans | Mgmt | For | For | For | |||
6 | Elect Virginia Hepner | Mgmt | For | For | For | |||
7 | Elect J. Daniel Speight | Mgmt | For | For | For | |||
8 | Elect J. Thomas Wiley, Jr. | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Steiner Leisure Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STNR | CUSIP P8744Y102 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clive Warshaw | Mgmt | For | For | For | |||
1.2 | Elect David Harris | Mgmt | For | For | For | |||
2 | 2012 Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Stoneridge, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRI | CUSIP 86183P102 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Corey | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Draime | Mgmt | For | For | For | |||
1.3 | Elect Douglas Jacobs | Mgmt | For | For | For | |||
1.4 | Elect Ira Kaplan | Mgmt | For | For | For | |||
1.5 | Elect Kim Korth | Mgmt | For | For | For | |||
1.6 | Elect William Lasky | Mgmt | For | For | For | |||
1.7 | Elect Paul Schlather | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Summit Hotel Properties, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INN | CUSIP 866082100 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kerry Boekelheide | Mgmt | For | For | For | |||
1.2 | Elect Daniel Hansen | Mgmt | For | For | For | |||
1.3 | Elect Bjorn Hanson | Mgmt | For | For | For | |||
1.4 | Elect David Kay | Mgmt | For | For | For | |||
1.5 | Elect Thomas Storey | Mgmt | For | For | For | |||
1.6 | Elect Wayne Wielgus | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Supervalu Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SVU | CUSIP 868536103 | 07/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Chappel | Mgmt | For | For | For | |||
2 | Elect Irwin Cohen | Mgmt | For | For | For | |||
3 | Elect Ronald Daly | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Philip Francis | Mgmt | For | For | For | |||
6 | Elect Edwin Gage | Mgmt | For | For | For | |||
7 | Elect Craig Herkert | Mgmt | For | For | For | |||
8 | Elect Steven Rogers | Mgmt | For | For | For | |||
9 | Elect Matthew Rubel | Mgmt | For | For | For | |||
10 | Elect Wayne Sales | Mgmt | For | For | For | |||
11 | Elect Kathi Seifert | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Swift Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFY | CUSIP 870738101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clyde Smith, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Terry Swift | Mgmt | For | For | For | |||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Compensation Plan | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sykes Enterprises, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYKE | CUSIP 871237103 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles Sykes | Mgmt | For | For | For | |||
1.2 | Elect William Meurer | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Non-Employee Director Fee Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Syneron Medical Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELOS | CUSIP M87245102 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Appointment of Auditor | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | For | For | |||
3 | Approval of Grant of Options to Mr. Eckhouse | Mgmt | For | For | For | |||
SYNNEX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNX | CUSIP 87162W100 | 03/20/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dwight Steffensen | Mgmt | For | For | For | |||
1.2 | Elect Kevin Murai | Mgmt | For | For | For | |||
1.3 | Elect Fred Breidenbach | Mgmt | For | For | For | |||
1.4 | Elect Hau Lee | Mgmt | For | For | For | |||
1.5 | Elect Matthew Miau | Mgmt | For | Withhold | Against | |||
1.6 | Elect Dennis Polk | Mgmt | For | For | For | |||
1.7 | Elect Gregory Quesnel | Mgmt | For | For | For | |||
1.8 | Elect James Van Horne | Mgmt | For | For | For | |||
1.9 | Elect Thomas Wurster | Mgmt | For | For | For | |||
1.10 | Elect Duane Zitzner | Mgmt | For | For | For | |||
1.11 | Elect Andrea Zulberti | Mgmt | For | For | For | |||
2 | Amendment to the Executive Profit Sharing Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Taubman Centers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TCO | CUSIP 876664103 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Graham Allison | Mgmt | For | For | For | |||
1.2 | Elect Peter Karmanos, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William Taubman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
TeleCommunication Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSYS | CUSIP 87929J103 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jan Huly | Mgmt | For | For | For | |||
1.2 | Elect A. Reza Jafari | Mgmt | For | For | For | |||
1.3 | Elect Weldon Latham | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William Lamb | Mgmt | For | For | For | |||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James McEntee, III | Mgmt | For | For | For | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect Joan Specter | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Ensign Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENSG | CUSIP 29358P101 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Christensen | Mgmt | For | For | For | |||
1.2 | Elect Van Johnson | Mgmt | For | For | For | |||
1.3 | Elect Daren Shaw | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The First of Long Island Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIC | CUSIP 320734106 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Allen Busching | Mgmt | For | For | For | |||
1.2 | Elect Paul Canarick | Mgmt | For | For | For | |||
1.3 | Elect Alexander Cover | Mgmt | For | For | For | |||
1.4 | Elect J. Douglas Maxwell, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Stephen Murphy | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
The Greenbrier Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBX | CUSIP 393657101 | 01/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Furman | Mgmt | For | For | For | |||
1.2 | Elect C. Bruce Ward | Mgmt | For | For | For | |||
1.3 | Elect Charles Swindells | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
The Hanover Insurance Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
THG | CUSIP 410867105 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick Eppinger | Mgmt | For | For | For | |||
2 | Elect Joseph Ramrath | Mgmt | For | For | For | |||
3 | Elect Harriett Taggart | Mgmt | For | For | For | |||
4 | Approval of Material terms of Performance Criteria Under the 2006 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
The Manitowoc Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTW | CUSIP 563571108 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy Armes | Mgmt | For | For | For | |||
1.2 | Elect Cynthia Egnotovich | Mgmt | For | For | For | |||
1.3 | Elect James Packard | Mgmt | For | For | For | |||
2 | Short-Term Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2003 Incentive Stock and Awards Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Tidewater Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDW | CUSIP 886423102 | 07/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Jay Allison | Mgmt | For | For | For | |||
1.2 | Elect James Day | Mgmt | For | For | For | |||
1.3 | Elect Richard du Moulin | Mgmt | For | For | For | |||
1.4 | Elect Morris Foster | Mgmt | For | For | For | |||
1.5 | Elect J. Wayne Leonard | Mgmt | For | For | For | |||
1.6 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.7 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.8 | Elect Richard Pattarozzi | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Sutton | Mgmt | For | For | For | |||
1.10 | Elect Cindy Taylor | Mgmt | For | For | For | |||
1.11 | Elect Dean Taylor | Mgmt | For | For | For | |||
1.12 | Elect Jack Thompson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Transatlantic Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRH | CUSIP 893521104 | 02/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Against | |||
Transatlantic Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRH | CUSIP 893521104 | 09/20/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | N/A | TNA | N/A | |||
3 | Right to Adjourn Meeting | Mgmt | N/A | TNA | N/A | |||
Transatlantic Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRH | CUSIP 893521104 | 09/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Acquisition | Mgmt | For | Against | Against | |||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | Against | Against | |||
Triple-S Management Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTS | CUSIP 896749108 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Luis Clavell-Rodriguez | Mgmt | For | For | For | |||
2 | Elect Jesus Sanchez-Colon | Mgmt | For | For | For | |||
3 | Elect Cari Dominguez | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Tronox Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRXAQ | CUSIP 897051108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
TTM Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TTMI | CUSIP 87305R109 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Iverson | Mgmt | For | For | For | |||
1.2 | Elect Robert Klatell | Mgmt | For | For | For | |||
1.3 | Elect John Mayer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Tutor Perini Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TPC | CUSIP 901109108 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Band | Mgmt | For | For | For | |||
1.2 | Elect Michael Klein | Mgmt | For | For | For | |||
1.3 | Elect Robert Miller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
UIL Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UIL | CUSIP 902748102 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thelma Albright | Mgmt | For | For | For | |||
1.2 | Elect Arnold Chase | Mgmt | For | For | For | |||
1.3 | Elect Betsy Henley-Cohn | Mgmt | For | For | For | |||
1.4 | Elect Suedeen Kelly | Mgmt | For | For | For | |||
1.5 | Elect John Lahey | Mgmt | For | For | For | |||
1.6 | Elect Daniel Miglio | Mgmt | For | For | For | |||
1.7 | Elect William Murdy | Mgmt | For | For | For | |||
1.8 | Elect Donald Shassian | Mgmt | For | For | For | |||
1.9 | Elect James Torgerson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UniSource Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNS | CUSIP 909205106 | 05/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Bonavia | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Aldrich | Mgmt | For | For | For | |||
1.3 | Elect Barbara Baumann | Mgmt | For | For | For | |||
1.4 | Elect Larry Bickle | Mgmt | For | For | For | |||
1.5 | Elect Harold Burlingame | Mgmt | For | For | For | |||
1.6 | Elect Robert Elliott | Mgmt | For | For | For | |||
1.7 | Elect Daniel Fessler | Mgmt | For | For | For | |||
1.8 | Elect Louise Francesconi | Mgmt | For | For | For | |||
1.9 | Elect Warren Jobe | Mgmt | For | For | For | |||
1.10 | Elect Ramiro Peru | Mgmt | For | For | For | |||
1.11 | Elect Gregory Pivirotto | Mgmt | For | For | For | |||
1.12 | Elect Joaquin Ruiz | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Company Name Change | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
United Financial Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UBNK | CUSIP 91030T109 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Ross | Mgmt | For | For | For | |||
1.2 | Elect Robert Stewart, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Unitek Global Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNTK | CUSIP 91324T302 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mark Dailey | Mgmt | For | For | For | |||
1.2 | Elect Daniel Hopkin | Mgmt | For | For | For | |||
1.3 | Elect Dean MacDonald | Mgmt | For | Withhold | Against | |||
1.4 | Elect Michael O'Donnell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Validus Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VR | CUSIP G9319H102 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Carpenter | Mgmt | For | For | For | |||
1.2 | Elect Alok Singh | Mgmt | For | For | For | |||
1.3 | Elect Christopher Watson | Mgmt | For | For | For | |||
1.4 | Election of Edward J. Noonan | Mgmt | For | For | For | |||
1.5 | Election of C.N. Rupert Atkin | Mgmt | For | For | For | |||
1.6 | Election of Patrick G. Barry | Mgmt | For | For | For | |||
1.7 | Election of Peter A. Bilsby | Mgmt | For | For | For | |||
1.8 | Election of Alan Bossin | Mgmt | For | For | For | |||
1.9 | Election of Julian P. Bosworth | Mgmt | For | For | For | |||
1.10 | Election of Janita A. Burke | Mgmt | For | For | For | |||
1.11 | Election of Michael E.A. Carpenter | Mgmt | For | For | For | |||
1.12 | Election of Rodrigo Castro | Mgmt | For | For | For | |||
1.13 | Election of Jane S. Clouting | Mgmt | For | For | For | |||
1.14 | Election of Joseph E. Consolino | Mgmt | For | For | For | |||
1.15 | Election of C. Jerome Dill | Mgmt | For | For | For | |||
1.16 | Election of Andrew Downey | Mgmt | For | For | For | |||
1.17 | Election of Kerry A. Emanuel | Mgmt | For | For | For | |||
1.18 | Election of Jonathan D. Ewington | Mgmt | For | For | For | |||
1.19 | Election of Andrew M. Gibbs | Mgmt | For | For | For | |||
1.20 | Election of Michael Greene | Mgmt | For | For | For | |||
1.21 | Election of Barnabas Hurst-Bannister | Mgmt | For | For | For | |||
1.22 | Election of Anthony J. Keys | Mgmt | For | For | For | |||
1.23 | Election of Robert F. Kuzloski | Mgmt | For | For | For | |||
1.24 | Election of Stuart W. Mercer | Mgmt | For | For | For | |||
1.25 | Election of Jean-Marie Nessi | Mgmt | For | For | For | |||
1.26 | Election of Andre Perez | Mgmt | For | For | For | |||
1.27 | Election of Julian G. Ross | Mgmt | For | For | For | |||
1.28 | Election of Rafael Saer | Mgmt | For | For | For | |||
1.29 | Election of Matthew Scales | Mgmt | For | For | For | |||
1.30 | Election of James E. Skinner | Mgmt | For | For | For | |||
1.31 | Election of Verner G. Southey | Mgmt | For | For | For | |||
1.32 | Election of Nigel D. Wachman | Mgmt | For | For | For | |||
1.33 | Election of Lixin Zeng | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Walker & Dunlop Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WD | CUSIP 93148P102 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Bowers | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gaynor | Mgmt | For | For | For | |||
1.3 | Elect Cynthia Hallenbeck | Mgmt | For | For | For | |||
1.4 | Elect John Rice | Mgmt | For | For | For | |||
1.5 | Elect Dana Schmaltz | Mgmt | For | For | For | |||
1.6 | Elect Howard Smith | Mgmt | For | For | For | |||
1.7 | Elect Edmund Taylor | Mgmt | For | For | For | |||
1.8 | Elect William Walker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Washington Federal, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFSL | CUSIP 938824109 | 01/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Liane Pelletier | Mgmt | For | For | For | |||
1.2 | Elect Mark Tabbutt | Mgmt | For | For | For | |||
1.3 | Elect Roy Whitehead | Mgmt | For | For | For | |||
1.4 | Elect John Clearman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Hugh Durden | Mgmt | For | For | For | |||
1.2 | Elect Deborah Quazzo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Web.com Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WWWW | CUSIP 94733A104 | 10/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Weis Markets, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMK | CUSIP 948849104 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Weis | Mgmt | For | Withhold | Against | |||
1.2 | Elect Jonathan Weis | Mgmt | For | Withhold | Against | |||
1.3 | Elect David Hepfinger | Mgmt | For | Withhold | Against | |||
1.4 | Elect Harold Graber | Mgmt | For | Withhold | Against | |||
1.5 | Elect Gerrald Silverman | Mgmt | For | Withhold | Against | |||
1.6 | Elect Glenn Steele, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
WESTERN ALLIANCE BANCORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAL | CUSIP 957638109 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Beach | Mgmt | For | For | For | |||
1.2 | Elect William Boyd | Mgmt | For | For | For | |||
1.3 | Elect Steven Hilton | Mgmt | For | Withhold | Against | |||
1.4 | Elect Marianne Boyd Johnson | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Vecchione | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Winthrop Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FUR | CUSIP 976391300 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Ashner | Mgmt | For | For | For | |||
1.2 | Elect Arthur Blasberg, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Howard Goldberg | Mgmt | For | For | For | |||
1.4 | Elect Thomas McWilliams | Mgmt | For | For | For | |||
1.5 | Elect Scott Rudolph | Mgmt | For | For | For | |||
1.6 | Elect Lee Seidler | Mgmt | For | For | For | |||
1.7 | Elect Carolyn Tiffany | Mgmt | For | For | For | |||
1.8 | Elect Steven Zalkind | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's recommendation if management's recommendation is 'For' or 'Against,' and for management’s recommendation if management’s recommendation is ‘Abstain.’ Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked 'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.' | ||
Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a shareholder may vote 'For' or 'Against.' | ||
SIGNATURES | ||
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. | ||
Registrant: | Putnam Investment Funds | |
By: | /s/ Jonathan S. Horwitz | |
Name: | Jonathan S. Horwitz | |
Title: | Executive Vice President, Principal Executive Officer and Compliance Liaison | |
Date: | August 8, 2012 | |